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Experimental Gerontology 48 (2013) 85–93

Contents lists available at SciVerse ScienceDirect

Experimental Gerontology
journal homepage: www.elsevier.com/locate/expgero

Efficacy of physical exercise intervention on mobility and physical functioning in


older people with dementia: A systematic review
Kaisu Pitkälä a,⁎, Niina Savikko a, Minna Poysti a, b, Timo Strandberg c, Marja-Liisa Laakkonen a, d
a
Helsinki University Central Hospital, Unit of General Practice and Primary Health Care and University of Helsinki, Department of General Practice and Primary Health Care, Finland
b
The Social Insurance Institution of Finland, Rehabilitation Unit, Finland
c
University of Oulu, Institute of Health Sciences/Geriatrics and Health Centre Oulu, Oulu, Finland
d
City of Helsinki Health Centre, Rehabilitation Unit, Finland

a r t i c l e i n f o a b s t r a c t

Article history: Numerous trials have shown that physical activity and exercise training have beneficial effects in general
Received 13 February 2012 older populations. However, few have studied its effectiveness among people with dementia. The aim of
Received in revised form 5 August 2012 this systematic review is to examine the efficacy of trials using a rigorous randomised, controlled design
Accepted 27 August 2012
and including physical activity or exercise as a major component of intervention on the physical functioning,
Available online 31 August 2012
mobility and functional limitations of people with dementia. We found 20 randomised controlled trials that
Section Editor: A. Simm included a total of 1378 participants. Of these, only three were of high methodological quality, and six of
moderate quality. Nevertheless, these studies consistently show that intensive physical rehabilitation
Keywords: enhances mobility and, when administered over a long period, may also improve the physical functioning
Dementia of patients with dementia.
Exercise © 2012 Elsevier Inc. All rights reserved.
Physical functioning
Mobility
Fuctional limitation
Systematic review

1. Introduction one's ability to manage even the simplest activities of daily living
(ADLs) and may also make homecare more difficult for the caregiver.
The prevalence of dementia increases with age. Among people Dressing, undressing and transfers become slow limiting person's abil-
85 years or older, 20–30% may have Alzheimer's disease (Lobo et al., ity to perform outdoor activities. This process is enhanced by weight
2000). Over 80% of nursing home residents in Finland have dementia loss, sarcopenia and progressive frailty, which are typical of dementia
(Noro, 2005), which is the most common reason for nursing care at and which impair body control (Gillette-Guyonnet et al., 2007). Even
home and family caregiving of older people. Dementia is one of the in the early stages of dementia, patients may already have problems
most expensive diseases (Gustavsson et al., 2011), the need for help in walking and maintaining postural balance control. Dementia is a sig-
in daily activities and various kinds of social services account for nificant risk factor for falls (Allan et al., 2009; Tinetti, 2003).
over 85% of public costs account (Jedenius, 2010). Dementia is, there- Physical exercise has proved beneficial to older peoples’ mobility
fore, one of the most important challenges in the development of re- and even physical functioning (Liu and Latham, 2009; Rydvik et al.,
habilitation among the aged. 2004), in preventing falls (AGS, 2011) and, possibly, cognition
In addition to cognitive decline, neuropsychiatric symptoms and (Lautenschlager et al., 2008) and mood (Blake et al., 2009). A total
functional disabilities are common features of dementia (Fernández et of 121 randomised, controlled trials have examined the effectiveness
al., 2010; Knoptman et al., 2002). Functional deficits may appear even of strength training in general populations of older people (Liu and
in the early phases of progressive memory diseases (Knoptman et al., Latham, 2009). A quarter of these studies have shown effectiveness
2002) and, during their course functional deficits lead to disabilities, in physical functioning and in functional limitations such as walking
the need for help and, finally, to permanent institutional care (Cotter, speed. Exercise rehabilitation has also shown to be effective among
2007). Rigidity increases and walking speed decreases as the disease frail older people living in institutions (Forster et al., 2009). Exercise
progresses. Rigidity and functional limitations may further impair decreases functional limitations and is safe (AGS, 2011; Liu and
Latham, 2009).
Among people with dementia, the effectiveness of rehabilitation
⁎ Corresponding author at: University of Helsinki – Department of General Practice
and Primary Health Care, P.O. Box 20, 00014 University of Helsinki, Finland. Tel.: +358
has received less attention; for example, evidence of the effectiveness
9 191 27405. of exercise in preventing falls in these patients is lacking (AGS, 2011).
E-mail address: kaisu.pitkala@helsinki.fi (K. Pitkälä). Some prior systematic reviews have examined the effectiveness of

0531-5565/$ – see front matter © 2012 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.exger.2012.08.008
86 K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93

exercise in frail older people, but some of those focusing on people Potter et al., 2011). Our objective was to find as comprehensively as
with dementia are fairly old or include surprisingly few clinical trials possible all randomised, controlled trials in older people with dementia
(Forbes et al., 2008; Hauer et al., 2006; Littbrand et al., 2011). Some of investigating efficacy of physical exercise on physical functioning, mo-
these studies focus on frail older people in long-term care settings bility or related functional limitations as outcome measures. Physical
and, although consisting of a proportion of people with dementia, functioning is defined as the ability to perform activities needed in
also include cognitively intact people (Forster et al., 2009). Further- daily life, either basic activities of daily living (BADL) or instrumental ac-
more, some examine the effects of exercise on motor performance tivities of daily living (IADL) (Jette, 2006). Therefore, disability refers to
or cognitive functioning (Hauer et al., 2006; Littbrand et al., 2011). Fi- the inability to perform in one or more dimensions of physical function-
nally, some also include studies which are not rigorously randomised ing. Functional limitations are defined as difficulties an individual may
(Blankevoort et al., 2010; Heyn et al., 2004, 2008). People with de- have in executing activities; for example, functional limitations in mo-
mentia have specific problems and risks related to their physical func- bility (mobility limitation) refer to a gait speed that may be slow or to
tioning. In light of the magnitude of problems related to mobility, an individual who may have difficulty getting up stairs (Fuller-
functional limitations, disability and risk for falls in patients with de- Thomson et al., 2009; Jette, 2006). Functional limitations often precede
mentia, surprisingly few studies have investigated the effectiveness of disability in disablement process (Verbrugge and Jette, 1994) and, thus,
physical exercise or rehabilitation in them. In our service system the physical functioning can be seen as a stronger outcome measure than
attitude towards the rehabilitation of older people with dementia functional limitation or mobility limitation.
has been quite reserved. Thus, this systematic review of randomised, We excluded other disease populations besides those with de-
controlled studies aimed to investigate whether rigorous trials have mentia. No exclusion criteria were set for length of intervention or
shown the efficacy of exercise training in the mobility, functional lim- follow-up. In the studies reviewed physical exercise had to be the
itations and physical functioning of people with dementia. main intervention either alone or in combination with other inter-
ventions. This decision to include multi-component interventions
2. Methods was made because there are very few pure exercise intervention
studies in this particular patient group. People with dementia suffer
We searched PubMed, Cochrane, DARE, Cinahl and Nursing@Ovid from complex problems and, thus, they may benefit from tailored ex-
databases with the words “dementia” OR “Alzheimer” OR “cognitive de- ercise interventions targeted on their problems and needs. Many ex-
cline” combined with the words “exercise” OR ”exercise training” OR ercise interventions in this patient group are based on functional
“physical exercise” OR ”physical activity” using the filter randomised, exercises or exercises to improve executive functioning such as
controlled trial or clinical trial. Only publications in English language dual-tasking. However, the intervention study to be included in this
were included. We performed the search in September 2011 and in- review had to have exercise as the main component of intervention.
cluded all articles that fulfilled our criteria and were published through This physical exercise could include any type of physical activity
31 August, 2011. Fig. 1 describes the database search. We also reviewed that was planned, structured, and repetitive for the purpose of condi-
all reference lists of the articles to find relevant publications. We also ex- tioning any part of the body. Physical exercise could be performed in-
amined all previous, relevant systematic reviews on this topic dividually or in groups. It could include strength training, endurance
(Blankevoort et al., 2010; Forbes et al., 2008; Forster et al., 2009; training, walking, balance training, dual-task training or training spe-
Hauer et al., 2006; Heyn et al., 2004, 2008; Littbrand et al., 2011; cific daily functions. The researchers selected the relevant studies
through discussion.
We divided the studies into two groups: 1. in people residing in
Electronic literature search. institutional care, and 2. in community-dwelling people.
Databases: Medline, Cinahl, We evaluated the methodological quality of the studies using a
Nursing@Ovid, Cochrane, DARE modified rating system. In this rating system, we used criteria for
randomised intervention trials developed by the Cochrane library
Citations from database search: N=575 which have been modified by Cochrane collaborators (Forbes et al.,
2008; Liu and Latham, 2009), as well as the PEDro scale, which is a
tool for measuring the methodological quality of clinical trials related
to physiotherapy practice (Maher et al., 2003) and criteria developed
Fully accessed after removing by the Evidence-based Medicine Working Group (Guyatt et al., 1993,
duplicates and scanning abstracts 1994). We added one more criterion to these because compliance is
N=117 often a problem in physical activity and exercise studies, and may di-
lute the effects of good interventions. The criteria are described in
Papers excluded after evaluation Table 1. Each criterion was worth one point. If the study only partly
of full text N=100 fulfilled the criterion, it received no point for that particular criterion.
Reasons for exclusionn: Reviews , not The quality of the research was considered high, if the study earned
more than 10 points out of 13. Points from 7 to10 indicate moderately
randomised controlled trials, all
high quality, and points below 7, poor quality. The researchers (KP,
participants did not have dementia,
MR, MLL, NS) evaluated the studies independently using the quality
effects of physical functioning or
criteria and discussed differences of opinions in order to reach
mobility were not evaluated
consensus.
We graded the evidence of efficacy based on the GRADE Working
Articles included from Group (Atkins et al., 2004).The grading is based on design and quality
database searches N=17 of reviewed studies, the consistency and direction of their findings
Articles included from and other modifying factors such as sparse data, strong or very strong
reference lists N=2 association, risk of bias, evidence of a dose–response gradient and ef-
Articles included from authors fect of plausible residual-confounding. We graded evidence on two
knowledge of area N=1 important outcomes: mobility limitations/functional limitations and
physical functioning. We also considered balance between benefits
Fig. 1. Results of search strategy. and harms because exercise may have adverse effects such as falls.
K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93 87

Table 1 to small sample sizes that failed to allow enough power to detect differ-
Criteria to evaluate the methodological quality of included studies. The criteria were ences between the intervention and control arms (Buettner, 2002;
drawn from several sources (Forbes et al., 2008; Guyatt et al., 1993, 1994; Liu and
Latham, 2009; Maher et al., 2003). Each criterion is worth one point. Studies receiving
Christofoletti et al., 2008; Cott et al., 2002; Francese et al., 1997;
11–13 points are considered to be of high quality, those with 7–10 points of moderate Kemoun et al., 2010; Santana-Sosa et al., 2008; Tappen, 1994; Tappen
quality, and those below 7 points as poor quality. et al., 2000), poorly described randomisation methods (Buettner,
2002; Francese et al., 1997; Kemoun et al., 2010; Santana-Sosa et al.,
1. The randomisation method is described adequately and acceptably
(a computerised randomisation program, a separate randomisation centre that 2008; Stevens and Killeen, 2006; Tappen, 1994; Tappen et al., 2000)
has no data on the participants) and problems in treating drop-outs in analyses (Buettner, 2002;
2. The study population (diagnosis of dementia) is sufficiently well defined Christofoletti et al., 2008; Cott et al., 2002; Francese et al., 1997;
(e.g. fulfils DSM-IV criteria or NINCDS-ADRDA criteria or a geriatrician or
Kemoun et al., 2010; Santana-Sosa et al., 2008; Stevens and Killeen,
neurologist made the diagnosis using adequate tests and MRI scans of the brain.
A diagnosis retrieved from medical records or an MMSE score alone was not
2006; Tappen, 1994; Tappen et al., 2000). In many studies, the interven-
considered a valid definition). tion and control patients were incomparable at baseline; these differ-
3. Inclusion and exclusion criteria are accurately described. ences were not adjusted in the final analyses (Buettner, 2002;
4. The study has sufficient statistical power to detect differences between Christofoletti et al., 2008; Francese et al., 1997; Kemoun et al., 2010;
changes in the groups. A justified power calculation in the article or – often
Santana-Sosa et al., 2008; Tappen, 1994). However, we found two stud-
because of limited space in journal – the number of participants seems to
be adequate. ies of high or moderately high methodological quality. (Table 4)
5. Measurements and outcome measures are clearly defined and valid. To date, the largest exercise intervention study on physical function-
6. Groups are comparable at baseline or outcome measures are adjusted as needed. ing among institutionalised older people with dementia has taken place
7. Drop-outs are described (e.g. flow chart, reasons for drop-outs and in which in France (Rolland et al., 2007). The study fulfilled all of our quality criteria
phase of the study), and the analyses take them into account.
8. Analyses are performed on an intention-to-treat basis.
(Rolland et al., 2007) (Table 4). The number of participants, retrieved
9. A comparison is made in relation to changes in outcome variables between from nursing homes, was high (N=134). The diagnosis of Alzheimer's
the groups. disease, performed by geriatricians using diagnostic criteria, was
10. A group assignment is blinded when assessing the outcomes. well-defined and supported by the MMSE score (b 25). The patients'
11. The intervention is described in sufficient detail to be repeated.
mean MMSE score was below 10, suggesting that most of them had se-
12. The compliance of participants is described.
13. Complications are reported. vere dementia. The patients were randomised into a control group and
an intervention group, which performed supervised physical exercise
for two hours per week for one year. Thus, the intensity of the interven-
tion was high, and the duration long. Valid measurements served to
measure physical functioning (Katz ADL index), behavioural and psycho-
logical symptoms of dementia (Neuropsychiatric Inventory), and depres-
Evidence was graded as high if further research was considered un- sion (Montgomerry-Asberg Depression Scale). Only one in five dropped
likely to change confidence in the estimate of effect; moderate if fur- out during the intervention year. However, despite the low drop-out
ther research was considered likely to have an important impact on rate, the participation rate in the exercise sessions was poor: the mean
confidence in the estimate of effect and may change the estimate; number of participations in the sessions was 33 out of 88. The statistical
low if further research was considered very likely to have an impor- analyses used “intention-to-treat” — method including all participants
tant impact on confidence in the estimate of effect and likely to in their randomised groups, and researchers used LOCF (last-
change the estimate; and very low is any estimate of effect is very un- observation-carried-forward) analysis. Although Katz's ADL index is fairly
certain (Atkins et al., 2004). insensitive for measuring change, the physical functioning of the inter-
vention groups decreased more slowly in 12 months than did that of
the control group. There were no differences between the groups with re-
3. Results spect to nutrition, BPSDs or depression. The study also reported about the
safety of the intervention: there were no differences between the groups
We found 20 randomised, controlled trials examining the efficacy in relation to falls, fractures or deaths, but participants in the intervention
of exercise on dementia patients’ mobility, functional limitations or group were admitted to hospitals significantly more often than were con-
physical functioning. A variety of types of exercises served to test trols during the intervention year.
the efficacy of physical exercise (Tables 2 and 3). These varieties in- In a study by Tappen et al. (2000), 65 participants with Alzheimer's
cluded endurance training (e.g. walking, exercise bike, restorator disease were randomised into three arms. The aim of the active treatment
training) and strength training, balance/coordination training, or was to improve the participants' executive functioning and mobility by
functional exercises. The exercises were performed both in groups performing dual-task training (walking and talking simultaneously).
and individually, with or without a professional supervisor. They in- One intervention group did only walking exercises, the second had only
cluded also dual-task training to improve executive functioning or conversations and the third group did both (dual-tasking). Individually
practicing specific functional skills needed in daily activities. Often performed intervention was conducted three times a week for
training programmes were multimodal. The trial interventions as 16 weeks. Participants in the dual-tasking group, which combined walk-
well as in the outcome measures were therefore quite heterogeneous. ing and conversation, showed a slower decline in mobility than did the
Therefore, we could not perform a meta-analysis of the findings or other groups. Dementia patients in particular appear to benefit from
calculate effect sizes. Instead, we described consequently individual this kind of training in executive functioning training (Schwenk et al.,
studies, their methodological strengths and limitations, and evaluated 2010). However, this is the only study to explore the effects of dual-
their implications and possible grade of evidence. tasking and comparing that with pure exercising and with pure conversa-
tion. One may question why the pure walking group did not benefit more
3.1. Physical exercise interventions targeting on older people with compared to pure conversation group. There are probably several reasons
dementia in institutional care behind this finding. First, the number of participants was small and, thus,
the study was underpowered to detect differences between walking and
We found 10 randomised studies (total n =575 participants) exam- conversation. Second, the pure walking (30 min self-paced walking with
ining the efficacy of physical exercise among older institutionalised resting in between) may have been too weak intervention to allow im-
people with dementia (Table 2). According to our evaluation eight stud- provements. Third, the pure conversation group may have also benefitted
ies were of poor quality. Problems in methodology were related mainly from cognitive stimulation in respect to executive functioning.
88 K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93

Table 2
Randomized, controlled trials examining efficacy of physical exercise among institutionalised older people with dementia.

Study N, Study population Exercise type, time, frequency Intervention Effects on mobility(M) or Other effects Metodological
mean and duration performed in functional limitations (FL)/ quality
age, groups(G)/ physical functioning (PF) (points 0–13)
women individually
(%) (I)

Buettner, N = 24 NH-patients Walking, strength-, balance-, G Improvement in M (strength and Less falls Poor
2002 83 y MMSE b24, functional training walking distance) 2/13
NR mean 3 1×/day – duration?
Cott et al., N = 49 Insitutionalised 1) Dual tasking I No differences between the groups Poor
2002 82 y patients with 2) Conversation (as pairs) in M (ambulation) or PF 6/13
53% dementia 3) Control
MMSE b 20, mean 30 min × 5/week, 16 weeks
6
Christofoletti N = 54 Insitutionalised 1)Physiotherapy and I Improvement in FL (balance) in Improvement in Poor
et al., 2008 74 y patients occupational intervention groups compared with cognition in group 1 5/13
69% with dementia therapy 2 h × 5/week; 2) controls
(mixed type); Physiotherapy; 1 h× 3/week
mean MMSE 3) Control; 6 months
13-19
Francese et N = 12 NH-patients Various physical exercise, G Improvement in FL (muscle strength), Poor
al., 1997 NR AD-diagnosis music no differences in PF 3/13
20min × 3/week, 7 weeks
Kemoun et N = 38 NH-patients Walking, exercise bike, dancing ? Improvement in M (walking speed, Improvement Poor
al., 2010 82 y AD-diagnosis 1 h × 3/week, 15 weeks stride length) in cognition 6/13
74% MMSE b 23
Rolland et al., N = NH-patients Walking, strength, balance G Slower decline in PF (measured No differences in High
2007 134 AD-diagnosis 1 h × 2/week, 12 months by Katz ADL-index) BPSDs, depression 13/13
83 y mean MMSE 8 or nutrition
75%
Santana-Sosa N = 16 NH-patients Group exercise G Improvement in M and FL (muscle Poor
et al., 2008 73– AD-diagnosis; 75 min × 3/week, 12 weeks strength, flexibility, gait, balance) 6/13
76 y mean MMSE 20 and PF (Katz, Barthel)
63%
Stevens and N = NH-patients 1) Strength training of major G Improvement in PF in strength Improvement Poor
Killeen, 120 MMSE b24 muscles training group in cognition 3/13
2006 81 y 2) Social activity group in G1
75% 3) Control
30 min × 3/week, 3 months
Tappen, N = 63 NH-patients 1) Practice of ADL skills G Slower decline in PF in group Poor
1994 84 y dementia 2) Games and stimulation practicing ADL skills 3/13
65% diagnosis 3) Control
mean MMSE 6 2.5 h × 5/week, 20 weeks
Tappen et al., N = 65 NH-patients, 1) Walking I Slower decline in M (6-min Moderate
2000 87 y AD-diagnosis 2) Conversation walking test) in group practicing 8/13
84% mean MMSE 11 3) Dual-tasking (both) dual-tasking
30 min × 3/week, 16 weeks

AD = Alzheimer's disease; MMSE = mini mental state examination — cognition test (max 30); NR = not reported; NH = nursing home; y= year, min = minutes, h = hour; ADL =
activities of daily living; RCT = randomized controlled trial, BPSD = behavioral and psychological symptoms of dementia; G = group.

3.1.1. Physical exercise interventions targeted on home-dwelling older number of participants was large (N= 153), their mean age was 78,
people with dementia and their mean MMSE scores were 17. The study showed that interven-
We found 10 randomised studies (total n = 803 participants) that tion decreased patients' symptoms of depression (Cornell depression
investigated the efficacy of exercise on community-dwelling older scale) and improved their physical role function measured with the
people with dementia (Table 3). Six studies had very small sample SF-36, which reflects functional deficits in older people (Syddall et al.,
sizes (Burgener et al., 2008; Kwak et al., 2008; Netz et al., 2007; 2009). In line with many other studies targeting on dementia patients,
Schwenk et al., 2010; Steinberg et al., 2009; Toulotte et al., 2003), of the proportion of drop-outs was quite high (22%). The intervention
which two had negative results (Burgener et al., 2008; Netz et al., was multidimensional and, in addition to physical exercise, also includ-
2007). Two of the ten studies were of high quality. They had a large ed caregiver guidance. Therefore, whether the physical activity of the
number of participants, and used valid measurements and analyses patients or caregiver guidance improved their functional limitations re-
(Schwenk et al., 2010; Teri et al., 2003). Both of these studies found mains unclear. Although the methodological quality was high, the study
that intervention had positive effects on functional limitations. Five failed to describe in detail the home-based physical activity programme
studies were of moderately high quality (Miu et al., 2008; Pomeroy and provided neither a description of their complications nor their com-
et al., 1999; Shaw et al., 2003; Steinberg et al., 2009; Toulotte et al., pliance with physical activity.
2003): four of these showed improvements in functional limitations A high-quality German study (Schwenk et al., 2010) tested the effi-
in favour of the intervention group (Miu et al., 2008; Shaw et al., cacy of strength-, balance- and dual-task training on people with mild
2003; Steinberg et al., 2009, Toulotte et al., 2003) but one found no dementia. The participants were recruited from patients admitted to
differences between the study groups (Pomeroy et al., 1999). hospital. The number of participants was moderately large (N= 61),
A high-quality American study examined whether guidance to in- but after randomisation, ten participants opted out of the trial and
crease home-based physical activity and caregiver education was effec- two additional participants dropped out. The final analyses did not
tive in home-dwelling Alzheimer's patients (Teri et al., 2003). The take these patients into account. The participants' mean age was 82,
K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93 89

Table 3
Randomized, controlled trials examining physical exercise intervention among community-dwelling older people with dementia.

Study N, Study population Exercise type, time, Intervention Effects on mobility(M) or Other effects Metodological
mean age, frequency performed in functional limitations quality
women (%) and duration groups(G)/ (FL)/ physical functioning (points 0–13)
individually (PF)
(I)

Burgener N= 43 Dementia, CDR b 2, Tai-chi exercises, G No differences between Improvement in Poor


et al., 77 y mean MMSE 24 cognitive-behavioral thera- intervention vs control in self-esteem 4/13
2008 47% pies M (strength, balance)
1 h× 3/week, 40 weeks
Kwak N= 30; NR; Dementia Various exercises ? Improvement in PF Improvement in Poor
et al., 100% mean MMSE 15 (e.g. restorator , staircase and (own measure) cognition 2/13
2008 shoulder wheel training)
30-60 min × 2-3/week,
12 weeks
Miu N= 85; Dementia patients Bicycle and hand – G Improvement in M No difference in Moderate
et al., 76 y; 74% from memory ergometer, (walking speed), not in PF cognition 7/13
2008 clinic 45-60min × 2/week, 3mo
Netz N= 29 Day center patients Group exercise (group G No differences between Poor
et al., 77 y with dementia, size13-15) intervention vs control in 6/13
2007 52% mean MMSE 13 2/week, 12 weeks M (strength, balance)
Pomeroy N= 81 Dementia patients Various types of exercise I No differences between No difference in nursing Moderate
et al., 82 y in respite care training with physiotherapist the groups in M (walking time spent on patients in 9/13
1999 74% 30 min × 5/week, 2 weeks ability) intervention and control
groups
Schwenk N= 61 Geriatric hospital Strength, balance and G Improvement in FL High
et al., 82y patients dual-task training (dual-task performance) 11/13
2010 64% MMSE b 26 2 h× 2/week, 12 weeks
Shaw N= 274 Emergency Physiotherapy at home/ I Improvement in M No decrease in number Moderate
et al., 84 y department care facility: walking, (gait performance) of falls 10/13
2003 80% patients after a fall, balance, strength
MMSE b 24 training, optimization of
mean 13 medication
frequency?, 3 months
Steinberg N= 27 AD/mixed Aerobic, strength and balance I Improvement in FL Moderate
et al., 75 y dementia training (hand functions); 10/13
2009 70% MMSE > 10 7x/week, 12 weeks no difference in PF
Teri N= 153 Home-dwelling, Physical exercise and I Improvement in FL Improvement in High
et al., 78 y AD caregiver education (physical role depression 11/13
2003 41% mean MMSE 17 30 min × 2-4/week, function measured
3 months, 2y follow-up with RAND-36)
Toulotte N= 20 Dementia patients with a Strength and balance training G Improvement in M Moderate
et al., 81 y; NR history of fall; MMSE b 21 45 min × 2/week, 16 weeks (walking speed 7/13
2003 and balance)

AD = Alzheimer's disease; y = year, NR = not reported; CDR = Clinical Dementia Rating; MMSE=mini mental state examination; min = minutes; h= hour.

and their mean MMSE score (21) was fairly high. Randomisation was did not lead to improvements in mobility, possibly due to the short
performed properly. Compared with the control group, the intervention duration of the intervention.
group's performance in dual-tasking improved. Steinberg et al. (2009) investigated the efficacy of exercise train-
One UK study (Shaw et al., 2003) was designed primarily to decrease ing in dementia patients with Alzheimer or mixed type. The training
falls in older people with cognitive decline. In addition to home-based programme was intensive and included brisk walking as well as
physical exercise for three months, intervention included treatment of strength and balance training seven times a week for 12 weeks. The
diseases, optimisation of medications, and assessment of risk factors participants and their relatives were responsible for executing the
for falls. The participants (N= 274) were older people with MMSE training programme. Of the intervention group, 59% returned their
scores b24, a history of falling and who had been admitted to the emer- training diary and 72–79% of them reported exercising according to
gency department due to a fall. Mean age 84 years was high. Although the objectives of the training programme. The researchers reported
the diagnosis of dementia was not defined with specific criteria, most results from 13 measurements (e.g. NPI, Cornell, quality of life, care-
of the patients apparently had dementia as the mean MMSE score was giver burden), of which only one showed improvement in favour of
13. Performance in walking improved significantly in the intervention the intervention group. Intervention improved hand functions indi-
group. However, no differences were found in major outcome mea- cating improvement in functional limitation. However, they found
sures: falls and fractures. About two thirds of participants complied no differences in mobility between the groups, and there was more
with gait and balance training. depression and lower quality of life in the intervention group. The
Pomeroy et al. (1999) examined whether physiotherapeutic treat- number of participants was small (N = 27) and the researchers used
ment with various exercises given for two weeks every workday dur- no power calculations.
ing a two-week period of respite care can enhance mobility in The study of Toulotte et al. (2003) used a very small number of
dementia patients. The control group participated in other activities. participants (N = 20). Strength, balance and stretching training
The participants' mean age 82 years was high. A psychiatrist carefully were scheduled for two hours a week for a 16-week period. Walking
determined dementia diagnoses. The study was carefully blinded: re- speed and balance in the intervention group improved, but re-
searchers used video-recording and two independent evaluators to searchers did not report the differences between the groups, but
assess outcomes. Although nine participants dropped out during the within the groups at different time points. The study was blinded,
study, the researchers used “intention-to-treat” analysis. Intervention and intervention, compliance and complications were rather well
90
Table 4
Evaluation of the quality criteria fulfillment in randomized controlled trials examining physical exercise interventions among people with dementia.

Study Randomization Valid Inclusion Adequate Valid Baseline Drop-outs Intetion- Comparison Blinding Description Compliance Complications
described and definition and statistical measurements characteristics in described to-treat of differences used of described described
acceptable of exclusion power or and outcome groups and analysis in changes interven-tion
dementia criteria justified with measures described + groups included between
described power comparable in analyses the groups in
calculation outcome

K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93


variables

Studies performed among institutionalised older people with dementia


Buettner, 2002 − − + − − − ? ? − − + − −
Cott et al., 2002 + − + − + + +/− − − + + − −
Christofoletti et al., 2008 + +/− + − + − − − + − + − −
Francese et al., 1997 − + − − + − − − + − − − −
Kemoun et al., 2010 − + + − + − − − + − + + −
Rolland et al., 2007 + + + + + + + + + + + + +
Santana−Sosa et al., 2008 − + + − + − − − + − + + +/−
Stevens and Killeen, 2006 − ? ? + + − − − − ? + − −
Tappen, 1994 − +/− + − + − − − − − + +/− −
Tappen et al., 2000 − + + − + + − − + + + + −

Studies made among community-dwelling older people with dementia


Burgener et al., 2008 − +/− − − + + − − + − + +/− −
Kwak et al., 2008 − +/− + − − − ? ? − − + ? −
Miu et al., 2008 − + + + + +/− +/− − + + + − −
Netz et al., 2007 − − + − + + + − + − + ? −
Pomeroy et al., 1999 − + + + + +/− + − + + + + −
Schwenk et al., 2010 + + + − + + + − + + + + +
Shaw et al., 2003 + − + + + + + + + − − + +
Steinberg et al., 2009 − + + − + + − + + + + + +
Teri et al., 2003 + + + + + + + + + + +/− +/− +
Toulotte et al., 2003 − ? + − + − +/− ? + + + + +

+ = fulfills criteria; − = does not fulfill criteria; +/− = fulfills criteria only partly; ? = cannot be concluded from the study report.
K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93 91

reported. However, its methodology has a number of problems: the blind study design is difficult to arrange adequately in such clinical
dementia of the participants was poorly defined, baseline characteris- studies, but in nine studies, the researchers did attempt to do so.
tics were not described and remains unclear whether they used the Most of the studies usually validated and justified their measure-
intention-to-treat analysis. ments and outcomes well, and also described the intervention well.
Other physical exercise intervention studies of home-dwelling It is worth noting that altogether eight of the nine high or moder-
older people with dementia were of poor quality (Burgener et al., ately high quality studies (Miu et al., 2008; Rolland et al., 2007;
2008; Kwak et al., 2008; Netz et al., 2007). None of these studies de- Schwenk et al., 2010; Shaw et al., 2003; Steinberg et al., 2009;
scribed their randomisation method, all had a small number of partic- Tappen et al., 2000; Teri et al., 2003; Toulotte et al., 2003) found
ipants and one study (Burgener et al., 2008) failed to provide the that physical exercise improves the mobility, functional limitations
number of drop-outs or the use on intention-to-treat analysis. This or physical functioning of older people with dementia. One study
makes evaluation of the study's statistical power difficult. Only the had a clear reason for its modest results: a short intervention period
Korean study (Kwak et al., 2008) showed the efficacy of physical ex- of only two weeks (Pomeroy et al., 1999). Determining the real effect
ercise on physical functioning. However, the measurement was not sizes and performing a meta-analysis was, however, impossible. The
validated, and the evaluation of efficacy was not based on differences studies share a high degree of heterogeneity in intensity, duration
between the groups (Kwak et al., 2008). The other two studies failed and type of exercise performed. In addition, the outcome measures
to show efficacy at all (Burgener et al., 2008; Netz et al., 2007). vary considerably and are not comparable with each other. The target
groups also differ from one study to another: patients in mild stages
4. Discussion of dementia differ substantially from those in more severe stages
and may not benefit from same types of exercises.
We found 20 randomised, controlled trials that examined the effi- Two of the studies reporting positive effects used a multicomponent
cacy of physical exercise on dementia patients’ mobility/functional intervention (Shaw et al., 2003; Teri et al., 2003), which makes it diffi-
limitations or physical functioning or both. Nine studies were consid- cult to determine the specific effect of the physical exercise. The same
ered to be of high or moderately high methodological quality. Six of problem with multimodal interventional components concerns dual-
these studies demonstrated positive effects on mobility or functional tasking which was especially explored in Tappen's (2000) study:
limitations, and an additional two even on physical functioning. Only dual-tasking was beneficial but walking alone not. In other studies,
one study of moderate methodological quality found no efficacy prob- three used strength and balance training (Rolland et al., 2007;
ably due to short duration of exercise. Compared to other older Schwenk et al., 2010; Toulotte et al., 2003), two dual-tasking
populations, physical exercise interventions have relatively rarely (Schwenk et al., 2010; Tappen et al., 2000), and one an aerobic cycle-
targeted older people with dementia. However, the topic has recently ergometer (Miu et al., 2008). In fact, most of the effective, high quality
gained more attention. The past three years have seen seven physical studies used multimodal interventions by combining various types of
exercise intervention studies published, and several others are ongo- exercises (Rolland et al., 2007; Schwenk et al., 2010; Shaw et al.,
ing (e.g. Cerga-Pashoja et al., 2010; Hill et al., 2009; Pitkala et al., 2003; Steinberg et al., 2009; Toulotte et al., 2003), using dual-tasking
2010). in exercises (Schwenk et al., 2010; Tappen et al., 2000) or combining ex-
Patients with dementia are at high risk for falls, suffer from mobil- ercises to other interventional components (Shaw et al., 2003; Teri et
ity limitations in early stages of their disease, and experience severe al., 2003). In studies with a positive outcome, the frequency of interven-
disabilities in moderate and severe stages of the disease. Despite the tion was at least twice per week and usually with a progressive increase
magnitude of the problems related to their functional limitations in intensity (Rolland et al. 2007; Schwenk et al., 2010; Tappen et al.,
and disability as well as the risk for fractures, surprisingly few 2000). The duration of the intervention varied from 12 weeks
high-quality studies have investigated the effectiveness of exercise (Schwenk et al., 2010) to 16 weeks (Tappen et al., 2000; Toulotte et
or rehabilitation among patients with dementia. In most Western al., 2003), and even up to one year (Rolland et al., 2007). Effective inter-
countries, this patient group is the largest patient group in need of ventions relied on both individual- (Shaw et al., 2003; Tappen et al.,
home care and institutional care; dementia is therefore one of the 2000; Teri et al., 2003) and group-based exercises (Rolland et al.,
most expensive diseases to manage (Gustavsson et al., 2011). 2007; Schwenk et al., 2010; Toulotte et al., 2003).
Sixteen of our reviewed studies showed efficacy either on func- That the older studies were implemented in institutional settings is
tional limitations or on physical functioning. Those four not showing understandable (Table 2), because the studies executed in institutional
any efficacy had obvious reasons for their negative findings: three of settings cost less, and participant compliance is easier to confirm.
them were of poor quality and had small sample sizes not allowing However, many of these earlier studies suffer from methodological
enough statistical power to show differences between the groups limitations. Although the studies had few participants and weak power,
(Burgener et al., 2008; Cott et al., 2002; Netz et al., 2007) whereas their findings show positive trends. The frailty of institutional patients
in one study the duration of intervention was only two weeks or a decline in their cognitive functioning does not seem to decrease the
(Pomeroy et al., 1999). The only high-quality study showing efficacy effectiveness of the rehabilitation. However, a publication bias favouring
on physical functioning had a very long-term intervention, lasting positive study results may be present. In addition, generalising these find-
for 12 months (Rolland et al., 2007). ings to home-dwelling older people with dementia is problematic.
Most of the reviewed studies assessed had methodological prob- Only a few studies have reported participant compliance or com-
lems. Fewer than half adequately described the randomisation meth- plications (e.g. falls, fractures or hospitalisations), and compliance be-
od, and the size of the intervention and control groups was often tween them varies. In long-term studies and those with intensive
unequal. The question of whether randomisation was performed intervention, compliance has been low. Patients with Alzheimer's dis-
properly, therefore remains in doubt. Several studies had a small ease participated in a mean of 33 of 88 sessions, although only a fifth
number of patients and, consequently low statistical power to show completely dropped out during the year-long intervention period
differences between the groups. Several studies failed to accurately (Rolland et al., 2007). In another study, about two in three interven-
define their patient group and thus leaving the diagnosis of dementia tion group participants committed to walking and balance training
obscure. In many studies, the definition of dementia relied only on (Shaw et al., 2003). In the study by Tappen et al. (2000), 75% partici-
the MMSE score, which does not justify a diagnosis of dementia. In pated in dual-tasking groups, and in a German study, the compliance
many studies, the description of the baseline characteristics was rate was 92% (Schwenk et al., 2010). In studies reporting complica-
vague, absent, or the groups differed significantly from each other tions, groups showed no difference from each other with respect to
with respect to certain characteristics that may affect outcomes. A falls or fractures (Rolland et al., 2007). In one study (Shaw et al.,
92 K. Pitkälä et al. / Experimental Gerontology 48 (2013) 85–93

2003), such complications neither increased nor decreased, whereas Blankevoort, C.G., van Heuvelen, M.J., Boersma, F., Luning, H., de Jong, J., Scherder, E.J., 2010.
Review of effects of physical activity on strength, balance, mobility and ADL perfor-
in another, no one in the intervention group and six in the control mance in elderly subjects with dementia. Dement. Geriatr. Cogn. Disord. 30, 392–402.
group fell (Toulotte et al., 2003). One study showed increase in hospi- Buettner, L.L., 2002. Focus on caregiving. Falls prevention in dementia populations. Pro-
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Ricketts, S., Strother, L., Waters, F., Ritchie, C.W., Warner, J., 2010. Evaluation of ex-
plete the study, which may overestimate efficacy. Understandably, ercise on individuals with dementia and their carers: a randomised controlled trial.
studies about older people with dementia have a significant propor- Trials 11, 53.
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Gillette-Guyonnet, S., Abellan Van Kan, G., Alix, E., Andrieu, S., Belmin, J., Berrut, G.,
Bonnefoy, M., Brocker, P., Constans, T., Ferry, M., Ghisolfi-Marque, A., Girard, L.,
5. Conclusions Gonthier, R., Guerin, O., Hervy, M.P., Jouanny, P., Laurain, M.C., Lechowski, L.,
Nourhashemi, F., Raynaud-Simon, A., Ritz, P., Roche, J., Rolland, Y., Salva, T.,
Vellas, B., International Academy on Nutrition and Aging Expert Group, 2007.
Although 20 randomised studies aimed to clarify the effects of ex- IANA (International Academy on Nutrition and Aging) Expert Group: weight loss
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Gustavsson, A., Svensson, M., Jacobi, F., Allgulander, C., Alonso, J., Beghi, E., Dodel, R.,
few of them are of high quality. The high-quality studies nevertheless
Ekman, M., Faravelli, C., Fratiglioni, L., Gannon, B., Jones, D.H., Jennum, P.,
demonstrate fairly consistently that intensive physical exercise may Jordanova, A., Jönsson, L., Karampampa, K., Knapp, M., Kobelt, G., Kurth, T., Lieb,
improve the mobility or functional limitations of older people with R., Linde, M., Ljungcrantz, C., Maercker, A., Melin, B., Moscarelli, M., Musayev, A.,
dementia (Miu et al., 2008; Schwenk et al., 2010; Shaw et al., 2003; Norwood, F., Preisig, M., Pugliatti, M., Rehm, J., Salvador-Carulla, L., Schlehofer, B.,
Simon, R., Steinhausen, H.C., Stovner, L.J., Vallat, J.M., den Bergh, P.V., van Os, J.,
Steinberg et al., 2009; Tappen et al., 2000; Teri et al., 2003; Toulotte Vos, P., Xu, W., Wittchen, H.U., Jönsson, B., Olesen, J., on behalf of the CDBE2010
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Guyatt, G.H., Sackett, D.L., Cook, D.J., 1993. Users' guides to the medical literature. II.
et al., 2007). How to use an article about therapy or prevention. A. Are the results of the study
valid? Evidence-based medicine working group. JAMA 270, 2598–2601.
Acknowledgements Guyatt, G.H., Sackett, D.L., Cook, D.J., 1994. Users' guides to the medical literature. II.
How to use an article about therapy or prevention. B. What were the results and
will they help me in caring for my patients? Evidence-Based Medicine Working
This study was supported by the Social Insurance Institution of Group. JAMA 271, 59–63.
Finland, the Central Union for the Welfare of the Aged, the Sohlberg Hauer, K., Becker, C., Lindemann, U., Beyer, N., 2006. Effectiveness of physical training
on motor performance and fall prevention in cognitively impaired older persons:
Foundation, and the King Gustaf V and Queen Victoria's Foundation. a systematic review. Am. J. Phys. Med. Rehabil. 85, 847–857.
Heyn, P., Abreu, B.C., Ottenbacher, K.J., 2004. The effects of exercise training on elderly
Appendix A. Supplementary data persons with cognitive impairment and dementia: a meta-analysis. Arch. Phys.
Med. Rehabil. 85, 1694–1704.
Heyn, P.C., Johnson, K.E., Kramer, A.F., 2008. Endurance and strength training outcomes
Supplementary data to this article can be found online at http:// on cognitively impaired and cognitively intact older adults: a meta-analysis. J.
dx.doi.org/10.1016/j.exger.2012.08.008. Nutr. Health Aging 12, 401–409.
Hill, K.D., LoGiudice, D., Lautenschlager, N.T., Said, C.M., Dodd, K.J., Suttanon, P., 2009.
Effectiveness of balance training exercise in people with mild to moderate severity
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