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Final Solutions 2018
Final Solutions 2018
– Ladder operators Ŝ± ≡ Ŝx ± iŜy , and [Ŝz , Ŝ± ] = ±Ŝ± , and
p
Ŝ± |S, Sz = mi = (S ∓ m)(S ± m + 1)|S, Sz = m ± 1i.
– e−iθn·Ŝ · Ŝa · eiθn·Ŝ = b Ŝb · [Rn (θ)]ba . SO(3) matrix for rotation around axis n
P
P
by angle θ is [Rn (θ)]ab = na nb + cos θ(δab − na nb ) − sin θ c abc nc , here n is 3D
unit-length real vector, n · Ŝ ≡ nx Ŝx + ny Ŝy + nz Ŝz .
– Ŝ i · Ŝ j ≡ Ŝiz Ŝjz + Ŝix Ŝjx + Ŝiy Ŝjy = Ŝiz Ŝjz + 21 (Ŝi+ Ŝj− + Ŝi− Ŝj+ ).
Γ1 1 1 1
Character table χΓi for irreducible representations (irrep)
Γ2 1 1 -1
Γ1,2,3 is given on the right. Γ3 2 -1 0
A complete orthonormal basis for the 9-dimensional Hilbert space is the Ŝz -basis, |S1,z i|S2,z i.
Here Si,z = 1, 0, −1 are eigenvalues of Ŝi,z for i = 1, 2 respectively. The matrix elements of
Ŝi,a for i = 1, 2 and a = x, y, z under Sz -basis are given on page 1.
(a) (10pts) Write down all the eigenvalues and normalized eigenstates (in terms of
Ŝz -basis) of Ĥ0 = −J · Ŝ 1 · Ŝ 2 . Here J > 0. [Hint: Ĥ0 is related to (Ŝ 1 + Ŝ 2 )2 ]
(b) (3pts) Define χ̂z = Ŝ1,x Ŝ2,y − Ŝ1,y Ŝ2,x . Show by explicit calculation that [χ̂z , Ŝz ] = 0.
Here Ŝz ≡ Ŝ1,z + Ŝ2,z .
(c) (5pts) Compute exp[−iθ · (Ŝ1,z − Ŝ2,z )] · χ̂z · exp[iθ · (Ŝ1,z − Ŝ2,z )]. θ is a real number.
The result should be a finite-degree polynomial of spin operators. [Hint: check page 1]
(d) (7pts) The full Hamiltonian is Ĥ = Ĥ0 + Dχ̂z . D is a real “small” parameter.
Solve the perturbed energy eigenvalue(s) of Ĥ corresponding to the original ground state(s)
to second order of D. [Hint: the original ground states of Ĥ0 are degenerate, but you
can avoid degenerate perturbation theory by dividing Hilbert space by symmetry; some
previous results might help]
(0)
(e) (5pts**) Denote the ground states of Ĥ0 in (a) by |ψ0,α i where α labels degenerate
states. Let |ψ(t = 0)i = |S1,z = +1i|S2,z = −1i, and |ψ(t)i = e−iĤ·t/h̄ |ψ(t = 0)i. Compute
(0)
the “ground state probability” P0 (|ψ(t)i) = α |hψ0,α |ψ(t)i|2 by time-dependent perturbation
P
theory to second order of D. [Hint: |ψ(t = 0)i is NOT Ĥ0 eigenstate, but interaction picture
can still be used, |hψ0,α |ψ(t)i|2 = |hψ0,α |ÛI (t)|ψ(t = 0)i|2 , where ÛI (t) = eiĤ0 ·t/h̄ e−iĤ·t/h̄ ; due
(0) (0)
(0)
to some symmetry, you do not need to compute hψ0,α |ψ(t)i for every α]
Solution
(a) This is exactly the same as Homework #6 Problem 1(1).
Ĥ0 = − J2 (Ŝ 1 + Ŝ 2 )2 + 2J.
The total spin quantum number can be 2 or 1 or 0, “1 ⊗ 1 = 2 ⊕ 1 ⊕ 0”.
(e) Use interaction picture. Define interaction picture operator for the perturbation,
V̂I (t) ≡ eiĤ0 ·t/h̄ · (Dχ̂z ) · e−iĤ0 ·t/h̄ . Then the interaction picture time evolution operator is
ÛI (t) ≡ eiĤ0 ·t/h̄ e−iĤ·t/h̄ = 1 + −h̄i 0 dt1 V̂I (t1 ) + ( −h̄i )2 0 dt1 0 1 dt2 V̂I (t1 )V̂I (t2 ) + . . .
Rt Rt Rt
The original ground states are |S1+2 = 2, S1+2,z i for S1+2,z = −2, −1, 0, 1, 2. Note that
V̂I (t) still conserves total Ŝz . So only hS1+2 = 2, S1+2,z = 0|ÛI |ψ(t = 0)i is nonzero.
In theSz = 0 subspace with the three basis given in (d),
0 2i
− √3 D · e −i 2J/h̄·t
0 √1
6
V̂I (t) is √2i3 D · ei2J/h̄·t
q
0 − 23 iD · e−iJ/h̄·t , |ψ(t = 0)i is √1 . Then
q 2
0 2
iD · e i J/h̄·t
0 √1
3 3
1 −i t 2i −i2J/h̄·t1 √1
R
hS1+2 = 2, S1+2,z = 0|ÛI |ψ(t = 0)i ≈ 6 + h̄ 0 dt1 [− 3 D · e
√ √ · 2]
√
+( −h̄i )2 0 dt1 0 dt2 [ −2 √ i De−i2J/h̄·t1 ][ √ 2i
Dei2J/h̄·t2 · √16 + −√32i De−iJ/h̄·t2 · √13 ] + . . .
R t R t1
3 3
√
≈ √16 − √iD −i2Jt/h̄ −i t √ i De−i2J/h̄·t1 ][ −
−2 √iD (ei2Jt1 /h̄ − 1) + −i 2D (e−iJt1 /h̄ − 1)]
R
6J
(e − 1) + h̄ 0
dt 1 [ 3 3 2J 3J
√ √
i i i i i i i + 2J + −i3J2D e−iJt1 /h̄ ]
i
1 D − 2Jt/h̄ −
Rt −2 − 2J/h̄·t − D 2Jt /h̄ 2D
≈ √6 − √6J (e − 1) + h̄ 0 dt1 [ √3 De 1
][ 3√2J e 1
1
(Ŝ i )2 = 2
· ( 12 + 1) = 43 . A complete orthonormal basis |ψi i (i = 1, . . . , 8) is the Sz -basis,
|S1z , S2z , S3z i, namely | ↑↑↑i, | ↓↑↑i, | ↑↓↑i, | ↑↑↓i, | ↑↓↓i, | ↓↑↓i, | ↓↓↑i, | ↓↓↓i.
(a) (10pts) Consider the D3 discrete symmetry (see page 1) generated by
C3 : Ŝ 1 7→ Ŝ 2 , Ŝ 2 7→ Ŝ 3 , Ŝ 3 7→ Ŝ 1 ; and σ : Ŝ 1 7→ Ŝ 1 , Ŝ 2 7→ Ŝ 3 , Ŝ 3 7→ Ŝ 2 .
Their actions on Sz -basis are Ĉ3 |s1 , s2 , s3 i = |s3 , s1 , s2 i, and σ̂|s1 , s2 , s3 i = |s1 , s3 , s2 i. Note
that D3 group actions do not change total Ŝz = 3i=1 Ŝi,z . Therefore the 8 × 8 matrices,
P
hψi |Ĉ3 |ψj i and hψi |σ̂|ψj i, are block-diagonal within each total-Sz subspace. Write down
the diagonal blocks of hψi |Ĉ3 |ψj i and hψi |σ̂|ψj i, namely representation matrices, RŜz =m (C3 )
and RŜz =m (σ), for each total-Sz subspace (for Sz = 23 , 12 , − 21 , − 32 , respectively).
(b) (10pts*) Some of the representations in (a) are reducible. Make orthonormal linear
combinations of the Sz -basis, so that they are eigenstates of Ŝz and form irreducible
representations of the D3 group. Copy the following table to your answer sheet and fill
the complete orthonormal irreducible representation basis states (in terms of Sz -basis) into
the last row. [NOTE: some entries will be empty; the ladder operators Ŝ± = 3i=1 Ŝi,±
P
are invariant under D3 group, so if you find a state |Ŝz = m, Γi i, then you can generate
|Ŝz = m ± 1, Γi i ∝ Ŝ± |Ŝz = m, Γi i; note that Γ3 is 2-dimensional irrep; you can use the
(c) (10pts) Consider Ĥ = (Ŝ1,x Ŝ2,x + Ŝ1,y Ŝ2,y ) + (Ŝ2,x Ŝ3,x + Ŝ2,y Ŝ3,y ) + (Ŝ3,x Ŝ1,x + Ŝ3,y Ŝ1,y )
= 12 (Ŝ1,+ Ŝ2,− + Ŝ1,− Ŝ2,+ ) + 21 (Ŝ2,+ Ŝ3,− + Ŝ2,− Ŝ3,+ ) + 12 (Ŝ3,+ Ŝ1,− + Ŝ3,− Ŝ1,+ ). It is easy to
see that [Ĥ, 3i=1 Ŝi,z ] = 0, and Ĥ is invariant under D3 group. Solve the eigenvalues and
P
eigenstates(in terms of Sz tensor product basis) for Ĥ. [Hint: results of (b) may help, also
consider the difference between Ĥ and Sˆ1 · Sˆ2 + Sˆ2 · Sˆ3 + Sˆ3 · Sˆ1 = 1 (Sˆ1 + Sˆ2 + Sˆ3 )2 +constant]
2
(d) (5pts) Explain the reason why the eigenvalues in (c) have degeneracy.
Solution
(a) Under the Sz basis given in the problem.
For Sz = ± 32 subspace, RŜz =± 3 (C3 ) = (1), RŜz =± 3 (σ) = (1).
2 2
0 0 1 1 0 0
For §z = ± 21 subspace, RŜz =± 1 (C3 ) = 1 0 0, RŜz =± 1 (σ) = 0 0 1.
2 2
0 1 0 0 1 0
D3 irrep Γ1 Γ1 Γ3
P3 3 3 1
total spin i=1 Ŝ i 2 2 2
√1 (2| ↓↑↑i − | ↑↓↑i − | ↑↑↓i)
basis state(s) | ↑↑↑i √1 (| ↓↑↑i + | ↑↓↑i + | ↑↑↓i) 6
3 1
√ (| ↑↓↑i − | ↑↑↓i)
2
Method #2:
Ĥ = 12 (Ŝ1,+ Ŝ2,− + Ŝ1,− Ŝ2,+ ) + 21 (Ŝ2,+ Ŝ3,− + Ŝ2,− Ŝ3,+ ) + 12 (Ŝ3,+ Ŝ1,− + Ŝ3,− Ŝ1,+ ). So it conserves
total Sz . Divide the 8-dimensional Hilbert space into subspaces of fixed total Sz .
3
In the Ŝ1+2+3,z = 2
space, with basis | ↑↑↑i, Ĥ is (0).
In the Ŝ1+2+3,z = − 23 space, with basis | ↓↓↓i, Ĥ is (0).
0 1 1
In the Ŝ1+2+3,z = 12 space, with basis (| ↓↑↑i, | ↑↓↑i, | ↑↑↓i), Ĥ is 12 1 0 1.
1 1 0
0 1 1
1 1
In the Ŝ1+2+3,z = − 2 space, with basis (| ↑↓↓i, | ↓↑↓i, | ↓↓↑i), Ĥ is 2 1 0 1.
1 1 0
1
The 3 × 3 matrix above has eigenvalue 1 with eigenvector √13 1, and
1
(d) Answer #1: Ĥ has time-reversal symmetry (each term is a product of even-number
of spin operators), and the system consists of odd-number of spin-1/2 (so T̂ 2 = −1), so
there must be Kramers degeneracy, all energy levels are at least 2-fold degenerate.
Answer #2: consider Û = exp(−iπ Ŝ1+2+3,y ), then Û Ŝi,z Û † = −Ŝi,z , Û Ŝi,x Û † = −Ŝi,x ,
Û Ŝi,y Û † = +Ŝi,y . So Û Ĥ Û † = Ĥ, but Û Ŝz Û † = −Ŝz , namely Û does not change Ĥ
eigenvalue, but changes sign of Ŝz eigenvalue. Ŝz eigenvalues are nonzero, therefore Ĥ
eigenvalue must be at least 2-fold degenerate.
Solution
(a1 Γ1 + a2 Γ2 )2 = (a21 + a22 )14×4 , (a3 Γ3 + a4 Γ4 )2 = (a23 + a24 )14×4 .
p
Therefore the 4 × 4 traceless hermitian matrix a1 Γ1 + a2 Γ2 has eigenvalues ± a21 + a22
p
(each is 2-fold degenerate), and a3 Γ3 + a4 Γ4 has eigenvalues ± a23 + a24 (each is 2-fold
degenerate).
p p
The eigenvalues of (a1 Γ1 + a2 Γ2 ) + (a3 Γ3 + a4 Γ4 ) are + a21 + a22 + a23 + a24 ,
p p p p p p
+ a21 + a22 − a23 + a24 , − a21 + a22 + a23 + a24 , − a21 + a22 − a23 + a24 .
(Not required) To be rigorous, we need to prove all the above four combinations appear.
Define U1 = iΓ1 Γ2 , U2 = iΓ3 Γ4 . It is easy to check that (U1 )† = U1 , (U2 )† = U2 , and
U12 = U22 = 14×4 , and U1 U2 = U2 U1 . So U1,2 are both unitary matrices, and commute.
U1 Γ1 U1† = −Γ1 , U1 Γ2 U1† = −Γ2 , U1 Γ3 U1† = Γ3 , U1 Γ4 U1† = Γ4 .
U2 Γ1 U2† = Γ1 , U2 Γ2 U2† = Γ2 , U2 Γ3 U2† = −Γ3 , U2 Γ4 U2† = −Γ4 .
Since [a1 Γ1 + a2 Γ2 , a3 Γ3 + a4 Γ4 ] = 0, we can find their simultaneous eigenvector ~v , with
Γ1 Γ2
The following analogy to spin-1/2 is not really necessary. Define Ŝ1,z = 2
, Ŝ1,x = 2
,
Ŝ2,z = Γ3
2
, and Ŝ1,y = i[Ŝ1,x , Ŝ1,z ] = 2i Γ2 Γ1 , Ŝ2,y = i[Ŝ2,x , Ŝ2,z ] = 2i Γ4 Γ3 . It is easy
Ŝ2,x = Γ4
2
,
P
to check that they satisfy the commutation relations of two spins, [Ŝi,a , Ŝj,b ] = δi,j c abc Ŝi,c .
And because Ŝi,z can only have eigenvalues ± 21 , they are two spin-1/2 moments. Then
a1 Γ1 + a2 Γ2 + a3 Γ3 + a4 Γ4 is (2a2 , 0, 2a1 ) · Ŝ 1 + (2a4 , 0, 2a3 ) · Ŝ 2 , which looks like two
decoupled spin-1/2 under different Zeeman field.
Problem 4. (30 points) Consider three fermion modes fˆ1,2,3 . They satisfy {fˆi , fˆj† } = δij .
Let Ĥ0 = E0 · (n̂1 − n̂3 ). Here n̂i = fˆ† fˆi , E0 > 0 is a real number. The occupation basis
i
|n1 , n2 , n3 i = (fˆ1† )n1 (fˆ2† )n2 (fˆ3† )n3 |vaci are orthonormal eigenstates of Ĥ0 with eigenvalue
E0 ·(n1 −n3 ), where n1,2,3 = 0 or 1 are eigenvalues of n̂1,2,3 , |vaci is the normalized “vacuum”.
(a) (8pts) Add a time-independent perturbation, V̂ = −t · ((fˆ1† fˆ2 + fˆ2† fˆ3 ) + (fˆ2† fˆ1 + fˆ3† fˆ2 )).
Here t is a real “small parameter”. Solve the approximate eigenvalues of Ĥ = Ĥ0 + V̂ up
to 2nd order of t in the entire Fock space. [Hint: use perturbation theory, or solve exact
eigenvalues of Ĥ and expand them to 3rd order of t, note Ĥ preserves total particle number,
some facts about angular momentum might help]
(b) (8pts) Consider perturbation V̂ 0 = −t · ((fˆ1† fˆ2 + fˆ2† fˆ3 ) + (fˆ2† fˆ1 + fˆ3† fˆ2 ) + (fˆ1 fˆ3 + fˆ3† fˆ1† )).
Solve the approximate eigenvalues of Ĥ 0 = Ĥ0 + V̂ 0 up to 2nd order of t in the entire Fock
space. [Hint: Ĥ 0 does NOT preserve total particle number, but preserves particle number
parity; high-order degenerate perturbation theory may be avoided by changing to the
eigenbasis of 1st order secular equation]
(c) (8pts*) Solve the approximate eigenvalues of Ĥ 0 = Ĥ0 + V̂ 0 in (b) up to 3rd order of
t in the entire Fock space. [Hint: you can get these directly if (b) is done carefully]
(e) (2pts***) You may have noticed that the (approximate) eigenvalues in (b)(c)(d) are
2-fold degenerate. Prove this by first proving the following statement in [. . . ], and then find
the unitary Û and hermitian P̂ . [If operators Ĥ 0 and P̂ are both hermitian, P̂ 2 = 1, and
there is a unitary operator Û so that Û Ĥ 0 Û † = Ĥ 0 and Û P̂ Û † = −P̂ . Then the eigenvalues
of Ĥ 0 must be at least 2-fold degenerate.]
Solution
For reasons to be explained later, choose the basis |ψi i (i = 1, . . . , 8) for the Fock space as
(|vaci, fˆ† fˆ† |vaci = −fˆ fˆ† fˆ† fˆ† |vaci, fˆ† fˆ† |vaci = fˆ fˆ† fˆ† fˆ† |vaci, fˆ† fˆ† |vaci = fˆ fˆ† fˆ† fˆ† |vaci,
1 3 2 1 2 3 1 2 3 1 2 3 2 3 1 1 2 3
−fˆ1† fˆ2† fˆ3† |vaci, fˆ2† |vaci, fˆ1† |vaci, fˆ3† |vaci).
(a) Method #1: directly use series expansion result,
Ĥ under
the above basis is block-diagonal
within subspaces
of fixed particle number,
0 0
0
0 −t −t
E0
−t 0 0
−E0 −t 0 0
Ĥ =
+
.
0
0
0
0 −t −t
E0
−t 0 0
−E0 −t 0 0
Note that the top-left 4 × 4 diagonal block is the same as the bottom-right 4 × 4 diagonal
block. So every eigenvalue is 2-fold degenerate. Directly use the non-degenerate second
order perturbation result, E1,5 = 0 (exact);
t2 t2
E2,6 ≈ 0 + 0−E0
+ 0−(−E0 )
= 0 (this is actually exact);
t2 t2
E3,7 ≈ E0 + E0 −0
= E0 + E0
;
t2 t2
E4,8 ≈ −E0 + −E0 −0
= −E0 − E0
.
Method #2: diagonalize this
“bilinear
operator”
exactly,
ˆ
01 0 0 1 0 f1
† † †
Ĥ = (fˆ1 , fˆ2 , fˆ3 ) · E0 · 0 0
0 + (−t) 1 0 1 · fˆ2 .
−1 0 0 0 1 0 fˆ3
√
The 3 × 3 matrix is the spin-1 operator, E0 Ŝz + (− 2t)Ŝx , under Sz basis. Similar to
Homework #2 Problem 4(d) and Midterm Problem 3(e), we can use a unitary transformation
[iŜ, V̂ ] = 2
[V̂ , V̂−1 ]
E0 +1
= 2t2 ˆ† ˆ
E0
(f1 f1 − fˆ2† fˆ2 + fˆ2† fˆ2 − fˆ3† fˆ3 ) = 2t2
E0
(n̂1 − n̂3 ) = 2t2
Ĥ .
E02 0
It is still block-diagonal, because Ĥ 0 preserves particle number parity, and the first four
basis have even-number of particles, last four
basis have
odd-number of particles.
0 0 t 0 0
0 t 0 −t −t
The two identical 4×4 diagonal blocks,
+
0 −t 0 0
,
are solved as follows.
E0
0 −E0 0 −t 0 0
Method #1.1: directly use degenerate perturbation theory,
q
Et2 2
The eigenvalues of secular equation are E 2 −E02
± t2 + ( E 2Et
−E 2
)2 .
0
Choose “+” sign, the first order approximation is then E ≈ t, plug this back into the
t3
formula and expand to t3 order, E1,5 ≈ t − E02
.
Choose “−” sign, the first order approximation is then E ≈ −t, plug this back into the
t3
formula and expand to t3 order, E2,6 ≈ −t + E02
.
The steps for the 3rd order perturbation results for non-degenerate levels are omitted
t2 t2
here, they are still E3,7 ≈ E0 + E0
; E4,8 ≈ −E0 − E0
.
t 0 − √t − √t
2 2
0 −t √t √t
√1 (|ψ1 i 0
|ψ̃2 i = − |ψ2 i), then Ĥ0 does not change, but V̂ becomes .
2 2
2 t
− √ √t 0 0
2 2
− √t √t 0 0
2 2
t 0 0 − √t2 − √t2
√t √t
ˆ = −t
0 0
ˆ ˆ ˆ
Redefine H̃ , and Ṽ 0 =
. Ĥ 0 = H̃0 + Ṽ 0 . We 2 2
0
E0 0 0 − √t √t
2 2
−E00 0 − √t2 √t2
can now use non-degenerate
perturbation theory. Because sign of Ṽˆ 0 can be changed by
1
unitary operator
1 ˆ , so Ṽˆ 0 will only generate even-order
, while maintaining H̃
0
−1
−1
perturbations. Up to 3rd order the approximate eigenvalues are
(e)
Under the condition that [Ĥ 0 , P̂ ] = 0 (forgot to state in the problem).
P̂ is the fermion
number parity operator,
P +1, even particle number states;
P̂ = (−1) i n̂i =
−1, odd particle number states.
Û corresponds to the following (particle-hole transformation)×(a unitary transform of
creation/annihilation operator basis), Û fˆ† Û † = fˆ , Û fˆ† Û † = −fˆ , Û fˆ† Û † = fˆ . It should
1 3 2 2 3 1