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European Spine Journal

https://doi.org/10.1007/s00586-023-08064-x

ORIGINAL ARTICLE

The impact of novel inflammation‑preserving treatment


towards lumbar disc herniation resorption in symptomatic patients:
a prospective, multi‑imaging and clinical outcomes study
Hanne B. Albert1,2 · Arash J. Sayari1,3 · J. Nicolas Barajas1,2 · Alexander L. Hornung1,2 · Garrett Harada1,2 ·
Michael T. Nolte1,2 · Ana V. Chee1,2 · Dino Samartzis1,2 · Alexander Tkachev4

Received: 24 September 2021 / Revised: 18 November 2023 / Accepted: 22 November 2023


© The Author(s), under exclusive licence to Springer-Verlag GmbH Germany, part of Springer Nature 2023

Abstract
Purpose We performed a prospective one-year multi-imaging study to assess the clinical outcomes and rate of disc resorption
in acute lumbar disc herniation (LDH) patients undergoing inflammation-preserving treatment (i.e. no NSAIDS, steroids).
Methods All patients received gabapentin to relieve leg pain, 12 sessions of acupuncture. Repeat MRI was performed, every
3 months, after 12 sessions of treatment continued for those without 40% reduction in herniated disc sagittal area. Disc
herniations sizes were measured on sagittal T2W MRI sequences, pre-treatment and at post-treatment intervals. Patients
were stratified to fast, medium, slow, and prolonged recovery groups in relation to symptom resolution and disc resorption.
Results Ninety patients (51% females; mean age: 48.6 years) were assessed. Mean size of disc herniation was
119.54 ± 54.34 ­mm2, and the mean VAS-Leg score was 6.12 ± 1.13 at initial presentation. A total of 19 patients (21.1%)
improved at the time of the repeat MRI (i.e. within first 3 months post-treatment). 100% of all patient had LDH resorption
within one year (mean: 4.4. months). There was no significant difference at baseline LDH between fast, medium, slow, and
prolonged resorption groups. Initial LDH size was weakly associated with degree of leg pain at baseline and initial gabapentin
levels. Surgery was avoided in all cases.
Conclusion This is the first study to note inflammation-preserving treatment, without conventional anti-inflammatory and
steroid medications, as safe and effective for patients with an acute LDH. Rate of disc resorption (100%) was higher than
comparative recent meta-analysis findings (66.7%) and no patient underwent surgery.

Keywords Resorption · Disc · Spine · Lumbar · Herniation · Degeneration · Regression · Resorption · Treatment · Healing

Introduction

Low back pain (LBP) is currently the world’s leading cause


of pain and disability, imposing a costly burden to healthcare
systems, patients, and society [1]. Frequently, LBP is asso-
* Hanne B. Albert ciated with an acute lumbar disc herniation (LDH) causing
modicklinikken@modicklinikken.dk
spinal nerve root compression which normally presents with
* Dino Samartzis leg pain, back pain, or both. Current guidelines published by
Dino_Samartzis@rush.edu
the North American Spine Society recommend a minimum
1
Department of Orthopedic Surgery, Rush University Medical of 6 months of conservative management prior to surgical
Center, Orthopedic Building, 1611 W. Harrison St., 2nd intervention [2–4]. Initial conservative treatment for most
Floor, Chicago, IL 60612, USA patients with an acute disc herniation is usually physical
2
The International Spine Research and Innovation Initiative, therapy, non-steroidal anti-inflammatory medications, glu-
Rush University Medical Center, Chicago, IL, USA cocorticoids (either oral or injected), and activity modifica-
3
Department of Orthopaedic Surgery, Cedars-Sinai Medical tion. The duration of recommended conservative care varies,
Center, Los Angeles, CA, USA ranging from 3 to 12 months or longer, with outcomes often
4
Tkachev Clinic, Volgograd, Russia similar between durations [2, 5–7]. Studies have suggested

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European Spine Journal

that though short-term outcomes may favour surgical inter- spine within 3 weeks as documented on MRI and correlating
vention, longer-term outcomes are less convincing [8–10]. with an acute radiation of symptoms into one or both legs.
Following an acute injury, it is the normal physiologic
response of the body to initiate an inflammatory process Treatment protocol
as a means to begin healing. An acute LDH is no excep-
tion. When the nucleus pulposus breaks its barrier and pro- Upon initial evaluation, patient-specific data and visual
trudes through the annulus fibrosis, it sets off a cascade of analogue scale (VAS) scores were collected. Treatment was
cellular events that trigger the release of pro-inflammatory divided into separate courses of treatment, and the number
cytokines that have a central role in promoting matrix degra- of treatment courses was dependent on symptom duration
dation, immune cell recruitment, and angiogenesis. The ulti- and imaging results. A single course of treatment consisted
mate result of such a process is resorption of the herniated of titrated doses of gabapentin, 12 consecutive acupuncture
intervertebral disc tissue [11]. Paradoxically, however, anti- sessions, and instructions to avoid any anti-inflammatory
inflammatory agents, such as NSAIDs and glucocorticoid medications, oral glucocorticoids, or corticosteroid injec-
compounds, whether systemic or injected, are often first- tions. Patients were also instructed that they should not
line modalities. Blunting the natural healing response of the participate in physiotherapy, exercise therapy, and sports. If
body with such anti-inflammatory agents could potentially these criteria were not adhered to, the patient was excluded.
increase the duration of LDH [12]. Despite clinical guide- Each treatment course lasted approximately 3 months, until
lines, anti-inflammatory agents carry multiple side effects, all 12 acupuncture sessions were completed. The doses of
often limiting their use. Along with having significant renal, gabapentin were adjusted based on the level of leg pain via
gastrointestinal, and cardiovascular adverse effects [13], VAS scores at week 3 and 8. The initial dosage of gabapentin
the effectiveness of such treatment modalities has not been was 300 mg at bedtime, and then, the dose was titrated with
firmly established [14]. Additionally, the use of NSAIDs a daily increase of no more than 900 mg (with monitoring
may be associated with increased costs when paired with of side effects) until the level of pain in the leg was reduced
steroid injections [13]. to a tolerable 3–5 points. Dose adjustments were made every
The concept of inflammation-preservation in the treat- 3 and 8 weeks. The patient also had the opportunity to make
ment of acute LDH has yet to be explored. Therefore, a phone call to the clinic in case of increased pain or side
the authors aimed to examine the outcomes of a uniform effects. The acupuncture sessions occurred about once a
“inflammation-preserving” treatment protocol in acute LDH week and consisted of 10–20 needles applied for 20 min to
patients whereby no NSAIDs or steroids were used for treat- various pressure points, including Jia ji points, non-meridian
ment in an effort to assess if the herniated disc would resorb Ashi points, and standard classic points.
and at what rate. To address this aim, we performed a one- Following the initial treatment course, a second MRI was
year prospective study with multiple sequential magnetic obtained (approximately 3 months between each imaging
resonance imaging (MRI) of the lumbar spine to docu- session), which stratified patients to dictate further manage-
ment the disc integrity and resorption rates, and in tandem ment (Fig. 1). If symptoms resolved and the MRI demon-
assess pain profiles in patients undergoing such treatment. strated resorption, the treatment was ceased. Herniated tis-
We hypothesized that all patients would demonstrate disc sue reduced by 40% or more and the symptoms (i.e. leg pain)
resorption, both symptomatically and image-based, within improvement by greater than or equal to 70% constituted
one year. “complete resorption”. Patients with persistent leg pain, or
MRI findings of an LDH, received a second course of treat-
ment that identically consisted of 12 acupuncture sessions
Methods and titrated doses of gabapentin. After each course of treat-
ment, patients were re-evaluated for resolution of leg pain
Following institutional review board approval, patients with and disc 40% disc resorption.
an acute LDH were prospectively enrolled in the study at a
single institution between 2017 and 19. Patients between Recovery groups
20–70 years of age with new magnetic resonance findings
(MRI) findings of an acute LDH and associated radiculitis The patients were divided into 4 groups based on the speed
were included. Patients with underlying cognitive impair- of recovery. In the fast recovery group, symptoms (i.e.
ment, mental disorders, or decompensated somatic disease, leg pain) resolved after the first course of treatment. The
those who had undergone previous lumbar surgery, those patients’ symptoms in the medium recovery group resolved
receiving anti-inflammatory medications, and pregnant after the second course of treatment. The slow recov-
women were excluded from the study. Acute LDH was ery group’s symptoms resolved after the third treatment
defined as a new disc herniation occurring in the lumbar course, and the prolonged recovery group patients required

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Fig. 1  Study flow chart

treatment through the fourth course of treatment. To clarify, Statistical analyses


an initial MRI following the initial treatment session was
performed of all patients. If symptoms or LDH persisted fol- All data were captured and recorded unto a spreadsheet.
lowing each round of treatment sessions, subsequent MRIs Descriptive analyses were conducted with SPSS vr. 21
were obtained. If symptoms resolved, the treatment ceased. (IBM, Chicago, Illinois). Mean, standard deviation, and
range values were noted of relevant data points. Statistical
analyses were performed to assess significant differences in
Magnetic resonance imaging (MRI) measurement count data using a combination of Fisher’s exact and χ2 tests
where applicable, depending on sample size. Continuous
All patients presenting with an acute LDH underwent MRI variables are indicated with means, standard deviations (SD;
within 3 weeks of initial presentation. MRI imaging was denoted as mean ± SD), and ranges. For normally distributed
generated from Siemens Symphony 1.5 T (Munich, Ger- data as assessed by the Shapiro–Wilk test, one-way analy-
many) or GE Signa HDxt 1.5 T (Chicago, IL) systems. sis of variance (ANOVA) and Tukey post hoc tests were
The maximum area of each disc herniation was measured performed. Spearman’s correlations were utilized to assess
via Horos software (Geneva, Switzerland) on sagittal potential relationships between initial size of herniation
T2-weighted MRI sequences, tracing from the posterior edge and other continuous variables (e.g. VAS-Leg, gabapentin
of adjacent vertebrae in accordance with measurements and requirements, etc.). Group analyses were based on collected
definitions set forth by the North American Spine Society data only, with no imputation of missing values. Paired t
(NASS), American Society for Spine Radiology (ASSR), tests were used to assess the size of the LDH at different time
and the American Society of Neuroradiology (ASNR) task points. Kaplan–Meier analyses were performed to denote
force [15]. All measurements were performed by a neu- time to disc resorption (days) in relation to patients with
rologist with extensive radiographic experience. Reliability more than 25%, 50%, and 75% disc resorption. The threshold
assessments were performed of the measurements and found for statistical significance was established at p < 0.05.
to be of good to excellent reproducibility. While no accu-
racy studies of the Horos system have been published, the
Horos system is similar to the Osirix dicom viewer which Results
has a reported accuracy of approximately 0.1 mm for sagittal
measurements. As such, the authors of this study concluded Overall, 90 patients (n = 46 female, n = 44 male) were
that the accuracy of the Horos system was likely similar to included in the study, with a mean age of 47.9 years
the aforementioned viewer [16]. (Table 1). There was notable variation in the treatment

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Table 1  Baseline demographics and subject characteristics Improvement in leg pain


Mean/N SD/%
Although patients in the fast recovery group appeared to
Overall Total 90 have less severe leg pain at baseline, post hoc analyses dem-
Demographics onstrated no difference in baseline leg pain. Leg pain was
Age 48.6 12.1 reduced by at least 70% in all patients (p = 0.036; Table 2).
Sex Gabapentin dosing was titrated to resolve leg pain in each
Female 46 (51.1) group. The mean dose for all groups was 4.52 IU per day in
Male 44 (48.9) the first 12 weeks (Tables 3 and 4). Following the second
BMI 25.1 4.4 clinical visit and first follow-up MRI, the dose required to
Smoking improve symptomatic radiculopathy was 0.98 IU per day.
Yes 15 (16.7) By the time of the third follow-up MRI (fourth MRI), the
No 75 (83.3) mean gabapentin utilization was 0.03 IU per day per patient
Clinical history* (Fig. 4).
Previous history of sciatica
Yes 1 (1.1)
No 89 (98.9) Discussion
Hx of NSAIDs for sciatica
Yes 0 (0.0) Spontaneous regression of the intervertebral disc was first
No 90 (100.0) documented by Key [17] in 1945. Forty-one years later, Tep-
Hx = history; NSAIDs = non-steroidal anti-inflammatory drugs lick and Haskin [18] were the first to observe disc regression
on imaging. Since then, many studies have demonstrated
the spontaneous ability of the intervertebral disc to regress
duration and number of MRIs performed. Nineteen patients without necessitating surgery while improving clinical
demonstrated clinical improvement and resolution of symptoms [19–23]. A major mechanism that has been impli-
the LDH on follow-up MRI after the first course of treat- cated by which this process is thought to occur is through an
ment (fast recovery group). Similarly, 44 patients achieved inflammatory response mounted by the body. With that held
improvement as demonstrated on the follow-up MRI after belief, the present study prospectively evaluated 90 patients
the second course of treatment (medium recovery group). with MRI-proven acute LDH and associated leg pain that
Twenty-one patients required treatment through the third underwent conservative management without the use of the
course of treatment (slow recovery group), and six patients traditional therapeutic approach as mandated by guidelines
required four courses of treatment for the fourth follow- consisting of NSAIDs or steroids. Our findings showed no
up MRI to demonstrate disc resorption of at least 40% association between LDH size and recovery time. Interest-
(prolonged recovery group). The resorption pattern in the ingly, those who recovered most quickly required a lower
four different resorption groups is illustrated in Fig. 2. All initial doses of gabapentin compared to their slow and pro-
patients demonstrated resorption within one year of starting longed counterparts. All patients obtained complete relief in
the study and no patients required surgical intervention. leg pain, avoiding surgical intervention, and demonstrated
disc resorption within one year of starting treatment.

Size of herniation Mechanism of disc resorption

There was no significant difference between recovery groups In an aim to symptomatically address the pro-inflamma-
in regard to baseline herniation size (Table 2). Comparing tory and pain-producing contents of the intervertebral disc,
baseline MRI with the first follow-up MRI at 12 weeks, the published guidelines have recommended initial conserva-
fast recovery group had the mean size of their herniation tive management to include anti-inflammatory medications
reduced to 49.2 ­mm2. At this MRI, the size of disc her- and a combination of oral and injected steroid medications
niation demonstrated no significant change in the medium, [2, 24, 25]. Though these interventions are often success-
slow, and prolonged recovery groups. Figure 3 highlights the ful at treating symptoms, their effect on the inflammatory
time to disc resorption. Interestingly, initial size of hernia- cascade and the implications that it could have on the heal-
tion was weakly correlated with VAS-Leg at presentation ing process is often overlooked. Moreover, tissue stress
(r = 0.24, p = 0.02). Moreover, there was a moderate correla- during an acute lumbar disc herniation triggers a response
tion between initial size of herniation and initial gabapentin resulting in the recruitment of leukocyte and plasma pro-
requirements (r = 0.42, p < 0.001). teins in an aim to achieve homeostasis and begin healing.

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Fig. 2  Sagittal MRIs of patients


in the A fast, B medium, C
slow, and D prolonged recovery
groups

Table 2  The number of patients in each recovery group and their related size of herniation and leg pain at baseline based on a visual analogue
scale
Groups
Overall Fast recovery Medium recovery Slow recovery Prolonged recov- p value Post hoc Tukey
(n = 90) mean (n = 19) mean (n = 44) mean (n = 21) mean ery (n = 6) mean
(SD) (SD) (SD) (SD) (SD)

Number of follow up – 1 2 3 4 –
Clinic Visits (with
MRI)
Mean size (± SD) in 119.54 (54.34) 120.74 (54.90) 105.46 (40.90) 134.80 (58.69) 165.51 (91.02) 0.135 –
­mm2 of herniation at
baseline
Mean (± SD) leg pain 6.12 (1.13) 5.89 (0.99) 5.93 (1.19) 6.43 (0.98) 7.17 (0.98) 0.036 –
at baseline

For post hoc Tukey analysis, results were reported with p values if determined to be statistically significant. If there were no significant differ-
ences found on post hoc Tukey analysis, a (–) was denoted

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Fig. 3  Kaplan–Meier plot of the


time to disc resorption

Table 3  The mean number of daily units of gabapentin in the different recovery groups
Daily IU of gabapentin
Groups Fast recovery Medium recovery Slow recovery Prolonged recovery p value Post hoc Tukey
(n = 19) Mean (SD) (n = 44) Mean (SD) (n = 21) Mean (SD) (n = 6) Mean (SD)

Treatment interval 1 4.31 (2.08) 4.07 (1.80) 5.10 (2.00) 6.50 (1.22) 0.173 Group 2 < group
4 (p = 0.02)
Treatment interval 2 0.97 (1.67) 1.71 (2.02) 1.50 (1.64) 0.523 –
Treatment interval 3 0.00 (0.00) 0.50 (1.22) 0.231 –
Treatment interval 4 0.00 (0.00) –

For post hoc Tukey analysis, results were reported with p values if determined to be statistically significant. If there were no significant differ-
ences found on post hoc Tukey analysis, a (–) was denoted

Table 4  Summary of treatment Visit #1 Visit #2 Visit #3


characteristics
Mean (n = 90) SD Mean (n = 71) SD Mean (n = 27) SD p value

Number of 11.96 0.42 11.94 0.52 0.78 0.74 < 0.001


acupuncture
treatments
Gabapentin 1356 591 294 501 9 93 < 0.001
adminis-
tered (in
mg)
VAS-Leg 6.12 1.13 1.00 1.61 0.00 0.00 < 0.001

Resolution of the inflammatory response is mediated by a Previous studies addressing disc resorption
macrophage response and involves a switch in mediators
from prostaglandins to lipoxins, a natural anti-inflamma- Case reports, retrospective cohort analyses, and meta-anal-
tory [26, 27]. Other lipid mediators, such as resolvins, pro- yses have highlighted the potential for spontaneous LDH
tectins, and transforming growth factor-β, are also impli- resorption [29–32]. In a large meta-analysis by Zhong et al.
cated in the tissue response and initiation of repair [28]. [31], the incidence of spontaneous resorption of lumbar disc
herniation was examined in 11 studies spanning a total of

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Fig. 4  Kaplan–Meier plot of the time length from baseline to full leg pain recovery

587 patients with a LDH. The therapy modalities used in all modality, and the authors did not utilize medication for
of the studies examined were not clearly stated but it was a symptomatic relief.
combination of analgesics, NSAIDs, steroids, and conserva-
tive treatment. Of the 587 patients included in the meta- Acupuncture and gabapentin
analysis, 380 experienced disc resorption, showing 66.7%
resorption rate. In contrast, 100% of the 90 patients in our Acupuncture is a well-accepted technique demonstrating
study experienced complete disc resorption while avoid- pain relief [36]. Specifically, systematic reviews have sug-
ing any anti-inflammatory medications. In a retrospective gested that acupuncture may have increasing indications as
study of 9 patients, complete disc resorption was found at a an adjunct treatment in low back pain [37–39]. Acupuncture
mean of 8.7 months with clinical improvement at a mean of similarly may improve acute radiculopathy and reduce anti-
5.7 weeks. All patients demonstrated complete disc resorp- inflammatory intake [40, 41]. In the present study, acupunc-
tion while being treated with analgesics and NSAIDs [29]. ture was used following established techniques as an adjunct
Compared to the cohort in our study, the average time to to Gabapentin and there were no side effects noted.
complete disc resorption was 4.4 months and we avoided Gabapentin, originally developed for the treatment of
any anti-inflammatory medications. The present study more epilepsy, has numerous side effects including dizziness,
uniquely evaluated relief in leg pain and MRI-proven resolu- somnolence, central hypoventilation, myopathy, and sui-
tion in disc herniation size. cidal ideation [42]. Such side effects are often avoided with
Size of disc herniation at initial and final MRI was appropriate titration of dosing and has become increasingly
related to symptomatic relief and recovery time. Smaller prescribed in the treatment of neurologic and extremity pain
disc herniations correlated with a lower VAS-Leg score at [43]. However, the role of gabaergic drugs, specifically pre-
presentation, albeit weakly correlated (r = 0.24), required a gabalin, has been more recently re-evaluated and may play
smaller dose of gabapentin. Biologically, smaller herniations less of a role in treatment of radicular pain [44].
provoke less inflammation and induce less pressure on tra-
versing and exiting nerve roots, given the same location of NSAIDs and steroids
the herniation [33]. The smallest noted disc herniation had
an area of 43 ­mm2, whereas the largest herniation meas- NSAIDs have often demonstrated a lack of efficacy in
ured 273 m­ m2, requiring a longer duration for macrophage- a recent Cochrane review and may be associated with
driven resorption of disc material including capillarization increased costs though their use continues in the early treat-
and inflammatory resorption [33]. The findings of the pre- ment of symptomatic LDH [14, 45]. Among other nega-
sent study corroborate with those from a previous study by tive side effects, nearly half of patients consuming anti-
Fagerlund et al. [34] which evaluated 30 consecutive patients inflammatory medications may suffer from gastric erosions,
and highlighted improvement in radicular pain following further limiting their use [35, 46]. Similarly, a randomized
diagnosis of an acute LDH. The authors utilized computed clinical trial of 269 patients demonstrated no significant pain
tomography (CT) to evaluate herniation size which has infe- reduction with oral steroid administration [47]. In the pre-
rior sensitivity and specificity when compared to MRI [35]. sent study, as suggested in Fig. 5, gabapentin dosing was
Though improvement was noted both clinically and on CT, related to recovery time. The fast recovery group had less
traction therapy was the only noted conservative treatment total consumption of gabapentin than the prolonged recovery

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study is one of the largest series to assess the natural history


of disc resorption via multiple MRIs within a one-year time
span and the first to systematically assess patients under-
going such inflammation-preserving treatment. Moreover,
while we showed resorption within a year, it should be noted
that patients who have pain at LDH for more than 3 months
have a worse outcome than patients who are operated on
beforehand. As such, even if conservative therapy has a high
value, pain chronification should not be underestimated [48].

Conclusion

It has become common practice to prescribe anti-inflamma-


Fig. 5  The size of the disc herniation in m 2
­ m in the four recovery tory agents, such as NSAIDs and glucocorticoids, for the
groups at the time of MRI capture treatment of acute LDH despite inconclusive evidence for
the efficacy of such management. This is the first study, to
group and those with a larger disc herniation. Our study is the authors knowledge, to not only note that inflammation-
in accordance with the study of Wang et al. [48] who in preserving treatment (i.e. no NSAIDs, steroids) to be safe
a systematic review of 38 studies evaluated the incidence and effective for all patients with an acute LDH, but to report
of resorption after non-surgical treatment of symptomatic on outcomes with this protocol. All patients (100%) experi-
LDH. The authors found an overall resorption rate of 63% enced improvement in VAS-Leg scores with MRI-verified
among non-surgically treated disc patients; however, they resorption of disc material at a mean of 4.4. months follow-
did not give a clear definition of resorption. They stated that ing initial (pre-treatment) MRI. Our study raises awareness
their findings provide clinical decision makers with quantita- on the physiology behind natural disc resorption and the
tive evidence of resorption. The authors further suggested alternative yet beneficial treatment for LDH. Furthermore,
a follow-up timeline with time points 4 and 10.5 months our work and concept directly challenge the current dogma
after onset when deciding whether to perform surgery for of how patients with LDH should or can be managed, pro-
LDH [48]. viding evidence that alternative methods are available that
are safe and effective, and may potentially be superior than
Strengths and limitations long-held traditional guidelines. Future randomized control
trials are needed to control for various biases and better
There are several limitations in the present study. It is not understand the natural history of acute LDH. If our findings
commonplace to perform repeat MRI unless there is fur- remain true in future investigations, our proposed treatment
ther neurologic compromise or lack of improvement with approach may alter the management of patients with symp-
extended periods of conservative care. Following initial tomatic disc herniations that can have tremendous impact
diagnosis, the decision to continue or terminate treatment is upon patients, healthcare professionals, insurance providers,
often solely based upon symptomatic relief. However, the and other stakeholders worldwide.
institution had readily available access to three nearby MRI
centres, providing unique data regarding disc herniation size
Declarations
and the natural history of disc resorption with MRI measure-
ments made over a 12-month period. As such, “multiple” Conflict of interest The authors have no financial or competing inter-
MRIs at different time points were taken of patients within ests to disclose in relation to this work.
a one-year time frame to document the disc integrity. Sec-
Ethics approval Local scientific committee, IRB #00005839 IORG
ondly, the natural history of an acute LDH is often argued, 0004900 (OHRP), Protocol N 2125-2019.
with proponents suggesting improvement regardless of inter-
vention. While NSAIDs, in conjunction with steroid agents,
pose an increased cost and side effect profile, alternative
lower-risk modalities such as acupuncture and gabapentin
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