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EBook Sound and Recording Applications and Theory 7Th Edition Ebook PDF PDF Docx Kindle Full Chapter
EBook Sound and Recording Applications and Theory 7Th Edition Ebook PDF PDF Docx Kindle Full Chapter
xiii
xiv Fact File Directory
The key difference between the second and first editions is the addition of
a long chapter on stereo recording and reproduction. This important topic
is covered in considerable detail, including historical developments, prin-
ciples of stereo reproduction, surround sound and stereo microphone tech-
niques. Virtually every recording or broadcast happening today is made in
stereo, and although surround sound has had a number of notable ‘flops’ in
the past it is likely to become considerably more important in the next ten
years. Stereo and surround sound are used extensively in film, video and
television production, and any new audio engineer should be familiar with
the principles.
Since this is an introductory book, it will be of greatest value to the stu-
dent of sound recording or music technology, and to the person starting
out on a career in sound engineering or broadcasting. The technical level
has deliberately been kept reasonably low for this reason, and those who
find this frustrating probably do not need the book! Nonetheless, it is often
valuable for the seasoned audio engineer to go back to basics. Further read-
ing suggestions have been made in order that the reader may go on to a
more in-depth coverage of the fields introduced here, and some of the refer-
ences are considerably more technical than this book. Students will find
these suggestions valuable when planning a course of study.
Since the first edition of Sound and Recording some of the topics have
advanced quite considerably, particularly the areas dependent on digital and
computer technology. Consequently I have rewritten the chapters on digi-
tal recording and MIDI (Chapters 10 and 15), and have added a larger sec-
tion on mixer automation in Chapter 7. Whereas the first edition of the
book was quite ‘analogue’, I think that there is now a more appropriate
balance between analogue and digital topics. Although analogue audio is by
no means dead (sound will remain analogue for ever!), most technological
developments are now digital.
I make no apologies for leaving in the chapter on record players,
although some readers have commented that they think it is a waste of
space. People still use record players, and there is a vast store of valuable
material on LP record. I see no problem with keeping a bit of history in
the book – you never know, it might come in useful one day when every-
one has forgotten (and some may never have known) what to do with
vinyl discs. It might even appease the faction of our industry that contin-
ues to insist that vinyl records are the highest fidelity storage medium ever
invented.
Francis Rumsey,
Guildford
xix
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Preface to the Fourth Edition
The fourth edition is published ten years after Sound and Recording was
first published, which is hard to believe. The book has been adopted widely
by students and tutors on audio courses around the world. In that time
audio technology and techniques have changed in some domains but not in
others. All the original principles still apply but the emphasis has gradually
changed from predominantly analogue to quite strongly digital, although
many studios still use analogue mixers and multitrack tape recorders for
a range of purposes and we do not feel that the death-knell of analogue
recording has yet been sounded. Readers of earlier editions will notice that
the chapter on record players has finally been reduced in size and relegated
to an appendix. While we continue to believe that information about the
LP should remain in the literature as the format lingers on, it is perhaps
time to remove it from the main part of the book.
In this edition a new chapter on surround sound has been added, com-
plemented by a reworked chapter preceding it that is now called ‘Two-
channel stereo’. Surround sound was touched upon in the previous edition
but a complete chapter reflects the increased activity in this field with the
coming of new multichannel consumer replay formats.
The chapter on auditory perception has been reworked to include
greater detail on spatial perception and the digital audio chapter has been
updated to include DVD-A and SACD, with information about Direct
Stream Digital (DSD), the MiniDisc, computer-based editing systems and
their operation. Chapter 5 on loudspeakers now includes information
about distributed-mode loudspeakers (DML) and a substantial section on
directivity and the various techniques used to control it. Finally a glossary
of terms has now been provided, with some additional material that sup-
ports the main text.
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Preface to the Fifth Edition
The fifth edition of Sound and Recording includes far greater detail on
digital audio than the previous editions, reflecting the growing ‘all-digital’
trend in audio equipment and techniques. In place of the previous single
chapter on the topic there are now three chapters (Chapters 8, 9 and 10)
covering principles, recording and editing systems, and applications. This
provides a depth of coverage of digital audio in the fifth edition that should
enable the reader to get a really detailed understanding of the principles
of current audio systems. We believe, however, that the detailed coverage
of analogue recording should remain in its current form, at least for this
iteration of the book. We have continued the trend, begun in previous new
editions, of going into topics in reasonable technical depth but without
using unnecessary mathematics. It is intended that this will place Sound
and Recording slightly above the introductory level of the many broad-
ranging textbooks on recording techniques and audio, so that those who
want to understand how it works a bit better will find something to satisfy
them here.
The chapter previously called ‘A guide to the audio signal chain’ has
been removed from this new edition, and parts of that material have now
found their way into other chapters, where appropriate. For example, the
part dealing with the history of analogue recording has been added to the
start of Chapter 6. Next, the material dealing with mixers has been com-
bined into a single chapter (it is hard to remember why we ever divided
it into two) and now addresses both analogue and digital systems more
equally than before. Some small additions have been made to Chapters 12
and 13 and Chapter 14 has been completely revised and extended, now
being entitled ‘MIDI and synthetic audio control’.
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Preface to the Sixth Edition
When we first wrote this book it was our genuine intention to make it an
introduction to the topic of sound and recording that would be useful to
students starting out in the field. However, we readily admit that over the
years the technical level of the book has gradually risen in a number of
chapters, and that there are now many audio and music technology courses
that do not start out by covering the engineering aspects of the subject at
this level. For this reason, and recognizing that many courses use the book
as a somewhat more advanced text, we have finally allowed the book’s sub-
title, ‘An Introduction’, to fall by the wayside.
In this edition we have overhauled many of the chapters, continuing the
expansion and reorganization of the digital audio chapters to include more
recent details of pitch correction, file formats, interfaces and Blu-Ray disk.
The coverage of digital tape formats has been retained in reduced form,
partly for historical reasons. Chapters 6 and 7, covering analog recording
and noise reduction, have been shortened but it is felt that they still justify
inclusion given that such equipment is still in use in the field. As fewer
and fewer people in the industry continue to be familiar with such things
as bias, replay equalization, azimuth and noise reduction line-up, we feel it
is important that such information should continue to be available in the
literature while such technology persists. Likewise, the appendix on record
players survives, it being surprising how much this equipment is still used.
The chapter on mixers has been thoroughly reworked and updated, as
it had become somewhat disorganized during its evolution through vari-
ous editions, and the chapter on MIDI has been expanded to include more
information on sequencing principles. Chapter 15 on synchronization has
been revised to include substantially greater coverage of digital audio syn-
chronization topics, and the information about MIDI sync has also been
moved here. The section on digital plug-ins has been moved into the chap-
ter on outboard equipment. A number of other additions have also been
made to the book, including an introduction to loudspeaker design param-
eters, further information on Class D amplifiers, and updated information
on wireless microphone frequencies.
xxv
xxvi Preface to the Sixth Edition
Finally, a new chapter on sound quality has been added at the end of the
book, which incorporates some of the original appendix dealing with equip-
ment specifications. This chapter introduces some of the main concepts
relating to the perception and evaluation of sound quality, giving examples
of relationships to simple aspects of audio equipment performance.
Since the sixth edition appeared in 2009 there have been significant devel-
opments in several fields, and revisions, updates and deletions have taken
place in a number of areas. The digital audio chapters have been substan-
tially revised and include such topics as parametric and high-resolution
audio coding, recent interfaces, file formats and networks, the latest work-
station audio processing technology, and issues concerning mixing ‘in the
box’ (that is, entirely within the computer) and ‘out of the box’. Digital
mastering issues such as loudness normalization and initiatives such
as Apple’s Mastered for iTunes are also included. Audio network require-
ments and protocols for IP-based communication, for instance, RAVENNA,
X-192, AVB and Q-LAN are covered.
After CD sales peaked in about 2000 there has been a year-by-year
decline, counterbalanced somewhat by a growth in downloading activ-
ity. DVD sales burgeoned, and surround sound developments have been
driven not by audio-only formats such as the quadraphonics and ambison-
ics of yesterday or the SACD of today, but by the audio-visual industry:
film, DVD and the higher definition TV formats. Chapter 17 introduces an
overview of some of the advanced immersive audio systems recently intro-
duced and to an extent still under development. Those principally involved
only with sound will inevitably find themselves working in the audio-visual
field from time to time, and discussions of Wave Field Synthesis and Dolby
Atmos in particular underline the issues concerning surround formats suit-
able for the professional or public arena and their relevance to the domestic
environment.
Information specifically about analog recording, principally covered in
Chapters 6 and 7, now occupies about 6% of the whole book. For those who
have left analog behind for ever, or indeed have never even encountered
it, its continuing presence for those who still find the information useful
should not trouble them. When the first edition of this book appeared in
1992, no one would have predicted that vinyl would still be in use this deep
into the present century nearly 40 years after LP sales peaked in 1978, and
so an appendix has been allowed to remain which helps people to get the
best from the format, and indeed to help avoid damage of literally irreplace-
able hardware merely by playing it on poorly aligned equipment.
xxvii
xxviii Preface to the Seventh Edition
What is Sound?
C H A P T E R C O N TE N T S
A Vibrating Source 1
Characteristics of a Sound Wave 2
How Sound Travels in Air 3
Simple and Complex Sounds 4
Frequency Spectra of Repetitive Sounds 6
Frequency Spectra of Non-Repetitive Sounds 7
Phase 8
Sound in Electrical Form 12
Displaying the Characteristics of a Sound Wave 14
The Decibel 15
Sound Power and Sound Pressure 17
Free and Reverberant Fields 19
Standing Waves 21
A VIBRATING SOURCE
Sound is produced when an object (the source) vibrates and causes the air
around it to move. Consider the sphere shown in Figure 1.1. It is a pulsat-
ing sphere which could be imagined as something like a squash ball, and
it is pulsating regularly so that its size oscillates between being slightly
larger than normal and then slightly smaller than normal. As it pulsates
it will alternately compress and then rarefy the surrounding air, result-
ing in a series of compressions and rarefactions traveling away from the
sphere, rather like a three-dimensional version of the ripples which travel
away from a stone dropped into a pond. These are known as longitudinal
waves since the air particles move in the same dimension as the direction
of wave travel. The alternative to longitudinal wave motion is transverse
wave motion (see Figure 1.2), such as is found in vibrating strings, where
the motion of the string is at right angles to the direction of apparent
wave travel.
1
2 CHAPTER 1: What is Sound?
Pulsating sphere
(b) Rarefactions
Compressions
Direction of air
particle motion Apparent direction of wave travel
t FIGURE 1.3
+
A graphical representation
of a sinusoidal sound
waveform. The period of
Amplitude
It may be appreciated that the net effect of this is that individual air
particles do not actually travel – they oscillate about a fixed point – but
the result is that a wave is formed which appears to move away from the
source. The speed at which it moves away from the source depends on the
density and elasticity of the substance through which it passes, and in air
the speed is relatively slow compared with the speed at which sound travels
through most solids. In air the speed of sound is approximately 340 meters
per second (m s−1), although this depends on the temperature of the air. At
freezing point the speed is reduced to nearer 330 m s−1. In steel, to give an
example of a solid, the speed of sound is approximately 5100 m s−1.
The frequency and wavelength of a sound wave are related very simply
if the speed of the wave (usually denoted by the letter c) is known:
c ⫽ fλ or λ ⫽ c/f
λ ⫽ 340 / 20 ⫽ 17 meters
and when the waveform has a highly random pattern the sound is said to
be noise (see ‘Frequency spectra of non-repetitive sounds’, p. 7).
The important characteristic of sounds which have a definite pitch
is that they are repetitive: that is, the waveform, no matter how complex,
repeats its pattern in the same way at regular intervals. All such waveforms
can be broken down into a series of components known as harmonics, using
a mathematical process called Fourier analysis (after the mathematician
Joseph Fourier). Some examples of equivalent line spectra for different wave-
forms are given in Figure 1.4. This figure shows another way of depicting
the characteristics of the sound graphically – that is, by drawing a so-called
line spectrum which shows frequency along the horizontal axis and ampli-
tude up the vertical axis. The line spectrum shows the relative strengths of
different frequency components which make up a sound. Where there is a
f 3f 5f 7f
(linear scale) Frequency
6 CHAPTER 1: What is Sound?
line there is a frequency component. It will be noticed that the more com-
plex the waveform the more complex the corresponding line spectrum.
For every waveform, such as that shown in Figure 1.3, there is a cor-
responding line spectrum: waveforms and line spectra are simply two dif-
ferent ways of showing the characteristics of the sound. Figure 1.3 is called
a time-domain plot, whilst the line spectrum is called a frequency-domain
plot. Unless otherwise stated, such frequency-domain graphs in this book
will cover the audio-frequency range from 20 Hz at the lower end to 20 kHz
at the upper end.
In a reversal of the above breaking-down of waveforms into their com-
ponent frequencies it is also possible to construct or synthesize waveforms
by adding together the relevant components.
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.