Download as pdf or txt
Download as pdf or txt
You are on page 1of 62

Understanding and Applying Medical

Anthropology 3rd Edition u2013 Ebook


PDF Version
Visit to download the full and correct content document:
https://ebookmass.com/product/understanding-and-applying-medical-anthropology-3r
d-edition-ebook-pdf-version/
To the Instructor

Teaching medical anthropology is both exciting and examples of such work. At times we have included
challenging. Undergraduates are able to relate to sick- two or more selections on a similar topic in order to
ness and healing because they have had some lim- enhance in-class discussions. Thus the organization of
ited experience with them. Of course, many of your this book suits a heterogeneous approach to a medical
students are thinking of careers in the health care anthropology course.
industry. Learning about the multiple causes of dis- As far as we can tell, there is no agreement about
ease and the cultural variation in healing practices how a basic course in medical anthropology should
makes students examine their own lives and culture be taught. Almost 35 years ago, the first special pub-
with a fresh perspective; one of the real satisfactions lication of the new Society for Medical Anthropology
of being a teacher comes from watching students get (SMA) concerned teaching medical anthropology; the
excited by such an intellectual journey. It is also sat- volume included nine different model courses (Todd
isfying when students become increasingly aware of and Ruffini 1979*). The diversity of those courses—
the health problems of others, especially the poor at ranging from ethnomedicine, to biomedical anthro-
home and around the world. At the same time, teach- pology, to family structure and health—was impres-
ing medical anthropology is challenging because of its sive. Today, the SMA website has a section on teaching
amorphous nature and the astounding growth of the resources that includes more than 50 syllabi.
body of theory and knowledge. How does a profes- Theoretical diversity has been a continuing hall-
sor organize such a course? How do you decide what mark of medical anthropology, and its importance is
examples to use? reflected in most of the edited textbooks of the field.
This book is divided into two main parts. Part However, the relatively few regular textbooks in the
I illustrates the variety of theoretical and analytical field have had, by necessity, a more narrow theoreti-
approaches used by medical anthropologists. Part II cal focus, such as the ecological approach (McElroy
provides examples of those approaches as they relate and Townsend 1996) and the cultural aspects of heal-
to a variety of health issues and problems; hence the ing and medicine (Foster and Anderson 1978; Helman
title of the reader—Understanding and Applying Medical 1994; Strathern and Stewart 2010). Recently some new
Anthropology. The first part of the book makes apparent books have provided a synthesis of medical anthro-
that we hold a very broad view of the scope of medical pology, even as the discipline has expanded and the
anthropology and that we are committed to the tradi- theoretical basis of research has become more sophis-
tional four-field approach of general anthropology. We ticated (Anderson 1996; Hahn 1995; Janzen 2001;
believe that the application of anthropological knowl- Joralemon 1999; Nichter 2009; Singer and Baer 2012:
edge—the job of making our research useful—is part Wiley and Allen 2008; Winkelman 2008).
of the responsibility of all anthropologists. Aspects of The first and second editions of this book were
nearly all anthropological work are relevant to under- well received. There is a need for a reader in medical
standing and solving human problems. That is why anthropology that includes original research articles
we use the term applying medical anthropology rather that can accompany the texts, ethnographies, and
than the narrower and more specific applied anthropol- case studies that we use in such courses. As we have
ogy (in both this and other edited readers). The latter collected course syllabi from other medical anthro-
term refers to anthropological work done by an applied pologists over the years, we have been struck by
anthropologist for a client on a problem identified by the diversity and richness of the teaching resources
the client. We think students want to read about anthro- available. For the first edition, we thought it would
pological research and analysis on relevant topics, and be easy to assemble such a reader, but it turned out
the second part of the collection provides some good to be quite a difficult task—partially because of the

*The reference listings for all citations in To the Instructor, To the Student, and all chapter introductions and Conceptual
Tools sections are in the References section at the end of the book.
8 To the Instructor

expanding breadth of the field and partially because anthropology are not represented here, including eth-
there are so many fascinating articles available. Our nopharmacology, health policy, childbirth, gerontol-
first list included more than 220 articles, and when we ogy, embodiment, phenomenology, and specific clini-
asked colleagues to help cut them down, they simply cal cases. We hope that instructors using this book feel
suggested more titles. The list got much longer for the free to contact us with their opinions about selections
second and third editions. It was a long and painful that work (or do not work) and with suggestions for
process to make the selections. future editions.
In the end, we selected the readings with five cri-
teria in mind:

n Readability: reading levels appropriate for upper- NEW TO THE THIRD EDITION
division undergraduates who have already taken
a basic anthropology course One of the main challenges in revising this reader has
n Diversity: a mix of classic articles and more recent been to update it without completely changing a text
contributions that has been warmly received. The combination of
n Different theories: a range of orientations newer articles and “classics” was designed for maxi-
n Level of difficulty: a range of theoretical difficulty mum pedagogical benefit. We believe that the new
or sophistication selections are great vehicles for teaching and encour-
n Ethnographic variation aging class discussion. Many new articles are original
to this reader, written with an undergraduate audi-
Many selections are from the standard professional ence in mind. We think that these new chapters—writ-
journals in the field, including Medical Anthropology ten by many of the field’s leaders, including a number
Quarterly; Medical Anthropology; Social Science and Med- of Margaret Mead Award winners—convey clearly to
icine; Human Organization; Anthropology and Medicine; undergraduates the current vitality and relevance of
and Culture, Medicine, and Psychiatry. medical anthropology.
To add to the pedagogical value of this collection, We have reorganized the section and subsection
we have included section and reading introductions. headings to fit current themes in medical anthro-
In section introductions, we emphasize the “concep- pology. In addition to section and article introduc-
tual tools” that are put to work in each kind of medi- tions—with thought questions for your students—a
cal anthropology. Students should be reminded of the context box appears at the end of the introduction
central concepts before they start reading the details to each selection; these short pieces are intended
of a particular case. In selection introductions, we for more advanced students interested in knowing
describe the context for the problem at hand by rais- where the articles fit within the intellectual history
ing related issues and by listing some questions for of medical anthropology—and they often describe
discussion. Most introductions and conceptual tools the author’s larger research agenda and discuss why
sections include bibliographic suggestions for further this particular article was written. This background
reading, which are listed at the back of the book. These information can help students to appreciate the read-
references may be useful for undergraduates who are ing more fully. (The article’s original source citation,
writing term papers or for graduate students who are when applicable, appears on the bottom of the chap-
developing a stronger grasp of the field. There are, ter-opening page, along with the book’s copyright
of course, a great many other resources in medical statement.)
anthropology, many of which are available through Over the years we have heard positive feedback
the Society for Medical Anthropology. about the conceptual tools introduction, especially from
We are painfully aware that, owing to space students. Therefore, we have updated and expanded
constraints, many important topics in medical these bullet points where appropriate.
To the Student

What initially sparked your interest in medi- will also see this book as a resource for independently
cal anthropology? The prospect of studying other exploring other approaches.
medical systems, such as shamanism? The thought We have selected the readings with you, the stu-
of discovering what made disease rates increase in dent, in mind. Primarily, we picked selections that
ancient societies? Your concern about the serious contain interesting case studies or that are controver-
health problems in the United States and through- sial and might help to spark class discussions. But
out the world? An interest in how people are affected we also wanted the selections to reflect diversity—in
by chronic disease, or in the culture of Biomedicine? terms of both sophistication and the areas of the world
All these topics—exotic and mundane—are related represented. Some readings are classics in the field
to medical anthropology. Or maybe your interest is written by famous anthropologists. Although these
related to your career ambitions or current work in articles may be older, they usually make for wonder-
the health care field. Whatever the case, you will find ful reading. Most of the articles are from professional
the study of medical anthropology to be intriguing scholarly publications (for example, Medical Anthro-
and intellectually rewarding. pology Quarterly; Medical Anthropology;
We also hope that you find the study of medi- Social Science and Medicine; Culture, Medicine, and
cal anthropology to be relevant to your life—if only Psychiatry; and Anthropology and Medicine), and they
because disease, illness, healing, and death are uni- will, on occasion, require concentrated reading on
versal in the human experience. All cultures have your part. You may want to skim the article first to
medical systems. Whether you participate in a medi- familiarize yourself with the overall structure of the
cal system as a patient or a healer, there is real value argument. “Prereading” for the main ideas is not a
in understanding the big picture of how and why that substitute for the real reading, but it can prepare you
system works. But, as the title of this book suggests, to understand the article when you do read it.
you first need to understand medical anthropology In the introductions we have provided orientations
before you use it to make a difference in the world. to the general context and framework of the material.
As you skim through this book, notice the Section introductions provide important “conceptual
extremely wide variety of topics included within tools”; put these concepts and vocabulary tools into
medical anthropology. This diversity is based on the your own personal intellectual toolbox and “own”
broad, holistic approach that anthropology takes to them. Each selection introduction also includes ques-
the study of human biology and cultures. In the United tions to ponder. These questions will help you to place
States, anthropology traditionally includes four fields; a particular selection into the larger scheme of things,
biological or physical anthropology, archaeology, cul- to get you to think about the broader (and sometimes
tural anthropology, and anthropological linguistics. unanswerable) questions involved. At the end of each
Medical anthropology is not one of the four fields; introduction, you will find a “context box” that will
rather, it involves the use of anthropological concepts tell you something about the selection’s author and
and methods from all four fields in the study of health, why the article was written.
disease, and healing. One of the hallmarks of medical Because medical anthropology is such a diverse
anthropology, therefore, is the theoretical and practi- field, we have divided this book into two main parts.
cal diversity within the field. Part I introduces you to the multiple approaches used
Most medical anthropologists, like most anthro- by medical anthropologists in their research and other
pologists in general, concentrate on the cultural end work. Part II is about applying medical anthropology.
of the field. Many courses in medical anthropology This part covers a variety of different problem areas—
do not deal with evolutionary or biological questions. from doctor-patient communication to global health
Your course instructor will likely pick and choose programs—and presents selections that illustrate how
selections according to his or her orientation to the anthropological analysis can be relevant to under-
field. That is as it should be, but we hope that you standing and solving those real problems.
10 To the Student

Note that there is an important field called “applied Encyclopedia of Medical Anthropology by Ember and
anthropology” in which people, including medical Ember (2004), and A Companion to Medical Anthropol-
anthropologists, do research, program implementa- ogy by Singer and Erickson (2011). If you are thinking
tion, and program evaluation for particular clients who about graduate study, you may want to consult the
hire them to work on particular problems. The writings website of the Society for Medical Anthropology
of these applied anthropologists are often in reports for (www.medanthro.net). The major academic journals
their clients. The selections in Part II do not all fit neatly in the field include Medical Anthropology Quarterly;
within the domain of applied anthropology. Although Medical Anthropology; Social Science and Medicine;
many discuss particular solutions to a problem— Culture, Medicine, and Psychiatry; and Medicine and
such as the AIDS epidemic or social stigma related Anthropology.
to disease—the main purpose of other selections is We hope you enjoy the selections here and that
to get readers to rethink the problem in a new way. you learn a lot from your study of medical anthro-
This rethinking is what is meant by “applying” medi- pology. What you learn in this course will encourage
cal anthropology (Podolefsky, Brown, and Lacy 2011). you to think more broadly about disease, healing,
If you are interested in learning more about illness experiences, and medical systems at home and
medical anthropology, you may want to consult one around the world.
of its handbooks. They include the classic collection
by Sargent and Johnson, Medical Anthropology: Con- Peter J. Brown and Svea Closser
temporary Theory and Method (1996), the two-volume September 2015
Part I
UNDERSTANDING MEDICAL ANTHROPOLOGY
Biosocial and Cultural Approaches
Page Intentionally Left Blank
1
Medical Anthropology: An Introduction
Peter J. Brown
Svea Closser

Chances are you just started taking this course in medi- paradigm or model. For example, medical anthropology is
cal anthropology, and you are not sure what exactly it not limited to the study of exotic, non-Western medical sys-
is going to be about. Chances are also that one of your tems, even though the description of religion and healing
friends—or your roommate or even your parents—will systems is as old as anthropology itself. The field now also
ask: “Sounds interesting, but what is medical anthropol- has other areas of research, such as the cultural analysis of
ogy?” The purpose of this selection is to help you to be pre- biomedicine and the understanding of the globalization of
pared to answer that question. As you will see, it is not an biomedical technologies.
easy one to answer. Many medical anthropologists have As you read this selection, consider these questions:
this problem, for example, at cocktail parties. Part of the
problem is that many people—even well-educated ones— n What do anthropologists mean by culture, and
do not really know what anthropology is. Therefore, when how is it related to health and healing?
some people ask the question, they have a preconception n Why is the distinction between disease and ill-
that anthropology means only archaeology. In this situa- ness important in medical anthropology? Why
tion, your challenge is to gently help them out by saying might this difference not be very important to
something like this: “Although some medical anthropolo- physicians and other health care providers?
gists do study the health of prehistoric populations, most
n Which of the different approaches in medical
medical anthropologists use a cultural orientation to study
anthropology seems most interesting to you?
health and medicine in contemporary populations, espe-
Why?
cially multiethnic ones like our own.” But long definitions
are not always useful. Therefore, to keep the conversation
interesting, have a few examples of medical anthropologi-
cal research at hand. Chapter 1’s selection provides some
Context: The following article, updated by Peter
interesting ones.
Brown and Svea Closser, was originally provided
Medical anthropology studies human health prob-
for this reader by Ron Barrett, Mark Padilla, and
lems and healing systems in their broad social and cul-
Erin Finley. Peter Brown is a professor of anthro-
tural contexts. Medical anthropologists engage in both
pology and global health at Emory University;
basic research on issues of health and healing systems
Svea Closser is an associate professor of anthropol-
and applied research aimed at improving therapeutic care
ogy and global health at Middlebury College. In
in clinical settings or improving public health programs
the years since the first (much different!) version of
in community settings. Drawing from biological, social,
this article was written, medical anthropology has
and clinical sciences, medical anthropologists engage in
grown exponentially, developing into a rich and
academic and applied research, contributing to the under-
varied field. It is a measure of the field’s diversity
standing and improvement of human health and health
and ongoing evolution that not all medical anthro-
services worldwide.
pologists will agree with the structure of the disci-
Medical anthropology is inherently interdisciplinary—
pline as it is presented here.
meaning that it is not characterized by a single theoretical

Understanding and Applying Medical Anthropology: Biosocial and Cultural Approaches (3rd ed.) by Peter J. Brown and Svea Closser, 13–24 © 2016
Taylor & Francis. All rights reserved. Chapter 1 original article source: P. J. Brown and S. Closser. 2015. Medical Anthropology: An Intro-
duction to the Fields. In P. J. Brown and S. Closser (Eds.), Understanding and Applying Medical Anthropology (3rd ed.).

13
14 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

WHAT IS MEDICAL ANTHROPOLOGY? differences, the academic discussions between the

M
subfields of anthropology have gotten scarce. Such
edical anthropology is the application of anthropo- trends are unfortunate, because the compartmentali-
logical theories and methods to questions of health, zation of anthropology often undermines the disci-
illness, medicine, and healing. pline’s greatest strengths: its holistic approach and
The Society for Medical Anthropology uses a interdisciplinary nature.
more lengthy definition: Culture is, of course, a central concept in
anthropology—although its definition is contested.
Medical Anthropology is a subfield of anthropology One definition of culture is “the learned patterns
that draws upon social, cultural, biological, and lin- of thought and behavior shared by a social group.”
guistic anthropology to better understand those fac- Culture includes not only belief systems but also the
tors which influence health and well-being (broadly economic systems and social structures that affect
defined), the experience and distribution of illness, how people live. Many selections in this book show
the prevention and treatment of sickness, healing pro-
how culture has profound influences on health.
cesses, the social relations of therapy management, and
But because health is influenced not only by cul-
the cultural importance and utilization of pluralistic
medical systems. The discipline of medical anthropol- ture and social structure but also by evolution and
ogy draws upon many different theoretical approaches. biology (and in fact we argue in this book that biol-
It is as attentive to popular health culture as bioscientific ogy and culture are inseparable), medical anthropolo-
epidemiology, and the social construction of knowl- gists often draw on more than one subdiscipline. For
edge and politics of science as scientific discovery and example, some selections in this reader show how the
hypothesis testing. Medical anthropologists examine biology, growth, and development of human beings
how the health of individuals, larger social formations, are historically and currently shaped by cultural
and the environment are affected by interrelationships influences. Human biology and culture are intimately
between humans and other species; cultural norms and related, and so we should adopt a holistic perspective
social institutions; micro and macro politics; and forces
when we are studying human health and sickness.
of globalization as each of these affects local worlds.
In regard to the four traditional subfields of
(Society for Medical Anthropology 2015)
American anthropology (cultural anthropology,
physical or biological anthropology, anthropologi-
This definition can be daunting to someone coming
cal archaeology, and anthropological linguistics), the
to anthropology for the first time, but its essential
most common type of anthropologist is a cultural
point is as we stated: Medical anthropology is the
anthropologist. And most practicing medical anthro-
anthropological study of health and healing. Medi-
pologists were trained in cultural anthropology. But
cal anthropology takes the tools of anthropology and
medical anthropology, a relatively new area of spe-
applies them to human illness, suffering, disease,
cialization, is not really a subfield, partly because, as
and well-being.
we mentioned, subfields of anthropology generally
To understand what medical anthropology is,
have a central theoretical paradigm. In contrast, medi-
then, one must understand anthropology as a whole.
cal anthropologists use a wide variety of theoretical
Introductory anthropology courses usually begin
perspectives—and they often do not agree on which
with some variation of the short and classic definition:
ones are best. As you will see, medical anthropolo-
“Anthropology is the study of humankind.” Although
gists apply a range of theories and methods to issues
a bit vague, this definition underscores that anthro-
of human health, sickness, and healing.
pology is a holistic and interdisciplinary enterprise
that uses many different approaches to understand
important human issues. In the broadest sense, these
approaches are usually categorized into four major BASIC CONCEPTS
subfields: cultural anthropology, physical or biologi-
cal anthropology, anthropological archaeology, and As is the concept of culture, the notion of health is
anthropological linguistics. difficult to define. According to the charter of the
These days, however, introductory courses are World Health Organization, health is “a state of com-
often the first and last places where anyone gives much plete physical, mental and social well-being, and not
thought to the relationships among these four sub- merely the absence of disease or infirmity” (World
fields of anthropology. In recent decades anthropol- Health Organization 2015a).
ogy has gone the way of many academic disciplines. What constitutes well-being in one society, how-
Its subfields have become increasingly specialized, ever, may be quite different from another. The ideal
each with its own dictionaries and theoretical orien- of a lean-figured body—a sign of health in the West—
tations. As a result of these increasingly specialized may indicate sickness and malnutrition in sub-Saharan
1 Medical Anthropology: An Introduction 15

Africa (Brown 1981). In the fishing villages that line about the approaches sometimes called critical theories,
Lake Victoria, the parasitic disease schistosomiasis is including postmodernism and Marxism. In general,
so prevalent that the bloody urine of young males is these approaches require people to critically exam-
considered a healthy sign of approaching manhood ine their own intellectual assumptions about how the
(Desowitz 1987). In the United States, the “elegant pal- world works; the basic idea is that our ideas of reality
lor” and “hectic flush” of consumption (tuberculosis) are shaped by our culture and that sometimes these
were often imitated by healthy people at the turn of ideologies conceal complex political relationships.
the 20th century because of the disease’s association These debates influenced cultural anthropology
with famous writers and artists (Sontag 1983). Any in general and medical anthropology specifically. An
conceptualization of health must therefore depend important outcome was the development of critical
on an understanding of how so-called normal states medical anthropology, a perspective that coalesced in
of well-being are constructed within particular social, the 1980s and 1990s (Singer 1989). These days, the per-
cultural, and environmental contexts. spectives of critical medical anthropology are main-
stream within medical anthropology. Most medical
anthropologists agree with two broad critiques that
Core Concepts critical medical anthropology made of earlier work.
The first critique was that many medical anthro-
Medical anthropologists use two terms to talk about pologists had incorrectly attributed health disparities
states of ill health: illness and disease. Disease refers to to cultural differences without examining the influ-
the clinical manifestations of altered physical function ence of global political-economic inequality on dis-
or infection. It is a clinical phenomenon, defined by ease distribution. In the past, medical anthropologists
pathophysiology. Illness, in contrast, encompasses the had tended to view illness as existing within local
human experience and perceptions of alterations in cultural systems, and they neglected the larger politi-
health, as informed by its broader social and cultural cal and economic context within which these cultures
dimensions. are found. Critical medical anthropologists described
This distinction helps in understanding many how large-scale political, economic, and cognitive
important phenomena, such as interactions between structures constrain individuals’ decisions, shape
patients and healers. For example, a doctor using a their social behavior, and affect their risk for disease.
disease model may see the patient’s symptoms as Readings in this book that exemplify this approach
the expression of clinical pathology, a mechanical are in Chapter 11 by Paul Farmer and Chapter 14 by
alteration in bodily processes that can be “fixed” by a Merrill Singer.
prescribed biomedical treatment. From the patient’s One example of this kind of thinking was
perspective, however, an illness experience may Meredeth Turshen’s analysis of the political-economic
include social as well as physiological processes. The dimensions of disease in Tanzania. Turshen described
physician’s diagnosis may not make sense in terms how a history of colonialism drastically affected
of the patient’s understanding of her illness, and the the country’s nutritional base, altered its kinship
doctor’s “cure” may not take into consideration the structure, and imposed constraints on its health
patient’s family dynamics, the potential for social care system. She questioned previous studies’ focus
stigma in the community, or lack of money to follow on local culture and emphasized an alternative she
through with treatment. called the “unnatural history of disease” (Turshen
Healing practices that humans use range from 1984). Critical medical anthropologists made similar
cardiac bypass surgery, to amulets worn for protec- arguments concerning health disparities in wealthier
tion against the evil eye, to conflict resolution between countries like the United States.
kin groups. Shamans, priests, university-trained phy- Because of their interest in macro-level forces
sicians, and members of one’s family may assume a (such as world capitalism), critical medical anthro-
healing role at any given time in a person’s life. All of pologists were generally skeptical of health policies
these, including biomedicine, are aspects of ethnomedi- that proposed local solutions. Thus critical medical
cines, medical systems firmly tied to cultural systems. anthropologists not only challenged the local focus of
traditional medical anthropology but also criticized
the narrow focus of health interventions that did not
A Critical Perspective address the large-scale factors influencing disease
(Morsy 1990).
In the last part of the 20th century, medical anthropol- The second critique made by critical medical
ogy experienced a significant break from its past. Dur- anthropology centered on the questioning of underly-
ing this period, there were intense intellectual debates ing epistemologies (ways of knowing) and conceptual
16 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

categories of medicine and Western culture in general. Many medical anthropologists, then, have a
For example, the 16th-century French mathematician, practice orientation (Inhorn and Wentzell 2012), even
scientist, and philosopher René Descartes articulated as they think theoretically. Unlike other social scien-
a fundamental cultural model of the separation of tists, medical anthropologists generally think they
mind and body. This is a “culturally constructed” have an obligation to act to improve human health
idea that many people take for granted in everyday (Fassin 2012). This belief, however, doesn’t mean
thought and talk. But your own experiences of emo- that they agree on what action is appropriate. Medi-
tional states—not to mention recent discoveries in cal anthropologists’ critical perspectives indicate that
neuroscience—make it clear that the body/mind dis- they are very aware that the institutional structures
tinction is not quite true. Similarly, there are many of biomedicine and public health sometimes entrench
notions embedded in everyday clinical medicine that inequalities rather than alleviate them. Most medical
are culturally constructed and often based on meta- anthropologists are constantly reflecting on whose
phors. For example, low blood pressure is consid- interests their involvement in these structures serves
ered a dangerous sign of heart problems in Germany, (Singer 1995).
while in the United States it is considered a marker of Some medical anthropologists are very actively
excellent health (Payer 1988). The ideas and practice of engaged within biomedical and public health institu-
medicine cannot be separated from culture. tions. For a significant period of its history, medical
From our perspective, the mainstreaming of the anthropology dealt with the health beliefs and prac-
critical perspective within medical anthropology has tices of ethnic minorities. Margaret Clark’s Health in
led to many important developments, including an the Mexican-American Culture (1959) is a good exam-
energetic engagement with social justice and health ple of such work. Her analysis emphasizes, for exam-
disparities. Paul Farmer, a physician and anthropolo- ple, that it is insufficient simply to translate medical
gist who also directs the nonprofit organization Part- instructions when the patient population has limited
ners in Health, has been highly influential in this area. literacy and biomedical language (in any language)
Farmer’s most famous work highlights the impact of is unfamiliar to them. Medical anthropologists have
global inequality on the emergence of such infectious often been called to assist in improving communi-
diseases as HIV/AIDS and multidrug resistant tuber- cation across both language and cultural barriers
culosis (Farmer 1999, 2004). In providing a critical between patients and their health care providers. Such
perspective on global inequalities in health, Farmer problems in communication have been described
and many others have effectively highlighted how in Anne Fadiman’s book The Spirit Catches You and
socioeconomic and political factors cause profound You Fall Down (1998), which deals with the conflicts
inequalities in health and disease. between the family of a Hmong child and her Ameri-
can doctors. Some perspectives on “cultural compe-
tency” training programs in medical schools can be
A Practice Orientation found in Part II in the section titled “Working with the
Culture of Biomedicine.”
Medical anthropologists engage in research on issues Not all anthropologists agree that these training
of health and healing systems, as well as research programs are a good thing. Several medical anthropol-
aimed at the improvement of therapeutic care and ogists have argued that such programs reinforce racial
public health programs. Sometimes these types of stereotypes rather than dealing with power inequities
research are labeled as “basic” or “applied,” respec- that are at the root of poor health outcomes (Carpenter-
tively, but because medical anthropologists study Song, Schwallie, and Longhofer 2007; Gregg and Saha
human health, most “basic” research has obvious 2006). Such active debate and reflection—both engaged
practical relevance, and many of the field’s core the- with and critical of practice—is a hallmark of medi-
oretical concepts were developed by people actively cal anthropology. A critical analysis of such a cultural
engaged in clinical and public health work. There is competency course at Harvard Medical School can be
a great deal that we do not know about the causes of found in the selection in Chapter 35.
sickness and the processes of healing; anthropologists Anthropologists working within clinical settings,
can contribute to the growth of human knowledge in however, do much more than talk about culture and
these important areas. At the same time, anthropolo- communication. Anthropologists within the Veterans’
gists contribute to the design and implementation of Administration (VA), for example, work on a variety
programs alleviating complex health problems. This of issues, including the root causes of substance abuse
back-and-forth between engagement and reflection and homelessness in female veterans (Cheny et al.
energizes the discipline. 2013; Hamilton, Washington, and Zuchowski 2013)
1 Medical Anthropology: An Introduction 17

and the improvement of mental health services for The first two of these approaches emphasize the inter-
veterans with posttraumatic stress disorder (PTSD) action of humans and their environment in a way
(Besterman-Dahan, Lind, and Crocker 2013; Finley that we consider biosocial—that is, with a focus on
2013). the interaction between biological/health questions
In addition to clinical settings, many anthropolo- and socioeconomic and demographic factors. The last
gists work in public health policymaking, program three of these approaches to medical anthropology are
development, and intervention. Anthropological per- cultural—they emphasize the concept of culture (the
spectives are relevant at all levels of the public health patterns of thought and behavior characteristic of a
process, from the interpretation of disease trends to group) and how people experience life.
the design, implementation, and evaluation of pro- For all the diversity of the field, nearly all medical
grams. For example, medical anthropologists working anthropologists share four essential premises: (1) that
on the Ebola response did research on topics from the illness and healing are best understood in the com-
role of informal health workers in the Ebola response plex and varied interactions between human biology
to the long-term investments needed for stronger and culture; (2) that disease is influenced by culture,
health systems and the reasons why some people economics, and politics; (3) that the human body and
might resist interventions aimed at stopping Ebola symptoms are interpreted through cultural filters;
(Ebola Response Anthropology Platform 2015). They and (4) that the insights of medical anthropology have
also argued compellingly in international venues that important pragmatic consequences for the improve-
public health agencies should stop conceptualizing ment of health and health care in human societies.
culture as a barrier and a source of misinformation
and should instead focus on designing responses the
desires and needs of recipient populations in mind 1. Biological Approaches in Medical
(Chandler et al. 2015). Anthropology
Yet other medical anthropologists think that ana-
lyzing and writing, often from within the academy, is Much research in biological anthropology concerns
the best way to create positive change. These medi- important issues of human health and illness. Many
cal anthropologists believe that it’s hard to think and of the contributions of biological anthropologists help
write critically about health institutions if one is too to explain the relationships between evolutionary
close to them (or working for them), so they advocate processes, human genetic variation, and the differ-
speaking truth to power from outside such structures, ent ways that humans are sometimes susceptible, and
often from academic positions. other times resistant, to disease.
Through work both practical and theoretical, The evolution of disease in ancient human popu-
medical anthropologists contribute to our under- lations helps us to better understand current health
standing of issues with life-and-death consequences. trends, a concept described in more detail in Chapter
They approach these issues from a wide variety of 8’s selection by George Armelagos, Peter Brown, and
theoretical perspectives, all rooted in anthropology. Beth Turner. For example, the recent global trend of
emerging and reemerging infectious diseases, such
as tuberculosis and AIDS, is influenced by forces of
natural and cultural selection that have been pre-
FIVE BASIC APPROACHES TO sent throughout modern human evolution. During
MEDICAL ANTHROPOLOGY the time of the Paleolithic (about 2,500,000 to 200,000
years ago), early human populations lived in small
The scope of anthropological inquiry into issues of bands as nomadic hunters and gatherers. The low
human health, sickness, and healing is very diverse— population densities during this period would not
so diverse in 2015 that writing this introduction, have supported the acute infectious diseases found
which characterizes the field, is intimidating. None- today; instead, chronic parasitic and insect-transmitted
theless, we’ve identified five basic approaches to med- diseases were more prevalent.
ical anthropology: The shift toward sedentary living patterns and
subsistence based on plant and animal domestication,
1. biological sometimes called the Neolithic Revolution (about
2. ecological 10,000 b.c.e.), had a profound effect on human health.
3. ethnomedical Skeletal evidence from populations undergoing this
4. experience-near transition shows an overall deterioration in health con-
5. studies in and of biomedicine. sistent with the known relationship between infectious
18 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

disease and malnutrition. New infectious diseases differences in cranial size between these populations
emerged, a result of increasing population density, were used to support a theory of racial hierarchy based
social stratification, decreased nutritional variety, prob- on hereditary differences in brain size. By careful com-
lems of clean water and sanitation, and close contact parisons between first- and second- generation groups
with domesticated animals (Armelagos, Goodman, from these immigrant populations, Franz Boas (the
and Jacobs 1991; Cockburn 1964). These changes had founder of American Anthropology) was able to dem-
a disproportionate effect on women, young children, onstrate that these differences were attributable to
the elderly, and the emerging underclass, who were environmental influences on body size (Boas 1940).
most susceptible to infections in socially stratified Subsequent analyses have discredited previous stud-
societies (Armelagos and Cohen 1984). ies relating measurements of intelligence to those
Currently, great threats to human health come of cranial capacity (Gould 1981), and categories of
from chronic degenerative conditions. These so- human races have been shown to have little validity
called diseases of civilization, such as heart disease, in the study of human variation (Goodman, Moses,
diabetes, and cancer, are the leading causes of adult and Jones 2012).
mortality throughout the world today. Many of these Some biological anthropologists also contribute
diseases share common etiological (causative) fac- to the field of ethnopharmacology. Anthropologists
tors related to human adaptation over the last 100,000 in this field consider not only the physiological prop-
years. For example, obesity and high consumption of erties of plant substances but also issues related to
refined carbohydrates and fats are related to increased their selection, preparation, and intended uses within
incidences of heart disease and diabetes. Human sus- particular social settings and broader cultural frame-
ceptibility to excess amounts of these substances can works (Etkin 1996).
be explained by the evolution of human metabolism Biological anthropology plays a central role in
over millions of years in contexts of relatively large the field of evolutionary medicine, which considers
amounts of exercise, seasonal food shortages, and how survival pressures over the course of evolution
diets low in fat (Konner and Eaton 2010; Weil 2008). may have shaped human biology. Health research-
A related theory of “thrifty genes” was pro- ers who incorporate an appreciation of the ongoing
posed to explain relatively shorter-term evolution- effects of natural selection on the physiology of peo-
ary changes that account for genetic variation in the ple and other organisms may be equipped to develop
susceptibility to chronic diseases between different more sophisticated approaches in their efforts to
contemporary populations (Neel 1982). Some popula- treat or prevent disease (Nesse and Williams 1996).
tions have significantly higher prevalences of adult- For example, research on SIDS (sudden infant death
onset diabetes and hypertension than others. The syndrome) and children’s sleeping arrangements has
thrifty-gene hypothesis proposes that genes affecting shown that despite statements by many officials in the
insulin physiology were selected for, allowing people United States that infants should always sleep alone,
to adapt to an irregular food supply. This adapta- mother-infant cosleeping (the evolutionary norm)
tion arose during times of “feast or famine” for cer- may be the safest choice for babies in particular social
tain populations, including some Native Americans, and economic contexts (McKenna and McDade 2005).
oceangoing Pacific Islanders, and African Americans Biological anthropology’s appreciation for the inter-
descended from slaves. In the context of modern diets, connectedness between genes and environment has
however, these genes add to the burden of chronic led to many developments in the field of evolution-
disease (Lieberman 2008). ary medicine and holds promise for many more. The
But variation in human susceptibility to chronic reading selection in Chapter 3 deals with this topic.
diseases cannot be accounted for by genetic explana-
tions. Environmental and sociocultural factors play
a primary role. Health disparities between ethnic 2. Ecological Approaches
groups in the United States are a result of discrimi-
nation leading to poorer living environments and Ecology refers to the relationships between organisms
increased stress, among other causes of poor health and their total environment. Within medical anthro-
(Dressler 1996; Williams 1999). pology, the ecological perspective focuses on the inter-
Some biological contributions to medical anthro- actions between environmental contexts and human
pology critique the misapplication of biological con- health. An ecological approach to medical anthro-
cepts. During the late 19th century, measurements pology emphasizes that the total environment of the
of cranial size were taken of Jewish and Southern human species includes the products of large-scale
European immigrants to the United States and com- human activity, as well as “natural” phenomena, and
pared with those of Anglo-American residents. The that health is affected by all aspects of human ecology.
1 Medical Anthropology: An Introduction 19

It includes attention to how people survive in varying that multiple ecological variables—biological, cul-
environments, how they find food, how they distrib- tural, political, and economic—interact to influence
ute resources, how they deal with disease, and how the prevalence of particular diseases in a given envi-
the demographics of their population are changing ronmental context. In recent years—marked by the
over time (McElroy and Townsend 2014). Pathogens advent of climate change—more areas of the world
that cause infectious disease, such as the malaria par- have become vulnerable to malaria; this is a political
asite, and factors that affect risk for chronic disease, ecological phenomenon.
for example, diet, are closely tied to humans’ relation- Schistosomiasis, a parasitic disease spread by
ships with their environments. The term medical ecol- snails, provides a dramatic example of the relation-
ogy has been used to describe this approach. ship between political ecology and disease. For dec-
Two broad levels of analysis inform this approach. ades, economic development programs throughout the
At the micro level, cultural ecology examines how cul- world have often focused on the building of dams to
tural beliefs and practices shape human behavior, prevent seasonal flooding, improve irrigation, and pro-
such as sexuality and residence patterns, which in vide hydroelectric power (Heyneman 1979). Enormous
turn alter ecological relationships between host and dams, such as the Aswan High Dam on the Nile River,
pathogen. At a broader level, political ecology exam- have dramatically altered the ecology of surrounding
ines the historical interactions of human groups and areas by preventing seasonal flooding and creating one
the effects of political conflict, migration, and global of the largest man-made bodies of water in the world.
resource inequality on disease ecology (Brown, Smith, A byproduct of such changes, however, is an altered
and Inhorn 1996). Many ecological approaches to relationship between human populations and certain
medical anthropology include some aspects of both water-borne parasitic infections, such as schistosomia-
cultural and political ecology. Malaria and schistoso- sis. The small snails that carry schistosomiasis thrive
miasis provide two useful examples. in the numerous irrigation canals emanating from the
Malaria is a disease caused by a microscopic dams, increasing human exposure to the parasites. This
Plasmodium parasite that is transmitted to human exposure has led to an increased risk of contracting
hosts through contact with mosquitoes of the genus schistosomiasis, an infection that primarily affects chil-
Anopheles. These mosquitoes breed and multiply in dren, in people that live close to some kinds of dams
stagnant pools of water in warm climatic regions of and irrigation systems. But the way this relationship
the world. Malaria has a long and sordid history in plays out depends on the larger ecological context of
many societies, and it continues to be a major cause of the dam, as well as the socioeconomic status of people
human morbidity and mortality today (Brown 1997). at risk (Steinmann et al. 2006).
At a cultural ecological level, adaptations to malaria The story of schistosomiasis demonstrates that
include highland Vietnamese building practices, in political-economic forces, such as dam development
which stilted houses allowed people to live above the programs, can dramatically shape the relationship
10-feet mosquito flight ceiling (May 1958). In another between host and disease in human populations.
ecological context, although malaria had been eradi- Thus, medical ecology’s definition of “environment”
cated in the southern Italian island of Sardinia, Brown includes the political-economic consequences of col-
discovered that many cultural practices functioned lective human activity. In this globalizing world
to reduce contact with malaria-carrying mosquitoes characterized by out-of-control carbon emissions and
(Brown 1981;) see the selection in Chapter 7). These climate change that will have serious health effects
included settlement and land-use patterns, whereby (Chapter 10), there is no doubt that political-economic
nucleated villages are located in highland areas and policies directly influence local disease ecologies.
flocks of sheep are taken to the lowlands in the winter,
thus minimizing contact with the mosquitoes during
peak malaria seasons. 3. Ethnomedical Approaches
At a political ecological level, however, these
adaptive cultural practices were probably motivated All societies have medical systems that provide a
by historical threats of military raids and expropria- theory of disease etiology (causation), methods for the
tion of land by foreigners. Furthermore, wealthy diagnosis of illness, and prescriptions and practices for
Sardinians had less contact with mosquitoes because curative or palliative (calming, soothing) treatment. The
they did not have to leave the safety of the village to initial development of medical anthropology derived
work in the fields as did the laborers, nor did they from anthropological interest in the healing beliefs and
have to stay in the village during peak malaria sea- practices of different cultures (Wellin 1978). These
son when they could afford to take summer vacations beliefs and practices related to healing are often referred
abroad. Thus, the example of malaria demonstrates to as ethnomedicine. Anthropological approaches to the
20 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

study of ethnomedicine have always included not institutions, and supplement their ancient therapies
only understanding how people think about health with antibiotics, X-rays, and other tools of biomedi-
and disease but also studying the social organization cine (Nichter and Nichter 1996). Likewise, many
of healing practices (Fabrega 1975). In the simplest Indian physicians trained in biomedicine use Indian
sense, all ethnomedical systems have three interre- categories to explain health issues to their patients.
lated parts: As another example, in her comparison of biomedi-
cal systems in Europe and North America, Lynn Payer
1. a theory of the etiology of sickness found considerable variability in the health beliefs
2. a method of diagnosis based on the etiological and practices that constitute biomedicine (Payer
theory 1988). Because of these issues of cultural diversity
3. the prescription of appropriate therapies based on even within biomedicine, it is more useful to consider
the diagnosis. ethnomedicine as the study of any form of medicine
as a cultural system. In other words, biomedicine is
Health systems, from a cross-cultural perspective, one of many ethnomedical systems.
generally fall into two categories: Patients often draw on the ideas of one or more
ethnomedical systems in their own understanding of
1. personalistic systems that explain sickness as the illness. They develop an explanatory model (EM), a
result of supernatural forces directed at a patient, personal interpretation of the etiology, treatment, and
by either a sorcerer or an angry spirit outcome of sickness by which a person gives meaning
2. naturalistic systems that explain sickness in terms to his or her condition. Although EMs are personal,
of natural forces, such as the germ theory of con- they are also learned cultural models, so that an EM
tagion in Western biomedicine and the imbalance shared by a group might be considered a folk model of
of humours in many forms of Chinese, Indian, disease. There is often disparity between the explana-
and Mediterranean systems (see the selection in tory models of patients and healers, which may lead
Chapter 16). to problems of communication and nonadherence to
prescribed therapies (Brown, Gregg, and Ballard 1997;
At the beginning of the 20th century, anthropo- see the selection in Chapter 34).
logical studies of medical systems were confined to While stated health beliefs may influence treat-
ethnographic descriptions of “exotic” practices within ment decisions, explanatory models alone are not
non-Western societies. Many of the observations good predictors of people’s observed patterns of health
about sickness and therapeutic rituals were analyzed seeking—because significant differences often exist
as a window on underlying cosmological beliefs and between cultural “ideals” (what people say they do)
cultural values within comparative studies of myth and “real” behavior of observable action. For example,
and religion. Some aspects of these works have been a study of Nepalese patients found that people often
criticized for a tendency to sensationalize the differ- sought multiple medical resources for a single illness
ences of “primitive” people in comparison to their despite verbal claims to the contrary (Durkin-Longley
readership in Western industrialized societies (Rubel 1984). Many different factors may weigh on decisions
and Hass 1996). concerning when and where to seek treatment, such as
The term ethnomedicine was first defined as the influence of family members (Janzen and Arkinstall
“beliefs and practices related to disease which are the 1982), social networks, and geographic access to health
products of indigenous cultural development and are resources (Kunitz 1989; Mumtaz et al. 2013). In many
not explicitly derived from the conceptual framework cases, economic resources can severely limit treatment
of modern medicine” (Rubel and Hass 1996). In recent options. Even with great strides made in lowering the
decades this arbitrary distinction supposedly “indig- cost of antiretroviral therapy, for example, nearly two
enous,” “traditional,” and “nonscientific” medical thirds of HIV-positive people in low- and middle-
systems and supposedly “Western,” “modern,” and income countries do not have access to these lifesaving
“scientific” medical systems has been abandoned by drugs (World Health Organization 2015b).
nearly all medical anthropologists. Medical anthro-
pologists challenge the idea that biomedicine is an
empirical, law-governed science unbiased by cultural 4. Anthropology in and of Biomedicine
premises. They understand that all medical systems
are constantly changing, and all are closely tied to In recent years there has been an increased focus
their cultural contexts. on studying biomedicine as an ethnomedical sys-
In India, for example, many Ayurvedic practition- tem of knowledge and social practice. Although this
ers receive university training, practice in commercial approach has a lot in common with the study of other
1 Medical Anthropology: An Introduction 21

ethnomedicines, it has become such a large part of the available to describe it. Chapter 31’s selection by Erin
subfield of medical anthropology that we are giving it Finley provides an excellent case study of PTSD in the
its own section here. contemporary VA system.
One classic example of this approach is an article Increasingly, medical anthropologists have exam-
by Nancy Scheper-Hughes and Margaret Lock (1987). ined the cultural and political dimensions of public
They critically examined the idea that the mind and health and global health bureaucracies. Like scholars
body are separate entities, a fundamental premise of who frame studies of biomedicine as a cultural sys-
biomedicine. They suggested that the dominance tem, anthropologists are increasingly turning their
of biomedicine had made the concept of separation attention to the cultural beliefs, norms, and implicit
of mind and body so pervasive that people lacked a premises on which public health funding and admin-
precise vocabulary to express the complex interac- istration are based (Biehl and Petryna 2013; Chandler
tions between mind, body, and society. et al. 2015; Justice 1986). These medical anthropolo-
The excellent text An Anthropology of Biomedicine gists study a variety of public health agencies, from
(Lock and Nguyen 2011) examines the “technologies UN agencies to NGOs to governments, and they pay
of the body in context,” including the human transfor- attention to the complex power relations between
mations (through transplants, and so on) that stretch these entities. Examples of this approach are in the
our moral boundaries. This focus includes an empha- selections in Chapters 44 and 45, which explore the
sis on biotechnologies such as genetic testing, the contexts and complex effects of public health pro-
use of pharmaceuticals, assisted reproduction, organ grams in Pakistan and Mozambique.
transplants, genomics, plastic surgery, and other sci-
entifically derived treatments. In viewing how such
new technologies are taken up (or rejected) within 5. Experience-Near Approaches
existing biomedical systems, we can observe how
they come to be associated with different social cir- In 1988, renowned anthropologist and psychiatrist
cumstances across different cultural settings. Repro- Arthur Kleinman published a book titled The Illness
ductive technologies such as in vitro fertilization, for Narratives, in which he advocated paying close atten-
example, may come to epitomize one set of concerns tion to how people make sense of their illness experi-
among women in the United States and a very differ- ences through narrative (Kleinman 1988). He pointed
ent set among men in Egypt and Lebanon. Chapter 27’s out that the stories people tell about their illnesses
article by Monir Moniruzzaman provides an example can provide great insight into how they cope with
of this kind of anthropological work. disease and suffering. Since then, what can broadly
The study of biomedicine sheds light on the epis- be called an experiential approach in medical anthro-
temology of scientific and medical knowledge. Medi- pology has become increasingly resonant through-
cal anthropologists study the processes by which out the other subfields. Anthropologists using this
these forms of knowledge acquire their status as approach frequently put illness-related suffering—
“authoritative knowledge” rather than as “beliefs,” whether due to pain, disability, or the awareness of
the word often used to describe the knowledge sys- one’s own mortality—at the center of their analysis.
tems of other ethnomedicines. As such, the distinction They focus on three aspects of illness, in particular:
between knowledge and belief can be seen as arbitrar- (1) narrative—the stories that people tell about their
ily reflecting differences in social power and therefore illness; (2) experience—the way that people feel, per-
as being highly questionable (Good 1994). ceive, and live with illness; and (3) meaning—the
Studying the processes of knowledge creation in ways that people make sense of their illness, often
biomedicine has provided important insight into how linking their experience to larger moral questions. For
“gold standards” of care and evidence come to be. example, in Chapter 23’s selection Linda Hunt con-
Medical anthropologist Allan Young, for example, has siders narratives from two individuals with cancer in
shown how PTSD became accepted in the late 1970s southern Mexico; although these two have different
as a distinct mental illness (Young 1997). It was not a cancers and face different life situations, both explain
process of psychiatrists suddenly discovering a new their illness in relation to the disappointments and
disorder. Instead, PTSD came to be included in the obligations they have borne in their social lives.
Diagnostic and Statistical Manual for Mental Disorders Experiential (experience-near) approaches often
(DSM), psychiatry’s official list of accepted diagnoses, explore the links between sickness and problems in
when a group of psychiatrists came together and— the social world. Illness narratives in particular may
urged by a vocal lobby of Vietnam veterans and their demonstrate how a symptom is experienced as trou-
advocates—agreed that PTSD should be recognized bling because of its impact on relationships with oth-
despite a lack of medical and epidemiological research ers, as when pain or fatigue interferes with a mother’s
22 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

ability to care for her children. Narratives may also normative ways (Desjarlais 1997; Jenkins and Barrett
provide a venue for negotiating the meaning of an 2003). In addition to helping social scientists rethink
illness, particularly in the social space between fam- the cultural boundaries between what is considered
ily members, patients, healers, and so forth. Kohn normal verses pathological, these studies have the
writes of how care providers treating children with potential to explore the relationship between body
facial disfigurements in Northern California create and mind in a more holistic way.
“therapeutic emplotments”—essentially, complex Anthropologist Joao Biehl, for instance, has traced
narratives—that are intended to help the children to the paths by which ongoing socioeconomic changes
feel more comfortable with their appearance. In try- in Brazil, accompanied by an increasing medicaliza-
ing to transform the children’s narratives of them- tion of illness and infirmity, have resulted in families
selves and their appearance, the care providers are leaving their mentally and physically disabled mem-
in fact trying to shift the children’s experience of bers to live in ragged communities on the margins of
their disfigurement from one of embarrassment and society (Biehl 2013). Following this social progression
shame to one of acceptance and confidence (Kohn to its outcome at the level of individual experience, he
2000). Narrative, then, is not just a story of what has describes how mentally ill individuals in Brazil per-
happened, or is happening, or might happen. It can ceive and make sense of this social abandonment.
also represent an active attempt to negotiate or con- The experience of illness is something that evolves
struct both individual selfhood and social relations in the space between body and mind, and between
amid sickness and suffering. individuals and those in their social environment; it
A central theme in ethnographic descriptions may change over time as the disease progresses or
of illness and suffering is stigma. People who are resolves. In understanding how illness is experienced,
different—either physically, mentally, or in social medical anthropologists gain insight into how peo-
skills—are often subjected to negative judgments and ple endure and make meaning in some of the most
discrimination from so-called normal people; that vulnerable moments of their lives, and thus they can
is, they are stigmatized. The originator of this idea better appreciate how these processes play out in peo-
in medical social science, Erving Goffman (1963), ple’s explanatory models, care-seeking behaviors, and
referred to this type of social disapproval as creating coping strategies.
a “spoiled identity.” The archetype of a stigmatized
disease is leprosy (Hansen’s disease), which despite
its terrible reputation is not very contagious at all. CONCLUSION
There are both visible and invisible conditions
that are stigmatized. With visible conditions, such as Medical anthropology, like its parent discipline, is a
being extremely short-statured, people end up being holistic and interdisciplinary enterprise. We began this
stared at and ostracized; this situation is described chapter quoting the definition of this subfield offered
in Chapter 36’s selection by Joan Ablon. Invisible by the Society for Medical Anthropology. This defini-
conditions—for example, having depression or herpes, tion includes so many topics covering such a diverse
or having had an abortion—are usually conditions set of questions that some readers may think that it
that people prefer to keep secret; disclosing such a was written by a committee. In the simplest sense,
condition is difficult and often socially dangerous. medical anthropology refers to studies of health and
A great deal of medical anthropological research healing from biosocial and cross-culturally compara-
has been done on HIV/AIDS since the beginning of tive perspectives. In this regard, healing refers to all
the pandemic. In some ways HIV/AIDS has been an medical systems, including modern biomedicine and
epidemic of discrimination and stigma; however, the its sophisticated technologies, as cultural products.
availability and antiretroviral drugs has changed this Because there is such a remarkable diversity of
slightly (see Chapter 45). theories and methods used in medical anthropology,
The experiential approach has been applied most we can appropriately talk about it as having subdisci-
often in the exploration of illnesses that are highly plines of its own. In this article, we have outlined five
subjective, such as chronic pain and mental illness. major approaches that medical anthropologists use
These experiences, internal as they are, may be dif- to better understand issues of human health, healing,
ficult to share or explain. Medical anthropologists and sickness: biological and ecological (biosocial), and
attempt to understand conditions such as psychosis ethnomedical, experience-near, and studies in and of
from within, interacting closely with and listening to biomedicine (cultural). When we explore the specific
those who might otherwise be ignored because of their examples, however, it becomes clear that the five cat-
difficulties in behaving and expressing themselves in egories overlap.
1 Medical Anthropology: An Introduction 23

Part I of this book—the part devoted to under- Ebola Response Anthropology Platform. 2015. http://www.ebola-
anthropology.net, accessed May 13, 2015.
standing medical anthropology—contrasts biosocial Etkin, N. 1996. Ethnopharmacology: The Conjunction of Medical
approaches and cultural approaches; this seems to Ethnography and the Biology of Therapeutic Action. In Medi-
be a fundamental distinction. Yet on closer examina- cal Anthropology: Contemporary Theory and Method. Westport, CT:
Praeger.
tion, even this simple distinction is artificial, because Fabrega, H. 1975. The Need for an Ethnomedical Science. Science
the culturally oriented analyses focus on biological/ 189(4207): 969–75.
medical processes, and the biological approaches Fadiman, A. 1998. The Spirit Catches You and You Fall Down: A Hmong
Child, Her American Doctors, and the Collision of Two Cultures. New
almost always emphasize the role of human (cultural) York: Macmillan.
behavior. Within all this theoretical and methodologi- Farmer, P. 1999. Infections and Inequalities. Berkeley and Los
cal diversity, there are essential commonalities in an Angeles: University of California Press.
Farmer, P. 2004. Pathologies of Power: Health, Human Rights, and the
anthropological study of health, illness, and healing. New War on the Poor. Berkeley and Los Angeles: University of
These commonalities all stem from an anthropologi- California Press.
cal view of the world. Fassin, D. 2012. That Obscure Object of Global Health. In Medical
Anthropology at the Intersections. Durham, NC: Duke University
Press.
Finley, E. P. 2013. Empowering Veterans with PTSD in the Recovery
Era: Advancing Dialogue and Integrating Services. Annals of
REFERENCES Anthropological Practice 37(2): 75–91.
Good, B. 1994. Medicine, Rationality, and Experience: An Anthropologi-
Armelagos, G., and Cohen, M. N. 1984. Paleopathology at the Origins cal Perspective. New York: Cambridge University Press.
of Agriculture. San Diego: Academic Press. Goodman, A. H., Moses, Y. T., and Jones, J. L. 2012. Race: Are We So
Armelagos, G. J., Goodman, A. H., and Jacobs, K. H. 1991. The Different? Hoboken, NJ: John Wiley & Sons.
Origins of Agriculture: Population Growth during a Period of Gould, S. J. 1981. The Mismeasure of Man. New York: W. W. Norton
Declining Health. Population and Environment 13(1): 9–22. & Company.
Besterman-Dahan, K., Lind, J. D., and Crocker, T. 2013. “You Never Gregg, J., and Saha, S. 2006. Losing Culture on the Way to Com-
Heard Jesus Say to Make Sure You Take Time Out for Yourself”: petence: The Use and Misuse of Culture in Medical Education.
Military Chaplains and the Stigma of Mental Illness. Annals of Academic Medicine 81(6): 542–47.
Anthropological Practice 37(2): 108–29. Hamilton, A. B., Washington, D. L., and Zuchowski, J. L. 2013.
Biehl, J. 2013. Vita: Life in a Zone of Social Abandonment. Berkeley and Gendered Social Roots of Homelessness among Women Veterans.
Los Angeles: University of California Press. Annals of Anthropological Practice 37(2): 92–107.
Biehl, J., and Petryna, A. 2013. When People Come First: Critical Stud- Heyneman, D. 1979 Dams and Disease. Human Nature 2: 50–57.
ies in Global Health. Princeton, NJ: Princeton University Press. Inhorn, M., and Wentzell, E. 2012. Medical Anthropology at the
Boas, F. 1940. Race, Language, and Culture. Chicago: University of Intersections. In Medical Anthropology at the Intersections. Durham,
Chicago Press. NC: Duke University Press.
Brown, P. J. 1981. Cultural Adaptations to Endemic Malaria in Janzen, J. M., and Arkinstall, W. 1982. The Quest for Therapy: Medical
Sardinia. Medical Anthropology 5(3): 313–39. Pluralism in Lower Zaire. Berkeley and Los Angeles: University of
―――. 1997. Culture and the Global Resurgence of Malaria. In California Press.
The Anthropology of Infectious Disease, pp. 119–41. Amsterdam: Jenkins, J. H., and Barrett, R. J. 2003. Schizophrenia, Culture, and Sub-
Gordon and Breach. jectivity: The Edge of Experience. New York: Cambridge University
Brown, P., Gregg, J. J., and Ballard, B. 1997. Culture, Ethnicity, and Press.
the Practice of Medicine. In Human Behavior for Medical Students. Justice, J. 1986. Policies, Plans, and People. Berkeley and Los Angeles:
New York: Lippincott. University of California Press.
Brown, P. J., Smith, D. J., and Inhorn, M. 1996. Disease, Ecology, and Kleinman, A. 1988. The Illness Narratives: Suffering, Healing, and the
Human Behavior. In Medical Anthropology: Contemporary Theory Human Condition. New York: Basic Books.
and Method, pp. 183–219. Westport, CT: Praeger. Kohn, A. A. 2000. “Imperfect Angels”: Narrative “Emplotment” in
Carpenter-Song, E., Schwallie, M. N., and Longhofer, J. 2007. Cul- the Medical Management of Children with Craniofacial Anoma-
tural Competence Reexamined: Critique and Directions for the lies. Medical Anthropology Quarterly 14(2): 202–23.
Future. Psychiatric Services 58(10): 1362–65. Konner, M., and Eaton, S. B. 2010. Paleolithic Nutrition Twenty-Five
Chandler, C., Fairhead, J., Kelly, A., et al. 2015. Ebola: Limitations of Years Later. Nutrition in Clinical Practice 25(6): 594–602.
Correcting Misinformation. The Lancet 385(9975): 1275–77. Kunitz, S. J. 1989. Disease Change and the Role of Medicine: The Navajo
Cheney, A. M., Dunn, A., Booth, B. M., Frith, L., and Curran, G. Experience. Berkeley and Los Angeles: University of California
M. 2013. The Intersections of Gender and Power in Women Press.
Veterans’ Experiences of Substance Use and VA Care. Annals of Lieberman, L. 2008. Diabesity and Darwinian Medicine: The Evo-
Anthropological Practice 37(2): 149–71. lution of an Epidemic. In Evolutionary Medicine and Health: New
Clark, M. 1959. Health in the Mexican-American Culture: A Commu- Perspectives, pp. 72–95. Oxford: Oxford University Press.
nity Study. Berkeley and Los Angeles: University of California Lock, M., and Nguyen, V.-K. 2011. An Anthropology of Biomedicine.
Press. New York: John Wiley & Sons.
Cockburn, T. A. 1964. The Evolution and Eradication of Infectious May, J. 1958. The Ecology of Human Disease. New York: MD Publi-
Diseases. Perspectives in Biology and Medicine 7(4): 498–99. cations.
Desjarlais, R. R. 1997. Shelter Blues: Sanity and Selfhood among the McElroy, A., and Townsend, P. K. 2014. Medical Anthropology in Eco-
Homeless. Philadelphia: University of Pennsylvania Press. logical Perspective. Boulder, CO:Westview Press.
Desowitz, R. S. 1987. New Guinea Tapeworms and Jewish Grandmothers: McKenna, J. J., and McDade, T. 2005. Why Babies Should Never
Tales of Parasites and People. New York: W. W. Norton & Company. Sleep Alone: A Review of the Co-Sleeping Controversy in Rela-
Dressler, W. 1996. Hypertension in the African American Com- tion to SIDS, Bedsharing, and Breast Feeding. Paediatric Respira-
munity: Social, Cultural, and Psychological Factors. Seminars in tory Reviews 6(2): 134–52.
Nephrology 16(2): 71–82. Morsy, S. 1990. Political Economy in Medical Anthropology. In
Durkin-Longley, M. 1984. Multiple Therapeutic Use in Urban Medical Anthropology: A Handbook of Theory and Method, pp.
Nepal. Social Science & Medicine 19(8): 867–72. 26–46. New York: Greenwood.
24 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

Mumtaz, Z., Salway, S., Nykiforuk, C., et al. 2013. The Role of Social Steinmann, P., Keiser, J., Bos, R., Tanner, M., and Utzinger, J. 2006.
Geography on Lady Health Workers’ Mobility and Effectiveness Schistosomiasis and Water Resources Development: Systematic
in Pakistan. Social Science & Medicine 91: 48–57. Review, Meta-Analysis, and Estimates of People at Risk. The
Nesse, R. M., and Williams, G. C. 1996. Why We Get Sick: The New Lancet Infectious Diseases 6(7): 411–25.
Science of Darwinian Medicine. New York: Vintage Books. Turshen, M. 1984. The Political Ecology of Disease in Tanzania. New
Nichter, M., and Nichter, M. 1996. Anthropology and International Brunswick, NJ: Rutgers University Press.
Health. Amsterdam: Gordon and Breach. Weil, J. 2008. From Ancient Disease to Modern Disease: Evolu-
Payer, L. 1988. Medicine and Culture. New York: Henry Holt. tion and Congestive Heart Failure. In Evolutionary Medicine and
Rubel, A., and Hass, M. 1996. Ethnomedicine. In Medical Anthro- Health: New Perspectives. Oxford: Oxford University Press.
pology: Contemporary Theory and Method, pp. 113–30. Westport, Wellin, E. 1978. Theoretical Orientations in Medical Anthropology:
CT: Praeger. Change and Continuity over the Past Half-Century. In Health and
Scheper-Hughes, N., and Lock, M. M. 1987. The Mindful Body: A the Human Condition, pp. 23–39. North Scituate, MA: Duxbury.
Prolegomenon to Future Work in Medical Anthropology. Medi- Williams, D. R. 1999. Race, Socioeconomic Status, and Health: The
cal Anthropology Quarterly 1(1): 6–41. Added Effects of Racism and Discrimination. Annals of the New
Singer, M. 1989. The Coming of Age of Critical Medical Anthropol- York Academy of Sciences 896(1): 173–88.
ogy. Social Science & Medicine 28(11): 1193–203. World Health Organization. 2015a. About WHO. WHO, http://
―――. 1995. Beyond the Ivory Tower: Critical Praxis in Medical www.who.int/about/en/, accessed May 11, 2015.
Anthropology. Medical Anthropology Quarterly 9(1): 80–106. ―――. 2015b. Antiretroviral Therapy (ART) Coverage among All
Society for Medical Anthropology. 2015. What Is Medical Anthro- Age Groups. WHO, http://www.who.int/gho/hiv/epidemic_
pology? SMA Blog, http://www.medanthro.net/blog/about-the- response/ART_text/en, accessed June 11, 2015.
blog, accessed May 11, 2015. Young, A. 1997. The Harmony of Illusions: Inventing Post-Traumatic
Sontag, S. 1983. Illness as Metaphor. London: Penguin. Stress Disorder (1st ed.). Princeton, NJ: Princeton University Press.
Biosocial Approaches in Medical Anthropology
Evolution and Human Biological Variation: Chapters 2–7

CONCEPTUAL TOOLS

n Evolution is the central theoretical concept in the genotypic variation affects patterns of morbidity (the
biological sciences, including anthropology. Evolu- state of being diseased) and mortality (the number
tionary theory is able to explain literally millions of of people who died). Differences in stature (height),
biological observations of the natural world. The fact for example, may reflect the adequacy of childhood
that scientists argue about specific cases or that there diet, whereas genetic differences are involved with
are parts of the evolutionary record that we know lit- predispositions to a wide variety of diseases (Frisancho
tle about should not detract from our appreciation of 1993).
this important concept. In 2003, because of advances in molecular biol-
ogy, scientists sequenced the entire human genome.
n A driving force determining the direction, char- This was an amazing feat, but it also highlighted how
acter, and speed of evolutionary change is natural much we do not know. Gene frequency differences
selection. Evolutionary change depends on the inter- usually reflect historical forces of natural selection
action of organisms and their environment. That or migration. Comparative studies of anthropologi-
interaction results in differential rates of morbid- cal genetics can help in reconstructing prehistoric
ity (sickness), mortality, and fertility for individuals patterns of population movement—for example, the
with different traits. Genetic evolution works when movement of Siberian people to North America. Dif-
there is variation in a population based on inherited ference in gene frequencies among populations can
characteristics. In the process of natural selection also reflect historical exposure to particular factors
some inherited traits affect the ability of individuals in natural selection—including diseases and food
to survive and reproduce; thus, over generations of shortages.
individuals living and dying in a particular ecological Phenotype refers to expressed biological features
context, traits that enhance reproductive fitness tend resulting from the interaction of genes and environ-
to increase. And genetic traits that make it more likely ment. People living for a long period at high eleva-
that individuals or their offspring will have fewer off- tions, for example, can physiologically adapt to the
spring tend to decrease. Evolutionary change includes shortage of oxygen by developing greater hemo-
the possibility that, over generations, a species can globin density as well as greater lung capacity. Babies
change into another species. Geographic isolation can born in higher altitudes tend to be smaller than babies
accelerate this process. born at sea level. Probably the most important mech-
anism for phenotypic variation involves nutrition.
n There are other forces in evolution besides natu- Biological anthropologists studying human growth
ral selection. These include mutation, gene flow or and development have shown that poor growth—
migration, and genetic drift. stunting and wasting—is a sensitive measure of lack
of adequate food in childhood. Other kinds of mal-
n Variation can be genetic (in the genes) or pheno- nutrition, such as deficiencies in the micronutrients
typic (in observable characteristics). Some biologi- iodine and vitamin A, may have permanent effects
cal variation among contemporary humans is related on mental capacity. Therefore, observed biological
to health—either phenotypic variation is the result variations among groups often reflect environmental
of different health and nutritional experiences or rather than genetic difference.

25
26 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

n Humans are unique in that we have a dual system and in some other countries—whereby the classifica-
of inheritance—through both genes and culture— tion of a child of mixed-race ancestry is determined
and in that we largely depend on culture for survival. by assigning the child the “race” of his or her more
Genetic evolution in humans follows the same rules as socially subordinate parent—illustrates that race is a
in all living things. Cultural evolution, in contrast, is a concept of folk biology rather than a useful scientific
more flexible and potentially faster process. Cultural category.
systems change as people evaluate the influence of
their behavior in interaction with the environment. n Ethnicity is an important social construction,
Simply put, people tend to do things that improve and ethnic groups are sometimes thought to be
their conditions and avoid things that harm them or recognizably different by phenotype. Nearly all
make them sick. Cultural learning can be based on the differences however, are in culture—dress, lan-
borrowing ideas from nonkin, so that such learning guage, religion, and so forth. Ethnicity is related to
doesn’t take generations to occur. In many ways, cul- subcultural differences in a pluralistic society, but
tural evolution has outstripped biological evolution ethnic differences are commonly not just about cul-
for humans. ture but also about social class.

n Understanding the evolutionary strategies of n Human biology is different from biomedicine


pathogens can be very useful for health care pro- in its aims and scope. The study of human biology
viders and people working in preventive medicine. is comparative. The explanation of human biological
Evolution shapes the reproductive strategies used by variation is important to biologically oriented medi-
pathogens (microorganisms that can cause disease) cal anthropologists; such variation requires careful
to pass their genes on to the next generation. When documentation and analysis using principles of adap-
health care workers and patients understand how tation and evolution. In biomedicine, such variation
incomplete antibiotic treatment can result in “unnat- is largely considered “noise” that sometimes compli-
ural selection” for resistant strains of bacteria, there cates the identification of a single etiology (cause) of
is more likelihood of patients’ adherence to correct an illness and the prescription of a therapy. In human
medical therapies. New antibiotic-resistant strains of biology, the history of particular populations is rele-
disease are a major threat to human health. vant to understanding their characteristic genetic and
physiological traits. By doing cross-cultural compari-
n Race is not a useful biological concept. Ethnicity sons, for example, anthropologists find that Western
is a construct of cultural identity. Race is not a viable girls reach puberty earlier than do girls in some other
biological concept, because it cannot be adequately places, and this physiological trend has both health
defined either genetically or phenotypically. Most repercussions and reproductive implications. We
genetic variation can be found within so-called racial should not assume that a particular group (say, white
groups, whereas the differences among groups are Americans) is the “normal” standard for growth pat-
extremely small and have little physiological signifi- terns, reactions to drugs, and so forth. Comparative
cance. All humans today are part of the same species. medical research is central to understanding human
The rule of racial hypodescent found in North America biological variation.
2
Stone Agers in the Fast Lane: Chronic Degenerative
Diseases in Evolutionary Perspective
S. Boyd Eaton
Marjorie Shostak
Melvin Konner

This classic selection was written for a medical journal by thing, researchers have shown that, contrary to how they
anthropologist-physicians interested in using an evolution- are presented in this article, the diets of people in the Paleo-
ary approach to explain what our diet and exercise patterns lithic were very diverse. Some groups likely ate lots of lean
should be if we want to prevent such chronic degenera- meat; others did not. Hunter-gatherer diets are of course
tive diseases as cardiovascular disease, hypertension, and dependent on what’s available in the environment, so they
some cancers. The primary argument here is that there vary widely by ecosystem (Jabr 2013). As anthropologist
is a discordance, or biological estrangement, between our William Leonard has argued, humans evolved not for one
genes and contemporary patterns of diet and activity. The specific diet but to be “flexible eaters,” able to adapt to a
result of this discordance is that, in wealthy populations wide variety of ecological contexts (Leonard 2002).
across the world, a variety of chronic diseases have mark- Researchers have also pointed out that human genetic
edly increased. These diseases, sometimes called diseases evolution is ongoing, not stuck in the Paleolithic. One
of civilization, are largely preventable. The prescription is example of this is the evolution of lactose tolerance. Our
a familiar one—a low-fat, high-fiber diet and an increase hunter-gatherer ancestors didn’t consume dairy products.
in exercise—but the reasoning behind it is evolutionary. But human populations that domesticated animals and
The authors wrote a popular book on this subject (Eaton, used fresh milk as a major food source mostly evolved a tol-
Shostak, and Konner 1988), and some cartoonists poked fun erance to lactose; populations that didn’t rely on milk did
at their work, calling it the “cave man diet.” But medical not evolve that trait (leaving their descendants with what is
anthropologists would argue that there are a lot of lessons now referred to as “lactose intolerance”).
modern people could learn from so-called cave men. Some people have even argued that since human health
Two of the authors (Shostak and Konner) did anthropo- is always influenced by what went before, imagining a
logical fieldwork among the !Kung San hunter-gatherers who Golden Age of perfect human adaptation is unrealistic. Just
live in the Kalahari Desert in southern Africa. Hunter- as our bodies are shaped by our evolutionary history, the
gatherers today cannot be thought of as some type of liv- bodies of our Paleolithic ancestors were shaped by their evo-
ing fossil; they are affected by significant historical and lutionary history (Zuk 2013).
political-economic pressures (Solway and Lee 1990). How- Still, this classic article represents a useful way of
ever, their lives more closely resemble those of our remote thinking—our evolutionary history does affect our health.
ancestors—what this selection calls the “environment of When you read this selection, think about your own health
evolutionary adaptedness”—than ours do. Most anthropolo- or that of your friends and family. Do you smoke cigarettes
gists strongly believe that so-called modern people have a or drink alcohol? Do you eat a diet high in sugar and refined
lot to learn from so-called primitive people. Those practi- carbohydrates? Do you get enough exercise? Why or why
cal lessons include not only diet and exercise but things not? How might our evolutionary heritage affect both our
like breast-feeding patterns, child-rearing rules, and the behaviors and health?
organization of schools. As you read this selection, consider these questions:
Since the time this article was written, many scholars
have convincingly argued that our evolutionary herit- n How can you tell that this selection was writ-
age is more complex than what is presented here. For one ten for physicians reading a medical journal?

Understanding and Applying Medical Anthropology: Biosocial and Cultural Approaches (3rd ed.) by Peter J. Brown and Svea Closser, 27–38 © 2016
Taylor & Francis. All rights reserved. Chapter 2 original article source: S. B. Eaton, M. Shostak, and M. Konner. 1988. Stone Agers in the Fast
Lane: Chronic Degenerative Diseases in Evolutionary Context. American Journal of Medicine 84: 739–49.

27
28 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

What kind of assumption may be embedded in


research on the !Kung San people of the Kalahari
this article regarding the nature and causation
Desert. After submitting an article in the prestig-
of health?
ious New England Journal of Medicine on this topic
n If there is a discordance in the evolution of in 1985, these three authors wrote a popular book
our genes and culture, why haven’t our genes titled The Paleolithic Prescription: A Program of Diet
caught up? & Exercise and a Design for Living (1989). Boyd
n Can you devise an evolutionary explanation for Eaton is a physician, radiologist, and researcher
why we like to eat things (say, ice cream or alco- in the evolutionary medicine of chronic diseases
hol) that are bad for us? at Emory University. Melvin Konner is a biologi-
cal anthropologist and physician at Emory Uni-
versity; he is a prolific author, best known for his
Context: This article was written in the early volume The Tangled Wing: Biological Constraints on
days of the field of evolutionary medicine (a.k.a. the Human Spirit. The late Marjorie Shostak made
Darwinian medicine). Eaton’s primary inter- remarkable contributions to ethnographic writing
ests were in the prevention of chronic disease, with her book Nisa: The Life and Words of a !Kung
whereas Konner and Shostak had done field Woman.

From a genetic standpoint, humans living today are In industrialized nations, each person’s health sta-
tus is heavily influenced by the interaction between his
Stone Age hunter-gatherers displaced through time to or her genetically controlled biochemistry and a collec-
a world that differs from that for which our genetic tion of biobehavioral influences that can be considered
constitution was selected. Unlike evolutionary mala- lifestyle factors. These include nutrition, exercise, and
daption, our current discordance has little effect on exposure to harmful substances such as alcohol and
reproductive success; rather it acts as a potent pro- tobacco. This report presents evidence that the genetic
moter of chronic illnesses: atherosclerosis, essential makeup of humanity has changed little during the
hypertension, many cancers, diabetes mellitus, and past 10,000 years, but that during the same period, our
obesity among others. These diseases are the results of culture has been transformed to the point that there
interaction between genetically controlled biochemical is now a mismatch between our ancient, genetically
processes and a myriad of biocultural influences— controlled biology and certain important aspects of
lifestyle factors—that include nutrition, exercise, and our daily lives. This discordance is not genetic malad-
exposure to noxious substances. Although our genes aptation in the terms of classic evolutionary science—it
have hardly changed, our culture has been trans- does not affect differential fertility. Rather, it promotes
formed almost beyond recognition during the past chronic degenerative diseases that have their main
10,000 years, especially since the Industrial Revolu- clinical expression in the postreproductive period,
tion. There is increasing evidence that the result- but that together account for nearly 75% of the deaths
ing mismatch fosters “diseases of civilization” that occurring in affluent Western nations.
together cause 75% of all deaths in Western nations
but that are rare among persons whose lifeways reflect
those of our preagricultural ancestors.
In today’s Western nations, life expectancy is over THE HUMAN GENOME
70 years—double what it was in preindustrial times.
Infant death rates are lower than ever before and nearly The gene pool from which current humans derive
80% of all newborn infants will survive to age 65 or their individual genotypes was formed during an
beyond. Such vital statistics certify that the health of evolutionary experience lasting over a billion years.
current populations, at least in the affluent nations, is The almost inconceivably protracted pace of genetic
superior to that of any prior group of humans. Accord- evolution is indicated by paleontologic findings that
ingly, it seems counterintuitive to suggest that, in cer- reveal that an average species of late Cenozoic mam-
tain important respects, the collective human genome mals persisted for more than a million years,1 by
is poorly designed for modern life. Nevertheless, there biomolecular evidence indicating that humans and
is both epidemiologic and pathophysiologic evidence chimpanzees now differ genetically by just 1.6% even
that suggests this may be so. though the hominid-pongid divergence occurred
2 Stone Agers in the Fast Lane: Chronic Degenerative Diseases in Evolutionary Perspective 29

seven million years ago,2 and by dentochronologic METHODS


data showing that current Europeans are genetically
more like their Cro-Magnon ancestors than they are Pertinent data on fitness, diet, and disease preva-
like 20th-century Africans or Asians.3 Accordingly, it lence in nonindustrial societies were reviewed, tab-
appears that the gene pool has changed little since ulated, and contrasted with comparable data from
anatomically modern humans, Homo sapiens sapiens, industrialized nations. The literature cited is based
became widespread about 35,000 years ago and that, on studies of varied traditional groups: pastoralists,
from a genetic standpoint, current humans are still rudimentary horticulturalists, and simple agricul-
late Paleolithic preagricultural hunter-gatherers. turalists, as well as technologically primitive hunter-
gatherers. We would have preferred to present data
derived solely from studies of pure hunter-gatherers,
since they are most analogous to Paleolithic humans.
THE IMPACT OF CULTURAL CHANGES Unfortunately, only a few such investigations have
been performed, so that inclusion of selected non-
It has been proposed that chronic degenerative disor- foraging populations constitutes a necessary first
ders, sometimes referred to as the “diseases of civi- approximation. However, there is a continuum of
lization,” are promoted by discordance between our human experience with regard to lifestyle factors
genetic makeup (which was selected over geologic that now affect disease prevalence, and on this con-
eras, ultimately to fit the life circumstances of Pale- tinuum, traditional peoples occupy positions much
olithic humans) and selected features of our current closer to those of our preagricultural ancestors than
bioenvironmental milieu. The rapid cultural changes to those of affluent Westerners. In each case, the
that have occurred during the past 10,000 years have groups analyzed resemble late Paleolithic humans
far outpaced any possible genetic adaptation, espe- far more than us with respect to factors (such as exer-
cially since much of this cultural change has occurred cise requirements and dietary levels of fat, sodium,
only subsequent to the Industrial Revolution of 200 and fiber) considered likely to influence the preva-
years ago. The increasing industrialized affluence of lence of the disease entity under consideration.
the past two centuries has affected human health both
beneficially and adversely. Improved housing, sanita-
tion, and medical care have ameliorated the impact
of infection and trauma, the chief causes of mortal- THE LATE PALEOLITHIC LIFESTYLES
ity from the Paleolithic era until 1900, with the result
that average life expectancy is now approximately The Late Paleolithic era, from 35,000 to 20,000 B.P.
double what it was for preagricultural humans. The [Before Present], may be considered the last time
importance of these positive influences can hardly be period during which the collective human gene pool
overstated; their effects have not only increased lon- interacted with bioenvironmental circumstances typi-
gevity, but also enhanced the quality of our lives in cal of those for which it had been originally selected.
countless ways. But, on the other hand, the past cen- It is because of this that the diet, exercise patterns, and
tury has accelerated the biologic estrangement that social adaptations of that time have continuing rel-
has increasingly differentiated humans from other evance for us today.
mammals over the entire two-million-year period
since Homo habilis first appeared. Despite the increas-
ing importance of culture and technology during this Nutrition
time, the basic lifestyle elements of Homo sapiens sapi-
ens were still within the broad continuum of general The diets of Paleolithic humans must have varied
mammalian experience until recently. However, in greatly with latitude and season just as do those of
today’s Western nations, we have so little need for recently studied hunter-gatherers; undoubtedly,
exercise, consume foods so different from those avail- there were periods of relative plenty and others of
able to other mammals, and expose ourselves to such shortage; certainly there was no one universal sub-
harmful agents as alcohol and tobacco that we have sistence pattern. However, the dietary requirements
crossed an epidemiologic boundary and entered a of all Stone Age men and women had to be met by
watershed in which disorders such as obesity, diabe- uncultivated vegetables and wild game exclusively;
tes, hypertension, and certain cancers have become from this starting point, a number of logically defen-
common in contrast to their rarity among remaining sible nutritional generalizations can be extrapolated.
preagricultural and other traditional humans. (1) The amount of protein, especially animal protein,
30 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

TABLE 2.1 Late Paleolithic, Contemporary American, total daily sodium intake was less than a gram—
and Currently Recommended Dietary Composition barely a quarter of the current American average.
Late Contemporary
(10) Because they had no domesticated animals, they
Paleolithic American Current had no dairy foods; despite this, their calcium intake,
Diet Diet Recommendations in most cases, would have far exceeded that gener-
Total Dietary ally consumed in the 20th century.
Energy (percentage)
Protein 33 12 12
Carbohydrate
Fat
46
21
46
42
58
30
Physical Exercise
Alcohol ~0 7–10* –
P:S ratio 1.41 0.44 1.00 The hunter-gatherer way of life generates high levels
Cholesterol (mg) 520 300–500 300 of physical fitness. Paleontologic investigations and
Fiber (g) 100–150 19.7 30–60 anthropologic observations of recent foragers10 docu-
Sodium (mg) 690 2,300–6,900 1,100–3,300
Calcium (mg) 1,500–2,000 740 800–1,600
ment that among such people, strength and stamina
Ascorbic Acid (mg) 440 87.7 60 are characteristic of both sexes at all ages.
Skeletal remains can be used for estimation of
Updated from Eaton and Konner, note 4. Database now includes 43 species of
wild game and 153 types of wild plant food. strength and muscularity. The prominence of mus-
*Inclusion of calories from alcohol would require concomitant reduction in cular insertion sites, the area of articular surfaces,
calories from other nutrients—mainly carbohydrate and fat. and the cortical thickness and cross-sectional shape
P.S.: polyunsaturated-to-saturated fat. of long bone shafts all reflect the forces exerted by the
muscles acting on them. Analyses of these features
consistently show that preagricultural humans were
was very great. The mean, median, and modal pro- more robust than their descendants, including the
tein intake for 58 hunter-gatherer groups studied in average inhabitants of today’s Western nations. This
[the 20th] century was 34%,4 and protein intake in pattern holds whether the population being studied
the Late Paleolithic era may have been higher still.5,6 underwent the shift to agriculture 10,00011 or only
The current American diet derives 12% of its energy l,00012 years ago, so it clearly represents the results
from protein (Table 2.1). (2) Because game animals of habitual activity rather than genetic evolution.
are extremely lean, Paleolithic humans ate much less The fact that hunter-gatherers were demonstrably
fat than do 20th-century Americans and Europeans, stronger and more muscular than succeeding agri-
although more than is consumed in most Third- culturalists (who worked much longer hours) sug-
World countries. (3) Stone Age hunter-gatherers gen- gests that the intensity of intermittent peak demand
erally ate more polyunsaturated than saturated fat. on the musculoskeletal system is more important
(4) Their cholesterol intake would ordinarily have than the mere number of hours worked for the devel-
equaled or exceeded that now common in indus- opment of muscularity.
trialized nations. (5) The amount of carbohydrate The endurance activities associated with both
they obtained would have varied inversely with the hunting and gathering involve considerable heat pro-
proportion of meat in their diet, but (6) in almost all duction. The long-standing importance of such behav-
cases they would have obtained much more dietary iors for humankind is apparently reflected in the
fiber than do most Americans. (7) The availability of unusual mechanisms for heat dissipation with which
simple sugars, especially honey, would have varied evolution has endowed us: we are among the very
seasonally. For a two- to four-month period, their few animal species that can release heat by sweating;
intake could have equaled that of current humans, also, our hairless, exposed skin allows heat to escape
but for the remainder of the year it would have been readily, especially during rapid movement, like run-
minimal. (8) The amounts of ascorbic acid, folate, ning, when airflow over the skin is increased. These
vitamin B12, and iron available7,8 to our remote ances- physiologic adaptations suggest the importance of
tors equaled, and likely exceeded, those consumed endurance activities in our evolutionary past,13 and
by today’s Europeans and North Americans; prob- evaluation of recent preliterate populations confirms
ably this reflects a general abundance of micronutri- that their daily activities develop superior aerobic
ents (with the possible exception of iodine in inland fitness (Tables 2.2 and 2.3). Whereas actual meas-
locations). (9) In striking contrast to the pattern in urements of maximal oxygen uptake capacity have
today’s industrialized nations,9 Paleolithic humans been made almost exclusively on men, anthropologic
obtained far more potassium than sodium from their observations suggest commensurate aerobic fitness
food (as do all other mammals). On the average, their for women in traditional cultures as well.15
2 Stone Agers in the Fast Lane: Chronic Degenerative Diseases in Evolutionary Perspective 31

TABLE 2.2 Aerobic Fitness

Maximal Oxygen Fitness


Subsistence Pattern Population Average Age Uptake (ml/kg/minute) Category*
Hunter-gatherers Canadian Igloolik Eskimos 29.3 56.4 Superior
Kalahari San (Bushmen) Young men 47.1 Excellent
Rudimentary horticulturists Venezuelan Warao Indians Young men 51.2 Excellent
New Guinea highland Lufas 25 67.0 Superior
Simple agriculturists Mexican Tarahumara Indians 29.8 63.0 Superior
Pastoralists Finnish Kautokeino Lapps 25–35 53.0 Superior
Tanzanian Masai 32–43 59.1 Superior
Industrialized Westerners Canadian Caucasians 20–29 40.8 Fair
Canadian Caucasians 30–39 38.1 Fair
Canadian Caucasians 40–49 34.9 Fair
*From note 14.

TABLE 2.3 Fitness Classification for American Males* Tobacco Abuse


Maximal Oxygen Uptake (ml/kg/minute)
Recent hunter-gatherers such as the San (Bushmen),
Very
Age Poor Poor Fair Good Excellent Superior Aché, and Hadza had no tobacco prior to contact
with more technologically advanced cultures, but the
20–29 <33.0 33.0–36.4 36.5–42.4 42.5–46.4 46.5–52.4 >52.5
30–39 <31.5 31.5–35.4 36.5–40.9 41.0–44.9 45.0–49.4 >49.5 Australian Aborigines chew wild tobacco, so seasonal
40–49 <30.2 30.2–33.5 33.6–38.9 39.0–43.7 43.8–48.0 >48.1 use by Paleolithic humans in geographically limited
*Data modified from note 14. areas cannot be excluded. However, widespread
tobacco usage began only after the appearance of
agriculture in the Americas, perhaps 5,000 years ago.
With European contact, the practice spread rapidly
Alcoholic Beverages throughout the world. Pipes and cigars were the only
methods employed for smoking until the mid-19th
Honey and many wild fruits can undergo natural fer- century, when cigarettes first appeared. Cigarettes
mentation, so the possibility that some preagricultural had three crucial effects: they dramatically increased
persons had alcoholic beverages cannot be excluded. per capita consumption among men; after World War
However, widespread regular use of alcohol must I, they made smoking socially acceptable for women;
have been a very late phenomenon: of 95 preliterate and they made inhalation of smoke the rule rather
societies studied in this century,16 fully 46, including than the exception. Although the hazards of chewing
the San (Bushmen), Eskimos, and Australian Aborigi- tobacco, snuff, pipes, and cigars are not insignificant,
nes, were unable to manufacture such beverages. It is the major impact of tobacco abuse is a postcigarette
estimated that 7 to 10% of the average adult American’s phenomenon of this century.
daily energy intake is provided by alcohol; such lev-
els are far in excess of what Late Paleolithic humans
could have conceivably obtained.
In general, native alcoholic beverages are pre- HOW ALTERED LIFESTYLES FACTORS
pared periodically and drunk immediately.17 Their AFFECT DISEASE PREVALENCE
availability is subject to seasonal fluctuation, and as
products of natural fermentation, their potency is far In many, if not most, respects, the health of humans in
less than that of distilled liquors. Their consumption today’s affluent countries must surpass that of typical
is almost invariably subject to strong societal conven- Stone Agers. Infant mortality, the rate of endemic infec-
tions that limit the frequency and place of consump- tious disease (especially parasitism), and the preva-
tion, degree of permissible intoxication, and types of lence of posttraumatic disability were all far higher
behavior that will be tolerated. In small-scale prelit- 25,000 years ago than they are at present. Still, patho-
erate societies, drinking tends to be ritualized and physiologic and epidemiologic research conducted
culturally integrated.18 Solitary, addictive, pathologic over the past 25 years supports the concept that cer-
drinking behavior does not occur to any significant tain discrepancies between our current lifestyle and
extent; such behavior appears to be a concomitant of that typical of preagricultural humans are important
complex, modern, industrialized societies.17 risk factors for the chronic degenerative diseases that
32 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

account for most mortality in today’s Western nations. Superimposed upon this underlying etiologic matrix,
These “diseases of civilization” are not new: Aretaeus however, are salient contrasts between the Late Paleo-
described diabetes 2,000 years ago, atherosclerosis has lithic era and the 20th century that increase the likeli-
been found in Egyptian mummies, paleolithic “Venus” hood of excessive weight gain (Table 2.4). (1) Most of
statuettes show that Cro-Magnons could be obese, and our food is calorically concentrated in comparison with
the remains of 500-year-old Eskimo burials reveal that the wild game and uncultivated fruits and vegetables
cancer afflicted hunter-gatherers isolated from contact that constituted the Paleolithic diet.4 In general, the
with more technologically advanced cultures.19 How- energy-satiety ratio of our food is unnaturally high:
ever, the lifestyle common in 20th-century affluent in eating a given volume, enough to create a feeling
Western industrialized nations has greatly increased of fullness, Paleolithic humans were likely to con-
the prevalence of these and other conditions. Before sume fewer calories than we do today.32 (2) Before
1940, diabetes was rare in American Indians,20 but the Neolithic Revolution, thirsty humans drank
now the Pimas have one of the world’s highest rates;21 water; most beverages consumed today provide a
hypertension was unknown in East Africans before significant caloric load while they quench our thirst.
1930, but now it is common,22 and in 1912, primary (3) The low levels of energy expenditure common in
malignant neoplasms of the lungs were considered today’s affluent nations may be more important than
“among the rarest forms of disease.”23 It is not only excessive energy intake for development and main-
because persons in industrialized countries live longer tenance of obesity.33 Total food energy intake actu-
that these illnesses have assumed new importance. ally has an inverse correlation with adiposity, but
Young persons in the Western world commonly harbor obese persons have proportionately even lower lev-
developing asymptomatic atherosclerosis,24 whereas els of energy expenditure—a low “energy through-
youths in technologically primitive cultures do not;25,26 put” state. Increased levels33 of physical exercise
the age-related rise in blood pressure so typical of afflu- raise energy expenditure proportionately more than
ent society is not seen in unacculturated groups,27 and caloric intake34 and may lower the body weight “set
older members of preliterate cultures remain lean28–30 in point.”
contrast to the increasing proportion of body fat that is
almost universal among affluent Westerners.31
Diabetes Mellitus

Obesity Mortality statistics for New York City between 1866


and 1923 show a distinct fall in the overall death rate,
Obesity is many disorders: its “causes”—genetic, but a steady, impressive rise in death rates from dia-
neurochemical, and psychologic—interact in a com- betes. For the over-45 age group, there was a 10-fold
plex fashion to influence body energy regulation. increase in the diabetic death rate during this period.35

TABLE 2.4 Triceps Skinfold Measurements in Males

Subsistence Pattern Population Age Thickness (mm)


Hunter-gatherers Australian Aborigines 25–29 4.7
Kalahari San (Bushmen) Young men 4.6
Canadian Igloolik Eskimos 20–29 4.4
Congo Pigmies 20–29 5.5
Tanzanian Hadza 25–34 4.9
Rudimentary horticulturists New Guinea Tukisenta 16–37 5.0
Venezuelan Warao Indians Young men 5.9
New Guinea Biak 25 5.3
Solomon Islanders 19–70 5.4
New Guinea Lufa 21–35 5.1
Surinam Trio Indians 21 and over 6.0
Simple agriculturists Peruvian Quechua Indians 35 4.0
Japanese Ainu Young men 5.3
Tarahumara Indians 21 and over 6.3
Rural Ethiopian peasants 20–30 5.3
Mean 5.2
Industrialized Westerners Canadian Caucasians 20–29 11.2
American Caucasians 18–24 9.0
Mean 10.1
2 Stone Agers in the Fast Lane: Chronic Degenerative Diseases in Evolutionary Perspective 33

TABLE 2.5 Diabetes Prevalence body’s sensitivity to insulin.45 Serum insulin levels
are typically low in hunter-gatherers46 and trained
Subsistence Prevalence
Pattern Population (percentage) athletes;44 cellular insulin sensitivity can be improved
by physical conditioning that increases cardiorespi-
Hunter- Alaskan Athabaskan Indians 1.3
gatherers Greenland Eskimos 1.2 ratory fitness.47 This effect is independent from,47 but
Alaskan Eskimos 1.9 may be augmented by, an associated effect on body
Rudimentary Papua, New Guinea Melanesians 0.9 weight and composition.43 (3) Diets containing ample
horticulturists Loyalty Island Melanesians 2.0 amounts of nonnutrient fiber and complex carbohy-
Rural Malaysians 1.8
Simple Rural villagers, India 1.2
drate have been shown to lower both fasting and
agriculturists “New” Yemenite immigrants, 0.1 postprandial blood glucose levels.48 Diets with high
Israel intakes of fiber and complex carbohydrates are the
Rural Melanesians, New 1.5 rule among technologically primitive societies, but
Caledonia are the exception in Western nations. The recommen-
Polynesians on Pukapuka 1.0
Rural Figians 0.6 dation by the American Diabetes Association under-
Pastoralists Nomadic Broayas, North Africa 0.0 scores the merit of these Paleolithic dietary practices.
Mean 1.1
Industrialized Australia, Canada, Japan, United 3.0–10.0*
Westerners States Range
Hypertension
*Data are from note 41.

Across the globe, there are many cultures whose


members do not have essential hypertension nor
This pattern anticipated the more recent experience of experience the age-related rise in average blood
Yemenite Jews moving to Israel,36 Alaskan Eskimos;37 pressure that characterizes populations living in
Australian Aborigines,38 American Indians,39 and industrialized Western nations. These persons are not
Pacific Islanders of Micronesian, Melanesian, and genetically immune from hypertension since, when
Polynesian stock.40 In these groups, diabetic preva- they adopt a Western style of life, either by migration
lence, if not the actual mortality rate, has risen rapidly or acculturation, they develop, first, a tendency for
and it has been observed that obesity and maturity- their blood pressure to rise with age and, second,
onset diabetes are among the first disorders to appear an increasing incidence of clinical hypertension.27,49
when unacculturated persons undergo economic These normotensive cultures exist in varied climatic
development. At present, the overall prevalence of circumstances—in the arctic, the rain forest, the
non-insulin-dependent diabetes among adults in desert, and the savanna—but they share a number
industrialized countries ranges from 3 to 10%,41 but of essential similarities, each of which is the recip-
among recently studied, unacculturated native popu- rocal of a postulated causal factor for hypertension.
lations that have managed to continue a traditional These include diets low in sodium and high in potas-
lifestyle, rates for this disorder range from nil to 2.0% sium.50 In addition, the pastoralists and those groups
(Table 2.5). still subsisting as hunter-gatherers have diets that
Like obesity, diabetes mellitus is a family of provide a high level of calcium.51 These persons are
related disorders, each of which reflects the inter- slender,52 aerobically fit,53 and, at least in their unac-
play of genetic and environmental influences. But culturated state, have limited or no access to alco-
again, in comparison with Paleolithic experience, the holic beverages.54
lifestyle of affluent, industrialized countries potenti- More than 90% of the hypertension that occurs
ates underlying causal factors to promote maturity- in the United States and similar nations is idiopathic
onset diabetes by several mechanisms. (1) A 1980 or “essential” in nature. Many theories about the ori-
World Health Organization expert committee on gin of this hypertension have been advanced and it
diabetes concluded that the most powerful risk fac- may represent a family of conditions that share a final
tor for type II diabetes is obesity.42 The obese persons common pathway resulting in blood pressure eleva-
common in Western nations have reduced numbers tion. Although its “causes” remain obscure, its occur-
of cellular insulin receptors. They manifest a rela- rence in most cases probably reflects the interaction
tive tissue resistance to insulin,43 and therefore their between individual genetic predisposition and perti-
blood insulin levels tend to be higher than those of nent modifiable lifestyle characteristics. Accordingly,
lean persons. (2) Conversely, high-level physical fit- a promising approach to its prevention is suggested
ness, characteristic of aboriginal persons, is associ- by the practices of traditional persons who are spared
ated with an increased number of insulin receptors this disorder; the common features they share reflect
and better insulin binding;44 these effects enhance the components of our ancestral lifestyle.
34 Part I—Understanding Medical Anthropology: Biosocial and Cultural Approaches

Atherosclerosis TABLE 2.6 Serum Cholesterol Values

Subsistence Cholesterol
Clinical and postmortem investigations of arctic Pattern Population Gender Value (mg/dl)
Eskimos,55–57 Kenyan Kikuyu,58 Solomon Islanders,59 Hunter- Tanzanian Hadza M 114
Navajo Indians,60 Masai pastoralists,61 Australian gatherers F 105
Aborigines,62 Kalahari San (Bushmen),30 New Guinea Kalahari San M 130
highland natives,63 Congo Pygmies,64 and persons (Bushmen)
F 109
from other preliterate societies reveal that, in the
Congo Pygmies M 101
recent past, they experienced little or no coronary F 111
heart disease. This is presumably because risk factors Australian M 146
for development of atherosclerosis were so uncom- Aborigines
mon in such cultures. Like our Paleolithic ancestors, F 132
Canadian Eskimos 141
they traditionally lacked tobacco, rarely had hyper- Rudimentary Palau Micronesians M 160
tension, and led lives characterized by considerable horticulturists F 170
physical exertion. In addition, their serum cholesterol New Guinea 130
levels were low (Table 2.6). The experience of hunter- Chimbu
gatherers is of special interest in this regard: their diets New Guinea Wabag 144
Brazilian Xavante M 107
are low in total fat and have more polyunsaturated Indians
than saturated fatty acids (a high polyunsaturated- F 121
to-saturated fat ratio), but contain an amount of cho- Brazalian Kren- 100
lesterol similar to that in the current American diet. Akorore Indians
Solomon Islands M 135
The low serum cholesterol levels found among them
Aita
suggest that a low total fat intake together with a high F 142
polyunsaturated-to-saturated fat ratio can compen- Solomon Islands M 114
sate for relatively high total cholesterol intake.65 This Kwaio
supposition is supported by the experience of South F 125
New Guinea Bomai M 130
African egg farm workers. Their diets include a mean F 140
habitual cholesterol intake of 1,240 mg per day, but New Guinea M 139
fat (polyunsaturated-to-saturated fat ratio = 0.78) pro- Yongamuggi
vides only 20% of total energy, and their serum cho- F 140
lesterol levels average 181.4 mg/dl (with high-density Simple Mexican M 136
agriculturists Tarahumara Indians
lipoprotein cholesterol = 61.8 mg/dl).66 F 139
The adverse changes that occur in atheroscle- Rural Samoans M 167
rotic risk factors when persons from societies with F 180
little such disease become Westernized recapitulate Guatemalan Mayan M 132
Indians
the pattern observed for the other diseases of civi-
F 143
lization. The experiences of Japanese,67 Chinese,68 Pastoralists Kenyan Samburu M 166
and Samoans69 migrating to the United States, of Kenyan Masai F 135
Yemenite Jews to Israel,70 and of Greenland Eskimos
to Denmark71 parallel those of Kalahari Bushmen,72
Solomon Islanders,59 Ethiopian peasants,73 Canadian
Eskimos,74 Australian Aborigines,38 and Masai Pasto- class fatty acids.86 The latter, in turn, are related to die-
ralists75 who have become increasingly Westernized tary intake of fats containing these constituents; fish
in their own countries. oils have especially high concentrations of such fatty
Abnormalities of coagulability may contribute to adds. Meat from domesticated animals is deficient
both the development and the acute clinical manifesta- in this regard,87 but the wild game consumed by our
tions of atherosclerosis.76 Platelet function has received ancestors contained a moderate amount,4,87 possibly
considerable attention in this respect.77 Fibrino- enough to induce blood levels comparable to those of
lytic activity is enhanced by physical exercise,78 but the Japanese88 or Dutch,89 although almost certainly
decreased by smoking cigarettes,79 obesity,80 and hyper- not those of the Eskimos.71
lipoproteinemia,81 so it is not surprising that preliter- Coronary atherosclerosis was apparently uncom-
ate peoples have more such activity than do average mon in the United States before about 1930,90,91 but
Westerners.82,83 Platelet aggregation is influenced by its importance thereafter rapidly increased to a peak
hypercholesterolemia,84 by physical exercise,85 and by in the 1960s, then began a gradual decline. Whereas
blood levels of long-chain polyunsaturated omega-3 many factors ranging from changes in the diagnostic
Another random document with
no related content on Scribd:
DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI

Newala, too, suffers from the distance of its water-supply—at least


the Newala of to-day does; there was once another Newala in a lovely
valley at the foot of the plateau. I visited it and found scarcely a trace
of houses, only a Christian cemetery, with the graves of several
missionaries and their converts, remaining as a monument of its
former glories. But the surroundings are wonderfully beautiful. A
thick grove of splendid mango-trees closes in the weather-worn
crosses and headstones; behind them, combining the useful and the
agreeable, is a whole plantation of lemon-trees covered with ripe
fruit; not the small African kind, but a much larger and also juicier
imported variety, which drops into the hands of the passing traveller,
without calling for any exertion on his part. Old Newala is now under
the jurisdiction of the native pastor, Daudi, at Chingulungulu, who,
as I am on very friendly terms with him, allows me, as a matter of
course, the use of this lemon-grove during my stay at Newala.
FEET MUTILATED BY THE RAVAGES OF THE “JIGGER”
(Sarcopsylla penetrans)

The water-supply of New Newala is in the bottom of the valley,


some 1,600 feet lower down. The way is not only long and fatiguing,
but the water, when we get it, is thoroughly bad. We are suffering not
only from this, but from the fact that the arrangements at Newala are
nothing short of luxurious. We have a separate kitchen—a hut built
against the boma palisade on the right of the baraza, the interior of
which is not visible from our usual position. Our two cooks were not
long in finding this out, and they consequently do—or rather neglect
to do—what they please. In any case they do not seem to be very
particular about the boiling of our drinking-water—at least I can
attribute to no other cause certain attacks of a dysenteric nature,
from which both Knudsen and I have suffered for some time. If a
man like Omari has to be left unwatched for a moment, he is capable
of anything. Besides this complaint, we are inconvenienced by the
state of our nails, which have become as hard as glass, and crack on
the slightest provocation, and I have the additional infliction of
pimples all over me. As if all this were not enough, we have also, for
the last week been waging war against the jigger, who has found his
Eldorado in the hot sand of the Makonde plateau. Our men are seen
all day long—whenever their chronic colds and the dysentery likewise
raging among them permit—occupied in removing this scourge of
Africa from their feet and trying to prevent the disastrous
consequences of its presence. It is quite common to see natives of
this place with one or two toes missing; many have lost all their toes,
or even the whole front part of the foot, so that a well-formed leg
ends in a shapeless stump. These ravages are caused by the female of
Sarcopsylla penetrans, which bores its way under the skin and there
develops an egg-sac the size of a pea. In all books on the subject, it is
stated that one’s attention is called to the presence of this parasite by
an intolerable itching. This agrees very well with my experience, so
far as the softer parts of the sole, the spaces between and under the
toes, and the side of the foot are concerned, but if the creature
penetrates through the harder parts of the heel or ball of the foot, it
may escape even the most careful search till it has reached maturity.
Then there is no time to be lost, if the horrible ulceration, of which
we see cases by the dozen every day, is to be prevented. It is much
easier, by the way, to discover the insect on the white skin of a
European than on that of a native, on which the dark speck scarcely
shows. The four or five jiggers which, in spite of the fact that I
constantly wore high laced boots, chose my feet to settle in, were
taken out for me by the all-accomplished Knudsen, after which I
thought it advisable to wash out the cavities with corrosive
sublimate. The natives have a different sort of disinfectant—they fill
the hole with scraped roots. In a tiny Makua village on the slope of
the plateau south of Newala, we saw an old woman who had filled all
the spaces under her toe-nails with powdered roots by way of
prophylactic treatment. What will be the result, if any, who can say?
The rest of the many trifling ills which trouble our existence are
really more comic than serious. In the absence of anything else to
smoke, Knudsen and I at last opened a box of cigars procured from
the Indian store-keeper at Lindi, and tried them, with the most
distressing results. Whether they contain opium or some other
narcotic, neither of us can say, but after the tenth puff we were both
“off,” three-quarters stupefied and unspeakably wretched. Slowly we
recovered—and what happened next? Half-an-hour later we were
once more smoking these poisonous concoctions—so insatiable is the
craving for tobacco in the tropics.
Even my present attacks of fever scarcely deserve to be taken
seriously. I have had no less than three here at Newala, all of which
have run their course in an incredibly short time. In the early
afternoon, I am busy with my old natives, asking questions and
making notes. The strong midday coffee has stimulated my spirits to
an extraordinary degree, the brain is active and vigorous, and work
progresses rapidly, while a pleasant warmth pervades the whole
body. Suddenly this gives place to a violent chill, forcing me to put on
my overcoat, though it is only half-past three and the afternoon sun
is at its hottest. Now the brain no longer works with such acuteness
and logical precision; more especially does it fail me in trying to
establish the syntax of the difficult Makua language on which I have
ventured, as if I had not enough to do without it. Under the
circumstances it seems advisable to take my temperature, and I do
so, to save trouble, without leaving my seat, and while going on with
my work. On examination, I find it to be 101·48°. My tutors are
abruptly dismissed and my bed set up in the baraza; a few minutes
later I am in it and treating myself internally with hot water and
lemon-juice.
Three hours later, the thermometer marks nearly 104°, and I make
them carry me back into the tent, bed and all, as I am now perspiring
heavily, and exposure to the cold wind just beginning to blow might
mean a fatal chill. I lie still for a little while, and then find, to my
great relief, that the temperature is not rising, but rather falling. This
is about 7.30 p.m. At 8 p.m. I find, to my unbounded astonishment,
that it has fallen below 98·6°, and I feel perfectly well. I read for an
hour or two, and could very well enjoy a smoke, if I had the
wherewithal—Indian cigars being out of the question.
Having no medical training, I am at a loss to account for this state
of things. It is impossible that these transitory attacks of high fever
should be malarial; it seems more probable that they are due to a
kind of sunstroke. On consulting my note-book, I become more and
more inclined to think this is the case, for these attacks regularly
follow extreme fatigue and long exposure to strong sunshine. They at
least have the advantage of being only short interruptions to my
work, as on the following morning I am always quite fresh and fit.
My treasure of a cook is suffering from an enormous hydrocele which
makes it difficult for him to get up, and Moritz is obliged to keep in
the dark on account of his inflamed eyes. Knudsen’s cook, a raw boy
from somewhere in the bush, knows still less of cooking than Omari;
consequently Nils Knudsen himself has been promoted to the vacant
post. Finding that we had come to the end of our supplies, he began
by sending to Chingulungulu for the four sucking-pigs which we had
bought from Matola and temporarily left in his charge; and when
they came up, neatly packed in a large crate, he callously slaughtered
the biggest of them. The first joint we were thoughtless enough to
entrust for roasting to Knudsen’s mshenzi cook, and it was
consequently uneatable; but we made the rest of the animal into a
jelly which we ate with great relish after weeks of underfeeding,
consuming incredible helpings of it at both midday and evening
meals. The only drawback is a certain want of variety in the tinned
vegetables. Dr. Jäger, to whom the Geographical Commission
entrusted the provisioning of the expeditions—mine as well as his
own—because he had more time on his hands than the rest of us,
seems to have laid in a huge stock of Teltow turnips,[46] an article of
food which is all very well for occasional use, but which quickly palls
when set before one every day; and we seem to have no other tins
left. There is no help for it—we must put up with the turnips; but I
am certain that, once I am home again, I shall not touch them for ten
years to come.
Amid all these minor evils, which, after all, go to make up the
genuine flavour of Africa, there is at least one cheering touch:
Knudsen has, with the dexterity of a skilled mechanic, repaired my 9
× 12 cm. camera, at least so far that I can use it with a little care.
How, in the absence of finger-nails, he was able to accomplish such a
ticklish piece of work, having no tool but a clumsy screw-driver for
taking to pieces and putting together again the complicated
mechanism of the instantaneous shutter, is still a mystery to me; but
he did it successfully. The loss of his finger-nails shows him in a light
contrasting curiously enough with the intelligence evinced by the
above operation; though, after all, it is scarcely surprising after his
ten years’ residence in the bush. One day, at Lindi, he had occasion
to wash a dog, which must have been in need of very thorough
cleansing, for the bottle handed to our friend for the purpose had an
extremely strong smell. Having performed his task in the most
conscientious manner, he perceived with some surprise that the dog
did not appear much the better for it, and was further surprised by
finding his own nails ulcerating away in the course of the next few
days. “How was I to know that carbolic acid has to be diluted?” he
mutters indignantly, from time to time, with a troubled gaze at his
mutilated finger-tips.
Since we came to Newala we have been making excursions in all
directions through the surrounding country, in accordance with old
habit, and also because the akida Sefu did not get together the tribal
elders from whom I wanted information so speedily as he had
promised. There is, however, no harm done, as, even if seen only
from the outside, the country and people are interesting enough.
The Makonde plateau is like a large rectangular table rounded off
at the corners. Measured from the Indian Ocean to Newala, it is
about seventy-five miles long, and between the Rovuma and the
Lukuledi it averages fifty miles in breadth, so that its superficial area
is about two-thirds of that of the kingdom of Saxony. The surface,
however, is not level, but uniformly inclined from its south-western
edge to the ocean. From the upper edge, on which Newala lies, the
eye ranges for many miles east and north-east, without encountering
any obstacle, over the Makonde bush. It is a green sea, from which
here and there thick clouds of smoke rise, to show that it, too, is
inhabited by men who carry on their tillage like so many other
primitive peoples, by cutting down and burning the bush, and
manuring with the ashes. Even in the radiant light of a tropical day
such a fire is a grand sight.
Much less effective is the impression produced just now by the
great western plain as seen from the edge of the plateau. As often as
time permits, I stroll along this edge, sometimes in one direction,
sometimes in another, in the hope of finding the air clear enough to
let me enjoy the view; but I have always been disappointed.
Wherever one looks, clouds of smoke rise from the burning bush,
and the air is full of smoke and vapour. It is a pity, for under more
favourable circumstances the panorama of the whole country up to
the distant Majeje hills must be truly magnificent. It is of little use
taking photographs now, and an outline sketch gives a very poor idea
of the scenery. In one of these excursions I went out of my way to
make a personal attempt on the Makonde bush. The present edge of
the plateau is the result of a far-reaching process of destruction
through erosion and denudation. The Makonde strata are
everywhere cut into by ravines, which, though short, are hundreds of
yards in depth. In consequence of the loose stratification of these
beds, not only are the walls of these ravines nearly vertical, but their
upper end is closed by an equally steep escarpment, so that the
western edge of the Makonde plateau is hemmed in by a series of
deep, basin-like valleys. In order to get from one side of such a ravine
to the other, I cut my way through the bush with a dozen of my men.
It was a very open part, with more grass than scrub, but even so the
short stretch of less than two hundred yards was very hard work; at
the end of it the men’s calicoes were in rags and they themselves
bleeding from hundreds of scratches, while even our strong khaki
suits had not escaped scatheless.

NATIVE PATH THROUGH THE MAKONDE BUSH, NEAR


MAHUTA

I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.

MAKONDE LOCK AND KEY AT JUMBE CHAURO


This is the general way of closing a house. The Makonde at Jumbe
Chauro, however, have a much more complicated, solid and original
one. Here, too, the door is as already described, except that there is
only one post on the inside, standing by itself about six inches from
one side of the doorway. Opposite this post is a hole in the wall just
large enough to admit a man’s arm. The door is closed inside by a
large wooden bolt passing through a hole in this post and pressing
with its free end against the door. The other end has three holes into
which fit three pegs running in vertical grooves inside the post. The
door is opened with a wooden key about a foot long, somewhat
curved and sloped off at the butt; the other end has three pegs
corresponding to the holes, in the bolt, so that, when it is thrust
through the hole in the wall and inserted into the rectangular
opening in the post, the pegs can be lifted and the bolt drawn out.[50]

MODE OF INSERTING THE KEY

With no small pride first one householder and then a second


showed me on the spot the action of this greatest invention of the
Makonde Highlands. To both with an admiring exclamation of
“Vizuri sana!” (“Very fine!”). I expressed the wish to take back these
marvels with me to Ulaya, to show the Wazungu what clever fellows
the Makonde are. Scarcely five minutes after my return to camp at
Newala, the two men came up sweating under the weight of two
heavy logs which they laid down at my feet, handing over at the same
time the keys of the fallen fortress. Arguing, logically enough, that if
the key was wanted, the lock would be wanted with it, they had taken
their axes and chopped down the posts—as it never occurred to them
to dig them out of the ground and so bring them intact. Thus I have
two badly damaged specimens, and the owners, instead of praise,
come in for a blowing-up.
The Makua huts in the environs of Newala are especially
miserable; their more than slovenly construction reminds one of the
temporary erections of the Makua at Hatia’s, though the people here
have not been concerned in a war. It must therefore be due to
congenital idleness, or else to the absence of a powerful chief. Even
the baraza at Mlipa’s, a short hour’s walk south-east of Newala,
shares in this general neglect. While public buildings in this country
are usually looked after more or less carefully, this is in evident
danger of being blown over by the first strong easterly gale. The only
attractive object in this whole district is the grave of the late chief
Mlipa. I visited it in the morning, while the sun was still trying with
partial success to break through the rolling mists, and the circular
grove of tall euphorbias, which, with a broken pot, is all that marks
the old king’s resting-place, impressed one with a touch of pathos.
Even my very materially-minded carriers seemed to feel something
of the sort, for instead of their usual ribald songs, they chanted
solemnly, as we marched on through the dense green of the Makonde
bush:—
“We shall arrive with the great master; we stand in a row and have
no fear about getting our food and our money from the Serkali (the
Government). We are not afraid; we are going along with the great
master, the lion; we are going down to the coast and back.”
With regard to the characteristic features of the various tribes here
on the western edge of the plateau, I can arrive at no other
conclusion than the one already come to in the plain, viz., that it is
impossible for anyone but a trained anthropologist to assign any
given individual at once to his proper tribe. In fact, I think that even
an anthropological specialist, after the most careful examination,
might find it a difficult task to decide. The whole congeries of peoples
collected in the region bounded on the west by the great Central
African rift, Tanganyika and Nyasa, and on the east by the Indian
Ocean, are closely related to each other—some of their languages are
only distinguished from one another as dialects of the same speech,
and no doubt all the tribes present the same shape of skull and
structure of skeleton. Thus, surely, there can be no very striking
differences in outward appearance.
Even did such exist, I should have no time
to concern myself with them, for day after day,
I have to see or hear, as the case may be—in
any case to grasp and record—an
extraordinary number of ethnographic
phenomena. I am almost disposed to think it
fortunate that some departments of inquiry, at
least, are barred by external circumstances.
Chief among these is the subject of iron-
working. We are apt to think of Africa as a
country where iron ore is everywhere, so to
speak, to be picked up by the roadside, and
where it would be quite surprising if the
inhabitants had not learnt to smelt the
material ready to their hand. In fact, the
knowledge of this art ranges all over the
continent, from the Kabyles in the north to the
Kafirs in the south. Here between the Rovuma
and the Lukuledi the conditions are not so
favourable. According to the statements of the
Makonde, neither ironstone nor any other
form of iron ore is known to them. They have
not therefore advanced to the art of smelting
the metal, but have hitherto bought all their
THE ANCESTRESS OF
THE MAKONDE
iron implements from neighbouring tribes.
Even in the plain the inhabitants are not much
better off. Only one man now living is said to
understand the art of smelting iron. This old fundi lives close to
Huwe, that isolated, steep-sided block of granite which rises out of
the green solitude between Masasi and Chingulungulu, and whose
jagged and splintered top meets the traveller’s eye everywhere. While
still at Masasi I wished to see this man at work, but was told that,
frightened by the rising, he had retired across the Rovuma, though
he would soon return. All subsequent inquiries as to whether the
fundi had come back met with the genuine African answer, “Bado”
(“Not yet”).
BRAZIER

Some consolation was afforded me by a brassfounder, whom I


came across in the bush near Akundonde’s. This man is the favourite
of women, and therefore no doubt of the gods; he welds the glittering
brass rods purchased at the coast into those massive, heavy rings
which, on the wrists and ankles of the local fair ones, continually give
me fresh food for admiration. Like every decent master-craftsman he
had all his tools with him, consisting of a pair of bellows, three
crucibles and a hammer—nothing more, apparently. He was quite
willing to show his skill, and in a twinkling had fixed his bellows on
the ground. They are simply two goat-skins, taken off whole, the four
legs being closed by knots, while the upper opening, intended to
admit the air, is kept stretched by two pieces of wood. At the lower
end of the skin a smaller opening is left into which a wooden tube is
stuck. The fundi has quickly borrowed a heap of wood-embers from
the nearest hut; he then fixes the free ends of the two tubes into an
earthen pipe, and clamps them to the ground by means of a bent
piece of wood. Now he fills one of his small clay crucibles, the dross
on which shows that they have been long in use, with the yellow
material, places it in the midst of the embers, which, at present are
only faintly glimmering, and begins his work. In quick alternation
the smith’s two hands move up and down with the open ends of the
bellows; as he raises his hand he holds the slit wide open, so as to let
the air enter the skin bag unhindered. In pressing it down he closes
the bag, and the air puffs through the bamboo tube and clay pipe into
the fire, which quickly burns up. The smith, however, does not keep
on with this work, but beckons to another man, who relieves him at
the bellows, while he takes some more tools out of a large skin pouch
carried on his back. I look on in wonder as, with a smooth round
stick about the thickness of a finger, he bores a few vertical holes into
the clean sand of the soil. This should not be difficult, yet the man
seems to be taking great pains over it. Then he fastens down to the
ground, with a couple of wooden clamps, a neat little trough made by
splitting a joint of bamboo in half, so that the ends are closed by the
two knots. At last the yellow metal has attained the right consistency,
and the fundi lifts the crucible from the fire by means of two sticks
split at the end to serve as tongs. A short swift turn to the left—a
tilting of the crucible—and the molten brass, hissing and giving forth
clouds of smoke, flows first into the bamboo mould and then into the
holes in the ground.
The technique of this backwoods craftsman may not be very far
advanced, but it cannot be denied that he knows how to obtain an
adequate result by the simplest means. The ladies of highest rank in
this country—that is to say, those who can afford it, wear two kinds
of these massive brass rings, one cylindrical, the other semicircular
in section. The latter are cast in the most ingenious way in the
bamboo mould, the former in the circular hole in the sand. It is quite
a simple matter for the fundi to fit these bars to the limbs of his fair
customers; with a few light strokes of his hammer he bends the
pliable brass round arm or ankle without further inconvenience to
the wearer.
SHAPING THE POT

SMOOTHING WITH MAIZE-COB

CUTTING THE EDGE


FINISHING THE BOTTOM

LAST SMOOTHING BEFORE


BURNING

FIRING THE BRUSH-PILE


LIGHTING THE FARTHER SIDE OF
THE PILE

TURNING THE RED-HOT VESSEL

NYASA WOMAN MAKING POTS AT MASASI


Pottery is an art which must always and everywhere excite the
interest of the student, just because it is so intimately connected with
the development of human culture, and because its relics are one of
the principal factors in the reconstruction of our own condition in
prehistoric times. I shall always remember with pleasure the two or
three afternoons at Masasi when Salim Matola’s mother, a slightly-
built, graceful, pleasant-looking woman, explained to me with
touching patience, by means of concrete illustrations, the ceramic art
of her people. The only implements for this primitive process were a
lump of clay in her left hand, and in the right a calabash containing
the following valuables: the fragment of a maize-cob stripped of all
its grains, a smooth, oval pebble, about the size of a pigeon’s egg, a
few chips of gourd-shell, a bamboo splinter about the length of one’s
hand, a small shell, and a bunch of some herb resembling spinach.
Nothing more. The woman scraped with the
shell a round, shallow hole in the soft, fine
sand of the soil, and, when an active young
girl had filled the calabash with water for her,
she began to knead the clay. As if by magic it
gradually assumed the shape of a rough but
already well-shaped vessel, which only wanted
a little touching up with the instruments
before mentioned. I looked out with the
MAKUA WOMAN closest attention for any indication of the use
MAKING A POT. of the potter’s wheel, in however rudimentary
SHOWS THE a form, but no—hapana (there is none). The
BEGINNINGS OF THE embryo pot stood firmly in its little
POTTER’S WHEEL
depression, and the woman walked round it in
a stooping posture, whether she was removing
small stones or similar foreign bodies with the maize-cob, smoothing
the inner or outer surface with the splinter of bamboo, or later, after
letting it dry for a day, pricking in the ornamentation with a pointed
bit of gourd-shell, or working out the bottom, or cutting the edge
with a sharp bamboo knife, or giving the last touches to the finished
vessel. This occupation of the women is infinitely toilsome, but it is
without doubt an accurate reproduction of the process in use among
our ancestors of the Neolithic and Bronze ages.
There is no doubt that the invention of pottery, an item in human
progress whose importance cannot be over-estimated, is due to
women. Rough, coarse and unfeeling, the men of the horde range
over the countryside. When the united cunning of the hunters has
succeeded in killing the game; not one of them thinks of carrying
home the spoil. A bright fire, kindled by a vigorous wielding of the
drill, is crackling beside them; the animal has been cleaned and cut
up secundum artem, and, after a slight singeing, will soon disappear
under their sharp teeth; no one all this time giving a single thought
to wife or child.
To what shifts, on the other hand, the primitive wife, and still more
the primitive mother, was put! Not even prehistoric stomachs could
endure an unvarying diet of raw food. Something or other suggested
the beneficial effect of hot water on the majority of approved but
indigestible dishes. Perhaps a neighbour had tried holding the hard
roots or tubers over the fire in a calabash filled with water—or maybe
an ostrich-egg-shell, or a hastily improvised vessel of bark. They
became much softer and more palatable than they had previously
been; but, unfortunately, the vessel could not stand the fire and got
charred on the outside. That can be remedied, thought our
ancestress, and plastered a layer of wet clay round a similar vessel.
This is an improvement; the cooking utensil remains uninjured, but
the heat of the fire has shrunk it, so that it is loose in its shell. The
next step is to detach it, so, with a firm grip and a jerk, shell and
kernel are separated, and pottery is invented. Perhaps, however, the
discovery which led to an intelligent use of the burnt-clay shell, was
made in a slightly different way. Ostrich-eggs and calabashes are not
to be found in every part of the world, but everywhere mankind has
arrived at the art of making baskets out of pliant materials, such as
bark, bast, strips of palm-leaf, supple twigs, etc. Our inventor has no
water-tight vessel provided by nature. “Never mind, let us line the
basket with clay.” This answers the purpose, but alas! the basket gets
burnt over the blazing fire, the woman watches the process of
cooking with increasing uneasiness, fearing a leak, but no leak
appears. The food, done to a turn, is eaten with peculiar relish; and
the cooking-vessel is examined, half in curiosity, half in satisfaction
at the result. The plastic clay is now hard as stone, and at the same
time looks exceedingly well, for the neat plaiting of the burnt basket
is traced all over it in a pretty pattern. Thus, simultaneously with
pottery, its ornamentation was invented.
Primitive woman has another claim to respect. It was the man,
roving abroad, who invented the art of producing fire at will, but the
woman, unable to imitate him in this, has been a Vestal from the
earliest times. Nothing gives so much trouble as the keeping alight of
the smouldering brand, and, above all, when all the men are absent
from the camp. Heavy rain-clouds gather, already the first large
drops are falling, the first gusts of the storm rage over the plain. The
little flame, a greater anxiety to the woman than her own children,
flickers unsteadily in the blast. What is to be done? A sudden thought
occurs to her, and in an instant she has constructed a primitive hut
out of strips of bark, to protect the flame against rain and wind.
This, or something very like it, was the way in which the principle
of the house was discovered; and even the most hardened misogynist
cannot fairly refuse a woman the credit of it. The protection of the
hearth-fire from the weather is the germ from which the human
dwelling was evolved. Men had little, if any share, in this forward
step, and that only at a late stage. Even at the present day, the
plastering of the housewall with clay and the manufacture of pottery
are exclusively the women’s business. These are two very significant
survivals. Our European kitchen-garden, too, is originally a woman’s
invention, and the hoe, the primitive instrument of agriculture, is,
characteristically enough, still used in this department. But the
noblest achievement which we owe to the other sex is unquestionably
the art of cookery. Roasting alone—the oldest process—is one for
which men took the hint (a very obvious one) from nature. It must
have been suggested by the scorched carcase of some animal
overtaken by the destructive forest-fires. But boiling—the process of
improving organic substances by the help of water heated to boiling-
point—is a much later discovery. It is so recent that it has not even
yet penetrated to all parts of the world. The Polynesians understand
how to steam food, that is, to cook it, neatly wrapped in leaves, in a
hole in the earth between hot stones, the air being excluded, and
(sometimes) a few drops of water sprinkled on the stones; but they
do not understand boiling.
To come back from this digression, we find that the slender Nyasa
woman has, after once more carefully examining the finished pot,
put it aside in the shade to dry. On the following day she sends me
word by her son, Salim Matola, who is always on hand, that she is
going to do the burning, and, on coming out of my house, I find her
already hard at work. She has spread on the ground a layer of very
dry sticks, about as thick as one’s thumb, has laid the pot (now of a
yellowish-grey colour) on them, and is piling brushwood round it.
My faithful Pesa mbili, the mnyampara, who has been standing by,
most obligingly, with a lighted stick, now hands it to her. Both of
them, blowing steadily, light the pile on the lee side, and, when the
flame begins to catch, on the weather side also. Soon the whole is in a
blaze, but the dry fuel is quickly consumed and the fire dies down, so
that we see the red-hot vessel rising from the ashes. The woman
turns it continually with a long stick, sometimes one way and
sometimes another, so that it may be evenly heated all over. In
twenty minutes she rolls it out of the ash-heap, takes up the bundle
of spinach, which has been lying for two days in a jar of water, and
sprinkles the red-hot clay with it. The places where the drops fall are
marked by black spots on the uniform reddish-brown surface. With a
sigh of relief, and with visible satisfaction, the woman rises to an
erect position; she is standing just in a line between me and the fire,
from which a cloud of smoke is just rising: I press the ball of my
camera, the shutter clicks—the apotheosis is achieved! Like a
priestess, representative of her inventive sex, the graceful woman
stands: at her feet the hearth-fire she has given us beside her the
invention she has devised for us, in the background the home she has
built for us.
At Newala, also, I have had the manufacture of pottery carried on
in my presence. Technically the process is better than that already
described, for here we find the beginnings of the potter’s wheel,
which does not seem to exist in the plains; at least I have seen
nothing of the sort. The artist, a frightfully stupid Makua woman, did
not make a depression in the ground to receive the pot she was about
to shape, but used instead a large potsherd. Otherwise, she went to
work in much the same way as Salim’s mother, except that she saved
herself the trouble of walking round and round her work by squatting
at her ease and letting the pot and potsherd rotate round her; this is
surely the first step towards a machine. But it does not follow that
the pot was improved by the process. It is true that it was beautifully
rounded and presented a very creditable appearance when finished,
but the numerous large and small vessels which I have seen, and, in
part, collected, in the “less advanced” districts, are no less so. We
moderns imagine that instruments of precision are necessary to
produce excellent results. Go to the prehistoric collections of our
museums and look at the pots, urns and bowls of our ancestors in the
dim ages of the past, and you will at once perceive your error.
MAKING LONGITUDINAL CUT IN
BARK

DRAWING THE BARK OFF THE LOG

REMOVING THE OUTER BARK


BEATING THE BARK

WORKING THE BARK-CLOTH AFTER BEATING, TO MAKE IT


SOFT

MANUFACTURE OF BARK-CLOTH AT NEWALA


To-day, nearly the whole population of German East Africa is
clothed in imported calico. This was not always the case; even now in
some parts of the north dressed skins are still the prevailing wear,
and in the north-western districts—east and north of Lake
Tanganyika—lies a zone where bark-cloth has not yet been
superseded. Probably not many generations have passed since such
bark fabrics and kilts of skins were the only clothing even in the
south. Even to-day, large quantities of this bright-red or drab
material are still to be found; but if we wish to see it, we must look in
the granaries and on the drying stages inside the native huts, where
it serves less ambitious uses as wrappings for those seeds and fruits
which require to be packed with special care. The salt produced at
Masasi, too, is packed for transport to a distance in large sheets of
bark-cloth. Wherever I found it in any degree possible, I studied the
process of making this cloth. The native requisitioned for the
purpose arrived, carrying a log between two and three yards long and
as thick as his thigh, and nothing else except a curiously-shaped
mallet and the usual long, sharp and pointed knife which all men and
boys wear in a belt at their backs without a sheath—horribile dictu!
[51]
Silently he squats down before me, and with two rapid cuts has
drawn a couple of circles round the log some two yards apart, and
slits the bark lengthwise between them with the point of his knife.
With evident care, he then scrapes off the outer rind all round the
log, so that in a quarter of an hour the inner red layer of the bark
shows up brightly-coloured between the two untouched ends. With
some trouble and much caution, he now loosens the bark at one end,
and opens the cylinder. He then stands up, takes hold of the free
edge with both hands, and turning it inside out, slowly but steadily
pulls it off in one piece. Now comes the troublesome work of
scraping all superfluous particles of outer bark from the outside of
the long, narrow piece of material, while the inner side is carefully
scrutinised for defective spots. At last it is ready for beating. Having
signalled to a friend, who immediately places a bowl of water beside
him, the artificer damps his sheet of bark all over, seizes his mallet,
lays one end of the stuff on the smoothest spot of the log, and
hammers away slowly but continuously. “Very simple!” I think to
myself. “Why, I could do that, too!”—but I am forced to change my
opinions a little later on; for the beating is quite an art, if the fabric is
not to be beaten to pieces. To prevent the breaking of the fibres, the
stuff is several times folded across, so as to interpose several
thicknesses between the mallet and the block. At last the required
state is reached, and the fundi seizes the sheet, still folded, by both
ends, and wrings it out, or calls an assistant to take one end while he
holds the other. The cloth produced in this way is not nearly so fine
and uniform in texture as the famous Uganda bark-cloth, but it is
quite soft, and, above all, cheap.
Now, too, I examine the mallet. My craftsman has been using the
simpler but better form of this implement, a conical block of some
hard wood, its base—the striking surface—being scored across and
across with more or less deeply-cut grooves, and the handle stuck
into a hole in the middle. The other and earlier form of mallet is
shaped in the same way, but the head is fastened by an ingenious
network of bark strips into the split bamboo serving as a handle. The
observation so often made, that ancient customs persist longest in
connection with religious ceremonies and in the life of children, here
finds confirmation. As we shall soon see, bark-cloth is still worn
during the unyago,[52] having been prepared with special solemn
ceremonies; and many a mother, if she has no other garment handy,
will still put her little one into a kilt of bark-cloth, which, after all,
looks better, besides being more in keeping with its African
surroundings, than the ridiculous bit of print from Ulaya.
MAKUA WOMEN

You might also like