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Shannon 1994
Shannon 1994
Shannon 1994
R. L. OLLERTON
Department of Mathematics, University of Western Sydney, Nepean,
P.O. Box 10, Kingswood, NSW2747, Australia
1. Introduction
Diabetes mellitus is a chronic state of excessive concentration of glucose in the blood.
The major regulator of glucose concentration in the blood is insulin, a hormone
synthesized in and secreted by the beta cells of the islets of Langerhans in the pancreas.
High blood sugar may be due to a lack of insulin and/or to excess of factors that
oppose its action causing insulin resistance. This imbalance leads to abnormalities
245
\; Oxford Univeraty Praj 19*4
246 A. G. SHANNON ET AL.
PANCREAS
Insulin C-peptide
R(t) R(t)
LIVER
FR(t) R(t)
C(t)
PLASMA
of carbohydrate, protein, and lipid metabolism. The major effects of diabetes include
characteristic symptoms, the progressive development of disease of the capillaries of
the kidney and retina, damage to the peripheral nerves, and accelerated arteriosclerosis
(WHO, 1980). Owens (1986) presents a historical summary of the disease and Bliss
(1982) relates the human drama and scientific enterprise behind the discovery of
insulin.
Figure 1 is a compartmental model of the release of the peptides (insulin and
C-peptide) from the pancreas to the liver via the portal vein. (The symbols are
explained in the next section.) This paper introduces a noninvasive method for
calculating prehepatic in vivo insulin secretion rates from plasma C-peptide concen-
tration levels. Knowledge of these secretion rates is of use clinically for establishing
therapeutic regimens and to aid research into the development of different human
insulin preparations and analogues of human insulin produced by genetic engineering
(Brange et al, 1990) in an attempt to normalize plasma glucose concentrations. The
motivation of developing this approach was to provide the clinician with a method
which could be readily used and interpreted and which would give consistent results
based on the fasting plasma glucose levels and the degree of obesity of the subjects
(Shannon et al, 1991).
2. The model
We base our model on evidence that insulin and C-peptide are co-secreted in
equimolar quantities (Rubenstein et al., 1969) and that C-peptide is not taken up
by the liver (Polonsky et al, 1983). This approach of utilizing C-peptide levels to
A MATHEMATICAL MODEL OF INSULIN SECRETION 247
estimate insulin secretion has been adopted by Volund et al. (1987), Cobelli & Pacini
(1988), and Van Cauter et al. (1992). The latter two groups used two-compartment
models, whereas we have assumed one-compartment disappearance kinetics for both
peptides (as did Volund and his colleagues). We opted for this approach on the basis
of its relative simplicity of use in the clinical situation. Results confirm that the extra
complication of a two-compartment model is not essential. Unlike the other authors,
we also have access to a comparatively large sample of human subjects, which we
considered first in groups defined according to fasting blood glucose levels during
meal tolerance tests and then by aggregating the results for the individuals within
these groups. In this way, we were able to use analyses of variance as statistical
commentaries on the plausibility of the work.
Some of the symbols to be used are as follows:
f time in minutes;
R(t) rate of secretion from the pancreas into the portal vein of both insulin and
C-peptide (nmol/1 min);
C(t) concentration of C-peptide in the plasma (nmol/1);
I(t) concentration of insulin in the plasma (nmol/1);
F fraction of insulin not taken up by the liver during the first passage;
b,,b c first-order clearance indices of insulin and C-peptide from the plasma
compartment (min"1);
at,ac first-order secretion indices of insulin and C-peptide into the plasma
compartment (dimensionless).
We further assumed that the rate of clearance of each peptide, R(t), from the plasma
is proportional to the level of concentration with coefficients of proportionality b,
and bc.
Suppose R(t) is the rate of secretion from the pancreas into the portal vein of
both the insulin and the C-peptide. Then we can represent the flow of the peptides
from the pancreas through the plasma by the compartment model of Fig. 1. To
accommodate the initial response by the pancreas to a glucose load, we assumed the
rate of secretion of each peptide is directly proportional to the concentration in the
plasma and inversely proportional to time with respective coefficients of propor-
tionality a, and ac. This is a pragmatic assumption based on experimental observations
of results where the glucose challenge is derived from oral glucose and meal tolerance
tests. This assumption was originally prompted by work on the two-pool model for
insulin secretion. In this, one pool is conceived as a small compartment available for
rapid insulin release, and the other for sustained insulin release tightly coupled to
insulin synthesis (Porte & Pupo, 1969). Beyond that, the use of the assumption leads
to consistent results, which are the concern of this article, rather than any underlying
mechanism. In any case, the hypothesized multiphasic close temporal associations
between pulses of insulin secretion and of blood glucose levels are the object of
considerable debate (Polonsky et al, 1988; Lang et al, 1979). We seek R(t) = dC/df.
The C-peptide kinetics can then be described by the first-order differential equation
dt t
248 A. G. SHANNON ET AL.
TABLE 1
Composition of meal tolerance test (MTT) as in Jones et al. (1989)
Total Starch +
Energy Protein Fat CHO Sugars dextrins Diet
Food (kcal) (g) (g) (g) (S) (g) fibre
After the overnight fast, the subjects were admitted to a metabolic unit, where they
remained on bed-rest throughout the study; smoking was not permitted. Mixed
venous blood samples were taken from a forearm vein at 08.30 h and immediately
prior to the administration of the OGTT or MTT at 09.00 h, and then at 30 minute
intervals for 4 hours. We shall confine our discussion here to the MTT results.
(FPG) levels. The range for FPG for normal subjects is approximately 4-6 mmol/1.
The choice of ranges for the three NIDDM subgroups of subjects with diabetes was
somewhat arbitrary. Those with FPG levels less than 10 mmol/1 were classified as
mild, while those with FPG levels more than 14 mmol/1 as severe.
The next step normally involves calculation of the average C-peptide values for
each of the subgroups, so that parameters may be estimated by applying the chosen
fitting procedure to each of the four averaged sets of data. This approach is suitable
provided that each subgroup appears to be drawn from a reasonably uniform,
possibly normal, population. This method was abandoned when it became obvious
that the populations were skewed. Figure 2 shows plots of the C-peptide concen-
trations at 30 minute intervals for each subgroup. The vertical bars showing the
twenty-fifth percentile, the median, and the seventy-fifth percentile indicate that the
subgroups are drawn from skewed populations.
The focus of the investigation now moved to the required study of individual
patient data. Nonlinear regression was applied using the SAS procedure NLIN
(SAS/STAT™, 1988) to the concentration data for each of the individual subjects,
so that an analysis of variance could be used to compare aspects of the different
groups. For these comparisons, a grid of starting values was specified for all
parameters. Derivatives of the model with respect to the parameters were also
specified. The NLIN procedurefirstexamines the grid of starting values and evaluates
the residual sum of squares at each combination to determine the best set for starting
the required iterative procedure.
From equation (2), we have
— = Aacf*-le-h<<-Abcta*e-b<', (4)
dt
which, in conjunction with equation (1), makes it reasonable to refer to the first term
on the right-hand side of (4) as the secretion term and the second term as the clearance
term. If we accept that insulin and C-peptide are secreted at equimolar rates into the
portal vein, then from Fig. 1 the prehepatic insulin secretion rate equals the
posthepatic C-peptide secretion rate, Aact°*~l e~bc'.
If a long interval is considered, the total amount secreted is given by
0.0
0 30 60 90 120 150 180 210 240 0 30 60 90 120 150 180 210 240
Time (minutes) Time (minutes)
10<FPG<14mmol/l FPG>14mmof/l
3.0
^ 2.0
o
c
0.0
0 30 60 90 120 150 180 210 240 0 30 60 90 120 150 180 210 240
Time (minutes) Time (minutes)
FIG. 2. Plots of the C-peptide concentrations at 30 minute intervals for each subgroup. The vertical bars
show the twenty-fifth percentile, the median, and the seventy-fifth percentile. The fit of the model to the
averaged values is shown in Fig. 6.
the slope of the peak concentration versus time for peak concentration line,
5. Results
After fitting the model to individual patient data, boxplots for the estimates of the
above quantities were constructed in an attempt to identify outliers. The criteria
(based on the ninety-fifth and fifth percentile) used to classify fits as acceptable are
given in Table 2.
Of the 291 sets of patient data studied, 96 were classified as poor fits (19 normal,
25 mild, 23 moderate, and 29 severe subjects) and were not included in the remainder
of the study. The study was therefore confined to 37 normal subjects and 158 patients
with diabetes (38 female, 120 male). The classification of these patients into obesity
subgroups is given at Table 3. It is likely that the number of poor fits could be
reduced by more frequent sampling times.
Figure 3 compares the fits obtained when a quadratic polynomial, a cubic
polynomial, a log-linear model (equation (3)), and a nonlinear exponential model
(equation (2)), are applied to the concentration levels for a typical individual patient.
The improvement in fit is evidenced by the decreasing residual sum of squares
obtained for each model (see Table 4).
Figure 4 is a plot of peak concentration versus time for peak concentration for
each of the four groups of subjects. The most interesting feature of this plot is the
location of the normal subjects in relation to the patients with diabetes. A measure
of this difference is given by the slope of the peak concentration versus time for
peak concentration line. Boxplots for this slope are given in Fig. 5(f).
TABLE 2
Criteria used to classify fits as acceptable
TABLE 3
Classification of patients into MTT and BMI subgroups
MTT
Nonobese 32 19 25 12 88
Obese 5 39 40 23 107
Total 37 58 65 35 195
A MATHEMATICAL MODEL OF INSULIN SECRETION 253
2.5 i
2.0-
—
1.5-
<D
0.0 -I
30 60 90 120 150 180 210 240
Time (minutes)
FIG. 3. Fits obtained when quadratic, cubic, log-linear, and nonlinear models are applied to the
concentration levels for an individual patient.
a Normal
• Mild
Moderate
3- Severe
o
CD
•
g 2- „ ° ° °*° •• ' ; .'
•
O
S
Q.
•
o4
30 60 90 120 150 180 210 240
Time (minutes)
FIG. 4. Plots of the peak concentration (C'm) versus time for peak concentration (im) for each of the
four MTT subgroups.
Figure 5 gives boxplots for each subgroup to compare the secretion indices, the
clearance indices, the parameter ft = —In A, the peak concentration, the time for peak
concentration, the slope of the peak concentration versus time for peak concentration
line, the peak secretion rate, the time for peak secretion, and the total amount secreted.
The thick vertical boxes show the tenth and the ninetieth percentiles. The medians
are joined by straight lines. The thin vertical lines, or whiskers, extend from the boxes
as far as the data extends. Detailed information relating to these comparisons is given
in Table 5.
Figure 6 compares the curves for the theoretical plasma concentration levels for
254 A. G. SHANNON ET AL.
TABLE 4
Comparison of quadratic, cubic, log-linear, and nonlinear fits for an individual patient. The
improvement in fit is evidenced by the decreasing sum of squares of the residuals. Refer to
Fig. 3 for the corresponding plots
Quadratic Regression
Sum of Mean
Source DF squares square F value Prob > F
Cubic Regression
Sum of Mean
Source DF squares square F value Prob > F
Log-linear Regression
Sum of Mean
Source DF squares square F value Prob > F
Note that for this model the error sum of squares relates to the logarithms of the above basal
concentrations. After talcing antilogs we can obtain a sum of squares of the residuals which may be
compared with those obtained using the other models. For this fit the value is 0.19127.
Nonlinear Regression
Sum of Mean
Source DF squares square
Asymptotic
95% confidence interval Coefficient
Asymptotic of variation
Parameter Estimate std. error Lower Upper (%)
the four subgroups classified according to MTT listed in Table 3 (i.e. 37 normal,
58 mild, 65 moderate, and 35 severe). Since these curves were obtained by applying
nonlinear regression to each of four averaged sets of data, the mean C-peptide
concentration data and SEM error bars for each MTT subgroup are also shown.
Figure 7 compares the secretion rates, while Fig. 8 compares the clearance rates using
the mean values of the parameters obtained for each of the MTT subgroups (see
Table 5).
Figure 9 compares the curves for the theoretical plasma concentration levels for
the two subgroups classified according to BMI listed in Table 3 (i.e. 88 nonobese
and 107 obese). The mean C-peptide concentration data and SEM error bars for
each BMI subgroup are also shown. Figure 10 compares the secretion rates, while
Fig. 11 compares the clearance rates using the mean values of the parameters obtained
for each of the BMI subgroups (see Table 6).
4
fc
3
oJ' (a)
Normal Mild Moderate Severe
0 08
0.07
0.06
0.05
0.04
0.03
0.02 —-
0.01
(b)
0.00
Normal Mild Moderate Severe
FIG. S. Boxplots Tor each subgroup to compare (a) the secretion indices; (b) the clearance indices.
(continued)
256 A. G. SHANNON ET AL.
30
20
10
«
! (c)
Normal Mild Moderate Severe
s
12
n
1
Normal
~-
Mild
—
I
Moderate
1!
Severe
240
210
180
150
_ "
! 120
80
60
30
(e)
0
Normal Mild Moderate Severe
FIG. 5 (continued), (c) The parameter ft (d) the peak concentration (C'm)\ (e) the time for peak concen-
tration (t m ).
A MATHEMATICAL MODEL OF INSULIN SECRETION 257
0.08
0.06
0.04
0.02
0.00
Normal Mild Moderate Severe
0.15
0.12
S 0.09
! 0.06
0.03
(g)
0.00 J
Normal Mild Moderate Severe
1DU
120
c
80
_ _ — — •
40 ^ ^
t ;
(h) • *
0
Normal Mild Moderate Severe
FIG. 5 (continued). (f) The slope of the peak concentration versus time for peak concentration line (X);
(g) the peak secretion rate (rp); (h) the time for peak secretion (i p ). (continued)
258 A. G. SHANNON ET AL.
18
15
12
9
I
6
• (i)
I
Normal Mild Moderate Severe
FIG. 5 (continued), (i) The total amount secreted (S). (See Table 5.)
0 30 60 90 120 150 180 210 240 0 30 60 90 120 150 180 210 240
Time (minutes) Time (minutes)
Fio. 6. Comparison of the curves obtained by applying nonlinear regression to the four averaged sets of
C-peptide concentration data with SEM error bars shown for each MTT subgroup.
A MATHEMATICAL MODEL OF INSULIN SECRETION 259
FPG = SEVERE
FPG = MODERATE
FPG >14mmot/l
10<FPG< 14 mmol/1 3.0
3.0
0.0
0 30 60 90 120 150 180 210 240 0 30 60 90 120 150 180 210 240
Time (minutes) Time (minutes)
FIG. 6. (continued).
A Nornial
B Mild
C Moderate
D Severe
FIG. 7. Comparison of the theoretical curves for the secretion rates for the four MTT subgroups.
hepatic uptake of the insulin are not universally agreed, so that one cannot check
the calculation with these. F(i) is not assumed to be constant. Figure 7 also suggests
that the peak insulin secretion rate for normals is achieved earlier and is higher than
for the subjects with diabetes, while Fig. 8 suggests that the clearance rates are also
greater, the lower the FPGs of the groups of subjects are. All of these results are in
accord with theoretical expectations, but are not readily validated by external criteria
except by invasive means.
260 A. G. SHANNON ET AL.
TABLE 5
Comparison of the four subgroups in terms of secretion indices (a c ), clearance indices (b c ), the
parameter f} = — In A, peak concentration (C'm), time for peak concentration (r m ), slope of the
peak concentration versus time for peak concentration line (A), peak secretion rate (rp), time for
peak secretion (t p ), and the total amount secreted (S). Boxplots relating to these comparisons
are given in Fig. 5
Significant Significant
differences differences Significant
between the between the pairwise
Variable Subgroup Means variances means differences
r
P Normal (A) 0.0719 Yes Significant n/a
Mild (B) 0.0365 difference
Moderate (C) 0.0266 between the
Severe (D) 0.0194 medians
0.05
A Normal
0.04 B Mild
C Moderate
S 0.03 D Severe
to
0.02
0.01
000
0 30 60 90 120 150 180 210 240
Time (minutes)
FIG. 8. Comparison of the theoretical curves for the clearance rates for the four MTT subgroups.
TABLE 6
Comparison of the obese and nonobese subgroups in terms of secretion indices (a c ), clearance
indices (bc), the parameter /? = —In A, peak concentration (C'm), time for peak concentration,
(t m ), slope of the peak concentration versus time for peak concentration line (X), peak secretion
rate (rp), time for peak secretion (t p ), and the total amount secreted (S)
Difference Difference
Ratio of between the between the
Variable Subgroup Means variances = 1 means = 0 medians = 0
0.01
30 60 90 120 150 210 240
Time (minutes)
BMI -OBESE
BMI > 26.5 M m 2
FIG. 9. Comparison of the curves obtained by applying nonlinear regression to the averaged sets of
C-peptide concentration data with SEM error bars shown for the obese and nonobese subgroups.
The question of whether these differences are statistically significant was examined
using one-way analysis of variance. An important assumption underlying comparisons
of means using analysis of variance is that the variances of the populations from which
the samples come are equal. For this reason, a test for equality of variances was
conducted prior to the test for differences between means—if this test was not passed,
a nonparametric procedure (the Kruskal-Wallis test) was used to test the hypothesis
that the population medians are the same. In order to test for interaction between
BMI and MTT, a two-way analysis of variance for an unbalanced design was carried
out using the SAS procedure GLM (SAS/STAT™, 1988). For the comparisons
discussed below, no significant interactions were found.
A MATHEMATICAL MODEL OF INSULIN SECRETION 263
0.04 1
E 0.03
A Obese
B Non obese
S 0.02
a '
0.01-
0.00^
30 60 90 120 150 180 210 240
Time (minutes)
FIG. 10. Comparison of the theoretical curves for the secretion rates for the obese and nonobese subgroups.
0.03
A Obese
0.02 B Nonobese
£ 0.01
0.00^
30 60 90 120 150 180 210 240
Time (minutes)
FIG. 11. Comparison of the theoretical curves for the clearance rates for the obese and nonobese subgroups.
The comparison of secretion indices (see Table 5 and Fig. 5(a)) shows that a clear
gradation among the secretion indices of the four groups relates well to their
differences in fasting blood sugar levels. This comparison emphasizes that secretion
rates differ greatly between NIDDMs and normals but do not really differ greatly
once one has NIDDM.
The comparison of clearance indices (see Table 5 and Fig. 5(b)) shows that the only
significant pairwise difference is that between the normal and severe subgroups.
The comparison of parameter ft (see Table 5 and Fig. 5(c)) is similar to the gradation
in secretion indices with NIDDMs contrasting greatly with the normals. The
parameter /? is in fact highly correlated with secretion index.
264 A. G. SHANNON ET AL.
• The comparison of peak concentration (see Table 5 and Fig. 5(d)) shows a
significant difference among the medians.
• The comparison of times of peak concentration (see Table 5 and Fig. 5(e)) is similar
to the gradation in secretion indices with NIDDMs contrasting greatly with the
normals.
• The comparison of slopes of the peak concentration versus time for peak
concentration line (see Table 5 and Fig. 5(f)) shows a significant difference among
the medians.
• The comparison of peak secretion rates (see Table 5 and Fig. 5(g)) shows a
significant difference among the medians.
• The comparison of times of peak secretion (see Table 5) and Fig. 5(h)) shows a
significant difference among the medians.
• The comparison of total amounts secreted (see Table 5 and Fig. 5(i)) shows a
significant difference among the medians.
• The comparison of total amount secreted for the obese and nonobese subgroups
(see Table 6) shows that the obese subjects have, on average, a slightly but not
significantly greater amount of insulin secreted. This follows because insulin is
secreted in proportion to the body mass index, other things being equal (Owens
et al, 1988). However, the times to peak concentration for the obese subjects are
sigificantly greater.
6. Conclusions
The model described in this paper is mathematically simple and it can be readily
applied with a computer. It does not conflict with the theoretical foundations of other
models, but the clinical results have been realistic. It does not pretend to describe
all aspects of the secretion of the insulin, and its predictive value is yet to be
corroborated by further testing. The advantages of the model are that the parameters
have a theoretical foundation and the experimental and theoretical values are in good
accord.
Another advantage of the proposed model is that it produces a variable fractional
uptake which is time dependent rather than a constant. This is in agreement with,
for example, Gibby & Hales (1983), Madsbad et al. (1983), and Horwitz et al. (1975).
It is planned to develop a specific package for the model, so that wider trials in
clinical settings may be carried out more simply.
Acknowledgement
Gratitude is expressed to the two referees for their constructive criticism of earlier
drafts of this paper.
This article is based upon a paper read at the Sixth IMA Conference on the
A MATHEMATICAL MODEL OF INSULIN SECRETION 265
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appearance without independent assessment of C-peptide kinetics Diabetes 36, 1195-202.
WHO EXPERT COMMITTEE ON DIABETES MELLITUS, 1980. Technical Report No. 646, World
Health Organisation, Geneva.