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A neutral-metabolic theory of latitudinal biodiversity

Article · March 2016


DOI: 10.1111/geb.12451

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Global Ecology and Biogeography, (Global Ecol. Biogeogr.) (2016)

RESEARCH A neutral-metabolic theory of latitudinal


PA P E R
biodiversity
Derek P. Tittensor1,2* and Boris Worm1

1
Biology Department, Dalhousie University, ABSTRACT
Halifax, NS, B3H 4R2, Canada, 2Science
Aim Latitudinal gradients of species richness represent Earth’s first-order
Programme, United Nations Environment
Programme World Conservation Monitoring biodiversity pattern. Most species groups display a near-monotonic decline in
Centre, Cambridge CB3 0DL, UK richness from the equator to the poles, yet there exists little mechanistic theory
to derive such patterns from first principles. Here we integrate two key
advances – neutral theory and the metabolic theory of ecology – to reconstruct
global species richness gradients and test underlying causes.
Location Simulated global meta-community.
Methods We constructed a spatially explicit global meta-community with
constant per capita rates of disturbance, speciation and dispersal. No gradient
emerged in this neutral base model. Focusing on the oceans as a model system,
we added a water temperature gradient of 0–308C that independently affected
rates of community turnover and speciation based on established metabolic
scaling laws. We also added a gradient in habitat area that roughly parallels the
observed decrease in ocean area from tropical to polar waters.
Results Thermal effects on the community turnover rate caused a transient
latitudinal gradient that ultimately disappeared. Thermal effects on speciation
produced a dynamically stable but relatively weak gradient. Increasing habitat
area towards the equator in combination with thermal effects on speciation
rate produced a more realistic gradient that emerged from the combined effects
of species–area and species–energy theory.
Main conclusions This reasonably simple model provides a platform to
explore support for processes underpinning large-scale biodiversity gradients,
and the ability of prominent ecological theories, independently or in
combination, to capture them.
*Correspondence: Derek P. Tittensor, Biology
Keywords
Department, Dalhousie University, Halifax,
NS, B3H 4R2, Canada. E-mail: Global model, latitudinal diversity gradient, macroecology, metabolic theory,
derek.tittensor@unep-wcmc.org neutral theory.

INTRODUCTION et al., 2010; Brown, 2014). Although not all species groups
show a monotonic decrease in richness with increasing lati-
Biodiversity, here expressed as the number of species in a
tude (see, e.g., Rutherford et al., 1999; Worm et al., 2005),
given area, is distributed non-randomly across the globe.
the vast majority of taxa display peak richness in tropical or
Striking gradients of declining species richness from tropical subtropical climates (Hillebrand, 2004).
to polar areas have fascinated naturalists since the time of There is broad agreement that a near-ubiquitous pattern
von Humboldt and Darwin and comprise a prominent ‘first- like the latitudinal gradient in species richness probably has a
order’ biogeographical pattern that holds both on land and consistent mechanistic explanation that should apply across
in the oceans (Pianka, 1966; Rohde, 1992; Gaston, 2000; Hill- different life histories and habitats (Pianka, 1966; Rohde,
ebrand, 2004; Kreft & Jetz, 2007; Krug et al., 2009; Tittensor 1992). It has further been theorized that variation in the total

C 2016 John Wiley & Sons Ltd


V DOI: 10.1111/geb.12451
http://wileyonlinelibrary.com/journal/geb 1
D. P. Tittensor and B. Worm

number of species among regions should fundamentally productivity) by varying the number of individuals residing
result from variation in one or more of three basic ecological within each community (Currie et al., 2004). Thus our aim
and evolutionary processes that ultimately control the diver- is to take a simple neutral model and add additional ecologi-
sity of life, namely speciation rates, extinction rates and cal processes to gauge how adequately it can approximate
immigration/colonization rates; these processes have been observed patterns in latitudinal richness, and to explore the
studied by theoreticians (Hubbell, 2001), palaeontologists relative importance of hypothesized mechanisms in generat-
(Jablonski et al., 2006) and evolutionary biologists (Dowle ing these patterns. We apply these mechanisms (independ-
et al., 2013) alike. Hence the question: what is the relative ently or synergistically) to a hypothetical global ocean that
importance of these processes in controlling observed gra- features temperature and area gradients of similar magnitude
dients, and how might spatial variation in environmental to those observed in the real world. Our focus is on the
parameters such as temperature, habitat area and productiv- oceans as a model system because of strong empirical evi-
ity affect them? dence that high temperature and large habitat area consis-
In a classic review of the topic, Rohde (1992) systemati- tently correlate with high regional species richness across
cally surveyed the internal logic and empirical evidence for species groups (Tittensor et al., 2010). In addition, the glob-
28 published hypotheses explaining the general latitudinal ally interconnected nature of the oceans and greater facility
gradient. He concluded that an ‘evolutionary speed hypothe- for dispersal are more easily approximated using the simple
sis’ might best explain latitudinal gradients, probably as the
cylindrical model described below. Two computational meth-
result of shorter generation times, faster mutation rates and
ods are used to run the models (see Methods), one to exam-
faster selection at higher temperatures. Comprehensive evi-
ine transient dynamics (‘forward’ mode) and one to run
dence now supports these mechanisms; specifically, higher
large numbers of simulations to examine dynamically stable
rates of molecular evolution (Gillooly et al., 2005) and speci-
results (‘coalescence’ mode).
ation (Jablonski et al., 2013) in the tropics, particularly for
ectotherms. More recent empirical analyses of globally well-
METHODS
represented species groups have identified spatial gradients in
temperature and habitat area, as well as productivity, as pri- Herein, we attempt to explore global spatial patterns of bio-
mary environmental correlates of richness (Kreft & Jetz, diversity as a function of fundamental ecological and evolu-
2007; Tittensor et al., 2010; Jetz & Fine, 2012), but the mech- tionary processes, beginning with a spatially explicit
anisms by which such correlates may affect observed patterns metacommunity model derived from the unified neutral
are still debated (Currie et al., 2004; Dowle et al., 2013). theory of biodiversity and biogeography (Hubbell, 2001). As
Notably, no unifying body of theory has yet been devel- per Hubbell’s original theory, two basic principles inform the
oped to explain the relative importance of these mechanisms model design. The first is that all processes (birth, death, dis-
in generating observed latitudinal gradients (Whittaker et al., persal and speciation) are modelled as per capita rates, such
2001). Yet significant advances have been made to capture that interactions and events have an identical probability for
the effects of dispersal, speciation and extinction on local to each individual in a local community. Secondly, we also
regional biodiversity patterns in a unified neutral model assume zero-sum dynamics, meaning that there are a fixed
(Bell, 2001; Hubbell, 2001; Rosindell et al., 2011). Independ- number of individuals competing for a finite pool of resour-
ent of these efforts, metabolic theory offers a very general ces supported by a given habitat area. We note that this type
explanation of the effects of temperature and body size on of model only applies to ecologically similar species within a
biodiversity (Brown et al., 2004; Allen & Gillooly, 2006;
trophic level (e.g. trees, corals, planktivorous fish) and not
Stegen et al., 2009). In line with a recent proposal (Marquet
necessarily to entire assemblages and food webs (Hubbell,
et al., 2014), we combined these two bodies of theory,
2001).
because together they represent prominent ecological and
evolutionary processes that might help explain latitudinal Basic model
gradients from fundamental principles.
As a basis we begin with Hubbell’s (2001) spatial null We begin with the basic model of a local community that is
model of ecological equivalence. Neutral theory has the sim- composed of n ‘cells’ or ‘sites’. Each of these sites is occupied
plifying assumption of identical ecological traits across spe- by a single individual of a particular species. Multiple local
cies, and constant per capita rates of dispersal and speciation. communities are linked into a global, spatially explicit meta-
We then add latitudinal thermal gradients that explicitly community grid of size i 3 j (Fig. 1). This grid consists of
drive variation in community turnover rate and speciation local communities arranged around a cylinder; that is, cells
rate as predicted by the metabolic theory of ecology (Brown are connected over the longitudinal meridian but not the
et al., 2004). This model remains fully neutral at the local poles. Apart from the rows of cells at the highest and lowest
community level, but features a metabolically induced gradi- latitudes, which have fewer connections, each community is
ent of (independently or in combination) community turn- connected to its eight nearest neighbours, the so-called ‘Moore
over and speciation rates across the global meta-community. neighbourhood’ of cellular automata theory (Hubbell, 2001),
We also explore the effects of varying area (or area-specific via dispersal.

2 Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd
Neutral-metabolic theory of latitudinal diversity

Global metacommunity Local community


Cold

Thermal gradient

Hot Large area

Small area

Cold

Figure 1 Model schematic. A spatially explicit global metacommunity is depicted. It consists of 21 3 21 local communities, each
composed of n individuals, where n is a function of habitat area or productivity. Different colours in local communities symbolize
different species. Communities are connected through dispersal (m) to neighbouring cells (arrows). Although the grid is depicted as flat,
the left-hand and right-hand borders are connected, forming a cylindrical shape. The dashed line in the centre represents the equator,
and the top and bottom of the main grid represent the poles. Disturbance and replacement of individuals on the grid is a per capita
function that is constant (in the fully neutral model) or a function of temperature (in the combined neutral-metabolic model) acting
through turnover rates (generation times) and/or speciation rates. The effect of increasing area (or productivity) can be simulated
through varying the number of individuals in any specific local community.

When a site gets disturbed, with all sites disturbed with local community (n 5 8, 16, 64 and 256 individuals; see Fig.
equal probability, the individual at that site is replaced at S1 in the Supporting Information).
random, either with a newly formed species (with probability
v) or, more commonly, via dispersal (with probability 1 – v). Temperature-dependent mechanisms
If a dispersal event occurs, the dispersal is from a neighbour-
ing community (the Moore neighbourhood) with probability After exploring the base model, we introduce two separate
m, or alternatively from within the local community with mechanisms that may affect latitudinal species richness via a
probability 1 – m. The probability of a specific species immi- thermal gradient, and can be applied independently or in
grating from the local community and the Moore neighbour- concert. Temperature is the only environmental variable that
hood is proportional to the relative abundance of species in has been consistently identified as important in terms of
these areas. Thus a species can only move to immediately marine biodiversity patterns (Tittensor et al., 2010), which
neighbouring communities but can ultimately spread through are the focus of our study. Several mechanisms have been
the global community via successive Moore neighbourhoods hypothesized as underlying this effect, and here we focus on
(Bell, 2001), with faster dispersal at higher values of m. two: the effect of temperature on generation time or commu-
To enable comparison with Hubbell’s spatial metacom- nity turnover rate, and its effect on speciation rates (Allen
munity model, we set the number of cells in each local com- et al., 2006). According to the metabolic theory of ecology,
munity, n, to be 16, and the number of communities in biochemical reaction rates, metabolic rates and other rates of
longitudinal and latitudinal directions, i and j, to be 21. We biological activity increase exponentially as a function of the
explore a range of values for the speciation probability, v, internal temperature of an organism and body size. In the
ranging from 0.0001 to 0.1, and for regional dispersal, m, context of our neutral model we can ignore the effect of
from 0.001 to 1. Furthermore, we run an analysis in which body mass, as all organisms are assumed to be ecological
the dispersal parameter is set to either 0.005 or 0.5 and the equivalents within the same trophic level. The temperature
speciation rate to 0.000709, giving a fundamental biodiversity dependence is described by the Boltzmann factor:
number (h) of 10 for direct comparison with Hubbell (2001).
However, note that unlike Hubbell we do not embed the e 2E=kT (1)
21 3 21 grid of communities in a large plane to avoid edge
effects. We further examine the sensitivity of results to local where E is the empirically derived activation energy (c. 0.65 eV
community size by changing the number of cells within each for respiratory-based processes in ectotherms; Allen et al.,

Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd 3
D. P. Tittensor and B. Worm

2006), k is the Boltzmann constant (8.617 3 1025 eV K21) our model by setting the speciation rate, v, to be a normalized
and T is the absolute internal temperature in Kelvin (K) function of temperature:
(Boltzmann 1872; Arrhenius 1889). Here we model this effect
for ectotherms by assuming a 308 gradient in average (surface) vbase e 2E=kTj
vj 5   (3)
water temperature, from 08C at the poles to 308C at the equa- min e 2E=kTj
tor, values that approximate those empirically observed in the
modern surface oceans (Tittensor et al., 2010). At this stage, where vbase is the ‘basic’ speciation rate at the lowest temper-
we do not consider endotherms, and only note that their lati- ature, and the metabolic effect of temperature, e 2E=kTj is nor-
tudinal patterns may be different (Davies et al., 2010; Tittensor malized by dividing through by its minimum value. Thus at
et al., 2010) because their metabolic rate will not scale in the the poles the speciation probability is vbase and it increases
same manner with external temperature. This gradient gives an exponentially towards the equator. This effect can be applied
exponential curve with a 15-fold difference in metabolic rate independently of or in combination with the effect of tem-
between the equator and the poles. perature on turnover rates.

Area model
Thermally mediated community turnover rate model
The final mechanism that we examine relates to community
To simulate the mechanism of a metabolic effect on genera-
size. Some communities will support larger numbers of indi-
tion time and community turnover rate, we make the rate of
viduals, possibly because of increased habitat availability or
disturbance and recolonization (and hence community turn-
alternatively higher productivity; this is the ‘species–energy
over rate and its inverse, generation time) dependent on tem-
hypothesis’ sensu (Wright, 1983), or the ‘more individuals
perature. When selecting an individual to be disturbed, we
hypothesis’ sensu (Srivastava & Lawton, 1998). We can allow
set a disturbance probability p for each individual that
local communities to have different numbers of individuals,
remains identical within each local community, but for each
but keep all per capita rates within local communities
row j of communities at a specific point along the thermal
constant.
gradient individuals have a disturbance probability scaled to
The probability of any individual h in community i, j
the metabolic rate at that temperature, normalized by the
being disturbed is then:
total number of individuals in the model. That is, for an
individual h in community i, j, the probability of acting 1
(being disturbed) in any individual time-step is: ph 5 P : (4)
i;j ni;j

e 2E=kTj Hence larger communities with more individuals will see


ph 5 P 2E=kTj
: (2)
j i:n:e more frequent disturbances overall.
For habitat area, we use a strictly proportional relationship,
Purely as a result of a relatively faster disturbance and turn- whereby twice the habitat area supports twice the number of
over rate, and hence shorter generation times, we will also individuals. In our exploratory model herein, we assume a lin-
observe more speciation events per unit time at lower lati- ear five-fold increase in area from the poles to the equator, a
tudes (Allen et al., 2006). This ‘community turnover rate’ value roughly equivalent to the area increase in the global
model is still strictly a neutral model in that all individuals oceans, averaged across the Northern and Southern Hemi-
are ecologically equivalent, with identical per capita rates in spheres (see Fig. 3 in Allen et al., 2006). We note that
an identical environment and identical responses to tempera- increases in productivity also produce increases in the number
ture gradients. Hence, a coalescence algorithm can still be of individuals, but for the sake of this exploration we do not
applied using the Markov chain approach (see the descrip- attempt to model both processes at the same time.
tion below). However, individual metabolism and species
interactions speed up at higher temperatures, such that local Combined models
communities operate at different rates.
We explore all two-factor combinations of the three mecha-
nisms described above, as well as the model with all three
Thermally mediated speciation rate model
effects included. Adding the effect of area in concert with the
Metabolic theory invokes a second effect of temperature on spe- latitudinal thermal effect on community turnover rate pro-
ciation rates independent of turnover times. For ectotherms, duces a model in which the probability of any individual h
there is empirical evidence that mutation rates in terms of nucle- in community i, j being disturbed is then:
otide substitutions increase as a function of temperature (Allen
e 2E=kTj
et al., 2006). This may be explained by the increased production ph 5 P 2E=kTj
: (5)
i;j ni;j :e
of free oxygen radicals at higher metabolic rates, which increases
nucleotide substitution and ultimately speciation rates (Allen We can include the thermally mediated effect on speciation rate
et al., 2006). We can simulate thermal effects on speciation in in a two- or three-factor model simply by applying equation (3).

4 Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd
Neutral-metabolic theory of latitudinal diversity

Computational methods when the community turnover rate mechanism is operating.


In the long run, this ‘Markov chain’ approach settles to a
The model is implemented using two different algorithms or
mean state identical to that produced by having a single
modes: forward mode (to examine transient dynamics) and
disturbance within every community every time-step (see
coalescence mode (to run large numbers of simulations in a
Fig. S2 for comparison with Hubbell, 2001), but with the
computationally tractable manner). The forward mode (Hub-
advantage that differential rates of disturbance and commu-
bell, 2001) proceeds by disturbing one individual per time
nity turnover under environmental gradients can be modelled
step until a finite number of time steps or community turn-
without complex timing structures being needed to ensure
overs have been completed. With this approach, the model
that synchronization and action rates for individuals are
state at every time step can be analysed, allowing us to exam-
equivalent to the specified probabilities.
ine the development of spatial gradients over time. The grid
All code for the model was written in Processing 3.10a
is initially seeded with a single species; we note that the tran-
(https://www.processing.org/) with analysis of results in R,
sient dynamics in terms of the direction of the gradient are
version 3.2.0 (R Core Team, 2015). Code is freely available
dependent upon the initial number of species, but ultimately
from https://github.com/derekt/Latitudinal-biodiversity-model.
settle to the same state at equilibrium (as per Hubbell, 2001).
As an alternative simulation approach, the coalescence algo-
RESULTS
rithm uses techniques originally developed to track neutral
evolutionary markers in population genetics (Felsenstein, Running the basic neutral models to a dynamic equilibrium
2004). These powerful algorithms have a number of important (25,000 complete community turnovers in forward mode,
advantages over traditional simulation techniques. Coalescence all species identified in coalescence mode), produced rank-
begins with a present-day global community where each indi- abundance patterns that were statistically indistinguishable
vidual is of unknown species identity and lineage, and then from those in Chapter 7 of Hubbell (2001) (Fig. S2). These
works backwards in time, applying the rules of the model in results suggest that the basic algorithm successfully
reverse and determining speciation and dispersal events that implements the neutral model in both forward and coales-
can uniquely identify individuals as being derived from the cence modes; from herein, due to its computational tract-
same lineage (Rosindell et al., 2008). This efficiently uncovers ability, we use the coalescence mode to identify equilibrium
the ancestry and phylogeny of contemporary individuals in patterns and the forward mode to examine transient
the sample, but without modification can only be applied to dynamics.
strictly neutral models. Crucially, it provides a way to simulate When we implemented the basic coalescence model with-
individual-based theory for large and complex spatial struc- out any thermal or area mechanisms, no latitudinal gradient
tures; no known alternative algorithm would be tractable in emerged at equilibrium (Fig. 2a,b). This effect was consistent
these situations (J. Rosindell, pers. comm.; Rosindell et al., for the parameter combinations that we tested regardless of
2008, 2011).This gain in speed occurs through the tracking of speciation rate, dispersal parameter value or local community
individuals whose lineage has not yet been determined but not size. The global community was thus made up of similarly
those whose identities have been established, whereas the for- species-rich local communities, though of course with some
ward model continues to track every individual during all level of stochasticity.
time steps. Coalescence also provides an objective end-point, Adding a metabolic effect on community turnover rate
unlike the forward mode for which it can be difficult to deter- (1/generation time) to the model via a latitudinal thermal
mine that the model has fully ‘settled’. The end-point is gradient produced similar results (Fig. 2c,d), with no gradi-
reached when the identity of each species has been established, ent at dynamic equilibrium. However, when a metabolic
giving a complete picture of the present state based on the effect on speciation rate was applied, a shallow equilibrium
ecological and evolutionary events that have occurred. It can- gradient emerged (Fig. 2e,f). The mean richness at the equa-
not, however, be used to examine transient dynamics as only tor, 7.3 species, was around 2.1 times that at the poles (3.6
the end-state community is produced. The rapid computation species), which had a near-identical value to that of the base
time and stochastic nature of the coalescence algorithm allows model (3.5 species). The mean gradient was near linear,
us to run numerous Monte Carlo simulations and determine within the variability induced by the stochastic processes
mean values and ranges. In this study, we run 100 simulations within our neutral model.
for each parameter combination and present the mean and Running the basic model but with a five-fold area gradient
the 2.5% and 97.5% percentiles. resulted in larger community sizes towards the equator
For both the forward and coalescence modes, in contrast and produced a stronger equilibrium latitudinal gradient
to Hubbell (2001), we do not disturb a single cell in every (Fig. 2g,h), with mean values at the equator almost 4.4 times
local community in each time step. Instead a randomly bigger than those at the poles.
selected site from the entire global community (i.e. all indi- When modelling the area and temperature mechanisms in
viduals in all communities) is chosen for disturbance proba- combination, their effects appeared multiplicative (Fig. 3).
bilistically, where the probability of a cell being selected is Applying both the community turnover rate and speciation
identical for each site in the basic model but non-identical rate gradients produced a near-identical equilibrium gradient

Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd 5
D. P. Tittensor and B. Worm

A B multiplicative (Fig. 3e,f), producing a stronger equilibrium

20
gradient with a sharper peak, and a mean equatorial richness
value (35.4 species) that was 9.2 times higher than the polar

15
Local richness
value (3.9). Applying all three mechanisms (Fig. 3g,h) pro-

Latitude
duced a dynamic equilibrium gradient that was identical to

10
the speciation rate and area model
We explored the sensitivity of community properties to var-

5
iation in speciation rate and dispersal parameters for model
0 20 40 runs with thermal gradient effects on both speciation and
Local richness
community turnover rates (Fig. 4). Mean local community
C D

20
species richness increased with both dispersal and speciation
rate (Fig. 4a). Mean global meta-community richness showed
15
Local richness

an even more pronounced increase with increasing speciation

Latitude
rate (Fig. 4b). The effect of the dispersal parameter on global
10

richness, however, was minimal, acting only to slightly increase


the total richness at low dispersal values. When assessing the
5

effect of both parameters on the strength of the latitudinal


biodiversity gradient (Fig. 4c), we saw an interaction between
0 20 40
Local richness the effect of speciation rate and dispersal. While increasing
E F speciation rate increased the latitudinal richness gradient
20

across most dispersal parameter values tested, the effect was


more pronounced at low than at high dispersal rates (Fig. 4c).
15
Local richness

Dispersal had a slight positive effect on gradient strength at


Latitude

low speciation rates, but a negative effect at the highest specia-


10

tion rates
Varying base local community size from 4, 16, 64 and 256
5

individuals across all communities, again with both thermally


0 20 40 mediated mechanisms included, produced similar gradients,
Local richness although at progressively higher mean richness, as more species
G H can coexist in larger communities (Fig. S1). We also observed a
20

moderate and asymptotic increase in the steepness of the latitu-


15

dinal gradient with increasing community size (mean differ-


Local richness

Latitude

ence between polar and equatorial richness 1.48, 1.98, 2.21 and
10

2.28 respectively). We further note that for more ‘realistic’


parameter values of low speciation and dispersal rates, the gra-
5

dient became more pronounced in larger communities.


Finally, when we examined transient dynamics in the for-
0 20 40
ward model with only a thermal metabolic effect on relative
Local richness
community turnover rate, this produced a temporary latitu-
Figure 2 Emergence of latitudinal biodiversity patterns. The left- dinal gradient (Fig. 5), in contrast to the equilibrium state
hand column depicts a global grid of species richness. The right (Fig. 2c,d). This gradient persisted for around 150 complete
hand column depicts a latitudinal gradient, with the solid line community turnovers, but then weakened and disappeared
indicating the mean and shading representing the 95% range. (a, b) by around 1000 community turnovers. The strength of this
Neutral base model. (c, d) Including a thermal gradient effect on gradient, peaking at around a 2.1-fold difference between
community turnover rate. (e, f) Including a thermal gradient effect equator and poles, was roughly comparable to that resulting
on speciation rate. (g, h) Including an area effect. Dispersal
from thermal metabolic effects on speciation. Adding both
parameter m 5 0.1, speciation rate v 5 0.01, global metacommunity
thermal effects together (i.e. community turnover rate and
size Jm 5 7056 individuals. Thermal effects are parameterized as per
the metabolic theory of ecology. Area and temperature gradients speciation rate) in the forward model resulted in a multipli-
approximate those found in the global oceans. cative effect that produced a strongly peaked, but again tran-
sient, gradient (Fig. S3). At dynamic equilibrium, the stable
gradient emerged, due to the thermal effect on speciation
to that of the speciation rate gradient on its own (Fig. 3a,b). rate. The transient gradient also appeared in the community
A similar result occured when the community turnover rate turnover rate and area model, as well as the full three-
and area mechanisms were applied together (Fig. 3c,d). The mechanism model (area, community turnover rate, specia-
effects of combining speciation rate and area effects were tion rate).

6 Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd
Neutral-metabolic theory of latitudinal diversity

A B transient or dynamically stable, depending on the mecha-

20
nisms invoked. Adding an area gradient produces a stronger

15
latitudinal effect, particularly in combination with a thermal

Local richness
effect on speciation rate. These results support empirical syn-

Latitude
10
theses which, at least in the oceans, invoke temperature and
area as general environmental correlates of diversity (Titten-

5
sor et al., 2010). A key strength of this combined model is
that it incorporates processes operating in both evolutionary
0 20 40
and ecological time, and that it can be easily expanded to
Local richness
include the effects of other potential factors structuring bio-
C D
20
diversity such as productivity or changes in disturbance
15 regime, among others.
Local richness

Our basic spatial neutral model without a temperature or

Latitude
area effect does not produce a latitudinal gradient (Fig. 2a,b).
10

This is perhaps unsurprising, since the per capita ecological


equivalence and constancy of rates and local community sizes
5

give no reason for a spatial pattern to emerge (Hubbell,


0 20 40
2001). In this basic model, stochasticity explains any differen-
Local richness ces among local communities, with their properties governed
E F by the basic parameters of the neutral model, namely the bal-
20

ance between immigration, speciation and extinction.


When we combine neutral with metabolic theory and
15
Local richness

introduce a temperature gradient that approximates observed


Latitude

surface temperature gradients in the oceans, latitudinal pat-


10

terns emerge, although their strength and stability depends


on the invoked mechanism. With temperature-driven
5

increases in community turnover rate only, a transient gradi-


0 20 40 ent rapidly appears in the forward model (Fig. 5), but then
Local richness
flattens and collapses. This gradient does not persist in the
G H
20

results from a coalescence model (Fig. 2c,d), which represent


dynamic equilibrium conditions. This transience is due to a
15

metabolically driven shorter generation time in the tropics


Local richness

Latitude

that results in a faster approach towards the equilibrium


10

state, and furthermore a relatively higher chance of speciation


per unit time. If starting from lower than equilibrium rich-
5

ness conditions, such as a single species everywhere, the


more rapid speciation will produce greater short-term equa-
0 20 40
Local richness
torial richness, even if most new species do not persist for
long. Eventually, however, the polar regions will ‘catch up’
Figure 3 Combined effects of area and temperature gradients and reach the same asymptotic richness value as equatorial
on latitudinal biodiversity patterns. (a, b) Combined effect of areas (Fig. 2c,d). The transient gradient thus partly results
temperature-driven gradients in community turnover rate and from the lack of any ‘stabilizing force’ to maintain an asymp-
speciation rate. (c, d). Combined effect of area and temperature totic gradient of equilibrium richness (such as an effect of
effect on community turnover rate. (e, f) Synergistic effect of temperature on speciation rates), and partly from the initial
area/productivity and speciation gradient. (g, h). Synergistic
richness being lower than equilibrium richness. This latter
effects of area and gradients in community turnover rate and
point can be demonstrated by starting a forward-mode
speciation rate. Symbols and base parameter settings as in Fig. 2.
Thermal effects are parameterized as per the metabolic theory of model with local richness values set to be higher than the
ecology. Area and temperature gradients approximate those mean equilibrium value, in which case the more rapid
found in the global oceans. approach of equatorial regions towards the equilibrium value
produces a transient inverse latitudinal gradient (results not
shown). We note that it actually remains an open question as
DISCUSSION
to whether the Earth has reached an equilibrium biodiversity
Our results show that a combination of neutral and meta- value, a fact that is deemed unlikely given the continuing
bolic theories can generate a latitudinal gradient of bio- increase of fossil biodiversity up to the present, as well as the
diversity. The latitudinal gradients produced can be either large-scale disturbances events that ‘reset’ biodiversity at

Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd 7
D. P. Tittensor and B. Worm

Local species richness Figure 4 Exploration of parameter space for a model including
16 thermal effects on both community turnover rate and speciation
rate. Community properties are shown as a function of variation
14 in dispersal and speciation rate parameters. (a) Effects on mean
local community species richness. (b) Effects on global meta-
12
community species richness. (c) Effects on the strength of the
15
latitudinal gradient, represented as the difference between mean
equatorial and mean polar richness. Shown are mean values of
10
10 100 model runs. Thermal effects are parameterized as per the
Richness

metabolic theory of ecology. Temperature gradients approximate


8
5
those found in the global oceans.

1 0.1

0.1 0.01
Di s
4 regional and sometimes global scales (Raup & Sepkoski,
sp
er 0.01 0.001 ate
sa
l ra ion
R 1982; Benton & Twitchett, 2003).
tes iat
ec
0.001 1e−04 Sp 2 A dynamically stable equilibrium biodiversity gradient is
produced by a thermally mediated latitudinal gradient in spe-
ciation rates. When the strength of this gradient is parame-
Global species richness terized according to metabolic theory (Allen et al., 2006) and
observed differences in surface ocean temperature, local rich-
ness at the equator is around twice the polar value. This is
4000
weaker than most empirical observations (Hillebrand, 2004;
Tittensor et al., 2010), suggesting that other processes need
to be invoked. It does, however, along with the transient gra-
4000 dient discussed above, support empirical results that suggest
3000
a thermal effect on biodiversity patterns in the oceans (Tit-
3000
Richness

tensor et al., 2010), and indeed on land (Rohde, 1992; Allen


2000 & Gillooly, 2006).
1000
2000 Our examination of the effects on the results of increasing
local community size for every community suggests that lati-
1 0.1 tudinal gradients appear regardless of the community size,
0.1 0.01 1000
with increasing gradient strength as local community size
Di
sp a tes increases, though this effect appears to be asymptotic. This
er 0.01 0.001
sa io nR
l ra iat
tes ec
suggests that relatively small community sizes, at least for
0.001 1e−04 Sp
some combinations of speciation and dispersal, might be rea-
0
sonable proxies for estimating the strength of gradients in
larger communities.
Diff. in equatorial and polar richness
The effects of changing dispersal and speciation parameters
12
on diversity properties were also examined (Fig. 4). Both
local and global species richness strongly increase with
10
increases in speciation rate (Fig. 4a,b). In contrast, increases
in dispersal rate do not strongly affect global richness (Fig.
4b) but enhance local richness by spreading new species to
10 8
other communities before they can go extinct, and maintain-
Delta richness

8
ing diversity in the face of stochastic dominance by abundant
6
6 species (Hubbell, 2001). The effect of dispersal and speciation
4 rates on the strength of the latitudinal gradient (the differ-
2 ence between polar and equatorial richness) is more nuanced
4
(Fig. 4c). In general, increased speciation leads to a steeper
1 0.1
gradient, due to the exponential character of the metabolic
0.1 0.01
Di
sp ate
s 2 relationship, which disproportionately increases richness at
er 0.01 0.001
sa nR
l ra
tes iat
io low latitudes as the speciation rate increases. At very high
ec
0.001
1e−04 Sp
levels of dispersal, however, increasing the speciation rate
0
produces no effect on the gradient strength, and in fact the
gradient is less steep than at lower dispersal rates. This is
probably due to the more rapid spread of species through

8 Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd
Neutral-metabolic theory of latitudinal diversity

A B I J

10

10
8

8
Local richness

Local richness
Latitude

Latitude
6

6
4

4
2

2
0 5 10 0 5 10
Local richness Local richness

C D K L
10

10
8

8
Local richness

Local richness
Latitude

Latitude
6

6
4

4
2

2
0 5 10 0 5 10
Local richness Local richness

E F M N
10

10
8

8
Local richness

Local richness
Latitude

Latitude
6

6
4

4
2

2
0 5 10 0 5 10
Local richness Local richness

G H O P
10

10
8

8
Local richness

Local richness
Latitude

Latitude
6

6
4

4
2

0 5 10 0 5 10
Local richness Local richness

Figure 5 Emergence of a transient biodiversity gradient in a model including a thermal effect on community turnover rate. Shown is
the appearance of a biodiversity gradient in a forward-mode neutral model after (a, b) 1 community turnover (7056 time steps), (c, d)
10 community turnovers, (e, f) 50 community turnovers, (g, h) 100 community turnovers, (i, j) 125 community turnovers, (k, l) 250
community turnovers, (m, n) and its disappearance within 1000 community turnovers. (o, p): Coalescence model results are shown for
comparison. Symbols and base parameter settings are as in Fig. 2. Thermal effects are parameterized as per the metabolic theory of
ecology. Temperature gradients approximate those found in the global oceans.

the global meta-community, homogenizing the biota and thermal effects on speciation rate. This is consistent with the
minimizing local community endemics. At low speciation transient nature of the turnover-driven gradient (Fig. 5). The
rates, dispersal had a minor positive effect on gradient transient gradient produced, however, is very rapid and steep,
strength, probably by allowing newly formed species to before declining to a dynamic equilibrium that consists of a
spread before they go locally extinct. relatively weaker gradient (Fig. S3). We conclude that the
For a model including thermal effects on both the com- effects of increasing community turnover rate alone may not
munity turnover rate and speciation rate, the results at equi- be sufficient to explain the existence of general and persistent
librium are identical to those of a model that only includes latitudinal gradients across many species groups.

Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd 9
D. P. Tittensor and B. Worm

Increasing the area of local communities, and hence the approaches can produce similar patterns, though these have
number of individuals therein, towards the equator also tended to be applied non-spatially or at smaller scales. For
produced a latitudinal diversity gradient (Fig. 2g,h). This gra- example, Stegen et al. (2009, 2012) present an alternative
dient did not change when combined with a temperature approach, where they generalize basic metabolic theory by
effect on community turnover rate, but increased both the considering a range of possible metabolic scaling relationships
height and the steepness of the gradient when combined for species characterized by different body sizes, and by
with a thermal effect on speciation rate (Fig. 3e,f). The com- including consumer–resource dynamics. Their model is non-
bined effect of these processes was multiplicative, rather than spatial, as only the general shape of the temperature–richness
additive, which explains the steepness of the resulting gradi- relationship is considered. It is based on niches and adaptation
ent. A combination of increasing area and increasing specia- rather than neutral theory, with the evolving size-structured
tion rate towards the tropics thus would appear to be most trophic networks being considerably more complex than our
consistent with the empirical richness data and their environ- neutral communities and requiring more parameters to be
mental correlates (Kreft & Jetz, 2007; Tittensor et al., 2010; specified. Unlike the monotonically increasing gradients pro-
Jetz & Fine, 2012), as well as well-established theory regard- duced by our model, Stegen et al. (2009, 2012) produce a
ing the general effects of increasing habitat area (MacArthur range of plausible diversity gradients (positive, negative, unim-
& Wilson, 1967; Hubbell, 2001) and temperature (Brown odal or asymptotic with increasing temperature), depending
et al., 2004; Allen & Gillooly, 2006). In reality, of course, on the specified thermal dependences of basal resource supply,
thermal effects on community turnover rate and speciation consumer vital rates and mutation rates. However, these gra-
rate are both likely to occur, but including the effect on com- dients tend to diminish over time, in contrast to the stable
munity turnover rate does not change the dynamically stable gradients that can emerge from our models.
gradient. The relative strength of the gradient (a 9.2-fold The strength and persistence of the latitudinal gradient in
increase in species richness using realistic area and tempera- our model depends on the relative balance of speciation,
ture changes from the poles to the equator) is within the extinction and dispersal, and thus the parameters from the
general range of observed latitudinal gradients in richness of basic neutral model. We note that with this model we are
marine oceanic (about a five-fold increase) and coastal exo- not aiming for ‘realism’ nor a direct comparison with data or
therms (about a 10-fold increase, on average; Tittensor et al., a comprehensive evaluation of the effects of the various
2010). parameters on the results. Rather, we view this as an explora-
An obvious next step would be to model these processes tory study that simply examines whether indeed a latitudinal
more closely in direct comparison with empirical data. The gradient can be produced by integrating two prominent eco-
relative importance of temperature, area and productivity logical theories. The ability of the model to produce a latitu-
(which will also increase the number of individuals in a local dinal biodiversity pattern must be interpreted in the light of
community) in driving empirically observed gradients could its assumptions and inherent limitations. These include the
in principle be assessed by fixing those to observed values often-criticized, biologically unrealistic assumption of ecolog-
and determining which process, or combination of processes, ical equivalence. Here, we subscribe to the view that the use-
produces a gradient that most closely reflects reality. In order fulness of a theory lies in its ability to produce observed
to do this, however, a number of other problems must be patterns, and in its relative simplicity and generality rather
confronted. It is not clear, for example, how community size than specific complexity (Marquet et al., 2014). This useful-
actually scales with productivity, on average. Moreover, how ness lies in presenting a very simple base theory of ecological
large should the individual local communities be before they and evolutionary processes which can then be extended to
can be considered a reasonable approximation of real sys- include more biological realism. We extended it first by
tems? And how would real dispersal constraints such as con- including metabolic theory that scales community turnover
tinental boundaries and current patterns be implemented? and speciation rates to ambient temperature. The tempera-
How would multiple trophic levels be modelled? What ture gradient we assumed is very simplistic and does not
should the dispersal and speciation rate parameters be set to? reflect patterns of variability (e.g. seasonal or longitudinal
These questions represent rich opportunities for making variability) observed in the real world. It is also not reflective
theory conform more closely to empirical realities. We fur- of past environmental conditions which may have been influ-
ther note that not all empirical patterns follow the canonical ential in shaping the evolutionary trajectories of species we
decrease in richness from the equator towards the poles. see today. Likewise, we introduced a crude area effect into
Some species groups peak at higher latitudes, which could be the model that is based on the average increase in total area
related, for example, to varying gradients of temperature observed across all oceans; clearly this would be different, for
(Tittensor et al., 2010) and productivity (Davies et al., 2010), example, for coastal species where area would scale with the
or the effects of endothermy (Tittensor et al., 2010) or niche available coastline habitat and on land where different rela-
overlap (Beaugrand et al., 2013) that are not captured by our tionships between total area and latitude exist. Another unre-
simple models. alistic assumption concerns the absence of dispersal barriers,
Although we present here the first combined application of such that all species are assumed to be able to disperse and
neutral and metabolic theory to global biodiversity, other survive everywhere. Clearly some form of niche conservatism

10 Global Ecology and Biogeography, V


C 2016 John Wiley & Sons Ltd
Neutral-metabolic theory of latitudinal diversity

(Wiens & Graham, 2005) would be more realistic, and would Benton, M.J. & Twitchett, R.J. (2003) How to kill (almost)
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ACKNOWLEDGEMENTS Jablonski, D., Belanger, C.L., Berke, S.K., Huang, S., Krug,
A.Z., Roy, K., Tomasovych, A. & Valentine, J.W. (2013)
We gratefully acknowledge helpful comments and advice from
Out of the tropics, but how? Fossils, bridge species, and
J. Rosindell, particularly with regard to the implementation of
thermal ranges in the dynamics of the marine latitudinal
the coalescence model. Financial support was provided by The
diversity gradient. Proceedings of the National Academy of
National Science and Engineering Research Council of Canada.
Sciences USA, 110, 10487–10494.
All code used to run the models is available at the Github reposi-
Jetz, W. & Fine, P.V.A. (2012) Global gradients in vertebrate
tory of Derek Tittensor (https://github.com/derekt).
diversity predicted by historical area–productivity dynamics
and contemporary environment. PLoS Biology, 10,
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