GILMAN GUILLEN, A. 1981 - The Development of Social Stratification in Bronze Age Europe

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The Development of Social Stratification in Bronze Age Europe [and Comments and Reply]

Author(s): Antonio Gilman, Robert McC. Adams, Anna Maria Bietti Sestieri, Alberto Cazzella,
Henri J. M. Claessen, George L. Cowgill, Carole L. Crumley, Timothy Earle, Alain Gallay, A. F.
Harding, R. J. Harrison, Ronald Hicks, Philip L. Kohl, James Lewthwaite, Charles A.
Schwartz, Stephen J. Shennan, Andrew Sherratt, Maurizio Tosi, Peter S. Wells
Source: Current Anthropology, Vol. 22, No. 1 (Feb., 1981), pp. 1-23
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for Anthropological
Research
Stable URL: http://www.jstor.org/stable/2742414 .
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CURRENT ANTHROPOLOGY Vol. 22, No. 1, February1981
? Research0011-3204/81/2201-0001$02.25
FoundationforAnthropological
1981by The Wenner-Gren

The Developmentof Social Stratification


in Bronze Age Europe'

by Antonio Gilman

THE STRATIFICATION OF EUROPEAN BRONZE AGE SOCIETIEs has displayitems,involvesan elaboratesystemof productionand
beentakenforgrantedsincethebeginning ofresearchintotheir exchangeand therebysuggeststhe existenceof a permanent
materialremainsover a centuryago. The burialswhichmake upper class to consumethe goods so arduouslybroughtinto
up the bulk of the evidenceleave no doubtthat markedsocial being.The broadgeographicdistribution ofeliteartifactstyles
inequalitiesemergedduringthe 3d and 2d millenniaB.C. Al- such as bell beakers and (in a later period) swordslikewise
thoughsome earlier studies have attemptedto reconstruct pointsto the existenceof upperclasses whoserecruitment was
Bronze Age social structurein Europe (e.g., Otto 1955), it is sufficientlystable forthemto establisha web of widespread,
only recentlythat much detailed attentionhas been paid to mutuallysupportivepartnerships.Indeed, the very passage
eitherdescriptiveor theoreticalaspectsofhowsocial stratifica- fromcollectiveto "individualizing"burialrituals,a changeoc-
tioncame intobeing(Gilman1976; Kempisty1978; Randsborg curringat the startof the Bronze Age over muchof Europe,
1973, 1974; Renfrew1972; Shennan1975; Wuistemann1977). suggests the developmentof social stratification(Renfrew
These studiesstronglysuggestthat the elitesof the European 1976). In theirrecentsurveyof BronzeAge Europe, Coles and
BronzeAge werehereditary.The Early BronzeAge cemetery Harding (1979:535) conclude:
at Brancin Slovakia,forexample,had numbersofrichsubadult DuringthecourseoftheBronzeAgea number ofimportant changes
graves(Shennan1975),thelack ofpossibleachievements ofthe tookplace-changesthatlendtheperioditscharacteristicappearance
deceasedsuggesting thattheirsuperordinate
statuswas ascribed and distinguishit fromanythingthathad gonebefore.... Perhaps
(cf.Binford1971). The increasein theproportionofrichfemale themostobviousoftheseis theriseoftheprivileged .... It is hard
to richmale burialsoverthecourseoftheEarly BronzeAge in to thinkofthisprocessin termsotherthanthoseofaggrandizement
Denmark (Randsborg1974) may be interpretedas reflecting ofthefew,theriseoftheelite,and thestartofsocialstratification.
the progressiveseparationof high status fromachievement, The scarcityofstudiesoflaterprehistoric social organization
sincetheimportanceoffemaleactivitiesrelativeto male onesis in Europe is, no doubt,in part attributableto pessimismcon-
unlikelyto have increasedoverthattime.2Specificstudiessuch cerningthe possibilityof dealing with questions of social
as theseconfirmwhat has long been accepted on the basis of structure usingarchaeologicaldata (Hawkes 1954). It is also in
moregeneralconsiderations. Thus, the developmentof metal- partdue to thewideacceptanceofa coherenttheoryofhowand
lurgy,a specializedtechnologvmainlyforthe manufactureof why social stratificationarose in later prehistoricEurope, a
theorywhichobviatedany need to pay close attentionto the
I In preparingthis paper I benefited
greatlv fromthe help and internaldynamicsofsocialhistoryin Europeitself.The clearest
advice of Keith Morton, Robert Newcomb, Charlotte Oyer, Alan
Richards, Gregory Truex, and especially Richard Harrison and statementof thisoutlookis in thelater worksof Childe (1956,
TimothyEarle. The writingwas completedduringtenureof a Tinker 1958). Childe's view was that Orientalpower and knowledge
Post-DoctoralFellowship. had transformed Europe in later prehistorictimes much as
2 Randsborg
suggeststhat the increasingwealth of femaleburials European power and knowledgehad transformed the world
relative to male ones may be due to an increasingimportanceof under capitalism. Oriental centers would have sought raw
women'sworkin farming.However,as Neustupny(1967) pointsout,
the plow agricultureof the Bronze Age would tend to increase the materials,in particularmetals,fromEurope and would have
importanceof male,not female,workin agriculture. providedthe initial capital to stimulatea networkof com-
modityexchangebased on metallurgy. Referring to the Copper
Age ofsoutheastern Spain,forexample,Childe(1957:284) in a
ANTONIO GILMAN is on leave this year from California State
typicalpassage arguedthat "the urbanizationof the Almerian
University,Northridge(wherehe is Associate Professorof An- economy... is presumablya reflection, howeverindirect,of
thropology),as a Visiting Scholar at the Peabody Museum, Orientalcities'demandformetal." The fortunesof local elites
Harvard University,on a Tinker Post-Doctoral Fellowship (his in Europe would have dependedessentiallyon Near Eastern
mailing address: 226 Upland Rd. Cambridge, Mass. 02140,
U.S.A.). Born in 1944, he was educated at Harvard College events.This widelysharedtheory,as much as anythingelse,
(A.B., 1965), CambridgeUniversity(B.A., 1967), and Harvard was responsibleforrestrictingresearchon theEuropeanBronze
University(Ph.D., 1974). He has taught at the Universityof Age to typologicalstudiescapable ofdemonstrating linksto the
Wisconsin-Oshkosh.His research interestis the prehistoryof Orient.Understanding the developmentof social stratification
North Africaand the Iberian Peninsula. He has published The
Later Prehistoryof Tangier,Morocco (American School of Pre- requiredno detailedconsideration oftheworkings ofprehistoric
historicResearch Bulletin29). politicaleconomy.
The presentpaper was submittedin finalform17 iv 80. Increasinguneasinesswithdiffusionist arguments(e.g.,Clark
Vol. 22 * No. 1 * February 1981 1
1966) and demonstrations oftheindependence ofEuropeancul- in regionssuch as Mesoamerica supportsthe redistribution
turalfeaturessupposedto be of Near Easternderivation,such theoryput forwardby Sahlins(1958:5): "As dispensersoffood
as megaliths(Renfrew1967)and metalworking (Renfrew1969), and othergoods,and in rewardof theirlogisticsupportof the
have combinedto bringabout the collapse of the traditional community, chiefsgainedin prestigeand extendedtheirpoliti-
theoryof culturechange. This collapse has largelybeen an cal and ceremonialprerogatives." Flanneryand Coe (1968) and
empiricalone, caused by radiocarbondeterminations, spectro- Rathje (1971), for example,representinternaland external
graphicanalyses,and othermattersoffact.As a result,thereis variants,respectively,of this approach. As Earle (1978:5)
somethingof a theoreticalvacuum in European prehistoric pointsout, althoughCarneiro(1970) presentshis resource-cir-
studies.How is the emergenceofelitesto be explainedwithout cumscription/warfare theoryas a "conflict"modelit in facthas
Near Eastern intervention? The main candidate for a new a strongfunctionalistcomponent:the population can only
"paradigm"is thefunctionalism put forwardby Renfrew(1972, secureaccess to needed resourcesthroughsuperior(i.e., more
1973a) and otherprehistorians of the youngergeneration.My hierarchical)militaryorganization(cf. Webster1977). Service
purposein thispaper is to showthatfunctionalist formulations (1978:32) sums up the consensus of recent scholarship:
will not explain the developmentof social stratificationin "Redistribution(and especiallytrade), militaryorganization
Europe'and to suggestan alternativetheoryto accountforthe and publicworkswereall basic in theclassicalcivilizations, but
rise of dominantsocial stratain prehistoric
Europeansocieties all musthave had small beginningsin the simpleattemptsby
of the Copper and Bronze Ages. Mutatis mutandis,this non- primitiveleaders to perpetuate their social dominance by
accountwillbe seento have broadapplicabilityto
functionalist organizingsuchbenefits fortheirfollowers."It is thepossibility
similarinstancesof social changebeyondEurope. (indeed,the likelihood)of the co-occurrence of morethan one
"primemover"that leads Flannery(1972) to recasttheseap-
proachesintothemoregenerallanguageofinformation theory.
FUNCTIONALIST APPROACHES TO THE In thisversionelitesconstitute"higher-order regulators"ofthe
information needed forthe functioning of a complexsociety.
DEVELOPMENT OF SOCIAL STRATIFICATION
comesinto being,then,because in one or
Social stratification
more ways "the chiefcreates a collectivegood beyond the
The rise of complex,hierarchicalsocietiespresentsitselfas an
conceptionand capacityofthe society'sdomesticgroupstaken
evolutionaryadvance. Complexsocietieshave largerpopula-
separately.He institutes a publiceconomygreaterthanthesum
tions than their egalitarian predecessorsand deploy more
ofits householdparts" (Sahlins 1972:140).
powerfulproductiveforces. Once established,they tend to
Most recent work on the developmentof the European
expandat the expenseofless populousand hierarchicalneigh-
Bronze Age does not confrontthe questionof causes directly,
bors,thusillustrating the "principleof competitiveexclusion"
but,as Neustupny(1976:246) pointsout,a new consensushas
(Carneiro1978).It is hardlysurprising to see thestatedescribed
begun to emergeconcerningthe processes of social change
as exhibiting"greatermaturityin an ecologicalsuccession"of
whichthatdevelopmentinvolves.The mostexplicitand exten-
politicaltypes (Gall and Saxe 1977:260). The adaptive effec-
sive instanceofthenewviewis Renfrew'suse oftheredistribu-
tivenessof hierarchyin moderatingenvironmental and social
tion variant of the functionalist argumentoutlinedabove to
uncertaintyis so widelyacceptedin therecentanthropological
explaintheemergenceofsocial stratification in Greeceand the
literaturethatscholarswhoquestionit feelit necessaryto decry
Aegeanaround2000B.C. (Renfrew1972:chap. 18). The Minoan
"evolutionism"as a whole (Yoffee 1979). What is at issue,
and Mycenaean palaces would have been the focal pointsof
however,is the usefulnessof functionalism forunderstanding
activitiescontributing to the generalwelfare:theirprincesen-
howclass societiescomeintobeing.
A shared featureof the few archaic states for whichade- couragedtrade,craftswereimproved(leadingto "new metal
tools increasingagriculturalefficiency"), and foodstuffswere
quate documentarysourcesexistis a hereditarynobility:alii
more effectively made available to primaryproducers,who
(Hawaii), pilli (Aztec), orejones(Inca), etc. Membershipin
werestimulatedto increasetheiroutput"by thewishto receive
these groups is by ascriptionand grants a small minority
redistributed goods" (p. 490). Renfrew(1973a:210) sums up:
wealth disproportionate to their numbers(i.e., preferential
"The redistribution ofgoods,whichis organizedand controlled
access to resources).These unquestionablerulingclassespose a
clear problemfor conventionalaccountsof the emergenceof by the chiefhimself,. . . is, of course,exactlythe functionful-
filledby thepalaces of Minoan-Mycenaeancivilization,taking
complexsocial organization.Harris (1971:393), forexample,
in and storingthe produce fromthe very differentfields,
clearlyexpresseshisuneasinessat puttingforwarda functional-
orchards,and pastureswhichare found,even in a small area,
ist accountof the originsof social stratification:"What were
in southGreece."Similar"individualizing chiefdoms"are sug-
the rewardsof those who were cut offfromthe two-million-
gested for Bronze Age Wessex and elsewherein Europe. A
year-oldheritageoffreeaccess to resources?. . . Whywas con-
similarview has been extendedto the interpretation of trade
trolofsoil,water,and even theair yieldedup intothehandsof
networksof the precedingperiod:in the Late Neolithic,stone
a relativelysmall groupof people?" To these ratherdifficult
axes and coppersare the kula-likevayguawhoseexchangepro-
questionsmost anthropologists (includingHarris) give a dis-
vided channelsto "carrya muchgreatervolumeofsubsistence
arminglysimple answer: rulingclasses obtain theirposition
products" (Sherratt1976:568). Clarke's (1976) discussionof
because they provideservicesessentialto the mass of their
beakersas primitivevaluables is in the same vein. The part
subjects.
played by elites in the processof social change in later pre-
Most of the differences
betweentheoriesabout theoriginsof
historicEurope is oftenleft somewhatunspecifiedin these
complexsocietiesrevolvearoundthesortsofserviceswhichthe
studies,but the rangeof citations,ifnothingelse,givesa clear
elites would have providedin particularsituations.Mesopo-
indicationof the increasingacceptance by Europeanistpre-
tamia,Egypt,China,and othercenterslendprimafaciesupport historiansofa functionalist accountof theemergenceofsuper-
to Wittfogel'shydraulichypothesis:"The handlingofrelatively ordinatesocial strata(cf.Milisauskas1978).The newparadigm
large amounts of water. . . requirescoordinationof a com- whichis proposedto replace the ex orientelux account of the
munallaborforceand, above a certainmagnitude,a leadership EuropeanBronzeAge elitemay be summarizedas follows:the
that directsthe constructionand maintenanceof hydraulic developmentof extensivenetworksfor the procurementand
installationsand thedistribution
ofirrigation water"(Wittfogel allocationof resourcesnecessaryforeveryoneled to the emer-
1972:70). Earle (1978:37-49) elucidates several functional genceof a permanentrulingclass,whichmanagedthecomplex
variantsofthismanagerialapproach.The diversity ofresources production/distribution problemsinvolved.

2 CURRE NT ANTHROPOLO GY
CRITIQUE Gilman:STRATIFICATION IN BRONZE AGE EUROPE

The functionalism of theauthoritiescitedabove involvesthree difficultieswith this idea hardly need spellingout." Earle's
steps,thefirsttwoofwhichare anthropological commonplaces. examinationof redistribution in its classic instance,Hawaii, is
First,a cultureis regardedas an integratedwhole ("a system instructive.Althoughthe islands' ecologicaldiversityis sup-
withsubsystems").Second,thissystemis seen as whatpermits posed to make organizedexchangebetweenregions(arranged
thoseinvolvedin it to survive("cultureas extrasomaticmeans throughthechief'sgood offices) an adaptivearrangement, local
of adaptation"). Third,particularfeaturesof the systemare communities "werelaid out so as to minimizedifferences in the
explainedas beingadaptive. This last step is a dangerousone resourcesavailable to theirpopulations"(Earle 1977:223). The
whichtendstowardsa Panglossianacceptanceof theactual as exchangesbetweenregionswhichdid take place wereby direct
the necessary(cf. Friedman 1974). In particular,when this barterand not throughchannelscontrolledby the chiefs.Re-
thirdstep is takento explainwhatthe elitedoes in a stratified distribution is supposedto benefitprimarycontributors because
society,severemisunderstandings arise. theycan becomepart of a largereconomicnetworkrunby an
The functionalist accountofthedevelopment ofelitesmaybe elite.In Mesopotamia,forexample,one is told that the Sume-
criticizedat onceforitsfailureto explainthehereditary charac- rian eliteadministered a "Great Organization"needed,among
teroftheclass of "higher-order regulators."Even ifone grants otherthings,to importbasic raw materials,such as wood and
that certain economicsituationsdemand leadershipfor the stone,whichwere scarce on the Tigris/Euphratesfloodplain
commongood, it does not followthat the rulersmust be re- (Lamberg-Karlovsky and Sabloff1979:179). The clay sickles
cruitedfroma rulingclass. It is notapparentthatthebestway that are so characteristic a featureof Mesopotamianartifact
of choosingefficient managersis by birth.A classic defectof assemblagesas earlyas Ubaid timesare mutetestimony to how
functionalexplanationsis theirinabilityto accountforpossible little was actually distributedto the primaryproducers.A
alternatives(Hempel 1959). parallelargumentcan be mountedagainstthe warfarevariant
Quiteapartfromsuchlogicalknots,thefunctionalist account ofthefunctionalist theory.Warfare,directedby elites,is bene-
doesnotmatchwhatwe actuallyknowaboutthepartplayedby ficialin functionaltermsbecause it suppliesscarce resources,
therulingclassesofstratified societies.The centralpropositions suchas land, to the victors.If concretehistoricalcases are any
of the functionalist accountare that elitesare in factinvolved guide,however,veryfewofthespoilsaccrue to themass ofthe
in managerialtransactions,that these transactionsconferan populationwhosecontributions supportthemilitaryenterprise.
adaptivebenefituponthepopulationas a whole,and thatelites The conquestsof the Roman Republic provide a well-docu-
obtaintheirpositionsbecausetheyprovidethesebenefits. These mentedexample (Anderson1974:67-68; cf. Finley 1973:55-
specifications are not met in the concretecases to whichthe 56):
functionalist explanationsare applied. The senatorialaristocracy profitedenormously fromthe financial
Wittfogel'shydraulictheoryhas stimulatedseveraldetailed sackingoftheMediterranean thatsucceeded progressiveannexations
studiesoftherelationbetweenirrigation and social complexity by Rome,makingboundless fortunes in tribute, landand
extortion,
(see thecriticalreviewof theliteratureby Earle 1978). On the slaves;but it was utterlyunwillingto provideevena modicumof
whole,these studies cast doubt on the theory'scrucial man- compensation whosefighting
to thesoldiery yieldedtheseunheard-of
agerialcomponent.Whereirrigationis extensiveor important, gains.... To havepaidthembounties wouldhavemeanttaxingthe
ofwater.Thus, possessingclasses,andthistheruling aristocracyrefusedtoconsider.
elitesare oftennot involvedin the distribution
Glick (1970) shows that the extensiveirrigationsystemsof The redistribution and warfarevariants of the functionalist
mediaevalValencia werebuiltand operatedby the cultivators account are strongerthan the hydraulicvariantonly because
themselves.Adams (1965) indicatesthat early Mesopotamian taxesand bootyare moredirectthanagricultural improvements
irrigationsystems,while crucial to agriculturalproduction, as avenuesto eliteself-aggrandizement.
wereon a scale entirelycompatiblewithlocal controland man- It is undeniable,ofcourse,thatrulingclassesmaysometimes
agement.In Dynastic Egypt,accordingto Butzer (1976), the be of serviceto theirsubjects by directingpublic works,en-
upper tiersof this indubitablystratifiedsocietyhad no man- couragingcommerce,helpingin the event of disasters,and so
agerial functionswithrespectto the distribution of the Nile's forth.Such activitiesmay be usefulmeans by whichthe elite
water:theflood-basin systemswereoperatedat thelocal level, can consolidate,extend,and legitimateits wealthand power,
withonlyceremonialintervention by thepharaoh.Even where but theyare not responsibleforits attainmentofpower.Marx
elites (throughtheirrepresentatives) do administerlocal hy- (1967 [1887]:322) puts the point clearly enough: "It is not
draulicsystems,theirintervention may not be generallybene- because he is a leaderofindustrythata man is a capitalist;on
ficial.In Hawaii irrigation was indeedsupervisedby appointees the contrary,he is a leaderof industrybecause he is a capital-
ofthechiefs,butthisdirectionwas notrequiredbythetechnical ist."
complexityof these small,simplenetworks.Earle (1978:141) If these theoriesabout the originsof elite are doubtfulin
sums up the situationas follows:"Who were the most direct general,theyseemeven moreunsuitedto an explanationofthe
beneficiaries of managerialactivities?For whomdid the man- originsof stratificationin Europe. In the cases forwhichthese
agers work?.. . Their main role was specificallyto mobilize theorieswere developed, managerial functionsare at least
and to directlabor activitiesso as to maximizetheincomeflow plausible:thereare cities,largepublicworks,etc. In laterpre-
of the elites." In mostinstanceselitesare not involvedin the historicEurope,virtuallythe onlyevidenceforsocial complex-
managementofirrigation systems.Wheretheyare, it is mainly ity is the wealth of the elites themselves.Bronze Age settle-
in theirown interestratherthan on behalfof thesocial whole. ments,forexample,are extremely scarceovermuchofEurope,
The redistribution and warfarevariantsof the functionalist a circumstancewhich does not suggestthey were large. In
accountof social stratification are strongerthan the hydraulic regionswheremoresettlements are known,suchas southeastern
variantin that the empiricalevidenceforeliteinvolvement in Spain, Copperand BronzeAge sitesusuallycovera hectareor
directingtheseactivitiesin personor throughrepresentatives less. An exceptionis Los Millares,whosesettlement may cover
is unquestionable.What may be doubtedis whethertheseac- fourhectares;in Europe this passes for"urbanism" (Arribas
tivitiesare adaptive-whethertheycontributeto the general 1959). In fact,it is notablethat settlementhierarchies, which
welfare.Cowgill (1975:506) puts matterssuccinctly:"People are oftentaken to be the primearchaeologicalindicatorsof
in strongpositionshave oftenpromoted,and evenbelieved,the higher-order regulation(Wrightand Johnson1975, Isbell and
argumentthat'What's goodforme is goodforthesystem,and Schreiber1978),are definitely attestedin Europe onlyin those
what's good for the systemis good for everybody,'but the regionsinvolvedin demonstrable commercewithMediterranean

Vol. 22 *No. 1 *February1981


civilizations:theAegeanin theBronzeAge and CentralEurope allegiancefroma leader who provesunsatisfactory. An egali-
in theEarly Iron Age (Frankenstein and Rowlands1978,Wells tarian social orderis maintainedas such by the facilitywith
1977).3That Mediterranean tradewas so importantto Minoan/ whicha leader,actual or potential,can be abandonedby his
Mycenaean and Hallstatt/La Tene florescence gave strength, followers,should he displease them. Carneiro(1968:136) has
of course,to the ex orientelux theoryof European prehistoric pointedout how thissame weaknessin "internalpoliticalcon-
development.This empiricallyfalsifiedaccount cannot be re- trols"leads to villageschisms.In a sense,then,one may con-
placed by functionalist approaches,if only because in prehis- siderlineagesegmentation and concomitant villagefissionto be
toricEurope it is not apparentwhat positivefunctionsthere the ultimatemechanismby whichthe self-aggrandizement of
were to be regulated.Preciselyfor this reason, prehistoric "big-men"is checked.We seekto understandhowand whythe
Europe providesan excellentvantage point fromwhich to attemptsofambitioustribesmento securehereditary, ascribed
envision a nonfunctionalist theoryof the originsof social leadershipposts succeededin Copperand BronzeAge Europe.
stratification. We mustlook,therefore, forconditionswhichwouldretardthe
processofsegmentation characteristicoftribalsocieties.
A commonexplanationfordecreasein segmentation is popu-
A NONFUNCTIONALIST ALTERNATIVE lation increase and consequentpressureon spatially limited
resources("resourcecircumscription"). The strengthof this
The questionposed by functionalists in theirexplanationofthe argumentis that it explains how dissidentscan affordthe
originsof stratification is "What servicesdo elitesprovidefor courageof theirconvictionsin tribalsocieties:it is ecologically
society?"The oppositeattackon theproblembeginsby asking: possibleforthemto escape ("land suitableas a habitat fora
"In spite of the fact that theiractionsdo not serve common dissidentgroupis easily found" [Carneiro1968:136]). What-
interests,how do elitesestablishand maintaintheircontrol?" ever the empiricalmeritsof this argumentmay be in other
This problematicis implicitin a numberofworkson theorigins settings,it will not explainthe retardationof segmentation in
of social complexity.In his discussionof the "Urban Revolu- prehistoric Europe. Broad stretchesof uninhabited,but habit-
tion" Childe (1951) emphasizedthe need to concentratea sur- able, wildernessexistedin Europe and the Mediterraneanwell
plus forthe supportof nonproducers and saw clearlythat the intothemediaevaland earlymodernperiod.In laterprehistoric
nonproducerscapture that surplusin their own interest.A times,when populationdensitiesmust have been far lower,
similarrecognition oftherealitiesofsocial stratificationis clear therewouldhave been plentyof land into whichpeople could
in the workofAdamswhenhe pointsout thatirrigation'scon- move to avoid unwantedmasters.The shifttowards social
tributionto the developmentof elitesis its "encouragement of complexityoccurs,furthermore, on too broad and diversea
differential yields" (Adams 1966:72; cf. Diakonoff1969) or frontfortheresource-circumscription argumentto be viable.
that early trade is more fruitfully viewed as serving"the Any nonfunctionalist account of the developmentof social
interestsof the agents of exchange"than as fulfilling "broad stratificationmustconfrontthe centralfunctionalist idea that
social needs" (Adams 1974:242; cf.Kohl 1978). Earle's (1978) hierarchyultimatelyis adaptive for society as a whole. In
reconsiderationof the organizationof chiefdomsin Hawaii generalterms,the functionalist positionis that elites retard
showsclearlyhow the greedof the elite quite adequatelyex- segmentation(attract a following)by providingmanagerial
plains theirdealingswiththeirsubjects.The desireof the alii servicesrequiredin a highlyproductiveeconomy:in theMeso-
to enhancetheirpoliticalpowermade themextractthe maxi- potamiancase, forexample,theelitewouldorganize,in thearea
mumpossiblesurplusby encouragingtheirsubjectpopulations ofexchange,theprocurement ofwoodand stoneand,in thearea
to producemoreand by conqueringyetmorepeople.The elites of production,the construction and maintenanceof irrigation
sometimesfound it advisable to assist commoners(for ex- works.The nonfunctionalist mustturnthisaroundand explain
ample,by helpingthemrebuildirrigation systemsafternatural in nonmanagerialtermswhy societieswithhighlyproductive
disasters),but it is clear that thiswas onlyto ensurea future economiestendto have elites.In otherwords,whataspects of
sourceofincome.Systemicbenefitscould have been securedat the productionand exchangesystemsof Copper and Bronze
lessercost to themass ofthepopulation.In short,theriseofan Age Europe openedup the opportunity foreffectivelong-term
elitecan be understoodwithoutreference to thecommongood. exploitationby a rulingminority?
What needsto be explainedis how elitesacquireand maintain
theirpowerin spite of the fact that, muchof the time,their
actionsare againstthe interestsof the mass of thepopulation.
The conditionspermitting elitesto establishthemselvesper- COMMODITY EXCHANGE
manentlybecomeclearwhenone looksat theinternaldynamics
ofsocial systemswithouta rulingclass. The literatureon tribal The basic nonfunctionalist argumenton theroleofexchangein
(rank)societiesmakesitplain thatthereis no wantofaspirants the originsof class societiesgoes back to Engels (1972 [1891]).
to superordinatestatus. In Siuai, to choose a characteristic For Engelscraftproduction, and especiallymetallurgy, entailed
example,thewould-beleaderachievesand maintainshis ambi- the developmentofa networkof commodityexchange,control
tions by demonstrating ofwhichgave middlementheopportunity to establishpositions
his abilitiesas a warrior,ceremonial
leader, food producer,etc.; "numerouscases were recorded of wealthand power.This idea was, as we have seen,takenup
whereinambitiousfathersor maternaluncleshave wastedtheir by Childein hisaccountofEuropeanBronzeAge social change.
resourcesand effortto push forwardyoungmen" lackingthe Childetiedhis theoryto hypothetical Near Easternprospectors
and merchants,but one could easily allow local factorsmore
requisitecombinationof attributes(Oliver 1967:441). The in-
line is a con- play.
abilityto pass on leadershipwithina hereditary
In orderto use tradeas a motiveprocessfortheemergenceof
sequence of the ease with which supporterscan shifttheir
one mustargue that the goods exchanged
social stratification,
I
are essentialones.The goodswhichthemiddlemancan denythe
Milisauskas (1978:156, 229) arguesthat,as of the 3d millennium householdwhichrefusesto pay his price mustbe requiredfor
B.C., a two-tieredsettlementhierarchyis attested in areas where
there is adequate evidence for settlementpatterns (e.g., Funnel- the household'slivelihood.In otherwords,trademustinvolve,
Beaker Poland). The differences in settlementsize may,however,be directlyor indirectly, the basic subsistencesectorof the econ-
attributableto differencesin the time spans of site occupation,the omy.Thus, Adams (1966) showsthat specializationin agricul-
richnessoflocal resourcebases, or othernonhierarchicalfactors.Even tural production(and the consequentneed to exchangefood-
in so thoroughlysurveyedan area as Late Bronze Age northwestern
Bohemia (Bouzek, Koutecky,and Neustupny1966), it is difficult to stuffs)promoted the developmentof social inequalities in
discerna clear rankingof settlements. Mesopotamia. Kohl (1978) suggeststhat highlandersin the

4 CURRE NT ANTHROPOLO GY
Near East became dependenton grainimportsfromthe low- Gilman: STRATIFICATION IN BRONZE AGE EUROPE

lands and thuson theirsuppliers.Childe (1951, 1954) stressed


the importanceof metaltools (made fromexoticraw materials CAPITAL-INTENSIVE SUBSISTENCE TECHNOLOGY
by a fewspecialists)in facilitatingland clearanceand harvest-
ing. A nonfunctionalist accountof the importanceof exchange Nonfunctionalists have tendedto neglecttheroleofsubsistence
in theoriginsofEuropeanBronzeAge elitescould,in principle, productionin providingpossibilitiesforlong-term exploitation
be constructed along theselineswithoutOrientalintervention. by a rulingminority. Once again it is Childewhohas suggested
The difficulties attendantupon using these argumentsin a a fruitfulapproach. Referringto the early developmentof
Europeansettingare not theoretical,but empirical.Foodstuffs irrigationsystems,he writes:"All throughthe Near East the
are bulky:to movea sufficient volumeofthemto createlocal or bestsiteswerereclaimedwithtoil.Capital in theformofhuman
regionaldependenceon theirimportation wouldhave beenquite labor was beingsunkintotheland. Its expenditureboundmen
beyondthecapacityofBronzeAge transportsystems.Further- to the soil; theywould not lightlyforegothe interestbrought
more,the available economicevidence does not supportthe in by theirreproductive works"(Childe 1951:89-90). This idea
hypothesisof extensivetrade in subsistenceitems. If in the may be extendedfromirrigationto any technologywhichsub-
BronzeAge "smokedfishfromthe Baltic would have made a stantiallyincreases productivitythroughpreparatorylabor.
usefulcontribution to inlanddiets" (Coles and Harding 1979: Segmentationis onlyeasy if thosewho leave can readilypro-
281), one should findappropriatefishbones on inland sites. duce in the mannerand at the levels to whichtheyare accus-
One does not, and theirabsence need not be attributedto tomed.Departuremustnot involvethe abandonmentof sub-
taphonomicor samplingbiases. All the animal and plant re- stantialassets. If, forexample,subsistencedepends on slash-
mainsfromBronzeAge sitesare consistentwiththereasonable and-burnfarming, one can effectively abandon an undesirable
view that their inhabitantsate foods produced or foraged leaderby bringing forwardthetimeofa shiftin cultivationsoon
locally.It is hard to envisionAunjetitzor Argariccommoners to be undertakenin any event. Conversely,if the productive
dependenton rationsfromafar and submissiveto the chiefs systemrequiresa heavy preliminaryinvestmentof work,the
who controlledtheirsupply. producerswillbe reluctantto relinquishtherestricted resources.
Quite apart fromthe simplifications involvedin some for- they themselveshave created. Whereirrigationor any other
mulationsabout theroleofsmithsand prospectorsas agentsof capital-intensive formof subsistenceis crucial to production,
trade (Rowlands 1971), the metallurgicalvariantof the com- one can onlyabandonan undesirableleaderifone sacrificesthe
modity-exchange argumentfacesthe difficulty that,on present work expended to create facilitieswhich increase or insure
evidence,it is hard to see how the metal implementsactually yields. Under conditionsthus impedingsegmentation,the
knownfromBronze Age Europe would have helped increase ambitionsofaspirantsto highstatuswillbe harderto check.In
overallproductionsubstantially.What Arribas(1968:49) says thisway, then,elitescan formas moreproductivesubsistence
of Iberia-"we know of no agriculturaltools of metal in the technologiesdevelop without the elites' being required to
BronzeAge"-is not quite trueforEurope as a whole,but it is organizetheproductiveimprovements. This theoryis,ofcourse,
notfaroffthemark.Onlyin theLate BronzeAge are substan- particularlyusefulforexplainingsocial changein Copperand
Bronze Age Europe, whereelitesseem to have arisenwithout
tial numbersofutilitarianmetalartifactsfound.The veryfact
managerialfunctions.What remainsto be specifiedis what
that mostbronzesare foundin burialsand votivehoardssug- systems of productionwere developed in later prehistoric
geststhatmetalhad a social and ideologicalratherthana prac- Europe of sufficient intensityto have retardedthe fissionof
tical value. A luxurylike metalreflects, of course,the differen- primitivesocial groups.
tial possessionofwealth,forwhichthe materialmay serveas a The generallyaccepted view of the agriculturalhistoryof
convenientformof storage. By providingequipment both Europe duringthe4ththrough2d millenniaB.C. sees slash-and-
prestigiousand suitablefortradeforotherluxuries(cf.Harrison burnfarmingas the initialagriculturalform,followedby vari-
and Gilman1977),metallurgy mayhave consolidatedthesway ous intensifications over the courseof time.There is overalla
of an alreadyexistentelite. It would not seem,however,that progression towardsmorepowerful systemsofproductionwhich
copperand bronzeplayed a significant role in maintainingthe is notonlylogical,butalso supportedby theavailable evidence
economicand social securityof households.Accordingly, it is (Green1979). Information is too scatteredto permitsystematic
hard to accept thatit called the eliteintobeing.It is betterto regionalreconstructions of the varied evolutionof subsistence
see metal as an index than as a cause of the developmentof techniquesin laterprehistoric Europe.A numberofwidespread
social stratificationin Europe. developmentsdo involve, however,the substantial,durable
Whilethecommodity-exchange theoryofeliteoriginsmaybe labor inputswhich,followingthe theoryjust outlined,would
usefulin othersettings,in laterprehistoricEurope it founders help to unbalancean egalitarianpoliticaleconomy.Plow agri-
culture,Mediterraneanpolyculture,irrigation,and offshore
on theapparentself-sufficiency oflocal communities. Trade was
fishingwill be discussedhere in an attempt to specifythe
mostlyconfinedto luxuries.4We must look, therefore, to the
relationshipbetweenagriculturaland social change.
processesof subsistenceproductionthemselvesratherthan to
exchangeforthematerialrootsofeliteorigins.
PLOW AGRICULTURE
4 Coles and Harding (1979:61-63) emphasizetheimportanceofsalt
in the economy of the Bronze Age. Since it is both biologically
Use of the ard is widelyattestedby the end of the 3d millen-
necessaryto its consumersand portable in quantities sufficient to
niumB.C. (Late Neolithicand Copper Age contexts).The evi-
satisfydemand,salt arguablywould be a bettercenterpieceforthe dence falls broadlyinto five categories.First, thereare dis-
commodity-exchange theoryofeliteoriginsthaneithermetalor food. coveriesof the ards themselves.Examples fromHvorslev in
Its exploitationin later prehistoricEurope is widespread (Nenquin Denmark and the Polada-culturesite of Ledro in northern
1961); in the Halle/Saale regionartifactsused in salt boilingdate to
the Early Bronze Age (Matthias 1976). This associationof earlysalt Italy date to the earlier2d millenniumB.C. (Battaglia 1943,
productionwith the rich (i.e., clearly stratified[Otto 1955]) Saxo- Lerche 1968). Second, thereare artisticrepresentations,such
Thuringian Aunjetitz is suggestive but requires confirmationin as the depictionsof ards in the rock art of southernSweden
otherregions.Elsewhere,knownbriquetagesites are associated with (Glob 1951) and the southernAlps (Anati 1961),attributedto
remainsof later periods,when social stratification was alreadv long
established.In any event,theinvisibilityof salt in thearchaeological theBronzeAge,orthecoppermodelofyokedoxenfromPoznanu
recordmakes it hard to assess its role in the economiesof areas that (Poland) of Copper Age date (Jazdzewski1965: pn.9). Third,
importedit. there are plowingmarks noted underneathbarrows.At the

Vol. 22 * No. 1 - February1981


South Streetlongbarrowin southernEngland thesecriss-cross El Argar and Serra Grossa (Bronze Age); grape seeds are
furrowsare C'4 dated to the early3d millennium B.C. (Fowler reportedfromMonte de la Barsella (Copper Age) and Serra
and Evans 1967). Whilesome of theseexampleshave been re- Grossa(AparicioPerez 1976:199; Arribas1968:44; Hopf 1971;
interpretedas being the result of turf-cutting rather than Hopf and PellicerCatalan 1970). Like theirAegeananalogues,
plowing(Barkerand Webley1978:170), the widespreadoccur- the chalicesof the ArgaricBronze Age may have been meant
renceof thesesubsurfacemarkingsas of Late Neolithictimes forwine drinking.Preciselybecause wild vinesand olives are
throughoutnorthernEurope (Neustupny1969) suggeststhat indigenousto the entireMediterraneanbasin, it is likelythat
the plow was in use on appropriatesoils well before2000 B.C. theirprehistoriccultivationwas not restrictedto the eastern
Fourth,thereare thewidelynoted"Celtic" fieldsystemsin the sectorsof that region.Fig and carob are otherMediterranean
BritishIsles and northwestern Europe, fieldswhose lynchet tree cropsforwhichevidenceof prehistoriccultivationexists
boundariesseem to have been produced by plowing.Many (AparicioPerez 1976:197-200;J. M. Renfrew1973:134-36).
examplesin GreatBritaincan now be placed in the 2d millen- Cultivatingthesetreecropshelpsthefarmerin severalways.
nium B.C. (Barrett,Hill, and Stevenson1976, Drewett 1978, Olives and vinesare complementary to the staple cerealsand
Fowler 1971,Thomas 1978), and in Ireland some of theseen- legumes.The fruittreesmay be intercropped withannual har-
closuresare dated to the 3d millennium(Caulfield1978). The vests,and the scheduleof workwhichtheydemanddoes not
high phosphoruslevels in the soils of Bronze Age fieldson conflictwiththatof the othercultigens.Thus, olivesand vines
Dartmoorsuggesta manuringregime(Denford 1975). Fifth, generatean absolute increasein productivityin the regions
thereis faunalevidenceforthe animalswhichpulled theards. wheretheycan be grown.As olive oil or wine,pickledolivesor
Clear metricalevidenceforcastratedcattleis reportedfromthe raisins,the crops lend themselvesto long-termstorage.Thus
Swiss BronzeAge (Higham 1968), and claimsforsimilarfinds Mediterraneanpolyculturepromotesthe materialsecurityof
are made for contextsas early as the 3d millenniumB.C. the subsistencefarmer.
(Bok6nyi 1974:116). The horse,an animal typicallyused for For the purposesof my argument,however,the most im-
its tractionratherthansimplyas a nutritional resource,is first portantfeatureofMediterranean polycultureis nottheincrease
domesticatedin the 3d millennium B.C. and is abundantin the in productivitywhich it permits,but the transformation of
2d (Bokonyi 1974:243-48). The sum of thesediverselines of propertyrelationswhichit implies.As farmingwas introduced
evidence indicatesthat throughoutEurope plow agriculture to prehistoricEurope,severalnew cultigens-oats and rye,for
was firmly establishedby about 2000 B.C. or earlier. example-were developed.They improvedcrop yieldsin tem-
The plowpresentsclearadvantagesto thefarmer in compari- perate climates(whichis whytheycame to be cultivated)but
son to the hoe. Animaltractionincreasesthe area a man can did not change the dynamicsof domesticproduction:as an-
work(or enableshimto cultivatethesamearea withlesseffort). nuals,oats and ryehave muchthesamelaborrequirements and
At the same time,theplow turnsthe soil moreeffectively (for storagepotentialas the wheat and barley they supplement.
example,by reincorporating plant materials),therebyincreas- Tree crops,in contrast,presentradicallynewtechnicalrequire-
ing yieldsand shortening the fallowcycle.In a Mediterranean ments.Vine cuttingsdo not yieldfruituntilthreeyears after
climate the pulverizationof the soil by the ard helps retain theyhave beenplantedbut produceforgenerationsthereafter.
neededmoisture.On appropriatesoilseven thelightplowsused Olives do not yieldfruitforten to fifteen
yearsafterplanting,
in prehistoricEurope wouldpermita largeincreasein produc- comeintofullproductionsometwentyyearslater,and continue
tivity. to give fruitforcenturies.In the meantime,the treesmustbe
This increaseis obtainedat a highinitialfixedcost. Fields pruned,the groundaround themplowed.In otherwords,the
must be cleared more thoroughlythan for swiddenfarming. farmermustinvesta lot ofworkbeforehe (or his heir)receives
The removalof stumps,once completedwithno littleeffort, a return.Mediterranean polycultureconstitutesa capital-inten-
is a permanentasset.The farmermustalso have animalsto pull sificationofsubsistence.
theplow.This tractionpowermustbe createdby humaneffort
in advance ofproduction."Withplow agriculture. .. no direct IRRIGATION
relationis exhibitedbetweenlabor currentlyinvestedin the
land and output.... To say plow agricultureis to say labor Chapman (1978) has stressedthe potentialimportanceof irri-
storedin the ground,in animalsand in equipment"(Gudeman gationforagriculture in themorearid sectorsofMediterranean
1977:580). The lynchetsseparatingplots in prehistoricEuro- Europe (cf. Gilman 1976:313-15). Direct evidence for pre-
pean field systemsmay be consideredthe fossilremainsof historicirrigation(remains of dams and ditches) is scarce.
propertyboundariesnewlyarisenundera systemof intensive Balcer (1974) describesa Late Helladic dam nearTirynsin the
agriculture(Lancaster 1979:330) and reflecting fundamental Argolid;Schule (1967) reportsa CopperAge irrigationditchat
changesin land tenureand inheritance patterns(Goody 1976). Cerrode la Virgenin southeastern Spain. Giventhe likelihood
that recent irrigationsystemswill have obliteratedancient
ones,moreextensiveverification oftheimportanceofirrigation
MEDITERRANEAN POLYCULTURE
in southernEurope mustrelyon indirectevidence,suchas the
Renfrew(1972). has emphasizedthe importanceof Mediter- locationof siteswithrespectto waterresources.Thus, in Late
raneanpolyculture in generating theagriculturalsurplusneces- Bronze Age Messenia sites are oftenlocated near springsand
sary forthe supportof Bronze Age Aegean civilization.Olive irrigationsystemsnowin operation(Van Wersch1972). Copper
pits,charcoalfromprunedolivebranches,oilpresses,and lamps and BronzeAge sitesin the arid sectorsof southeasternSpain
all clearlyindicatethe cultivationof the olive by the 3d mil- are located at the confluenceof seasonal streamsto maximize
lennium B.C.; a comparable range of palaeobotanical and the potentialfor flood-waterfarming(Chapman 1978). The
artifactualfindsshowsthat the vine was domesticatedat the evidenceremainsto be developed,but it seemslikelythatsim-
same time (J. M. Renfrew1973:125-34; Zoharyand Spiegel- ple formsof irrigationwere widespread in Mediterranean
Roy 1975). The diffusion of vineand olive cultivationintothe Europe duringlaterprehistoric times.
centraland westernMediterraneanis generallysupposed to In regionsof Mediterraneanclimate,irrigationis generally
have occurredas part of the Greek colonizationof the 1st advantageous.The diversionof wateronto fieldssupplements
millennium B.C. Thereis reasonto believe,however,that these and stabilizesthe irregularrainfalland makes it possible to
eminently usefulcultivarsmayhave beenexploitedin theWest growcrops in the summerdry season. In regionsof extreme
1,000 years or more earlier(Gilman 1976:315-16). In Spain, aridity,such as the Almeria/Murciaregionof southeastern
forexample,olivepits have been recoveredfromEl Garceland Spain (the "Nijar Desert" [Meigs 1966:89-91]), irrigationis
Nerja (Late Neolithic),Ereta del Pedregal(Copper Age), and essentialforregularagriculturalproduction.By increasingand
6 CURRE NT ANTHROPOLO GY
insuringyields,irrigationpromotesthematerialsecurityofthe Gilman: STRATIFICATION IN BRONZE AGE EUROPE
subsistencefarmerin MediterraneanEurope.
In southeasternSpain, wherethe possibilityof prehistoric plantingof treescreate a man-madelandscape to whichcon-
irrigationhas beenlookedintomostclosely,it is apparentthat tinuedaccess must be insuredif the productionsecurityfor
hydraulicsystemswould have been small in scale. The flood- whichthelaborwas expendedis to be maintained.
water farmingsystemscurrentlyin operationin the region Underappropriatehistoricaland ecological conditions,the
(Vila Valenti 1961) are essentiallyof Neolithiccharacter,and desireformaterialsecurityled laterNeolithicfarmersto create
nothingmorecomplexneed be suggestedfortheirprehistoric productiveworksoflong-term and generalutility.These assets
predecessors.Irrigationcannothave demandedtechno-bureau- wouldbe of value to othersthan theircreators.Thus, capital-
cratic management.Its significancefor social stratification intensification of subsistencetransfers the problemof security
must,rather,be along the lines suggestedby Childe: once a fromthe materialto the social field.The investments of labor
systemhas been graduallyexpanded,its dams, ditches,and to insurefutureproductionwouldhave to be defended.But the
terracesrepresenta considerableinvestment. value of these same assets would dampen the potentialfor
social fission,so that it wouldbe difficult to checkthe aspira-
tions of those to whomthe defensehad been entrusted.In the
OFFSHORE FISHING
face of a protectorwhoseexactionsseem excessive,the house-
Accountsof prehistoricfishingin Europe afterthe Mesolithic hold's choicesare limited:it may abandon the asset forwhich
are scarce, Clark's (1977) discussionof the offshorefishing it soughtprotection;it may findanotherprotector(who may
activitiesof megalith-builders in AtlanticEurope and Evans proveno less self-aggrandizing thanhispredecessor);or it may
and Renfrew's(1966) descriptionof tunnyfishingat Saliagos submitto the excessiveexactions.Over the long term,these
in the Cyclades being salient examples. There is reason to options consistentlyfavor the protectors.In the end there
believe,however,thatfishing mayhave beenmoreimportantto wouldhave arisena permanentrulingclass. Its main symbols
laterprehistoric Europeaneconomiesthanthescantyliterature ofpowerand prestige-armsand flashyluxuriesentirelyappro-
wouldindicate.Thus,in southernScandinavia,thehundredsof priate to the elite's functionin society-constitutethe most
ships depicted on Bronze Age rock carvings and artifacts salientfeatureof the Early Bronze Age fromAunjetitzto El
(Brondsted1958:135-40,176), as wellas the cod and haddock Argar.
remains recoveredfrom one of the region's few excavated Verification of thisaccountultimatelymustdepend on the
Bronze Age settlementsites (Thrane 1971:160), suggestpre- reconstruction of detailed sequences of economicand social
historicexploitationof a richavailable resource.The evidence changein thevariousregionsofEurope.Two implicationscan,
remainsto be recoveredand developed,but the richnessof however,be at leastpartiallyexamined.Temporally,thetheory
Atlantic,Baltic,and Mediterraneanfisheries and the longtra- suggeststhatin any givenregiontheintroduction ofintensified
ditionofexploitingmarineresourcessuggestthat offshore fish- subsistencetechniquespreceded the developmentof social
ing may have made a substantialcontribution to the material stratification.Spatially,it suggeststhat at any giventimethe
securityoftheresidentsofcoastal Europe. degree of stratification was more intensein areas in which
To theextentthatfishing is carriedoutbeyondtheimmediate capital-intensification of subsistencewas either particularly
shore,it involvesprogressivelymore elaborate technological necessaryor particularlyadvantageous.
assistance.A hookand line,a castingnet,a leisterare all fairly Available evidencemeetsthe firstof these two corollaries.
simple,but the larger boats and nets requiredfor effective In Denmark,forexample,plow agricultureis widelyattested
exploitationof offshore fisheriesinvolve a very considerable in CordedWare/BattleAxe contextsofthelater3d millennium
investment oflabor in advance ofproduction.The 15-msewn- B.C. (Seebergand Kristensen1964),yet stratification does not
plank boats of Bronze Age date fromNorth Ferriby(York- developuntilthe Early BronzeAge (Randsborg1974). A simi-
shire)are estimatedto have had a workinglifetimeof50 years lar sequence of economicand social events occurs in central
(Wrightand Churchill1965). Once again, if such technologies Europe (Neustupny1969,Otto 1955). Olive and vine cultiva-
are importantto a group'ssubsistence,thatgroupis dependent tionis well establishedin the Aegean by Early BronzeAge 2,
upon capital investments to which continuedaccess mustbe wellbeforethe Minoan/Mycenaean"takeoff"intosocial com-
insuredby social means. plexity (Renfrew1972). Given the evidence for substantial
climaticstabilityoverthepast 7,000yearsinsoutheastern Spain
(Chapman 1978), irrigationmust have been practisedby the
DISCUSSION Nijar Desert'searliestfarmers in the4thmillennium B.C.; social
stratificationis firstapparentin the El Argarcultureofthe 2d
I have set forthfour capital-intensifications of subsistence millennium(the burialpatternsof the precedingLos Millares
introducedmoreor less widelyin Europe in later prehistoric phase beingcharacterizedby "ranking"[Chapman1977]).Off-
times. Other possibilities-Barfield's(1971:71) mention of shorefishinghas been suggestedas an importantsubsistence
agriculturalterracingin Bronze Age northernItaly, for ex- activityby Clark (1977) for the megalith-builders of later
ample-remain to be explored.The changesmentionedhere NeolithicAtlantic Europe, well beforeBronze Age develop-
share importantfeatures.All are simpletechnologiesto insti- ments. Capital-intensification of subsistenceclearly precedes
tute; the taskswhichtheyentailcan be carriedout withinthe theemergence ofelitesin laterprehistoric Europe.
scope of cooperationbetweenhouseholdswhich may be pre- The scarcityofdetailedstudiesofBronzeAgesocialstructure
sumedto existnormallywithinthe domesticmode of produc- makesit moredifficult to assess the spatial implicationsof my
tion (Sahlins 1972). In addition,all contributeto the produc- theory.For Early BronzeAge Denmark,Randsborg(1974) has
tion securityof households.The plow, olive trees,irrigation shownthat positivecorrelationsexistbetweenthe numberof
systemsnot only increase,but also (and more significantly) graves in a region,the degree of stratification reflectedby
stabilizeproduction.Thus, the adoption of these techniques wealth differentials in cemeteries,and the traditionalgrain
may be understoodwithoutappeal to factorssuch as popula- yieldsforthatregion.This is consistent withthesuggestion that
tion pressureor resourcedepletion.Finally,the benefitscon- plowagriculture generatesnotonlyhigherpopulationdensities,
ferredby the new methodsare all achieved by preparatory but also greatersocial inequalities.An exceptionto thistrend
labor inputswhich,once expended,assist productionover the occursin northwestern Jutland,wherepopulationdensityand
longterm.Developedfarming and fishingentailtheinvestment wealthconcentration are muchgreaterthanwouldbe predicted
of much work in long-lastingassets which cannot easily be by grainyields.It is notable,however,thatnorthwestern Jut-
relinquished.The buildingof dams, clearing of fields,and land is adjacent to therichLimfjordfishing grounds(Rasmus-
Vol. 22 *No. 1 February1981
sen 1974),whereoffshore fishing wouldbe highlyproductiveandat the expenseof an at least equally significant amassingof
comparativelysafe. Randsborg'sdetailedregionalassessments wealthand laborpowerfortheirownimmediatebenefitthrough
of social structureand economicpotentialare as yet rare in conflictand otherexploitativemeans. However,he seems to
Europeanprehistoric studies.For the mostpart one mustrely findit clear,whileI do not, that thereare coherent,opposed
on moregeneraldistributional argumentsin seekingconfirma-clusterings offunctionalist and nonfunctionalist scholarlyposi-
tion of the theory.Thus the significanceof Mediterranean tions.It is evenless apparentto me thatwe wouldscorea con-
polyculturein Aegean cultureprocessis reflected, ceptual or interpretive
as Renfrew advance by whollydenyingthe former
(1972:283) indicates, by the tendencyof major Minoan/ and insistingthatonlythe nonfunctionalist schoolcan contrib-
Mycenaean sites to be located in areas of large-scalepresentute to an understanding of social evolutionaryprocesses.As
viticulture.A similarargumentcan be put forwardforarid the increasinglyfruitlesscontroversiesover new versus old
southeasternSpain, whose Copper/BronzeAge sequence (the archaeologyand substantivistversus formalisteconomican-
Los Millaresand El Argarcultures)is therichestin theIberian thropology also suggest,ouraim shouldbe to redressa balance
peninsula.This relativewealthis definedby thegreaternumber ratherthan to prolongan oscillationbetweenpolarized,ideo-
of fine and exotic goods (ivory, metal, etc.) found in elitelogicallypurepositions.
burialsassociatedwithpermanent,oftenfortified AncientNear Easterndata shed some comparativelighton
settlements.
Immediatelyto the west in well-wateredcentralAndalusia,a otheraspects of his argumentin whicha slightreformulation
regionwhoseculturalsequenceis nowwellunderstood(Arribas mightbe helpful.Particularlyimportantis theplace he assigns
1976), metal and otherluxurygoods are scarce and wealth to craftsmanship, and especiallymetallurgy. In denyinga cen-
differentials tralrolefortradein theemergenceofsocial stratification,
betweenburialsrelativelysmall; indeed,collective he is
burialritualspersistwellintothe2d millennium at pains to identifythe specializedproductionof copperand
B.C., longafter
theirreplacementby individualizingburial rites in the arid bronzeas having been mainlvfordisplay,burial and votive
regionsto the east. Apparently,in better-watered hoarditemshaving"a socialand ideologicalratherthanpracti-
regionsdry
farming was easier,capital-intensification cal value." One mayask,however,to whatextenttheapparent
ofsubsistence(in the
formof irrigation)was less necessary,and, as a consequence, latenessand rarityof archaeologicallyattestedmetal agricul-
tendencies towards social stratificationwere less marked. tural tools are sufficient demonstration of thispoint. Excava-
Furtherinstancesoftheregionalassociationofsocialcomplexity tionsthathave been concentrated almostexclusivelyon graves
with capital-intensivesubsistenceremain,of course, to be and settlements are a grosslyunrepresentative sampleon which
developed. to base such a generalization, the moreso since thereis every
I have soughtto put forwardan accountoftheemergenceof reasonto believethatbrokenitemswerevaluable enoughto be
elitesin Bronze Age Europe whichwill improveon the func- repeatedlyreworkedand recast. Gilman makes referenceto
tionalismcurrentamongEuropeanistprehistorians. claysicklesthatwereindeedubiquitousin Mesopotamiaduring
The theory
presentedhere is more faithfulto the sequence and regional mostofthe4thmillennium, but it is equallysignificant thatby
distribution theendofthatspan theyhad practicallydisappearedfromcon-
of economicand social eventsin later prehistoric
Europe. Thus, even in Greece and the Aegean, where the temporaryuse (Adams 1981), surelyhavingbeen replacedby
Minoan and Mycenaeanpalaces give managerialtheoriessome metal equivalentseven thoughthe latterare still almost un-
plausibility,evidence for stratification knownin archaeologicalcontext.
precedesthe develop-
mentofcentersforhigher-order Whilewelcomingtheemphasishe givesto agricultural
regulationby severalcenturies. inten-
In addition,a nonfunctionalist sificationas a stimulusto social stratification,
approach explainsbetterthe T am similarly
militarismwhich characterizesthe accoutrementsof Bronze uneasyoverhis displacementofcommodity exchangefromany
Age elitesthroughout part in engendering
Europe. As the "protectors"established this process. Grantedthat long-distance
and consolidatedtheirpower over the capital-intensive movementof foodstuffs
food was "quite beyond the capacity of
producersunderthem,means to display theirsuperioritybe- Bronze Age transportsystems"(save in cases like Egypt and
came necessary.The developmentof specializedtechnologies, Mesopotamia,wherecentralriverinearteriespermittedlarge-
such as metallurgy, and the tradein luxuriesshouldbe viewedscale water-borne commerce),we cannotmerelybifurcatecul-
as indicationsratherthan as causes of the emergenceofstrati-turalinventories intoutiliarianproductsand luxuriesand deny
fication.As Lancaster (1979) pointsout,in societieswithcapi- theimportanceofinterregional tradeon thegroundsthatit was
tal-intensiveagriculture confinedto the necessarilyrestricted
subsistenceand prestigeare integrated flowof thelatter.A more
intoa unitarypoliticaleconomyofpower.Finally,the outlook functionalview, but one not inconsistentalso with Gilman's
takenherecorresponds betterthanthefunctionalist model of conflict-based
viewto the evolution,instead mightmake a case
actual role of elitesin historicallyand ethnographically forthe social utilityeven of preciousmetalsthat wereunam-
docu-
mentedclass societies.A focuson exploitation, biguousluxuries.Naturallyscarce,fungible,
ratherthan on durable,and with
management, as the central"function"of the rulingclass con-a widespreadreputationforfinenessand integrity, theycould
stitutesa moreuniformitarian be hoardedand rapidlydeployedas a formofbuffering
viewofsocialprocessin stratified against
societies.For thisreason,thetheoryput forwardheremayhelp riskand uncertainty. The movementof gold and silveracross
explainthe beginnings of social stratification muchof the Old Worldcontinuedsteadilyand withfewinter-
in otherinstances
besidesthat oflaterprehistoric Europe. ruptions,at least duringall laterpremodern periodsforwhich
our knowledgeis more adequate. For the Bronze Age, too,
therefore, someformofluxurytradeperhapsshouldbe seen as
a prototypefor what later became "a disguisedtransferof
essentialgoods" (Schneider1977:27) and "a major economic
Comments process-not merelyan epiphenomenon" (Richardsn.d.).
A finaldifficulty may be involvedin Gilman's attemptto
byROBERT McC. ADAMS documentthe coreprocessofthe growthofsocial stratification
OrientalInstitute,University
of Chicago,Chicago,III. 60637, fromarchaeologicaldata alone. Rich female and subadult
U.S.A. 29 vi 80 gravesmay indeed reflect"the progressiveseparationof high
Gilman'sanalysis,whileprimarilyconcernedwithprehistoric status fromachievement"in a prehistoricEuropean setting,
Europe, is of much widerinterestand relevance.I generally but Mesopotamiancuneiformtexts fromthe mid-3dmillen-
sharehis viewthatexplanationsfortheriseofsocial eliteshave niumnoware knownthat unambiguously attestto alternative
too frequentlystressedtheirintegrative,
managerialfunctions possibilities.In one case, the purchaserof a fieldfromthe

8 CURRENT ANTHROPOLOGY
eldestson ofa dead templeadministrator undertookto provide Gilman: STRATIFICATION IN BRONZE AGE EUROPE
luxurious,carefullyspecifiedfuneraryofferingsnot onlyforthe
grave of the fatherbut forthe grave of the motherupon her privateownership ofland. In centralItaly,thistechniqueis not
eventualdeath (Steinkeller1980). Such documentary evidence archaeologically knownbeforethe 7thcenturyB.C., apparently
raisesdoubtsthatextendto areas likeEuropewhereit does not as a consequence,notas a cause,oftheemergence ofpermanent
exist.How genuinely separableare statusand achievementany- Offshore
social stratification. fishingmay be a "capital-inten-
where,not forindividualsbut forsocial aggregates?By what sive technology"(thoughnot a durablyeffective one) but does
analyticalsubtletiescan we manageto interpret archaeological not seemto be so clearlyattestedon archaeologicalgroundsas
associationsof gravegoods so as to disentanglepersonalhold- to be considereda widelydiffused subsistencetechniquein the
ings,reciprocaltransfersof materialgoods,and perhapsalso BronzeAge.
giftsor exchangesintendedto solidifyvariousformsofalliance? The limitedsize of the European Neolithicand BronzeAge
The problemis compoundedby numerousindicationsthat the communitiesand the consistentdiscontinuitvin settlement
roleof women,at any rate in earlySumeriansociety,was not seem to excludethe hypothesisof durablysuccessful"capital
thepassive,subordinateone that is perhapstoo quicklytaken investment"and its effectsas the basis forthe emergenceof
forgrantedforthe Bronze Age generally.In short,increasing permanentrulingclasses duringthese periods. As a general
variabilityin thewealthdisposedin gravescouldwellhave had hypothesisforprehistoric Europe,it seemspossibleto suggest
a numberofmeaningsforearlyEuropejust as forMesopotamia. that one or more of the preconditionsfor the emergenceof
We shouldacknowledgetheconsiderableelementofspeculation permanenteliteswerepresentat different timesand in different
in explainingsuch variabilityon the basis of movementalong culturalareas of Europe at least fromthe CopperAge on, but
the singleaxis frommodeststatus differentiation towardin- thenecessarycombination ofpermanent preconditions(mainly,
creasinglyrigidand pronouncedsocial stratification. generalisedlabour division,settlementcontinuity,and large
communities)did not appear beforethe Late Bronze and
Early Iron Ages.
byANNAMARIABIETTISESTIERI
via Monterone 4, 00186 Rome,Italy. 12 vi 80
The author'sviews on prehistoriceconomyseem to be based
mainlyon the categoriesand functioning of moderneconomic byALBERTOCAZZELLA
systems;it is at least questionablethatwe can legitimately use Istitutodi Paletnologia,Universitd di Roma,via Palestro63
concepts as trade or capital investmentwith referenceto 00185 Roma,Italy. 25 vii 80
Neolithicand BronzeAge Europe. Gilmanhas set himselfthe task of expressingin explicitterms
Furthermore, a basic culturalchange (that is, a structural the theoreticalassumptionsthat formthe basis of various
transformation cannot
such as the rise of social stratification) interpretive hypotheses.AlthoughI agree with many of his
be seenas determined by a singlefactor-herethepresenceofa statements,thereare some thingsthat I findpuzzling.The
"capital-intensivesubsistencetechnology"-isolatedfromits "functionalism"he discusses brings togetherscholars with
context.In a generalconsiderationof prehistoricEurope, it vastly different ideas: Wittfogel,Service, Sahlins, Flannery,
shouldbe seenas theresultofbasicallyseparatelocal develop- Renfrew,et al. Perhapsthe one thingtheyhave in commonis
mentsassociatedwiththeexistenceofregionalsituationslargely theprecedencetheygiveto thesocialoverthepurelyeconomic,
differentin environmental, social,economic,and, moregeneral- whichaccordingto almostall of themderivesfromsubstanti-
ly, culturalconditions.The emergenceof social stratification visteconomics(in whichcase, Adamsshouldalso be included).
should thereforebe analyzed as a process internalto the The significance assume,forexample,in
thatsocial institutions'
regionalculturalcontextand resultingfroma whole complex a neoevolutionistview cannot be applied to ideas based on
of specificallylocal factors. systemstheory.If it is rightto criticizea harmoniousconcep-
The author'scriticismof the functionalist approach to the tionof societyand to emphasizethe exploitativenatureof the
developmentof social stratification applies only to historical emergingelite, then.it is necessaryto point out that even
situationsof advanced social division(Sumnerand Rome are Childe assignedsuch an elite an importantfunction,which,
amongthe instancesproposed),that is, to trueclass societies. independentof any moral considerations, contributedto the
In such instancesthe organizingactivityof the rulingelitesis creationof a basis formorecomplexhistoricaldevelopments.
obviouslyfunctionalforthe rulingclass or classes and may or Explanationssimplylabeled "nonfunctionalist" run the risk
may not also be functionalforthe lowerones. However,this of endingup as social psychologicalstatements:Some individ-
apparentlydoes not apply to unstratified societies,in which uals tend to dominateothersand can onlybe stoppedby the
specializedmanagerialor militaryactivityof groupsor indi- splittingup ofthegroup;groupstendto splitunless,forreasons
vidualsmaywellbe functional forthecommunity as a wholeas of investment of capital,theyare forcedto confinethemselves
well as representing the startingpoint forthe formationof a to specifiedterritories.Gilman states that technologicalele-
hereditaryelite (that is, forthe riseof class division). ments(theplow,vineand olivecultivation)are directlyrespon-
As regards"capital-intensivesubsistencetechnologies,"all sible fora closerconnectionwiththe territory occupied; these
subsistencetechniquesrelatedto agricultureas the main eco- elementsshould,however,be considerednot as causes, but as
nomic basis of a societyimplya substantialenvironmental indicationsof an alteredsocioeconomicorder.Whetheror not
change-preciselywhat the authorwouldcall a capital invest- one can reallyspeak of a "rulingclass" in the Bronze Age of
ment.Slash-and-burn agriculturein continentalEurope under Europe,class differences shouldbe based on concretedivergen-
technicalconditionsof Neolithictype is a perfectlygood in- ces ofgroupeconomicinterestsratherthanthoseofindividuals.
stance.Plow agriculture and irrigation are widelydiffused agri- Although recent prehistoricresearch has recognized an
cultural techniqueswith no special implicationsas "capital independentdevelopmentof the various European cultures
investments" in respectto others.Moreover,fielddivisionsdo duringthe Bronze Age, it would be wrongto excludeentirely
not necessarilyimplyprivateownershipof the land, as is indi- the economicand social influencesof highlycomplexsocieties
cated by instancesof the subdivisionof communalland into derivingfromthe Aegeanand the Near East. This wouldonly
individual familygardens or fields in modern "primitive" serve to confusethe phenomenaoutlinedby Childe with a
societies.Mediterraneanpolycultureis a complexsubsistence generic"diffusionism." The evolutionof social stratification
techniquethat cannotbe identified fromthe presenceof olive duringthe Bronze Age of Europe is perhapstoo complicated
pits or grape seeds alone, since it indeed impliespermanent to be explainedby a singlemechanismof actionand reaction.

Vol. 22 No. 1 *February1981 9


byHENRIJ. M. CLAESSEN byCAROLEL. CRUMLEY
Instituteof Culturaland Social Studies,University ofLeiden, Departmentof Anthropology, University of NorthCarolina,
Stationsplein 10, Leiden,The Netherlands. 27 vi 80 ChapelHill, N.C. 27514, U.S.A. 2 viii 80
Gilmanconvincingly argueswhyBronzeAgeEuropeanfarmers Evidence forsocial stratification in the European BronzeAge
preferredto stay in theirvillages ratherthan to migrateto is confinedto burial furniture and a few isolated habitation
escape theburdenofexploiting(political)leaders.In thisway- sites.Thereis scantdemographic information, and thereare no
and in thisway only-his well-documented articleis a valuable data on settlementsize, composition,or function(s).Nothing
contributionto our knowledgeof the developmentof social is knownof the natureof social or economicrelationsor of
stratification and political leadership.It does not explain, land tenure.Lacking such information, it is particularlyrisky
however,howand whystratification and leadershipdeveloped. to speculatewhichsegmentsof the community mightmanipu-
We may safelyassume that inequalityand leadershipalready late capital and in whatformcapital mightchangehands.
existedlong beforethose farmersstarted to invest in their Gilmanrightly stressestheimportanceofnewlabor-intensive
agriculturalequipment.The new situationmay have led only practicesthat undoubtedlyconcentratedcapital in physical
to a morecomplexor moreintensiveformofleadershipand the space,buthe makesa leap offaithin theassumptionthatthose
formation ofa clearlydistinguished elite. who controlledfixedresourceswerethe same individualswho
He rejectstheviewthattheleadersor elitewerebenefactors wereburiedamidstmobilierpersonnel.The pointis that with
of theirpeoples,and he is probablyrightin this.However,in littleevidenceand no convincingethnographic parallels,it is
doingthisso rigorously he runsthe riskof throwingaway the entirely possiblethattwosegmentsofa BronzeAgecommunity
baby with the bathwater.There is substantialevidencethat mighthave made ratherdifferent capital investments-onein
sociopoliticalleadershave servedthe interestsof theirpeoples heritableland, the otherin easily disposed-of goods.In such a
welland fairly.It can even be arguedthat the rootsof leader- scenario,the dialecticof powerbetweenthe two mighthave
shipare foundexactlyin thisquality(e.g., Levi-Strauss1967). led in some cases to dominanceby personswho controlled
That leaderswerecompensatedfortheiractivitiesseemsrea- capital in bothforms.
sonableand evident;reciprocity is an almostuniversalfeature Gilman'sargumentthattheindividualsburiedwithprecious
in humanculture(cf. Sahlins 1965,Mauss 1970). That in the goods were consistently the rulingclass (i.e., at the top of a
courseof time,with the growthof sociopoliticalcomplexity, hierarchicalsocial and economicstructure)fallsintothe classic
reciprocalrelationsbecame asymmetricalcannot be denied flawedfunctionalist categoryhe decries:it is functionalist in
(cf. Claessen 1978,Friedman1979),but thisis not sufficient to that these people are mobile defendersof immobileagricul-
makea politicaleliteexploitersonly. turalists,hierarchicalin that they representa group which
controlstheproductionofagriculturalists throughtribute,and
"evolutionary"in that complexityis again associated with
byGEORGE L. COWGILL hierarchicalorganization.
Department of Anthropology, Brandeis University,Waltham, If one is to stresstheindependenceof EuropefromOriental
Mass. 02254, U.S.A. 14 VII 80 influences, thenone mustalso stressthe incrediblevarietyof
I am strongly in sympathywithGilman'sgeneralpointofview, Europeanculturesand theirdistinctivehistoric,economic,and
which is highlycritical of functionalistexplanationsof the culturalcircumstances. A rulingelitemay well have comeinto
originsofsocialstratification and also ofsimplistic
explanations beingin someareas whenconquerorsestablisheddominanceby
of stratification as an adaptive responseto environmental or forceofarmsoverlocal agriculturalists. In otherareas (as one
demographic pressures.I believeGilmanhas madea significant sees in Africa,forexample)a groupof individualsmay have
contribution to thoughtabout social stratification in general, establishedinheritablepower in a few generations.In still
as wellas to our understanding of BronzeAge Europe. others,the peculiarlyEuropean versionof patronage,linked
I have only a fewsuggestionsforsmall improvements and with the inheritanceof particularparcels of land (mountain
Thereis a slighttendencyto speakas ifbeneficial passes, riverfords,etc.) suitedforregionaldefense,may have
clarifications.
managementand selfishexploitationweremutuallyexclusive, solidified thesocialand economicpositionofa lineage.In some
althoughI doubt if Gilman reallyintendsthis. In any case, areas, it is possiblethat merchantsand otherswho controlled
human affairsare more complicated,and many elites have a variety of informationgained dominance throughtheir
surelyoperated by complexand shiftingmixes of coercion, associationwithmorepowerfulcontiguousgroups.
intimidation, bamboozlement, enthusiasm,and at least some- In short,I wouldarguethatno singletheoryoftheoriginsof
timessomereal benefitsforthosebeneaththem. social stratification,functionalistor nonfunctionalist (is thisa
Anothersourceof confusionin functionalist argumentscon- veiledreference to theNew Structuralism? ifso, Gilmanshould
cernsthe entityor entitiesbeingbenefited.With referenceto showthe forceof his convictions),can coverthe multitudeof
individualpersons,the shiftto stratification may mean a culturalcircumstances in Bronze Age Europe. Moreover,it is
deterioration in the qualityof lifeforall but a few.Yet, with best to considerhierarchicalnotionsof social stratification in
reference may be the only
to societies,a shiftto stratification Europe (forwhichonlylimiteddata exist) and elsewhereas a
way to surviveif the societyfindsitselfin competitionwith particularcase ofheterarchical (Crumley1979) social structure.
otherstratified and aggressivesocieties. This generalassumptionwouldallow variousfactions-landed
In connection withthislastpoint,I wonderifbronzeweapons agriculturalists, religiousfigures,merchants,skilled trades-
were merelyanothermeans by which elites displayedtheir persons,and a host of others-to jockey (as theymust have)
superiorityor if they don't reflecta considerableincreasein forsocial,political,and economicpositionin a systemopen to
seriouswarfareas various elites competedwith one another both cultural (e.g., mercantile,military)and natural (e.g.,
forsignificant materialstakes. climatic,topographic)variation.
Gilman makes good use of Earle's analysis of Hawaii and
notes the relevance of ethnographicand historicstudies of
othermorerecentstratifiedsocieties.I stronglyagree,and I byTIMOTHY EARLE
believethatanalysis,or reanalysis,ofnumerousotherinstances Departmentof Anthropology, Universityof California,Los
would supportand refineGilman'sgeneralthesis,if the work Angeles,Calif.90024, U.S.A. 24 vii 80
is undertakenwithoutstrongfunctionalist preconceptionsand Gilman'snonfunctionalist approachto explainingsocial strati-
without the opposite preconceptionthat all elites can be ficationis mostattractive,and I fundamentally agreewithhis
assumed to be purelyand simplyexploitativeunless proven argument.The functionalist positionhas had difficulty estab-
otherwise. lishinghow an institution withgeneralsurvivalvalue could be
10 CURRENT ANTHROPOLOGY
selected for. In a small egalitarian society, the perceived Gilman: STRATIFICATION IN BRONZE AGE EUROPE
advantage of an institutionto the individualsof a group is
sufficient to explain why the institutionwould have been servationsfocus,on theone hand,on the characteristics of the
adopted or elaborated.However,in a stratifiedsociety the modeland, on the other,on its fieldofapplication.
situationis morecomplicated.As Gilmanmakesclear,because of themodel.The model appears to have
1. Characteristics
interestsdifferforthe various classes withinthe societyit is twoweak points.The firstconcernstheproblemofinnovation
best to see how an institutionfunctionsto maintaina given in productiontechniques.The archaeologicalevidenceon which
classratherthanthesocietyas a whole.For example,irrigation, the modelis based is stillverylimited,exceptwithregardto
warfare,and trade may be selectedforbecause they support plowagriculture and theutilizationoftheard.The development
elitesand theircontroloverwealth. of Mediterraneanpolyculture, Iberian irrigation,and offshore
Thus we returnto the questionof how to explain social fishingin the Atlanticand perhaps the Baltic requiresmore
stratification.Can it be that elitesare requiredto solve prob- support.Furthermore, innovationis not,evenfromtheauthor's
lemsconcernedwithgroupsurvival?Gilmanarguesconvincing- pointofview,explained,but onlyacknowledged.
ly against this. Can therebe technologicalor environmental The secondweak pointconcernsthe hereditary characterof
characteristics that eitherprovideinherentdifferential access elites.The archaeologicalevidencesupportingthe hypothesis
to economicresourcesor,as Gilmansuggests,enablecontrolby thateliteswerehereditary (richgravesofwomenand children)
elites because of the high costs of segmentation? This is the is substantial,and the interpretation of this phenomenonis
reasoningofthepresentpaper.We must,however,stillconsider interesting.However,thecauses oftheemergence ofhereditary
fullyhowelitesprovideservicesto theirdependentpopulations authorityare not veryclear. My experienceof the ethnology
and how this may affectthe evolutionof social stratification. of West Africansegmentedsocietiesallows me to suggesta
Elites provideaccess to land and technology,some security solution to this problem. In a segmentedsociety, lineage
againsthardtimes,and protectionfromattack.Ethnographers mobilityis considerable.To the principleof segmentationis
frequently mentionthepaternalism ofelitesand theimportance opposedthephenomenon ofaggregation.The foundinglineage
ofthisrelationship to thepeasants(cf.Johnson1971).Although of a villageis joined by otherfamiliesof variedorigins,but it
Gilmanrecognizes this,he emphasizesthewayelitesmanipulate retains,throughseniority,political power over the village
therelationship to increasetheircontrolofthecommoners, and (Gallay n.d.). This powerremainslimitedas longas the chief-
he dismissestheelite'sfunctional rolein theinitialdevelopment dom is transmitted withinthe lineageby age rank. Real and
ofstratification. permanentlineagehierarchization becomespossibleas soon as
Despite the attractivenessof this position,I feel that the power is transmittedaccording to birthright(Meillassoux
functionalcharacteristics of the elite forthe broadersociety 1977).This mechanism, whichis in thelast analysisdetermined
maybe criticalforthedevelopment and stabilityofa stratified by seniority,could explain the developmentof a permanent
society.In brief,whethera stratified systemcan developmay lineagehierarchy.
depend on the importanceof the functionsprovidedby the 2. Fieldsofapplication.In referring to severalexoticsocieties,
elite.Duringexpansion,the elite mustcontrolnew dependent Gilman implies that his model can be generalizedbeyond
producersas potentialrevenuesources.Criticalto its ability Europe.In adoptingthisposition,he runstheriskofadmitting
to expand is the cost of controlling theseadded producers.A a simplisticevolutionism. As Scheurer(1979:120) has pointed
high-costoption is to controlthem throughforce.In most out, thisviewpointis strictlyconditionedby the advantageof
situationsa lower-costoptionis to providecriticalservices.In hindsight, whichprivilegesa singleevolutiveline and rulesout
order to predictwhere stratification will evolve, it may be all solutionswhich have had no historicaldescendants.In
necessaryto locate the conditionsthat minimizethe cost of biologythiswas fora longtimethe positionof the Darwinists
addingnewdependentproducers.Wherethefunctions provided and is currentlyin the processof being abandoned (notably
by the elite are of key importance,commonersare highly withthe conceptof "evolutionbuissonnante").It is necessary
dependenton the eliteand cost of controlis relativelylow. In now to effectthe same decenteringof the observerin the
otherwords,wheremanagementis advantageousto the com- historicaldisciplines.Only then will it be recognizedthat
monerpopulation,controlcostsare minimizedand a stratified historicaleventsare multiform and not entirelysubjectto the
systemshould be able to develop rapidly. Such situations determinism impliedby a dogmaticevolutionism.
includethosewithfrequentenvironmental and social disasters The West Africantraditionalsocietiesgive us, in thisfield,
and thoserequiringcomplexsubsistencetechnologies. an exampleofa different evolution.In thisregiona segmented
The potentialsuccess of a stratifiedsystem,therefore, de- societyof hoe agriculturalists coexistswitha highlystratified
pendson thecostofcontrol.This in no waycontradictsGilman, societycomprising chiefdoms, castes,and evenslavery(Maquet
but simplyplaces his argumentin a broaderperspective.The 1967:224-27). This stratified societyapparentlyhas its origin
inhibitorsto segmentation that he discusseslowerthe cost of in the developmentof trade in the Middle Ages, notablythe
socialcontrol.Similarly, elitesmaybe expectedto altereconom- trade in gold and salt (Mauny 1970). The structureand
ic relationsin any way that will lowercosts,forexample,by historicalgenesisofthesocietyare therefore differentherefrom
restricting access to land. The ecologicalcontextand thepoten- the Europeansituationproposedby Gilman.
tial functionalimportanceofelitesshouldbe consideredin this
same perspective,for it may well be these factorsthat are
crucialfortheinitialevolutionary successof stratification. byA. F. HARDING
Department ofArchaeology,UniversityofDurham,46 Saddler
St., DurhamDHI 3NU, England.25 vi 80
byALAIN GALLAY Gilman'sarticleis an interesting contribution to Bronze Age
Departement d'Anitliropologie,Universitede Gene've12, rue research.It is well knownthat differentiation in both grave
1227 Garouge-Geneve,
Gustave-Revlilliod, Switzerland.8 VI 80 formand the provisionof gravegoodsin Europe startedon a
Gilman'spaper presentsan extremely interestingapproachto big scale in theEarly BronzeAge; thisis interpreted,rightlyor
in Europe at the end of the
the originsof social stratification wrongly, I am sure
as the startof markedsocial stratification.
Neolithicand the beginningof the BronzeAge. The methodis Cilman is rightto be scepticalof the purelyfunctionalist ap-
a hypothetico-deductive one (Gardin1974),whichis unfamiliar proach to this problem.Many of the lines of explanation
to European prehistorians but is the only type of approach advanced by the functionalists are simplisticand oftenseem
that can go beyondthe dreadfulhistoricalexplanationsgen- to me to adopt an almostdeterministic stance,concentrating
erated by an exclusivelyempirico-inductive method.My ob- on onlyone elementin the complexmass of interwoven vani-
Vol. 22 *No. 1 *February1981 11
ables. At the same time,I am not convincedthat the "non- It is no criticismto say that its chiefweaknesslies in the
functionalist" alternativesare not open to the same criticism. lack of empiricalevidence for the capital-intensification of
Gilman'sprofessedaim is to "explainin nonmanagerialterms agriculturein morethan a fewscatteredand patchyinstances
whysocietieswithhighlyproductiveeconomiestend to have ofunequalvalue. It is partlyto remedythisthatI am excavat-
elites" and to suggesthow elitesestablishand maintaintheir inga Bell Beakersettlement at Moncin,Borja (northern Spain),
control"in spite of the fact that theiractions do not serve lookingespeciallyfortracesofoliveand vine cultivation.With
commoninterests."Afterrejectingcommodityexchangeas an A. J. Legge, I hope to be able to identifythe points in the
explanation,he goes on to considerfouraspectsof subsistence culturesequenceof the Ebro Valley at whichsubsistencepro-
technology thathe sees as representing"capital-intensification duction changed gear, so that we can test Gilman's ideas.
of subsistence."Althoughthe precise social and economic There may also be traces of early irrigationand specialized
mechanismsare different, the typeof explanationprovidedby animalhusbandry.
thesefactorsseemsto me much the same as the functionalist As an organizingmodelforthe BronzeAge I findGilman's
oneshe has rejected.Gilmanis rightto drawattentionto these ideas mostattractiveand quite as usefulor convincingas the
factors,but whethertheyare reallybeingused in a different functionalist ones. Otherpertinentworkis that by Jodlowski
explanatoryway seemsto me doubtful.A particularobjection (1976) on salt productionin southernPoland around3200 B.C.
I would level at the modeldevelopedhereis that it does not and my freshsynthesisof the wholeof the Bell Beaker phe-
considertheveryvariednatureofwealthdistribution in differ- nomenon(Harrison1980).
ent spatial and temporalsegmentsof the BronzeAge. What is
rightfor,say, Branc in Early Bronze Age Slovakia cannot,
surely,apply equally to Early Bronze Age Spain or Late byRONALD HICKS
BronzeAge Slovakia,let alone Late BronzeAge Spain, where Department of Anthropology, Ball State University,Muncie,
differentfactorswereundoubtedlycomingintoplay. Ind. 47306, U.S.A. 4 viii 80
One of the aspectsof the studyofsocial stratification which Gilman'sthesisis a thought-provoking one. In particular,his
has been neglectedin the past is the psychologicalone. What paper is worthwhile forhavinglooked at the problemof the
mental factorslead men firstto desire and then to assume developmentof the BronzeAge eliteswiththe question"How
positionsof dominancein givenpopulationgroups?Concomi- do people behave?" in mindratherthan just by manipulating
tantly,what socioeconomicfactorsenable themto do it? All "maybes." However,it raises,in my mindat least, a number
our explanationsso farhave been directedat the secondpart offurther questionsthatgo unanswered.
of the problem,none at the first.NaturallyI cannothere go For example,why,or how,did the elitesbeginto developin
intothisproblem,evenwereI capable ofit; I assume,however, firstplace? Gilmanspeaksofthemas "protectors."If protection
that life in prehistoricEurope was, both economicallyand was necessary,why? If, as he says, plentyof land was still
socially,competitive.At a crude level of descriptionone can available,warfareprovokedby populationgrowthand compe-
imaginemendesiringincreasedstatusbecause theywishto be titionforland does notseemlikely.Weretheysimplygangsof
freedfromthe drudgeryof subsistencelabor,because theyare thugswho institutedwhat amountedto a protectionracket,
naturallydominatingby character,because they genuinely threatening to do harmto any who didn'tpay them?This also
believesocietystandsto gain by grantingthemthatstatus (in seemsunlikely.Gilmanclaimsthathis argumentis an alterna-
termsofprotectionagainstattack,productionand distribution tive to functionalism, but it clearlywouldhave been dysfunc-
of goods,etc.), or forothersimilarreasons.Is it a naturaland tional for the producersto abandon such resourcesas fields
invariableaspect of humannaturethat some menwill wishto clearedforplowing,vineyardsand orchards,or irrigatedland.
achievepositionsofdominanceand otherswillbe willingto be Andif,as he implies,theeliteswerein somesense"protectors,"
dominated(or at least unable to preventit)? If it is, thenthe thisagain involvesa function, thoughnot a managerialone. It
questionwe should be asking is why the Neolithicdoes not appears to me thathis thesisis therefore not an alternativeto
equallyshowsocialstratification. Could it be thattheapparent functionalism, but ratheran alternativeversion.
indicatorsofstatusin theBronzeAge are notreal indicatorsat That in someirrigating societiesthe elite has nothingto do
all, but marksof fashionand individualpreference? To return with water distribution(he gives the example of medieval
to the Neolithic:what materialthingschangedbetweenNeo- Valencia) doesn't mean this is always the case, and that a
lithicand BronzeAge? Veryfew.At least some of the things historicalelite only affectsdistribution of a resourcethrough
Gilman lists, for example,plough agriculture,were present managersor ceremonialfunctionsdoes not mean that those
long beforethe Bronze Age, much earlier than the model elitesdid not originallyhave a moredirectrole. What about
predicts.Even metallurgy,which Renfrewand othershave the evidencefortheocraticand merchantelites?This needs to
taken as one of the key stimulantsto unequal distribution of be explainedsomehow.What part was played by population
wealth,was of coursepresenton quite a large scale way back growth?
in the Neolithic,and I see no real reasonthatmanipulationof It is easy to see whydevelopedland wouldnotbe abandoned,
waterforirrigation orpolyculture shouldnothave beenpresent but Gilmanalso mentionsthat offshore fishingwithits heavy
too,even ifwe cannotyetproveit. To conclude:are we really capital investment in largerboats and netswouldhave allowed
sure that the supposedindicatorsof statusin materialculture the developmentof an elite. How? Why couldn't the fishers
are whattheypurportto be? simplyhave sailed down the coast to anotherport if they
didn'tlike thelocal elite?It isn't clearto me how thisexample
fitsintohisargument.Could thefishers have beenan important
byR. J.HARRISON link in long-distancetrade routesand unwillingto abandon
Department ofClassicsand Archaeology, UniversityofBristol, thatrole?
BristolBS8 IRJ, England.27 vi 80 In consideringthe originsof an elite,one mustalways look
By concentrating upon theprocessesofagricultural production to small moderncommunities forexamples.As Gilmanpoints
and the opportunities theyofferforexploitation,Gilmanhas out, thereare always aspirantsto leadershiproles; but they
muchimprovedon the viewsChildeheld 30 yearsago. I think have to be providedwithopportunities to assume such roles.
thispaper providesa mostinteresting explanationforthe rise There must be tasks-military, managerial,or whatever-
of "High Barbarian" societies in Bronze Age Europe and thatare necessaryand thatothersin thesocietyare less willing
stronglychallengessome of the functionalist and palaeoeco- or able to assume. Simpleinertiaon the part of much of the
nomicinterpretations thatare now so fashionable. populace seemsto me to go a long way towardexplainingthe

12 C UR R ENT A NT HR O POL OG Y
persistenceof elites.An individual,and by extensiona family Gilman: STRATIFICATION IN BRONZE AGE EUROPE
or line, gains power throughexercisingneeded leadership.
Throughthereluctanceofothersto shoulderleadershiprespon- tualizedin classicdiffusionarytermswiththe innovativeNear
sibilitiesor to offendthosewhohold somedegreeofpower,the East bestowingcivilization(or heresocial stratification) upon
elite is able to maintainitselfand even gain morepower.To barbarian Europe. Rather than dogmaticallyinsistingupon
the nextgenerationit seemsonlynaturalthat the elite should isolatedregionaldevelopments, we need to accept and modify
be there;if it continuesto shoulderirksomeresponsibilities,
it Wallerstein's(1974:15) seminalconceptofa "worldeconomy"
seemsonlyreasonablethatit shouldbe allowedsometolerance withinteractingcore and peripheralareas to understandthe
in addition to materialrewards.And so on. By calling our linksbetweenthe BronzeAge Mediterraneanworldand conti-
attentionto the reluctanceof people to abandon resources nentalEurope and the Near East. SocietiesfromCentralAsia
whosedevelopmenthas requireda heavy investmentof labor, to the Mediterraneanwerein contactwithone anotherforthe
Gilman has providedus with one more such reason for the same exploitative,acquisitive reasons that led to the emer-
maintenanceofelites. gence of local elites. Cultures existed at different levels of
developmentnot simplybecause they had followeddifferent
evolutionarytrajectories,but because morepowerfulsocieties
could controland manipulatethelevel ofdevelopmentof their
byPHILIP L. KOHL
"Third World" neighbors.In short,we mustbe consistentin
Departmentof Anthropology, WellesleyCollege, Wellesley, our uniformitarianism.
Mass. 02181, U.S.A. 29 vii 80 How we delimitour fieldofinquiryis not onlyan empirical,
This is an extremelyvaluable and importantstudy on the but also a theoreticalquestion.Lurkingbehindor implicitin
beginningsof social stratificationin Bronze Age Europe. Gilman'sanalysisis a mechanicalevolutionismthat deserves
Gilman'sdiscussionof functionalist accountswhichemphasize carefulscrutiny.Does the adoption of capital-intensive sub-
theessentialand beneficialservicesprovidedby elitesis cogent, sistencetechnologiesinevitablyresult(sufficient condition)in
convincing,and far less jargon-ladenthan other,deservedly social stratification
or simplymake possible(necessarycondi-
well-known critiques(e.g., Friedman1974). Whilethearchaeo- tion)theemergence ofelites?The distinctionis crucial(Godelier
logicalevidencesupporting a causalconnection betweenintensi- 1972:274-75) and ultimatelydistinguishes a dialecticalfroma
ficationof subsistencetechnologiesand social stratification is nondialecticalview of history.Similarly,Gilman's program-
tenuousor slightlyambiguous,the logic of his analysis that maticassertionthat fortrade to have been importantforthe
such intensification createda changein propertyrelationsand developmentof social stratification it had to have been essen-
transferred "the problemof securityfromthe materialto the tial begs the questionof what is meant by "essential." Can
social field"is compelling.Althoughforpurposesof discussion essentialitemsbe sociallyor culturallydefined,or must they
the remainderof my commentswill be critical,I strongly be absolute and natural (i.e., subsistence-related)? Did the
believethat thisis an exceptionallyimportantexaminationof Neolithicfarmersofsouthwestern Asia engagein the exchange
the emergenceof social stratification; credibleprehistory has of obsidian,sometimeson a substantialand significantscale
been reconstructed whichis consistentwithour understanding (e.g., Jarmo,Tell Shemshara),because it was functionally
of contemporarysociety and the exploitativerole of elites superiorto flintor other locally available chipped stone or
withinit. Functionalistaccountssimplydo not-to paraphrase because it possesseda culturallyimposedvalue that cannotbe
Gilman-constitutea uniformitarian view of social processin completelyunderstoodin rational,utilitarianterms?Such a
stratified societies;theydo not,in otherwords,pass the basic questionis not meant to deny objectivereality(clearly,only
litmustest of reconstructing historyas we know it fromour stoneswith specificphysicalpropertiescould have been used
dailylives. in Neolithictimes as harvestingtools), but to insist that a
My criticismsare both empiricaland theoretical.Gilman selectionoccurs on this reality.Acceptanceof this fact does
takesas his unitofanalysistheculturallyand politicallyheter- not imply a returnto culturalparticularismor the sterile,
ogeneousBronzeAge Europe. What possiblejustificationcan circularperspectivethat culturesvary because, in fact, they
therebe forjumpingfromScandinaviato theIberianpeninsula, are different(cf. Harris's [1968:403] excellentobjection to
fromCentralEurope to the Aegean,otherthan the historical Benedict'spatterns);the same attentionto detail and critical
accident that Europe, a minor peninsula of the Eurasian awarenessof people acting in theirculturallyperceivedbest
landmass, constitutesa field of study, a specialtyfor Old intereststhat Gilman presentsso tellinglyin his attack on
Worldprehistorians? EuropeorEuropeancivilization, ofcourse, functionalismcan be invoked to explain the creation and
has meaningforthe historianthatrelatesto its sharedreligion manipulationof less than objectivelyessentialneeds. Luxury
and sharedhistoricalexperienceand thatcannotbe reducedto metalartifactsmay be both an indexand a cause of incipient
itsphysicalcharacteristics; one mustdemonstrate, not assume, social stratification.Chiefs,undoubtedly,did not need many
similarcommonfeaturesforprehistoricEurope. The point is of the trinketsthey used to separate themselvesfromthe
importantbecause the divisionbetweenthe Near East and masses,but once theyhad come to expectthemtheywillingly
Europe, the Orientand the Occident,is accepted as straight- consolidatedtheirpowerin orderto continuereceivingthem.
forwardand nonproblematic. Accordingto Gilman,ex oriente The substantialtradein textilesproducedlargelyin workshops
lux modelshave been empiricallyfalsified;in my opinion,it is or factoriesin major urban centersthat connecteddifferent
notproven,but highlydubious,that theBalkans,an area that regionsthroughout southwestern Asia in the 3d and 2d millen-
we knowwas in contactwiththe Orientformillenniapriorto nia reliednot on recipients'physicalneed forclothing,but on
the advent of metallurgy,somehowindependently developed artificiallymanipulatedvalues that created a demand for
an extremelycomplextechnologyroughlyat the same time fashionable,high-qualitygoods. It is clear, of course, that
that identicalmetallurgicaltechniquesappeared in Anatolia, exchangein the contemporary Westernworldoperatesunder
northof the Caucasus, on the Iranian plateau, in southern a similarprinciple.
Turkmenia,etc. (Wertime1973).Capital-intensification ofsub- Undoubtedly,the intensification of subsistencetechnologies
sistencetechnologiesand consequentsocial stratification were had profoundsocial consequences.Gilman's focus upon this
moremarkedin therelativelyarid regionsofsouthernEurope, intensification and its effectsis appropriateand directsour
particularlythe easternMediterranean,not forclimaticrea- attentionto basic considerations.His analysis provides the
sons,but becausetheseareas wereinvolvedin a largerhistorical structure,not the narrative,for the emergenceof elites in
reality(like thelaterEurope). This realityneednot be concep- BronzeAge Europeansocieties.

Vol. 22 *No. 1 *February1981 13


byJAMES LEWTHWAITE universal-is not demonstratedby the limited and varied
Department ofArchaeology, CambridgeUniversity, Cambridge geographicalevidencepresented.Different typesof stratifica-
CB2 3DZ, U.K. 22 vii 80 tionmay have existedin specificareas in responseto varying
Basically, Gilmandeservescongratulations forhis deflationof social,economic,and politicalneeds.His reference to fishingin
certainadvocatesof a benevolentsquirearchybenton agricul- Atlantic Europe, Scandinavia, and the Mediterraneanis a
turalimprovement, a littlemodesttrade,and theadvancement goodexample.Certainly,thistechnology reflectssocial changes,
of the deservingpoor; it is all the moredisappointingto find but was the importanceoffishingthe same in each case? Also,
him thereaftercontentto confrontthe naive and simplistic does the existenceof fishingimply the same developmental
withits own mirrorimage.His centralpropositionis that the stageofsocial stratification,considering thetimegaps between
2d millenniumrevolved largely around an industriousbut the differentareas?
downtrodden peasantryunable to refuseprotectionmoneyto AlthoughI do not discountthe factthat theremay be evi-
a mob of flashilydressedracketeersforfear of having their dence forsocial differentiation in the archaeologicalrecord,I
ploughoxen kneecapped,piroguespirated,and olive treesset thinkthatcautionmustbe exercisedin theinterpretation ofthe
in cementovershoes.This e mafiadux historicalmelodramais data. Also,someinformation whichmightbe usefulto Gilman's
scarcelythe "uniformitarian view ofsocial processin stratified argumenthas been ignored.For example,the workof Frost
societies"its authorconsidersit. (1973), Betts (1973), and Schwartz(1976) on marinearchaeol-
Gilman's problemsstem fromhis aim of explainingthe ogy in the Aegean,establishingseafaringduringthe Neolithic
originsof what he terms "social stratification":this is too and BronzeAges,couldhave beenused to supportan argument
staticand restricted a concept.To treatsocial contrastsas rigid foroffshore fishingand trade.Further,in EasternEurope there
divisionsand concentratesolelyon the exploitativeaspect of is evidenceofsitespecializationduringthelate Neolithicbased
"elites" is to narrowthe scope ofexplanationto a self-fulfilling on the frequencyof castratedcattle (Schwartz1978).
circularity.What is missingis the idea of the controlof the Gilman'sdiscountingof metallurgyas a possible cause for
reproduction ofstructures: the ethologyofpatronage,hegemo- stratification precludesany associationof it with subsistence
nism,and clientage.Stratification is an anachronisticconcept: strategieswhich likely preceded "capital-intensified subsis-
itis thepeculiarity ofkinand clientrelationships thatinequality tence." However, metallurgicaltechnologyappears to have
does not precipitatealienation.The basis of the systemis been importantto particularareas and settlements whichwere
"fromeach accordingto his ability,to each accordingto his associatedwithsubsistenceagriculture(Jovanovic1979,Ren-
needs." frew 1969). Gilman's idea is that "if such technologiesare
Both Renfrewand Gilmanlocatetheirsocialevolutionin the importantto a group'ssubsistence,that groupis dependent
superorganic. By contrast,Chagnon(1975) has broughtsocial upon capital investmentsto whichcontinuedaccess must be
differentiation back to earthby askinghowsocial preeminence, insuredby social means." Therefore,metallurgycould be a
throughdifferential successin life,enhancessolidarity,thereby cause as wellas an indicationof stratification. In addition,the
promoting thecompetitive chancesofspecificlocal populations level of technologyis likelyto have variedamongand within
in thereal long-term struggleto reproducethemselves.Froma sites,as it did in westernHungaryduringthe Middle Bronze
Mediterraneanperspective,clans,not classes,are the heartof Age (Choyke,personalcommunication, 1980).
thematter,evenin thepresenceofards,polyculture, irrigation, Despite thesecriticisms, I considerGilman'spaperhelpfulin
and seagoingboats. The clan,as a unitofanalysis,mustbe the stimulatingthoughtabout stratification and its place during
startingpoint formodelsof social differentiation. The wide- the BronzeAge. Witha morethoroughinvestigation fromone
spread existenceof modularbiological,linguistic,and cultural geographicarea, a likelyhypothesisofhow social stratification
unitsis the outcomeof competingrequirements forshort-term developedmightbe possible.
subsistenceand long-termreproduction.This is resolvedby
externalappropriation and internalhierarchisation. Both inter-
groupwarfareand intragroup competition favourtheemergence bySTEPHEN J. SHENNAN
of the patron ("big-man," "Godfather") and maintain his Department ofArchaeology, UniversityofSouthampton, South-
position.The competingclans assert their relativeranks in amptonS09 5NH, England.31 vii 80
archaeologicallyvisibleformas conspicuousconstruction, dis- Gilmanhas putforwardan extremely important and interesting
tribution, and consumption. view of the developmentof social stratification in Bronze Age
Finally, Gilman,by denyingthe "elite" a managerialor Europe, one whichin its broad scope and abilityto pick out
redistributive role,reversesRenfrew'sachievementof linking importantthemesmakes a pleasant change fromthe usual
social and economicevolution,whichforceshim to resortto treatmentsof the periodin termsof its bronzetypology.He
tiredold "populationpressure."An alternativemodel would makesa good case forhis "nonfunctionalist" viewpointand for
see "intensification" as the progressivesegregationand ra- the importanceof the factorshe suggestsin helpingto explain
tionalisationof subsistenceprocurementin order to invest thechangesunderdiscussion.However,withinthecontextof a
labourin higher-priority activitiessuchas monumentconstruc- verypositiveviewofthepaper,I wouldliketo makea number
tion,theproductionof displayitems,and raiding,all of which of specificcriticisms,both of the situationreconstructed by
affected, in the long term,groupsize and success in an auto- Gilmanand ofhis explanationforit.
catalyticdevelopment. The thresholdofstateformation occurs Thereis certainlya greatdeal ofevidenceforsocial differen-
whenthegamepasses froma situationwhereeveryparticipant tiationin the archaeologicalrecordof the European Bronze
worksharderto stay in the same place to one in whichthe Age, but whetherit is satisfactoryto inferfromthis the
winnertakesall. presenceof economicallystratifiedclass societiesis another
In brief,each successivelevel of social differentiation, eco- matter:many archaeologistswould regardsome if not all of
nomicintensification, and modulargrowthrepresentsan equi- themas rankedratherthan stratified.This distinctionis an
libriumachievedaftera phase ofintergroup competition. important one,and muchhangson it in thecontextofGilman's
argument.It wouldhave been helpfulif it had been discussed
in moredetailand ifthe archaeologicalevidenceforthe strati-
byCHARLES A. SCHWARTZ ficationview had been more fullydocumented.This point
InstituteofArchaeology, 31-34GordonSquare,LondonWC1, raises itselfin a numberof guises.ThroughoutGilman talks
England.21 VII 80 yetoftentbisseemsto be overstating
about,.elites, thecase: the
The assumptionwhich underliesGilman's thesis-that the Early Bronze Age cemeteryat Branc, forexample (Shennan
developmentofsocial stratification duringtheBronzeAge was 1975),indicatesno morethana limiteddegreeofrankdifferen-
14 CURRE NT ANTHROPOLOGY
tiationwithinthe community, whileto referto bell beakersas Gilman: STRATIFICATION IN BRONZE AGE EUROPE
an elitestylegivescompletelythewrongimpression. This may
have been the case in Iberia, althoughGilmanlater seemsto of social stratificationhave largelyconcentrated on areas such
referto the late Copper Age culturesof Iberia as "ranked" as Mesopotamiaand Mesoamerica.The long agriculturalse-
ratherthan "stratified," but it is certainlynot the case in the quence beforeurbanisationin Europe poses problemsbecause
Central European part of the bell-beakerdistributionarea, of therelativelylate appearanceofthe conventionalcriteriaof
wherethe Bell Beaker gravessuggestno morethan a minimal state organisationand the evanescentoccurrenceof features
degreeofranking(Shennan1977). such as ceremonialmonumentsand defendedcentres.Yet
The insistenceon thepresenceofelitesseemsin curiouscon- clearlythereare fundamental contrastsbetweenthe temperate
trast to the denial of the existenceof settlementhierarchies. cultivatorsof the "Neolithic"and the "Bronze Age" whichgo
Gilmanseemsto suggestthattheseimplymanagerialfunctions beyond the 19th-century technologicalcriteria.It is all the
fortheelite,but surelythisis not the case. At the basis ofany more important,therefore, to avoid imposinginappropriate
elite's power must be some formof regionallycentralised divisionson this long sequence. The stark contrastbetween
control,a centralpersonassociated with a centralplace. As "'stratified" and "nonstratified" societiesdoes not do justice
Gilman himselfnotes, the size of knownEarly Bronze Age to thenatureoftheproblem,howeverrelevantit mayperhaps
settlementsis minute,and inferencesabout populationsizes be to the appearance of powerfulcentralisedstates in south-
from burial evidence also suggest that communitieswere westernAsia. The occurrenceof occasionalwealthobjects in
extremelysmall. If Gilmanis inferring a landscape in which subadult graves and the general increase in status-linked
thereis simplyan endlessreplicationofindividualcommunities, manufacturedproductshardlyadd up to the kind of stark
each witha leadingfamily,to referto thosefamiliesas an elite social contrastsimpliedby the termstratification. It is the
seemsagain to overstatethe case. In fact,thereprobablywas restricted natureofelitedifferentiation,ratherthanits extent,
just such a landscape in the Early Bronze Age Slovakia, that demandsexplanationin this context.Instead of a con-
exemplified by the Branc cemetery, but lateron in the Bronze frontation of rivalparadigms,closerattentionto the contrasts
Age of this area and of othersthereseems to be quite good betweendifferent areas-notably betweenMediterraneanand
evidence for the existence of settlementhierarchies(e.g., temperateEurope-is the key to understanding the dynamics
Tocik 1964), whichwouldactuallyfitin betterwithGilman's of thisprocess.
argument. Despite Gilman'sfailureto make use of the varietyin the
To move fromGilman'sdescriptionof the situationto his evidenceat his disposal,he perceptively identifiessome of the
explanationofit and his argumentsthatfortradeto be impor- commonfactorsleading towardssocial change whichcharac-
tant it must involvesubsistence-related goods: I thinkhe is terisethe laterphases of Europeanagrarianprehistory. While
essentiallycorrectin his argumentthat bulk exchange of it is unlikelythattheearliestEuropeanagriculture consistedof
subsistenceproductscannothave beenimportantin prehistoric slash-and-burn farming(and "flood-water farming"is likelyto
Europe, althoughthe possibilitiesofferedby movinganimals have been an originalfeatureof Mediterraneancultivation
on the hoofshould not be forgotten. However,in dismissing ratherthan a Bronze Age innovation[Sherratt1980a]), there
the importanceof nonsubsistence tradehe seemsto make the is nevertheless a significant horizonof change in the mid-3d
same mistakeas manyofthefunctionalists he criticises.Fried- millennium, associatedwiththeintroduction ofox (not horse!)
man and Rowlands (1978), amongothers,have demonstrated tractionforploughing.This fundamentally altered both the
clearlythe possibilitiesforgainingpowerthroughthe control agrarianand the social basis of European communities, as I
ofvaluablesessentialforthetransactions involvedin theprocess have triedto show (Sherratt1980b).The increasein the scale
ofsocialreproduction. Simplyto referto suchgoodsas luxuries of animal utilisation,associatedwiththe keepingof sheep for
is to neglecttheirpotentialsocial importance.In thiscontext wool and milk,is likelyto have been especiallyrelevantto
it is worthremarkingGilman's explanationfor the greater social differentiation in the Mediterraneanin the 2d millen-
wealthofnorthwestern Jutlandrevealedby Randsborg's(1974) nium,throughthe differential accumulationofstock.
studyas the potentialof adjacent fishinggrounds;he neglects The questionof tree crops is more problematic,and it is
to observethatit is also one of the mostprolificambersource possibleto argue that the extensivecultivationof vine and
areas. olive is as mucha consequenceof economiccentralisation as a
Finally,one or two doubtsarise fromhis discussionof the cause. The date oftheintroduction oftreecropsin thewestern
roleofagricultural intensification in the developmentofstrati- Mediterranean(includingalso theuse ofthechestnut)deserves
fication.First,so faras I understandthe argument,he seems more systematicdiscussionthan it is given in this article.
to be assigningan autonomyas independentvariablesto the Fishing,on theotherhand,is clearlybasic to an understanding
plough,olive trees,and irrigationsystems,and this seems to of Bronze Age economiesin both the Mediterraneanand the
me ratherdubious.Secondly,it seemsto me a problemarises Baltic, and the importanceof maritimetradeis reflectedboth
in his discussionof the chronological priorityof intensification in artefactdistributions and in coastallocationsforsettlement.
over stratification.There may well be a link here, but in On the widerquestionof the role of elites,it seemsunlikely
Denmark,forexample,the best part of a millenniumelapses that theoversimpleviewof theiressentiallyparasiticexistence
betweenthe firstappearance of evidence for ploughingand is any morevalid than the converseview whichsees themas
evidenceforthe emergenceof social differentiation in thelocal benevolentprovidersof exotic necessities.As an antidote to
Early Bronze Age. One would not wish to argue that there the Panglossianecologicalinterpretations of the 1960s,how-
must always be a contemporary and correlating"cause" for ever,Gilman'spaper offers not onlya usefulantithesisbut one
everyeffect,but the gap, whichis presentin otherareas as whichaccordsmorecloselywiththe worldafterthe oil crisis.
well, suggeststhat if intensification was necessaryfor the
developmentof stratification in Bronze Age Europe it was
certainlynot sufficient.
byMAURIZIO Tosi
Seminario Studi Asiatici, Istituto UniversitarioOrientale,
byANDREW SHERRATT 80134Napoli, Italy. 12 viii 80
AshmoleanMuseum,OxfordUniversity, OxfordOXi 2PH, The essenceof Gilman'scontribution to developa
is the effort
England.28 VII 80 systematicrelationbetweeneconomicfactsand formsofsocial
Despite thefactthatmoreis knownoftheprehistory ofEurope complexity.Since archaeologicaldata storeextensiveinforma-
than of that of any otherregion,discussionsof the emergence tion on economicactivity,groundinga set of propositionsfor
Vol. 22 *No. 1 February1981 15
the systematicexplanationof social evolutionin economic thepreviousgeneration(particularly theenvironmental dimen-
activitiesmayensurethemgreatervalidityfortheorybuilding. sion in regionalstudies) and imposed hypothetico-deductive
Having been workingalongsimilarlinesmyself, I believethat, modesofinvestigation. This approachhas beenlargelyconfined
to be properlyappreciated,beyondthelimitationsimposedby to the areas in whichit developed,west of the Appalachians.
its relativebrevityand certaincontradictions due mostlyto Notwithstanding the importantworkit has produced,not a
the randomselectionof examples,the paper should be posi- singlerepresentative of the historicalcore of the movement
tioned withinthe ongoingcontroversyon the evolutionof has occupieda major positionin one of the greatuniversities
complexsocieties. of the East Coast. In England the reactionwas outspoken,
Functionalisttheoryis based on ethnographicdata, which coalescing in the 1971 Sheffieldsymposiumorganized by
allow a broad spectrumof observationsand an interplay Renfrew(1973b).Althoughtheywerenot directlyproposinga
betweenmaterialfactsand theaccompanying ideologicalback- neo-Childeanor materialisticapproach,the "New Archaeolo-
ground;naturally,superstructural aspects become dominant gists" gave too muchattentionto aspects of materialculture
and the stressis on culturaland individualdiversity.Archaeo- in the understanding of complexsocietiesnot to stimulatea
logicaldata are verydifferent, but theirpresumedinferiority is strongreaction.Since 1971Renfrewhas beenactivein develop-
essentiallybased on theassumptionthattheyshouldbe demon- ing thisperspectiveof social evolutionas dominatedby non-
strativeofa theoreticalcorpusgeneratedfromanotheruniverse. economic factors.The "New Archaeology"has had little
We mightaccept that superstructural dimensionsdominate impactelsewhereexceptin Scandinavia,wherewe findgroups
infrastructuralones,but thereis no reasonto take forgranted clusteredaround the NorwegianArchaeologicalReviewand
that a wholeclass of data, the onlyreal information we have C.-A. Mobergin G6teborg.Basicallyitspropositions have been
on extinctpopulationsand the primarystagesof social evolu- eitherignoredor confutedon epistemologicalgroundsby the
tion,is deficient. neopositivist criticismof Gardin(1980).
Like Spriggs's(1977) attemptto reopenthediscussionofthe In myopinionGilman'spaper shouldbe assessedin thelight
correlabilityofarchaeologicaland ethnographic data, Gilman's of the theoreticalparalysisconfronted by prehistorians since
articleis evidenceofan uneasyfeelingthatis spreadingamong the "New Archaeology"began retreating underthe onslaught
archaeologists whobelievein thehistoricaldimensionofhuman of functionalism, on the one hand,and taxo-formalism, on the
evolution.Centralto thisdiscussionis the notionof economic other.I see it as a kindof cornerstone of the theoreticalstruc-
growthas expressedby the accumulationof wealth directly turethat willhousea post-Childeanmaterialistic archaeology.
relatedto the divisionoflabour (horizontalinequality)and to This orientationis beginningto appear in a very scattered
the hierarchical/vertical inequalityin access to resourcesand group of scholarsevenly spread worldwide.They still have
investments. The neglectof this conceptin recentyears has verylittlein commonapart froma certainuneasinessabout
undoubtedlycontributedto the successof the superstructural subordinating the richbodiesof data theycontrolto a theory
perspectivein researchon the evolutionof complexsociety. generatedfromevidencetheycannotcontrol.Gilmancalls this
"Economic growth"became obsolete at the same time as the "nonfunctionalist alternative"and see its manifestation in
"surplus,"in the late 1950s,withthe successof substantivism emphasizingthe reconstruction of modes of subsistencein
and ofthefunctionalist-structuralist offensiveagainstMarxism. orderto isolate the capital-intensive processescrucial to the
The devaluationofarchaeologicaldata was largelya by-product growthof wealthin a givenarea and period.The priorityof
of this conceptualsettlement,since the commonfeatureof this perspectiveis foundedon the fact that the means of
these various schools was that the evolutionof man, being productionand the organizationsof labour necessaryto the
essentiallysuperstructural, is largelynonlinearand therefore developmentof complexsocietiesalmosteverywhere pre-date
ahistorical.The politicaldimensionof this selectionbecomes the emergenceof social segmentation, thussuggesting that the
moreapparentthrougha criticallookat thestateofprehistoric demanddoes not createthe supply,but selectsamongexisting
researchtoday. options.In moregeneralterms,we mightoutlinethis type of
Nowhere in the world is prehistoricarchaeologyinstitu- approachas the searchforcausativepatternslinkingnatural
tionallyindependent.Withfewexceptions,it is subordinateto conditionsand social structuresthroughdetailed analysis of
eitherthesocial or thehistoricalsciences.The subordination is economicactivity.Economy is the social and technological
explainedin termsoftheshortcomings ofarchaeologicaldata in contextof the transformation of nature by human activity.
comparisonwith those of either anthropologyor history. "Nature" here representsthe whole of Earth's resources
Childe(1946) attemptedto overcomethisbarrierby suggesting exploitedby a givenpeople in a givenperiod.These resources
that it was possibleto sketchhumanevolutionin such a way must be identifiedand correlatedin various directionsto
as to makeit testablearchaeologically. His attemptwas largely providetheframework forthe reconstruction of the particular
unsuccessful in histime.Meanwhile,techniquesweredeveloped economy.This is largelywhat Gilmanhas done here.We need
thatgave prehistoric archaeologythemeansto becomea source moreregionalprojects,each involvinga detailedreconstruction
of coherentinformation on early societies:stratigraphic exca- of modes of subsistencein theirevolutionfromthe adaptive
vations, total recovery,settlementstudies, ecofact-artefact stage of the Late Stone Age to the nonadaptive surplus-
correlations, quantitativeanalysis,and, of course,the multi- producingphasesthatimmediately precedesocial stratification
disciplinarymethodology that integratedthe naturalsciences in earlystates.I stressthe regionaldimensionbecause it is the
into the studyof man's recentpast. Childe'sideologicaloppo- onlypossibleway of understanding economicstructuring in so
nents,amongthemClarkand Wheeler,masteredtheseinnova- diversea territory as Europe.In peninsularItaly, forexample,
tive methodsand readilydemonstrated the factualunreliabil- it was not irrigationor plow agriculturethat may have been
ity of his propositions, whichwerelabelled "politicallymoti- determinant oftheexpansionofmeansofproduction, but what
vated" (Clark 1976). As a result,thestudyofcomplexsocieties I have called the "conquestof the hills."Territorialexpansion
has remainedfirmlyin the hands of culturalanthropologists. was possibleonlyiffarmingcould be carriedout on slopes,for
In continentalEuropeprehistoric studieshave been dominated plains representless than 10% of the land area. This process
by the Montelius/Mtuller-Karpe continuumthatfora century was almost completeby the end of the Bronze Age and was
has been the backboneof what we may call descriptivefor- probablyaccomplishedin two stages:firstincreasingterracing
malism.In this rigidsystem,based on the total recordingof of the hillsand thenthe introduction of cropsadapted to the
the artefactualevidence,thereis no roomfortheorybuilding, slopes.These crops,primarily fruittreesand vines,have become
whichremainsthepreserveof historians. the main featureof Europeanfarming, and Gilmanis rightin
The "New Archaeology"aggregatedin a single coherent pointingto their importance.I would emphasizethat to a
discourseall the variousmethodsthat had been developedby greatextentthe individualfactorsof capital-intensification of
16 CURRE NT ANTHROPOLO GY
subsistenceactivitymightbe groupedtogetheras interrelated Gilman: STRATIFICATION IN BRONZE AGE EUROPE
aspectsof the same process.
Appropriateuse of archaeologicaldata in this materialistic
perspectiverequiresthe articulationof the economicrealityin Reply
conceptssuitableto thiskindofevidenceand at thesame time
byANTONIO GILMAN
looselydefined
the linkingof it to relevantsocial institutions,
Cambridge, Mass., U.S.A. 15 ix 80
in termssuch as "rank society,"in orderto identifyactivities
and productsclassifiedin termsof theircapacity to extract, Social evolutionistshave had difficulty in formulating an ade-
transform,and storeresourcesas wellas to generategrowthand quate account of the transitionfromclassless to stratified
surplus(Tosi n.d.). societies.On theone hand,thelogicoftheirendeavorconstrains
them to give causal primacyto technologicalchanges,espe-
cially as these affectsubsistence.On the otherhand, in the
complex societies which emerge from the transitionsocial
byPETER S. WELLS factorsclearlyhave causal primacyin the dynamicsof culture
Department ofAnthropology, PeabodyMuseum,HarvardUni- change:wheresocial positionsare determined not onlyby age,
versity,
Cambridge, Mass. 02138, U.S.A. 8 vii 80 sex, and achievement,but also by birth,a class analysis is
Gilman'spaper is an interesting and thoughtful approach to essentialto the understanding of history.Most evolutionists
theproblemof originsof social stratification. The disciplineof have attemptedto reconciletechnological and social causation
Europeanprehistory has sufferedfromthe lack of attemptsto by suggestingthat the elitesof early stratified societiesarose
explainimportantchangesevidentin thearchaeologicalrecord, as a resultof the managerial,organizationalrequirements of
and this essay is a welcomestep in that direction.I wish to more powerfulmethodsof production.I have tried to show
make one generalsuggestion,then commenton two specific that this formulationis unsatisfactoryand to suggest an
points. alternativeway of reconcilingtechnologicaland social causa-
It wouldbe helpfulif the authorwoulddefineseveralterms tion:theautonomousdevelopment ofcapital-intensive systems
whose meaningsare understoodin a generalway but whose of productionby householdgroupsopens up the opportunity
specificconnotationscan be important.These include "func- fora minorityto attain permanentsuperordinate statusesby
tionalist,")"elite,)"and "rulingclass." exploitativemeans.It is gratifying to see thatalmostall of the
My specificremarksconcernthe applicabilityof the model commentatorsare generousenough to findmy approach of
to centralEurope. Of the fouraspects of "capital-intensifica- someinterest.
tion"ofsubsistence, onlyplowagriculture couldpossiblyapply It is impossible,of course,to do justiceto the varietyof the
to centralEurope.Severalrecentstudiessuggestthatthemajor commentsin any reasonablespace. I will attemptto respond
investmentof timeand energyin the preparationof land for to the several empiricaland theoreticalquestionswhichare
farmingoccurredmuch earlierthan Gilmanindicates,begin- shared by a numberof reviewers.Some criticisms(such as
ningwiththe startof the Neolithic.It appears now that the Lewthwaite'sbelief that I consider "tired old 'population
firstfarmersof centralEurope did not practiceslash-and-burn pressure'" to be a primemoverof social change) seem to be
agriculture, whichis unnecessaryin the richsoils of the area based on misunderstandings (or possiblymisreadings)of what
(Modderman1971; Jarman1976: esp. 137-40). The evidence I have written.WhereI do notdiscusspointsraisedin particu-
suggestsa permanenceof occupationof settlements fromthis lar comments, thereadermustjudge forhimselfhowto resolve
earliestphase, withattendantclearingof fieldsforlong-term whateverdisagreements mayexist.The argumentative content
agricultural use. Yet clear evidenceof social stratification
does whichtheformatofthisreplyentailsonlyreflects myapprecia-
not appear untilmuchlater. tionof the help of my colleaguesin clarifying my thinkingon
In arguingagainst the role of the developmentof bronze issuesof mutualconcern.
metallurgyin the formationof elites, Gilman suggeststhat Problemsofevidence. For prehistorianspaucityof data is an
veryfewagriculturalimplementsof bronzeare knownbefore inescapablefactoflife.For theproblemsI am dealingwith,the
Late BronzeAge times.In centralEurope thisis not the case. generalinadequacy of archaeologicalevidenceas such is ex-
The sickle,the mostobviousagriculturaltool of metal at the acerbated by the small numberof studies which focus on
time,is well represented in settlements(e.g., Fischer1971:13 economic and social questions. I am particularlygrateful,
and pl. 3,5.6) and in hoards. The reasonsthat no more are therefore, to those colleagues (Harrison,Schwartz,Shennan,
knownfromsettlements are twofold.First,veryfewEarly and Sherratt,Tosi, and Wells) whohave confronted mythesiswith
Middle BronzeAge settlements have been excavatedin central concreteevidence.I willturnto someof theirconcernsbelow.
Europe. Second,usable sickleswouldnot ordinarilyhave been As Adams,Crumley,Harding,Shennan,and Sherrattpoint
left behind in abandoned settlements.Broken sickles would out,I moveperhapstoo quicklyoverthecrucial(and inevitably
have been lost in the fieldsor thrownback into the metal- thorny)area of burialsociology.Indeed,it is fairto say that I
caster'spot. accept a consensuswhichsuits me ratherthan subject it to
A substantialnumberof hoardsof Early and early Middle detailedcriticism.I agreewithShennanand Sherrattthat the
Bronze Age date contain sickles. Some containnew, unused wealth differentials seen withinBronze Age cemeteriesoften
objects (e.g., Krahe 1963) and can be interpreted as caches of are notlargeand withAdamsthatthekeyquestionofwhether
new toolsdepositedby travelingmerchantsor metalsmiths for the contrastsreflectachievedor ascribedstatusdifferences can
future,unrealizedrecovery.Otherscontainprimarilybroken neverbe conclusivelysettledusingpurelyarchaeologicalevi-
objects and scraps of bronze(e.g., Dehn 1952,Kimmig1955) dence.Nevertheless, thereare strikingcontrastsbetweenNeo-
and probablyrepresent collectionsofmetaldestinedforremelt- lithicand BronzeAge burialrites,and theprimafacieinterpre-
ing and recasting.There is no need to interpret eitherkindof tationof thesedivergences as reflectingthepresenceof heredi-
hoard as "votive," and both representaspects of the rapidly tary status differences in the lattertends to be confirmed by
growingindustryand trade in bronze implementsat the more detailed analysis. A diligentsearch throughthe ethno-
beginning oftheBronzeAge (see Reinecke1930,Pittioni1976). graphicliteratureno doubt wouldfind(and it would be even
The evidenceof bronzetoolssuggeststo me that thismetal easierto imagine)"archaeologicalnightmares"(Ucko 1969) in
was playinga role in agriculturalproductionfromthe Early which comparable contrastswould merely reflecta slight
Bronze Age on in centralEurope and that the management increasein ranking(or have no social significance at all). On
and controlof trade in bronze may have been a significant the whole,however,I findthe consensusview acceptable,and
factorin the emergenceof elitesduringthisperiod. so, forthat matter,do those who have commentedhere (the

Vol. 22 *No. 1 February1981 17


readershouldconsider,forexample,thepassagefromColes and edge the differential
rateofsocialchangeand attempttoexplain
Harding's[1979]surveyquotedabove). To say thatmorework this by the differential
rate of capital-intensification. If any-
needsto be done is not to say that the mostlikelyconclusions thing,Sherratt'scriticismof my "failureto make use of the
based on the evidencenow available are incorrector should varietyin the evidence"is morejust than the view that I cast
be ignored. too widea net. In the thirdplace, thereare, in fact,strikingly
Even more tenuousis the evidenceon land tenure,which similardevelopments in manyareas ofEuropeduringtheEarly
Crumleycorrectlysees as a crucial question.The surviving BronzeAge. As Shennan(1980) stresses,the generalcharacter
"Celtic" field systemssuggest,however,some stabilityin ofeliteburialsand manyof the specificartifacttypesincluded
landholding.(As BiettiSestierishouldknow,it is not the mere in them(e.g., rivetteddaggers)are much the same in south-
existenceof boundarieswhichleads to thisinterpretation, but eastern Spain, Brittany,Wessex, Saxo-Thuringia,Bohemia,
the way in which the boundariesare formed:the lynchets and so on. This elite complexappears in thesedifferent areas
separatingthe fieldsare createdby plowing'saccelerationof at about the same time (the beginningof the 2d millennium)
soil creep;theexistenceofa fieldsystemdelimitedby lynchets and contrastswiththe muchless differentiated burial ritesof
implies,therefore, thatthesame fieldswereplowedin thesame the precedingperiod. Given thesebroad similarities, it seems
configuration fora long time;thisin turnsuggestsan orderly reasonableto me to supposethat one can attempta common
regulationof access to the land, in otherwords,some formof explanation.
ownership.)Stable landholdingpatternsimplya commitment Harding,Shennan,and Wells are concernedabout the time
to fixedresourceswhichwould permitthe developmentof a lag betweenthe introduction of subsistenceintensification and
protection/extortion complex.WhileI obviouslycannotspecify the developmentofhereditary inequalities.In a basic sense,of
whichfieldsprovidedthe surplusthat generatedthe wealthin course,some capital stocksare inherentin the simplestfood
whichgraves,it hardlyseems a "leap of faith,"as Crumley productionsystems:in one formor another,farmerswill have
describesit, to supposethat,takenas a whole,the wealthof storesto ensurefutureproduction,tidethemoverbad harvests
BronzeAge elitesrepresents a shareofsubsistenceproduction. and lean seasons, and so on. These stores,being of general
In Classical times, when society was certainlymuch more value, must be defended,and settlementfortifications, non-
complexand "heterarchical"than duringthe BronzeAge, the existentin the Palaeolithic,becomefrequentin the Neolithic.
fundamentalsourceof wealth was, as Finley (1973) stresses, It is the general understandingof social evolutioniststhat
theland. It seemsa matternotoffaithbut ofreasonto suppose rankingarises in responseto the need to create and defend
that in the simplersocietiesof European barbariansthe land thesestores(Service 1962,Fried 1967). The questionis, there-
and thosewhoworkedit wouldalso have providedthe surplus fore,at what pointthe community's assets becomesignificant
capturedby theprivilegedfew. enough to permit the shiftfromranking to stratification.
It is easy to be criticalof archaeologicaldata, to denounce Clearly,therelativelyunintensive agriculturalpracticeswhich,
conclusionsas speculative,to indulgein proformamethodologi- pace Wells and Sherratt(1980a), characterizedthe earlier
cal pessimism.Most prehistorians are selectivein theircon- Neolithic in Europe would not have entailed such critical
servatism,however.When the evidenceleads themto conclu- accumulationsof capital. Clearly,too, the firstintroduction of
sions theylike, the soberestscholarsspeculate.Thus, Bietti moreintensivepracticeswouldnot immediately have provided
Sestieri,who here considersit "at least questionablethat we big-mentheleveragenecessaryto becomechiefs.We needmany
can legitimately use conceptssuch as trade. . . withreference moredetailedregionalassessments,such as that providedby
to Neolithicand BronzeAge Europe," has elsewhereaverred, Bradley (1978) forthe BritishIsles, of the complexenviron-
on the basis of typologicalparallelsalone, thatin the later 2d mentaland technologicalfactorsinvolved.In the absence of
millenniumB.C. Mycenaean smithswere workingin Italian suchstudies,I can onlyagreewiththeinevitablyimpressionistic
metal workshops(Bietti Sestieri 1973:408). Crumley,who assessmentof Sherrattthat thereis a "significanthorizonof
considersit "risky"to supposethat the occupantsof Fiirsten- change in the mid-3dmillenniumB.C." The adoption of the
grdberobtained their wealth fromagriculturalproducersin plow and otherintensifications would not immediatelyhave
theirvicinity,is willingthreeparagraphslater to speculateon but it is apparent that the older social
led to stratification,
the existenceof merchantelitesand on toll-collecting at fords orderwas not unaffected. The replacementof collectiveburial
and passes in BronzeAge times.No archaeologistcan affordto in megalithsby singlegrave ritesin northernEurope, on the
wait until thereis enoughevidence to make the writingof one hand, and the intensification of collectiverituals (in the
prehistory "safe." What we can do is argueour cases forwhat face of the undermining of theirmaterialbase) in Wessex (the
the past was like fromthe centraltendenciesof the available constructionof large ceremonialmonumentsby the "group-
evidenceand witha realisticgraspofhistoricalprocess. orientedchiefdoms"of Renfrew[1974]), on the Boyne (the
Several commentators(Bietti Sestieri,Cazzella, Crumley, spectacularNew Grangepassage-gravegroup),and in south-
Harding,Kohl, Schwartz,and Tosi) suggestthatdevelopments easternSpain (the Los Millares phenomenon),on the other
in Europe duringthe 3d and 2d millenniaB.C. may be too hand, may be interpreted as varyingresponsesto the stresses
diverseforany singletheoryto account forthem.I am not whichthe capital-intensification ofagriculture producedin the
attemptingto explainall aspects of BronzeAge diversity,but Neolithicsocial order(Gilman 1976,Shennan1980). I thinkit
withinthe scope of my interestsI disagreewiththiscriticism is perfectlyreasonableto suppose that it would take half a
forthreereasons.In thefirstplace, themodelI put forwardis a millennium, or even longer,for these stressesto be resolved
structuralone and thus accommodatesempiricaldiversityin withina new social order.
specificculturaldetails.I suggesta relationshipbetweencapital- Commodity exchange and bronze.Adams,Kohl, and Shennan
intensification of subsistenceand exploitationwhich can be believe that I underestimatethe importanceof primitive
applied to a varietyof specificmodes both of intensification valuablesin contributing to the developmentof stratification.
and of surpluscapture.The modelis, so to speak, processual I agree with Adams that the "naturally scarce, fungible,
and thus can account forseveral European transitionsfrom durable"propertiesof bronzewouldmake it an ideal medium
rankingto stratification. To put the same pointanotherway, for storingand mobilizingcapital. Bronze and other such
if,as Adams and Cowgillseem to feel,my approachdeserves preciositieswould thus help the elites that possessedthemto
considerationin entirelynon-Europeancontexts,thenit may consolidate,extend,and transmittheirpower. One can also
also be relevantto severaldifferent areas withinEurope.In the see howpreferential access to a valuableprizedin thecoreofa
secondplace, the modelaccommodatesstructuraldiversity.I stratifiedsystemcouldgive riseto compradoreelitesalong the
do notassume,as Schwartzseemsto think,thatsocialstratifica- system'speriphery.This was Childe's view of Bronze Age
tionwas universalwithinEurope. On thecontrary, I acknowl- developments in Europeas a whole,ofcourse.Shennanfollows
18 CURRE NT ANTHROPOLO GY
a similarline on a morelocal scale whenhe argueshere that Gilman: STRATIFICATION IN BRONZE AGE EUROPE
ambermayhave beenimportantto thebeginning oftheDanish
BronzeAge: sincethefirsthorizonof clear stratification in the unlikelyto have existedin prehistoricEurope. A remaining
North occurs centuriesafterclasses had emergedin Central possibilityforthosewhowoulddefendtheimportanceof trade
Europe,theformercouldhave playedperipheryto thelatter's in the developmentof social inequalitiesin Europe is to argue
core.All theseapproachesassume,however,thepriorexistence thatbronzewas important inincreasingagricultural production.
ofthecapitalwhichthepreciosities willrepresent. Whenwe are This is the positionof Schwartzand Wells. Schwartzobserves
dealingwiththe pristinedevelopmentof hereditaryelites,the that centersof early metallurgyare associated withareas of
key question is how they captured surplus,not into what importantsubsistenceproduction.This provesthatminersand
convenientformtheyconvertedit. Metallurgywas knownfor smithsmusteat, not that metal toolswereimportantin agri-
over a millenniumin Europe before the intensification of culture.Wells indicatesthatat the startof the Middle Bronze
subsistencesystemscreateda social contextforthe storageof Age (ReineckeA2/B1) in CentralEurope agriculturalimple-
wealthand stimulatedthe florescence of the technology.It is mentsof bronzeare foundin settlementdebrisand foundry
difficultto acceptthatpreciositiescouldhave playedmorethan hoards.Excludingcastingfragments and countingeach piece
an ancillaryrole in an autonomoussocial evolutiontowards as a wholeartifact,the compositionof the metal assemblages
stratification.To argueotherwisewouldamountto sayingthat he citesis givenin table 1. Arbon-Bleiche is a settlementsite,
a fundamental changein humansocial systems"began witha and,as Wellsindicates,taphonomicconsiderations are sufficient
caprice" (Schneider1977:23). to accountforthe relativelysmallnumberof sicklesand large
My opinion that the developmentof the Bronze Age in numberof awls, needles,etc. ("Other Artifacts").The other
Europe was essentiallyan autochthonous processis based not two assemblages are foundryhoards consistingmainly of
on dogma (as Kohl seems to think),but on evidence.If the castingfragments and brokenartifacts;theseshouldbe fairly
Aegean in the mid-3dmillenniumor El Argar,Aunjetitz,or representative of the metal in use. It is clear that one must
Wessex in the early 2d millenniumhad been peripherally interpret axes as agriculturalimplements (presumablyused for
involvedin a GreaterNear Eastern"worldsystem,"one would land clearance) forany significant proportionof the metal in
expectthisto be reflected materiallyby thepresenceofcertifi- theseassemblagesto be consideredrelevantto foodproduction.
able importsfromthe putativecoreareas. In spiteof the fact Because they are foundin graves with swordsand daggers,
that such findswere predictedby the theorydominantin axes are usually interpretedas weapons. In the absence of
prehistoric European studiesforalmosthalf a century,there analysesoftheuse markson axes and ofexperiments determin-
are none in Westernand CentralEurope earlierthan the 1st ing the effectiveness of replicasin wood chopping(see Coles
millennium and extremely fewin the Aegean earlierthan the 1979:101-4),theissueis hardto resolve.Experimental evidence
2d (Renfrew1972:211-17). Cazzella may wishnot "to exclude does show,however,that bronzesicklesare not much better
entirelythe economicand social influences"of the Orientand thanflintonesintermsofharvesting efficiency (Coles 1979:117-
theAegean,and Kohl may insiston principlethatan analogue 18). As usual in archaeology,the issueis not clear-cut,but the
to Wallerstein's(1974) theoryofthedevelopment ofcapitalism evidence Wells presentsdoes not persuade me that metal
is applicableto prehistoric Europe,but I fail to see how these artifactswereas importanttechnoenvironmentally as theywere
connectionscan be both economicallyand sociallyimportant sociallyand ideologically.
and materiallyinvisible.Connectionsextensiveenoughto effect I do notthinkthatthedevelopment ofexchangesystemslies
significant social change over wide areas of Europe must be at the root of the emergenceof a hereditaryelite in Bronze
expectedto involveat least someartifactualconsequences.The Age Europe,but thisdoes not mean that such a processcould
core/periphery model may help us understandthe Aegean not account for such developmentsin other historical or
Late BronzeAge or the CentralEuropeanEarly Iron Age,but, ecologicalsettings.In otherinstances,whereecologicalcondi-
when social stratification firstarose, Europe was, in Waller- tionsfavorspecializationin subsistenceor requireimportation
stein'sterms,marginal. of commodities neededto maintainsecureproductionor where
Whetherornotcoreand peripheralareas can be distinguished a core/periphery tradingsystemcan be documented,an ex-
withinBronzeAge Europedeservesdetailedempiricalexamina- change-basedtheorymay well be viable. All the same, the
tion. I am not persuaded,however,by Shennan'ssuggestion "decentering oftheobserver"whichGallayrecommends should
about the causal importanceof amberforthe developmentof not implythat essentialprocesseswilldiffer in separateareas.
stratificationin Denmark.Randsborg(1974) showsa general Any account of the originsof stratification must explain in
correlationbetweenagriculturalproductivity(based on the termsof the survivalstrategiesof householdproductiveunits
plow) and degreeof inequality.If Shennan were right,one what constrainedthe mass of the populationto accept the
wouldexpectthe entirewest coast of Jutlandto be an excep- ascriptivecomponentof superordinate status.
tion, since it is uniformly a source of amber and relatively Functionalism and theroleof elites.Crumley,Harding,and
unproductive agriculturally.Onlythearea aroundtheLimfjord, Hicks seemto feelthatmyapproachis, afterall, a functionalist
a rich and shelteredfishingground,fails to fit Randsborg's one.To theextentthatI do notbelievesocietyto be a thingof
correlation.The facts,such as they are, fit my speculation shredsand patches,I of course mustbe a functionalist. As I
betterthan Shennan's.The idea that in some areas of Europe attemptedto explainat the startof the "Critique" sectionof
secondaryelitesarose as a resultof theircompradorestatusin
exchangeswith more powerfulelites elsewherewithin the
continentmeritscarefulconsideration, but it is hard to recon- TABLE 1
cile with the generallyrudimentarycharacterof European COMPOSITION OF METAL ASSEMBLAGES FROM
Bronze Age stratification (which Shennanhimselfunderlines THREE CENTRAL EUROPEAN SITES
in his commenthere).
OTHER OTHER
A commodity-exchange theoryof the originsof social strati-
WEAP- ORNA- ARTI-
ficationapplicableto the EuropeanBronzeAge mustpointto SITE AND SOURCE SICKLES AXES ONS MFENTS FACTS
internalor externalcommercein goods whichmeet the basic
needs of households.To the extentthat householdscould do Arbon-Bleiche
withoutthe goods,theycould do withoutthe exactionsof the (Fischer1971)...... 2 4 16 35 42
suppliers.Evolutionarylogic suggeststhat we look to the Bohl (Dehn1952)..... 17 9 8 230 1
subsistencesectorforsuchcommodities, yetit is apparent(and Ackenbach
no responsedisagrees)that significanttrade'in foodstuffs is (Kimmig1955) .. 12 ... 9 . 10 22 -

Vol. 22 * No. 1 * February1981 19


my paper,however,a beliefthatsocial systemsare integrated himselfenforcethe asymmetry betweenhimselfand his sup-
need not involvethe view that a particularaspect of a society porters.This, as Blok explains,is the situationof the Mafia.
(in thisinstance,hereditary preferential access to resourcesby Leadersfacethesameproblemwhenstateinstitutions are weak
a rulingminority) is necessaryto thatsociety's(and itspartici- or nonexistent. Justas whenhis activitiesare opposed by the
pants') existence.This, however,is preciselythe argumentof state,theleadermusthimselfsupplythe violencenecessaryto
the functionalists-with-respect-to-stratification; the leadership disciplinedissidentfollowers. As Moore (1966:214) pointsout,
ofan elite,theysay,is necessaryto achievetheDarwiniangood "gangsterism is likelyto cropup wherevertheforcesoflaw and
of higherand more secure production.My positionis that orderare weak. European feudalismwas mainlygangsterism
certainefforts by householdsto achievehigherand moresecure that had become society itselfand acquired respectability
productionprovide leaders holdingtheir positionsby their throughnotionsof chivalry."In the BronzeAge,of course,no
achievementsthe leveragewithwhichto make theirpositions state structures existedto maintainthepowerof the emergent
permanent.By adding the threatof violenceagainst the now elite over theirfollowers. The eliteswouldhave had to supply
immobilemass of the populationto the promisesof assistance their own enforcement, and the furnitureof their burials
theygave before,theleaderscouldmaketheirstatushereditary suggeststhey gloriedin that necessity.As Anderson(1974)
and reduce the amount of assistance to theirfollowers.My has shown,furthermore, there is a direct historicallink in
approachmaybe functionalist in thebroadsenseofrecognizing Europe betweenfeudalismand the barbarian social system
the interdependence of the social and the technological, but it whicharose in the BronzeAge.
is nonfunctionalist with respectto the relationshipbetween Many responsesseem to findmy theoreticalpositionto be
stratificationand production. "polarized" (Adams) and "oversimple" (Sherratt). This is
I agreewithCazzella, Claessen,Cowgill,Earle, Lewthwaite, probablyinevitable.As Moore (1966:522) has said,
and Sherrattthat (to repeat myself)"it is undeniablethat any simplestraightforward truthabout politicalinstitutionsor
rulingclasses may sometimesbe of serviceto theirsubjects." eventsis boundto havepolemicalconsequence. ... In any society
In orderto maintainhereditary power,an elite mustuse both thedominant groupsare theoneswiththemostto hideaboutthe
the carrotand the stick.As the collapses of the Pahlevi and way societyworks.Veryoften,therefore, truthful analysesare
Somoza dynastiesshow,even in our own day, whenthe tech- boundto have a criticalring,to seemlike exposures ratherthan
nologyofforceis incomparably morepowerfulthanin thepast, objectivestatements.. ..
it is impossibleforeven the mostruthlessrulerto maintainhis We are so miredin the theoriesand mythologies whichjustify
power unless he reconcilesan adequate proportionof his the systemsof stratification that surroundus that a clear
subjects to his regimeby means of positiveincentives.It is in the remotepast in
expositionof the originsof stratification
important to be a "good massa." At thesame time,no stratified termsofuniversalsocial processescannotavoid seemingsome-
regimeis contentto confidethe positionof the elite to the how too radical.
consentof the governed:forceis the ultimateguaranteeof
power.As Earle pointsout, the extentto whichelitesextend
theirpowerand the ease withwhichtheymanage theirsub-
jects are largely determinedby the judicious provisionof
servicesto at least someofthepopulation.In thefinalanalysis,
Cited
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