Professional Documents
Culture Documents
2003-R. Lee Lyman
2003-R. Lee Lyman
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What Taphonomy Is
distinguished from other phenomena and to originally intended. Use of the term by
enhance communication efficiency during archaeologists has occasionally provided a
the course of research and teaching (e.g., unique way to view the history of the
Pushkin, 1997; Slisko & Dykstra, 1997). formation of the archaeological record, and
But terms are words we choose as labels, that is good; however, taphonomy has also
and they have meanings that we assign to been used as a label for phenomena that are
them rather than having some inherent arguably not what the term actually signifies.
meaning that originates in the phonemes The latter can hinder communication, reduce
and morphemes of which they are made. understanding, and exacerbate confusion.
The critical issue therefore is that we must Given the history of terminological confusion
agree on what terms mean else we are in archaeology (e.g., Lyman et al., 1998)
merely jabbering at one another rather than and zooarchaeology (e.g., Lyman, 1994a) and
communicating. If we do not agree on the the misunderstanding and confusion that has
meanings of terms, then we may think two resulted, it behooves taphonomists to educate
individuals are talking about the same thing their colleagues in archaeology as to proper (and
when they say “cup” when in fact they are not, improper) use of the term that delineates a
or we may think two individuals are talking very particular subject matter. This paper is
about different things when one says “spoon” meant to be a warrant for that educational
and the other says “ladle” when in fact they are endeavor. The history indicates that misuse of
not. The implications of obscure terminology the term was likely initiated and perpetuated
or terms without agreed upon and generally with good intentions, and that such misuse
understood meaning should be clear. The is growing in pervasiveness. The history also
clarity and explicitness of scientific terminology indicates that the misuse was unnecessary
are particularly important given that the and can be discontinued with minimal effort
sciences depend on replicability (repeatability) on the part of taphonomists.
and independent empirical confirmation of
knowledge claims.
In this paper, I briefly review the What “taphonomy” is
origin and history of the term “taphonomy”
in its parental discipline of paleontology. Russian paleontologist I.A. Efremov (1940:85)
This history establishes what the term was coined the term “taphonomy” as a label for
originally intended to mean and how that the science of the laws of embedding, or
meaning evolved to keep pace with the “the study of the transition (in all its details)
evolution of paleobiology from paleontology of animal remains from the biosphere into the
(Sepkoski & Crane, 1985). Then a sketch of lithosphere”. First, note that as originally
the history of the use of the term in North defined, only animal remains were included;
American archaeology is presented to illustrate I return to this point later. Second, note that
how the term was sometimes adopted by the etymology of the term resides in the
that discipline without clear understanding Greek words taphos for burial and nomos
of what the term was originally intended to for laws (Cadée, 1991); Efremov (1940:85)
mean, and how other times the term was denoted this “new branch of paleontology”
adopted by archaeologists to label a related as all those efforts focusing on “analyzing
but different sort of phenomena than that the processes of embedding”. Taphonomy as
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a term designating a particular field of research the paleontological record, they also added
originated and evolved in paleontology where potentially important information such as
it originally was conceived as involving two predation marks (e.g., predatory bore holes
stages, the first occurring between an organism’s in mollusks).
death and its final burial (recognizing that it More recently, Behrensmeyer et al.
could be buried, exposed, and reburied more (2000:103) indicated that taphonomy “seeks
than once), or biostratinomy, and the second to understand processes [that have influenced
stage occurring from final burial to recovery organic remains] so that data from the fossil
by the paleontologist, or diagenesis. The record can be evaluated correctly and applied
distinction was made in order to distinguish to paleobiological and paleoecological
and keep separate those largely preburial and questions”. Other commentators at this time
mostly biological (biostratinomic) processes agreed (e.g., Martin, 1999), reflecting a
that influenced remains and those mostly growing sophistication in conception of
postburial geological and chemical (diagenetic) precisely what taphonomy is all about. The
processes that influenced remains (Lawrence, consensus likely marks a natural evolution
1979a, 1979b, 1979c). of the term from denoting only processes
Taphonomy had become a household that somehow bias a collection of remains
word by the middle 1980s when paleobiologists of organisms, to acknowledging that some
Anna Behrensmeyer and Susan Kidwell of those processes may be of interest in their
(1985:105) indicated that taphonomic research own right. The consensus does not change
involved “the study of processes of preservation the connotation or denotation of the term’s
and how they affect information in the fossil original definition because the term had
record”. They underscored how historically always concerned what happened to the
the research focus of taphonomists had been remains of organisms after death and prior
on bias in, and information loss from, the to recovery - it is about the transition of
fossil record, but that it was increasingly organic remains from the biosphere to the
understood that taphonomic processes not lithosphere, not just the loss of those
only removed information they also added remains. In short, other than the obvious
information, such as gnawing marks on bones difference between a live organism and
suggesting predator identity. Efremov (1958:85), dead one, since its inception taphonomy has
for example, noted that a “significant regularity always concerned the differences between
of taphonomy is the absence in geological the carcass of an organism that simply is
chronicle of any remains of land animals dead and its mortal remains some centuries
conserved in their life conditions”. Historically or millennia after it died. Why were the
early taphonomic research therefore focused latter (often, but not always) an incomplete
on “stripping away the taphonomic overprint” representation of the former? Why were the
(Lawrence, 1968:1316, 1971:593); the historically latter articulated or not, scattered or not,
later phase had the additional focus of fossilized or not, broken or not? And on and
deciphering the paleoecological significance of on. That the term was, in the early days,
taphonomic attributes displayed by the remains often taken to mean information loss reflects
of organisms (Wilson, 1988). Taphonomic the narrow view of the time that the fossil
processes did not just remove potential data record was typically not complete relative to
by altering (perhaps to the point of destruction) some seldom specified biological unit, whether
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What Taphonomy Is
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their interests in culture and human to fit an assemblage of artifacts (Figure 1b).
behavior, things that only exist among In borrowing a model of information loss,
living people. DeBoer not only provided a very useful
Archaeologists had been told for heuristic device for understanding some
years by their ethnologist colleagues that the aspects of the formation of the archaeological
archaeological record was a fragmented and record, he sharpened the focus on formation
incomplete ethnographic record, to the point processes that create and modify the
that they believed it and repeated it (references archaeological record as somehow biasing
in Lyman, 2007), just as paleontologists had and information removing rather than
been told their materials were a fragmented potentially of interest in their own right.
and incomplete biological record (Sepkoski, Despite the parallels between
2005; see Simpson [1944] for an early effort paleobiological taphonomy and archaeological
to fight back). Thus it is not surprising that, formation processes, there is a critically
like in paleontology (e.g., Clark & Kietzke, important distinct difference between the two
1967; Lawrence, 1968), an early focus in fields when it comes to the reconstruction
archaeology geared toward answering cultural enterprise, by which I mean inferring properties
questions was on information loss, bias and of the biocoenose from which a collection of
distortion (e.g., Ascher, 1968; Isaac, 1967; biological remains originated, or inferring
Schiffer, 1972); the archaeological record was properties of the culture from which a
conceived to be a fragmented and incomplete collection of artifacts derived. Unlike an
cultural or human-behavioral record. archaeologist, a paleobiologist knows what
Paleontologists did actualistic or neotaphonomic a particular seed or leaf or bone or tooth or
research virtually from the start in an effort shell looked like when the organism was alive.
to make that portion of the earth-history record This makes this first, reconstruction step of
they studied into something recognizable to taphonomic analysis relatively straightforward;
a biologist (e.g., Richter, 1928; Weigelt, the comparative baseline -the size and form
1927); archaeologists did the same (e.g., of the living organism- is known. Does the
Ascher, 1961; Atkinson, 1957; Hayden, 1945; prehistoric specimen of concern display any
Kleindienst & Watson, 1956; Semenov, attributes that make it unlike a normal
1957) in their parallel effort to put the few (modern) specimen of the same kind? Is it
remaining fragments of cultural systems distorted, broken, scarred, discolored, burned,
back together and to get at the prehistoric mineralized, disarticulated? If so, why? Is the
human behaviors that resulted in the artifacts difference representative of a pathology that
of the culture they had found. was caused when the organism was alive, or is
Some of the parallels between the difference postmortem and thus taphonomic
paleobiological taphonomy and the processes (e.g., Bartosiewicz, 2008)? Having a more
that form the archaeological record are or less well known model of what the
found in a discussion by Warren DeBoer. contributing organism(s) looked like is a major
DeBoer (1983:20-21) borrowed the term advantage in paleobiology; archaeologists
“taphonomy” and modified a schematic do not have that advantage and must infer
illustration of taphonomic history (Figure 1a) very fundamental properties of the artifacts
from Clark & Kietzke (1967:117) (DeBoer they study, such as whether a projectile point
credited the illustration to derivative sources) is an arrowhead, the tip of an atlatl dart, a
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What Taphonomy Is
spear head, or a knife. After that, they really It would also add little to establishing the
don’t have any way to determine what the, central point of this paper, which is to
say, arrow shaft (e.g., fletched, unfletched) demonstrate that the concept has indeed
and bow (e.g., sinew backed, or not) looked been misused by archaeologists. I therefore
like. But a femur demands a tibia, and the merely discuss several examples of misuse
femur of a bear (Ursidae) demands a particular of the concept. I do not intend to imply either
kind of tibia whereas a femur of a squirrel that the authors I cite display particularly or
(Sciuridae) demands a rather different kind even exemplary faulty reasoning or that these
of tibia. Knowing those anatomical necessities, authors represent the majority of archaeologists.
in conjunction with what a “normal” skeleton The items I cite happen to be ones that I was
looks like, provides a significant comparative aware of, they were on my bookshelf, or I
framework for detecting taphonomic attributes found them during the course of research
of skeletal remains. (Plants are a bit more for this paper. In short, the individuals I
complex; how many apple seeds are represented cite are merely those whose thoughts were
by a single leaf from an apple tree?). readily accessible to me.
Another notable similarity between In an early use of the term in the
paleobiological taphonomy and archaeological archaeological literature, White (1979:211)
formation process or middle-range studies provides a relatively lengthy description of
involves the conception of time averaging in what he means by taphonomy: Archaeological
the former (e.g., Johnson, 1960; Peterson, sites are subject to a series of taphonomic
1977; Schindel, 1980) and palimpsest or processes that take place between the time
coarse-grained assemblages in the latter that the artifact or object is deposited and the
(Binford, 1980; Brooks, 1982). Both have present. Referred to as non-cultural formation
been pursued with some vigor in their process concepts or n-transforms, these concepts
respective disciplines (e.g., Kowalewski & allow the archaeologist to explain and/or
Bambach [2003] for paleobiology; Bailey predict the interactions through time between
[2007] for archaeology). The amount of a culturally deposited assemblage (or anything
cross-pollination between the two disciplines less than an assemblage) and the specific
has, unfortunately, been minimal (see Lyman environmental conditions in which it was
[2003] for an example of the effects of time deposited. Differences between what was laid
averaging on results of a zooarchaeological down in the behavioral past -the systemic
analysis). It is perhaps because of the lack context- and what the archaeologist recovers
of cross-disciplinary communication and in the present -the archaeological context-
sharing of ideas and methods that the basic are at least partially explained by these
concept of taphonomy has been misunderstood transforms.
in archaeology. White misuses the term and concept
of taphonomy in a way that becomes pernicious
in archaeology: Taphonomy concerns only
In archaeology natural or non-cultural processes. This is not
at all what Efremov, a paleontologist and
It would be impractical if not simply impossible paleoecologist, had in mind, nor is it an
to list the numerous examples of misuse of accurate use of the concept as involving the
the concept of taphonomy by archaeologists. transition from the biosphere to the
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Formation
Figure 1. Models of (a) paleontological taphonomy (after Clark & Kietzke, 1967) and (b)
archaeological taphonomy (after DeBoer, 1983).
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What Taphonomy Is
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well as animal remains”. A similar expansion But his definition, like that of Klusken
is suggested by Rapp & Hill (1998:50) who (1995) and Rapp & Hill (1998, 2006), although
indicate that “artifact taphonomy… is an a seemingly simply and innocent expansion of
interpretational perspective based on the the original, produces an incorrect definition
study of formational processes that affect the that could lead to eventual confusion.
final spatial pattern and compositional character In their textbook meant to be an
of the archaeological record”. They note that introduction to archaeological method and
taphonomy concerns “processes that can theory, Renfrew & Bahn (2004:56) state
transform the original [human] behavioral that “in recent years archaeologists have
signal” of the archaeological record and the become increasingly aware that a whole
“principles of artifact taphonomy provide a series of formation processes may have
framework for evaluating the events and affected both the way in which finds came
processes that affect objects as they travel to be buried and what happened to them after
from the dynamic contexts associated with they were buried -i.e. their taphonomy”. It
human behavior through the transforming should be clear that this statement is
events after they become part of the geological inaccurate; Renfrew & Bahn (2004:290-291)
context to the point at which they form the provide a much more accurate description
patterns that become the archaeological of exactly what taphonomy is later in the same
record” (p. 50). While noting that the concept volume, though they focus on animal remains
of taphonomy had been “originally applied to and ignore plant remains. Interestingly, Bahn
physical biotic remains [making up] the (1992:489) had earlier defined taphonomy
fossil record”, they suggest that the “usefulness as “the study of the transformation of
of a parallel application of the taphonomic materials into the archaeological record.
approach to the archaeological record should Originally the term was limited to the
be clear” (p. 50). Of course Klaskens (1995) examination of these processes for living
and Rapp & Hill (1998; see also Rapp & Hill, organisms… the focus of taphonomic studies
2006) are correct that knowing about the is the understanding of the processes resulting
processes that create the archaeological in the archaeological record per se”. This
record is “useful”, but is that expansion definition -and that is surely what it is
conceptually and intellectually harmless? I because it is in a dictionary- is misleading in
outline why I think such expansion is potentially several ways; taphonomy is not “the study
harmful below. of transformations” but instead it is the
In a book that has been used as a text transformations and processes themselves.
for upper-division classes in archaeology, The definition also does not specify materials,
Johnson (1999:56) writes that “taphonomy so it could include faunal remains, lithic and
is the study of how the archaeological record is ceramic artifacts, sediments, and whatever
created from ‘cultural’ and ‘natural’ behavior”. else one considers to be parts of the
He follows with examples of carnivore archaeological record.
destruction of bones in archaeological and Along similar lines, taphonomy has
ethnoarchaeological contexts, likely because been used to denote the effects of natural
he finds taphonomy “most strongly developed processes on all sorts of archaeological
in areas like botanical and faunal remains phenomena. Bednarik (1994:68) specifically
and animal behavior” (Johnson 1999:58). referred to the “distorting effect of taphonomic
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What Taphonomy Is
processes [on prehistoric] symbolic production that “taphonomic factors would have ensured
[and art]”. Niknami (2007:101) stated that the survival of skeletal remains of only a
“landscape taphonomy… deals with the few of [hundreds or thousands of individual
processes by which elements of the landscape mammals]” (Fiedel, 2009:24). This notion
become selectively removed or transformed has been acknowledged for more than a
by both natural and cultural processes”. century. Archaeologist Oscar Montelius
Barton et al. (2002:166, 167) refer to (1888:5) remarked that “Only a small part
“artifact taphonomy” as the study of of what once existed was buried in the
“accumulating agents, differential element ground; only a part of what was buried has
loss, and morphological alteration” of escaped the destroying hand of time; of this
artifacts making up a collection in order part all has not yet come to light again”.
“not simply to identify gaps or distortions in And paleontologist Adolph Seilacher
the archaeological record but to match (1992:109) pointed out that “taphonomy is a
inferences to the appropriate resolution for the science about the unlikely: the survival of
available data and to use an understanding organic materials and forms in spite of their
of formation processes to gain additional general drive towards recycling by biological,
information about past human behavior”. physical, and chemical degradation”. What
Rick et al. (2006) seem to largely use the term is important is if that incompleteness creates
taphonomy as a synonym for archaeological a bias, and recognizing that bias is relative to a
record formation processes, but their discussion variable that must be measured in order to
occasionally suggests that formational answer a research question. An assemblage
processes create the archaeological record that has undergone carnivore ravaging will
whereas taphonomic processes disturb, be lacking those skeletal parts that were
alter, and destroy the human behavioral destroyed and/or consumed by the carnivores
signal of the archaeological record. and thus be biased relative to the variable of
skeletal part frequencies as reflections of
differential transport. That same assemblage
Other (mis)conceptions may not be biased with respect to the list of
species whose remains were accumulated
There are two additional points that warrant by site occupants.
identification in the context of this paper. The second point to be made is that the
One concerns so-called bias; the other concerns view that cultural processes, or human behaviors,
another common misrepresentation of the are not taphonomic is pervasive among
concept of taphonomy. In the following I first archaeologists as well as zooarchaeologists.
briefly consider each of these in turn. I then For example, consider the statements by
turn to a final aspect of the definition of Dibble et al. (1997) quoted earlier. They are
taphonomy. not alone in their misrepresentation of the
In archaeology, the old connotation concept. Schiffer (1987:260), for one, says
of taphonomy as concerning only those that the “branch of science that studies the
processes that produce a fragmented and natural transformations of living animals
incomplete record still predominates despite (and plants) to the paleontological record is
more than two decades of an expanded known as taphonomy”. Some zooarchaeologists
conception in paleobiology. Thus we read also hold the view that human behavioral
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