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RESEARCH PAPER
Fukushima, Japan, 4Graduate Course of Health and Social, Kanagawa University of Human Services, Yokosuka, Kanagawa, Japan, and
5
Department of Community-based Rehabilitation Sciences, Unit of Rehabilitation Sciences, Nagasaki University Graduate School of Biomedical
Sciences, Sakamoto, Nagasaki, Japan
Abstract Keywords
Purpose: To determine a quantifiable measure to identify patients with dementia who can ADOC, cut-off, dementia, meaningful activity,
choose an illustration of meaningful activity using an iPad application, Aid for Decision-making occupational therapy
in Occupation Choice (ADOC). Method: We recruited 116 patients from 5 institutions in Japan.
Occupational therapists interviewed patients with dementia to determine meaningful activities History
Disabil Rehabil Assist Technol
using ADOC. The most meaningful activity was confirmed by their primary caregivers.
The cut-off was estimated from Mini-Mental State Examination (MMSE). Results: Receiver Received 13 June 2013
operating characteristic analysis indicated that an MMSE score of 8 was the cut-off for choosing Revised 14 November 2013
meaningful activities using ADOC. Sensitivity and specificity was 91.0% and 74.1%, respectively, Accepted 27 November 2013
and the area under the curve value was 0.89. Conclusion: ADOC can provide individualized Published online 24 December 2013
information regarding meaningful activities for patients with moderate dementia.
Figure 1. Interview using the Aid for Decision making in Occupation Choice (ADOC).
occupational performance of individuals with cognitive impair- with each chosen activity. Therapy plans formulated by the
Disabil Rehabil Assist Technol
ment. However, the cognitive coverage of this measure remains therapist and patient are uploaded, saved in a PDF file, and
unclear, and ample space is required for placing the photographs. printed. Therapy plans are then discussed as required and signed
To address these problems, we developed the Aid for Decision- by the patient and therapist. During each step of the ADOC
Making in Occupation Choice (ADOC) application for the iPad process, instructions are presented as short captions on the iPad
(Figure 1; Apple, Cupertino, CA) [11–13]. In ADOC, patient can screen.
select activities from 95 illustrations of daily activities derived
from the activities and participation domains of the International Patients
Classification of Human Functioning, Disability, and Health
This multicenter cross-sectional study included a convenience
chapters [14]. Through this process, the patient and therapist can
sample of patients with and without dementia undergoing
cooperatively determine the goals for therapy and prioritize
occupational therapy. To determine a cut-off, we recruited
activities. Thus, ADOC promotes shared decision-making
patients on the basis of their Mini-Mental State Examination
between the patient and therapist through a systematic goal-
(MMSE) scores so that all scores were equally distributed across
setting process in which patients select activities that they
the full range of possible scores (0–30 points). The exclusion
consider meaningful.
criteria were age 518 years and marked delirium.
A previous study on ADOC examined patients with moderate
dementia who participated in the goal-setting process [15].
Procedure
However, there are no criteria that indicate patients with dementia
who can effectively participate in the ADOC process. This study Figure 3 presents an outline of the study procedure. The patients
aimed to determine a quantifiable measure that can identify and their primary caregivers were briefed about the aims
patients with dementia who can choose an illustration of and testing procedures of the study prior to their participation.
meaningful activity using the iPad application ADOC. Written informed consent was obtained from each primary
caregiver and/or patient. This study was performed in accord-
Methods ance with the Declaration of Helsinki, and was approved by the
ethics committee of Kanagawa University of Human Services
The goal-setting process of ADOC
(No. 22-011).
ADOC involves the following 3 steps: (1) patient’s information MMSE was administered in each patient to assess the extent of
inputs by therapist, (2) activities are chosen and prioritized, and cognitive dysfunction. MMSE is widely used to assess cognitive
(3) patient and therapist satisfaction is measured and documented mental status in both clinical practice and research [16]. MMSE
(Figure 2) [11]. The ADOC goal-setting process is achieved in scores range from 0 to 30; a score 25 points indicates normal or
several steps. First, the therapist logs into the ADOC system with intact cognitive function, whereas scores of 9 points indicate
a user name and password and uploads patients’ personal severe, 10–20 points indicates moderate, and 21–24 points
information. Further the patient selects up to 20 activities and indicate mild cognitive impairment [17].
rates them according to their importance. Therapists also select In this study, we examined the minimum MMSE score at
activities that are important activities related to the patient’s which patients were able to choose what they considered to be the
goals. Referring to the selected illustrations, both patient and most meaningful activity using ADOC. First, an occupational
therapist select up to five urgent or important activities, and each therapist interviewed each patient using the Japanese version of
activity is assigned a priority on the basis of the importance/ ADOC. The occupational therapist did not know the patient’s
urgency matrix. Subsequently, the patient rates their satisfaction choice of meaningful activity. ADOC was displayed to the patient,
DOI: 10.3109/17483107.2013.871074 A cut-off score using ADOC 3
1) Patients’ information
Rating satisfaction
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Figure 2. Procedure for the Aid for Decision-making in Occupation Choice (ADOC).
Results
and they were asked to select meaningful and familiar activities Study population
from the illustrations. They selected the meaningful activities
Of the 126 patients, 10 were excluded because the caregiver could
by touching the relevant illustrations. After selecting an activity,
not be contacted (n ¼ 7) or MMSE could not be completed
the patient provided reasons for his/her choice. To assess the
(n ¼ 3). In total, 116 patients (49 males and 66 females) from 5
validity of determining meaningful activities and the reasons
facilities were included. Table 1 presents the patients demograph-
behind the patients’ choices, the occupational therapist confirmed
ics. Eighty-eight (75.9%) of the 116 patients had MMSE scores
their responses with the primary caregiver. The caregiver rated
of 524 points.
the patient’s responses on a 5-point scale, with 1 indicating
they strongly disagree and 5 indicating they strongly agree.
Cut-off
Thus, a rating of 5 or 4 indicated agreement and was coded
as positive. Ratings between 1 and 3 were coded as negative; Figure 4 shows the distribution of positive and negative responses.
3 indicated that the primary caregiver had no opinion regard- MMSE scores were plotted on an ROC curve. Of the 116 patients,
ing the patient’s choice, 2 indicated disagreement, and 1 indicated 89 (76.7%) were able to choose illustrations representing mean-
strong disagreement. If the patient could not select an illustra- ingful activities, and the caregiver agreed with their selections.
tion through ADOC, the case was coded as negative. If Ten (8.6%) were able to identify meaningful activities, but the
the meaningful activity was positive, we asked the attending caregiver either had a strong disagreement (4%) or no opinion
occupational therapist whether the meaningful activity was regarding (6%) the selection. Seventeen (14.7%) patients were
known to them. unable to identify meaningful activities.
4 K. Tomori et al. Disabil Rehabil Assist Technol, Early Online: 1–6
0.6
Sensitivity
MMSE
15
0.4
Cutoff
10 7 < 8 point
Sensitivity: 92.1%
Specifically: 70.4%
0.2
5 AUC: 0.89
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FP=7 TN=19
0
0 0.2 0.4 0.6 0.8 1.0
0
TP=89
1-Specificallty
Positive Negative
n=89 n=27
Figure 4. Distribution of Mini-Mental State Examination (MMSE) scores and the receiver operating characteristic (ROC) curve.
Disabil Rehabil Assist Technol
Table 1. Characteristics of the study population. Table 2. Sensitivity, specificity, and BER for MMSE score
between 7 and 13.
Participant (n ¼ 116)
MMSE cut-off Sensitivity Specificity BER
Mean age (SD) 78.5 (9.8)
Sex (%) 7 0.933 0.593 0.206
Male 42% 8 0.921 0.704 0.189
Female 57% 9 0.910 0.741 0.193
Diagnosis (%) 10 0.876 0.778 0.219
Stroke 39% 11 0.854 0.778 0.218
Alzheimer’s disease 18% 12 0.843 0.815 0.217
Dementia 10% 13 0.831 0.852 0.215
Parkinson disease 11%
Arthritis/bone fracture 9% MMSE, Mini-Mental State Examination; BER, balanced
Neuromuscular disease 5% error rate.
Other 5%
Facility type (%)
Selected meaningful activities
Daycare center 59%
Nursing home 22% Table 3 presents the use of ADOC for selecting meaningful
Hospital for acute treatment 18% activities through interviews between occupational therapists
Mini-Mental State Examination
Mean total score (SD) 16.6 (8.8)
and patients. The most meaningful activities were selected from
Time (min) the ‘‘Leisure category’’ (59%). Patients narrated many stories
Mean total score (SD) 16.3 (7.6) regarding the illustrated activities during interviews. Of the
89 meaningful activities confirmed by the primary caregivers,
52 (58%) were unknown to the attending occupational therapists.
Based on the ROC curve, we determined the optimal MMSE
Discussion
cut-off score for selecting meaningful activities with ADOC as 8
points. The sensitivity and specificity was 92.1% and 70.4%, In this study, the optimal MMSE cut-off that indicated
respectively. AUC was 0.89 (95% confidence interval, 0.82–0.97), patients with dementia could use ADOC to determine meaningful
whereas the minimum BER was 0.189 (Table 2). In general, we activities was 8 points. Although we examined a score of 12
considered that a good cut-off corresponded to a point near the points, we observed that this cut-off score may exclude some
upper left corner of the ROC graph. By this method, we found that patients in whom ADOC may be applicable. Hirschman et al. [19]
the optimal cut-off was 12 points (Figure 4). This score yielded suggested that 92% patients with mild-to-moderate Alzheimer
sensitivity and specificity of 84.3% and 81.5%, respectively; the disease wanted to participate in the decision-making process
BER score had no minimum value (Table 3). Using an MMSE for treatment of dementia and that 71% caregivers are in favor
cut-off of 12 points, we observed that specificity increased, of patient participation in this decision-making process. In their
whereas sensitivity decreased. Therefore, the probability that work on ‘‘memory clubs’’, Zarit et al. [20] stated that patients
ADOC is not used in patients who are capable of identifying with dementia feel empowered by the ability to express
meaningful activities may be higher with a cut-off of 12 points. their needs and by participating in planning their own future.
DOI: 10.3109/17483107.2013.871074 A cut-off score using ADOC 5
Table 3. All categories and items of ADOC, and number of meaningful activities selected client and agreed with caregiver.
Interpersonal interaction
Verbal or nonverbal interaction, family relationships, friendship, formal relationships, intimate 9 10 2
relationships
Social life
Religion, political life and citizenship, use of public institutions, ceremonial functions, banquet/meeting, 5 6 5
community activities (e.g. Parent–Teacher Association), community events (e.g. festival)
Sport
Baseball/catch, softball, volleyball, basketball, football, ping-pong, tennis, badminton, martial arts, 7 8 5
bowling, croquet, swimming, hiking, cycling, jogging/marathon, walking, training at a gym, golf,
dancing
Disabil Rehabil Assist Technol
Leisure
Painting, reading, handicrafts, sightseeing, music/movies at home, board games, collecting, poetry, 52 59 31
calligraphy/flower arrangement/tea ceremony, making sweets, playing instruments, karaoke,
horticulture, do-it-yourself, gambling, pet care, diary/blog, video game, computer, photography/
videography, traveling, watching sport, theme park, eating out, driving, camping, TV/radio, fishing,
Japanese dance
(others)
Drink (alcohol), boccia 2 2 0
Total 89 100 52
The results of these two studies suggest that patients with improvement in the ability to perform activities of daily living
dementia should be given opportunities to express their needs or instrumental activities of daily living, and risk reduction.
and desires to the maximum extent possible. According to the However, the ultimate goal of dementia care is not only to restore
MMSE scoring system, patients with a score of 8 points have or improve basic abilities but also to promote quality time spent
severe cognitive impairment [17]. Patients with more severe in meaningful and familiar activities. Previous studies have
dementia tend to be excluded from clinical decision-making described tailored and activity-based leisure activities for patients
related to their daily lives [21,22]. Because ADOC allows patients with dementia that also positively affected caregiver satisfaction;
to choose meaningful activities, it may help therapists respect some of these activities had positive effects on patients’ well-
their patients’ opinions and preferences and create opportunities being and quality of life [5,24]. However, it is difficult to conduct
for patients to express their needs and desires, despite having appropriate leisure or hobby activities without information
moderate-to-severe dementia. regarding the patient’s interests and values, because these
In this study, most meaningful activities were chosen from the vary among individuals. The illustrations provided in ADOC
‘‘Leisure category’’ (59%) instead of the ‘‘Self-care’’ category promote interaction and provide visual stimulation to generate
(4%). Phinney et al. reported the following wide range of self-reflection and identification of potentially varied meaningful
meaningful activities for patients with dementia: leisure pastimes, activities [11]. Thus, ADOC may aid in identifying meaningful
household chores, work-related endeavors, and social involve- activities for patients with dementia.
ment. Harmer and Orrell [23] pointed that patients with dementia, Of the 89 positive responses, 52 (58%) were unknown to their
the staff, and family caregivers had differing views about the attending occupational therapists. This result suggests that ADOC
concepts of meaningful activity. Patients with dementia found more often elicits new information regarding meaningful
meaning in activities that addressed their psychological and social activities compared with usual conversation or existing semi-
needs, which related to the quality of experience of that activity structured assessment tools. However, one significant difference
rather than to specific types of activities. In contrast, the staff and between ADOC and other assessment tools is its process of
family caregivers viewed activities that maintained physical combined selection of activities by the patients and occupational
ability as meaningful. Rehabilitation in dementia care is likely therapist [11]. The decision-making process regarding occupa-
to emphasize the maintenance of physical or cognitive abilities, tional therapy for patients with dementia can easily become
6 K. Tomori et al. Disabil Rehabil Assist Technol, Early Online: 1–6
overly complicated. For example, patients with dementia may 2. Gardner RC, Valcour V, Yaffe K. Dementia in the oldest old: a
choose impossible or irrelevant activities. In such cases, ADOC multi-factorial and growing public health issue. Alzheimers Res
Ther 2013;5:27. doi: 10.1186/alzrt181.
allows the occupational therapist to choose an alternative activity
3. The American Occupational Therapy Association. Occupational
as required, even if it is an activity the patients did not select. therapy practice guidelines for adults with Alzheimer’s disease and
ADOC was designed to facilitate shared decision-making [11,25]. related disorders. Bethesda (MD): AOTA Press; 2010.
The model on which ADOC was developed is closely related 4. Graff MJ, Vernooij-Dassen MJ, Thijssen M, et al. Community based
to a patient-centered model, although it involves a partnership occupational therapy for patients with dementia and their care
between patients and their therapists [25]. The advantage of such givers: randomised controlled trial. Br Med J 2006;333:1196. doi:
a model is that both patients and therapists bring information and 10.1136/bmj.39001.688843.BE.
5. Gitlin LN, Winter L, Burke J, et al. Tailored activities to manage
valuable suggestions into the discussion. ADOC can be applied to
neuropsychiatric behaviors in persons with dementia and reduce
various decision-making models, such as the paternalism, caregiver burden: a randomized pilot study. Am J Geriatr Psychiatr
informed decision, and patient-centered models [25,26], depend- 2008;16:229–39.
ing on the patient’s level of cognitive function or the occupational 6. Law M, Baptiste S, Carswell A, et al. Canadian occupational
therapy situation. ADOC may in fact be a more acceptable tool performance measure. Toronto (Canada): CAOT Publications; 2005.
for goal-setting for patients with dementia compared with other 7. Kiresuk TS, Sherman RE. Goal attainment scaling: a general method
available tools because it not only facilitates patients involvement for evaluating comprehensive community mental health programms.
Comm Mental Health J 1968;4:443–53.
and provides the opportunity to express their needs and desires 8. Baum CM, Edwards D. Activity card sort 2nd: test manual.
to the maximum extent possible but also fosters a setting in which Bethesda (MD): AJOT; 2008.
an agreement can be reached among the patients, caregiver, and 9. McColl MA, Law M, Baptiste S, et al. Targeted applications of the
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