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Frank Et Al 2010 Chronic Conditions Well-Being and Health in Global Contexts in Manderson and Smith-Morris
Frank Et Al 2010 Chronic Conditions Well-Being and Health in Global Contexts in Manderson and Smith-Morris
Frank Et Al 2010 Chronic Conditions Well-Being and Health in Global Contexts in Manderson and Smith-Morris
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G E LYA F R A N K , C A RO LY N B AU M , A N D M A RY L AW
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Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 231
work; it includes the activities necessary to care for self and others, productive
activities related to paid or volunteer employment, school- and literacy-related
activities, and social engagement in family and community life.
Medical anthropologist Elisa Sobo (2004), writing on the interface between
pediatric medical practice and children with special needs, has reflected that
anthropologists generally see ”health” as a broad construct, consisting of physi-
cal, psychological, and social well-being, including role functionality. Occupa-
tional therapy’s definition is remarkably congruent. Based on the belief that all
people need to engage in occupation in relation to survival, health, well-being,
and life satisfaction, occupational therapy is a “profession whose focus is on
enabling a person (i.e., individual client) or a group of persons (i.e., group,
community, or an organization client) to access and participate in activities that
are meaningful, purposeful, and relevant to their lives, roles, and sense of well-
being” (American Occupational Therapy Association 2000: 3).
In this chapter, we bring together medical anthropology (Frank) and
occupational therapy (Baum and Law) and suggest how closer alignment can
benefit the two professions. As argued elsewhere, medical anthropology and
occupational therapy together with disability studies can produce and circu-
late more powerful discourses and practices to mitigate disempowering effects
of chronic conditions on everyday life (Frank and Zemke 2008). People with
disabilities and chronic conditions comprise perhaps 10 or 12 percent of the
world’s population. Disability is linked disproportionately with poverty and
social exclusion, a situation that is particularly acute in industrializing coun-
tries and struggling economies.
Medical anthropologists have demonstrated how biomedical, political–
economic, and demographic trends create specific configurations of depen-
dency and needs for chronic care. Leaders in the profession of occupational
therapy are acutely aware of the challenges of defining and providing services
to enhance opportunities for people and families with chronic conditions to
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live meaningful, purposeful lives. Both professions focus on access to the range
of opportunities and activities that people may expect to enjoy in their soci-
ety. Medical anthropology typically takes a critical view of power differentials
and cultural framings that produce structural inequalities, while occupational
therapy typically intervenes at the level of individuals and their families. What
would a profession look like if it were equipped with both approaches?
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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232 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
therapy profession today, based on two of its flagship textbooks, shows that the
profession’s own diagnostic and treatment categories are decidedly nonmedical
(Crepeau et al. 2003; Christiansen 2007). Diagnosis and treatment aim to sup-
port and enhance the “occupational performance” of patients and clients. The
profession focuses on returning, sustaining, or enhancing people’s participation
in their expected or desired lifeworlds. The experience of disability or chronic
conditions includes the client and family’s perspectives. Treatment is tailored to
each individual’s unique needs and interests. It is client centered.
Knowledge is organized, in the profession’s terminology, around the “intrin-
sic factors” that support performance and “extrinsic factors” that are grounded
in social, cultural, and environmental context. From a medical anthropology
perspective, this dichotomous tendency to view the mind-body as an organism
(“intrinsic factors”) apart from culture (“extrinsic factors”) calls for closer criti-
cal analysis. The profession strives to reintegrate the relationship between the
biological (individual) and social (environment) spheres. This is a place for a
more informed conversation between occupational therapy and medical anthro-
pology, at a moment when critical perspectives are moving to the forefront in
both professions.
Occupational therapy remains perhaps the sole practice profession that self-
consciously carries forward an intact pragmatist philosophy of action and
experience (Breines 1986), and accordingly, its history and practice reflect a per-
vasive tension between holism and reductionism (Kielhofner and Burke 1977).
Epistemologically, the tension plays out as the tendency of the profession to
push up against biomedicine’s positivist science with constructivist and critical
impulses (Denzin and Lincoln 2008). Philosopher John Dewey, at the University
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of Chicago from 1894 to 1904, and social ethicist Jane Addams, founder of the
Hull House Settlement and eventual recipient of the Nobel Peace Prize, were
the key pragmatists whose perspectives can be found in occupational therapy
(Seigfried 1996, 2002; West 1989; Westbrook 1991).
Dewey’s Chicago years were marked by a shift from pure academic phi-
losophy to pedagogical practices. He founded the famous Laboratory or “Dewey
School” at the University of Chicago in 1896 and aimed to engage the intrinsic
interest of children in meaningful, developmentally relevant activities that
would draw out their capacity to inquire more about the world and experience
their “doing” as related to valued participation in the social world. His theories
of progressive education, published originally in 1900, hinged crucially on his
concept of occupation: “An occupation is active or motor; it finds expression
through the physical organs—the eyes, hands, etc. But it also involves continual
observation of materials, and continual planning and reflection, in order that
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 233
the practical or executive side may be successfully carried on” (Dewey 1990: 133).
This definition, which underlies occupational therapy, exemplifies the mind–
body holism, experimentalism, and open-ended adaptativeness of occupational
therapy’s pragmatist orientation.
Dewey’s pedagogy put his philosophy and politics in action (Dewey 1944). As
philosopher and social critic Cornel West (1989) notes, the school was not only
to serve as a model of how meaningful and enriching education could take place,
but also to make a practical intervention into the national debate on education.
This practical intervention was, for Dewey, a form of political activism in that the
struggle over knowledge and over the means of its disposal was a struggle about
power, about the conditions under which cultural capital (skills, knowledge,
values) was produced, distributed, and consumed. In sharp contrast to curric-
ulum-centered conservatives and child-centered romantics, Dewey advocated
an interactive model of functionalistic education that combined autonomy with
intelligent and flexible guidance, relevance with rigor and wonder.
Clearly, the impulses of occupational therapy were shaped in networks and
debates of the Progressive Era (1890–1920) about socialism, feminist theory,
antimilitarism, mental hygiene, the arts and crafts movement, and the settle-
ment movement (Boris 1986; Lears 1981; Zinn 2003; see also Breines 1986; Levine
1986; Quiroga 1995). Briefly, in 1908, Addams, Dewey, and others helped to found
the Chicago School of Civics and Philanthropy, which held some of its courses at
Hull House, and eventually became the University of Chicago’s graduate School
of Social Service Administration. Another founder, Julia Lathrop, also a Hull
House resident, served as the first woman commissioner of mental health in
Illinois, and brought the Swiss psychiatrist Adolf Meyer, in his early career as
neuropathologist at Kankakee, into the Hull House networks leading to success-
ful reforms of the Illinois state mental institutions. Later, in 1908, Meyer invited
Lathrop to help found the National Committee for Mental Hygiene and launch
a national movement for mental health reform. In the same year, 1908, Lathrop
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collaborated with Reform rabbi Emil Hirsch to introduce the training course in
“Invalid Occupations” for hospital attendants.
Social worker Eleanor Clarke Slagle attended this first course in Invalid
Occupations. Shortly after, in 1910, Adolf Meyer contacted Julia Lathrop to rec-
ommend an occupational therapist to work with him in his new position at the
Johns Hopkins Medical School in Baltimore. She sent Slagle, who under Meyer
developed a new form of occupation-based treatment called “habit training”
(Loomis 1992). Slagle returned to Chicago and to Hull House in 1915 to establish
the Henry B. Favill Memorial School of Occupations, under the auspices of the
Illinois Mental Hygiene Society, the first professional school for occupational
therapists (Breines 1986). In 1917, with colleagues from several professions,
Slagle helped found the National Association for the Promotion of Occupational
Therapy (later renamed the American Occupational Therapy Association),
and immediately helped to broker the U.S. Surgeon General’s recruitment of
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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234 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/usw/detail.action?docID=864876.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 235
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/usw/detail.action?docID=864876.
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236 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
dilemmas posed as a result of medical technology at the end of life under late
capitalism (Kaufman 2005); or the moral understanding of illness and debility
produced through colonialism and industrialism in an African nation such as
Botswana (Livingston 2005)?
In the 1960s, Reilly reached out to mainstream mid-twentieth-century
functionalist sociology to restore a social dimension to occupational therapy
discourse, research, curriculum, and practice. The resulting approach or frame-
work for knowledge, known as “occupational behavior,” offered a biologically
informed model of human development wedded to the conservative role theory
of Harvard sociologist Talcott Parsons. Despite the tendency of Parsonian sociol-
ogy to reify the normal, and thereby delineate deviance, Reilly’s occupational
behavior approach took an open and emergent view of the person–environment
relationship by way of the metascience approach known as dynamic systems
theory (Reilly 1974).
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 237
Evans McGruder, begun in the 1990s, aimed to inform culturally sensitive and
antiracist practice related to mental health in the United States and in Zanzibar
(Evans 1992a, 1992b, 1992c; McGruder 2003, 2004a, 2004b; Cena et al. 2002).
Her publishing reveals a very different style of reporting in occupational therapy
and theoretical depth anthropology, suggesting that the two disciplines were not
reading each other’s work. Occupational therapist and anthropologist Virginia
Dickie focused on women’s craft production and the anthropology work as it
related to well-being (cf. Dickie and Frank 1996; Frank 1996a).
Grounded theory, not ethnography, is unquestionably the most widely
used of all the qualitative methods in the practice professions such as nursing,
education, and occupational therapy. Both grounded theory methods and social
justice inquiry fit pragmatist emphases on process, change, and probabilistic
outcomes. The pragmatist conception of emergence recognizes that the real-
ity of the present differs from the past from which it develops. With respect to
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/usw/detail.action?docID=864876.
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238 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/usw/detail.action?docID=864876.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 239
World systems and dependency theories help to explain the history, distribu-
tion of occupational therapy, and its patterns of practice internationally, as
elaborated in a fuller analysis by Frank and Zemke (2008; also Block, Frank et al.
2008). Most occupational therapists practice in the United States and Europe,
according to World Federation of Occupational Therapists statistics on member-
ship in national associations. American and British influences after the First and
Second World Wars fueled the expansion and influence of occupational therapy
profession internationally, which was exported as an “allied health” component
of biomedicine and rehabilitation (see also Wilcock 2001).
At the present moment, however, a critically informed international move-
ment has emerged to promote practice with populations ignored or actively
oppressed by mainstream institutions. The Occupational Therapy without
Borders movement and its networks of colleagues operate within mainstream
institutions, but also—and perhaps mainly—outside conventional healthcare
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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240 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
systems (Watson and Swartz 2004; Kronenberg and Pollard 2005). They often
collaborate with NGOs and local partners using microcredits and other mecha-
nisms to create viable and sustainable economic and social development proj-
ects. Adding a sharp political analysis otherwise absent from the discipline and
thrust of occupational science and other mainstream academic approaches in
occupational therapy, the Occupational Therapy without Borders work concerns
itself with the problem originating with the inception of the WHO definition
of health in 1946, and discussed cogently by critical medical anthropologists
Betty Wolder Levin and Carole Browner (2005)—that is, how to conceptualize
“health” as well-being in the positive sense, not merely as the absence of disease
or infirmity.
In this way, occupational therapy practice is reaching beyond the clinic and
even the basically medical model of Community Based Rehabilitation (CBR),
with its focus on the individual, promoted by the United Nations since the
1980s. The relative power of the profession in the United States to disseminate
knowledge and practice calls for coherent critical analyses. But it will not be
enough to focus on environmental barriers affecting specific populations and
interventions, no matter how well-guided by disability studies and other social
justice concerns (e.g. Block, Ricafrente-Biazon, et al. 2005; Block and Rodriguez
2008). We must now also focus on the chronic conditions that afflict the profes-
sion, as occupational therapists strive to improve the quality of life for individu-
als, families, and communities in both the Global North and Global South.
Children and older adults tend to be considered the most vulnerable sec-
tors of any population, and together consume most healthcare resources in the
Global North. Nearly a third of occupational therapy practitioners in the United
States work with adults age sixty-five years or older (29.6 percent) (American
Occupational Therapy Association 2000: 11). Yet there is a critical shortage of
occupational therapists to address problems of people of all ages living with
chronic illnesses and disabilities. The U.S. Department of Labor, Bureau of
Copyright © 2010. Rutgers University Press. All rights reserved.
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 241
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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242 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
components: (a) the avoidance of disease and disability, (b) the maintenance of
cognitive and physical capacity, and (c) active engagement with life. Crowther
and colleagues (2002) expand the model to include spirituality, a phenomenon
that requires occupational therapists to understand not only the unique needs
and thoughts of individuals and the meanings they attach to their occupations,
but also an appreciation of dynamic local traditions, meaningful venues for
action, and local knowledge. We are finding that healthful occupations serve
a preventative function against age-related illnesses that result in long-term
disability (Everard et al. 2000; Law 2002; Rowe and Kahn 1997). This engage-
ment can reduce the burden of care on families, communities, and our nation’s
institutions when people’s functional capacity begins to decline—and also cre-
ate opportunities for occupational therapists to work both in healthcare and
community facilities. At the same time, our goal should be to keep people out
of institutions unless absolutely necessary, and to humanize institutional and
especially nursing home care.
Occupational therapists are being called on to bridge between medical
and community care. The advances in technology (smart home monitoring,
robotics, assistive technology, and even programmed electrical stimulation to
support muscle movement) is making it possible for persons with cognitive and
mobility limitations to live independently. Occupational therapists will interact
with engineers, designers, and architects to enable environments that remove
barriers that threaten the independence and health of persons with disabili-
ties. There is also an important role for occupational therapists to partner with
employers to prevent work-related injuries and illness, transition injured work-
ers back to work, and support the needs of workers with disabilities.
Let us turn to the situation of children. Most children with chronic condi-
tions and disability live in communities rather than institutions. The prevalence
of childhood disability and limitations to participation in daily activities has
been found to be 6.5 percent in the United States (Newacheck and Halfon 1998),
Copyright © 2010. Rutgers University Press. All rights reserved.
4.2 percent in Canada (Statistics Canada 2002), and 4.6 percent in Australia
(Bradbury et al. 2000). Children are dependent—by definition. Children with dis-
abilities, however, tend to have less control over their day-to-day activities than
children without disabilities. Their participation in everyday activities differs
and reflects more time spent in self-care and passive activities within their home
environment (Brown and Gordon 1987; Law et al. 1999). Environmental barriers in
home, community, education, and policy prevent children with disabilities from
developing satisfying patterns of social participation (Law et al. 2007). The situa-
tion is exacerbated by the tendency of parents, teachers, medical personnel, and
policy makers to make decisions for children with disabilities at ages when their
peers without disabilities have more autonomy and control (Law et al. 1999).
Canadian occupational therapists working within the Canadian single-payer
universal healthcare system experience more freedom to spend time in commu-
nity settings working with families on issues of social participation than their
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 243
counterparts in the United States. Until recently, however, the primary focus of
children’s treatment centers in Canada and other developed countries has been
to ameliorate the effects of disability by changing the child’s skills to facilitate
normal development. There was little consideration of the rights of children and
integration into community life—perspectives introduced by the independent
living and disability studies movements (Gliedman and Roth 1980). The built
environment, production of space, increased classification, the perception of
disability as deviance, and distribution of power create disabling environments.
The separation of private and public space—and decreased political influence
of the home and families—are mirrored in city planning, gated communities,
inner cities, and in workplaces, households, schools, shopping districts, and
transportation networks.
How has society created environments that are so stubbornly restrictive for
children with chronic conditions and disabilities? A Foucauldian (1973, 1975)
perspective on the diffuse technologies of biopower helps to explain why barri-
ers are so pervasive and resistant to change. Research in occupational therapy
from this perspective shows that design limitations are only a manifestation
of disabling regimes of knowledge (discourses) that begin with measurement
of surface characteristics, lead to categorical and statistical norms, and end
with marginalizing “difference” (Law et al. 1999). Naming the historical roots
of power, the relationship between power and knowledge, and the institution-
alization of quantifiable classifications in society are not part of occupational
therapy’s working vocabulary and techniques. But they do govern the conditions
in which practice takes place. Families speak about being forced to live in “two
worlds”—a world of “normality” and a world of “disability,” while in reality they
and their child’s occupational therapists experience the child’s abilities on a
continuum (Law et al. 1999).
Speaking realistically, the North American sector of the profession must
deliver science-driven responses that hold up empirically—for example, in reha-
Copyright © 2010. Rutgers University Press. All rights reserved.
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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244 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/usw/detail.action?docID=864876.
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CHRONIC CONDITIONS, HEALTH, AND WELL-BEING 245
redefined its approach to disability in terms of the right of all people to social
participation with dignity. A broad, often radical movement focused on social
justice publishes under the rubric Occupational Therapy without Borders (Kro-
nenberg and Pollard 2005; Watson and Swartz 2004). New models of a critical
social occupational therapy practice include collaborative models for social
transformation, to address structural violence associated with neoliberalism
and globalization and other inequities in development policies (cf. Galheigo
2005; Frank and Zemke 2008).
Australian- and Canadian-based occupational therapists building on the
liberatory potential of occupational science, propose a social justice agenda
(Townsend and Wilcock 2004; Townsend and Whiteford 2005). Leaning on theo-
ries of social justice in law, philosophy, and politics, they carve out a distinctive
meaning for the concept of “occupational justice.” In doing so, they extend a
disability studies discourse of equal access and opportunities for people—not
only with disabilities, but incarcerated populations, refugees in internment
camps, marginalized classes, excluded ethno-racial groups, and those disadvan-
taged by gender—to engage in the range of meaningful, purposeful, valued, and
rewarding activities (“occupations”) in their society. Much of this work takes an
explicit political perspective: Simó Algado and Burgman (2005), for example,
describe a project that mobilized and trained former teachers and families in
Kosovo to facilitate expressive and increasingly joyful play activities for children
emotionally traumatized or physically injured by war.
Occupational therapists claim a radical political edge by working with
populations oppressed related to their occupations in Europe, Latin America,
Asia, and Southern Africa, so bringing it closer than ever to the conventional
fields and interests of medical anthropology. Kronenberg and Pollard (2005)
propose a heuristic of “political activities of daily living” (pADLs) for students
and practitioners. The “pADL” shorthand is a send-up of the stock rationale
for occupational therapy services under the rehabilitation paradigm—that is,
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assisting people with disabilities to take care of their daily basic biological and
minimal self-care functions, known as activities of daily living (ADLs)—such as
bathing, toileting, oral hygiene, and grooming. The small p serves as a playful
reminder to occupational therapists to question therapeutic situations as to the
hidden power dimensions that can result in disempowering outcomes.
This shift to a political practice of occupational therapy informed by mainly
left social theorists such as Marcuse, Foucault, Freire, Sen, Chomsky—and a
host of occupational therapy theorists (mainly female)—moves the profession
beyond advocacy toward participation in social transformation (Pollard et al.
2008). We find a parallel here with the conversation in anthropology about
creating a more “public anthropology” and “reclaiming applied anthropology”—
calling for the profession of anthropology to become more performative, more
practice oriented, morally refocused, collaborative, and action oriented (Rylko-
Bauer et al. 2006; Lassiter 2005; see also Field and Fox 2007).
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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246 GELYA FRANK, CAROLYN BAUM, AND MARY LAW
Conclusion
Anthropology and occupational therapy meet once again, but at a new moment,
where both professions are poised to deal with health in a global context from
a critical standpoint. In calling for deeper conversations and more active insti-
tutional linkages we perhaps tread a pioneer path for other health professions
that are inherently more interested in health and well-being than in elimina-
tion of disease. Yet medical anthropology is not a practice profession working
directly with populations. It is an academic field. The American Occupational
Therapy Association includes thirty-nine thousand members, a cohort three
times the size of the American Anthropological Association. According to the
U.S. Department of Labor, the number of occupational therapists is actually
about a hundred and thirty thousand. Despite cyclical economic recessions,
occupational therapists are in high demand and employment opportunities will
continue to rise.
In the sophisticated interdisciplinary academic environments in which
occupational therapy must survive, stronger institutional ties are needed with
medical anthropology, public health, disability studies, and other fields that
can help to build social theory and critical standpoints affecting not only clini-
cal encounters and lifeworlds of suffering, but the profession itself. An applied,
Copyright © 2010. Rutgers University Press. All rights reserved.
Chronic Conditions, Fluid States : Chronicity and the Anthropology of Illness, Rutgers University Press, 2010.
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