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Preventing intergenerational trauma transmission: A critical interpretive


synthesis

Article in Journal of Clinical Nursing · December 2018


DOI: 10.1111/jocn.14735

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Sophie Isobel Melinda J Goodyear


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Received: 26 October 2017 | Revised: 25 November 2018 | Accepted: 30 November 2018

DOI: 10.1111/jocn.14735

REVIEW

Preventing intergenerational trauma transmission: A critical


interpretive synthesis

Sophie Isobel1,2 | Melinda Goodyear3 | Trentham Furness4 | Kim Foster4

1
ACU School of Nursing, Midwifery and
Paramedicine, Melbourne, Victoria, Australia Abstract
2
Mental Health Research, Sydney Local Aim and objective: To synthesise and critically interpret literature of relevance to
Health District, Sydney, New South Wales,
intervening in intergenerational transmission of relational trauma within parent–in-
Australia
3 fant relationships.
Monash University & the Parenting
Research Centre, Melbourne, Victoria, Background: Intergenerational trauma is a discrete process and form of psychologi-
Australia
cal trauma transmitted within families and communities. Intergenerational trauma
4
Melbourne Health, Australian Catholic
University & North Western Mental Health, can be transmitted through attachment relationships where the parent has experi-
Melbourne, Victoria, Australia enced relational trauma and have significant impacts upon individuals across the

Correspondence lifespan, including predisposition to further trauma.


Sophie Isobel, Concord Centre for Mental Design: Critical interpretive synthesis (CIS) was used. CIS is an inductive qualitative
Health, Sydney Local Health District,
Sydney, NSW, Australia. process that generates new theory grounded within reviewed literature.
Email: sophie.isobel@health.nsw.gov.au Methods: The review commenced by systematically searching for literature on inter-

Funding information ventions for intergenerational trauma. As the core theoretical construct emerged,
Australian Government Research Training elements that may contribute to preventing intergenerational trauma were identified
Program Scholarship
iteratively and influenced further searching. In the final synthesis, 77 articles were
included from the fields of intergenerational trauma, trauma interventions and at-
tachment interventions. The review adhered to the Preferred Reporting Items for
Systematic Reviews and Meta‐Analyses checklist.
Results: The key construct is that prevention of intergenerational trauma trans-
mission is the key intervention. The two contributing constructs were identified
as “resolving parental trauma” and “actively supporting parent–infant
attachment.”
Conclusions: Prevention is the most effective intervention approach for intergenera-
tional transmission of trauma. Prevention requires trauma‐specific interventions
with adults and attachment‐focused interventions within families. Preventative
strategies need to target individual, relationship, familial, community and societal lev-
els, as addressing and preventing trauma requires a multipronged, multisystemic
approach.
Relevance to clinical practice: Systematic trauma‐informed attachment‐focused in-
terventions in health and social service settings are recommended. There are oppor-
tunities to provide multifocal individual and relational interventions within existing
services that work with parents to help prevent the likelihood and impact of trans-
mission of intergenerational relational trauma within families. Nurses are well placed

J Clin Nurs. 2019;1–14. wileyonlinelibrary.com/journal/jocn


© 2018 John Wiley & Sons Ltd | 1
2 | ISOBEL et al.

to provide preventative interventions in mental health, early childhood and primary


health settings.

KEYWORDS
attachment, critical interpretive synthesis, intergenerational trauma, prevention, relational
trauma

1 | I NTRO D U C TI O N
What does this paper contribute to the wider global
Psychological trauma can result from circumstances that are expe- clinical community?
rienced as physically or emotionally harmful or life‐threatening and
• New understandings of intergenerational trauma
that have lasting adverse effects on well‐being (Substance Abuse and
intervention.
Mental Health Services Administration (SAMHSA) 2014). The term
• New understandings of the components of intervention
“trauma” encompasses the event(s), the individual's experiences and
that contribute to prevention of intergenerational
the effects. Sustained trauma that commences in early childhood
trauma transmission.
results in alterations to neurobiological integration and processing,
• Linking of intergenerational trauma prevention to clini-
including mechanisms of coping with stressful stimuli and regulating
cal practice and healthcare delivery.
emotion (Schore, 2009), creating a predisposition or vulnerability to
further harm and interpersonal and intrapersonal difficulties (Lyons‐
Ruth & Jacobvitz, 1999). Childhood trauma has impacts across the
lifespan (Van der Kolk, 2005), with many adult health problems re- has argued that transmission is a useful concept for understanding
lated to strategies, coping mechanisms and behaviours developed by the discrete nature of intergenerational trauma as opposed to other
the child to protect themselves from adversity (Felitti et al., 1998). secondary or vicarious effects of indirect trauma exposure. These
Increasing understanding of trauma has resulted in the identification differences in conceptualisation also reflect dispute about whether
of differing types, categorised by the nature of the events, experi- the trauma that is transmitted is a replication of the first‐generation
ences and/or effects (Isobel, Goodyear, & Foster, 2017). trauma, a reaction to their trauma or a vulnerability to a unique en-
Relational trauma is a term used to describe trauma that occurs tity of trauma.
within relationships, usually familial, and often attachment‐specific Much of the intergenerational trauma literature has emerged
(Schore, 2002). Relational trauma may include maltreatment, abuse from work with cultural and historical traumas in populations of
and neglect experiences as well as serious and pervasive disruptions Holocaust survivors and Indigenous peoples (Giladi & Bell, 2013;
in caregiving as a consequence of parental mental illness, substance Stevens, Andrade, Korchmaros, & Sharron, 2015). In some circum-
use or abrupt separation (D'Andrea, Ford, Stolbach, Spinazzola, & stances, families affected by historical traumas can display residual
van der Kolk, 2012). Relational trauma can also refer directly to pat- effects of disrupted differentiation of self, traumatic stress (Giladi
terns of attachment interaction from parent to infant, characterised & Bell, 2013) and emotional and psychosocial disorders (O’Neill,
by conflicting signals, intrusive behaviours, withdrawing or antago- Fraser, Kitchenham, & McDonald, 2016) three generations after the
nistic behaviours or a lack of soothing (Amos, Furber, & Segal, 2011). traumatic events. Individuals may display primary effects of trauma
Adults who have experienced early childhood relational trauma are despite not having experienced the events directly. Traumatic ef-
at increased risk of transmitting traumatic effects to their own in- fects can seemingly become embedded in collective, cultural mem-
fants through their attachment and interaction styles (Fraiberg, ory and passed on by the same mechanisms through which culture
Adelson, & Shapiro, 1975). Relational trauma develops in relation- itself is transmitted, as well as being individually passed from parent
ships and has the potential to affect future relationships. to child (Atkinson, 2013).
Trauma that is relationally transmitted across generations, di- There is increasing understanding of the potential for in-
rectly or indirectly, can result in a discrete form of trauma known tergenerational transmission of all forms of relational trauma
as intergenerational (or transgenerational) trauma. Hesse and Main through parent–infant relationships (Schore, 2002). Any rela-
(2000) define intergenerational trauma as the process by which tional trauma experienced by an individual may be replicated in
parents with unresolved trauma transmit this to their children via their children via the attachment relationship due to the rela-
specific interactional patterns, resulting in the effects of trauma tional nature of early childhood neurobiological development.
being experienced without the original traumatic experience or The uniqueness of intergenerational trauma therefore lies in
event. While Albeck (1992) recommended that discussion of inter- its existence as a relational process. Rather than an event or
generational trauma should focus on the intergenerational aspects events, intergenerational trauma is both an antecedent and
of trauma instead of transmission, more recently Kellerman (2001) outcome of traumatic attachment (Salberg, 2015). It may be
ISOBEL et al. | 3

best conceptualised as the genetic or learned transmission of in clients, families, staff and others involved with the system;
vulnerability and adaptations to circumstance (Forrest‐Perkins, and integration of knowledge about trauma into policies, pro-
2017). It results in a disrupted construction of intersubjective cedures and practices, while preventing re‐traumatisation
self and identity (Connolly, 2011), due to the blurring of self (SAMSHA, 2014). Trauma‐informed care is a paradigm shift for
and other, where trauma experienced by the important other services where a broad understanding of trauma is integrated
becomes incorporated into the self of the recipient (Bradfield, into organisations, including an appreciation that individual, fam-
2013). There is increasing exploration and understanding of po- ily and historical traumas occur with intersectionality (Sweeney,
tential biological pathways of intergenerational trauma trans- Filson, Kennedy, Collinson, & Gillard, 2018). To be truly Trauma‐
mission including through neuroendocrine, neuroanatomical informed, understandings of the mechanisms, effects and inter-
and epigenetic changes (Ramo‐Fernández, Schneider, Wilker, ventions for trauma including its potential for intergenerational
& Kolassa, 2015). Conceptualising trauma as something that transmission are necessary.
can be transmitted between people in its original and derived However, the complexities and a lack of understanding of inter-
forms, psycho‐dynamically and/or biologically, creates oppor- generational trauma may mean that its past or future presence re-
tunities to consider mechanisms for intervening to reduce im- mains invisible even within such approaches.
pact across generations. Examination of intergenerational trauma intervention inevita-
The symptoms of trauma, including dissociation, can prevent bly requires analysis of how trauma is transmitted, as well as what
accurate identification of trauma and its effects on an individual is transmitted. Kellerman (2001) has proposed detailed theoretical
(Goldsmith, Barlow, & Freyd, 2004). This can complicate inter- models of trauma transmission across generations which have been
vention. If individuals who have experienced relational trauma synthesised in Table 1.
do seek services, it may be due to the distress from the effects These theoretical models describe potential processes of trans-
of trauma or mental health concerns (Edwards, Holden, Felitti, mission as well as the vulnerabilities that may be passed on. All of
& Anda, 2003) rather than the trauma itself (Goldsmith et al., them attempt to explain the same phenomena; that is, how trauma
2004). As such, there is an onus of responsibility on services from a past generation may be evident in subsequent generations.
that have opportunistic contact with individuals with expe- Of course, within any parent–infant dyad (or triad) there are a num-
riences of trauma to deliver service in a way that is informed ber of differing variables within the behaviours of the parents and
about trauma, sensitive to its dynamics, and to recognise the role the child, the effects on the child and the parent, and the wider
that trauma may play in any presentation to a care setting (Raja, context of both that may affect both the transmission process and
Hasnain, Hoersch, Gove‐Yin, & Rajagopalan, 2015). Trauma‐in- the product. It is understood that by whichever method intergener-
formed service systems are emerging as ways for programmes, ational trauma is passed on, it is a relationally transmitted exposure
organisations or systems to incorporate realisations about the and vulnerability (Baranowsky, Young, Johnson‐Douglas, Williams‐
widespread impact of trauma and potential paths for recovery. Keeler, & McCarrey, 1998) and both a familial process and an indi-
They require recognition of the signs and symptoms of trauma vidual one (Berger, 2014).

TA B L E 1 Models of intergenerational
Model Process of transmission Product that is transmitted
trauma transmission (synthesised from
Kellerman, 2001) Psychodynamic Unconscious displaced emotions are Undifferentiated develop-
model transmitted through interpersonal ment of self and other and
relations the unconscious
absorption of repressed
or unprocessed experi-
ences of parents
Sociocultural Social norms are passed down through Vicarious observation and
models social learning imitation. Learnt
understandings of the self
and the world
Family systems Enmeshed patterns of vicarious Unspoken experiences
model experiences or paradoxical nonverbal without attached
ambiguous communication including narrative or emotion;
pervasive silence difficulties with differen-
tiation and separation
Biological model Altered neurochemical states are Fear, hyper‐alertness,
replicated through neural organisation. epigenetic vulnerability to
Biological genetic memories and post‐traumatic stress
responses to trauma are transmitted disorder
through electro‐chemical processes in
the brain
4 | ISOBEL et al.

Once transmitted, the trauma has its own consequences and through attachment relationships. The word “parent” is used to
individual effects as per all psychological and interpersonally describe the role of someone who provides primary caregiving
developed traumas, including vulnerability for further trans- to an infant to support their development, with respect to wide
mission of trauma to subsequent generations (Schwerdtfeger & definitions and structures of parents, parenting and families. The
Goff, 2007). How to intervene to minimise transmission across emphasis is on the context rather than genetics of this relation-
generations is not well documented. In cultural and historical ship. The purpose of the review is to identify constructs that can
trauma studies, family cohesion (Kaitz, Levy, Ebstein, Faraone, be used to guide the development of intervention strategies for
& Mankuta, 2009), open patterns of communication about trau- intergenerational relational trauma, particularly in parent–infant
matic events (Giladi & Bell, 2013), support with individuation relationships.
and separation processes (Wiseman et al., 2002), and engage-
ment with community, ritual and ceremony (Buse, Bernacchio, &
1.1 | Aim
Burker, 2013) have been identified as culturally protective factors
against transmission of trauma. To synthesise and critically interpret literature of relevance to in-
In this review, intergenerational trauma is identified as the tervening in intergenerational transmission of relational trauma
transmission of parental relational trauma to the next generation through parent–infant relationships.

Initial search of published literature for


relevant articles using terms ‘intergenerational’
Initial review

OR ‘transgenerational’ AND ‘trauma’

Screening based on relevance to


intergenerational psychological trauma

Excluded based on irrelevance to emerging research questions and theory


intervention n = 76

Core organising
Prevention of transmission between
construct developed
generations identified as key intervention

Search widened to potential and actual


searching
Iterative

intergenerational trauma prevention strategies


including through reference chaining and
literature from adjacent fields. Screening
based on relevance to research question n = 31

Subconstructs Key components of prevention identified as


adult trauma interventions and parent–child
developed
attachment interventions
Theoretical

Individual trauma intervention papers Individual/dyad/family attachment


identified as relevant
sampling

interventions identified as relevant


n = 30 n = 15

Theoretical papers Theoretical papers


n = 20 n=8
Identification
Purposive
selection

Intervention papers Intervention papers


Screening

n=7 n=6
Eligibility

Inlcuded

Review papers Review papers


n=3 n=1

Inclusion based Papers sourced to expand on emerging theory n = 9


on theoretical
saturation
Papers included in final synthesis n = 77

FIGURE 1 Search strategy using modified PRISMA


ISOBEL et al. | 5

constructs were developed. As per CIS guidance, the review


sought to review diverse and large bodies of literature and not
individual studies (Dixon‐Woods et al., 2006).
The review commenced by searching for literature on inter-
ventions for intergenerational trauma. Initial review of articles
indicated a lack of clear articulation of intervention due to the
complexities of identifying intergenerational trauma presenta-
tions as distinct from any other primary psychological trauma.
Throughout these early stages, the construct of prevention
emerged. Subsequent papers were sourced that included ac-
tual or potential elements that may contribute to preventing
intergenerational trauma from being transmitted. Papers were
purposively selected using thorough searching of multiple
sources and methods (databases, search engines, reference
chaining) and included with discretion based on their contribu-
tion to intended findings and an ongoing critique of emerging
theoretical concepts (Dixon‐Woods et al., 2006). Theoretical
saturation was used to determine when enough papers had
been sourced on contributing constructs. Theoretical, inter-
F I G U R E 2 Constructs of theory of intervention in
vention and review papers were considered from the fields
intergenerational trauma
of trauma intervention, attachment intervention and related
concepts. Other incidental exclusions were determined based
2 | M E TH O D O LO G Y on judgements of relevance; for example, papers that focused
solely on children's trauma interventions were excluded as al-
Critical interpretive synthesis (CIS) method was used. CIS is an though the trauma may be intergenerational, it is rarely pri-
inductive qualitative review process that generates new theory marily identified as such and the interventions described occur
grounded within existing literature (Dixon‐Woods et al., 2006). beyond the window of prevention.
While conventional reviews seek to aggregate data (Dixon‐ Consistent with CIS methodology, data extraction and analysis
Woods et al, 2006), the critical scrutiny used in CIS allows involved gradual identification of recurring constructs while con-
questioning and reconceptualisation of findings from large and currently forming the core synthesising argument of prevention.
diverse bodies of literature, using induction and interpretation to Analysis occurred using line of argument and refutational synthe-
integrate concepts and theory into new understandings (Dixon‐ sis (Dixon‐Woods et al., 2006). Key elements of relevance to inter-
Woods et al., 2006). While CIS is sensitised to systematic review generational trauma were identified and the relationship between
methods, it does not use a highly structured search strategy, but them was interpreted. A synthesising argument of prevention
rather an evolving strategy based on emergent constructs. Unlike forming the key intervention (based on the integration of evidence
other review methods therefore, searching, selection, data ex- across studies into a framework of constructs and relationships;
traction, critique and synthesis occur reflexively, dynamically Dixon‐Woods et al., 2006) was formed by building general inter-
and fluidly (Dixon‐Woods et al., 2006). The areas of literature pretation in constant comparison across works. The construct of
searched and the papers included in this review were iteratively prevention was tested against the data through reflexive critique
revised throughout the process. Literature searching used on- during synthesis and interpretation. The synthetic constructs or
going theoretical review and critique of relevance rather than new conceptualisations (prevention occurring through resolving
a formal process of appraisal of suitability (Dixon‐Woods et al., parental trauma and actively supporting attachment) were gen-
2006). Unlike systematic reviews, explicit and replicable search erated by identifying discrete but inter‐related aspects of the
strategies are not required; the emergent method requires wide‐ phenomena across works. Ethical approval was not required to
ranging sources to be gathered throughout the process using undertake the review.
judgements of relevance and theoretical sampling (Dixon‐Woods
et al., 2006). The search strategy (see Figure 1) using a modi-
fied PRISMA diagram (Moher, Liberati, Tetzlaff, & Altman, 2009), 3 | FI N D I N G S
as well as the supplementary PRISMA checklist (see Supporting
Information File S1), is included to show the nonlinear process of Seventy‐seven articles informed the final synthesis. Findings are
review. The iterative approach increases rather than decreases presented under the core organising construct: Prevention is the
rigour (McDougall, 2015); articles were included and excluded key intervention and the two subconstructs of resolving trauma and
as the question was refined and the synthesising argument and actively supporting parent–infant attachment. See Figure 2.
6 | ISOBEL et al.

that interventions targeting individuals need to consider the wider


3.1 | Core organising construct: Prevention as the
context within which individuals and families may be compromised
key intervention
(Isobel et al, 2017). This also includes recognition of the resilience,
A general lack of guiding theory on intergenerational relational strategies and strengths that already exist within family, social and
trauma and intervention was identified during the early stages of cultural groups. While services and individuals developing under-
the review. This may be because individuals with experiences of standings of the pathways of transmission of psychological trauma
intergenerational trauma usually only become aware of their trau- between individuals, including transgenerationally within families,
matology when they present to services with their own difficulties, create opportunities for prevention (Isobel et al, 2017), preventing
making identification of aetiology difficult. The core construct was sustained effects of trauma is undoubtedly a multisystemic issue.
interpreted as prevention being the key intervention that is needed This review sought to identify specific contributing constructs
to intervene in intergenerational trauma transmission. Prevention that could inform the development and practice of prevention of
here refers to “intervention” that is targeted at stopping parental re- transmission of intergenerational relational trauma in dyads where
lational trauma (or its effects) being transmitted to infants through parental relational trauma is identified. The dearth of literature
the dyadic relationship. The preferred point of any intervention is describing preventative practice in intergenerational trauma trans-
prevention; however, for intergenerational trauma this is particularly mission indicated a need for analysis of adjacent relevant fields of
pertinent as it is likely a transmitted vulnerability that may manifest knowledge that may inform prevention approaches for families. Key
in any number of nondiscrete ways in the next generation. elements of intergenerational trauma guided the identification of
Due to the complexity of the phenomena of intergenerational the constructs, namely the incapacity of the initial trauma survivor
trauma, the lack of individuals’ conscious awareness of processes of (parent) to resolve the trauma and the trauma then affecting the in-
transmission and the pervasive effects of trauma upon child devel- terchange between parent and child, with attachment playing a crit-
opment, prevention of transmission is needed to minimise the ef- ical role in buffering, protecting from, not protecting from, repairing,
fects of trauma transmission in subsequent generations. Prevention causing vulnerability to, directly causing, or contributing, to trauma
needs to interrupt the transmission, replication or effects of primary (Schwerdtfeger & Goff, 2007). Prevention of intergenerational
trauma on the next generation. transmission emerged to be comprised of the two subconstructs:
Within targeted individual and family‐focused prevention in- resolving parental trauma in the adult and actively supporting the
terventions, there are primary, secondary and tertiary levels of attachment bond that connects the infant or child to the adult, as the
preventative approach (Gordon, 1983) that can be applied to inter- attachment relationship is the conduit of the trauma between indi-
generational trauma. Primary prevention refers to prevention of the viduals. Resolving parental trauma ideally occurs first but both can
occurrence of a phenomenon in the population, for example, trauma occur concurrently. Either may be helpful independently but both
screening and preventative parenting programmes in services that are likely to be required for effective prevention.
have contact with any parent or potential parent and community so-
cial awareness campaigns about attachment and trauma. Secondary
3.2 | Subconstruct: Resolving parental trauma
prevention requires targeted intervention in at‐risk populations and
is likely the key domain of intergenerational trauma transmission
3.2.1 | Defining “resolving”
where prevention requires awareness that there is primary trauma
that can be transmitted across generations. Tertiary prevention ap- The most efficient means of intervening in intergenerational trau-
plies to improving outcomes for affected individuals (Magruder, mas (as opposed to any other trauma) is preventing the trauma of an
Kassam‐Adams, Thoresen, & Olff, 2016); for example, targeting individual being transmitted to their offspring. This involves working
parents known to have experienced trauma whose children require directly to identify and manage any effects of trauma on the parent.
intervention. In the field of attachment, it has been identified that “unresolved
Socio‐ecological models of prevention are less focused on levels trauma” in attachment figures can create a second‐generation ef-
of intervention and instead focus on recognition that many groups fect of disrupted attachment which can itself present as trauma and
within society have high prevalence of sustained stress, trauma be traumatic (Hesse & Main, 2000). The term “unresolved” refers
and adaptation and that prevention initiatives may be most effec- to a lack of integration into consciousness of the occurrence or im-
tive when universally integrated. Such frameworks (Cyr, Michel, & plications of events (Lyons‐Ruth, Yellin, Melnick, & Atwood, 2003).
Dumais, 2013) emphasise risk across levels; individuals interact with The term emerged from the final stage of mourning where the loss
their families and others and exist within their communities and so- of an attachment figure is accepted and life restructured around it.
cieties. This means prevention work can occur in community and The translation of “unresolved” to trauma therefore incorporates the
primary health settings as well as in therapeutic or clinical contexts. processing and mourning of events and experiences from the past
Understanding that people are influenced by their environments with acceptance and accommodation of their effects in the present
in multiple ways is important at a public policy level, where “high‐risk” (Jacobvitz, Leon, & Hazen, 2006). Unresolved trauma is also linked to
populations and families (in this case, families where primary trauma psychoanalytic notions of “unsymbolised trauma” or events, which
exists) are recognised to be influenced by wider social dynamics and are too painful or destabilising to process and are relegated to the
ISOBEL et al. | 7

unconscious (Bion, 1962; Freud, 1920). To resolve trauma is not to linked more widely to the need to establish trust and interpersonal
erase it but to move experiences and effects to conscious awareness. security within interactions (Seager, 2006). Through a trauma lens,
establishing safety becomes a key role for all care providers and re-
quires understanding of its importance, factors and relationship to
3.2.2 | Trauma interventions
trauma. Awareness of the role of trauma in compromising the safety
There are numerous approaches to treating adult trauma includ- that is often assumed in therapeutic relationships (Cozolino, 2002)
ing cognitive behavioural therapy (Gillies, Taylor, Gray, O'Brien, is important in any trauma‐informed interaction but has direct rel-
& D'Abrew, 2013), dialectical behavioural therapy, mindfulness, evance to intergenerational trauma, where critical attachment re-
emotional regulation training (Siegel, 2013), eye movement desen- lationships may have embedded conflicting safe/unsafe dynamics
sitization and reprocessing (Shapiro & Maxfield, 2002), conversa- between parent and child. Establishment of interpersonal safety is
tion‐based psychotherapy (Meares, 2004), art therapy (Chong, required before any other intervention will be effective (Geller &
2015) and yoga (Van der Kolk et al., 2014). It is beyond the scope Porges, 2014; Herman, 1992), including preventative intergenera-
of this review to assess each approach for its efficacy. The theory tional interventions.
of complex trauma was identified to be of particular relevance to
intergenerational trauma intervention, as complex traumas encom-
3.2.4 | Creating a narrative of trauma
pass the multiple effects of cumulative experiences that begin in
childhood, are usually interpersonal and occur within the caregiving Trauma intervention literature frequently identifies the need to
system (Courtois, 2004). In intergenerational relational trauma, pa- look beyond verbal communication approaches due to the effects
rental complex trauma may result in trauma occurring intergenera- of trauma on the areas of the brain used for verbalizing experiences
tionally, or any parental trauma may manifest as complex trauma in (Hull, 2002) and the common existence of dissociative symptomol-
the recipient (Isobel et al., 2017). ogy (Cozolino, 2002; Gorden, 2011). Lasting emotional experiences
Complex interpersonal trauma is thought to be best addressed of trauma can exist primarily in sensations, images and impressions
in a multimodal (Allen, 2013) trans‐theoretical way (Courtois, 2004) and may benefit from being expressed similarly (Schore, 2002).
based on the underlying assumption that central to the experi- Nonverbal therapies may play an important role in processing inter-
ence of interpersonal trauma is helplessness, meaninglessness and generational trauma as it is often experienced without a clear associ-
disconnection. The recovery and resolution process are therefore ated narrative or event.
based on empowerment and creation of new connection and mean- Yet despite the potential limitations of verbal processing, hav-
ing commencing with the development of safety (Herman, 1992). A ing a narrative of life is important for creating a sense of reality
staged process of guided recovery from complex intergenerational and a meaningful and authentic sense of self (Connolly, 2011). To
trauma, inclusive of family and connections, is important in guiding integrate experience, experience must be comprehensible (Sroufe,
the care of any individual who has experienced trauma and through 2005). Creating such a narrative within trauma can be difficult
recognising the wider context of relational safety required prior to due to the defensive structures of the brain and the complexi-
processing trauma. ties of memory and dissociation (McCollum, 2015); yet in inter-
Most adult trauma intervention approaches reviewed in this generational relational trauma, the construction of a narrative
synthesis were underpinned by an understanding of the need to es- of causative trauma may be essential to distinguish reality from
tablish a therapeutic relationship within which traumatic effects can unconsciously constructed versions of another's reality (Bohleber,
be explored, trauma‐induced reactions identified and modified, and 2007). A common clinical feature of familial traumas is the silence
self‐efficacy increased. The quality of the therapeutic relationship that can occur in families surrounding traumatic experiences
itself is known to be one of the most important factors to effect (Abrams, 1999). Within familial‐based trauma work aimed at re-
improvement regardless of therapeutic model used (Zilberstein, ducing intergenerational transmission, development of a shared
2014). A trauma and attachment lens needs to be implicit within such narrative of the trauma may be beneficial to separate the current
therapeutic relationships, as trauma that occurs within attachment generation and their experience from that of the previous or fu-
relationships affects the ability to feel safe and to experience empa- ture generation.
thy and understanding in other attachment relationships, including The way a parent talks about their self links forward to attach-
therapeutic ones (Allen, 2013). ment patterns and the development of self in the next generation
(Holmes, 1999). The lack of a consistent or coherent self‐narrative
has been linked directly to second‐generation attachment inse-
3.2.3 | Creating safety
curity (Fonagy, Steele, & Steele, 1991; Gorden, 2011). A lack of
Survivors of trauma may not feel safe in interpersonal interactions shared narrative also creates a lack of capability for integration
(Cozolino, 2002) and as such, frontline clinicians, including nurses, and processing that may be partially contributory to the traumatic
need to focus on creating psychological safety within any contact. effect of intergenerational trauma and may play a role in its trans-
The concept of psychological safety is related to psychoanalytic no- mission. In one of the few identified iatrogenic risks of individual
tions of attachment and containment within relationships but also therapy, Abrams (1999) suggests that in intergenerational trauma,
8 | ISOBEL et al.

if traumatic experiences are not addressed or safely and openly


3.3.2 | Mentalisation
discussed within therapy, the therapy may replicate the silence
within which the trauma was transmitted. Open dialogue of the Sensitivity and reflective function are regarded as critical parental ante-
past, where possible, is crucial to the prevention of transmission cedents to infant attachment security, and thus, these constructs are the
of trauma across generations. The relational context of creating most proximal and effective targets for interventions aimed at improving
narratives is thought to allow nonverbal trauma reactions to be attachment quality (Letourneau et al., 2015). Mentalisation is a complex
semantically processed (Schore, 2001), which in itself may lead to reflective process that allows for thinking about both self and others as
a more coherent autobiographical and intergenerational narrative psychological beings and considering underlying mental states and moti-
that protects against unprocessed trauma being intergeneration- vations when interpreting behaviours (Berthelot et al., 2015). Mentalising
ally transmitted. mediates attachment but is also thought to contribute to resilience pro-
cesses following relational trauma (Berthelot et al., 2015) as it allows a
separation of self and other. Of particular relevance to trauma transmis-
3.3 | Subconstruct: Actively supporting parent–
sion may be a parent's capacity to think about and symbolise traumatic
infant attachment
events and to consider their impacts in psychological terms, to maintain
The second subconstruct within the core construct of prevention is a perspective that is aware of their own reactivity to their infant and ena-
actively supporting the attachment relationship. This is an important bles them to remain able to soothe their infant despite the infant's dis-
component to prevention of intergenerational trauma transmission, tress triggering their own traumatic past. Parents’ capacity to coherently
as it mediates the relational space where transmission or prevention structure their understanding of their own attachment experiences and
could occur. its impacts is inherently linked to their narrative coherence of their infants’
Attachment relationships have been extensively discussed and attachment. This cyclical nature of attachment is important for preven-
studied (Koren‐Karie, Sagi‐Schwartz, & Joels, 2003). Attachment tion models, as parents require reflective functioning (Fonagy et al., 1991;
theory describes the ways that individuals interact with people with Allen, 2013) or the capacity to attune and respond to their infant's internal
whom they have a significant dependent relationship, particularly states, in order to support the infant's development of mentalisation. By
under conditions of threat, establishing patterns through which af- assisting the infant or child to regulate and experience their own affect
fect is regulated and distress managed. Attachment theory is inher- responses as manageable, future experiences can be anticipated with-
ently intergenerational, as the degree to which parents are able to out fear of becoming overwhelmed. Capacity to mentalise is required to
respond sensitively to their infants is directly related to their own model mentalising and may form an important component of prevention.
attachment experiences. The attachment system guides the care-
giving system (Bowlby, 1988), which modulates attunement to the
3.3.3 | Epigenetic modification and resilience
infant's needs. The quality of moment‐to‐moment interactions with
an infant depends on the parent's intuitive understanding of how to It is important to note that despite significant evidence of the trans-
nurture and protect the child, which is embedded within an attach- mission of attachment styles across generations (both traumatic
ment paradigm (Blizard, 2006). and nontraumatic), this transmission pathway may not always occur
(Iyengar, Kim, Martinez, Fonagy, & Strathearn, 2014). Individuals can
reorganise their attachments using a variety of methods via external
3.3.1 | Attachment interventions
and internally driven processes, as well as develop sustained rela-
Documented potential approaches aimed at supporting attach- tional security through resilience (Iyengar et al., 2014). Fostering and
ment are multiple with no clear “best” treatment, as treatment supporting these mechanisms may result in altering the transmission
must be individualised (Courtois, 2004). Attachment interventions of attachment patterns and trauma across generations. The role of
can be broadly categorised into indirect and direct approaches. epigenetic modifications to resilient phenotypes on a continuum with
Indirect approaches focus on interventions targeting psychosocial trauma and stress (Cadet, 2016) is an emerging field that may also aid
risk factors including parental mental illness, substance abuse, in identifying the ways that intergenerational trauma may be, in some
or disorganised attachment and assumedly known or suspected circumstances, protective against lifetime stress and adversity.
trauma. Removal or mitigation of these risk factors may enable Through this review, some challenges were thematically iden-
parents to become more sensitive and responsive to their infants, tified in the literature that may impede progression of knowledge
thus indirectly promoting secure attachment (Letourneau et al., related to intergenerational trauma prevention. Two of these chal-
2015). While resolving parent trauma is an indirect approach to lenges are discussed below.
supporting attachment, direct approaches are also required.
Direct approaches focus specifically on developing appropriate
3.3.4 | Critique of the individualised nature of
parental responses to the infant or child's signals and developing
trauma interventions
reflective functioning of the parent to both reflect on the infant's
experience and reflect on their own experiences and reactions This review identified that despite known risks of trauma being
(Letourneau et al., 2015). transmitted within families (and the importance of relationships
ISOBEL et al. | 9

in intervention), the majority of trauma interventions are focused “dynamics,” “responses,” “consequences,” “alterations” and “trans-
on individuals only. Due to the identified need for both trauma missions” of trauma were discussed. While some variation in lan-
treatment and attachment‐focused work, the individual focus of guage is to be expected, the wide scope of this review allowed a
the majority of documented trauma interventions may not aid in broad view of some overarching linguistic and methodological ob-
preventing trauma being transmitted across generations prior, stacles that stand in the way of progression of understanding of
during or potentially after the substantial process of individual prevention of intergenerational trauma. Differing disciplines, fields
therapy has been undertaken. Much of the trauma‐specific lit- or groups using the same or similar words with subtle or major con-
erature evokes normative assumptions about the role of therapy ceptual differences in interpretation can impede cohesion (Isobel et
in preventing intergenerational trauma through its work with the al, 2017). Importantly, intergenerational, secondary and historical
individual, but there is a need to actively focus on intergenera- traumas are terms used at times used interchangeably, with poten-
tional trauma as a distinct component of trauma and also a criti- tially negative impacts upon all subconstructs. In individual studies,
cal point and outcome of intervention. Despite some theoretical attempts are made to define specific traumatic events and their ef-
acknowledgement that psychotherapeutic treatment of a parent fects as well as distinctions made, or not made, between trauma as an
or parent should include their infant or child (Perez, 2009), most experience and as a diagnosis. Language used in the well‐researched
documented adult trauma work remains individually focused even field of attachment interventions does not always overlap with that
when it occurs during early parenthood. Attachment is certainly used in trauma interventions and both are challenged by movements
recognised to be a component of relational trauma treatment towards resilience and strength‐based approaches. Undoubtedly, in
(Pearlman & Courtois, 2005) but is often reflected upon within practice, some individuals may identify with the term “trauma” as a
the therapy relationship or past relationships rather than in the way of understanding their experiences and adaptations and those
context of any current dependents. The embedded nature of re- of their family members; for others, the term alone may alienate indi-
lational traumas is such that their full effects may not be realised viduals and families from seeking or receiving support. Lessons from
until a similar relationship is engaged in (Amos et al., 2011), and historical and cultural trauma fields may need to be more overtly
while the relationship with a therapist or clinician forms an im- academically transferred to the intergenerational trauma field to en-
portant space for this to occur, how to strengthen current attach- sure that the concepts of recovery, resilience and identity are closely
ment relationships beyond the clinical relationship is not widely entwined within any discourse of trauma.
discussed. Methodologically, as the transmissible effects of trauma and the
This also impacts upon the lack of widespread recognition in importance of context are recognised, researchers accustomed to
mainstream health and social services of the existence of trans- working with and measuring the individual impact of traumas and
generational transmission of trauma (as opposed to vulnerability). efficacy of intervention may also need to rethink their methodol-
Within literature on the need for trauma‐informed approaches ogies in order to capture familial and societal impacts (Magruder
in services, the details of intergenerational trauma remain sparse. et al, 2016). Currently, efficacy is oft demonstrated through symp-
Through a socio‐ecological lens, recognition of relational and social tom reduction, self‐report or objective interaction or attachment
contexts of individuals and recovery is critical for any care, well be- assessment. Certainly, intergenerational studies are not without
yond models of risk and resilience. There risks being a widening gap their challenges; however, as preventive efforts move to the family,
between awareness and treatment unless opportunities for, and re- community and societal levels, multimodal approaches to measur-
sponsibilities to support, prevention with individuals and their cur- ing effectiveness are required to enhance clinical translation and to
rent and future offspring are well delineated. manage conflicts between disciplines of science and their definitions
of rigour and evidence.

3.3.5 | Critique of the language of trauma


It may be that there is not a lack of preventative trauma interven- 4 | D I S CU S S I O N
tions being undertaken with parents, infants and families in practice,
but rather there is a lack of conceptual clarity and communication The review set out to identify intervention approaches for intergen-
of intent of purpose in the literature. This may be in part due to erational trauma, yet due to a lack of literature, the review evolved
complexities of the phenomena but also is perhaps due to an ap- to critically draw upon adjacent fields and build theory on preven-
parent compartmentalisation of the evidence base. Across trauma tion of intergenerational trauma transmission in parent–infant dyads
literature broadly, there is an acknowledged lack of shared defini- through resolving parental trauma and supporting parent–infant
tion of the term trauma, with attempts to define it labelled prob- attachment. The emergent synthesis of existing knowledge found
lematic (McNally, 2010). Papers in this review referred to stress, that while there is limited evidence on intervening specifically with
adverse childhood experiences, traumatic stress, complex trauma, intergenerational transmission of trauma, prevention is the key in-
developmental trauma, relational trauma and disorganised attach- tervention with parents, dyads and families known to have experi-
ment to refer to similar processes and contributors to intergenera- enced relational trauma. The review found that prevention is likely
tional trauma. In addition, intergenerational “effects,” “mechanisms,” to require targeted efforts to resolve parental trauma and support
10 | ISOBEL et al.

the parent–child attachment relationship. The findings of the review systemic and social influences on prevention of intergenerational
provide an important theoretical contribution to understanding the transmission of relational trauma. Disentangling parent/infant envi-
impacts and implications of intergenerational trauma as a discrete ronmental stressors from transmitted trauma or stress is complex
form of relational trauma and progress the conceptual basis of any (Bowers & Yehuda, 2016) and requires awareness of the macrolevel
intervention work in this field. The findings have clinical implications inequalities that effect parenting (Marmot, 2007). While preventing
for therapists and trauma specialists but also for any individual or intergenerational relational trauma transmission may be as “simple”
service that has contact with individuals, parents or families. This as resolving parental trauma and supporting attachment, within each
includes nurses working in a variety of settings. of these components and within each dyad and their wider family,
With growing recognition of the implications and prevalence of social and environmental context, there are numerous complexities,
trauma, there is increasing work being done in all fields of trauma in- contributing factors and possibilities for intervention and effective-
terventions for both adults and children using a variety of approaches, ness. Interventions for either construct may be partially effective on
but there has been limited work that relates specifically to intergener- their own through enhancing parenting or reducing the impacts of
ational trauma intervention. There is an urgent need for increased un- trauma; however, the complex processes of intergenerational trans-
derstanding of what may be effective in this field. Within work in the mission suggest that both will be required for prevention.
identified contributing fields of trauma and attachment that emerged The identified constructs of prevention are consistent with the
in this review, there is also a need for ensuring that knowledge and elements that guide work with the small population of parents who
paradigms are shared across similar yet distinct fields and that shared have experienced abuse and have also been identified to be at risk of
goals for individuals and families are recognised. Within each of the maltreating their own children (Blizard, 2006). Namely, a therapeutic
identified subconstructs, there are a range of specific approaches relationship allows a one‐to‐one emotional connection of sufficient
that may be effective; important components include individualised length and continuity that the parent can develop a more secure at-
trauma‐specific therapies for the parent, creation of therapeutic rela- tachment style, address dissociative symptoms and their genesis in
tional safety, development of a family narrative, supporting mentalisa- traumatic relationships, work through memories of abuse and grieve
tion and resilience, and attachment‐specific interventions with parent the loss of traumatic attachments. These have been identified to
and infant. There is also a need to clinically consider the interaction need to occur alongside provision of services to families that help
and integration of any trauma and attachment interventions to ensure parents cope with their own difficulties in responding to children's
they are seen as related and dynamic approaches. needs (Blizard, 2006). While certainly helpful for targeting parent/
One purpose of the review was to identify potential clinical impli- child dyads at known risk, these principles can also inform wider pri-
cations for working directly with intergenerational trauma. With the mary intergenerational trauma prevention.
emergence of the role of prevention and opportunistic engagement, it Overt child maltreatment is a complex and multifaceted phe-
became clear that nurses may be well placed to engage in preventative nomenon (Harden, Buhler, & Parra, 2016) and while the principles
intervention in their roles where they have contact with parents and of prevention may be similar, there is a need to be clear that inter-
families (Foster & Isobel, 2017). Nurses working in mental health, drug generational transmission of trauma is not an intentional, harm-
health, child and family and primary health settings can commence ful act. A large proportion of people exposed to relational trauma
specific preventative intergenerational trauma interventions within will be empathic and attuned parents (Lieberman, Padrón, Horn,
their existing therapeutic relationships with individuals and families. & Harris, 2005) without the need for intervention. Many groups,
This could occur directly through approaches identified in this review families and individuals exposed to trauma experience transmis-
or indirectly through referral to specialised trauma and attachment‐ sion of cultural resilience through shared narratives of trauma and
specific services. The opportunities the nursing role poses for con- cultural strength (Bombay, Matheson, & Anisman, 2009). While
sidering the effects or presence of trauma and creating interpersonal the differentiating processes by which vulnerability and resilience
safety such that it is then possible to explore the need for further are transmitted remain unclear, there is potential to work with
trauma and attachment intervention are crucial. Rather than being families and individuals to foster the transmission of strengths.
seen as the work of specialist therapists, all healthcare profession- There is a risk that in identifying the potential for intergenera-
als can implement preventative interventions, but this first requires tional transmission of trauma that families, parents and individuals
understanding of trauma, including its potential mechanisms of being will experience increased stigma, including within care. Detailed
transmitted across generations through attachment relationships. understanding by nurses and other professionals of intergenera-
This review suggests that prevention of intergenerational relational tional trauma and the factors that contribute to its transmission
trauma is reliant upon increased identification of people with experi- may aid in ensuring that all parents and infants receive support-
ences of trauma in nontrauma‐specific services, increased recognition ive, strength‐focused care alongside recognition of risk. Education
of the broad effects of trauma and dual focused (trauma and attach- about trauma and its mechanisms of transmission should include
ment) support and intervention prior to conception, across the perina- updated understandings of relational trauma, neuroplasticity and
tal period and throughout parenting. resilience.
Beyond the role of individuals and services in identification of The human brain experiences more growth and refinement
prevention and its components, there is a need to be aware of the during infancy than at any other period of life (Jaffee & Christian,
ISOBEL et al. | 11

2014). Developmental neuroplasticity is such that while early life CIS produces one possible interpretation of the evidence, and
experiences are mapped onto the structure and functioning of the although guided by a clear methodology, no claim of reproducibility
brain, infant brains can also rebound from traumatic experiences, can be made. The included literature was selected according to the
particularly if they experience stable, nurturing caregiving (Harden review questions and may not include all papers on the rapidly emerg-
et al., 2016). While attachment is formed in early relationships, it ing concept of intergenerational trauma or related fields. CIS demands
is also influenced by later relationships or circumstances (Bowlby, constant reflexivity to ensure that the researchers conduct conscien-
1988; Iyengar et al, 2014) and can be effectively “reorganised.” The tious and thorough searches, make fair and appropriate selections of
reorganisation of attachment prior to parenting may result in signif- materials and ensure that the theory they generate is, while critically
icant alterations to the transmission of trauma through attachment informed, plausible given the available evidence (Dixon‐Woods et al.,
relationships (Iyengar et al., 2014). This may occur during trauma 2006). While efforts were made to minimise bias of the researchers,
therapy, but it also forms another potential component preven- it is not possible or even desirable to eradicate perspective from a
tion approaches not explored here. Similarly, while epigenetics and critical synthesis. Therefore, the findings may not be the same that
neurobiology are promising fields of relevance to intergenerational another group would produce within the same scope.
trauma, any examination of the biological impacts of trauma also re- Due to the large scope of this review and methodology, there are
quires consideration of the strengths and resilience that parents and important concepts discussed but not explored in depth including
families can transmit as well as the potential for neuroplasticity and epigenetics, stigmatisation and attachment reorganisation. There
epigenetic reversibility (Weaver et al., 2005). are also a number of intervention approaches mentioned but not
Proactive support with establishing and maintaining attachment discussed. Future work is required to explore the direct relevance of
relationships was identified in this review as essential to ensure that these approaches and concepts to intergenerational trauma and to
the relational space can adequately buffer and protect infants from the ensure that the theoretical constructs identified here can translate
intersubjective transmission of trauma sequelae. Subsequently, once into effective work within families and communities.
a trauma survivor is a parent, any intervention aimed at addressing
trauma should include a component of interactive engagement within
the attachment space with the infant or child to ensure that the rela- 5 | CO N C LU S I O N
tionship is prioritised and can be a source of security and growth with-
out relational transmission of trauma. This can occur before and while The review identified that prevention is the most effective interven-
longer term trauma work is undertaken with the adult. Working with tion approach for intergenerational trauma transmission. As trauma
trauma and its effects in an individual can be effective, yet if the next that is passed between generations may present differently in the next
generation are not proactively focused on within this process, any ben- generation, intervention fidelity becomes complicated. Prevention
efits of intervention may be limited to the individual and an important is the only clearly identifiable way to intervene effectively in the
opportunity to prevent transmission across generations may be lost. transmission of trauma between generations. Prevention strategies
The challenges identified throughout this review suggest that should be comprised of strategies to resolve the primary trauma and
acceptance of diverse methods of exploring trauma and its effects strengthen attachment relationships. Trauma resolution in adults may
is required to strengthen the field. Broad and evolving understand- best include a combination of verbal and nonverbal psychotherapeutic
ings of the definition and scope of trauma mean that knowledge approaches aimed at developing safety, affect regulation and control,
needs to be shared between clinical and theoretical fields. Through processing of trauma and its narratives and subsequent integration
the development of pathways of shared language and the cohesive and restructuring of self. The development of a narrative of the trauma
integration of research findings developed using diverse methods, in individual therapy may aid to contain it in the past and minimise
knowledge about how trauma manifests and is transmitted between it being experienced in the present and transmitted to the future.
individuals and groups, as well as what best interrupts this process Constructing a narrative that acknowledges trauma and its effects but
and its effects, can be best translated into practice and policy in a also establishes a self and a life outside of trauma may also be impor-
way that can expediently support communities and families. tant in promoting intergenerational resilience. Interventions need to
concurrently work to ensure infant or child needs are being met and
to create and foster secure attachment and increase parental respon-
4.1 | Limitations
siveness. This may include active engagement within the relational
The process used to select papers in CIS is not as transparent as space to foster and develop attunement, safety and mentalisation.
required by many other review strategies. However, the method re- As the widespread impacts of trauma become increasingly rec-
quires the constant evolution of a conceptual model until publica- ognised as an international public health issue (Magruder et al., 2016;
tion, resulting in a process that lacks auditability (Dixon‐Woods et al, Van der Kolk, 2005) and knowledge increases about trauma and its cy-
2006). While efforts have been made here to describe the process clical effects, urgent consideration of the need to prevent transmission
and relate it to familiar review protocols and further progress under- transgenerationally is required. Preventative public health strategies are
standing of this method, the process remains specific to the current required to target individual, relationship, familial, community and soci-
context of the review and the critique of the researchers. etal levels, including social factors that impact upon parenting, quality
12 | ISOBEL et al.

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