Professional Documents
Culture Documents
New and Emerging Infectious Diseases 2008, Vol.92, Issues 6
New and Emerging Infectious Diseases 2008, Vol.92, Issues 6
New and Emerging Infectious Diseases 2008, Vol.92, Issues 6
Preface
Infectious diseases are changing in ways that are unprecedented in scope and scale.
The dynamic nature of infectious diseases has become increasingly evident in recent
years, because of the appearance of new infectious diseases, the recognition of pre-
viously unidentified pathogens, the resurgence and change in the distribution of well
characterized diseases, changes in resistance patterns (almost always involving in-
creased resistance) of microbes to antimicrobial agents, and, in some instances, the
appearance of more virulent forms of pathogens.1,2 These infections affect people,
plants, and animals; the pathogens come from all classes of organisms—bacteria, vi-
ruses, fungi, protozoa, and helminths. Changes are occurring in all regions of the world
and are not restricted to pathogens that are spread from person to person; they also
involve pathogens with other mechanisms of transmission.
Many broad factors are contributing to the global changes in infectious diseases.1,3
Multiple factors contribute to each emerging infection, which is described clearly in
many of the articles in this issue. Emergence of an infectious disease is typically com-
plex. For example, one cannot single out just one factor that led to the appearance and
rapid broad spread of West Nile virus infections in the United States and in the Amer-
icas. The complexity of the contributing factors also makes it difficult to anticipate and
predict where and when new microbial threats will emerge. A single simple intervention
usually will not suffice for prevention.
Socioeconomic, political, demographic, and environmental changes are among the
many factors involved in the emergence of new microbial threats.1,2 Many infectious
diseases (or their vectors or intermediate hosts) are sensitive to temperature, humidity,
and climatic factors, so they potentially can be influenced by global climate change.
Land use and alteration of the environment (including clearing forests, building roads,
dams, and other structures) can affect patterns of infectious diseases. The characteris-
tics of global populations today–size, density, mobility, and location–make the world es-
pecially vulnerable to new microbial threats.4 The size of the human population and that
of animals raised for food is larger than ever, providing unprecedented opportunities for
microbial replication, mutation, and adaptation. The size of many urban populations
now is sufficient to sustain the ongoing circulation of certain viruses, such as dengue.
Avian influenza is an emerging microbial threat that illustrates the complex factors
involved in an evolving disease and the dynamic nature of an infectious disease over
time. Although avian influenza brings to mind H5N1 (which was first identified in Hong
Kong as a cause of deaths in humans in 1997), multiple avian influenza viruses exist.10
The H5N1 virus is remarkable not only for the high mortality it causes when it infects
humans, but also the rapidity of its spread and its extreme lethality in poultry popula-
tions. Because of the potential threat that it poses to human populations, poultry pop-
ulations have been killed when they have been infected with H5N1 in an attempt to
eliminate the virus. Despite the slaughter of hundreds of millions of chickens over
the past decade, H5N1 persists in parts of the world and has continued to spread
in avian populations. Although chickens infected with H5N1 have high mortality, the
virus can infect ducks and other avian species without causing death, allowing the vi-
rus to persist and potentially spread. Mallard ducks, for example, can be infected with
H5N1 and excrete abundant virus without clinical or pathologic evidence of disease.11
Migratory bird species can be infected and can carry viruses into new areas, though
their precise contribution to the global spread of the virus is uncertain. Global move-
ment through trade (legal and illegal) of poultry, their parts, and materials contami-
nated with H5N1 virus also clearly plays an important role in the movement of the
virus. In one instance, two crested hawk-eagles smuggled by a traveler in hand lug-
gage from Thailand to Brussels via Vienna were placed in overhead compartments
on commercial airplane flights. The birds were seized in Brussels because they
were arriving from an area with H5N1 infection. Although the birds appeared healthy,
after necropsy and further testing, both were found to be infected with H5N1.12
Because the H5N1 virus is shed in feces, it can contaminate water, straw, feathers,
cages, and other materials that come into contact with infected poultry. Although in-
fection of poultry has been widespread and dramatic, the influenza virus also can in-
fect nonhuman mammalian species. Feline species in zoos were infected fatally when
they were fed carcasses of poultry infected with H5N1. The wide host range of H5N1
also includes dogs and cats, animals that potentially have close contact with humans.
Infection of humans with H5N1 has been infrequent but has produced disastrous out-
comes. As of June 19, 2008, 385 human infections had been confirmed from 15 coun-
tries; of these infections, 243 were fatal.13 Approximately 90% of confirmed infections
have been in persons 40 years of age and younger. Most of those infected were previ-
ously healthy individuals. The overall case fatality rate exceeds 60%. Serologic surveys
in areas with human cases suggest that asymptomatic and mild infection with H5N1 is
rare. Most deaths from H5N1 follow fulminant viral pneumonia, but evidence of dissem-
inated infection has been found by autopsy in some people who died from H5N1.10 The
virus also has been found in feces and the intestine, suggesting replication may occur in
the gastrointestinal tract. Tissue damage in infected individuals appears to be caused by
high levels of viral replication and severe inflammatory responses to infection. Treatment
with high doses of antiviral agents is recommended, but resistance to antiviral agents
has been documented.
Most human infections appear to be the result of close contact with live or dead poultry
or their products. Transmission might result from contact with contaminated fomites or
material containing poultry feces. Although a few instances of person-to-person spread
likely have occurred in settings where individuals had close contact, this virus has not
caused sustained person-to-person spread or airborne transmission to date.14 Given
the number of billions of replication events that have occurred with this virus in avian
and other hosts, it appears that changes (via mutation, recombination, or reassortment)
xvi Preface
that would allow the virus to become easily transmissible from person to person have not
occurred in a setting where the virus could sustain spread. Because the virus persists and
now is entrenched ecologically in many parts of Asia, it still could undergo such changes.
Some investigators are working on a methodology to use when interpreting surveillance
data in real time that would have predictive capacity to better allocate interventions.15
Many of the conditions that exist in southern Asia favor the evolution of new strains
of influenza viruses. Asia is home to a large, densely settled human population living in
close proximity to large populations of multiple avian species and swine. Many resi-
dents have chickens, ducks, and other avian species that live in and around their
houses. Close contact with avian species is common and widespread. Several studies
have found an association between the presence of H5N1 and the abundance of free-
ranging ducks and with rice farming intensity and human population.16 This provides
an ideal setting for the mixing of influenza viruses that infect humans, pigs, and avian
species. As the standard of living in China and other countries improves, the popula-
tion is able to afford more protein in the diet, which often comes in the form of poultry
and pork. Many animals are raised in backyards, and larger animal production facilities
are starting to appear in many developing countries. In China, for example, the human
population increased about twofold (790 million to 1.3 billion) between 1968 and 2005,
while the swine population increased almost 100-fold (5.2 million to 508 million), and
the poultry population increased more than 1000 fold (12.3 million to 13 billion).17
There is evidence that the viruses that cause the seasonal influenza outbreaks
globally originate in Asia. A recent study that carried out antigenic and genetic analysis
of the hemagglutinin of thousands of human influenza A (H3N2) viruses from six con-
tinents assessed the global circulation of these viruses. The results suggested that, at
least from 2002 to 2007, influenza H3N2 epidemics worldwide (including in temperate
areas) were seeded annually by viruses that had arisen in East and Southeast Asia.18
Most of the strains in Asia descended from other Asian strains and evolved during
temporally overlapping epidemics in East and Southeast Asia. In tropical areas, influ-
enza does not show the strong seasonality that is evident in temperate areas, and
transmission can occur throughout the year, presumably because transmission is
more efficient in cold, dry conditions, as has been shown in a guinea pig model.19
Transmission by contact is equally efficient at high and low temperatures, suggesting
that contact and short-range spread may be the predominant modes of transmission
in tropical areas.20
H5N1 continues to evolve, as do other influenza viruses. Another avian influenza vi-
rus, H7, has caused outbreaks in poultry since 2002 and has caused human infection
in poultry workers. Although H7 influenza virus can infect humans, most of the infec-
tions so far have been mild and self limited. One lineage of this virus appears to have
acquired cell binding characteristics that more closely resemble those of human influ-
enza viruses, which could favor transmissibility.21 This is a reminder that scientists and
surveillance systems must be alert to a broad range of influenza viruses that could
cause human disease.
It is uncertain if H5N1 will undergo the changes necessary for it to transmit effi-
ciently from person to person while maintaining its current capacity to cause severe
disease, killing more than half of those infected with it. It is much more certain that
we will have another influenza pandemic. Whether one will emerge with the destructive
force of the 1918-1919 pandemic is not certain, but it could. The current global cir-
cumstances with large, dense, extensively interconnected populations would result
in the rapid spread of influenza or another infection with efficient person-to-person
spread, like severe acute respiratory syndrome (SARS). In an analysis of factors that
make an infection more or less difficult to control, Fraser and colleagues22 note that
Preface xvii
the proportion of transmission that occurs before onset of symptoms or by those who
are asymptomatic is important in assessing the likelihood that the isolation and tracing
of contacts could be effective in halting the epidemic spread of a pathogen. SARS was
contained because almost all persons infected became symptomatic before they
could transmit the virus, which is in contrast to HIV/AIDS, which is transmitted mostly
by people who are asymptomatic or unaware that they are infected. Typical influenza
is difficult to control, because transmission can begin before the onset of symptoms.
Ongoing research and development focused on H5N1 vaccines potentially will pro-
vide knowledge that can be used to develop vaccines against other diseases as well.
Researchers are making progress, and investigators recently reported that a whole-
virus H5N1 vaccine derived from cell culture was immunogenic in a two-dose regimen
without adjuvant.23
The most important emerging infection of recent decades, HIV/AIDS, originated
from an animal reservoir (probably chimpanzees), and the best evidence suggests
that the virus entered the human population on several occasions.24 Traveling humans
have effectively spread HIV-1 genetic variants globally, leading to an ongoing devas-
tating pandemic.25 We can hope that the lessons learned from the global spread of
HIV and current work prompted by outbreaks of avian influenza and SARS viruses
can help to avert or limit the spread of other microbial threats in the future. Given
the remarkable capacity of microbes, humans should remain vigilant and anticipate
that the future will continue to bring new microbial threats. By better understanding
the multiple forces that lead to these events, we may be able to identify high risk geo-
graphic areas and populations, try to reduce their vulnerabilities, and develop early
interventions.
REFERENCES
8. Freedman DO, Kozarsky PE, Weld LH, et al. GeoSentinel: the global emerging in-
fections sentinel network of the International Society of Travel Medicine. J Travel
Med 1999;6:94–8.
9. Wilson ME. (2003a). The traveller and emerging infections: sentinel, courier, trans-
mitter. J Appl Microbiol 2003;94:1S–11S.
10. Writing Committee of the Second WHO Consultation on Clinical Aspects of Hu-
man Infection with Avian Influenza A (H5N1) A Virus. Update on avian influenza
A (H5N1) virus infection in humans. N Engl J Med 2008;358(3):261–73.
11. Keawcharoen J, van Riel D, van Amerongen G, et al. Wild ducks as long-distance
vectors of highly pathogenic avian influenza virus (H5N1). Emerg Infect Dis 2008;
14(4):600–7.
12. Van Borm S, Thomas I, Hanquet G, et al. Highly pathogenic H5N1 influenza virus
in smuggled Thai eagles. Belgium. Emerg Infect Dis 2005;11(5):702–5.
13. WHO. Avian influenza http://www.who.int/csr/disease/avian_influenza/country/
cases_table_2008_06_19/en/index.html
14. Wang H, Feng Z, Shu Y, et al. Probable limited person-to-person transmission of
highly pathogenic avian influenza A (H5N1) virus in China. Lancet 2008;371:
1427–34.
15. Bettencourt LMA, Ribeiro RM. Real time Bayesian estimation of the epidemic po-
tential of emerging infectious diseases. PloS One 2008;3(5):e2185.
16. Gilbert M, Xiao X, Pfeiffer DU, et al. Mapping H5N1 highly pathogenic avian influ-
enza risk in Southeast Asia. PNAS 2008;105(2):4769–74.
17. Osterholm M. Preparing for the next pandemic. N Engl J Med 2005;352:1839–42.
18. Russell CA, Jones TC, Barr IG, et al. The global circulation of seasonal influenza
A (H3N2) viruses. Science 2008;320:340–6.
19. Lowen AC, Mubareka S, Steel J, et al. Influenza virus transmission is dependent
on relative humidity and temperatures. PloS Path 2007;3:e151.
20. Lowen AC, Steel J, Mubareka S, Palese P. High temperature (30 C) blocks aero-
sol but not contact transmission of influenza virus. J Virol 2008;82(11):5650–2.
21. Belser JA, Blixt O, Chen L-M, et al. Contemporary North American influenza H7
viruses possess human receptor specificity: implications for virus transmissibility.
PNAS 2008;105:7558–63.
22. Fraser C, Riley S, Anderson RM, Ferguson NM. Factors than make an infectious
disease outbreak controllable. PNAS 2004;101(16):6146–51.
23. Ehrlich HF, Muller M, Oh HML, et al. A clinical trial of a whole-virus H5N1 vaccine
derived from cell culture. N Engl J Med 2008;358:2573–84.
24. Keele BF, van Heuverswyn F, Li Y, et al. Chimpanzee reservoirs of pandemic and
nonpandemic HIV-1. Science 2006;313:523–6.
25. Perrin L, Kaiser L, Yerly S. Travel and the spread of HIV-1 genetic variants. Lancet
Infect Dis 2003;3:22–7.
West Nile Virus
in the Americ as
Lyle R. Petersen, MD, MPHa,*, Edward B. Hayes, MDb
KEYWORDS
West Nile virus United States America
Epidemiology Arbovirus
In the summer of 1999, physicians at Flushing Hospital Medical Center in New York
City attended several patients with an acute neurologic illness of unknown etiology.1
On August 12, a 60-year-old man was admitted with a 3-day history of fever, weak-
ness, and nausea. He developed confusion, proximal muscle weakness, urinary reten-
tion, and respiratory insufficiency requiring mechanical ventilation. Three days later, an
80-year-old man was admitted with a 1-week history of fever, headache, weakness,
and diarrhea. He developed flaccid paralysis and died. From August 18 through Sep-
tember 2, four more patients with acute onset of encephalitis and two with meningitis
were admitted. Subsequent investigation revealed that these patients were infected
with the West Nile virus (WNV), documenting the first autochthonous WNV transmis-
sion in the Western Hemisphere and heralding its establishment as the principal cause
of arboviral disease in the United States and Canada.1,2
The 1999 New York City outbreak caused an estimated 8200 human infections,
resulting in approximately 1700 cases of West Nile fever (WNF).3 WNV infection was
diagnostically confirmed in 62 ill persons, 59 of whom were hospitalized with neuro-
logic disease and seven of whom died.2 Although human cases were documented
only in the New York City area, avian and equine mortality from WNV was noted
over a much wider area including Connecticut, New Jersey, New York, and Maryland
(Fig. 1).
WNV was first isolated from the blood of a febrile woman in the West Nile district of
Uganda in 1937. The virus was recognized as the cause of usually self-resolving illness
a
Division of Vector-borne Infectious Diseases, National Center for Zoonotic, Vector-borne, and
Enteric Diseases, Centers for Disease Control and Prevention, 1350 Rampart Road, Fort Collins,
CO 80521, USA
b
Epidemiology Activity, Arboviral Diseases Branch, Division of Vector-borne Infectious Dis-
eases, National Center for Zoonotic, Vector-borne, and Enteric Diseases, Centers for Disease
Control and Prevention, 1350 Rampart Road, Fort Collins, CO 80521, USA
* Corresponding author.
E-mail address: lxp2@cdc.gov (L.R. Petersen).
Fig.1. WNV in the United States, 1999–2007. The incidence of human neuroinvasive disease
is indicated by county.
in humans and animals in Africa, Asia, Australia, Europe, and the Middle East.4 Spo-
radic cases of encephalitis and occasional small outbreaks were reported, but epi-
demics of neuroinvasive disease during the 1990s in Algeria, Romania, Tunisia, and
Russia suggested a new epidemiologic pattern of outbreaks of unusual severity.5 Viral
genetic analysis indicated that these outbreaks were caused by closely related new
genetic variants of apparently increased pathogenicity.6 A substantial human epi-
demic with concomitant avian mortality struck Israel in 2000.7 The Israel outbreak
was unusual in that avian mortality from WNV was previously rare. The virus strain
implicated in the Israel outbreak and avian epizootic was closely related to the recent
outbreak strains but contained an additional mutation in the NS3 helicase gene, which
greatly increased the virus’ avian mortality.8
The means of importation of WNV to the New York City area is unknown; however,
the virus was most likely introduced by an infected mosquito or bird, because humans
and horses develop insufficient viremia to efficiently infect mosquitoes. The genetic
sequences of WNV isolates obtained from ill patients and a dead flamingo in New
York were closely homologous to sequences from a patient who died from WNV in
Tel Aviv in 1999 and from a dead goose found in Israel following an epizootic in
1998, indicating that the New York strain probably originated from the Middle East
or Eastern Europe.4,9,10
Following the New York City epidemic, the Centers for Disease Control and Prevention
(CDC) in conjunction with local and state health departments established an intensive
monitoring program (ArboNet) to document the virus’ geographic spread and focus
local prevention efforts.11–13 The unusual avian mortality produced by the North Amer-
ican WNV strain provided an unprecedented opportunity to monitor the spread of an
exotic arbovirus in its natural hosts.
West Nile Virus in the Americas 1309
Both bird migration and random bird dispersion are likely to have spread WNV
across North America.4,14 The clearest indication of the role of bird migration occurred
in 2000 when dead bird surveillance indicated northward viral spread to New Hamp-
shire and Vermont in the spring and southward spread to North Carolina in the
fall (Fig. 1); however, the virus’ rapid westward dispersion to Lake Erie in 2000 and
to California and Washington State by 2002 is more difficult to explain simply based
on bird migration.
Despite marked geographic expansion of WNV epizootic activity in 2000 and 2001,
human disease incidence remained low until 2002 when an epidemic concentrated in
the mid-West, Gulf region, and Great Plains caused over 2900 cases of neuroinvasive
disease resulting in at least 280 deaths (Fig. 1) (Table 1). A similarly large epidemic
occurred in the western plains and Rocky Mountain States the following year. From
2004 through 2007, continued intense transmission occurred in the western plains
and Rocky Mountain states, as well as in Arizona, California, Louisiana, and
Mississippi (Figs. 1 and 2).12,15 The higher incidence of WNV disease in the western
United States probably results from the prominence of Culex tarsalis as a highly effi-
cient WNV vector mosquito in these areas.12 Serological surveys in North America in-
dicate that fewer than 10% of residents of outbreak areas become infected, but in
some western regions, convenience samples have found prevalence of WNV-specific
antibody as high as 20%.3,16–22
Through 2007, more than 11,000 cases of WNV neuroinvasive disease (WNND) and
more than 1000 deaths from WNV had been reported in the United States (CDC, un-
published data) (Table 1). Based on an estimated ratio of 140 WNV infections for every
case of WNND and assuming that WNF develops in 20% of infected people, WNV has
infected more than 1.5 million people and caused more than 300,000 cases of WNF in
the United States from 1999 through 2007 (Fig. 3).3,12,13 Within the United States,
WNV transmission has been documented in all of the continental states and Puerto
Rico, and cases of human disease have been reported from all states except Maine,
Alaska, and Hawaii (see Fig. 1).12,23 The persistence of WNV transmission in eastern
states 9 years after it was first detected suggests that WNV will remain endemic in
most of the continental United States for the foreseeable future.
Analysis of WNV isolates in the United States indicates slowly evolving genetic di-
vergence in different geographic regions, suggesting the absence of strong selective
Table 1
Reported West Nile virus disease cases in humans by clinical syndrome, United States, 1999^2007
Fig. 3. Human infections with WNV in the United States, 1999–2007. The actual number of
reported infections represents a small fraction of the estimated number of infections
because national surveillance focuses on complete reporting of only neuroinvasive disease
cases. The estimated number of infections is based on a ratio of 1:140 for neuroinvasive
disease cases to total infections. Approximately 20% of infections results in WNF.
West Nile Virus in the Americas 1311
By 2001, WNV had spread south to islands in the Caribbean Sea, probably carried by
migrating birds late in 2000.30 A Cayman Islands resident without recent international
travel developed WNND in summer 2001, and resident birds in Jamaica were probably
infected the same year.30 By 2002, WNV had infected horses and chickens on Guade-
loupe, birds in the Dominican Republic, and horses in Mexico.30 By 2003, WNV had
spread to El Salvador, Guatemala, Belize, Cuba, Puerto Rico, and the Bahamas,
and by 2004 to Haiti, Trinidad, Colombia, and Venezuela.30–32 By early 2005, WNV
had infected birds in Argentina.33
Surprisingly little human WNV disease has been reported in Latin America and the
Caribbean, with only isolated instances of human illness reported from Mexico,
Cuba, Haiti, the Bahamas, and Argentina.4,30,34 Several hypotheses may explain the
lack of epidemics south of the United States: (1) the spread of WNV through migrating
birds might select for attenuated viral strains if more virulent strains impair bird migra-
tion; (2) previous flavivirus infection such as dengue virus might provide some cross-
protection against severe WNV disease; (3) ecologic conditions in tropical regions
might select for less virulent virus strains; and (4) insensitive surveillance and nonspe-
cific laboratory tests could impair the detection of WNV disease.4 Another possibility is
that continuous avian host availability for ornithophilic mosquitoes in tropical areas
might decrease the likelihood that infected mosquitoes would feed on humans.
Whether any of these hypotheses, either singly or in combination, explains the
low incidence of reported WNV disease in Latin America awaits further research.
Epidemics of related flaviviruses, such as the Japanese encephalitis and St. Louis
encephalitis viruses (SLEV), also have been less common in the tropical reaches of
their distributions.4 Evidence of attenuation was found in a WNV isolate obtained
from a dead raven in Mexico, but eight other isolates from Mexico did not show the
attenuating feature, and an experiment with thrush and catbirds suggested that
WNV infection would not impair their migration.4,35–37 Although previous flavivirus
infection does not protect against heterotypic flavivirus infection, it might modulate
disease severity.4 The possibility that dengue virus infection, which is widespread in
the American tropics, or infection with yellow fever, SLEV, Ilheus, Roccio, or other
more rarely circulating flaviviruses might protect against severe WNV illness deserves
further investigation.4
Monitoring WNV transmission in the United States and Canada has required consid-
erable investment in sophisticated laboratory diagnostics and surveillance. Because
most Latin American and Caribbean nations do not have such systems, WNV disease
might not be detected or may be misdiagnosed as dengue or another infectious dis-
ease. Intensive WNV surveillance in Guatemala yielded evidence of WNV transmission
to birds and horses but conclusively has not yet detected WNND in humans (E. Dueger
and N. Komar, personal communication, CDC unpublished data, 2008).38 In Puerto
Rico, ecologic surveillance identified WNV transmission throughout the island, and
three viremic blood donors were identified through routine WNV screening.39 The
virus’ genetic sequence was identical to strains circulating in the continental United
States, yet an intensive effort failed to find WNND in humans.40
MOSQUITO-BORNE TRANSMISSION
WNV is transmitted to humans through the bite of infected mosquitoes that acquire the
virus after feeding on vertebrate amplifying hosts, usually birds. In the United States,
the principal mosquito vectors are Culex tarsalis, C quinquefasciatus, C pipiens,
C restuans, and C nigripalpus; other species may contribute to localized foci of
1312 Petersen & Hayes
transmission. Birds, particularly corvids (crows, magpies, and jays), house sparrows,
house finches, and grackles, appear to be highly competent reservoirs for WNV.
Humans and horses generally develop insufficient WNV titers in the blood to infect
mosquitoes, but squirrels, chipmunks, and rabbits may develop sufficiently high vire-
mia to infect mosquitoes, raising the possibility that small mammals might contribute
to WNV transmission cycles.4,14,41,42 Alligators may also serve as competent reser-
voirs in the southeastern United States.43
In temperate climates, the virus overwinters in hibernating (diapause) adult female
Culex mosquitoes, probably in some birds and possibly in rodents.41,44,45 In spring-
time, overwintering mosquitoes emerge and bite birds, which initiates a mosquito-
bird-mosquito amplification cycle that persists until fall when female mosquitoes enter
diapause and stop biting. The intensity of WNV transmission to humans depends on
the abundance and feeding behavior of infected mosquitoes and on local ecologic
determinants of human exposure to mosquitoes. Departure of avian hosts at the
end of nesting season in temperate climates leads to shifts in mosquito feeding toward
mammals.46
Ambient temperature influences the abundance of vector mosquitoes, the extrinsic
incubation period of viral replication in mosquitoes (duration from virus acquisition to
when the mosquito is capable of transmitting the virus during subsequent blood
meals), the ability of an infected mosquito to transmit infection (vector competence),
and patterns of human behavior. Summer temperatures accelerate the enzootic
amplification cycle, which increases likelihood of human exposure to infected mosqui-
toes. WNV disease incidence in North America increases in early summer and peaks
during late summer or early fall (Fig. 4). In temperate areas of the United States,
regional increases in WNV transmission have been correlated with above average
temperatures, although this pattern is not as evident in southern latitudes.47,48 One
study along the Front Range of the Rocky Mountains in Colorado found that C tarsalis
abundance was variably correlated with the mean temperature, cooling degree days,
humidity, precipitation, and snowfall.49
In the United States and Canada, the WNV incidence is highest in rural and subur-
ban settings, presumably because of human proximity to enzootic transmission cycles
and infected vector mosquitoes. In New York City, the risk of WNV disease was cor-
related with areas of higher vegetation.50 In Chicago and Detroit, inner suburban urban
areas with moderate vegetation, housing built from 1940 to 1960, and moderate pop-
ulation density had higher WNV disease incidence.51 A nationwide study comparing
viremic with uninfected blood donors showed that residents of rural areas were 3.4
times more likely to be infected than residents of suburban or urban locations.52 In
Saskatchewan, Canada, residents of rural areas were approximately six times more
likely than urban dwellers to have WNV antibodies.20 In states experiencing outbreaks,
the county WNV incidence was correlated with farming activity as determined by total
crop sales.53 A calculated measure of the intensity of exposure to WNV-infected
mosquitoes in Illinois was highest in areas along two rivers, possibly related to the
presence of wetlands and forest preserves.54
A study in Ohio found that children were more likely to spend time outdoors and
were more likely to become infected with WNV, but, as reflected in national surveil-
lance data, they were less likely than adults to develop WNND.19,55 People of lower
socioeconomic status and particularly those who are homeless may be at higher
risk of WNV infection.56,57
NON-MOSQUITO TRANSMISSION
WNV can also be transmitted through blood transfusions, transplanted organs, and
from mother to fetus transplacentally.58–60 WNV transmission has also been reported
through percutaneous exposure and inhalation in laboratories, conjunctival exposure
while handling dead birds, in a dialysis center by unidentified means, and at a turkey
farm, possibly by aerosol.61–65 Transmission via breast milk has also been reported
but appears to be rare.66
Transfusion-associated WNV transmission was first detected during the 2002 WNV
epidemic in the United States when 23 transfusion recipients were infected through
receipt of platelets, red blood cells, or fresh frozen plasma from 16 viremic blood do-
nors.59 Mathematical models indicated that the risk of transfusion-associated WNV
transmission during the 2002 epidemic ranged from 2.1 to 4.7 cases per 10,000 do-
nors in high incidence states.67 Since 2003, the United States and Canadian blood
supplies have been screened using WNV nucleic acid amplification (NAT) tests. Blood
centers conduct NAT testing on minipools of 6 to 16 specimens depending on test kit
manufacturer. From 2003 through 2007, WNV NAT screening identified approximately
2000 NAT-positive blood donors, with as many as 1 in 150 donors being positive in
some outbreak areas;68 however, many NAT-positive donations also have WNV-
specific IgM antibody, which seems to confer a much lower transfusion transmission
risk, because all but 1 of 32 documented transfusion transmissions to date occurred
from donors lacking WNV IgM antibody.59,69 Universal pooled blood donation screen-
ing has not eliminated WNV transfusion transmission. Through 2007, nine ‘‘break-
through’’ transmissions have occurred from donations without WNV IgM antibody
and with virus levels below the limit of detection by minipool screening.69,70 To mini-
mize the risk of breakthrough transmissions, blood centers switch to individual dona-
tion testing in areas experiencing outbreaks.
In 2002, transmission via donated organs was first documented when WNV infection
developed in four recipients of organs from a common donor.60 Serum from the day of
1314 Petersen & Hayes
organ harvest was positive for WNV by NAT and culture. A second transmission oc-
curred in 2005 in which WNV infection developed in three of four organ recipients.71
Serum from the day of organ harvest was positive for WNV-specific IgG and IgM
antibodies but was negative for WNV RNA, suggesting that transmission can occur
from virus sequestered in organs in the absence of detectable viremia in serum.
Intrauterine transmission of WNV was first documented in 2002 when a woman who
had WNV encephalitis (WNE) during the 27th week of pregnancy delivered a term
infant with chorioretinitis, cerebral lesions, and laboratory evidence of congenitally
acquired WNV infection.72 A follow-up study of 77 women infected with WNV during
pregnancy found that 71 women delivered 72 live infants, and most of these infants
were born healthy.58 Congenital WNV infection could not be proven in any of the
infants, but three infants had evidence of WNV infection that could have been congen-
itally acquired. One had WNV meningitis at 10 days of age, one had a neonatal rash
and was positive for anti-WNV IgM at 1 month of age, and one had WNE with under-
lying lissencephaly detected at 17 days of age.58 A study of 549 infants born at a com-
munity hospital in Colorado whose mothers were pregnant during a WNV outbreak in
the community found evidence of WNV infection in 4% of the mothers and none of the
infants.17 Birth outcomes of the infants born to mothers who had evidence of WNV
infection during pregnancy were similar to outcomes of infants whose mothers had
no evidence of WNV infection.17
CLINICAL MANIFESTATIONS
Data from serologic surveys in North America and Europe and from blood donor
screening in the United States indicate that about 70% to 80% of WNV infections
are asymptomatic, 20% to 30% result in WNF, and less than 1% result in
WNND.3,73 The incubation period for WNV disease ranges from 2 to 14 days but
can be longer in people who are immunocompromised. Older people are more likely
to develop WNND and appear less likely to develop WNF.11,73 The reported incidence
of WNND is higher in males than females. In an analysis of 880 patients with WNV dis-
ease reported to the California Department of Public Health, male sex, age greater
than 64 years, and a history of diabetes were risk factors for developing WNND.74 A
study of 172 patients with WNV disease in Houston found that those with WNE
were more likely to be older and have a history of hypertension or cardiovascular
disease than patients without WNE.75 A survey of 656 patients with WNV disease in
Colorado found that those with WNE were more likely to have histories of hyperten-
sion, diabetes, cancer, kidney disease, and chemotherapy.76 Patients who have
received solid organ transplants appear to be about 40 times more likely to develop
WNND than people who have not received transplants.77,78 In addition to apparently
increasing the risk of WNND, diabetes mellitus may be a risk factor for WNV chorior-
etinitis.79–81 Persons homozygous for a deletion in the CCR5 gene (CCR5D32) were
shown to be at increased risk for symptomatic infection and death from WNV.82
Symptoms and signs of WNF include fever, headache, malaise, fatigue, weakness,
muscle pain, difficulty concentrating, nausea, vomiting, diarrhea, abdominal pain, and
rash.83 WNND presents as WNE, meningitis, or flaccid paralysis, singly or in combina-
tion, sometimes with tremor, myoclonus, and parkinsonian features such as rigidity,
postural instability, and bradykinesia.84–86 Patients with WNV meningitis tend to
have nuchal rigidity, photophobia, phonophobia, and pleocytosis in the cerebrospinal
fluid.86,87 WNE is characterized by an altered mental status or lethargy with or without
focal neurologic signs or movement disorders.86,87 WNV paralysis often has an acute
onset and is typically asymmetrical in one or more limbs, sometimes without fever or
West Nile Virus in the Americas 1315
PREVENTION
15 human volunteers.101 The vaccine produced no serious adverse effects and elicited
neutralizing antibody to WNV in all 12 subjects who received three doses. Several
other WNV vaccines are in various stages of development.102
FUTURE OUTLOOK
The dramatic spread of WNV across the Western Hemisphere has produced a new
public health problem of substantial impact. Unlike in the Old World where outbreaks
are separated by years or decades of little or no WNV activity, epidemics continue to
arise each summer in North America. It remains unknown whether this pattern of
recurrent outbreaks will persist. The long-standing North American experience with
SLEV, a related flavivirus which uses the same vertebrate hosts and mosquito species
as WNV in its amplification cycle, may be foretelling. SLEV produces focal or regional
outbreaks spaced many years apart (Fig. 5); however, important biologic differences
exist between WNV and SLEV. WNV produces substantially higher viremia levels in
birds, which is a critical element in infecting vector mosquitoes and thereby promoting
enzootic WNV transmission cycles.103,104 House finches infected with WNV were pro-
tected against developing SLEV and WNV viremia; however, finches infected with
SLEV were protected against WNV mortality but still developed WNV viremia.104 Cur-
rently circulating WNV strains may be more likely than SLEV to be intensely transmit-
ted in enzootic cycles and may even be suppressing SLEV transmission.14
WNV outbreaks in temperate areas are more commonly reported during periods of
above average summertime temperatures, and improved models of the effects of
climate and weather on WNV transmission might be used to target prevention strate-
gies.47–49 Nevertheless, it remains unclear whether long-term global increases in
temperature will provoke an increased WNND incidence because of the multiple inter-
acting effects of increased temperature on vector survival, the distribution of vectors
and vertebrate amplifying hosts, and patterns of human behavior.
It also remains unknown whether the unexplained paucity of avian, equine, and
human morbidity and mortality in the Western Hemisphere south of the United States
Fig. 5. Reported number of SLEV (solid line) and WNV (dashed line) neuroinvasive disease
cases by year, 1932–2007.
West Nile Virus in the Americas 1317
will persist. The scarcity of large WNV outbreaks in the tropics of the Old World sug-
gests that seasonal temperature variations affecting bird and mosquito populations
may promote outbreaks, possibly by temporal and geographic alignment of the pres-
ence of highly susceptible nestling birds with springtime mosquito population
increases.105 Similarly, SLEV causes few outbreaks in tropical America. It is yet to
be determined whether WNV will produce large outbreaks as it becomes established
in temperate areas of South America.33,106
More than 100 arboviruses are known to cause human illness, many of which are not
extant in the New World. Two previously imported flaviviruses, dengue and yellow fever
viruses, remain important scourges in tropical America and at one time were consider-
able public health problems in the continental United States. After mosquito control
programs in the early twentieth century nearly eliminated these pathogens from most
countries in the Americas, public health priorities shifted and arbovirus surveillance,
prevention, and research programs withered.5 Meanwhile, dengue returned to most
of Latin America and the Caribbean with vengeance, partly due to importation of
more pathogenic strains from Asia.107 These experiences indicate that it is only a ques-
tion of time until globalization brings the next exotic arbovirus to the Americas. WNV
warns us of the unpredictable public health consequences of such an importation.
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Chikung unya :
A Paradigm
of Emergence
a nd Globalization
of Ve c tor - Borne
Dis eas es
Fabrice Simon, MDa,b,*, Helene Savini, MDa, Philippe Parola, MD, PhDc,d
KEYWORDS
Chikungunya Aedes albopictus Arthritis Tenosynovitis
Travel Emerging disease Globalization
a
Service de Pathologies Infectieuses et Tropicales, Hôspital d’Instruction des Armees Laveran,
BP 50, 13998 Marseille Arme es, France
b
Institut de Me decine Tropicale du Service de Sante des Arme es, Le Pharo, BP46, 13998 Mar-
seille Armees, France
c
Service des Maladies Infectieuses et Tropicales, Hôspital Nord, AP-HM, Chemin des Bourrelys,
13015 Marseille, France
d
Unite de Recherche en Maladies Infectieuses et Tropicales Emergentes, UMR CNRS-IRD 6236,
Faculte de Medecine, Marseille, France
* Corresponding author. Service de Pathologies Infectieuses et Tropicales, Hôspital d’Instruc-
tion des Arme es Laveran, BP 50, 13998 Marseille Arme es, France.
E-mail address: simon-f@wanadoo.fr (F. Simon).
infected over the few past years,3,9 the classic clinical features of CHIK have been
rediscovered. Moreover, its dramatic emergence in developed countries such as
Reunion Island (a French island in the western Indian Ocean) and India rapidly led
to the identification of unexpected clinical presentations and enlarged our knowledge
of the epidemiology, virology, and pathophysiology of this fascinating arbovirus.10,11
Since 2006, CHIKV infection has also been identified in an unprecedented number
of travelers (more than 1000) after they returned home from epidemic areas.12 Among
CHIKV-infected travelers were some with high-grade viremia, who returned to
countries where competent vectors are present, raising serious concern for the glob-
alization of the disease.13 Indeed, Aedes albopictus, the Asian tiger mosquito (Fig. 1),
the main vector in Reunion, is also indigenous to Southeast Asia and the western
Pacific and Indian Oceans, and has recently spread to Africa, the Middle East, Europe,
and the Americas.14 The outbreak that developed in Italy in August 2007 demon-
strated the reality of this threat.15 Given its explosive spread, severe clinical burden,
and negative impacts on health, socioeconomic, and political systems in epidemic
countries, CHIKV is a major concern in most African and Asian areas. Because CHIKV
infection is an arboviral disease that all physicians should be prepared to encounter,
the authors review here the different aspects of this reemerging disease, focusing on
the lessons from recent and ongoing outbreaks.
WHAT WAS KNOWN ABOUT CHIKUNGUNYA VIRUS FROM THE PAST CENTURY
A Neglected Arboviral Infection in Africa and Asia
CHIKV infection was first described after outbreaks of febrile polyarthritis in Tanzania
in 1952 and 1953.16,17 The name ‘‘chikungunya’’ comes from Kimakonde, a vernacular
language in Tanzania and Mozambique. It means ‘‘that which contorts or bends up’’
and refers to the contorted posture of infected patients suffering with severe joint
pain and dramatic limited ability to ambulate in daily life.16,17 In Congo, people call
the disease ‘‘buka-buka,’’ which can be translated as ‘‘broken-broken.’’18
CHIKV was first isolated from the serum of a febrile human in Tanzania (formerly Tan-
ganyika) in 1953 during the epidemic investigation.17,19 Thereafter, given its ability to in-
capacitate those infected, military laboratories studied CHIKV as a natural threat and as
a putative biological weapon.20 CHIKV belongs tot he Alphavirus genus and Togaviridae
family. Like all alphaviruses, CHIKV has a genome consisting of a linear, positive-sense,
single-stranded RNA molecule.11 Other alphaviruses express antigenicity similar to
CHIKV. Most of them also share its tropism for joints and induce similar polyarthralgia/ar-
thritis (Table 1).21 Despite numerous experimental studies on other alphaviruses, the
pathophysiology of chronic rheumatism following alphaviral infections remains unclear.22
Fig.1. Aedes albopictus, the Asian tiger mosquito. (Adapted from Parola P, de L X, Jourdan J,
et al. Novel chikungunya virus variant in travelers returning from Indian Ocean islands.
Emerg Infect Dis 2006;12:1493–9.)
Chikungunya: A Paradigm of Emergence 1325
Table 1
Epidemiologic characteristics of arthritogenic alphaviruses
Between the 1960s and 1990s, CHIKV was isolated repeatedly in numerous focal
outbreaks and clusters in numerous countries in central, southern, and western Africa
(Fig. 2).11 After spreading to Asia (the first documented outbreak was in 1958 in Thai-
land), frequent CHIKV outbreaks were reported in India, Pakistan, and Southeastern
Asian countries from the 1960s to the end of the last century.11,23
As CHIK struck focally in only a few tropical developing countries and was
anecdotally diagnosed in travelers,5–7 interest in CHIKV epidemiology was limited
before 2000. Most outbreaks had a rapid progression, affected hundreds to a few
thousand persons, and were followed by long, silent interepidemic periods.
Nevertheless, in Africa, CHIKV infection was endemic, with sporadic clusters of cases
and a tendency to cause small outbreaks.24–26
Fig. 2. Estimated global distribution of Aedes albopictus (areas enclosed in dotted lines) and
distribution of CHIKV (stars), including the Indian Ocean variant responsible for the 2006
outbreak (yellow stars). The color of the stars reflects the main evolutionary lineages of
the CHIKV. Arrows indicate the spread of the recent large-scale outbreak. (From Parola P,
de Lamballerie X, Jourdan J, et al. Novel chikungunya virus variant in travelers returning
from Indian Ocean islands. Emerg Infect Dis 2006;12:1493–9; with permission.)
1326 Simon et al
Two epidemiologic profiles of CHIKV infection were described. In Africa, CHIKV was
known to be zoonotic and maintained in a sylvatic cycle involving wild primates,
rodents, and forest-dwelling Aedes spp mosquitoes (particularly members of the
A furcifer-taylori group).11,27 The sylvatic mosquito densities that increase with periods
of heavy rainfall influenced the epidemiologic pattern of CHIV outbreaks in Africa.11
On the other hand, in Asian countries, CHIKV was known to be transmitted by the
urban Aedes aegypti mosquito (the urban, peridomestic, anthropophilic vector of
dengue), with an epidemiologic cycle resembling that of dengue: assumed absence
of animal reservoir, human-to-human transmission by mosquito bites, and potential
for major epidemics. Other abundant, common, peridomestic species, including
A albopictus, which colonizes artificial and natural containers in suburban and rural
areas, have been suspected in supplementing A aegypti in the transmission of
CHIKV.11,27
Table 2
Main clinical differences between chikungunya and dengue infection
stage. Severe hemorrhage and deaths were described in 1960,31 but some cases may
have been confused with dengue.32 Two cases of acute CHIKV encephalitis were
reported in Cambodia.33 The second stage of CHIKV infection, also named the chronic
stage, was identified because of persisting polyarthralgia, which can severely inca-
pacitate the patient for weeks to more than 1 year. In Brighton’s experience, 88%
of 107 CHIKV-infected patients declared themselves cured 3 years after disease on-
set, whereas 12.1% mentioned persistent symptoms including occasional discomfort,
persistent joint stiffness, or stiffness, pain and effusion.30 Pain or stiffness was more
severe and more prolonged in the oldest patients and in those who had previous rheu-
matism. Only one case of late articular destruction was reported.34 The quality of
immunity after natural CHIK infection in humans has not been studied, but infecting
mice with a vaccinal strain protected them against various CHIKV strains.35
The therapy of infected patients was empiric because no well-conducted prospec-
tive study or guidelines were available. No antiviral drug with in vitro activity was cor-
rectly tested on infected patients. Patients were commonly treated with pain killers or
anti-inflammatory drugs, steroidal or not. Only Brighton empirically conducted an
open pilot study, which suggested chloroquine sulfate was effective against chronic
symptoms, but no clear conclusion could be obtained.36
Estimated Estimated
Island, Epidemic Attack Rate or Number
Country Years (Peak) Seroprevalence of Cases Mortality References
39
Lamu Island, 2004 (July) Seroprevalence: 75% 13,500 No available data
Kenya
Seychelles 2005 No available data No available No available data None
data
41
Grande Comore, 2005 (March) Seroprevalence: 63% 215,000 No available data
Comoros Union
43
Mayotte, 2005–2006 Attack rate: 39.6 cases 6,346 1 reported death
France (March–April) per 1000 inhabitants
44
Mauritius 2005–2006 No available data w15,500 743 excess deaths
(February–March) in the 3 months after
the epidemic peak
46
City of Toamasina, 2006 (January) No available data No available No available data
Madagascar data
42,112
Reunion Island, 2005–2006 Seroprevalence: 35% 244,000 213 deaths certificates;
France (February–March) 260 excess deaths;
case-fatality rate: 1/1000
Chikungunya: A Paradigm of Emergence 1329
Fig. 3. Evolution of the number of publications on dengue and CHIK over time. (Search per-
formed with PubMed. Available at: www.ncbi.nlm.nih.gov. Accessed July 20, 2008.)
1330 Simon et al
Recruitment 157 cases with acute 20 imported cases 125 cases in 22 imported cases 47 imported cases from
of patients stage in Reunion from western Indian Reunion Island from western Indian western Indian Ocean
Island Ocean, India, Southeast Ocean to mainland to mainland France
Asia to Germany France
Epidemiologic data
Mean/median age 57.9 44.4 y (12–66) 40 y (19–55) 47 y (22–72) 45 y (0.5–73)
(range) 1.2 0.7 17.9 0.57 0.88
Sex ratio (M/F) 71% NR NR NR 64%
Underlying disease
Symptoms and signs
Fever (duration) 95.9% 100% (4.9 days) 86.5% (3 days) 100% (4 days) 96% (3.7 days)
Asthenia NR ND 100% 77% NR
Headache 47.1% ND 74% 59% NR
Myalgia NR ND ND 55% NR
1331
1332 Simon et al
Fig. 4. Clinical manifestations of CHIK infection. (A) Edematous exanthema of the face
(acute stage). (B) Raynaud’s phenomenon at the third month after disease onset (chronic
stage). (C) Polyarthritis in hands and hypertrophic tenosynovitis in wrists at the third month
after disease onset (chronic stage). (D) Bursitis of dorsal side of the hand (chronic stage).
(E) Chronic swelling and stiffness of the fingers with loss of grip strength (chronic stage).
Greece, Montenegro, Serbia, Slovenia, Switzerland, and The Netherlands, and has
recently been found in Spain.95
A albopictus can be introduced in a new place through different routes. The eggs
can withstand desiccation and survive in miscellaneous containers during long travels
around the world. The international trade in used tires, which are optimal breeding
sites, has played a major role in the mosquito spread, as has the importation of Dra-
caena sanderiana plants, also known as ‘‘lucky bamboo.’’ Furthermore, public or pri-
vate transport from infested areas by highway, ferry, or air can contribute to the
passive dispersion of A albopictus. After its introduction into a new area, the mosquito
will disperse actively to nearby areas if environmental conditions are favorable (mean
winter temperature higher than 0 C, annual rainfall of at least 500 mm, sufficient rainfall
in warm season, and summer temperature around 25 to 0 C).96 Thus, A albopictus is
active year round in tropical and subtropical latitudes and it overwinters in the egg
stage in the colder latitudes of the Northern Hemisphere. For these reasons, risk for
CHIKV implantation from any destination is probably low, if not nil, during the colder
months in northern Europe and northern parts of North America. Synchronicity of
the vector activity in the epidemic country and of A albopictus in the susceptible
area seems necessary to allow CHIKV to spread from a viremic traveler to a local res-
ident, which is probably why CHIKV did not spread between January and April 2006
from the epidemic peak in the west Indian Ocean (warm months) to South Europe
(cold months). On the contrary, countries in Southern Europe are more susceptible
to CHIKV implantation and spread with the arrival of travelers with high CHIKV viremia
in warmer months. Risk became reality in Italy, as demonstrated by the outbreak that
developed in the summer of 2007 from an infected visitor from India. The overlapping
of mosquito seasons in India and Europe permitted travelers returning from India to
fuel an epidemic by infecting native mosquito populations in Europe. This seasonal
synchronicity made the scenario come true in the province of Ravenna in northeastern
Italy, when 205 cases of CHIKV infection were identified between July 4 and Sept 27,
2007. The presumed index case was a man from India who developed symptoms
while visiting relatives in one of the villages. A albopictus, which is the major human
biting pest in this area, was found CHIKV positive by reverse transcription-polymerase
chain reaction (RT-PCR)97 and was considered the most likely vector for this outbreak.
The Italian strain ITA07-RA1 (GenBank_EU244823) had the A226V mutation.98
These tests have a good sensitivity after the fifth day, but false-negative results have
been observed in some patients, for which specific methods should be used.102 The
interpretation of serologic results should consider a possibility of cross-reactions with
antigens of o’nyong-nyong, Mayaro, and Ross River viruses in nonepidemic
situations.103 Considering the risk for local spread, all cases detected in nonendemic
countries should be reported to health authorities. In France, as in many places in
Europe, the disease requires a mandatory declaration.
FUTURE CHALLENGES
anti-inflammatory drugs, steroidal or not. Intensity of pain and handicap can require
systemic short-term low-dosed corticotherapy when nonsteroidal anti-inflammatory
drugs are contraindicated or local treatment fails, but the steady or dramatic improve-
ment can be followed by a painful relapse.10 However, corticosteroid therapy should
not be prolonged or repeated, especially in elderly patients, to limit the severe side ef-
fects (eg, hip osteonecrosis, osteoporosis). Rapid replacement with local treatments,
including physiotherapy, is recommended when possible. Unfortunately, no alterna-
tive systemic drug with evidence-based efficiency exists. Although the efficacy of
chloroquine in the acute stage of the disease was recently discussed, no conclusive
results have been obtained in clinical studies and it use is currently not justified.106
New approaches have been proposed for wide screening for curative antiviral drugs
against CHIKV.107,108
When working on CHIKV as a potential threat, the United States Army developed
a live vaccine. Results from a phase II trial on 59 healthy volunteers were consistent
with safety, good tolerance (8% with transient arthralgia), and high immunogenicity
(98% seroconversion).109 Unfortunately, funding for this project was discontinued
and to date, no vaccine is yet available. Since 2006, research on this topic has
been growing again in France (VacciChik project). Nevertheless, recent findings on
pathophysiology in CHIKV infection raise questions about a live vaccine: Does wide
use in the general population present any risk (chronic infection, viral reversion, mos-
quito transmission)? Could a vaccine strain induce long-lasting rheumatism? DNA
vaccine strategy is an interesting alternative, as suggested by Muthumani and
colleagues.110 However, vaccination policy should also be defined in terms of wide
or targeted use during outbreaks and prevention for travelers or military personnel.
SUMMARY
for the patient and medical intelligence for such a remarkably adaptable pathogen in
countries with A albopictus.
ACKNOWLEDGMENT
This work was supported by the French Ministry of Defense. We are grateful to
Dr. Mary Wilson for her helpful comments.
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Emerging a nd
Re - emerging
Tick - Tra nsmit te d
Ricket tsial a nd
Ehrlichial I nfec tions
David H.Walker, MDa,*, Christopher D. Paddock, MDb,
J. Stephen Dumler, MDc
KEYWORDS
Rocky Mountain spotted fever
Human monocytotropic ehrlichiosis Rickettsia parkeri
Ehrlichia ewingii Human granulocytotropic anaplasmosis
Typhus
a
Department of Pathology, University of Texas Medical Branch, 301 University Boulevard,
Galveston, TX 77555-0609, USA
b
Centers for Disease Control and Prevention, Building CLFT Mailstop: G32, Atlanta, GA
30329-4018, USA
c
Department of Pathology, Center for Biodefense and Emerging Infectious Diseases, The Johns Hop-
kins University, 720 Rutland Avenue, Ross Research Building, Room 624, Baltimore, MD 21205, USA
* Corresponding author.
E-mail address: dwalker@utmb.edu (D.H. Walker).
Table 1
Epidemology of tick-borne rickettsial infections
Geographic
Agent Disease Tick Vector Distribution
Rickettsia Rocky Mountain Dermacentor Eastern two thirds
rickettsii spotted fever variabilis of United States
and Pacific Coast
D andersoni Rocky Mountain
states
Rhipicephalus Arizona, northern
sanguineus Mexico
Amblyomma Central and South
cajennense, America
A aureolatum
Rickettsia Boutonneuse fever Rh sanguineus Southern Europe,
conorii Africa, western
and southern Asia
Rh pumilio Southern Russia
Rickettsia African tick bite A hebraeum Southern Africa
africae fever A variegatum Central, east,
and west Africa,
West Indies
Rickettsia North Asia tick D nuttallii, D Eurasia and Africa
sibirica typhus and silvarum,
lymphangitis- Haemaphysalis
associated concinna,
rickettsiosis Hyalomma
asiaticum,
other species
Rickettsia Queensland tick Ixodes holocyclus Eastern Australia
australis typhus
Rickettsia honei Flinders Island Bothrocroton Australia and
spotted fever hydrosauri, southeastern Asia
other species
Rickettsia Japanese spotted Vector status not Japan and Korea
japonica fever established for
ticks that are
hosts of the
agent (H flava,
H longicornis,
I ovatus, D
taiwanensis)
Rickettsia slovaca Tick-borne D marginatus, Europe
lymphadenopathy D. reticularis
Rickettsia parkeri R parkeri A maculatum United States,
rickettsiosis A triste, A Brazil, Uruguay,
dubitatum Argentina
Rickettsia Unnamed disease H marginatum Africa
aeschlimannii
Rickettsia Not characterized A imitator, H North America,
prowazekii truncatum Africa
Tick-Transmitted Rickettsial and Ehrlichial Infections 1347
but the genetic differences among them are often small, and many of their clinical
manifestations may not be distinguishable diagnostically (eg, R parkeri rickettsiosis,
African tick bite fever).
The United States incidence of RMSF cases reported to the Centers for Disease
Control and Prevention8 has increased in recent years to 2288 cases in 2006 and
2106 cases in 2007, the highest recorded levels in more than 80 years of national sur-
veillance for this disease. RMSF also seems to be reemerging in several countries in
Latin America (Fig. 1).9–11 The reasons for this trend are multifactorial, and patterns
of dramatic cyclic waxing and waning have occurred previously over 30- to 40-year
intervals.12 An increase in the 1970s and early 1980s was followed by a decrease
during the late 1980s and early 1990s. Proposed causes for these cyclic changes in-
clude increased human contact with ticks because of recreational activities, extension
of homes into partially developed natural lands, and other variables that were subse-
quently ruled out because of lack of change during periods of decreased incidence.13
Finally, increasing reliance on serologic assays that are not specific for R rickettsii
infection may cause falsely elevated incidence rates of RMSF. In summary, the mech-
anism of reemergence of tick-borne rickettsioses is not known.
Rickettsia rickettsii, the most pathogenic of all known rickettsial species, resulted in
the death of 23% of infected persons in the preantibiotic era. It is known to be trans-
mitted by three tick species in the United States, namely Dermacentor variabilis (Amer-
ican dog tick), D andersoni (Rocky Mountain wood tick), and recently in an outbreak
among Native Americans in Arizona Rhipicephalus sanguineus (brown dog tick).14
In South America, R rickettsii is transmitted by two other tick species, Amblyomma
cajennense (Cayenne tick) and A aureolatum (golden dog tick). Many United States
tick species that frequently bite humans, including the highly prevalent Ixodes scapu-
laris (blacklegged tick) and Amblyomma americanum (lone star tick), do not transmit
R rickettsii.
Fig. 1. Annual incidence and number of reported cases of Rocky Mountain spotted fever
(1920–1920). (Courtesy of J.S. Dumler, MD, Baltimore, MD.)
1348 Walker et al
The phylogeny of Rickettsia reveals four groups: the classic typhus and spotted fever
groups, an ancestral group (eg, R bellii, R canadensis), and a transitional group
(R akari, R australis, R felis). All rickettsiae of the redefined spotted fever group are
tick-associated. In North America, the named species of the spotted fever group
include the highly virulent R rickettsii, the moderately pathogenic R parkeri, many rick-
ettsiae of undetermined pathogenicity (R amblyommii, R rhipicephali, and R monta-
nensis), and nonpathogenic bacteria (eg, R peacockii).4,5 R massiliae, which has
been isolated recently from Rh sanguineus ticks collected in Arizona, is associated
with one report of human disease in Sicily.21,22 R massiliae and Rh sanguineus were
most likely introduced into the New World from the Eastern Hemisphere on domesti-
cated dogs. Many other nonspeciated isolates of spotted fever rickettsiae are also
obtained from North American ticks, including strain 364D from D occidentalis and
strain Tillamook from Ixodes pacificus, which are mildly pathogenic in experimentally
infected animals and require further genetic characterization to identify their unique-
ness.23 The geographic distribution of R rickettsii, R parkeri, and R amblyommii extend
through South America.24–26
No convincing evidence shows that R rickettsii infection can be asymptomatic.
Thrombocytopenia, petechial rash, noncardiogenic pulmonary edema, hypotension,
acute renal failure, meningoencephalitis, and death occur in many patients who
have RMSF who are not treated with doxycycline during the first 5 days of ill-
ness.27–29 In contrast, R parkeri seems to be a less virulent organism. Although the
agent was discovered in 1937, the first human infection was not documented until
2004, and the incidence of the disease and its spectrum of severity remain to be
Tick-Transmitted Rickettsial and Ehrlichial Infections 1349
Fig. 2. Eschar associated with Rickettsia parkeri infection. (Courtesy of C.A. Ohl, MD,
Winston-Salem, NC.)
1350 Walker et al
with Borrelia lonestari, which is also found in A americanum ticks. However, subse-
quent studies have not supported a borrelia origin.44,45
Until 1987, ehrlichial infections were in the domain of veterinary medicine. Microcolo-
nies of small coccobacilli in Romanovsky-stained peripheral white blood cells of a tick-
exposed patient who had acute febrile illness were identified as Ehrlichia with electron
microscopy and the presence of antibodies reactive with E canis in the patient’s se-
rum.52 In 1991, the etiologic agent E chaffeensis was isolated and identified as a novel
pathogen.1,53 In 1994 and 1999, molecular methods determined that A phagocytophi-
lum and E ewingii, respectively, are also human pathogens.6,54,55 Investigators in Ven-
ezuela have identified E canis as a cause of human infections that in some cases
resemble human monocytotropic ehrlichiosis.56
E chaffeensis has been identified in several vertebrate animals, such as white-tailed
deer, dogs, coyotes, and goats, with A americanum the most important vector
(Table 2).57–60 These vertebrate hosts remain persistently infected and are bacteremic
for prolonged periods.60 Experimental studies have shown that A americanum ticks
can acquire E chaffeensis while feeding as larvae or nymphs on white-tailed deer.61
They maintain the ehrlichial infection transstadially (ie, during molting to the nymphal
or adult stage). These infected ticks can transmit E chaffeensis to other white-tailed
deer during the next blood meal. Ehrlichiae do not pass from one generation of ticks
to the next through transovarian transmission.62 E chaffeensis can overwinter in
Tick-Transmitted Rickettsial and Ehrlichial Infections 1351
Table 2
Epidemology of tick-borne ehrlichioses and anaplasmosis
infected replete nymphs, unfed adult ticks, and deer. A high proportion (5%–15%) of
adult lone star ticks are infected with E chaffeensis.
The ecologic cycle of E ewingii is very similar, involving naturally infected white-tailed
deer, dogs, and A americanum ticks.63 E ewingii can be acquired by A americanum ticks
feeding on infected dogs, is maintained when the ticks molt to the next life stage, and is
transmitted to other dogs during the tick’s subsequent blood meal.64 E ewingii can also
be abundant in lone star ticks collected in nature, although it is generally found less
1352 Walker et al
frequently than E chaffeensis.63 A third Ehrlichia sp, designated provisionally as the Pan-
ola Mountain Ehrlichia, has been detected in A americanum ticks and white-tailed deer
from several southeastern states.65 This agent causes febrile disease in experimentally
infected animals, although its role as a human pathogen remains undetermined.
Classic canine monocytic ehrlichiosis was first described in Tunis in 1935. It is trans-
mitted by the brown dog tick, Rh sanguineus, which has been globally distributed by
domesticated dogs accompanying human migrations. E canis causes persistent
infection of dogs, from which brown dog ticks acquire the infection and maintain
the ehrlichiae transstadially but not transovarially.66 Rh sanguineus is not monophy-
letic. Strains of Rh sanguineus in the United States feed predominantly on dogs and
seldom bite humans. In contrast, European Rh sanguineus frequently feeds on rodents
and is the vector of R conorii (Mediterranean spotted fever or boutonneuse fever).
Human infections resembling HME caused by E canis have been documented in South
America, presumably transmitted by brown dog ticks.56 Because E canis is not main-
tained transovarially in ticks, the reservoir of ehrlichiae in nature is a cycle involving
persistently infected vertebrate hosts and infected tick hosts.
Veterinary diseases caused by what is now designated as A phagocytophilum were
identified in sheep in the United Kingdom in 1932, cattle in Scandinavia by the 1960s,
and horses in the United States in the 1970s. During the early 1990s, Johan Bakken
and colleagues,6 a physician in Duluth, Minnesota, recognized the similarity of cytoplas-
mic inclusions in peripheral blood neutrophils of his patients to those in monocytes of pa-
tients who had HME. Subsequently, Chen and colleagues55 used serology with antigens
of peripheral blood leukocytes of infected horses, electron microscopy, universal 16S
rRNA gene amplification and DNA sequencing, and immunohistochemistry to determine
that the etiologic agent was the organism currently classified as A phagocytophilum. In-
fections are transmitted by I ricinus complex ticks and involve many vertebrate hosts in
North America, Europe, and Asia (see Table 2). As for Ehrlichia spp A phagocytophilum is
not vertically transmitted to the tick progeny, and depends on persistent bacteremia
(deer, small rodents) and infection in high proportions of permissive mammalian and
tick reservoir populations. Ecologic changes that affect these factors directly impact nat-
ural transmission, and the proximity to and likelihood of human exposure permit periodic
infections in humans. Nonpermissive mammalian hosts, such as humans, horses, and
dogs, develop significant inflammatory disease that interrupts persistent bacteremia,
probably precluding a significant contribution to natural maintenance of anaplasmae.
RMSF, R parkeri rickettsiosis, typhus fever, HME, E ewingii ehrlichiosis, human infec-
tions with E canis, and human granulocytic anaplasmosis (HGA) manifest similar
symptoms at onset and during the first few days of illness. These symptoms include
fever, headache, myalgia, and malaise.6,7,23,31,67–72 Nausea and vomiting also occur
with some infections. Thus, the diagnosis is difficult to distinguish from the syndrome
associated with many viral infections. Laboratory evaluation often shows similar
abnormalities, including thrombocytopenia, elevated hepatic transaminases, and
hyponatremia. Leukopenia (< 4000 white blood cells/mL) is observed more commonly
in HME and HGA but can occur in individual patients who have any of these infec-
tions.7,71,73–75
The severity of each illness reflects the relative virulence of the causative agent and
specific host factors that confer a greater risk for disease severity.12,76–78 The approx-
imate case fatality ratios range from 4% to 5% for RMSF and 3% for HME to 0.7% for
Tick-Transmitted Rickettsial and Ehrlichial Infections 1353
HGA. No deaths have been reported for human infections with R parkeri, E ewingii, and
E canis. E ewingii has been diagnosed mostly as an opportunistic infection in persons
who are immunocompromised.54,77
Presence of rash favors RMSF (90%), HME (31%), and R parkeri rickettsiosis (too
few cases have been described to assess frequency). Patients who have HGA seldom
manifest a rash unless coinfected with B burgdorferi associated with erythema
migrans.67,74 Detection of an eschar would strongly favor diagnosis of R parkeri
infection. Meningoencephalitis with coma and seizures is a frequent manifestation
of late-stage RMSF and typhus fever in untreated patients. Meningoencephalitis is
well documented in some patients who have HME but is rare in HGA.69 Respiratory
distress syndrome occurs more often in RMSF and HME than in HGA. Patients who
are immunocompromised and have HME often develop fatal overwhelming ehrlichial
infection.77 Severity of HGA and RMSF does not seem to be affected significantly by
a state of immunocompromise.
The most important diagnostic key is obtaining a history of an attached tick or tick
exposure by asking the patient the question, ‘‘Have you seen any ticks lately?’’ fol-
lowed by inquiry about recreational and occupational activities. High grass along
roadsides, trails, forest edges, stream banks, and weedy yards harbor questing ticks
that attach to passing walkers, hikers, fishermen, persons doing gardening and yard
work, and outdoor workers. Domestic pets such as dogs are frequent vehicles that
bring ticks into the house. Depending on the particular disease, as many as three dif-
ferent life stages of the same tick species are capable of transmitting the causative
agent to a human host when the tick obtains a blood meal, and larval and nymphal
stage ticks can be extremely small, sometimes smaller than the head of a pin. In
this context, as many as 40% of persons who have documented tick-transmitted
diseases are unaware of a tick bite, which is typically painless. Thus, probing the
activities of patients who have acute fever is worthwhile.
The clinical laboratory offers little assistance in diagnosing rickettsial, ehrlichial, and
anaplasmal infections during the early stage of illness when therapeutic decisions
are required.7,68,71,78–80 The presence of thrombocytopenia, leukopenia, or elevated
serum concentrations of aspartate aminotransferase and alanine aminotransferase in-
crease the odds of one of these diagnoses. However, normal values do not exclude
the diagnoses, and abnormal values are observed in other medical conditions. Further
laboratory evaluation of the illness, such as clinical chemistries, blood gases, and
cerebrospinal fluid examination, helps define the pathophysiology and determine
supportive care, but will not define the etiologic agent.
Laboratory methods able to determine the diagnoses of these diseases are seldom
available in the clinic or hospital. During the acute stage of RMSF and R parkeri rick-
ettsiosis, immunohistochemical examination of biopsies of cutaneous lesions is the
most sensitive (70% sensitivity) approach.31,80 Appropriate tissue samples for the im-
munohistochemical diagnosis of HME are not readily accessible.81 This method is
available from only a few reference and research laboratories, requires a qualified
observer, and cannot be applied until the appearance of an exanthem or eschar. Con-
temporary improvements in nucleic acid amplification technology offer the opportunity
to develop techniques, such as real-time polymerase chain reaction (PCR), and apply
them to RMSF, HME, and HGA. Early reports of diagnostic PCR for RMSF were
disappointingly insensitive.82,83
1354 Walker et al
Few patients who have RMSF have detectable antibodies to R rickettsii in their serum
on day five of illness, after which the case fatality rate increases substantially. Most
rickettsial serologic tests are performed at reference laboratories, which use indirect
immunofluorescence and enzyme immunoassays. These tests do not distinguish
which particular organism among the spotted fever group or typhus group rickettsiae
stimulated the antibody response. Many patients’ antibodies reactive with R rickettsii
detected early in the illness may be actually stimulated at an earlier time by other spot-
ted fever group rickettsiae, such as A americanum–inoculated R amblyommii. A four-
fold rise in titer in a patient who has a clinically compatible illness is much stronger
evidence for RMSF. However, convalescent sera are seldom submitted, and patients
infected with R parkeri and clinical signs of rickettsiosis would develop a fourfold rise in
antibody titer cross-reactive with R rickettsii. Methods such as cross-absorption using
selected rickettsial antigens are impractical except in research laboratories. Even then
one cannot be sure that the antigens selected to be examined represent all of the
potential etiologic agents, because patients infected with R parkeri, and likely other
as-yet-undiscovered Rickettsia species, will also generate antibodies that react with
R rickettsii antigens in standard serologic assays.
Although rickettsiae can be cultivated in antibiotic-free cell culture, particularly with
centrifugation-enhanced shell vial techniques, this method does not yield rapid results
and requires Biosafety Level 3 laboratory facilities and procedures, which are available
mainly in research laboratories.
HME and HGA were discovered through detecting circulating monocytes and
neutrophils, respectively, with cytoplasmic vacuoles containing microcolonies of
bacteria.6,52 Although this diagnostic approach is available at clinical presentation, it
is insensitive (<10%) for diagnosing HME except in severely immunocompromised
patients who have overwhelming infection.69 In contrast, detecting inclusions in neu-
trophils from patients who have HGA is more diagnostically sensitive (25%–75%)
(Fig. 3). Because infected leukocytes are in the blood of patients who have HME
and HGA, diagnosis through PCR amplification of the organisms’ DNA is a relatively
sensitive (60%–90%) method.69 This diagnostic test is available only in reference
and research laboratories. Currently, diagnosis of HME and HGA through isolating
the etiologic agents is undertaken only in research laboratories.69,84
Fig. 3. Neutrophil in the peripheral blood of a patient who has HGA contains three morulae
(cytoplasmic vacuoles containing microcolonies of A phagocytophilum; Wright-Giemsa
stain, original magnification 780). (Courtesy of J.S. Dumler, MD, Baltimore, MD.)
Tick-Transmitted Rickettsial and Ehrlichial Infections 1355
The serologic diagnosis of HME and HGA is useful in the portion of patients
(22%–55%) who have developed antibodies when the sera are collected.69 Because
the clinical manifestations of HME and HGA generally progress slower than in RMSF,
patients tend to seek medical attention a few days later in the course, when they are
more likely to have already produced antibodies to ehrlichiae or anaplasma, than
those who have RMSF would for rickettsiae. Serologic diagnosis is sometimes con-
founded by cross-reactivity between E chaffeensis and A phagocytophilum and the
high prevalence of antibodies against A. hagocytophilum in some geographic areas,
underscoring the preference for testing acute and convalescent sera for a seroconver-
sion or fourfold increase in antibody titer. Patients infected with E ewingii are diag-
nosed specifically only with PCR because E ewingii antigens are not available and
E ewingii and E chaffeensis are serologically cross-reactive.54 One could easily hy-
pothesize that the presence of antibodies against E chaffeensis in healthy persons
in the range of A americanum ticks is caused by mild or asymptomatic infection
with mildly pathogenic E ewingii, or possibly other uncharacterized Ehrlichia spe-
cies.84 Ehrlichial inclusions, if present, are observed in neutrophils and eosinophils
of patients who have E ewingii ehrlichiosis, but could be confused with A phagocyto-
philum without other supportive laboratory data.
TREATMENT
Fortunately, the preferred drug for these tick-borne rickettsioses, ehrlichioses, and an-
aplasmoses is the same—doxycycline—even in children younger than 8 years.85–87
Chloramphenicol has long been used as a less-effective secondary drug for patients
who have infections caused by Rickettsia. Some data suggest that chloramphenicol
should no longer be used for RMSF, because patients treated with that drug alone
have a higher risk for death than those treated with a tetracycline antibiotic, and the
same risk for death as patients treated with neither.88 However, chloramphenicol
may still have a role when tetracyclines are contraindicated, such as in patients who
have hypersensitivity or during pregnancy. Ehrlichia and Anaplasma are resistant to
chloramphenicol. Rifampin inhibits the growth of ehrlichiae and anaplasma in vitro
and has been used to treat HGA in children and during pregnancy.89,90 Fluoroquino-
lones have not been proven effective in RMSF, HME, or HGA. Empiric oral treatment
with doxycycline (100 mg twice daily) should be initiated in patients with clinical or
epidemiologic evidence of rickettsial, ehrlichial, or anaplasmal infection, and contin-
ued until patients feel substantially improved and have been afebrile for at least
48 to 72 hours. Because some of these diseases are life-threatening and have little
time in which life-saving therapy can be administered effectively, treatment decisions
should never be delayed while awaiting laboratory confirmation of the diagnosis.91
However, ecologic changes were clearly responsible for dramatic increases in the
white-tailed deer population. The remarkable reforestation of the Eastern United States,
owing partly to growth of trees in expanding suburban areas, has been an important fac-
tor in providing habitat for the large deer population and A americanum and I scapularis
ticks.34 The population of white-tailed deer is a critical factor in determining the popu-
lation densities of A americanum and I scapularis ticks. Wild turkeys are also a determin-
ing factor in the size of the lone star tick population.92 White-tailed deer and wild turkeys
have rebounded from near extinction to populations beyond historic records. Coyote
populations and geographic range have also expanded remarkably. White-tailed
deer, coyotes, and lone star ticks are the major reservoir of E chaffeensis.59 The large
population of lone star ticks infected with E chaffeensis resulted in increased transmis-
sion to humans and the recognition of HME.92–95 White-tailed deer and lone star ticks
provide a significant reservoir of E ewingii, with similar opportunities for transmission
of E ewingii to humans. The emergence of HGA parallels the expansion of white-tailed
deer and small mammal populations that support adult and immature stages of Ixodes
spp ticks, as observed with B burgdorferi, which shares the same tick vector.96
The tremendous increase in reported cases of RMSF is confounded by the fact that
only 15% of these cases are laboratory confirmed using Centers for Disease Control
and Prevention criteria, and only approximately 5% are confirmed with diagnostic as-
says that specifically identify the causative agent, R rickettsii.97 Even the serologic and
immunohistochemical criteria would not distinguish infections with R rickettsii, R par-
keri, and R amblyommii.23 Many patients who have a single indirect immunofluorescent
antibody titer of 64 or higher may have antibodies stimulated by the ubiquitous R am-
blyommii. Failure to consider and investigate the potential diagnosis of ehrlichiosis by
physicians suggests that some, perhaps many, of these persons actually may have had
HME or HGA. The low case fatality rate in these patients implies that a large portion did
not have RMSF.97 Although something dramatic is occurring, inadequate longitudinal
diagnostic and epidemiologic investigation prevents knowledge of what the diseases
actually are. The high incidence of HME and HGA detected by active prospective stud-
ies strongly suggests that these diseases are underreported, perhaps by as much as
two orders of magnitude.7,70,98–100 For example, before the discovery of HME, only
12% of patients who had suspected RMSF could be confirmed with serologic tests. Af-
ter HME serology became available, an additional 12% of these patients received that
diagnosis, still leaving 76% of patients who had suspected rickettsial disease undiag-
nosed.101 The hope is that many patients who never had a confirmed diagnosis or ac-
curate public health reporting are being treated empirically early in the course with
doxycycline by primary care and emergency physicians. However, the recognition
that 50% of all deaths caused by RMSF in the United States are misdiagnosed shows
that a large gap between theory and practice still exists.28 Accurate and rapid labora-
tory confirmation of the diagnoses would assist public health strategic planning and
sharpen medical knowledge of these diseases. Until then, the best defense against
each of these tick-transmitted infections is increasing awareness among general prac-
titioners, pediatricians, emergency room physicians, and other primary care doctors of
the widespread occurrence, potentially severe manifestations, and rapid response to
doxycycline that characterize these diseases in the United States.
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J Infect Dis 1989;159:576–9.
The Soc ial Ecology
of HIV/AIDS
Kenneth Mayera,b,c,*, HF Pizerd, Kartik K Venkateshe
KEYWORDS
HIV AIDS Sexual activity Travel MSM Drug use
a
Brown University, 164 Summit Avenue, Providence, RI 02906, USA
b
Miriam Hospital, Providence, RI, USA
c
The Fenway Institute, Fenway Community Health, Boston, MA, USA
d
Health Care Strategies, Inc., 213 Hamilton Street, Cambridge, MA 02139, USA
e
Department of Community Health, Alpert Medical School, Brown University, Box G8488,
Providence, RI 02912, USA
* Corresponding author. Infectious Disease Division, Miriam Hospital, 164 Summit Avenue,
Providence, RI 02906.
E-mail address: kenneth_mayer@brown.edu (K. Mayer).
advising policy makers to shift funding, research, and training priorities away from
infectious diseases to chronic medical conditions, such as cardiovascular disease
and cancer.3 Although wrong in hindsight, the optimism of the time was
understandable in light of the enormous strides being made in living standards and
longevity, public sanitation and public health, vaccines, antibiotics, and other new
medical technologies. These experts also predicted that the advances being attained
in combating infectious diseases in developed nations soon would be translated to the
developing ones. As events unfolded, the optimism was short-lived. Soon there was
a resurgence of old infectious diseases that had been well controlled, such as
tuberculosis,4–6 and an eruption of new ones, such as AIDS, legionnaires’ disease,
Lyme disease, and Ebola hemorrhagic fever. A sobering lesson was learned: microbial
pathogens have the extraordinary capacity to adapt to human lifestyles, including
advances in medical science and technology.
In only approximately 25 years during the latter decades of the twentieth century, HIV-1,
the most common human immunodeficiency virus that causes AIDS, spread
throughout the world to infect more than 70 million people and cause approximately
35 million deaths.7 It is now the fourth leading cause of death worldwide and accounts
for approximately 25% of deaths in Africa.8 HIV-1 is part of a class of viruses known as
retroviruses discovered in the first decade of the twentieth century by Payton Rous,
when he observed a filterable agent capable of causing sarcoma, a type of cancer
that could be transmitted between chickens. Over subsequent decades researchers
were able to detect many retroviruses in a diverse array of vertebrate species. Once
genes were found to be comprised of DNA and the genetic code was deciphered,
investigators began to categorize the ways in which these viruses replicate through in-
fecting cells, integrating themselves into host cell genomes and then using the host
cell’s nucleus to direct the infected cell to make new viral copies. A major contribution
to the understanding of their pathogenesis was to characterize the enzyme, reverse
transcriptase, which allows retroviruses to infect cells through their RNA and then
integrate themselves into the host genome as a DNA provirus. In the late 1970s
researchers discovered that the human T- lymphotropic virus (HTLV), also a retrovirus,
could lie dormant in its host for decades. Like HIV-1, in a small subset of individuals
HTLV can cause hematologic malignancies and neurologic diseases, such as spastic
paraparesis.7,9
These discoveries were important for understanding AIDS when in 1980 and early
1981 clinicians in New York, Los Angeles, and San Francisco observed a new syn-
drome of opportunistic infections and atypical neoplasms, such as Kaposi’s sarcoma,
a rare hematologic malignancy, in a small group of homosexual men who had been
sexually active with multiple partners and injection drug users. Soon, a smaller group
of patients who had hemophilia were identified who apparently had acquired the new
disease from transfusions of contaminated blood products.10 For several years there
was speculation that this new disease, soon to be named the acquired immunodefi-
ciency syndrome (AIDS), was being caused by a retrovirus, because its pattern of
transmission seemed similar to that of animal retroviruses and HTLV.7,11,12 Even
before the AIDS virus was isolated in 1983, the clues to unraveling what was going
on were found through careful epidemiologic sleuthing and observing the sociobeha-
vioral factors associated with HIV transmission.
Because of the lack of specimen repositories in many underdeveloped parts of the
world, definitive conclusions about where and when epidemics originate often has
The Social Ecology of HIV/AIDS 1365
TRAVEL
How could an epidemic that was slowly brewing in sub-Saharan Africa become
a global pandemic in just a few decades, especially since transmission of HIV is neither
airborne, waterborne, nor rapid? The answers to that question are revealed in the
epidemiology of AIDS and the easy interconnectedness of people in the modern
era. One factor is the ready availability of fast and relatively inexpensive international
air travel that developed after World War II. Even poor and previously isolated
communities now are linked to the rest of the world by jet planes capable of transport-
ing a human pathogen around the world in less than a single day. From 1950 to 2005,
1366 Mayer et al
URBANIZATION
AIDS is primarily an urban disease in developing and developed countries. By the late
1970s and early 1980s there already was substantial seeding of HIV across major
metropolitan areas of Western Europe and the United States. The social ecology of
AIDS thus also is a product of the dramatic urbanization of the world’s population
that occurred after World War II. In 1800, Beijing was the only city with a population
of more than 1 million. Today there are more than 40 cites with a population of at least
5 million and 19 with more than 10 million. From 1950 to 2005, the world’s urban pop-
ulation grew from approximately 730 million to 3.2 billion, and demographers predict
that by 2030 it will be approximately 5 billion.19 Today’s city often is no longer a dis-
crete metropolitan area but a megacity that includes the original city plus other nearby
urban centers and a well-connected sprawl of suburbs and semirural areas. The pop-
ulation of Tokyo, Yokohama, Kawasaki, and Saitama is more than 34 million; Mexico
City, Nezahualcoyotl, Ecatepec, and Naucalpan contain more than 22 million. With the
efficiencies of modern travel and porous borders people now move readily within,
across, and between cities. The uncontrolled urbanization of the past 5 decades
has been the most challenging for the developing world, where sanitation, public
health, and medical infrastructures are weak or absent entirely. These settings offer
the potential to create a large single human reservoir for the eruption and propagation
of infectious diseases. Over the past 3 decades this included AIDS, which flourished in
urban centers across the globe. In Latin American approximately one third of people
who have HIV live in Brazil, where the first cases were noted in 1982; the highest con-
centration of cases continues to be in Rio de Janeiro and São Paulo. In the United
States, 85% of reported AIDS cases are in major metropolitan areas: approximately
200,000 in the New York metropolitan area at a rate of 29.2 per 100,000 population;
58,000 in Los Angeles at 13 per 100,000; 40,000 in San Francisco at 16.5 per
100,00; and 56,000 in Miami at 41.9 per 100,000. Although across the entire United
The Social Ecology of HIV/AIDS 1367
States the rate of infection in nonmetropolitan areas is 5.5 per 100,000 population, it is
15.9 in metropolitan areas of 500,000 or more. In 2006, the highest rates of new United
States AIDS diagnoses were in Miami (41.9 per 100,000 people), Baltimore (37.7), and
Washington, DC (31.8).20
Although male homosexuality has existed since time immemorial, it was limited by
criminalization and social ostracism. And although it continues to be illegal in
approximately 70 countries, societal attitudes generally have become dramatically
more tolerant, especially in developed societies.21 In the United States, these changes
began in the late 1960s with a public and robust expression of gay liberation. A land-
mark event occurred on the evening of June 27, 1969, with resistance to a police raid
of the Stonewall Inn, a well-known gay bar in Greenwich Village New York. That unpro-
voked police action precipitated several days of rioting and within weeks the formation
of the Gay Liberation Front. Unfortunately, in the era of HIV the freedom to enjoy and
celebrate a gay lifestyle came with a tragic downside. In March 1983, the Centers for
Disease Control and Prevention shared the results of epidemiologic investigations,
which showed that homosexual men who had multiple sexual partners were at
increased risk for contracting AIDS and that the period between exposure and the
manifestation of symptoms could be as long as 2 years.22 These findings led to the
recommendation that individuals avoid sexual contact with ‘‘persons known or sus-
pected to have AIDS.’’ A New York Times article published in February 1983 explained
that the only protection against AIDS that clinicians could offer to homosexual patients
was behavior change. In particular, gay men were advised to practice monogamy and,
ideally, abstain from anal intercourse.23 Many gay men balked at these recommenda-
tions, feeling that they undermined their newly won sexual freedom to participate in
sexual relationships the way that heterosexuals do.18
As a result of these societal changes, there was a proliferation of bathhouses, bars,
and other venues where men could have anonymous homosexual sex with multiple
partners. By the 1970s there were clearly observed increases in STIs and hepatitis
B among men who have sex with men (MSM); and by the 1980s there was the
epidemic of HIV.24–26 Without effective antiretroviral therapy the 1980s produced
a mounting death toll in the gay community. The psychologic trauma was enormous.
The emotional devastation also catalyzed a tremendous outpouring of positive energy
in the gay community that included prevention outreach, volunteerism, support for
people living with AIDS, organizing for inclusion in public health planning, and advo-
cating for greater government funding for medical services, scientific research, and
public health programs. There were tangible results from these efforts, as individual
behavior change produced a demonstrable reduction in the number of new STIs
and HIV infections among MSM.27 The development and widespread availability of ef-
fective highly active antiretroviral therapy by 1996, however, made it seem like AIDS
could be managed. This, in turn encouraged some individuals to return to sexual
risk taking and with that there was an up-tick in HIV transmission, in particular in young
MSM.28 Meanwhile, the Internet became a new way for people to find sexual partners
and arrange for explicit sexual activities. Studies have shown that sexual activity
arranged on-line, especially among gay men, is associated with increased unsafe
sex, casual partnering, recreational drug use, and sex with HIV-positive persons,
including HIV-infected men having unsafe sex with HIV-uninfected men. These
encounters also are associated with transactional sex and STIs, including rectal
1368 Mayer et al
gonorrhea. Adding all these factors together, the Internet has the potential for accel-
erating the spread of HIV.29
Meanwhile, in North America and Europe there also was a sexual revolution for het-
erosexuals, in large part the result of advances in contraception for women that for the
first time in history allowed them to engage in sexual intercourse without fear of
unwanted pregnancy. This medical breakthrough was occurring at the same time
there were profound social changes for women, which offered them an unprece-
dented degree of independence and opportunity. More freely and equally than ever
before, women were able to participate in higher education and the workforce and
to live on their own without fear of social stigma. As part of the 1960s sexual revolution
it became acceptable and common for unmarried women and men to pursue sex for
its own pleasure, for women to seek and insist on their own sexual gratification, and for
men to become better lovers to accommodate them. Yet, despite the fact that young
women and men in developed nations commonly engage in premarital sex, there has
been relatively little HIV transmission in the group that enjoys higher education and so-
cioeconomic status. Here it seems that feminism played a protective role by giving
women the self-esteem and wherewithal to insist on safer sex. For example, between
1991 and 2003, condom use during last intercourse increased from 46% to 63%
among adolescents whereas the use of oral contraception declined.30 After 1990,
the prevalence of genital chlamydia declined among women entering job training
and by the late 1990s so had the number of new HIV infections among adoles-
cents.27,31 In the short run, at least, the impact of changing women’s roles may not
be as protective in recently traditional societies as it has been in the West. Women
across much of Asia are enjoying unprecedented opportunities in education, the work-
place, and their ability to socialize outside the home and family. In Thailand, for
instance, young women attend universities, communicate by cell phone and the Inter-
net, and in general enjoy a degree of personal freedom unheard of in their mothers’
generation. With these societal changes has come an increase in STIs among young
women and the possibility of an upsurge in HIV.
Meanwhile, the subordination of women in traditional societies continues to be
a potent factor in the social ecology of AIDS. In general it still is taboo in these cultures
to openly discuss sex even in marriage. In India, for example, being married and mo-
nogamous is the number one risk factor for a woman who becomes HIV infected, as
husbands frequent brothels and bring infection home.32,33 Using condoms is not
acceptable in marriage. A dutiful wife is expected to bear many children and to ignore
her husband’s infidelity. She has little personal or economic autonomy and few social
supports to help her negotiate sexual matters.
DRUG USE
Injecting recreational drugs had been present in developed societies for more than
a century by the time the AIDS epidemic surfaced. Today, approximately 10% of
HIV transmission worldwide can be attributed to injection drug use (IDU) through
the sharing of unsterile injection equipment. It is an important factor for HIV transmis-
sion virtually everywhere there is an epidemic and a principal driver in China, South-
east Asia, and Eastern Europe.34 It is likely that HIV was introduced into cohorts of
drug users via sexual contact and then amplified greatly by continuing IDU. Poverty,
social and income inequality, crime, and social norms play important roles. The HIV
epidemic in New York City probably began in the mid-1970s. It was illegal to purchase
and possess drugs and drug use paraphernalia, which contributed to the reuse
and sharing of syringes and equipment. Shooting galleries sprang up in poor
The Social Ecology of HIV/AIDS 1369
neighborhoods, where injection drug users got high together and sometimes engaged
in sex, including transactional sex. Although complex psychologic and social factors
play into drug addiction, the illegal status of recreational drugs increases their black
market prices, which in turn creates a continuing need to obtain ready cash to support
addiction and, thus, the frequent overlap between transactional sex and injecting drug
use. The need to maintain the high of the drug experience goes along with a desire to
be with other drug users and with sharing paraphernalia. Harm reduction and syringe
exchange programs were rarely available until the 1990s, by which time the HIV epi-
demic was already well established in the IDU community. Since then, programs to
facilitate drug users’ access to sterile injecting equipment and decriminalizing the pos-
session of sterile syringes have been associated with decreases in HIV.35,36 Although
drug users face many barriers to quitting, more needs to be done to provide access to
these programs.
Noninjection substance use is a factor in HIV transmission among MSM,
adolescents, the poor and homeless, and youth. Recreational drugs associated with
increased risk for HIV transmission include alcohol, which is consumed in most coun-
tries by a large portion of the youth and adult populations, amphetamines, cocaine,
nitrites (‘‘poppers’’), marijuana, and methylenedioxymethamphetamine (ecstasy).
Often, these drugs are used in combination as polydrug abuse. All are shown to
increase the risk for engaging in high-risk sex, including unprotected vaginal and
anal intercourse and sex with anonymous or multiple partners.
Although the number of new HIV infections in the United States has remained fairly
constant in recent years at approximately 40,000 annually, the impact continues to
be disproportionate in certain populations and the epidemiology of each risk group
points to the relevant social ecology.37 From 1985 to 2004, the proportion of new
AIDS cases among women increased from 18% to 27%, but as it is for STIs generally,
the risk is higher for African American women than other racial and ethnic groups,
including approximately 21 times more for African American women than white
women. Overall, in 2004, approximately half of all new cases of AIDS were among
African Americans who make up approximately 13% of the United States popula-
tion.38–40 Many prevention programs are being tried to combat these disparities,
including turning to African American churches to spread information and understand-
ing about the spread of HIV and The Balm in Gilead, which sponsors The Black Church
Week of Prayer for the Healing of AIDS.41
Of the approximately 1 million people living with HIV in the United States, approxi-
mately 60% are MSM. Young MSM have higher rates of HIV infection than older men,
and young African American MSM have higher rates than young white MSM. Studies
show that younger gay men engage in more risk taking, including drug use; have
higher rates of STIs, which facilitate HIV transmission; and are less likely to avail them-
selves of HIV testing than the general population.
Throughout the world, AIDS is primarily a disease among the young. Twenty-five
percent of HIV infections worldwide are in youth between the ages of 15 and 24,
and in 2005–2006 almost 50% of all new HIV infections worldwide were in this
group.8 This demographic group thus accounts for 5000 to 6000 new infections daily
and approximately 2.3 million new cases each year. In high-income countries, young
people account for approximately one third of new cases, most among young MSM.
In Asia most new infections in the younger population are the result of IDU. The risk
for youth is greatest in sub-Saharan Africa, which accounts for approximately two
1370 Mayer et al
thirds of all AIDS in young people worldwide and where HIV prevalence reaches 40%
in some communities.8,42 In these settings merely being an adolescent and entering
into a sexual relationship with one person, which many in the West consider normal
adolescent development, puts a young person at risk. Age of sexual debut, particu-
larly for young women, and partnering with older men also are risk factors.43 These
patterns reflect disparities in power and opportunity between men and younger
women. High rates of other STIs, the relative immaturity of the genital tract in young
women, and a lack of routine male circumcision also have an impact on risk. In South
Africa, approximately three quarters of HIV-positive individuals between the ages of
15 and 24 are women and more than 20% of pregnant women attending prenatal
clinics have HIV. More than 400,000 infants are HIV infected worldwide each year,
approximately 90% in Africa, and approximately half of new infections are transmit-
ted through breastfeeding.8 This is a tragedy that can be prevented with good pre-
natal care, antiretroviral therapy, HIV testing, and prevention of mother-to-child
transmission of HIV services, which can reduce mother-to-child transmission of
HIV to less than 2%.44–46
Sex workers are another group of people particularly affected by the worldwide
social ecology of AIDS. As early as 1985, the HIV infection rate among sex workers
was as high as 62% in Nairobi, Kenya, and by the late 1980s it was 89% in Abidjan,
Côte d’Ivoire.47,48 Sex workers face many risks: large number of sexual contacts
and low level of condom use, high prevalence of other STIs, and lack of access to
medical services. Sex work can be direct, which means it is open and formal, or indi-
rect, when it is hidden or informal. In many developing countries, it is a social norm for
men to purchase sex and 20% to 40% of men report having done so.49–51 The over-
whelming majority of women engaged in sex work are poor and poorly educated. Fre-
quently, they have been victims of childhood violence and sexual abuse and continue
sex work in an environment of exploitation, threat, and violence. Many are drug users
or have sexual contact with injection drug users. The fact that sex work is illegal and
socially ostracized means these women face obstacles to accessing medical services.
For example, although prostitution is lawful in the former Soviet Union, it is not legal to
live in Moscow without a special permit. Women from other parts of the country who
come to Moscow and engage in sex work thus are there illegally and report restrictions
in their access to health services. They are subject to exploitation and abuse generally,
including rape, and sexual exploitation by pimps, clients, and even the police.52 Al-
though efforts are being made to help sex workers worldwide, most programs have
been implemented on a small scale and most sex workers as yet have not had access
to them. To date there have been some notable programmatic successes, such as
high levels of condom use in Benin, Thailand, and Cambodia, which probably have
been effective in reducing the HIV rate among sex workers and by doing so probably
helped to slow the AIDS epidemic in the general population.51,53
Incarceration and institutionalization also are important factors in the transmission
of HIV throughout the world. In 2006 there were more than 2 million people in
United States prisons, and an estimated one fourth of people living with AIDS in
the United States had spent some time incarcerated. In this population the percent-
age of women (2.3%) who are HIV infected is higher than for men (1.7) and higher
for African American (2%) and Hispanic/Latino (1.8%) populations than for whites
(1%). China and the Russian Federation also have high incarceration rates, and it
is assumed they have or will have HIV/AIDS epidemics in their institutions. To
date, these governments have not provided what are believed reliable data on
HIV infection rates in their institutions. China did not publicly acknowledge the
existence of HIV/AIDS until 2001, but it is believed that approximately half of
The Social Ecology of HIV/AIDS 1371
China’s HIV-positive population contracted the virus through IDU. This likely puts
the incarcerated population at risk for an HIV epidemic, because intravenous
drug use often is associated with incarceration. The risk factors associated with
HIV transmission among institutionalized persons include addiction and IDU before
and during incarceration, mental illness, hepatitis C and other infectious diseases,
forced and consensual sex especially among MSM, and tattooing. In 1993 the
WHO recommended condom distribution in prisons, but this has yet to become
a widespread practice.54 It is not clear how effective condom distribution would
be because coercive sex is common and many inmates would not want to be
known publicly in the facility as participating in sex with other men.
In 1982 it was discovered that several hemophiliacs had developed AIDS, and even
though this was before the HIV had been isolated, it was presumed that the cause of
their infection was receipt of contaminated blood products. This finding further con-
firmed the already widespread conclusion that the new immune deficiency disorder
behaved in its transmission like hepatitis B and C viruses, cytomegalovirus, and other
agents that are spread by high-risk sexual activity and IDU. There were national
scandals in the United States, France, Japan, and Canada and a more recent scandal
in China among blood donors in which unscrupulous profit-making companies re-
used unsterile blood-collecting equipment. In developed nations, the blood banking
community responded quickly, based first and foremost on a system of voluntary
donation and careful screening of donors. Although there now are effective laboratory
tests to detect HIV contamination of donor units, blood bankers know that even with
advances in laboratory testing, the front-line prevention against blood contamination
is a voluntary system of blood donation coupled with careful questioning about rele-
vant donor behaviors, including health status, history of receiving a transfusion or
medical treatment in certain places, drug use, sexual activity, travel, and residency.
There is not now and probably never will be a laboratory test for every potential blood
pathogen. The result of these efforts is a success story in AIDS prevention in devel-
oped nations where HIV infection via blood transfusion is extremely rare; in the United
States, for HIV-1, it is as low as 1 in 676,000 units transfused. Unfortunately, this is not
the case in sub-Saharan Africa and parts of Asia, as a consequence of inadequate
resources and out dated technology in the health sector.10,55
LOOKING AHEAD
Although the global AIDS epidemic probably peaked in 2000–2001, there are an esti-
mated 4 million new cases annually and the downstream impacts of what has already
occurred will be felt for generations to come.37,39 In Africa it has reversed decades of
progress previously made in reducing mortality and increasing life expectancy.
Although a highly protective vaccine or effective oral or topical chemoprophylaxis
would greatly slow the spread of HIV to new individuals in endemic areas and new re-
gions, recent clinical trials suggest that a successful anti-HIV vaccine will take many
more years to develop. Even if chemoprophylaxis studies prove effective in decreas-
ing HIV transmission, the daily use of medications that comes with significant costs
and side effects is likely to be a holding action at best. One unavoidable conclusion
from the social ecology of HIV transmission is that it is difficult to impede the spread
of an infectious agent that is transmitted through pleasurable human activities—in this
case sexual activity and recreational drugs. Despite billions of dollars spent on
prevention programs, HIV continues to thrive in its various human niches and short
of a vaccine there is no magic bullet that can combat human nature.
1372 Mayer et al
So, more needs to be done with the tools currently available. The foundation for this
work is epidemiology that uncovers the hot spots of an epidemic and, thereby, directs
where to focus attention. There must be constant attention to prevention even among
low-risk populations, however, or facing the peril of seeing a low incidence pathogen
get out of hand. This is what occurred in Africa during the early days of AIDS, when
governments were slow to respond and the virus was free to spread to unsuspecting
people. Prevention efforts require a wide array of programs that involve mass public
health education, provider-patient communication, HIV testing, linkage to care,
enlisting the assistance of community leaders, and government and nongovernmental
allocation of resources to keep successful existing programs well funded and to
encourage new and creative ones.
For each risk group there needs to be targeted interventions that deal with the be-
haviors and underlying causes for HIV transmission. For instance, one clear example is
combating substance abuse, which is known to encourage high-risk sexual activity.
Interventions would include education, treatment, and harm reduction. There also
is, of course, the bigger picture that includes poverty, segregation of neighborhoods,
and the culture of drug use. Another example is in the education and empowerment of
women, especially in traditional societies, to provide them with the self-esteem and
social backing to insist on safe sex. Even if an effective microbicide is developed in
short order, it would be necessary to provide women in these settings the social tools
to use it. Interventions are needed with sex workers that include changing government
policies that make them vulnerable to abuse and exploitation and disease. Interven-
tions with MSM are needed that involve the entire community, particularly in societies
where gay men still are much in the closet. The lessons learned from the activism be-
gun in the 1980s in the United States can be applied elsewhere. And, there needs to be
continued focus on prevention research, including program evaluation, to understand
what works and how to implement successful pilot programs on a larger scale. Even
among populations studied as extensively as MSM substance users, few people are
accessing substance use treatment services. In the National HIV Behavioral Surveil-
lance System, for instance, only 16% of MSM substance users reported ever access-
ing treatment services.56 It is important to understand why people at risk do not
access services to overcome the barriers standing in their way. This basic theme
can be applied throughout.
Determined government action to combat AIDS is critical. Brazil is a success story in
this regard. With the end of military rule, Brazil’s democracy activists turned to public
health. New constitutional language declared universal health to be a basic human
right and with that efforts were made to greatly expand health services to underserved
groups and regions, including the goal of providing universal access to antiretroviral
drugs and ramping up HIV prevention programs. HIV prevention messages now are
widely disseminated in Brazil’s public spaces, often by well-known entertainers,
athletes, and models. Prevention programs, including harm reduction, reach out to
high-risk groups, such as MSM, sex workers, injection drug users, and incarcerated
persons. Public education helps destigmatize AIDS and encourages individuals to vol-
untarily partake of HIV testing and counseling. It is estimated that approximately one
third of Brazilians infected with HIV know their status as opposed to only approxi-
mately 10% of those infected elsewhere in the developing world. Although the AIDS
epidemic exploded in much of the developing world during the 1990s, because of
effective public effort it remained stabilized and contained in Brazil.57,58
Until there is a biologic tool to prevent HIV transmission, no single type of prevention
program is going to work for each at-risk population in the diverse geographic and cul-
tural settings where HIV has found its human niche.
The Social Ecology of HIV/AIDS 1373
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6, 1983.
24. Fichtner R, Aral SO, Blount JH, et al. Syphilis in the United States: 1967–1979.
Sex Transm Dis 1983;10(2):77–80.
25. Ostrow D, Altman NL. Sexually transmitted diseases and homosexuality. Sex
Transm Dis 1983;10:208–15.
26. Rotello G. Sexual ecology: AIDS and the destiny of gay men. New York: Penguin
Books; 1997.
27. Celentano D, Sifakis F, Go V, et al. Changing sexual mores and disease transmis-
sion. HP. In: Mayer KH, Pizer HP, editors. The social ecology of infectious diseases.
London: Elsevier; 2008. p. 50–76.
28. Ekstrand M, Coates TJ. Maintenance of safer sexual behaviors and predictors of
risky sex: the San Francisco Men’s Health Study. Am J Public Health 1990;80:
973–7.
29. Bull S, McFarlane M. Soliciting sex on the Internet: what are the risks for sexually
transmitted diseases and HIV? Sex Transm Infect 2000;27:545–50.
30. Biddlecom A. Trends in sexual behaviours and infections among young people in
the United States. Sex Transm Infect 2004;80(Suppl 2):74–9.
31. Mertz K, Ransom RL, St Louis ME, et al. Prevalence of genital chlamydial infection in
young women entering a national job training program, 1990–1997. Am J Public
Health 2001;91:1287–90.
32. Newmann S, Sarin P, Kumarasamy N, et al. Marriage, monogamy and HIV: a pro-
file of HIV-infected women in south India. Int J STD AIDS 2000;11:250–3.
33. Gangakhedkar R, Bentley ME, Divekar AD, et al. Spread of HIV infection in
married monogamous women in India. J Am Med Assoc 1997;278(23):2090–2.
34. Hammett T, Wu Z, Duc TT, et al. ‘Social evils’ and harm reduction: the evolving
policy environment for human immunodeficiency virus prevention among injec-
tion drug users in China and Vietnam. Addiction 2008;103(1):137–45.
35. Watters J, Estilo MJ, Clark GL, et al. Syringe and needle exchange as HIV/AIDS
prevention for injection drug users. J Am Med Assoc 1994;271(2):115–20.
36. Ouellet L, Huo D, Bailey SL. HIV risk practices among needle exchange users
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37. Centers for Disease Control and Prevention. Epidemiology of HIV/AIDS—United
States, 1981–2005. MMWR Morb Mortal Wkly Rep 2006;55:589–92.
38. U.S. Census Bureau. Infoplease. Available at: http://www.infoplease.com/spot/
bhmcensus1.html. Accessed May 30, 2008.
39. Centers for Disease Control and Prevention. Racial/ethnic disparities in diagno-
ses of HIV/AIDS—33 states, 2001–2004. MMWR Morb Mortal Wkly Rep 2006;
55:121–5.
40. Centers for Disease Control and Prevention. HIV/AIDS among African Americans.
Atlanta (GA): US Department of Health and Human Services; 2006.
41. Avery B, Bashir S. The road to advocacy—searching for the rainbow. Am J Public
Health 2003;93:1207–10.
42. Pettifor A, van der Straten A, Dunbar MS, et al. Early age of first sex: a risk factor
for HIV infection among women in Zimbabwe. AIDS 2004;18:1435–42.
43. Abdool Karim Q. Heterosexual transmission of HIV - the importance of a gendered
perspective in HIV prevention. In: Abdool Karim S, Abdool Karim Q, editors. HIV/
AIDS in South Africa. Cape Town (South Africa): Cambridge University Press;
2005. p. 243–61.
44. Newell M, Thorne C. Antiretroviral therapy and mother-to-child transmission of
HIV-1. Expert Rev Anti infect Ther 2004;2(5):717–32.
The Social Ecology of HIV/AIDS 1375
KEYWORDS
Dengue International travel Geographic spread of dengue
Factors for resurgence of dengue
The dengue viruses are among the most widespread geographically of the arboviruses
and are found in tropical and subtropical areas where 2.5 to 3 billion people are at risk
of infection.1 Each year an estimated 50 to 100 million dengue infections occur, with
several hundred thousand cases of dengue hemorrhagic fever (DHF) and about
20 thousand deaths.1 Global deaths from DHF already rank with yellow fever in
exceeding combined deaths from all other viral hemorrhagic fevers, including Ebola,
Marburg, Lassa, and Crimean-Congo. The past 2 decades saw an unprecedented
geographic expansion of dengue.2 This article reviews factors responsible for the
worldwide spread of dengue, with a particular focus on the role of travel. International
travelers have the potential to acquire and spread dengue virus infection.3
BACKGROUND
a
Department of Medicine, Travelers’ Screening and Vaccination Clinic, National University
Hospital of Singapore, National University of Singapore, 5, Lower Kent Ridge, Singapore 119074
b
Program on Emerging Infectious Diseases, Duke-NUS Graduate Medical School, Jalan Burkit
Merah 2, Singapore
c
Asia-Pacific Institute of Tropical Medicine and Infectious Diseases, Department of Tropical
Medicine, Medical Microbiology and Pharmacology, John A. Burns School of Medicine, 651
Ilalo Street, BSB 3rd Floor, Honolulu, HI 96813, USA
* Corresponding author.
E-mail address: epvws@pacific.net.sg (A. Wilder-Smith).
Although the pathogenesis of severe dengue is not fully understood, the main risk
factors for developing DHF and dengue shock syndrome (DSS) are believed to be sec-
ondary infection with a heterologous serotype and infection with a more virulent strain
of virus.4–8 Cross-reactive but nonneutralizing anti-dengue antibodies from a previous
infectious bind to the new infecting virus serotype and enhance viral uptake by mono-
cytes and macrophages. This antibody-dependent enhancement is believed to result
in an amplified cascade of cytokines and complement activation causing endothelial
dysfunction, platelet destruction, and consumption of coagulation factors, which re-
sult in plasma leakage and hemorrhagic manifestations.4,9–11 T-cell activation accom-
panied by massive apoptosis has also been proposed as an explanation of the
activated cytokine production seen in secondary infection.12,13
Dengue viruses are transmitted by mosquitoes of the genus Aedes, subgenus
stegomyia (such as Aedes aegypti and albopticus).1 Ae aegypti is well established in
much of the tropical and subtropical world. It is the principal vector, and is an efficient
epidemic vector for several reasons: it is highly susceptible to dengue virus, feeds
preferentially on human blood, is a daytime feeder, has an almost imperceptible
bite, and is capable of biting several people in a short period for one blood meal.1,2
As a peri-domiciliary mosquito, it is well adapted to urban life because it typically
breeds in clean stagnant water in a wide variety of man-made containers, such as
tires, tin cans, pots, and buckets that collect rainwater. The alternative dengue vector,
Ae albopictus, is continuing its geographic expansion into tropical and temperate
climates, but this has had little impact on epidemic dengue transmission.14
HISTORY
Dengue virus has a relatively recent evolutionary history; it is estimated that the four
serotypes originated approximately 1000 years ago and have established endemic
transmission in humans only in the last few hundred years.15 The geographic origin
remains uncertain, however, as does the extent of genetic and phenotypic diversity
present in the sylvatic (primate) transmission cycle. Some suggest an African origin,
arguing that many of the flaviviruses circulate exclusively in Africa and often infect pri-
mates. On the other hand, the presence of all four serotypes in humans and monkeys
from Asia, and particularly the phylogenetic position of the Asian sylvatic strains, sug-
gests that the virus has an Asian rather than an African origin.5 The high prevalence of
dengue in this region also supports this hypothesis.16
Epidemics that were clinically compatible with DF occurred as early as 1635 and
1699 in the West Indies and Central America, respectively.17 In 1780, a major epidemic
occurred in Philadelphia in the United States and subsequent epidemics were
common in the United States into the 1930s, with the last outbreak occurring in
New Orleans in 1945.17
The epidemiology and transmission dynamics of dengue viruses were changed
dramatically in Southeast Asia during World War II. The disruption and change in
the ecology caused by the war effort expanded the geographic distribution of the
viruses and vectors, and increased the densities of Ae aegypti, making many countries
in this region highly permissive for epidemic transmission. The first recorded epidemic
of DHF occurred in Manila, Philippines in 1953 to 1954, followed by Bangkok, Thailand
in 1958 and Malaysia, Singapore, and Vietnam in the 1960s.17 With the economic
boom and associated urbanization in Southeast Asia in the postwar years, epidemic
DF/DHF spread to the whole region during the 1970s.17
In the American tropics, DHF was a rare disease before 1981.17 A characteristic of
dengue in the Americas during these years was that the disease presented as classical
Geographic Expansion of Dengue 1379
DF usually caused by a single virus serotype. Epidemics were self-limited and trans-
mission disappeared after several months.5,17 The 1980s and 1990s then saw a dra-
matic geographic expansion of epidemic DF and DHF from Southeast Asia to the
South Pacific Islands, the Caribbean, and the American tropics, with the regions
changing from nonendemic (no serotypes) to hypoendemic (one serotype present)
or hyperendemic (multiple serotypes present).17,18
More than 100 tropical countries now have endemic dengue virus infections, and
DHF has been documented in more than 60 of these countries.1 Global reports of
DHF have increased on average by fivefold in the past 20 years.1 Dengue epidemics
vary greatly in magnitude and severity. In 1998, the largest epidemics in history
occurred throughout Asia and the Americas, with more than 1.2 million cases of
DF/DHF reported to the World Health Organization (WHO). The factors responsible
for periodic epidemics in an area are not well understood. They are likely a combination
of the increased movement of viruses in people among countries and regions, the level
of herd immunity to specific virus serotypes in human populations, and genetic
changes in circulating or introduced viruses that give them greater epidemic potential.
At the beginning of the twenty-first century, dengue is the most important arboviral
disease of humans.19 Between 2000 and 2007 alone, at least eight previously dengue-
free areas experienced outbreaks, including Hong Kong, Macau, Nepal, Bhutan,
Madagascar, Hawaii, Galapagos, and Easter Island (Fig. 1).20 According to the Pan
American Health Organization (PAHO), 2007 was the worst year on record since
1985, with 918,495 cases of DF/DHF in the Americas.20
Fig. 1. Countries/areas at risk for dengue transmission, 2007. (Courtesy of DengueNet, World
Health Organization. Available at: www.who.int/ith (chapter 5). Accessed June 12, 2008; with
permission).
1380 Wilder-Smith & Gubler
been reported to correlate with the El Nino Southern Oscillation (ENSO), in the South
Pacific region, where ENSO or southern oscillation indexes correlated with tempera-
ture or rainfall anomalies.23 The ENSO has not been shown to affect periodicity of den-
gue activity in Southeast Asia or the Americas independent of factors such as herd
immunity and infection enhancement.24 Warm temperature and high moisture may
contribute to increased adult survival, however.25 In addition, warmer temperatures
shorten the extrinsic incubation period.25 The minimum daily temperature, rather
than the average temperature, was reported to be the most important determinant
of dengue transmission seasonality in Bangkok.26 One study attempted to analyze
a potential association between dengue hemorrhagic fever (DHF) incidence and tem-
perature computed by satellite.27 Land surface temperature (LST) was chosen as an
indicator that combined radiated earth temperature and atmospheric water vapor
concentration. Positive association between LST and DHF incidence was significantly
correlated in 75% of the cases during nonepidemic months, whereas no correlation
was found during epidemic months. The authors concluded that nonclimatic factors
are supposed to be at the origin of this discrepancy between seasonality in climate
(LST) and DHF incidence during epidemics.27
A study in Puerto Rico showed that mosquito density was positively correlated with
rainfall.28 An increase in mosquito populations with the onset of the rainy season was
also shown in Bangkok.29 Dengue outbreaks on the Indian subcontinent frequently oc-
cur during the hot, dry season, however, because Ae aegypti breeds abundantly in the
reservoirs of desert coolers (also known as evaporative coolers).25 A study in Thailand
by the Aedes Research Unit showed no fluctuations in adult mosquito production and
densities in response to rainfall.26,30 Instead, there was a seasonal increase in adult
survival attributable to temperature and atmospheric moisture indicating that the
most likely reason for the association of dengue epidemics with rainfall can be ex-
plained by increased adult mosquito survival. In other words, adult abundance varies
not so much with temperature or rainfall but with increased humidity and the availabil-
ity and productivity of water-holding containers.25 This hypothesis is supported by the
fact that Ae aegypti–borne viral diseases were widespread in temperate latitudes dur-
ing the Little Ice Age (1600–1700 AD) because water for human consumption was
stored in rain barrels, which supported the populations of mosquitoes needed to
transmit viruses that were introduced during summer seasons.25,31 Dengue and yellow
fever caused multiple epidemics in the United States (mainly in the eastern and south-
ern parts) in the eighteenth, nineteenth, and early twentieth centuries, and their control
was not attributable to a change in climate but rather to changes in industrialization
and modernization that led to a reduction in open water-holding containers and breed-
ing sites and improved screening of houses. It is unlikely that these diseases will cause
major epidemics in the United States if the public health infrastructure is maintained
and improved.22 The spread of dengue between Pacific islands seems to be indepen-
dent of inter-annual climate variations, pointing to the importance of modulating fac-
tors in dengue transmission, such as population density and travel.32 In conclusion,
climate has rarely been the principal determinant of the prevalence or range; human
activities and their impact on local ecology have generally been much more signifi-
cant.31 In the future, models of the impact of climate change must attempt to account
for these factors.
Virus Evolution
The evolution of dengue viruses has had a major impact on their virulence for humans
and on the epidemiology of dengue disease around the world.33 Although antigenic and
genetic differences in virus strains have become evident, it is mainly the lack of animal
Geographic Expansion of Dengue 1381
models for the disease that has made it difficult to detect differences in virulence among
dengue viruses. Phylogenetic studies of many different dengue virus samples have led
to the association between specific genotypes (within serotypes) and the presentation
of more or less severe disease. Currently, dengue viruses can be classified as being of
epidemiologically low, medium, or high impact; some viruses may remain in sylvatic
cycles of little or low transmissibility to humans, others produce DF only, and some
genotypes have been associated with the potential to cause the more severe DHF
and DSS in addition to DF.7,8,33 The American genotypes of DENV-2 and DENV-3, for
example, are less virulent with a reduced ability to grow in cell cultures and mosquitoes
compared with the Asian genotypes of DENV-2 and DENV-3.33,34 Phylogenetic studies
using envelope protein gene sequences of DENV-1, -2, and -4 suggested that the
endemic/epidemic lineages of these three DENV serotypes evolved independently
from sylvatic progenitors.16 Analysis of envelope protein amino acid changes predicted
to have accompanied endemic/epidemic emergence suggested a role for domain III in
adaptation to new mosquito or human hosts.16 Although the factors that contribute to
dengue virus epidemiology are complex, studies have suggested that specific viral
structures may contribute to increased replication in human target cells and to
increased transmission by the mosquito vector. Severity of disease also depends on
the strain and serotype of the infecting virus, age and genetic background of the
patient,4,5,8 and the degree of viremia.7,35 As to the question of whether dengue viruses
are evolving toward virulence as they continue to spread throughout the world, phylo-
genetic and epidemiologic analyses suggest that the more virulent genotypes are now
displacing those that have lower epidemiologic impact, but there is no evidence for the
transmission of antigenically aberrant new strains.5
Vector Control
Epidemic dengue was effectively controlled in most of tropical America in the 1950s
and 1960s as a side benefit of malaria and yellow fever control programs.1 Disruption
of vector control programs, be it for reasons of political and social unrest or scientific
reservations about the safety of DDT, has contributed to the resurgence of dengue
around the world. Lack of political will or complacency concerning vector-borne dis-
eases is another factor. Few new and effective mosquito-control methods have been
developed in the past 30 years.36 Vector control strategies are often limited to one ap-
proach, such as larvicidal or just adulticidal control. Vector control, however, should
be integrated and include source reduction and killing of adult mosquitoes, a com-
bined vertical and horizontal approach that depends on community participation,
and possibly the use of predacious copepods of the genus Mesocyclops as a biologic
control agent.37
Societal Factors
The dengue viruses are unique among the arboviruses as the only members of this
group that have evolved and fully adapted to the human host and the environment,
essentially eliminating the need for maintenance in the primitive enzootic forest cycle.1
Human population growth is highly correlated with dengue epidemics.38 Large popu-
lations in which viruses circulate may also allow more co-infection of mosquito and
human with more than one serotype of virus,39,40 potentially setting the stage for re-
combination events that could lead to the emergence of more virulent or transmissible
strains. Studies have documented that the number of dengue lineages has been
increasing roughly in parallel with the size of the human population over the last two
centuries.41 More urban areas in tropical and subtropical areas have reached the pop-
ulation size, estimated at perhaps 150,000 to 1 million, needed to sustain the ongoing
1382 Wilder-Smith & Gubler
circulation of dengue virus.42 The unprecedented global population growth in the past
decades, in particular in the developing world, is also the main factor that has driven
many of the demographic and societal changes, such as urbanization, deforestation,
new dams and irrigation systems, poor housing, sewage and waste management sys-
tems, and lack of reliable water systems that make it necessary to collect and store
water.1 Poor garbage disposal associated with poorly controlled urbanization is com-
monly associated with dengue activity.43 Nonreturnable containers, such as cans,
plastic bottles, and tires, account for almost half of the container habitats found pos-
itive for the Ae aegypti mosquito in a study in Brazil.44 Urbanization associated with
poor infrastructure contributes to increased mosquito populations and closer contact
between humans and mosquito vectors. Population dynamics and viral evolution offer
the most parsimonious explanation for the observed epidemic cycles of the disease,
far more than climatic factors.22,27,45
The reasons for the resurgence of dengue are complex. It is impossible to determine
the extent that single factors, such as climate change, virus evolution, deteriorating
vector control, and societal changes, play in the expansion of dengue. Our opinion
is that population growth associated with rapid uncontrolled urbanization is likely
the main factor that has driven the rapid amplification of dengue in the past decades.
But the main factors responsible for the geographic spread are movements of popu-
lations or individuals by way of travel.1,5,22
Mosquito vectors for dengue were historically spread by sailing ships.17 The mosquito
used the stored water on the ships as a breeding site and could maintain the transmis-
sion cycle, even on long journeys.17 Because of the slow mode of transportation,
epidemics were infrequent, with intervals of 10 to 40 years. When a new dengue virus
was introduced, however, it frequently resulted in major epidemics that affected
numerous countries in that region. Troop movements during WWII accelerated the
spread of viruses between population centers in the Asia-Pacific regions, causing
major epidemics. By the end of the war, most countries in Southeast Asia were hyper-
endemic, and a few years later epidemic DHF emerged in the region.17
Modern transportation provides an efficient mechanism to quickly move dengue
viruses and mosquitoes to new geographic regions around the globe. In recent
decades, used automobile and truck tires have been shown to be carriers for Ae
albopictus and other exotic species of mosquitoes.46 Ae albopictus, an Asian species,
was known outside of that region only in several Pacific islands before the 1980s. In
1979, it was introduced to Albania, most likely from China. In the mid-1980s, it was
independently introduced into the United States and Brazil from Japan in used tires.46
It subsequently spread throughout the Americas and to Italy and Africa. There are no
reports that dengue viruses have been introduced in mosquitoes, however. On the
other hand, it is well documented that the viruses are spread among countries by
way of infected humans incubating the virus.17
Viremic humans, whether troops, migrant workers, tourists, business travelers,
refugees, or others, carry the virus into new geographic areas, which can lead to out-
breaks if a competent vector inhabits the new area. Although a great deal of effort is
taken to prevent the spread of dengue viruses in infected mosquitoes by implementing
mosquito abatement programs at international airports and spraying adulticides in
passenger cabins of arriving aircraft, mosquitoes as agents of spread over long
distances (eg, between continents) are probably overrated, and viremic travelers are
the most likely source of the importation of dengue viruses.17,28
Geographic Expansion of Dengue 1383
Individual and population movements can lead to epidemic waves. Dengue epi-
demic waves seem to originate from cities and then move to the rest of the country,
causing epidemics in smaller communities.47 Using the method of empiric mode
decomposition to show the existence of a spatial-temporal traveling wave, Cummings
and colleagues48 suggested that the dengue epidemics in Thailand emanated from
Bangkok, the largest city in Thailand, moving radially at a speed of 148 km/mo.
Molecular-epidemiologic studies are crucial in determining the transmission patterns
of dengue viruses and tracking the spread of dengue around the world.49 The following
section expands on the impact of travel as a mechanism for introducing dengue viruses
to new areas, thereby triggering outbreaks and further spread of the disease.
increased far more rapidly for DENV-4 than DENV-2, indicating a more rapid rate of
exponential population growth in DENV-4 or a higher rate of geographic dispersal,
allowing this virus to move more effectively among localities, most likely reflecting
underlying differences in patterns of host immunity.57 DENV-4 has never caused a ma-
jor epidemic in Brazil, however.
A total of 4,243,049 dengue cases have been reported in Brazil between 1981 and
2006, with the Northeast and Southeast regions most affected.58 DENV-1 and DENV-4
were isolated for the first time in the Amazon region of Brazil in 1981 and 1982. The
disease became a nationwide public health problem following outbreaks of DENV-1
and DENV-2 in the state of Rio de Janeiro in 1986 and 1990, respectively. The intro-
duction of DENV-3 in 2000, also in the state of Rio de Janeiro, led to a severe epidemic
with 288,245 reported dengue cases.59 Virus strains that were typed during the 2002
epidemic showed that DENV-3 has displaced other dengue virus serotypes and
entered new areas.59
Europe
Ae albopictus was detected in Albania in 1979 and in Italy in 1990 and has become
a threat to many other Mediterranean countries, particularly the southern part of
France (French Riviera and Corsica) where climatic conditions are suitable for its es-
tablishment.60 The origin of the infestation in Northern Italy was shown to be related to
the importation of used tires.61 The tolerance exhibited by some natural populations of
Ae albopictus for low temperatures allows this species to occupy an area much farther
north than Ae aegypti.60,62 Ae albopictus is now believed to be in at least 12 countries
in Europe.63 An outbreak of chikungunya virus disease affecting more than 200 inhab-
itants occurred in Northern Italy in 2007 following the importation by a viremic traveler
from India.64 Autochthonous spread was possible because of the susceptibility of Ae
albopictus for chikungunya virus. Dengue is much more frequently imported than chi-
kungunya,65 but no autochthonous transmission of dengue has been reported to date.
In the past, however, dengue did occur in Europe before the eradication of Ae
aegypti.17
Pacific Islands
Dengue continues to be a threat to Pacific Island countries and territories (PICTs). After
an absence of 25 years, all four serotypes were introduced in the 1970s, causing major
epidemics, some associated with DHF.17 The last DENV-1 epidemic affected 16 PICTs
and in some of them it affected as much as 20% of the population, having a major pub-
lic health impact and a massive impact on their fragile economies.25 The continuing
outbreak of dengue in the Pacific has been attributed to multiple, direct introductions
of dengue viruses from various locations in Asia followed by local transmission.66,67
Australia
Outbreaks of DF have repeatedly occurred in North Queensland following the impor-
tation of dengue virus in returned travelers.68 The successful prevention of widespread
local transmission in these circumstances was facilitated by early notification and
isolation of cases, and collaboration with local public health authorities in vector
control.68
The marked increase of dengue over the past 3 decades is in tandem with increasing
reports of international travelers suffering from dengue, including long-term
Geographic Expansion of Dengue 1385
TRAVELERS AS SENTINEL
As travelers return from any of the countries where dengue is currently endemic, they
potentially reflect the evolving epidemiology of dengue. The analysis of DENV isolated
from travelers contributes to the global picture of strain distribution and circulation.96
Properly annotated sequence data for flaviviruses can aid in tracking the spread of
dengue. Flavitrack was designed to help identify conserved sequence motifs, interpret
mutational and structural data, and track evolution of phenotypic properties, and now
contains more than 590 complete flavivirus genome/protein sequences and informa-
tion on known mutations and literature references.97 Flavitrack could potentially be
used to compare sequences of viruses found in returning travelers and those
described worldwide.
Data collected longitudinally over a decade by the GeoSentinel Surveillance
Network examined month-by-month morbidity from a sample of 522 cases of dengue
as a proportion of all diagnoses in 24,920 ill returned travelers seen at our 33 surveil-
lance sites.98 The data showed that travel-related dengue reflects defined seasonality
for some regions (Southeast Asia, South Central Asia, Caribbean, South America). The
natural, year-to-year oscillations of dengue cases in endemic populations were also
observed in travelers. In each of the epidemic years of 1998 and 2002 in Southeast
Asia, the usual pattern of seasonality changed with an excess of cases throughout
the whole year.98 The outbreak in 1998 in Thailand was reflected in travelers by an
excess in cases that preceded the usual increased seasonal activity. When the
1998 pattern in travelers reoccurred in early 2002, it led to the immediate hypothesis
that this early transmission would once again herald an epidemic year. In April 2002,
GeoSentinel alerted the international community when it posted online the increase in
1386 Wilder-Smith & Gubler
travel-related dengue from Thailand. Official surveillance data from local populations
are often not immediately available to the international community. Data reported later
by Thai authorities to the WHO confirmed the observation. The increase in dengue
cases in returned travelers from South Central Asia in 2003 was also evident before
official surveillance data were available, reinforcing the increasing usefulness of sen-
tinel surveillance in travelers. Because the number of travelers to areas with epidemics
may be small and some epidemics may occur in parts of a country that are not visited
by travelers, sentinel surveillance in travelers cannot be a definitive and uniquely
sensitive tool for detection of all disease outbreaks, but preliminary experience with
GeoSentinel show that the traveling population can give additional timely and specific
information.98 Travelers may therefore serve as sentinels rapidly informing the interna-
tional community about the onset of epidemics in endemic areas. Sentinel surveillance
of travelers can provide an additional layer in the international surveillance effort.
SUMMARY
Because of the expanding geographic distribution of the virus and the mosquito vec-
tor, increased frequency of epidemics, cocirculation of multiple virus serotypes, and
the emergence of DHF in new areas, WHO classifies dengue as a major international
public health concern.1,2 The reasons for this resurgence are complex and include
unprecedented urbanization with substandard living conditions, lack of vector control,
virus evolution, and international travel.1,4,5 Of all these factors, urbanization in tropical
and subtropical regions has probably had the most impact on the amplification of den-
gue within a given country, and travel had the most impact for the spread of dengue
from country to country and continent to continent. Modern rapid intercontinental
transportation has had a major influence on the distribution and transmission dynam-
ics of dengue. Epidemics of dengue, their seasonality, and oscillations over time are
reflected by the epidemiology of dengue in travelers. Sentinel surveillance of travelers
could augment existing national public health surveillance systems.
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One Res er voir :
Re defining the
Communit y Origins of
Antimicrobial - resista nt
I nfe c tions
Ellen K. Silbergeld, PhDa,*, Meghan Davis, DVMa,
Jessica H. Leibler, MSa, Amy E. Peterson, DVMb
KEYWORDS
Antimicrobial resistance MRSA Agriculture
Resistance reservoir
Extraordinary health benefits have accrued from the discovery of antimicrobials since
the mid-twentieth century.1 However, as T.S. Eliot wrote, ‘‘In my beginning is my
end.’’2 The use of antibiotics has driven the evolution and spread of antimicrobial re-
sistance from the beginning. Fleming3 himself noticed this in his laboratory studies
and, soon after, Starr and Reynolds4 warned of the public health risks of the novel ap-
plication of these drugs to feeds for farm animals. Antimicrobial-resistant bacteria now
constitute a significant proportion of the emerging infectious disease pathogens that
have been reported since 1940.5 This has led to the dystopian declaration that we
have entered the ‘‘postantibiotic era.’’6
From an evolutionary perspective, selection for antimicrobial resistance is an inev-
itable biological response to continued exposure to antimicrobial agents.7 Bacteria
have evolved in the presence of naturally occurring antimicrobial agents. Many of
the antimicrobials used in clinical medicine are analogs of compounds produced by
organisms such as Streptomyces, Bacillus, Penicillium and Cephalosporum.8 How-
ever, human exploitation of these agents has accelerated the global development of
resistance. This is often ascribed to clinical health care settings involving practitioners
and consumers, supporting the assumption that the increasing prevalence of drug-
resistant infections is nosocomial, or health care-associated, in origin; and the result
of overly broad treatment regimens, incomplete treatment, or patient non-
a
Department of Environmental Health Sciences, Bloomberg School of Public Health, Johns
Hopkins University, 615 N. Wolfe Street, E6644, Baltimore, MD 21205, USA
b
Department of Epidemiology, Bloomberg School of Public Health, Johns Hopkins University,
615 N. Wolfe Street, E6644, Baltimore, MD 21205, USA
* Corresponding author.
E-mail address: esilberg@jhsph.edu (E.K. Silbergeld).
compliance.1 Health care settings are clearly important in the evolution and spread of
resistant bacteria, but the fact that most resistant infections are identified in a hospital
does not necessarily imply that resistance originates there. There is growing recogni-
tion of the importance of community origins as ‘‘feeders’’ of pathogens into the clinical
setting. Methicillin-resistant Staphylococcus aureus (MRSA) serves as a model for re-
focusing the lens of research on the origins of emerging infections. The rapidly evolv-
ing epidemic of community-acquired MRSA9,10 has directed new attention to the
importance of investigating nonhospital antecedents of antimicrobial resistance. An
exclusive focus on the hospital setting restricts the scope of action to late stages of
control. Moreover, interventions that target the development of antibiotic resistance
in the community offer greater potential for success in preventing disease before it
can enter and be transmitted in the hospital.
In this review, the authors focus on a major component of the drivers for antimicro-
bial resistance in the community: the use of antimicrobial drugs as feed additives for
animals grown for human consumption. Antimicrobial feed additives are now the ma-
jor use of antimicrobials in the United States and many countries.11 This fact is not
generally recognized in clinical medicine; for example, a recent analysis of the problem
of antimicrobial resistance devotes less than one page to the issue of antimicrobial use
in agriculture.1 The purposes of agricultural antimicrobial use lie in the transformation
of agricultural practices over the past 50 years, away from many small-scale family
farms across the United States to fewer intensive, large-scale operations (known as
CAFOs, or confined animal feeding operations) that are concentrated regionally. The
transformation of food animal agriculture – involving changes in methods of produc-
tion, ownership, and stewardship – promotes the development of antimicrobial resis-
tance.11 These changes also contribute to economic marginalization of workers and
socioeconomic decline in rural communities, factors that may increase the difficulty
in monitoring and early detection of resistant infections.
Hospitals are a focal point for recognizing the health problems of the community. As
a result, antimicrobial-resistant infections are more likely to be accurately diagnosed in
patients in the hospital setting as compared with clinics or by individual practitioners.
But patients in hospital bring their community with them, carrying their individual mi-
crocommunities of pathogens and commensal bacteria. In the face of widespread
antimicrobial use in the hospital setting, these microcommunities can shift toward
a higher prevalence of resistant organisms, and resistance determinants may be
transferred from commensals to pathogens.12 The hospital setting also enhances
transmission from new entrants to nonexposed patients, some of whom may be espe-
cially susceptible to infection. As a result, hospitals are both a surveillance point and
a multiplier for resistant infections.
There are standard methods for classifying strains as hospital-acquired or commu-
nity-acquired (Box 1). This categorization may obscure rather than illuminate the inter-
relationships that exist between health care environments and the community
because identification of a health care-associated risk factor is often a disincentive
for further exploration of additional risk factors. The Centers for Disease Control
(CDC) classification for infections is neither definitive nor exclusive. Identifying health
care-associated risk factors does not address the potential for entrance of a pathogen
from the community into the health care system.13
There is evidence for the increasing prevalence of community sources of other
antimicrobial-resistant infections isolated from patients in the hospital setting. For
Origins of Antimicrobial-resistant Infections 1393
Box 1
Criteria for definition of hospital-acquired (HA) versus community-acquired (CA) risk factors
for infection: the example of MRSA
HA-MRSAa
Recent or current exposure to hospital or outpatient clinic or long term care
(eg, residence in a facility)
Infection detected more than 48 hrs after admission to hospital or other health care facility
CA-MRSA
No documented health care risk factors
Infection detected before or within 48 hrs after admission to hospital or other health care
facility
a
Patients with prior MRSA colonization are often classified HA-MRSA.
Data from Klevens, Monina R, Morrison, Melissa A. et al. Invasive methicillin-resistant Staph-
ylococcus aureus infections in the United States. JAMA 2007;298(15):1763–71.
Food is clearly a significant pathway through which agricultural antimicrobial use af-
fects human health.30 There are many reports worldwide on the presence of resistant
bacteria and resistance genes in consumer meat products, including poultry, beef,
and pork.31–36 The national market dissemination of commercial meat products pro-
motes the rapid spread of resistant pathogens from the farm environment to the hu-
man community.
Farmers and farm workers bridge the food animal production environment and nearby
communities. Workers employed in CAFOs (particularly those who collect and trans-
port live animals) are exposed to pathogens carried by live animals and their wastes.
Typically, workers in CAFOs are provided little to no protective equipment and, as a re-
sult, have elevated odds of carrying drug-resistant bacteria when compared with com-
munity referents.37,38 They may also transmit these infections to their households.39
Because they lack adequate insurance and access to health care,40 hospital-based
surveillance systems may not detect resistant infections in farm workers or their com-
munity contacts.
MRSA exemplifies these issues. In recent years, information on occupational risks
for MRSA infection has emerged in the European Union and Canada. In central Eu-
rope, a community-acquired, nontypable-MRSA strain (NT-MRSA) was traced to
hog farms, which were determined to be the origin of these new clones.41 Screening
of a sample of pig farms showed that this strain of NT-MRSA colonized 40% of pigs
overall, impacting 80% of farms.41 In the Netherlands, a high prevalence of MRSA
was also identified in pigs.42 Also in the Netherlands, MRSA infections were identified
in seven individuals who worked or lived on a farm and the infection was typed to
a strain found among swine at the farm.43 In Canada, in a survey of pig farmers,
20% were colonized with the same strain of MRSA found in pigs,44 consistent with
other cross-sectional studies.45–47 Weese and colleagues48,49 found increased prev-
alence of MRSA carriage among horse personnel and, notably, they identified animal
density as a distinct risk factor for MRSA in both humans and horses.
Agricultural workers may transmit MRSA from the farm environment to the com-
munity at large. Using hospital surveillance data, van Loo and colleagues50 found
that occupational exposure to farm animals or proximity to farms was a risk factor
for MRSA infection. In a study with extraordinary implications, van Rijen and col-
leagues51 sampled patients arriving at a Dutch hospital for MRSA carriage. Risk
of MRSA was strongly associated with exposure to pigs and veal calves; 32% of
patients with these exposures were positive for MRSA. Taken together, these stud-
ies provide strong evidence that cattle, horse, and swine farms are significant sour-
ces for community-acquired MRSA and for the movement of this pathogen into the
hospital setting.
CAFOs, by design and operation, do not restrict the release of pathogens. High-
throughput ventilation systems—essential for animal health when thousands of
chickens or hogs are raised in close confinement—permit the release of bacteria
1396
Silbergeld et al
Table 1
Antimicrobials registered for use as feed additives in Australia, Denmark, European Union, Canada and the United States
1397
1398
Silbergeld et al
Table 1
(continued)
From Silbergeld, EK, Graham, J, Price LB. Industrial food animal production, antimicrobial resistance, and human health. Annu Rev Public Health 2008;29:151–69;
with permission.
Origins of Antimicrobial-resistant Infections 1399
Fig. 2. (A) Conditions in a broiler poultry CAFO, Maryland. (Courtesy of J. Graham, PhD,
Baltimore, MD.) (B) Conditions in a swine CAFO. (Courtesy of the U.S. Geological Survey.
From Sapkota AR, Curriero FC, Gibson KE, Schwab KJ. Antibiotic-resistant Enterococci and
fecal indicators in surface water and groundwater impacted by a concentrated swine feed-
ing operation. Environmental Health Perspectives 2007;115:7; with permission.)
into the surrounding environment. For example, resistant S aureus has been recovered
downwind of a large swine operation.52 Resistant strains and resistance genes as well
as antimicrobial parent compounds have been detected through air sampling in the
confinement house itself.52–56 Resistant bacteria and resistance genes have been de-
tected in groundwater and surface water surrounding large swine facilities,57–59 and
resistance genes isolated from ground water were identical to isolates from nearby
swine lagoons.60
As shown in Fig. 3, there are several pathways by which animal antimicrobial use con-
tributes to community exposures and reservoirs of resistance: contact with and
consumption of food products, occupational exposures, and environmental contam-
ination. The authors consider this schematic in the context of two philosophies rele-
vant to preventing human exposures to pathogens originating in food animal
production: Hazard Analysis and Critical Control Point (HACCP), a set of guidelines
and regulations promulgated by the US Food and Drug Administration (FDA) and
USDA;71 and the hierarchy of controls, a strategy used in occupational and environ-
mental health to prevent chemical exposures and injury.72 HACCP focuses on pre-
venting consumer exposure to foodborne pathogens by regulating points along the
path of food ‘‘from farm to fork.’’ Preventing contamination of meat products and
worker infection at slaughter and processing, as well as at the stages of food handling
and consumption, is important independent of concerns over transmission of resistant
pathogens. However, these strategies rely heavily on practices at the slaughter house,
on proper storage and handling of food products, and on behavioral changes among
consumers. Recent outbreaks in the United States suggest that these strategies do
not completely prevent transmission of microbial pathogens on food and that assur-
ance is ultimately based on a monitoring program that may be infeasible for a global-
ized food supply.
Mostly importantly, HACCP does not address the pathways of community exposure
by way of occupational or environmental routes. For this purpose, the hierarchy of
controls model, adapted from the industrial hygiene literature, is a useful way to
Origins of Antimicrobial-resistant Infections 1401
identify and evaluate interventions in terms of effective risk reduction (Fig. 4). In this
model, the most effective type of intervention is elimination of the hazard; followed
in decreasing order by engineering controls, administrative controls, and personal
protective equipment or behavior. This analysis demonstrates that eliminating the
use of antimicrobial agents in food animal production – particularly for functions unre-
lated to disease treatment – emerges as the most effective means of preventing further
contributions to the resistance reservoir. Controls further down the hierarchy are valu-
able tools in mitigating human health hazards in industrial food animal production and
as such are critically important. However, applying controls at these stages is complex
and resource intensive. Reducing environmental contamination requires substantial
investments at the CAFO level, including advanced waste treatment and changes in
ventilation. Reducing worker exposure requires improved improved hygiene and
protective equipment. Biosecurity between farm and community requires improved
hygiene and pathogen control, as well as improvements in animal transport and waste
management.
This analysis supports the conclusions of the World Health Organization (WHO), the
World Organization for Animal Health, and the Food and Agriculture Organization of
the United Nations. These organizations have specifically recommended ending the
practice of adding antimicrobials to feed. The European Union recently legislated
restrictions on antimicrobial feed additives. However, in the United States only the
use of ciprofloxacin analogs has been banned, and in much of the rest of the world
these uses have not been restricted. Thus, the majority of antimicrobial production
continues to be used for this purpose.11
Prohibiting the first use of new antimicrobials in animal feeds is critically important.
The practice of registering new antimicrobials for use in animal feeds before registra-
tion for human medicine is encouraged by the high barriers to approval for new agents
for clinical use. This can be predicted to impair the clinical life span of the same drug.73
For example, quinupristin/dalfopristin was first approved for use in animal feeds and
1402 Silbergeld et al
only years later for treatment of otherwise resistant infections in clinical medicine. Be-
cause of prior use in feeds, clinicians quickly found resistance in human isolates.74
Further, the long-term implications of antimicrobial use in agriculture underscore the
importance of prudent drug registration and usage policies. Evidence suggests that
a ban on antimicrobial usage in feeds may not result in complete eradication of resis-
tance in bacteria isolated from the agricultural setting or the food supply. In the Euro-
pean Union, the introduction and subsequent removal of avoparcin from use in pig
farming demonstrates a trend of concern. While hospital prevalence rates of VRE
fell after the ban,29 VRE continued to be found in broiler chicken flocks in Denmark.75
In the United States, fluoroquinolone-resistant Campylobacter were still isolated in
2006 from poultry products from two companies that voluntarily stopped using enro-
floxacin in 2002.76
SUMMARY
The growing appreciation of the role of the community as a source of the increasing
prevalence of antimicrobial-resistant infections supports the importance of under-
standing nonnosocomial drivers of resistance. The emergence of community-
acquired MRSA highlights the relevance of reservoirs of antimicrobial resistance in
Origins of Antimicrobial-resistant Infections 1403
humans and animals in the community environment. Although hospital use of antimi-
crobials has been assumed to generate the highest risk of resistance and transmission
of resistant infections, the greater load of antimicrobial use in food animal production
makes a larger contribution to the reservoir of resistance.16 Multiple routes of expo-
sure connect human populations with this reservoir: food consumption, animal-to-hu-
man and human-to-human contacts, and environmental contamination. Agricultural
use of antimicrobial feed additives is a major driver for these reservoirs. Evidence
points to agriculture as a source of community MRSA and other drug-resistant infec-
tions – such as fluoroquinolone-resistant campylobacteriosis in the United States and
VRE in Europe. Based on this evidence, it is imperative to implement policies that pre-
vent increases in community reservoirs of antibiotic resistance. Such policies have
been repeatedly urged for health care providers and consumers.1 These policies are
important. However, there has been little or no attention by medical practitioners or
the general population to current practices in agricultural use of antimicrobials.
Adopting a public health perspective of the hierarchy of controls provides a policy
framework for regulation of antimicrobials in food animal production. Just as agricul-
tural antimicrobial use dwarfs clinical use, agricultural drivers of resistance likely ex-
ceed the impact of hospital-based factors to promote and maintain reservoirs of
resistance. The authors conclude that three steps are critical to reducing transmis-
sion from agriculture to these reservoirs: eliminating antimicrobial use in animal
feeds, reducing animal-to-human spread of resistant organisms, and preventing
microbial contamination of both the environment and the food supply. Banning
antimicrobial use in animal feeds is the responsibility of the FDA, while reducing
contamination of the environment—by both antibiotics and resistant microorgan-
isms—involves the Environmental Protection Agency, as well as the USDA. More
accurate assessment of the complex interactions between hospital and community
will improve characterization of community risk factors and will enhance the under-
standing of the linkages between human populations in and out of health care set-
tings as well as improve surveillance for resistance of community origin, including
agriculture. It is time to acknowledge and act upon the warning words of Starr
and Reynolds in 1951, ‘‘It would be unfortunate if a large reservoir of drug-fast
[sic] enteric pathogens were to accumulate in the [food animal] population. The au-
thors hope that those charged with the protection of public health will objectively
evaluate this situation.’’4 This evaluation is long overdue.
REFERENCES
28. Wegener HC. Historical yearly usage of glycopeptides for animals and humans:
the American-European paradox revisited. Antimicrobial Agents Chemother
1998;42(11):3049.
29. Klare I, Badstueber D, Konstabel C, et al. Decreased incidence of VanA-type
vancomycin-resistant Enterococci isolated from poultry meat and from fecal sam-
ples of humans in the community after discontinuation of avoparcin usage in an-
imal husbandry. Microb Drug Resist 1999;5(1):45–52.
30. Mathew AG, Cissell R, Liamthong S. Antibiotic resistance in bacteria associated
with food animals: a United States perspective of livestock production. Food-
borne Pathog Dis 2007;4(2):115–33.
31. Simjee S, White DJ, Meng J, et al. Prevalence of streptogramin resistance genes
among Enterococcus isolates recovered from retail meats in the Greater Wash-
ington DC area. J Antimicrob Chemother 2002;50(6):877–82.
32. Emborg HD, Anderssen JS, Seyfarth AM, et al. Relations between the occur-
rence of resistance to antimicrobial growth promoters among Enterococcus fae-
cium isolated from broilers and broiler meat. Int J Food Microbiol 2003;84(3):
273–84.
33. Johnson JR, Kuskowski MA, Smith K, et al. Antimicrobial-resistant and extraintes-
tinal pathogenic Escherichia coli in retail foods. J Infect Dis 2005;191(7):1040–9.
34. Price LB, Johnson E, Vailes R, et al. Fluoroquinolone-resistant Campylobacter
isolates from conventional and antibiotic-free chicken products. Environ Health
Perspect 2005;113(5):557–60.
35. Garofalo C, Vignaroli C, Zandri G, et al. Direct detection of antibiotic resistance
genes in specimens of chicken and pork meat. Int J Food Microbiol 2007;
113(1):75–83.
36. Van TT, Moutafis G, Istivan T, et al. Detection of Salmonella spp. in retail raw food
samples from Vietnam and characterization of their antibiotic resistance. Appl
Environ Microbiol 2007;73(21):6885–90.
37. Price LB, Graham J, Lackey L, et al. Elevated risks of carrying gentamycin-resis-
tant E coli among US poultry workers. Environmental Health Perspectives 2007;
115(12):1738–42.
38. van den Bogaard AE, Stobberingh EE. Antibiotic usage in animals: impact on
bacterial resistance and public health. Drugs 1999;58(4):589–607.
39. Hannah EL, Angulo FJ, Johnson JR, et al. Drug-resistant Escherichia coli, rural
Idaho. Emerg Infect Dis 2005;11(10):1614–7.
40. Larson SL, Hill SC. Rural-urban differences in employment-related health insur-
ance. J Rural Health 2005;21(1):21–30.
41. Witte W, Strommenger B, Stanek C, et al. Methicillin-resistant Staphylococcus
aureus ST398 in humans and animals, Central Europe. Emerg Infect Dis 2007;
13(2):255–8.
42. de Neeling AJ, can den Broek MJ, Spalburg EC, et al. High prevalence of meth-
icillin-resistant Staphylococcus aureus in pigs. Vet Microbiol 2007;122(3-4):
366–72.
43. Huijsdens XW, van Dijke BJ, Spalburg EC, et al. Community-acquired MRSA and
pig-farming. Ann Clin Microbiol Antimicrob 2006;5:26.
44. Khanna T, Friendship R, Dewey C, et al. Methicillin-resistant Staphylococcus au-
reus colonization in pigs and pig farmers. Vet Microbiol 2008;128(3-4):298–303.
45. Hanselman BA, Kruth SA, Rousseau J, et al. Methicillin-resistant Staphylococcus
aureus colonization in veterinary personnel. Emerg Infect Dis 2006;12(12):
1933–8.
1406 Silbergeld et al
KEYWORDS
Travelers Travel volume Emerging infections
Travel-associated illnesses Disease surveillance
Global travel has evolved dramatically during the past 2 centuries, with ever escalating
speed, distance, and volume. Because the geographic distribution of diseases is
dynamic and influenced by ecologic, genetic, and human factors, travel allows
humans to interact with microbes and introduce pathogens into new locations and
populations. The increased numbers of travelers and their spatial mobility have
reduced geographic barriers for microbes and heightened the potential for spread
of infectious diseases.
Number of Travelers
The volume of travel has grown exponentially. International tourist arrivals increased
from 25.3 million in 1950 to 898 million in 2007, an astounding 35-fold increase
(Table 1).2 In recent years, the World Tourism Organization has estimated growth in
travel at approximately 6% per year, and anticipates similar growths in upcoming
decades.2
a
Travel Medicine Center, Mount Auburn Hospital, 330 Mount Auburn Street, Cambridge, MA
02238, USA
b
Harvard Medical School and Harvard School of Public Health, Boston, MA, USA
* Corresponding author.
E-mail address: lchen@hms.harvard.edu (L.H. Chen).
Table 1
Growth in world population and international tourist arrivals
Data from US Census Bureau and World Tourism Organization. Available at: http://www.census.
gov/ipc/www/idb and http://www.world-tourism.org/facts/menu.html, respectively.
Over the decades, the modes of transportation have also shifted from horses and
sailing vessels to steamships, railways, automobiles, and aircrafts. In 1788, when
long-distance travel primarily occurred on sailing vessels, a trip from England to Aus-
tralia spanned 1 year.7 Clippers shortened travel time to 100 days by 1840; steamers
reduced it to 50 days by 1910; and in the 21st century, aircraft can reach almost any
major city on the globe in 24 hours.7 As a result of the augmented speed, sphere, and
range of modern transportation, the spatial mobility of the average person grew 1000-
fold over past 2 centuries.7
Air travel has accounted for the greatest gains in international travel. In 2006, air
travel accounted for 46% of transport, followed by road at 43%, water at 7%, and
rail at 4%.5 These figures indicate continued growth of long-haul travel, typically asso-
ciated with the use of large aircraft, and connections between different ecosystems
and their resident species.
The Role of the Traveler in Emerging Infections 1411
Table 2
Comparison of arrivals by purpose of visit, 1990 and 2006
Conveyances
Although conveyances have become faster, they have also become larger. Jumbo jets
now carry several hundred passengers each. The risk for a traveler to acquire a com-
municable disease is estimated to increase fourfold when the aircraft size is doubled.7
The United States has 19,500 airports, of which 18 receive more than 500,000 inter-
national arrivals annually.8 Up to 5000 planes may be in United States airspace at
one time. The global civilian aviation network connects most areas of the world, allow-
ing rapid transit and mix of multiples species.
Ballast water from ships can transport pathogenic microbes (such as Vibrio
cholerae) over long distances, and disperse to habitats where the species can per-
sist.9 Cruises have become a popular leisure activity. Cruise ships can now carry
more than 3000 passengers and crew. During 2003, 184 ships served the United
States cruise industry, with an estimated 7.4 million passengers.8 Currently, 14 United
States ports receive more than 150,000 maritime passengers annually.8 Worldwide,
11.5 million passengers traveled on cruise ships in 2005, each for an average of
7 days.10 Passengers converge from different countries; a cruise may involve multiple
stops, where passengers may be dropped off or picked up. Passengers may also have
brief visits at multiple ports. These patterns expand the potential pool of exposures.
Cruise ships have served as sites of outbreaks, with passengers then dispersing
infections elsewhere. Many travelers on cruise ships are older and have chronic med-
ical conditions, and therefore may be susceptible to more severe consequences of
infections. The confined and crowded environs on cruise ships allow easy transmis-
sion of pathogens. The short durations of most cruises can allow an infected passen-
ger to reach another location before onset of symptoms. The most commonly
identified pathogens in cruise ship outbreaks have been norovirus and influenza,
but Salmonella, Shigella, Staphylococcus, V cholerae and other vibrios, Legionella,
Corynebacterium diphtheriae, and rubella have also been implicated.10,11 Sources
of gastrointestinal disease on cruise ships include water (eg, contaminated by sew-
age, inadequate disinfection, improper storage), food (poor handling, preparation,
cooking), and use of sea water in the galley.10
During 2006, an unusually high number of norovirus outbreaks occurred on cruise
ships. By July 5, 2006, 13 cruise ships traveling around Europe had reported 35 out-
breaks of gastrointestinal infection.12 In all, investigators confirmed 43 outbreaks on
13 cruise ships.13 The norovirus from stool or environmental samples were of two dis-
tinct lineages of the GGII.4 genotype, which emerged separately in Europe and Pacific
and caused concurrent outbreaks in the community.13 The cruise ship outbreaks were
1412 Chen & Elizabeth Wilson
an early indicator of increased activity in the region and revealed strains that originated
in distant locations.
Legionella is another pathogen associated with cruise ships, with more than 200
cases reported.10 A single cruise ship from New York to Bermuda was associated
with 50 cases during nine separate voyages in 1994, with the whirlpool spa as the
source.14 On another cruise ship, eight German passengers contracted legionellosis
(attack rate, 4%), also linked to the spa pool.15
Transmission of pathogens also occurs on aircraft. Infections spread by the airborne
or large droplet route are of greatest concern in aircraft transmission, and include
influenza, meningococcal infections, measles, tuberculosis, and severe acute respira-
tory syndrome (SARS). However, the most commonly documented infections trans-
mitted on aircraft have spread through contaminated food: Salmonella,
Staphylococcus, norovirus, and cholera.16 Most foodborne transmissions on aircraft
result from food contaminated before the flight. Only those with a short incubation
manifest during the flight; most often toxin-related (eg, staphylococcal) or, rarely,
infections such as V cholerae on a long flight.
Norovirus is exceptional in that it is a gastrointestinal pathogen that can be easily
transmitted in a crowded environment. For example, probable transmission of norovi-
rus occurred in 2002 among a flight crew, with limited transmission to passengers.17
Acute illness was reported on an 8-hour flight from London to Philadelphia, Pennsyl-
vania. A survey found 8 of the 14 crew members had symptom onset during flight.
Stool specimens from two hospitalized crew members had noroviruses with identical
sequences using polymerase chain reaction. Among 93 passengers who returned the
survey, 5 had probable norovirus gastroenteritis (5.4%).17
In-flight transmission of Mycobacterium tuberculosis is also possible. M tuberculosis
is transmissible through large droplets and droplet nuclei with productive cough, and
a single organism can cause infection.18 In 1994, a patient who had multidrug-resis-
tant tuberculosis (MDR TB) traveled on commercial flights from Honolulu to Chicago,
Chicago to Baltimore, and returned a month later.19 Contact tracing, questionnaire,
and skin testing found up to 6% skin test conversions, with greatest risk in passengers
seated within two rows of the case patient (31% conversion).19 Another traveler with
MDR TB flew on a commercial airline from Delhi, India, to Chicago, Illinois, in Decem-
ber 2007.20 The incident required coordinated efforts among the Centers for Disease
Control and Prevention (CDC) and multiple organizations (the airline, U.S. Customs
and Border Protection, U.S. state and local health departments, and the Indian Minis-
try of Family Welfare) to notify and follow up on passengers and crew that may have
been exposed.
The sphere of travel has enlarged over the years and travel patterns have become ever
more complex. The trend of average daily distance traveled in France increased 10-
fold with each generation, or more than 1000 times between 1800 and 2000.7 The
bacillus causing plague, carried by rats, took 3 years to reach Britain from Italy during
the 14th century.21 Today, aircraft can travel thousands of miles in less than a day,
allowing infected passengers to carry their microbial baggage to distant destinations
where susceptible populations may reside.
In recent years, the growth in travel to Africa, Asia and Pacific, and Middle East has
exceeded that in other regions (Fig. 1). For example, the average annual growth from
1995 to 2004 was 3.9% for the world, but these three regions (Africa, Asia and Pacific,
and Middle East) grew at higher rates: 5.7%, 6.5%, and 10.9%, respectively.6 These
The Role of the Traveler in Emerging Infections 1413
2000
World
1500
Africa
1000
500 Americas
East
0
Asia/Pacific
00
90
10
20
Europe
20
19
20
20
Year
Fig.1. International tourist arrivals by region (millions) with forecast. (Data from WTO Tour-
ism Highlights 2007 and World Tourism Barometer 2008;6(1). Available at http://www.
world-tourism.org/facts/menu.html.)
Travelers have dynamic interactions with microbes and places. Travelers can carry
microbes and their genetic material, and can play many roles with respect to
microbes. Travelers can be victims, sentinels, couriers, processors, and transmitters
of microbial pathogens.27 Conversely, arrival of travelers can affect host populations
through contact with diverse groups of people and microbes throughout their trip
1414 Chen & Elizabeth Wilson
and sharing environments sequentially. Travel should be considered a loop and not
just an origin and destination.27
Travel can be associated with behavior that leads to transmission of pathogens
through blood and body fluid exposure. Travelers may engage in sexual activities or
pursue extreme sports or other injury-prone activities that they would not risk at
home. A survey assessing possible exposures to hepatitis B among more than 9000
European travelers found that most had potential risk (60.8%–75.8%), including holi-
day romance (12.5% of all travelers), with 6.6%–11.2% at high risk.28 A Canadian
study found that 15% of travelers had potential exposure to blood and body fluids
through vehicles such as new sexual partner (9%); sharing instruments, such as razor
or toothbrush (5%); receiving injection for medical treatment (3.2%); having acupunc-
ture or other percutaneous nontraditional treatment (1%); tattooing or body piercing
(0.5%); and abrasive injury (0.5%).29
Other investigators found that 5.6% of tourists departing from Cuzco engaged in
sexual activity with a new partner during their stay.30 Although most reported having
sex with other travelers (54.3%), some had sex with local partners (40.7%) or commer-
cial sex workers (2.15%).30 Sexually transmitted infections (including hepatitis B, HIV,
and HTLV-1) acquired during travel can further spread during the journey and after re-
turn home.
Recent Illustrations
Many examples from the past decade show the range of infections in travelers and the
role that travelers can play in sparking outbreaks (Table 3). Some infections, such as
legionellosis, can affect travelers but also have a wide geographic distribution. Diag-
nosis is important to allow appropriate treatment (and identification of a risky place, in
some instances), but infected travelers do not pose a risk to others. Other infections,
such as Lassa fever, can present a risk to close contacts but are not likely to lead to an
outbreak in a new region where modern medical facilities are available.
Most relevant to emerging infections are agents that can be introduced by a traveler
that lead to multiple generations of spread or even establishment of a pathogen in
a new region. Infections in the latter category include those spread from person to per-
son, some with fecal–oral transmission, and some vector-borne infections, such as
SARS, chikungunya, dengue, hepatitis A, influenza, measles, meningococcal disease,
mumps, norovirus, pertussis, polio, and tuberculosis, including multidrug-resistant
(MDR) and extensively drug-resistant (XDR). Populations may be partially or com-
pletely protected if vaccinated, as in the case of hepatitis A, influenza, measles,
mumps, and polio.
The spread of some infections into new regions may lead to multiple generations in
any population (tuberculosis). Other infections may spread only if the appropriate en-
vironmental conditions (eg, temperature, humidity) and vector or intermediate hosts
are present (dengue, chikungunya). Yet others spread only if the community has sus-
ceptible/nonimmune individuals (measles, hepatitis A).
who then disseminated the virus to numerous other countries. By May, more than
8000 SARS infections had been reported.32 By July, 29 countries and territories across
five continents reported outbreaks and attributed 774 fatalities to SARS.32 Transmis-
sion of SARS on aircraft occurred at rates of 0% to 18.3%, and occurred as far as
seven rows from the source passenger.33
One particular SARS case showed the potential for rapid international dispersion of
a pathogen that is spread from person to person.34 A businessman flew from Hong
Kong to Frankfurt, Germany, on March 30, 2003. He traveled on seven flights through-
out Europe during a 5-day period, including stops in Barcelona, London, Munich, and
Hong Kong. He was hospitalized in Hong Kong on April 8 for suspected SARS, sub-
sequently confirmed on April 10.34 Responding to SARS outbreak, the CDC issued
advisories to avoid travel to the SARS-affected countries. Most countries in Asia
instituted strict quarantine measures and restricted travel to reduce cross-border
spread and as intracountry spread. The CDC temporarily suspended international
adoption from China because of concern for dissemination.
SARS and the associated travel advisories led to a decline in international tourist ar-
rivals in 2003; the World Trade Organization (WTO) reported that arrivals to some af-
fected countries in Asia plunged to less than 50% of their usual levels.35 Although the
region rebounded quickly, SARS was responsible for a 9% overall loss in travel volume
for Asia in 2003 and had substantial economic impact.35
Chikungunya
Chikungunya virus, an alphavirus first isolated in Africa in 1952, is a mosquito-trans-
mitted virus that was recently carried by travelers to geographically disparate regions
on different continents. Recent outbreaks of chikungunya virus infection originated in
Kenya in 2004, and major outbreaks followed in the Indian Ocean Island countries (Re-
union, Mauritius, Comoros, Seychelles, Madagascar) in 2005 to 2006.36 Outbreaks en-
sued in India and Indonesia, and the virus was carried by travelers to Europe,37–41 the
United States42,43 Australia,44 and Hong Kong.45 A viremic traveler from India visiting
the Ravenna province of Italy became the index case of an outbreak that infected 205
local residents, which was transmitted through local Aedes albopictus, a mosquito
species introduced into Italy by ship in 1990.46
Dengue
Dengue virus, a flavivirus, is endemic in Southeast Asia, South Asia, the Pacific, Carib-
bean, and Central and South America, and its history illustrates the intricate interac-
tions of travel, movement of goods, and translocation of infectious disease.47 Most
cases of dengue virus infection diagnosed in the United States have been imported
in travelers, although limited local transmission in Texas has also occurred recently.
Less well-known is the fact that a competent vector, A albopictus, or Asian tiger mos-
quito, was introduced into the United States in 1980s by ships that carried used tires.
Since then, the mosquito has established itself in many states, and could potentiate
autochthonous dengue outbreaks.
In 2001 Hawaii experienced dengue outbreaks, the likely source being viremic trav-
elers returning from French Polynesia. Dengue had been present in Hawaii until the
1940s (after World War II), when autochthonous transmission ceased. However, A al-
bopictus became established in Hawaii, and in 2001was the primary vector in a local
outbreak involving more than 100 cases.48
1416
Chen & Elizabeth Wilson
Table 3
Examples of recent infectious disease transmission associated with travel
1417
1418
Chen & Elizabeth Wilson
Table 3
(continued)
Measles
Measles has exemplified the travel-related spread of an infectious pathogen for cen-
turies. European explorers brought measles to the New World along with smallpox and
other pathogens, decimating local populations and contributing to the collapse of
civilizations in the New World. In the 1990s, as countries in the Americas attempted
measles eradication and cases declined, numerous importations were clearly docu-
mented. The countries of origin included developed countries in Asia and Europe,
and developing countries in these continents and Africa.55 The CDC reported 14 mea-
sles outbreaks in the United States between 2001 and 2004, with 7 originating from an
American traveler.56
Measles outbreaks have recently resulted from travel for international adoption, in-
cluding cases that were infectious during flights.57–60 Clusters of internationally adop-
ted children from China, their family members, and contacts contracted measles in
2000 and almost every year thereafter. Transmission was identified in the orphanages
in China, causing the CDC to suspend adoption temporarily from the affected
orphanages.
The Role of the Traveler in Emerging Infections 1421
Meningococcal Disease
Meningococcal disease represents an infectious disease that impacts travel health
requirements. After the meningococcal outbreaks associated with the Hajj pilgrimage
in 1987, Saudi Arabia required meningococcal immunization for all pilgrims and local
populations in pilgrimage sites.69 Despite this immunization requirement, outbreaks of
serogroup W-135 associated with the Hajj occurred in 2000 and 2001.70–72 A study in
the United States found that 1.3% of pilgrims returning from the Hajj were carrying se-
rogroup W-135 N meningitidis,72 despite vaccination with a quadrivalent vaccine that
included W-135.
Because of these meningococcal outbreaks associated with the Hajj, Saudi Arabia
revised the meningococcal vaccination requirement to specifically use the
quadrivalent vaccine for pilgrims and all local population at risk.73 The widely used
meningococcal vaccines can reduce the risk for meningococcal disease but do not
prevent nasopharyngeal carriage with Neisseria meningitidis.
Polio
In 1988, the World Health Assembly resolved to eradicate polio globally by 2000. Al-
though eradication has not been achieved, global incidence has declined.74 However,
in the past several years, travel and migration have reintroduced poliovirus into many
countries that had previously achieved polio-free status. From 2002 to 2005, wild po-
liovirus resurged and spread from 6 endemic countries to 21 countries (Fig. 3).74
Among 13 countries with sustained transmission for more than 6 months, polio vac-
cine coverage was 52%, whereas those without sustained transmission had coverage
of 82%, clearly illustrating that higher immunization coverage is necessary to eradicate
polio.74 As of April 2008, only 4 countries (Afghanistan, India, Nigeria, Pakistan) remain
endemic for polio, but at least 13 have identified polio importation, including 4 that had
1422
Chen & Elizabeth Wilson
Fig. 2. Measles outbreaks in the United States from January 1 through April 25, 2008. (From CDC. Measles—United States, January 1–April 25, 2008.
MMWR Morb Mortal Wkly Rep 2008;57(18):494–8. http://www.cdc.gov/mmwr/PDF/wk/mm5718.pdf; with permission.)
The Role of the Traveler in Emerging Infections
Fig. 3. Wild poliovirus (WPV) cases in 2005 and importation routes during 2002–2005 worldwide. (From CDC. Resurgence of wild poliovirus type 1 trans-
mission and consequences of importation—21 countries, 2002–2005. Morbidity Mortality Weekly Report 2006;55(6):145–50; with permission.)
1423
1424 Chen & Elizabeth Wilson
been polio-free for at least 4 years (Bangladesh, Burma, the Democratic Republic of
the Congo, Namibia) and 1 that had been polio-free for 10 years (Kenya).75
In addition to wild poliovirus circulation, vaccine-derived poliovirus has reverted to
virulent forms and has circulated in several countries (including Nepal, Myanmar,
Philippines, Madagascar, Haiti, and Dominican Republic), associated with paralytic
polio.75 A 22-year-old woman from the United States contracted paralytic polio
from vaccine-strain poliovirus in 2005 while studying abroad in South and Central
America.76 The source was probably an infant who had recently received the live polio
vaccine.76
Also in 2005, an immunocompromised Amish infant (unvaccinated) in Minnesota
was found to be infected with vaccine-derived poliovirus, although without paralysis.77
This finding led to the identification of four more children who had asymptomatic
infection. Molecular analysis of the virus suggested that it probably had replicated
for 2 years, and most likely originated in someone visiting the United States from
a country that used the live oral polio vaccine.77
from sub-Saharan Africa.83 They used global climate and air traffic data and analyzed
risk according to season. They also estimated areas of greatest potential risk because
of development of new routes. These quantitative risk assessments can be used to
assess likely pathways of introductions into new regions.84
1426 Chen & Elizabeth Wilson
Mass Gatherings
When masses of people from different regions of the world congregate, great potential
arises for the translocation of microorganisms. Religious pilgrimages are typical of
these mass meetings of humans. Major sporting events where spectators and athletes
from distant lands are also possible venues for microbial mixing.
HAJJ PILGRIMAGE
The Hajj is a gathering of approximately 2 million Muslim pilgrims, which takes place
annually in Saudi Arabia. The Umra is a pilgrimage of a smaller scale, although pilgrims
also gather in Saudi Arabia from all parts of the globe. The WHO has issued health rec-
ommendations for the Hajj, with specific directives for yellow fever, meningococcal
disease, influenza, and poliomyelitis.85 Meningococcal disease in particular has dem-
onstrated transmission during Hajj and its spread after pilgrims return to their home
countries, despite vaccination.69–73,86
Tuberculosis also poses a threat. A study of possible exposure to tuberculosis using
whole-blood assay (QuantiFERON-TB) before travel and after return from the Hajj pil-
grimage found that 10% of pilgrims had a rise in immune response to tuberculosis an-
tigens.87 Influenza, measles, and pertussis also have potential for creating outbreaks
associated with crowded events such as the Hajj pilgrimage.
OLYMPICS
The Olympic Games are held every 4 years and attract approximately 10,500 athletes
worldwide. For the Beijing Olympics in 2008, several hundred thousand spectators are
expected at any one time, in addition to 20,000 media personnel.88 Although the
events will be held in 37 venues and involve several cities, the athletes and visitors
are expected to concentrate in densely populated cities of Beijing, Hong Kong, and
Shanghai. Communicable diseases can potentially spread among athletes and spec-
tators, and then into their home countries. Enterovirus 71 emerged in numerous Chi-
nese provinces in the spring of 2008. With SARS as a reminder, health authorities are
working to contain the enteroviral outbreaks before the Olympic Games.
During the Commonwealth Games in 2006, the case of measles in a returning trav-
eler to Australia generated concern about the possibility of spread through the event.64
A measles outbreak occurring in Germany just preceding the Football World Cup in
2006 caused concern about transmission to spectators and further dispersal when
they returned home. Fortunately, no major outbreaks occurred. However, the Little
League Tournament in Pennsylvania in 2007 led to outbreak of measles, and
strengthens the notion that mass gatherings facilitate dispersal of pathogens.63
Travel Medicine
Travel medicine is a specialty that coordinates various disciplines, including infectious
diseases, tropical medicine, public health, migrant health, wilderness medicine, and
psychiatry. In 1991, the International Society of Travel Medicine, was established
with the goal of providing health promotion and disease prevention for travelers.89
This specialty integrates an understanding of global health issues into the health
care of travelers,90 and many specialists in the field have led the research and teaching
that have provided insight into the impact of travel on infectious diseases.91
The Role of the Traveler in Emerging Infections 1427
SUMMARY
Travel influences the emergence of infectious diseases. Travelers have contact and in-
teractions with diverse microbes and people during their journeys, share environments
with other people, and can have in-transit transmission. Travelers can carry microor-
ganisms to new environments or allow mingling of organisms from different regions,
resulting in mixing of genetic material or resistance characteristics. Travelers can
become infected and then infect others. In some instances, this can lead to multiple
generations of spread or sustained transmission in a new area. Finally, diagnoses of
travelers in resource-rich regions can yield knowledge about infectious disease agents
acquired in resource-poor areas. This knowledge can be used to alert the global
community to the presence or susceptibility patterns of pathogens in different regions;
inform strategies that can be used to control infections in developing countries; and
prepare travelers to those areas and guide the care of those returning. Travelers
should be considered an integral part of the global surveillance network for emerging
infections.
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Me dic al Tourism
Christie M. Reed, MD, MPH, FAAP
KEYWORDS
Travel Health seeking traveler Medical tourism
Transplant tourism Reproductive tourism
Searches of the literature or Internet using the term ‘‘medical tourism’’ produce two
sets of articles: travel for the purpose of delivering health care or travel for the purpose
of seeking health care. The first usage primarily appears in the medical literature.1,2
Articles addressing the latter definition are beginning to appear in the medical litera-
ture but have become a common topic in the business sector,3 on the Internet,4,5
and in the lay media.6–8 A full discussion of both aspects of medical tourism is beyond
the scope of this article, which focuses on travel to seek health care, but there are
some aspects in common: both are affected by ease and speed of international travel
and communication associated with globalization, and both raise questions about
continuity of care as well as issues related to cultural, language, and legal differences;
both also raise questions about ethics.
Travel for the purpose of seeking health care is not new. There is a long history of
travel to be near friends or family who can provide support during care and convales-
cence, or to seek more sophisticated or specialized care not available locally, often in
a more developed area. ‘‘Medical tourism’’ refers primarily to a new phenomenon of
travelers leaving family and friends to seek care abroad, often in less developed coun-
tries, along with the organizations that support or offer incentives for such travel. This
article describes some of the motivating factors, contributing elements, and chal-
lenges in elucidating trends, as well as implications for clinicians who provide pretravel
advice and those who care for ill returning travelers.
GLOBALIZATION
International Travel
Exact measures of numbers of travelers involved in medical tourism are difficult to
obtain. Data from the US Department of Commerce in-flight survey between 2003
and 2006 shows an overall increase in the number of trips taken, for which at least
one purpose was health care (Fig. 1). In 2006 there were approximately half a million
international trips in which health treatment was one purpose of the trip.9–12
The opinions expressed by the author do not necessarily reflect the opinions of the Centers for
Disease Control and Prevention, 1600 Clifton Road, MS E-04, Atlanta, GA 30333, USA.
Medical Transmission Team, HIV Prevention Branch, Division of Global AIDS Centers for Disease
Control and Prevention, 1600 Clifton Road NE, MS E-04, Atlanta, GA 30333.
E-mail address: creed@cdc.gov
480000
470000
India has a specific category of nonimmigrant medical visa for visitors seeking
health care;13,14 however, figures for entrants in this category are not readily available
and it is thought that medical tourists do not routinely use it, nor is it required. This visa
category is available via the High Commission of India, London Web site15 but not from
the Embassy of India in Washington D.C.16 The Confederation of Indian Industry (CII),
in collaboration with international marketing consultants McKinsey and Company,
produced a study on the country’s medical tourism sector in 2002. Based on data
from organization member hospitals, CII estimates that 150,000 medical tourists
came to India in 2005, accounting for $22.2 billion in United States funds (USD) or
5.2% of the gross domestic product of India. This sector is anticipated to account
for between $40 billion USD and $60 billion USD for India by 2012.5,13 On its Web
site homepage, Bumrumgrad Hospital in Bangkok, Thailand, reports treating
400,000 international patients annually.17
In 2004, United States citizens born in the United States made up 56% of all over-
seas air travelers outbound from the United States, but contributed a much smaller
proportion (17%) of travelers who listed health treatment as the main purpose of the
trip. The majority of health-seeking travelers that year were current United States cit-
izens born outside the United States (46%), followed by non-United States citizens
(36%).10 Residents born outside the United States have stated that health care needs,
such as dentistry, are often included in visits home because of familiarity with care in
the country of origin, the high cost of health care in the United States, and lack of in-
surance coverage.3,18
Official estimates of the number of United States patients receiving care abroad are
not available, as this type of care until recently has been paid for by the person. The
introduction of insurance coverage may provide some data in the future. Media re-
ports quote sources at individual facilities as opposed to official records and use dif-
ferent formats to report number of US patients. Estimates of the number of Americans
seen at Bumrungrad in Bangkok range from 55,000 to 64,000 in 2006,8,19 an 11% to
30% increase over 2005, and 83% of visits were for noncosmetic treatments.19 Ap-
proximately 850 United States patients were reportedly operated on in 2007 at two
Wockhardt hospitals in Bangalore and Bombay, twice as many as in 2006.6 Another
source estimates that 50,000 Americans travel each year for major noncosmetic sur-
gery, such as joint replacement, coronary artery bypass, new or repaired heart valves,
and back repair.20 As these are nonemergent, elective procedures it is not yet possible
to determine if the recent fluctuations noted here and in Fig. 1 reflect true trends or
events in the airline and travel industries. For example, following the severe acute re-
spiratory syndrome (SARS) epidemic, travel to Asia was reduced in 2004 and travel
Medical Tourism 1435
may have been postponed, with a subsequent rebound of the accumulated number of
trips in 2005 and 2006.
Marketplace Issues
Outsourcing of medical treatment has been seen as an option by patients to bypass
or reduce waiting time in Canada, Britain, and other countries in the European
Union.5,23–25 However, in the United States, cost is the primary motivating factor.5
The cost of individual procedures have been estimated to be 20% to 80% lower in
less developed countries than in a private hospital in the United States; a hip replace-
ment might be less than $10,000, compared with $40,000 to $50,000 in the United
States.6–8 Patients with limited or no health insurance are attracted by the opportunity
to conserve limited financial resources and protect the equity in their homes.19 In
2006, 47 million people, representing 15.6 % of the United States population, did
not have health insurance. The proportion without insurance is even higher among
the working population aged 18 to 64 at 20.2%, and also varies by nativity: 13.2%
for native born citizens, 16.4% for naturalized citizens, and 45% for foreign-born non-
citizens.18 Only 50% of Americans have dental insurance.26
Employers, particularly those that are self-insured, unions that manage their own
health care resources, insurers, and even governments have also taken note and
begun to investigate or provide outsourced medical care.7,19 Their actions may take
the form of including international facilities as preferred providers on low-premium
mini-medical plans, which are increasingly popular with contract and hourly workers
who are often uninsured, to traditional plans that will make all arrangements, allow
a companion to accompany the patient, and include a recuperative stay in a hotel
along with a rebate of the savings.7 The West Virginia legislature considered a bill
that would offer similar incentives for public employees, and the United States Senate
held hearings in June 2006 to examine whether medical tourism can reduce health
care costs.7,19,27,28 Some insurers have reportedly begun selling policies that include
overseas care5 or are actively forming alliances with facilities in Thailand, Singapore,
Ireland, Turkey, and Costa Rica, all accredited by the Joint Commission International
(see below).29 Other carriers report cautious investigation, such as tailoring plans to
include overseas options at the specific request of an employer.30,31 The field is rapidly
changing. The employer-based rebate plan,7 which formed the basis of the West
1436 Reed
Virginia proposal, was reportedly discontinued by the next year because of displea-
sure voiced by the employee union.30 The Internal Revenue Service has also taken
note: amounts paid by a group health plan for medical procedures are not taxable
to employees, but the issues are less clear around provision of lodging, transportation,
and even the cash rebates in self-insured or fully-insured situations.30
Few consumers in a recent poll would elect surgery abroad for incentives below
$1,000. Above that, 45% of persons without insurance or who are underinsured and
19% of persons with insurance and an ill family member would travel; those numbers
jump to 61% and 40%, respectively, above $5,000.7 It has been suggested that, to
balance patient safety and cost savings, nonurgent, short-duration procedures cost-
ing more than $15,000 to $20,000, for conditions that are not exacerbated by air travel,
be the threshold for outsourcing. This would primarily include major cardiac and ortho-
pedic conditions, which currently account for only about 2% of United States noncos-
metic health care (excluding those who live on the United States-Mexico border).19
Types of Care
Distinctions are frequently made between reproductive care, dental care, cosmetic
versus noncosmetic surgery, and transplantation.19,32 Executive check-ups are also
becoming popular.8
Reproductive tourism encompasses travel for pregnancy termination and fertility
treatment.21 Both are heavily regulated globally, but the lack of regulation in some as-
pects of infertility treatments (ie, they are generally not covered by public or private
health plans) may allow the costs to vary so widely.33,34 It is a constantly changing
arena, and when airfares to and from the United States were lower, ‘‘medical cartog-
raphers’’ set out to map which places were ‘‘best’’ (in terms of cost, effectiveness and
timeliness), for what procedures and for whom.35 The desperation of many infertile
couples and the developing market for donated eggs raise issues similar to that of
transplantation tourism on safety for the recipient, in terms of infections, and protec-
tion of donors or surrogates from exploitation.36 Adverse events associated with med-
ical tourism for any purpose are primarily anecdotal media accounts; for infertility
treatment, these reports concern lack of viable pregnancy, exhaustion of resources,
and speculation regarding the health of the donor or surrogate.37
Poland, Hungary, other countries in Eastern Europe, and the Caribbean, Central and
South America are mentioned in regard to dental procedures. Costs in developed
areas may range from $1,000 for a root canal to 50 times that for multiple crowns.8,26
As this type of dental care is usually not emergent, it can be bundled into a vacation or
a trip home for many immigrants.3,38,39 Advertising for care, particularly dental and
cosmetic, in immigrant communities reportedly appears in the local native language
media, such as newspapers and radio, to a greater extent than the Internet
(M. Vega, personal communication, March 8, 2004).40
Dentistry also crosses over into the area of cosmetic procedures and provides a use-
ful example of the two main categories of outsourced care and how they differ. Root ca-
nals, just as joint replacements and cardiac by-passes, are therapeutic procedures
recommended by clinicians to treat a specific problem based on a diagnostic evaluation
that must either be shared with the treating clinician or repeated at the destination.
Esthetic procedures are primarily patient driven. For patients who travel abroad for ther-
apeutic procedures, quality is an equal concern with cost. There are issues related to
whether a local physician at the patient’s home will be comfortable or not providing im-
mediate postprocedure follow-up, but that would also be true if a the patient traveled to
another part of the United States. Patients seek cosmetic procedures for issues with
Medical Tourism 1437
appearance; results are subjective and may not be final until healing is complete.41–45 It
is in the cosmetic surgery literature that the majority of adverse events have been noted.
QUALITY OF CARE
The American Medical Association developed guiding principles for employers, insur-
ance companies, and other entities that facilitate or offer incentives for care outside the
United States. These principles that were recently adopted at the June 17, 2008, an-
nual session. The principles stipulate that international care must be voluntary and pro-
vided by accredited institutions; financial incentives should not inappropriately limit or
restrict patient options; there should be continuity of care, including coverage of costs
upon return; patients should be informed of their rights and legal recourse before
travel; patients should have access to licensing, outcome, and accrediting information
when seeking care; medical record transfers should comply with Health Insurance Por-
tability and Accountability Act guidelines; and patients should be informed of potential
risks of combining surgical procedures with long flights and vacation activities.4,46
On, June 18, 2008, the American College of Surgeons (ACS), which already had
a public section of its Web site devoted to information for patients about choosing
a surgeon, qualifications, and second opinions, also took note of the phenomenon.
A 14-bullet report summarizing available information and Internet resources was
posted on its new Nora Institute for Surgical Patient Safety Web site, supplemented
with a list of the 17 country Web sites that promote and the 20 United States-based
companies that specialize in medical tourism, along with a cost comparison.32
The American Society for Plastic Surgery Web site has posted information on medical
tourism since early April 2005, with a briefing paper that emphasizes plastic surgery is
‘‘real’’ surgery and outlines the issues every patient undergoing surgery should con-
sider, whether at home or abroad, particularly when combined with travel.47 The Inter-
national Society of Plastic Surgery also certifies approximately 1,500 surgeons in 73
countries who meet United States standards (www.isaps.org). The American Dental
Association covers travel, dental care, and ‘‘dental tourism’’ on its Web site and pro-
vides a link to ‘‘A traveler’s guide to dental care,’’ which is available through the Global
Dental Safety Organization for Safety and Asepsis Procedures (www.osap.org).48
Accreditation
In October 2004, the World Health Organization (WHO) launched the World Alliance for
Patient Safety in response to a World Health Assembly Resolution (2002) urging WHO
and Member States to pay the closest possible attention to the problem of patient
safety (who.int/patientsafety/en). Countries have or are in the process of developing
national programs to survey facilities for performance on a range of quality-of-care
indicators. In India, 35 hospitals had applied for accreditation to the Ministry of Health
by March 2007, and 30 of 120 had been certified under the CII system, which has an
ethical code but self-regulates by establishing a system for its own members. As of
July 2008, nine Indian facilities and facilities in 31 other countries have also voluntarily
applied for and been accredited by an external organization, the Joint Commission
International (JCI) (www.jointcommissioninternational.org), the international arm of
the Joint Commission that accredits United States facilities. The International Society
for Quality in Health Care (www.isqua.org) is an umbrella organization that accredits
JCI and similar organizations that have also developed international components in
the last few years in response to increasing global interest, such as the Trent Interna-
tional Accreditation Scheme (www.trentaccreditationscheme.org), which recently
expanded from the United Kingdom to include private hospitals in Hong Kong; the
1438 Reed
ETHICS
The lower costs in developing countries are thought to be the result of a lower cost of
living, lower wages paid to physicians and other health care workers, low administra-
tive costs and medico-legal expenses, and cheaper prices offered by global suppliers
of medical devices.5,19 The Indian government has offered financial incentives by
defining medical care for tourists as an ‘‘export,’’ giving it special tax status along
with other related projects, such as building airports and promoting health infrastruc-
ture.23 However, World Bank support for building a private hospital in India recently
raised concerns that it was diverting resources from government run health services
in a country where, according to the 2005 Reproductive and Child Health Facility
Survey, fewer than 50% of the primary health centers have a labor room or a labora-
tory, only one in five have a telephone connection, and fewer than one in three stock
essential drugs.13 There is concern that privatization is diverting resources away from
the local poor.23 Widening access, improving quality across all strata, and ensuring
nonexploitive prices have been identified as measures to ensure that citizens of devel-
oping countries will also benefit from developments of a private health care structure
beyond the 10% in pro bono care such institutions may provide; whether the public
sectors are sufficient to the task is currently a subject of debate. The short waiting
time for procedures in these densely populated countries implies that the costs of
the services, though correlated with the nations per capita gross domestic product,
may still be above the means of the majority of the local population.5,50
Organ Transplantation
In the United States, there is a single system for organ procurement and transplantation
coordinated under congressional mandate by the United Network for Organ Sharing,
Medical Tourism 1439
a nonprofit, scientific, and educational organization. As of July 18, 2008, there were
9,029 transplants between January and April from 4,578 donors with 99,393 candi-
dates on the waiting list (www.optn.org). The need for transplantable organs far
exceeds the available supply and travel to a country with less rigorous methods of
distribution has been termed ‘‘transplant tourism’’ or ‘‘organ trafficking.’’51 The 2007
United States Annual Report includes a study by Marion and colleagues, that has
been published separately,52 on transplant tourism. It examines transplants in foreign
countries among patients removed from the United States waiting list from 1986 to
2006. Patients are removed from the US waiting list when they receive a transplant
in the United States, die before receiving a transplant, or they can self-elect to remove
their name from the list to seek care outside the United States. The majority (89.3%) of
the 373 foreign transplants were kidney. Between 2001 and 2006 the annual number of
waiting-list removals increased. Recipients of foreign transplants were significantly
more likely to be male, college educated, nonresident or resident alien, and 10 times
more likely to be Asian and self-funded. Forty-two percent of the transplants occurred
in East Asia and the Pacific, with three countries accounting for one half of all foreign
transplants: China (26%), Philippines (12%), and India (10%). The report states ‘‘.it
is possible and indeed probable that instances of organ buying, selling, and/or traffick-
ing outside the U.S. occurred. On the other hand, bona fide emotionally and/or biolog-
ically related living donor transplants were likely done. For example, U.S. citizens as
well as resident and non-resident aliens may have friends or relatives in their country
of origin who are unable to come to the U.S. to donate because of restrictive policies
governing the issuance of travel visas.’’ Conversely, an analysis of kidney and liver
transplants to nonresident aliens in the United States, although small in number, shows
that these liver candidates had shorter times to transplant and the self paying had the
shortest time.53 In an accompanying commentary entitled ‘‘‘Transplant Tourism’ in the
United States?’’ the author makes the point that foreign nationals are paying for access
to organs, which should cause inward reflection on condemnation of other transplant
enterprises. It also demonstrates that the developed world has the opportunity to mea-
sure and report on the extent of the behavior and provide outcome results. The author
also notes that the National Task Force on Transplantation that developed the United
States system in 1986 stated that deceased donor organs were a ‘‘national resource,’’
but did not envision the globalization that has transpired in the interim. Shortages are
a universal problem and reliance on deceased organs, even in a well-developed pro-
gram such as Spain’s, can only meet 50% of the demand. Thus, other models involving
living donors, which could be regulated, prevent organ vending, and protect the donor,
have been proposed for discussion in a series of recent articles.54–56 Transparency,
where there is so much potential to exploit, is key.56–58
ADVERSE EVENTS
Infectious Complications
The coordination of the United States transplant network lends itself to identification of
patients who undergo transplantation outside the system, as noted above. One United
States center identified 10 patients who underwent transplantation outside the United
States during the period September 16, 2002 to June 30, 2006, and returned to the
same center for care. Three patients had indicated they intended to seek transplanta-
tion abroad. Two patients were seen in the emergency room on the day of arrival in the
United States. Complications were primarily infectious, with six infections in four
1440 Reed
patients: severe wound infection with acinetobacter (one); sepsis (three); cytomegalo-
virus (CMV) (one); and central nervous system aspergillus (one). Nine of the 10 grafts
survived, as did 9 of the 10 patients, which is consistent with results obtained for pa-
tients transplanted in the United States and from a much larger series of patients, who
had also traveled for the purpose of transplantation, reported on from Malaysia (n 5
515) at about the same time.59,60 However, an Australian series of 16 patients who
had traveled overseas for commercial transplantation had survival rates at 1 and 5
years that were lower when compared with Australian living-donor transplants.61
Two of the 16 contracted Hepatitis B virus (HBV) abroad, three were hospitalized for
acute CMV infection shortly after return home, and one had aspergillus infection of
the graft and multiresistant Pseudomona aeruginosa of the surgical wounds. In the
Malaysian study there were significant rates of infection, but they did not differ be-
tween the living related donor (n 5 258) transplanted in Malaysia, the commercial living
donor (n 5 389), or commercial cadaveric donor (n 5 126) transplanted abroad. The
infection rates were: bacterial <535%; viral <526%; HCV <517%; HBV <512%; fun-
gal <57%; Mycobacterium tuberculosis, CMV and malaria <5%. There were no HIV
infections. Case reports such as this are affected by survivorship bias related to those
patients who did not return for unknown reasons, and differences of endemic rates of
infection in the population with such agents as HBV. One must be careful to examine
the year of study when comparing rates of infection with HIV, as prior studies may in-
clude patients transplanted in early time periods.61
There are also individual reports of HBV acquired during elective procedures per-
formed overseas; denominator data are difficult to derive and the ability to identify
the precise source of infection is also limited. However, Harling and colleagues62 re-
ported an outbreak of HBV in the United Kingdom linked to a patient who had acquired
his infection during a renal transplant in India. During the investigation, two additional
hospitals identified three other sporadic cases of HBV that had also apparently been
acquired during hemodialysis in South Asia. The prevalence of chronic HBV infection
in India is less than 2% to 7% and in Malaysia, China, and most of Asia it is greater
than 8%.63
Recognition of an outbreak or common source exposure is difficult as patients are
seen in a variety of localities upon return. However, posting of unusual cases or ques-
tions via electronic listserves has resulted in recognition of links between cases of
non-tuberculosis wound infections in 20 United States patients undergoing cosmetic
surgery procedures, ranging from abdominoplasty, liposuction, breast lift, and breast
reduction to breast implant in the Dominican Republic.64–67 In a 2005 electronic survey
of infectious disease specialists in North America, 6% of the 425 respondents indi-
cated that they or their colleagues encountered infectious complications of cosmetic
surgery performed outside the United States in the previous year.68 Systematic data
on the rates of infection after cosmetic surgery with M. abscessus in the United States
are not available for comparison with other countries. Outbreaks of fast growing my-
cobacterial species have been reported in the United States;69,70 however, a review of
the records at New York Presbyterian Hospital Columbia University Medical Center for
the period 2000 to 2005 found only eight infections with M. abscessus, all in patients
who had undergone cosmetic surgery in the Dominican Republic. For the same time
period, there were no other postsurgical wound infections at two of the sites where
patients were seen among the more than 230,000 surgical procedures at Columbia
or the fewer than 60,000 at Baystate Medical Center. Possible sources of infection,
stated in the report, would be environmental contamination of water sources, surgical
instruments, Gentian violet, injectable medications, and antiseptic solutions. At least
one patient in this series had been instructed to use tap water for irrigation.
Medical Tourism 1441
Noninfectious Complications
The Australian Society of Plastic Surgeons conducted a national survey in April 2007
regarding women returning from Asia after holiday and requiring treatment for medical
complications from surgery, during the previous three years. Of the 68 surgeons
surveyed, 40 (59%) reported seeing patients with complications or poor results and
15 (22%) reported treating more than one patient. Most women seeking treatment
had undergone breast enlargements or reductions or facelifts. The majority of proce-
dures were reportedly performed in Thailand (66), followed by Malaysia (17).72
The issue of who should bear the costs of complications was raised in a report from
Australia of Mycobacterium fortuitum infection of a total knee arthroplasty, performed
in India.73 The patient had been advised to pursue a course of symptomatic treatment
for osteoarthritis but elected to pay $8,600 for the surgical option over concerns of
waiting time in the public sector, cost in the private sector, and desire for early return
to work. Treatment for the septic joint, with an organism not commonly encountered in
Australia, involved four separate surgeries and antimycobacterial therapy, resulting in
a cost of $140,000. The procedure had been done in a hospital accredited by the JCI,
rates of infection in the procedure worldwide are known to be 1% to 2%, and it was
acknowledged that even if 1 patient in 20 develops an infection, having the operation
overseas is an economically viable option. However, the case illustrates many of the
issues in medical tourism: exposure to infections of different types or
higher prevalence than at home, the lack of ability to address the root source of
adverse events and effect change, the wisdom of undertaking major surgery away
from one’s home environment (especially when long-haul air travel before major
surgery significantly increases the risk of perioperative venous thromboembolism74),
and in the event a complication does occur, the fairness of using resources that could
fund procedures for multiple patients to treat one who had disregarded medical
advice. Patients in this situation have little legal recourse75 and may also encounter
a radically different cultural framework of reference, based in part on the local percep-
tion of an individual’s decision to seek care away from home. The president of the
Society of Plastic and Reconstructive Surgeons of Thailand is quoted as saying that
all plastic surgery is ‘‘improvement not perfection,’’ and patients must realize there
are drawbacks to traveling to another country for medical care. ‘‘How can a doctor
look after patients if they go back to their country? You have to accept there are
disadvantages if something goes wrong.’’76
SUMMARY
This rapidly evolving area is full of nuances, contradictions and contrasts; few general
statements can be made and there is a general dearth of data. For example, many of
the same countries profiled as top destinations for medical tourists seeking care are
also profiled on the American College of Surgeons Web site link (www.operationgiving
back.facs.org), where health care professionals at all stages of their surgical career can
1442 Reed
search for opportunities to volunteer as the other type of medical tourist, the health
care worker who travels to provide medical care. New Orleans is also on the list of des-
tinations, and as the Web site is open source, international surgeons could consider
volunteer opportunities in the United States best suited to their expertise and interests
here. However, regardless of their level of skill, physicians and surgeons interested in
providing medical care in other countries may face legal barriers regarding licensing,
structures that have been put in place to establish standards with the goal of protecting
patients. Health care that involves invasive procedures is not without risk even in de-
veloped countries. The recent investigation of hepatitis C at an endoscopy clinic in
Las Vegas has demonstrated how standards are necessary but not sufficient, even
in developed areas.77 Recognition of the common source and subsequent gaps in ba-
sic infection-control practices were possible because, as a result of vaccination, rates
of hepatitis in the United States have declined to the point where individual cases can
be investigated.78 These public health and legal checks and balances provide valuable
insight but also add to health care costs,79 and although outbreaks receive wide atten-
tion, the majority of cases of hepatitis in the United States are now imported by trav-
elers from developing parts of the world.78
It has been said we live in a global village. Medical tourism demonstrates how
dynamic the boundaries of the village seem to be and how transit between countries,
particularly between country of birth and country of residence, affects health in both
areas. The patient having a check-up before visiting a child studying abroad may
also plan to have major dental procedures and be of an age to have missed both
natural exposure and vaccination programs for hepatitis A or B, be unaware of prev-
alence rate and vaccination practices at the destination, and be convinced that he or
she can tell whether the facility is safe just ‘‘by looking,’’ particularly when significant
cost savings are at stake. The field is changing constantly; some international sites
now describe care not just for adults but children, particularly for what are perceived
as cosmetic procedures, such as orthodontics.22 Physicians should either be familiar
with up-to-date sources of information (eg, www.cdc.gov/travel) or referral options,
and inquire whether or what role travel plays in their patient’s life.
ACKNOWLEDGMENTS
The author is indebted to Harvey Lipman for statistical support with the analysis of
the US Department of Commerce data.
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1446 Reed
KEYWORDS
Immigrant Migrant Emerging infectious diseases
Migrant populations have had a critical role in the spread of infectious diseases since
ancient times. Examples range from biblical plagues, the importation of smallpox into
Mexico, the 1918 influenza pandemic, and the AIDS pandemic, to severe acute respi-
ratory syndrome (SARS), outbreaks of meningococcal meningitis associated with the
Hajj, and diseases spread by population movement due to political conflict.1,2 In the
debut issue of the journal Emerging Infectious Diseases, Stephen S. Morse3 defined
emerging infectious diseases as ‘‘infections that have newly appeared in a population
or have existed but are rapidly increasing in incidence or geographic range.’’ Migrant
populations have played roles in introducing infections into naı̈ve populations (small-
pox and measles into Pacific island nations, the global spread of HIV), in changing the
incidence of infections in a population, and in increasing the potential for local trans-
mission (hepatitis A, tuberculosis [TB]). Migrants may also carry infections that pose
little risk to the local population but increase the geographic range at which these in-
fectious diseases might be encountered by health professionals unfamiliar with them
(leishmaniasis, Chagas disease, and malaria in North America). Such infections pres-
ent diagnostic dilemmas and over time also change the face of chronic disease in
a population (seizures and neurocysticercosis, heart disease and Chagas infection,
hepatocellular carcinoma and hepatitis B infection). Finally, population mobility may
increase the potential for establishing transmission of new infections in North America
(dengue and chikungunya fever in areas where vector mosquitoes exist). Immigrants
have ongoing links with populations in their countries of origin that may provide a chan-
nel through which infectious diseases potentially can be introduced to new areas. This
article focuses on the recent demographic changes in North America that have
a
Maxwell Finland Laboratory for Infectious Diseases, Room 625, Boston Medical Center, 670
Albany Street, Boston, MA 02118, USA
b
Center for International Health and Travel Medicine Program, HealthPartners Medical Group,
St. Paul, MN, USA
c
Department of Internal Medicine, Division of Infectious Diseases and International Medicine,
University of Minnesota, St. Paul, MN, USA
* Corresponding author.
E-mail address: ebarnett@bu.edu (E.D. Barnett).
facilitated the introduction and spread of new microbial threats, the role migrant pop-
ulations play in changing the demographics of specific infectious diseases, and the
potential responses of clinicians and public health officials in addressing the
challenges posed by these infections. The emphasis of the article is on immigrant
and migrant populations entering North America; the role of travelers in emerging
infectious diseases is addressed in another article in this issue.
More than 200 million people (roughly 2% of the world’s population) currently live
outside their country of birth.4 The largest number, more than 38 million, live in the
United States. Canada is the country with the sixth largest number of migrants,
with just over 6 million.5 The proportion of the United States population who were
foreign born was higher in the late nineteenth and early twentieth centuries, when
it reached almost 14%, but then it declined to less than 5% in the 1970s; it has
been increasing steadily for the past 3 decades and is now more than 12% and
growing. Almost 20% of the population of Canada is foreign born.6 More than half
(54%) of the migrants living in the United States are from the Americas, with an
additional 26% from Asia, 16% from Europe, and 3% from Africa. In contrast,
migrants living in Canada are mostly from Europe (41%) and Asia (37%), with 16%
from the Americas and 5% from Africa.7
International travel is also increasing at a record pace. More than 30 million trips out-
side the United States were made in 2006, an increase of more than 10 million in the
decade since 1996.8 Outbound travel from Canada is also increasing rapidly, with an
almost 8% increase from 2004 to 2005, and a record number of more than 21 million
trips made.9 A larger proportion of trips are made by those, usually immigrants and
their families, who identify visiting friends and relatives as the primary purpose of their
trip.10 The profile of travel destinations is linked to the changing demographics of the
North American population.
Population migration has been associated with the spread of diseases ranging from
plague, smallpox, measles, and syphilis to, more recently, HIV and TB. Travel and
trade are also associated with the spread of disease vectors, such as the mosquito
vectors for yellow fever and dengue fever.11 The rapidity of air travel has facilitated
the spread even of diseases with short incubation periods such as influenza and
measles.12,13 A 2003 Institute of Medicine report identified 13 factors affecting the
appearance of new and emerging infectious diseases, many of which were related
to migrating populations.14 Migrant populations can, however, have other roles in
changing the pattern of diseases present in a population. Some chronic conditions
are associated with remote acquisition of infections, such as American trypanosomi-
asis or Chagas disease (heart and esophageal disease), the parasitic infection cysti-
cercosis (seizure disorders), and hepatitis B and C infection (hepatic cirrhosis). The
incidence of some cancers (hepatocellular carcinoma, cervical cancer) in the future
may also be affected by the prevalence of infections such as hepatitis B and C and
human papillomavirus (HPV) in mobile populations resettling in areas where these
infections are less common.
Immigrants may have a direct role in transmitting acute infectious diseases from one
geographic location to another. This concern is especially great when large groups,
such as refugees, are resettled to locations around the world. Since 2004, the reset-
tlement of refugee populations has been disrupted in Kenya, Tanzania, Thailand,
Emerging Infectious Diseases 1449
can provide diagnostic dilemmas and may not be recognized easily. Keystone45 pro-
vides an excellent overview of skin conditions of immigrants, and contrasts these with
those likely to be seen in travelers. Arriving at the correct diagnosis often requires de-
tailed information from the patient about migration history, access to specialized
laboratories that can assist in making a diagnosis, and, for some diseases, access
to specialized medications with limited availability. Once a diagnosis is made, addi-
tional challenges include addressing the stigma associated with diseases such as
Hansen’s disease (leprosy), the long period of treatment required (sometimes with
specialized medications), and, with conditions such as visceral leishmaniasis, ad-
dressing the possibility of HIV coinfection.
Parasitic diseases contracted outside North America may present after migration,
possibly because of long latency periods or because relapse or recrudescence is
characteristic of the infection. Relapses of malaria may present long after migration
and the diagnosis may seem elusive unless the migration history is known. Lymphatic
filariasis may present as intermittent leg swelling, and patients may undergo multiple
evaluations for cellulitis or deep venous thrombosis or other conditions unless resi-
dence in an area where lymphatic filariasis exists is ascertained. Neurocysticercosis
is one of the most common causes of seizures in some immigrant populations;
seizures may occur years after leaving the country of exposure. Granulomas formed
by Schistosoma may result in long-term complications such as hepatic fibrosis, hydro-
nephrosis, and infertility in women many years after initial exposure. Heart block,
cardiomyopathy, or esophageal dilatation may be late manifestations of Chagas’ dis-
ease. The clinician’s challenge for all these diseases is to link these clinical manifesta-
tions with a remote exposure occurring outside North America. With the multiple
pressures on clinicians today, including decreased time to spend with each patient,
increased requirements to complete specific tasks during a visit, and the challenges
of caring for patients with limited English/French proficiency and limited health liter-
acy, it is easy to understand how taking a migration history would be missed. Even
when migration histories are requested, additional barriers may exist, such as fear
of deportation, which may hinder obtaining an accurate history of exposure. This
situation was illustrated poignantly by Matteelli and colleagues,46 who described
a group of illegal Chinese immigrants to Italy diagnosed with malaria. The circuitous
route by which they traveled was obtained only with extreme difficulty partly because
of the clandestine status of these immigrants.
Chagas’ disease (American trypanosomiasis) deserves special mention for its
impact on health care policy. It is estimated that more than 100,000 individuals in-
fected with Trypanosoma cruzi may be living in the United States; most are asymptom-
atic and are unaware that they are infected. These individuals, however, are able to
transmit infection to others through donated blood or organs; such cases have
occurred in the United States. In addition, an infected pregnant woman can transmit
the infection to her fetus.47 During a 5-month period in 2006/2007, almost 150,000
blood donations were tested for antibodies to T cruzi; approximately 1 in 2365 dona-
tions was positive. In January 2007, the American Red Cross and Blood Systems, Inc.,
organizations that supply about 65% of the United States blood supply, adopted
routine screening of all blood donations for T cruzi.48
Human migration patterns may have far-reaching implications for patterns of cancer
that will manifest in North America over the next few decades. The period of latency
between being infected with viruses such as hepatitis B or C, or HPV, and bacteria
1452 Barnett & Walker
1453
1454 Barnett & Walker
Immigrant groups may also have food-borne exposures that differ from the indige-
nous population, resulting in infectious diseases that are unfamiliar to local health care
professionals. A recent report describes the differing rates of brucellosis in the local
German population and the Turkish immigrant population; this association has also
been reported in the Hispanic population in the United States.56,57 Childhood brucel-
losis in the United States is seen almost exclusively in immigrants with a history of
travel to Mexico or ingestion of unpasteurized mild products from Mexico.58 Mycobac-
terium bovis, spread through consumption of raw dairy products or contact with
infected cattle, rather than from person to person, accounted for 8% of all TB cases
and 45% of cases in children from 1994 through 2005 in San Diego County, Califor-
nia.59 Thirty-five cases of TB due to M bovis were identified in New York City between
2001 and 2004 and were linked in preliminary investigations to fresh cheese brought
from Mexico; no cases of human-to-human transmission were found.60 Reducing the
risk for M bovis infection will require multiple approaches, including education of
affected communities about unpasteurized dairy products, collaboration with Mexico,
where M bovis continues to be prevalent in cattle, and high index of suspicion of this
unusual form of TB by clinicians, because treatment may involve different drug
regimens or longer courses of treatment than disease caused by Mycobacterium
tuberculosis.
West Nile virus has spread rapidly across North America since its introduction in 1999.
The virus is transmitted to humans, horses, and other mammals by mosquitoes, and
domestic and wild birds play a critical role in the spread of this disease. The rapid
emergence of West Nile virus in the United States and Canada is a wake-up call for
the public health community, highlighting that emergence of other mosquito-borne ill-
nesses is a real possibility. The presence in the United States of mosquito populations
that are competent to transmit several arboviruses means that viremic individuals
entering the United States could potentially spark local transmission.61 It is worth
remembering that outbreaks of yellow fever once occurred as far north as Boston,
and that malaria occurred throughout much of the United States. Changes in relation-
ships among vectors and intermediate hosts of parasitic diseases and humans as res-
ervoirs of infection are occurring and will continue to occur. On the west coast of the
United States, two intermediate hosts of the human lung fluke have appeared since
1990: the Chinese mitten crab in 1990 and the estuarine snail in 2007. These arrivals
set the stage for completion of the lung fluke life cycle should sanitary conditions allow
the lung fluke, carried by infected Asian immigrants, to enter bodies of water contain-
ing both intermediate hosts. At this time, the habitats of the two intermediate hosts do
not overlap, but it is likely that they will in the future (James T. Carlton, personal
communication, 2008). Human activity is constantly changing the balance among
vectors, hosts, and reservoirs of infection; migration of human populations contributes
to, and is affected by, changes in this balance.
SUMMARY
Population migration plays a critical role in the spread of disease by initiating out-
breaks of acute diseases, changing the prevalence of infectious diseases at a given
location, and changing the face of chronic disease resulting from previous infection.
Roles of migrants, public health officials, and clinicians are summarized in Table 1.
Human populations also interact with the environment and disease vectors in ways
that may contribute to the emergence of infectious diseases. Public health officials are
Emerging Infectious Diseases 1455
challenged by the extent of activities required to monitor the spread of such diseases
and implement measures to limit or prevent them. Clinicians are challenged by the
need to be familiar with new and emerging infections and by the need to consider
migration history for a growing number of individuals. Addressing the emergence
and reemergence of infectious diseases related to migration will require increased
surveillance of infectious disease patterns worldwide, increased knowledge by health
care professionals of a wider variety of infectious diseases and attention to migration
patterns of their patients, and a high index of suspicion on the part of clinicians when
faced with unfamiliar illnesses.
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infectious diseases. Nature 2004;430:242–9.
2. Gayer M, Legros D, Formenty P, et al. Conflict and emerging infectious diseases.
Emerg Infect Dis 2007;13:1625–31.
3. Morse SS. Factors in the emergence of infectious diseases. Emerg Infect Dis
1995;1:7–15.
4. Gushulak BD, MacPherson DW. Globalization of infectious diseases: the impact
of migration. Clin Infect Dis 2004;38:1742–8.
5. United Nations. Trends in total migrant stock: the 2005 revision. Available at:
http://esa.un.org/migration/index.asp?panel51. Also Available at: http://www.
migrationinformation.org/datahub/charts/6.1.shtml. Accessed April 9, 2008.
6. MPI. MPI data hub. Available at: http://www.migrationinformation.org/datahub/
charts/1.1.shtml. Accessed April 9, 2008.
7. US census 2000, census of Canada, 2001. Available at: http://www.migrationin
formation.org/datahub/migrant_stock_region.cfm. Accessed April 8, 2008.
8. ITA. Office of travel & tourism industries. Office of Travel and Tourism Industries.
Available at: http://tinet.ita.doc.gov/view/f-101/index.html. Accessed April 9, 2008.
9. Canada Tourism Commission 2007. Available at: http://www.corporate.canada.
travel/en/ca/research_statistics/statsFigures/tourism_performance/annual_tourism_
performance/2005.html. Accessed April 9, 2008.
10. Office of Travel and Tourism Industries Data. Available at: http://tinet.ita.doc.gov/
cat/f-2006-101-001.html. Accessed April 9, 2008.
11. Sellman J, Pederson P. Emerging infectious diseases of immigrant patients. In:
Walker PF, Barnett ED, editors. Immigrant medicine. Philadelphia: Elsevier, Inc.;
2007. p. 245–53.
12. Brownstein JS, Wolfe CJ, Mandl KD. Empirical evidence for the effect of airline
travel on inter-regional influenza spread in the United States. PLoS Med 2006;
3:e401.
13. Centers for Disease Control and Prevention. Measles—United States January 1–
April 25, 2008. MMWR Morb Mortal Wkly Rep 2008;57:494–8.
14. Smollinski MS, Hamburg MA, Lederberg J, editors. Microbial threats to health:
emergence, detection, and response. Washington, DC: Institute of Medicine Na-
tional Academiy Press; 2003.
15. Cetron M. Vaccine preventable diseases and mobile populations. Presented at
the 2008 International Conference on Emerging Infectious Diseases. Atlanta,
GA, March 17, 2008.
16. Centers for Disease Control and Prevention. Brief report: imported case of con-
genital rubella syndrome—New Hampshire, 2005. MMWR Morb Mortal Wkly
Rep 2005;54:1160–1.
1456 Barnett & Walker
17. Centers for Disease Control and Prevention. Cost of vaccinating refugees over-
seas versus after arrival in the United States, 2005. MMWR Morb Mortal Wkly
Rep 2008;57:229–32.
18. Roush SW, Murphy TV. Historical comparisons of morbidity and mortality for vac-
cine-preventable diseases in the United States. JAMA 2007;298:2155–63.
19. Centers for Disease Control and Prevention. Progress toward elimination of Hae-
mophilus influenzae type b invasive disease among infants and children—United
States, 1998–2000. MMWR Morb Mortal Wkly Rep 2002;51:234–7.
20. Centers for Disease Control and Prevention. Measles—United States, 2005.
MMWR Morb Mortal Wkly Rep 2006;55:1348–51.
21. Centers for Disease Control and Prevention. Elimination of rubella and congenital
rubella syndrome—United States, 1969–2004. MMWR Morb Mortal Wkly Rep
2005;54:279–82.
22. Centers for Disease Control and Prevention. Measles among adults associated
with adoption of children in China—California, Missouri, and Washington, July–
August 2006. MMWR Morb Mortal Wkly Rep 2007;56:144–6.
23. Zhou F, Harpaz R, Jumaan AO, et al. Impact of varicella vaccination on health-
care utilization. JAMA 2005;294:797–802.
24. Centers for Disease Control and Prevention. Direct and indirect effects of routine
vaccination of children with 7-valent pneumococcal conjugate vaccine on inci-
dence of invasive pneumococcal diseases—United States, 1998–2003. MMWR
Morb Mortal Wkly Rep 2005;54:893–7.
25. Centers for Disease Control and Prevention. Pertussis—United States 2001–
2003. MMWR Morb Mortal Wkly Rep 2005;54:1283–6.
26. Wasley A, Samandari T, Bell BP. Incidence of hepatitis A in the United States in
the era of vaccination. JAMA 2005;294:194–201.
27. Vogt TM, Wise ME, Bell BP, et al. Declining hepatitis A mortality in the United
States during the era of hepatitis A vaccination. J Infect Dis 2008;197:1282–8.
28. Health advisory—Hepatitis A infection linked to children adopted from Ethiopia
and their family contacts. Available at: http://www.cdc.gov/ncidod/diseases/hep
atitis/a/HAHealthAdvisory.pdf. Accessed April 22, 2008.
29. Wilson ME, Kimble J. Posttravel hepatitis A: probably acquisition from an asymp-
tomatic adopted child. Clin Infect Dis 2001;33:1083–5.
30. Jong EC. United States epidemiology of hepatitis A: influenced by immigrants
visiting friends and relatives in Mexico? Am J Med 2005;118:50S–7S.
31. Weinberg M, Hopkins J, Farrington L, et al. Hepatitis A in Hispanic children who
live along the United States-Mexico border: the role of international travel and
food-borne exposures. Pediatrics 2004;114:e68–73. Available at: http://pediat
rics.aappublications.org/cgi/content/abstract/114/1/e68. Accessed April 22,
2008.
32. Barnett ED, Chen LH. Prevention of travel-related infectious diseases in families
of internationally adopted children. Pediatr Clin North Am 2005;52:1271–86.
33. Barnett ED. Immunizations and infectious disease screening for internationally
adopted children. Pediatr Clin North Am 2005;52:1287–309.
34. Chen LH, Barnett ED, Wilson ME. Preventing infectious diseases during and after
international adoption. Ann Intern Med 2003;139:371–8.
35. Centers for Disease Control and Prevention. Health information for international
travel 2008. Available at: http://wwwn.cdc.gov/travel/yellowBookCh8-Adoptions.
aspx. Accessed April 27, 2008.
36. Barnett ED. Immunizations for immigrants. In: Walker PF, Barnett ED, editors. Im-
migrant medicine. Philadelphia: Elsevier, Inc.; 2007. p. 151–70.
Emerging Infectious Diseases 1457
KEYWORDS
Surveillance International health regulations
Infectious disease Global health Health security
Work described in this paper is supported by the Governments of Thailand, Laos, Cambodia, Myanmar,
China, the Palestinian Authority, Jordan, and Israel. Asia-Pacific Economic Cooperation Emerging Infec-
tions Network (APEC EINet) is supported by the APEC Secretariat and the United States Centers for Dis-
ease Control (CDC); AMK is Director of APEC EINet; HMF and YA are employed by this project. Project
support for Mekong Basin Disease Surveillance and Middle East Consortium on Infectious Disease Sur-
veillance is provided by Global Health and Security Initiative (GHSI). TT is GHSI Director; MM is employed
by RAND Corporation, which carried out regional tabletop activities funded by GHSI and the CDC.
a
Department of Epidemiology, School of Public Health and Community Medicine, University of
Washington, BOX 357236, Seattle, Washington 98195, USA
b
Department of Health Services, School of Public Health and Community Medicine, University of
Washington, BOX 357236, Seattle, Washington 98195, USA
c
RAND Corporation, 1200 South Hayes Street, Arlington, VA 22201-5050, USA
d
Community-Oriented Public Health Practice, School of Public Health and Community Medicine,
University of Washington, BOX 357236, Seattle, Washington 98195, USA
e
Bureau of Epidemiology and International Health Regulation Focal Point, Department of Diseases
Control, Ministry of Public Health, Tivanonda Road, Nonthaburi 11000, Thailand
f
Office of Permanent Secretary, Ministry of Public Health, Tiwanond Road, Nonthaburi 11000,
Thailand
g
Global Health and Security Initiative, NTI, 1747 Pennsylvania Avenue NW, 7th Floor, Washington, DC
20006, USA
h
Ministry of Health, No 151-153 Kampuchea Krom Boulevard, Phnom Penh, Cambodia
i
Ministry of Health and Braun School of Public Health, Hebrew University-Hadassah Medical School,
POB 12272, Jerusalem 91120, Israel
* Corresponding author. University of Washington, School of Public Health and Community Medicine,
Departments of Epidemiology and Health Services, BOX 357236, Seattle, WA 98195.
E-mail address: akimball@u.washington.edu (A.M. Kimball).
The implementation of the new International Health Regulations (IHR) requires the
proactive establishment of competence within all World Health Organization (WHO)
member countries to control infectious diseases within their territories. Some investi-
gators have contended that the establishment of regional networks for disease surveil-
lance actually may diminish the ability of low resource settings to establish such
competence.1 This article examines this theoretic possibility by closely describing
the experience of regional networks, focusing on two such networks, the Middle
East Consortium on Infectious Disease Surveillance (MECIDS) and the Mekong Basin
Disease Surveillance (MBDS) networks. These two cases clarify the contribution of
such networks to the successful implementation of the IHR.
The past 2 decades have witnessed increasing globalization of commerce, travel,
financial flows, production chains, and services. The market forces behind this glob-
alization do not always apply to public safety and protection; thus, the public health
sector has been slow to globalize and too few within the economic and trade sec-
tors embrace the urgency of supporting the transnationalization of public health.
While globalization of the health sector inches along, extension of production chains
and intensification of agriculture stress public health security at the point of origin
(commonly in resource poor settings).2 High-profile pandemics (eg, HIV/AIDS and
severe acute respiratory syndrome [SARS]) point to the lack of an effective global
public health safety net. Fig. 1 illustrates the challenge of transnational infection
and the need for transnational response. Resource poor settings continue to strug-
gle with high levels of preventable and treatable endemic and epidemic diseases.
Given the lack of economic incentive to globalize public health protection, the
task of realizing this global public good rests with national governments, interna-
tional agencies, and philanthropic interests.3 As travel and commerce so thoroughly
interconnect the globe that an outbreak in Asia today may be an outbreak in North
America tomorrow, or vice versa, the rhetoric of global disease security has become
more urgent.
Although there are potentially several drivers for the rise of regional networks for sur-
veillance, at least two are in play. First, as markets globalize, consolidation and scale of
activity gain importance. Increasingly active trading economies have come together in
larger economic groups (eg, the European Union and the Asia-Pacific Economic
Cooperation [APEC]). As blocs of trading economies have emerged, new common con-
cerns about health security also have come to the fore. Second, in postconflict areas di-
vided by war, common geographic zones of activity come together for mutual economic
benefit during recovery. As commerce and travel increase economic integration, popu-
lation health security becomes an important issue. This article provides a brief review of
the rise of regional groupings of countries that have created networks for disease surveil-
lance and examines theoretically and through the experiences of these regional net-
works how they may facilitate the implementation of the revised IHR (2005). Although
this article offers a catalog of several of these systems (Table 1), the universe of networks
described is not exhaustive. Discussion focuses on the regional networks of MECIDS
and MBDS, which illustrate the challenges and opportunities these networks afford.
The emergence of novel infectious disease threats has increased in the modern era,
raising the need for new surveillance capabilities. Zoonotic origin accounts for the
majority of these events,4 and the increasing need to coordinate human and animal
health is an additional challenge for nascent surveillance systems. With the renewed
appreciation for the speed of transmission of agents given modern travel volumes
and rates, speed and accuracy of information become more important. Additionally,
with the broad geographic dispersal of pathogens in products and people, the ability
to sensitively, specifically, and promptly identify particular strains or subtypes of
organisms using modern diagnostic techniques becomes important. Such identifica-
tion is critical for (1) effective disease investigation to detect the source, (2) vaccine
development, and (3) tailoring treatment regimens for individual patients affected.
In the early 1990s the return of old epidemics, such as cholera in South America, and
the emergence of new infectious agents, such as Ebola hemorrhagic fever, sparked
a landmark study by the United States Institute of Medicine.5 The study, chaired by
the late Dr. Joshua Lederberg, identified new pathogen emergence as a cross-cutting
theme in global infectious disease and began to identify the anthropogenic factors
behind such emergence. The ongoing occurrence of emergent infections provoked
a resolution calling for the revision of the IHR (1969) at the 1995 World Health Assem-
bly. In 2001, the World Health Assembly adopted a resolution on global health security
epidemic alert and response in which WHO was to support its member states in
identifying, verifying, and responding to public health emergencies of international
concern. In 2002, the World Health Assembly reiterated the need to revise the IHR
to reflect the changes in its resolution, global public health response to natural occur-
rences, and accidental release or deliberate use of biologic, chemical, or nuclear
agents that affect health. The outbreak of SARS, however, prompted the World Health
Assembly, in 2003, to decide on establishing the Intergovernmental Working Group on
the Revision of the IHR to accelerate the process.
The revised IHR (2005) were adopted, by consensus and after 18 months of nego-
tiation, in May 2005 by the 58th World Health Assembly.1 They focus on strengthening
global surveillance, improving communication between WHO and member states, and
ensuring that each country has the laboratory capacity to identify outbreaks rapidly.6
The revised regulations encourage governments to participate in an international net-
work of surveillance networks through reviewing their current surveillance strategies
1462
Kimball et al
Table 1
Select examples of regional surveillance networks
1463
1464 Kimball et al
Of equal importance to core capacities are core competencies, which entail appropri-
ate training of qualified workers and maintenance of necessary human resources.
Training in applied epidemiology, informatics, and laboratory methods for key surveil-
lance personnel is essential, and such training needs to be conducted at the frontline
level (eg, routine surveillance with regular reporting)11 and at the supervisory, senior
level (eg, field epidemiology training program [FETP] trainers and trainees). It is impor-
tant that the local frontline workers be included in surveillance, disease investigation,
and response training. Doing so empowers the community,1 evidenced by success
stories of local volunteer workers and disease control officers participating in surveil-
lance and response activities (eg, Thai avian influenza preparedness and response
system in response to human case from across the border in Lao PDR in early 2007).
The key to a strong surveillance and response system is effective training and
development of core competencies. More than 30 national FETPs around the world
are patterned after the United States Centers for Disease Control and Prevention
Epidemic Intelligence Service;12 a similar program, European Programme for
1466 Kimball et al
MECIDS and MBDS illustrate that effective regional surveillance can be realized even
in difficult and disparate political environments. Both groups provide a forum to share
information, develop relationships, and build capacity, and they have proved effective
during recent regional outbreaks. These two networks have similar goals and focus on
many of the same threats to public health, yet their structures and the political climates
in which they exist are different.
The capitals of Jordan, Israel, and the Palestinian Authority are located within 80 km
of each other. The constant flow of goods, family ties among Palestinians residing in
the three countries, and human travelers that pass over their borders each day has led
Tulchinsky to refer to these inexorably related countries as one ‘‘epidemiologic fam-
ily’’.14 Before the Palestinian uprising (intifada), which began in 2000, a young but
healthy cooperation existed on health matters between Israel and the Palestinian
Authority. With the conflict, communication and collaboration came to be low profile
as far as public health issues were concerned.15,16 In this political climate, two inter-
national nongovernmental organizations, Search for Common Ground and the Global
Health and Security Initiative (GHSI), which operates within the Nuclear Threat Initia-
tive, facilitated the establishment of MECIDS in 2003. MECIDS is considered a unique
model of trilateral sustainable activity. This intergovernmental partnership among the
Ministries of Health in Jordan, Israel, and the Palestinian Authority has been effective
on many levels, including harmonizing diagnostic and reporting methodologies; com-
mon training; data sharing and analysis; improving detection and control of infectious
diseases; facilitating cross-border communication; dealing with avian influenza
outbreaks in the three countries;15 and, finally, creating the potential for the trust
and cooperation fostered through this collaboration to translate into cooperation on
other issues.17
Using the layered structure of the public health services in each of its member
countries, MECIDS currently gathers data on food-borne illnesses caused by two
pathogens, salmonella and shigella, at the district, national, and international levels.
At the district level, a network of clinical laboratories covers the many districts of
each country; the national level includes a national center for disease control and a na-
tional laboratory; and the international level consists of one regional health information
center—the Cooperative Monitoring Center in Amman, Jordan. National centers for
disease control collect data from their district laboratories and report important infor-
mation to the regional center in Amman. This hierarchic architecture allows for
Regional Surveillance Networks 1467
systematic disease reporting that helps identify potentially dangerous situations be-
fore they become serious epidemics.18
The second example of regional surveillance is MBDS, a collaboration between
Cambodia, China (Yunnan and Guangsi provinces), Lao PDR, Myanmar, Thailand,
and Vietnam. Southeast Asia experienced intense conflict during the Cold War era
but has since made enormous strides toward peace and economic development.
Implementation of trade liberalization policies, such as the Association of Southeast
Asian Nations Free Trade Area, the Ayeyawady-Chao Phraya-Mekong Economic Co-
operation Strategy, and the entry of Vietnam and Thailand into APEC, have greatly in-
creased the ease with which goods, services, and capital flow throughout the
region.19 With support from the Rockefeller Foundation, WHO, and other organizations,
MBDS was established in 1999 to deal with the public health challenges of high-volume
regional trade and travel. Its activities include epidemiologic training, cross-border ex-
change of information, joint epidemic response and investigation, and joint tabletop ex-
ercises on pandemic influenza preparedness.20 Because some MBDS member
countries belong to WHO’s Western Pacific region (Cambodia, China, Lao PDR, and
Vietnam) whereas others belong to the Southeast Asian region (Myanmar and Thailand),
coordination under the WHO umbrella adds some bureaucratic burden. Based on trust
and close friendships, built through many years of interactive learning and collective ac-
tion, MBDS has played an important role in filling this bureaucratic gap.
MBDS uses a reporting structure that links countries at the national, provincial, dis-
trict, community, and village levels. Members have established communication links at
parallel levels and rely on a system of periodic reports and cross-border meetings to
facilitate information exchange and build trust between parties.21,22 Dr. Suwit Wibul-
polprasert, active member and former MBDS Executive Board Chair, commented,
‘‘This network is an excellent example of effective implementation of the International
Health Regulations, with rapid formal and informal reporting of diseases of public
health emergencies across borders’’.20
The stability of the Southeast Asian region allows for a formal partnership between
countries of the Mekong Basin; the legal basis of MBDS is two memoranda of under-
standing signed by the ministers of health from the six countries. This organizational
architecture creates a strong and durable partnership that has well-defined responsi-
bilities and expectations. In contrast to MBDS, the volatile political situation among
MECIDS countries has led to an informal memorandum of understanding agreement
among partners. It is not bound by a formal decision-making process and, therefore,
has the freedom and flexibility to respond quickly to changing priorities in infectious
disease control.
MECIDS and MBDS have been tested by disease outbreaks. MECIDS, originally
established to monitor food-borne infections, has provided a robust platform to
broaden surveillance activities to include other serious emerging infections, such as
avian influenza H5N1.17 Avian influenza among poultry hit the region in March 2006,
and although MECIDS had been active for only 3 years, the reporting system, open
lines of communication, and cooperative control measures proved essential in mitigat-
ing the impact of the outbreak. The revised IHR, although initial implementation was
not required until June 15, 2007, were put into practice by a joint decision among
MECIDS partners and shown to be effective.15 In 2007, MECIDS partners conducted
a workshop on the implications of the revised IHR in pandemic influenza
preparedness.
The year 2007 saw a large increase in the number of cholera cases in Northern Thai-
land and Southeastern Myanmar, with 877 cases resulting in seven deaths. From June
to August 2007, an outbreak of cholera El Tor Inaba (344 confirmed cases) occurred in
1468 Kimball et al
Tak province, one of Thailand’s northern provinces that borders Myanmar. As one fifth
of the cases were found in migrant workers from Myanmar, the Thai MBDS country
coordinator, who acts as the IHR focal point, informed his Myanmar counterpart.
The source of the illnesses was not identified in this outbreak and officials of both
countries in the border area responded by encouraging citizens to follow proper
hand-washing procedures and boil their water. From mid-September to October of
the same year, an outbreak of cholera El Tor Ogawa (235 confirmed cases) occurred
in 12 provinces of the northeastern region of Thailand and crossed the border into
Vientiane, Lao PDR. The disease control officer of Lao PDR notified WHO and the
Thai MBDS counterpart. In this instance, with an increased disease surveillance and
response effort, the Thai FETP and the surveillance rapid response team of several
affected provinces, in collaboration with the Laotian authorities, were able to trace
the infection to uncooked blood cockles. Identifying the source of the outbreak was
a major factor in reducing illness and protecting public health.
The successful ongoing collaboration within MECIDS and MBDS provide two
examples of effective regional surveillance systems implemented in areas historically,
and even currently, embroiled in conflict. As Leventhal and colleagues15 argue, ‘‘Irre-
spective of political circumstances, the common threat of an emerging infectious
disease serves as an opportunity to bridge disputes and focus on humanitarian and
health matters for the common good of all bordering countries.’’ WHO23 maintains
that international partnerships are essential in implementing the revised IHR; there-
fore, finding common ground in regions of conflict is especially important as it pro-
motes health cooperation in areas where it is most lacking.
SUMMARY
The revised IHR (2005) encourage a new paradigm of global public health intelligence.
With mandatory reporting procedures and requirements for building surveillance and
response capacity, the revised IHR are a move toward more effective global health se-
curity. The revised regulations have broadened and diversified the effort for global in-
fectious disease control. This article has addressed the rise of regional networks and
focused on how two such networks have contributed to the implementation of the IHR.
Specifically, through hosting regional workshops for IHR implementation, introducing
and implementing communications and laboratory technologies in member countries,
responding to regional outbreak events, and linking field investigation efforts to
response, the networks have moved their member groups closer to the implementa-
tion goal. Far from diminishing the abilities of fragile public health systems, these
networks have reinforced operational competence.
In resource-poor settings and regions of political instability, the need for coopera-
tion is even more urgent. The examples of MBDS and MECIDS illustrate the benefits
of regional cooperation, communication, and trust building. They demonstrate that
historical conflict, and even current political strife, can be overcome by focusing on
common interests. The trust and communication MECIDS and MBDS partners built
were a foundation for upgrading the infectious disease surveillance systems in each
country, in terms of training personnel and purchasing laboratory and information
technology equipment. Through successful communication and capacity building,
these networks have effectively responded to disease outbreaks (eg, MECIDS’s re-
sponse to the 2006 outbreak of avian influenza and MBDS’s response to the cholera
outbreaks of 2007) and increased their ability to address future emerging infectious
1470 Kimball et al
disease threats. As is true with MBDS and MECIDS, regional networks have greater
access to international investors whose objectives are to strengthen the health of
recipient countries while also improving overall global health security. Investment is
a key concept in the new paradigm; it is an idea that the return on an investment in
surveillance capacity and cross-border cooperation is the improved health of all
nations and all global citizens. The revised IHR (2005) provide the impetus for change,
and regional networks are one important way of achieving that change.
ACKNOWLEDGMENTS
The authors would like to thank Ms. Alicia Silva-Santisteban for her administrative
support.
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in a globalised world. Lancet 2004;363(9418):1339–40.
12. Thacker SB, Dannenberg AL, Hamilton DH. Epidemic intelligence service of the
Centers for Disease Control and Prevention: 50 years of training and service in
applied epidemiology. Am J Epidemiol 2001;154(11):985–92.
13. White ME, McDonnell SM, Werker DH, et al. Partnerships in international applied
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993–9.
14. Tulchinsky T. One epidemiologic family changing disease patterns and the health
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Husseini R, editors. Separate and cooperate, cooperate and separate. Ports-
mouth (UK): Greenwood Publishing Group; 2002.
15. Leventhal A, Ramlawi A, Belbiesi A, et al. Regional collaboration in the Middle
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Dis eas e Emergence
from Global Climate
a nd L a nd Us e Cha nge
Jonathan A. Patz, MD, MPHa,b,*, Sarah H. Olson, BSa,b,
Christopher K. Uejio, MSa, Holly K. Gibbs, PhDa
KEYWORDS
Climate change Global warming Emerging diseases
Deforestation Malaria Urbanization
From the years 1906 to 2005, global average temperature has warmed by 0.74 C, and
since 1961, sea level has risen on average by approximately 2 mm per year.1 Arctic
sea ice extent has declined by 7.4% per decade and snow cover and glaciers have
diminished in both hemispheres. The rate of change in climate is faster now than in
any period in the last 1000 years. According to the United Nations Intergovernmental
Panel on Climate Change, in 90 years, average global temperatures will increase
between 1.8 C and 4.0 C and sea level will rise between 18 and 59 cm (Fig. 1).
Extremes of the hydrologic cycle (eg, floods and droughts) are also expected to
accompany global warming trends.
The global rate of tropical deforestation continues at staggering levels, with nearly
2% to 3% of global forests lost each year. Land use change for agriculture represents
the largest driver of land cover change across the earth. Together, croplands and pas-
tures have become one of the largest terrestrial biomes on the planet, rivaling forest
cover in extent, and occupying w40% of the land surface.2,3
Emergence or resurgence of numerous infectious diseases are strongly influenced
by environmental factors such as climate or land use change. The most sensitive dis-
eases are those that are indirectly transmitted, that is, those requiring either a vehicle
for transfer from host to host (eg, water- and food-borne disease) or an intermediate
host or vector as part of its life cycle. Most vector-borne diseases involve arthropod
vectors, such as mosquitoes, flies, ticks, or fleas. Because insects are cold blooded,
a marginal change in temperature can have a potentially large biologic effect on
a
Global Environmental Health, Center for Sustainability and the Global Environment (SAGE)
Nelson Institute for Environmental Studies, University of Wisconsin (at Madison), 1710
University Avenue, Madison, WI 53726, USA
b
Department of Population Health Sciences, University of Wisconsin (at Madison) 1710
University Avenue, Madison, WI 53726, USA
* Corresponding author. Global Environmental Health, Center for Sustainability and the Global
Environment (SAGE) Nelson Institute for Environmental Studies, University of Wisconsin (at
Madison), 1710 University Avenue, Madison, WI 53726.
E-mail address: patz@wisc.edu (J.A. Patz).
Fig.1. Observed trends in global temperature, sea level, and extent of Northern Hemisphere
snow cover. (From IPCC. Climate change 2007: impacts, adaptation and vulnerability: contri-
bution of Working Group II to the Fourth Assessment Report of the IPCC. Cambridge (UK):
Cambridge University Press; 2007; with permission.)
disease transmission. Therefore, climate change can alter the incidence, seasonal
transmission, and geographic range of diseases such as malaria, dengue and yellow
fever (mosquitoes), leishmaniasis (sand flies), Lyme disease (ticks), and
onchocerciasis or ‘‘river blindness’’ (black flies). Schistosomiasis (involving water
snails as the intermediate hosts) is also influenced by water temperature.4
to 40% stronger in southern Wisconsin, resulting in greater potential for the flooding
and waterborne diseases that often accompany high discharge into Lake
Michigan.5
Community water systems are already overwhelmed by extreme rainfall events.
Runoff can exceed the capacity of the sewer system or treatment plants, and these
systems are designed to discharge the excess wastewater directly into surface water
bodies.6,7 Urban watersheds experience more than 60% of the annual loads of all con-
taminants during storm events.8 Turbidity also increases during storm events, and
studies have linked turbidity and illness in many communities.9,10
Waterborne disease outbreaks from all causes in the United States are distinctly
seasonal, clustered in key watersheds, and associated with heavy precipitation.11 In
Walkerton, Ontario, in May 2000, heavy precipitation combined with failing infrastruc-
ture contaminated drinking water with Escherichia coli 0157:H7 and Campylobacter
jejuni, resulting in an estimated 2300 illnesses and seven deaths.12
Intense rainfall can also contaminate recreational waters and increase the risk for
human illness13 through higher bacterial counts. This association is strongest at the
beaches closest to rivers.14 Involvement of the respiratory tract, ears, nose, and throat
and gastrointestinal illnesses are commonly associated with recreational swimming in
fresh and salt waters. High-risk groups for exposure to pathogens include frequent
water users such as lifeguards or water sport enthusiasts, whereas young children,
the elderly, pregnant women, and the immunocompromised have the greatest risk
for suffering serious complications.15,16 Population trends in the United States toward
an older and more immunocompromised population suggest that the United States’
vulnerability to waterborne pathogens will continue to increase.
Pathogens tend to co-occur with indicator bacteria but indicators are prone to false-
positive readings. Indicator bacteria may survive in soil sediments or beach sand,
resuspended during a precipitation event, and confound waterborne disease risk
estimates.17–19 E coli indicator bacteria are influenced by precipitation events up to
a week before sample collection, although recent precipitation (0–3 days) tends to
exhibit the strongest relationships with their numbers.11 The spacing of rainfall events
can also increase pollutant accumulation and subsequent loading into water bod-
ies.20,21 Longer interval processes such as the El Niño Southern Oscillation (ENSO)
strongly influence interannual precipitation and therefore must be taken into account.
During periods of heavy precipitation, Cryptosporidium parvum, a protozoan asso-
ciated with domestic livestock, can readily contaminate drinking water. The 1993
cryptosporidiosis outbreak in Milwaukee killed more than 50 people and potentially
exposed more than 400,000; this epidemic coincided with unusually heavy spring
rains and runoff from melting snow.22 The authors’ review of all-cause waterborne dis-
ease outbreaks in the United States over a 50-year period demonstrated a distinct
seasonality, a spatial clustering in key watersheds, and a strong association with
heavy precipitation.11
Marine organisms
In warm marine waters, Vibrio species proliferate. Copepods (or zooplankton), which
feed on algae, can serve as reservoirs for Vibrio cholerae and other enteric pathogens.
In Bangladesh, for example, cholera follows seasonal warming of sea surface
temperature that can enhance plankton blooms.23 After including intrinsic host immu-
nity factors, interannual variability of cholera is strongly correlated to (1) sea surface
temperatures in the Bay of Bengal; (2) ENSO; (3) the extent of flooding in Bangladesh
across short time periods (<7 years), and (4) monsoon rains and Brahmaputra river dis-
charge, for longer-period climate patterns (>7 years).24 ENSO has had an increasing
1476 Patz et al
MALNUTRITION RISKS
Global climate change is expected to cause extremes of the hydrologic cycle (more
floods and droughts). Droughts will exacerbate malnutrition, still one of the world’s
largest health challenges, with 800 million undernourished.29 Climate extremes have
direct impacts on food crops and can indirectly influence food supply by altering
the ecology of plant pathogens, and higher soil temperatures can promote fungal
growth that kills seedlings. According to the IPCC, reduced yields will occur
throughout the tropics because of heat stress, and crops can be damaged from flood-
ing, erosion, and wildfires.1 Malnutrition increases the risk for death from infectious
diseases, especially diarrhea, and micronutrient deficiencies are related to drought.
Fig. 2. Daily hospitalizations for diarrhea, by daily temperature, Lima, Peru. Top graph shows
hospital admission over time for childhood diarrhea in Lima, Peru. Bottom graph is ambient
temperature for Lima. Note the marked seasonality of disease incidence, and that during
the winter of 1997–98, a strong El Niño (shaded region) made winter temperatures 5 C
above normal, associated with a higher than expected incidence of diarrheal disease. For
every 1 C rise in ambient temperature, admissions increased by 8%. (From Checkley W, Ep-
stein LD, Gilman RH, et al. Effect of El Nino and ambient temperature on hospital admissions
for diarrhoeal diseases in Peruvian children. Lancet 2000;355:442–50; with permission.)
Disease Emergence from Global Climate and Land Use 1477
Although malnutrition is complex in cause, one study has estimated that by the 2050s,
climate change will increase the percentage at risk for hunger from a current 34% to
a level of 64% to 72%, unadjusted for potential adaptive interventions.30
Droughts also can increase diarrhea and diseases such as scabies, conjunctivitis,
and trachoma that are associated with poor hygiene and result from a breakdown in
sanitation if water resources become depleted.31
Malaria
Malaria kills between 700,000 and 2.7 million persons each year, mostly children in
sub-Saharan Africa.43 Although malaria’s resurgence involves multiple factors,
from climate and land use change to drug resistance, variable disease-control ef-
forts, and other sociodemographic factors, malaria is an extremely climate-sensitive
tropical disease, and one of the most important climate change/health questions to
resolve.44
1478 Patz et al
Box 1
Effects of weather and climate on vector- and rodent-borne diseasesa
Table 1
Temperature thresholds of pathogens and vectors
Tmin for
Disease Pathogen Tmin Tmax Vector Vector
Malaria Plasmodium 16–19 33–39 Anopheles 8–10 biologic
falciparum activity
Malaria Plasmodium 14.5–15 33–39 Anopheles 8–10 biologic
vivax activity
Chagas Trypanosoma 18 38 Triatomine 2–6 survival
disease cruzi bugs 20 biologic
activity
Schistosomiasis Cercaria 14.2 >37 Snails (Bulinus 5 biologic activity
and others) 252 optimum
range
Dengue Dengue 11.9 Not Aedes 6–10
fever virus known
Lyme Borrelia No yet determined Ixodes ticks 5–8
disease burgdorferi
Tmin is the minimum temperature required for disease transmission. Tmax for the pathogen is the
upper threshold beyond which temperatures are lethal. Tmax for vectors are not provided. Temper-
atures in C. Note: temperatures assume optimum humidity, vector survival decreases rapidly as
dryness increases. Considerable variation exists in these thresholds within and among species.
Sources: Purnell, 1966; Pfluger, 1980; Molineaux, 1988; Curto de Casas and Carcavallo, 1984; Rue-
da et al, 1990.
Reprinted from IPCC. Climate change 2007: impacts, adaptation and vulnerability: contribution
of Working Group II to the Fourth Assessment Report of the IPCC. Cambridge (UK): Cambridge Uni-
versity Press; 2007; with permission.
Malaria incidence varies seasonally in highly endemic areas, and malaria transmis-
sion has been associated with temperature anomalies in some African highland
areas.45 In the Punjab region of India, excessive monsoon rainfall and resultant high
humidity have been recognized for years as major factors in the occurrence of malaria
epidemics. Malaria epidemics have increased approximately fivefold during the year
following an El Niño event46 and recently, indices of El Niño–related climate variability
predicted malaria incidence in Botswana.47
Arboviruses
Dengue fever
The peridomestic urban mosquito, Aedes aegypti, is also strongly influenced by
climate, including variability in temperature, moisture, and solar radiation. Similar to
the extrinsic incubation period of the malaria parasite, the rate of dengue virus
replication in A aegypti mosquitoes increases directly with temperature in the labora-
tory. When linked to future climate change projections, biologic models of dengue
transmission suggest that small increases in temperature, given viral introduction
into a susceptible human population, could increase the potential for epidemics.51
For small countries with presumably some climate uniformity, a climate-based Aedes
mosquito population model strongly correlates climate conditions with the variability in
dengue cases reported at the national level.52
Chikungunya
During July 2004, amidst a severe drought in East Africa, an epidemic of chikungunya
virus erupted in Lamu, Kenya, where an estimated 13,500 people (75% of the popu-
lation) were infected.71 Climate analysis showed that unseasonably warm and dry
conditions, especially over coastal Kenya, occurred during May 2004.72 Such condi-
tions may have (1) led to unsafe domestic water storage practices and infrequent
changing of water storage and (2) hastened viral development in the Aedes mosquito.
Disease Emergence from Global Climate and Land Use 1481
The virus spread to islands of the western Indian Ocean, then to India, and most
recently to Italy during the summer of 2007. Although the role of climatic conditions
in Italy is not clear, southern Europe was experiencing an unusually warm and dry
summer.73
Lyme Disease
Lyme disease is a prevalent, tick-borne disease in North America that new evidence
suggests has an association with temperature76 and precipitation.77 In the field, tem-
perature and vapor pressure contribute to maintaining populations of the tick Ixodes
scapularis which, in the United States, is the microorganism’s secondary host.
A monthly average minimum temperature above 7 C is required for tick survival.78
The northern boundary of tick-borne Lyme disease is limited by cold temperature
effects on the tick, I scapularis. The northern range limit for this tick could shift north
by 200 km by the 2020s, and 1000 km by the 2080s (based on projections from the
CGCM2 and HadCM3 atmosphere-ocean global circulation models under the Special
Report on Emissions Scenarios A2 emissions scenario).79
Rodent-Borne Diseases
For hantavirus pulmonary syndrome, which newly emerged in the Southwest in 1993,
weather conditions led to a growth in rodent populations and subsequent disease
transmission, all following unusually heavy El Niño–driven rainfall.80 Hantavirus infec-
tions are transmitted largely by exposure to infectious excreta, and may cause serious
disease in humans and a high fatality rate.
Extreme flooding or hurricanes can lead to outbreaks of leptospirosis. In Nicaragua,
for example, an epidemic of leptospirosis followed heavy flooding in 1995. From
a case-control study, a 15-fold risk for disease was associated with walking through
flooded waters.81
Plague is another climate-sensitive disease that is carried by fleas, and it is associ-
ated with populations of rodents, the primary reservoir hosts of the Yersinia pestis bac-
terium. In the desert southwestern United States, plague bacterial levels in rodents
have been found to increase in the wake of wet climate conditions following El Niño
and Pacific Decadal Oscillation–driven wet weather conditions.82 Historically, accord-
ing to tree-ring proxy climate data, during the major plague epidemics of the Black
Death period (1280–1350), climate conditions were becoming warmer and wetter.83
1482 Patz et al
Disturbance of habitats due to land cover change is likely the largest environmental
cause of altered risk for infectious diseases. Habitat change, in turn, may affect the
breeding sites of disease vectors or the biodiversity of vectors or reservoir hosts.
Major drivers of land use change include agricultural development or water projects,
urbanization and sprawl, and deforestation. These changes, in turn, cause a cascade
of factors that exacerbate infectious disease emergence, such as forest fragmenta-
tion, pathogen introduction, pollution, poverty, and human migration. These issues
are important but complex and are only understood for a few diseases. For example,
recent research has shown that forest fragmentation, urban sprawl, and loss of biodi-
versity are linked to increased Lyme disease risk in the northeastern United States.86
Fig. 3. Map of bluetongue virus (BTV) across the European Union. The molecular epidemiology
of BTV since 1998: routes of introduction of different serotypes and individual virus strains. The
presence of BTV-specific neutralizing antibodies in animals in Bulgaria is shown, but the
presence of BTV serotype 8 cannot yet be confirmed. (From Saegerman C, Berkvens D, Mellor
PS. Bluetongue epidemiology in the European Union. Emerg Infect Dis 2008;14:539–44; with
permission.)
Disease Emergence from Global Climate and Land Use 1483
Agricultural Development
Land use change for agricultural expansion represents the largest driver of land cover
change across the earth, and has continued to be the dominant cause of tropical
deforestation well into this decade.87 Together, croplands and pastures have become
one of the largest terrestrial biomes on the planet, rivaling forest cover in extent, and
occupying w40% of the land surface.2,3 The area of cultivated land is expected to in-
crease dramatically across the tropics because of unprecedented increases in global
demand for food, feed, and fuel. Indeed, estimates suggest that agricultural land area
in developing countries may increase considerably (25%) to meet this demand.88 Al-
ready, agriculture uses over two thirds of the world’s fresh water.89 Agricultural devel-
opment in many parts of the world has resulted in an increased requirement for crop
irrigation, which reduces water availability for other uses and increases breeding sites
for disease vectors. An increase in soil moisture associated with irrigation develop-
ment in the southern Nile Delta following the construction of the Aswan High Dam
has caused a rapid rise in the mosquito, Culex pipiens, and a consequential increase
in the arthropod-borne disease, Bancroftian filariasis.90,91 Onchocerciasis and try-
panosomiasis are further examples of vector-borne parasitic diseases that may be
triggered by changing land-use and water-management patterns. In addition, large-
scale use of pesticides has had deleterious effects on farm workers, including hor-
mone disruption and immune suppression.92
Deforestation
Rates of deforestation have grown explosively since the beginning of the twentieth
century. Driven by local to global demand for agricultural and forest products and
expanding human population centers, large swaths of species-rich tropical and
temperate forests, and prairies, grasslands, and wetlands, have been converted to
species-poor agricultural and ranching areas. The global rate of tropical deforestation
is continuing at staggering levels well into this decade, with more than 2.3% of humid
tropical forests cleared between 2000 and 2005 alone.87 Parallel to this habitat
destruction is an exponential growth in human–wildlife interaction and conflict, which
has resulted in exposure to new pathogens for humans, livestock, and wildlife.96
1484 Patz et al
Fig. 4. Deforestation and A darlingi biting rates, Peruvian Amazon. Average human biting
rates of the Anopheles darlingi mosquito according to the percentage of forest within
a 1 1 km pixel. Biting rates rise dramatically with deforestation, even after controlling
for human population density. Mean human-biting rate if determined per 6 hours per per-
son; 15 or 16 collection nights per site during 1 year (total: 888 6-hour nights). (Data from
Vittor AY, Gilman RH, Tielsch J, et al. The effect of deforestation on the human-biting
rate of Anopheles Darlingi, the primary vector of falciparum malaria in the Peruvian Ama-
zon. Am J Trop Med Hyg 2006;74:3–11.)
Disease Emergence from Global Climate and Land Use 1485
Host immunity against malaria can be affected indirectly by another form of land use
change. Gold mining is an extractive industry that damages local and regional environ-
ments and has adverse human health effects because mercury is used to extract gold
from riverbeds in the tropical forests. Not only does mercury accumulate in local fish
populations, making them toxic to eat,103,104 but mercury also suppresses the human
immune system. In gold-mining areas, more mosquito-breeding sites and increased
malaria risk result from digging gem pits in the forest and the craters resulting from log-
ging; broader disease spread occurs as populations disperse throughout the
region.105
SUMMARY
Climate change and land use change can affect multiple infectious diseases of
humans, acting either independently or synergistically. Although in isolated cases, dis-
ease resurgence has been attributed to recent warming trends, some of the long-term
and complex problems posed by climate change may not be readily discernible from
other causal factors. Expanded efforts, therefore, in empiric and future scenario-
based risk assessment are required to anticipate these problems. Moreover, the
many health impacts of climate and land use change must be examined in the context
of the myriad other environmental and behavioral determinants of disease.
Health risks are but one of many sectors expected to be affected by climate and
ecologic change and represent the interconnected context in which decision makers
must implement strategies. To optimize prevention capabilities, upstream environ-
mental approaches must be part of any intervention, rather than assaults on single
agents of disease. Clinicians must develop stronger ties, not only to public health
officials and scientists, but also to earth and environmental scientists and policy
makers. Without such efforts, we risk practicing medicine in an unsustainable manner
and will inevitably benefit our current generation at the cost of generations to come.
FURTHER READINGS
Aron JL, Patz JA, editors. Ecosystem change and public health: a global perspective.
Johns Hopkins University Press; 2001.
Foley JA, DeFries R, Asner GP, et al. Global consequences of land use. Science 2005;
309:570–4.
Haines A, Patz JA. Health effects of climate change. JAMA 2004;291(1):99–103.
Patz JA. Climate change. In: Frumkin H, editor. Environmental health: from global to
local. San Francisco (CA): John Wiley & Sons Inc.; 2005.
Patz JA, Daszak P, Tabor GM, et al. Unhealthy landscapes: policy recommendations
on land use change and infectious disease emergence. Environ Health Perspect
2004;101:1092–8.
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