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ORIGINAL ARTICLE

Brain Response to Empathy-Eliciting Scenarios


Involving Pain in Incarcerated Individuals
With Psychopathy
Jean Decety, PhD; Laurie R. Skelly, PhD; Kent A. Kiehl, PhD

Importance: A marked lack of empathy is a hallmark mediate (28 men; PCL-R, 21-29), or low (25 men; PCL-R,
characteristic of individuals with psychopathy. How- ⱕ20) levels of psychopathy.
ever, neural processes associated with empathic process-
ing have not yet been directly examined in psychopa- Main Outcome Measure: Neurohemodynamic re-
thy, especially in response to the perception of other sponse to empathy-eliciting dynamic scenarios revealed
people in pain and distress. by functional magnetic resonance imaging.

Objective: To identify potential differences in patterns Results: Participants in the psychopathy group exhib-
of neural activity in incarcerated individuals with psy- ited significantly less activation in the ventromedial pre-
chopathy and incarcerated persons serving as controls frontal cortex, lateral orbitofrontal cortex, and peri-
during the perception of empathy-eliciting stimuli de- aqueductal gray relative to controls but showed greater
picting other people experiencing pain. activation in the insula, which was positively correlated
with scores on both PCL-R factors 1 and 2.
Design: In a case-control study, brain activation pat-
terns elicited by dynamic stimuli depicting individuals Conclusions and Relevance: In response to pain and
being harmed and facial expressions of pain were com- distress cues expressed by others, individuals with psy-
pared between incarcerated individuals with psychopa- chopathy exhibit deficits in the ventromedial prefrontal
thy and incarcerated controls. cortex and orbitofrontal cortex regardless of stimulus type
and display selective impairment in processing facial cues
Setting: Participants were scanned on the grounds of of distress in regions associated with cognitive mental-
a correctional facility using the Mind Research Net- izing. A better understanding of the neural responses to
work’s mobile 1.5-T magnetic resonance imaging sys- empathy-eliciting stimuli in psychopathy is necessary to
tem. inform intervention programs.

Participants: Eighty incarcerated men were classified JAMA Psychiatry. 2013;70(6):638-645.


according to scores on the Hare Psychopathy Checklist– Published online April 24, 2013.
Revised (PCL-R) as high (27 men; PCL-R, ⱖ30), inter- doi:10.1001/jamapsychiatry.2013.27

P
SYCHOPATHY IS A PERSONAL- vational facets.3-5 The primary compo-
ity disorder characterized by nent of empathy, empathic sensitivity (or
affective and interpersonal empathic arousal), refers to the auto-
deficits as well as social de- matic sharing of the affective states of
viance and poor behavioral others and is a crucial prerequisite to the
control. As measured by the Hare Psy- experience of empathic concern (ie, other-
chopathy Checklist–Revised (PCL-R),1 oriented emotional response congruent
psychopathy comprises interpersonal, af- with the perceived welfare of someone in
fective (factor 1), and lifestyle and anti- need).4 Interconnected subcortical re-
Author Affiliations: social (factor 2) features. The interper- gions, including the brainstem, amyg- Author Aff
Departments of Psychology sonal/affective component of psychopathy dala, and hypothalamus, and cortical re- Departmen
(Drs Decety and Skelly) and is largely defined by a lack of empathy and gions such as the insula, orbitofrontal (Drs Decety
Psychiatry and Behavioral attachment, as well as a callous lack of re- cortex (OFC), and ventromedial prefron- Psychiatry
Neuroscience (Dr Decety), The gard for others.2 Empathy, the natural ca- tal cortex (vmPFC), form the essential neu- Neuroscien
University of Chicago, Chicago, pacity to share and understand the affec- ral circuit of empathy.3-5 Empathic sensi- University
Illinois; and Departments of Illinois; and
Psychology and Neuroscience,
tive states of others,3 is at the heart of the tivity is a phylogenetically ancient and Psychology
University of New Mexico, and first of the disorder’s 2 core components. basic form of intraspecies communica- University
Mind Research Network, The construct of empathy is complex tion, and it is the first component of em- Mind Resea
Albuquerque (Dr Kiehl). and involves social, emotional, and moti- pathy to develop in children.4,6,7 The vi- Albuquerqu

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carious sharing of another’s negative state provides a ated male volunteers, stratified into 3 groups, were scanned
strong signal that can promote empathic concern, and using fMRI. Participants classified as having a high level
the lack of such signals during development can impede of psychopathy (n=27) were those who scored 30 or above
the process of normal socialization.7,8 To be motivated on the PCL-R (of a possible 40), those classified as having
to help another, one needs to be affectively, empathi- intermediate psychopathy (n=28) scored between 21 and
cally aroused and anticipate the cessation of mutually ex- 29, and volunteers scoring 20 or below (n=25) were clas-
perienced personal distress.9,10 Empathic sensitivity may sified as low-psychopathy controls. Well-matched groups
thus serve as a catalyst in promoting empathic concern from the prison population are used to isolate differences
for others: the lack of this signal would make the en- due to psychopathy and eliminate confounding factors pos-
gagement of empathic concern and prosocial behavior sible in the direct comparison of incarcerated people with
much less likely.4,11 psychopathy with community controls.
The perception of others’ pain or physical distress usu- Furthermore, the inclusion of participants from across
ally acts as a prosocial signal, notifying others that their the scoring spectrum allowed us to investigate differ-
conspecific is at risk, attracting their attention, and mo- ences at a groupwise and a continuous level using both
tivating helping behavior,12 and has become a fruitful av- PCL-R total and factor 1 and 2 scores. The neurohemo-
enue to investigate the neural mechanisms underpin- dynamic activity was measured while participants at-
ning affective processing and empathy.13 tended to visual scenarios depicting individuals being
In healthy participants, functional magnetic reso- physically hurt and dynamic facial expressions of pain;
nance imaging (fMRI) studies6,8,13-19 of empathy have dem- these stimuli have been used in numerous fMRI stud-
onstrated reliable activation of a neural network that over- ies6,8,13-19,23,25-30 investigating the neural underpinnings of
laps substantially with regions engaged when one empathy for pain in healthy children, adolescents, and
experiences pain and when one perceives, anticipates, or adults. Moreover, having 2 sets of stimuli, ie, pain inter-
even imagines pain happening to others. The activated actions (2 persons interacting without the faces of the
neural network includes the anterior insular cortex (AIC), protagonists) and facial expressions of pain may help us
dorsal anterior cingulate cortex (dACC), anterior midcin- identify which component of empathy is dysfunctional
gulate cortex (aMCC), supplementary motor area (SMA), in psychopathy. The former class of stimuli requires a
somatosensory cortex, amygdala, periaqueductal gray, and cognitive understanding of a social interaction with a nega-
vmPFC.20 tive outcome, which is associated with the engagement
The neural response to the distress of others, such as of the network supporting mental state inference and the
pain, is thought to reflect an aversive response in the ob- perception of pain in others8; the latter also induces ac-
server that may act as a trigger to inhibit aggression or tivation in the OFC and vmPFC, which are prefrontal re-
prompt motivation to help.3-8 Hence, examining the neu- gions that play a pivotal role in adaptive responses to emo-
ral response of individuals with psychopathy as they view tionally relevant situations and the production of an
others being hurt or expressing pain may be an effective affective state.31,32
probe into the neural processes underlying affective and
empathic deficits in psychopathy.
To date, no fMRI study has investigated the neural re- METHODS
sponse to empathy-eliciting stimuli in incarcerated indi-
viduals with psychopathy. Previous research21-23 showed PARTICIPANTS
that these people understand the emotional state of others
without “sharing” their feelings or being aroused by their Eighty men (aged 18-50 years) incarcerated in a medium-
emotional states. Thus, one can anticipate different hemo- security North American correctional facility volunteered for the
research study and provided informed consent for the proce-
dynamic response in the neural network involved in the
dures described herein, which were approved by the institu-
perception of pain between individuals with psychopa- tional review boards of the University of New Mexico and The
thy, especially for participants scoring high on the PCL-R. University of Chicago. Volunteers underwent the PCL-R, includ-
An alternative hypothesis draws on research showing that ing file review and interview, conducted by trained research
children and adolescents with callous-unemotional traits assistants under the supervision of one of us (K.A.K.). Those scor-
are reward-oriented, insensitive to punishment cues, lack ing 30 and above on the PCL-R were assigned to the high-
emotional responsiveness to distress cues, and may show psychopathy group (n=27). To create the low- and medium-
both reactive and instrumental aggression.24 In support of psychopathy groups, 2 groups of volunteers were matched to high
this hypothesis, one study23 found that male adolescent of- scorers on age, race, and ethnicity, IQ, comorbidity for DSM-IV
fenders with high callous-unemotional traits exhibited atypi- Axis II disorders,1,33 and past drug abuse and dependence from
those scoring at or below 20 on the PCL-R (n=28) and volun-
cal neural dynamics of pain empathy processing (mea-
teers scoring between 21 and 29 (n=25), respectively. The sample
sured with event-related brain potentials) in the early stages size for each group was determined by a power analyses based
of affective arousal coupled with relative insensitivity to ac- on prior studies.34 Participants were paid $1 per hour, which is a
tual pain. Another neuroimaging study25 documented strong typical rate for institutional labor compensation.
activation of the amygdala (as well as the pain network),
which correlated with a measure of sadism, in youth with MRI ACQUISITION
aggressive conduct disorder when they observed people
being hurt. Scanning was conducted on a 1.5-T mobile MRI unit (Mag-
To investigate the neural mechanisms underlying em- netom Avanto; Siemens Healthcare) equipped with advanced
pathy for pain in adults with psychopathy, 80 incarcer- susceptibility quantification gradients and a 12-element head

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dividuals experiencing pain. One task was designed to assess
A
the neural response to visual scenarios depicting physical harm;
the other task measured the neural activity to viewing facial
expressions of pain.

PAIN INTERACTIONS TASK

In this task, used previously in several fMRI studies,6,8,14,25 par-


ticipants viewed 96 short dynamic visual stimuli depicting per-
sons harming one another, presented in a pseudorandomized
rapid event-related design (Figure 1A). Timing parameters
were generated using Optimize Design.35 To verify the partici-
pants’ attention to the task, 8 randomized trials were followed
with the question, “Did a person in the previous picture feel
pain?” The participant then had 6 seconds to answer the ques-
tion by pressing the correct button.

PAIN EXPRESSIONS TASK


B

The second functional task examined neural responses during


the viewing of dynamic facial expressions of pain (Figure 1B).
Participants were presented with 64 video clips of expression
stimuli 2.2 seconds in duration, interspersed with 32 in-
stances of a dynamically scrambled baseline stimulus.

IMAGE PROCESSING AND ANALYSIS

The functional images were processed using SPM8 (Well-


come Department of Imaging Neuroscience) in technical com-
puting software (Matlab; MathWorks Inc). For each partici-
pant, functional data were realigned to the first image acquisition
of the series and resampled to a voxel size of 2⫻2⫻2 mm. Struc-
Figure 1. Tasks used to example neural processes involved in empathy. tural T1 images were coregistered to the mean functional im-
A, An example of the last frame of the pain interactions task. In this task, 48 age and segmented using the new segment routine. A group-
visual scenarios depicting pain and 48 control scenarios without pain were
used. Each scenario consisted of a 3-part frame capture taken from videos of
level structural template and individual flow fields were created
live actors, presented at the rate of 1000, 200, and 1000 milliseconds to using diffeomorphic anatomical registration through exponen-
simulate biological motion. The scenarios depicted people intentionally harming tiated lie algebra (DARTEL), and the flow fields were in turn
another person by actions such as striking, cutting, pinching, or crushing that used to spatially normalize functional images to standard Mon-
person’s hands, feet, arms, legs, fingers, or toes. Control stimuli included treal Neurological Institute space. Data were smoothed with an
sequences in which 2 people interacted, but no harm or pain occurred. No 8-mm full-width at half maximum isotropic gaussian kernel.
heads or faces were visible in the scenarios. Data were collected in 2 runs, with
each 7 minutes. B, An example of the pain expression task. Video clips showed Ten participants were eliminated from further analysis be-
a natural pain response in which individuals displayed brow lowering, orbit cause of image quality issues related to movement or image qual-
tightening, and either pursing/pressing of the lips or opening/stretching of the ity, leaving 70 for analysis (22, 24, and 24 for low, intermedi-
mouth. These movements have consistently been attributed to the facial ate, and high psychopathy, respectively).
expression of pain. After 8 of the clips were shown, participants were asked Statistics were calculated at the first level using the general
whether the previous clip had featured a male or a female. Data in this task were
acquired in one 8-minute run.
linear model. The design matrix included 3 regressors for
each stimulus category (detailed above), representing the
event onsets and their time and dispersion derivatives. Move-
coil. Functional images were collected using an echo planar ment parameters from the realignment output were included
imaging gradient-echo pulse sequence with repetition time/ as regressors of no interest. All participants were entered into
echo time,2000/39 milliseconds; flip angle,90⬚; field of view,240 2 second-level pooled analyses (1 for the pain interactions
⫻240 mm; matrix,64 ⫻64 cm; in-plane resolution,3.4 ⫻3.4 task and 1 for the pain expressions task), and full brain results
mm; slice thickness, 5 mm; and 30 slices, full-brain coverage. are reported at a statistical cutoff of familywise error–cor-
Task presentation was implemented using commercial soft- rected P⬍.05.
ware (E-Prime, Psychology Software Tools Inc). Second-level analyses were conducted by comparing the ex-
High-resolution T1-weighted structural MRI scans were ac- tremes of the sample distribution of PCL-R scores and then as a
quired using a multiecho magnetization-prepared rapid gradi- continuous regressor using the entire sample. Participants with
ent echo pulse sequence (repetition time,2530 milliseconds; PCL-R total scores of 30 or more were selected for the psychopa-
echo times,1.64, 3.50, 5.36, and 7.22 milliseconds; inversion thy group, while participants scoring 20 or below composed the
time,1100 milliseconds, flip angle,7⬚; slice thickness,1.3 mm; incarcerated control group. For these analyses, regions of inter-
matrix size,256⫻256) yielding 128 sagittal slices with an in- est were created from the existing literature. For the pain inter-
plane resolution of 1.0 ⫻ 1.0 mm. actions task, coordinates for regions of interest were taken from
previous fMRI studies6,8,14,25 that used the same task paradigm used
TASK DESIGN here and from a meta-analysis of 32 fMRI studies of empathy for
pain.20 For the pain expressions task, coordinates were taken from
Participants completed 2 counterbalanced tasks to examine neu- studies27-30,36,37 that reported functional neuroimaging results for
ral processes involved in empathy through observation of in- the perception of facial expressions of pain. Region of interest data

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are reported for significant contrast image peaks within 8 mm of pole. Activity in the lateral OFC was not significantly cor-
these a priori coordinates. In addition to existing information on related with either factor score (Author Table 4).
the processing of empathy-inducing stimuli in healthy popula- For clusters found to be significantly more active in
tions, there may be cortical or subcortical brain regions that con- the psychopathy group, several were significantly cor-
tribute to abnormal processing of these regions in psychopathy.
related with both factor scores, including the right AIC,
For this reason, further regions of note that survived the statis-
tical cutoff of P⬍.001 uncorrected and a spatial extent thresh- right IFG, right pSTS, right superior frontal gyrus, right
old of k=100 voxels are also reported in the groupwise analysis. dorsomedial prefrontal cortex (dmPFC), and left precu-
To explore whether results found in the groupwise analy- neus. Several clusters were correlated only with factor 1
sis may be the result of PCL-R factor 1, factor 2, or both, the scores (but not significantly correlated with factor 2
regions reported in the meta-analysis20 were tested for signifi- scores), including the right SMA, bilateral dACC, bilat-
cant correlation with PCL-R factor scores. Corresponding t val- eral dorsal striatum, IFG, and somatosensory cortex (Au-
ues for subfactor covariates within 5 mm of the regions of in- thor Table 5).
terest analyzed, if significant, are reported for each factor and
task. PERCEIVING FACIAL EXPRESSIONS OF PAIN

RESULTS In the pain expressions task, participants showed ro-


bust hemodynamic activation in the face network of ex-
Regions of interest for all tasks are reported in eTable 1 pected cortical and subcortical brain regions during the
(http://www.jamapsych.com). Additional detailed re- perception of facial expression of pain.38 At the full-
sults are included as Author Tables where noted (avail- group level (n = 70), clusters (familywise error–
able from the author by request). corrected P ⬍ .05) were detected bilaterally in the fusi-
form gyrus, occipital regions, pSTS, and IFG. At a slightly
relaxed cutoff of P ⬍.0001 with a spatial extent thresh-
PERCEIVING PAIN INTERACTIONS
old of k=100 voxels, additional activations were seen bi-
laterally in the AIC, aMCC, right hemisphere parietal re-
When participants viewed dynamic stimuli depicting in- gions, thalamus, and striatum (Author Table 6 for full
dividuals being physically injured, significant signal in- results).
crease was detected in several clusters surviving a sta- In direct comparison between groups, control partici-
tistical cutoff of familywise error–corrected P⬍.05, which pants had greater activation bilaterally in the IFG, middle
were located bilaterally in the AIC, dACC, aMCC, SMA, cingulate cortex, angular gyrus, putamen, pSTS, supra-
supramarginal gyrus, inferior parietal lobule (IPL), pre- marginal gyrus, dmPFC, globus pallidus, and dACC. At
cuneus, and posterior cingulate gyrus. Significant sub- a relaxed whole-brain uncorrected cutoff of P⬍.001, ad-
cortical activations were also seen bilaterally in the thala- ditional clusters of greater activation in the control group
mus and globus pallidus. At a slightly relaxed cutoff of were observed in the vmPFC and medial OFC (Author
P⬍ .0001 with a spatial extent threshold of k =100 vox- Table 7). Individuals with psychopathy exhibited greater
els, additional activations were seen in the amygdala, OFC, activation in a priori regions in the AIC, postcentral gy-
and vmPFC (Author Table 1 for full results). rus, IPL, and precentral gyrus (Author Table 8).
Participants from within the pooled analysis were se-
lected from the extremes of the PCL-R total score distri- PCL-R CORRELATIONS
bution to compose psychopathy (PCL-R score, ⱖ30) and
control (PCL-R score, ⱕ20) groups. At a cutoff thresh- Several clusters found to be significantly more active in
old of P⬍.05, corrected for familywise error for a priori the control group, including the middle cingulate cor-
regions of interest, control participants had greater ac- tex, IFG, dmPFC, and left angular gyrus, were nega-
tivation in the periaqueductal gray, vmPFC, and lateral tively correlated with factor 1 and 2 scores. The right an-
OFC (Author Table 2). High-scoring individuals with psy- gular gyrus and left pSTS were correlated only with factor
chopathy exhibited greater activation in a priori regions 1, and the right STS, dACC, and striatum were corre-
including the SMA, dACC, bilateral AIC, dorsal stria- lated only with factor 2 (Author Table 9). In the reverse
tum, inferior frontal gyrus (IFG), medial prefrontal cor- direction, activity in the AIC was positively correlated
tex, posterior superior temporal sulcus (pSTS), postcen- with both factor 1 and 2 scores. Two clusters from the
tral gyrus, and supramarginal gyrus (Author Table 3). left postcentral gyrus and right precentral gyrus were cor-
related only with factor 1 scores (Author Table 10).
CORRELATIONS WITH PCL-R
BETWEEN-TASK COMPARISONS
To examine the extent to which the results seen in the
groupwise comparison were driven by scores on factor Two regions (left postcentral gyrus and right precentral
1 (representing deficits in affective and interpersonal com- gyrus) were congruent, between tasks, in the direction
ponents) or factor 2 (measuring deficits in behavioral con- of differences between psychopaths and controls, and 4
trols and impulsivity) of the PCL-R, each cluster was tested others were different but task-dependent. Individuals with
for significant correlations with PCL-R factor scores. For psychopathy had significantly greater activation in the
clusters more active in the control group, 3 were signifi- AIC than did controls while viewing others in pain,
cantly negatively correlated with both factor scores: peri- whether the pain was in the form of facial expressions
aqueductal gray, the vmPFC, and the superior temporal or people interacting (Figure 2). Controls, conversely,

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A Interactions Expressions B C D
Interactions Interactions
1.5 6 Expressions 6 Expressions
Contrast Estimate 1.0 4 4

Contrast Estimate

Contrast Estimate
0.5 x = 34 2 2
0.0 0 0
– 0.5 –2 –2
– 1.0 –4 –4
r = 0.449∗ r = 0.298† r = 0.256‡ r = 0.257‡
– 1.5 –6 –6
L M H L M H 0 5 10 15 0 5 10 15 20

Figure 2. Groupwise and continuous measures of hemodynamic response in the right anterior insular cortex. Blood oxygen level dependence response increased
as a function of the degree of psychopathy (as measured by the Hare Psychopathy Checklist–Revised [PCL-R]) during the viewing of both types of
empathy-eliciting stimuli, interactions in which one person caused pain to another (interactions) and facial expressions of pain (expressions). A, Histogram of
responses of all participants stratified into 3 groups. B, Anatomical location of cluster of interest (circled) superimposed on the sample-specific diffeomorphic
anatomical registration through exponentiated lie algebra (DARTEL)–normalized T1 template at Montreal NeuroIogical Institute (MNI) coordinate x = 34.
C and D, The groupwise effects seen in part A were expanded to examine the contribution of continuous factor 1 and factor 2 PCL-R subscores, representing the
affective/interpersonal and lifestyle/behavioral features of psychopathy, respectively. Values used for A, C, and D are the contrast estimates per participant
averaged across the 3-mm sphere centered on the cluster peak at MNI coordinates (26, 28, ⫺8), from the contrast of scenarios with pain/harm content vs
scenarios with no pain/harm in the pain interactions task, and from the contrast of dynamic pain expressions vs dynamic baseline stimuli in the pain expressions
task. Error bars indicate the standard error of the mean. Hindicates high psychopathy (PCL-R, ⱖ30); L, low psychopathy (PCL-R, ⱕ20); and M, intermediate
psychopathy (PCL-R, 21-29). *P⬍ .001. †P ⬍.01. ‡P ⬍.05.

had greater activation than did those in the psychopa- volved in emotional and cognitive aspects of mentaliz-
thy group during each task in the right vmPFC and the ing, including the vmPFC, OFC, pSTS, dmPFC, IPL,
right lateral OFC (Figure 3). In addition, 4 regions were dACC, and dorsal striatum.
more active in psychopathic individuals for painful in- The amplified involvement of the AIC in participants
teractions but more active in controls for facial expres- with psychopathy is surprising because of the well-
sions of pain. This pattern was observed in the dmPFC, documented role of this region in the experience of
angular gyrus, pSTS, and IFG (eFigure). empathy (Figure 2). The AIC is a polysensory cortex
involved in mapping internal states of bodily and sub-
DISCUSSION jective feeling. With extensive reciprocal connections
with limbic forebrain areas,40 it is the most consistently
To better understand the deficits in socioemotional in- activated region across all studies of empathy for pain,20
formation processing in individuals with psychopathy, even when there is no explicit cognitive demand to
the current study used 2 classes of stimuli that have been empathize with another individual.41 Moreover, gray
extensively applied during the past decade to chart the matter reduction has been observed in the insula in
neural network underpinning empathy in healthy adults individuals scoring high on psychopathy tests, 42
and children.6,8,13,14,27-30 although the stereotaxic coordinates are different
In the pooled analyses of all 70 participants ana- between their study and ours (posterior insula vs ante-
lyzed, collapsed across PCL-R scores, expected patterns rior insula, respectively). A previous fMRI study25 of
of activation were observed during perception of people empathy in children with aggressive conduct disorder
being hurt and facial expressions of pain. The former elic- and psychopathic tendencies, using similar stimuli,
ited activity in the AIC, dACC, aMCC, amygdala, and reported similar findings. Increased activity was
SMA, and the latter recruited activity in the fusiform gy- detected in the AIC as well as reduced response in the
rus, AIC, pSTS, and IFG. OFC when children with conduct disorder were pre-
There were significant differences, however, in sev- sented with stimuli depicting others in pain. A recent
eral brain regions engaged between the 2 extreme groups. case study43 reported on a patient who, despite com-
When viewing people being hurt, individuals with psy- plete destruction of the insula, experienced all aspects
chopathy showed greater activation in the AIC, as well of feelings and emotions, including empathy. This indi-
as in the dorsal striatum, dmPFC, and pSTS, 3 regions cates that the role of the insula in emotion and empathy
involved in the cognitive dimension of mentalizing.39 Con- is complex and far from being understood. In addition,
trol participants showed greater signal increase in the peri- it has been proposed from network analysis that the
aqueductal gray, vmPFC, and lateral OFC, a circuit with insula and ACC form the core of a network that facili-
reciprocal connections with the amygdala and hypothala- tates the detection of important environmental
mus involved in the regulation and mediation of emo- stimuli.44 The pSTS and medial prefrontal cortex are
tional and affective behavior.9,10 part of the cognitive mentalizing network (processing
When viewing facial expressions of pain, fusiform gyrus intentions and understanding social interaction) and
activity was equivalent between groups. The high- have been reported in previous research using similar
scoring psychopathy group again displayed greater ac- stimuli. 8 , 1 4 The augmented involvement of these
tivation bilaterally in the AIC. However, in this case, low- regions, including the AIC, in individuals with psy-
scoring incarcerated control participants had greater chopathy supports a cognitive assessment strategy of
activation than those with psychopathy in regions in- these scenarios rather than an affective processing.

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Relative to participants with psychopathy, controls
showed greater activation in the OFC and vmPFC when
perceiving individuals being injured as well as during fa-
cial expressions of pain (Figure 3). This result is in agree-
ment with the affective neuroscience literature on psy-
chopathy. These regions, important for monitoring
ongoing behavior, estimating consequences, and incor-
porating emotional learning into decision making, have
consistently been featured in theories of psychopathy and
remain the most common prefrontal regions implicated
in neuroimaging investigations of the condition.21,22 Struc-
tural and functional deficits in the vmPFC and OFC have
been reported21,22,44-48 in individuals with high psycho-
pathic traits and criminal convictions. The fundamental z = –10
role of the OFC in empathy is supported by fMRI stud-
ies of healthy children6,8,49,50 and adults,20,51 and by brain vmPFC Interactions IOFC Interactions
lesions in patients with neurologic disorders.31,32,52,53 Of 8 2

particular interest, one recent study54 examined affec- 6


1

Contrast Estimate

Contrast Estimate
4
tive vs cognitive theory of mind processing in criminal
2 0
offenders with antisocial personality disorder with high
0
psychopathy features as well as in participants with lo- –1
–2
calized lesions in the OFC or dorsolateral prefrontal cor- –4
–2
tex. The authors found that individuals with psychopa- –6
r = – 0.262
–3
r = – 0.258

thy and those with OFC lesions were impaired on the 0 10 20 30 40 0 10 20 30 40


affective but not cognitive dimension of theory of mind. vmPFC Expressions IOFC Expressions
Major task-dependent differences were found be- 6 7
5
tween groups in 4 brain regions (eFigure). The dmPFC, Contrast Estimate 4

Contrast Estimate
3
IPL, pSTS, and IFG were significantly less active during 2
1
the viewing of facial expressions of pain in the psychopa- 0
–1
thy group, but significantly more active than in controls –2
–3
while watching individuals hurting others. According to –4 –5
one network model,39 ventral regions such as the OFC –6
r = – 0.305
–7
r = – 0.331

and vmPFC are recruited to process affective aspects of 0 10 20 30 40 0 10 20 30 40

mentalizing, while dorsal regions such as the dmPFC, PCL-R Total Score PCL-R Total Score

ACC, and dorsal striatum are recruited for cognitive men-


talizing, and the pSTS and IPL are engaged in both as- Figure 3. Neurohemodynamic activity in the ventromedial prefrontal cortex
(vmPFC) and lateral orbitofrontal cortex (lOFC) decreases as a function of
pects of mentalizing. When dealing with either faces or total psychopathy score during the viewing of 2 types of empathy-eliciting
social interactions, empathy-eliciting stimuli led to a sig- stimuli, interactions in which one person caused pain in another
nificantly dampened response in the affective mentaliz- (interactions) and facial expressions of pain (expressions). At the center, the
ing regions in the psychopathy group. However, cogni- clusters illustrated in the figure are indicated on the study-specific T1
template, circled in violet for the vmPFC and blue for the lOFC. At left and
tive mentalizing areas were selectively impaired only in right, per-subject contrast estimates averaged across the 3-mm sphere
the faces task. This pattern of results suggests not an over- surrounding the peak voxel in each cluster (Montreal NeuroIogical Institute
all deficit in the theory of mind network but rather a stimu- [8, 30, ⫺10] for the vmPFC and [42, 48, ⫺12] for the lOFC) are expanded
for the entire sample (N = 70) as a function of the Hare Psychopathy
lus class-specific failure of this network to be triggered Checklist–Revised (PCL-R) total score.
by facial expressions of pain.
There were differential contributions of PCL-R fac-
tor 1 and factor 2 scores to the differences uncovered in whereas when participants were looking at pain inter-
the groupwise analysis. In previous research,34 PCL-R fac- actions, the bulk of the differences observed were in the
tors 1 and 2 have been demonstrated to differentially con- direction of greater activation in the psychopathy group,
tribute to abnormalities in brain function in functional and these differences were driven to a greater extent by
imaging assessments of criminals with psychopathy. In factor 1. This is particularly interesting in light of re-
the present study, clusters that were more active in the search regarding the relationship of factor 1 scores with
control group than the psychopathy group were gener- instrumental aggression in psychopathy.55 Instrumental
ally correlated either with both factor scores or only with or predatory aggression is controlled, purposeful aggres-
factor 2 scores. Conversely, clusters that were more ac- sion used to attain a desired external goal. In multiple
tive in the psychopathy group were influenced mainly studies involving adults and adolescents with psychopa-
by factor 1 scores. Furthermore, between the 2 tasks used thy, instrumental aggression has been linked more
in the current investigation, the direction of differences strongly to factor 1 scores on psychopathy than to fac-
between groups was unequally distributed. When look- tor 2 scores.56,57 Factor 1 items include conning and ma-
ing at facial expressions of pain, the bulk of differences nipulation, lying, glibness, and superficial charm, skills
seen between groups were deficits in the psychopathy with which individuals with psychopathy may achieve
group and were driven to a greater extent by factor 2, external goals through selfish interactions with others.

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Thus, greater factor 1–related activity when watching so- Published Online: April 24, 2013. doi:10.1001
cial interactions resulting in harm may reflect a propen- /jamapsychiatry.2013.27
sity for or interest in this type of behavior. Facial expres- Correspondence: Jean Decety, PhD, Department of Psy-
sions of pain, devoid of any additional contextual chology, The University of Chicago, 5848 S University
information, may not be sufficient to engage similar pat- Ave, Chicago, IL 60637 (decety@uchicago.edu).
terns of processing. Hence, in the pain expressions task Author Contributions: Dr Decety takes full responsibil-
used in the current study, the pattern of deficits in the ity for the integrity of the data and the accuracy of the
psychopathy group related to both factors or to factor 2 data analysis. All authors had full access to all the data
alone may be a purer measure of deficits in empathic in the study.
sensitivity. Conflict of Interest Disclosures: None reported.
Overall, the results of this study indicate that the ma- Funding/Support: This study was supported by Na-
jor difference in the pattern of brain response between tional Institutes of Mental Health (NIMH) R01 grant
participants with psychopathy compared with controls 1R01MH087525-01A2 (Dr Decety) and by NIMH R01
during the perception of others in pain is the lack of en- grant MH070539-01 and National Institute on Drug Abuse
gagement of regions in the brainstem, OFC, and vmPFC. 1R01DA026505-01A1 (Dr Kiehl).
Animal research3,58 has clearly shown that the ability to Online-Only Material: The eTable and eFigure are avail-
share and be affected by the emotional state of another able at http://www.jamapsych.com. The Author Tables
is organized by basic systems subserving attachment- are available on request by e-mail to Dr Decety (decety
related processes involving the brainstem, thalamus, and @uchicago.edu).
paralimbic areas. The OFC and vmPFC are essential to
being able to represent a particular reward or punish-
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