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Shoenburg and The Cinematic Art
Shoenburg and The Cinematic Art
When Schoenberg and film are discussed, one event is always men-
tioned: the meeting between Schoenberg and Irving Thalberg, the cele-
brated young producer at the Hollywood film studio Metro-Goldwyn-
Mayer. The encounter took place at MGM's studios in November 1935
regarding the filming of Pearl S. Buck's novel The Good Earth. Thalberg
had heard Schoenberg's Verkldrte Nacht, op. 4, and imagined a similar
music for his new film project. The negotiations, however, foundered
when Schoenberg insisted on full control of the soundtrack (including
dialogue) and, during a second meeting at MGM, demanded a fee of
$50,000. The various anecdotal embellishments and distortions of this
event have created for the most part the impression of a quixotic
approach on Schoenberg's part to the film industry and of a naive,
eccentric undertaking that the composer had not carefully thought out.1
This is probably far from the truth. Before their second meeting, the
composer had carefully read Buck's short novel and made notations and
sketches for a film score. The copy of the book made available to him by
the MGM library contains numerous underlinings. Two of Schoenberg's
sketchbooks contain a series of roughly worked out tonal, chromatic,
and pentatonic motifs and themes having specific reference to The Good
Earth. Among them are a "motif of an eventful growing crowd of peo-
ple," a motif to "the uncle of Ching," a "lotus" theme, a "fishpond"
motif, themes of "the Uncle of Wang," "funeral/death" motifs, motifs of
a "turbulent folk scene in connection with the revolution," and motifs
about the "fear of the Wang family because of the soldiers," as well as a
"pearl/wealth" motif.2 Although disappointed, Schoenberg took note of
Thalberg's rejection in the beginning of December with a measure of
relief. He even seems to have expected a negative response, for he noted
in his calendar immediately after the meeting, "MGM [I] seemingly
asked too much."3 But shortly afterward, he wrote the producer with a
glimmer of hope:
93
94 The Musical Quarterly
Kandinsky was to design the scenery, and since color and light played a
major role in the opera, Schoenberg thought of coloring the black-and-
white film when the shooting had been completed. He expected from
film technique principally the realization of unreal specific effects, for
instance with the assistance of trick shots, producing effects that could
I find your suggestion about the abstract film, after thinking it over and
over, very tempting indeed, since it solves the problem of this "music to
no film." Only one thing, the horror of the Berlin staging of my two stage
works, the abomination which was here committed because of lack of
faith, missing talent, ignorance, and thoughtlessness and which has dam-
One of his most talented pupils was the legendary Oscar Levant,
the Gershwin pianist, composer, and broadcast entertainer ("Informa-
tion Please") who participated for a time in numerous film projects such
as The Street Girl (1929) and Charlie Chan at the Opera (1936). Levant
took lessons with Schoenberg over several years and under his guidance
guided me many many times. 1 genuinely look forward to the time when I
can again study with you.36
In the late 1920s and early 1930s Schoenberg enjoyed going to the cin-
ema and appreciated the high entertainment value of American films.45
He looked forward to the development of the sound film and expected a
"renaissance of the arts."46 He compared feature films to opera and the-
ater performances and demanded from them the highest possible stan-
dards. He even expected to be able to see film productions of Goethe's
Faust 11, Balzac's Seraphita, or Wagner's Parsifal. Of course, he soon
became disillusioned. Living at the center of the film industry, he must
have been all the more aware of film as product for the masses. In the
1930s and 1940s the American film industry produced over 500 feature
films yearly. Because of this, Schoenberg wrote a critical essay in 1940
titled "Art and the Moving Pictures." And despite the different produc-
tion conditions and the different goal of the motion pictures of that era,
he criticized their vulgar and sentimental character, their naive and sim-
plistic screenplays, their realistic backdrops, and their lack of classical
music, as well as the uncritical and undemanding attitude of movie audi-
ences. He demanded a high-quality cinematic art:
There can, and must be founded a production of plays and operas to sat-
isfy the demands of the more highly educated, plus the demands of art. 1
do not assume that the industry, which at present produces moving pic-
tures could, or cares to start such a turn towards pure art . . . This could
only be done by new men. I, further do not assume that the theatres
which are owned by the industry should be used for such works of art. Art
does not need so much pomp. Its own splendor creates a scene of dignity,
which cannot be surpassed by materialistic profusion.4'
Arnold Schoenberg and the Cinematic Art 103
The American film production is renowned for the accuracy and thor-
oughness by which it works out every little detail. It is one of its most
important technical merits that even minor traits are treated with the
greatest of care . . . one must wonder why the relation between music and
action, and between music and words is left in such an imperfect state . . .
Why is music added to movies, if not because it contributes considerably
to the effect. . . Nobody is doubtful about the magic power of music, and
nobody denies that this power also affects those whose sense of music is of
the lowest standard. As nobody can escape the waves of cosmic rays, or of
electricity or of gravitation, so nobody can escape entirely the magic
effect of these well arranged acoustic waves which we call music. I know
many grave instances in which neglect for the effect of this power pro-
duces imperfection, imbalance, shortcomings which otherwise are not to
be found in the action, in the dramatization, in the scenery nor in the
photography . . . There is a problem, and it occurs in every movie, when
music "underscores" a scene in which actors have to talk. But how is this
problem resolved: In the roughest and most damaging manner. Without
the regard to the formal and logical conditions of the "underscoring"
music, it is simply turned down to the lowest pianissimo, destroying every
possible contribution of the music toward a greater effect. A talented and
ambitious composer might have strengthened his imagination and inven-
tiveness to the highest degree in order to produce the highest support to
the mood, the character, the psychology of the scene; experienced as he is
in "underscoring" he might have foreseen this problem of acoustics, and
with a skillful and subtle hand an orchestrator might have tried the
utmost to remain below the sound of the voice. But what happens: the
most rough hand simply turns down, what the most delicate hand has pro-
duced. Thus an effect of the highest order, an effect of which nobody
could escape, is simply and coldbloodily [sic] killed.
A student who graduates from this school should be able to study a score
and build up in his imagination a perfect image of the sound of this score.
His eartraining shall then enable him a) tofindout whether or not a
recording harmonizes with the image in his imagination; b) to define'
exactly the differences between his image and the sound of the recording;
One might ask whether Schoenberg may have influenced film music and
filmmaking, and if so, how? Most film scores of the 1930s and 1940s are
based on compositional principles of the mid and late nineteenth cen-
tury and are influenced by the music of Wagner, Verdi, Puccini, Delius,
or Richard Strauss, to cite only the most prominent names. When
teaching, Schoenberg never imposed his own compositional methods on
his pupils but customarily preferred to use examples of the eighteenth
and nineteenth centuries. And although from the late 1940s on one
finds occasional examples of film scores using "modernistic ideas and
ways of expression," Schoenberg's hopes for the film medium seem not to
have been fulfilled. Most of today's film scores are still dominated by tra-
ditional idioms. One can only speculate whether the reason for this con-
servatism is to be found in the sure success of well-established proce-
dures, in the public's satisfaction with traditional film music, or in the
restraints imposed by producers and directors. Raksin, whose pathbreak-
ing film scores Laura (1944) and Force of Evil (1948) contain abundant
dissonance as well as complex atonal and polytonal textures, is con-
vinced that movie audiences can be gradually educated musically, if
given the chance:
be accomplished gradually; not until we can find at least fifty per cent of
our total audience burgeoning into an emotional response at the sound of
"Pierrot Lunaire," can we consider its harmonic idiom an efficient means
of communicating with them . . . an audience that can accept plainsong
in films when the occasion demands it, can certainly adju.c: itself to some
Despite numerous offers from the film industry, Schoenberg never car-
ried out any film scoring project in his lifetime, even though he ap-
proached film music when he wrote sketches for The Good Earth and
outlined his treatise "School for Soundmen." His Begleitungsmusik fur
erne Lichtspielszene, considered by Eisler to be a "landmark pointing the
way for the full and accurate use of the new musical resources" in film
scoring, had to await the attention of such later producers and directors
as Straub and Huillet.58 Schoenberg's operas Moses und Aron (1930/
1932) and Von Heute aufMorgen, op. 32 (1928/1929) were coproduced
and directed by Straub and Huillet in 1975 and 1996 respectively, result-
ing in outstanding film projects independent of any commercial film
business.59 In using film techniques very economically and unconven-
tionally in these projects, Straub and Huillet seemed to adhere to
Schoenberg's visionary idea of a "pure cinematic art."
Notes
Many thanks to R. Wayne Shoaf, Marilyn McCoy, and Deborah How of the Arnold
Schoenberg Institute at the University of Southern California at Los Angeles and to
Therese Muxeneder of the Arnold Schonberg Center Vienna. I am also very grateful to
Leonard Stein, Joseph Auner, Don Gillespie, and Cole Gagne for their comments on
earlier drafts of this essay.
1. Salka Viertel's description of this event seems, however, to offer the most detailed
account. She was herself an employee of the MGM story department, arranged the con-
tact between Schoenberg and Thalberg, and was present as translator during the negotia-
tions. See The Kindness of Strangers: A Theatrical Life, Vienna, Berlin, Hollywood (New
York: Holt, Rinehart & Winston, 1969), 206-208.
2. Arnold Schoenberg, Kleine Skizzenbiicher V und VI. "The Good Earth" (Pearl S. Buck)
Themen fiir eine Filmmusik fur dieses Buch, Arnold Schonberg Center Vienna.
11. Arnold Schoenberg, "The Future of the Opera" (1927), in Style and Idea, 336.
12. Arnold Schoenberg, "Uber den sprechenden Film" (1927), unpubl. manuscript,
Arnold Schonberg Center Vienna. Also see Arnold Schoenberg to Dr. [Guido| Bagier,
letter of 4 Feb. 1927. Schoenberg actually tried in vain to get his son Georg a job as an
actor in an Ufa-film. Schoenberg to Dr. Bagier, letter of 12 Mar. 1927, Arnold Schonberg
24- Foss made use of the scenes in which "the hero, on Count Nosferatu's castle bal-
cony, writes and mails a letter full of apprehension to his wife in a distant city. He signs a
rental contract with Nosferatu. Later, in his room, he senses stirrings outside his door:
the Count enters to claim his fearful prize. The wife, far off, senses the danger, halluci-
nates, sleepwalks and collapses as Nosferatu, now sated, departs the room." William Mal-
33. "(N]ow in reference to contract for concerto would welcome any suggestion since 1
have no precedent for dealing with it." Oscar Levant to Arnold Schoenberg, telegram of
22 Aug. 1942; see also Oscar Levant to Arnold Schoenberg, letters of 28 Sept., 6 Oct.,
and 12 Oct. 1942, Oscar Levant Satellite Collection, Arnold Schonberg Center Vienna.
34. Thanks to Rainger's advance payment for his lessons, Schoenberg could finance the
47. Arnold Schoenberg, "Art and the Moving Pictures," Arts and Architecture 57, no. 4
(1940): 40.
48. Arnold Schoenberg to John Green, letter of 18 June 1948, Arnold Schonberg
Center Vienna. Green, incidentally, organized the filming of Schoenberg's funeral. The
35-mm. silent film was made by Green's friends, most of them cameramen from Holly-
casts were made that refer to him and his work (see list of "Video Recordings and Film in
the Archive," Website of the Arnold Schonberg Center Vienna <www.schoenberg.at/
archiv/archivl6.html>). That list does not include the television movie James Dean
(1976), directed by Robert Butler, in which Stephen McHattie as Dean comments on
Schoenberg. Furthermore, Michelangelo Antonioni used excerpts from Verklane Nacht
in 11 Mistero di Oberwald (1980), and Jean-Luc Godard incorporated sections of Verklane