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Arvind Sinha - Europe in Transition - From Feudalism To Industrialization-Manohar Publishers & Distributors (2010) - LT
Arvind Sinha - Europe in Transition - From Feudalism To Industrialization-Manohar Publishers & Distributors (2010) - LT
he agrees with Dobb that the ight of the serfs from land
was an important cause of the feudal crisis. Dobb assumed
that the crisis was internal to feudal system as it stemmed
from oppression. For Sweezy, the fundamental question is
that the serfs could not simply desert the manors unless
they had some place to go. Sweezy maintains that Dobb’s
theory of the internal causation of the breakdown of
feudalism could still be rescued if he had shown that the
rise of the towns was a process internal to the feudal
system.
M .M . Postan and H .J. Habakkuk are among the rst to stress the role of population in the long-term changes in the Robert Brenner criticises the Malthusian Model for depending on a built-in-mechanism of self-correction, based on the Malthusian Checks
economic structures ( Demographic explanation/Malthusian Model ). Abel, Verhulst, and Le Roy Ladurie also endorsed this ( disease, high infant mortality, famine, war ) controlling the growing divide between the rapidly burgeoning population and declining food
view. Brenner deems this model to have a built-in model of self-correction, determining its direction of change. supply due to constant use of soil ( and declining fertility ), via crises, each crisis marking a fresh beginning.
This theory was constructed against Sweezy's view that trade and market were the main cause of the decline of feudalism. Brenner criticises the Malthusian model for not addressing long-term trends in income distribution. For Brenner, any explanation of the
progress of income-distribution in late-mediaeval and early-modern period should interpret not just the changing distribution pattern of
Postan argues that in the thirteenth century, in face of pressure from the world market of grains, the seigneurial reaction local produce, but also the distribution of property b/w lord and peasant, and the applicability of force in rent relationship. Such questions
tightened bondage on peasants, instead of bringing about the dissolution of serfdom. Clearly, the Market Force cannot be of class relations and class power is considered autonomous from economic forces, as per Brenner.
treated as the prime-mover of the transition. It was only in Western Europe that capitalist development was facilitated by the
growing Market Pressure. As per Brenner, the demographic interpretation does not give any real causal explanation for why certain trends and conditions of total
production, economic growth and stagnation persist. He disagrees with the adequacy of Ladurie's explanation that the economic process
Malthusians assigned a determinist role to population. In the high middle ages, from the 11th to the 13th century, there was is essentially the direct result of apparently autonomous processes of technical innovation. He stresses the importance and singularity of
signi cant economic and demographic growth, leading to overpopulation and a con ict between available resources and class relations and their structure in terms of economic processes.
demand of the increasing population. Marginal lands were now being used for food production, leading to declining returns
and shortage of food grains, and lowered productivity. There was fragmentation of landholdings, a decrease in wages and He notes that di erent economic and social outcomes proceeded from similar demographic trends at di erent times and in di erent
increase in rents. There was an agrarian crisis in the feudal setup, since the natural economy could not increase production. areas of Europe. While in one region, the Malthusian crisis led to the di appearance of serfdom, in another region a counter-tendency
Famines, malnourishment and the Black Death epidemic led to sharp decline in population. Habbakuk applies this model to could be observed. This weakened the power of demographic trends as a singular factor for historical explanation. Similarly, France saw
the entire period between roughly eight centuries starting from the tenth century. He discovers a reversal in this trend from the fragmentation of holdings, rising rents and declining productivity due to the increase in population, while a similar growth in England led to
1450s. The demographic crisis of the fourteenth century caused severe shortage of labour and a sharp fall in incomes of the larger units of landholding and large tenant farmers who utilised wage-labour.
landlords. This shifted the earlier social balance away from the aristocratic class towards the peasants.
Guy Bois agrees that demography played a role in feudal crisis, disagreeing that it was solely economic mechanisms that were alone
Nobility responded in di erent ways. responsible for the demographic regression. However, he disagrees with the demographic school of writers who consider it to be the
a) New bondage prime-mover. According to him, the fall in seigneurial revenue started the acute phase of crisis in feudalism that reorganised the relations
b) feudal dues into money rents of production. Within feudalism, new economic patterns were taking root, fuelled by the growth of a foreign body based on the process of
c) appropriated the land belonging to the peasants/common lands and turned them into pastures for sheep farming. accumulation. There was a transformation in the means of production into free commodities.
b) showed increasing monetisation, but it was c) that was showing a trend towards capitalist farming ( proletarianisation )
Wage-labourers emerged in greater numbers during this time, while a few tenant farmers became yeomen.
This was extended to the seventeenth century, thereby suggesting a cyclical process of demographic and economic
progress, and subsequent regression. This will continue until the economy is a natural economy.
Postan -> endogenous role to demography, merely viewing it in terms of demand exceeding supply.
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M .M . Postan and H .J. Habakkuk are among the rst to stress the role of population in the long-term changes in the
economic structures ( Demographic explanation/Malthusian Model ). Abel, Verhulst, and Le Roy Ladurie also endorsed this
view. Brenner deems this model to have a built-in model of self-correction, determining its direction of change.
This theory was constructed against Sweezy's view that trade and market were the main cause of the decline of feudalism.
Postan argues that in the thirteenth century, in face of pressure from the world market of grains, the seigneurial reaction
tightened bondage on peasants, instead of bringing about the dissolution of serfdom. Clearly, the Market Force cannot be
treated as the prime-mover of the transition. It was only in Western Europe that capitalist development was facilitated by the
Malthusians assigned a determinist role to population. In the high middle ages, from the 11th to the 13th century, there was
signi cant economic and demographic growth, leading to overpopulation and a con ict between available resources and
demand of the increasing population. Marginal lands were now being used for food production, leading to declining returns
b) showed increasing monetisation, but it was c) that was showing a trend towards capitalist farming ( proletarianisation )
Wage-labourers emerged in greater numbers during this time, while a few tenant farmers became yeomen.
This was extended to the seventeenth century, thereby suggesting a cyclical process of demographic and economic Robert Brenner made great strides in advancing Dobb's account, extending the property-relations/inner-contradiction model.
progress, and subsequent regression. This will continue until the economy is a natural economy. Like Dobb, he rejects Capitalism as a trade-based division of labour. He stresses on merchant capital being the catalyst for the transition to
capitalism.
Postan -> endogenous role to demography, merely viewing it in terms of demand exceeding supply. As discussed before, he had two major problems with demographic model, namely its failure to explain (a) the decline versus the
persistence of serfdom, and (b) the emergence and predominance of secure small peasant-property versus the rise of landlord or large
Abel suggests that the trend towards commercial production and trade in farm products was restricted by an increase in the tenant-farmer relations to land.
rural population and because of the self-su cient character of peasant agriculture. Abel assigns demography an external For Brenner, the structure of class relations determines the in uence of demographic or commercial change in the distribution of income
role, as a factor a ecting the fall in prices in the fourteenth, seventeenth and eighteenth centuries, as a result of stagnation or and economic growth, not vice versa. Brenner views the class structure as having two uni ed aspects
reduction in population due to epidemics and wars.
(a) the relations of the direct producers to one another, to their tools and their land in the immediate process of production, called the
Emmanuel Le Roy Ladurie supports the hypotheses of the demographic model on statistical grounds, as well as introducing ‘labour process’ or the ‘social relations of production’, and (b) the inherently con ictive ‘relations of property’ that is always guaranteed by
climatic factors into it. He argues that ‘it is in the economy, in social relations and even more fundamentally, in biological force, i.e. the extraction of surplus from the producers by di erent means called the 'surplus-extraction' relationships.
facts, rather than in the class struggle, that we must seek the motive force in history’
This class structure emerges autonomously and is not shaped by or altered by changes in commerce or demography. These impose limits
on economic development. Brenner agrees with Postan that demographic crisis was inherent in the mediaeval economy, but the crisis was
not due to demographic factors, but instead because a serf-based feudal agricultural economy was unable to innovate even due to market
pressure. Surplus extraction by the lords left peasant without the funds that were required to maintain holding and prevent decline in
productivity. This surplus was wasted on military expenditure and luxury goods.
Brenner -> Feudalism involved fusion b/w economic and political. He uses the term political accumulation as one of the key features of
peasant accumulation, of peasant productivity and ultimately of peasant subsistence ( remember wrt feudal dynamics, referring to intrafeudal military con icts, military expansion and the self-organisation of elites against rival elites.
demographic crisis ka explanation )
State Formation -> Comparison b/w England and France. In France the state itself developed feudal class character, defending rural
According to Brenner, the previous evolutions of rural society provide the explanation of the divergent socio- communities for its own bene ts in the competition with the landed nobility. In the thirteenth century, the state placed itself against the
landlords in Paris. The state was able to increase its power by intervening between peasants and landlords to ensure peasant freedom,
economic paths taken by Eastern and Western Europe. heritability and xed rents. They prevented rural di erentiation and agrarian transformation.
The state was able to extract considerable surplus from the peasants, though it was spent on non-productive expenditure.
He takes case of W vs E Germany. In W Germany, peasants had organised themselves through local village
institutions to defend themselves against landords. These provided economic regulations, preserved the In England, from the late 15th century, Monarchical centralisation emerged. However this was dependent on the landlord classes, and not a
rights of inheritance, fixed rents and provided magistrates. In contrast, E Germany had very limited peasant-based form. Neither could this centralisation become absolutist. English peasantry had become free by this stage through
development of village institutions defending the class interests of peasants. He extends W Germany ka resistance and ights, but the English landed aristocracy raised rents and nes to such an extent that small tenant farmers were forced to
leave. The subsequent enclosure movement also undermined peasant property. The English Landowners undermined peasant
argument to most parts of W Europe, thereby contending that peasants were able to bring about the proprietorship and suppressed peasant resistance, thereby leading to agrarian capitalism based on free wage-labour and large units of
dissolution of serfdom, unlike E Europe where the seigneurial attacks and control could not be countered. production during the 16th and 17th century. Brenner therefore underlines the importance of productive use of agricultural surplus in the
economic backwardness of Eastern Europe cannot be the result of its dependence upon trade. in primary class relations of England, as opposed to simply the rise in population, markets or grain prices, that led to England's economic
products to the West. Rather the dependence on grain exports was a result of backwardness and unequal development
distribution of income that was rooted in the nature of class structure.
a) Heide Wunder nds aws in Brenner's study, which she deems as full of factual inaccuracies based on secondary c) Focuses on production relations and class structures, believing that change in social relations preceded the development of forces of production in
literature and not primary research. One example was his presentation of class structures in Germany. the emergence of capitalism. Unlike Brenner who traces the di erences in origins of capitalism to di erent class-relations, Anderson does not propose
b) Patrica Croote and David Parker consider his explanation of contrasting develo ments in England and France any simple evolutionary theory of change within feudalism based on class struggle resulting in feudal crisis.
unsatisfactory and too general. For instance in France, they accuse Brenner of overstating the independence of
peasantry, while in England, Brenner is said to have overstated the lord-centric explanation, missing out the role of d) He assigns a role to political factors in the transition as well.
customary-tenants and short-term leaseholders. Furthermore, while the most spectacular growth of agrarian capitalism
took place after the English Revolution, many of the capitalist farmers were those of the traditional aristocracy. point c) and d) are explained through a novel, super-structural explanation.
c) Postan and J Hatcher insist that Brenner misunderstood the Malthusian Model. they never assigned an al e) Unique element of his analysis was his act of assigning a role to the superstructure, including the legal system, in the transition to capitalism. For
determining role to the demographic trends in medieval society at the expense of social factors. Their reason for e ‐ Anderson, the Juridicial traditions played a determining role in the transition to capitalism, rst in England, then in France and later in other regions.
phasizing demographic factors is to relate periodic movements and economic uctuations to long-term historical Anderson argues that the incorporation of Roman Law into the Feudal System played the primary role in the eventual emergence of the capitalist
trends absolute property rights, bringing about a fundamental transformation in feudal property relationship and providing a llip to centralisation. As per
d) Exclusive concern for surplus-extraction relations distorts view of relationship b/w lords and peasants, exaggerating Anderson, the relative absence of Roman Law in E Europe retarded the emergence in capitalist property relationship there.
the importance of rent and its elasticity.
e) Guy Bois agrees with Brenner's emphasis on class-struggle but disagrees with Brenner's regional approach. He
believes that the birth of capitalism is a by-product of the soci -economic functioning of the feudal system as a whole,
which was replete with inequality of developments leading to divergence in historical development.
f) Brenner puts a lot of emphasis on large-scale units of production. However Dobb and Hilton had traced the complex
processes in rural social di erentiation through which even some small peasant-proprietors could become capitalist
farmers.
g) Ladurie criticises Brenner's explanation of agricultural and capitalist development as being far too unilinear. He cites
Holland, Belgium, parts of France and Japan where small farming catered to the working population of the new
industrial capitalism, instead of there being disintegration of small farmers in the path to capitalism. The destruction of
the peasantry and large - scale farming on the English model could be another route to capitalist development but not
the sole path.
In recent years, the decline of feudalism and the rise of capitalism have been generally explained outside the
classical models, and on line with the world-system approach.
Andre Gunder Frank rejects the notion that there was any qualitative shift from feudalism to capitalism in the
sixteenth century. He in fact rejects terms like feudalism or capitalism as distinct modes of production. For him, the
process of capital accumulation had been going on since 3000 B C when we see the Urban Revolution and the
advent of States.
Janet Abu-Lughod follows the world-system approach and suggests that the rise of the capitalist world order began
not in the sixteenth century but as early as about A D 1250. She argues that this system was truly global but instead
of describing Europe as the core region she considers Asia, or more speci cally China as the core zone and Europe
as the periphery. She objects to the Eur centric approach and nds nothing special in it during this period. It was
the economic decline and withdrawal of China and the breaking up of the oriental link that gave the West an
opportunity to expand. These writings highlight the importance of world-trade networks.
There are some other writers who give credit to the nation-states for the rise of capitalism. Like Anderson, they also
suggest that the rise of nation-states rationalized law, freed land for market speculations, removed internal barriers,
established standardized taxation, uniform currencies and brought about redistribution of incomes. However,
these views have still to gain ground and the debate on transition remains unresolved.
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