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Original Research Article- Keratoconus

European Journal of Ophthalmology


1–8
Results of intrastromal corneal ring © The Author(s) 2023
Article reuse guidelines:
implantation in advanced keratoconus sagepub.com/journals-permissions
DOI: 10.1177/11206721231201661

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corneal transplantation

Jordana Sandes Barbosa Soares1 ,


Luís Fernando Oliveira Borges Chaves1, Leonardo Torquetti2,
Paulo Ferrara de Almeida da Cunha3, Marcia Toledo1,
Guilherme Rocha4 and Leopoldo Magacho1

Abstract
Purpose: To evaluate the safety and efficacy of the surgery of intracorneal ring segment implantation with 320° of arc
(320-ICRS) in patients with advanced keratoconus stage IV and maximum keratometry (Kmax) above 60 D.
Methods: A prospective, interventional case series study evaluating 25 eyes of 19 patients with keratoconus stage IV and
Kmax > 60D in which 320-ICRS were implanted using VisuMax® femtosecond. Uncorrected distance visual acuity
(UDVA), corrected distance visual acuity (CDVA), keratometric values (mean - mean-K, flat - K1, and steep - K2), max-
imum keratometry (Kmax), tomographic astigmatism, refractive astigmatism and asphericity (Q) were assessed preopera-
tively and at 3, 6 and 12 months after the procedure.
Results: The UDVA improved from 1.03 ± 0.28 LogMAR (20/200) to 0.54 ± 0.21 LogMAR (20/60), (p < 0.001), the
CDVA (with glasses) improved from 0.63 ± 0.29 LogMAR (20/80) to 0.31 ± 0.16 LogMAR (20/40),(p = 0.004), K1 reduced
from 54.41 ± 4.46 D to 49.36 ± 4.11 D (p < 0.001), K2 reduced from 61.15 ± 4.37 D to 53.715 ± 4.05 D, (p < 0.001),
mean-K reduced from 57.55 ± 4,17 D to 51.44 ± 3,94 D (p < 0.001), Kmax reduced from 69.80 ± 8.20 D to 63.43 ± 6.31
D (p < 0.001) and asphericity (Q) changed from −1.57 ± 0.35 to −0.77 ± 0.56 (p < 0.001). A total of 89.9% patients reached
BCVA wearing scleral contact lens 0.2 LogMAR(20/25).
Conclusion: 320-ICRS to treat advanced keratoconus appears to be an efficacious and safe procedure, being a surgical
alternative to delay or even prevent corneal transplantation.

Keywords
cornea / external disease, penetrating keratoplasty, examination techniques: corneal topography/Keratometry corneal
optics, refractive surgery in children

Date received: 25 November 2022; accepted: 26 July 2023

1
Cornea Department, Center for Reference in Ophthalmology, Federal
Introduction University of Goiás,Goiânia (GO), Brazil
2
Keratoconus is a chronic, progressive, bilateral, non- Cornea Department, Center for Excellence in Ophthalmology, Pará de
inflammatory, typically asymmetric corneal condition Minas, Brazil
3
Cornea Department, Paulo Ferrara Eye Clinic, Belo Horizonte, Brazil
with progressive curvature, protrusion and thinning of 4
Cornea Department, Brasilia Ophthalmological Hospital; Av. L2 Sul
the corneal stroma.1 The approach to the treatment of ker- SGAS 607 Módulo G, Brasilia 70.200-670, Brazil
atoconus has greatly evolved in recent decades, and
Corresponding author:
research has been conducted in search of methods to Jordana Sandes Barbosa Soares, Bueno Medical Center Ophthamlmology,
promote stabilization of the condition in order to avoid Rua t-29, 358, sala 1012. 74210-050. Goiânia-GO-Brazil.
or delay corneal transplantation.2 Email: jordana.oftalmo@gmail.com
2 European Journal of Ophthalmology 0(0)

Typically, the treatment for advanced keratoconus is The ring implanted was the ICRS Ferrara ring® (AJL,
based on deep anterior lamellar keratoplasty or penetrating Ophthalmics, Vitoria, Spain), with 320° of arc in a 5 mm
keratoplasty. However, both options may be associated optical zone. In patients with a ring track thickness of
with eventual intraoperative and postoperative complica- 400 to 500 microns, 1 segment of 320/20 was implanted,
tions, often severe.3 For this reason, safe therapeutic alter- and in patients with a track thickness > 500 microns, 1
natives have been studied in an attempt to avoid or even segment of 320/25 was implanted.
delay the need for corneal transplantation.4
The benefits of ICRS have been established in the litera-
ture for the treatment of keratoconus, with much less risk
Examination protocol
involved, showing to be an effective and safe alternative Preoperative and postoperative evaluation included a com-
for the treatment of the condition.5–9 However, the intra- prehensive ophthalmologic examination with uncorrected
corneal ring has been limited to eyes with Kmax distance visual acuity (UDVA) and CDVA, spheric refrac-
(maximum keratometry) values less than 58 D, as larger tion, and manifest refractive astigmatism (MRA). Slip-
curvatures could be associated with worse visual outcomes lamp examination, Goldmann tonometry, fundus examined
and more complications, such as extrusion.10 12 months action, corneal tomography (Pentacam, Oculus,
Despite the existing studies on ring implants addressing Optikgerate, Wetzlar, Germany).
the outcomes of intracorneal ring implantation in advanced The following corneal tomography data between pre-
keratoconus, these studies are limited to patients with operatively and 1, 3, 6, 9 a 12 months postoperatively
maximum curvatures lower than 60D.8,11,12 This is the were evaluated: flat and steep corneal keratometry, dK
first study to show the results of the Ferrara ring of 320° and respective axis, mean keratometry, maximum kerato-
of arc (AJL, Vitoria, Spain) as an alternative therapy in metry and average corneal asphericity as 30 angle (Q 30).
patients with advanced keratoconus, grade IV, with
Kmax > 60D, intolerant to contact lens, and with indication
for corneal transplantation. Surgical techniques
All surgical procedures were performed under topical anes-
thesia with 2 anesthetic drops, 1 min before the procedure
of proxymetacaine hydrochloride 0,5% (Anestalcon,
Patients and methods Alcon Laboratories, Inc., Fort Worth, TX),. Incision and
This prospective, interventional case series study evaluates stromal tunnel were both created by using a femtosecond
a total of 25 eyes of 19 patients with keratoconus stage IV, laser VisuMax® (Carl Zeiss Meditec, Oberkochen,
according to the ABCD Keratoconus Staging ranking13 Germany). As it was a 320° arch ring, and all patients
and Kmax > 60D, implanted with 320-ICRS. Uncorrected had central nipple type keratoconus, we implanted all the
distance visual acuity (UDVA), corrected distance visual rings in the 90° axis. Laser parameters included: (1) inci-
acuity (CDVA), keratometric values (mean - mean-K, sion placed at 90 degree in all patients, (2) incision and
flat - K1, and steep - K2), maximum keratometry tunnel depth of 70% of corneal thickness at the thinnest
(Kmax), tomographic astigmatism, refractive astigmatism point in the ring track, (3) inner diameter of 4.6 mm, (4)
and asphericity (Q) were assessed preoperatively and at outer diameter of 6.0 mm, (5) entry cut length of
the final follow-up visit 12 months after the procedure. 1.2 mm, (6) entry cut thickness of 1 um, (7) ring energy
The survey was conducted, with the approval of the of 1.3 mJ, and (8) entry cut energy of 1.3 mJ.
ethical committee, in Ver Hospital de Olhos, Goiania, After incision and tunnel creation, the ICRS was
Brazil. All research adhered to the tenets of the inserted into the circular tunnel using an implantation
Declaration of Helsinki and all patients gave their informed forceps. The postoperative regimen included moxifloxacin
consent prior to the study. 0.5% and dexamethasone 0.1% eye drop (Vigadexa®,
Preoperatively, all patients had corrected distance visual Alcon Laboratories, Inc.) four times a day for 10 days
acuity (CDVA) of 0.3 logMAR (20/40) or worse, and and topical lubrificant with Polyethylene Glycol 400
inability to wear corneal or scleral contact lens, with previ- 0.4% also four times a day (Systane UL®, Alcon
ous indication of corneal transplantation. All patients Laboratories, Inc.) No intraoperative complications
underwent surgery in October 2019, performed by the occurred.
same surgeon, using VisuMax® femtosecond laser.
Patients with central keratoconus, and thickness in ring
track > or equal to 400 microns were included in the Follow-up evaluation
study. Patients with corneal opacities, those who had Postoperative visits were schedule for 1 day, and 1,3,6,9
undergone previous surgeries, patients with cataracts, stra- and 12 months. On the sixth postoperative month, the
bismus or any fundus condition that could damage the sur- Zenlens™ (Solótica) scleral contact lens test was per-
gical outcome were excluded. formed on all patients.
Soares et al. 3

Vector analysis verified, and the mean difference of all other parameters
reviewed were used together for the sample estimate.
Vector analysis of MRA and dK changes between pre-
Based on these parameters, the more significant the differ-
operatively and the final follow-up visit at 12 months
ence between the pre and postoperative periods, the
were performed using Alpins vector analysis.14
smaller the “n” needed to achieve a 99% sample power.
All vector calculations for the Alphins method were
Since the “p” value was highly significant between the pre
performed using VECTrAK (version 2.4.6; ASSORT
and postoperative analysis, the “n” needed to achieve a
Pty. Ltd., Cheltenham, Australia). The followings vectors
95% sample power, considering this significance level of
were determined and evaluated: Target induced astigma-
5% and confidence interval of 99%, was 19 eyes.
tism (TIA), which is the vector of the proposed change
in the cylinder for each treatment, surgically induced astig-
matism (SIA), which is the vector of the actual change Safety and efficacy criteria of the proposed
achieved.
treatment
The tomographic and refractive vector astigmatism
obtained with the implantation of intracorneal ring with One criterion to evaluate the safety of the treatment was the
320° of arch in eyes with advanced keratoconus was ana- mean postoperative CDVA higher than the mean preopera-
lyzed. In view of that, representative graphs were gener- tive CDVA. Another criterion was based on observed loss
ated. In this analytical process, the closer the points are of more than one line of sight in the corrected visual acuity
to the blue line, the greater the proximity to the target. at the end of the follow-up. The procedure would be con-
The points above the blue line represent eyes with overcor- sidered safe if less than 10% of the patients lost more than
rection of astigmatism, while the points below the blue line one line of sight. An additional safety criterion considered
represent eyes with undercorrection of astigmatism. The was the rate of complications: if there were less than 10%
black line represents the trend line: the steeper it is, the of complications inherent to the surgery, the procedure
higher the correlation between surgical induced (SIA) would be considered safe.
and target induced astigmatism (TIA). The mean postoperative UDVA higher than the mean
preoperative CDVA was the criteria to examine the effect-
iveness of the proposed treatment. It was considered the
Statistical analysis distribution of corrected distance visual acuity, comparing
Statistical analyses were performed supported by the stat- pre- and post-operative - here, vision corrected with glasses
istical package SPSS, version 26.0 (SPSS Inc, Chicago, was another parameter of treatment efficacy. Surgery
IL). The sample profile was characterized by absolute fre- would be considered effective in this regard if the majority
quency (n) and relative frequency (%) for categorical vari- of patients reached a visual acuity corrected with glasses
ables, as well as mean and standard deviation for better than or equal to 20/40.
continuous variables. A P value of less than 0.05 was con- Another parameter considered to evaluate treatment
sidered statistically significant. efficacy was the number of patients who had their VA
restored with the use of scleral contact lens after
320-ICRS implantation. The procedure would be consid-
Calculation of the sample size ered effective if the majority achieved VA wearing lens
better than or equal to 20/25.
Sample size was calculated for each variable assessed
using the software G.Power® 3.1 (Franz Faul,
Universitat Kiel, Germany). It found a minimum estimate Results
of 19 eyes (95% CI: 11 to 26) at a 5% significance level,
95% confidence interval and 99% sampling power to A Total of 25 eyes of 19 patients were included. The mean
detect statistically significant differences. age was 22.8 ± 7.9 years (range: 15 to 31 years). In 19 eyes
The parameter used in the calculation of the sample size was implanted a 320/200 ring and in 6 eyes was implanted a
was the mean difference of all parameters presented in 320/250 ring. One eye was excluded of the analysis because
Table 1, using the same G.Power® 3.1 method. In this we had to explant the ring after 15 postoperative days.
way, an ‘n’ was obtained for each parameter. Based on The table below discloses the pre and postoperative
the simple calculations of the confidence interval for values of the main variables analyzes, showing the preopera-
these ‘n’ samples, the minimum estimate with the lower tive progress on the 12th postoperative month (Table 1).
and upper limit was obtained. Therefore, it was demon-
strated that the ‘n’ sample estimate was adequate for all
parameters Spherical equivalent
Based on this, the mean difference and standard devi- Figure 1 Shows the stability of SE refraction between pre-
ation of the preoperative and postoperative periods were operative and postoperative intervals
4 European Journal of Ophthalmology 0(0)

Table 1. Visual acuity, refraction and tomography outcomes

Postoperative (month)

Preoperative 1 3 6 12 z p*

CDVA (logMAR) 0.63 ± 0.29 0.45 ± 0.18 0.36 ± 0.24 0.33 ± 0.19 0.31 ± 0.16 14.93 0.004
UDVA (logMAR) 1.03 ± 0.28 0.75 ± 0.32 0.63 ± 0.28 0.64 ± 0.24 0.54 ± 0.21 28.50 <0.001
Spheric (D) −9.52 ± 4.62 −6.60 ± 4.27 −5.49 ± 4.28 −5.05 ± 3.66 −5.13 ± 3.53 12.51 0.018
K1 (D) 54.41 ± 4.46 49.93 ± 3.93 48.90 ± 3.97 48.89 ± 4.13 49.36 ± 4.11 43.88 <0.001
K2 (D) 61.15 ± 4.37 54.92 ± 3.66 53.88 ± 3.49 54.09 ± 4.20 53.75 ± 4.05 39.04 <0.001
mean-K (D) 57.55 ± 4.17 52.27 ± 3.57 51.24 ± 3.55 51.40 ± 3.80 51.44 ± 3.94 44.09 <0.001
Kmax (D) 69.80 ± 8.20 66.48 ± 7.03 64.77 ± 5.21 63.90 ± 6.48 63.43 ± 6.31 22.58 <0.001
Q 30 degree −1.57 ± 0.35 −0.78 ± 0.44 −0.92 ± 0.47 −0.80 ± 0.52 −0.77 ± 0.56 31.67 <0.001
A (mm) 3.97 ± 0.16 3.22 ± 0.89 2.97 ± 0.91 3.03 ± 1.06 2.85 ± 1.19 30.47 <0.001
B (mm) 3.98 ± 0.12 3.93 ± 0.24 3.88 ± 0.27 3.88 ± 0.35 3.88 ± 0.35 6.93 0.131
C (mm) 2.87 ± 0.58 2.73 ± 0.64 2.72 ± 0.66 2.81 ± 0.63 2.79 ± 0.72 27.98 <0.001
* Friedman’s ANOVA test.
UDVA: Uncorrected distance visual acuity; CDVA: Corrected distance visual acuity; K1: Flat Keratometry; K2: Steep keratometry; Km: mean keratometry;
Kmax: maximum keratometry; Q 30 degree: average asphericity at 30-degree angle.

Figure 1. Stability of spherical equivalent refraction during


postoperative intervals. Figure 2. Target induced astigmatism (TIA) vs. surgically
induced astigmatism (SIA) with implantation of the 320-degree
arc intracorneal ring in eyes with advanced keratoconus.

Vector astigmatism Safety, treatment failure, and complications. Among the 25


Vector analysis of corneal astigmatism changes. Figure 2 eyes evaluated, one (1) eye lost two lines of sight
illustrates the relationship of the target induced astigma- (4.5%), one (1) eye lost one line of sight (5%), three (3)
tism (TIA); surgically induced astigmatism(SIA). The cor- eyes maintained the same visual acuity (14%), two (2)
rection index is the ratio SIA / TIA. The correction index is eyes gained two lines of sight (9%), and 18 eyes gained
preferably 1.00; it is higher than 1.00 if an overcorrection three (3) or more lines of sight (68%).
occurs and less than 1.00 if there is an undercorrection. In One of the safety criteria was the mean postoperative
this case the correction index was 0.53, meaning an under- CDVA greater than the mean preoperative CDVA. The
correction of the tomographic astigmatism. mean postoperative CDVA was 20/40 (0.31 ± 0.16
Figure 3 discloses the distribution of tomographic LogMAR), better than the mean preoperative CDVA (20/80
vector astigmatism before and after the implantation of or 0.63 ± 0.29 LogMAR).
intracorneal ring with 320 degrees of arch in eyes with The procedure was considered safe, in that 9.5% of
advanced keratoconus. patients lost one or more lines of sight (<10%) and only
Soares et al. 5

Figure 3. Distribution of tomographic astigmatism before and


after implantation of intracorneal ring with 320 degrees of arch. Figure 4. Safety graph illustrating the changes in the snellen
lines according to corrected distance visual acuity after 12
months postoperatively.

4% of patients undergoing ring implantation with 320


degree of arch (one patient) had a complication inherent
to the procedure (Figure 4). No intraoperative complica-
tions were observed. One patient’s eye developed an infec-
tious stromal infiltrate on the ring track day 7 of the
postoperative period, and was prescribed with Vigamox
antibiotic eye drops every two hours. However, as the
patient had no improvement, the therapy was changed to
fortified antibiotic eye drops (ceftazidime and gentamicin)
and, as there was no improvement either, it was necessary
to explant the ring. There was no sequel. No cases of ring
extrusion, perforation or migration were observed.

Treatment efficacy
Figure 5 illustrates the distribution of the percentage of
patients with corrected distance visual acuity in preopera-
tive and the postoperative uncorrected distance visual Figure 5. Effectiveness of intracorneal ring implantation surgery
acuity. Postoperatively, 70% of the patients had corrected illustrating the percentage distribution of postoperative
distance visual acuity better than or equal to 20/40 uncorrected distance visual acuity (UDVA) and preoperative
(Figure 6). All patients underwent scleral contact lens corrected distance visual acuity (CDVA).
testing six months after surgery. Figure 7 shows that
80.9% of patients had visual acuity better than or equal shows that the rate of need of graft procedure in keratoco-
to 20/25 after 12 months of the scleral contact lens nus patients can vay from 12 to 21.6%.17,18 However,
surgery. The mean postoperative UDVA was 20/60 visual rehabilitation in transplant patients can be slow
(0.54 ± 0.21 LogMAR), higher than the mean preoperative and unsatisfactory, especially due to high post-transplant
CDVA which was 20/80 (0.63 ± 0.29 LogMAR). All these astigmatism, corneal irregularity, anisometropia, and risk
points confirm the efficacy of the proposed treatment. of rejection.19
Many studies adopted as exclusion criteria for intracor-
neal ring implantation, patients with corneal curvatures
Discussion greater than 60D, showing low effectiveness for the treat-
Corneal transplantation has been considered to be the best ment of more advanced cases of the condition.10,20 Other
option of treatment for visual rehabilitation in patients with studies have shown high rate of complications, such as per-
advanced keratoconus.15,16 large sample cohort studies sistent epithelial defects, anterior and posterior corneal
6 European Journal of Ophthalmology 0(0)

Figure 6. Percentage distribution of patients according to the visual acuity achieved postoperatively wearing glasses (CDVA)
comparing pre- and post-surgery.

study, in which rings were also implanted with the aid of


the femtosecond laser, there was no extrusion. This sup-
ports the descriptions that laser-assisted intracorneal ring
implantation is more predictable and safer. Another
factor that has contributed to this new scenery is the
advent of new designs of corneal ring segments, such as
long-arch rings with smaller diameters capable of flatten-
ing the cornea in a more significant way, thus proving to
be more suitable for more advanced cases.23,24 Previous
studies on intracorneal ring implantation in advanced ker-
atoconus did not include eyes with keratometry greater
than 65 D.11,12,24,25 This is an important differential in
this study, since one of the inclusion criteria was Kmax
greater than 60 D (ranging from 60 D to 87.4 D). Thus,
it allowed assessing the behavior of the intracorneal ring
in eyes with such high keratometry for the very first time.
The rate of complications in the present study was low
(only one case) and no case of extrusion or superficializa-
Figure 7. Percentage distribution of patients according to the tion of the ring was observed. This is a frequent concern in
visual acuity achieved postoperatively wearing contact t lens extreme cases, and proved this is a safe procedure. The
(CDVA). current study allowed us to observe that in central kerato-
conus with extreme curvatures (Kmax 83D), the major
thinning was located outside the ring track. Therefore, all
perforations, extension of the incision to the visual axis, eyes included had a thickness greater than 400 microns
superficialization and extrusion of the ring.21,22 in the track, making the ICRS implantation safe.
The progress of intracorneal ring implantation surgery A previous study compared visual and refractive out-
resulting from the advent of the femtosecond laser has con- comes in eyes with advanced keratoconus that underwent
siderably changed this scenario, making the surgery safe deep anterior lamellar keratoplasty (DALK) with those
and efficient even in very advanced cases. In the current undergoing intracorneal ring implantation. The results
Soares et al. 7

showed statistically significant visual improvement in both only 9.5% of patients lost lines of sight, and the complication
groups, with greater gain in vision in the DALK group. rate was only 4% (1 case). Therefore, we can consider the
However, although DALK involves lower risks of rejec- procedure safe.
tion compared to penetrating transplantation, intracorneal This study showed that patients with keratoconus in
ring surgery has been suggested as an alternative treatment advanced stages may benefit from the intracorneal ring
with satisfactory results, considering the greater ease of implantation, which proved to be an effective and suggests
ring implantation technique, associated with fast post- to be a safe technique with low risks of complications.
operative recovery and low complication rates involved Therefore, considering its feasibility, it should be a proced-
when compared to transplantation. All these suggest it is ure to be considered before indicating corneal
a good alternative prior to transplantation.25 transplantation.
A recent study comparing different treatment Higher keratometric values alone, announced as predic-
approaches for advanced keratoconus also considers that, tors of unsatisfactory results, are not limiting factors for the
although in some aspects DALK shows more satisfactory indication of intracorneal ring implantation.
results than intracorneal ring implantation, patients One of the limitations of the present study was the
should go through each stage of treatment, respecting the absence of a control group of patients submitted to
proper indications and observing potential complications corneal transplantation, both lamellar and penetrating, a
inherent to each procedure. According to Rocha et al, treatment traditionally recommended for cases of advanced
14.28% of patients who underwent DALK presented post- keratoconus, to allow a comparison with the results of the
operative complications, and 17.86% were unable to wear intracorneal ring implantation with 320° of arch for
contact lenses to complement visual improvement. On the advanced keratoconus. Since this was a preliminary case
other hand, no complication was observed in the group that series study, will be needed studies with larger sample
had the ring implant.26 Only one case of complication was sizes and longer follow up time to support the results dis-
observed in this study; 70% of patients achieved corrected closed in the present study.
distance visual acuity better than or equal to 20/40 (0.3
logMAR), and 80% of patients achieved visual acuity Declaration of conflicting interests
better than or equal to 20/25 (0.1 logMAR) with the use The authors declared no potential conflicts of interest with respect
of scleral contact lenses, reporting comfort with use. to the research, authorship, and/or publication of this article.
It is worth mentioning that the intracorneal ring implant-
ation, especially in advanced cases, is not a refractive pro-
cedure, since the main objective is not to reach the best Funding
uncorrected distance visual acuity, but to reestablish the The author(s) disclosed receipt of the following financial support
patient’s corrected vision, wearing either glasses or for the research, authorship, and/or publication of this article: Drs.
P. Ferrara, G. Ferrara, have a financial interest in the Ferrara
contact lenses.27
intrastromal cornea ring. The remaining authors have no financial
A study that evaluated the results of INTACS in
or proprietary interest in the materials presented herein.
advanced keratoconus defined the procedure as effective
when most patients achieved a CDVA better than or
equal to 20/40 (0.3 logMAR). Another parameter used as ORCID iD
a criterion of effectiveness would be the mean post- Jordana Sandes Barbosa Soares https://orcid.org/0000-0001-
operative uncorrected distance vision better than the 6990-9798
mean preoperative corrected distance vision.11 Although
criterion is more valuable for refractive procedures, since References
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