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SECOND EDITION
SECOND EDITION
GUSTAVO MERCADO
and by Routledge
2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
The right of Gustavo Mercado to be identified as author of this work has been asserted in accordance
with sections 77 and 78 of the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any
electronic, mechanical, or other means, now known or hereafter invented, including photocopying and
recording, or in any information storage or retrieval system, without permission in writing from the publishers.
Trademark notice: Product or corporate names may be trademarks or registered trademarks, and are
used only for identification and explanation without intent to infringe.
DOI: 10.4324/9781315770857
Publisher’s Note
This book has been prepared from camera–ready copy provided by the author
acknowledgments XI
preface to the second edition XIII
introduction 1
finding the frame 5
image systems 11
rules of cinematic composition
& technical concepts 21
SIZES
extreme close-up 43
close-up 49
medium close-up 55
medium shot 61
medium long shot 67
long shot 73
extreme long shot 79
CONVENTIONS
over the shoulder shot 87
establishing shot 93
subjective shot 99
two shot 105
group shot 111
VII
DYNAMICS
pan shot 167
tilt shot 173
dolly shot 179
dolly zoom shot 185
tracking shot 191
Steadicam ® shot * 197
crane shot 203
aerial shot 209
sequence shot 215
filmography 221
image credits 227
index 229
VIII
I would like to express my gratitude to all the individuals who helped in the preparation of this book through their kind support,
contributions, and expertise.
I am sincerely grateful to my past and present team at Focal Press: Robert Clements, Anne McGee, Dennis Schaefer, Chris
Simpson, Dennis McGonagle, Kattie Washington, Elliana Arons, Peter Linsley, Sheni Kruger, Simon Jacobs, Stacey Carter, Siân
Cahill, and the wonderful Sarah Pickles. I am especially grateful to Elinor Actipis, who provided me with invaluable guidance
and suggestions from start to finish (including a great title), took the time to nurture a first time author, and had an unwavering
commitment to preserving the original concept behind this book.
I also want to thank my colleagues in the Film & Media Studies Department at Hunter College of the City University of New York,
whose passion and dedication to studying and teaching the art and craft of film has always been a source of encouragement
and inspiration, among them: Peter Jackson, Sha Sha Feng, David Pavlosky, Renato Tonelli, Richard Barsam, Michael Gitlin,
Andrew Lund, Ivone Margulies, Joe McElhaney, Robert Stanley, and Joel Zuker. I would also like to acknowledge the support
of Hunter College President Jennifer J. Raab, Provost Vita C. Rabinowitz, Dean Shirley Clay Scott, and Film & Media Studies
Department Chair James Roman, who foster an atmosphere that encourages faculty scholarship and excellence in teaching.
I am also grateful to Jerry Carlson, David Davidson, Herman Lew, and Lana Lin at the City College of the City University of New
York, and to Ken Dancyger at New York University, who were generous with their knowledge and mentorship. Thanks should
also go to my researchers: Elvis Maynard, Lisa Chin, and Júnia Caldeira.
My reviewers provided me with wonderful suggestions and undoubtedly made this a better book than it would have been other-
wise: David A. Anselmi at the University of California Berkeley Extension, David Crossman at Ravensbourne College of Design
and Communication, David Tainer at DePaul University, and especially Katherine Hurbis-Cherrier at New York University, who
always had le mot juste whenever I needed it.
The following individuals were also extremely generous with their input and assistance during the preparation of the second
edition: Florian Ballhaus ASC, Pam Katz, Denson Baker ACS / NZCS, Claire McCarthy, Eric Steelberg ASC, Kim Sung-ho, and
Nic Sadler. I also greatly benefitted from the steadfast support of Hunter College's current administration, among them: Acting
Provost Valeda Dent, Dean Andrew J. Polsky, and Film & Media Studies Department Chair Kelly Anderson.
This book would also not have been possible without the boundless patience, support, and encouragement of my dearest wife
Yuki Takeshima, who put up with many late nights and early mornings of her husband staring at a monitor.
But I am most grateful of all to my teacher, colleague, mentor, and "brother from another mother", Mick Hurbis-Cherrier,
whose illuminating comments, ideas, and guidance were instrumental in the development of the manuscript. His teachings and
passion for cinema resonate through every page of the book you now hold in your hands.
ACKNOWLEDGMENTS XI
XII
By most measures, ten years is a long time, but technology should look and sound like have been completely redefined,
advances so quickly that it feels longer. If someone had told especially when filmmakers like Sean Baker (Tangerine, 2015)
me in 2010 that in ten years I would shoot 4K video at up to 120 and Steven Soderbergh (Unsane, 2018) are shooting feature
frames per second with an extended dynamic range, built-in films on iPhones. If we also consider the effect social media
stabilization, with any one of three built-in lenses on a smart- platforms have had in funding, marketing, and distribution,
phone that would also let me edit, color correct, and add the picture becomes clear: it has never been easier or more
transitions and titles, I would have thought they were crazy. affordable to make a movie and share it with the world.
The movie industry also underwent a technological revolu- The second edition of The Filmmaker's Eye has been
tion during this period; in 2010, most feature films were still completely updated to take into account all of these develop-
being shot on 35mm film, and only a fraction on digital video. ments and more. Lenses in particular have been given a spe-
By 2020, that proportion was completely inverted, with only cial focus in the "Technical Considerations" section of every
a handful of directors still shooting on film while the major- chapter, and advice related to exposure, lighting, and pro-
ity of movies are shot with high-end digital cinema cameras duction logistics topics was revised to reflect current practice
(like Chad Stahelski's John Wick: Chapter 3 – Parabellum, on and equipment. The entire "Rules of Cinematic Composition
the opposite page, shot with the Alexa SXT Plus and the Alexa & Technical Concepts" chapter was also revamped to include
Mini). extended discussions of every rule, the revival of the aspect
The prosumer market also had game-changing de- ratio as a more flexible narrative tool, and all of the newly
velopments; SD video gave way to HD and 4K, with 8K and available options for shot previsualization. Additionally, every
12K cameras already coming. Video-capable DSLRs, in their case study was re-examined and expanded, and brand-new
infancy in 2010, were joined by digital cinema cameras and shot types added.
a slew of mirrorless cameras, while improvements in CMOS The Filmmaker's Eye was the first book to system-
sensor technology made it possible to shoot with dynamic atically analyze the rules of cinematic composition while
ranges (with ISOs in the hundreds of thousands) that rival, taking into account the specific narrative contexts and tools
and in some cases surpass, 35mm film. While all of these necessary to fully unleash their expressive power. Ten years
technological breakthroughs had immense repercussions in later, I believe this new edition is perfectly timed to inspire a
the professional and independent filmmaking communities, new generation of filmmakers for whom "35mm lens adap-
the DSLR revolution also ushered in another major change; tors", "SD video", and "16mm film" are relics of outdated
it finally made it possible for amateur filmmakers shooting technologies. Thankfully, although the way we make mov-
on video to use interchangeable lenses, giving them access ies has changed drastically, it has not affected the rules of
to the same optical aesthetics only big-budget movies us- composition (or how to break them) at all; they remain as
ing expensive equipment previously had. In just ten years, relevant today as they have been since the birth of cinema
the expectations of what commercial and independent films over a hundred years ago. Here's to the next hundred years!
PREFACE XIII
A group of friends and I went to see Jason Reitman’s Up in Composition-wise, the shot does not appear to be particu-
the Air soon after it was released. Returning from the the- larly complex: a long shot shows Natalie in an empty office
atre, we discussed the movie; most of my friends liked it, surrounded by office chairs. If we look closer, however, and
some found it a bit slow, and others thought it was a mas- break down the shot into its visual elements, the rules of
terpiece. At one point, the discussion focused on the cin- composition used to arrange them in the frame, and its tech-
ematography, and someone recalled how brilliant the shot nical aspects, a more intricate picture emerges.
shown on the opposite page was. Regardless of our opinions The use of a long shot (a shot that includes a sub-
of the film, we were all in agreement about how particularly ject’s entire body and a large portion of their environment) al-
poignant that image had been. Interestingly, we could recall lowed a large number of empty chairs to be seen clustered
everything about the shot: its composition, when it had hap- around Natalie, which, given the context of the scene, suggest
pened in the film, and most importantly why we all felt it was the number of people she fired that day. The high angle from
so powerful. While there were many other interesting shots which the shot was taken not only lets us see all of the chairs
and moments in the film, there was something special about in the room (if it had been taken at eye-level only the chairs
this image that really resonated with all of us, regardless of in the foreground would have been visible) but also makes
how we felt about the film as a whole. What was it? Was it the Natalie look defeated, vulnerable, and even distraught (high
shot's composition? The actor's performance? The art direc- angles are often used to visualize these emotions in charac-
tion? Or was there something else that made this specific ters). Her placement in the frame follows the Rule of Thirds,
shot so memorable? creating a dynamic composition that gives her looking room
To understand why this shot works so well, we need on the right side; however, she does not have the standard
to know a bit about the context in which it appears. Lead- amount of headroom for a long shot, a technique commonly
ing up to this scene, Natalie (Anna Kendrick), a corporate used to reinforce an unusual or awkward dramatic moment.
up-and-comer who devises a way to fire employees remotely Additionally, her placement and comparatively small size
using webcams, was asked to join Ryan (George Clooney), also make it look as if the chairs are cornering her, seem-
a corporate termination specialist who feels her system is ingly in retaliation for the people she fired (placing her at
too impersonal, so she could experience what it takes to fire the center of the composition would not have conveyed this
people face to face. After a heart-wrenching montage of em- idea); the haphazard chair arrangement could also be in-
ployees reacting to news of their termination, the film cuts terpreted as a visualization of the turmoil Natalie caused in
to this shot of Natalie sitting alone in a room full of office their lives that day. Every one of these compositional choices
chairs as she waits for Ryan. When he arrives to pick her was perfectly complemented by a precise camera to subject
up he casually asks her if she is OK, but she shrugs off the distance, focal length, and aperture combination that result-
question and they leave. Now that we know the backstory, we ed in a depth of field that allowed everything in the office to
can better understand what makes this image so effective. be in sharp focus, ensuring the audience could concentrate
INTRODUCTION 1
INTRODUCTION 3