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Shrikant Survase
Oxana Berezina
Evangelos Sklavounos
Juha Linnekoski
Antti Kurkijärvi
Minna Väkevä
Abstract: Various strains from genus Clostridium are producing n-butanol in a process called
ABE- fermentation. In terms of economical and sustainable industrial scale butanol
production a number of obstacles need to be addressed including choice of feedstock,
low product yield, toxicity to production strain, multiple end products and downstream
processing of alcohol mixtures. This review describes the use of lignocellulosic feed
stocks, bioprocess and metabolic engineering, downstream processing and catalytic
refining of n-butanol.
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Title page
Section in which the paper is to be considered: Biofuels and Environmental Biotechnology
2 State Research Institute of Genetics and Selection of Industrial Microorganisms, 1-st Dorojniy
4Department of Chemical and Biological Engineering, University of Maine, 5737 Jenness Hall,
The email address, telephone and fax numbers of the corresponding author: Tom Granström
E.mail: tom.granstrom@aalto.fi ; Telephone: +358 9 4702 2560; Fax: +358 9 462 373
2
Abstract
Various strains from genus Clostridium are producing n-butanol in a process called ABE-
number of obstacles need to be addressed including choice of feedstock, low product yield,
toxicity to production strain, multiple end products and downstream processing of alcohol
mixtures. This review describes the use of lignocellulosic feed stocks, bioprocess and metabolic
lignocellulosics
Introduction
The history of butanol has been covered thoroughly in the literature in a number of reviews
(Jones and Woods 1986; Dürre 1998; Rogers et al. 2006; Zverlov et al. 2006). The main conclusion
of Jones and Woods (1986) with regards to industrial ABE-fermentation is still highly relevant,
e.g. traditional fermentation is not cost effective and future metabolic engineering and process
technology are needed to increase its commercial viability. Butanol as a biofuel has been
reviewed recently by Jin et al. (2011) and Broustail et al. (2011), and the methods of metabolic
et al. 2006). The key obstacle to take advantage of this feed stock is lack of a proven economic
technology, and the high capital cost relative to oil based transportation fuels due to the much
smaller scale of biomass processing (van Heiningen et al. 2011). The techno-economic potential
of woody biomass improves when integrated within an existing industrial forest products
complex since biomass may be collected simultaneously with tree harvesting to minimize
biomass feedstock cost and maximize supply. In such a lignocellulosic biorefinery the biomass
processing costs are also reduced due to integration with existing infrastructure such as
Regarding the availability of biomass, a recent study of the US Department of Energy projects
that the available biomass in 2030 for industrial bioprocessing in the US would be between 1.1
and 1.6 billion tons. (U.S. Department of Energy 2011). Of this total the forest biomass represent
160 million dry tons at the lowest price ($40 per dry ton) to 664 million dry tons at $60 per dry
ton, while agricultural residues and wastes account for 404 million dry tons by 2030 at a
Fractionation/Pretreatment of lignocellulosics
In order to make the sugars in lignocellulosics available for fermentation the biomass must
either be fractionated into its principal constituents; cellulose, hemicellulose and lignin, or its
structure opened up by a so called pretreatment step. This is a difficult task because the
cellulose microfibrils are covered by a layer of hemicelluloses and are imbedded in a tight
composite structure of lignin and hemicelluloses bound to each other by covalent bonds (Fengel
and Wegener 1989). Fractionation of stem wood is traditionally used to release the cellulosic
fibers for pulp-based products by dissolution of lignin between the fibers as well as the lignin
and hemicelluloses between the cellulose microfibrils. However, when cheaper lignocellulosic
biomass is fractionated, the released lower quality fibers and dissolved hemicelluloses are still
4
valuable as a sugar feedstock source for fermentation. Alternatively the cell wall structure of the
biomass may be opened up by pretreatment so that hydrolytic enzymes gain access to the sugar
Pretreatment has been intensively studied because it is the most important step affecting the
production cost of lignocellulosic ethanol (Elander et al. 2009). While access to cellulose by
enzymes is the primary goal of pretreatment, clean separation of the major lignocellulosic
polymers is the key objective of fractionation (Bozell 2010). There is however a continuum
between the two processes; from steam explosion – dilute acid hydrolysis – SPORL (NaHSO3 and
H2SO4 treatment plus mechanical refining (Zhu et al. 2010) – Lignol (Ethanol-water with H2SO4
(Mabee et al. 2006) to AVAP (Ethanol-water with SO2 (Retsina and Pylkkänen 2007a).
(Galbe and Zacchi 2007). Despite many pretreatment studies, it is still not possible to predict the
enzymatic hydrolysis behavior of pretreated biomass based on their chemical and physical
steam explosion, dilute acid (0.1-3.0% sulfuric acid), SPORL (1-8% sulfite and 0.5-2% sulfuric
acid), AFEX (ammonia fibre explosion), ARP (ammonia recycled percolation, 10-15% ammonia),
and lime treatments. These methods increase the accessibility of cellulose by removing the
protective layers of either hemicelluloses (acidic processes) or lignin (alkaline processes) (Mosier
et al. 2005). Alkaline processes are considered less attractive due to the difficulty to recover
alkali/ammonia (Mosier et al. 2005; Wyman et al. 2005). Lime as an alkali source is cheap and
does not require recovery. However, lime pre-treatment suffers from extensive scaling (Zhu and
Pan 2010).
In acidic pre-treatments lignin is mostly preserved in the solid residue. However it is considerably
altered (melted, condensed, agglomerated) and this is seen as a reason for the enhanced
digestibility. Many of the acidic pretreatments are energy intensive as they operate at
temperatures higher than 150°C and sometimes even over 200°C with associated high pressures
5
(Zhu et al. 2010). A significant water requirement related to the high required liquid-to-solids
ratios, the necessity to neutralise the acids prior to fermentation and associated salt (generally
gypsum) disposal problem, difficulty to treat softwoods, and corrosion problems are other
important drawbacks of acidic pre-treatment processes. Finally, an operating problem which has
mostly been overlooked for acidic pretreatment is formation and precipitation of sticky lignin on
reactor walls and piping (Leschinsky 2009). No economical solution to this problem is presently
available.
The table includes sulphite pulping besides the previously discussed pre-treatment and
fractionation processes. Sulfite pulping is included because it is the only commercially operating
wood fractionation process which produces ethanol from the dissolved hemicelluloses. It also
shows that the SEW (SO2-EtOH-H2O) fractionation process used in the AVAP biorefinery process
is the only process which does not suffer from hemicellulose degradation, has a relatively low
energy requirement because of the low temperature (130-150°C) and liquid-to-wood ratio of 2-3
l/kg, does not create sticky lignin precipitates (Iakovlev 2011), can simultaneously process
softwoods and hardwoods biomass (Yamamoto et al. 2011), and only requires evaporation of
ethanol and SO2 for recovery of the chemicals because of the absence of a base (Mg or Na) in
the fractionation liquor. These characteristics make the SEW process uniquely suitable to release
Detoxification
Detoxification is the adequate removal of compounds that are inhibitory to fermentation. For
ABE fermentation the following compounds have been identified as inhibitors: formic acid,
dissolved lignin (Wang and Chen 2011), lignin and hemicellulose degradation products such as
syringaldehyde, ferulic and p-coumaric acids, and salts such as sulfate at relatively high
6
concentration (13.6 g/l by Ezeji et al. 2007). Contrary to ethanologens, butanol producers such
as C. beijerinckii are not inhibited by furfural, HMF or acetic acid, rather they are stimulatory
(Pienkos and Zhang 2009). Formic acid, a common degradation product in lignocellulosic
hydrolysates, is a potent inhibitor for C. acetobutylicum at a level of 0.5 g/l (Sun et al. 2010). The
inhibition of Clostridium by formic acid may be related to the recent hypothesis (Wang et al.
2011) that formic acid triggers acid crash in ABE fermentation (Maddox et al. 2000). Wang et al.
(2011) found that formic acid at concentration of 1 mM or 46 ppm inside the cell wall is strongly
inhibitory. With ABE fermentation performed at about pH 5, and the pKa of formic acid being
3.8 this translates into a maximum total formic acid/formate concentration in the fermentation
broth of about 0.5 g/l. Detoxification methods include electrodialysis (Qureshi et al. 2008d),
liming (Qureshi et al. 2010b), treatment with cation and anion exchange materials (Qureshi et al.
In this review we focus on detoxification of SEW spent liquor from spruce before fermentation
by Clostridium. We found that ethanol and SO2 are inhibitors to Clostridium at concentration
levels of 10 g/L and 10-50ppm respectively (unpublished). Sklavounos et al. (2011) devised a
liquor conditioning scheme to detoxify SO2-ethanol-water (SEW) spent liquor from spruce (Fig.1)
to recover the fractionation chemicals (ethanol and SO2) and reduce the concentration of
ethanol, SO2, formic acid, furfural and HMF in the final conditioned hydrolysate to <0.1 g/l, 6
ppm, 0.2 g/l, non-detectable and 0.3 g/l. The final dissolved lignin concentration is 20 g/l. This
around 100g/l.
In the above scheme the SEW spent liquor is produced by pulping of spruce (150°C, 3% w/w SO2
solution at a l/W ratio of 6:1 l/kg). Then the majority of ethanol and SO2 as well as volatile low
molecular acids and sugar degradation products are removed in the following vacuum
evaporation step (95°C for 90 min at 300mbar) to reduce the ethanol concentration to <10g/l.
7
With a starting ethanol concentration of about 500 g/l this is equivalent to >98% wt. removal.
Mass balance calculations show that also about 90%wt. of SO2 and almost full removal of
furfural occurs during this step. The concentration of HMF decreases but the appearance of
some formic acid suggests that some HMF is formed due to C6 sugars degradation. In the
following atmospheric steam stripping step performed for 120 min the SO2 concentration
decreases to about 100ppm. Furfural, formic and HMF are practically fully removed from the
STR liquor. Retsina and Pylkkänen (2007b) describes steam stripping as a method to recover
ethanol and SO2 and remove inhibitors from spent liquor after SEW cooking. Steam stripping
also occurs during multiple effect evaporation of the spent liquor of sulfite and ASAMTM pulping
(Black, 1991). Liming is the third conditioning step with addition of Ca(OH)2 to the STR liquor
until pH=9.0. At this pH some residual SO2 precipitates as CaSO3 due to its low solubility.
Treatment with Ca(OH)2 also precipitates sulfate which is formed by oxidation of SO2 during SEW
fractionation (at 0.7 g/L) as gypsum. Some lignin is precipitated by forming lignin-CaSO3, lignin-
CaSO4 complexes. The sulfite and sulfate concentrations in the filtered LIME liquor are 33 ppm
fermentation to ethanol, is reported by many researchers (Horváth et al. 2005; Alriksson 2006,;
detoxification methods for treatment of dilute acid spruce hydrolysate prior to fermentation by
methods with regard to improvement of ethanol productivity. Ranatunga et al. (2000) postulate
that if the cost of detoxification is considered then Ca(OH)2 liming seems to be a very economical
choice. Alriksson (2006) performed a study using dilute acid spruce hydrolysates to investigate
optimal conditions for Ca(OH)2 detoxification prior to ethanol fermentation. His conclusion is
that either high pH combined with moderate temperatures or low pH with high temperatures
gives the best balanced ethanol yield. The latter option is associated with the high heating costs
and therefore it is probable that the former option is more preferable. Mohagheghi et al. (2006)
8
investigated liming with Ca(OH)2 in the range of pH 9-11 at a temperature of 50°C. The
conclusion is that liming to pH 10 is most appropriate to achieve detoxification with low sugar
The last conditioning step in Figure 1 is catalytic oxidation to further reduce the SO2 levels to
below 10ppm to allow fermentation by Clostridium. The catalytic oxidation step is performed by
bubbling air for 60 minutes through the solution at 60°C with addition of 20 mg/l FeSO4.7H2O as
catalyst. The latter concentration also brings the iron micronutrient level to that what is required
for the Clostridium. The residual sulfite anions are catalytically oxidized to sulfate (Linek and
Vacek 1981)
for ABE production as well as use of immobilization materials in batch cultures. We shall also
Batch fermentation
The use of sustainable feedstocks is one of the prerequisites for economical production of
biobutanol. Table 2 lists recent reports on different feedstocks, microorganisms used along with
maximum solvents, solvent yield and productivities achieved. Qureshi et al. (2008a) studied
different processes to produce ABE from wheat straw (WS) by C. beijerinckii P260 and found
simultaneous saccharification and fermentation with agitation by gas stripping efficient. Fed
batch operation with glucose supplementation was suggested to further improve solvent
production and yield. Lee et al. (2009) used various hydrolysates of rice bran and defatted rice
bran and observed highest butanol production (12.24 g/l) from the hydrolysate with acid and
enzyme treatment. Qureshi et al. (2010a) studied barley straw hydrolysate (BSH) in different
ways and overlimed BSH was reported to produce 26.64 g/l total solvents. Qureshi et al. (2010b)
performed similar experiments with corn stover and switchgrass hydrolysates and emphasized
9
on the importance of dilution and overliming. Liu et al. (2010) used acid hydrolyzed wheat bran
and obtained an ABE production of 11.8 g/l with a yield of 0.32 in 72h. At optimum condition of
pH 6.7, sugar concentration of 42.2 g/l and agitation rate 48 rpm gave a maximum butanol yield
of 0.27 g/g sugar using maize stalk juice as substrate (Wang and Blaschek 2011). SO2-ethanol-
water (SEW) spent liquor obtained by fractionation of spruce chips was fermented after dilution
and supplementation with extra glucose (Survase et al. 2011a). The maximum ABE was found to
be 8.79 g/l using 4-fold diluted SEW liquor supplemented with 35 g/l of glucose. Sun and Liu
(2011) subjected sugar maple wood to hot water extraction followed by membrane filtration
and hydrolysis with sulphuric acid. The hydrolysate was further treated with nanofiltration and
bagasse hydrolysate containing mainly glucose 108.5 g/l ABE was produced in fed-batch
fermentation with simultaneous butanol recovery by gas stripping in 263 h. The integrated
butanol yield for an extended period with periodical nutrients supplementation (Lu et al. 2011).
Qureshi et al. (2008b) demonstrated that simultaneous hydrolysis of wheat straw and
fermentation to butanol is possible if it is fed with extra sugar. They could achieve 100%
hydrolysis of WS to monomeric sugars and this also helped to improve the productivity by 16%
during a fed batch experiment of 533 h. Continuous lactic acid and glucose feeding produced
15.5 g/l butanol at a rate of 1.76 g/l/h in a fed batch culture with a pH-stat maintained at pH 5.5
(Sonomoto et al. 2010). They suggested that lactic acid, acetic acid and butyric acid can be used
as substrates for butanol production. Similar findings were reported by Tashiro et al. (2004).
Efremenko et al. (2011) have shown that immobilization of Clostridium cells using poly(vinyl
alcohol) cryogel changed the ratio of ABE solvents towards butanol. The ratio of ABE was 4:12:1
as compared to 3:6:1 with free cells of the same culture. Survase et al. (2011b) reported that
10
addition of coconut fibers and wood pulp as support matrix helps in improving substrate
consumption and its conversion to solvents. Tripathi et al. (2010) suggested agarose-alginate
cryogel beads after comparing with other potential support matrices such as coconut fibers,
brick pieces and burnt coal. Shamsudin et al. (2006) reported that passive immobilization using
Continuous fermentation
Continuous fermentation can be carried out with suspended cells, cell recycling or using
chemicals can be continuous stirred tank reactor (CSTR) with or without immobilization material,
packed bed reactor (PBR), fluidized bed reactor (FBR), airlift reactor, upflow anaerobic sludge
A continuous stirred tank reactor (CSTR) has been used in many studies for continuous
production of ABE (Ezeji et al. 2007; Lee et al. 2008; Survase et al. 2011c; Li et al. 2011). The use
of saccharified degermed corn in suspended cell continuous fermentation achieved a total ABE
concentration up to 14.16 g/l in 504 h. The average concentration of ABE was 10.12 g/l and
productivity 0.30 g/l/h (Ezeji et al. 2007). The continuous suspended cell fermentation could not
achieve high productivities because of its non-applicability at high dilution rates. The operation
at high dilution rate results in cell wash out (Lee et al. 2008; Survase et al. 2011c; Li et al. 2011).
When wood pulp was used as a cell holding material to prevent cell wash out, the solvent
(isopropanol plus butanol) productivity from glucose increased from 0.47 to 5.52 g/l/h with the
yield of 54% (Survase et al. 2011c). The average butanol concentrations with brick immobilized
cells and suspended cells were 8.07 and 4.56 g/l, respectively. The ABE productivity with
immobilized cells was 1.89 times that of suspended cells (Yen and Li 2011).
To overcome low cell density in traditional ABE fermentation, continuous fermentation processes
with cell recycling and retention have been successfully applied (Tashiro et al. 2005, Malaviya et
11
al. 2011). A systematic comparison of continuous production of ABE using free cell cultivation
with and without cell recycling and cell recycling with cell bleeding was performed by Tashiro et
al. (2005). Continuous fermentation of C. pasteurianum MBEL_GLY2 with cell recycling was
carried out to get the ABE and butanol productivity of 8.3 and 7.8 g/l/h respectively, at a dilution
Packed bed reactors (PBRs) are packed with a suitable immobilization material on which a
biofilm is formed and used for continuous production of desired metabolites. The reaction rates
are much higher as compared to batch reactors. Recently studied immobilization materials in
PBRs are listed in Table 3. Qureshi et al. (2004) obtained ABE productivity of 16.13 g/l/h at
dilution rate of 2 per h with brick immobilized cells during reactor operation for 2302 h.
To increase the sugar utilization Lienhardt et al. (2002) suggested to recycle the reactor effluent.
A maximum productivity of 12.14 g/l/h was achieved by Survase et al. (2011b) using a wood pulp
immobilized PBR and sugar mixture identical to that of a wood hydrolysate as feed. Wood pulp
as an immobilization material was also reported by Survase et al. (2011a) with SEW spent liquor
from spruce chips as feed. The highest productivity obtained was 4.86 g/l/h. Napoli et al. (2010)
used PBR reactor with Tygon rings as an immobilization material and lactose as feed to obtain a
obligate anaerobes capable of producing endospores. Due to their ubiquitous nature and as a
substances derived from plant, animal and microbial material sources. Clostridium
acetobutylicum is able to use all pentose and hexose sugars derived from wood biomass with a
preference for mannose and glucose, whereas the least preferred substrates are arabinose and
12
galactose (Survase et al. 2011 a, b). Xylose uptake has been shown to be suppressed by glucose
in C.acetobutylicum batch cultures studies (Fond et al. 1986). Survase et al. (2011 a, b)
C.acetobutylicum can grow on and produce solvents from a large variety of carbohydrate
sources such as starch (Rakkolainen et al. 2010), and sucrose (Tangney and Mitchell 2000).
Pentose sugars are metabolized through the pentose phosphate pathway resulting in fructose 6-
phosphate and glyceraldehyde 3-phosphate, which are further oxidized through the Embden-
Meyerhof pathway resulting in pyruvate. This is in turn oxidized to one of the central metabolites
several ways, for example through pyruvate synthase or pyruvate-ferredoxin oxidoreductase (EC
The first end product, acetate, is formed from acetyl-CoA by acetate kinase and ATP is generated.
Acetoacetyl-CoA is formed from two acetyl-CoA molecules, which are used to make 3-
hydroxybutyryl-CoA using one NADH. The second end product, acetone, is formed from
acetoacetyl-CoA by removing the CoA and decarboxylating acetoacetate into acetone. Butanol is
produced through crotonyl-CoA via two NADH reduction steps involving butyrul-CoA and
is not economically feasible in the current conditions because of low 1-butanol titer (<15 g/l),
attempts have already been made to improve Clostridium or to construct 1-butanol producing
So far the best reported butanol-producing strain obtained by mutagenesis and selection was
the hyperamylolytic C. beijerinckii BA101 mutant generated with NTG together with selective
consistently produced 18.6 g/l of butanol for 48.5 h versus 9.2 g/liter of butanol produced by the
parent NCIMB 8052 strain for 83.5 h. The yield of butanol (grams of butanol/ grams of glucose
utilized) was 32%; butanol was 71% of the total solvents (g/g). In comparison the parent strain,
the BA101 produced lower levels of butyric and acetic acids. This is consistent with an enhanced
capacity for uptake and recycling of these acids, more complete carbohydrate utilization, and
containing 6% glucose. Volumetric solvent yields of 0.78 and 1.74 g/l/h for BA101 and 0.34 and
1.17 g/l/h for NCIMB 8052 were obtained at dilution rates of 0.05 and 0.20 per hour,
al. 1998).
Proper genetic tools are essential for successful metabolic engineering of clostridia. Shuttle
mutagenesis, reporter genes, antisense RNA technology, and DNA microarrays have been
developed in most cases specifically for C. acetobutylicum ATCC 824 strain and its mutants.
Therefore these strains have become objects for genetic improvements (Davis et al. 2005 Lee et
al. 2008). The most promising technique in strain engineering - a reliable gene knock-out
technique for the genus Clostridium (ClosTron) - was invented and recently renewed by Heap et
14
al. (2010). Same author published recently new method of larger DNA fragments integration into
clostridial chromosomes based on allele coupled exchange (Heap et al. 2012). Other methods
including deletion strategies and inducible promoter systems are currently under development
(Dürre 2011). Direct strategies for engineering strains with improved butanol formation include
inactivation of the genes required for the formation of other than butanol products such as
acetate (Kuit et al. 2012), acetoin, acetone, butyrate, ethanol, and lactate (Dürre 2007). The
highest titers of butanol, 16.7 g/l, were achieved by Harris et al. (2000) with a strain having
the gene for the butyrate kinase knocked out. Another approach aims to increase solvent
tolerance by overexpression of stress proteins like the heat shock protein groESL to produce 17
g/l of butanol (Tomas et al. 2003) or enzymes changing the lipid composition (Zhao et al. 2003),
to block sporulation process without affecting the solventogenesis (Jones et al. 2008) and to
increase aerotolerance of the C. acetobutylicum by single mutation (deletion of the perE gene,
Understanding the way how regulatory elements are controlling the process of solventogenesis
could have a similar importance for achieving higher solvent production. It has been known for a
long time that the main regulator of sporulation, Spo0A also controls formation of acetone and
butanol (Ravagnani et al. 2000; Harris et al. 2002). However, only recently Dürre (2011)
suggested that many more regulators are involved in this process. AdcR and AdcS represent
novel transcription factors and regulators (Schiel et al. 2003), while CodY and CcpA (Standfest et
al. 2009) are known pleiotropic control proteins in Gram-positive bacteria. One of the best
genetic modifications of C. acetobutylicum ATCC824 is solR knockout mutant (Nair et al. 1999)
referred as adhE1). This resulted in 17.6 g/l of butanol (Harris et al. 2001).
Much more work is needed to understand how the Clostridium solventogenesis is organized,
functions and is connected to sporulation, carbon and nitrogen metabolism and other important
cell systems.
15
Solvents and biofuels production by metabolically engineered Clostridium
can be sold as chemicals or used to replace gasoline in internal combustion engines. Such
genetically modified Clostridium strains could be used for industrial production of “green”
chemicals and biofuels from renewable and sustainable resources such as lignocellulosic
biomass.
produce the secondary alcohol isopropanol from the ketone substrate acetone. In order to
modify the organism to produce isopropanol one could take adh gene for this alcohol
(isopropanol dehydrogenase) from C. beijerinckii strain NRRL B593 and insert it into C.
acetobutylicum strain DSM792. This has recently been done in several laboratories (Jurgens et
al. 2010; Heap et al. 2012; Lee et al. 2012). The resulting modified C. acetobutylicum DSM792-
pADH1 strain produced up to 14.3 g/l of IBE solvents from standard glucose media and 5 g/l
of IBE solvents from SO2–ethanol–water (SEW) spent liquor (Sklavounos et al. 2011) from spruce
chips. Strain C. acetobutylicum PJC4BK (pIPA3-Cm2) lacking in the butyrate kinase (buk) gene and
containing synthetic acetone operon (adc-ctfA-ctfB) produced 20.4 g/l of IBE solvents from CGM
from ABE-producing clostridia or other microorganisms have been transferred for heterologous
expression in non ABE-producers such as Escherichia coli (Inui et al. 2008) to produce 1.2 g/l and
(Atsumi et al. 2008a) to produce 0.55g/l, Pseudomonas putida (Nielsen et al. 2009) to produce
0.11 g/l, Bacillus subtilis (Nielsen et al. 2009) to produce 0.024 g/l, and S. cerevisiae (Steen et al.
16
2008) to produce 0.0025 g/l butanol.
Lactic acid bacteria are used for several biotechnological applications, and methods for their
manipulation have been well developed. Lactobacillus brevis naturally has the highest (3%)
tolerance against butanol among microorganisms (Knoshaug and Zhang 2009) and is able to
grow in plant-associated environments and ferment pentoses as well as hexoses (Lokman et al.
Transformation of crt, bcd, etfB, etfA, and bcd enabled Lactobacillus brevis to form 0.3 g/l
butanol on glucose media, using its own thiolase, aldehyde and alcohol dehydrogenase genes
Shen et al. (2011) constructed a modified Clostridial 1-butanol pathway in E. coli to provide an
irreversible reaction catalyzed by transenoyl-CoA reductase (Ter). This created NADH and acetyl-
CoA driving forces to direct the flux. High titer (30 g/l) and high yield (70-88% of theoretical)
challenge. Hence, the opportunity to create 1-butanol producers without using foreign genes is
also of interest. The reactions of the fatty acid β-oxidation pathway, which is native in many
organisms, and the main reactions of the clostridial 1-butanol biosynthesis pathway are
redox reaction sequences between metabolites with similar chemical structures (Fig. 3).
The reactions of the fatty acid β -oxidation pathway, like most redox reactions, could be reversed.
The functional reversal of the beta-oxidation cycle can be used as a metabolic platform for the
17
synthesis of alcohols, including 1-butanol, and carboxylic acids with various chain lengths and
functionalities (Seregina et al. 2009, Dellomonaco et al. 2011, Gulevich et al. 2011). The reversal
of the β-oxidation cycle has been engineered in E.coli (Dellomonaco et al. 2011, Gulevich et al.
synthesize n-alcohols, fatty acids and 3-hydroxy-3-keto- and trans-D2-carboxylic acids. The
superior nature of the engineered pathway was demonstrated by producing higher-chain linear
n-alcohols (C4) and extracellular long-chain fatty acids (C10) at higher efficiency (Dellomonaco et
al. 2011)
In recent years, the use of branched-chain amino acid (BCAA) biosynthesis pathways
togetherwith the heterologous Ehrlich pathway enzyme system (Hazelwood et al. 2008) has
been proposed by the Liao group as an alternative approach to aerobic production of higher
alcohols as new-generation biofuels (Atsumi et al. 2008b; Atsumi 2010; Cann and Liao 2008;
Connor and Liao 2008; Shen and Liao 2008; Yan and Liao 2009).
On the basis of these remarkable studies, the E. coli valine-producing strain H-81 was re-
engineered, which possess overexpressed ilvGMED operon, for the aerobic conversion of sugar
into isobutanol (Savrasova et al. 2011). To redirect valine biosynthesis to alcohol production the
enzymes of Ehrlich pathway were used. In particular, the following heterologous proteins were
exploited: branched-chain 2-keto acid decarboxylase (BCKAD) encoded by the kdcA gene from
Lactococcus lactis with rare codons substituted, and alcohol dehydrogenase (ADH) encoded by
the ADH2 gene from S. cerevisiae. The expression of both of these genes in the E. coli strain H-81
producing 12–13 g/l of valine from 60 g/l of glucose results in accumulation of isobutanol
instead of valine (Fig. 4). Expression of BCKAD alone also resulted in isobutanol accumulation in
culture broth, supporting the earlier obtained data (Atsumi et al. 2010) that native ADHs of E.
different isomeric forms like 1-butanol (n-butanol); isobutanol; 2-butanol (sec-butanol) and tert-
butanol depending on the methyl group placement in the carbon chain. From these isomeric
forms n-butanol has already existing markets and it is used in many different products such as
an ingredient in car waxes, cosmetics and industrial precursor for producing butyl acetate.
The physical properties of n-butanol make it a potential component for fuels. Compared to
ethanol that is widely used in traffic fuels at the moment, many properties of butanol make it
more suitable for this purpose (Swana et al. 2011). n-Butanol has a higher energy content and
better miscibility with gasoline and diesel and is less corrosive than ethanol and thus better
compatible with existing fuel infrastructure (Bruno et al. 2009, Fortman et al. 2008). Without
al. 2011). There are less phase separation problems with butanol compared to lower alcohols
(Bruno et al., 2009). n-Butanol is an oxygenate and the European Union allows 15 % of
oxygenates to be mixed in the gasoline as long as other specifications are fulfilled (Directive
2009/30/EC).
n-Butanol dehydration is an elimination reaction where one mole of alcohol produces an alkene
and a mole of water. This is done at elevated temperatures (150-400 °C) in atmospheric pressure
usually with heterogeneous catalysts that have acidic properties. Typical catalysts are zeolites
and pure and modified aluminum oxides (Shen et al. 1990; Macho et al. 2001; Makarova et al.
1990 and 1994, Berteau et al. 1985 and 1989; Zhang et al. 2010; Zotov et al. 2010). The reaction
19
conditions and the choice of the catalyst have an effect on the product distribution. The main
product is 1-butene, but other butenes (2-butenes, isobutene) are also formed either through an
intermediate common in 1-butene formation or via 1-butene isomerization (Macho et al. 2001;
Berteau e al. 1985). There is a thermodynamical equilibrium between the different butene
isomers and at these temperatures isobutene is the most favored isomer (Domokos 1973).
One side reaction is the formation of dibutyl ether (DBE). It is favored at low temperatures, high
Reaction between two butanol molecules has given name to a whole group of reactions. In this
Guerbet reaction two aliphatic alcohols react to form a dimer alcohol and simultaneously one
mole of water is lost. The Guerbet product is β-branched primary alcohol. The advantages of
Guerbet products are their unique branching pattern, oxidative stability and liquidity. Although
the chemistry is known for over a century, there are many relatively new applications for
Hydrogen production from butanol via reforming has also been reported (Bimbela et al. 2009).
Hu et al. (2009) used alumina-supported nickel catalysts that are of low cost, active and very
Butanol can be blended with gasoline as such but also after conversion to tertiary ether by
reaction with tertiary olefins using heterogeneous strong cation exchange resin catalyst
(Linnekoski et al. 1989). Tertiary ethers are used as oxygenates in gasoline to increase the
octane value of the gasoline and to reduce emission. The most common tertiary alkenes used
are isobutene and isoamylenes and alcohols methanol and ethanol. Methanol forms methyl
tert-butyl ether (MTBE) with isobutene and tert-amyl methyl ether (TAME) with isoamylenes.
Respectively ethanol forms ethyl tert-butyl ether (ETBE) and tert-amyl ethyl ether (TAEE) and
butanol butyl tert-butyl ether (BTBE) and tert-amyl butyl ether (TABE) with isobutene and
isoamylenes. Tertiary olefins are used in gasoline instead of alcohols, when enhanced fuel
20
properties are needed. Tertiary ethers have many improved fuel properties compared to alcohols
(Krause et al. 2008). The typical reaction temperatures are 50-80°C to keep the equilibrium
conversion and reaction rate at reasonable levels. The most important side reactions are
amounts since the reaction temperature is quite low (Karinen et al. 2001).
Traditionally butanol has been recovered from the ABE solution by energy intensive distillation
(Munday et al. 1980). In addition to distillation, literature covers a wide range of alternatives for
butanol recovery. These are for example extraction, gas stripping, membrane based methods,
flashing and adsorption-desorption. When comparing these different methods the most important
criterion is the energy consumption per unit of ABE products or butanol (Oudshoorn et al. 2009).
Despite that distillation consumes large amounts of energy it has an advantage over other
methods as it is the only method, which separates ABE fermentation products completely from the
broth. The other methods need recycling to avoid product loss and expensive waste water
treatment costs (Woodley et al. 2008). A forced phase separation has so far been considered to
be non-practical. Methods to achieve this are freeze crystallization, pressure change and salting
out with carbohydrates or salts (Oudshoorn et al. 2009; Aoki and Moriyoshi 1978; Oudshoorn et
al. 2011; Al-Sahhaf and Kapetanovic 1997; Li et al. 1995). So far these alternative methods for ABE
product removal have been only of academic interest. According to our knowledge all industrial
Membrane methods
Membrane methods to separate ABE products from the fermentation broth are pervaporation,
perstraction, reverse osmosis and microfiltration. Of these pervaporation is the most widely
studied method. It is a process which uses a selective non-porous membrane. The liquids diffuse
21
through the membrane leaving behind nutrients, sugar, and microbial cells (Matsumura et al.
1998; Oudshoorn et al. 2009; Fouad and Feng 2008; Ezeji et al. 2004). Selectivity and flux
through the membrane are functions of temperature, pressure, concentration differences across
the membrane, and the area and material of the membrane. Furthermore the flux is inversely
proportional to the selectivity of the membrane (Oudshoorn et al. 2009). Pervaporation has been
reported to be selective, simple to operate and low in terms of energy consumption. On the
other hand the achievable flux though the membrane is generally low and there is a high
possibility of clogging and fouling of the membrane (Dürre 1998; Fouad and Feng 2008).
To avoid the toxicity problem introduced by an extraction solvent, some investigators have used
a membrane to separate the solvent from the cell culture. Eckert and Schugerl (1987) used a
microfiltration unit to separate bacteria producing butanol from the extraction solvent (Grobben
et al. 1993; Ezeji et al. 2004). The use of a liquid pervaporation membrane, rather than a solid
membrane has been described by Matsumura et al. (1998). In this work liquid membrane was
supported on a flat sheet of microporous membrane. The membrane was not stable and a larger
In gas stripping an inert gas, usually nitrogen or the fermentation gases are bubbled through the
fermentation broth and the ABE products are condensed from the gas (Ezeji et al. 2004) The
equilibrium partitioning of the compounds between the gas and liquid phases can be estimated
using the Henry coefficients (Oudshoorn et al. 2009). Continuous flashing is a method which
relies on abrupt pressure reduction. This causes part of the liquid to evaporate and thus achieves
slight separation of components (Mariano et al. 2010; Mariano et al. 2008). In gas stripping and
continuous flashing there is no possibility of clogging or fouling, but they have a low
selectivity, poor removal efficiency and they are relatively energy intensive. However, these
methods are promising when used to enrich ABE products to reduce the energy cost of
Adsorption
Adsorption is a method, where components are removed from a fluid phase by means of
selective adsorption of molecules on a solid surface (Oudshoorn et al. 2009). Most of the
materials used in adsorption are hydrophobic to minimize water adsorption. The adsorption
pressure shift (Oudshoorn et al. 2009). Adsorption materials can be expensive, they have low
butanol capacity, relatively low selectivity and fouling is possible (Dürre 1998). However,
Extraction
Extraction is a good method to separate components from diluted solutions (Matsumura, 1988).
The efficiency of the extraction is often expressed in terms of the capacity of solvents to carry
ABE products, which is inversely proportional to the overall selectivity of the extraction (Sikkema
et al. 1995). This causes a dilemma, as only the low capacity solvents are selective enough. Also
the solvent should be non-toxic to the producing organism, which reduces the amount of
possible solvents even further. Luckily the most selective solvents are also the least toxic.
Furthermore the solvent should be non-toxic to humans and the environment, the fermentation
products should have high partition coefficients, the solvent should be non-emulsion forming
and have a small partition coefficient for water, the solvent should be inexpensive, easily
available, sterilizable and the fermentation products should be easily recoverable from the
solvent (Ezeji et al. 2004). Additional criteria in selecting extraction solvent are densities,
viscosities, volatility and flammability (Li et al. 2010; Groot et al. 1990; Oudshoorn et al. 2009).
Supercritical extraction with carbon dioxide is performed at 100 bar and 40°C. This means
expensive equipment and high operation costs. Furthermore as the butanol capacity of carbon
23
dioxides is low, supercritical extraction has not attracted much attention (Oudshoorn et al. 2009;
Laitinen and Kaunisto 1999). Ionic liquids (ILs) are organic salts with low melting points (below
100°C). ILs consist typically of an organic or inorganic anion and a poorly coordinating, bulky,
organic cation. Distillation cannot easily be used to separate the ABE products and the ILs,
because at normal process operating conditions, ionic liquids essentially do not evaporate
(Simoni et al. 2010). Furthermore the price of ionic liquids is very high, and even the slightest
One approach to reduce toxicity of a solvent is to mix a toxic, high partition coefficient extractant
with a bio-compatible, low partition coefficient solvent. This results in a mixture, which has
a relatively high partition coefficient and low toxicity (Evans and Wang 1988; Ezeji et al. 2004).
However these solvents should be selected with care, because their regeneration by distillation
Another approach is to use biodiesel as the extractant in order to eliminate the need for
separating the butanol after extraction (Adhami et al. 2009). The problem with this method is
acetone, which is extracted together with other ABE products. It can be speculated that acetone
would have undesirable effects in an engine because of its high vapor pressure and its effect on
Conclusions
n-butanol has been used in established industrial chemical markets and as an ingredient in
cosmetics. Future use will include sugar-derived biofuels due to its high energy content, low
miscibility with water and low corrosion properties. The limitations for large industrial scale
butanol production are low yield and productivity and cost effective downstream processing.
lignocellulosic biomass. In order to use lignocellulosics as raw materials they need to be pre-
24
treated. The most promising new development in this field is the SEW (SO2- EtOH-H2O)
treatment which does not degrade the sugars nor produce fermentation inhibitors to a large
extent. The resulting liquid has to further treat to remove the inhibitory substances for ABE-
fermentation predominantly SO2 and formic acid. This technology has been already developed.
The cost effective way to extract butanol from the dilute water solutions is the combinations of
metabolically engineered to produce different butanol molecules, but the prerequisite is that it
has to be able to utilize all hemicellulose sugars present in the wood biomass.
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Authors would like to acknowledge and thank Professor Matti Leisola (Department of
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Figures captions
Fig. 2 Metabolic pathways of C. acetobutylicum (the open boxes indicate the end products) and
associated calculated in vivo fluxes. Enzymes (in open circles) are abbreviated as follows: AM
the primary enzyme for butanol and ethanol formation but additional genes (such as adhe2,
bdhA, bdhB, CAC3292 and CAP0059) that code for alcohol forming enzymes are exist
Fig. 3 Comparison of the widespread prokaryotic fatty acid β-oxidation pathway and 1-butanol
are indicated by their gene names: atoB acetyl-CoA C-acetyltransferase; fadA (fadI) acetyl-CoA
Fig. 4 Pathway of isobutanol biosynthesis. IlvGM acetolactate synthase II, IlvC acetohydroxy acid
36
isomeroreductase, IlvD dihydroxyacid dehydratase, IlvE branched-chain amino acid
aminotransferase, Kdc 2-keto acid decarboxylase, Adh alcohol dehydrogenase (adapted from
SEW liquor EVAP liquor STR liquor LIME liquor CATOX liquor ABE solvents
figure 2
Click here to download line figure: Fig2.pdf
Starch
AM
Pentose Glucose
ATP
Embden-Meyererhof-Parnas pathway
ADP
Pentose phosphate Glucose 6-phosphate
Fructose 6-phosphate
ATP
ADP
(2) Glyceraldehyde 3-phosphate
GAPDH 2NAD+
4ADP 2NADH
4ATP
(2) Pyruvate
Fdox
Fdred
PTA AK AAD
(2) Acetate (2) Acetyl-CoA (2) Ethanol
Acetone 3-hydroxybutyryl-CoA
C H2O Butanol
Crotonyl-CoA NAD(P)+
NADH AAD
BCD
+ NAD(P)H
NAD
PTB BK BYDH
Butyrate Butyryl-CoA Butyraldehyde
+
ATP ADP NAD(P)H NAD(P)
figure 3
Click here to download line figure: Fig3.pdf
Escherichia,
Salmonella,
Bacillus, Clostridium acetobutylicum
Pseudomonas,
etc…
R = -(CH2)2n-CH3 R = CH3
0 O O
=
R S-CoA = S-CoA
atoB
fadA thlA
(fadI) thlB
CoA
O O
=
=
S-CoA
fatty acid -oxidation
R
NADH
fadB NADH NAD+
hbd
(fadJ) NAD+
OH O
1-butanol biosynthesis
=
_
R S-CoA
R S-CoA
FADH2
fadE NADH bcd
FAD+
(ydiO) NAD +
O
=
R S-CoA
NADH
adhE NADH adhE
NAD+
NAD+
O
=
R H
NADH bdhA
adhE NADH bdhB
NAD+
NAD+ adhE
OH
_
R
figure 4
Click here to download line figure: Fig4.pdf
GLUCOSE
Glycolysis
pathway 2 NADH
PYRUVATE
IlvGM
CO2
2-ACETOLACTATE
IlvC
NADP+
2,3-DIHYDROXY-ISOVALERATE
IlvD
IlvE
2-KETOISOVALERATE L-VALINE
Kdc
CO2
ISOBUTANAL
Adh
NAD(P)+
ISOBUTANOL
figure 5
Click here to download line figure: Fig5.pdf
table 1
Click here to download table: Table 1.docx
Table 2 Different feedstocks and strains used along with maximum solvents and productivities achieved
Table 3 Summary of recent continuous fermentation methods for ABE production along with solvent yield,
productivity and total solvents