The Stony Brook Awake Craniotomy Protocol A Techni

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Journal of Clinical Neuroscience 67 (2019) 221–225

Contents lists available at ScienceDirect

Journal of Clinical Neuroscience


journal homepage: www.elsevier.com/locate/jocn

Tools and techniques

The Stony Brook awake craniotomy protocol: A technical note


Erica Shen a, Colleen Calandra b, Sofia Geralemou c, Christopher Page c, Raphael Davis b,
Wesam Andraous c, Charles Mikell b,⇑
a
Stony Brook University School of Medicine, United States
b
Department of Neurosurgery, Stony Brook University Hospital, United States
c
Department of Anesthesiology, Stony Brook University Hospital, United States

a r t i c l e i n f o a b s t r a c t

Article history: Most current awake craniotomy techniques utilize unnecessarily complicated airway management, and
Received 16 December 2018 cause discomfort to the patients during the awake phase of the surgery. Our manuscript is written to dis-
Accepted 21 June 2019 cuss the neurosurgical and anesthetic techniques that we have developed to optimize awake craniotomy
techniques at Stony Brook University Medical Center.
We used the frameless BrainlabTM skull-mounted array for stereotactic navigation. Rigid fixation of the
Keywords: skull was avoided. General anesthesia with established airway was used during the ‘‘asleep” phase of the
Awake craniotomy
surgery. Following the removal of the bone flap and the opening of the dura, the patients were woken up,
Cortical mapping
Functional testing
and the established airway was removed. Cortical mapping was performed to establish a safe entry zone
Anesthesiology techniques for tumor removal. While the tumors were being removed, we continued motor examination and casual
conversation with the patients to ensure safety. Patients were sedated during the remaining phase of the
surgery until skin closure. No patient exhibited any neurological deficits or adverse anesthesia outcomes
during the postoperative period. The protocol we developed avoids rigid skull fixation and emphasizes
flexible intraoperative planning, thereby maximizing patient and physician comfort while allowing for
successful tumor resection.
Ó 2019 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction general anesthesia take place during the first phase. During the
second phase, patient is awakened and extubated, electrical stim-
Primary and metastatic brain tumors are a significant public ulation of the cortex is performed to plan the corticectomy, and
health burden in the United States. Many gliomas and metastatic functional testing is conducted during resection of the tumor. Dur-
tumors are located within or near an eloquent region of the brain, ing the third phase, closure of the cranium and scalp is performed.
such as functional areas involved in motor or speech processes. Among the published protocols, patients are uniformly awake
Awake craniotomy, a technique that allows for intraoperative cor- during the second phase of the procedure to allow for interactions
tical mapping and functional testing, has emerged as the current with the interdisciplinary team. Published protocols differ in anes-
treatment of choice for resection of brain tumors that involve an thetic strategies applied during the first phase and the last phase of
eloquent region of the brain [6,13]. The technique, which allows an awake craniotomy, with two types of protocols being the most
for an interdisciplinary team’s interaction with an awake patient well-known [21]. The ‘‘asleep-awake-asleep” protocol calls for the
during the operation, has been shown to aid a larger extent of placement of the patient under general anesthesia with a sup-
tumor resection while minimizing the risk of causing or worsening ported airway during the first phase, has the patient awaken with
a new or a pre-existing neurological deficit during the surgery removal of the supported airway in order to attend to functional
[7,18,24,25]. testing during the second phase, and then has the patient re-
Most anesthetic and surgical methods that have been described anesthetized with an re-established airway during the final phase
in the literature separate the awake craniotomy procedure into [9,11,14,23]. The ‘‘conscious sedation” protocol calls for a deep-
three phases [1]. Craniotomy and opening of the dura under ened sedation with spontaneous respiration during the initial
and final phase of the surgery, and has the patient awaken during
the second phase to allow for functional testing [4,8,9].
⇑ Corresponding author at: Stony Brook Medicine, Department of Neurosurgery, A substantial minority of patients report moderate to severe
101 Nicolls Rd, Stony Brook, NY 11794, United States. discomfort during awake craniotomies, with some pain and
E-mail address: charles.mikell@stonybrookmedicine.edu (C. Mikell).

https://doi.org/10.1016/j.jocn.2019.06.042
0967-5868/Ó 2019 The Authors. Published by Elsevier Ltd.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
222 E. Shen et al. / Journal of Clinical Neuroscience 67 (2019) 221–225

anxiety that can be directly attributed to the rigid pinning of the


head to a three-point Mayfield head frame, initial local anesthesia
injection, and scalp opening [8,15,30]. Almost all published proto-
cols employ the use of a Mayfield head frame. To reduce patient-
reported anxiety, we established a protocol to locate and resect
the brain lesion without head pinning by carefully positioning a
patient’s head at the start of an operation and by utilizing the
Brainlab cranial navigation system.
Airway management during different phases of surgery can be
challenging, especially if different levels of arousal are required from
the patient. Non-rigid positioning of the head on a donut or horse-
shoe headrest allows the patient to move his or her neck as needed
to maximize comfort and allows the anesthesiologist extensive
access to the airway during transitional phases of the surgery.
General anesthesia offers a number of potential advantages
over sedation for the initial phase of the surgery. Mechanical ven-
tilation under general anesthesia helps to regulate brain volume to
a certain extent, which can be helpful in a clinical situation where
intracranial pressure may be increased due to a tumor mass [11].
Furthermore, because the airway is secured at the beginning of Fig. 1. Operation Room Set-Up. Instruments have been labeled in the figure. The
the surgery, our protocol allows us to make a ‘‘game-time” decision brown hexagon represents the patient’s head position. The two red circles represent
the operating surgeon and his or her assistant. The two green triangles represent
on whether the patient requires extubation and functional testing. the anesthesiologists. The purple pentagon represents the circulating nurse.
The flexibility to make an impromptu decision intraoperatively can
be beneficial, for instance, if the tumor clearly comes to the surface
or a Styrofoam donut. The patient’s ‘‘down” arm, which was wearing
upon opening the dura. In that case, the step of extubation and
the blood pressure cuff, was extended towards the anesthesiologists
functional testing is no longer essential and can be easily avoided,
(Fig. 2). Three-point rigid fixation of the skull was not used. We
as it is safe to maintain the patient under general anesthesia with a
draped using a single ‘‘hip drape” from 3 M, which made a large
protected airway.
space for the anesthesiologist and the patient to be face-to-face
At Stony Brook University Hospital, we have developed a protocol
and to talk.
that avoids rigid skull fixation and simplifies airway management.
We believe that our protocol can help to maximize patient and
physician comfort while allowing for successful tumor resection. 2.4. Surgical and anesthetic procedure

After careful positioning of the patient and general monitoring,


2. Methods patients received IV propofol (2 mgkg 1), remifentanil infusion
(0.05 lg 1kg 1min 1 in 5 min) and rocuronium (1 mgkg 1). We
2.1. Patient selection and preoperative preparation inserted a laryngeal mask airway (LMA) or endotracheal (ET) tube
to secure the airway. Anesthesia was maintained with IV propofol
Patients were in good general health to tolerate surgery and had (50–75 lg 1kg 1min 1) and remifentanil (0.05 lg 1kg 1min 1)
reasonable airway mechanics. To minimize anxiety, we gave infusions until awakening. For the awake portion of the surgeries,
patients 2 mg of midazolam prior to departing for the operating patients received dexmedetomidine infusions starting at 0.2 lg 1
room. kg 1h 1 with the dose titrated up 0.7 lg 1kg 1h 1, as needed for
anxiolysis.
2.2. Operation room setup The location of tumor(s) was confirmed with the Brainlab cra-
nial navigation system prior to the planning of the incision site.
Each patient was positioned in the operation room with his or We then shaved, prepped, and draped the surgical area in a sterile
her head facing the instruments. We arranged the anesthesiologist, fashion. Our usual perioperative medications included 0.5–1 g of
the vital sign monitors (indicating electrocardiography (ECG), non- levetiracetam (anticonvulsant), 10 mg of dexamethasone (corticos-
invasive blood pressure, pulse oximetry and capnography), and the teroid), 0.5 g/kg of mannitol, and 2 g of cefazolin IV for skin flora
Brainlab cranial navigation apparatus (BrainLAB AG, Munich, prophylaxis.
Germany) to the side of the patient. We attached the Brainlab We used a combination of sharp dissection and Bovie cautery to
skull-mounted reference array (52121B/52129) to the patient’s elevate the scalp. The neuronavigation system was again used to
forehead, away from the site of the planned craniotomy. The confirm that the surgical field provided enough exposure for tumor
operating microscope was placed near the patient’s head, but the resection. We discontinued propofol and remifentanil fifteen min-
ultrasound, the Mayo stand, the Sonopet ultrasonic aspirator, and utes prior to the planned wakeup of the patient for cortical map-
the ceiling-mounted boom containing cautery generators and suc- ping and functional testing. IV sugammadex (2 mgkg 1) was
tion were at the patient’s feet. The details of the operation setup given to the patient to reverse the effect of rocuronium. Once the
are depicted in Fig. 1. patient began to follow commands, we removed the LMA or endo-
tracheal tube. Dexmedetomidine was reduced to a level (0.2 lg 1
2.3. Patient positioning kg 1h 1) at which the patient was awake and conversational, with
minimum achievable discomfort and anxiety.
We positioned patients who underwent frontal craniotomy in
the supine position. The head of the patient was placed on a Styro- 2.5. General cortical mapping techniques
foam donut, in a neutral position. We positioned patients who
underwent temporal craniotomy in the lateral decubitus position. We conducted cortical mapping and functional testing when
The head of the patient was elevated with either multiple blankets the patient was awake and conversational. Specifically, we used a
E. Shen et al. / Journal of Clinical Neuroscience 67 (2019) 221–225 223

areas that were negative for language function were resected dur-
ing corticectomy.

2.8. Tumor resection and skin closure

We resected tumors using a combination of blunt dissection,


bipolar electrocautery, and the Sonopet ultrasonic aspirator. The
extent of tumor resection confirmed with intraoperative ultra-
sound. After meticulous hemostasis, we closed the dura, skull,
and skin. During this phase of the surgery, we either re-intubated
the patients or sedated them with a combination of remifentanil
(0.05 lg 1kg 1min 1) and dexmedetomidine (0.2–0.7 lg 1
kg 1h 1).

3. Results & illustrative cases:

3.1. Case 1: awake motor mapping

A 49-year-old man presented with focal seizures and was found


to a frontal mass adjacent to the precentral gyrus measuring
2.5 cm  1.7 cm with moderate surrounding edema. He had some

Fig. 2. Lateral patient positioning for language mapping. Top Left: a patient who
underwent temporal craniotomy was positioned in the lateral decubitus position.
The patient’s head was elevated with blankets and a Styrofoam donut, with his
‘‘down” arm extended towards the anesthesiologist. Top Right: the incision site was
marked for temporal craniotomy. Bottom Left: patient was draped with a single
‘‘hip drape” from 3 M, which allows for anethesiologists and neurologists to interact
with the patient during the procedure. Bottom Right: the surgical site after the dura
is opened.

hand-held bipolar stimulator for direct cortical electrical stimula-


tion, and a six-contact recording electrode over the surface of the
cortex close to the location of stimulation for electrocorticography
(ECoG) recording. Prior to mapping, we administered a series of
stimuli to the cortex, each for five seconds, increasing the ampli-
tude by 1 mA each time, until an afterdischarge was obtained on
ECoG recording [16,29].

2.6. Motor mapping

We obtained a baseline neurological exam of hand, arm, and leg


strength prior to resection of the tumor. Areas that are near elo-
quent motor regions were stimulated, and a positive stimulation
site was identified if a patient began to develop contralateral motor
movement during stimulation. Only tumor-containing areas that
were negative for motor function were resected during
corticectomy.

2.7. Language mapping

We established baseline language function prior to resection of


the tumor. We used a series of tasks including word repetition,
object identification, and comprehension during cortical mapping
to identify critical sites. Areas that are near eloquent speech
Fig. 3. T2-weighted axial MRI images demonstrating pre-operative vs. post-
regions were mapped, and a positive stimulation site was identi- operative changes a. Left frontal craniotomy with awake motor mapping; b. Left
fied if the stimulated patient began to develop difficulties in any temporal craniotomy with awake language mapping; c. Left temporal craniotomy
of the language tests during stimulation. Only tumor-containing under general anesthesia where the tumor was easily identifiable.
224 E. Shen et al. / Journal of Clinical Neuroscience 67 (2019) 221–225

subtle hand weakness on neurological examination. During resec- secured airway during the first phase of the surgery for the follow-
tion of tumor, the patient developed subjective hand weakness, ing reasons. First, mechanical ventilation using an advanced airway
tumor resection was halted as a result. Subtotal tumor resection in the asleep-awake protocol helps to avoid hypercapnia and regu-
was obtained (Fig. 3a). At the two-month follow-up visit, the late brain volume to a certain extent, which can be helpful and
patient was found to have full motor and sensory function in his safer in a clinical situation where an increased intracranial pres-
hand. The patient stated that he was able to use his computer with- sure can often result from a tumor mass [11]. Mechanical ventila-
out difficulty. tion under general anesthesia can also help to minimize alterations
in intracranial pressure caused by compromised cerebral autoreg-
ulation or insufficient pain control [22]. Tight control of brain vol-
3.2. Case 2: awake language mapping
ume through respiratory regulation may be less crucial after tumor
resection during the last phase of the surgery, when mass effects
A 43-year-old woman with a history of breast cancer presented
resulting from a tumor are no longer present. Second, general anes-
with a seizure and word-finding difficulties and was found to have
thesia used in the asleep-awake technique helps to better control
a left posterior temporal lesion (measuring 1.7 cm  1.7 cm 
for patients’ pain and anxiety. Third, it has been suggested the
1.4 cm, Fig. 3b). Left temporal craniotomy was performed with
asleep-awake technique may help patients to be cooperate longer
total tumor resection obtained. At the one-month follow-up visit,
during the awake phase if they are unconscious during Phase 1 of
the patient’s language level was found to be near baseline. She
surgery, especially when the procedure is expected to be long [17].
was able to name objects without difficulty and to correctly inter-
Last, optimal sedation is required in the monitored anesthesia care
pret the meaning of a proverb (intact abstract reasoning). The
(MAC) technique to maintain the patient during surgery, which
patient stated that she had some subjective word-finding difficulty
may be a delicate balance to accomplish. Too much sedation can
during speech, and when sending text messages, but was other-
lead to hypoxia, hypercarbia, respiratory depression, and non-
wise intact.
cooperation during intraoperative mapping. Too little sedation
can result in patients experiencing significant anxiety and pain
4. Discussion [10].
Because patients were under general anesthesia with an estab-
The protocol developed at Stony Brook departs from prior lished airway during the first phase of the surgery, an impromptu
reported techniques in one primary aspect. We emphasize the decision regarding whether to wake up the patient for cortical
careful initial positioning of the patient to avoid rigid head pinning mapping could be made based on the intraoperative appearance
during the initial phase of surgery. We believe that our avoidance of the lesion. An established airway during the first phase allows
of rigid head pinning in conjunction with the use of general anes- for the patient to be maintained under general anesthesia in a rel-
thesia in Phase 1 of awake craniotomies may help to increase atively stress-free manner during tumor resection without the risk
patients’ safety and comfort during the procedure. of respiratory desaturation that is sometimes associated with seda-
Avoidance of cranial pinning during the first phase of the sur- tion without a secured airway [18,26]. We feel strongly that this
gery not only helps to alleviate feelings of discomfort and anxiety flexible approach that provides options for intraoperative surgical
associated with the use of the Mayfield headholder [8,29], but also decisions that can best suit a patient’s needs. For instance, in a
may help to prevent related complications from the procedure. patient where the tumor is in the margin of the cortex and can
Previous reports show that a substantial minority of patients be easily identified and distinguished from the remaining cortex
express discomfort and anxiety, which we believe can be attribu- upon opening the dura, resecting the tumor while keeping the
ted partially to the first phase of the surgery, including rigid head patient under general anesthesia helps to maximize the patient’s
pinning to the Mayfield stand [18,20]. Furthermore, seizure is a comfort and safety. One such situation occurred during one of
known possible complication in any craniotomy (occurring in 3– our planned awake craniotomies. A patient with brain metastasis
18% cases) [26]. Complications such as dislocation of the head from from lung adenocarcinoma required a left temporal craniotomy.
the Mayfield headholder can occur as a result of patient agitation, Upon opening the dura, the patient’s tumor was bulging out in
uncoordinated movement, or seizure when emerging from general the surgical site. Because the tumor was easily identified, we
anesthesia to being awake or during cortical stimulation [5,12]. elected to keep the patient under general anesthesia during tumor
Although intraoperative seizures can generally be controlled with resection to minimize any unnecessary procedure and discomfort
ice-cold saline, propofol, or midazolam [27], when such complica- for the patient. In this case, we successfully achieved gross total
tions occur the operation is usually resumed under general anes- resection of the tumor, as shown in Fig. 3c. Postoperatively and
thesia rather than in an awake setting [27]. Such intraoperative at the three-month follow-up visit, the patient revealed no notable
disruption can result in unnecessary distress on both the patient cognitive dysfunction.
and the medical staff. With careful initial positioning of patients Remifentanil, an opioid with a short half-life that is indepen-
and with utilization of the Brainlab cranial navigation system, we dent of rate of infusion allowing for rapid emergence from anesthe-
were able to locate and resect the brain lesions without the rigid sia, has been the drug of choice at many medical centers. However,
pinning of the patient’s head. We thus found that the use of a May- the medication causes respiratory depression making it less ideal
field head frame was unnecessary. The key to this flexible approach to use during sedation without respiratory support [28].
is having the airway fully secured and the head appropriately posi- Dexmedetomidine, a highly specific a2-agonist with analgesic
tioned without the use of rigid fixation. One potential disadvantage effects, has become popular in recent years [3]. Dexmedetomidine
to our approach is that without rigid fixation of the head there is a does not suppress ventilation and has been shown to decrease the
theoretical risk that the patient’s head may move during tumor amount of other sedative and opioid agents, thus reducing their
resection that may result in unwanted intraoperative complica- adverse effects [2,19]. We have incorporated the recent develop-
tions. However, because the patient is awake during the tumor ment of co-usage of dexmedetomidine with remifentanil here at
resection portion of the operation, continuous verbal communica- Stony Brook, which helps to decrease the amount of remifentanil
tion with the patient has been enough to maintain the patient’s used, thereby reducing remifentanil-induced respiratory-
head in place during surgery. depressive effects during the third phase of awake craniotomy.
We are in support of placing patients under general anesthesia A recently published article describes an ‘‘awake-awake-awake”
with a secured airway rather than sedating patients without a craniotomy technique that does not require any sedation. The arti-
E. Shen et al. / Journal of Clinical Neuroscience 67 (2019) 221–225 225

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