Professional Documents
Culture Documents
88 09.08.21 Valenzuela Response To PFR
88 09.08.21 Valenzuela Response To PFR
88 09.08.21 Valenzuela Response To PFR
No. 20-55372
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
___________________________________
FERMIN VALENZUELA, et al.,
Plaintiffs and Appellees,
versus
CITY OF ANAHEIM, et al.,
Defendants and Appellants.
____________________________________
TABLE OF CONTENTS
INTRODUCTION .....................................................................................................1
ARGUMENT .............................................................................................................3
CONCLUSION ........................................................................................................19
-i-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 3 of 26
TABLE OF AUTHORITIES
Cases
-ii-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 4 of 26
Statutes
-iii-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 5 of 26
-iv-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 6 of 26
INTRODUCTION
When state officials violate the Fourth Amendment so profoundly that a life
is lost, courts must ensure an appropriate remedy exists under 42 U.S.C. § 1983
limits damages to the victim’s pre-death economic losses, which in most deadly
force cases are non-existent. This Court’s decisions here, and in Chaudhry v. City
of Los Angeles, 751 F.3d 1096 (9th Cir. 2014), correctly held that section 377.34
“does not apply to § 1983 claims where the decedent’s death was caused by the
violation of federal law.” Id. at 1105. Both decisions, and the well-reasoned
decisions of three sister circuits with which Chaudhry agreed, faithfully applied the
Supreme Court’s limited holding in Robertson v. Wegmann, 436 U.S. 584 (1978).
Louisiana survivorship law, after a malicious prosecution plaintiff died years later
either the constitutional violation causes death, state law is generally inhospitable
-1-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 7 of 26
436 U.S. at 594. All three of those distinguishing circumstances existed here and
Circuit, Frontier Insurance Company v. Blaty, 454 F.3d 590 (6th Cir. 2006),
premised on § 1983 wrongful death damages, unlike that court’s prior decision,
Jaco v. Bloechle, 729 F.2d 239 (6th Cir. 1984), which correctly found Ohio’s
event of instantaneous death. No circuit has ever upheld a damages limitation like
California’s in a § 1983 deadly force case, and several states permit recovery of
damages for loss of life, including within this circuit. Thus, the petition actually
-2-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 8 of 26
ARGUMENT
In its Opinion, the majority correctly concluded that damages for a deadly
loss of life damages were recoverable, jointly requesting instructions and verdict
forms that included them, until the jury returned an adverse verdict.1
“The existence of a statutory right implies the existence of all necessary and
appropriate remedies.” Sullivan v. Little Hunting Park, 396 U.S. 229, 239 (1969).
Under § 1988, “both federal and state rules on damages may be utilized, whichever
better serves the policies expressed in [§ 1983].” Id. at 240. “The rule of damages,
whether drawn from federal or state sources, is a federal rule responsive to the
need whenever a federal right is impaired.” Id. Section 1988 initially directs
courts to vindicate rights protected by § 1983 using the “laws of the United States.”
42 U.S.C. § 1988. Courts may apply state law only if federal law is “not adapted
remedies and punish offenses.” Id. However, courts must not follow state law if
1
The panel did not consider Appellees’ argument that Appellants’ conduct
constituted waiver and invited error. Answering Bf. 54. Appellants claimed they
objected at the November 7, 2019 pretrial conference, Reply Bf. 21 (citing 2-ER-
77), but the transcript, C.D. Cal. Case No. 17-CV-00278-CJC, Dkt. No. 432, belies
that false assertion.
-3-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 9 of 26
purposes. Id.
governments.” Chaudhry, 751 F.3d at 1103 (quoting Monroe v. Pape, 365 U.S.
167, 172-76 (1961)); see Bell v. City of Milwaukee, 746 F.2d 1205 (7th Cir. 1984)
for protecting life.”). Here, rather than “furnish suitable remedies,” section 377.34
section 377.34 to strike the decedent’s pre-death pain and suffering damages from
a police shooting. 751 F.3d at 1105. Chaudhry “beg[an]” its analysis with
Robertson, noting “crucial” distinctions that Appellants, Judge Lee’s dissent, and
the Blaty court, conspicuously ignore. Id. at 1103-04. The entire final section of
-4-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 10 of 26
Robertson found that applying Louisiana’s statute to the “few” people who
die without close relatives, “surely would not adversely affect” § 1983’s deterrence
role, “in situations in which there is no claim that the illegality caused the
plaintiff’s death.” Id. at 591-92 & n.10. Chaudhry emphasized that Robertson
deprivation of federal rights caused death.’” 751 F.3d at 1104. But the
deprivations in Chaudhry and the case at bar caused death, and California law
would eliminate all damages for the decedents’ harm because the defendants killed
them. Section 377.34 thus has the “perverse effect of making it more economically
advantageous for a defendant to kill rather than injure his victim.” Id. In the
context of Bivens actions, the Supreme Court held post-Robertson that state law
rights” by making it more advantageous “to kill rather than to injure.” Carlson v.
Green, 446 U.S. 14 (1980). Thus, agreeing with the reasoning of three sister
circuits in Berry v. City of Muskogee, 900 F.2d 1489 (10th Cir. 1990), Bell, and
McFadden v. Sanchez, 710 F.2d 907 (2d Cir. 1983), Chaudhry held that section
Here, the district court and panel majority correctly applied the holdings of
Robertson, Chaudhry, and Bell, holding that section 377.34 also does not preclude
-5-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 11 of 26
damages for the decedent’s loss of life in § 1983 deadly force cases. Although
Chaudhry dealt specifically with pre-death pain and suffering, it adopted Bell’s
reasoning and quoted its holding that Wisconsin law precluding “loss of life”
more advantageous to the unlawful actor to kill rather than injure.” Chaudhry, 751
apply a statute that would alternatively preclude any wrongful death damages or
cap recovery at $25,000. Pet. 6 (citing Bell, 746 F.2d at 1250-51). The irrelevant
here. 746 F.2d at 1242-53. Appellants ignore Bell’s relevant, separate section
holding that states may not bar loss of life damages in a survival action for
Wisconsin statutory scheme creates a survival action in favor of the estate for pre-
death injuries and a wrongful death action in favor of the victim’s survivors, and
neither type of action traditionally allows recovery of damages for loss of life
Bell did not write on a clean slate. Bell found “directly pertinent,” and
Chaudhry cited with approval, a district court decision, after a bench trial, that
-6-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 12 of 26
despite California’s damages restriction, an appropriate § 1983 remedy for the use
of excessive deadly force should include damages for the decedent’s pre-death pain
and suffering and loss of life. Guyton v. Phillips, 532 F. Supp. 1154, 1167-68
(N.D. Cal. 1981) (awarding $15,000 and $100,000, respectively). Indeed, before
prohibition of loss of life damages inapplicable to § 1983 deadly force claims. See
Casillas v. City of Fresno, 2019 WL 2869079, at *16 (E.D. Cal. July 3, 2019);
1983’s remedial purpose “as much as (or even more than) the ban on pre-death
decedent’s loss of life is the central harm inflicted by deadly force violating the
Fourth Amendment. Such damages are the only § 1983 compensatory damages
available for every unconstitutional killing. They do not depend on the victim
multiple semi-automatic pistol shots at “center mass,” the fatality of such force will
either limit pre-death pain and suffering to a brief time period, or result in
2
Although the panel based its decision on § 1983’s deterrence purpose,
precluding damages for the decedent’s loss of life is also inconsistent with
compensation. That a defendant’s unconstitutional conduct was so deadly that it
makes damages for the core harm payable to a decedent’s estate should not result
in a windfall to the defendant.
-7-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 13 of 26
will not occur until around the time the victim loses consciousness. See
Drummond v. City of Anaheim, 343 F.3d 1052 (9th Cir. 2003). And Appellants do
not dispute Chaudhry’s observation that “the victims of excessive police force are
federal statute, and thus, its interpretation should not vary from state to state.”
Graham v. Sauk Prairie Police Comm’n, 915 F.2d 1085, 1106 (7th Cir. 1990). “It
damages while plaintiffs in other states can recover those damages.” Id. at 1106.
The Sixth, Seventh, and Tenth Circuits have declined to apply other states’ similar
Further, loss of life damages are recoverable under state law in at least two states
within this Circuit, plus several states outside it. See Silva v. Chung, 2019 WL
2292073, at *5 (D. Haw. May 29, 2019) (Hawaii); Henricksen v. State of Montana,
319 Mont. 307, 328 (2004) (Montana); Durham v. Marberry, 156 S.W.3d 242,
246-48 (Ark. 2004) (Arkansas survival statute permits loss of life damages, like
abnormally large damages in this case, without acknowledging they are not typical
-8-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 14 of 26
substantial pain and suffering. Valenzuela was subjected to three separate air
choke holds lasting several minutes, and his complaints that he couldn’t breathe
and cries for help were ignored. He survived for eight days, although he was
comatose. Although the jury also awarded wrongful death damages under
As the panel noted, juries are in the best position to determine appropriate
damages based on evidence of the actual harm inflicted. If damages are excessive
new trial on damages, even sua sponte. See Oltz v. St. Peter’s Community Hosp.,
861 F.2d 1440, 1452 (9th Cir. 1988). Appellants do not claim damages were
excessive in relation to the evidence of harm and causation. Instead, they seek to
categorically and arbitrarily prevent juries from considering damages for the
central harm inflicted, based on a state tort reform statute that would impede §
1983’s purposes.
3
A more representative case in terms of § 1983 damages, Craig v. Petropulos,
No. 19-55324 (9th Cir. Aug. 18, 2021), is the subject of a related petition. There,
after finding a police officer used excessive force in firing a single shot, the jury
awarded § 1983 damages of $200,000 for pre-death pain and suffering and $1.8
million for loss of life. Under a state wrongful death claim, the jury awarded the
decedent’s parents $700,000 each for their harm.
-9-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 15 of 26
Rehearing likewise is not warranted due to any circuit split. The Opinion is
not at odds with the Sixth Circuit, which in Blaty applied inapposite Michigan law
and departed from the Supreme Court’s guidance in Sullivan, Robertson, and
section 377.34 in a § 1983 deadly force case. However, three sister circuits
(including the Sixth Circuit in Jaco), district courts throughout the country, and
even the laws of several states, currently authorize loss of life damages in such
cases.
Blaty, like Robertson, was a highly unusual case. An infant was placed with
a private foster care agency under state contract, then with a private individual.
After the girl died from bronchitis at age 2, her estate’s court-appointed
representative sued the agency and individual under § 1983. 454 F.3d at 593. The
to a settlement conference. Id. at 594. The insurer appealed, and the plaintiff
cross-appealed the denial of loss of life damages. Id. at 595. Unlike California,
Michigan law allowed the estate to bring a § 1983 action to recover both pre-death
pain and suffering damages and wrongful death damages for harm to surviving
family. Id. at 601. The Blaty court pointed out it was only under “the unique
-10-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 16 of 26
cases, wrongful death damages for survivors’ harm, were unavailable. Id. at 601,
603-04. Blaty found Michigan law was not inconsistent with § 1983’s deterrence
purpose only because it provided for § 1983 wrongful death damages in almost
independent reasons that the dissent and Judge Lee’s dissent ignore. Here,
wrongful death damages were recovered under supplemental state law claims, not
§ 1983. As the Sixth Circuit itself held in Jaco, state wrongful death claims are
“irrelevant to the § 1988 analysis imposed on this action by Robertson.” 739 F.2d
at 243 n.5. Unlike Michigan, California has two distinct causes of action for
survival and wrongful death, and different parties have standing to bring them.
Further, unlike the Fifth and Sixth Circuits, this Court does not allow family
1983 claim seeking wrongful death damages for their own harm. See Byrd v.
Guess, 137 F.3d 1126, 1134 (9th Cir. 1998); cf. Brazier v. Cherry, 293 F.2d 401,
407 & n.15, 409 (5th Cir. 1961) (holding that to effectuate § 1983’s purposes, §
1988 permits single action for survival and wrongful death damages from
excessive deadly force, even though Georgia’s laws, like California’s, “prescribe
-11-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 17 of 26
separate and distinct causes of action”), cited with approval, Robertson, 436 U.S.
at 594. Instead, the decedent’s rights can only be vindicated in a § 1983 survival
action by his personal representative or intestate successor. This Court would have
Moreover, the panel majority correctly noted that state wrongful death
third parties for “different injuries.” Unlike survival damages, which are
statutes), only qualifying family members can bring wrongful death claims. CAL.
CODE CIV. P. § 377.60. California also has strict exhaustion requirements for
claims against public entities and employees. CAL. GOVT. CODE § 945 et seq.
Surviving family members must properly present state claims to the entity within
six months, then file a lawsuit within six months of the inevitable denial. Yet often
family members are unable to obtain reports or autopsy findings within six months,
also precludes recovery for emotional distress, including grief and sorrow, in
wrongful death actions. Krouse v. Graham, 19 Cal. 3d 59, 72 (1977). And until
last year, municipal defendants and amicus curiae ASCDC claimed that a ballot
-12-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 18 of 26
claims that apply to in-custody deaths, and there is always a possibility it will join
other states in enacting a broadly applicable cap. See CAL. CIV. CODE § 3333.2;
NEV. REV. STAT. 41.035 ($150,000 damages cap against state actors); Bell, 746
1983).
Even ignoring the distinctions above, Blaty conducted a flawed analysis that
of applying the plain language of § 1988 and Supreme Court precedent regarding
the broad remedial purpose of § 1983, Blaty fashioned a novel inquiry into whether
“it is clear that [a state] remedy is wholly inconsistent with the Constitution and the
goals of section 1983,” finding Michigan law was not “entirely inconsistent.” Id.
at 603-04 (emphasis added). The Sixth Circuit did not overrule its prior decision in
Jaco, which distinguished Robertson and held Ohio law was “hostile to promoting
-13-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 19 of 26
untethered policy arguments in the petition and Judge Lee’s dissent seek to
eliminate all § 1983 damages in this and practically every deadly force case in
applications adversely affect § 1983’s purposes. 436 U.S. at 594. The petition, not
The petition, citing Judge Lee’s dissent, argues that Chaudhry should have
considered that damages from pendent state wrongful death claims further § 1983’s
purposes, but as discussed above, those damages are for separate harm and are
irrelevant. Jaco, 739 F.2d at 243 n.5. The petition and amici also erroneously
assert that punitive damages and attorney’s fees meaningfully deter constitutional
violations. Punitive damages are not available in most cases, including this case
and Chaudhry. Section 1983’s purpose is to deter all constitutional violations, not
just those performed with the requisite culpability for punitive damages. Further,
survival damages. Mendez v. County of San Bernardino, 540 F.3d 1109, 1123 (9th
-14-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 20 of 26
Cir. 2008). As for attorney’s fees, they are unrelated to the violation’s harm and
Again citing Judge Lee’s dissent, the petition claims Chaudhry was based on
a faulty premise that potential § 1983 liability influences police officers’ conduct
during fatal encounters, for which they typically receive indemnification. These
liability before and after such encounters, including during training, when
reviewing written policies, and if those are insufficient, when sued under § 1983.
“The loss of life award to [the decedent’s] estate is directed towards deterring any
police officer who would contemplate taking the life of a person who poses no
threat of harm to the officer or the public.” Graham, 915 F.2d at 1105. As for
indemnification, here the City’s official policy was “so closely related” that it was
the “moving force” of Valenzuela’s loss of life. Thus, appropriate damages should
also deter municipalities from implementing policies and training that encourage
excessive deadly force. Municipalities and their insurers are profoundly aware of
life damages through proxy amici. The legal sea change Appellants seek would
send a clear message to police officers, municipalities, and the general public that
the lives of people like Valenzuela have no value under federal law.
-15-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 21 of 26
effect of driving section 1983 cases into federal court.” One of Congress’s central
reasons for enacting § 1983 was “to afford a federal right in federal courts.”
Monroe, 365 U.S. at 180. Further, when exercising concurrent jurisdiction over §
1983 cases, state courts deciding issues of federal law are obligated to follow §
1988 and Supreme Court precedent, and substantially defer to federal circuit
which are confined to the narrow factual circumstances of this case and lack
substantive merit. First, the petition reprises Judge Lee’s criticism of the Court’s
scenario and erroneous reading of precedent. Viewing the evidence in the light
subjected to three “air choke” holds, not carotid restraints, totaling several minutes,
Judge Lee’s dissent, nobody tried to handcuff Valenzuela until after he became
Valenzuela’s right to be free from this deadly force was clearly established.
Drummond and Barnard v. Theobald, 721 F.3d 1069 (9th Cir. 2013), squarely
471 (9th Cir. 2019), that both cases were “directly on point” and clearly established
the right to be free from a less dangerous neck restraint under analogous
he aggressively resisted arrest for ten minutes4 and officers reasonably punched
him. 946 F.3d at 477-78. Barnard did not, as the dissent contends, involve a
him, and it was clearly established that even an unsuccessful carotid restraint
causing only temporary pain was excessive. 721 F.2d at 1074. And here, like in
breathe, and used a dangerous, asphyxiating restraint method they were trained not
to use absent a deadly force justification. 343 F.3d at 1059. That Drummond was
4
Tuuamalemalo thus refutes the argument that Valenzuela’s earlier resistance
across the street immunizes the officers.
-17-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 23 of 26
authority, and the officers’ own training, made clear that such force was deadly and
therefore excessive under these circumstances. Answering Bf. 37-44. As the panel
Maui, 523 F.3d 1103 (9th Cir. 2008), is unpersuasive. Gregory involved a hold
that was neither a carotid restraint nor an air choke, and the suspect was armed
with a weapon, acting aggressively, and assaulted the caller. Id. at 1105-09.
the Monell verdict against the City under Rule 50(b). Municipal liability was
essentially uncontested at trial. Answering Bf. 45-50. The City conceded the
officers acted pursuant to its official policy authorizing carotid restraints for
passive resistance. That policy was facially overbroad and unconstitutional, but
the panel correctly recognized that was unnecessary—it need only be the moving
force of the violation. Chew v. Gates, 27 F.3d 1432, 1444 (9th Cir. 1994).
The panel also correctly concluded that Appellants waived any argument
Circuit Model Instruction 9.5, which correctly omits it for cases like this involving
27 F.3d at 1444-45.
-18-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 24 of 26
CONCLUSION
For the foregoing reasons, the Court should deny the petition for panel
Garo Mardirossian
Lawrence D. Marks
Mardirossian & Associates, Inc.
A Professional Law Corporation
6311 Wilshire Boulevard
Los Angeles, CA 90048-5001
Telephone: (323) 653-6311
Dale K. Galipo
Hang D. Le
Law Offices of Dale K. Galipo
21800 Burbank Boulevard, Suite 310
Woodland Hills, CA 91367
Telephone: (818) 347-3333
John Fattahi
Law Office of John Fattahi
21250 Hawthorne Boulevard, Suite 500
Torrance, California 90503
Telephone: (424) 999-5579
-19-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 25 of 26
Counsel for Appellees is aware that a petition for rehearing was recently
filed in this Court in Craig v. Petropulos, Case No. 19-55324 (pet. filed Sep. 1,
2021), which also concerns the issue of § 1983 damages for loss of life in
California.
-20-
Case: 20-55372, 09/08/2021, ID: 12223647, DktEntry: 88, Page 26 of 26
I certify that pursuant to Circuit Rule 35-4 or 40-1, the attached petition for
Prepared in a format, typeface, and type style that complies with Fed. R. App.
P. 32(a)(4)-(6) and contains the following number of words: 4,197 .
(Petitions and answers must not exceed 4,200 words)
OR
In compliance with Fed. R. App. P. 32(a)(4)-(6) and does not exceed 15 pages.