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Persistence of DNA Deposited by The Original User On Objects After Subsequent Use by A Second Person
Persistence of DNA Deposited by The Original User On Objects After Subsequent Use by A Second Person
Persistence of DNA Deposited by The Original User On Objects After Subsequent Use by A Second Person
A R T I C L E I N F O A B S T R A C T
Article history: There is a paucity of data regarding the persistence of DNA from prior user of an object after, its use by
Received 3 April 2013 another person. To acquire a greater understanding of persistence we performed controlled, experiments
Received in revised form 29 August 2013 encompassing over 179 objects that had only been used by one individual for an extended, period before
Accepted 9 October 2013
used by a 2nd person for various but known duration. Our findings show that the profile, percentage
contribution of the 1st user relative to the 2nd user of an object declines in a linear manner, over time.
Keywords: The retrieval of the profile of the initial user of the object is dependent on the type of, substrate and use of
DNA
the object. When considering a hard non-porous object the 1st user’s profile, percentage contribution
Persistence
drops 50% immediately upon use by a 2nd person and drops to 15% after, 90 min. When considering a
Transfer
Touch soft porous object the 1st wearer’s profile contribution remains, higher than that of the 2nd wearer
Forensic during the first 10 h of wear by the 2nd wearer and still, accounts for 12% after 96 h. This substrate
associated difference was also observed in an, assessment of a wide range of personal objects used by
2nd users for different durations. Particular, areas of certain objects were more likely to retain a greater
proportion of the 1st user’s DNA than other, areas. Alleles of unknown source were present on the
majority of objects but rarely exceeded 10% of, the total profile. Greater knowledge of persistence will
inform investigators regarding the likelihood of, detecting a profile of a particular individual based on the
type of object and its history, and assist with, identifying the best areas of an object to target for DNA
sampling.
ß 2013 Elsevier Ireland Ltd. All rights reserved.
1872-4973/$ – see front matter ß 2013 Elsevier Ireland Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.fsigen.2013.10.005
220 R.A.H. van Oorschot et al. / Forensic Science International: Genetics 8 (2014) 219–225
There have been very few studies examining persistence of included; the date and time of each change of activity; the type of
biological samples [4,7] and even fewer that focussed on the material with which it was in contact during the activity (including
persistence of DNA left by touch/skin cells, especially after the various skin locations and non skin substrate types); description of
object has been used/worn by a second person. One such study substrate type; the type of activity the object was involved in and
showed that the majority of profiles recovered from wallets stolen the manner of contact, and the duration of the activity. The second
in a simulated robbery were mixtures, with the ‘robber’s profile users were requested to use the pen as they normally would for
comprising the major component of the mixture or was the single writing and record contact information. Buccal samples were taken
source in 40% of profiles [8]. The authors concluded that such from all 1st and 2nd users from which their profiles were
knowledge of trace evidence characteristics of DNA will aid in its generated.
interpretation and presentation in criminal trials.
Transfer of DNA from touched objects is dependent on the 2.1.2. Test B
substrate on which the biological material resides, the substrate A stretch of flat white nylon/polyester blend braided 3 mm
the deposit area comes into contact with, the freshness of the wide elastic (purchased from a local chain store) was cut into
deposit and the manner of contact [9]. There appear to be other pieces of 24 cm lengths using cleaned scissors. The ends of each
factors, however, also influencing transfer [10]. The value of an piece were knotted and the overhanging elastic cut from the knots
awareness of transfer rates given particular situations to help to create 88 elastic band bracelets of 19 to 22 cm. All bracelets were
judge the relative probability of alternative multi-step transfer laid flat on blotting paper and both sides exposed to UV light for
events has also been illustrated [11]. 12 h respectively. Six bracelets were put aside as negative controls.
Here we aim to acquire a greater understanding of the To ensure that an approximately equal amount of DNA, from a
persistence of DNA deposited by the initial user on objects after known single donor source, was deposited on each bracelet they
various durations of use of the item by a second person. Three were handled as follows: A single individual wore 80 bands (40 on
separate tests were conducted: Test A relating to a handled object each arm) between the hand and the elbow for a total of 34 h
that had a non-porous, hard, flat surface (represented by pens and during 6 sessions extending over 5 days. Prior to removing the
pen lids); Test B relating to a worn object that was porous bracelets after each of these 6 sessions the wearer rubbed his left
(represented by bracelets made of elastic fabric); and Test C, where hand over the bracelets on the right arm for 30 s and the same with
unlike Tests A and B where all the starting objects were the same, his right hand over the bracelets on his left arm. Each time the
we examine a wide range of everyday personal objects of different bracelets were removed from the arm the wearer placed them
substrates, shapes, sizes and uses. All Test A and B replicate objects together in a single large envelope then rummaged through the
had similar determinable amounts of DNA deposited on them by envelope and randomly handled bunches of bracelets for 1 min
an initial known single individual, while the objects used in Test C with his right hand and 1 min with his left hand. The same person
had varying unknown amounts of DNA, each from a different initial then randomly removed 4 bracelets from the envelope, rubbed
depositor. All objects from Tests A, B and C were given to a wide them between his hands for 30 s and placed them in a small
range of second users who used them for different periods of time. envelope. This procedure was repeated until 17 envelopes of 4
bracelets were generated for subsequent issue to second users
2. Materials and methods (each a different individual). A further six bracelets handled
similarly were placed in a separate envelope as deposit controls.
2.1. Objects and activity recordings Second users were provided with an information sheet, an
envelope with four worn bracelets, an activity data recording sheet
2.1.1. Test A and four new small envelopes labelled 1–4 into which the worn
Fifty-four new pens (Classic Fine blue ink, Bic Australia) bracelets were to be placed upon completion of use. The 2nd
hexagon shaped hard smooth plastic with a cone shaped hard wearers were asked to start wearing all four bracelets at the same
smooth plastic lid taken directly from a new box were cleaned with time on the one wrist, and to record when they temporarily took
0.05% hypochlorite and 70% ethanol. Five pens, with their lids, were them off (e.g. when showering, sleeping) and put them back on.
retained as negative controls and all other pens were placed They were also asked to wear the bracelets for different total time
together in a single large envelope. To ensure that, as much as periods. As close as possible these were to be of incremental
possible, an approximately equal amount of DNA, from a known doubling of time (e.g. 5, 10, 20 and 40 h; or 1, 2, 4 and 8 d) and to
single donor source, was placed on each pen they were handled as record on the data sheet the date and time they stopped wearing
follows: Five pens were randomly taken from the envelop at a time, each of the four bracelets. Buccal samples were collected from all
rubbed between two hands for 30 s, the lid of each removed and 1st and 2nd wearers, from which their profiles were generated.
replaced, and placed on clean sheet of blotting paper. After all pens
had been treated in this manner they were returned to the 2.1.3. Test C
envelope. This procedure was repeated (including the removal and Individuals were asked to donate a personal object that could be
replacement of lids) on each of the following three days by the used by a second person for some time. When supplying an object
same person, but instead of rubbing the pens for 30 s they were the owner was asked to confirm that they were the sole user of the
rubbed for 60 s. In total each pen had been rubbed vigorously for a object, how long they had owned/used it and what was their
total of 210 s and the lids removed and replaced four times. Five of frequency and duration of its use. The object’s material composi-
these pens were randomly removed from the large envelope using tion and surface type were recorded.
clean forceps and placed in a smaller envelope as deposit controls. Forty-six different objects (each from a different individual)
Using clean forceps each of the remaining pens was removed from were issued to 2nd users (each a different individual) and returned
the large envelope and placed into a separate small envelop. 44 of after use (Supplementary Table 1). Activity data sheets issued to
these were issued to second users (each a different individual). 2nd users were as per Test A. Unlike with the items in Tests A and B
The second users were provided with an information sheet, an the initial amounts of DNA on these items were unknown. At the
envelope with a single used pen, an activity data recording sheet completion of the object’s use by the 2nd user it was placed in
and a new, small, empty envelope into which the pen was to be suitable clean packaging. Buccal samples were collected from all
placed upon completion of use. The activities to which the pen was original 1st owners and 2nd users from which their profiles were
exposed were recorded on the data sheet and these details generated.
R.A.H. van Oorschot et al. / Forensic Science International: Genetics 8 (2014) 219–225 221
Supplementary material related to this article can be found, in pen. Pens that were exposed to rubbing between hands by the 2nd
the online version, at doi:10.1016/j.fsigen.2013.10.005. user and those that had not been used to write with by the 2nd user
were analysed separately from those that had been used just to
2.2. DNA collection, extraction, quantitation, amplification and write with and left on a surface between writing activities. To
genotyping determine the effect, if any, of increasing DNA yield from the pens
on the profile percentage contribution from the 1st user, all pens
2.2.1. Test A were ranked based on the DNA yield obtained and the average
The lid was removed from the pen and treated separately. profile percent contribution from the 1st user was calculated. This
Wet + dry double swabbing with cotton swabs (150C, Copan, Italy), procedure was repeated for the lids.
was used to recover DNA for extraction. The whole external area of
each pen, excluding the writing tip and end tip, was targeted. The 2.3.2. Test B
external surface of each lid, excluding the end part of the clip, was Of the 63 bracelets worn and returned for analysis, three, from
double swabbed separately. The two swabs of each item were different groups, did not produce DNA profiles and were excluded
teased from the stick and placed in a spin basket within a 2 ml from further analyses.
centrifuge tube for DNA extraction. A large number of alleles extraneous to the depositor were
noted on the deposit control bracelets. These alleles were referred
2.2.2. Test B to as ‘1st wearer derived unknowns’. Alleles foreign to the 1st
Each bracelet was cut into small pieces of 3–6 mm using wearer, 2nd wearer and ‘1st wearer derived unknowns’ were
cleaned scissors and forceps and these were placed into a 2 ml referred to as ‘2nd wearer derived unknowns’.
centrifuge tube ready for DNA extraction. To determine the effect of increased wear time on the DNA yield
and profile percentages, the bracelet data were ranked from lowest
2.2.3. Test C to highest total wearing time. The data were grouped into 9 time
Wet + dry double swabbing was used to collect DNA from hard categories and the average DNA yields and profile percentage
surfaces and tape lifting was used to collect DNA from soft, porous contributions of the 1st wearer, 2nd wearer, 1st wearer derived
objects. unknowns and 2nd wearer derived unknowns determined.
increases, and the 1st user’s profile decreases. After one lid
removal the 2nd user forms the major profile percentage
contribution (average 58%). At 4 and 5 lid removals the 1st user
forms a very small percentage contribution (4% and 2% respec-
tively) and at 6 removals, the 1st user’s profile is not detectable,
and completely replaced by that of the 2nd user. Differences of
average profile contribution from the 1st user as the number of lid
removals increase is significant (p = 0.02).
Alleles of unknown origin were found in 53% of swabs from lids
analysed, ranging from 1% to 15% of the total profile peak RFUs. No
trend was observed in the percentage profile contribution of the
unknown source with the number of times the lid was removed.
Of the 6 pens reported to have been rubbed between the hands
by a 2nd user all pens and lids gave DNA quantities higher than the
average of the deposit controls. The profile of the 1st user was
present at a low percentage from three pens, and their
corresponding lids, but not in the other 3 where only the profile
of the 2nd user was obtained (data not shown).
Fig. 1. Average profile percentage contributions of the 2nd user, 1st user and
unknowns retrieved from pens per total writing time. 3.2. Test B: bracelets
groups but without any apparent trends. Some lids provided more Of the 6 negative control bracelets three provided no DNA and
than the deposit control lids and others less. three very low quantities of DNA which provided either 1 or 2
Fig. 1 shows the average profile percentage contribution from alleles. The 6 deposit control bracelets yielded an average of
the 1st user, 2nd user, and unknown source in each writing time 9.44 ng (range: 5.05–12.9 ng, S.D.: 3.42). All deposit control
category. There appears to be an even mixture of profile percentage bracelets provided full profiles of the 1st wearer. However, alleles
contributions from the 1st and 2nd user when the total writing foreign to the 1st wearer were also found in each of the 6 bracelets.
time by the 2nd user was less than 30 min. After 30 min writing The average profile percentage contributed by the 1st wearer was
time, the 2nd user forms the major contribution to the profile, and 85% (range: 81–88%, S.D.: 2.58) with the remainder being of foreign
after 90 min, the 1st user contributes an average of only 15% to the origin. The number of foreign alleles per bracelet averaged 10.3
mixture. There was some negative correlation between increased (range: 8–15). These extraneous alleles were similar across all 6
writing time by the 2nd user and the profile percentage and none of those detected on the negative control bracelets were
contribution of the 1st user, but it was of borderline significance found in the deposit controls.
(p = 0.052) in this relatively small sample set. However, when The yields of DNA recovered from the 60 bracelets worn by a
comparing the shortest time writing group (1–5 min) to the 2nd wearer ranged from 3.93 ng (worn for 10 min) to 217.5 ng
longest time writing group (>90 min) the difference between the (worn for 16 days). The average amounts of DNA recovered from
average DNA contributions by the 1st user was significant each bracelet per time period worn by the 2nd wearer are shown in
(p < 0.01). Supplementary Fig. 1. 55 bracelets (92%) returned a higher DNA
A small number of alleles of unknown origin were noted in 72% quantity than the deposit control average of 9.44 ng. The 5
of the pens analysed ranging from 1% to 9% of the total profile peak bracelets that returned a lower value than this were worn for a
RFUs. It appears that as writing time increases, the unknown short period (10–160 min). There is some positive relationship
alleles’ percentage contribution decreases; however, this is between average DNA amounts and the lengths of time the
insignificant. bracelet was worn by the 2nd wearer and a highly significant
Fig. 2 shows that as the number of times a lid is removed from a difference between the DNA yields in each wearing time category
pen increases, the 2nd user’s profile percent contribution (p < 0.001).
Supplementary material related to this article can be found, in
the online version, at doi:10.1016/j.fsigen.2013.10.005.
Surprisingly, full profiles of the 1st wearer were recovered from
all but three bracelets. Of these latter three bracelets one was worn
for 16 days by the 2nd wearer and displayed three alleles derived
from the 1st wearer (at relatively low RFU) representing 2% of the
profile contribution. The other two bracelets, both worn for 8 days,
alleles from the 1st wearer were detected at 4 and 5 loci
contributing 7% and 12% of the total profile respectively.
Fig. 3 shows the percentages of DNA profiles derived from the
1st and 2nd wearer of the 60 bracelets worn by a 2nd wearer. As
the total time of bracelet wear by the 2nd wearer increases, the
percentage of the profile derived from the 1st wearer declines
significantly (p < 0.001). At 0–5 h of wear by the 2nd wearer, the
1st wearer still forms the major contribution to the profile. At 6–
28 h of wear by the 2nd wearer, there is a relatively equal
contribution. After 29 h of wear, the 2nd wearer provides the
majority contribution to the profile.
The number and overall contribution to the profile by unknown
Fig. 2. Average profile percentage contributions of the 2nd user, 1st user and alleles assumed to have been added by the 2nd wearer were low
unknowns retrieved from pen-lids per number of lid removals. with no clear trends of origin. Fig. 3 displays the average profile
R.A.H. van Oorschot et al. / Forensic Science International: Genetics 8 (2014) 219–225 223
The opposite was observed with the bracelets in Test B where inner soles of the sandals tested (Supplementary Table 1). The
the majority of bracelets worn by a 2nd wearer provided more DNA presence of unknown alleles from swabs taken of feet has been
than the deposit control bracelets. This difference between the two noted by others [18].
tests is likely due to the longer contact the 2nd wearers had with Alleles of an unknown source were found on the majority of
the bracelets compared to the 2nd users of the pens, as well as the items examined in this study (i.e. pens, lids, bracelets and personal
difference in substrate between the two items. This concurs with items) and, when present, rarely exceeded more than 10% of the
what could be expected based on the findings of Wickenheiser [1] total RFU of the profiles observed from a specific item. In
and Goray et al. [9,13] that hard non-porous plastic has less comparison Daly et al. [6] observed profiles in addition to the
capacity to accumulate and retain deposited/transferred DNA than depositors’ in a lower percentage of touched samples (37%, 25%
soft rough surfaced porous fabric. and 7.5% of single hand deposits on wood, fabric and glass
Substrate difference is also one of the reasons why the bracelets respectively). These samples however were of pre-cleaned objects
returned more DNA than the pens even though the one dimensional that had been touched only briefly once and included a high
surface areas available for deposit of DNA were similar. A further portion of samples that yielded insufficient DNA to generate a
reason could be the difference in the method of DNA collection. profile. The origin of the alleles of unknown source is likely to be
Swabs were used to collect DNA from the pens and the DNA then from individuals, and/or objects previously touched by others, that
extracted from the swabs whereas the bracelets were cut up and the person or object being sampled has come into contact with.
DNA extracted directly from them. It has been demonstrated that As one would expect as the proportion of the total profile derived
double swabbing does not collect all DNA present on a substrate from the 1st wearer of a bracelet in Test B declines as the wear by the
[14]. 2nd wearer increases, so too did the proportion of unknown alleles
The presence of the 1st user’s DNA on pens, even on some held derived from the 1st wearer. However, the proportion of unknown
for over 90 min by a 2nd user, may in part be because the 1st user alleles derived from the 2nd wearers did not increase but remained
deposited their DNA over the whole of the pen while the 2nd users relatively constant. This finding is in part due to the variation in the
handled the pen in a way that some areas remained untouched. relative amounts of foreign DNA that an individual has on their
The variation observed within the various categories of samples hands at any one time, and that in this experiment we observed an
tested could be due to differences in shedder status of the 2nd average of several 2nd wearers, which happens to be less than the
users [1,15,16] and the differences in the manner of contact [9]. relatively high level deposited by the one individual who deposited
The pressure and friction, when either removing or replacing the their DNA on all the bracelets as the 1st wearer.
pen lids, probably contributed to the rapid proportional decrease of The results of this study provide insights into the likelihood of
the 1st user’s profile and increase of the 2nd user’s profile [9] obtaining the profile of a prior user of an object. They will assist
observed in these samples. investigators decide which of the available relevant crime
The weak trend of reduced 1st user profile and increased 2nd associated objects, and which part(s) thereof, may best yield the
user profile over time observed in the collated results for all types sought after information. This may improve the relative success
of personal items examined in Test C will in part relate to variation rate of collected samples, provide more probative information to
in substrate and the size of area targeted for sampling. Of the crime investigators as well as assist with the management of
personal items examined, those with a porous substrate provided a resources (time, labour, consumables).
far greater proportion of full profiles of the original user than those
with a non porous substrate. This phenomenon concurs with the 5. Conclusions
findings of both Tests A and B.
As has been reported previously [1,8,17] the present study has The degree of persistence of DNA from a prior user of an object
confirmed that depending on the type of object, the area in depends on the type of object, the substrate it is made of, the area
question and the manner of handling the object, the DNA of the 2nd of the object targeted for sampling and the duration and manner of
user can be rapidly transferred to an object and replace the DNA of contact by a subsequent user. Alleles of unknown sources should
a previous user. This is likely due to the simultaneous transfer from be expected to be observed as a very minor component of the
the object to the handler reducing the total quantity of DNA profile generated from handled objects.
initially present, as well as the initial DNA becoming a smaller Greater knowledge of persistence will inform investigators
portion of the total quantity of DNA present on the object after regarding the likelihood of detecting a profile of a particular
being handled by a second person. One example of this was a USB individual based on the type of object and its history, and assist with
stick (hard flat plastic) used regularly by a single person for 5 yrs identifying the best area(s) of an object to target for DNA sampling.
and then used for just 1 min by a 2nd user. The 2nd user’s profile
was the only profile retrieved from it. This finding, however, is in
Acknowledgements
contrast to observations from items with rough surfaces, such as
the rubber thimble, which retained DNA of the original user, who
We would like to thank the volunteers who participated in this
rarely used it, after a 2nd person used it actively for 1 min.
study and Dr Kaye Ballantyne for assistance with the preparation of
One can speculate that the reason for finding the highest 1st
the figures.
wearer profile percentage contribution on the outer side of bands
of the two watches examined, rather than the inner side of the
bands and inner side of faces, is because this area has had the least References
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