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Received: 26 May 2021 Revised: 15 October 2021 Accepted: 19 October 2021

DOI: 10.1111/1541-4337.12870

COMPREH ENSIVE REVIEWS IN FOOD SCIENCE AND FOOD SAFETY

Sustainable edible packaging systems based on active


compounds from food processing byproducts: A review
Imen Hamed Anita Nordeng Jakobsen Jørgen Lerfall

Department of Biotechnology and Food


Science, NTNU - Norwegian University of Abstract
Science and Technology, Trondheim, The global food processing industries represent a challenge and a risk to the envi-
Norway
ronment due to the poor handling of residues, which are often discarded as waste
Correspondence without being used in further sidestreams. Although some part of this biomass
Anita Nordeng Jakobsen and Jørgen Ler-
is utilized, large quantities are, however, still under- or unutilized despite these
fall, Department of Biotechnology and
Food Science, NTNU - Norwegian Uni- byproducts being a rich resource of valuable compounds. These biowastes con-
versity of Science and Technology, 7491 tain biopolymers and other compounds such as proteins, polysaccharides, lipids,
Trondheim, Norway.
pigments, micronutrients, and minerals with good nutritional values and active
Email: anita.n.jakobsen@ntnu.no and
jorgen.lerfall@ntnu.no biological properties with applications in various fields including the develop-
ment of sustainable food packaging.
This review offers an update on the recent advancement of food byproducts recy-
cling and upgrading toward the production of food packaging materials, which
could be edible, (bio)degradable, and act as carriers of biobased active agents
such as antimicrobials, antioxidants, flavoring additives, and health-promoting
compounds. This should be a global initiative to promote the well-being of
humans and achieve sustainability while respecting the ecological boundaries
of our planet.
Edible films and coatings formulations based on biopolymers and active
compounds extracted from biowastes offer great opportunities to decrease the
devastating overuse of plastic-based packaging. It has become evident that
a transition from a fuel-based to a circular bio-based economy is potentially
beneficial. Therefore, the exploitation of food discards within the context of a
zero-waste biorefinery approach would improve waste management by mini-
mizing its generation, reduce pollution, and provide value-added compounds.
Most importantly, the development of edible packaging materials from food
byproducts does not compete with food resources, and it also helps decrease our
dependency on petroleum-based products.
Practical Application Almost 99% of current plastics are petroleum-based, and
their continuous use has been devastating to the planet as plastic-derived compo-
nents have been detected in all trophic levels. Besides, the increasing amounts of

This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the
original work is properly cited.
© 2021 The Authors. Comprehensive Reviews in Food Science and Food Safety published by Wiley Periodicals LLC on behalf of Institute of Food Technologists

198 wileyonlinelibrary.com/journal/crf3 Compr Rev Food Sci Food Saf. 2022;21:198–226.


Edible active packaging from food byproducts 199

food by-products are a socioeconomic and environmental challenge, and halving


food loss and waste and turning it into valuable products has become necessary to
achieve sustainability and economic circularity. The development of new pack-
aging systems such as edible materials could be one of the solutions to limit the
use of persistent plastics. Edible films and coatings by-products-based could also
enhance food packaging performance due to their compounds’ bioactivities.

KEYWORDS
biopolymer, circular bioeconomy, edible active packaging, food byproduct, sustainability

1 INTRODUCTION bioactive compounds that include proteins, lipids, pig-


ments, phenolic molecules, micronutrients, and dietary
According to the Food and Agriculture Organization fibers. Moreover, these residues have properties such as
(FAO), about one third, that is, 1.3 billion tonnes per year antioxidant, antimicrobial, antiviral, anti-inflammatory,
of all edible food intended for human consumption is lost immunostimulant, and prebiotic activities (Guil-Guerrero
throughout the food chain (FAO, 2011). The global vol- et al., 2016; Faustino et al., 2019).
ume of food wastage goes up to 1.6 billion tonnes when To address the issues related to the food packaging
inedible parts are included (Goossens et al., 2020). This sector regarding the excessive use of petrochemical plas-
2011 FAO study offers a broad indication and cannot be tics, innovative solutions have been investigated includ-
replicated due to a certain number of assumptions that ing the use of biowaste-based materials. Recycling could
were made due to a lack of data. Therefore, for a more also be a solution; however, it is limited due to technical
precise assessment, a recent report by FAO (2019) intro- and economic challenges. Around 9% of the wasted plas-
duced two new indices that measure food lost in the supply tics worldwide have been recycled, 12% have been incin-
chain before it reaches the retail level (Food Loss Index) erated, and 79% have accumulated in landfills or directly
and food wasted by consumers or retailers (Food Waste discarded in the environment (Geyer et al., 2017). There-
Index). FAO (2019) reported that around 14% of the world’s fore, it has become important to move toward renewable,
food is lost globally, and estimates for the Food Waste nonfood resource alternatives, as not only plastic materi-
Index are still under preparation by the United Nations als are persistent in the environment but they also rep-
Environment Programme. These indices will help moni- resent a great risk to the fauna and flora. Plastics have
tor progress toward one of the targets of the Sustainable been observed in the digestive tract of organisms from dif-
Development Goals (SDG) namely SDG target 12.3, which ferent terrestrial, freshwater, and marine food-webs (Jâms
aims to halve the global food waste per capita and to reduce et al., 2020). The next generation of food packaging should
the overall food loss. SDG were introduced in 2015 by the therefore be based on new materials, which have inher-
United Nations and are expected to be reached by 2030. ent edibility or (bio)degradability. Edible packaging sys-
Seventeen goals with 169 targets were identified to help tems, which are made using only food-grade compounds
achieve a better and more sustainable future for people and should have bioactive properties (antimicrobial, antioxi-
the planet (https://sdgs.un.org/goals). dant, and antibrowning) in addition to other attributes
Generation of byproducts from food processing is including functional (barrier to water, vapors, oxygen,
inevitable and disposal is one of the major challenges carbon dioxide, and ultraviolet (UV) light), mechanical
(Fierascu et al., 2020). Food biowastes are recognized (strength), and physical (opacity and color) characteristics
as a serious environmental and socioeconomical threat (Silva-Weiss et al., 2013). Edible packaging should proba-
when not properly managed. Residual raw materials are bly not completely replace conventional ones as they are
usually thrown into landfills, burned, or simply left out meant to be used as primary packaging together with
to spoil. If not treated well, these residues could release nonedible materials as secondary packaging to provide
toxic pollutants and be converted to greenhouse gasses proper handling and hygienic conditions (de Azeredo,
(carbon dioxide, methane, and nitrogenous compounds) 2012; Bharti et al., 2020). To make the whole packaging
(Ishangulyyev et al., 2019). Food biowastes can also create system sustainable, bio-based and biodegradable plastics
other ecological hazards such as leachate production. as secondary packaging would be preferred over persistent
However, residual materials have also been shown to plastics. Commercialization on a large-scale of sustain-
be highly nutritive since they can be a rich source of able packaging remains challenging because conventional
200 Edible active packaging from food byproducts

(petrochemical-based) plastics have a well-established and as brains, bone marrow, and spinal cords. Those byprod-
mature technology for their production and management ucts are for disposal only. Category 2 are of lesser risk,
(Filiciotto & Rothenberg, 2021). The complete removal of although still not suitable as feed, but they could be used
conventional packaging is still in its infancy and to achieve for other purposes including organic fertilizers or compost.
that goal sustainability assessment is a field that should Category 3, which represents no risks, can be used as ani-
be investigated more to ensure that this substitution by mal feed and petfood (Aspevik et al., 2017). There are also
“greener” materials will be safer, beneficial, and will not byproducts from other food processing industries such as
lead to unintended consequences in the long-term (Geras- fisheries and aquaculture (frames, heads, skin, tails, and
simidou et al., 2021). viscera), dairy (whey), cereals (bran), vegetables, and fruits
Change of mindset concerning food production and con- (peels, pomaces, bagasses, stones, pits, grape skins, and
sumption has become critical to decrease global hunger seeds) that are considered as secondary products gener-
and avoid an environmental collapse. Therefore, the tran- ated during the manufacturing of primary products. These
sition to a circular and bio-based economy is important products find many applications as food and feed and are
and is being encouraged by policy-makers such as the also utilized in cosmetics and as nutraceuticals (Kasapidou
United Nations 2030 Agenda for Sustainable Development et al., 2015).
and the European Green Deal to support more companies The term food wastes is used when liquid or solid
and start-ups to acknowledge their creation of more sus- residues obtained from food processing are discarded
tainable businesses (European Commission, 2019; United as undesirable materials. However, when these wastes
Nations, 2015). have the potential to be recovered and revalorized in the
This study reviews the different biological byproducts food chain they might be called “food byproducts” to
that are generated by the food processing industries and denote the possible development of new products with
their possible applications in the food packaging sec- a market value (Galanakis, 2012). The European Union
tor. The sometimes-confused plastic materials terminol- project FUSIONS considers wastes as byproducts “only
ogy is explained along with the effects of persistent plas- if the following conditions are met: (a) further use of
tics on the environment. The development of innovative the substance or object is certain; (b) the substance or
biowaste-based materials as active edible food packaging is object can be used directly without any further process-
extensively reviewed as well as their creation and proper- ing other than normal industrial practice; (c) the sub-
ties. Furthermore, future trends and challenges for their stance or object is produced as an integral part of a pro-
utilization are explored. duction process; and (d) further use is lawful, that is, the
substance or object fulfils all relevant product, environ-
mental and health protection requirements for the specific
2 BYPRODUCTS AND COPRODUCTS: use and will not lead to overall adverse environmental or
DEFINITIONS AND REGULATIONS human health impacts” (Östergren et al., 2014).

The distinction between by- and coproducts is not always


made and there may be many definitions. As stated by the 3 FOOD BYPRODUCT ORIGINS
Commission of the European Communities “there is not
a black and white distinction, but rather a wide variety Industries and scientific communities are giving special
of technical situations with widely differing environmen- attention to byproducts of food processing because they
tal risks and impacts and a number of grey zones.” How- have been shown to contain large amounts of valuable
ever, it is necessary to identify clearly the biomass con- compounds that could be recovered and used as biologi-
cerned to handle it properly and in some countries the law cally active ingredients as replacement for synthetic com-
provides two clear meanings (Figure 1). The term coprod- ponents. This approach contributes to food chain sustain-
ucts often concerns the products that are intended for ability and system circularity (Schieber, 2017). Despite, the
human consumption, while byproducts will not be valued diversity of byproduct applications, the focus in this review
as suitable for human consumption and are mainly used in is on the potential development of active edible packag-
sidestreams for production of bioenergy and animal feed. ing. Consistent with that, byproducts were categorized into
Byproducts resulting from processing of animals (livestock three groups depending on their source: marine, agricul-
and poultry industries) are categorized further into three tural, and animal. Table 1 summarizes the biopolymers and
groups based on their origin and potential risk to humans, bioactive compounds that could be extracted from food
animals, and the environment (Penven et al., 2013). Cat- byproducts and used in the development of edible pack-
egory 1 is represented by animal parts that are not eligi- aging.
ble for either food or feed use and are risk materials such
Edible active packaging from food byproducts 201

FIGURE 1 Byproducts generated during food processing (modified from Aspevik et al., 2017)

3.1 Marine processing byproducts yield so that they could be used as food in domestic and
export markets. Then, the rest of these byproducts that
3.1.1 Residual materials from fish and could not be used for direct consumption could be further
shellfish processed into other high-value products for human use
such as protein powders, oil supplements, nutraceuticals,
Food discard amounts vary depending on origin, species, and pharmaceuticals. This strategic use of byproducts
and processing techniques. Seafood byproducts are could result in the increase of food production from
formed throughout the supply chain starting with by- aquaculture by 61% and a possible increased byproduct
catch/harvesting, onboard processing, other processing, revenue by approximatively 800%.
transport, storage, retailers, and finally consumption. Most
residues are generated during the capture and processing
steps (Ghosh et al., 2016). For shellfish such as crustaceans 3.1.2 Residual materials from algae
and molluscs, byproducts could reach 80% that include
mainly heads and shells (Suresh et al., 2018). Discards The seaweed industry for human consumption is grow-
from finfish generally constitute 25%–50% of the raw ing globally. It is estimated to be worth US$ 5.5–6 billion
material (Rustad et al., 2011). Canning operations of fish annually, with US$ 5 billion destined for humans and the
such as tuna could result in 70% waste consisting of dark rest used for a wide range of application such as food and
meat, belly flaps, head, backbone, and skin (Sasidharan feed supplements, fertilizers, cosmetics, and pharmaceuti-
& Venugopal, 2020). In Norway, for aquaculture and wild cals (Tedesco & Stokes, 2017). Macroalgae are a source of
caught pelagic fish, the degree of byproducts utilization proteins (5%–47%), lipids (1%–5%), polysaccharides (15%–
could reach 91% and 100%, respectively (Richardsen 76%), and minerals (7%–36%). Other compounds with bio-
et al., 2017), while wild captured white fish that generates logical and biochemical functions are found in seaweeds
about the same amount of byproducts (319,000 tonnes) as as well including pigments and polyphenols. Polysaccha-
salmon aquaculture (400,842 tonnes) has only 44% uti- rides from seaweeds have been used in various industries
lization (Hjellnes et al., 2020). Stevens et al. (2018) showed commonly as hydrocolloids and the most prevalent are
that the best way to use fish byproducts, in terms of food alginates (brown macroalgae), and carrageenans and agar
security, environmental, and economic benefits would be (red macroalgae). The minor storage polysaccharides are
to maintain their food grade quality and maximize edible fucoidans and laminarin (brown macroalgae), xylans and
202 Edible active packaging from food byproducts

TA B L E 1 Biobased materials from food byproducts that could be used in active edible packaging
Food byproduct origin Discarded parts Biopolymers1 Bioactive compounds2 References
Marine Fish Head, trimmings (skin, fins, Myofibrillar Omega-3 mainly EPA Nawaz et al. (2020)
bones, scales, and muscle), and Proteins and DHA Olsen et al.
viscera (liver, kidney, and roe) Collagen Peptides (2014)
Gelatin Protein hydrolysates Khalili Tilami
Iodine, and Sampels
Vitamin D (2018)
Selenium
PhosphorusCalcium
Crustaceans Shells Chitin AstaxanthinCalcium Tan et al. (2020)
carbonate
Algae Remaining biomass after Carrageenans Omega-3 mainly EPA Leandro et al.
compounds extraction or Agar and DHA (2020)
drifted biomass at coastal Alginate Proteins and peptides Pardilhó et al.
regions Polyphenols (2021)
Pigments (β-carotene, Mathiot et al.
astaxanthin, (2019)
fucoxanthin)
Polysaccharides
(xylans, fucoidans,
laminarin, floridean
starch, and ulvans)
VitaminsMinerals
Agricultural Vegetable and Peels, seeds, pulps, pomaces, Cellulose Polyphenols, for Bas-Bellver et al.
fruits bagasses, grape skins, and Pectin example, (2020)
stones/pits Starch anthocyanins Ni and Dumont
Proteins Pigments et al.
Essential oilsDietary (2017)Macagnan
fibers et al. (2015)
Dilucia et al.
(2020)
Cereals Brans, husks, bewers’ spent Starch PhytosterolsPolyphenols ElMekawy et al.
grain, and corn cobs Cellulose MineralsVitamins (2013)
Hemicellulose Verni et al. (2019)
Lignin
Animal Meat Skin, blood, bones, meat Collagens PUFAVitamins Toldrá et al. (2016)
trimmings, fatty tissues, horns, Gelatin Jayathilakan
hoofs, feet, skull, feathers, et al. (2012)
tripe, liver, lung, heart, kidney,
and tongue
Dairy Liquid obtained after milk Whey Water-soluble Ryder et al. (2017)
curdling Casein VitaminsLactose Mazorra-
Manzano et al.
(2020)
Abbreviations: DHA, docosahexaenoic acid; EPA, eicosapentaenoic acid; PUFA, polyunsaturated fatty acids.
1
Biopolymers refers to the compounds with filmogenic properties that constitute the base of edible films/coatings.
2
Bioactive compounds refer to the compounds that are used in association with biopolymer-based materials due to their proven activities such as antimicrobial,
antioxidant, antiviral, anti-inflammatory, immunostimulant, and prebiotic.

floridean starch (red macroalgae), and ulvans and xylans able quantity of biowastes with potential use for the pro-
(green macroalgae) (Lourenço-Lopes et al., 2020; Leandro duction of fiber, glycerol, biofertilizers, and organic acids.
et al., 2020). Polysaccharides from macroalgae have been The composition of seaweed residues depends on their ini-
used for the formulation of edible packaging either alone tial composition and the type of compounds extracted dur-
or combined with other biopolymers (Ganesan et al., 2018; ing the industrial processing (Barbot et al., 2016). Seaweed
Patel, 2019). The seaweed industry generates a consider- wastes are also obtained from biomass that drifts ashore
Edible active packaging from food byproducts 203

and is accumulated on the beach. These are usually sent (Bas-Bellver et al., 2020; Ni & Dumont, 2017). Fruit and
to landfill or are left abandoned to degrade and eventu- vegetable wastes have a good potential for application in
ally cause problems related to disease vectors and methane the preparation of edible films and coatings. Biowastes
release by anaerobic degradation. This untapped resource could reach 20%–40% of processed materials. For instance,
is a potential source of bioactives including natural pig- annually grape and wine processing generates around 5–
ments. Therefore, the appropriate management of these 9 million metric tonnes (MMT) of solid waste, and can-
industrial and/or shortline seaweed wastes could provide ning and freezing of fruits and vegetables generate approx-
economic returns with new products (Pardilhó et al., 2021). imately 6 MMT of residues (Sagar et al., 2018). The bioac-
The cultivation at an industrial scale of cyanobacteria tive components present in the discarded parts are rich in
and microalgae has been well-established, and bioprod- valuable compounds and sometimes even more; the peels
ucts originating from them are available on the market as of citrus fruits, grapes, and apples, and the seeds of man-
food supplements, nutraceuticals, cosmetics, and also as goes, avocados, longans, and jackfruits have been reported
feed for aquaculture and possibly other production ani- to contain >15% more phenolics than in the pulp (Ben-
mals (Bhalamurugan et al., 2018; Hernández et al., 2018). Othman et al., 2020). Packaging prepared using byproducts
To be economically viable, it is better to use a sustainable from fruit and vegetable processing wastes offers a feasi-
biorefinery model that consists in the further use of the rest ble alternative to reduce the production cost of edible films
of the biomass, which is still rich in high-value compounds and coatings and to add value to food byproducts. Besides,
after recovery of the primary product (Mishra et al., 2019; due to their recognized biological properties namely
Mobin & Alam, 2017). dietary fibers (oligosaccharides), antioxidants (polyphe-
Cyanobacteria and microalgae have been investigated nols and pigments), and antimicrobials (essential oils),
for their use as part of active packaging. With stress con- these residual components can enhance food packaging
ditions, they adapt by storing biopolymers such as lipids, performance (Dilucia et al., 2020; Macagnan et al., 2015).
proteins, pigments, polysaccharides including starch, and
other metabolites, for example, vitamins and minerals
(Mathiot et al., 2019). However, most of the species have 3.2.2 Residual materials from cereals
been studied for the production of bioplastics mainly
based on polyhydroxyalkanoates (PHA), which are natu- Cereals, which are processed by the milling and brewing
rally accumulated by microalgae. Although, PHA-based industries, result in large amounts of byproducts such as
materials are biodegradable and they are not edible (Abdo brans, husks, bewers’ spent grains, and corn cobs. Despite
& Ali, 2019; Hempel et al., 2011; Rumin et al., 2020; Zeller being highly nutritive, cereal byproducts are mostly used
et al., 2013). Compared to seaweed-based edible packaging, as feed or as substrates for bio-refineries or even just
the information is limited regarding the use of microal- discarded. Bioactive compounds from cereal byproducts
gae in edible films and coatings. Edible materials were include lipids, proteins, minerals, and vitamins; plus phy-
produced after the incorporation of microalgae with other tosterols, polyphenols, starch, and dietary fibers such as
biopolymers. To achieve that, the whole microalgal cell hemicellulose (β-glucans and arabinoxylans), cellulose,
could be used or compounds could be extracted such as and lignin (ElMekawy et al., 2013; Verni et al., 2019). Some
protein concentrates from Spirulina platensis or Chlorella applications of cereal brans in food products include baked
vulgaris (de Oliveira et al., 2018; Moghaddas Kia et al., 2018; items in which brans are incorporated to increase the fiber
Morales-Jiménez et al., 2020; Stejskal et al., 2020; Tais Car- contents. However, their utilization is limited (5%–10%)
doso et al., 2017). due to their negative impact on overall acceptability caused
by textural changes and some cases of bitterness (Hemdane
3.2 Agricultural processing byproducts et al., 2016; Lee et al., 2020; Luithui et al., 2019). Various
methods have been investigated to improve their incorpo-
3.2.1 Residual materials from vegetable and ration into food items (Grasso, 2020).
fruits
3.3 Animal processing byproducts
Processing of vegetables and fruits for beverages (juices,
ciders, wines, and coffees), ready-to-eat precuts, and 3.3.1 Residual materials from the meat
foods (jams, olive oils, and sauces) generates a sub- industry
stantial amount of residues in the form of peels, seeds,
pulps, pomaces, and stones/pits. These byproducts are Slaughtering results in large volumes of byproducts that
rich in bioactive compounds including biopolymers such are both nonedible such as skin, blood, bones, meat trim-
as polysaccharides (starch, cellulose, pectin) and proteins mings, fatty tissues, horns, hoofs, feet, skulls, feathers,
204 Edible active packaging from food byproducts

and viscera or edible such as tripe, liver, lung, heart, kid- worldwide is recovered and used for multiples applications
ney, and tongue (Toldrá et al., 2016). Valorization of these (foods, nutritionals, and pharmaceuticals). However, large
residues increases the profitability of the meat industry as volumes are discarded daily without any prior treatment
it was estimated that 11.4% and 7.5% of the income from (Mazorra-Manzano et al., 2020). Milk proteins are ideal for
beef and pork, respectively, come from byproducts (Jay- the production of biomaterials since they have good barrier
athilakan et al., 2012). The use of byproducts that are still and filmogenic properties (Campos et al., 2011).
considered edible in some countries could help decrease
malnutrition since these parts, usually discarded, contain 4 PLASTIC PACKAGING
good amounts of essential nutrients such as proteins, min- TERMINOLOGY
erals, polyunsaturated fatty acids, and vitamins, which are
similar to those in muscle tissues. The nonedible residues Before discussing the potential use of food processing
have also found many industrial applications as animal byproducts in developing new packaging materials, the
feed or for humans as well; for example, skin/hide and diverse and sometimes confusing definitions of packag-
feathers are used in the leather and textile industries. ing, namely plastics, need to be explained. European Bio-
As for the food sector gelatins, derived from collagens, plastics (2016) gave clear definitions of the various types
which are abundant in animal skin, bones, and hooves, of plastics, which are often confused due to their inter-
are used as gelling, stabilizing, thickening, and texturiz- changeable use. Plastics could be either fossil-based or bio-
ing agents in confectionery, yogurt products, and dessert based and in both groups, there are non-(bio)degradable
creams (Saha & Bhattacharya, 2010). Although most com- and (bio)degradable materials. Biodegradability depends
mercial gelatins have mammalian origins, mainly pigs and on the chemical structure rather than on the type of
cattle, other sources include fish and even chicken feet resource that was used to make the material. Biodegrada-
(Santana et al., 2020). Gelatin is an important biopolymer tion of plastics is done through the enzymatic action of nat-
used for edible packaging. When used alone it showed urally occurring microorganisms during which materials
good barrier properties; however, due to its hygroscopic are broken down to basic elemental components such as
nature, combinations with other biopolymers are preferred water, gas (carbon dioxide, methane, nitrogen, and sulfur),
to improve the functional properties of packaging and the and biomass (Folino et al., 2020). This process depends on
shelf-life of food products (Hanani et al., 2014; Ramos et al., the surrounding environment (location, temperature, and
2016). humidity), on the material and on the application. Plas-
tic may also be degradable if its breakdown is catalyzed
3.3.2 Residual materials from the dairy by sunlight (photodegradable) or water (hydrodegrad-
industry able). Compostable plastics, which are usually mixed with
biodegradable ones, require controlled conditions in com-
The dairy industry transforms raw milk into an array of posting facilities to breakdown through a biological pro-
products that include cheese, yogurt, butter, cream, ghee, cess that also involves microorganisms without leaving
condensed milk, dried milk, and ice cream and generates any toxic residues, which should lead to nutrients being
various byproducts such as whey and buttermilk. These returned to the soil (Ciriminna & Pagliaro, 2020). Degrad-
dairy residues have high nutritive value and have many able or compostable plastic materials are not necessar-
applications (Rafiq & Rafiq, 2019). ily biodegradable with ambient environmental conditions
From these dairy byproducts, large volumes of proteina- (Lambert & Wagner, 2017). Bioplastics, which are often
ceous waste specifically caseins and whey are produced. In mistakenly thought to be fully biodegradable, could be
bovine milk, caseins are the most abundant group of pro- divided in three categories: bio-based and nonbiodegrad-
teins, comprising ∼80% of the total protein (Ryder et al., able, bio-based and biodegradable, and fossil-based and
2017). Whey protein concentration increases when derived, biodegradable. Bio-based and (bio)degradable could even
for example, from cheese or yogurt manufacturing. Whey be edible when all the ingredients used are food-grade
is the liquid obtained after milk curdling. Besides proteins, (Gutt & Amariei, 2020), and this will be discussed in
it also contains water-soluble vitamins and lactose. The more details in the following sections. The prefix “bio”
cheese sector produces more whey than any other dairy does not necessarily mean eco-friendly, and sometimes the
industry. For each kilogram of cheese, ∼8–9 L of whey term is used for marketing reasons. Therefore, to ensure
is generated, which represents globally 180–190 million environmental sustainability, further testing and ecotoxic-
tonnes/year. When advanced technologies are available in ity assessments must be done. Eventually, the authorities
factories, whey is transformed into valuable coproducts should standardize rules to have consistent definitions and
such as whey powder, protein concentrates, isolates, and labeling as “compostable and/or (bio)degradable plastics”
lactose. It is estimated that ∼50% of the whey produced to avoid misleading the public with false environmental
claims (Haider et al., 2019).
Edible active packaging from food byproducts 205

5 THE BIOWASTE-BASED VERSUS 6 EDIBLE PACKAGING


PLASTIC-BASED FOOD PACKAGING
ECONOMY The difference between films and coatings consists in
their manufacture and application (Figure 3). Edible films
Globally, the production of plastics reached 407 MMT in are dried, preformed thin sheets usually between 50 and
2015 according to Rabnawaz et al. (2017). The packaging 250 μm thick that are used to wrap the food products, or
industry alone uses a substantial share of these materials which could be turned into pouches and bags, as well as
(∼44%), and nearly 99% of these plastics are petroleum- applied between layers of foodstuffs. Whereas edible coat-
based (Rabnawaz et al., 2017). Undoubtedly, plastic mate- ings even if they are also defined as thin layers of edi-
rials are useful and convenient due to their valuable char- ble materials are applied as a liquid of varying viscos-
acteristics, such as transparency, permeability, flexibility, ity onto the surface or between layers of the product by
tensile strength, thermal performance, ease of steriliza- spraying, dipping, or brushing. They are allowed to dry on
tion, and affordable costs (Luzi et al., 2019). However, their the food product to do their targeted functions (Coma &
excessive usage is not sustainable and has been shown to Bartkowiak, 2019; Pascall & Lin, 2013).
eventually be catastrophic to the planet. Plastics withstand Edible films and coatings have been used to improve
degradation due to their backbone structure, which con- the gas and moisture barriers and to protect the product
tain stable carbon–carbon bonds that lead to global envi- from damage including mechanical, chemical, and micro-
ronmental pollution and threaten the life of various organ- biological contamination. They can also enhance sensory
isms (Rabnawaz et al., 2017). Not only does it take hundreds perceptions and extend the shelf-life, especially of perish-
of years for synthetic plastics to degrade but they also leak able products such as seafood (Dehghani et al., 2018). Their
out into the environment, and it is estimated that 8 MMT use in association with bioactive compounds such as vita-
of plastics find their way into the ocean each year (Guillard mins, minerals, and polyphenols could lead to additional
et al., 2018). Once in the ocean, plastic materials spread and functions (Falguera et al., 2011). Other benefits of these edi-
slowly degrade until they become micro- and nanoplastics, ble packaging are their environmental friendliness, as they
which are ingested by various species including marine are derived from renewable sources. Food products can
mammals, fish, crustaceans, mollusk, zooplankton, and be eaten without the need to unpack and throw away the
phytoplankton causing a negative impact on their phys- package (Trinetta, 2016). Biodegradable materials are not
iological functions (Kögel et al., 2020). Considering that necessarily edible. Thus, edible packaging is made using
∼70% of the world’s oxygen is produced by photosynthe- only food-grade components, that is, plasticizers and any
sizing marine organisms (seaweeds and microalgae), this other additives for the film-forming matrix and the sol-
could have major consequence on climate change and vent must be generally recognized as safe, a formal process
global warming (Lamberti et al., 2020). Bioaccumulation established by the US FDA (Otoni et al., 2017).
has also been reported and due to trophic transfers, human
health is of concern since people consume plastic parti- 6.1 Edible packaging composition
cles via the uptake of terrestrial and aquatic food products,
drinking water, and by inhalation (Carbery et al., 2018). Edible packaging should have at least two components:
Consequently, the transitioning of food packaging from a biopolymer-based matrix able to form a cohesive struc-
a linear economy to a circular bio-based economy is impor- ture and a solvent, which is usually water. The biopolymers
tant (Figure 2). The bioeconomy tries to convert renew- extracted from biomasses are polysaccharides, proteins,
able biological resources into economically viable prod- and lipids (Otoni et al., 2017). Additives are often intro-
ucts (food, feed, bioenergy, and other bio-based materials). duced to the formulation to improve mechanical, func-
It addresses issues that include natural resources deple- tional, organoleptic, and nutritional characteristics. For
tion, increasing global food demand, and climate change example, the incorporation of plasticizers increases flexi-
with the goal of developing new, low emission, resource- bility, the addition of active compounds improves quality
efficient, and sustainable materials (Ravindran & Jaiswal, (antibrowning agents), extends shelf-life (antioxidants and
2016). The bioeconomy generated 2.2 trillion euros in antimicrobials), enhances sensory properties (flavor, color,
Europe with 18.6 million people employed in 2014 (Teigis- and texture), and adds health benefits (prebiotics, pro-
erova et al., 2019). The next generation of food packaging biotics, vitamins, and minerals) (Guimaraes et al., 2018).
should be from nonfood renewable resources to avoid con- Byproducts from food processing have many components
cerns related to food security (Guillard et al., 2018). Edi- known for their filmogenic properties that include chitin
ble polymers with short-lifespan should be investigated as and their derivatives from crustacean shells, polysaccha-
packaging replacements. rides (alginates, carrageenan, and agar) from seaweeds,
whey protein from cheese production, corn zein from
206 Edible active packaging from food byproducts

FIGURE 2 A comparison of (a) linear and (b) circular economy of food packaging

ethanol production, collagen and gelatin from animal relative humidity and temperature to which products are
skins, and potato starch from potato chip waste. There are exposed during distribution and storage (Chen et al.,
also many other functional ingredients found in vegetable 2019). Based on the biopolymer, edible packaging could
and fruit peels and pomaces from agri-food processing be divided into three categories: hydrocolloids, lipids, and
plants and beverage production; for example, grape skins composites (Velickova et al., 2015). Hydrocolloids, com-
from the wine industry are abundant in anthocyanins (Jan- posed of hydrophilic polymers, include proteins from
jarasskul & Krochta, 2010; Kalli et al., 2018). gelatin, corn zein, soybean, wheat, caseins, peanut, and
rice and polysaccharides (starch, pectin, carrageenan, algi-
6.1.1 Biopolymers nate, cellulose derivatives, and chitosan). Lipids include
oils (palm, cocoa, lard, butter, coconut, and fatty acids
The choice of packaging materials depends on the char- (FA), waxes (beeswax, jojoba, and paraffin), resins (chicle
acteristics of the food, for example, light sensitivity and and olibanum), and essential oils and extracts, for exam-
acidity, desired properties such as appearance and bar- ple, mint, cinnamon, and oregano (Shit & Shah, 2014).
rier functions, and environmental factors, for example, Polysaccharide- and protein-based packaging have effi-
Edible active packaging from food byproducts 207

FIGURE 3 Preparation steps of active edible films and coatings

cient gas barrier and mechanical properties but have a poor multi-component films, that contain both hydrocolloids
moisture barrier, and thus allow movement of water vapor and lipids (Senturk Parreidt et al., 2018).
across the film, which may avoid water condensation,
which is needed for microbial spoilage. On the other hand,
packaging composed of lipids is efficient against mois- 6.1.2 Plasticizers
ture movement but shows reduced mechanical strength
and increased oxygen permeability (Bharti et al., 2020). To Edible films and coatings are too fragile and brittle due to
overcome these limitations, combinations could be made, extensive interactions between polymeric chains, mainly
which result in the formation of composites, also called hydrogen, hydrophobic, disulfide, and electrostatic inter-
208 Edible active packaging from food byproducts

actions. To make them more processable, plasticizers, Casting involves three steps: (1) production of a film-
which come between the polymers and decrease polymer– forming solution by solubilizing biopolymers in a suit-
polymer interactions, are added (Suhag et al., 2020). able solvent (water, ethanol, lactic acid, or acetic acid)
Hence, plasticizers are usually necessary to maintain the with the addition of appropriate plasticizers and bioac-
film or coating integrity. Films prepared without plasti- tives, (2) pouring the solution into leveled predefined
cizers are stiff and have high tensile strength, while plas- molds (acrylic, silicon, teflon, or glass), and (3) drying
ticizers increase flexibility, stretchability, and toughness of the cast solution at ambient or with controlled con-
(Thakur et al., 2019). Commonly used food-grade plasti- ditions using a hot air oven, microwave, or tray or vac-
cizers are mono-, di-, or oligosaccharides (e.g., glucose, uum driers (Suhag et al., 2020), which results in the for-
fructose-glucose syrups, sucrose, and honey), polyols (e.g., mation of a film that could be peeled from the surface
glycerol, sorbitol, glyceryl derivatives, and polyethylene (Shahidi & Hossain, 2020; Šuput et al., 2015). Uniform
glycols), and lipids and their derivatives (e.g., phospho- and defect-free films (no mechanical damage and air bub-
lipids, FA, oils and waxes) (Sothornvit & Krochta, 2005). bles) are necessary to optimize functionalities; therefore,
degassing is done first using centrifugation, ultrasonica-
tion, or vacuum degassing. A final moisture content of 5%–
6.1.3 Active compounds 8% is desired to produce a film without any tearing and
wrinkling (Tavassoli-Kafrani et al., 2016).
Active agents have been used to enhance the shelf-life, The wet process, also known as bench casting, is ade-
quality, and safety of food products by inhibiting food quate for laboratory work and consists, as mentioned ear-
oxidation and growth of spoilage microorganisms lier, in pouring a film-forming solution on rimmed or
such as Pseudomonas, Klebsiella, Lactobacillus spp., plain plates with production of a final film thickness that
pathogenic microorganisms including Staphylococcus varies depending on the materials used. Nevertheless, at
aureus, Salmonella spp., Escherichia coli O157:H7, Listeria the industrial scale, a continuous casting could be done in
monocytogenes, Bacillus cereus, and molds and yeasts such which the film is prepared on continuous carriers such as
as Aspergillus and Candida (Ahmed et al., 2017; Vilela steel belt conveyors or a disposable mold such as release
et al., 2018). The use of edible films and coatings as carriers paper that offers an effective control system to regulate the
of bioactive compound such as antimicrobials (phenolic film thickness (de Moraes et al., 2013; Rossman, 2009).
compounds, organic acids, nisin, and bacteriocin) and Extrusion is based on the thermoplastic behavior of
antioxidants (plant extracts and essential oils) could be polymers when plasticized and heated above their glass-
more effective than the direct incorporation into the food transition temperature (Verbeek & van den Berg, 2010).
formulation, which is characterized by an immediate but This process is called “dry” since it can operate without
short-term action (Eça et al., 2014; Valdés et al., 2017). The water or any other solvent. It can also produce a large vari-
incorporation into packaging materials could however ety of forms that are not possible using the solvent casting
maintain the bioactive compound activity for a prolonged method. However, the standard extrusion conditions are
period of time due to a more gradually release on the food restricted to certain polymers that are temperature toler-
surface (Benbettaïeb et al., 2019). ant and have a low moisture content (Kamal, 2019). Other
Edible packaging could also enhance sensorial proper- processing methods such as injection molding and thermo-
ties by introducing some flavoring, coloring, sweetener, pressing are often combined with extrusion to produce the
spice, or seasoning agents. Moreover, the market value final films (Mellinas et al., 2016).
could be improved by the addition of health-promoting
components such as prebiotics, probiotics, vitamins, and
minerals (Senturk Parreidt et al., 2018). 6.2.2 Edible coating-forming methods

Edible coatings are thin layers of edible material applied


6.2 Edible film- and coating-forming directly to the food surface by dipping, spraying, or brush-
procedures ing (Dhall, 2013). Dipping is done by immersing food
products into the coating-forming solution for a specified
6.2.1 Edible film-forming methods amount of time, followed by draining and drying before the
coated products are ready to be stored. Multiple dippings
The same equipment used for conventional plastics could may be necessary to ensure a full coverage of the product
also be applied to produce edible films (García-Cruz et al., due to the draining effect that makes it difficult to have
2020). The two main processes that have been used are a good adhesion on the product surface. Thus, this tech-
solvent casting (wet process) and extrusion (dry process). nique is more appropriate for irregularly shaped products.
TA B L E 2 Effects of polysaccharides-based active edible packaging on food preservation
Film/coating
biopolymer-based Packaged food and
material Active agents storage conditions Shelf-life extension Reported effects Reference
Chitosan coating – Sweet cherries From 5 days to 25 days – Antimicrobial effects against Tokatlı and Demirdöven
(Prunus avium L.) at 4◦ C fungi (yeasts and molds) and (2020)
Stored at 4◦ C for 25 From 1 day to 10 bacteria (total MC aerobic
days and at 20◦ C for days at 20◦ C bacteria, total PC aerobic
15 days compared to bacteria, and total coliform
uncoated fruits bacteria)
– Chitosan extracted from
shrimp wastes (CH) had
Edible active packaging from food byproducts

higher antimicrobial activity


than the commercial chitosan
(C); CH < 2 log CFU/g,
C = 4.69 log CFU/g
– Reduction of respiratory rate
at both storage temperature

Chitosan film – Sea bream (Sparus From 5 days (vacuum Inhibition of spoilage bacteria Izci et al. (2018)
aurata) fillets packed) to 15 days Improved quality indicators
vacuum packed at 4 (vacuum packed + especially TVB-N
± 1◦ C for 20 days chitosan film)
Chitosan coating and film Sonneratia caseolaris - In vitro analysis for Until the end of – Introduction of leaves extract Nguyen et al. (2020)
(L.) Engler leaves the films storage period reduced transparency of
extract - Bananas stored chitosan films, which
atroom temperature provided good light barrier
for 4 days properties to visible light and
its oxidative action
– Antibacterial effects against
foodborne pathogens
(Staphylococcus aureus and
Pseudomonas aeruginosa)
improved greatly with the
addition of leaves extract
– Delay of bananas decay during
storage due to the
combination between chitosan
and natural extracts

(Continues)
209
210

TA B L E 2 (Continued)
Film/coating
biopolymer-based Packaged food and
material Active agents storage conditions Shelf-life extension Reported effects Reference
Chitosanand alginate Resveratrol Smoked sea bass NA – Antioxidant potential of Martínez et al. (2018)
coatings (Dicentrarchus resveratrol
labrax) fillets – Delay of chemical
Vacuum packed and deterioration comparing to
stored at 4 ± 0.5◦ C control groups with the lowest
for 5 weeks TBARS values associated with
chitosan coatings and
resveratrol
– Chitosan had a higher
antibacterial effect than
alginate displaying near
complete inhibition of MC,
PC, and anaerobic bacteria
– Protective potential of alginate
against oxidation

Chitosan film Clove essential oil and Pork patties From 6 days for the – Nisin alone was not effective Venkatachalam and
nisin stored at 4 ± 2◦ C for control groups to 12 against lipid oxidation Lekjing (2020)
15 days days for chitosan – Synergistic effects of nisin and
wrapped samples clove essential oil combination
with added with chitosan-based film,
bioactive provided efficient
compounds antimicrobial and antioxidant
activities
– Extended sensory
characteristics

(Continues)
Edible active packaging from food byproducts
TA B L E 2 (Continued)
Film/coating
biopolymer-based Packaged food and
material Active agents storage conditions Shelf-life extension Reported effects Reference
Chitosan coating Hydrogen peroxide, Queso Fresco cheese NA – Enhanced control of Listeria Brown et al. (2018)
lauric arginate, Vacuum-sealed and monocytogene
acidified calcium stored at 7◦ C for 35 – Listericidal and listeristatic
sulfate with lactic days activities noticed through 35
acid, and sodium days of storage mainly with
caprylate the addition of hydrogen
peroxide and mixture of lauric
arginate + sodium caprylate
Edible active packaging from food byproducts

– Chitosan coatings without


antimicrobial additives were
more effective than controls
but inhibition of L.
monocytogenes growth did not
occur beyond 7 days

Pectin coating – Plum fruits (Prunus NA – Pectin-based coating was Panahirad et al. (2020)
domestica cv. highly efficient in maintaining
“Golden drop”) the antioxidative capacity by
stored at 19 ± 2◦ C lowering polyphenol oxidase
for 8 days activity and increasing
peroxidase activity
– Nutritional values enhanced
due to higher contents of
ascorbic acid, total phenolics,
anthocyanin, and flavonoid

Chitosan film Trachyspermum ammi Chicken filletsstored Until the end of the – Antimicrobial activities Karimnezhad et al. (2017)
essential oil at 4◦ C for 12 days storage period improved considerably with
the introduction of essential
oil
– Higher inhibitory effects on
total aerobic, total PC, and
coliform bacteria in
comparison to the use of
chitosan alone

(Continues)
211
212

TA B L E 2 (Continued)
Film/coating
biopolymer-based Packaged food and
material Active agents storage conditions Shelf-life extension Reported effects Reference
Chitosan and carrageenan – Longan (Dimocarpus NA – Minimal quality changes and Lin et al. (2018)
coatings longan) fruitsstored quantity losses were observed
at 28◦ C for 4 days for coated fruits
– Chitosan coatings had lower
water vapor permeability than
carrageenan coatings, thus
weight loss decrease was
higher with chitosan
– Reduction in respiratory rate
with chitosan/carrageenan
coatings, which slowed down
the fruits metabolism and
prolonged their shelf-life

Carrageenan film Olive leaves extract Lamb meatstored at NA – Excellent antioxidant activity Martiny et al. (2020)
7◦ C for 48 h of olive leaves extract due to
their high phenolics content
– Highly effective antimicrobial
effects toward Escherichia coli,
total aerobic MC counts, and
total coliforms.
– Lower water vapor
permeability values for
carrageenan films than
commercial PVC, which
increased food preservation

(Continues)
Edible active packaging from food byproducts
TA B L E 2 (Continued)
Film/coating
biopolymer-based Packaged food and
material Active agents storage conditions Shelf-life extension Reported effects Reference
Agar film Fish protein Flounder (Paralichthys NA – Extension of fillets shelf-life Da Rocha et al. (2018)
hydrolysate or clove orbignyanus) fillets when clove essential oil and
essential oil storage at 5◦ C for15 protein hydrolysate were
days added, which led to improved
biochemical and
microbiological parameters
Edible active packaging from food byproducts

– Better results were reported for


the addition of clove essential
oil than protein hydrolysate in
terms of water solubility
– Better mechanical properties
of agar-protein hydrolysate
films
– The growth of total aerobic
mesophiles and
H2 S-producing
microorganisms was delayed
comparing to films made up
with agar alone

Chitosan film Orange (Citrus Deepwater pink From 7 days – Incorporation of essential oil Alparslan and Baygar (2017)
sinensis (L.) shrimp (uncoated samples) increased significantly the
Osbeck) peel (Parapenaeus to 10 days (coated antioxidant and antimicrobial
essential oil longirostris with chitosan activities of edible films
Lucas, 1846) alone) and 15 days – Maintenance of sensory
vacuum packaged at (addition of orange characteristics throughout the
4 ± 1◦ C for 15 days peel extract) storage period for wrapped
samples with chitosan and
natural extract
– Delay of melanosis in wrapped
shrimps

Note: Active agents (-) reported effects were given by the biopolymer(s) activity.
Abbreviations: MC; mesophilic; PC, psychrophilic; TBARS, thiobarbituric acid reactive substance; TVB-N, total volatile basic nitrogen.
213
214 Edible active packaging from food byproducts

TA B L E 3 Effects of proteins-based active edible packaging on food preservation


Film/coating Packaged food
biopolymer-based Active and storage Shelf-life
material agents conditions extension Reported effects Reference
Whey protein isolate Laurel and Cooked NA – The oxidative stability of meatballs Akcan et al.
film sage meatballs was enhanced due to high amounts (2017)
extracts frozen at −18 ± of phenolic compounds
1˚C for 60 days – Antioxidant effects were maintained
during storage period
– Delay of lipid oxidation due to
protein films that acted as oxygen
barrier
– Sensory scores and acceptability
were reduced when antioxidant
extract concentrations increased

Soybean protein oven Curry power Boneless chicken NA – Production of flavored films Di Giorgio et al.
bags prepared by breastsCooked – Antioxidant activities due to the (2019)
heat sealing the in oven addition of curry
films – Transfer of the curry flavor to the
meat during cooking
– Edible bags simulated chicken skin
giving a favorable crispiness to the
final product after cooking

Gelatin film Plant extracts Beef NA – Mechanical properties of gelatin Gallego et al.
(Cae- pattiesstored at films improved with the addition of (2016)
salpinia 4◦ C for 12 days extracts, that is, tensile strength was
decapetala reduced and film elongation
or Cae- increased
salpinia – Natural extracts significantly
spinosa) reduced water vapor permeability,
thus improved moisture barrier
properties
– Plant extracts are used to provide
color and opacity to polymeric
films, which improve light barrier
properties and protect food from
light, especially ultraviolet radiation
– Lipid oxidation occurred at a lower
rate with natural compounds than
synthetic antioxidant BHA
– Caesalpinia spinosa was more
effective than Caesalpinia
decapetala due to its higher
polyphenol concentrations

Fish myofibrillar Catechin– Bluefin tuna From 2 days – Improved inhibition of oxidation Kaewprachu
protein film Kradon (Thunnus (unwrapped) and microbial growth associated et al. (2017)
leaves thynnus) slices to 8 days with the addition of natural extracts
extract stored at 4 ± (wrapped) – Organoleptic properties maintained
(Careya 1◦ C for 10 days for 8 days when edible films were
sphaerica used, while acceptability was only 4
Roxb.) days for the control groups

(Continues)
Edible active packaging from food byproducts 215

TA B L E 3 (Continued)
Film/coating Packaged food
biopolymer-based Active and storage Shelf-life
material agents conditions extension Reported effects Reference
Gelatin film Garlic peel Rainbow trout From 5 days – Antimicrobial (total viable count, Uçak (2019)
extract (Oncorhynchus (control) to 10 enterobacteriaceae, and
mykiss) fillets days psychrophilic bacteria), antioxidant
stored at 4 ± (wrapped (PV and TBARS) and sensory effects
1◦ C for 10 days fillets) (color, odor, texture, and overall
acceptance) were enhanced with
gelatin-based films enriched with
garlic peel extract

Corn-zein coating Carvacrol Peanutsstored at NA – Zein-based edible coatings were Afshari et al.
and thymol 25◦ C for 90 able to prevent aflatoxin formation (2018)
days (AFB1 and AFB2)
– Using carvacrol and
thymolseparately yielded better
results than their combination
– Excellent oxygen, moisture barriers,
and antimicrobial effects of zein
coatings

Abbreviations: BHA, butylated hydroxyanisole; TBARS, thiobarbituric acid reactive substance; PV, peroxide value.

Spraying methods such as air spray atomization or elec- preservation, the extension of shelf-life, and the improve-
trostatic spraying are used to coat the products with a low ment of sensory and functional characteristics. In all the
viscous coating solution that exits through the nozzle to studies, the compounds that constitute edible packaging
form atomized droplets over the targeted food surface area. materials were either directly extracted from byproducts
Brushing is done by spreading the coating solution on the or purchased food-grade chemical ingredients, which are
food surface (Atieno et al., 2019; Dhumal & Sarkar, 2018). also abundant in biowastes. In general, promising packag-
ing concepts were found, as food shelf-life and quality were
extended and improved, especially when natural com-
7 APPLICATIONS OF EDIBLE FOOD pounds such as essential oils, plant extracts, and pigments
PACKAGING FROM INDUSTRIAL were added. Barrier properties were enhanced when
BYPRODUCTS blends of polymers with different properties were used
rather than individual biopolymers. Edible films/coatings
Food packaging technologies are an evolving area that remained sensitive to heat and humidity compared to con-
depends on consumers’ lifestyle changes, market devel- ventional plastics. Improving their formulation and using
opments, and the need to reduce the environmental them in association with secondary biodegradable packag-
burden of food production while enhancing quality and ing should be investigated, especially taking into account
safety (Carlucci et al., 2015). Currently, the development of the full chain from production, storage, and distribution,
“green” packaging materials and solutions that include the to disposal with realistic environmental conditions. Most
use of edible materials will help to tackle the issues related of these materials will probably end up in landfills or in
to the use of traditional packaging, to achieve sustainabil- nature; thus, data on their decomposition pathways and
ity, and foster recycling in the food sector. Several studied their time frame are needed to determine the sustain-
packaging systems using renewable resources, notably ability of the packaging system and establish eco-friendli
inexpensive underutilized food processing byproducts that ness.
have certain sensory, physicochemical, and mechanical
characteristics that are not found in packaging with
conventional polymers (Han et al., 2018). The most recent 8 EDIBLE/BIODEGRADABLE
research regarding active edible packaging obtained from PACKAGING ON THE MARKET
various sources of byproducts is summarized in Tables 2–4,
which showed the effectiveness of polysaccharides, pro- Some of these research concepts have been translated
teins, and composite-based edible packaging on food into actual products by several start-ups (Figure 4) that
216 Edible active packaging from food byproducts

TA B L E 4 Effects of composites-based active edible packaging on food preservation


Film/coating
biopolymer- Packaged food
based and storage Shelf-life
material Active Agents conditions extension Reported effects Reference
Modified starch- – In vitro NA – Inhibitory activity against Listeria Escamilla-García
chitosan innocua et al. (2017)
film – -Improved barrier and mechanical
properties than films made from
individual biopolymers

Cassava starch- Rosemary Tomatoes Until the end – Reduction of weight loss in coated Araújo et al.
chitosan pepper (Lycopersicon of the samples due to efficacy as moisture (2018)
coating (Lippia esculentum storage barriers
sidoides Mill.)stored period – Firmness maintained throughout
Cham.) at 25◦ C for 12 storage
essential oil days – Delay of ripening in the coated
and tomatoes
pomegranate – Better results were obtained when
peel extract the formulation contained both
essential oil and peel extracts

Chitosan- – Tomatoes Until the end – Antifungal properties against Olicón-


Opuntia (Lycopersicon of the Rhizopus stolonifer in vitro and in Hernándeza
ficus-indica esculentum) storage situ et al. (2019)
mucilage film stored at period – Maintenance of color, texture, and
room firmness of filmed tomatoes
temperature comparable to initial storage
for 30 days conditions with the absence of
phytopathogenic fungi
– The contrary was observed in
unfilmed samples with the
development of fungal mycelia

Alginate-pectin Ascorbic acid Mangoes Until the end – Shelf-life and quality enhanced with Silva et al. (2018)
coating (Mangifera of the coatings
indica L.) cv. storage – Better aspect of the samples due to
“Espada” period ascorbic acid addition, which acts as
stored at 8 ± an antibrowning agent, thus color
1◦ C for 16 retention was improved
days
Kappa- – Grapevines NA – Addition of carrageenan improved Wahjuningsih
carrageenan- (Vitis vinifera the mechanical and moisture et al. (2019)
jicamastarch L.)stored at barriers of the coatings
coating room – Stronger inhibition of the oxidation
temperature process compared to uncoated fruits
for 9 days
Quinoa protein- – Strawberries From 7 to 12 – Reduced growth of mold and yeast Valenzuela et al.
chitosan (Fragaria × days compared to uncoated strawberries (2015)
coating ananassa) – On day 15, fungal decay damage was
stored at 0 ± 100% in uncoated strawberries while
0.5◦ C for 15 only 36.7% for coated samples
days – Coatings with only chitosan gave
better results as fungal damage was
18.3% at the end of the storage
period

(Continues)
Edible active packaging from food byproducts 217

TA B L E 4 (Continued)
Film/coating
biopolymer- Packaged food
based and storage Shelf-life
material Active Agents conditions extension Reported effects Reference
Chitosan-gelatin Cinnamon In vitro NA – Higher antimicrobial effects were Guo et al. (2019)
film essential oil reported (>98%) especially when
essential oil was added to the films
formulation than commercial
preservatives
– Gelatin improved film mechanical,
thermal, and barrier properties
including good UV protection
– Decreased hydrophilicity due to oil
introduction, which reduced the
water vapor transmission

Gelatin-chitosan In vitro NA – DHA-enriched films caused better Cai et al. (2019)


film Docosahexaenoic brightness and improved visual
acid algal oil quality
powder – DHA addition could improve
ultraviolet barrier property and
mechanical strength by producing
films with good flexibility and
deformability
– Improving edible film properties
could enhance ω−3 PUFA delivery
to food systems

Chitosan- ε-Polylysine and In vitro NA – Natural ε-PL and astaxanthin Xu et al. (2020)
Gelatin astaxanthin showed strong antibacterial and
film extracted antioxidant properties against
from shrimp spoilage bacteria and oxidation of
(Litopenaeus corn oil
vannamei) – Good compatibility of the films
shells various constituents after using
scanning electronic microscopy and
atomic force microscopy,
homogeneous and compact
structures were observed

Carboxymethyl Ascorbic acid Carrots (Daucus Until the end – Improved water vapor resistance of Kowalczyk et al.
cellulose- carota L.) of the coated carrots due to wax (2020)
Candelilla stored at 5 ± storage incorporation
wax coating 1◦ C for 21 period – Reduction of polyphenol oxidase
days activity associated with the ascorbic
acid antioxidant action
– Fresh-like characteristics
maintained through the storage
period

Note: Active agents (-) reported effects were given by the biopolymer(s) activity.
Abbreviations: DHA, docosahexaenoic acid; PUFA, polyunsaturated fatty acids.

challenge the presence of persistent plastics by proposing Rocks Lab (UK) (https://www.notpla.com/) developed
more sustainable solutions to food packaging (Vimal & an edible material named Notpla from plants and algae
Ghosh, 2021). For example, Loliware (USA) (https://www. for water, beverages, and sauces packaging. Besides the
loliware.com/the-straw) is working toward replacing plas- possibility of eating the material along with the product,
tic straws by introducing seaweed-based straws. Skipping there is also the possibility of letting the package biode-
218 Edible active packaging from food byproducts

FIGURE 4 Market examples of edible and eco-friendly packaging

grade, which should take 4–6 weeks. Evoware (Indonesia) (UK) (https://www.agricoat.co.uk/industries/processors/
specializes in wrappings and sachets for instant coffee semperfresh), Apeel (USA) (https://www.apeel.com),
and dry seasoning that could either be eaten or dissolved. and This Too Shall Pass by Tomorrow Machine (Swe-
WikiCells are edible packaging resembling pearls con- den) (https://trendland.com/future-packaging-concepts).
taining any foodstuff or drink, which mimic fruit and Besides packaging in the food and beverage industries,
vegetable skins. These products have been commercialized new concepts are being introduced in many different areas.
by Incredible Foods (USA) (https://incrediblefoods.com). For instance, the design studio PriestmanGoode (UK) has
Lactips (France) (https://www.lactips.com) is a com- been working on a project “Get Onboard: Reduce. Reuse.
pany that produces casein-based materials. Do Eat Rethink” for the aviation industry in which in-flight
(Belgium) (https://www.ecolotec.com/do-eat) offers meal trays could be made from biodegradable and edible
edible packaging materials based on potato starch materials such as brans, husks, coffee grounds, leaves, and
and water, and they come in various forms such as algae (Patel, 2019).
verrines, sandwich rings, cupcake holders, and food Nonedible materials from food processing wastes, which
bags. Other companies are emerging with innovative could be biodegradable and/or compostable are also being
designs, to name just a few: Scoby (Poland) (https: developed. For example, an eco-friendly Six Pack Ring
//www.makegrowlab.com/scobypackaging), Semperfresh called E6PR (Mexico) (https://www.e6pr.com/) is pro-
Edible active packaging from food byproducts 219

duced from beer brewing remains, namely wheat and bar- generation of industrial biowastes is inevitable and they
ley. E6PR is used to limit plastics and protect marine constitute a rich resource of biopolymers and other bioac-
wildlife since the can holders that end up in oceans tive compounds (Faustino et al., 2019). Consequently, their
are deadly to animals. MarinaTex (UK) (https://www. use in packaging technology for the development of new
marinatex.co.uk) is another material made from sea- materials represents a great way to deal simultaneously
weed extracts and fish processing wastes. This new mate- with the inconvenient disposal of these byproducts and
rial is home compostable, could also biodegrade within the recovery of high-added-value compounds with func-
6 weeks, and does not release any chemicals into the tional properties. Edible packaging is actively involved
soil when decomposing. The Bioplastic Skin project (Ice- in preserving food quality, extending their shelf-life, and
land) (https://valdissteinars.com/Bioplastic-Skin) trans- adding nutritional/functional values, and sensory charac-
formed byproducts namely skins from the meat indus- teristics to food products. As shown in Tables 2–4, for-
try into packaging that could be used to wrap each meat mulations have been tailored to the type of food prod-
product within biomaterials that originated from the same uct. For example, highly perishable food would require
animal. packaging with an effective water barrier, while ready-
to-eat food could be packed with highly soluble films.
Thus, it is important to investigate various formulations
9 FOOD AND PACKAGING FUTURE and to characterize their effects to have the most suit-
CHALLENGES able application of any edible active packaging (Matheus
et al., 2020). Although edible packaging has obvious advan-
The global population is growing, and it is expected to tages over conventional materials as broadly discussed
reach 10 billion by 2057 according to the Worldome- in this review, it still suffers from some limitations that
ter (https://www.worldometers.info/world-population/). impede massive commercialization at this time. The disad-
More food is needed to meet the increased demand of >50% vantages have been related to barrier issues, allergic reac-
by midcentury for food in general, and by nearly 70% tions, cost, scale-up of production, and religious or diet
for animal-based food products. However, with contin- habits that restrict animal-based films and coatings (Dhall,
uous pressure on agriculture and marine resources to 2013). For instance, to overcome barrier problems cross-
meet global food security, the effects have been disastrous linking (chemical, enzymatic, and/or physical), nanocom-
including issues related to biodiversity preservation, land posites, and blending with hydrophobic biopolymers have
degradation, and natural resource depletion at a worry- been used, and to reduce the cost of production food pro-
ing speed, climate change, water scarcity, and a rise of the cessing byproducts have been exploited. To achieve indus-
global temperature (FAO et al., 2018). Production, process- trial production, more appropriate machinery and equip-
ing, consumption, and disposal must change to a more sus- ment have been tested and to avoid accidental inges-
tainable lifestyle to meet these socioeconomic and envi- tion better labeling has been used (Mellinas et al., 2020;
ronmental challenges (Bahar et al., 2020). How can soci- Milani & Tirgarian, 2020). To some extent, improvements
ety feed this growing population with decreasing agricul- have been made, which have allowed some edible pack-
tural lands and at the same time mitigate the environmen- aging concepts/materials to be successfully used commer-
tal impacts? The World Resources Institute has identified cially. Yet, the total replacement of petroleum-based mate-
22 solutions that could help reach these goals such as a rials is still minimal, and further research is needed to
shift in dietary habits to less resource-intensive produc- ensure a sustainable plastic-free packaging industry in the
tion and reduction of food loss and waste (Searchinger future.
et al., 2019). For the latter, a wide range of approaches
have been investigated including packaging, which is cru-
cial to keep food fresher for a longer time (Searchinger 10 CONCLUSIONS
et al., 2019) and to improve the shelf-life of foods in gen-
eral (Pereira de Abreu et al., 2012). Because of recent alarm- Industrial food processing results in large amounts of
ing reports about the detrimental ecological impacts from byproducts, and their valorization has led to various appli-
the regular use of plastic packaging materials (Beaumont cations such as in food research and development. Active
et al., 2019), the ongoing search for biodegradable includ- edible food packaging concepts based on residual biomass
ing active edible packaging materials has been acceler- could actively participate in improving food security and
ated. Food-grade compounds extracted from biomass have environmental sustainability by avoiding the usage of food
been incorporated into the formulation of ‘‘green’’ pack- resources and restricting the widespread use of persis-
aging. However, to avoid competing with food production, tent petrochemical plastics. Food byproducts offer a read-
residual biomass from food processing could be used. The ily available, inexpensive, and underutilized biomass with
220 Edible active packaging from food byproducts

a large potential to produce cheaper films and coatings, duction of peanut. Journal of Nutrition, Fasting and Health, 6, 23–
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These characteristics respond to the need to achieve sus- tection of cooked meatballs during frozen storage by whey pro-
tainability and circularity in the economy. More effort is tein edible films with phytochemicals from Laurus nobilis L. and
needed to benefit fully from sustainable packaging sys- Salvia officinalis. LWT - Food Science and Technology, 77, 323–331.
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