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7 4 -1 2 ,2 9 4

SEBALY, Kim Patrick, 1940-


THE ASSISTANCE OF FOUR NATIONS IN THE
ESTABLISHMENT OF THE INDIAN INSTITUTES OF
TECHNOLOGY, 1945-1970.
The University of Michigan, Ph.D., 1973
Education, general

University Microfilms, A XEROXC om pany, Ann Arbor, M ichigan j

THIS DISSERTATION HAS BEEN MICROFILMED EXACTLY AS RECEIVED.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


THE ASSISTANCE OP FOUR NATIONS IN THE ESTABLISHMENT
OF TEE" INDIAN INSTITUTES OF TECHNOLOGY, 1945-1970

by
K i m Patrick Sebaly

A dissertation submitted in partial fulfillment


of the requirements for the degree of
Doctor of Philosophy
(Education)
in The University of Michigan
1972

Doctoral Committee:

Professor Claude A. Eggertsen, Chairman


Professor 0. L. Chavarria-Aguilar, City University of Ne w York
Professor John J. Carey
Professor W. Robert Dixon
Professor Robert S. Fox
Professor Raymond E. Kehoe

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


PREFACE

The author of this study would like to acknowledge the generous

assistance he has received from his teachers in the Comparative

Education Program of the School of Education at The University of

Michigan. He would like first to thank Professor Claude A. Eggertsen

for his guidance and encouragement in the conduct of the study; former

Dean Willard S. Olson for his support of the India Project in the

School of Education which provided a grant for field work in India;

Professor 0. L. Chavarria Aguilar who introduced the author to the

planning process of IIT, Kanpur; Professors Raymond Kehoe, Robert S.

Fox, W. R. Dixon and John J. Carey, members of The University of

Michigan Faculty who served on his committee; Mrs. Irma Sklenar, Pro­

fessor of German, who translated the report of the German evaluation

of IIT, Madras; and Mrs. JoAnn Sheahan who typed the final manuscript.

A special acknowledgement to Professor W. H. G. Armytage'of the

University of Sheffield is made for his encouragement in the pursuit

of information about technology in India. Mrs. Sharon (Cheri) Sebaly,

who accompanied her family to India twice, who helped to collect in­

formation about technical education in India, and ufoo fostered the

determination needed to complete this study, has received the author's

special gratitude and blessings.

The author would also like to acknowledge the contributions made

by Indian scientists, engineers, educators, and government officials

who guided and approved of his work in India; particularly to Professor

G. M. Nabar, Head, Department of Chemical Technology, University of

Bombay; Dr. C. S. Patel, former Vice Chancellor of the M. S. University

of Baroda; Dr. Triguna Sen, former Rector of Jadavpur University and

Chairman of the Task Force on Technical Education of the Education

ii

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Commission 1964-66; Professor Humayan Kabir, former Minister of

Scientific Research and Cultural Affairs; Shri G. K. Chandiramani

and Shri L. S. Chandrakant, Education Advisors to the Ministry of

Education, Government of India. Each Director of the IIT at the time

of the study was conducted provided invaluable insights into the

founding of "their” Institutes: Dr. S. R. Sen Gupta at IIT, Kharagpur,

Brigadier S. K. Bose of IIT, Bombay, Professor B. Sen Gupto of IIT,

Madras, Dr. P. K. Kelkar of IIT, Kanpur, and Professor R. N. Dogra of

IIT, Delhi. Professor N. R. Karaath, Head, Department of Chemical

Technology at IIT, Bombay provided many hours of stimulating discussion

about the history of technological training in India. The author's

thanks are also given to Dr. M. S. Muthana, former Deputy Director of

IIT, Kanpur for his introduction to the family and colleagues of the late

Sir j. c. Ghosh and to Lady Ghosh for providing speeches and papers

of her late husband; Mr. P. G. Menon, former Registrar, IIT, Delhi;

and to Mr. S. B. Roy Choudhury, former Secretary to Mr. N. R. Sarker.

A special acknowledgement is made to Miss J. M. Cursetjee, former

Secretary to the Tata Iron and Steel Company, for her recollections of

the role of Mr. B. J. Padshah in the founding of the Indian Institute of

Science.

For permission to examine records of the assistance programs, the

following persons and organizations are gratefully acknowledged:

Mr. J. Swarbrick, Chief, Asia and Oceana Section; Mr. W. J. Ellis, Chief,

Reports Division, UNESCO; Mr. Shepherd Books, Kanpur Indo-American

Program; Dr. G. Kerkhoff of the Ministry of Economic Cooperation,

Federal Republic of Germany; Dr. Ing. H. A. Havemann, Technical Univer­

sity, Aachen; the late Lord Jackson of Burnley, The Delhi Trust; and

Dr. B. A. Butaev, former head of UNESCO Technical Assistance Project at

IIT, Bombay.

iii

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In addition to these persons, the author would like to acknowledge

some of the persons who provided information concerning the development

of technical dducation in India: Mr. D. N. Marshall, Librarian, The

Bombay University Library; Dr. S. V. Deshika Char and Mr. S. Roy,

National Archives of India; Shri S. V. Jamsandekar of the Asiatic

Society of Bombay; Shri N. M. Ketkar, Central Secretariat Library; Mr.

T. K. Mookerjee, Archives, West Bengal Government; Mr. Gopal Nambia,

Madras Record Office; Dr. M. G. Dixshit, Director, Bombay Secretariat

Record Office; and Shri A. Rahman, Scientific Officer of the Council

for Scientific and Industrial Research, New Delhi.

iv

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


TABLE OF CONTENTS

PREFACE

CHAPTER

I. FOREIGN COLLABORATION IN THE ESTABLISHMENT


OF THE HIGHER INSTITUTES OF TECHNOLOGY IN
I N D I A ........................................... 1

II. THE PLAN TO ESTABLISH A N "INDIAN M.I.T.". . .12

III. AN INTEGRATED PATTERN OF STUDIES AT THE


EASTERN HIGHER TECHNICAL INSTITUTE AT
KHARAGPUR, 1951-1961 ........................ 30

IV. EQUIPMENT FOR POST-GRADUATE TEACHING AND


RESEARCH FROM THE U.S.S.R. AT BOMBAY . . . . 49

V. THE INTRODUCTION OF WORKSHOP TRAINING BY


WEST GERMAN ASSISTANCE AT IIT, MADRAS ... 68

VI. INSTITUTIONAL PLANNING FOR THE ESTABLISH­


MENT OF THE SCIENTIST-ENGINEER CURRICULUM
AT K A N P U R ..................................... 87

VII. BRITISH LEADERSHIP IN THE ADOPTION OF


THE INTEGRATED PATTERN OF STUDIES AT THE
FIFTH HIGHER INSTITUTE OF TECHNOLOGY . . . 121

VIII. THE CONTRIBUTION OF FOUR NATIONS TO THE


ESTABLISHMENT OF THE INDIAN INSTITUTES OF
. T E C H N O L O G Y ................................... 132

APPENDIX

I. NAME AND DATE OF ORIGIN OF ENGINEERING


INSTITUTIONS AT THE TIME OF THE SARKER
R E P O R T ....................................... 143

II. OFFICIAL REPORTS ON TOPICS RELATED TO


HIGHER TECHNICAL EDUCATION, 1886-1936. . . 145

III. INNOVATIVE INSTITUTIONS FOR SCIENCE AND


ENGINEERING ESTABLISHED IN INDIA PRIOR
TO 1945 ..................................... 146

IV. MEMBERS OF THE SARKER C O M M I T T E E ............ 148

B I B L I O G R A P H Y...............................................150

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LIST OF TABLES
Page

I. ESTIMATE OF TOTAL AMOUNT OF ASSISTANCE OF FOUR NATIONS


T O ESTABLISH II T ’S TO 1970 ................................ 2

II. PER CENT OF TOTAL SCHEDULED HOURS IN THE FIVE YEAR


BACHELOR’S DEGREE PROGRAMS OF THE IIT’S FOR SCIENCE,
HUMANITIES AND SOCIAL SCIENCES, AND ENGINEERING
S U B J E C T S ................................................. 138

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CHAPTER I

FOREIGN COLLABORATION IN THE ESTABLISHMENT


OF THE HIGHER INSTITUTES OF TECHNOLOGY IN INDIA

Four higher technical institutions in India, known as the Indian

Institutes of Technology^ were in the initial stages of establishment

by 1961. While each new institution would be established as part of

the plan that was formulated 1945-1946 to create a chain of higher

technical institutes, and would be patterned after the curricular

and organizational precedents of the first Institute opened at

Kharagpur in West Bengal in 1951, the substantial technical assist­

ance from four nations with different systems of engineering education

would help to produce variations of the common pattern that had been

adopted.

In 1958 a western regional institution was opened in Bombay.

It would be supported by UNESCO from 1956 to 1966 through contribu­

tions made to the United Nations Technical Assistance Program by

the U.S.S.R. and bilateral agreements with the same nation. The

Federal Republic of Germany would provide assistance to the third

institute that was opened in the southern region at Madras in 1959.

The Institute, to be located at Kanpur in the northern region, would

open in I960 and would receive assistance from the U.S.A. from 1961.

The Delhi College of Engineering would become the second higher

institute in the northern region when Great Britain increased the

^Throughout this study Indian Institute of Technology will


be abbreviated as IIT. This abbreviation is commonly used in
official reports and communications dealing with the Institutes.

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2

amount of its aid to raise the College to the status of an IIT in

1963.

The extent of each nation's assistance to equip, to provide

experts for the development of a program of studies, and to train

selected Indian staff abroad for service to an Institute is summarized

in Table I.

TABLE I

Estimate of Total Amount of Assistance of


Four Nations to Establish IIT's to 1970

IIT Experts* Equipment Fellowships Total Cost

Bombay* 1271 $4,000,000 27 $7,200,000


2
Madras 1048 4,000,000 80 7,500,000
3
Kanpur 2604 7,600,000 80 14,500,000
4
Delhi 920 2,000,000 45 4,800,000

*Man-raonths

The plan to establish the IIT's was based on the assumption that

industrial development in India after 1945 could not be fostered unless

high level technical personnel in a variety of fields could be trained

in Indian institutions. It was also assumed that existing facilities

for technical training were inadequate and that the urgent demand for

engineers would require the establishment of new institutions.

^UNESCO, Indian Institute of Technology, Bombay, India: Final


Report, Paris: UNESCO, 1968, pp. 31-33.
2
IIT, Madras, Proposals for Development for Fourth P lan, Madras:
IIT, Madras, April 1968, pp. 6-7.

^Kanpur Indo-American Program, Eleventh Semi-Annual Progress Report


for the Kanpur Indo-American Program, July 14, 1967, Attachment.

^IIT, Del h i , ,Summary of Academic Policy and Development P lan,


January 1966, pp. 32-34.

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A committee composed of the leaders of science, industry, and

finance in India was appointed by the government in 1945 to consider

the scope and number of higher technical institutions that would be

required for post-war industrial development in India. The committee,

known as the Sarker Committee, would recommend that not less than

four higher technical institutions modeled after the Massachusetts

Institute of Technology should be established in different regions

without delay.*

The major features of the plan for the proposed institutes would

include:

1. A four year undergraduate curriculum, the first two


years of which would be common to all branches of
engineering and include study in science, mathematics,
humanities, and social sciences.

2. A reduction in the number of formal lectures typically


required and greater emphasis on seminars, tutorials,
and guided studies.

3. A n examination system that would take account, inter­


nally, of work done by students throughout a term of
study.

4. Flexibility in assignment of staff responsibilities


to allow staff time for study and research and consult­
ancy work in industry.

5. A scheme for workshop training and practical training in


industry.

The selection of M.I.T. as the model after which to pattern new

institutions was deliberate. Though a variety of institutions in

Great Britain, Europe, Japan, and North America had inspired attempts

to reform technical instruction in India, the M.I.T. program for

■Central Bureau of Education, India, Development of Higher Technical


Institutions in India, (Interim Report of Sarker Committee), Fehruary,
1946, p. 2. {Hereinafter cited as the Report of the Sarker Committee^

2 Ibid., pp. 18-20.

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engineers, based on mathematics and fundamental science as well as

studies in humanities and social sciences, had come to be viewed as

the most suitable type of institution to establish in India. If

copied in India, its system of instruction could remedy the defects

in the century old system of training low-level technical personnel

to maintain equipment and oversee industrial processes imported from

abroad. While reforms in technical education had been introduced

and new institutions had been developed between 1898 and 1945,^" Indian

scientists and engineers, as well as foreign observers, had made re­

peated criticisms of the narrow purpose of most engineering education


2
in India, its methods of instruction and patterns of control.

The first attempt to implement the recommendations of the Sarker

Committee was made in the eastern industrial region. An institute

was opened at Kharagpur in 1951. Details of the pattern had been

formulated by the Sarker Committee in 1946 and would not be substantial­

ly altered when the first class of students was admitted in July, 1951.

While significant departures in curricula and organization from

the traditional pattern of engineering colleges in India would be

attempted, the first formal evaluation of the Institute's work would

^See Appendix I, "First Degree Engineering Institutions in India


at the Time of the Appointment of the Sarker Committee."
2
Anant H. Pandya, "Education for the Engineering Industry,"
Section of Engineering, Indian Science Congress, Proceedings of the
Twenty Ninth Congress, Baroda, 1942, (delivered on January 3, 1942),
pp. 347-374. See also C. E. Preston, "The Post-War Education and
Training of Engineering Personnel," Journal of the Institution of
Engineers (India), Vol. 25, No. 1, (September, 1944), pp. 3-38.

R e p r o d u c e d w ith p e r m is s io n of t h e co p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


indicate that adequate steps to implement the plan had not been taken.

The reviewing committee noted that while the engineers trained by

the Institute had readily found employment in industry and government

projects, the curricula still adhered to the traditional form of the

engineering course in India which could produce graduates to deal

efficiently with present-day problems of an orthodox character but

not to prepare for creative initiative in future situations.

When the Kharagpur report was issued in 1961, four additional

higher technical institutions were in the process of being established.

While each institution was viewed as part of the chain of institutes,

initiated by the Sarker Committee, and would be governed by the same

IIT Act, it was expected that the program of each rould reflect the

industrial needs of the region in which it was located and bear the

imprint of technical training of the nation providing assistance. When

officials of the Ministry of Education introduced the Act in 1961, both

houses of Parliament were advised that the assistance of different

nations would help to produce alternative patterns in order to develop


2
different methods of training high level engineering personnel.

The purpose of this study is to examine whether the participation

of engineering educators of four nations in the establishment of the

IIT's facilitated a search for alternative methods to implement the goal

of training creative scientist-engineers in India.

^Ministry of Scientific Research and Cultural Affairs, Report of


the Reviewing Committee; Indian Institute of Technology, Kharagpur
New Delhi; General Manager, G.O.I. Press, 1959, p. 15.
2
Parliamentary Debates, Raijya Sabha, Official Report, Vol. xxxvi,
4, 30 November, 1961, columns 721-722. A similar expression was made
when the fifth higher institutes was elevated to the status of an IIT
in 1963. See lok Sabha Debates, Third Series, XIX, 1, August 13, 1963,
column 222.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


Whether through assistance programs alternative educational ideas

and practices were adopted by the IIT's is a question that deserves

attention. Charges and counter charges were made concerning the

programs that had been established at the institutes. While some

observers praised the work that was being conducted at the Institutes,*

others reported that even with their special endowments that the IIT's

had settled "down to work on the same lines as the older institutions

at the undergraduate l e v e l . A d m i n i s t r a t o r s of the assistance program

revised their pattern of support in light of evidence that their sponsor­

ship had not produced significant impact in the programs of the IIT.

Others complained that the IIT's had unwisely adopted the patterns they

chose without consideration for the level of economic development in

India.

It is often asserted that foreign ideas and practices in technical

education have played a significant role in the creation and develop­

ment of technical institutions elsewhere. Recent studies in the

history of engineering education, for example, have emphasized the

view that the spread of ideas for the introduction and advancement of

facilities for training scientists and engineers in one society have

frequently occurred as a result of observation and study of technical

D. D. Karve, "On the Improvement of the Indian Universities,"


Minerva, Winter, 1965, pp. 165-166.
2
I.A.M.R. Report No. 1/1965, First Report on Engineering Manpower
Survey: Coordination of University Education in Engineering with
Employment of Graduate Engineers, “New Delhi: Institute of Applied
Manpower Research, (August, 1965), p. vii.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


institutions of others.^

While these assessments of technical education made from an

historical perspective are useful in order to gain an insight into

significance of foreign influences, they do not provide an adequate

point of departure from which to evaluate the process of the deliber­

ate efforts made through technical assistance to effect the transfer

of educational ideas, or to explain why certain ideas are accepted,

rejected, or modified in the new settings.

What is least evident from studies in the history of engineering

education, and which is most important in the present effort to analyze

certain contributions of four nations to the Indian technological

institutes, is how and to what extent systems of technical education

have been brought to bear on the problems of creating a new institution

in a different society. They have not made clear to what extent the

introduction of an integrated course of studies for engineers depends

on the adoption of instructional methods that would emphasize student

responsibility for his own learning and administrative procedures that

would require greater faculty determination of what is taught and how

students should be evaluated. How much direct participation in each

other's system of training must the foreign and Indian planners have

in order to introduce a new procedure? Can an assistance program that

is not directly guided by the practitioners of the system from which

1
Frederick Artz, The Development of Technical Education in France,
1500-1850, Cambridge: M. I.T. Press, 1966; Eric Ashby, Technology and
the Academics: An Essay on Universities and the Scientific Revolution,
London: Macmillan & Co., Ltd., 1958, pp. 60-61. For a general
reference to such studies see Eugene S. Ferguson, Bibliography of the
History of Technology, Cambridge: The M.I.T. Press, 1968, p. xiii.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


ideas and practices are being sought have a significant impact on the

pattern of the new institution?

Attempts to answer some of these questions have been made in

studies of institution building. These have tended, however, to

focus on the definition of variables that would indicate whether the

new institutions, once established in a setting, have been accepted

by the supportive or linking institutions of that new environment.^

The point of departure in such studies has been an 'innovative' institu­

tion that has already been created. The task in the present study is

to examine the collaboration of Indian planners with engineering educa­

tors from four nations which have produced variations of the integrated

program of studies for engineers proposed by the Sarker Committee and

first implemented at Kharagpur.

It is assumed for the purposes of this study that resources for

the establishment of the Institutes were similar except for the assist­

ance from nations with different approaches to engineering education.

The basis for this assumption is indicated by the main features prescribed

for the development and organization of the IIT's.

1. The IIT's have a common origin in the recommendations


of the Sarker Committee made in 1946.

2. The establishment of each IIT was initiated by the


same officials in the Technical Section of the Ministry
of Education, Government of India.

Jiri Nehnevajsa, et al, Institution Building and Education: Papers


and Comments, A Joint Publication of the Comparative Educational Adminis­
tration Subcommittee of CAG and the Interuniversity Research Program in
Institution-Building, February 1967, pp. 1-35. For a typical case study
see, Donald A. Taylor, Institution Building in Business Administration:
The Brazilian Experience, East Lansing: Institute for International
Business and Economic Development Studies, Michigan State University,1968.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


3. Government of India grants for the establishment and
maintenance of the IIT's are comparable.

4. The IIT's are constitutionally defined as 'Institutions


of National Importance,' and are incorporated under the
same Parliamentary Act.

5. Admission to the IIT's is made on the basis of an all-


India common entrance examination drawn up by a panel
of representatives of each Institute.^

Comparisons of the patterns of the IIT's will be made on the basis

of data from the available planning records of the IIT's and of the

participation of each nation in the establishment of an IIT. While

there is no systematic record of the academic planning for any of the

institutes, documentary material located at each IIT includes minutes

of planning committees and memoranda that deal with the program of the

IIT as it was planned, frequently in collaboration with the foreign

experts. Annual reports, prospectuses, and bulletins published by each

Institute since its opening are used.

The second source of records upon which this investigation is based

is located in the agencies responsible for the administration of the

technical assistance program of each nation, UNESCO headquarters in Paris;

the Ministry for Economic Development in Bonn; the Education Development

Center in Boston, and the Imperial College of Science and Technology in

London, respectively. The records that were consulted include: (1) pre­

liminary estimates and reports on the condition of technical education

in India, (2) memoranda and reports that deal with the academic plan of

the IIT, and (3) periodic reports that were filed concerning the support

for the academic programs of the Institutes.

While all published reports of the Ministry of Education concerning

^L. S. Chandrakant, Technical Education in India T od a y . New Delhi


Ministry of Scientific Research and Cultural Affairs, 1963, pp. 21-22.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


10

technical education (since 1939) and the higher institutes of technology

were perused, it was not possible to examine memoranda and communica­

tions in the files of the Ministry of Education of the Government of

India that might have related to the evolution of the academic programs

of the IIT's. While this leaves open the question of the extent to

which non-academic considerations regulated the participation of a nation

in setting the course of an IIT, and makes it more difficult to explain

why the nature of one collaboration in planning each IIT was different,

Ministry of Education officials who have guided the IIT program repeat­

edly asserted that beyond the formal negotiations for the different

technical assistance agreements, little would be gleaned from any records

the Ministry possessed concerning the academic patterns of the IIT's.*

It was also reported that the IIT Council, the Government of India^ body

which coordinates national planning goals with the enrollment policies

of the IIT's, had not, up to 1970, formally considered the question of

the role technical assistance had played in the establishment of the IIT's.

To supplement and verify documentary sources, members of the Sarker

Committee, the principal figures concerned with the development of each

IIT and the guidance of each technical assistance program, were inter­

viewed. Over seventy-five interviews were conducted between 1965-1970

with the persons directly involved in the establishment of the higher

institutes of technology since 1945. Letters to the author from persons

who could not be interviewed are also used.

Until 1945 almost no opportunities existed in India for students of

^Interview with Shri G. K. Chandiramani, Educational Advisor (Technical)


to the Government of India, and Joint Additional Secretary, January 5, 1966;
Shri L. S. Chandrakant, Deputy Secretary, Ministry of Education, July 30,
1969.
^Government of India will be hereafter cited as G.O.I.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


11

higher technical education. Because of the commitment to eliminate both

the need to send Indian students abroad and to rely on foreign expertise

for the development of new industries, the higher technical institutions

recommended that at least four higher institutes’be established. It will

be shown that while several models of engineering training were known to

the planners, the curricular pattern of M.I.T. was selected as the

exemplary pattern from which to devise a chain of institutions that

might lead to the reform of higher technical education in India.

The recommendations of the Sarker Committee and their influence on

the pattern of training that was instituted at IIT Kharagpur are examined.

A n analysis of the origins and process of involvement of each nation

in the development of the patterns of the IIT's will be made in order to

assess the consideration that was given to each foreign system of

engineering education and the impact that each system had on the pattern

that was adopted for the IIT it sponsored. Comparisons of selected

features of the patterns of the five institutes will reveal the signifi­

cant role that was played by the assistance of four nations in the

establishment of the IIT's.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


CHAPTER II

THE PLAN TO ESTABLISH AN "INDIAN M.I.T."

To attribute the progress that has been made in the development

of the four higher institutes of technology to the support each has

received from a different nation, or to suggest that the purpose and

method of engineering education of each nation was the dominant

feature in shaping the patterns of the institutions are inadequate

assumptions. A commitment to develop a chain of institutions patterned

after the Massachusetts Institute of Technology in different industrial

regions of India had been made by the pre-Independence government in

1946. The first institution in the chain had been established in 1951

before the assistance of four nations was available. Indian adherence

to this ideal of developing a chain of institutions based on a non­

specialist pattern of integrated studies characteristic of M.I.T. would

limit the Indian request for support and the advice given by each of

the four nations for aid in the development of the programs of the IIT's

that were subsequently established.

Whether to establish in India an 'imperial,' 'high level,' or

'senior,1 technological institute had been a question committees had

explored for several decades before 1945.* The resolution invariably

adopted was that the level of industrial development in India did not

warrant the establishment of a science-based higher technical institu­

tion; that engineers for new industrial ventures could be recruited

*See Appendix II, "Official Reports on Topics Related to Higher


Technical Education, 1886-1936."

12

With p e r m is s io n o f th e co p y rig h t o w n e r F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


13

from Europe;* and that prospective Indian, engineers could be sent


2
abroad for training.

Despite the reliance on these methods to supply engineers until

1945, some attempts were made to establish institutions that would

provide more comprehensive training than was available in the civil


3
engineering colleges.

The plans for the new institutions were often reduced in scope

and denied any governmental support. Members of the Sarker Committee

were aware of some of these early efforts and were determined in their
4
own planning not to allow such erosions to occur.

The establishment of institutions modeled after M.I.T. became an

important feature in plans for the post-war use of natural resources in

India. Reports of estimates of manpower needs to promote industrial

S. Shukla, "The Indian Experience of Education Within Industry,"


Education Within Industry: The World Yearbook of Education, 1968,
London: Evans Brothers Ltd., 1968, pp. 182-189.
2
Numerous scholarship schemes were established for Indian students
to travel abroad for technical and medical training. J. N. Tata
founded the first scholarship scheme in 1886. The.most popular was
established by Jogender Chander Ghose who founded the Association for
the Advancement of Scientific and Industrial Education for Indians,
1904-1932.
3
See Appendix III, "Innovative Institutions for Science and
Engineering Established in India Prior to 1945."
4
The most elaborate plan based on a comprehensive assessment of
the assumptions and procedures of foreign institutions was that con­
ducted by the Provisional Committee for the Establishment of the Indian
University of Research from 1898 to 1911. While significantly reduced
from its original design, the Indian Institute of Science evolved from
this plan. The Institute is often referred to as the inspiration for
the IIT's. At one time it was considered as the best place to locate
the IIT for the southern region. It is often said that the name "Indian
Institute of Technology" was derived from the Indian Institute of Science.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


14

and agricultural growth included statements about the rapid progress

that would be made in the development of the higher institutes of

technology.^ The adoption of successive Five Year Plans from 1951

encouraged planners to advance the development of the Indian


2
M.I.T.'s .

While M.I.T. was not the only model, for at least a decade before

the appointment of the higher technical institutions committee, M.I.T.

was one of the most frequently cited examples of an institution whose

curriculum and instructional procedures could provide the needed


3
alternatives to the Indian system of training engineers. According

to one member of the committee, M.I.T. was generally viewed as the

ideal of an institution that could train Indian students to become

creative in the use of Indian resources in the development of new

industries, and at the same time to enable them to interpret the conse­

quences of the new effort in terms of the values of Indian culture.^

The skill of United States Army officers who were graduates of M.I.T.

had been noticed by Indian planners, and in visits to M.I.T.,*’ they

^G.O.I., Ministry of Education, Scientific Manpower Committee:


Basic Report on Survey and Assessment. New Delhi: Manager of Govern­
ment of India Press, 1949, pp. 204-240.
2
G.O.I., Planning Commission, Report of the Engineering Personnel
Committee, 1 956, New Delhi: pp. ii-85.
3
"Problems of Industrial Development in India," Science and
Culture, Vol. II, No. 11, May 1937, pp. 529-531; B.C. Toshinival, "The
Massachusetts Institute of Technology," Science and Culture, Vol. V,
No. 8, February 1940, pp. 458-562.

Interview, S. R. Sen Gupta, Director of IIT, Kharagpur 1954-1969,


September 22, 1966.

"*In Far Places," Technology Review, M.I.T. April 1945, p. 372.

^"Indian Scientists on Their Visit to the U.K. and U.S.A.," Science


and Culture, Vol X, No. 9, March 1945; "Industrialists Mission to U.S.A.
and U.K.," Commerce, April 28, 1945, p. 475.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


15

witnessed the conversion of its programs and system of instruction to

peace time projects.*

The identification of M.I.T. as the exemplar for the new institu­

tions was not the result of a transitory attraction. Leaders in the

movement to establish the higher institutes of technology had criti­

cized weaknesses in the Indian system of training engineers. A

summary of these criticisms selected from speeches and articles written

by members of the Sarker Committee is presented below.

1. The purpose of engineering college programs was limited


to supplying recruits to government departments respon­
sible for the maintenance of civil works located in
the provinces.

2. The first degree course in the colleges did not


integrate mathematics, sciences and humanities with
the specialized professional subjects.

3. The lecture method was used as the major instructional


technique.

4. Students were evaluated in their courses by an external


examination annually without consideration given for
work completed throughout the year of study.

l"The Technology of International Peace," Technology Review


M.I.T. , July 1946, pp. 567-572.
o
Anant H. Pandya, ."Education for the Engineering Industry,"
Section of Engineering, Indian Science Congress, Proceedings of the
Twenty-Ninth Congress, Baroda, 1942 (delivered on January 3, 1942),
pp. 347-374.
3
Ibid., Pandya, p. 350; C. E. Preston, "The Post-War Education
and Training of Engineering Personnel," Journal of the Institution
of Engineers (India), Vol. 25, No. 1, September 1944, pp. 3-38;
Sir Jnan Chandra Ghosh, "Technological Education," The Indian R eview,
Vol. 48, No. 6, June 1947, pp. 281-284; John Sargent, "Post-War
Educational Reconstruction: Address delivered at the All-India
Educational Conference," Srinager, 1941, pp. 2-16.
4
Ibid., Preston, p. 362.

■*J. C. Ghosh, Presidential Address, Association of Principals of


Technical Institutions (India), Annual General Meeting, 1946, pp. 14-15.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


5. Engineering colleges were regulated by the rules and ordi­
nances of the universities to which they were affiliated
or of the government department to which they were res­
ponsible.^

To these critics of the traditional Indian system of training engineers,

the pattern of M.I.T. appeared as an antidote.

Unofficial interest in the establishment of an M.I.T. for India

had turned to a governmental concern by 1943. While the sequence of

ideas to create senior technical institutions on an all-India basis in

this period can be traced to several efforts to improve training for

engineers,^ the need to plan a chain of Indian M.I.T.*s was suggested

by Sir A. V. Hill, Secretary of the Royal Society of London, who had

conducted a survey of scientific research institutions throughout

India between November 1943 and April 1944. Hill reported that while

there were good colleges and departments of technology in India, there

were not enough of them, and none of the same excellence as in many

industrially advanced countries.^ Hill pointed out nine. If Britain

did not possess institutions comparable in magnitude and in excellence

of teaching and research with M.I.T., then how much more could the

*Ibid,, pp. 5-6.

Punjab and the United Provinces) , with a Section on General Education


and Administration.by S. H. Wood, Delhi: The Manager of Publications,
1937, p. 36; "Technical Education in Bengal--Memorandum Prepared by
Educational Commissioner with the Government of India, (John Sargent)"
G.O.I., Department of Education, Health and Lands, Education, 1939,
16-1/39 E & K.W.; John Sargent, "Post-War Educational Reconstruction:
Address Delivered by J.S. at the All-India Educational Conference,"
India, Report of the Technical Education Committee of the Central
Advisory Board of Education in India, 1943, Together with the Decision
of the Board Th ereon, Delhi: Manager of Publications, 1946, (Pamphlet
No. 23), pp. 4-5.

^A. V. Hill, "Scientific Research in India," unpublished manuscript,


pp. 33-34, August 1944. ^From the uncollected papers of Sir J. C. Ghosh located
at his former home in Calcutta 7j

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


importance of one or two scientific institutions of a very high standard

in India be recognized?

Official interest in M.I.T. as a model to follow in the establishment

of higher technical institutions reached a crescendo when Sir Ardeshir

Dalai, Director of the Tata Iron and Steel Company, was appointed a

member of the Viceroy’s Executive Council for the Department of Planning

and Development in September, 1944.

Two months after a visit to Cambridge, during which he proclaimed to

aides that India would one day have several M.I.T.’s, Dalai announced at

his first press conference that an Indian M.I.T. would be established and

would receive the first priority in the Department's planning for post-
2
war development.

Procedures had already been initiated by Dalai to assure that the

new institutions would be established without delay. He pressed the

Department of Education, Health and Lands to appoint an influential group


3
of leaders to consider the proposal. He urged that the appointment of

the committee should not await any actions to implement the recommendation

to select an All-India Council for Technical Education whose principal

function it would be to coordinate the development of technical education


4
above the secondary stage. He wanted as chairman of the committee someone

1Ibid.
2
Times of India, September 15, 1944, p. 3.
3
G.O.I., Department of Education File No. 16-10/44, E III,
(Establishment of the All-India Council for Technical Education), p. 38.
4
Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


18

interested in technical education who could influence the government's


1
educational policies. He instructed members of a mission of scientists

who went to the U.K., U.S.A., and Canada to gain information about M.I.T.

that would be useful to the committee that would be appointed to plan

for the establishment of such an institution in India.^ A few weeks

after the scientist's mission returned to India, the higher technical

institutions committee was constituted. Its terms of reference were

to consider how many institutions along the lines of M.I.T. should be


3
established and where they should be located.

Twenty-four persons, including Mr. N. R. Sarker, who was the chair-

4
man, were appointed. Mr. Sarker s interest in technical education,

stimulated by his assistance in the study of training facilities in Bengal

in 1938-39, stemmed in the main from his belief that industrial develop­

ment in India would not take place until Indians were trained in India

to initiate and control such a development."* He was a member of the

Viceroy's Council in 1941-43 and until his death in 1953 was the finan-
6
cial doyen of Bengal.

^"Interview, Sir John Sargent, former Educational Advisor to the


G.O.I., November 10, 1966.
2
Interview, Dr. J. N. Mookerjee, member of Sarker Committee, May 1, 1966.
3
R eport of the Sarker Committee, 1946, p. 1.
4
See Appendix IV, "Members of the Sarker Committee."

^Interview, Mr. S. B. Roy Choudhury, former Personal SecretaryJ


to N. R. Sarker, 1940-53, October 4, 1966.

^Interview, Mr. S. B. Roy Choudhury, September 27, 1966. See also


the Calcutta Municipal Gazette, January 31, 1953, p. 1.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


19

Other members of the Committee were also distinguished in their

fields. Seven were prominent scientists and engineers, each of whom

became major advisors to the post-Independence G.O.I. on science and

manpower development policies. Among these, J. C. Ghosh had been the

Director of the Indian Institute of Science during the war and

President of the Association of Principals of Technical Institutions

from 1946-1952.

Five industrial and financial leaders served. Three Indian Civil

Servants and four British civil engineering and military officers were

also appointed. John Sargent, Educational Advisor to the G.O.I. from

1937-1948, facilitated the appointment of the Committee, and coordinated

its proceedings.

If the Hill report and the adamant views of Dalai set in motion the

plan to develop higher technical institutes with M.I.T. as the specific

example of the institution that was desired, it was the task of the

Sarker Committee to clarify what aspects of the model would be emulated.

The Committee was asked to consider how many higher technical institu­

tions based on the M.I.T. pattern should be developed and what the details
1
of its operation and organization should be.

The Committee held three meetings. While the records of its pro­

ceedings have not been preserved by the Ministry of Education, it is

possible to determine the extent M.I.T. was to be followed by examining

the interim report the Committee produced. Interviews with living

members of the Committee and other records of the Ministry of Education

on planning for technical education 1945-48 also reveal the extent and

nature of the reliance on M.I.T.

When the Committee assembled April 11, 1945, the discussion

^Report of the Sarker Committee, 1946, p. 1.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


20

centered oh the proposition that a higher institute of technology

patterned after M.I.T. should be developed at once. Members of the

Committee were unanimous in the view that India should develop facili­

ties to provide advanced technological training and research of the

type available abroad, and they were convinced that only if the central

government played a leading role in developifg such facilities could

such training be provided.^

There was vigorous dissent from the view that such facilities

could only be developed if new institutions were created. It was

argued that existing engineering colleges could be upgraded along the


2
lines desired. Several members objected to the establishment of new
3
institutions prior to an assessment of existing institutions.

The response to these objections was equally determined. It was

pointed out that it would not be possible to produce the new type of

engineer in institutions that had been guided by assumptions and prac-


A
tices inconsistent with those being proposed by the Committee. The

methods of teaching and research required to produce a creative scientist

engineer could not be introduced to existing institutions in the short

time available to produce the required manpower.'* It was argued by pro­

ponents of the new institutions that even if there were duplication

^Interview, Sir John Sargent, November 10, 1966; Report of the


Sarker Committee, 1946, p. 2.
2
Interview, S. R. Sen Gupta, September 22, 1966; Report of the
Sarker Committee, 1946, p. 13; Interview, S. Lall, September 4, 1966.

^Interview, S. R. Gupta, September 22, 1966; Report of the


Sarker Committee, 1946, p. 13; Interview, S. Lall, September 4, 1966.

^Interview, S. R. Sen Gupta, May 18, 1966.

5Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


21

between the programs of existing institutions and the proposed insti-


1
tutes, the demand for engineers would be virtually unlimited. Despite

the strong opposition, when the issue was put to a vote in the first
2
meeting, a majority favored the creation of new institutions.

T o devise the specific plan for the new institutes, a technical

sub-committee was appointed. It met September 11 and 12, 1945.

According to the Member Secretary who had drafted details of its merao-
3
randum, catalogs from M.I.T. were used extensively. The memorandum,

together with the recommendations, a letter to the Committee, and a


4
note of dissent, provide the substance of the interim report.

The interim report is a forty-five page document. It was pre­

sented to the Viceroy's Executive Council for approval after it had

been accepted by a majority of the members at the second meeting of the

Committee in December, 1945. It was printed April 12, 1946, for distri­

bution to members of the All-India Council for Technical Education at

its inaugural meeting April 30, 1946.

The Committee recommended that no less than four institutions would

be required to meet the post-war demand for engineers.

^"Interview, M. D. Parikh, July 12, 1966.

in t e r v i e w , S. Lall, September 4, 1966; Dr. K. Venkatramin,


June 17, 1966.
3
Interview, S. R. Sen Gupta, May 24, 1966.

^The report was reprinted in March 1948 and was retitled Report
of the Sarker Committee. No alterations were made in the text of the
Interim Report of the Sarker Committee.

^Report of the Sarker Committee, p. 2.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


22

One in the Eastern region would be established near Calcutta at an

early date.^ It was recommended that the Western institution, to be

located near Bombay, should be initiated concurrently with the Eastern

institution. To satisfy the demand for engineers with specialized

training in hydraulics, the Committee recommended that the engineering


2
nucleus of the Northern institution should be established without delay.

Finally, the Committee recommended that the principals and heads of

the main departments should be appointed in order to plan buildings,


3
equipment and courses of study.

Six objectives according to which the non-specialist orientation

of the M.I.T. courses of study would be adapted in the new institutions

were outlined by the sub-committee.

1. To assist in the development of character, outlook and


mental ability in a student so that he may become a
useful citizen.

2. To teach him the fundamental principles and theories


of engineering so that an individual student can apply
these with confidence many years later.

3. To equip him with tools and inspire in him the desire


to continue, after the end of his formal training, the
independent study of practical processes, technical
principles, administrative organization and advanced
theory.

4. To give him, during formal training, such knowledge of


practical work as would assist the student in realistic
appreciation of engineering principles as applied in
practice.

5. To teach him sound general method of experimentation and


thus enable him to arrive at prompt and reliable conclu­
sions.

*Ibid.

2Ibid.

3Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


23

6. To develop his ability to write clear and concise


technical reports and the ability to participate in
verbal discussion on technical matters.

A n examination of the M.I.T. Bulletin for 1945 reveals similar

statements of purpose, particularly the stress on teaching fundamental

principles and theories in all courses so that students would learn

to apply these after training.2 The examination also reveals that

the sub-committee made significant modifications of the M.I.T. program.

There were twenty-two "courses," or programs of study offered at


3
M.I.T. in 1945. Three were in the School of Architecture and Planning;

twelve were in the School of Science. The Division of Humanities


4
•organized teaching of subjects for each of the twenty-two courses.

At the proposed higher institutes, courses would be concentrated

only in engineering. The Eastern institute would offer one course

listed for the School of Architecture at M.I.T., seven from the School

of Engineering, and one that was included in the School of Science."5

Botany, which was not offered at M.I.T., would also be added.

The sub-committee recommended that the Western institute should

offer seven courses from the School of Engineering in addition to textile

technology which was not part of the M.I.T. program. It would offer

one more course:from the School of Science and one from the School of
6
Architecture and Planning.

^Report of the Sarker Committee, 1946, pp. 18-19.

^Massachusetts Institute of Technology, Bulletin, Vol. 80, Catalogue


Issue, June 1945, Number 4, Cambridge: M.I.T., 1945, p. 4.

3Ibid., p. 27.
4
Ibid.

5 Ibid.

6Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


24

The course for the Northern institute would be limited to civil

engineering.^" No mention was made in the report on the establishment

of the institute in the Southern region.

Modifications of the substance of the M.I.T. courses of study were

also proposed for the Indian Institute of Technology. Two features of

the M.I.T. program were emphasized by the technical sub-committee for

inclusion in the new institutions. In addition to the integration of

basic science, humanities, and general engineering, students would be

required to select one subject for intensive study in the final two
2
years. Students would have an opportunity to relate both general and

specialized subjects to the industrial problems of the region in which

the institute was located. In the fourth year, students in each course
3
would be required to submit a thesis based on an original design project.

Three hundred hours of the final year at the proposed institutes would be

devoted to the thesis, whereas at M.I.T. 120 hours were spent on the

thesis.

The amount of practical training and the inclusion of workshop prac­

tice at the proposed institutes was a significant departure from the M.I.T.

design. Based on the assumption that Indian students would come from a

rural and agricultural background, over 900 hours of workshop practice

were included in each of the first two years of the proposed institutes.

While members of the Sarker Committee indicated that many features

of the program of M.I.T. would be incorporated into its proposed higher

1Ibid.

^Ihe Report of the Sarker Committee, 1946, p. 19.

3Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


25

institutes, it would be inaccurate to say that they copied all aspects

of the model institution. The memorandum does not describe the in­

structional procedures that should be followed at the chain of institu­

tions, except that class size should be limited to thirty students to

allow for greater personal contact between teachers and students.

While some members of the Committee had spoken or written about

weaknesses endemic to engineering institutions in India, questions such

as how students were to be evaluated, the extent faculty members were

to govern the programs of the institutes, or what facilities would be

provided to assist students who were required to study independently

were not reported. The provision of library facilities was not discussed.

According to some members of the Committee, such details were never dis­

cussed.^

The interim report of the Committee was presented to members of the

All-India Council for Technical Education at its inaugural meeting

April 30, 1946. As the Committee itself had been, members of the Council

were sharply divided on the necessity of creating M.I.T.-like institu-


3
tions in different industrial regions of India.

The Council had been appointed at the same time as the Sarker

Committee. It was established to coordinate plans that were being made

to develop technical education in India above the secondary school level.

1
Ibid., p. 20;
2
Interview, G. L. Mehta, July 6 , 1966; Interview, Dr. K. Venkatramin,
June 17, 1966; Interview, Dr. M. D. Parekh, June 29, 1966; Interview,
Dr. S. R.Sen Gupta, May 24, 1966.
3
Bureau of Education, India, Proceedings of the First Meeting of
the All-India Council for Technical Education held at New Delhi April 30,
May 1-2, 1946, cyclostyled p. 8 . {Hereinafter cited AICTE]

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


26

The Council's major business during the first meeting was to consider

the proposal to establish the high institutions of technology and to

review the needs of existing institutions so that recommendations for


1
government grants could be made. Mr. N. R. Sarker was the Chairman

of the Council, and Chairman of its Coordinating Committee. Six

members of the Sarker Committee were also representatives to the

Coordinating Committee.

Some members felt that existing engineering colleges should be


2
strengthened before developing new institutions. Others argued that

even with the improvement of existing institutions, enough technical

personnel would not be available. Others represented the view that

before new institutions were established a survey of employment oppor­

tunities in industry and government departments should be m a d e .2

Two resolutions reflecting these different viewpoints were put

before the Council. One called for the establishment of a new committee

to consider the recommendations of the Sarker Committee, to survey

existing engineering institutions in the country and to propose a comp­

rehensive plan for the development of all phases of technical education.4

The second resolution was a supportive statement which included procedures

for the implementation of the recommendations of the Committee.^ An

amendment that would have limited the scope of the proposed institutions

to specialized post-graduate studies while strengthening the undergraduate

1Ibid.,

2Ibid., p. 9.

^Ibid.

4 Ibid.

5Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


27

programs of existing colleges was defeated.1 The Council passed, by :

a substantial majority, the resolution commending the Sarker Committee's


2
conclusion and calling for its immediate implementation.

The third meeting of the Sarker Committee was held May 3, 1946,

the day following the adjournment of the first meeting of the A.I.C.T.E.
3
Less than half of the members of the Committee attended. Except for
4
minor additions to the interim report, no further business was conducted.

The Sarker Committee was formally dissolved at the first meeting


5
of the Coordinating Committee of the A.I.C.T.E., August 6 , 1946.

It had held three meetings and had submitted its interim report to the

Council. The principles set forth by the Committee for the chain of

institutions would persist as the IIT's were planned in collaboration

with representatives of the four nations that agreed to assist in the

establishment of the Institutes. The first institute in the chain, IIT,

Kharagpur, would adopt without substantial modification the pattern of

the integrated course of study recommended by the Sarker Committee.

The importance was attached to the policy of creating new engineer­

ing institutions, and this led to the appointment of a committee composed

of the leaders of science, technology, and industry in India who would

sanction the model of higher technical instruction identified prior to

its appointment. It prescribed an integrated curriculum based on a

modification of the program of studies that was offered at M.I.T. from

1945-46. This model was in contrast to the ideal and practice of the

1
Ibid., p. 10.

2Ibid.

^G.O.I., Department of Education, File No. 16-10/46, E III (P), p. 4.

^Bureau of Education, India, Proceedings of the Second Meeting of the


All-India Council for Technical Education held at Bangalore May 29-30,
1946, p. 46.

5Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


Indian tradition of engineering education up to 1945. While attempts •

had been made to establish institutions that would depart from this

tradition, none had been planned on the scale as the proposed higher

technical institutes.

While the Committee dealt less explicitly with instructional and

organizational procedures that should be adopted in the new institutions,

an analysis of the interim report and discussion with members of the

Committee revealed that the creation of alternatives to the traditional

lecture system and external examination procedure was also anticipated.

Two days after the first meeting of the Coordinating Committee of

the A.I.C.T.E. in August, 1946, the Standing Finance Committee of the

G.O.I. approved the early establishment of the Eastern Institute of

Technology near Calcutta that would provide facilities for instruction

for two thousand undergraduates and one thousand post-graduate students.

While modifications in the scope of the Eastern institute would

be made in accordance with the resources that were available and the

backgrounds of the Indian students, it was planned that the first Indian

H.I.T. should be established without delay. A n analysis of the planning

for Kharagpur and a summary of the m ain features of the Institute's

pattern at the end of its first decade of operation in 1961, are pro­

vided in the next chapter.

R e p r o d u c e d w ith p e r m is s io n o f th e co p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


CHAPTER III

AN INTEGRATED PATTERN OF STUDIES AT THE EASTERN


HIGHER TECHNICAL INSTITUTE AT KHARAGPUR, 1951-1961

Although the implementation of the Sarker Committee recommendation

in the establishment of the first higher technical institute in the

eastern industrial region of India was delayed for five years, 1946 to

1951, government leaders responsible for the establishment of the

institutes reasserted the intent of the government to proceed to develop

the chain of Indian M.I.T.'s. The first all-India survey of technical

institutions, a report on university education in India, and prelimin­

ary economic planning supported the conclusion that new institutions

based on the non-specialist pattern should be established without

further delay.

No formal academic planning for the Eastern institute was conducted

after the report of the Sarker Committee. The Technical Section of

the Ministry of Education, under the leadership of G. K. Chandiramani,

executed the administrative detail of the order to establish the

institute. The Coordinating Committee of the All-India Council for

Technical Education, under the chairmanship of N. R. Sarker, guided the

Eastern institute until the Board of Governors was appointed in 1950.

Several difficulties delayed implementation of the plan.

Site selection was one of the most difficult tasks. Railway work­

shops were not built on the original site where the institute was to
1
be located.

^■"Proceedings of the 4th Meeting of the Coordinating Committee of


the All-India Council for Technical Education, November 15, 1947," Bureau
of Education, India, Pamphlet No. 59, Proceedings of the Third Meeting
of the A.I.C.T.E. Held at Bombay on 22nd April, 1948, p. 45.

29

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


30

The Coordinating Committee of the A.I.C.T.E. requested the government

of West Bengal to acquire a new site for the institute. In the spring

of 1948 it was announced that an adequate site at Higli, a former

British detention camp located near the headquarters for the South

Eastern Railway at Kharagpur, had been secured.* It was also announced

at this time that steps would be taken to locate places to establish

the other three higher technological institutes, next at Bombay, then

Madras, and last at Kan p u r.2

One year later members of the Council met in Calcutta and were

told that advertisements for the posts of director and eight heads of

departments for the Eastern institution had been published in India,

the United Kingdom and the United States, and that Indian, as well as

foreign, professors would be recruited.^

Lack of equipment for the laboratories and workshops, shortage of

books and journal collections and facilities for the library also

delayed the opening of the institute. The Sarker Committee had esti­

mated that expenditures for the purchase of equipment would require

nearly a third of the total capital expenditure for the institute.

Most equipment required was not readily available in India and had

to be purchased from abroad. Currencies which were available when the

Sarker plan was drafted were spent on the resettlement of refugees

from the newly formed nation of Pakistan.^

At the sixth meeting of the Coordinating Committee, N. R. Sarker

was requested to use his influence to impress on government officials

1Ibid., p. 80. 2 Ibid.

^ Proceedings of the Fourth Meeting of the A.I.C.T.E. Held at


Calcutta on the 28th of April, 1949, p. 31.
4
Interview, S. R. Sen Gupta, Director of the Indian Institute of
Technology, Kharagpur, September 22, 1966.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


31

in the finance ministry the need to start the institute at once.*-

Apparently as a result of this pressure, Dr. Tara Chand, Secretary

to the Ministry of Education, was able to inform the Committee by

April, 1949, that the government would soon appoint a Board of Govern­

ors as prescribed by the Sarker Committee.^

The delay in opening the first institute provided an opportunity

for government officials to reflect on the policy for the expansion

of higher technical education that had been adopted. Demands for

development grants from existing institutions and the delays in the

establishment of the higher institutes caused a group of planners to

discuss the contention that the proposed institutes should restrict

their teaching to the post-graduate level and conduct research in fields


3
relevant to industrial problems.

According to one participant in these meetings, the consensus of

the group was that to develop an adequate program of studies at the

post-graduate level it would be necessary first to bring about staff

competence to train engineers at the undergraduate level that was

fundamentally different from that typically found in the engineering


4
colleges. Dr. Tara Chand also reported that during this time the

meaning of the term "higher" institute of technology meant an institu­

tion that would conduct undergraduate and post-graduate instruction

based on the integrated curriculum and supported by an instructional

process that would encourage Indian students to think creatively in

^Proceedings of the Fourth Meeting of the A.I.C.T.E. Held at


Calcutta, on the 28th of April, 1949, p. 31.

2Ibid., p. 37.
3
Interview, Mr. A. K. Datta, former Administrative Assistant to
Dr. J. C. Ghosh, September 22, 1966.

^Interview, Dr. Tara Chand, former Secretary, Ministry of Education,


October 29, 1966.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


32

their chosen technical field.^

Universities would also be urged to adopt the integrated pattern

of studies. A joint committee of the A.I.C.T.E. and the Inter-

University Board met to discuss the structure of the first course in

engineering in Indian institutions. At its meeting in February, 1950,

the joint body recommended that the basic degree courses should be

provided in civil, mechanical, electrical, and telecommunications


2
engineering. The course in each of these fields would be four years

in length, at least six months of which would be devoted to practical

training. The first two years of the four-year course would be common

•to all branches of engineering, with the third common in part to the
3
different branches.

Electives in each area would be introduced in the last year. To

stress the fundamental orientation of the program, the committee noted

that the provision of electives should not be construed as specialized

training, but as preliminary training for post-graduate work.^ The

academic year would be 130 days in length and 33 hours of contact time

would be required each week."*

The joint committee also made recommendations for post-graduate study.

_
Ibid.
2
Proceedings of the Seventh Meeting of the A.I.C.T.E. Held at
Calcutta, on the 12th of April, 1952, p. 8 6 .

3Ibid.

4Ibid., p. 87.

5Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


33

Specialization in subjects of the four main branches of engineering ;

that had designated would lead to a master's degree after one year.
1
Course work, a thesis, and practical work would be required.

The results of the work of the Scientific Manpower Committee,

which had submitted its report in June, 1949, also supported the

adoption of non-specialist orientation by the Kharagpur instutute.

The report estimated that there would be a shortage of over 25,000


2
creative scientist-engineers by 1952. The Committee recommended that

sites should be found for the establishment of the first two institu-
3
tions and that planning staffs should be appointed.

The University Commission, which reported in 1949, also concluded

that the establishment of the higher institutes of technology as de­

fined by the Sarker Committee would be critical to the task of produc­

ing technical leadership in the fields that were required. The Commiss­

ion reviewed the origins of the planning for the institutes. It urged

that first priority be given to the establishment of the institutes as

they were not certain how long it would take older colleges to adapt to
4
the new task. They were also uncertain whether the old colleges would

grow at all "... in view of the prevailing atmosphere, tradition, and


5
rules of services and recruitment."

The Commission delineated the type of training that should be

available for engineer-administrators, executives, engineer-scientists,

and design and development engineers. It was stressed that training

S b i d ., p. 88.
2
G.O.I., Ministry of Education, Report of the Scientific Manpower
Committee, June 1949, p. 18.
3
Ibid., p. 39.

'S h e Report of the University Education Commission, New Delhi:


G.O.I., Ministry of Education, 1963, Vol. I, p. 240.

Sbid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


34

should include general education and basic physical and engineering

sciences.^- There would be fewer applied courses and specialization

would occur only toward the end of the program.^ The Commission urged
3
that repetition and imitation of existing institutions could be avoided .

It stated that special consideration should be given to training that

would prepare students to become competent and self reliant and who
4
would have the initiative and courage to start new industries. The

administration of the institutes should be controlled by universities or

academic units and not by ministries or government departments.

The Commission concluded that adequate steps to provide engineers

of the senior grades that were required could be met if the higher

institutes of technology were established during the quinquennium 1947-

1952. The Commission noted that it was in the interests of the country

that they start functioning as early as possible.**

The Eastern institute was finally established by a government order

and Dr. J. C. Ghosh was appointed Director by the Board of Governors on

May 1, 1950. He was to proceed in his capacity as the chief planning

officer to implement the recommendations of the Sarker Committee.

In addition to some post-grqduate research in chemical technology

1
Ibid.. p. 255.
2
Ibid.

3Ibid.

4 Ibid.

5I bid., p. 256.
6
Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


35

and short courses in industrial management, three of the degree pro­

grams outlined by the Sarker Committee were started in 1951. Addition­

al courses were added as suitable staff could be recruited. Except

for aeronautical engineering, which was included in the original list

of courses, and agricultural engineering, which was not, the degree

programs offered during the first decade of the institute's existence

were the same as those recommended by the Sarker Committee. The

following table lists the departments that were opened and the dates

when undergraduate degree instruction was started to 1961.

TABLE 1

Departments and Undergraduate Degree Courses at Kharagpur, 1951-61

Department Date Started Date Degree Cours


Started______

Civil Engineering 1951 1951


Electrical Engineering (power) 1951 ■ 1951
Electronics and Electrical
Communications Engineering 1951 1955
Mechanical Engineering 1951 1955
Agricultural Engineering 1952 1952
Metallurgical Engineering 1954 1955
Chemical Engineering 1951 1956
Mining Engineering 1956 1956
Naval Architecture and Marine
Engineering 1952 1952
Architecture and Regional Planning 1952 1952
Geology and Geophysics 1951 1951
Mathematics 1951
Physics, Meteorology 1951
Chemistry 1951
Humanities and Social Sciences 1951

Available records of the development of the academic program at

the institute do not make it possible to assess the extent to which

the first degree syllabi introduced at.Kharagpur in 1951 adhered to

^Undergraduate degree courses in mathematics, physics and


meteorology, chemistry;; and humanities and the social sciences were
not established at Kharagpur.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


36

the outline provided by the Sarker Committee. According to staff

members who were recruited by Dr. Ghosh and who were responsible for

drafting the Institute's syllabi, the report of the Sarker Committee

and the 1950-51 editions of the M.I.T. and California Institute of

Technology Bulletins were used extensively to devise the first pro­

grams that were offered.'*' Dr. S. R. Sen Gupta, Secretary to the Sarker

Committee and Director of the Institute from 1954 to 1965, reported

that the Sarker recommendations were adopted by the planners of the


2
Institute and that no substantial modifications were made in them.

It was reported that within the guidelines set by the Sarker Committee,

the head of each new department submitted course outlines to Dr. Ghosh,

3
who generally approved them. Apparently no copies of these outlines

have been preserved by the central administration of the Institute,^

or by the heads of the original departments of the I n s t i t u t e . T h e re­

cruitment of staff and the purchase and procurement of equipment

occupied most of Dr. Ghosh's time during the first two years of work

in Calcutta and at the site of the Institute at Hijli.^

Interview, Prof. S. K. Bhattacharaya, Chemical Engineering;


Prof. A. K. Gayen, Mathematics, September 22, 1966; Prof. P. K.
Bhattacharaya, Geology and Geophysics, September 24, 1966.

^Interview, Dr. S. R. Sen Gupta, September 22, 1966.


3
Interview, Prof. S. K. Bhattacharaya, Head Department of Applied
Chemistry, September 22, 1966.

^Interview, Shri K. C. Chakravarty, September 24, 1966.

^Interview, Profs. S. K. Nandi, A. N. Roy, Department of Chemical


Engineering, S. K. Sen, Humanities Department, September 23, 1966i.

^Interview, Prof. S. K. Bhattacharaya, September 22, 1966.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


In 1960, a fifth year was added to the four-year degree program

outlined by the Sarker Committee and adopted at Kharagpur.*” After

several years of urging by the central government, the Institute

shifted to the five-year integrated pattern that had been recommended

by the Commission on Secondary Education. To provide more vocational

training at the secondary level and to prepare better students for

universities, the Commission recommended that an additional year be

added to the high school program (four instead of three), and that one

year be added to the degree programs of universities (three instead of


2
two). Professional degrees in medicine and engineering would require
3
five years instead of four. Two-year degree colleges and intermediate
4
colleges were to be upgraded or closed.

The recommendation of the Commission gave one more opportunity for

the government to clarify its commitment to the integrated pattern of

studies. The main features of the Sarker plan for the higher institutes

of technology were recommended for all engineering degree programs in

Indian institutions. Another joint meeting of the Inter-University

Board and the All-India Council for Technical Education met to clarify

policy for technical education. In urging the adoption of the five-year

course, the joint body stressed the importance of basic science to

engineering training. Full-fledged departments of physics and mathematics

would be established to assure adequate training for the first degree

5
course.

*”Indian Institute of Technology, Kharagpur, Annual Report (1960-61).


Calcutta: Government of India Press, 1962, p. 3.

^Report of the Secondary Education Commission, New Delhi: October,


1952-June, 1953.
3Ibid., p. 29.

4 Ibid. , p. 27.

^Proceedings of the Eleventh Meeting of the All-India Council for


Technical Education Held at New Delhi on 24th March, 1958, pp. 30-32.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


38

The fifth year at Kharagpur made it possible to extend both the

amount of science training that was provided and the specialization

in different engineering fields. Instead of the two-year common

course, the Institute adopted a common program for the first two and

one half years.

The attempt to create a new pattern in the Eastern institute was

not limited to the introduction of courses of study that would com­

bine subjects in arts and science with basic engineering. While the

Sarker Committee had not been explicit about what instructional or

administrative procedures should be adopted to achieve the new academic

objectives, efforts were made to devise at Kharagpur methods that were

not widely used in higher education in India. An elaborate system of

internal student evaluation, a residential pattern of collegiate living,

and a system of academic government in which teachers at the Institute

were to be the dominant force, were some of the practices that were

adopted at Kharagpur.

The examination system that was adopted at the Institute was unique

in that it was administered internally. While the examinations were

written by staff members in the subjects examined, questions must be

produced six to eight weeks in advance, sent to the head of the depart­

ment under which the course is taught, and then forwarded to the Regist­

rar for delivery to the security press in Calcutta.^" When returned to

the institute, the examinations are "false scripted," evaluated,


2
scrutinized, and tabulated under the auspices of the Registry.

‘'"Indian Institute of Technology, Kharagpur, Ordinances, Regulations,


and R u l e s , 1960-61, Calcutta: Government of Indian Press, p. 37.

2Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


39

Students were given three examinations each year. The academic

session consisted of three terms,each of which is ten weeks in length.*

Marks received on each of the three examinations were supplemented

with marks received for quizzes, laboratory work, and exercises

completed during a term.3 No student could sit for any of the examina­

tions of a succeeding year until he had successfully completed the

previous year's tests. In the final year students are evaluated through
3
an oral examination by professors in the Institute.

The Institute was administered under the Ministry of Education

from 1951 to 1956. To maintain its official status as an "institution

of national importance," it was necessary to incorporate the Institute

as an autonomous body when the University Grants Commission Act was


4
passed in 1956. The Act specified three authorities of the Institute:

the Board of Governors, the Academic Council, and the Finance Committee.**

As the supreme governing body of the Institute nominated to re­

present relevant agencies of the central government and Parliament, the

Board would oversee major questions of policy related to the administra­

tion of the Institute. It would hold the power to make statutes that

would control the methods of appointments, establishment of pensions,

development of halls of residence and hostels, and the general conduct

of the business of the Institute.^

1Ibid., p. 19.

2Ibid., pp. 23-26.

3Ibid., p. 25.

^Interview, Shri G. K. Chandiramani, January 1, 1966.

\ h e Indian Institute of Technology (Kharagpur) A c t , 1956, No. 51


of 1956, pp. 4-5.

^Ibid., p. 6 .

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


40

The Academic Council was responsible., for the prescription and

maintaining of standards of teaching and examination.'*' Only

Institute professors and the director, his deputy and the registrar
2
were members of the Council. Ordinances devised by the Council would

deal with cuch matters as admissions procedures, courses of study for

degrees and the conduct of examinations. The Council would advise the
3
Board of Governors on all academic matters.

The incorporation of the Institute provided planners with an

opportunity to clarify once again for the legislators the purpose of

the higher institute of technology scheme, and the function the

Institutes would serve in the system of higher technical education that

was being developed by the central government. It was stated that the

Institute was to be developed according to the pattern of the M.I.T.

in America .4 It was stressed that the IIT was to be the premier engineer­

ing institution of India and that the model for the construction of the

rest of the Ill's would be the one at Kharagpur.^ It was pointed out

that the Sarker Committee had been established in response to demand

for technical personnel that would be required to implement economic

plans.^ Legislators were reminded that the IIT would be different from

*Ibid., p. 6 .

2I bid.

3I bid.

4Lok Sabha Debates, Pt. Ill Proceedings Other Than Questions and
Answers, Vol. VII, N o 0 30, 25 August, 1956, column 4536.

3 Ibid., column 4445.

6Ibid. , 4453-4457.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


41

the old pattern of engineering training which had laid exclusive

emphasis on training in specific technologies, a pattern unsuited to

the demands of national planning.'1 In contrast, the IIT would attempt

to impart fundamental scientific and technical education that would


2
provide a "broad human outlook" as well as technical skill.

Questions were raised during the debate over the IIT Act concern­

ing the delay in the establishment of the other higher institutes in

the proposed chain. It was reported that it would not be possible to

develop the institute for the Bombay region until the first half of

the second five-year-plan (1956-57), nor the next two until the last
3
half of the plan period (1960-61). The shortages of equipment and

staff to teach and organize research programs in the Institute would be

substantially aided by technical assistance that became available from

a variety of sources. Kharagpur had already received such assistance.

One of the objectives of the Institute specified in the Act was

cooperation with educational institutions in other parts of the world


4
through exchange of teachers. Kharagpur had already recruited three

professors from West Germany, one of whom would later coordinate the West

German program of assistance at IIT, Madras. UNESCO had supplied three

additional experts by the time the Act was read. By 1961, thirty-eight

experts in different fields had arrived to help develop different aspects

of the pattern at Kharagpur.^

1I bid.

^Ibid., column 4505.


3
I bid., column 4505.

^The Indian Institute of Technology (Kharagpur) A c t , 1956, No. 51


of 1956, p. 3.

5"List of Foreign Experts Visiting the IIT, Kharagpur up to May,


1966," prepared for the author, May, 1966.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


42

The most extensive program of support came from the Technical

Cooperation Mission of the United States. As early as October, 1953,

Dr. Ghosh was in communication with the College of Engineering at

the University of Illinois,^ and lamented the delay in the establish-


2
ment of a 'sisterhood" relationship between the two institutions.

Under the terms of the first contract, for one period 1954 to 1959,

the University of Illinois sent ten professors to Kharagpur for two-


3
year periods. Twenty-three Indian staff members and advanced students

from the Institute were sent to the University of Illinois for research
4
or graduate training. In addition to the provision of fellowships and

experts, equipment with an approximate value of $200,000 would be

supplied."5 The total cost for the first three-year contract (1954-57)
6
was about $450,000. The first contract was extended to 1958 and subse­

quently a second contract to support the "sisterhood" relationships

was signed for the period 1959-1965.

Preliminary evaluations of the aid program revealed that even when

given in substantial amounts, it was difficult for aid to fundamentally

alter the purpose or practice of an institution that was already in

operation. While experts helped to develop new courses, taught classes,

and organized laboratories, there were enough experts at one time who

^Indian Institute of Technology Project File, 1953-1966, The


University of Illinois, Box I, Item 25, "Correspondence with the Director
of IIT."

2Ibid.

^Ibid, Box I, Item 5, "Contract, 1953-58."

4 Ibid.

5 Ibid.

6Ibid. .

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


43

represented the same engineering system to modify the procedures that ;

were followed at Kharagpur.^

According to the first coordinator for the Illinois program at

Kharagpur, there was need to establish new procedures if the integrated

pattern was to be fully implemented. He thought there was need for


2
more use of texts and discussion in classes and less for lectures.

A system to enforce class attendance by students and greater punctual­

ity of staff was required. According to the group leader, Institute

faculty did not have adequate opportunity to prepare text materials and

to conduct research. Not enough emphasis was placed on practical train­

ing and laboratory work by the students or their teachers.^ To help

correct some of these teaching faults, experts from the University of

Illinois were assigned to help coordinate the Technical Teacher Training

Scheme of the Ministry of Education that was conducted at Kharagpur dur-


4
ing the second contract period.

Unlike the assistance that would be given from a single nation to an

IIT, support at Kharagpur came from a variety of sources and reflected

the intent of the individuals who represented an agency which provided

the support, rather than a system of engineering education ideas from

which might come Institute policies. Even where support came from a

^•Interview, Dean W. L. Everitt, Dean of Engineering, College of


Engineering, University of Illinois, September 29, 1969; See also,
"Trip to India to Study Past and Proposed Engineering Program of the
U.S. Technical Cooperation Mission arid the University of Illinois,"
February 24, 1958-March 20, 1958," pp. 2-7.
2
Ralph G. Hay, "Report on Two-Year Assignment as Head of the
Department of Agricultural Engineering at the Indian Institute of
Technology," Kharagpur, October 31, 1956, pp. 2-15.

3Ibid., p. 12.
4
Indian Institute of Technology Project F ile, 1953-1966, Box I
Item 6 , "Contract, 1959-65."

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


44

large program like that of the University of Illinois, it was not

possible before 1961 to alter the basic format of the Institute's pur­

poses or format of operation.*

One result of the assistance efforts at Kharagpur was the experi­

ence it gave to experts who became crucial figures in the establishment

of other IIT's. Representatives of each nation had an opportunity to

live and work in an Indian academic institution and were able to

assist in the formulation of aid agreements as a result of this experi­

ence. Experts from the U.S.S.R. were assigned to Kharagpur before

the Institute at Bombay was developed. One German expert was head of

the department of mechanical engineering, and occasionally acting

Director at Kharagpur, and became the chief architect of the West German

aid program at Madras. American experts worked intensively with Indian

counterparts as co-partners in the effort to evolve a curriculum and

set of instructional procedures at the Institute, some of which would

later be incorporated into the agreement at Kanpur. The chairman of

the reviewing committee of Kharagpur would later guide the assistance

project for the United Kingdom at New Delhi.

Despite the effort that had been made to establish an integrated

pattern of studies as recommended by the Sarker Committee and the

assurance, given to legislators that such a program had been introduced,

the first formal review of the Institute's work disclosed that procedures

to implement the plan had not yet been developed. Under the provisions

of the IIT, Kharagpur Act, a review committee was appointed in 1958


2
with Sir Willis Jackson as its chairman. The Committee visited the

*See Dr. S. Mackey, "Final Report on UNESCO Technical Assistance


Mission at Kharagpur," New Delhi, June, 1957 pp. 2-5.
2
Ministry of Scientific Research and Cultural Affairs, Report of
the Reviewing Committee: Indian Institute of Technology, Kharagpur,
New Delhi: General Manager, G.O.I. Press, 1959, p. 1.

R e p r o d u c e d w ith p e r m is s io n o f th e co p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


45

Institute for ten days in January, 1959, and submitted its report to

the Indian Parliament in 1961.

The reviewers stated their belief that progress in technology de­

pended on collaborative effort of groups of scientists and technologists,

and that the education of technologists should include advanced and

broad-based study of the fundamental sciences in appropriate relation­

ship to the technology in which the individual specializes. While

the Indian graduate would need to deal with technical problems more

efficiently, it was more imperative, according to the reviewers, that


2
he be able to take creative initiative in future situations.

To produce technologists of the high calibre desired, the Committee

reported that radical changes in the character of the undergraduate

courses of the Institute would have to be made. Greater collaboration

between the science and engineering departments would have to be effected

so that students could realize the importance of professional, elective


3
subjects in the fourth and fifth years and at the post-graduate levels.

The examination system and the nature of the examination questions

needed revision in order to evaluate the progress of the student through­

out his training, and to place more emphasis on the relationships


4
between subjects that were taught than on specific topics.

The Committee was dissatisfied with the number of post-graduate

students enrolled at the Institute. There were 1,446 undergraduates

and 175 post-graduate students at the Institute when the review was made.**

1Ibid., pp. 10-1 1 .

2Ibid., p. 15.
3
Ibid., pp. 15-17.

4Ibid., pp. 29-30.

5 Ibid., p. 20 .

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


46

The Committee recommended not only that the number of post-graduate

stude'nts comprise about one-fourth the total number of students, but

that a twelve-month period of practical training in industry be a

prerequisite for entry.*

The Committee also dealt with non-academic matters that were

critical to the success of a modern technological institute. Such

campus amenities as a multi-language school, hospital, and a market

for food and supplies, were viewed as essential to staff and student
2
morale. The supply of electricity and water was frequently the cause

of construction delays, sickness, and inefficient instruction. Each


3
facility required improvements. Budgeting procedures that would

allow the Institute to carry over enough funds to cover expenses at the

beginning of each academic year were also recommended.^

While it was clear to one reviewing the situation that an attempt

had been made to incorporate the main features of the curriculum that

was outlined by the Sarker Committee, their report suggests that in­

structional and organizational procedures that were adopted were not

commensurate with the new objectives.

Until 1956 the IIT was administered by a special unit of the Ministry

of Education. Many of its administrative procedures in budgeting, plan­

ning, and staff responsibilities were modeled on the practices of the

government of India.

Technical assistance for Kharagpur was received from six agencies

1Ibid.

2Ibid. . pp. 24-26.

3Ibid.

^I b i d ., p. 9.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


47

by 1961. It provided for the services of teachers and consultants in

different branches of engineering, and equipment for the laboratories

and departments of the Institute. By 1961, 112 fellowships had been

awarded to Indian staff members to obtain advanced training in the

donor nations.'*' A sisterhood relationship with the University of Illinois

would continue until 1965.

While substantial assistance was received from various sources, it

was not received on the same scale or for the same purposes as it would

be at the remaining four institutes in the chain that were proposed by

the Sarker Committee. Key figures in the assistance programs to the

IIT1s that would be located in other regions of India had had an oppor­

tunity to examine at first hand the model for the institutes they would

develop.

The plan which had been envisioned by Indian planners in 1946 was

introduced at Kharagpur, and it was on the basis of the first attempt

that four other attempts were made. While increasing emphasis would be

placed on the development of post-graduate enrollment in the institutes,

the major activity during the later period would be the development of the

undergraduate program recommended by the Sarker Committee. While the

basic format of the Kharagpur Institute was adopted, assistance would

help to clarify the meaning of the integrated pattern of studies in the

Indian context and assist in the development of academic procedures that

would help to implement them in the major industrial regions of India.

"List of Staff Member/Research Scholars of IIT, Kharagpur Sent


Abroad for Higher Training up to May, 1966," prepared for the author
May, 1966.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


CHAPTER IV

EQUIPMENT FOR POST-GRADUATE TEACHING AND RESEARCH


FROM THE U.S.S,-R. AT BOMBAY

The attempt to acquire suitable lands for building the second

higher technological institute in the chain proposed by the Sarker

Committee began in 1947. The unavailability of teachers for the

institute and a shortage of equipment for its laboratories delayed

more extensive planning until 1954 when the U.S.S.R., through its

participation in UNESCO, agreed to supply substantial support to the

Bombay institute. While it was not then apparent to Indian planners

that each remaining institute in the chain would be sponsored by a

different nation, it was evident from the experience at Kharagpur

that international assistance could be an effective means to equip

and staff the institutes that were urgently required to foster

national economic growth.

The Indian National Commission for UNESCO had met in New Delhi

in January, 1954. At this meeting, Prime Minister Nehru and his

Minister for Education, Maulana Azad, asserted that too much emphasis

had been given to European and Latin American nations in United Nations

aid programs, and that more attention should be given to South and

East Asia in UNESCO projects. At the same meeting, the Science Sub-

Commission also suggested that emphasis in UNESCO programs should be

given to technical assistance through the loan of experts and the

■^The Indian National Commission for Cooperation with UNESCO,


Proceedings of the First Conference, New Delhi: G.O.I., Ministry of
Education, 1954, pp. 2-14.

48

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


grant of equipment.* Each of these suggestions was acted upon at

the Eighth General Conference of UNESCO which opened in Montevideo

in November, 1954.

The Indian delegation to the Eighth Conference played a prominent

role in what some observers regarded as the most productive session of


2
the UNESCO body. Dr. S. Radhakrishnan, then Vice President of India,

was the President of the Conference, and Dr. A. L. Mudaliar, the Vice-

Chancellor of Madras University, was elected Chairman of the UNESCO

Executive Board.

While Indian members helped to resolve larger policy issues con­

fronting UNESCO, especially the seating of new delegates, they were

also active in gaining support for the higher institute of technology

at Bombay. Professor Humayan Kabir, then Secretary in the Ministry of

Education, held informal talks with the delegates of several nations at

the Conference which revealed that there was widespread interest in


3
the Bombay project. Delegates from West Germany, the United States
4
and the U.S.S.R. discussed the western institute with Kabir. It was

discovered during discussions with the Soviet delegates that there was

a large number of unexpended roubles in the Technical Assistance Board's

budget. Kabir asked whether it would be possible for UNESCO to use

some of these roubles to purchase equipment from the Soviet Union that

would be used at Bombay.

1I bid., p. 78.
2
New York Ti m e s , December 12, 1954, p. 16.

^Interview, Professor Humayan Kabir, August 19, 1967.

4 Ibid.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


In response to the Director Generates questions about the Bombay •

project, Kabir wrote a formal letter on behalf of the Indian delegation

to inquire whether UNESCO would be interested in cooperating with the

Government of India in the establishment of a higher technological

institution in India.1 Kabir recited the history of the Sarker Committee

and noted that four institutions based on the model of M.I.T. would be
2
established. He outlined the expenditures incurred to open Kharagpur.

It had cost, according to Kabir, six million dollars for buildings,


3
site development, equipment, and recurring expenditures.

Kabir also pointed out that while two existing engineering institu­

tions located in Bombay might be used as the base for the new institution,

the expenditure required to equip..;the institute would be too large for


4
the G.O.I. to assume without assistance. Assistance would also be

needed to recruit teachers of international stature. Kabir stated that

the institute could become a model for technical institutions in South

and South East Asia and that students from the nations of these regions

would be admitted to the institute."* it was hoped that UNESCO would

assist in the establishment of the institute through the provision of

equipment and one half the annual recurring expenditure for a five-year

• ^ 6
period. -

Discussions were subsequently held in New York to determine the

Letter from Humayan Kabir (Secretary to the G.O.I. Ministry of


Education), to Dr. Luther Evans (Director-General, UNESCO), Delegation
of India to UNESCO, Montevideo, December 2, 1954, p. 1. The UNESCO
letters and reports cited hereafter cover activities of the technical
assistance project from 1954 to 1966 and are housed in the Asia Division,
Division of Technological Education and Research, UNESCO, Paris.

2Ibid.

3Ibid., p. 2 .
4Ibid.
5 Ibid.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


feasibility of using UNESCO funds derived from Soviet contributions ’

to the United Nations Technical Assistance Board to sponsor a major

institution building project in Bombay. Rene Maheu, an Assistant

Director General to UNESCO, informed Kabir in February, 1955, that

the U.S.S.R. would be willing to assist the G.O.I. within the

framework of UNESCO programs to establish and operate a technological


1
institute at Bombay. The assistance from the U.S.S.R. would be

obtained from U NESCO’s share of the Expanded Program of Technical


2
Assistance that had been donated by the U.S.S.R. All negotiations
3
for the use of these funds would be conducted through UNESCO.

The formal Indian request for assistance was sent to Paris June 7,

1955. The major purposes of the institute and the assistance that was

desired was outline d once again. The institute was described as the

second in the chain of four institutions which would be established by


A
the G.O.I. according to the model of M.I.T. in the United States.

The institutions would offer undergraduate teaching in selected fields

as well as post-graduate study and research at the highest level. The

request included a grant to sponsor a UNESCO mission to Moscow to

negotiate details of the project.

^Letter from Rene Maheu (Assistant Director-General) to Professor


Humayan Kabir (Secretary, Ministry of Education, Government of India),
February 9, 1955.

2Ibid.

3Ibid.

^"Establishment of Western Higher Technological Institute— Bombay,"


No. F. 19-42/54. T-2. Government of India, Ministry of Education,
New Delhi-2, 7th June, 1955, p. 1.

5 Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


52

It was planned that the mission would conclude a memorandum of

understanding with the representatives of the Government of the

U.S.S.R. on the aid that would be given to enable the G.O.I. to

establish the higher technological institute.^- The reference to M.I.T.

as the model had been deleted from the instructions to the mission, but

it was repeated that the institute would be the second in the chain of
2
four institutes. The mission, however, was to study Soviet experi­

ences in organization and techniques in training engineers, and to

determine what aspects of the Soviet system might be of significance

in facing problems of the Indian government.3 Members of the mission

were also to determine what specific help in the form of equipment,

services of experts, and facilities for study of Indian nationals in


4
the U.S.S.R. would be desired.

There were six members of the Mission,three of whom were from

India--Dr. S. R. Sen Gupta, Shri G. K. Chandiramani, and Dr. P. K.

Kelkar. (Dr. Kelkar would become the Planning Officer for the Instit­

ute in 195h) If successful, the Mission was to draw up a list of names

of experts in desired fields who could come to India.3 A tentative

list of equipment that was available from Soviet resources was also

to be detailed.^ Members of the Mission and Soviet officials met from

^"Instructions on the UNESCO Mission to Moscow," from Luther H.


Evans (Director-General) to Mr. Cacciapuoti (Head of Mission) and Dr.
Sen Gupta (Director of IIT, Kharagpur), 13 September, 1955, p. 1.

2Ibid.

3Ibid.

4 Ibid.

5 Ibid., p. 2
6
Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


53

September 15 to October 11, 1955. Visits to higher technical institutes

and research institutes in Moscow and Leningrad were made.

The purpose of the Mission was to determine whether, on the basis

of Soviet experience in engineering education, appropriate equipment,

experts, and training facilities for Indian teachers could be obtained

for the Bombay institute. While the UNESCO team presented the

Kharagpur model as the type of institution that should be established,

Russian leaders assumed that the institute would be established according^

to Russian specifications, with Russian teachers, equipment, and a


2
Russian administrative structure. Because of the discrepancy between

the purpose of the Mission and the intent of the Soviet planners, the

head of the Mission cabled the Director-General to report the uncertainty

concerning the number of faculties and the types of laboratories that


3
were to be established in Bombay. UNESCO Headquarters pressed the
4
Mission to prepare "maximum precise plans before departing."

The protocol of the Mission that was eventually signed outlined

the main features of the assistance that would be supplied which sug­

gested a modification of the Kharagpur model that would take advantage

of the Soviet experience in higher technical education. It was recom­

mended that three faculties, technology (including chemical and metal­

lurgical engineering), electrical, and mechanical engineering form

the base of the i n s t i t u t e . I n addition to these faculties, the protocol

^Letter from Professor N. B. Cacciapuoti (Head of Mission) to


author, January 24, 1970.

2Ibid.

Telegram from Mr. Cacciapuoti to M. S. Adiseshiah (Assistant


Director-General) from Moscow, October 2, 1955.
4
Telegram from M. S. Adiseshiah to Mr. Cacciapuoti from Paris,
October 3, 1955.

5Ibid.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


54

listed twenty-five "general chairs" that would be established, includ­

ing mathematics, physics and humanities and social sciences. Details

of the special technical fields, for which equipment and experts would

be supplied, would await a second UNESCO mission, to visit institutions

in India.

The new mission was scheduled to arrive in January, 1956, but it

did not reach India until April owing to the delay in sending equipment

lists to India. The tasks for the second mission were to prepare

lists of equipment and to specify the duties of specialists at the

beginning of their projected stay in India.*

The instructions to the mission stressed that the institute was to

be an Indian national institution established by the Indian government


2
with technical help given through UNESCO. The mission would advise

on preliminary plans for buildings of the institute, including the


3
details of classroom layout, laboratories, and workshops. The mission

would prepare a final list of equipment needed. They would discuss

4
with India the organization of the faculties of the institute.

Members of the mission visited Kharagpur, the Indian Institute of

Science, other Indian universities, and selected national laboratories.

While at Kharagpur from May 11-17, lists of equipment that would be

supplied were completed."* Later discussions took place in Bombay with

^Letter to Mr. N. Cacciapuoti (Deputy Director, Natural Sciences


Department and Head of the UNESCO Mission to India) from Luther H. Evans
(Director-General), 25 April, 1956.

2Ibid. 3Ibid. 4Ibid.

^"Report of the UNESCO Mission to India for Western Higher Institute


of Technology, Bombay, 28 April - 14 June 1956," To The Director-General,
from UNESCO Mission to India (cyclostyled) June 15, 1956, p. 4. (The
description of the UNESCO mission activities and conclusions that follows
is taken from this 1956 report which will not hereafter be cited.)

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


55,

the planning committee which had been organized for the institute.

Views were exchanged on the purposes of the proposed fields of

specialization and laboratories of the institute.* The planning

committee informed the mission that the Indian Government had

decided to accept the list of specialties for which aid would be

given as contained in the project report submitted by the Soviet

governments. Following meetings with different Indian officials, in­

cluding Dr. J. C. Ghosh, members of the mission held final meetings

in the Ministry of Education April 30, 1956. Mr. K. G. Saiyidan,

Secretary in the Ministry of Education, was chairman of the meetings.

At this time discussions were held with the technical sub­

committee of the planning committee for the institute. Details of the

lists of equipment, specialties of the proposed fifteen Soviet experts,

and the fields for twenty fellowships for Indians were agreed upon.

It was anticipated that the fifteen professors and three trans­

lators would take up their posts by September, 1956. They would remain

in India for two academic years. Professors would be sent in the follow-

ing areas:

1. Technology of silicate products


2. Technology of cellulose products
3. Inorganic and electro-chemical industries
4. Fuel technology
5. Chemical engineering— plant design, fabrication
6. Chemical engineering— instrumentation, automation
7. Technology of iron and steel, designing steel works
8. Metallurgy of rare metals and powder metallurgy
9. Furnace design and technology
110. Technology of non-ferrous metals and alloys
111 . Steam turbines, especially design
12 . Machine tool building

*Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


56

13. Industrial electronics


14. Refrigeration machines and installations and compressors,
except air conditioning
15. Electronics with reference to vacuum technology.

Other areas of specialization not covered by the mission, but for which

assistance would be needed, were geology, geophysics, geochemistry;,',

structural engineering, concrete technology, highway engineering, rail­

way engineering, and design of switch gears.

Detailed lists of the equipment that would be required for each

specialty constituted the foundation for the establishment of the

institute. The estimated cost of the equipment was 1.43 crores rupees,

or about two million dollars. A list defining twenty fellowships for

Indian teachers to study at Soviet institutions was agreed upon. Each

fellowship was to be available for two academic years. The mission

departed from India in June, 1956, four months before a similar mission

from Western Germany would tour Indian technical institutions.

Throughout 1957 planning for the institute, based on the equipment

and experts that the U.S.S.R. agreed to provide was conducted by Dr.

P. K. Kelkar, former Principal of the Victoria Jubilee Technical

Institute in Bombay. He attempted to rationalize the intent of the

original protocol with the design of the higher institute of technology

proposed by the Sarker Committee.

The plan devised by Dr. Kelkar was based on the assumption that

the growth of industries in the Bombay region required that emphasis

be given to mechanical, electrical, chemical and metallurgical engineer­

ing.^- It was further assumed that in order to take advantage of the

Soviet aid and to develop a fruitful collaboration with Soviet experts,

^"Interview, Dr. P. K. Kelkar, June 29, 1969.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


57

that a modification of the Kharagpur design would need to be made.

Courses would be offered to undergraduate, post-graduate, and

part-time students in the four areas of technology that had been

specified. No separate science departments would be established.

Emphasis in teaching would be placed on laboratory work concerned with

problems of new industries developing in Bombay.'*' Work in each techni­

cal area was to be balanced by courses offered in the social sciences

and humanities. The aim of the plan was to create a specialist-like

training suited to the needs of Bombay industry but broadly enough

based in each area to promote a theoretical orientation in engineers

who eventually would create new industries rather than maintain exist-

2
ing factories or execute established technical routines.

Laboratories of the institute equipped with Soviet machines would

reflect this purpose. While one set of laboratories and study rooms

would be common to the institute, they would be attached administratively


3
to some department. They were mathematics, physics, drawing, and

safety engineering.

Another group of laboratories would be attached to the individual

departments, but would serve the needs of students working in all

departments; e.g., the technology and engineering units would provide

basic instruction in subjects fundamental to each specialty.

^ Ibid.

2Ibid.
3
V. Martinovsky (Head, UNESCO Technical Assistance Mission for
Project No. 12) "Brief Summary of the Discussions of the UNESCO Experts
for Project No. 12 with Dr. Kelkar, Planning Officer for the Western
Institute of Technology," New Delhi May 1957 p'. 3. description [The.
of the laboratories and degree programs that follow is taken from the
summary which will not hereafter be citedTJ

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


58

The last group of laboratories would provide specialized instruct­

ion for the students in the department to which he was attached.

Laboratories for the civil engineering department were not specified

in the plan. For each laboratory, Soviet experts would prescribe

optimal working conditions, floor space and energy supply requirements.

The degree course for which the planning was being conducted was

four years in length. The Soviet experts urged that differentiation in

the different programs should begin with the second term of the second

year rather than the third year as at Kharagpur. It was also stressed

that the project work which came at the end of the fourth year in the

Sarker and Kharagpur plans should be introduced at Bombay in the third

year for all departments in order to reinforce the design side of train­

ing. Specialized programs in electrical engineering to correspond to

diversification of the electrical industry in Bombay would also be intro­

duced.* Short term courses would be started to make it possible to use

Soviet equipment and experts soon after arrival.

While agreement between Indian and Soviet planners on the tentative

design of the institute had been reached by the summer of 1957, continued

delays in the development of the institute's site and the delivery of

equipment postponed the opening of the institute for another year.

Equipment for general, inorganic and analytical chemistry was delayed.

Residential quarters for staff and students were not available. It

was reported that equipment lists prepared in 1956 were inadequate and

that new procurement orders would have to be placed. Other delays were

caused by the misplacement of some equipment lists. The six experts

from the U.S.S.R. who had arrived in India in January, 1957, were assigned

^"Interview, Dr. P. K. Kelkar, June 29, 1969.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


59

to Kharagpur or the Indian Institute of Science at Balgalore and were

unable to meet regularly with Professor Martinovsky and Dr. Kelkar

who worked together on the institute plan in Bombay.1

In April, 1958, Professor Martinovsky, who had become head of the

UNESCO team, reported to officials in Paris that the Institute would

be open by July of that year for undergraduates and in six areas for
2
post-graduate students. The UNESCO Resident Representative in India

informed headquarters that the Institute would be formally opened


3
July 25, 1958. It was estimated that by this time over ninety per cent

of the equipment order would be delivered. Heads of the departments

and senior staff members had been recruited by June, 1958. Admissions

to the four-year undergraduate program were made on the basis of a

joint entrance examination with the Institute at Kharagpur. Brigadier

S. K. Bose, the first Director of the Institute, had been appointed in

November and would join his staff at Powai in January, 1959.

The arrival of Brigadier Bose brought a fundamental change in

the specialist plan that had been devised for the undergraduate program

of the Institute, and a clarification of the role Soviet experts would

play at the Institute for the next eight years. According to the new

Director, the primary function of the Soviet experts was to assist in

the development of post-graduate instruction and research in those areas

for which equipment had been supplied and laboratories built.^ The

Soviet experience in engineering education could be adapted most readily

at advanced stages where specific industrial processes could be studied.

b e t t e r from James Keen (Resident Representative, U.N.T.A.B.) to


Mr. Galindo (Chief, Bureau of Relations with Member States) 7 November,
1957.
2 Ibid. Ibid.
^Interview, S. K. Bose, June 6 , 1969. See also S. K. Bose, UNESCO
Technical Assistance Programme, 1958-1966: Final Report, Bombay: Indian
Institute of Technology, Bombay, 1967, pp. 4-5.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


The undergraduate program of Kharagpur, modified according to

the findings of the reviewing committee, would serve as the basis of

undergraduate teaching at Bombay.* The academic program of the

institute would evolve according to a model that was more familiar to

Indian teachers than the specialized design that had been created.

Further academic planning could await completion of the more urgent

task of constructing Institute buildings at the jungle site north of


2
Bombay.

The Institute opened under the four-year degree pattern adopted

by Kharagpur. In addition to departments for each of the degree pro­

grams, departments of mathematics, physics, and humanities were estab­

lished. Chemistry courses were taught by the chemical engineering unit

of the Institute.

The five-year integrated course of studies was to be adopted when

the third group of students was admitted in July, 1960. Dr. Kelkar,

who had been appointed Deputy Director, left Bombay to conduct a survey

of post-graduate training for scientists and engineers in Indian in-


3
stitutions. He became the first Director at Kanpur in 1961.

The first two and one half years of the Bombay program are common

to each branch of engineering. As it was at the other IIT's where the

engineering-science approach had been adopted, general education was

a feature of the undergraduate program.

^Interview, S. K. Bose, June 6 , 1969.

^Ibid.; UNESCO Technical Assistance Programme, Final Report, p. 5.


3
G.O.I., Ministry of Scientific Research and Cultural Affairs,
Report of the Committee on Post-Graduate Engineering Education and
R esearch, New Delhi: General Manager, Government of India Press,
August 1, 1961.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


61

The five-year program adopted at Bombay was in sharp contrast

to the Soviet pattern of engineering education in 1961 and to the

plan that had been worked out for training through industrial prob­

lems of Bombay industries. Soviet engineering education was characterized

by the specialist nature of its program and its courses were typically

restricted to theory and practice of a specific branch of industry of

civil works for which the candidate would be employed at the end of

his training.* The original Bombay plan placed the same emphasis on

relating training to industrial problems, but did not stress training

a candidate for a specific task in industry. New industries, particul­

arly electrical and electronic concerns, were in their infant stage of

development in 1955-56.2 In contrast to the five-year course, greater

emphasis would have been placed on the training of graduates who could

explore problems in these new industries.

While departures that reflect the ideas and practices character­

istic of Soviet engineering institutions were not adopted at Bombay, the

pattern differed from the Kharagpur model in several respects which

reflected the Soviet aid that was given. Undergraduates might study

Russian languages in the third and fourth years. Textbooks for teach­

ing Russian were produced by Soviet experts and published by a major

Indian publisher. Stress was placed on teaching the history of science

and technology as it has related to industrial development throughout

the world. Linguistics, aided by the introduction of a Minsk computer,

was also offered to undergraduates. Problems for project work were

identified earlier than at Kharagpur and were carefully reviewed when

^Nicholas De Witt, Education and Professional Employment in the


U.S.S.R., Washington: United States Government Printing Office, 1961,
p. 283.

2Interview, Dr. P. K. Kelkar, June 29, 1969.

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presented to a board of examiners similar to boards in Soviet institu­

tions. Science courses were taught in conjunction with the basic

engineering subjects and emphasis was placed on projects that required

coordination between science and engineering teachers.

Instructional procedures at Bombay placed greater importance on

student participation in learning. Less time was devoted to lecture

methods than at Kharagpur and greater attention was given to tutorials

and home preparation. Class attendance was mandatory and a system of

fines for absence was introduced.

The examination system at Bombay, while somewhat less complex than

the numerical system adopted at Kharagpur, did not reflect Soviet practice.

The examination system which evolved was based on the term system of

academic organization in which mid-term tests, sessional work, and final

assessments were balanced to determine whether a student had passed a

year's work or must repeat it.^

Library facilities available to the undergraduate at Bombay did not

reflect any Soviet design. While UNESCO aid was used to supply Soviet

journals and translated material, there was no participation of UNESCO

experts in planning the library or visits by Indian experts to the Soviet

Union to determine a method of operation and organization.2

The post-graduate program at Bombay, based on the equipment that

was provided to each department under the UNESCO and bilateral assist­

ance, reflected the Soviet emphasis on specialist training. While the

1Indian Institute of Technology, Bombay, Prospectus, 1964, pp. 36-39.


2
Interview, Shri B. I. Trivedi, Librarian, Indian Institute of
Technology, Bombay, June 6 , 1969.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


63

length of the degree program corresponded: to an all-India pattern,

the variety of courses that were provided, the topics for which

research facilities were available, and the system of examination for

post-graduate students, was unique to the Institute at Bombay and re­

flects the Soviet assistance that was received.

Except for occasional lectures to undergraduate students, the

work of sixty UNESCO experts was concentrated in the organization of

facilities and teaching courses for post-graduate students. Experts

also delivered lectures to professional organizations in India and con­

sulted with engineers and industrialists.* In addition to the prepara­

tion of lecture notes for publication at the Institute, experts fre­

quently published the results of their work in Indian technical journals.

While there was no effort to emulate Soviet teaching practices at

the undergraduate level, UNESCO experts instituted the cross-examination

system of defense for project work for the first group of post-graduate

2
students in 1958-59. The board of examiners occupied special allocated

seats. Guests and students of post-graduate courses sat on classroom

benches. The student gave a brief report of his work with the help of

specially-prepared drawings and sketches. He demonstrated his models

before the group. After final questioning by the principal examiner,

other members of the board, guests, and students could ask questions.

After a break of fifteen minutes, during which time the candidate's model

^See for example, Field Mission Reports: A. I. Djiakonov, "Iron


and Steel Metallurgy, Indian Institute of Technology, Bombay," 19 July,
1964 to 22 June, 1966, Paris: UNESCO, August, 1966; D. A. Butaev,
"Hydraulic Machinery, Indian Institute of Technology, Bombay," 9 November,
1964 to 17 July, 1966, Paris: UNESCO, August, 1966.

^Indian Institute of Technology, Bombay, "Defense of the Project


Work in Industrial Electronics, for the Batch,.1958-59."

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


64

was examined, final assessments were made and reported to the student.

The examination was conducted in a sixty-minute period and was required

for all master's and doctoral candidates.'*'

The western institute was formally designated as an Indian Instit­

ute of Technology in July, 1957, one year before it was opened. While

as a result of the first UNESCO mission to Moscow there may have been

some desire to adapt the Soviet administrative system to the institute

that would be supplied with Soviet equipment, this is the second in the

chain of institutions that was incorporated under the IIT Act of 1961.

Prior to its inclusion under the 1961 Act, administrative bodies of the

Institute paralleled those that were adopted at Kharagpur.

While bilateral support from the U.S.S.R. would continue to provide

Soviet expertise to the Institute at Bombay, the major Soviet effort was

completed in 1966 when the UNESCO project was terminated. The project

had been the largest educational assistance program ever conducted by

UNESCO and the first time that a multi-lateral agency had been dominated
2
by the resources of a single nation.

Such domination, however, did not result in the adoption of a

Soviet pattern of engineering training. The lack of Soviet participa­

tion in planning the undergraduate courses was principally a function

of their unfamiliarity with the higher institute of technology model

that had been adopted. The plan for a new type of institute at Bombay

with Soviet assistance was altered abruptly with the arrival of the

first Director and the departure of the planning officer. The IIT at

^Indian Institute of Technology, Bombay, Prospectus, 1964, pp. 40-47.


2
UNESCO, Indian Institute of Technology, Bombay, India: Final Report,
Paris: UNESCO, 1968, pp. 9-10.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


Bombay consequently did not develop an alternative to the Kharagpur

model based on Soviet ideas. Soviet experts who operated under the

auspices of UNESCO did not have as much opportunity to consider,

criticize, and to help construct a pattern of training that reflected

their own experience in technical education as would their counter­

parts in Madras, Kanpur, and Delhi.

The major Soviet contribution to the establishment of IIT, Bombay

was the provision of equipment in a variety of special technical fields,

and the advice of experts in these different areas in the installation

of equipment, the development of laboratories, the teaching of advanced

courses, and the publication of textbooks for the institution. While

Soviet experts participated in the development of individual depart­

ments and special subjects within departments, they did not from the

beginning of the project consider broader questions related to the

scope of the Institute's program, or the purpose of the non-specialist

orientation that would be given. The activity of the experts at the

Institute was limited to the special areas designated by the initial

agreement between UNESCO and the G.O.I. for the development of the

Institute.

While no review of the Institute's work similar to that made at

Kharagpur had been conducted before 1970, progress at the Institute was

being observed closely. A team of experts from the American Society

for Engineering Education visited Bombay in 1958 and declared that plans

for the Institute were some of the most advanced they had seen in India.^

Interview, Dr. William E. Stirton, leader of A.S.E.E. mission to


India, January 29, 1967.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


66

Similar estimates were made three years later by colleagues of the

first American visitors charged with developing an assistance program

at Kanpur.

West German assistance for the southern regional institute had

been arranged while Soviet experts and equipment arrived at the

Institute in Bombay. While the West German program would also pro­

vide equipment and technical personnel to help develop post-graduate

studies at Madras, the experience of the leader of the West German

aid mission with Indian engineering education would result in the

introduction of the first significant alteration of the Kharagpur

model for undergraduate engineering training.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


CHAPTER V

THE INTRODUCTION OF WORKSHOP TRAINING BY


WEST GERMAN ASSISTANCE AT IIT, MADRAS

Success in the acquisition of equipment and the utilization of

services of experts from the Soviet Union led Indian educational

officials to seek assistance from other nations for- the higher in­

stitute plan. During a state visit to West Germany in July, 1956,

Prime Minister Nehru requested aid similar to that provided at

Bombay for one of the remaining institutions to be established in

the northern or southern industrial region. Two months after the

UNESCO mission had completed lists of equipment for the Bombay

institute, a West German technical mission came to India to deter­

mine what aid the Federal Republic of Germany might give in the

establishment of a third IIT.

The mission, headed by Dr. August Ruker, Minister for Cultural

Affairs, was joined by a sponsoring committee for the institute

appointed by the G.O.I. to discuss the plan of the institute. The

committee, headed by the Cabinet Secretary, Shri Y. N. Sukthanker,

advised members of the mission on the over-all purpose of the higher

institutes of technology and their role in the system of technical

education in India. Students would come to the institute after a

one-year pre-university course (later to become the first year of the

five-year integrated course) and would be awarded a bachelor of

engineering degree after four years of study. Emphasis was to be

placed on fundamental science training supplied by a common course

of study for the first two years of the program. The committee

67

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


68

emphasized the importance of training at the highest level technical

experts in designated fields who could serve as industrial managers

and teachers in other engineering institutions.

The mission visited Kharagpur where the first students had

graduated from the undergraduate program, and where the Act defining

the main purpose of the institute and the legal authorities that

would control its operation had been adopted. Members of the mission

were informed that the Planning Commission had concluded that by 1961

there would be an annual shortage of 1800 engineering graduates and

8000 diploma holders.* They were asked to examine plans for the

improvement of technician and craftsman training.

Following its tour of Indian technical institutions and conferences

with members of the sponsoring committee, the mission submitted its

findings and recommendations for the establishment of the third IIT

to the West German government November 23, 1956. The proposals of

the Rucker mission were formally submitted to the Indian sponsoring

committee in March, 1957.2

Prior to the transmission of its report, Indian leaders were in­

formed of the German view that a polytechnical school or engineering

college that 'Would emphasize practical training was the most appropri­

ate type of institute to establish with German assistance. According

to this mission, this type of institute would satisfy the need of

Indian students to develop basic manual skills, workshop facilities for

which were not commonly available in Indian industries. The mission

*G.0.I., Planning Commission, Report of the Engineering Personnel


Committee, 1956, New Delhi: Eastern Exchange Press, 1956, pp. 21-22.
2
"German Mission for the Founding of the Technical Institute in
India: Report Concerning Conferences with the Sponsoring Committee,
November 20, to November 22, 1956," signed by Dr. Rucker November 23,
1956. ^Hereafter cited as Rucker Mission Report, 1956J

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


69

also pointed out that Indian engineering institutions were typically

uninvolved with the solution of industrial problems and the promotion

of industrial growth in the regions where they were located.1 The

German model of the technical college was proposed for the establish-
2
ment of the new institution.

While this general definition of the institute's purpose was

acceptable to the members of the German mission, the scope it implied

was unacceptable to Indian planners. When the proposal was discussed

by Professor Kraus with officials in the Ministry of Education, it was

re-emphasized that the institute would be organized under the higher

•institutes of technology scheme that was being implemented under the

Second Five Year Plan. It was pointed out that the standard of in­

struction should be the most advanced that it was possible to establish.

It was also pointed out that German aid would be more highly regarded

in India if it were given in support of the establishment of an advanced


3
technological institute rather than an efficient technical school.

While this difference of opinion about the purpose of the third

IIT would persist throughout the first decade of its operation, an

agreement was reached that combined the German emphasis on practical

training with the Indian insistence that a higher institute of technology

be established on the basis of the integrated plan of studies.

Interview, Professor R. A. Kraus, August 5, 1969. Professor Kraus


was Chairman of the Mechanical Engineering Department at IIT, Kharagpur
from 1954 to 1957. He became the project leader for the German assist­
ance program at Madras in 1957, a position he held until 1965.

2Ibid.

^Letter from Professor R. A. Kraus to author, July 10, 1968.

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70

Workshop practice would form the base for the integrated pattern,

that was adopted by the institute.'*' The mission suggested that

workshop training be provided for six to twelve months at the begin­

ning of the undergraduate program. Workshops would be established

to teach basic skills, skills needed for each branch of engineering,

and for support of the laboratories of the institute. Drafting would


2
be taught in conjunction with the shop practice. Specialized study

for different fields was to be limited to the last two years with a

limit of thirty per cent of the curriculum devoted to electives in


3
these final two years. Further specialization was to be carried out

at the post-graduate level. The organizational plan of Kharagpur was

to be followed.

At the urging of Professor and Mrs. R. A. Kraus, who had lived at

Kharagpur since 1954, it was determined that the institute should be

located in the salubrius climate of the southern region rather than


4
the harsh Gangetic plain in the north.

Claimants to be the location of IIT were numerous. Following the

decision not to base the institute on the Indian Institute of Science

at Bangalore, the All-India Council for Technical Education appointed

a committee, including Dr. J. C. Ghosh and Dr. A. L. Mudaliar, to

settle the question. By May, 1957, the regional committee of the

A.I.C.T.E. announced that Madras would be the location of the third

^"Rucker Mission Report, 1956, p. 2.

^Ibid., p. 3.

3 Ibid.

^Indian Institute of Technology, Madras, Souvenir Volume to


Commemorate the Visit of His Excellency D r . Heinrich Luebke, President
of the Federal Republic of Germany, to the Institute of Technology,
M a d r a s , Madras: IIT, Madras, pp. 32-33.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


71

1
higher institute of technology. Over six hundred acres of the

Government of Madras deer park (located adjacent to two older engineer-

2
ing colleges) was selected as the site for the "jungle IIT."

The first agreement between the governments of India and West

Germany, based on the conclusions of the Rucker mission and modified


3
by Indian officials, was signed August 7, 1958. The agreement briefly

outlines the major equipment that would be provided to the institute,

the experts and shop supervisors, and the details of twenty fellowships

that would be provided to Indian students for advanced training and

industrial practice in German industries.

Laboratories for training and research at the institute were not

specified. Technical equipment for practical training was to be pro­

vided for the following shops to be established at the institute:

1. Woodworking, including a saw mill and wood model room


2. Iron and metal foundry
3. Welding with gas and electricity
4. Plumbing
5. Machining
6. Smithy and small hardening shop
7. Electrical shop
8. General machine shop ^
9. Precision mechanical shop

Film projectors, cameras, typing and drafting devices and offset

printing facilities would also be provided for instruction. German

books and journals that would be needed by the German staff would

also be provided under the agreement.


1
Ibid.

2Ibid.

^"Agreement between the Federal Republic of Germany--Government


of India Concerning the Establishment of a Technical Institute in
India," signed August 7, 1958.

4 Ibid., p. 1 .

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


German experts were assigned to each department of the institute.

Twenty experts and four shop supervisors were to be sent under the

first agreement. Initially, German experts would function as heads of

departments and coordinators of the laboratories. They would assume

responsibility for the organization of departments and the preparation


1
of lists of equipment needed for the laboratories.

Following the agreement that was" signed in August, 1958, German

experts began to arrive at the institute to develop, under the guidance

of Professor Kraus, plans for the laboratories of the institute. While

individuals would be charged with the responsibility for the detailed

planning for each department, Professor Kraus provided the outline of

the undergraduate degree program including courses of study, details of

the workshop system, and staff requirements. Professor Kraus's plan

was submitted to the Courses Committee which had been formed to consider

the details of the curriculum of the five-year program that would be

offered to undergraduates, and to advise the Board of Governors of the

institute on the academic policies that would be adopted.

The Kraus plan was reviewed in a note prepared for the committee

by a planning officer who had been appointed by the Ministry of Education

to coordinate planning activities prior to the selection of the director

of the institute.

IIT, Madras was to conduct the five-year integrated course in


2
civil, mechanical, electrical, chemical, and metallurgical engineering.

1Ibid., p. 5.

^Indian Institute of Technology, Madras, "Note for the Consideration


of the Courses Committee," New Delhi, June 9, 10, 1959, pp. 2-4,
and Annexure I (First Year Plan), Annexure II (Modified Scheme), and
Enclosure I (Curriculum for Years I-V). ^Hereafter cited Course Committee
NotesTJ

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75

The first two years of the courses would be common to each branch of

engineering, with the third year common except for special subjects

that would be introduced to students in civil and electrical engineer-


. 1
mg.

The unique feature of the Madras program would be the "sandwich

system" of workshop training whereby students would be divided into

two groups that would alternate on a weekly basis between workshops

and classrooms. According to the plan, each student would have one

week to complete specific tasks in the workshops without the interrup-


2
tion of academic classwork. Seventy-eight hours of workshop training

would be incorporated into each of the next three years in all programs.
o
Two weeks of continuous project work would be included in the last year.

It was pointed out in the memorandum that the amount of time re­

commended for workshop practice in the first year of the Kraus plan

was greatly in excess of that provided in the model curriculum that had

been produced by the Board of Engineering Studies of the A.I.C.T.E.

and the Madras university system.4 While the working paper recommended

that the Kraus plan should be adopted as far as possible, it was sug­

gested that the Committee might wish to make certain modifications that

would emphasize courses in mathematics, the sciences, and humanities.

To accomplish this re-emphasis, the total hours recommended for science

courses was increased and half of the hours in the drawing program were

incorporated with the workshop week.

^I bid., Enclosure I, p. 4..

2Ibid.

3Ibid.

4 Ibid.

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The Committee was also asked to decide whether it was necessary

to provide a common core of basic science offerings up to and in­

cluding the third year as recommended by the model syllabus of the

A.I.C.T.E., or to start specialization, as recommended in the Kraus

plan, at the beginning of the third year.*

While these questions were discussed during the first meeting

of the Committee, no final decisions were reached until the first

director of the institute joined the planning team at Madras in July,

1959. The second meeting of the Courses Committee was held in

December to clarify the content of the five-year program that would be

adopted at Madras.

Professor Kraus had recommended that a two-year common course be

followed by three years of specialist training within the different

departments of the institute. According to Professor Kraus, such a

program would have allowed students who were familiar with machine

tools, manufacturing processes, and techniques of precision measurement

to apply theoretical ideas to a specialized field in the departmental


2
laboratories.

The Courses Committee was of the opinion that specialist study

should be started in the fourth year and built around electives pro-
3
vided by each department. The director summarized the arguments in

favor of the three-year common course.

Course Committee Notes, p. 4.


2
Letter from Professor Kraus to author, July 10, 1967.
3
Indian Institute of Technology, Madras, Proceedings of the Second
Meeting of the Indian Institute of Technology Courses Committee, Held on
the 4th and 5th December, 1959, at Madras, (cyclostyled), p. 2.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


75

He observed that while German students entered four or five-year

technical institutions at the age of nineteen-plus with adequate

preparation in science combined with two years of practical experience,

the Indian student at the IIT would come at the age of sixteen-plus

with little workshop experience and inadequate preparation in basic

sciences.1 He pointed out that fundamental sciences and mathematics

consequently had to be taught more intensively in the first two years

of the engineering courses in India. The director also stressed that

the A.I.C.T.E. had formulated a pattern for the first degree course

in engineering and technology that should be followed by all higher

technical institutions so that post-graduate programs offered by the

IIT's would be suited to those who wished to join them. The director

stated that the need for continuity between undergraduate and post­

graduate programs in India ruled out any "violent departure" from the
2
accepted standard of technical education in the country.

As a result of these considerations, the Committee reached the

following decisions concerning the academic pattern of the Madras in­

stitute.

1. The first two years should be common for all departments


and the third year should have a common core of subjects
for all departments.

2. Emphasis in course work during the first three years


should be placed on basic sciences.

3. Mathematics and physics should be taught in the fifth


year to all students.

4. Specialization would take place in the fourth and fifth


year through a system of electives.^

1Ibid.. pp. 2-3.

2Ibid.. p. 3.

^Ibid., p. 5.

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76

After the recommendations of the Courses Committee were made,

a draft plan of the institute was completed and presented to the

Board of Governors of the institute in December, 1959. The plan

formulated by the Committee was taken to Germany by Professor Kraus

and Director Sen Gupto, whereupon experts ordered equipment and

specified the size of the laboratories that would be needed to house

and operate the facilities.

German professors had already joined the institute when the final

plan was being discussed in Germany. Experts in mathematics, physics,

hydraulic machines and production engineering, and machine design were

at work in the institute preparing lists for equipment and planning the

layout of the laboratories. Sixteen other positions for which German

personnel would be supplied were also discussed. Four more persons

would be selected in mechanical engineering, while two each would be

chosen for other departments in the institute.'*' Laboratories which

each of these experts would help to develop were comparable in variety


2
and size to those of the German technical universities.

The first agreement was concluded in 1963. While supplemental

agreements were made in order to continue the flow of equipment and

experts, a second contract to reaffirm West German support for the

establishment of the IIT was not signed until March, 1966.

Articles included in the second agreement reflected the difficul­

ties that had arisen in the German assistance program. Like the

first, it provided for continued support for the development of the

institute's labs. In addition to the provision of experts for the

^■"Discussions oheVarious Aspects Relating to Planning of the IIT,


Madras with Dr. Kraus," March 22-25, 1960, (cyclostyled), paragraph 5.

2Ibid., p. 8 .

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


77

departments, senior scientific assistants were to be sent as aides

to the German teachers. Provision was also made for visiting pro­

fessorships to allow short time visits by German professors for

lectures at the institute. Grievances concerning campus amenities

and the procedures for the delivery of materials to the IIT were

specified. The major change implemented in the second agreement,

however, was a reorganization of the administration of the German

assistance program.*

Several complaints had been made during the first five years of

the assistance program concerning the lack of coordination between

the German team at Madras and the administrators of the assistance

program in West Germany. Complaints were also made that the German

experts at Madras, while nominally led by Professor Kraus, had no

effective means to place before the Indian staff the German view of

the academic development of the institute. It was reported that the

efforts to assist in the establishment at Madras had been made without

considering developments taking place in comparable German technical

institutes. It was also pointed out that the original German con­

ception of the development of an engineering college at Madras

hindered the recruitment of teachers from the technische hochschulen


2
and their willingness to cooperate in planning the German assistance.

*"First Supplementary Agreement to the Agreement of the 28th March,


1966, between the Government of the Federal Republic of Germany and the
Government of India Concerning Technical Cooperation Regarding Further
Collaboration in Respect of the Indian Institute of Technology in Madras,"
(Cyclostyled copy), pp. 2-7.

^Interview, Dr. I. von Ruclcteschell, First Secretary, Commercial,


Embassey of the Federal Republic of Germanyj October 26, 1966. These
views were presented by several of the German and Indian experts
associated with IIT, Madras.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


78

T o facilitate the selection of personnel and the delivery of

equipment, an informal committee known as the "Madras Committee"

was formed following the second agreement. A German expert at

Madras would be selected by the group at Madras who would maintain a

closer liaison between leadership on the Indian staff and the Madras

Committee. The Committee would be composed of representatives from

different government departments associated with the exchange of

technical personnel and the purchase of equipment and teachers from

the technische hochschulen at Aachen, Berlin, Braunschweig, and

Stuttgart.*

One of the first activities of the Madras Committee was to re­

evaluate the objectives of the German assistance program in relation to

the academic purposes of IIT, Madras. An extensive evaluation of the

assistance effort was made by Dr. Ing. H. A. Havemannin conjunction with

representatives from the Ministry of Economic Cooperation which had

assumed control over the administration of the program in 1966. Dr.

Haveman visited the institute in 1967 and again in March, 1968, after

which he presented a thirty-two page report to the West German government.

According to several participants in the aid program, the Indian

purpose for the IIT had never been fully accepted by the German experts

at the Institute nor clarified for them in terms of the problems of

the southern region in which the Institute was located. While the

^Professor B. Sen Gupto, Report on a Visit to the Federal Republic


of Germany, April 22 to May 1 6 , 1967, July 3, 1967, p. 19. See also
Professor S. Sampath, "Aims and Tasks of IIT, Madras," address delivered
at the D.A.A.D. Seminar for former scholarship holders, January 20,
1968, p. 4.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


79

concept of a technical college had been modified, the five-year

integrated program of the IIT did not correspond to the program

which was typically provided in the technical universities of West

Germany.'*'

It was stated that the "concept of purpose" of IIT, Madras should

be developed according to the problems of the region in which it was


2
located. To increase the usefulness of its programs to the region,

to add new insight to existing knowledge, and to put innovative pro­

cesses developed by the Institute into the system of economic growth of

Madras, teaching and research should be directed at the special condi­

tions of the Indian industries in the region. Industrial cooperation


3
should encourage the use of research results in the total economy.

Examples of problems of significance to the southern region to

which programs of the institute might be directed were tropical

technology, agro-industries, and economics of development. The humani­

ties department should develop in addition to language and culture

courses, expertise in Indo-German politics and economic relations.

Marketing research, labor and management relations, and television


4
communication were also areas that deserved study in the Institute.

^Interview, Dr. Ing. R. A. Haveraanp, September 24, 1969.


2
Professor Dr. Ing. H. A. Havemanp Visitation, Indian Institute of
Technology, 1968: Report on the Basis of a Visit to India in M a r c h , 1968
at the Request of the Federal Ministry of Economic Cooperation, Bonn,
April, 1968, pp. 5-7. (From
Besuchsbericht: Indian Institute of Technology,
1968J
^Ibid.
4
Ibid., pp. 26-32.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


80

In addition to a refocus of the curricular aims of the Institute,1

it was stressed that teaching should foster thermethod of scientific

inquiry. While the, aim of the Institute would be to teach about the

problems of industry in the southern region, scientific inquiry was

to be regarded by the teachers of the Institute as more urgent than

detailed abstract knowledge or routine practice.^- One of the central

tasks of the assistance program under the second phase of its operation

was the clarification of instructional procedures whereby Indian stud­

ents could be encouraged to become original in their thinking. Teaching

at the Institute should not consist of "inheriting opinion," or "teaching

a subject."

Research programs at the Institute were viewed as the source of

technological developments indigenous to the southern region. Tests

of products, erection of pilot plants, basic research, and the provis­

ion of computer facilities were activities recommended to initiate

cooperation with industries. It was suggested that Indo-German firms

located in the southern region might be used to establish such colla­

borations.^

The process of German aid was also reviewed. Whereas emphasis had

been placed on "structural aid" during the first five years of the

association with Madras, "scientific aid" would receive greatest atten­

tion during the last phase of assistance. The construction of labora­

tories had been accomplished and the leadership for their operation

would be transferred to Indian experts. It was estimated that seventy

per cent of the facilities ;*ould be under Indian direction by 1971.

Further assistance to Madras would stress the use of these facilities

1Ibid.. pp. 7-9.

2Ibid.. pp. 10-12.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


81

to advance the knowledge of industrial conditions in the southern

region.*

Experts brought to the Institute under the scientific aid would

be guest professors selected to conduct research and to teach short

courses on topics relevant to Indian industries. They would be

informed prior to their arrival of the conditions of Indian industry

and the types of training and research that were being conducted in

other scientific institutions in India. Technical universities in

Germany would send their own teachers and invite Indian professors to

Germany to maintain momentum and consistency in the development of

research programs. Further material support to the IIT would be pro­

vided as it was required by the research team that would evolve between
2
IIT, Madras and the German technical institutions.

Suggestions were also made to improve the internal administrative

structure of the Institute. Departmental chairmen were not to have

control over the wide variety of activity, especially laboratory research,

conducted in a department. Workshops should be used more frequently to

install new laboratory equipment. Professional advances and improved

working conditions should be introduced to prevent good teachers from

leaving the Institute. Central service units should be developed to

increase access to equipment such as the electron microscope and

photographic devices housed in individual laboratories. Faculty clubs,

visits to Germany for professional advancement and contact with German

universities would improve the working conditions of the German staff


3
at Madr a s .

*Ibid., pp. 13-14.

2Ibid.. pp. 15-17.

3Ibid., pp. 19-20.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


82

The report of Professor H a v e m a m and the adoption by IIT,

Madras of the semester system of organization led the German staff to

reconsider the curriculum and examination procedures at the Institute.

They met for what one member described as the first joint attempt

made by the German experts to define the curriculum and examination

system necessary to achieve the goal of producing engineers capable of

serving the needs of industry in Southern India. A review of the

first year of the integrated course at Madras was conducted by the

German staff and recommendations were submitted to the Academic Council

for their consideration and approval.

The review attempted to rationalize the integrated curriculum that

had beein adopted by the Institute and the Havemannsuggestions that

problems of industry become the basis of the Institute's programs. The

number of compulsory subjects would be restricted and the number of

electives increased. Two projects would be required instead of one.

The workshop system would be continued and branch oriented practical

training was to be conducted. Additional drawing experience would be

encouraged by keeping drawing facilities open in the evenings. Each

department was to have a staff member who was responsible for securing

places in industry for additional workshop practice during student


1
vacation periods.

The review also outlined changes in instructional procedures that

were designed to foster increased student identification with industrial

problems. As the semester system of academic organization had been

introduced, it was suggested by the German staff that the number of

^Indian Institute of Technology, Madras, "A Review of the


Five-Year B. Tech. Curricula: German Recommendations," ^typed
carbon c o p S e p t e m b e r 18, 1968, pp. 2-4.

R e p r o d u c e d w ith p e r m is s io n of th e co p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


83

of subjects taken each semester should be reduced. It was recommended

that lectures should be limited to fifty minutes, and that each hour

of lecture be credited as one semester hour of work; To increase

student responsibility for his program of study, attendance lists

for later semesters would be abolished. To use the fourth and fifth

years for branch oriented training and project work, humanities and

science subjects should be completed in the first semesters. Each

semester would consist of twenty weeks in which there would be two

eight-to-nine week periods, one to be followed by a mid-term and the

other by a final examination. Open book examinations would be increas­

ingly introduced. Promotions were to be made on the basis of a student's

total performance in a year. Weak performances in one or two subjects

could be balanced by a n outstanding record in other areas.^

The attempt to redefine the German aid program according to the

industrial needs of the southern region was continued during a second

visit to India in 1969 by Professor Havemann and members of his staff

from the newly formed economic development institute at Technische

Hochschule, Aachen. Their survey of industrial needs and analysis of

the Madras program, as well as discussions with staff of the Institute,

supported the conclusion that the Institute's programs bore little

relation to the technical services for which demands had arisen in the

southern region. It was concluded that this condition had resulted in

part because the assistance program had been executed without mutual

understanding between German aid personnel and Indian teachers at the

Institute about the Institute's mission. Without such an understanding

it was asserted that a partnership between German and Indian engineering

^Ibid., pp. 5-8.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


84

educators for the continued development of Madras would be difficult

to achieve.*

It was suggested that IIT, Madras should be conceived of as a

"technological development university" in contrast to the traditional

Indian university. While traditional institutions tended to preserve

cultural patterns in India, the developmental university would promote

and interpret cultural changes. The technical university would,

according to the authors, borrow and develop technological knowledge

produced in other cultures and conduct research in areas for which

adaptable research was not available. While the traditional universi­

ties in India might contribute to this activity, the task was viewed
2
as the major responsibility of institutions like IIT, Madras.

It was evident, even to the reviewers from Aachen, however, that

as a result of over a decade of German assistance, an alternative to

the Kharagpur model had evolved at Madras. The inclusion of the

"sandwich workshop" system in the first two years, and the initiation

of discussions concerning the Institute's courses and research and

industrial problems of the South, were distinct contributions to the

establishment of IIT, Madras.

Perhaps the best evidence that the German aid had succeeded in

leaving an imprint at Madras was the observation of Indian teachers that

^"Structural Analysis of the Indian Institute of Technology, Madras-


with special regard to contractural research," 1969, pp. 5-39. /This is
Part A of the research study conducted by Professor Dr. Ing. H. A.
Havemann. The complete report had not been released by the German
Ministry for Economic Cooperation at the time this study was undertaken!/

2Ibid., pp. 14-15.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


the Madras program, with its emphasis on practical training, was the

most appropriate objective given the stage of economic development


1
and the employment opportunities for engineers in the Indian society.

While sponsors of the German aid program had come to examine the

German role in the development of the instructional program toward

the end of its involvement at Madras, their American counterparts at

Kanpur had from the inception of its assistance proceeded on the basis

of agreements concerning the purpose and instructional practices that

would be adopted.

Interview, Professor P. C. Varghese, Head, Department of Civil


Engineering, IIT, Madras, May 26, 1969. /a team of professors from
Madras had recently returned from a visit to Kanpur where they had
examined the different undergraduate programs and methods of academic
organization^

w ith p e r m is s io n o f t h e co p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


CHAPTER VI

INSTITUTIONAL PLANNING FOR THE ESTABLISHMENT


OF THE SCIENTIST-ENGINEER CURRICULUM AT KANPUR

The acquisition of Russian support for the Bombay Institute and

the promise of West German aid for another, encouraged Indian planners

to explore the possibility of receiving assistance from the United

States to establish what was to have been the last in the chain of

higher institutes of technology. At the close of Prime Minister

Nehru's diplomatic visit to the United States in June, 1961, it was

announced that a consortium composed of nine engineering institutions

had been formed to assist the Indian government in the establishment

of the fourth IIT. The conditions regarding the purpose and the

instructional procedures to be followed at Kanpur were set by United

States educational advisors prior to the initiation of the sponsor­

ship. The formation of the consortium to coordinate the assistance

program would lead to more comprehensive and detailed institutional

planning for the northern institute than its three predecessors. It

would also result in the evolution of a distinctly American approach

in the training of engineers.

The question was raised in the Lok Sabha May 21, 1957, whether

any American technical and financial assistance would be offered to

establish a higher technical institute.^" While no offer had been re­

ceived, it was reported that development projects such as the institute

could be financed out of funds provided by the United States under

^Lok Sabha Debates, Part I, Questions and Answers, Vol. I, No. 9,


21st May, 1957, columns 1111-1112.
86

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


87

surplus agricultural commodities agreements.*

One year later Hymayan Kabir, then Minister for Education, reported

to members of Parliament that a planning committee had been formed to

prepare detailed building estimates and courses of study for the

institute. It was also announced that a twelve-hundred acre site west

of Kanpur had been selected and would be donated by the Government of


2
Uttar Pradesh. It was stated that while no country had formally

offered assistance to establish the institute, negotiations were being

conducted with the United States for support.

An urgent request had been sent to President Stratton of the

Massachusetts Institute of Technology to devise plans for the institute


3
and the conduct of the assistance program. After a study of the pro­

posals, their trip to India was cancelled in order to re-evaluate M.I.T.,!s~

capabilities to support technical education in India. Concern was ex­

pressed that Indian officials did not understand the methods and goals

of education at the Massachusetts Institute of Technology.

Subsequently, a six-member team sponsored by the American Society

for Engineering Education (A.S.E.E.) was sent to India to appraise the

efforts that were being made to establish the other IIT's and to suggest

the equipment, facilities and experts that should be provided for the
4
northern institute.

Agreement in principle was reached that the institute would receive

1I bid.

2L o k Sabha Debates. Part I, Questions and Answers, Second Series,


Vol. XVI, No. 52, 24th April, 1958, columns 11244-11247.

3Ranpur Indo-American Program File, /hereafter cited K.I.A.P. files/


"Memorandum to J. A. Stratton; Status of the 'India Project,'"
November 21, 1960.

^Stirton, W. E., "Comments on a Mission to India," December, 1958,


pp. 2-9. [Dean William Stirton from the University of Michigan was
leader of the A.S.E.E. Mission 7}

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


1
American assistance before the team left India in December, 1958.

Detailed plans for the equipment needs of the institute's labora­

tories were presented to the Government of India in the spring of

1959.

A second appeal was made to M.I.T. to execute the assistance

project based on the A.S.E.E. estimates. In June, 1960, representa­

tives from the Technical Section of the Indian Minis try of Education

and the United States aid mission in India visited the United States

to specify the requirements for support of the institute.

Officials at Cambridge were told that the project would require

the equivalent of forty-five man years of M.I.T. professors in India


2
over a seven-year period. It was estimated that sixty man years of

training would be required for Indian staff in United States institu­

tions. Professor M. S. Thacker, Secretary in the Ministry of Education,

visited M.I.T. in July, 1960 to summarize these requests and to im­

press M.I.T. officials with the desire to have an "M.I.T.-type

institution" established at Kanpur with the assistance of professors


3
from the institute.

A committee of four M.I.T. professors was appointed to re-evaluate

the proposal and to make arrangements to visit India and to investigate

facilities that were available for higher technical training. The

team learned from discussions at Cambridge and Washington, D.C. that the
4
Kanpur location was the least developed industrial region of India.

^Lok Sabha Debates, Part I, Questions and Answers, Second Series,


Vol. XXIII, No. 18, 10th December, 1958, columns 4114-4116.

2K.I.A.P. File, "Memorandum to J. A. Stratton: Status of the 'India


Project'," November 21, 1960, p. 1.
3
Ibid.; Interview with Professor M. S. Thacker, May 24, 1969.

4Ibid.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


89

The committee was also informed that undergraduate programs for

engineers had already been extensively influenced by United States

ideas and practices.*

On the basis of this information, the trip to India was postponed.

Members of the team began to examine the essential characteristics

of the M.I.T. pattern of instruction as they might relate to the

creation of a new institution in India. In their memorandum to

President Stratton, the professors stressed that while it would not be

possible to export the substance or form of M.I.T., it was possible to

identify the distinctive features of the institute which might be

transferable.

The team identified as the essential characteristic of M.I.T. the

"intermixing" of research with graduate and undergraduate teadhing.

The presence of students who strongly reacted to programs provided a

continual source of new research ideas. M.I.T., the team concluded,

was distinguished because it had pioneered in the development of a

research environment in engineering and science and in the study of the


2
social and human implications of these two areas.

The team also concluded that what could be provided from the re­

sources of the Institute was a "spirit and a way of approaching

technological education" rather than a blueprint of specific curricula

or recommended research topics. It was recommended that M.I.T. might

better utilize its resources in the development of a research center

x*ith a graduate teaching program rather than a regional institute of


3
technology.

1Ibid.

3Ibid., p. 6 .

3Ibid., p. 7.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


90

To discourage the expectation that an "M.I.T.-type of institution"

cottld be established, the Ford Foundation (rather than the United States

government) sponsored the team of professors which left for India in

January, 1961. W hen they arrived, the IIT at Kanpur was in the middle of

its first year of instruction under the directorship of Dr. P. K. Kelkar.

The team returned from India more hopeful that a significant effort

could be made to assist the Government of India in the IIT scheme than

when it had departed. It was discovered that Kanpur was not as backward

in industrial development as initially estimated.* Undergraduate train­

ing which had developed in India according to American designs since 1945

was found not as advanced as it had been reported. It was also pointed

out that while Americans had produced changes in engineering institutions

in India which they had assisted, there was little evidence of any influ-
2
ence on the quality of instruction.

According to the three observers, the original concept of aid in

support of the establishment of the institute would require substantial

modification. Equipment lists could not be prepared in advance of the

arrival of professors from the United States. Effective assistance

would require the adoption of an American instructional pattern which

would be unfamiliar to most Indian teachers at the Institute. The pur­

pose of aid at Kanpur would be to provide an authentic American experi­

ence to assist the Indians in the development of their own methods.

Definite departures from the earlier patterns of technical education

*K.I.A.P. Files, W. W. Buechner, L. 0. Smullin, N, C. Dahl, "An


Opportunity for United States Participation in Indian Technical Educa­
tion," March 3, 1961, p. 6.

^In addition to the program of support at Kharagpur, United States


assistance was provided at the University of Roorkee, the Bengal, Guindy,
and Poona Engineering Colleges.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


91

established chiefly fco train administrative personnel would have to


1
be m a d e .

The team estimated that it was beyond the capacity of a single

American institution to furnish the sustained effort that would be

required to carry out the experiment the Indians wanted to attempt.

It was recommended, therefore, that a group of institutions take on


2
the responsibility. By April, 1961, Professor Norman Dahl, leader of

the M.I.T. team, notified Dr. Kelkar that a group of institutions had

been invited to explore the prospect of participation in the establish­

ment of a higher technical institute in India. Dr. Kelkar was asked

to provide detailed information about the institute which could be


3
presented to members of the consortium when it was formed.

The response of the new Director of the institute to the request

for information confirmed the view of the M.I.T. team that a major

departure in Indian engineering education would be possible if an ade­

quate source of American technical guidance could be assembled. Dr.

Kelkar stated that attempts would have to be made to cultivate the

scientific attitude in Indian students. Conditions would have to be

established in the institute to allow the releasfe of the creative

energies of all people working in the institute. A climate would have

to be generated that would support sustained creative activity in

humanistic as well as technical fields. Research would have to be

^Buechner, Dahl, Smullin, 1961, p. 6 .

^K.I.A.P. Files, "Memorandum to President J. A. Stratton; Recommend­


ation for Activity in India," February 13, 1961, p. 1.

^K.I.A.P. Files, Letter from Professor Normal Dahl to Dr. P. K.


Kelkar, Director, IIT, Kanpur, April 27, 1961.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


92

incorporated with instruction at undergraduate and post-graduate levels

in the institute.1-

Dr. Kelkar's letter and the report of the M.I.T. planning team

were presented to representatives of the seven institutions that

assembled in Cambridge in May, 1962, to discuss the organization of


2
a group effort to support IIT, Kanpur.

Prospective members of the consortium were informed that while

attempts had been made to improve the standard of undergraduate train­

ing for engineers since 1945, instructional patterns in most institu­

tions, including the IIT's, conformed to the Anglo-Indian tradition from

which a departure was being sought. The M.I.T. team reported that much

of the work at Bombay was based on American principles while at the

post-graduate stages the Soviet emphasis on specialist research had

been adopted. It was pointed out that the small American team at

Kharagpur had made no visible impact on the pattern of instruction.

The group was told that in order to compete with the U.S.S.R., West

Germany, or any other nation, in the support of an IIT, the task could

not be undertaken by M.I.T. alone. It was estimated that one or two


3
persons per year from each supporting institution would be required.

K.I.A.P. Files, "Information Returned to Professor Dahl Describ­


ing Various Aspects of the IIT/Kanpur Program as Envisioned by Dr. P. K.
Kelkar, and Facilities Available in Kanpur for Staff from the United
States," sent with a letter from Dr. Kelkar to Professor Dahl, May 13,
1961, pp. 2-22.
2
In addition to M.I.T., the institutions were California Institute
of Technology; Purdue University; Carnegie-Mellow University; The Ohio
State University; University of California, Berkeley; Case Institute of
Technology; and Princeton University. The University of Michigan was
represented by Dean W. E. Stirton at this first meeting, but not offici­
ally represented until June, 1962.
3
K.I.A.P. Files, "Notes Taken at Meetings on Kanpur Project by
Professor Norman Dahl," M.I.T., May 26, 1961.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


93

Professor Dahl, who would soon be elected leader of the assistance

program, stated that the purpose of the consortium should be to estab­

lish an environment at Kanpur in which an Indian faculty could create

an approach to engineering training and research which would be a

strong reflection of what was being done in the United States. Member

institutions would work together to foster attitudes that would allow

Indians to make a deliberate break with British and European assumptions

about engineering training. It was noted that the process would involve

an adaptation rather than a transplant of American practices. Professor

Dahl emphasized that the project would not succeed if it were viewed as

an attempt to create an M.I.T. of India. It was to be regarded as an

American university effort to explore with Indian educators a suitable

modification of the best American engineering practices.*

An agreement was reached by representatives of the nine institu­

tions for participation in the development of the IIT at Kanpur. An

organizational meeting of the consortium1s Steering Committee was held

in August, 1961.

The Steering Committee, like the M.I.T. planners before it,

attempted to identify features of American engineering education which

it would be necessary to cultivate at Kanpur. The Committee identified

the ability of American institutions to adapt to rapidly changing

conditions as the most significant characteristic. While a variety of

academic and organizational approaches had been adopted by consortium

institution to meet the problem or rapid changes in science and


2
technology, certain conditions had to be met in each variation.

*Ibid., pp. 1-18.

2K.I.A.P. Files, "Kanpur Steering Committee," August 14-15, 1961,


pp. 6-7.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


94

One of the most important was that the faculty in each institution had

the basic responsibility for its educational and research pattern, as

a result of which critical and experimental attitudes continuously

criticized existing patterns in order to evolve future patterns.^- The

obligation of the Board of Trustees in each institution was to insure

that its faculty enjoyed the necessary autonomy and financial support

to evolve new solutions to technical problems. In each institution

there was an active research program. The last condition was that

engineering practice be rooted in science to allow graduates to develop


2
the necessary mobility to meet changing technological conditions.

Other features of the consortium institutions that were identified

emphasized the importance of preparation for changes in technical fields.

A good undergraduate program existed only where there was a strong

graduate program with some staff participating in both programs. The

human and social consequences of technical change made it imperative to

devise humanities and social science programs that would lead students

to understand m a n and his responses to change. Students in the under­

graduate programs of American institutions must assume responsibility

for the use of his time. Instruction was based on the general use of
3
assigned textbooks and collatoral reading in each subject.

Following this analysis, the Committee agreed that the basic aim

of the Kanpur support program would be to help create an environment in

the institute in which change and the evolution of the training and

research programs would continuously occur. No attempt would be made

to establish a particular structure of subject matter, research program,

1Ibid.

2Ibid.

%bid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


95
or academic organization. The sum of the experience of the member

institutions would have to be adapted and translated into the Indian

situation.

Based on these assumptions concerning its tasks in the support

of the Kanpur institute, the Committee recommended that certain

procedures (characteristics of American institutions) be followed in

the establishment of Kanpur.

1. The engineering curriculum would be founded on a


thoroughly modern scientific base.

2. The institute should not tie itself to any particular


industry such as technology of textiles.

3. Undergraduate and post-graduate instruction would be


initiated at the same time.

4. A proper balance between science and engineering subjects


and humanities and social science should be sought in
collaboration with Indian colleagues.

5. Faculty should have complete responsibility for examina­


tions.

6. Contact hours with students would be limited to


approximately twenty hours each week.

7. Workshops would not be used to develop mechanical and


manipulative skills of students.

8. Textbooks for each student would be available and would


be required.

9. The establishment of the institute's library would be of


critical importance.

10. Undergraduate degree programs would be started in differ­


ent science subjects.

Other procedures, including the introduction of the metric system,

were also started.

The initial aim of the assistance program was to develop a strong

Indian faculty. Americans would act as advisors and consultants.

1Ibid., pp. 7-10.

R e p r o d u c e d w ith p e r m is s io n of th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


96

Most of the assistance to the institute in the initial stages would

emphasize the development of the undergraduate curriculum (parti­

cularly the balance between different subject areas), the design of

institute laboratories, and the development of new teaching techniques

including an internal examination system and the development of

teaching devices.

Discussion of the Steering Committee's proposals were conducted

at two joint conferences between representatives from India and the

Steering Committee. At the first joint meeting in September, 1961,

several agreements were reached which reflected the intent of both-

Indian planners and the American aid program to foster the establish­

ment of a new pattern at Kanpur based on the programs of consortium

institutions. It was agreed that the curriculum of the Institute would

be built on a common core of subjects for the first three years.'*' A

student's field of specialization would not be defined until the comple­

tion of the core courses. Sixty-five per cent of the first year's

program would consist of science subjects, and the remainder would con­

sist of service courses in such areas as engineering drawing, English,


2
and social sciences. While no formal agreements were reached, Steer­

ing Committee members expressed their views concerning the importance

of faculty recruitment, reduced contact hours, textbooks, and internal

evaluations of student progress. The members also presented their ideas

on the significance of a "first class program in humanities and social


3
sciences," and a well-equipped library facility.

^K.I.A.P. Files, "Summary Report of First Joint Conference,"


M.I.T., Cambridge, Massachusetts, September 5-6, 1961, pp. 10-11.

2Ibid.

3Ibid., p. 1 2 .

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


97

Following the first joint session, Dr. Kelkar and Shri Chandiramani

visited each of the consortium institutions to learn about those

features of the engineering programs that might be developed at Kanpur.

At M.I.T. the importance of the physics in the common course was

emphasized, and techniques for the production of experimental kits for

home study were examined. The importance of a good library plan was

stressed at Purdue University. At The University of Michigan techniques

for the introduction of computers in teaching basic engineering courses

was examined. The role of the branch campus in a large state system

of education was studied at the University of California, Berkeley.

Questions concerning academic freedom for faculty members, staff stu­

dent relationships, adequate office space for faculty members, were

explored at other consortium institutions.^

The reactions of the Indian visitors to the American system of

engineering education were recorded at the second joint session held in

Berkeley in October, 1961. Shri G. K. Chandiramani pointed out that

while G.O.I. required certain uniformities in the operation of the

institute, he could foresee no difficulty in modification of recruit­

ment procedures being made by the Kanpur Institute. It was admitted

that some restrictions concerning pensions, promotions, and salary

scales would not allow Kanpur to adopt the flexibility that was observed

in consortium institutions. He felt that it would be possible to allow

greater freedom to department chairmen at Kanpur in the budgeting pro-


2
cess than was typical in the other higher institutes of technology.

^K.I.A.P. Files, "Minutes of the Third Meeting of the Steering


Committee," October 4-5, 1961, pp. 6-12.
2
K.I.A.P. Files, '.'Summary Report of the Second Joint Conference,"
University of California, Berkeley, October 4-5, 1961, pp. 2-4.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


Dr. Kelkar reported that the American capacity for changing course

content and procedures for instruction had surpassed his expectations.

He was impressed with the freedom faculty members had to express their

views on academic policies and to attempt projects that were of per­

sonal interest to them. He pointed out to members of the consortium

that Indian students different greatly from those attending the

American institutions in their ability to assume responsibility for

learning. More guidance might have to be given to Indian students than

was typically provided to American students. Greater emphasis in the

Indian program would have to be placed on the relationship between

theoretical subjects and practical applications.'*' Faculty members

would have to organize extra-curricular activities for the Indian stu­

dents.

On the second day of the joint session agreements were reached on

many of the topics that had been discussed by the Steering Committee

with the Director of the Institute at Kanpur and the chief technical

advisor to the Government of India. Several related to the procedures

that would be adopted for the organization of the academic program at

Kanpur. English or American textbooks would be used, subsidies for

which would make it possible for a student to purchase his own texts.

Contact hours would be limited to twenty to twenty-five per week. A

student's performance in a semester would account for less than half

of the final examination. While departments would be designated

according to the all-India standard of engineering education, curricula

would be developed to foster an interdisciplinary research program.

Laboratory work at Kanpur would be made experimental to allow students

^Ibid., pp. 4-5.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


.99

to develop an interest and skill in learning how to handle new

situations.^-

It was also agreed that an American program director and the

Director of the institute would determine the staff requirements for

the institute. The American teachers at Kanpur would be known as


2
visiting professors and not advisors. One month after these under­

standings had been reached, members of the Steering Committee left

for India to formulate a work program for the Kanpur Indo-American


3
Program.

Under the administration of Educational Services, Incorporated

(changed to Educational Development Center in 1969), consortium mem­

bers would collaborate with the personnel at Kanpur to advise on

curriculum and the development of research and graduate teaching.

Americans would advise on the standards of admission, methods of teach­

ing, and standards for graduation and placement of graduates in Indian

industry. They would assist in the development of supportive facilities

and advise on building design and the selection of equipment for the

i 4
institute s programs.

The work plan also specified the nature of the field staff that

would work at the institute. In addition to a program director who

would serve as a consultant to the Director of the institute and assist

him in the coordination of activities of the faculty at Kanpur, the

^Ibid., pp. 9-14.

2Ib i d ., p. 15.
3
Hereafter cited, K.I.A.P.

*H?ork Program for Kanpur Indo-American Program, December 19,


1961.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


100
field staff would include visiting professors, librarians, research

assistants and technicians, as well as administrative officers to

assist American families arriving at Kanpur. Provision was also made

for short term staff members to assist in the establishment of the

library, departments of the institute, and research programs.* The

services of personnel from consortium institutions in each of these

categories would be extensively used during the next eight years of

the Kanpur assistance program.

Steering Committee members returned from their visit to India

encouraged by the prospect that the consortium could assist effectively

in the development of IIT, Kanpur. The substance of the work program

had been accepted by the Indian government and by February, 1962, the

contract to support the development of the institute had been signed.

When the program leader arrived at Kanpur, curriculum planning for

the institute shifted to India.

Indian and American experts then began a "delicate dialogue" to

interpret the academic program of the institute and the instructional

2
procedures that would be required to conduct the program. While plans

for the laboratories and designs for buildings were being drawn, in­

struction was conducted in temporary quarters located in the city of

Kanpur. By. August, 1962, the first report on the organization of the

library was prepared. By November visiting American professors circulated

the first memorandum which outlined the areas of agreement that had been

reached about the academic program of the Institute. The first meeting

of a formal Institute Steering Committee was held January 10, 1963. It

1Ibid., pp. 2-3.

^Interview, Professor J. Mahanty, Professor of Physics, Indian


Institute of Technology, Kanpur, September 15, 1966.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


101

was through the labors of this body that the basic plan for the

institute evolved in 1963.

When the visiting professors arrived at Kanpur, a tentative

scheme which reflected the pattern at Kharagpur had been adopted.

The first three years of the undergraduate course were common. Work­

shop practice had been introduced for each of the first two years.

The term system of academic organization, with marks assigned to each

course, was in operation. Thirty-three hours per week were devoted

to formal class work. There were three ten-week terms followed by one

week of examinations at the end of the third term of each year.*

A n opportunity arose for the Director to explain to the faculty

modifications that would be made in the tentative scheme when the G.O.I.

asked the institute to reduce the length of the first degree course

owing to the border crisis that had arisen between China and India.

Dr. Kellcar took the occasion to explain to the faculty the proposals
2
which had been discussed with the Steering Committee of the K.I.A.P.

Dr. Kelkar pointed out that the central problem with past engineer­

ing education in India had been the limitation of its purpose to the

training of civil engineers for government departments and military

service. Dr. Kelkar also noted that while an expansion of engineering

^"Tentative Scheme of Undergraduate Courses as Presently Agreed


upon by the Faculty," May 23, 1962. See also the "Tentative Scheme of
Examinations, etc., to be followed in Indian Institute of Technology,
Kanpur," August 24, 1961.
2
Dr. P. K. Kelkar, "A Note Briefly Giving an Analysis of the
Impact of the Present Emergency on the Philosophy of Engineering Educa­
tion as Distinct from Engineering Training, with Particular Reference
to the Suggestion that the Duration of Courses Should be Reduced,"
December 6 , 1962, pp. 2-17.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


102

colleges had been undertaken since independence, it still was not

possible to create and sustain in Indian institutions the kind of

instructional climate that would make it possible to train Indian

students to be capable of producing a creative impact on their

environment. The reason for this failure, according to the Director,

was that no basic thought had been given to the process of education

or the responsibilities each individual had in a technical institution

for the achievement of its goals. He strongly urged the faculty to

support him in the rejection of the Government's proposal to reduce

the length of the degree program so that the planned effort to create

a vital educational program at Kanpur could be undertaken.1

As a result of intensive discussions with visiting professors, a

variety of curriculum plans were submitted to the Director. Each

plan contained recommendations on the pattern of the five-year integrated

course.

One plan stressed the need to provide common science and engineering-

science courses, in the different branches of technology, that would


2
develop skills that were valid for a life time of professional practice.

To effect these purposes, there would be time schedules that would

provide greater time for individual study, library reading, and research

for faculty members. Technical arts, including engineering drawing,

manufacturing skills, and economic analysis of production, would be

offered.

Three areas of the program, fundamental, middle, and professional,

1I b i d .
2
Professor Richard H. Zimmerman, "Report, Undergraduate Curriculum
Structure for Indian Institute of Technology, Kanpur," submitted to
Dr. P. K. Kelkar, Director, IIT, Kanpur, August 31, 1962, pp. 1-18.

R e p r o d u c e d w ith p e r m is s io n o f t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


103

were outlined in another memorandum. The first would include a study

of models of physical situations. In the middle, fundamental ideas

would be expanded and interrelated. Broad themes would be explored,

and the mathematical analysis would be employed. Professional

specialization would be limited to six months to eighteen months.^-

While there was disagreement about the balance between the study

areas of the proposed plans, consensus was reached on several instruct­

ional procedures. Contact hours would be reduced to twenty-five hours

per week with emphasis to be placed on the textbook and library work.

Students would not be allowed to study more than four technical courses

in one semester. Three common courses for students in the engineering

and science departments would be created. A comprehensive program in

technical arts would be adopted. A strong humanities and social science


2
component would be required.

Summaries of curriculum discussion revealed that there was a

variety of opinions concerning aspects of the institute1s program.

Included among these was the extent to which common courses would be

taught on an interdisciplinary hasis rather than in the departments

which the subjects were most directly concerned with; bookkeeping pro­

cedures for student grading; and terminology for different academic

procedures. The most persistent problem that arose, however, was the

role that the Department of Humanities and Social Sciences would play

in the institute.

*K.I.A.P. Curriculum Discussions, "To American Staff from Bob


Halfman, Working Memorandum on Curriculum," 17, October, 1962.
^Located in the files of Dr. M.S. Muthana, Deputy Director, Indian
Institute of Technology, Kanpur, hereafter indicated as Muthana files^

^Muthana files, Bob Halfman, "Memorandum to American Staff,"


November 1, 1962.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


104

The comprehensive proposal for the humanities and social science

curricula was presented to the Director of the Institute in October,


1
1962. Consistent with the mission of the Institute, the humanities

and social sciences were to develop the "broadly trained professional."

While the proposal explained the need for the Institute to evolve a

program that would expose students to a wide range of human experience,

it stressed that the immediate gcill in a technological institute was


2
to provide a limited number of subjects for concentrated study.

Fields to be included in the curriculum would be chosen according to

their intrinsic validity and importance without regard to the specific

needs of scientists and engineers in their professional capacities.

It was also proposed that the fields chosen for inclusion in the

Institute's plan would provide offerings that would contribute to the

development of each field and not be restricted to the narrow and


3
immediate concerns of the Institute.

Four fields that were of general educational value, relevant to

the problems of Indian society and concerns of scientists and engineers,

were proposed. Languages, linguistics and literature were included

as humanities; and economics, history, and sociology and anthropology


4
were the social sciences selected.

English as a second language would be taught during the first two

^Professor 0. L. Chavarria-Aguilar, "A Proposal for a Humanities-


Social Science Curriculum for the Indian Institute of Technology,
Kanpur," submitted to Dr. P. K. Kelkar and Professor Norman C. Dahl,
October, 1962, /cyclostyledj pp. 2-20.
2
Ibid., pp. 3-4.

3Ibid., p. 4';

4Ibid., p. 6 .

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


105

years, and contemporary and classical literature would be introduced

during the second year. Electives in humanities would be introduced

in the last three years and would offer staff opportunity for pro­

fessional advancement. Languages, including French, Russian, and German,

would be taught as well as linguistics.

Economics would be taught to provide basic understanding of

development planning and economic problems unique to India, but would

not be tied to the technical aspects of each engineering field. Basic

principles of sociology and anthropology would be introduced. Histori­

cal training would be provided.

It was estimated in the proposal that thirteen per cent, or 780

hours of the first year's curriculum should be reserved for the humani­

ties and social sciences. It was also estimated that if the total

contact hours were to be reduced to twenty-five, the total time devoted

to the area would be twenty per cent.

The humanities and social science proposal, as well as the ideas

for instruction in the Institute which were being informally discussed

by Indian faculty and American professors, became the responsibility

of the Steering Committee that was formed at Kanpur.* The committee

was appointed by the Director with the concurrence of the Institute

Senate.

During the first meeting of the Steering Committee it was agreed

that the semester system would be adopted for the group entering the

Institute in July, 1963. While no final decisions regarding the examina­

tion system and curricula for the first three years was reached, it

1 This was a committee appointed by the Director at Kanpur and


should not be confused with the K.I.A.P. Steering Committee which met
periodically in the United States.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


106

was decided that the Steering Committee would assume responsibility

for their formulation.^"

Details regarding the academic organization of the Institute were

discussed in subsequent meetings of the Institute Steering Committee.

The length of the work week and the reduced number of contact hours

was considered. The nature of science-engineering courses was specified.

Class size, length of lectures, and effective means of conducting

lectures were explored.

The role of practical training in the Kanpur program was a topic

of debate at two of the Steering Committee's meetings. It was decided

that technical arts at Kanpur, including fabrication skills, would not

stress performance of manipulative skills. What was desired was for

the student to develop a theoretical underpinning--an understanding of

the properties of materials and the nature of the problems that were
2
involved. It was agreed that it was not possible to impart all technical

skills and that it was more important to develop an attitude toward

precision operations.

It would be important for graduates of Kanpur to know equipment

and to know where to have work done, rather than actually make objects.

The ability to seek information was viewed as more important than skill

performance or the display of techniques. It was claimed that the basic

emphasis in workshop practice in most Indian engineering institutions

had been on techniques rather than understanding of what was being


3
attempted.

''"Muthana Files,"Minutes of the First Meeting of the Steering


Committee," January 10, 1963.

2Muthana Files, "Minutes of the Third Meeting of the Steering


Committee, February 1, 1963.

3Ibid.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


107

It was agreed that the time devoted to technical arts should be

reduced from seventeen per cent to ten per cent of the five-year
1
course.

The proceedings of the Steering Committee and of the different

sub-commitcees appointed to examine the details of the academic

procedures were summarized in a letter that was addressed to all

members of the faculty in May, 1963. The letter reviewed the pro­

cedures that were to be adopted from July, 1963. The academiccalendar

for the five-year integrated course would be based on the semester

system. Students would be expected to take five or six subjects per

semester and to work fifty-five hours each week, about twenty-five of

which would be devoted to lectures, laboratory practice, and tutorials.

Students would be promoted on the basis of performance in each subject.

Institute requirements for graduation would include approximately 550

hours of work during the first three years. Departmental requirements

would include 200 hours of work that would be taken in the fourth and

fifth years. At least fourteen per cent of the undergraduate credits


2
would be devoted to humanities and social sciences. The faculty was

informed that a trial of the first-year courses under the new program

would begin in July, 1963.

Courses for the first-year group in 1963 were taught by members

of the First Year Committee of the Institute, an interim successor to

the Steering Committee. The new committee to organize the first year

had been appointed by the Director to decide what subjects should be

^Mathana Files, "Minutes of the Fourth Meeting of the Steering


Committee," February 7, 1963.

^Mathana Files, "Minutes of the Ninth Meeting of the Steering


Committee," April 29, 1963.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


108

taught, what grading and promotion system should be adopted, and

what instructional methods should be employed. Homework, measurement

of academic performance, presentation of course outlines to students,

attendance and grade reports, counseling and registration procedures,

office hours, and quizzes were some of the details that were considered

by the Committee.*

One of the major procedures considered by the Committee was the

system of academic evaluation. While the Kharagpur system had been

followed for the first two groups, the new group was to be promoted on

the basis of their performance in each subject. Letter grades and

grade point averages would be a s s i g n e d . ^

While the First Year Committee organized the instruction for stu­

dents in the first year, the Institute’s Steering Committee was recon­

stituted in September, 1963 to consider the changes that had been

introduced since the Institute opened in 1960.^ It was recognized that

the system proposed by the First Year Committee would require a funda­

mental shift in the relationships between students and teachers.

Student performance throughout the semester, rather than merely a final

examination, was the basis for evaluation of academic progress. A

change in faculty attitudes to allow changes from the precise numerical

marking system would have to be achieved. Numerical equivalents for

work on examinations, quizzes, tutorial sessions, and practical work

Muthana Files, "First Year Committee Records, Record of Decisions


Made at the Meeting," July 4, 1963.

^Muthana Files, First Year Committee Records, "Report on the


Meeting of the Sub-committee on Grades, Examinations, etc., of the
First Year Committee," New Delhi, August, 1963.

^Muthana Files, "Minutes of the Reconstituted Steering Committee,"


October 19, 1963. /The Reconstituted committee held four meetings
between October, 1963 and January, 1964, when it was dissolved]/

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


109

would have to be established; To consider these issues in the context

of the three-year core curriculum, the Director once again appointed

a committee composed of visiting professors and Indian faculty. The

Core Curriculum Committee was formed February 5, 1964.

All activities of the Kanpur program were not directly concerned

with course adoptions and instructional procedures. Facilities that

would support the teaching and research programs of the Institute

were a major aspect of the aid agreement. One of the most important

of these was the library system adopted at the Institute.

Basic conditions for the provision of the assistance were that

students would be required to engage in more independent study and

that research programs would be initiated by the faculty. The creation

of an appropriate library for the Institute was therefore considered

one of the highest priorities in the development of the Institute.

Besides the provision of a collection of books and journals, similar

to those possessed by one of the consortium institutions, procedures for

processing orders and cataloging acquisitions were developed with

American assistance.

Librarians from Purdue University visited libraries in India for

two weeks in the summer of 1962, They observed the operations of the

university libraries in Calcutta,. Madras, Bangalore, Bombay, and New

Delhi.^ Their report, which was submitted to the Director, outlined

the principles on which the library was to be based.

It was noted that Kanpur, unlike its sister institutions in

America, had to create an intellectual climate that would require a

^Muthana Files, Oliver C. Dunn, "A Library Development Plan for


the Indian Institute of Technology, Kanpur," August, 1962, pp. 1-18.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


110

different role for the library. In addition to facilitating the

transmission of knowledge, the faculty in the Institute would have

to impart to students the attitudes of inquiry upon which technologi­

cal, scientific and sociological advances depended. The anticipated

decrease in strict adherence to textbooks and lecture notes and the

reduction of scheduled class hours would make it necessary for

students to pursue studies on an independent basis. For these purposes

and for the conduct of an active research program, adequate facilities

for the library were regarded as essential.*

q To accomplish these goals, it was recommended that the general

pattern of the library should be developed according to American pre­

cedents. The collection should be built around scientific and technical

fields to provide support for the teaching and research programs. The

building would be able to house up to two hundred thousand books and

have seating accommodations for about five hundred persons. The library

would be considered an academic department of the Institute, and the

librarian would have responsibility and authority for its management and

policies. The library should be responsible for all books purchased in

the Institute wherever they might be housed.

When the progress of the library's development was reviewed two

years later, it was reported that the central role which had been pro­

posed for the Kanpur library had helped to procure a building budget and
2
a book budget much larger than the other IIT's. The visitation of

library personnel to American university libraries was recommended to

underscore the importance of promotion of "reader service" in the library.

1Ib id., pp. 2-4.

201iver C. Dunn, "Progress Report on the Library, Indian Institute


of Technology, Kanpur," May, 1964, pp. 1-2.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


Ill

Thermofax copiers, translation services, and the delivery of journals

through Air Mail were facilities to be introduced as a result of the

third consultation on the Institute library.*

Similar efforts were made in the establishment of a computer

center. The center opened in August, 1963, when operations at the

Institute were shifted from Kanpur to the rapidly developing campus

west of the city. Two computer systems, one medium size and one large

size, were installed. Both computers are used for Institute research

projects as well as processing student registrations and examination

data. Courses in computer science are offered to all third year students

and intensive courses are provided for persons from outside the Instit­

ute. The Institute has planned to extend the use of its facilities to
2
other technical institutions, research institutes, and industries.

In addition to the laboratories organized by each department,

special laboratories and facilities are designed to promote inter­

departmental activity. The Central Research laboratory houses facili­

ties that are used by all departments of the institute for projects

requiring the use of such equipment as mechanical testing machines

and electron microscope equipment for analysis of surface phenomena.

A closed-circuit television station was built under the Electrical

Engineering Department's program. Flight research is conducted in a

wind tunnel and landing strip provided by the Institute.

B y 1965 reports to the Steering Committee of the K.I.A.P. from

*Muthana Files, Oliver C. Dunn, "Two Years' Progress, Present


Problems and a Five-Year Plan," March, 1966, pp. 2-18.
2
Indian Institute of Technology, Kanpur, Proposals for the Fourth
Five-Year P l a n , November, 1966, p. 19.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


112

the United. States began to extol the quality of the Indian faculty

that had been recruited. A n American visitor in January, 1965

reported to the Committee that an ''absolutely first rate" faculty

had been assembled at Kanpur.^

The recruitment of such an academic staff to the Institute

required an expansion of the United States aid program and an involve­

ment in an area of planning that had not been originally envisioned.

One of the most critical of these areas was the administrative system

of the IIT. To achieve an increase in the flow of information between

departments and the delegation of authority among members of the

faculty, education adminid:ration specialists were sent to Kanpur.

The administration of the Institute’s academic program was the

responsibility of the Director, Deputy Director and Registrar. Under

the terms of the IIT Act, all decisions related to the recruitment

of staff, promotion of faculty and purchase of equipment were the

responsibility of the Director and these principal officers. While

in practice many administrative procedures had been modified, parti­

cularly in the recruitment of faculty, responsibility for budgeting,

recording of student performance, and the purchase of equipment re­

mained vested in these principal officers and the different administra­

tive units.

It was reported to "he Steering Committee in the autumn of 1965

that unless administrative support for the IIT was improved, many of
2
the gains recorded in the academic program would be jeopardized.

^K.I.A.P. Files, "Minutes of the Eighteenth Meeting of the Steering


Committee," February 12-13, 1965, p. 2.

2K.I.A.P. Files, "Minutes of. the Twenty-Ninth Meeting of the


Steering Committee, University of California, San Diego, May 27-28,
1968, pp. 6-7.

R e p r o d u c e d w ith p e r m is s io n of th e co p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


113

Two academic deans were appointed in April, 1966 (Dean of Faculties

and Dean of Graduate Studies and Research), but Kanpur had grown in

size and complexity to the extent that more deans and greater

coordination between them were recommended by American experts. In

addition to the two deans that had been appointed, a third, Dean of

Undergraduate Programs, and the establishment of an academic cabinet

were recommended.^ The cabinet, entitled the Executive Committee on

Administration and Personnel, was formed in 1968. The Committee was

to consist of the three deans, the Deputy Director, Registrar, a

Secretary, and, initially, one American Program Leader.

It was suggested that academic committees for undergraduate and

post-graduate programs should be established which crossed departmental

lines. Encouragement was also given to the appointment of faculty

advisory committees for appointments and promotions. A systematic pro­

gram of leave time for faculty development was to be developed.

The tasks of non-academic administration were also considered

major obstacles to the conduct of the academic program of the Institute.

Procedures were developed to strengthen those functions related to

the academic record keeping, accounts, purchasing, and budgeting.

Training programs were introduced in which administrators from each

section learned the use of the computer to process information related

to their department. With assistance of American personnel, jobs in

each of these areas were classified and role expectations were written.

Faculty committees were appointed to work with persons in each of the

departments. Maintenance personnel were also included in discussions

K.I.A.P. File, J. Douglas Brown, "Report on Visit to Indian


Institute of Technology, Kanpur," February 15th to March 6th, 1968,
pp. 3-4.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


114

of the Institute's purpose and the importance of their task in the

success of the Institute.1 Consultants were also provided by K.I.A.P.

for administrative data processing, instrument design and maintenance,

and personnel administration. The recruitment of the Indian faculty also

spawned a variety of efforts to develop the environment of the commun­

ity that had grown up at the Institute. A major effort was made to

create elementary and secondary schooling facilities for children of

the Institute faculty as well as an "opportunity school" for the

children of non-academic staff and servants. Experts assisted in the

development of an English language curriculum, the recruitment of

•administrators and teaching staff, clarification of school policies,

and planning the construction of two school buildihgs. Other activities

for which American consultation was provided were the creation of an

Institute health center; recreational facilities for students and staff;

sewage and water treatment programs, and architectural advice on the

design of campus facilities.

The pattern of the Institute and the conduct of the American

assistance program were continuously reviewed. Semi-annual progress

reports were submitted to the United States government. Monthly reports

reviewing the development of the Institute, their recruitment of

faculty, and the development of Institute programs were provided to

the Steering Committee which.held from two to three meetings each year

at the campuses of the different consortium institutions. The Program

Leader usually traveled to the United States for these meetings, and

^ . I . A . P . Files, Dr. Gaylord E. Nichols, Jr., "Mid-Term Report,


Kanpur Indo-American Program," August, 1968.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


115

occasionally Dr. Kelkar or other Indian officials were invited.

The first systematic effort to determine the progress that had

been made in relation to the goals of the Institute was that of an

evaluation team modeled on the accreditation procedures of the United

States Engineers' Council for Professional Development. Representatives

for the evaluation team were selected from each of the consortium

institutions. They visited the Institute for a one-week review in

March, 1966 and submitted their report to the K.I.A.P. Steering Committee

by the end of 1967.

The report substantiated the claim of numerous visitors to the

Institute that the American approach had been useful in the creation

of the Institute's pattern. The excellence of the faculty and the

students at the Institute were highlighted, and in both cases, the

committee found them to be comparable in abilities and attitudes to

their American counterparts.^- The Committee found the curriculum, which

placed emphasis on understanding of fundamental principles rather than

specialized knowledge, to be on a par with those of the best American


2
institutions. They found that an excellent start had been made in

graduate training and research and the development of relationships

with industries and government departments in the region. Conferences

and short courses at the Institute were held in all science, professional

engineering, and humanities fields at the Institute from 1964 to 1967.

Both the library and computer center facilities were singled out as

outstanding facilities at the Institute, comparable to similar

^Indian Institute of Technology, Kanpur: Five Years of Progress,


An Evaluation and Report for the Steering Committee, Kanpur Indo-
American Program, January, 1968, p. 3.
2
Ibid., pp. 10-11.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


116

1
facilities in the United States.

One area in which the visiting team found disparity between the

stated objectives of the Institute and procedures adopted to achieve

them was in the administration of the Institute. As the K.I.A.P.

Steering Committee had discovered, the evaluators found that routine

chores in purchasing, clerical tasks, record keeping, and in mainten­

ance of the laboratories and equipment were often handled by the

academic staff. While academic planning functions were well conducted

at the Institute, the evaluators noted that the organization and

operation of adequate supporting services were not up to the standard

or the requirements of the faculty that had been assembled. What was

needed, according to the reviewers, was an administrative staff that

could efficiently assume responsibility for such areas as workshop

operation, procurement, stores, personnel, campus utilities, student


2
records, and athletics.

Indian faculty at the Institute also reviewed the progress of

developing a pattern of studies that was suited to Indian capabilities.

The principal critic of the Institute's growth was the Director, Dr.

Kelkar. Whether as a result of the mutual cooperation fundamental

changes had occurred in the attitudes of the Indian staff, was a theme
3
Dr. Kelkar treated in two speeches he presented to American audiences.

He attempted to examine the beliefs and responses characteristic in

Indian thought that were barriers to the acceptance of the scientific

"Ibid., pp. 24-26.

2Ibid., p. 31.
3
Dr. P. K. Kelkar, "Social and Intellectual Setting for Scientific
Inquiry in India," International Symposium on Science in South Asia,
Rockefeller University, New York City, May 5-7, 1966; "Establishing a
Technological Institute--A Joint Indo-American Experiment in Kanpur,"
Conference on the Role of the Professional as an Agent of Political,
Economic and Social Changes in Low-Income Countries, University of
California, Berkeley, May 24-26, 1968.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


117

attitude and its application to transform the material and psychologi­

cal environment in India. He concluded that the cultural differences

represented by India and American planners had played a significant

part in the establishment of a curriculum that was oriented toward

developing the ability to meet the unknown successfully.

Assistance appears to have been indispensible to the adoption

of the non-specialist curriculum. The evolution of the three-year core

curriculum and the problems-oriented approach to professional and post­

graduate subjects had been an Indo-American accomplishment. Modern

physics, chemistry and mathematics, as well as courses in engineering-

science subjects, reflected developments in American counterpart

engineering institutions.

Technical and graphic arts that would create a practical attitude

of mind was a basic committment. Materials science and the introduction

of the systems approach in the solution of problems were distinct

features of the Kanpur program that were developed jointly. The humani­

ties and social science program was conceived as a result of interaction

between American teachers and Indian staff committed to widening the

perspective of engineering graduates and to the development of electives

and research programs in the humanities and social science subjects.

Fifteen per cent of the total five-year course was devoted to this area.

Laboratory skills in the selection of instruments and equipment, the

organization of experiments, and the analysis of results are the basis

of professional course projects and post-graduate research. Acquisitions

made by the Purdue library were duplicated in purchases for the Kanpur

library.

Instructional procedures also evolved as a result of intensive

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


118

interaction between Indian and American professionals. Course and

subject-wise promotions, student selection of courses on the basis

of faculty counselling, and the publication of an Institute:catalog

were innovations introduced to encourage student responsibility for

learning. The rotation of departmental headship and the introduction

of deanships was also a departure from the Indian pattern of administra­

tion that was planned jointly.

Perhaps the most critical measure of success in the operation of

the assistance program was the recruitment of an Indian staff which

could interpret the non-specialist ideal and create procedures to

implement the program. It was found that reliance on faculty to devise

the programs of the Institute provided opportunities for professional

growth which might reverse the drain of Indian technical personnel to


1
western nations.

It was evident that as a result of the American assistance, a

pattern had been established that was a distinct departure from pro­

grams being developed elsewhere in India, including other IIT's.

Whether such a pattern was appropriate to the purposes and trends of

Indian society is a question that could now be analyzed according to

the effects of such a program which existed in an Indian industrial

region.

While the Indian faculty at Kanpur and the visiting faculty from

the consortium of American institutions had been engaged in an

"educational experiment" to evolve an Indian pattern of higher technical

^Marshal F. Merriam, Brain Drain Study at IIT, Kanpur: Opinions


and Background of Faculty and Senior Staff, July 1969, pp. 31-40.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


119

education based on American ideas and practices, the principal concerns

of British professors at Delhi focused on the acquisition of additional

resources to upgrade the status of regional engineering colleges

to that of an Indian Institute of Technology.

R e p r o d u c e d w ith p e r m is s io n o f t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


CHAPTER VII

BRITISH LEADERSHIP IN THE ADOPTION OF THE INTEGRATED PATTERN


OF STUDIES AT THE FIFTH HIGHER INSTITUTE OF TECHNOLOGY

The sponsorship of the U.S.S.R., West Germany, and the United

States for the establishment of the IIT’s implied that assistance

from other nations with industrial concerns in India could be

obtained to develop facilities for technical education. While un­

able to provide the same level of support as its predecessors,

informal discussions between Professor M. S. Thacker and Sir Willis

Jackson in 1958 revealed the possibility that the British government

could assist in the establishment of a regional engineering college.

While initially planned as a constituent college of Delhi University,

a substantial increase in the British support for the institution re­

sulted in its reconstitution in 1963 as the fifth in the chain of IIT's.

From its inception as a college, engineering professors from Britain

guided the development of courses and instructional procedures at the

Delhi institution to implement the five-year integrated pattern of

engineering studies.

During his visit to India to evaluate the Institute of Technology

at Kharagpur, Sir Willis Jackson was asked whether the British govern­

ment would be able to provide assistance comparable to that of the

other nations for the establishment of an IIT .1 Indian planners were

told that through its participation in the Colombo Plan for Technical

Cooperation, Britain would agree to send experts to help plan the

college. They were also informed by representatives of the Federation

of British Industries that because of the interest in the promotion

1Sir Willis Jackson, "Indian Institute of Technology, Delhi,"


Electronics and Power, February, 1964, p. 40.

120

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


121

of British engineering equipment in India, that the cost of equipping


1
the college would be met by donations from British industries. The

ceremonial foundation stone was laid by H.R.H. the Duke of Edinburgh

at the 300-acre site south of New Delhi in January, 1959.

The organization of British industrialists to support the develop­

ment of a new technical institution in India was the major activity of

the assistance program during the first five years of its operation.

The Delhi Engineering College Trust was formed in 1959 to receive and

administer the funds donated by British industries, and to coordinate

the transfer of equipment to India as academic plans were developed. As

a result of appeals made to the managing directors of over 400 companies,


2
250,000 pounds was received for the project. The second appeal, made
3
in 1964, resulted in an additional donation of 150,000 pounds.

The charitable trust was managed by an Executive Committee. Funds

for the procurement of equipment through the British Crown Agents and

for transport to India were disbursed by the Committee. Two additional

committees were established under the terms of the trust to coordinate

the selection of equipment and British staff members and the academic

jianning that would be conducted for the institution in India. The

Technical Sub-Committe^ under the chairmanship of Sir Willis Jackson,

was responsible for the selection of the British staff. The Committee

advised the Department of Technical Cooperation (later the Ministry

for Overseas Development) on academic policies for the college and the

recruitment of professional staff that were to be paid from Colombo

1 Ibid.
2
The Industrial Trust for the Equipment of the Indian Institute of
Technology, Delhi, "A Progress Report by Sir Eric Coates," Chairman of
the Executive Committee of the Trust, 25th January, 1967, p. 2.

3Ibid., p. 5.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


122

funds.

A n Academic Working Party* consisting of members of the Imperial

College of Science and Technology faculty, was also organized to

confer with Indian planners on details for the buildings required to

house equipment for the workshops and laboratories of the college.

The lists of equipment that were prepared in India were evaluated by

the working party and recommendations for purchase were made to the
2
Technical Sub-Committee.

When the first British professors arrived in Delhi in the summer

of 1960, syllabi for the five-year integrated courses of the College

had already been presented to the Delhi University Faculty Senate.'

While the intent of the aid program was to introduce British methods

and practices in different branches of engineering, syllabi based on

the degree program of Delhi University and the recommended syllabus for

the All-India Council for Technical Education had been formulated.

The Faculty of Technology of the University had outlined the first year's

course of study by 1958 and had made suggestions for the five-year

integrated course of study in electrical, mechanical, civil and chemi­

cal engineering and textile technology.^

The constraints placed on course planning and academic policy

making led both British and Indian supporters of the college to recon­

sider its affiliation to Delhi University. After consultation among

^Ibid., p. 4.

^Interview, W. G. Wormal, Secretary, Delhi institute of Technology


Trust, August 21, 1969. See also W. G. Wormal, "The Indian Institute
of Technology, Delhi," Overseas Universities, February, 1964, p. 19.
3
Interview, Professor R. J. Cornish, Head, Department of Civil
Engineering, IIT, Delhi, January 31, 1966.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


123
representatives of the Department of Technical Cooperation, British

industrialists, and officials from the Indian Ministry of Education,

it was decided that the college would be constituted as an independent

institution and be developed as the fifth Indian Institute of Techno­

logy. The shift from the status of a college to that of an IIT made

it possible for professors from Britain to reformulate the syllabi

for the Institute.

The Academic Policy statement, produced by the Director, R. N. Dogia,

and two British professors, clarified basic differences between engineer­

ing training in Britain and India.1 Whereas engineering graduates in

Britain or the United States spent one or two years in industry follow­

ing their course work, adequate facilities for such practice did not

exist in Indian industry. The engineering institution had to conduct

practical training as well as regular courses, and students would need

to spend vacation time in works training.' A practical bias would have

to be emphasized in the Indian engineering institution, particularly

through workshop practice.

It was noted in the policy statement that while greater numbers of

"maintenance and supervisory engineers" were required in India than in

the west, the IIT should be primarily concerned with the training of

engineer-administrators, teachers of engineering, research engineers

and design and development engineers. To provide both the practical

orientation and the scientific background required, it was proposed

that two types of engineering courses would be established; one science-

oriented and the other technology-based. The science-oriented courses

1Indian Institute of Technology, Delhi, "Academic Policy for the


Institute," September, 1964, pp. 2-34. /The academic proposals that
are analyzed in the following pages are derived from this document
citation which will not be repeat ecH)

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


124

would be directed at producing development engineers and potential

research engineers and teachers. The technology courses would pro­

vide technical experience for the design and production engineers.

While a distinction was drawn between the two types of courses,

it was emphasized that the basis for both programs was the scientific

content of the five-year courses. It was stressed that all engineers

should have a background grounded in basic physical sciences before

they can appreciate the principles from which modern engineering

practices are derived. While both courses would be scientific in

approach, more opportunity would be given to students in the science

course to develop a scientific framework for analyzing the relation­

ship between engineering practice and scientific principles. The

student in science-oriented training would spend less time on practical

examples. In contrast, the technology-oriented courses would provide

more examples of current engineering practice and encourage more de­

tailed application of scientific principles to existing engineering

situations.

According to the plan, students would take a common course during

the first two years based in science and humanities subjects designed

to improve spoken and written English language skills. Science depart­

ments would be formed to conduct courses for the first two years of

the five-year program. Their function in the last two years would be

to collaborate with engineering departments to provide laboratory facili­

ties for the scientific aspects of engineering instruction. Whatever

additional scientific training was required would be offered as part

of the engineering program.

Humanities and social science subjects were also conceived as

R e p r o d u c e d w ith p e r m is s io n o f t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


125

supportive to the engineering programs in the different technical areas.

Intensive and thorough study of English language was to be provided

in the first two years. Subjects relevant to engineering, such as

economics, industrial psychology, and history of technology would be

provided in the last three years. General cultural activities organized

outside the institute would be used to supplement the program of the

humanities and social science departments.

Methods of instruction and an examination system were also outlined

in the policy statement. While warning against the abuses of the lecture

system typically used in Indian universities, the statement proposes that

the lectures be the major vehicle for teaching of general principles.

Adequate preparation should be made to provide interpretations of text­

book material and examples familiar to the students in the course.

Instruction was also to be given through tutorials and laboratory

work. Tutorials would provide students with the opportunity to work

examples of problems and to raise questions concerning the material pre­

sented in lectures. A personal tutor system was to be introduced to

provide transition for the student to assist him in organizing his

activities at the Institute.

Student evaluations were to be incorporated through written and

oral examinations, sessional work in tutorials, and laboratory practi-

cals. A semester system of organization, whereby final examinations

and short tests would be given, was proposed. Oral examinations would

be given during tutorial and laboratory periods. Greater emphasis would

be given to semester examinations in the first and second years than in

the final years. More weight would be given to projects, reports, and

laboratory performance in the last years.

R e p r o d u c e d w ith p e r m is s io n o f th e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


126

The academic policy and development plan was approved by the

Institute Senate and Board of Governors. A summary of the two docu­

ments which represented the highlights of four years of planning was

transmitted to the Ministry of Overseas Development in April, 1966

by Professor Thackery and submitted to the Technical Sub-Committee of

the Delhi Trust for review.

The summary, it was noted, represented the product of planning

from 1962-1966, during which time British professors had made substant­

ial contributions to the development of the Institute. British profess­

ors were the principal authors of the policy document and the summary

of its conclusions.

While supportive of the Institute's commitment to foster "the

creative approach to a student's education," the reviewers of the

summary cautioned that such an approach could not be realized merely by

stating it as an aim. They stressed the importance of viewing the science

and humanities offerings of the Institute from the practical needs of

engineers. The application of scientific knowledge to immediate engineer­

ing problems was the skill that was of most critical importance. ^

Several comparisons and references were made to programs and pro­

cedures of the Imperial College of Science and Technology when the

summary statement was reviewed. It was recommended that a special

committee should be appointed to advise on academic work in special fields.

Reviewers were doubtful that the proposed number of post-graduate courses

could be started with the staff that was available and the committment

of the staff to post-graduate teaching. Regarding the proposal to

^Delhi Institute of Technology, Technical Sub-Committee, "Report


of the Academic Working Party of the Delhi Institute of Technology
Trust on the 'Summary of Academic Policy and development Plan'," 4th
August, 1966, pp. 4-5.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


127

establish a department of aeronautical engineering, the reviewers

advised that the aeronautical equipment that was used at Imperial

College would not be an adequate basis for the development of this

field at the Delhi IIT.1

While no formal review of the progress of the Institute had been

conducted by 1970, the final reports of some of the British professors

who had led the program of assistance at Delhi in its initial stages

provides some indication that problems related to the establishment

of the new pattern at Delhi were similar to those experienced at the

other IIT1s.

Professor John Brown, professor of electrical engineering at Delhi,

was the first expert to provide a comprehensive report of his activities

at Delhi. He had arrived in India in 1962 and had been the principal

author of the academic planning document. One of the most critical

problems he found was in the area of administration. While an effort

had been made to develop a curriculum and set of procedures that closely

followed British practices, it-had not been duplicated in attempts to

devise the administrative pattern for the Institute. While deanships

had been created to encourage greater staff participation in academic

planning, he pointed out that administrators of the Institute were

responsible for activities normally preserved for departments in British

institutions, the final authority concerning which rested with the


2
university senate.

^Ibid., pp. 6-9.


o
"Report by Professor John Brown on Conclusion of Assignment to
Indian Institute of Technology, Delhi," 26th March, 1965, p. 1.

R e p r o d u c e d w ith p e r m is s io n of t h e c o p y rig h t o w n e r. F u rth e r re p ro d u c tio n p ro h ib ite d w ith o u t p e rm is s io n .


128

The arrangement of staff hours of work and leave, the purchase of

equipment and the organization of stores were subject to the rules and

regulations of the G.O.I. and not the academic needs of the Institute.*

Professor Brown reported that he had visited the other IIT's and

found that Delhi's program compared favorably with that of Kharagpur,

Madras, and Bombay. He also pointed out that British staff at Delhi

had played a greater role in planning the Institute than was the case

at Madras or Bombay. While its state of development was similar to

that of Delhi, he found the process of assistance at Kanpur to be

better suited to the establishment of an effective system of instruct-

. 2
ion.

The report of Professor Richard Guy, professor of mathematics at

the Institute, stressed that collaboration between academic and adminis­

trative personnel at the Institute was weakened by the concentration of

decision-making power concerning academic affairs in the hands of those


3
least concerned. He also pointed out that procedures could be intro­

duced to teach teachers how t o ‘deliver more effective lectures, to conduct


4
tutorials, and group discussions.

Professor F. Rumford pointed out the need to have an advisor for

planning the library of the Institute. While a British expert had been

recruited by 1966, many plans for the library buildings and the recruit­

ment of staff had already been completed."*

1Ibid.. pp. 1-2 .

2Ibi d ., pp. 10-11 .

^Professor Richard K. Guy, "Report on Tour of Duty as Colombo Plan


Expert, from March, 1962 to August, 1965 at IIT, Delhi," pp. 17-19.

^ I bid., pp. 44-49.

^Professor F. Rumford, "Report on Conclusion of Assignment,"


1960-1966, pp. 2-15.

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129

Difficulties in the procurement of equipment through the stores

department of the Institute were also detailed in the report.

Officials of the Delhi Trust also visited the IIT and reported

on the progress that had been made as a result of British assistance

to the Institute. Recognizing that there had been a need for senior

staff to plan and initiate the first degree courses when the college

was started, frequent consultations and exchanges of views between

staff of the Institute and the Imperial College and other British

universities were regarded as imperative during the second phase of


1
British support for the Institute.

The recommendations made at the end of the 1966 tour formed the

basis of the further collaboration that was proposed for the IIT, Delhi,

and the Delhi Trust. The sisterhood relationship that was established

made it possible to provide for short term visits by teachers from

different British universities principally to advise on the development


2
of post-graduate courses. Indian teachers were also invited to work
3
and pursue further training in British universities. The establishment

of the sisterhood relationship would also lead to a collaborative effort


4
to reformulate the academic procedures of the Institute.

When the amendment to the IIT Act that created the Delhi Institute

was introduced in 1963, members of the Indian Parliament were reminded

that an "experiment" with different systems of higher technical education

had been initiated as a result of the assistance of four nations. It

^Professors S. R. Sparkes, W. G. Normal, "Report on a Visit to the


Indian Institute of Technology, Delhi," November, 1966, pp. 3-4.
2
"Proposed Long-term and Short-term Visits to IIT, Delhi, from
Britain, 1969-71." A list of proposed fields for which British pro­
fessors would be sent to the Institute provided by Mr. W. G. Wormal.
3Ibid.

^Letter from Professor M. C. Chaturvedi, Head of Department of


Applied Mechanics, IIT, Delhi, April 25, 1970.

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130

was reported that the acquisition of British aid offered an addi­

tional opportunity to study different ideas and practices of advanced

systems of engineering education and to adopt those suited to Indian

conditions.*

While the impact of the British assistance program at Delhi had

been critically evaluated by members of the British staff, whether

the Ill's as a group had gained enough from the contribution made by

each nation to evolve different approaches was soon to become a

question of national significance. The Institute of Applied Manpower

Research concluded that the programs of the IIT’s were no different

from those of older engineering colleges and should be reorganized

into post-graduate institutions.2 The Education Commission recognized

the importance of the IIT’s but questioned whether the difference created

were commensurate with the expenditures that had been made in their
3
establishment. Some educational observers questioned whether as a

result of the foreign assistance and favorable treatment from the

Central Government, organizers of the Institute had taken the opportun­

ity to examine the differences in the purpose between the major systems
4
of higher education that were represented by the four donor nations.

*Lok Sabha Debates, Third Series, XIX, 1, August 13, 1963.

^I.AiM.R., First Report on Engineering Manpower Survey. Coordina­


tion of University Education in Engineering with Employment of Graduate
E ngineers, New Delhi: I.A.M.R., August, 1965, p. vii.

^Education Commission Report, 1964-66.

^Interview, Dr. S. Dhawan, Director, Indian Institute of Science,


June 11, 1966.; Interview, Dr. K. Venkataraman, Retired Director of
National Chemical Laboratory, Poona, June 17, 1966. See also Professor
D. D. Karve, "On the Improvement of the Indian Universities," Minerva,
Winter, 1965, pp. 159-171.

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CHAPTER VIII

THE CONTRIBUTION OF FOUR NATIONS TO THE ESTABLISHMENT


OF THE INDIAN INSTITUTES OF TECHNOLOGY.

Five Indian Institutes of Technology were In the Initial stages of

establishment by 1961. While the institutes were founded and largely

financed by the Government of India, each of the last four was established

with the sponsorship of the Soviet Union, the Federal Republic of Germany,

the United States, and Great Britain, respectively. The first institute,

IIT, Kharagpur, which opened in 1951, did not receive the support of a

particular nation for the purposes of its development.

By 1970 the four nations had equipped the laboratories and workshops

of the institutes. Three had supplied computers. Three had helped to

develop library facilities, and in one case had ordered, shipped, and

catalogued the collection of books and journals for the library. Language

laboratories, photographic and audio-visual supplies, printing facilities,

a television studio, and vehicles were among the equipment that was provided

by the four nations. It is estimated that over twenty million dollars

worth of equipment was supplied to the Government of India by the four nations

for the development of the IIT's.*

The assistance of the four nations also included the full-time services

of over 150 faculty members and supportive staff for the institutes from the

engineering institutions of each nation. Most of the foreign "experts" were

^It is not possible to make a precise estimate of the amount of


equipment that was given from available records. This estimate was calcu­
lated from annual reports of the institutes, projections of aid found in
planning documents, and newspaper accounts of each assistance program.

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132

accompanied to India by their families and stayed at the institute for

periods of one to three years. Over three hundred foreign consultants and

guest lecturers visited the institutes for short periods. In addition to

teachers and research personnel for each of the departments of the institutes,

educational administrators, medical personnel, librarians, computer special­

ists, primary and secondary school planners and teachers and college teacher

training specialists worked with the Indian faculty members and administra­

tors to create and develop a suitable environment for a modern institute of

technology.

Training for Indian faculty members and prospective institute employees

in each of the nations was also part of the assistance that was provided to

the IIT1s. Over seventy-five Indians were sent for advanced training and

industrial experience to institutions of each supporting nation. In addi­

tion, Indian engineers already at work in the sponsoring nations were

recruited for service at the IIT1s. Toward the later stages of each assist­

ance program, provision for short-term exchanges between senior Indian faculty

members and their foreign counterparts were arranged to assure continued

contact between Indian teachers and their foreign colleagues at the termina­

tion of the assistance programs.

The aid that was provided by the four nations was used to activate and

implement the plan that was formulated and adopted prior to Indian independ­

ence for the creation of a system of higher technical education that would

place less emphasis than formerly on training technicians capable of

managing technical processes developed outside of India. According to the

plan, at least four institutions were to be established in different industrial

regions of India. Each new institution was to be modeled after the under­

graduate curriculum of the Massachusetts Institute of Technology with the

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133

addition of an extensive workshop training in its courses to account

for the lack of facilities for practical training in India.* While

they were not specified in the Sarker Committee Report, the adoption

of new instructional and examination procedures was also intended. A

form of internal examination was to be adopted and an active student

involvement in learning was to be promoted. Reliance on lectures as the

sole means of instruction was to be avoided. The purpose of the higher

institutes was to train engineers to create new technical processes for

the exploration and utilization of Indian natural resources.

The curriculum that was adopted at Kharagpur followed the essential

features outlined in the Sarker Committee Report. Emphasis in the pro*

gram was placed on mathematics and science during the first two years of

study. Specialization in different branches of engineering was introduced

in the third and fourth years. Technical projects formed the basis of

the fourth year's work. While intended as service courses to the

engineering programs, general education (including instruction in English

language and literature and the history of modern India) comprised over

ten per cent of the four-year course in each branch of engineering.

Workshop practice was required in the early years of the four-year pro­

gram.

The first review of the Institute's program revealed, however, that

the science teaching had not been integrated with the engineering sub­

jects, and that humanities and social science subjects fostered an aware­

ness of the human consequences of technological innovations in Indian

culture.

^Report of the Sarker Committee, 1946, p. 19.

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134

Instructional methods, it was reported, had not drawn faculty

members and students into free intellectual exchanges in different

courses.

Where the availability of technical assistance made it possible to

implement the Sarker recommendations during the second Five Year Flan,

the provision of assistance did not imply that representatives from

each nation could participate extensively in the determination of the

Institute's programs or its procedures for operation. Each nation was

allowed to shape the pattern of the Institute it supported to the extent

that its own educational ideals and practices were consistent with the

purpose established for the higher institutes by the Sarker Committee

and the procedures adopted at the Kharagpur Institute.*

Experts from the Soviet Union at Bombay were assigned to develop

special areas of teaching and research at the post-graduate level to ful­

fill the terms of agreement with UNESCO which called for the provision

of equipment in different specialized technical fields. While Soviet

engineering institutions were visited by Indian planners at the begin­

ning of the collaboration in 1955, no attempt was made to use Soviet

models as the basis for the institute that was developed at Bombay.

The Kharagpur model, with its emphasis on non-specialized training, and

its promotion of humanities subjects, was presented as the type of insti­

tution that should be established at Bombay if the Russian aid could be


2
obtained. Although the planning office for the Institute made some

attempt to modify the Kharagpur pattern with the proposal to develop

technological departments based on Bombay industries that would provide

^Interview, Humayan Kabir, August 19, 1967; Interview, Professor


M. S. Thacker, May 24, 1969.
^Letter from Professor Dr. Techn. Inge Lyse, Head of UNESCO Mission
to Moscow, September, 1955, to author, December 8, 1970.

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135

science teaching and laboratory practices, the five-year Integrated

pattern was introduced with the appointment of the first director.

Throughout their stay at Bombay, Soviet experts were engaged in the

development of specialized courses in selected post-graduate fields.

German participation at Hadras in the formulation of the under­

graduate curriculum was limited to the development of a "sandwich"

course of workshop training during the first two years of the five-year

course. The suggestion of German advisors to introduce specialization

in different technical fields at the beginning of the third year, which

was in contrast to the A.I.C.T.E. model syllabus, was rejected by

Indian planners of the Institute.1

Unlike their counterparts, American planners participated exten­

sively in the formulation of an approach to training engineers at Kanpur.

Collaboration with Indian faculty of the Institute was extensive in

planning the curriculum, instructional procedures, and eventually the

administrative structure of the Institute. The American agreement to

support the establishment of the Institute was based on principles

concerning the instructional procedures that would be followed at the

Institute. Assistance was provided on a comprehensive scale to develop

the facilities required to attract Indian staff of the community in which

the Institute was located. Aa a result of the recommendations of the

M.I.T. team which had explored the possibility of sponsoring an IIT, a

consortium of nine American engineering institutions was organized to

conduct the assistance program. Indian planners of the Institute fre­

quently visited these nine institutions as part of the assistance program.

1Indian Institute of Technology, Madras, "Proceedings of the Second


Meeting of the Indian Institute of Technology Courses Committee," held
on the 4th and 5th of December, 1959, at Madras, [cyclostyled^ pp. 2-3.

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136

While British professors at Delhi assumed the leadership positions

in each department that was established, the Institute was initially

constituted as an engineering college of Delhi University. Not until

the third year of its operation were British and Indian professors at

Delhi able to introduce curricula and procedures they had planned for

the fifth higher institute.

The experience engineering educators of each nation had with technical

training in India prior to the establishment of an IIT also affected the

degree of participation in planning the Institute. Russian members of the

UNESCO mission to India in 1956 to arrange details of the equipment that

was to be provided were the first Russian delegation that had ever observed

Indian engineering training and industrial enterprises. It was frequently

reported by German participants that the first e v e r t s at Madras had not

known what to expect when they first came in order to implement the

recommendation of the Rucker mission.

Once again American planners seemed to have an advantage. American

engineering educators had helped to develop the facilities of the engineer­

ing colleges at Guindy, Roorkee, in Poona and in Sibpur. Since the early

1950's a team of experts from the College of Engineering of the University

of Illinois conducted a substantial assistance project at Kharagpur. The

problems encountered during each of these projects were considered by

members of the M.I.T. team that evaluated the request for support for

establishment of an IIT. One result of this extensive experience with

Indian higher education was the classification of instructional procedures

that were followed at Kanpur.

Each of the IIT's was established on the basis of the principles of

the Kharagpur model that were subsequently codified by the Board of

Technical Studies in Engineering and Metallurgy into an all-Indian model

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137

syllabus for engineering education.1. While emphasis in each program

differed, its basic features were common to each one.

The first two years of the recommended syllabus were common.

Physics, chemistry, and mathematics and English comprised over two-

thirds of each year's offerings. The third year included selected

subjects that were common to the three branches of engineering covered

in the outline. The fourth and fifth years were special to civil,

mechanical, and electrical engineering professions. Except at Kanpur

where the three-year common core curriculum has been found, each IIT

by 1966-67 had adopted a two-year common course within the five-year

integrated curriculum pattern. The variations of the five-year degree

programs reflected the bias of each institution in its conception of an

appropriate pattern of training engineers in India.

^■All-India Council for Technical Education, (All-India Board of


Technical Studies in Engineering and Metallurgy), Model Syllabus:
Five Year Integrated Course for First Degree of Equivalent Award in
Civil, Electrical and Mechanical Engineering, February 1963.

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138

TABLE I I

Per Cent of Total Scheduled Hours in the Five Year


Bachelor18 Degree Programs of the IIT's for Science,
Humanities and Social Sciences, and Engineering Subjects1'

A..I.C.T.E. Kharagpur Bombay Madras Kanpur Delhi

Total Scheduled
Hours 5760 4960 5392 5530 4454 4928

Sciences 20.6% 24.8% 32.3% 23.4% 33.4% 31.5%

Humanities 6c
Social Sciences 5.0 10.0 5.0 8.4 14.3 9.7

Basic Engineer­
ing Subjects 32.2 23.4 23.9 25.8 19.4 26.4

Specialized
Engineering
Subjects 42.2 41.7 38.9 42.3 33.0 32.3

The total contact time for students at Madras is significantly higher

than the other IIT's in order to account for the workshop training during

the first two years. At Kanpur contact hours have been reduced to less

than nine hundred each year to promote the development of individual

study habits of each student.

The content of the five-year course also varies. Where there is no

evidence that the program at Bombay was influenced by Soviet practices,

the allocation of nearly a third of the five-year program to mathematics,

physics, and chemistry at Delhi and Kanpur and the emphasis on special­

ized engineering courses at Madras reflect the bias of each nation's

program of assistance. The time allowed for humanities and social

*Data for each institute except Kharagpur are taken from syllabi
that were being used in 1966-67. The Kharagpur figures are for 1960-61
as are those for the A.I.C.T.E. model syllabus.

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139
sciences at Kanpur also reflects the integral role that was assigned

to general education in the training of an innovative and acceptable

engineer.

Instructional procedures adopted at each IIT were not extensively

influenced by the practices of the sponsoring nation except at Kanpur.

While the reduction of the number of contact hours and the provision

of library facilities and textbooks to promote independent study were

a major part of the American assistance effort, they seem not to have

been considered as crucial by Russian, German and British engineering

educators. In both German and British efforts, concern for the

development of instructional procedures increased as the assistance

program evolved, particularly at Delhi where workshops and faculty re­

treats were organized to consider methods of teaching engineering students.

In addition to this interest in instruction, British experts assisted in

the conduct of the Ministry of Education scheme for technical teacher

training at the Institute. It was not until the sixth year at Madras

that German participants began seriously to evaluate the methods of

teaching that were being used at the Institute. At Bombay the Russian

system of public defense of post-graduate research had been introduced.

The aspect of the Institutes' patterns in which there was the least

activity b y each nation was the administrative structures and procedures.

The administration of each institute was organized according to the

articles of the IIT Act. The overall administration of the Institutes

is conducted by the IIT Council which meets once each year in September

or October. The Council formulates admissions quotas, budgets, and

^Richard K. Guy, "Report on Tour of Duty as Colombo Plan Expert,


March, 1962 to August, 1965," pp. 41-49.

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140

salary scales for employees of each IIT. The statutes which have

been adopted by each institute are the same.1 Central government

auditors annually check the expenditures of the IIT's according to

the fundamental rules of the Government of India.

While the administration of the institutes had not been influenced

by the conditions set by any of the donor nations at the beginning of

the assistance programs, it is evident that the foreign experts, many

of whom were leading teachers and researchers in their own institutions, ex­

erted pressure to evolve administrative procedures compatible with the

academic programs that were being established and the Indian staff being

recruited. The formation of deanships at Kanpur to reduce the number

of decisions made by the director was the direct result of American

precedents of academic organization. Similar academic deanships were

being instituted at IIT, Delhi.

Indian estimates of the progress of the Institutes up to 1970 have

been sharply critical of the pattern of undergraduate instruction that

each has established. It has been pointed out that the cost incurred

to educate a first degree engineer at an IIT is five times greater than

at an engineering college and over twice as costly as at the regional

engineering colleges.^

The graduate of the IIT is, according to many critics, no more

adequately trained. It was suggested that the institutes should be

1Each IIT has printed a copy of the IIT Act and the Statutes
which are the same for each IIT.

^Institute of Applied Manpower Research, Final Report on Engineering


Manpower Survey, New Delhi: I.A.M.R., March, 1966, p. 41.

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141

remodeled to function as specialized post-graduate institutes.* Many

critics of the IIT's were dissatisfied with the process by which the

IIT's had been established, first as copies of M.I.T., and then as institutes

of technology, rather than colleges of engineering affiliated to Indian


2
universities. One implication of such Indian criticism is that the

assistance of the four nations had provided resources required to open

the institutes but that it had not been effective in the determination of

innovative courses of study and instructional practices characteristic of

their own pattern of training engineers.

Although the programs of assistance had produced variations of

integrated programs of studies, it is to be concluded from this study

that they had not implanted purposes and procedures that were character­

istic of their own engineering institutions when such patterns were in­

consistent with the Indian expectations. While the systems of engineering

education of the four nations vary considerably, alternate patterns were

not established. Though members of the Indian Parliament had been promised

that an experiment with different systems would be attempted, the priority

given to the establishment of the non-specialized curriculum had pre-empted

an experiment with the Soviet specialized institute or the German industrial

research-oriented institution.

The appropriateness of the non-specialist model for Indian technologi­

cal development was being seriously questioned during the conduct of this

study.

^The Institute of Engineers (India), Proceedings of the Seminar on


Technical Education and its Development (1966-81), February 19-23, 1965,
pp. 7-9.

^Proceedings of the Twenty-Fourth Annual Conference of the Association


of Principals of Technical Institutions (India) . Jamshedpur, February, 1965,
pp. 28-43.

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142

The abandonment: of vocational options as the basis of planning for the

expansion of technical education which has characterised the develop­

ment of the IIT'8 from 1945 occurred at the same time that increased

attention was being given to manpower projections and the problem of

unemployed engineers in India.* The need for specialists and graduates

with a practical orientation in industry blunted the appeal for the

training of engineers with the ability to create new knowledge who

might not reach the peak of their professional career for over a

decade after their graduation. The length of time and the type of

instruction that was required to produce such engineers were in contrast

to the increasing number of recommendations to coordinate training with

specific employment opportunities in public sector industries.

While the four nations had not been able to evolve markedly differ­

ent patterns among the IIT's by 1970, it is evident that each nation

had contributed to the search for alternate methods to implement the

established goal of training creative scientist-engineers.

Institute of Applied Manpower Research, First Report on Engineering


Manpower Survey; Coordination of University Education in Engineering
with Employment of Graduate Engineers, New Delhi; I.A.M.R., August,
1965.

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APPENDIX I

NAME AND DATE OF ORIGIN OF ENGINEERING INSTITUTIONS


AT THE TIME OF THE SARKER REPORT, 19461

A. First Degree Engineering Institutions

Ten engineering colleges were affiliated to Indian Universities:

College of Engineering, Guindy University of Madras 1794

College of Engineering, Poona University of Bombay 1854

Bengal Engineering College Calcutta University 1856

Bikar College of Engineering Patna University 1876

College of Engineering, Bangalore University of Mysore 1917

Engineering College, Benares Benares Hindu University 1919

College of Mining and Technology Benares Hindu University 1921

College of Mining and Metallurgy Benares Hindu University 1923

College of Engineering, Andhra Andhra University 1933

College of Engineering & Muslim University 1935


Technology, Aligargh

One engineering college was not affiliated to any university:

University of Roorkee Uttar Pradesh Government 1847

One engineering department was affiliated to a university:

Department ofChemical Technology University of Bombay 1934

One engineering college was a national colleges’

College of Engineering and


Technology Jadavpur 1906

^"Derived from Association of Principals of Technical Institutions in


India,Technical Institutions in India, 1946; Ministry of Education,
Bureau of Education (India), Pamphlet-52, Facilities for Technical Education
in India: Preliminary Survey of Technical Institutions in India Conducted
by the A.I.C.T.E., Part I , New Delhi: G.O.I. Press, 1948.

143

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144

One engineering college was a research institute:

Indian Institute of Science Government of India 1911

One engineering college was a research institute for mining and geology:

Indian School of Mines, Dhanbad 1926

B. Post-Graduate Training and Research Institutions

Three engineering colleges were affiliated to Indian universities:

Bengal Engineering College Calcutta University 1856

College of Technology, Benares Benares Hindu University 1921

College of Engineering, Andhra Andhra University 1933

Three institutions were departments within Indian universities*.1

Department of Applied Chemistry Calcutta University 1920

Department of Applied Physics Calcutta University 1925

Department of Chemical University of Bombay 1934


Technology

One engineering college was a national college:

College of engineering and Jadavpur 1906


Technology

One was a research institute:

Indian Institute of Science Government of India 1911

Two were institutions that specialized in a technology:

Harcourt Butler technological


Institute Uttar Pradesh Government 1920

Indian Institute of Sugar


Technology Government of India 1936

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APPENDIX II

OFFICIAL REPORTS ON TOPICS RELATED TO


HIGHER TECHNICAL EDUCATION, 1886-1936

Sir A. P. MacDonnell, "Memorandum on Technical Education,in India


Prior to 1886," July, 1886, in K. D. Bhargava (Editor), Selections
from Educational Records of the Government of India; Volume I V ;
Technical Education in I ndia, 1886-1907, Delhi: Manager of Publica­
tions, G.O.I., 1968, pp. 9-84.

Sir E. C. Buck, "Report on Practical and Technical Education,"


November, 1901, in K. D. Bhargava (Editor), Selections from Educa­
tional Records of the Government of India; Volume I V ; Technical
Education in India, 1886-1907, Delhi; Manager of Publications,
G.O.I., 1968, pp. 116-195.

G.O.I., Department of Education, Education-A, Proceedings, March,


1912, Nos. 3-41: "Inquiry into the Question of Bringing Technical
Institutions into Closer Practical Relations with Employers of
Labour with a View to the More Extended Employment of Indians."
National Archives of India.

East India (State Technical Scholarships), Report of a Committee


Appointed by the Secretary of State for India to Inquire into the
System of State Technical Scholarships Established by the Government
of India in 1904 with Appendices, London: H. M. Stationery Office,
1913, pp. 2-169.

G.O.I., Public Works Department Reorganization Committee, Report of


the Public Works Department Reorganization Committee, Calcutta:
Superintendent Government Printing, 1917: Volume I: The Report,
pp. ii-122, Volume II: Minutes of Evidence Taken at Rangoon,
Banikpore, Allahabad, Lahore and Simla, with Appendices, pp. ii-316.

Indian Industrial Commission, 1916-1918 Report, Calcutta: Superin­


tendent Government Printing, India, 1918. See Chapter X, "Industrial
and Technical Education," especially pp. 120-138.

The Indian Office, Report of the Committee on Indian Students, 1921-1922,


Part I : The Report and Appendices; Part I I : The Evidence. London:
H.M.S.O., 1922.

A. Abbott, Report on Vocational Education in India (Delhi, the Pun.jab


and the United Provinces) , with a Section on General Education and
Administration by S. H. Wood, Delhi: The Manager of Publications,
1937, pp. 2-138. While this report does not deal with higher techni­
cal education extensively, it repeats the basic assumption that
Indian society was not yet prepared for the type of engineer that
would be provided by higher technical institutes.

145

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APPENDIX III

INNOVATIVE INSTITUTIONS FOR SCIENCE AND ENGINEERING


ESTABLISHED IN INDIA PRIOR TO 1945

1. The Indian Institute of Science, 1911.

The Provisional Committee for the Establishment of an


Indian University of Research was appointed in September,
1898 by Mr. J. N. Tata to prepare plans for the establish­
ment of an institution based on the model of John Hopkins
University. Mr. B. J. Padshah was the coordination of
planning for the "university," which after numerous modi­
fications was opened as the Indian Institute of Science
in 1911 .1
2. Jadavpur University, 1906.

The Society for the Promotion of Technical Education in


Bengal, under the auspices of the National Council of
Education, Bengal, established a technical institute in
1906. Graduates from the institute, which became the
College of Engineering and Technology and eventually the
University, successfully pursued post-graduate degrees in
leading higher technical institutions throughout the world.
Alumni claimed to be the "Indian M.I.T." when the Sarker
Committee was appointed in 1945 .^

3. Benares Hindu University, College of Technology, 1921.

Professor N. N. Godbole, who was the first professor of


industrial chemistry in India, introduced many curricular
and laboratory techniques derived from his experiences at
the University of Berlin.*^

Mr. B. J. Padshah, "Outline of a Scheme for an Institute of Research


in India (The Indian University of Research) Including the Record of
the Deputation to Lord Curzon, Viceroy of India, January, 1900;" and
"Draft of a Bill in Regard to a Teaching University," Papers relating to
the History of the Institute, Volume I , 1897-1899, located at the Indian
Institute of Science.
2
Benoy Kumar Sarker, "Education for Industrialization; An Analysis
of the Forty Years* Work of Jadavpur College of Engineering and
Technology (1905-1945), Calcutta: Chuckervertty Chatterjee & Co., Ltd.,
1946.

^Interview, Professor N. N. Godbole, former Professor of Industrial


Chemistry, Benares Hindu University, June 17, 1966.

146

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147

4. The Jamshedpur Technical Institute, 1921.

This institute, initially planned as a "Central Imperial Technical


Institute," from 1917-1919, was established as a technical school
in 1921. It was to have been supported by the Tata Iron and
Steel Company and modeled after German and American technical ,
institutes. Mr. B. J. Padshah coordinated plans for the Institute.

5. Harcourt Butler Technical Institute, 1921.

Planning for the "Cawnpore Technical Institute," was conducted


from 1907-1923. It was proposed by Sir Harcourt Butler as a
central technological institute. American^, German, Scottish,
French, and Swiss institutions were discussed as models for the
Institute.-*

6. The Department of Chemical Technology, Bombay University, 1934.

Early plans for the department^ initiated by Mr. K. M. Munshi,


were based on the example of the University of Wisconsin.

4Tata Iron and Steel Company, Archive File, "Technological


Institute."

-’Government of India, Department of Education, Education-Deposit


Proceedings, January 1911, No. 25, "Note on Technical Education by
the Honorable Mr. Butler."

^Interview, Dr. K. M. Munshi, former member of Bombay University


Syndicate, October 24, 1966.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
APPENDIX IV

MEMBERS OF THE SARKER COMMITTEE

Position at Time of
Name * the Proceedings, 1945

Ahmed, Dr. Nazir Office of the Indian Tariff Board


Bombay

Bhatnagar, Dr. Sir S. S. Director, Council of Scientific


and Industrial Research
New Delhi

Duguid, Major General D. R. Director, Military Engineering


Master-General, Ordnance Branch
New Delhi

Edmunds, Mr. P. J. Chief Engineering, Post and Telegraphs


New Delhi

Ghosh, Dr. Sir J. C. Director, Indian Institute of Science


Bangalore

Kirpalani, Mr. H. K. Industrial Advisor to Indian


Government, Department of Planning
and Development
New Delhi

Ladden, Mr. M. W. Director, Simpson 6c Cook


Madras

Lall, Mr. S. * ICS, Additional Secretary


Labour Department
New Delhi

Mehta, Mr. G. L. * Director, Scindia Steam Navigation Co.


Calcutta

Pandya, Dr. A. H. Principal, Bengal Engineering College


Calcutta

Parekh, Dr. M. D. * Delhi Cloth and General Mills, Ltd.


Co.
New Delhi

Preston, Mr. C. E. Principal, Osmania Technical College


Hyderabad

Reid, Mr. W. G. W. Director, Mechanical Engineering


Railway Beard
New Delhi

*Denotes members who were int« or corresponded with by


the author.
148

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
149

Sargent, Sir John * Educational Advisor to Indian Government


New Delhi

Sarker, Mr. N. R. Chairman, Hindustan Insurance Corporation


Calcutta

Shroff, Mr. A. D. Director, Tata Industries


Bombay

Singh, Sardar Bahadur Sir Hindustan Housing Factory


Sobha Nev; Delhi

Srivastava, Mr. J. K. The New Victoria Mills


Kanpur

Tyirans, Sir Frederic Director, Civil Aviation in India


Posts and Air Department
New Delhi

Venkatraman, Dr. K. * Director, Department of Chemical Technology


University of Bombay
Bombay

Vira, Mr. Dharma ICS, Deputy Secretary


Department of Industries and Supplies
New Delhi

Wood, Mr. W. W. * Principal, Delhi Polytechnique


New Delhi

Woolfe, Brigadier R. D. T, Controller General of Inspection, G.H.Q.


New Delhi

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
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Ministry of Scientific Research and Cultural Affairs, 1963.
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Development All Rou n d , Bombay: The All-India Manufacturers'
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of the Association of Principals of Technical Institutions,
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Bose, Ajoy Kumar and Tukin Kumar Roy, "Some Thoughts on Higher
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pp. 497-500.

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of Principals of Technical Institutions, (May, 1948), pp. 7-10.

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Science and Culture, Vol. 15, No. 10, (April, 1950), pp. 374-376.

Ghosh, J. C. and K. L. Joshi, "Raising Technical Manpower in India,"


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Science and Culture, Supplement (April, 1952), pp. 9-10.

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Personnel," The Journal of the Institution of Engineers (India),
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"Science and Progress in India," Nature, (May 5, 1945), pp. 525-529.

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Sen, Triguna, "Engineering Education," Journal of the Association of


Principals of Technical Institutions, (May, 1948), pp. 11-14.

"Sir Ardeshir Dalai on University Education," Science and Culture, Vol.


VIII, II, (May, 1943), p. 448.

"Symposium on Engineering Education," Journal of the Institutions of


Engineers (India), Vol. 34, No. 1, (September, 1953), pp. 197-232.

"Technical University for India," Science and Culture, Vol. VI, 8,


(February, 1941), p. 460.

Thacker, M. S., "Technical Education in India," New Scientist, (September


13, 1962), pp. 573-574.

Toshniwal, B. D . , "The Massachusetts Institute of Technology," Science


and Culture, Vol. V, 8 (February, 1940), pp. 458-462.

Minutes, Reports, and Memoranda of the Indian Institutes of Technology

1. Indian Institute of Technology, Kharagpur

Fellows, Julian R. (Group Leader), Second Progress Report by the TCM


Team of Guest Professors at the Indian Institute of Technology,
Kharagpur, Contract ICAc-1220, June, 1961. pp. 2-16.

Felt, Gilbert H . , Final Report: University of Illinois Program in India


at the Indian Institute of Technology, Kharagpur, West Bengal,
Under Contract AIDc-1220, U.S.A.I.P., for the Period June 18, 1960
to June 30, 1964. pp. 2-62.

Ghosh, J. C., "Welcome Address," Foundation Laying Ceremoney, Indian


Institute of Technology, Kharagpur, n. d. March 2, 1952 2 pp.

Hay, Professor Ralph C., "Report on Two-Year Assignment as Head of the


Department of Agricultural Engineering at the Indian Institute of
Technology, Kharagpur," October 31, 1956. pp. 2-15.

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158

"Instructions on the UNESCO Mission to Moscow,"from Luther H. Evans


to Mr. Cacciapuoti and Dr. S. R. Sen Gupta, September 13, 1955.
pp. 1-2.

Telegram from Mr. Cacciapuoti to M. S. Adiseshiah from Moscow, October 2,


1955.

Professor Dr. Technology Inge Lyse, "Report on the UNESCO Mission to


Russia from September 14 to October 12, 1955."

"Protocol of a Meeting Held Between Representatives of the Government


of India, UNESCO, The Ministry for Higher Education, U.S.S.R., and
the Main Board for Economic Relations, the Establishing of Higher
Institute of Technology in Bombay." Meetings held September 15-
October 11, 1955 in Moscow.

Letter to Mr. Cacciapuoti from Luther Evans, April 25, 1956.

Letter from K. G. Saiyidain to Dr. Luther Evans, May 5, 1956.

"Report on the UNESCO Mission to India for Western Higher Institute of


Technology, Bombay, April 28-June 14, 1956." To the Director
General, from UNESCO Mission to India, June 15, 1956. pp. 2-9.

The following materials are contained in UNESCO, Central Registry Dossier,


ITT, Bombay, Part II from I.1.57 up to XII. 58.

Keen, James, "Field Notes: Western Higher Institute of Technology,


Powai (Bombay):" Transmitted to UNESCO, March 18, 1957. pp. 6-7.

Project Description: Western Higher Institute of Technology, Bombay,


May 23, 1957.

Martinovsky, V., "Brief Summary of the Discussions of the UNESCO Experts


for Project No. 12 with Dr. Kelkar, Planning Officer for the Western
Institute of Technology," 1957, pp. 2-4.

"Protocol of the Meeting Between the Representatives of the Industry of


Scientific Research and Cultural Affairs of India, of the Ministry
of Higher Education of the U.S.S.R., and "Technoexport, etc.,"
June 5, 1958.

B. Published Materials

Indian Institute of Technology, Bombay, Annual Report, July, 1958-June, 1959


Indian Institute of Technology, Bombay, Annual Report. July. 1959-June, 1960
Indian Institute of Technology, Bombay, Annual Report. July, 1960-June. 1961
Indian Institute of Technology, Bombay, Annual Report. July, 1961-June. 1962
Indian Institute of Technology, Bombay, Annual Report, July. 1962-June. 1963
Indian Institute of Technology, Bombay, Annual Report, July. 1963-June, 1964
Indian Institute of Technology, Bombay, Annual Report. July, 1964-June. 1965

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
159

Indian Institute of Technology, Bombay, Central Library, Report on the


Working of the Library, April 1960-March, 1961. Prepared by B. I.
Trivedi

Indian Institute of Technology, Bombay, Central Library, Report on the


Working of the Library, April. 1961-March. 1962.

Indian Institute of Technology, Bombay, Central Library, Report on the


Working of the Library, April, 1962-March, 1963.

Indian Institute of Technology, Bombay, Central Library, Report on the


Working of the Library, April, 1963-March, 1964.

Indian Institute of Technology, Bombay, Central Library, Report on the


Working of the Library, April, 1964-March, 1965.

Indian Institute of Technology, Bombay, Information Brochure for Post-


Graduate Courses, 1964-65, Indian Institute of Technology Printing
Press, 1964 (1000 copies), pp. 2*?16.

Indian Institute of Technology, Bombay, First Statutes of the Indian


Institute of Technology Council, (In force from November 6, 1962)
cyclostyled. pp. 2-83.

Indian Institute of Technology, Bombay, The First Eight Years. 1958-1966.


Bombay: Academic Book Centre Private Limited, n.d. (1967), pp. 2-20.

UNESCO, Indian Institute of Technology, Bombay, India: Final Report,


1956-66. Paris: UNESCO, Serial no. 68/BMS.RD, 1968, pp. 7-42.

3. Indian Institute of Technology. Madras

A. Unpublished Material

1) Records of the Embassy of the Federal Republic of Germany:


File #461.02

"Agreement Between the Federal Republic of Germany— Government of India


Concerning the Establishment of a Technical Institute in India,"
signed August 7, 1958.

"Establishment of Higher Technological Institutes with German Assistance,"


Press Release, November 25, 1956.

"German Mission for the Foundation of a Technical Institute in India:


Report on the Discussions with the Sponsoring Committee, November 20-
22, 1956," pp. 2-6.

"Technisches Institute," January 1, 1956-December 31, 1957.

2) Records of the I1T, Madras.

Indian Institute of Technology, Madras, "Note for the Consideration of


the Course Committee, n.d. (June 9-10, 1959). pp. 2-4.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
U 60

Indian Institute of Technology, Madras, "Proceedings of the Second


Meeting of the Indian Institute of Technology Courses Constittee
Held on December 4 and 5, 1959 at Madras," pp. 2-7.

Indian Institute of Technology, Madras, Faculty Association, Circular,


November 19, 1965. Scheme of Assessment.

"First Supplementary Agreement to the Agreement of the 28th March,


1966, between the Government of the Federal Republic of Germany
and the Government of India Concerning Technical Cooperation
Regarding Further Collaboration in Respect of the IIT in Madras,"
cyclostyled copy, pp. 2-7.

Professor B. Sen Gupto, Report on a Visit to the Federal Republic of


Germany, April 22 to M ay 16, 1967; July 3, 1967.

Havemann, Professor Dr. Ing. H. A., "Structural Analysis of the Indian


Institute of Technology, Madras— with Special Regard to Contracted
Research," 1969, pp. 5-39. Part A of Professor Havemann's second
visit to Madras, November, 1969.

Havemann, Professor Dr. Ing. H. A., "Visitation, Indian Institute of


Technology in Madras, 1968, at the Request of the Federal Ministry
of Economic Cooperation, Bonn," April, 1968, pp. 2-32. Besuchsbericht.
Indian Institute of Technology, 1968.

Indian Institute of Technology, Madras, "A Review of the Five Year B. Tech.
Curricula: German Recommendations," (typed carbon copy), September 18,
1968. pp. 2-18.

B. Published Material

Indian Institute of Technoloev. Madras, Annual Report, 1960-61.

Indian Institute of Technology. Madras, Annual Report, 1961-62.

Indian Institute of Technology. Madras. Annual Report, 1962-63.

Indian Institute of Technology. Madras. Annual Report, 1963-64.

Indian Institute of Technology. Madras. Annual Report, 1964-65.

Indian Institute of Technology. Madras. Annual Report, 1965-66.

Indian Institute of Technology. Madras, Annual Report, 1966-67.

Indian Institute of Technology. Madras, Souvenir Volume to Commemorate the


Visit of His Excellency Dr. Heinrich Luebke, President of the Federal
Republic of Germany, to the Institute of Technology, Madras: IIT,
Madras, pp. 2-97.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
161

Indian Institute of Technology, Kharagpur, "Tool Room Opening Ceremony,"


September 5, 1953, pp. 2-24. (cyclostyled)

Indian Institute of Technology, Kharagpur, Director1s Memorandum, Part I ,


Outline of the Programme of Execution of the Plan for the Estab­
lishment of the Indian Institute of Technology, Kharagpur, for
the Remaining Period of the First Five Year Plan and the Second
Five Year Plan of the Government (1954-1961), Calcutta: Government
of India Press, 1959. pp. ii-238.

"The Indian Institute of Technology (Kharagpur), Act, 1956," (September


15, 1956) The Bombay Government Gazette, October 25, 1956, Part VI,
pp. 814-823. Act No. LI of 1956.

Indian Institute of Technology, Kharagpur, The Institutes of Technology


Act 1961 (No. 59 of 1961) and Statutes, Calcutta: Government of
India Press, 1962. pp. 2-106.

Indian Institute of Technology, Kharagpur, Annual Report, 1953-1954,


and annually to 1960-61.

Indian Institute of Technology, Kharagpur, Bulletin for General Informa­


tion. 1965-66, Calcutta, Government of India Press, 1965, pp. iv-85.

Indian Institute of Technology, Kharagpur, Tenth Convocation, February 20,


1965. pp. 1-55.

Indian Institute of Technology, Kharagpur, "Progress Since 1950 to 31st


January, 1966, and Outline of the Future Plans: Fourth and Fifth
Five Year Plans," pp. 2-33. (cyclostyled)

Ministry of Scientific Research and Cultural Affairs, India, Report of


the Reviewing Committee: Indian Institute of Technology, Kharagpur,
Nev? Delhi: General Manager, Government of India Press, pp. i-98.

2. Indian Institute of Technology, Bombay

A. Unpublished Materials

The following materials are contained in Unesco, Central Registry Dossier,


IIT, Bombay, Part I to 31/XII/1956:

Letter from Humayan Kabir to Dr. Luther Evans, December 2, 1954.

Letter .from Rene Maheu to Professor Humayan Kabir, February 9, 1955.

Letter from Malcolm S. Adiseshiah to Humayan Kabir, February 18, 1955.

"Establishment of Western Higher Technological Institute--Bombay,"


No. F. 19-42/54, T-2, Government of India, Ministry of Education,
New Delhi-2, June 7, 1955.

Letter from M. S. Adiseshiah to Mr. David Owen, July 1, 1955.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
162

4. Indian Institute of Technology, Kanpur

A. Unpublished Materials

1) Kanpur Indo-American Program Files (Boston, Massachusetts):

Letter from Dean Gordon S. Brown to Dr. Ralph Ruffner, Director


Office of Educational Services, I.C.A., November 10, 1960, pp. 1-2.

Buechner, W. W., N. C. Dahl, and L. D. Smullen, "Recommendations for


Activity in India," Memorandum to President J. A. Stratton,
February 13, 1961, pp. 2-3.

Buechner, W. W . , N. C. Dahl, and L. D. Smullen, "An Opportunity for


United States Participation in India Technical Education," A
report submitted to President J. A. Stratton. Cambridge: M.I.T.,
March 3, 1961, pp. 2-20.

Dougherty, Nathan W., "End of Term Report, Indian Institute of Technology,


Kanpur," November 11, 1960, March 8, 1961, pp. 2-73.

"Notes Taken at Meeting on Kanpur Project," Cambridge: M.I.T., May 26,


1961, pp. 1-18.

Kanpur American Program, "Minutes of the First Meeting of the Kanpur


Steering Committee," Cambridge: M.I.T., August 14-15, 1961.

K.I.A.P., "Summary Report of First Joint Conference," Cambridge: M.I.T.,


September 5-6, 1961, pp. 2-17.

K.I.A.P., "Minutes of the Second Meeting of the Steering Committee,"


Cambridge: M.I.T., September 6, 1961.

K.I.A.P., "Minutes of the Third Meeting of the Steering Committee,"


University of California, Berkeley, October 4-5, 1961.

K.I.A.P., "Summary Report of Second Joint Conference," University of


California, Berkeley, October 4-5, 1961, pp. 3-15.

K.I.A.P., "Minutes of the Fourth Meeting of the Steering Committee,"


University of Michigan, Ann Arbor, December 12-13, 1961.

K.I.A.P., "Minutes of the Fifth Meeting of the Steering Committee,"


Cleveland: Case Institute of Technology, January 27, 1962.

K.I.A.P., "Minutes of the Sixth Meeting of the Steering Committee,"


Princeton: Princeton University, April 6-7, 1962.

K.I.A.P., "Minutes of the Seventh Meeting of the Steering Committee,


Lafayette, Purdue University, September 22, 1962.

K.I.A.P., "Minutes of the Eighth Meeting of the Steering Committee,"


Washington, D.C.: American Council on Education, November 11,
1962.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
163

K.I.A.P., "Minutes of the Ninth Meeting of the Steering Committee,'1


Columbus: Ohio State University, February 16, 1963.

K.I.A.P., "Minutes of the Tenth Meeting of the Steering Committee,"


Pittsburgh: Carnegie Institute of Technology, March 16, 1963.

K.I.A.P., "Minutes of the Eleventh Meeting of the Steering Committee,"


Lafayette: Purdue University, September 17, 1963.

K.I.A.P., "Minutes of the Twelfth Meeting of the Steering Committee,"


Pasadena: California Institute of Technology, December 2, 1963.

K.I.A.P., "Minutes of the Thirteenth Meeting of the Steering Committee,"


Cambridge: .M.I.T., February 3, 1963.

K.I.A.P., "Minutes of the Fourteenth Meeting of the Steering Committee,"


An n Arbor, Michigan: The University of Michigan, May 11, 1964.

K.I.A.P., "Minutes of the Fifteenth Meeting of the Steering Committee,"


Washington, D.C.: Embassy of India, September 12, 1964.

K.I.A.P., "Minutes of the Sixteenth Meeting of the Steering Committee,"


Berkeley: The University of California, October 16, 1964.

K.I.A.P., "Minutes of the Seventeenth Meeting of the Steering Committee,"


Washington, D.C.: Roger Smith Hotel, December 11-12, 1964.

K.I.A.P., "Minutes of the Eighteenth Meeting of the Steering Committee,"


Pittsburgh: Carnegie Institute of Technology, February 12-13,
1965.

K.I.A.P., "Minutes of the Nineteenth Meeting of the Steering Committee,"


Chicago: O'Hare Inn, May 7, 1965.

K.I.A.P., "Minutes of the Twentieth Meeting of the Steering Committee,"


Lafayette: Purdue University, September 8-9, 1965.

K.I.A.P., "Minutes of the Twenty-firfet Meeting of the Steering Committee,"


Princeton: Princeton University, January 5-6, 1966.

K.I.A.P., "Minutes of the Twenty-second Meeting of the Steering


Committee," Ann Arbor: The University of Michigan, May 11-12, 1966.

K.I.A.P., "Minutes of the Twenty-third Meeting of the Steering


Committee," Lafayette: Purdue University, October 13-14, 1966.

K.I.A.P., "Minutes of the Twenty-fourth Meeting of the Steering Committee,"


Chicago: O'Hare Airport, December 9, 1966.

K.I.A.P., "Minutes of the Twenty-fifth Meeting of the Steering Committee,"


Pasadena: California Institute of Technology, February 12-13, 1967.

K.I.A.P., "Minutes of the Twenty-sixth Meeting of the Steering Committee,"


Cleveland: Case Institute of Technology, May 26-27, 1967.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
164

K.I.A.P., "Minutes of the Twenty-seventh Meeting of the Steering


Committee," Cambridge: M.I.T., October 18-19, 1967.

K.I.A.P., "Minutes of the Twenty-eighth Meeting of the Steering


Committee," Pittsburgh: Carnegie-MelIon University, January 29-30,
1968.

K.I.A.P., "Minutes of the Twenty-ninth Meeting of the Steering Committee,"


La Jolla: University of California, San Diego Campus, May 27-28,
1968.

K.I.A.P., "First Semi-Annual Progress Report," February 21, 1962-


September 30, 1962, pp. 2-13.

K.I.A.P., "Second Semi-annual Progress Report," October 1, 1962-


March 31, 1963, pp. 2-20.

K.I.A.P., "Third Semi-annual Progress Report," with appendices A,B,C,D,,


April 1, 1963-September 30, 1963, pp. 2-10.

K.I.A.P., "Fourth Semi-annual Progress R eport," with appendices A,B,C,


October 1, 1963-March 31, 1964, pp. 2-20.

Fifth Semi-Annual Report for the Kanpur Indo-American Program, April 1,


1964-September 30, 1964, pp. 2-10.

Sixth Semi-Annual Report for the Kanpur Indo-American Program, October 1,


1964-March 31, 1965, pp. 2-24.

Seventh Semi-Annual Report for the Kanpur Indo-American Program, April 1,


1965-September 30, 1965, pp. 2-32.

Eighth Semi-Annual Report for the Kanpur Indo-American Program, October 1,


1965-March 31, 1966, pp. 2-14, with appendix A.

Ninth Semi-Annual Report for the Kanpur Indo-American Program, April 1,


1966-September 30, 1966, pp. 2-9.

Tenth Semi-Annual Report for the Kanpur Indo-American Program, October 1,


1966-March 31, 1967, pp. 2-11.

Eleventh Semi-Annual Progress Report for the Kanpur Indo-American Pro­


gram, April 1, 1967-September 30, 1967, pp. 2-11.

Twelfth Semi-Annual Progress Report for the Kanpur Indo-American Program,


October 1, 1967-March 31, 1968, pp. 2-13.

2) Indian Institute of Technology Files (Kanpur, India)

Chavarria Aguilar, 0. L . , "A Proposal for a Humanities-Social Science


Curriculum for the IIT/Kanpur," submitted to Dr. P. K. Kellcar,
Director, and Professor Norman.C. Dahl, Program Leader. The KIA P ,
October, 1962, pp. 2-16.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
165

Draft Memorandum on Academic Performance (sent only to members of FYC


though would be addressed to the IIT Faculty), August 1, 1963,
pp. 1-8.

Dunn, Oliver C . , "A Library Development Plan for the Indian Institute
of .'.Technology, Kanpur," August, 1962, pp. 1-18.

Dunn, Oliver C . , "Progress Report on the Library Indian Institute of


Technology, Kanpur," May, 1964, pp. 2-25.

Dunn, Oliver C., "Two Year's Progress, Present Problems and a Five
Year Plan," Library XIII-19, pp. 2-18.

Halfman, Bob,"Working Memorandum on Curriculum to American Staff,"


October 17, 1962.

First Year Committee Records. "Note from R. L. Halfman to All Members


of the FYC, Listing Topics That Might Serve as Focus for FYC
Meeting," May 21, 1963.

First Year Committee Records: Record of Decisions Made at Meeting,


July 4, 1963.

First Year Committee Records: Record of Decisions Made at FYC Meeting,


July 31, 1963.

First Year Committee Records: Letter from J. Mahanty to Professors


Karunes, Muthana, Rajendra Prasod, August 6, 1963.

Indian Institute of Technology, Kanpur. (Located in file No. F. 16 (12)


Ec. A./II/59, Government of India, Ministry of Finance, Department
of Economic Affairs, New Delhi. Office Memorandum. Subject:
"Rupee Projects Financed Out of U.S. Grants Under PL 480: Estab­
lishment of Ill/Kanpur."

Indian Institute of Technology, Kanpur, Five Years of Progress: An


Evaluation and Report for the Steering Committee, Kanpur Indo-
American Program. January, 1968, pp. 2-35.

"Letter from CNR Rao to J. Mahanty," (concerning first year curriculum)


November 7, 1963.

"Memorandum to American S t a f f f r o m Bob Halfman, November 1, 1962.

Minutes of the First Steering Committee, January 10, 1963.

Minutes of the Second Meeting of the Steering Committee, January 17, 1963.

Minutes of the Third Meeting of the Steering Committee, February 1, 1963.

Minutes of the Fourth Meeting of the Steering Committee, February 7, 1963.

Minutes of the Fifth Meeting of the Steering Committee, February 13, 1963.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
166

Minutes of the Sixth Meeting of the Steering Committee, March 14,


1963.

Minutes of the Seventh Meeting of the Steering Committee, March 21,


1963.

Minutes of the Eighth Meeting of the Steering Committee, April 23,


1963.

Minutes of the Ninth Meeting of the Steering Committee, April 29,


1963.

Minutes of the Reconstituted Steering Committee, October 17,1963.

Minutes of the Reconstituted Steering Committee, November 8,1963.

Minutes of the Reconstituted Steering Committee, November 18, 1963.

Minutes of the Reconstituted Steering Committee, January 21,1964.

"Note on Academic Evaluation of Students at IIT, Kanpur" plus appendices


A, B, C, D, September, 1964, pp. 1-4.

"Report, Undergraduate Curriculum Structure for Indian Institute of


Technology, Kanpur," Submitted to Dr. P. K. Kelkar, Director.
Prepared by Richard H. Zimmerman, August 31, 1962, pp. 1-8.

"Tentative Scheme of Undergraduate Courses as Presently Agreed Upon by


the Faculty," May 23, 1962.

"Tentative Summary of Matters Discussed in Curriculum Committee Meeting,"


October 22, 1962.

B. Published Materials

Indian Institute of Technology, Kanpur, Annual Report, 1961-62.

Indian Institute of Technology, Kanpur, Annual Report,1962-63.


Indian Institute of Technology, Kanpur, Annual Report, 1963-64.
Indian Institute of Technology, Kanpur, Annual Report.1965-66.
Indian Institute of Technology, Kanpur, Annual Report,1966-67.
Indian Institute of Technology, Kanpur, Annual Report. 1967-68.
Indian Institute of Technology, Kanpur, Bulletin, Courses of Study,1964-65.

Indian Institute of Technology, Kanpur, Bulletin, Courses of Study, 1965-66.


Indian Institute of Technology, Kanpur, Bulletin, Courses of Study, 1966-67.
Indian Institute of Technology, Kanpur, Bulletin, Courses of Study,1968-69.
Indian Institute of Technology, Kanpur, Information for Students, 1969.

Kelkar, P. K . , "A Note Briefly Giving an Analysis of the Impact of the


Present Emergency on the Philosophy of Engineering Education as
Distinct from Engineering Training, with Particular Reference to
the Suggestion that the Duration of Courses Should be Reduced,"
December 6, 1962, pp. 1-17.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
167

Kelkar, P. K . , "Establishing a Technological Institute— A Joint Indo-


American Experiment in Kanpur," A Paper Presented to Conference
on 'The Role of the Professional as an Agent of Political,
Economic, & Social Changes in Low-Income Countries,1 University
of California, Berkeley, May 24-26, 1968, pp. 2-36.

V. Indian Institute of Technology, New Delhi

A. Unpublished Material

"Act and Statutes of Indian Institute of Technology," New Delhi, 1963.

Brown, Professor John, "Report on Conclusion of Assignment to Indian


Institute of Technology," New Delhi, March 26, 1965, pp. 2-11.

Appendix 1 Electrical Engineering Undergraduate Courses


Appendix 2 Electrical Engineering Post-Graduate Courses
Appendix 3 Note on Collaboration with C.E.E.R.I, Pileni
Appendix 4 Lecture on Post-Graduate Education
Appendix 5 Electrical Engineering Staff
Appendix 6 Electrical Engineering Accommodation
Appendix 7 Summary of Equipment Procurement
Appendix 8 List of Institutions Visited
Appendix 9 Note to Director, Indian Institute of Technology

Coates, Sir Eric, The Industrial Trust for the Equipment of the
Indian Institute of Technology, Delhi, a progress report by the
Chairman of the Executive Committee of the Trust with Attachment
A-6, January 25, 1967, pp. 2-13.

College of Engineering and Technology, "Requirements of Staff," n.d.


(March, 1959) 3-page document--typed copy plus pp. 4-35 in
appendices.

Department of Humanities and Social Sciences," Semester Report,"


December, 1963 to May, 1966.

Guy, Richard K . , "Report on Tour of Duty as Columbo Plan Expert from


March, 1962 to August, 1965 at Indian Institute of Technology,
Delhi, August 6, 1964, pp. 2-57.

Indian Institute of Technology, Delhi, Courses of Study and Course


Summaries, n.d. Not paginated. (Courses for 1964-65; 1965-66)

Indian Institute of Technology, Delhi, First Draft of the Institute


Development P l a n , July, 1962.

Indian Institute of Technology, Delhi, Second Draft of the Development


P l a n , July, 1963.

Indian Institute of Technology, Delhi, Academic Policy Document, 1963.

Indian Institute of Technology, Delhi, Summary of Academic Policy and


Development Pl a n , January, 1966, pp. 2-41.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
168

Rumford, F., Report on Conclusion of Assignment: Report to the


Ministry of Overseas Development from F. Rumford, Professor of
Chemical Engineering, Institute of Technology, Delhi, 1960-66,
pp. 2-15 with Appendix I, "Historical Statement;" pp. 2-7 with
Appendix II, "Library," pp. 2-4.

Sparkes, Professor S. R. (Chairman, Academic Working Party), Report of


the Academic Working Party of the Delhi Institute of Technology
Trust on the "Summary of Academic Policy and Development Plan,"
pp. 2-9, London: Imperial College of Science and Technology,
August 2, 1966.

Sparkes, S. R . , and W. G. Wormal (Secretary of the Trust), Report on a


Visit to the Indian Institute of Technology, Delhi, in November,
1966, January 9, 1967, pp. 2-13.

B. Published Material

Indian Institute ofTechnology, Delhi, Annual Report, 1966-67.

Indian Institute of Technology, Delhi, Annual Report, 1967-68.

Indian Institute of Technology, Delhi, First Convocation, November 3, 1960.

Indian Institute of Technology, Delhi, Information for Students.Sessions:


1962-63, 1963-64, 1964-65, 1965-66.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Interviews

1. Indian Institute of Technology. Kharagpur

Bhattacharyya, P. K . , Professor and Head, Department of Applied Chemistry,


May 18, 1966.

Bhattacharyya, S. K . , Professor and Head, Department of Geophysics,


September 24, 1966.

Datta, A. K . , Establishment Section, September 22, 1966.

Gayan, A., Professor and Head, Mathematics Department, September 22, 1966.

Nandi, S. K. and A. N. Roy, Professors, Department of Chemical Engineering,


September 23, 1966.

Rao, Dr. S. V. L. N. and Dr. C. L. Rao, Professors, Department of Geology,


September 24, 1966.

Sen, Dr. S. K . , Humanities Department, September 23, 1966.

Sen Gupta, Dr. S. R . , Director, May 18, 1966.

2. Indian Institute of Technology. Bombay

Bose, Brigadier S. K . , Director, May 20, 1969.

Butaev, Dr. G. A., UNESCO Field Representative, July 31, 1969.

Chandirami, A. B., Deputy Educational Advisor in Technology; Minister of


Education, Government of India, November 5, 1963.

Dhamankar, S. B., Acting Registrar, May 20, 1969.

Kamath, N. R . , Professor and Deputy Director; Head, Department of Chemical


Engineering, Six interviews between October, 1963 and October, 1966.

Lalbhai, Kasturbhai, Former Chairman, May 6, 1969.

Mehta, G. L., Chairman, Board of Governors, July 6, 1966.

Mehta, A.M. and G. D. Shah, Professors, Chemistry Department, October 12,


1965.

Swarbrick, J., Chief, Asia Division, UNESCO, August 11, 1969.

Tendolkar, G. S., Professor and Head, Department of Mietallurgy, October


11 and October 24, 1966.

Trivedi, B. I., Librarian, May 23, 1969, and October 12, 1965.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
17Q

3. ladli/a- Institute of Technology, Madras

Ahmed, Nazir, Librarian, May 27, 1969.

Cordes, Dr. Ing. Heiner, Special Scientific Assistant, May 26, 1969.

Gupta, R. K. and Dr. V. Anantharam, Head, Department of Humanities,


October 11, 1966.

Gupto, B. Sen, Professor and Director, June 4, 1966.

Havemann, Dr. Ing. H. A., Professor and Director, Institute for Economic
Development, Aachen, Telephone interview September 23, 1969.

Kerckhoff, Dr. G . , Ministry for Economic Development, August 6, 1969.

Kraus, R. A., Professor and Former Coordinator, Indo-German Program,


August 5, 1969.

Narayanamurthi, Professor and H. Heitland, Mechanical Engineering Department,


October 11, 1966.

Nayudamma, Dr. Y . , Director, Central Leather Research Institute, May 27,


1969.

Rouve, Professor G., Civil Engineering Department, May 26, 1969 and
October 13, 1966.

Sampath, Professor S., Head, Department of Electrical Engineering, October 11,


1966.

Sastri, M. V. C., Professor and Head, Department of Chemistry, June 6,


1966.

Schaeffer, Herr G., Institute for Economic Development, Aachen, August 8,


1969.

Schmitz, Dr. Marga, Member, Madras Committee DAAD, August 7, 1969.

Sethuraman, V., Professor, Civil Engineering Department, May 26, 1969.

Sen Gupto, B . , Professor and Director, October 10, 1966.

Varghese, P. C., Professor and Head, Department of Civil Engineering,


June 7, 1966, October 12, 1966, and May 26, 1969.

Venkateswarlu, Professor, Head, Department of Chemical Engineering,


October 11, 1966.

4. Indian Institute of Technology, Kanpur

Anandakrishnan, Professor, Head, Department of Civil Engineering, September 14,


1966.

Brooks, Shephard, K.I.A.P. Program Administrator, Educational Development


Center, August 15 and 18, 1968.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
171

Dahl, Dr. Norman C., Former K.l.A.P. Program Leader, August 1, 1969.

Green, Robert, Dean and Program Leader, March 4, 1966.

Halfman, Robert L., Program Leader, September 5, 1966.

Kelkar, Dr. P. K . , Director, March 5, 1966 and June 29, 1969.

Mahanty, J., Professor, Physics Department, September 5 and 15, 1966.

Muthana, Dr. M. S., Deputy Director, September 5, 1966 and July 29, 1969.

Oakley, Mr. Gilbert, Program Leader, July 28, 1969.

Pai, Professor M. A., Electrical Engineering Department, September 9, 1966.

Subbarao, E. C., Professor and Dean of Faculty, July 29, 1969 and
August 28, 1969.

5. Indian Institute of Technology, Delhi

Chand, Dr. Tara, Former Secretary to Ministry of Education, October 29,


1966.

Cornish, R. J., Professor and Head, Department of Civil Engineering,


January 31, 1966.

Dogra, R. N . , Professor and Director, January 12, 1966 and August 24, 1966.

Duncanson, W. E., Professor and Head, Department of Physics, January 22,


1966.

Jha, C. S . , Professor and Head, Department of Electrical Engineering,


January 20, 1966.

King, A. D., Professor and Head, Department of Humanities, October 31,


1966.

Mainprize, P. H . , Professor and Head, Department of Teacher Training,


February 16, 1966.

Mishra, P., Assistant Professor in Humanities, October 31, 1966.

Mitra, H. B., Deputy Librarian, January 18, 1966.

Ramabhadran, S., Assistant Professor, Department of Electrical Engineering,


February 3, 1966.

Rumford, F . , Professor and Head, Department of Chemical Engineering,


February 2, 1966.

Williams, Harold, Advisor, Planning Commission, Government of India,


December 1, 1965.

Wormal, V). G., Secretary, United Kingdom Trust, August 21, 1969.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
172

6. Technical Education in India

Apte, G. V , , Member of A.I.C.T.E. in Sarker Days, September 20, 1966.

Chakravarty, N. C., Deputy Secretary, Ministry of Education, Director


of East Region, October 4, 1966.
'■
Chandirami, A. B., Deputy Educational Advisor; Minister of l^clTclon,- ..... -
Government of India, November 5, 1965.

Chandrakant, L. S., Deputy Educational Advisor, Ministry of Education,


Government of India, November 4, 1966, July 30, 1969.

Choudhury, S. B. Roy, Late N. R. Sarker1s Secretary, September 27, 1966.

Dhawan, Dr. S., Director, Indian Institute of Science, Bangalore, June 11,
1966.

Godbole, N. N . , Professor at B. H. U. in 1919, June 17, 1966.

Gupta, B. N. Das, Director, Indo-Swiss Trading Corporation, September 26,


1966.

Iyengar, H.V.R., Director, Parry's Ltd., November 2, 1966.

Kabir, Humayan, Professor and Member of Parliament; former secretary,


M.S.R.C.A., October 3, 1966 and August 19, 1967.

Madan, P. J . , Professor and Pro-Vice Chancellor, M, S. University of Baroda


November 10, 1965.

Nadar, G. M . , Professor and Director of Department of Chemistry Technology,


Bombay University, September 23, 1965.

Patel, C. S., Vice-Chancellor, M. S. University of Baroda,November 10, 1965.

Sargent, Sir John, Former Educational Advisor to the Government of India,


November 10, 1966.

Shah, L. B., Professor and Dean, Faculty of Engineering, M.S. University


of Baroda, November 9, 1965.

Thacker, M. S., Professor and Former Secretary, Ministry of Education,


May 24, 1969.

Valluri, Dr., Director, National Aeronautics Laboratory, October 16, 1966.

Correspondence

Indian Institute of Technology. Bombay

Cacciapuoto, N. B., Director, Institute Di Fisica, University Di Pisa,


January 24, 1970.

Lyse, D. T. I., Professor, Norges Tekniske Hgskole, December 8, 1970.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
173

Indian Institute of Technology, Delhi

Guy, Richard K . , Professor and Head, Department of Mathematics, University


of Calgany.

Jackson, Lord Burnley, Late Pro-Rector, Imperial College of Science and


Technology, January 23, 1970.

Hood, W. W . , Member of Sre&er 'domi&ttee,

Indian Institute of Technology, Madras

Kraus, Dr. R. A., Steinau, Federal Republic of Germany, October 7, 1968.

Indian Institute of Technology. Kanpur

Churchill, Steven, Professor and Former Chairman, Department of Chemical


Engineering, University of Michigan, March 23, 1967.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
174

Secondary Sources

Books

Adaval, S. B. (general editor), The Third Indian Yearbook of Education:


Educational Research, New Delhi: National Council of Educational
Research and Training, 1968, pp. vi-317.

American Society for Engineering Education, Goals of Engineering Education,


The Preliminary R eport, October, 1965.

American Society for Engineering Education, Report of the World Congress


on Engineering E ducation, Illinois Institute of Technology, Chicago,
Illinois, June 21-25, 1965. (A reprint from the Journal of Engineering
Education, Vol. 57, No. 2, October, 1966.)

Arnold, H. J. P., Aid for Developing Countries: A Comparative Study,


Dufour Edition, Chester Springs, Pennsylvania: 1962.

Ashby, Sir Eric, Technology and the Academics: An Essay on Universities


and the Scientific Revolution, London: Macmillan & Co., Ltd., 1958,
pp. v-117.

Ashby, Sir Eric, in association with Mary Anderson, Universities: British,


Indian, African. A Study in the Ecology of Higher Education, London:
Weidenfeld and Nicolson, 1966, pp. vi-558.

Barnett, H. G . , Innovation: The Basis of Cultural Change, New York:


McGraw-Hill Book Company, Inc., 1953, pp. v-462. 1
Beeby, C. E., TThe Quality of Education in Developing Countries, Cambridge:
Harvard University Press, 1966.

Bengal National Chamber of Commerce and Industry, Economic Problems of


West Bengal, Proceedings of the Seminar, Held in March, 1965,
Calcutta: Bengal National Chamber of Commerce and Industry, 1966,
pp. ii-212.

Benveniste, Warren F. Tichman, Agents of Change: Professionals in


Developing Countries, New York: Praeger Publishers, 1969, pp. v-252.

Burchard, John, M.I.T. in World War II, Q.E.D., New York: John Wiley 6c
Sons, Inc., 1948, pp. v-354.

Bhabha, H. J . , Science and the Problems of Development, Bombay: Atomic


Energy Establishment, 1966, pp. 3-12.

Calhoun, Daniel, The American Civil Engineer, Cambridge: M.I.T. Press,


1960.

Case, Harry L. and Robert A. Bunnell, The University of the Phillipines:


External Assistance and Development, East Lansing: Institute for
International Studies in Education, 1970, pp. iii-122.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
175

Committee on the Professional School and World Affairs, :fThe Professional


School and World Affairs; Report of the Task Force on Agriculture
and E ngineering, New York: Education and World Affairs, 1967,
pp. 7-110.

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Indices for Reference to System of Engineering Education

Applied Science and Technology Index, 1950-1958.

British Index of Technology, 1962-1966.

Engineering Index, 1940 -1960.

Industrial Arts Index, 1913-1957.

Theses

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Magnin, D. F., "German Economic Assistance to India: A n Analysis of


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