Professional Documents
Culture Documents
KS Chalam Bureaucracy
KS Chalam Bureaucracy
K.S. Chalam~
l. Though the data relates to 1985, the proponions remain the same with minor
changes due co the introduction of Other Backward Classes (OBCs) rescrvations
from 1995. h is interesting to find that in aJI southern states, BengaJ and Assam,
Brahmins dominated the service with more than 42 per cent representation and
Shudras even in Tamil Nadu were confincJ only to 7.5 per cent. Yet, in another
srudy organised on the civil service trainees at the Academy in Mussoorie in 2008,
it was noticed chat the social background of the trainees played a predominam role
in cheir inforrna.l gacherings and socialising process at the Academy.
2 It was mentioned in the study that there were very few from other communities to
have gathered when Ambedkar Jayamhi (DaJit leader and chairman of the
Constitution drafting committee) was celebrated in the Academy, indicating the
reality chat caste prejudices haunt the officers even after being selected for secular
jobs. The above facts confirm the formulation of the incidence of varna system in
the civil services in India.
The JCS has been the patrimony of the upper classes :and elite belonging co the urban
area. The proportion of entrants into the system from urban areas constitute around 70
per ccn.t, as late as in 2007. There are allegations that th.e reforms introduced in 2011 in
the form of Civil Service Aptitude Test (CSAn or preliminary examination to filter the
aspirants will further increase the number as it is biased against the rural and social
sciences. The academic background of the recruits is specious as those who are qualified
for the civil services opt out of subjects in which they did not get their academic
qualifications. The civil administration was dominated by humanities and social science
graduates till l 980s. Now more number of graduates from engineering, medical,
agriculture and ochers arc qualified in subjects other than their academic disciplines
(mostly in social sciences), making the teaching of the social sciences in universities
problematic as a majority of them are qualified through informal training.
Social Justice as a Legacy
The British India government had the opponunicy co encourage universal values wich
Indian characters by encouraging individuals and movemencs chat came under cheir
contacc. In face, che social reform movements in India arc generally attributed co the
British officers or civil servants, such as Macaulay, Bentinck and several ochers at different
layers of administration. English education led co the natives accessing developments
outside the counrcy, whereby they imbibed some of the liberal outlook. This had a
bearing on the social movements thac have asserted social justice and equality of treatment
in public afF.urs of the state. The MandaJ Commission recommendations and the
~-ubsequent judicial overreach have codified the reservation of poses in civil service co che
excenc of 50 per cent ac various services and cacegories. There are, however, vecy few
studies to relate the performance of an officer and his academic achievements to confirm
or reject meritocracy in civil service in India.
[Mlid-career craining planned for 2007. is craining in India joindy by Indian institutions like chc
IIMs and o:rtain US institutions like Kennedy School of Government in Harvard, che Duke centre
in Duke University etc. A question tlut narurally arises is whether through such involvement of US
inscicuriom in the training courses and by sending large numbers of officers ro chc US on training
visits, the authorities organii.ing these programmes arc giving too much of a role to the US in chc
training of senior IA5 officers ... In facr, training by senior officers through close supervision of che
work of th:ir juniors and constructive advice and guidance to them is as much important as any
number of rraining cowses by experts from outside the system.
The criticism against such sponsored training and coui.es is alleged co be due co lobbies
chat are working behind to promote business interests and to orient the system towards a
panicular direction.
The orientation of the service has undergone a change after liberalisation. The
professional qualities of honesty, integrity, accountability, responsiveness and
transparency are replaced wich business like values of a commercial manager. Further, the
state's .role is redefined as chat of a facilitator rather chan a provider of a service.
Therefore, policies and rules are formulated by the officers in such a way that business or
economic interests or outcomes are reflected in such activities of the civil servant. The
larger good and welfare of the citizen for whom the state exists is replaced by interests of
the market. 1n ocher words, the theories of public choice chat accused civil servants as
selfish are replaced with larger incerests of the economy measured in terms of efficiency
and rates of growth. The shift in accent co advanced couna:ies' values in a pluralistic cbird
world country like India has creaced several contradictions. The civil servants are neither
trained nor are able to understand ro resolve the emerging quandary.
The Challenges
The civil service system in India has evolved over a period of thousands of years of stare
crafc. Ir has a legacy chat is more ingrained in the Indian ethos and life. Ir is now
subjected tO various kinds of refonns and experimenlS based on the developments chat are
taking place in the advanced countries. There is a need co have a reappraisal of the syscem
wich the idea to rewn chose practices that are valid and discard chose chat are redundant
for a modern state. For inscance, no one should object to the introduction of ICT to
provide effective services to the people instead of depending upon the old norms of the
quagmire of bureaucracy. It is also necessary co transfer some of the routine functions
such as testing, measuring, and certification of the government departmenlS to accredited
private sector operators. There are many functions which the state undertook when the
country was in the process of development as a model employer and as a facilitator to
develop certain sectors chat were crucial Now there arc competent and even advanced
enterprises in the private sector that can be entrusted wich some of the commercial
services by sufficient safeguards and regulations. It is possible to downsiu: the system to
that extent.
The idea of transferring some of the functions of the state to the private sector on the
basis of the arguments of public choice cheoristS thac civil servanlS are rent seekers. and
NPM is the better alternarive, is fraught with several limitations. Indian bureaucracy or
civil service system is not a replica of the West. It has its own identicy with checks and
balances drawn from the traditional laws of the land with elaborate rules and regulations
to monitor the conduct of the civil servant. The civil servant is a fulltime employee of the
stace co exercise sovereign auchoricy on behalf of die state. This cannot be delegated co a
private pacey. le is evolved on the foundation of depersonalisation, that is, the power is
noc vested with a particular individual servant but, delegated to him/her on certain terms
and conditions as per the constitution. This may not be true in other systems and
therefore cannot be compared. To that extent Indian civil service is unique.
India as a country has evolved out of several small provinces and princely states with a
civil service system to mainwn integrity and security to everyone unlike the US or small
countries in Europe. Ir is strange that the administrative reforms commissions and several
expert groups have never anempted to examine whac is happening in our immediate
neighbourhood, such as Japan and Thailand, or similar systems elsewhere like the Swedes
or Dutch, but cite a city state Singapore equivalent in size to that of a municipal
corporation in India co be emulated. Further, the private sector working on the principle
of profit always has the option to close down the operations without assigning any
reasons. But the stace apparatus, like the civil service syscem, would under no
circumstances reson to declare an end to ics operations, Iese che cessation of che state is
imminent. ln face, che executive power of che union according to che Constitution 'shall
be exercised by him (President) either directly or through officers subordinate co him in
accordance with this conscicurion' (Anicle 538). The constitutional power vested wich the
executive as a subordinate 10 the dectcd government makes the ~em to function in a
political environment. Ir is here several grey areas are emerging that may need reform.
·11te principle of internal labour marker operates in civil service as it has ics own career
path with no external competition for positions and, therefore, is obliged ro select
candidates as per its requirements on merit. The civil service neutrality as a principle and
value is the distinctive character t.h at separates chc political executive from the career-
based government servants. The civil servant is rule bound and supposed to uphold che
constitutional provisions in all his activilies. This will ensure impartiality as eulogised by
C lement Attlee in 1954. It is reported that he has said chat
when I succeeded Mr. Churchill as prime minlscer and rcrumed to rhe conference ar Poudam. I
rook with me precisdy the same team of civil servants, including even the principle private
secreary, as bad served my predecessor. This occasioned a lively surprise among our American
friends who were accustomed 10 the American system whereby the leading official advisers of the
president and of the members of his cabinet are usually politically of his and their own political
colour. The incidcn1 brought out very forcibly the very special position of the British civil service, a
position which has developed during the past hundred years as the result of the Northcot~
T rcvclyan refoans. I don't think that this remarkable attribute of impartiality in the British civil
service is sufficiently widely known nor adequately recognizes for what it is- one of the suongesr
bulwarks of dcrnomty. (Lord Fulton, I%8)
This indicates the contrasting values of civil service in a democracy in the UK and the
USA char has remained intact despite the Thatcher administrative reforms (except the
tenure arrangements). In facr, India has also followed the earlier reforms suggested by the
Fulton report (1%8) of the UK. It is reponed chat the system of administration in some
of 1he European countries, including the UK, are influenced by the agendas of the
European Commission rather their own. India has no obligations nor is connected with
any such formation in che region except that it is in a leadership role 10 guide other
members in the SAARC rt-gion.
One of the challenges that the system encounters today is the transition from a classical
British system 10 that of a market-based American system. It appc:irs that India can
resolve mos1 of its contradictions if it confines to its original bearings with constitutional
values. The problem of political interference as some senior civil servants have remarked
in che following papers is due to che vicious and sdflsh attitude of a few bureaucrats, who
arc more interested in their careers chan defending che system and have developed nexus
with politicians and their sponsored contractors. There is an allegation that some of the
senior officers are not different from their political bosses in treating the subordinates. If
the rules arc made in such a way that they arc based on sound principles of public policy
such as efficiency, equal opponunity, iarernal and external productivity of the system
rather than based on whimsies and fancies of arrogant and self-centred bureaucrats and
politicians, che system can sustain even in a new cnvironme111. The Chinese syscem of
administration is applauded as one of che efficient strucrures even after iu move towards a
market economy. lbc recent innovations in China include frequent change of officers
deal ing with sensitive maners like permits, regulations, economic issues, etc., and a
consttnt vigil with severe penalry t.hat might include death sentence.
Ruic making is chc prerogative of che higher bureaucracy. Rules arc drafted aITcr an Act
is passed in the legislature and in certain routine matters on the basis of the powers
delegated to che executive. There seem co be no cheoretical frame under which rules arc
framed in the government by the officers. In most of che cases they are made on ad hoc
basis and are known co be show me rhe person I will ull you rhe ruu kind of formulations.
le is also alleged that the tules char generally originate at che lower levd may be at che level
of a section officer in the department who is the memory keeper of the department and
nor the boss who comes there as head from outside. The so-called note is processed
through several layers of administration to sec che accuracy of the subjecr and to hring in
the so-caJJed precedent and practices in the depanment. The officer who comes from
ouuide would ascertain (what is the practice in che department rather than going through
the origin and the subscantivc matter of the subject) certain details and finally approves it.
I le is also sometimes burdened with too much of routine work and finds lirrle time to go
through the issue in detail and puts his seal of approval. The political executive is
generally dependent on the civil servant as he/she is supposed to know the rules and
advise him on the policy direction and the rule that directs co achieve the policy. It needs
loc of hard work and understanding of the subject or domain knowledge. There are very
few who can come up co the expectations and many need orientation in the subjeCIS
before raking up the responsibility. As we have already seen that the training of the higher
bureaucracy is lukewarm and lopsided and, therefore, administration has become routine
wilhouc any creative ideas getting into chc policies and the rules chat arc made. Some of
the officers are victimised if he/she f.iil to pu.~h the blame any further downwards in the
system. The argument that political pressures arc responsible for committing certain
mistakes is :ioc only an excuse but it is a blatant supplant of chc constitutional protection
provided co them to remain neutral.
It is discussed time and again the idea of laccraJ entry of offic.ers based on domain
experience at the level of joint secretary and above (even across civil services) is somehow
scuttled. It is suangc to note chat some of the Western practices such as NPM,
privatisation, ecc., arc implemented with sinceriry but this particular idea is given a tepid
treatment. In ocher words, the challenge is how to democratise and secularise the civil
service operations as per the Constitution of India and not to be led away by external
pressures for inapt reforms.
References
Alexander, P.C. 2007. 'How to Train Civil Servants a nd Legislators', Th, A,ian Ag,, I /4 June.
Bekke, Hans AG.M. and Fries M. van der Meer (eds). 2000. Civil Service SyttemJ in Wt!tern Europe.
UK: Edward Elgar.
Fran~!, Franche. 2006. /ndias PoliticalEco11omy 1947-2004. New Ddhi: Oxford University Press.