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Yang-Baxter Equations
Yang-Baxter Equations
Yang–Baxter Equations
J H H Perk and H Au-Yang, Oklahoma State Spin Models
University, Stillwater, OK, USA
When Onsager wrote his monumental paper on the
ª 2006 Elsevier Ltd. All rights reserved. Ising model published in 1944, he made a brief
remark on an obvious star–triangle transformation
relating the model on the honeycomb lattice with
Introduction the one on the triangular lattice. His details on this
were first presented in Wannier’s review article of
The term Yang–Baxter equations (YBEs) was coined 1945. However, the star–triangle transformation
by Faddeev in the late 1970s to denote a principle of played a much more crucial role in Onsager’s
integrability, that is, exact solvability, in a wide reasoning, as it is also intimately connected with
variety of fields in physics and mathematics. Since his elliptic function uniformizing parametrization.
then it has become a common name for several Furthermore, it implies the commutation of
classes of local equivalence transformations in transfer matrices and spin-chain Hamiltonians.
statistical mechanics, quantum field theory, differ- Only in his Battelle lecture of 1970 did Onsager
ential equations, knot theory, quantum groups, and explain how he used this remarkable observation in
other disciplines. We shall cover the various versions his derivation of the formula for the spontaneous
and their relationships, paying attention also to the magnetization which he had announced as a
early historical development. conference remark in 1948 and of which the first
complete derivation had been published by Yang in
Electric Networks
1952 using a completely different method.
Many other applications and generalizations have
The first such transformation came up as early as since appeared. Most generally, we can consider a
1899 when the Brooklyn engineer Kennelly pub- system whose state variables – also called spins – take
lished a short paper, entitled ‘‘The equivalence of values from some suitable discrete or continuous sets.
triangles and three-pointed stars in conducting net- The interactions between spins a and b are given in
works.’’ This work gave the definite answer to such terms of weight factors Wab and W ab , which are
questions as whether it is better to have the three complex numbers in general, see Figure 2. One
coils in a dynamo – or three resistors in a network – quantity of special interest is the partition function –
arranged as a star or as a triangle, see Figure 1. sum of the product of all weight factors over all
Using Kirchhoff’s laws, the two situations in Figure 1 allowed spin values. The integrability of the model is
can be shown to be equivalent provided expressed by the existence of spectral variables –
rapidities p, q, r, . . . – that live on oriented lines, two
Z1 Z1 ¼ Z2 Z2 ¼ Z3 Z3 of which cross between a and b as indicated by the
dotted lines in Figure 2. Arrows from a to b are added
¼ Z1 Z2 þ Z2 Z3 þ Z3 Z1 ½1
to keep track of the ordering of a and b in case the
¼ Z1 Z2 Z3 =ðZ1 þ Z2 þ Z3 Þ ½2 weights are chiral (not symmetric).
In Onsager’s special choice of the Ising model the
spins take values a, b, c, . . . = 1 and the weight
Here one has to take either [1] or [2] as second line
factors are the usual real positive Boltzmann weights
of the equation, depending on which direction the
depending on the product ab = 1, uniformizing
transformation is to go. The star–triangle transfor-
variable p q, and elliptic modulus k. In the integra-
mation thus defined is also known under other
ble chiral Potts model the weights depend on a b
names within the electric network theory literature
mod N, with a, b = 1, . . . , N, whereas the rapidities p
as wye–delta (Y ), upsilon–delta ( ), or
and q are living in general on a higher-genus curve.
tau–pi (T ) transformation.
466 Yang–Baxter Equations
Rðp; q; rÞWab ðp; qÞWac ðq; rÞW bc ðp; rÞ Ri;iþ1 Riþ1;iþ2 Ri;iþ1 ¼ Riþ1;iþ2 Ri;iþ1 Riþ1;iþ2 ½5
X
¼ W dc ðp; qÞW bd ðq; rÞWad ðp; rÞ ½4 and
d
½Ri;iþ1 ; Rj;jþ1 ¼ 0; if ji jj 2 ½6
Note that eqns [3] and [4] differ from each other by the and similar relations in which Ri, iþ1 and/or Riþ1, iþ2
transposition of both spin variables in all six weight are replaced by their inverses.
b p
Factorizable S-Matrices and Bethe Ansatz
b
r r
= = =
a p a
c d c
=
q
b
q b
=
r r
Figure 3 Star–triangle equation. Figure 4 Reidemeister moves of types I, II, and III.
Yang–Baxter Equations 467
λ
p
γ′ λ d c d c
γ′
α β α β
p
β α′ β p p p
α″ β ″ α′
γ″ γ″ μ a μ b a b
=
α β″ β′ α″ β′
q α q q q
γ q γ ω W w
r r Figure 6 Vertex model weight ! (p, q), mixed model weight
dc dc
W jab (p, q) and IRF model weight wab (p, q).
Figure 5 Vertex model YBE.
XXX 00 00 0 0 00 0
! ðp; qÞ!0000 ðq; rÞ!00 ðp; rÞ
discovery of the condition for factorizable S-matrices 00 00 00
by McGuire in 1964, represented pictorially by XXX 0 0 00 00 0 00
Figure 5, where the world lines of the particles are ¼ !0000 ðp; qÞ! ðq; rÞ!00 ðp; rÞ ½8
00 00 00
given. Upon collisions the particles can only exchange
their rapidities p, q, r, so that there is no dispersion. This equation is represented graphically in Figure 5.
Also indicated are the internal degrees of freedom in From it one can also derive a sufficient condition for
Greek letters. In other words, the three-body S-matrix the commutation of transfer matrices and spin-chain
can be factorized in terms of two-body contributions Hamiltonians, generalizing the work of McCoy and
and the order of the collisions does not affect the Wu, who had earlier initiated the search by showing
final outcome. McGuire also realized that this that the general six-vertex model transfer matrix
condition is all one needs for the consistency of commutes with a Heisenberg spin-chain Hamilto-
factoring the n-body S-matrix in terms of two-body nian. To be more precise, Baxter found that if
S-matrices. The consistency condition is obviously !
= for some choice of p and q, some spin-
related to the Reidemeister move of type III in chain Hamiltonians could be derived as logarithmic
Figure 4. derivatives of the transfer matrix.
Yang succeeded in solving the spin-1/2 fermionic
model using a nested Bethe ansatz, utilizing a Interaction-Round-a-Face Model
generalization of Artin’s braid relations [5] and [6],
Baxter introduced another language, namely that of the
i;iþ1 ðp qÞR
R iþ1;iþ2 ðp rÞR
i;iþ1 ðq rÞ IRF or ‘‘interaction-round-a-face’’ model, which he
introduced in connection with his solution of the hard-
¼R i;iþ1 ðp rÞR
iþ1;iþ2 ðq rÞR iþ1;iþ2 ðp qÞ ½7 hexagon model. This formulation is convenient when
He submitted his findings in two short papers in studying one-point functions using the corner-transfer-
1967. The R operators in eqn [7] – a notation matrix method. Now the integrability condition can be
introduced later by the Leningrad school – depend represented graphically as in Figure 7 or algebraically as
X 0
on differences of two momenta or two relativistic ad
wcb a0 b dc0
0 ðp; qÞwdc0 ðq; rÞwb0 a ðp; rÞ
rapidities. Sutherland solved the general spin case d
using repeated nested Bethe ansätze, while Lieb and X 0 0 0
¼ wbc cd ab
d0 a ðp; qÞwb0 a ðq; rÞwcd0 ðp; rÞ ½9
Wu used Yang’s work to solve the one-dimensional
d0
Hubbard model.
The spins live on faces enclosed by rapidity lines and
Vertex Models
the weights wdcab (p, q) are assigned as in Figure 6.
Since Lieb’s solution of the ice model by a Bethe
ansatz, there have been many developments on
vertex models, in which the state variables live on a′ b p a′ b
line segments and weight factors ! are assigned to p
a vertex where four line segments with the four
states , , , on them meet, see Figure 6. c d c′ = c d′ c′
IRF-Vertex Model
quantum inverse-scattering method (QISM), coining
In Figure 6, we have also defined mixed IRF-vertex the term quantum YBEs (QYBEs) for eqns [8]. If
dc
model weights W jab (p, q). (We could put further special limiting values of p and q can be found, say as
state variables on the vertices, but then the natural h ! 0, such that !
= þ O(
h), one can reduce
thing to do is to introduce new effective weights [8] to the classical Yang–Baxter equations (CYBEs) by
summing over the states at each vertex.) With the expanding up to the first nontrivial order in expansion
choice made a more general YBE can be represented variable h. These determine the integrability of certain
as in Figure 8, or by models of classical mechanics by the inverse-scattering
X X X X 00 00 a0 d method and the existence of Lax pairs.
W jcb0 ðp; qÞ
00 00 00 d
0 0 0 00 0 0
W0000 jadcb0 ðq; rÞW00 jdc
b0 a ðp; rÞ Checkerboard generalizations
XXXX 0 0 0
¼ W0000 jbc
d0 a ðp; qÞ Star–triangle equations [3] and [4] imply that there are
00 00 00 d0 further generalizations of the YBEs, namely those for
00 00 0 0 00 0
cd ab
which the faces enclosed by the rapidity lines are
W jb0 a ðq; rÞW 00 jcd0 ðp; rÞ ½10
alternatingly colored black and white in a checkerboard
pattern. We can then introduce either vertex model
Quantum Inverse-Scattering Method weights !
(p, q) and ! (p, q), or IRF-vertex model
The Leningrad school of Faddeev incorporated the weights W jab (p, q) and W jdc
dc
ab (p, q), or IRF
dc dc
methods of Baxter and Yang in their so-called model weights wab (p, q) and wab (p, q), see Figure 9.
λ λ
α β α β
p p
μ μ
q q
ω ω
d λ c d λ c d c d c
α β α β
p p p p
a μ b a μ b a b a b
q q q q
W w w
W
Figure 9 Checkerboard versions of the weights.
Yang–Baxter Equations 469
The black faces are those where the spins of the Checkerboard IRF Model
spin model with weights defined in Figure 2 live; the
The checkerboard IRF version of the YBE [8]
white faces are to be considered empty in Figures 2
becomes
and 3 (or, equivalently, they can be assumed to host
trivial spins that take on only a single value). X 0 0 0
ad ab dc
Clearly, the IRF-vertex model description contains wcb 0 ðp; qÞwdc0 ðq; rÞwb0 a ðp; rÞ
X 0 0 0
¼ Rðp; q; rÞ wbc cd ab
d0 a ðp; qÞwb0 a ðq; rÞwcd0 ðp; rÞ ½13
Checkerboard Vertex Model d0
0 0 0 00 0 0
W0000 jdc
ab dc
0 ðq; rÞW 00 jb0 a ðp; rÞ
p
γ′ γ′ XXXX 0 0 0
p α′ β ¼ Rðp; q; rÞ W 00 00 jbc
d0 a ðp; qÞ
β α″ β″ α′ 00 00 00 d0
γ″ = γ″
α β″ α″ β′
q β′ 00 00 0 0 00 0
α W jcd ab
b0 a ðq; rÞ W 00 jcd0 ðp; rÞ ½15
γ q γ
r r
XXXX ad 00 00 0
Rðp; q; rÞ W jcb 0 ðp; qÞ
00 00 00 d
γ′ p
γ′ ab 0 0 dc 0 00 0 0
α
¼ W0000 jbc
d0 a ðp; qÞ
β″ α″ β′
q β′ α 00 00 00 d0
γ q γ
cd 00 00ab 0 0 00 0
W jb0 a ðq; rÞW 00 jcd 0 ðp; rÞ ½16
r r
Figure 10 Checkerboard vertex model YBE. with its graphical representation in Figure 12.
470 Yang–Baxter Equations
a′ a′
λ
b p b
p2 λ
p
α β (p1,p2) α β
=
c d c′ = c d′ c′
p1 μ
q
μ
b′ a q b′ a q1 q2 (q1,q2)
r r Figure 13 Square weight as vertex weight.
^^ ^^
!^^ ðp; qÞ ¼ !^^ ðp; qÞ ¼ 0 otherwise ½19
a′
γ′
b p a′
γ′
b In eqn [19], we have set all vertex model weights
p α′ β zero that are inconsistent with IRF-vertex config-
β α″ β′′ α′ urations. Clearly, the translation of IRF models and
c d γ″ c′ = c γ′′ d ′ c′
spin models to vertex models can be done similarly.
α β″ α′′ β′
q β′ α
γ a q γ a Map to Spin Model
b′ b′
Reflection YBEs
Operator Formulations Cherednik and Sklyanin found a condition deter-
The R-Matrix mining the solvability of systems with boundaries,
the reflection YBEs (RYBEs), see Figure 14. Upon
For a problem with N rapidity lines, carrying
rapidities p1 , . . . , pN , we can introduce a set of
matrices Rij (pi , pj ), for 14i < j4N, with elements
Y q– q–
Rij ðpi ; pj Þ11...N
...N ¼ !jiij ðpi ; pj Þ kk ½22
k6¼i; j p–
p–
In terms of these, the YBE [8] can be rewritten in
matrix form as =
p
Rjk ðpj ; pk ÞRik ðpi ; pk ÞRij ðpi ; pj Þ
½23 p
¼ Rij ðpi ; pj ÞRik ðpi ; pk ÞRjk ðpj ; pk Þ
q q
where 14i < j < k4N. Figure 14 Reflection YBE.
472 Yang–Baxter Equations
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