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Research: Science and Education

Making Nanomaterials in Supercritical Fluids: A Review


Xiangrong Ye and C. M. Wai*
Department of Chemistry, University of Idaho, Moscow, ID 83844-2343; *cwai@uidaho.edu

Supercritical fluids, particularly supercritical CO 2 materials processing, a SCF can act as a medium either for
(scCO2), have been used in areas ranging from materials transporting solute species or for chemical reactions, or both.
cleaning, natural products extraction, chemical reactions, In some cases, the supercritical fluid itself can also take part
sample preparation, and environmental remediation (1–12). in the reactions. This review summarizes recent developments
Generally speaking, a supercritical fluid (SCF) is any sub- in physical or chemical processes for synthesizing
stance at a temperature and pressure above its critical point nanoparticles, nanowires, and thin solid films in supercriti-
and a density close to or higher than its critical density. A cal or near-supercritical fluids.
fluid is considered near-supercritical when it is still a liquid
but has begun to show some of the properties normally asso- Physical SCF Processes for Preparing Nanoparticles
ciated with SCFs. The most distinguishing feature of SCFs
Rapid Expansion of Supercritical Solutions
See https://pubs.acs.org/sharingguidelines for options on how to legitimately share published articles.

is that their physicochemical properties can be altered con-


tinuously between gaslike and liquidlike limits by adjusting Rapid expansion of supercritical solutions (RESS) is a
the system pressure or temperature. SCFs, like liquid solvents, physical process for synthesizing fine powders including
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can dissolve solid compounds yet they have low viscosities nanoparticles (19–28). Figure 1 shows a typical apparatus
and high diffusivities like gases. As a result of their high com- used in RESS. In this process, solutes such as metal com-
pressibility, SCFs offer a convenient means of accessing a wide pounds or polymers are dissolved in a SCF. When the SCF
range of solvent properties without physically changing the solution is allowed to expand rapidly into a region of much
solvent. lower pressure, a significant drop in the solubility of the sol-
Physical or chemical transformations in supercritical or utes occurs, resulting in their precipitation. The precipitated
near-supercritical fluids have been a subject of considerable solutes form very small molecular clusters, ion pairs, or dis-
interest to material scientists particularly in nanoparticle– persed individual molecules. Usually aerosols rather than va-
nanowire generation and thin solid-film deposition (13–18). pors are formed and the aerosol particles are much smaller
Much of the impetus comes from the advantages of super- than those formed by the nebulization of ordinary liquid so-
critical fluid processes over conventional solution processes, lutions followed by desolvation, such as in spray pyrolysis.
such as: (a) SCFs provide high diffusivity and low viscosity Various morphologies and particle sizes can be thus produced.
and are therefore capable of attaining high uniformity and Formation of composite materials, such as pharmaceutical or
penetration into small areas, (b) the solvent strength of a SCF polymer microcomposite materials for controlled drug releas-
can be varied, thus allowing rapid separation of solute by ma- ing, is also possible by precipitation of two different sub-
nipulation of fluid pressure (density), and (c) some SCFs, stances dissolved in the same SCF solution. The
such as scCO2, are environmentally benign. Because of these distinguishing features of RESS are the fast attainment of
properties, the byproducts and the contaminants in SCFs can uniform conditions and high supersaturations in SCF, which
be easily removed from the system; therefore, nanoparticles, favor the formation of small particles with narrow size dis-
nanowires, and thin films of high purity can be obtained. In tribution. However, the disadvantage of this physical RESS

FR: fluid reservoir


R: pressure regulator
P: pump
OA: optional autoclave
V: valve
HR: heated region
EN: expansion nozzle
CS: collection surface
C: collection chamber
AR: adiabatic region
IsR: isentropic region
RS: RESS spray
BER: background expansion region

Figure 1. Physical RESS apparatus applied for supercritical water. Inset: the RESS expansion.

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Research: Science and Education

method is that the nanoparticle to be formed must be soluble a wide variety of applications, for example, pharmaceutical
in the SCF because the particle is chemically identical to the compositions or high-performance ceramics, are produced
starting material. Many desirable materials, for example, semi- from sols by contacting the sol with the SCF. The sol is
conductors, metals, metal oxides, and mixed-metal oxides, sprayed into the SCF. All or a portion of the original solvent
are insoluble in common SCFs such as scCO2 and scN2O. system is separated by dissolution in the SCF, and the result-
SiO2 and GeO2 have been shown to be soluble in scH2O, ing SCF is filtered for recovery of the particles. The solids
but the experimental conditions were rather extreme (445 are washed using fresh SCF and dried. Solvent-free inorganic
⬚C, 800 psi) (29–30). and organic particles can be thus produced with particle sizes
ranging from 20–500 nm.
Physical Composite Processes without Expansion
A SCF can also be used as a solvent for dissolving and Chemical SCF Processes for Preparing Nanoparticles
dispersing desired materials within a matrix that is also soluble and Nanowires
in the SCF. After desolvation, nanoparticles of the desired
materials form in the matrix. For instance, metal-complex Chemical Rapid Expansion of Supercritical Solutions
nanoparticle–polymer composites were prepared by dissolv- In the original RESS process, a supercritical solution is
ing a metal complex in scCO2 and infusing it within an expanded rapidly into a vacuum or air (Figure 1). A super-
scCO2 “swollen” low-density polymer matrix (31). These critical solution can also be rapidly expanded into a liquid
metal complex–polymer composites can function as precur- solution to initiate a chemical reaction leading to the forma-
sors to surface-selective catalyst systems. tion of a new product. Based on this concept, Sun et al. de-
veloped a facile and flexible method for preparing stable
Supercritical Antisolvent Precipitation suspensions of polymer-protected metal or semiconductor
Supercritical antisolvent (SAS) precipitation has been nanoparticles, such as nickel, cobalt, iron, silver, Ag2S, CdS,
applied successfully to make microparticles and nanoparticles and PbS (38–41). Figure 2 is a schematic of the experimen-
(32). Its application has been explored in a variety of differ- tal setup. The nanoscopic metal ion “solute droplet” produced
ent fields including: explosives, polymers, pharmaceutical in the RESS process is captured by a reducing agent or sul-
compounds, coloring matter, superconductors, catalysts, and fide anions in the receiving liquid solution to form metal or
inorganic compounds. SAS precipitation is based on the fast metal sulfide nanoparticles. The nanoparticles thus produced
dissolution of a liquid solution in a SCF. The addition of a have a reasonably narrow-size distribution and form solution-
SCF leads to a lower solubility of the solute, thus forcing the like stable suspensions in the presence of a stabilization poly-
solute to precipitate into microparticles or nanoparticles. SAS mer. Some of these nanocrystallines or nanoparticles exhibit
has unique characteristics that include very large diffusivities excellent nonlinear optical-limiting properties while others
when compared with those of liquids and one-step complete are excellent magnetic materials.
elimination of the solvent from the precipitates. The most
commonly used SAS is CO 2 . By using scCO 2 as the Direct Chemical Processes without Expansion
antisolvent, microparticles and sub-microparticles of Chemical reactions occurring within the SCF system can
amoxicillin have been produced (33). Nanoparticles of yt- also lead directly to nanoparticles. This direct method for
trium, samarium, and neodymium acetates were precipitated preparing polymer-borne metal clusters was reported by
as precursors of catalysts or high-temperature superconduc- Kryszewski (42). Depositing metallic nanoparticles in poly-
tors with morphologies dependent on the different expan- mer systems was achieved via dissolution of a metal precur-
sion levels of the liquid solution (34–35). More recently, sor in a SCF and its subsequent reduction or decomposition
scCO2 antisolvent process-based production of fullerene during the polymerization step. Reactions using water in sub-
nanoparticles has been reported (36). critical and supercritical states have been suggested as pro-
spective ways to synthesize nanocrystal oxide catalysts,
Supercritical Drying Processes Ce 0.5 Zr 0.5 O 2 , Ce 0.1 Y xZr 0.9-x O 2 , Zr 1−x Y x O 2 , Zr 1−x In x O 2 ,
Supercritical drying process is another important physi- La 2 CuO 4 ; supported catalysts, Pd兾Rh兾ZrO 2 and
cal approach to nanoparticles (37). Nanoparticle powders for Pd兾Rh兾TiO2; and supports, CeO2, ZrO2, TiO2 (43). The
proposed technique is characterized by high productivity. It
is ecologically friendly and multicomponent oxide catalysts
are obtained with chemical and phase compositions and prop-
erties that can be changed within a large range.
More recently, Holmes et al. have developed a SCF so-
lution phase approach to grow nanowires and nanocrystals
of silicon. Bulk quantities of defect-free silicon nanowires with
nearly uniform diameters ranging from 40 to 50 Å were
grown to a length of several micrometers using sterically sta-
bilized gold nanocrystals as uniform seeds to direct one-di-
mensional nanowire formation (44). Figure 3 is a schematic
illustration of the nanocrystal-directed, nanowire-selfassembly
process. Dodecanethiol-capped Au nanocrystals were dis-
Figure 2. Experimental setup for the chemical RESS method in the
persed in supercritical hexane with diphenylsilane at 500 ⬚C
preparation of nanoparticles. and 270 bar (or 200 bar in some cases). At this temperature

JChemEd.chem.wisc.edu • Vol. 80 No. 2 February 2003 • Journal of Chemical Education 199


Research: Science and Education

the diphenylsilane decomposes into Si atoms. Silicon and gold ions from Cu(AOT) 2 (AOT: sodium bis[2-ethylhexyl]
form an alloy in equilibrium with pure, solid Si when the Si sulfosuccinate) incorporated within AOT reverse micelles dis-
concentration with respect to Au concentration is greater than persed in compressed propane and supercritical ethane solu-
18.6%. Under the specific reaction conditions, the Si atoms tions (48–49). Water-in-scCO2 microemulsions have been
most likely dissolve into the sterically stabilized Au nano- formed by using an ammonium carboxylate perfluoro
crystals until reaching supersaturation, at which point they polyether (PFPE) surfactant, which incorporates a “CO2-
are expelled from the crystal as a thin, nanometer-scale wire. philic” fluorocarbon chain with a hydrophilic polar carboxy-
Likewise, if hexagonal mesoporous silica is used as a tem- late headgroup (50).
plate instead of Au nanocrystals, quantum-confined silicon Recently, Wai and coworkers reported the synthesis and
nanowires can be formed within the 5-nm diameter pores of dispersion of silver nanoparticles in a water-in-scCO 2
the hexagonal mesoporous silica using this SCF solution phase microemulsion made of AOT and a PFPE–phosphate cosur-
technique (45). If no template is utilized, robust, highly crys- factant (51). The microemulsion system utilizing these two
tallized, relatively-sized, monodispersed, sterically-stabilized surfactants is stable over a wide W range (up to 34 and 16
Si nanocrystals ranging from 15 to 40 Å in diameter could for AOT and PFPE, respectively) and with high concentra-
be obtained in significant quantities in the presence of octanol tions of electrolytes in the water core. The procedure for mak-
at 500 ⬚C and 345 bar (46). ing silver nanoparticles involves the reduction of Ag+ in the
water core of the microemulsion with a reducing agent so-
Microemulsion Reactions dium triacetoxyborohydride dissolved in scCO2. This was the
The poor solubility of many polar compounds in SCFs first report of the stable suspension of nanometer-sized me-
limits their reactions for the purpose of nanoparticle prepa- tallic particles in scCO2 and represented a significant advance
ration. One solution to this problem is using water-in-super- for the future application of CO2-based systems for a wide
critical fluid microemulsions to dissolve the desired polar range of particle synthesis.
compounds and ions in the fluid phase (47). Figure 4 shows In another report, Wai and coworkers showed that sil-
the structure of a typical water-in-scCO2 microemulsion. The ver and copper nanoparticles could be synthesized in the CO2
surfactants are amphiphilic molecules containing a hydro- microemulsion made of AOT–PFPE–phosphate surfactants
philic head group and a CO2-philic tail where the molecular using more CO2-soluble reducing agents such as sodium
size and shape of the head and tail are designed to favor ag- cyanoborohydride and N,N,N´,N´-tetramethyl-p-phenylene-
gregation. When such molecules aggregate in a nonpolar SCF, diamine (52). In situ spectroscopic measurements indicated
a reverse micelle is formed with the hydrophilic head groups the formation of the metal nanoparticles was very rapid (on
forming a core and the hydrophobic tails interacting with the order of about 30 seconds) suggesting the microemulsion
the SCF phase. When water is present, it partitions into the was dynamic in nature.
hydrophilic core forming microscopic water pools leading to By injecting an aqueous solution of Na2S into a scCO2
the formation of water-in-SCF microemulsions. These solution containing water-in-scCO2 microemulsions with
microemulsions are optically clear, containing spatially-de- Cd(NO3)2 in the water core, Holmes et al. synthesized semi-
fined, aqueous nanodroplets. They are thermodynamically conductor nanoparticles of cadmium sulfide (53). The wa-
stable to flocculation when the density of the SCF is above ter-in-scCO2 microemulsion in this study was stabilized by
the cloud point of the surfactant tail in the bulk fluid. The an ammonium carboxylate perfluoropolyether (PFPE–NH4)
mean radii of these water droplets are directly proportional surfactant. Because an aqueous solution was introduced into
to the water-to-surfactant mole ratio (W). the scCO2 phase, the W value of the microemulsion was
These microemulsions can be used as nanoreactors for
synthesizing nanoparticles. Since particle growth occurs
within the water droplet, the size of the water core can be
used to control the particle dimensions. Moreover, the cloud
point depends on density of the fluid phase, which can be
manipulated by varying the pressure and temperature, thus
providing a tunable medium for reaction and separation of
synthesized nanoparticles. Metallic copper nanoparticles (di-
ameter < 20 nm) were synthesized by the reduction of Cu

Figure 3. Nanocrystal-directed, nanowire-selfassembly process in


scCO2. Figure 4. Water-in-scCO2 microemulsion.

200 Journal of Chemical Education • Vol. 80 No. 2 February 2003 • JChemEd.chem.wisc.edu


Research: Science and Education

changing. However, CdS nanoparticles with relatively nar- supercritical N2O solutions using radio-frequency plasma in
row size distributions could be prepared by controlling the which radicals and ions from the N2O served as oxidizing
water to surfactant mole ratio. agents. YBa2Cu3O7 was prepared by post-deposition oxidiza-
Wai and coworkers also demonstrated another method tion of the metals co-deposited from supercritical pentane.
of synthesizing nanoparticles by mixing two microemulsions High-quality InP layers were obtained by rapid expansion of
containing different ions in the water core. The contents in a PPh3 and tris(o-dimethylaminomethylphenyl) indium(III)
the microemulsions can exchange rapidly, resulting in nano- mixture in supercritical CO2, C2F6, and Xe to the heated InP
meter-sized new compounds. One example of this micro- substrate in a vacuum (61).
emulsion-plus-microemulsion approach is the synthesis of
silver halide nanoparticles by mixing two microemulsions Chemical Deposition and Chemical Fluid Deposition
containing silver nitrate and sodium halide separately in the Chemical deposition processes can also be carried out
water core (54). Similarly, composite nanoparticles can be directly in a SCF medium. For non-line-of-sight application,
synthesized using this method. such as developing ultra-large-scale-integration (ULSI) inter-
connects or coating porous materials, this method of depo-
Physical SCF Deposition Processes sition is preferred. The gaslike properties and the high pressure
Physical RESS Deposition Processes of a SCF facilitate the delivery of precursors to small holes
and narrow tubing, producing thin films in small features
The physical RESS processes for preparing nanoparticles
that are difficult to accomplish by CVD, SFT–CD or SFT–
can be modified for deposition of thin solid films (19–22,
CVD. Supercritical fluid chemical deposition (SFCD) and
55). When RESS occurs, the solutes can be sprayed onto an
chemical fluid deposition (CFD) techniques have been thus
exposed substrate surface forming uniform films. Coating
developed and a typical deposition system is represented in
thin films onto solid particles can also be achieved by in situ
Figure 6.
simultaneous nucleation and deposition of dissolved materi-
Louchev et al. described a SFCD process in which a pre-
als out of a SCF solution (56). A powder modification pro-
cursor was transported to a heated substrate (700 K) in a SCF
cess was developed by RESS of a binder into a fluidized bed
where it underwent thermolysis to yield a thin copper film
to coat the surface of core particles with fine particles (57).
(62). The film produced by this method had an atomic cop-
An scCO2 solution containing the binder was expanded into
per concentration of approximately 80% (i.e., 20% impuri-
the fluidized bed of the mixtures of core particles and fine
ties).
particles through a nozzle mounted at the center of the dis-
Bocquet et al. proposed a method in which a metal
tributor. The deposition of the binder incorporated the fine
alkoxide dissolved in scCO2 was thermalized at the surface
particles into the layers around the core particles. This leads
of a substrate to form a thin homogeneous oxide layer (63–
to uniform coating granulation without the agglomeration
64). Very thin (< 1mm), very adherent films of anatase TiO2
of particles.
were formed on alumina substrates by decomposition of ti-
tanium tetraisopropoxide in a supercritical isopropanol–CO2
Chemical SCF Deposition Processes
mixture. The films consisted of particles with diameter of ap-
Various types of chemical deposition processes in SCFs proximate 100 nm. The reaction time is very short (a few
have been reported. Chemical deposition methods in SCFs minutes) and the method is adaptable to thicker films.
are distinctly different from the previously described physi- Brasseur-Tilmant et al. prepared a TiO2 particle mem-
cal processes because the deposited materials are chemically brane on macroporous alumina supports by hydrolytic de-
different from precursor compounds. composition of titanium tetraisopropoxide in sc2-propanol
Transport and Chemical Deposition
Sievers et al. described a supercritical fluid transport and
chemical deposition (SFT–CD) process, also called supercriti-
cal fluid transport and chemical vapor deposition (SFT–
CVD), for thin film production by using the system shown
in Figure 5 (58–60). A precursor dissolved in a SCF was dis-
charged through a restrictor, rapidly expanded into an evacu-
ated CVD (chemical vapor deposition) chamber, and formed
an aerosol or a vapor of the film precursor. The vaporized
precursor was then induced to a chemical reaction at or near
a heated substrate surface to form a thin film. Metal films were
formed on substrates heated to a temperature range between 500
and 800 ⬚C. Metal oxide films were deposited from a plasma
source with the substrate not significantly above 100 ⬚C.
Through SFT–CVD, metal films of Al, Ag, Cr, Cu, In,
Ni, Pd, Y, and Zr were pyrolytically deposited from metal
coordination compounds dissolved in SCFs in which organic
ligands or the solvent served as reducing agents for the metal
ions. Films of CuO, Al2O3, Cr2O3, SiO2, and SiO2 doped
with B and P were deposited on unheated substrates from Figure 5. SCF–CD apparatus.

JChemEd.chem.wisc.edu • Vol. 80 No. 2 February 2003 • Journal of Chemical Education 201


Research: Science and Education

(65). TiO2 particles were deposited on the substrate surface solution. The solution was transported into a heated reactor
and inside the pores. (lower than 100 ⬚C) and merged with the “fluorine-philic”
In a recent patent, a high electric-constant material, Ba- substrate mounted there, depositing a metal film onto the
Sr–Ti–O film was formed on a platinum thin film by reac- substrate surface. High-purity Pd, Ag, and Cu metal films
tions of organometallic precursors in scCO2. An oxide or a have been thus produced on silicon or germanium substrates.
nitride film may also be formed by performing oxidation or SFID involves redox reactions between an organometallic
nitridation at a low temperature using supercritical or sub- precursor and an elemental semiconductor in scCO2 using
supercritical H2O (66). HF as a reagent. The reaction is probably initiated by oxida-
A series of studies on CFD was conducted by Watkins tion of an elemental semiconductor to a fluoride compound
et al. (67–72). A precursor of the material is dissolved into a with the release of electrons that cause the reduction of an
supercritical or near-supercritical solvent and a substrate (or oxidized metal in a precursor to its metallic form. For SFID
porous solid) is exposed to the solution. A reaction agent is deposition of copper film onto silicon substrate from scCO2
then mixed into the solution and initiates a chemical reac- solution of Cu(hfa)2 (hfa: hexafluoroacetylacetonate), the pos-
tion involving the precursor, thereby yielding high purity sible deposition mechanism can be proposed as following:
films onto the substrate surface. Metal, metal oxide, and metal
Si + 4HF + 2Cu(hfa)2 → 2Cu + SiF4 + 4Hhfa
sulfide films can be deposited using this method. This method
can also be applied to deposit material particles into porous SFID is potentially useful for depositing thin films in small
solids. For making metal films, CFD is essentially a hybrid features and narrow tubing owing to the gaslike properties
technique that uniquely blends the advantages of CVD and and the high pressure of the SCFs, combined with the mod-
electroless plating. High-purity films of Cu, Pt, Pd, Au, and est reaction temperature.
Rh have been fabricated onto inorganic and polymer sub- Compared to the conventional CVD approach, chemi-
strates by the H2 reduction of organometallic compounds in cal deposition processes in SCFs have several advantages.
scCO2. Recently, they succeeded in depositing continuous Supercritical media allow one to use relatively nonvolatile,
palladium films at controlled depths within porous alumina less toxic, thermally unstable, and less expensive precursors.
disk (72). This extends the range of possible precursors and their com-
In SFCD and CFD techniques, the precursors react in binations for production of thin films. Almost any precursor
the supercritical solution itself (without depressurization), and that is soluble in a SCF can be used in the SCF deposition
the apparatus is essentially the same as for SFT–CD or SFT– process. Virtually all of the volatile CVD and metal–organic
CVD but without the RESS stage. Subsequent cleaning of chemical vapor deposition (MOCVD) reagents and many
metal surfaces can be achieved by washing with neat super- semivolatile or nonvolatile reagents can be used (13–14,59).
critical fluid. Furthermore, the deposition of mixed-metal compositions by
CVD usually requires more than one precursor chamber and
Immersion Deposition the delivery rates of each of the reagents must be simulta-
Ye et al. recently developed a supercritical fluid immer- neously controlled to maintain the correct stoichiometric ra-
sion deposition (SFID) method for producing thin films of tio. The preparation of YBa2Cu3O7−x films by MOCVD, for
metals and alloys on substrates or into porous solids of sili- example, has been shown to require separate, individual tem-
con, germanium, and other “fluorine-philic” elemental semi- perature reservoirs and carrier-flow rate-controlled reservoirs
conductors from supercritical or near-supercritical CO2 for the Y, Ba, and Cu precursor compounds (74–77). In a
solutions at modest temperature (73). The deposition setup SCF deposition process, films that require more than one re-
is shown in Figure 7. The organometallic precursor was dis- agent in the CVD process can be deposited using a single
solved in a reservoir by supercritical or liquid CO2. The so- supercritical fluid solution containing all of the precursor
lution was then pumped into a vessel where the loaded reagent(s). The precursor mixture can be prepared by weigh-
polymer supported fluorinating agent released HF into CO2 ing the necessary species, followed by dissolution in a SCF.
This allows precise control of stoichiometry and homogene-
ity of the reagents at the substrate surface because, unlike tra-
ditional MOCVD processes, they are from a single source

Figure 6. Schematic view of a typical SCFD and CFD apparatus. Figure 7. Setup for immersion deposition process in scCO2

202 Journal of Chemical Education • Vol. 80 No. 2 February 2003 • JChemEd.chem.wisc.edu


Research: Science and Education

that is well mixed before it enters the deposition chamber. because they are often miscible and homogeneously dispersed
The films obtained were usually very smooth, uniform, and in the fluid phase. This also contributes to high purity and
highly reflective. In addition, the deposition rate of CVD uniformity of the nanomaterials synthesized in SCFs. In SCF
process is low, but by using supercritical fluid deposition, the deposition processes, relatively nonvolatile, less toxic, ther-
deposition rate can be increased. Unlike sputtering or evapo- mally unstable, and less expensive precursors can be used.
ration deposition methods, supercritical fluid chemical depo- Often, only a single supercritical solution reservoir is neces-
sition process is not limited to line-of-sight deposition, and sary for depositing films that require more than one precur-
complex shaped objects can be coated. SFCD, CFD, or SFID sor in the CVD process. Precise control of stoichiometry and
is a promising method to coat nanotubes. homogeneity thus becomes possible and higher deposition
rates can be obtained. SFCD, CFD, and SFID are promis-
SCF Electrodeposition Processes ing techniques for depositing metals and oxides in small fea-
tures for preparation of smart materials needed for the future
Electrodeposition technique can also be used in a super-
chemical and electronic industries.
critical solution (78). Aluminum has been electrodeposited
from supercritical electrolytes consisting of toluene, ethane, Literature Cited
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39, 18.
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