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Small Bus Econ

https://doi.org/10.1007/s11187-023-00861-4

RESEARCH ARTICLE

Role conflict, entrepreneurial identity, and academic


entrepreneurship: the effects of immigration status
Haneul Choi · Donald S. Siegel ·
David A. Waldman · Ashlee Frandell ·
Joohyung Kim

Accepted: 28 November 2023


© The Author(s), under exclusive licence to Springer Science+Business Media, LLC, part of Springer Nature 2023

Abstract University scientists have been strongly universities, confirm that foreign-born scientists are
encouraged by administrators to engage in academic well-positioned for AE and that engagement in AE
entrepreneurship (AE), via patenting, licensing, and mediates the positive impact of foreign-born status
startup formation. AE is a key aspect of the rise on entrepreneurial identity. The results imply that a
of “entrepreneurial universities” as discussed by more open immigration policy will generate higher
(Guerrero & Urbano, Journal of Technology Trans- levels of AE.
fer, 37(1), 43–74, 2012). We examine the relation-
ship between role conflict and scientists’ propensity Plain English Summary University scientists
to engage in AE. Our model starts with the realiza- have been strongly encouraged by administrators to
tion that academics contemplating AE struggle with engage in academic entrepreneurship (AE), via pat-
multiple identities as scientists and entrepreneurs enting, licensing, and startup formation. AE is a key
and different roles. We hypothesize that foreign- aspect of the rise of “entrepreneurial universities.”
born scientists are more adept at developing an We examine the relationship between role conflict
entrepreneurial identity and managing role conflict, and scientists’ propensity to engage in AE. Our model
which makes them more likely to engage in AE than starts with the realization that academics contemplat-
their domestic counterparts. Our empirical results, ing AE struggle with multiple identities as scientists
based on data from 391 scientists at 25 US research

H. Choi D. A. Waldman
School of Management, University of Bristol, Bristol, Global Center for Technology Transfer, Arizona State
United Kingdom University, Phoenix, United States

D. S. Siegel (*) · A. Frandell A. Frandell


School of Public Affairs, Arizona State University, School of Public Policy and Leadership, UNLV,
Phoenix, AZ, USA Las Vegas, United States
e-mail: Donald.Siegel.1@asu.edu
J. Kim
D. S. Siegel Department of Management, City University of Hong
Global Center for Technology Transfer, Arizona State Kong, Hong Kong, China
University, Phoenix, United States

D. A. Waldman · J. Kim
W. P. Carey School of Business, Arizona State University,
Tempe, AZ, USA

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H. Choi et al.

and entrepreneurs and different roles. We hypothesize engineers (henceforth referred to as university sci-
that foreign-born scientists are more adept at devel- entists) is publicly funded (Choi et al., 2022). Even
oping an entrepreneurial identity and managing role though technology transfer from universities is a
conflict, which makes them more likely to engage in way to enhance the social return to public invest-
AE than their domestic counterparts. Our empirical ment in the science (Link & Scott, 2019), it has not
results, based on data from 391 scientists at 25 US been viewed as a primary role of university scien-
research universities, confirm that foreign-born scien- tists. Instead, research (e.g., publication and obtaining
tists are well-positioned for AE and that engagement grants) and teaching remain the traditional, primary
in AE mediates the positive impact of foreign-born roles of university scientists (Balven et al., 2018;
status on entrepreneurial identity. The results imply Lam, 2011). The perceived tension or role conflict
that a more open immigration policy will generate between the traditional role centered around teach-
higher levels of AE. ing and research and the relatively new role which
emphasizes the scientists’ engagement with entrepre-
Keywords Academic entrepreneurship · Role neurial activities can be a major barrier to university
conflict · Entrepreneurial identity · University scientists’ efforts to pursue technology transfer (Bru-
patents · University licenses · University startups · neel et al., 2010; Philpott et al., 2011).
Entrepreneurial universities In this paper, we suggest that one potential route
that makes role conflict a major barrier to academic
JEL Classification L26 · M13 · O31 · O32 · O38 entrepreneurship is the manner through which it
shapes how scientists understand and identify them-
selves in relation to entrepreneurial activities. The
1 Introduction understanding of self in a role or role identity (Ash-
forth, 2000a, b) has received considerable attention
In recent years, scientists and engineers at research from academic entrepreneurship researchers. As sug-
universities have been strongly encouraged by uni- gested and demonstrated by identity literature, indi-
versity administrators to engage in academic entre- viduals who increasingly take on multiple roles inevi-
preneurship, or the transfer of university-based tech- tably experience role conflict, and it causes threats to
nology via patenting, licensing, and startup formation their identity potentially leading to a negative perfor-
(Link et al., 2015, Siegel et al., 2003a, b). These pres- mance at work (Adler & Adler, 1987; Mohr & Puck,
sures have emerged from the rise of technology trans- 2007). Therefore, when individuals face role con-
fer and widespread adoption of the “entrepreneurial flict, they try to actively manage it by, for instance,
university” model (Guerrero et al., 2015; Urbano negotiating their roles through re-interpretation of
& Guerrero, 2013). As noted in Guerrero and Pugh their identity or identity work (Clark & Geppert,
(2022) and Siegel and Guerrero (2021), recent gov- 2011; Gioia & Thomas, 1996; Horton et al., 2014;
ernmental responses to the pandemic have severely Petriglieri, 2011). In the context of academic entre-
disrupted the model of the entrepreneurial university, preneurship and university technology transfer, the
which depends heavily on in-person activity. At the conflict perceived by university scientists between the
same time, there are strategic challenges faced by uni- traditional role and the relatively new role of entre-
versities, such as the need to develop new measures preneurship may affect the degree to which university
of the economic impact of university research, the scientists understand themselves as entrepreneur or
rise of entrepreneurship education and other entrepre- their entrepreneurial identity.
neurial initiatives at the university, and the develop- Several studies of academic entrepreneurship have
ment of entrepreneurial ecosystems on campus and shed light on the importance of the identity of uni-
in the surrounding region of the university (Cunning- versity scientists, as it relates to technology transfer
ham & Miller, 2021; Forliano et al., 2021; Klofsten and the entrepreneurial university. The studies inves-
et al., 2019). tigated the way university scientists engage in intra-
These strategic challenges have important mana- individual negotiation of the role identities in the face
gerial and public policy implications, given that of competing norms of science and research com-
most research conducted by university scientists and mercialization and discussed the potential outcomes

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of such identity negotiation (Jain et al., 2009; Lam, The next section describes our theoretical reason-
2010, 2011; Welsh et al., 2008). The studies have ing and concomitant hypotheses. Next, we describe
investigated “how” individual scientists engage in our data and research methods. This is followed by
identity work to formulate entrepreneurial identity our findings and conclusions.
by illustrating the identity work process (see: Jain
et al., 2009; Lam, 2010). Such research provides a lot
of insight into the identity negotiation process, as it 2 Theoretical model and hypotheses
sheds greater light on how individual scientists make
sense of entrepreneurial activities in association with 2.1 Role conflict and entrepreneurial identity of
their role as university scientists under the assump- university scientists
tion that greater entrepreneurial identity leads to
strong entrepreneurial intention and behaviors. How- Identity is defined as a socially constructed under-
ever, most studies do not provide generalizable infor- standing of self, which is shaped through the cues
mation regarding the antecedents and consequences from a given role that contains unique goals, values,
of entrepreneurial identity, given that they are mostly norms, beliefs, and social interactions (Ashforth
qualitative (Almeida et al., 2017). et al., 2000). The core of identity is how individuals
In this paper, we assess the antecedents of entre- categorize or themselves as an occupant of a role
preneurial identity in university technology transfer. and how they incorporate the meanings and expec-
Specifically, we focus on the following variables as tations that come with the role and role performance
potential determinants of entrepreneurial identity: (Ashforth, 2000a, b; Burke & Tully, 1977; Thoits,
role conflict, foreign-born status, and prior technol- 1986). Note that we differentiate between role and
ogy transfer engagement. Specifically, we make the role identity. While a role is an external component
following assertions about these variables: (1) role that is imposed on individuals, role identity is the
conflict perceived by university scientists negatively internalized component of the role (Burke & Tully,
affects the salience of their entrepreneurial identity; 1977). In other words, role identity is the outcome
(2) foreign-born status of university scientists miti- of an individual’s interpretation of a given role
gates this negative effect; (3) that foreign-born scien- along with socially constructed elements of the role
tists are more likely to engage in technology transfer (MacCall & Simmons, 1978). Therefore, even when
than their domestic counterparts; and (4) that prior exactly the same role is imposed on individuals, the
technology transfer engagement enhances the salience role identity of the individual or the degree to which
of entrepreneurial identity of university scientists. the individual identifies themselves with the role
Our focus on the foreign-born status of scientists in may differ as individual perception as well as expe-
the context of entrepreneurial identity formation, role rience of the role varies.
conflict, and university technology transfer is novel, Role identity motivates individuals to plan and
both theoretically and empirically, in two respects. perform roles to reinforce, support, and confirm the
First, we analyze the link between role conflict and identity fulfilling responsibilities and expectations
identity formation, in order to explain how role con- that emerge from the roles that individuals assume
flict affects the degree to which scientists select entre- (Burke, 1991; Burke & Reitzes, 1981; Stets & Burke,
preneurial identity as part of their self. Second, we 2000; Thoits, 1986). It is a set of meanings and a
shed light on the potential cognitive benefits of the frame of reference embedded in a role that enables
immigration process and theorize how the most suc- individuals to understand who they are and evaluate
cessful immigrant scientists in top research universi- their current and potential actions. As suggested by
ties are likely to be more adept at dealing with role Callero (1985), “role identities, by definition, imply
conflict. Our study adds to the scholarly conversation action” (p. 205). Since individuals assess their behav-
of role of immigrant scientists in technology commer- iors with the same frame of reference that lies in one’s
cialization and could have important managerial and understanding of the identity, the variations in role
public policy implications, in terms of efforts to pro- performance can be predicted by the variations in role
mote academic entrepreneurship. identities (Burke & Reitzes, 1981; Callero, 1985). In

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other words, role identity matters in terms of predict- Applying the role conflict and identity literature to
ing individual behavior. the context of academic entrepreneurship, we propose
Entrepreneurship has been defined as a process that academics who consider entrepreneurial activi-
involving a set of purposeful actions to discover, ties and experience role conflict between their role as
evaluate, and exploit opportunities to create goods university scientist and entrepreneurial activities may
and services (Shane & Cable, 2002; Shane & Ven- decide to reduce entrepreneurial identity in order to
kataraman, 2000). It refers to the pursuit of devel- minimize the cognitive constraint. As suggested by
oping solutions to challenges including the creation literature, individuals may drop a less significant role
and development of products and services (Knight, to their self-concept when they experience severe role
1997). Entrepreneurial identity can be understood as conflict (Adler & Adler, 1987). We expect that role
an internalization of entrepreneurship processes as conflict experienced by university scientists may hurt
well as its norms. Therefore, entrepreneurial identity their entrepreneurial identity because as faculty mem-
can be defined as a latent occupational concept or bers, their primary professorial roles are research and
role of oneself (Pihkala & Vesalainen, 1999). We pro- teaching. Accordingly, it is not easy for them to dis-
pose that university scientists may select to engage in engage from these traditional roles. Therefore, it will
entrepreneurial activities such as patenting, licensing, be easier for them to disengage from entrepreneur-
and creation of startups and thus establish their iden- ship and identify less as an entrepreneur compared
tity as entrepreneurs. However, they do so in a con- to neglecting the primary role as university faculty
text with competing demands or more traditional role when they face role conflict. In other words, because
requirements, including basic research and teaching research and teaching are the primary roles of aca-
which may lead to role conflict when they consider demics, perceptions of role conflict that are centered
entrepreneurial activities (Balven et al., 2018). around the entrepreneurial role will lower one’s iden-
Extant research defines role conflict as a condition tity as an entrepreneur. Therefore, we hypothesize:
where incompatible roles are imposed on an individ-
ual (Adler & Adler, 1987; Rizzo et al., 1970). Role H1: Role conflict is negatively associated with the
conflict affects one’s identity formation and the extent entrepreneurial identity of university scientists.
to which they internalize organizational norms and
expectations. When competing demands are imposed
and when the focal individual is not able to integrate 2.2 Foreign‑born status, role conflict, and
the conflicting demands, they can experience cogni- entrepreneurial identity
tive strain and perform less effectively (Rizzo et al.,
1970). Facing a greater role conflict, individuals try We propose that foreign-born scientists may address
to make resolutions by employing different strate- role conflict in a manner that is different from their
gies such as “realigning, reducing, or in extreme domestic peers for the following reasons. The first
cases, dropping” certain roles in order to decrease the reason is that immigrants may have potential cogni-
importance of a role to their identity (Adler & Adler, tive advantages associated with biculturalism and
1987, p. 451). In the context of academic entrepre- multilingualism such as cognitive and integrative
neurship, university scientists who are contemplat- flexibility (Barac & Bialystok, 2011; Bialystok &
ing entrepreneurial activities struggle with multiple Majumder, 1998; Christmas & Barker, 2014; Doug-
roles such as researching and teaching. The relatively las Mepham & Martinovic, 2018; Ritter et al., 2012;
less traditional role of entrepreneurship might pose Spiegler & Leyendecker, 2017). Cognitive flexibility
conflict regrading time, resources, skill-sets, and refers to an individual ability to shift between dif-
demands of others (e.g., one’s immediate supervisor), ferent sets of tasks and mentality potentially leading
incongruent behaviors (e.g., the pursuit of basic vs. to goal-directed behaviors and creative solutions to
more applied research), and policies/guidelines (e.g., problems (Best & Miller, 2010; Miyake et al., 2000).
promotion and tenure systems that dictate publication Research suggests that the cognitive advantages of
and grants, rather than technology transfer) causing multicultural experience or multilingualism enable
significant cognitive strain to the scientists who con- individuals to cope with tasks that involve conflict
sider entrepreneurial activities. better than those who do not have such advantages

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when conflict is defined as disagreement or incompat- that this ability to integrate non-work, cross-cultural
ibility between two or multiple things derived from roles will coincide with greater adeptness at juggling
conflicting and incompatible representations (Fest- potentially conflicting work goals, thus lowering the
man & Münte, 2012). relationship between work role conflict and entrepre-
Research that associates multiculturalism and mul- neurial identity for foreign-born scientists.
tilingualism with cognitive flexibility indicates that Additionally, foreign-born scientists may be bet-
cognitive advantages of multicultural background are ter positioned to manage the role conflict that they
not limited to linguistic measures of individual per- encounter at work compared to their domestic-born
formances but may be generalizable to other tasks peers, because foreign-born scientists who work
(Nicoladis et al., 2018). Specifically, research based at top research institutes are likely to be success-
on acculturation complexity model (see: Tadmor & ful immigrants who went through multiple, intense
Tetlock, 2006) proposes a theoretical link between screening processes. Given that foreign-born scien-
an individual’s interaction with two cultures and the tists who work at top research institutes are likely to
development of cognitive advantages. According be more successful immigrants who survived multi-
to the model, continued attempts to resolve cultural ple, intense screening processes and it is more chal-
discrepancies through acculturation promote cogni- lenging for immigrants to obtain a tenure track fac-
tive and integrative complexity as the focal individ- ulty position at top US research institutes, they may
ual acknowledges, accepts, and integrates competing have a higher level of research skills and exert more
demands and perspectives during the acculturation effort to outperform their peers. As such, they may be
process (Spiegler & Leyendecker, 2017; Tadmor & better positioned to address the problems arising from
Tetlock, 2006). Acculturation, which is defined as role conflict that they encounter thus allowing that
a process through which immigrants psychologi- role conflict to have a smaller effect on them when
cally react and adapt to the new social reality in the considering entrepreneurial activities.
new country, forces individuals to resolve conflicts Please note that we are not suggesting that foreign-
between their culture of origin and the one of the host born scientists experience a smaller degree of role
nation (Berry, 1990, 1997). In other words, the accul- conflict. What we are suggesting and theorizing about
turation process force individuals to continuously is that the immigration experience requires cogni-
train themselves to integrate potentially conflicting tive flexibility and thus, they are likely to handle the
norms embedded in different cultures. perceived role conflict and its negative consequences
Drawing and extending the findings of the multi- somewhat better than their domestic peers.
culturalism research to the context of this research, To summarize, we expect that foreign-born sci-
we conjecture that foreign-born scientists and domes- entists who have gone through successful accultura-
tic-born scientists may experience and address role tion and hence obtained tenured track positions at top
conflict differently. Given that foreign-born scientists US research universities are more adept at, and bet-
are much more likely to be exposed to different lin- ter positioned to, deal with the role conflict that they
guistic and/or cultural elements, they may be more may experience, as compared to their domestic coun-
likely to have an ability to harmonize cross-cultural terparts. Accordingly, they will better manage role
differences and a greater adeptness at juggling poten- conflict and be less influenced by it, thus minimizing
tially conflicting roles they encounter prescribed by the effect that role conflict may have in terms of their
different cultures. This conjecture can be more rea- identification with entrepreneurship. Therefore, we
sonable considering that it is not possible for foreign hypothesize:
scientists to get a position in competitive American
research institutes without understanding and inte- H2: Foreign-born status will moderate the nega-
grating the dominant culture and norms of the USA tive effect of role conflict (that is centered around
through the acculturation process. Accordingly, for- entrepreneurial demands) on the entrepreneurial
eign-born scientists in leading US research univer- identity of scientists in top research universities,
sities may be more used to confronting and dealing such that the effect will be less for scientists who
with cross-cultural role conflict, thus allowing both are foreign-born.
their home and new cultures to co-exist. We expect

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2.3 Foreign‑born status, technology transfer disadvantages when they seek to fully realize the
engagement, and entrepreneurial identity commercial potential of research beyond patenting,
we expect a positive relationship between foreign-
A number of research have assessed whether foreign- born status and technology transfer engagement
born scientists outperform their domestic-born coun- that includes patent, license, and start-up creation
terparts in terms of research and research commer- in this research. It is because our research sample
cialization outcomes. Such assessment studies present is drawn from top research universities in the USA
somewhat mixed findings regarding the research and as we explain in the data section. We presume that
research commercialization performance of the immi- foreign-born scientists who obtained tenure-track
grants as compared to the domestic-born peers. On positions at top US research universities are more
the one hand, there is a general agreement that for- successful immigrants who went through an even
eign-born scientists have contributed a lot to the US more intense screening process. Multiple screen-
science and engineering fields, making disproportion- ing processes that foreign-born scientists experi-
ate contribution to the fields. Research has demon- ence can explain the broader skills and knowledge
strated that foreign-born scientists outperform domes- that they possess that are potentially conducive to
tic-born scientists in terms of research outcomes entrepreneurial activities. The screening begins
measured by number of scientific articles, conference when foreign-born scientists enter the US bor-
papers, number of grants, and patents (Corley & Sab- der and it continues to select the most competent
harwal, 2007; Kim et al., 2012; Krabel et al., 2012; immigrants. Foreign-born scientists who pursue an
Libaers & Wang, 2012a; Stephan & Levin, 2001; advanced degree and enter the USA are typically
Walsh, 2015). Additionally, research also suggests among the best students in their home country. The
that high-skilled immigrants, although not necessarily second screening occurs when the foreign-born
academic scientists, are more likely than comparable scientist decides whether to stay in America. The
non-immigrants to patent or to launch a new company better-performing foreign-born scientists are per-
(Blume-Kohout, 2016a, b; Hunt, 2011; Kerr & Lin- mitted to stay and join universities as post-docs or
coln, 2010; Pekkala Kerr & Kerr, 2020). faculty members (Libaers & Wang, 2012a, b). Logi-
On the other hand, some research indicates that cally, immigrants who end up being placed in top
foreign-born scientists may have some disadvan- research institutions should possess better skill sets
tages compared to their domestic-born peers which outperforming not only domestic-born scientists but
can potentially limit their ability to fully realize the also other foreign-born scientists. Therefore, we
commercial potential of research. Their limited social hypothesize:
network and cultural distance as well as the language
barrier may have negative effects on their entrepre- H3: Foreign-born scientists in top research uni-
neurial activities (Collins, 2008; Libaers & Wang, versities are more likely to engage in technology
2012a, b; Marvasti, 2005). Accordingly, foreign- transfer than their domestic-born counterparts.
born scientists may be less likely to have their pat-
ents licensed (van Holm et al., 2020) and less prone Research suggests prior entrepreneurial experi-
to engage in joint transfer and commercialization of ence is one important determinant of entrepreneurial
technologies with industry actors compared to their identity and motivation. Research has shown that
US-born peers (Libaers, 2014). The immigrant sci- prior entrepreneurial experience can shape how peo-
entists may be more successful in attracting resources ple define themselves as entrepreneurs (Obschonka
for research, but possibly less successful in entrepre- et al., 2015; Pihkala & Vesalainen, 1999). In the
neurial activities making them more entrepreneurial context of academic entrepreneurship, university sci-
academics rather than entrepreneurial academics entists who have collaborated with industry partners
(Libaers & Wang, 2012a, b). are better at identifying and exploiting commercial
Despite somewhat mixed findings about foreign- potential of research (Deste et al., 2012). It is primar-
born scientists’ engagement in academic entrepre- ily due to the learning that occurs during the expe-
neurship and evidence provided by several studies rience. As research suggests, entrepreneurial experi-
which suggest foreign-born scientists may have ences provide knowledge, social network, and role

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familiarity and help individuals have stronger entre- The time 1 survey included measures of role conflict
preneurial identity aspiration and motivation (Farmer and work-life balance (as a control variable). The
et al., 2011). Therefore, prior technology transfer time 2 survey included measures of entrepreneurial
experience will be positively associated with entre- identity and organizational commitment (as a control
preneurial identity. Please note that the technology variable). At time 1, we also assessed foreign-born
transfer engagement variable we are trying to test is status; and at time 2, we assessed the extent of prior
their “past” engagement, not their intention to engage technology transfer engagement in terms of patenting
in technology transfer in the future. and licensing activity, as well as startup creation. We
In combination with H3, which links the foreign- received a total of 391 responses at time 2, resulting
born status to technology transfer engagement, we in a response rate of approximately 39%.
propose that the active technology transfer engage-
ment of foreign-born scientists will lead to a more 3.1 Measures
salient entrepreneurial identity. We hypothesize:
We used a total of nine variables to test our hypoth-
H4: Technology transfer engagement is positively eses. These variables are entrepreneurial identity,
associated with entrepreneurial identity. There- technology transfer engagement, work role conflict,
fore, the relationship between foreign-born status foreign-born status, organizational commitment,
and entrepreneurial identity in top research uni- work-life conflict, tenure status, gender, and age.
versities will be mediated by engagement in tech- Variables that are constructed based on survey items
nology transfer activities. were all measured based on a 5-point Likert-type
response scale (1 = strongly disagree, 5 = strongly
agree), unless otherwise noted. Survey items that
3 Data and method are used to create study variables are listed in
Appendix.1
To test these hypotheses, survey data were collected
at two points in time, separated by 8 months. Indi- Role conflict We measured role conflict using five
viduals were identified from email distribution lists survey items adapted from the work of Rizzo et al.
of academic scientists and engineers at 25 top US (1970). We specifically focused on the demands of
research universities. These include public and pri- having an entrepreneurial role and adapted items from
vate universities, as well as those with and without Rizzo et al. (1970) pertaining to conflicts regarding
a medical school. University scientists and engineers time, resources, incongruent behaviors, skill sets,
at these 25 institutions who could at least potentially desires of others, and policies/guidelines. A sam-
engage in technology transfer were identified (e.g., ple item is “Should I engage in commercializing my
faculty members in the chemistry or chemical engi- work, I would have to spend less time fulfilling my
neering department). Subsequently, we contacted a other obligations as a faculty member.” The internal
total of 18,573 university researchers in departments consistency reliability was α = 0.70 for this measure.
that had a reasonable likelihood of including individ-
uals who might engage in internal entrepreneurship Foreign‑born status Foreign-born scientists are
and asked them to complete an initial survey. Indi- those who were born outside of the USA. We meas-
viduals were asked to complete the survey if they are ure this as a binary variable, coded as 1 if the person
familiar with technology transfer. is born outside of the USA, zero otherwise.
A total of 1980 scientists and engineers completed
the initial survey. Respondents were asked to report
their email addresses, so that they could complete a
subsequent survey at a future point in time. A total
1
of 994 scientists and engineers provided an email We dealt with common-method bias by temporally sepa-
address and 8 months later, these individuals were rating the measurement of our independent, mediating, and
dependent variables. It is also important to note that common
contacted so we could distribute the time 1 survey. method bias is considered to be less of a problem when testing
interaction effects (Podsakoff et al., 2012).

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Technology transfer engagement We assessed affective commitment scale. The internal consistency
three binary variables of prior technology transfer reliability of the six items is 0.91. Tenure status is a
engagement: patenting, licensing, and startup forma- binary variable, which is coded 1 if the respondent
tion. That is, in the time 2 survey, a respondent was is tenured and 0, otherwise. Gender is coded 1 if the
asked if he or she had patented, licensed a patented respondent is male, 0 when the respondent is female.
technology, or formed a startup company. Using the
three binary variables, we computed a composite var-
iable of technology transfer engagement that ranges 4 Empirical results
from 0 to 3 where 0 indicates that the respondent has
not engaged in any form of technology transfer and Table 1 presents means, standard deviations, and cor-
where 3 indicates that the respondent has engaged in relations of study variables. Table 1 shows that about
all three forms of technology transfer. 25% of the scientists in the sample are foreign-born,
66% are tenured, and they are on average, 53.5 years
Entrepreneurial identity We assessed an indi- old. In addition, tabulation of our composite meas-
vidual’s entrepreneurial identity using a modified ure of technology transfer engagement revealed that
version of the four-item identity prominence and sali- 65% of the scientists had previously engaged in some
ence scale by Brenner et al. (2014). We changed the form of technology transfer, and 23% had engaged in
wording of the original items, in order to tap into the all three forms of technology transfer (i.e., patenting,
identity of entrepreneurs. A sample item is “I think of licensing, and startup formation).
myself as an ‘entrepreneur.’” The internal consistency We tested our proposed model using struc-
reliability is α = 0.95 for this measure. tural equation modeling in Mplus 7.4 (Muthén
& Muthén, 1998-2017) with maximum likeli-
Control variables We included work-life conflict, hood estimation. Our model includes an inter-
organizational commitment, age, tenure status (i.e., action between the foreign-born status (binary)
whether or not scientists are tenured at their respec- and role conflict (continuous) variables. We
tive universities), and gender as control variables. mean-centered role conflict, the continuous vari-
Each of these variables could be associated with both able (Aiken et al., 1991). We probed the inter-
technology transfer engagement and entrepreneurial action by plotting and testing the simple slopes
identity (Balven et al., 2018; Siegel et al., 2003a, b). at one standard deviation above and below the
Work-life conflict is measured by three items selected mean (Aiken et al., 1991). We used the Mplus
and adapted from Voydanoff (2004). The internal con- bootstrapping method at 1000 repetitions to
sistency reliability of the three items is 0.75. Organi- assess the indirect effect of foreign-born status
zational commitment is measured using six items on entrepreneurial identity through technology
selected and adapted from Allen and Meyer (1990)’s transfer activity (Preacher & Hayes, 2008). The

Table 1  Correlation matrix with descriptive statistics


Variables Mean St.D (1) (2) (3) (4) (5) (6) (7) (8) (9)

(1) Male 0.76 0.43 1.00


(2) Tenure 0.66 0.47 0.10 1.00
(3) Age 53.51 13.26 0.15** 0.48** 1.00
(4) Org commitment 3.85 0.79 0.09 0.07 0.13* 1.00
(5) Work-life conflict 0.84 0.88 − 0.04 0.03 − 0.20** − 0.09 1.00
(6) TT engagement 1.28 1.17 0.16** 0.16** 0.25** 0.07 0.05 1.00
(7) Foreign-born 0.25 0.44 − 0.04 − 0.10* − 0.06 0.01 − 0.04 0.08 1.00
(8) Work role conflict 3.66 1.01 0.04 0.01 − 0.19** − 0.07 0.31** − 0.12* − 0.04 1.00
(9) Entrepreneurial ID 2.58 1.12 0.13* − 0.02 0.13* 0.16 **
0.05 0.44** 0.14** − 0.13* 1.00
** *
p < 0.01, p < 0.05

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results of our structural equation model analy- support for Hypothesis 3. Hypothesis 4 suggests
sis are shown in Fig. 1. We report one-tailed that the relationship between foreign-born sta-
test results because we specified direction in tus and entrepreneurial identity will be mediated
our hypotheses (Jones, 1952; Kimmel, 1957). by prior technology transfer engagement. As sup-
The fit of our model is acceptable (CFI = 0.993, ported by Hypothesis 3, the relationship between
RMSEA = 0.039, SRMR = 0.009). foreign-born status and prior technology trans-
Hypothesis 1 suggests that role conflict is nega- fer engagement is positive. Also, the relation-
tively associated with entrepreneurial identity. The ship between technology transfer engagement and
relationship between role conflict and entrepreneurial entrepreneurial identity is significant (b = 0.39,
identity is negative, but it is only marginally signifi- p < 0.01). These results together provide support
cant (b =  − 0.14, p < 0.10). Thus, we conclude that for the hypothesized mediation effect.
Hypothesis 1 is marginally supported. Hypothesis 2 There are several paths that we did not hypoth-
suggests that foreign-born status will moderate the esize but are statistically significant. Not surpris-
negative relationship between role conflict and entre- ingly, role conflict is negatively associated with
preneurial identity of university scientists, such that technology transfer engagement (b =  − 0.36,
the effect will be less for scientists who are foreign- p < 0.01). This result, combined with role conflict’s
born. The interaction term for role conflict and for- direct, and negative association with entrepreneur-
eign-born status is significant (b = 0.27, p < 0.10), ial identity, suggests that role conflict perceived
which provides support for Hypothesis 2. by university scientists can considerably hamper
Hypothesis 3 suggests that foreign-born status their entrepreneurial identity both through direct
will positively predict technology transfer engage- and indirect paths. Organizational commitment is
ment. The relationship between foreign-born sta- negatively associated with entrepreneurial identity.
tus and technology transfer engagement is positive That is, scientists who have stronger affective com-
and significant (b = 0.51, p < 0.01), which provides mitment to their university do not strongly identify

Fig. 1  Path model

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H. Choi et al.

themselves as entrepreneurs. This finding may indi- the way scientists perceive, manage, and internal-
cate that scientists who have higher level of affec- ize a role may differ according to individual char-
tive commitment to their universities may do so acteristics. The findings suggest that academic
because of their affection toward the prescribed entrepreneurship could be stimulated by enhancing
roles as traditional faculty which may poten- the mobility of scientists across countries, as high-
tially reduce the need to identify themselves with skilled foreign-born scientists may be more active
entrepreneurship. in technology transfer activities. In addition, the
Surprisingly, work-life conflict is positively associ- greater propensity on the part of successful for-
ated with technology transfer engagement. This result eign-born scientists to engage in commercialization
indicates that those who actively engage in technol- appears to heighten the salience of entrepreneurial
ogy transfer may do so by compromising their time identity potentially leading to reinforcement of
for their non-work life. Age is negatively associated entrepreneurial behaviors in the future.
with entrepreneurial identity. This finding indicates
that academic entrepreneurship is more deeply inter- 5.2 Implications of the study
nalized by younger scientists revealing generational
difference between younger and older scientists. Not Caution is required when drawing generalizable
surprisingly, male scientists are more active in tech- implications to immigration policy based on the
nology transfer, re-confirming findings of extant findings of this research. Implications need to be
studies (Abreu & Grinevich, 2017; Stephan & El- drawn in consideration of the findings from the
Ganainy, 2007). Tenure status is positively associated extant research on foreign-born status and their
with technology transfer engagement but is nega- research commercialization performance along
tively associated with entrepreneurial identity. This with the sample characteristics of our research.
may indicate that as faculties are promoted to higher Extant studies have suggested that even though
rank, they become more experienced with research foreign-born scientists may outperform domes-
and therefore have more chances to commercialize tic-born scientists in terms of research outcomes
research. However, at the same time, being tenured such as the number of scientific articles and
means being older and less prone to engage in a less grants as well as the number of patents (Cor-
traditional activity such as entrepreneurship. ley & Sabharwal, 2007; Kim et al., 2012; Kra-
bel et al., 2012; Libaers & Wang, 2012a, b; Ste-
phan & Levin, 2001; Walsh, 2015), their effort
5 Conclusions and discussions to commercialize scientific outcomes beyond
patenting (e.g., licensing, joint-technology
5.1 Conclusions transfer with industry partners) may be less suc-
cessful compared to their domestic-born peers
Although US universities have placed a greater (Libaers, 2014; van Holm et al., 2020). The
emphasis on research commercialization and entre- foreign-born scientists’ limited ability to com-
preneurship since the enactment of Bayh-Dole mercialize research beyond the patenting phase
in 1980 (Siegel, 2006), entrepreneurship is still may be attributed to their limited social network
a non-traditional role for many university scien- and cultural distance, and in some cases, heav-
tists. These scientists must balance any potential ier administrative burdens associated with their
interest in entrepreneurship with their traditional/ legal status (Collins, 2008; Corley & Sabhar-
primary roles of basic research and teaching. Our wal, 2007; Libaers & Wang, 2012a, b; Marvasti,
findings provide support for the view that role con- 2005).
flict relating to entrepreneurial demands can reduce Unlike most extant studies, our research com-
the degree to which scientists identify themselves pared foreign-born and domestic-born scientists in
as entrepreneurs. However, the negative effect of top research universities who obtained tenure-track
role conflict on entrepreneurship is affected by indi- positions. Therefore, the foreign-born scientists in
vidual factors, such as foreign-born status, given our sample may have a higher level of intellectual

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Role conflict, entrepreneurial identity, and academic entrepreneurship: the effects of…

and most importantly, social capital compared to gen- may help them cope with competing demands at
eral immigrant scientists and hence are more likely work.
to overcome the aforementioned barriers that most However, we could not drill down such effects
immigrants experience. based on our coarse measure. Future research
Our findings, when juxtaposed with findings from is required to see if there are any differences
the extant literature, provide a more nuanced impli- in cognitive abilities between foreign-born and
cation for immigration and innovation/entrepreneur- domestic-born scientists in relation to manag-
ship policy (Siegel & Wessner, 2012). As suggested ing role conflict and engaging in entrepreneur-
by several studies, foreign-born scientists may expe- ial activities. Measures such as the paradoxical
rience more hurdles such as language, cultural, and thinking (Hameiri et al., 2018) can be applied in
legal barriers which can potentially frustrate their future studies to study academic entrepreneur-
active engagement in technology transfer even when ship. Second, we relied on self-ratings in both of
they may possess a greater potential to commercial- our surveys. Self-ratings may be especially prob-
ize their research. Our findings suggest that foreign- lematic for assessing technology transfer engage-
born scientists who obtained tenure-track positions ment. Accordingly, we encourage future research
in top research universities in the USA, who may to include objectively assessed measures of vari-
have greater intellectual and most importantly greater ables like patents, licensing, and start-ups that
social capital which make them more successful might be associated with the work of individual
immigrants, can outperform their domestic-born scientists.
peers in terms of technology transfer outcomes and Our findings may provide greater insight into the
have a stronger entrepreneurial identity. We propose role of ambidexterity at the entrepreneurial univer-
that open immigration policy is important, but it will sity (Guerrero, 2021; Guerrero & Urbano, 2012). A
be successful in promoting innovation only when key challenge encountered by administrators at entre-
enough support for high-skilled immigrant scientists preneurial universities is how to encourage scientists
is provided. to engage in commercialization of their research. In
switching from scientist mode to entrepreneur mode,
5.3 Limitations of the study and future research scientists must also develop capacity to simultane-
direction ously balance and achieve both (Ambos et al., 2008).
Our measure of entrepreneurial identity is centered
Our research has limitations. First, we acknowl- on a scientist’s association with entrepreneurship,
edge the somewhat coarse nature of the foreign- with minimal consideration of their primary role as
born construct. Because of Internal Review Board scientist.
(IRB) restrictions that were placed on our research Future research on entrepreneurial identity
for the goal of preserving anonymity, we did not should focus on ambidexterity, in relation to sci-
assess the specific country of origin for foreign- entists’ entrepreneurial identity, so we can better
born scientists. Thus, we could not measure any understand how to promote entrepreneurial uni-
cultural distance that each foreign-born scientist versity without compromising academic rigor.
has from the USA. We recognize that our obtained We also believe that our results may have dire
effects could vary if, for example, an immigrant implications for the entrepreneurial university,
came from Canada versus a country such as India. in the aftermath of governmental responses to
We also recognize that the foreign-born construct the pandemic (Guerrero & Pugh, 2022; Siegel
can only serve as a proxy for other variables that & Guerrero, 2021), including quarantines, lock-
could account for effects, such as greater cogni- downs, and “re-openings,” which have severely
tive flexibility. We assumed and hypothesized that disrupted the scientific workplace and dissemi-
foreign-born scientists may have greater cognitive nation outlets. It would also be interesting assess
flexibility to better deal with role conflict at work, how such disruptions have affected organiza-
as they learn to harmonize cross-cultural differ- tional justice, relating to the quality of the rela-
ences during the immigration process, and such tionships scientists have with technology trans-
ability to harmonize the different cultural norms fer offices and other university administrators

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H. Choi et al.

(Waldman, et al, 2022). Note that many entre- 3. It is not possible to effectively commercialize my
preneurial universities rely heavily on the research (patent, license, startup company) and
mobility of scientists, which has been severely also be a good faculty member.
restricted during the pandemic, as well as in- 4. I do not have enough resources to both commer-
person activities such as conferences, seminars, cialize my research, and effectively complete my
and social events where scientists from different responsibilities as a faculty member.
regions and countries interact with each other, 5. Commercializing research (patenting, licensing,
entrepreneurs, and the financial community. launching a startup company) and being a faculty
member require completely different skill sets.
Acknowledgements Comments from Maribel Guerrero,
Wadid Lamine, Sarfraz Mian, Riitta Katila, Chuck Eesley,
Peter Klein, Melissa Graebner, Sonali Shah, Gerrit Wolf, Mir-
jam Knockaert, and seminar/conference participants at the
University of Illinois-Urbana/Champaign, Stanford, UConn, Technology transfer engagement (measured in the
Baylor, Stony Brook, the 2019 APPAM Meetings, and the June time 2 survey):
2022 Small Business Economics Virtual Workshop at the Tel-
fer School of Management, University of Ottawa, are greatly
appreciated. Composite of three binary variables (ranging from
0 to 3).
Funding Financial support from the National Science Foun-
dation is gratefully acknowledged. 1. Patent (dummy variable)
2. License (dummy variable)
3. Startup creation (dummy variable)

Appendix. Survey items Immigrant status: Foreign-born scientists refer


to those who are born outside of the USA. It is a
Entrepreneurial identity (measured in the time 2 dummy variable coded 0 if they were born within
survey, a = 0.95) the USA, and 1 if they are born outside of the USA.

1. Being an entrepreneur is an important part of my Work‑life conflict (measured in the time 1 survey,
self-image. a = 0.75)
2. Being an entrepreneur is an important reflection
of who I am. 1. Given how demanding my position is, I usually
3. I think of myself as an “entrepreneur.” work long hours.
4. I have a strong sense of belonging to the commu- 2. I worry about the effect of stress, due to the
nity of entrepreneurs. demands of being a faculty member, on my health.
3. Because of research/teaching, finding time for
hobbies, leisure activities, or to maintain friend-
Role conflict (measured in the time 1 survey, ships are extended family relationships is difficult.
a = 0.70)

1. Should I engage in commercializing my work, I


would have to spend less time fulfilling my other Organizational commitment (measured in the time 2
obligations as a faculty member. survey, a = 0.91)
2. Spending significant time and effort in commer-
cializing my research would be seen as unproduc- 1. I feel a strong sense of belonging to my university.
tive by my Department Chair or research center/ 2. I feel personally attached to my university.
institute Director. 3. I am proud to tell others that I work at my university.
4. Working at my university has a great deal of per-
sonal meaning to me.

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