Antinuclear Antibodies Markerof Diagnosisand Evolutionin Autoimmune Diseases

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Antinuclear Antibodies: Marker of Diagnosis and Evolution in Autoimmune


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Article in Laboratory Medicine · June 2018


DOI: 10.1093/labmed/lmy024

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Review
Antinuclear Antibodies: Marker of Diagnosis and
Evolution in Autoimmune Diseases
Lucia M. Sur, PhD,2,4 Emanuela Floca, PhD,2,5 Daniel G. Sur, PhD,1,2
Marius C. Colceriu, BSc,2 Gabriel Samasca, MD,3 Genel Sur, MD, PhD2,3,*

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Laboratory Medicine 49:3:e62-e73

DOI: 10.1093/labmed/lmy016

ABSTRACT
Antinuclear antibodies (ANAs) are autoantibodies that attack self- patterns visualized under the fluorescence microscope can be
proteins within cell nucleus structures; their presence in serum may correlated with certain subtypes of ANA and certain autoimmune
indicate an autoimmune disease. Also, positive ANA test results have diseases.
been obtained in chronic infectious diseases, cancers, medication-
related adverse events, and even healthy individuals. As a result, a Depending on the subtype of ANA present in the serum and the targeted
correct interpretation of the presence of ANAs is needed. antigen, several staining patterns are reported, namely, nuclear patterns,
nucleolar patterns, cell cycle patterns, or cytoplasmatic patterns.
Identification of ANAs subtypes is an important part of clinical Identification of a certain pattern can lead to diagnosis of a certain
immunology. The presence of ANAs in patient blood specimens is autoimmune disease.
detected using a cell-line substrate from human laryngeal carcinoma
(HEp-2 cells). On this substrate, ANAs will bind specific antigens, Keywords: ANA, immunofluorescence, HEp-2, pattern,
which will lead to a suggestive fluorescent emission. The fluorescence autoimmunity, marker

Antibodies are proteins produced by lymphocytes B and recognizing the antigens, antibodies start to recruit special-
play a key role in the activity of the immune system. These ized cells and proteins, which will lead to activation of the
proteins have the capacity to recognize foreign antigens, inflammation cascade—the response of the organism to
or proteins from external structures such as viruses, bac- defend itself.1,2
teria, or other germs. In this way, antibodies are a way for
the body to defend itself from infectious organisms. After In some pathological conditions, some of these antibod-
ies produced by the human body attack proteins from
Abbreviations self-structures. These are called autoantibodies and they
ANAs, antinuclear antibodies; SLE, systemic lupus erythematosus; SS, mistakenly identify normal structures as being foreign and
scleroderma; SjS, Sjögren syndrome; MCTD, mixed connective tissue dangerous. This abnormal immunological response leads
disease; PM, polymyositis; RA, rheumatoid arthritis; PBC, primary biliary to a type of systemic inflammation that leads the organism
cirrhosis; ENAs, extractable nuclear antigens; dsDNA, double-stranded
DNA; Sm, Smith antigen; CTDs, connective tissue diseases; IFA, indirect to fight against itself. Most human bodies contain autoanti-
immunofluorescence assay; ELISA, enzyme-linked immunosorbent assay; bodies but in low titers, which represents a normal state of
PML, promyelocytic leukemia protein; SS-CREST, calcinosis, Raynaud health. In cases of high autoantibody titers, an autoimmune
phenomenon, esophageal dysmotility, sclerodactyly, and telangiectasia;
snoRNP, small nucleolar ribonucleoprotein; NORs, nucleolar organizing disease can be suspected. Antinuclear antibodies (ANAs)
regions; RNAP I, RNA polymerase I. are autoantibodies that attack self-proteins within cell
nucleus structures.1-3
1
The Oncology Institute, “Prof. Dr. Ion Chiricuță”,2University of Medicine
and Pharmacy “Iuliu Hațieganu”3Emergency Clinical Hospital for Children, A positive test result for ANAs may indicate the presence
Cluj-Napoca—Pediatrics II Department,4Emergency Clinical Hospital for of a systemic autoimmune disease, such as systemic lupus
Children, Cluj-Napoca—Pediatrics I Department, and 5Regional Institute
of Gastroenterology and Hepatology “Octavian Fodor” Cluj-Napoca, Cluj- erythematosus (SLE), drug-induced lupus, scleroderma (SS),
Napoca, Romania Sjögren syndrome (SjS), mixed connective tissue disease
(MCTD), polymyositis (PM)/dermatomyositis, rheumatoid
*To whom correspondence should be addressed. arthritis (RA), oligoarticular juvenile chronic arthritis, polyar-
surgenel@yahoo.com teritis nodosum, or an organ-specific autoimmune disease

e62 © American Society for Clinical Pathology 2018. All rights reserved. For permissions, please e-mail: journals.permissions@oup.com
Review

such as Grave disease, Hashimoto thyroiditis, autoimmune practice are the indirect immunofluorescence assay (IFA) and
hepatitis, primary biliary cirrhosis (PBC), inflammatory bowel enzyme-linked immunosorbent assay (ELISA).4,8,9
disease, or idiopathic pulmonary fibrosis.
The ELISA test is based on the interaction between antibod-
ANAs also have been detected in chronic infectious dis- ies existing in the blood specimen, a preprepared antigen,
eases, including viral infections (parvovirus, hepatitis C), and special antibodies that are able to stick to the pre-
tuberculosis, parasitic infections (schistosomiasis), and bac- vious 2 components of the final complex, which leads to a
terial endocarditis. Other factors that yield ANA-positive test color change in the final solution that is proportional to the

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results include cancers, markers of the future development quantity of ANAs. The results can be positive, equivocal, or
of autoimmune disease, certain medications, and having negative, based on the determination of the optical density
relatives with an autoimmune disease. Also, some healthy value of the solution.4,8,10,11
persons test positive for ANA: 2% of healthy young women
can have a positive test result.1-3 IFA is the standard ANA testing method because it is easy
to perform, inexpensive, and has high specificity and sensi-
tivity. The presence of ANAs in patient blood specimens is
detected using a cell-line substrate from human laryngeal

Types of ANA carcinoma (HEp-2 cells). Microscope slides are coated with
a monolayer of Hep-2 cells because those cells are a sen-
The many known subtypes of ANA can be grouped in 2 sitive substrate for ANAs. Those cells confer the following
main categories, namely, autoantibodies against DNA and advantages: they are the most sensitive substrate used at the
histones, and autoantibodies against extractable nuclear moment, they offer the possibility to identify many patterns,
antigens (ENAs). The first group includes antibodies against they have better specificity than other methods due to their
dsDNA (double-stranded DNA) and against histones. human origin, they have large nuclei so more details can
Antibodies against dsDNA in high titers are considered to be seen, all nuclei can be seen, antigens that are produced
confirm SLE diagnosis. Antibodies against histones indicate only in cell division can be more easily identified due to high
drug-induced SLE. The second group includes antibodies cell-division rates, and the distribution of antigens is uniform.
against Smith antigen (Sm), wich are specific for SLE, anti–
These slides are incubated with blood specimens, and if the
SS-A/Ro, and anti–SS-B/La (these 2 types are specific for
antibodies are present, they will bind to the nuclear antigens.
Sjögren syndrome, subacute cutaneous SLE, and neonatal
The antigen-antibody complex can be visualized as a distinct
lupus syndrome), anticentromere (considered specific for
pattern in fluorescence microscopy, after adding a fluores-
limited cutaneous SS), Jo-1 (considered specific for PM),
cent-labeled antibody that is able to adhere to the complex.
anti–U3-RNP, and Scl-70 (these final 2 are considered spe-
The amount of ANAs in the serum specimen is established by
cific for SS). In recent years, more antigens attacked by
determination of antibody titers. ANA titer is determined by
ANA, such as topoisomerase-I, centromere protein B, and
diluting the specimens in a buffered solution. Screening tests
RNA-polymerase I-III, have been described in the litera-
for ANAs use 1:40 and 1:160 dilutions. If the pattern can be
ture.4-7 Even if most of them are disease specific, a statistic-
seen in both dilutions, the specimen will continue to be diluted
ally significant overlap still exists.
until staining can no longer be seen. The end dilution corre-
sponds to the antibody titer. It is generally considered that a
titer of 1:160 is significant for the diagnosis of CTDs. The fluo-
rescence patterns visualized under fluorescence microscope
Tests for ANA Detection can be correlated with certain autoimmune diseases.2,4,8,11-14

Screening tests are used for detection of ANAs in patient Hep-2 Nuclear Patterns
serum. The presence of ANAs in blood represents an important
criterion for the diagnosis of connective tissue diseases (CTDs). These staining patterns appear as a result of the adhesion
Also, identifying ANA subtypes may be useful in determining of autoantibodies to certain nuclear antigens. Although
a specific CTD. Despite that there are many tests available ANAs are specific to nuclear antigens, in some cases, cyto-
for detection of ANAs, the ones most commonly used in daily plasmic patterns correlated with autoantibodies against

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Image 1
Smooth nuclear membrane pattern in serum of patient with polymyositis.

cytoplasmic antigens can also be visualized. Sometimes, a nuclear membranes emit more powerful fluorescent signals.
mixed pattern can be observed. Cases in which mitosis-as- Frequently, this aspect is associated with mitochondrial
sociated patterns may be observed are less common. antibodies. This pattern can be observed in polymyositis
(Image 2) and PBC. In patients with PBC, if testing for
Smooth nuclear membrane pattern anti-Gp210 antibodies yields a positive result, the disease
is more aggressive. The most frequent antigen is Gp210,
This pattern is characterized by an intense linear fluores- which is a glycoprotein of 210 kDa from nuclear pore com-
cence represented by the nuclear membrane and a less-in- plexes. These pores play an important role in substances
tense homogeneous fluorescent appearance of the nucleus. movement between the cytoplasm and the nucleus. Another
In anaphase and metaphase, the chromatin plate result is antigen identified in this pattern is nucleoporin p62.14,17-19
negative, and greater fluorescent intensity can be seen at
the contact between cells. In this pattern, the nucleoli cannot Homogeneous nuclear pattern
be seen. A fine membranous fluorescence surrounds newly
Uniform staining across all nucleoplasm is seen in this
formed nuclei in telophase. The antigens associated with this
pattern. The intensity of fluorescence depends on the titer
pattern are lamins A, B1, B2, and C, as well as lamin-asso-
of antibodies in the serum. Sometimes, the nuclear rim can
ciated proteins such as LAP 1A and LAP 2. This pattern has
be visualized as a more intense fluorescent emission of
been observed in SLE (Image 1), SS, chronic active hepatitis,
the nucleus inner edge. In mitotic cells, chromatin mass is
seronegative arthritis, and chronic fatigue syndrome.14-16
often more intensely stained. Nucleolar staining may yield
Punctate nuclear membrane pattern a positive or negative result and, in some cases, a periph-
eal nucleolar emission can be observed. Autoantibodies
In this pattern, also known as nuclear membrane pores, are directed against antigens from dsDNA, histones,
the nuclear membrane presents granular staining in inter- or nucleosomes. Although anti-Ku antibodies are more
phase cells. In anaphase and metaphase, no chromosomal commonly associated with a speckled pattern, in some
staining can be visualized. The contact surfaces of adjacent cases, they are able to show a homogeneous aspect. This

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Image 2
Punctate nuclear membrane pattern in serum of patient with polymyositis.

Image 3
Homogeneous nuclear pattern in serum of patient with systemic lupus erythematosus.

pattern is common in SLE (Image 3), RA, lupus induced structure made from insoluble proteins resistant to RNAase,
by hydralazine and procainamide, juvenile chronic arthritis, DNAase, and high salt treatment. In this pattern, the anti-
and SS.14,20-22 gens are heterogeneous ribonuclear proteins. In patients
with SLE (Image 4), MCTD, and RA, the autoantigens are
Nuclear matrix/large speckled pattern
represented by hnRNP-A1, hnRNP-A2, hnRNP-B1, and
A network of large speckles with a sponge-like aspect char- hnRNP-B2. In SS, autoantigens hnRNP-C1, hnRNP-C2, and
acterizes this pattern. Chromatin is not stained in mitotic hnRNP-I have been detected. Usually, nuclear matrix pat-
cells (anaphase, telophase, or metaphase). Nucleoli can tern is reported in MCTD but it may also occur in RA, SS,
be stained or unstained. The nuclear matrix represents a and SLE.14,23,24

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Image 4
Nuclear matrix/large speckled pattern in serum of patient with systemic lupus erythematosus.

Coarse speckled Antigens identified in this pattern are nuclear proteins such as
SSA, SSB, Ku, Ki, RNA polymerases II and III, and Mi-2. The
This pattern is characterized by the presence of dense, diseases associated with this pattern are SLE, SjS, myosi-
intermediate-sized speckles and large speckles. The nucle- tis, MCTD, and SS. As many as one-fourth of patients with
oli are unstained. Cells in mitosis are without staining of dermatomyositis (Image 6) present autoantibodies against
the chromatin mass. The antigens identified in this pattern Mi-2.14,27-29
are ribonucleoproteins Sm (U2, U4, U5, U6) and U1RNP.
Sm autoantibodies and U1-snRNP (small nuclear ribonu-
cleoprotein) are markers for SLE and MCTD. U2-RNPs
Dense fine speckled
are presented in SS-PM overlap, MCTD, SLE, psoriasis In interphase, characteristic for this pattern are speckles
(Image 5), and Raynaud phenomenon. In SS and SjS, of various size, distribution, and brightness (Image 7).
researchers have identified U4-snRNP and U6-snRNP Nucleoli present no staining. Another highly character-
autoantibodies.14,25,26 istic aspect is the presence of some denser and looser
areas of speckles. Mitotic cells present intense speckled
Fine speckled
fluorescence of the chromosomes. Associated antigens
Also known as fine granular, this pattern is characterized by may be LEDGF-p75 (lens epithelium–derived growth factor
fine, tiny speckles emission of interphase nuclei, with a uni- 75). The exclusive presence of LEDGF-p75 antibodies in
form distribution. Nucleoli are mainly unstained; however, in the specimen may be useful to identify patients who have
cases of positive anti–SS-B or anti-Ku, some nucleoli may no rheumatologic disease, even if the IFA test result is
be visualized. Chromatin is not observed in mitotic cells. positive.14,30

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Image 5
Coarse speckled pattern in serum of patient with psoriasis.

Image 6
Fine speckled pattern in serum of patient with dermatomyositis.

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Image 7
Dense fine speckled pattern in interphase in patient serum.

Few nuclear dots pattern Centromere pattern

An average of 2 (1–6) discrete dots are visualized in In interphase, discrete coarse speckles (40–60/cell) spread
interphase. Frequently, these dots are presented near over the entire nucleus are observed. A block of closely
the nucleolus and are known as coiled bodies or Cajal associated speckles is found in the chromatin mass of
bodies. Those dots represent a distinct pattern from the mitotic cells. Antigens targeted by autoantibodies found in
multiple nuclear dots pattern, despite being found in sim- the centromere pattern include CENP-A, -B, -C, -D, -E, -G,
ilar clinical conditions. Antigens identified in this fluores- and -H. This pattern can be present in limited cutaneous
cent aspect are proteins (80 kDa) designated p80-coilin. SS-CREST (calcinosis, Raynaud phenomenon, esophageal
Particles are associated with fibrillarin and are presumed dysmotility, sclerodactyly, and telangiectasia; Image 10),
to have a role in snRNP maturation and transport. PBC and, in rare instances, SjS.35,36
Clinical associations: chronic active hepatitis, PBC
and, in rare occasions, collagen vascular diseases Hep-2 Nucleolar Patterns
(Image 8).14,31,32
Nucleolar homogeneous
Multiple nuclear dots
This pattern involves diffuse, homogeneous fluorescence of
This pattern is similar to the few-nuclear-dots pattern, but the entire nucleolus, with weak, fine granular staining of the
the number of dots is variable, namely, from 6 to 20 per cell nucleoplasm. In mitotic cells, chromatin mass is unstained;
(an average of 10/cell). Also, the dots are of variable size. In however, diffuse cytoplasmic emission is seen. PM-Scl 75
mitotic cells, the emission is visualized in the cell periphery. and PM-Scl 100 represent antigens associated with this
More than 30% of patients with PBC are associated with pattern and are found in patients with myositis-scleroderma
this pattern. Other pathological conditions associated are overlap syndrome (25%–50% of patients). Another antigen
SjS (Image 9) and, in rare occasions, SLE. Autoantibodies identified is Rpp25, which is a part of the Th/To complex
are directed against nuclear multiprotein complexes that and is associated with SS (Image 11), (4%–10% of patients
include promyelocytic leukemia protein (PML), Sp-100 pro- with limited cutaneous form). Rpp25 have also been
tein, and NDP53.33,34 reported in SLE, RA, and polymyositis.14,35,37,38

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Image 8
Few-nuclear-dots pattern in serum of patient with collagen vascular disease.

Image 9
Multiple-nuclear-dots pattern in serum of patient with Sjögren syndrome.

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Image 10
Centromere pattern in serum of patient with limited cutaneous SS-CREST (calcinosis, Raynaud phenomenon, esophageal dysmotility,
sclerodactyly, and telangiectasia).

Image 11
Nucleolar homogeneous pattern in serum of patient with scleroderma.

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Image 12
Nucleolar clumpiness in serum of patient with scleroderma.

Image 13
Nucleolar speckled/punctated pattern in serum of patient with systemic lupus erythematosus.

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Nucleolar clumpiness autoimmune diseases. ANAs can also be considered


markers of evolution and prognosis, which is why the
Clustered granules are observed in the nucleoli. possibility of correlation between IF patterns and cer-
Nucleoplasm is not stained; however, coiled bodies may tain autoantibodies conveys a major advantage in clin-
be seen as nuclear dots. In mitotic cells, chromatin mass is ical evaluation. For example, it has been observed that
stained. This pattern has a high specificity (5% of patients) patients with juvenile idiopathic arthritis who test ANA
for SS (Image 12) and may be detected in pulmonary positive present similar disease characteristics and more
hypertension. It has been also associated with hepatocellu- frequently develop iridocyclitis, compared with those who

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lar carcinoma. The identified antigen is fibrillarin, which is a test ANA negative.
component of snoRNP (small nucleolar ribonucleoprotein)
that includes U3snoRNP.39,40 Positive results of ANA testing must be interpreted only in a
clinical context because of the possibility of a positive test
Nucleolar speckled/punctated result in a healthy person, especially in elderly people or in
pathological conditions other than autoimmune diseases. In the
Distinct grains with dense distribution are visualized in the
future it will be important to develop IF methods, to improve the
nucleoli and are frequently associated with fine speckled
accuracy of discrimination between healthy people who test
nucleoplasmic emission. In metaphase cells, bright spots
ANA positive and patients with autoimmune disease LM.
corresponding to nucleolar organizing regions (NORs) are
usually seen within the chromatin body. Regarding anti-
gens (RNAP I/NOR), RNAP I (RNA polymerase I) complex is
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DOI: 10.1093/labmed/lmy016

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