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Dementia Neuropsy
Dementia Neuropsy
Dementia Neuropsy
1
September 2022
São Paulo • Brazil
OFFICIAL JOURNAL OF THE SCIENTIFIC DEPARTMENT OF COGNITIVE NEUROLOGY AND AGING OF THE BRAZILIAN ACADEMY OF NEUROLOGY
Consensus
83 Treatment of dementia
OFFICIAL JOURNAL OF THE SCIENTIFIC DEPARTMENT OF COGNITIVE NEUROLOGY AND AGING OF THE BRAZILIAN ACADEMY OF NEUROLOGY
EDITORIALEditors
BOARD
Ricardo Nitrini Sonia Maria Dozzi Brucki
Editor-in-Chief
University of São Paulo, São Paulo SP, Brazil University of São Paulo, São Paulo SP, Brazil
OFFICIAL JOURNAL OF THE SCIENTIFIC DEPARTMENT OF COGNITIVE NEUROLOGY AND AGING OF THE BRAZILIAN ACADEMY OF NEUROLOGY
EDITORIALEditors
BOARD
Ricardo Nitrini Sonia Maria Dozzi Brucki
University of São Paulo, São Paulo SP, Brazil University of São Paulo, São Paulo SP, Brazil
21 Diagnosis of Alzheimer’s disease: recommendations of the Scientific Department of Cognitive Neurology and
Aging of the Brazilian Academy of Neurology
Lucas Porcello Schilling, Marcio Luiz Figueredo Balthazar, Márcia Radanovic,
Orestes Vicente Forlenza, Marcela Lima Silagi, Jerusa Smid, Breno José Alencar Pires Barbosa, Norberto Anízio
Ferreira Frota, Leonardo Cruz de Souza, Francisco Assis Carvalho Vale, Paulo Caramelli, Paulo Henrique Ferreira
Bertolucci, Márcia Lorena Fagundes Chaves,Sonia Maria Dozzi Brucki, Benito Pereira Damasceno, Ricardo Nitrini
36 Diagnosis of frontotemporal dementia: recommendations of the Scientific Department of Cognitive Neurology and
Aging of the Brazilian Academy of Neurology
Leonardo Cruz de Souza, Mirna Lie Hosogi, Thais Helena Machado, Maria Teresa Carthery-Goulart, Mônica Sanches
Yassuda, Jerusa Smid,Breno José Alencar Pires Barbosa, Lucas Porcello Schilling, Marcio Luiz Figueredo Balthazar,
Norberto Anízio Ferreira Frota, Francisco Assis Carvalho Vale, Paulo Caramelli, Paulo Henrique Ferreira Bertolucci,
Márcia Lorena Fagundes Chaves, Sonia Maria Dozzi Brucki, Ricardo Nitrini,Valéria Santoro Bahia, Leonel Tadao Takada
49 Diagnosis of vascular cognitive impairment: recommendations of the scientific department of cognitive neurology and
aging of the Brazilian Academy of Neurology
Breno José Alencar Pires Barbosa, José Ibiapina Siqueira Neto, Gilberto Sousa Alves, Felipe Kenji Sudo, Claudia Kimie Suemoto,
Fernanda Tovar-Moll, Jerusa Smid, Lucas Porcello Schilling, Marcio Luiz Figueredo Balthazar, Norberto Anízio Ferreira Frota,
Leonardo Cruz de Souza, Francisco Assis Carvalho Vale, Paulo Caramelli, Paulo Henrique Ferreira Bertolucci,
Sonia Maria Dozzi Brucki, Ricardo Nitrini, Eliasz Engelhardt, Márcia Lorena Fagundes Chaves
69 Diagnosis and management of Parkinson’s disease dementia and dementia with Lewy bodies: recommendations
of the Scientific Department of Cognitive Neurology and Aging of the Brazilian Academy of Neurology
Jacy Bezerra Parmera, Vitor Tumas, Henrique Ballalai Ferraz, Mariana Spitz, Maira Tonidandel Barbosa, Jerusa Smid,
Breno José Alencar Pires Barbosa, Lucas Porcello Schilling, Márcio Luiz Figueiredo Balthazar, Leonardo Cruz de Souza,
Francisco Assis Carvalho Vale, Paulo Caramelli, Paulo Henrique Ferreira Bertolucci, Márcia Lorena Fagundes Chaves,
Sonia Maria Dozzi Brucki, Ricardo Nitrini, Raphael Machado Castilhos, Norberto Anízio Ferreira Frota
96 Management in severe dementia: recommendations of the Scientific Department of Cognitive Neurology and
Aging of the Brazilian Academy of Neurology
Sonia Maria Dozzi Brucki, Ivan Aprahamian, Wyllians Vendramini Borelli, Victor Calil da Silveira, Ceres Eloah de Lucena Ferretti,
Jerusa Smid, Breno José Alencar Pires Barbosa, Lucas Porcello Schilling,Márcio Luiz Figueiredo Balthazar, Norberto Anízio Ferreira Frota,
Leonardo Cruz de Souza, Francisco Assis Carvalho Vale, Paulo Caramelli, Paulo Henrique Ferreira Bertolucci,
Márcia Lorena Fagundes Chaves, Ricardo Nitrini, Rodrigo Rizek Schultz, Lilian Schafirovits Morillo
Dement Neuropsychol 2022 September;16(3 Suppl. 1):1-17 Consensus
https://doi.org/10.1590/1980-5764-DN-2022-S101EN
1
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
2
Universidade Federal do Rio de Janeiro,Instituto de Psiquiatria, Rio de Janeiro RJ, Brazil.
3
Hospital Moinhos de Vento, Porto Alegre RS, Brazil.
4
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife PE, Brazil.
5
Instituto de Medicina Integral Prof. Fernando Figueira, Recife PE, Brazil.
6
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre RS, Brazil.
7
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre RS, Brazil.
8
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre RS, Brazil.
9
Universidade Estadual de Campinas, Faculdade de Ciências Médicas, Departamento de Neurologia, Campinas SP, Brazil.
10
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
11
Universidade de Fortaleza, Fortaleza CE, Brazil.
12
Universidade Federal de Minas Gerais, Departamento de Clínica Médica, Belo Horizonte MG, Brazil.
13
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo SP, Brazil.
14
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre RS, Brazil.
15
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina,Departamento de Medicina Interna, Porto Alegre RS, Brazil.
16
Universidade Federal de Minas Gerais, Hospital das Clínicas, Belo Horizonte MG, Brazil.
17
Universidade Federal de São Carlos, Departamento de Medicina, Centro de Ciências Biológicas da Saúde, São Carlos SP, Brazil.
Correspondence: Jerusa Smid; Email: jsmid77@hotmail.com.
Conflict of interest: JS: Participation as speaker in symposia sponsored by Roche laboratory; LPS: Participation in advisory boards for Biogen. Participation as
speaker in symposia sponsored by Aché, Apsen, and Biogen laboratories; MLFB: Participation in advisory boards for Biogen. Development of material for continuous
medical education and participation as speaker in symposia sponsored by EMS and Torrent laboratories; PC: Participation as principal investigator in clinical trials
for the Novo Nordisk and Roche laboratories. Participation in advisory boards for the Aché, Biogen, EMS, Nutricia, and Roche laboratories. Development of material
for continuous medical education and participation as speaker in symposia sponsored by the Aché, Nutricia, Libbs, Roche, Sandoz, Torrent, and Zodiac laboratories;
PHFB: Participation in advisory boards for the Biogen and Novo Nordisk laboratories. Supervision of training activities for Biogen, Janssen-Cilag, and Novo Nordisk
laboratories and for Quintiles. Participation as speaker in symposia sponsored by the Apsen, Nutricia, Roche, and Sandoz laboratories; EPFR: funding by the
Alzheimer’s Association, the World Federation of Neurology, and the National Institute of Health (grant number R21AG069252); LCS: Participation in advisory board
for Biogen. Participation as speaker in symposia sponsored by Biogen; RN: Participation in advisory board for Biogen; KGCF, MCND, RK, ASN, BJAPB, NAFF, MLFC,
SMDB, FACV: There is no conflict of interest to declare.
Received on July 18, 2021; Received in its final form on January 03, 2022; Accepted on April 27, 2022.
ABSTRACT. This consensus, performed by the Brazilian Academy of Neurology (BAN) will approach practically how to evaluate patients with cognitive complaints
and how to clinically and etiologically diagnose the three clinical syndromes associated with the different stages of cognitive decline: subjective cognitive
decline (SCD), mild cognitive impairment (MCI), and dementia. This BAN consensus discusses SCD diagnosis for the first time, updates MCI and dementia
diagnoses, recommends the adequate cognitive tests and the relevant etiological work-up and care of patients with cognitive decline at different levels of
care within the Brazilian Unified Health System. We also review the main assessment instruments used in Brazil and Latin America.
Keywords: Dementia; Cognitive Dysfunction; Neuropsychological Tests.
DECLÍNIO COGNITIVO SUBJETIVO, COMPROMETIMENTO COGNITIVO LEVE E DEMÊNCIA: DIAGNÓSTICO SINDRÔMICO: RECOMENDAÇÕES DO DEPARTAMENTO
CIENTÍFICO DE NEUROLOGIA COGNITIVA E DO ENVELHECIMENTO DA ACADEMIA BRASILEIRA DE NEUROLOGIA
RESUMO. Este consenso realizado pela Academia Brasileira de Neurologia (ABN) abordará de maneira prática como avaliar pacientes com queixas cognitivas
e como realizar o diagnóstico clínico e etiológico das três síndromes clínicas associadas aos estágios de declínio cognitivo: declínio cognitivo subjetivo (DCS),
comprometimento cognitivo leve (CCL) e demência. O diagnóstico de DCS é discutido pela primeira vez em consenso da ABN e as atualizações para
o diagnóstico de CCL e demência são abordadas, bem como a recomendação para o uso de testes cognitivos apropriados, investigação etiológica pertinente
e cuidados aos pacientes com declínio cognitivo nos diferentes níveis de atenção do Sistema Único de Saúde. Foi realizada pesquisa dos principais
instrumentos de avaliação utilizados em nosso meio e na América Latina.
Palavras-chave: Demência; Disfunção Cognitiva; Testes Neuropsicológicos.
Medical history
have dementia. Dementia is defined as a syndrome Clinical evaluation begins with patients’ medical history.
characterized by cognitive and/or behavioral decline in The medical history should also be taken with a family
which symptoms interfere with activities of daily living member or other close informants because anosognosia
(ADL) causing functional impairment when compared (the inability to the recognize cognitive impairment)
with previous functionality and that is not explained is relatively common. Interviews with patients and their
by delirium or major psychiatric1. informants should be carried out separately whenever
Mild cognitive impairment (MCI) is a condition in possible to address all complaints without embarrassing
which the individual has a cognitive impairment that does patients and their informant. Physicians should ask specific
not interfere with their autonomy in ADL performance. questions to identify which cognitive domains are affected,
They may experience slight difficulties performing complex whether patients show behavioral symptoms, and how
tasks that used to be trivial but still can maintain their their cognitive decline impacts patients’ functionality.
Investigable cognitive domains by medical history include
independence with minimal assistance2. More recently,
memory, attention, visual-spatial functions, praxis,
research has described a new syndrome for a group
executive functions, and language (Table 1).
of individuals who have cognitive complaints (mainly
During medical history, physicians should also
memory) but who, when tested, show normal performance
assess conditions that can cause a false impression
in neuropsychological tests. This situation is called
of cognitive impairment, such as untreated hearing
subjective cognitive decline (SCD)3.
or visual impairment. Furthermore, symptoms that may
Therefore, dementia, MCI, and SCD are mainly suggest delirium, such as fluctuation of the arousal and
clinical diagnoses. Physicians should be able to diagnose attention levels should be observed. Clinicians should
cognitive-behavioral syndromes during clinical ask patients about their use of medications, including
appointments after taking patients’ medical history and over-the-counter drugs since many medications with
performing cognition and functionality assessment. anticholinergic or sedative effects can cause or worsen
Laboratory testing and neuroimaging are helpful to cognitive impairment. Moreover, clinicians should enquire
define the etiology of the syndrome. Figure 1 illustrates about patients’ sleep pattern in search for symptoms
the continuum of cognitive decline. This study aims of obstructive apnea, REM sleep behavior disorder,
1) to propose a standardized assessment of patients and daytime sleepiness. Dysautonomia symptoms such
with cognitive complaints; 2) to present the diagnostic as urinary or, bowel dysfunction, erectile dysfunction
criteria for dementia, MCI, and SCD; and 3) to propose and postural hypotension should also be investigated.
a flowchart for investigating cognitive decline within Motor symptoms, such as changes in gait and balance,
the Brazilian Unified Health System (SUS). and sensory symptoms should be investigated.
Normal aging
Cognitive performance
Pathological aging
Age (years)
Figure 1. Continuum of cognitive decline in normal and pathological aging.
Table 1. Targeted medical history of patients with cognitive and behavioral complaints
Does the patient get more confused or disoriented sometimes?
Attention Is the patient easily distracted?
Is the patient missing objects?
Does the patient have more difficulties remembering recent facts than remote ones?
Has the patient shown temporal disorientation?
Memory Is the patient more repetitive and asking the same questions many times?
Does the patient need more annotations to remember appointments?
Has the patient forgotten appointments?
Basic activities of daily Is the patient capable of doing the activities below independently?
living (BADLs) Dressing/Bathing/Hygiene/Feeding/Transference/Continence
Continue...
Table 1. Continuation.
Does the patient look sad, dejected or cry easily?
Does the patient not see pleasure in life or says they have no future?
Humor
Is the patient more irritable or impatient?
Is the patient isolating themself, not getting along with others?
Does the patient report hearing voices or act as if they heard voices that are not heard by others?
Does the patient speak to themself?
Hallucinations
Does the patient see people or animals that are not seen by others?
Does the patient behave as if they saw something that others do not see?
Cognitive screening tests Other cognitive screening tests that have been
Cognitive screening tests consist of brief structured validated in Brazil are: The Blessed Information-Memory-
instruments which enable physicians to globally assess Concentration Test 7, Cognitive Abilities Screening
individuals’ cognition. There are several standardized Instrument – Short (CASI-S) 8, the Addenbrooke’s
instruments, of which the Mini Mental State Examination Cognitive Examination revised version (ACE-R, which
(MMSE) is the best known and most used4,5. MMSE is also includes the MMSE)9,10, the Montreal Cognitive
simple and easy to apply; the whole assessment takes Assessment (MoCA) 11,12 and the CERAD ’s words
from about five to seven minutes. It evaluates temporal list13. Among those, MoCA stands out as it evaluates
and spatial orientation, memory, attention, calculation, executive function with the trails and clock drawing;
language, and constructive skills. MMSE has many test the visual-constructive abilities with the cube
advantages. It is easy to apply, general practitioners copying and clock drawing test; the episodic memory
know it well, and it can possibly stage disease progression. with the five words delayed recall; attention with the
Healthy older adults keep similar MMSE scores over digit span, serials A’s and serial subtractions; language
time, whereas patients with Alzheimer’s disease (AD), with naming, repetition, and phonemic verbal fluency;
for example, lose an average of two to four points per year6. abstraction; and orientation. Therefore, the MoCA
assesses a broader number of cognitive domains than collaborators developed the Brief Cognitive Screening
the MMSE, especially the executive functions. Battery (BCSB)22-24. This test consists of naming and
The MMSE and the MoCA scores are strongly learning a list of 10 drawings to be freely recalled five
affected by the level of education. We suggest using the min later, after an interference activity consisting of
cutoff points in Table 2 considering the several studies semantic verbal fluency (animals/1 min) and the clock
conducted in different Brazilian populations5,12,14-21. drawing test22-24.It is an easy-to-apply instrument useful
Considering the challenge of having a test to assess for diagnosing episodic memory impairment in patients
populations with lower educational level, Nitrini and with low and high educational levels25.
Table 2. Tests suggested for cognitive screening and their respective cutoff scores.
Cognitive Test Cognitive domains Suggested cut-off scores for the Brazilian population
The authors recommend using the MMSE and semantic fluency27. Eventually, dementia specialists may
the BCSB for cognitive screening (supplementary include other cognitive tests to assess specific cognitive
materials). Clinicians may instead use MoCA in domains, such as language, praxis, visuospatial
patients with high educational level (>12 completed skills, episodic memory, attention, and executive
years of study) and MCI or mild dementia or due to functions assessment batteries. Clinicians may require
the need of better executive function assessment. neuropsychological tests when cognitive screening
Table 2 shows our suggested cut-off scores for MMSE5, tests are insufficiently sensitive to detect cognitive
MoCA12, figure delayed recall from the BCSB24-26, and the impairment, especially in individuals with MCI.
Neurological examination The first three domains are assessed with patients and
In addition to cognitive assessment, the neurological informants and the last three domains, with informants
physical exam of patients with cognitive complaints only. The CDR global score ranges between 0 (normal),
must evaluate neurological signs that may point 0.5 (MCI), 1 (mild dementia), 2 (moderate dementia),
to a possible etiology. Some findings may have and 3 (severe dementia).
particular relevance, such as brisk reflexes, signs of A brief cognitive assessment using the MMSE and
parkinsonism, gait changes, and ocular motricity. dementia staging by the CDR are needed to request
Primitive reflexes are often seen in patients with frontal the Brazilian Unified Health System (SUS) to provide
involvement (hence the term “frontalization” signs) and the symptomatic pharmacological treatment for
severe dementia. Primitive reflexes include the grasp dementia due to AD. SUS provides acetylcholinesterase
(handgrip), rooting (searching), snout (lips protrusion), inhibitors for mild to moderate AD and memantine
and palmomental ones. to moderate to severe AD 38. This consensus will
comprehensively discuss dementia treatment39.
Functional evaluation
Daily function evaluation is a core feature in assessing
patients with cognitive decline because the level SUBJECTIVE COGNITIVE DECLINE (SCD)
of functional impairment will determine patients’
syndromes. Most instruments used for functional Concept and diagnostic criteria
assessment, which are validated for Brazilian Subjective cognitive decline (SCD) is defined as self-
populations, are based on informants’ responses28. perceived cognitive decline with neither objective
In Brazil, one of the most used instruments is Pfeffer impairment on cognitive tests nor functional
Functional Activities Questionnaire (FAQ), which impairment on ADLs 40,41. The literature has used
includes 10 questions especially focused on instrumental several expressions to define self-perceived cognitive
activities (supplementary material)29. It consists of impairment, such as “subjective memory complaint,”
a simple questionnaire that is easy to understand and “subjective cognitive impairment,” and “subjective
quick to apply (average of seven minutes). FAQ scores cognitive complaint”3,42. In 2014, an international
range from 0 to 30 and scores above four points indicate working group (the Subjective Cognitive Decline
functional impairment. This test avoids the influence Initiative, SCD-I) proposed diagnostic criteria for SCD
of age or education level30,31. Another scale which also focused on standardizing terminology for research in
has a Portuguese version and proved to be useful for preclinical AD (Table 3). This group recommends to use
diagnosing dementia in a Brazilian study is the Bayer the term “cognitive,” instead of “memory,” because the
activities of daily living scale (B-ADL)32. The Informant first symptoms may not be limited only to amnestic and
Questionnaire on Cognitive Decline in the Elderly “decline” instead of a “complaint,” as it refers to the idea
(IQCODE) is a structured interview administered
of progressive deterioration and not only an isolated
to informants which combines questions related
and non-progressive complaint.
to cognitive functioning and functional performance.
It was translated and adapted for Brazilian populations
and can be helpful to screen dementia in individuals
Table 3. Approaches to Classifying SCD among a sample of Subjective
with varying educational level 33,34. The Katz scale,
Cognitive Decline Initiative (SCD-I) Working Group studies3,42.
which has been translated and adapted for Brazilian
populations, can be used to assess basic activities Criteria 1 and 2 must be present:
1. Self-experienced persistent decline in cognitive capacity in comparison
of daily living (BADLs)28,35.
with a previously normal status, unrelated to an acute event.
Cognitive impairment staging 2. Normal performance on standardized cognitive tests, which are
used to classify mild cognitive impairment (MCI) (adjusted for age,
When a person is diagnosed with cognitive decline, gender, and education level).
clinicians need to stage this condition. The Clinical
Dementia Rating (CDR) scale has been used worldwide Exclusion criteria:
1. Diagnosis of mild cognitive impairment or dementia.
for staging cognitive decline and has been validated for
Brazil36. CDR rates six domains: memory, orientation, 2. Cannot be explained by a psychiatric* or neurologic disease
judgment and problem solving, community affairs, (apart from AD), medical disorder, medication, or substance use.
home and hobbies, and personal care37. Clinicians can *Symptoms of depression or anxiety that fail to meet criteria for a psychiatric disorder are
use a semi-structured interview to assist with scoring. not considered exclusion criteria.
for cases with the clinical characteristics, as per Table 4. of the Diagnostic and Statistical Manual of Mental
Moreover, it included the presence of biomarkers into the Disorders, Fifth Edition (DSM-5), which recognized it as
criteria for research, specialized centers, and clinical trials, a mild neurocognitive disorder59. In 2022, the 11th edition
allowing for different degrees of AD etiology probability58. of the International Statistical Classification of Diseases
Finally, in 2013, the MCI consensus underwent yet and Related Health Problems (ICD 11) proposed the term
another terminology increments during the establishment mild neurocognitive disorder60.
Cognitive complaint
MCI
Yes Memory impairment only? No Yes Single impaired non-memory cognitive domain? No
Etiology
FTD DLB
Degenerative AD AD
AD AD
MCI: Mild Cognitive Impairment; AD: Alzheimer’s disease; VCI: vascular cognitive impairment; FTD: frontotemporal dementia; DLB: dementia with Lewy bodies.
Figure 2. Diagnostic classification of MCI after the Key Symposium criteria.
Table 4. Diagnostic criteria for Mild Cognitive Impairment due to Alzheimer’s disease by the National Institute on Aging and Alzheimer’s Association (NIA-AA)58.
Clinical and cognitive characteristics
Cognitive worries reflecting a change in cognition reported by patients, informants or clinicians (i.e., historical or observed evidence
of decline over time)
Objective evidence of impairment in one or more cognitive domains, typically including memory (i.e., formal, or bedside testing
to establish level of cognitive function in multiple domains)
Preservation of independence in functional abilities. They may show slight problems performing complex tasks, such as taking longer
to complete the task or making some mistakes
Not demented
For the clinical diagnosis, in addition to a detailed burden of this disease; MCI prevalence and incidence
medical history, it is important to question about the rates ranged, respectively, from 3 to 42% and from 21.5
presence of systemic diseases, use of medications and to 71.3 per 1000 person-years, and the prevalence of
have the evidence of objective cognitive assessment with cognitive impairment with no dementia (CIND) ranged
a mild decline in relation to the individuals’ previous from 5.1 to 35.9%69.
cognitive level in one or more cognitive domains (complex We find varying terminology in the few population
attention, executive function, learning and memory, studies conducted in Brazil. Overall, two studies,
language, perceptuomotor, or social cognition), besides conducted in the municipality of Porto Alegre
not meeting the diagnostic criteria for dementia58. (Rio Grande do Sul State), found an MCI prevalence
Therefore, cognitive deficits in MCI do not interfere with of 6.1%70 and a 13.2 per 1000 person-years incidence71,
the ability to be independent in ADLs, thus complex whereas the study conducted in the municipality of
instrumental activities of daily life are preserved, Tremembé, in São Paulo State, found a CIND prevalence
such as paying bills or controlling medications, of 19.5% for the population aged 60 years and older72.
but there may be need for more effort or compensatory
strategies 58. Independence in instrumental ADLs
distinguishes MCI from dementia. Nevertheless, DEMENTIA: A SYNDROMIC APPROACH
when compared to normal aging, individuals with MCI
perform more poorly59. Concept and diagnostic criteria
The criteria for dementia proposed in 2011 by the
Epidemiology NIA-AA and the Brazilian Academy of Neurology pare
Epidemiological studies of MCI, although scarce and shown in Table 51,71. In 2014, the American Psychiatric
heterogeneous regarding their adopted criteria (used Association through the DSM-5, proposed the use of
tests and educational level of the studied population), the term major neurocognitive disorder and expanded
are important since longitudinal studies have shown the diagnosis of dementia to situations where there is
that people with MCI are at increased risk of developing only one cognitive domain affected58.
dementia, up to five times as high annually than the For the most recent edition of the International
general population62-65. The estimated prevalence of MCI Statistical Classification of Diseases and Related Health
in most international population studies ranges from 10 Problems (ICD-11), published in 2019 and which
to 22% in people aged 65 years or older62,64-68. A meta- will come into force in 2022, there is still a need for
analysis found a wide range of definitions and concepts cognitive decline in at least two cognitive domains for
to estimate MCI prevalence and incidence, representing the diagnosis of dementia , not allowing the diagnosis
a challenge for researchers’ understanding of the of cognitive decline in a single domain72,73.
Table 5. Diagnostic criteria for dementia according to the National Institute on Aging and Alzheimer’s Association (NIA-AA) and the Brazilian Academy of Neurology1,73.
1. Dementia is diagnosed when there are cognitive or behavioral (neuropsychiatric) symptoms that:
1.1. Interfere with the ability to work or to carry out usual activities
1.2. Represent a decline from previous levels of functioning and performance;
1.3. Cannot be explained by delirium or major psychiatric disorder.
2. Cognitive impairment is detected and diagnosed by a combination of:
2.1. Medical history with the patient and a reliable informant; and
2.2. An objective cognitive assessment, either a “bedside” mental status examination or neuropsychological testing. Neuropsychological testing should
be performed when medical history and bedside mental status examination cannot provide a confident diagnosis.
3. Cognitive or behavioral impairment involves a minimum of two of the following domains:
3.1. Memory: impaired ability to acquire and remember new information — symptoms include repetitive questions or conversations, misplacing personal
belongings, forgetting events or appointments, getting lost on a familiar route;
3.2. Executive functions: impaired reasoning and carrying out complex tasks and judging — symptoms include poor understanding of safety risks,
inability to manage finances, poor decision-making ability, inability to plan complex or sequential activities;
3.3. Visuospatial abilities: symptoms include inability to recognize faces or common objects or to find objects in the visual field, inability to handle utensils
and dressing oneself for reasons other than visual or motor deficiency.
3.4. Language (speaking, reading, writing): symptoms include difficulty in finding common words while speaking, hesitations; speech, spelling, and
writing errors and exchange of words or phonemes, unexplicable by a sensory or motor deficit.
3.5. Behavior or personality: symptoms include uncharacteristic mood fluctuations such as agitation, impaired motivation, initiative, apathy, loss of drive,
social withdrawal, decreased interest in previous activities, loss of empathy, compulsive or obsessive behaviors, and socially unacceptable behaviors.
Yes No
Subjective Cognitve Decline
Functional decline
No Yes
Mild cognitive impairment Dementia
Epidemiological and clinical studies found that Historically, neurodegenerative dementias were
AD dementia is the most prevalent cause of dementia described based on their clinical phenotypes (e.g.,
in Brazil, followed by vascular dementia (VD) due to AD is described as amnestic dementia in most cases).
cerebrovascular disease 75. A study conducted with However, in the last two decades, studies searching
clinicopathological analysis also found the same an early diagnosis based on biomarkers , that allow
ordering of causes related to dementia 79. Another
the identification of pathological proteins in vivo
study from a Brazilian brain bank with 480 participants
found that 50% of its sample met the neuropathological have been increasing 77 . Interestingly, the same
criteria for AD, 35%, VD; 18%, LBD; 17% received other pathological protein can lead to different phenotypes,
diagnoses (e.g., frontotemporal lobar degeneration); while the same phenotype can be associated with
and 20% showed mixed pathology (most were AD different proteins80. Figure 4 illustrates this broad
associated with VD)80. spectrum of proteinopathies and clinical phenotypes.
FTD: Frontotemporal dementia; ALS: Amyotrophic lateral sclerosis; MND: Motor neuron disease; svPPA: Semantic variant of primary progressive aphasia; nfvPPA: Nonfluent (or agrammatic)
variant of primary progressive aphasia; CBS: Corticobasal syndrome; PSP: Progressive supranuclear palsy; AD: Alzheimer’s disease; lvPPA: Logopenic variant of primary progressive aphasia;
DLB: Dementia with Lewy bodies; PD: Parkinson’s disease; MSA: Multiple systems atrophy.
Figure 4. Spectrum of proteinopathies causing neurodegenerative dementias and their respective clinical phenotypes.
Pathological proteins: TDP-43, FUS, Tau, beta-amyloid and alpha-synuclein.
Secondary causes are potentially treatable and which must be carried out early to avoid cognitive
should be investigated for early treatment. The most sequelae in cases of potentially reversible etiology.
frequent cause of secondary dementia is VD, which Depression is one of the main differential diagnoses
is the second leading cause of dementia in Brazil. of dementia. Major depressive disorder courses
The investigation of risk factors and mechanisms with cognitive decline, executive dysfunction,
of cerebral vascular involvement is essential for and attention deficit83. The relation between dementia
adequate treatment of VD patients78. Vitamin B12 and depression is complex because depressive
symptoms can be the initial manifestation of dementia.
deficiency, neurosyphilis, and normal pressure
Therefore, depression is a risk factor for dementia
hydrocephalus are causes of secondary dementia that
and severe depression can cause potentially reversible
should be initially ruled out. dementia84. Depression is one of the 12 modifiable
Rarer causes, shown as rapidly progressive conditions risk factors responsible for 40% of dementia cases
(evolving to dementia within one to two years of the worldwide85. Accordingly, every patient with depressive
onset of the first symptoms, usually within weeks symptoms should receive adequate treatment for
to months) are prion, autoimmune, and infectious depression. However, if cognitive deficits remain after
dementias, among others 82 . Rapidly progressive optimized treatment, clinical practice should suspect
dementia (RPD) requires extensive investigation, of a degenerative etiology.
Cognitive decline associated with HIV infection, Etiological investigation of MCI and dementia
called HAND (HIV-associated neurocognitive disorder), The current recommendation for investigating MCI
shows an increasing prevalence after the use of highly and dementia in the Brazilian population involves
effective antiretroviral treatment for people living with a neuroimaging study (computed tomography
HIV86. HAND prevalence in Brazil ranges from 52.4% to scan - CT - or, ideally, brain magnetic resonance
73.6%, with a higher percentage of asymptomatic cases, imaging - MRI) and laboratory tests which investigate
named asymptomatic neurocognitive impairment87,88. non-neurodegenerative etiologies. These tests include
Research should investigate the use of psychoactive complete blood count, serum concentrations of
medications, especially benzodiazepines, antipsychotics, creatinine, TSH, albumin, liver enzymes, vitamin B12,
non-benzodiazepine hypnotics, and anticholinergic ionized calcium, serological reactions for syphilis;
medications, as possible etiologies of dementia. Table 6 and HIV serology for those with atypical clinical
shows some anticholinergic medications associated presentations or suggestive symptoms 90. Clinical
with cognitive decline89. practice should also request cerebrospinal fluid (CSF)
examination for patients with early-onset dementia
(before 65 years of age), atypical presentations,
Table 6. List of drugs with centrally acting strong anticholinergic properties*. and suspected inflammatory, prion, or infectious
Antiarrhythmic Antimuscarinics (urinary incontinence) diseases 90 . Clinicians should always assess RPD
Disopyramide Darifenacin with brain MRIs (with diffusion-weighted imaging),
Fesoterodine electroencephalogram, CSF, and broader laboratory
Antidepressants
Flavoxate
Amitriptyline investigation, depending on the clinical hypotheses.
Oxybutynin
Amoxapine
Solifenacin
This MRI recommendation is especially due to the
Clomipramine possibility of finding atrophy in the hippocampal region,
Tolterodine
Desipramine which is impossible by CT scan in the early stages of the
Trospium
Doxepin (>6mg)
disease. The finding of atrophy in the mesial temporal
Imipramine
Nortriptyline regions is suggestive of the diagnosis of MCI due to AD,
Paroxetine however, it is not exclusive to this pathology, since
Protriptyline a considerable proportion of cases of amnestic MCI with
Trimipramine hippocampal atrophy may have different causes other
Antiemetics Antiparkinsonian agents than AD, denominated SNAP (suspected non-Alzheimer
Prochlorperazine Biperiden pathophysiology)91. Another advantage of brain MRI
Promethazine Trihexyphenidyl is its better identification of cerebrovascular disease,
Benztropine especially of small vessel disease.
Antihistamines (first generation)
Brompheniramine Antipsychotics The clinical indications for biomarkers include
Carbinoxamine Chlorpromazine 1) identification of individuals with MCI and mild
Chlorpheniramine Clozapine dementia due to AD pathology and 2) diagnostic
Clemastine Loxapine uncertainty about the dementia etiology. Biomarkers
Cyproheptadine Olanzapine
Dexbrompheniramine available for clinical use can be divided into specific AD
Perphenazine
Dexchlorpheniramine Thioridazine pathology or neurodegeneration biomarkers. Specific
Dimenhydrinate Trifluoperazine AD pathology biomarkers include 1) measurement
Diphenhydramine (oral) of the beta-amyloid peptide and phosphorylated tau
Doxylamine Antispasmodics
Atropine (excludes ophthalmic)
(phospho-tau) in the CSF and 2) positron emission
Hydroxyzine
Meclizine Belladonna alkaloids computed tomography (PET) with amyloid peptide
Clidinium-chlordiazepoxide Scopolamine (excludes ophthalmic) marker and PET with marker for tau protein.
Dicyclomine Until now, PET-amyloid is offered in few centers
Skeletal muscle relaxants
Homatropine (excludes ophthalmic) in Brazil and PET-tau is still unavailable in Brazil.
Cyclobenzaprine
Hyoscyamine Neurodegeneration biomarkers consist of PET with
Orphenadrine
Methscopolamine
18F-fluorodeoxyglucose (PET-FDG), measurement
Propantheline
Promethazine of total tau protein in the CSF, and light chain
Pyrilamine neurofilament. More recently, plasma biomarkers
Triprolidine have been developed but they still lack validation for
* Adapted from Beers Criteria89. clinical use (tau-181, tau-217)92-94.
Confirmation of the AD in vivo requires amyloid Primar y care physicians must receive back
and tau pathology. CSF measurement or PET-amyloid patients referred to secondary or tertiary care
uptake can confirm the amyloid pathology, whereas for long-term follow-up of AD and VD dementia.
measuring CSF phospho-tau or PET-tau uptake Primar y care physicians should request a new
can conf ir m the Tau patholo g y. PE T-F DG is specialist evaluation in case of any doubt regarding
a neurodegeneration biomarker whose metabolic the follow-up of the case.
pattern may suggest the pathology of degenerative
dementias with good sensitivity and specificity Secondary healthcare
(e.g., the pattern of hypometabolism in the areas Physicians in secondary care emergencies must
of temporoparietal association, posterior cingulate, be able to identify cases of RPD, because patients
and precuneus has a sensitivity and specificity >90% often seek emergenc y units due to the rapid
for AD diagnosis)95. Furthermore, PET FDG is used progression of symptoms. W hen recognizing
in the diagnostic criteria of LBD, primary progressive a case of RPD, physicians must urgently conduct
aphasias, and FTD. an initial investigation and, preferably, refer patients
to tertiary care for extensive work-up.
Specialists (neurologists, geriatricians, and
PROPOSAL FOR THE MANAGEMENT OF PATIENTS psychiatrists) who receive patients referred for
WITH COGNITIVE DECLINE AT DIFFERENT dementia, whose secondary etiologies were excluded
LEVELS OF CARE IN THE BRAZILIAN PUBLIC at the primary level, should confirm the diagnosis
HEALTH SERVICE - SUS and establish treatment. For cases in which there is
no greater complexity in managing neuropsychiatric
Primary healthcare
Identification of modifiable risk factors for dementia symptoms, recommendations on how to treat
prevention should be done at primary health care. dementia should be explained to the primary care
Recently, a study described 12 important modifiable physician who will follow up the patient.
risk factors to prevent or delay the onset of 40% of Secondary care should request biomarker tests
dementia in the world and 56% in low- and middle- when necessary. Physicians should request biomarker
income countries84. They are diagnosed at different tests in atypical cases (initial non-amnestic clinical
stages of life, with the possibility of involvement by presentation or early-onset dementia) and interpreting
the health system in all of them. Risk factors include: them requires trained secondary care professionals.
1) age up to 45 years: low educational level; 2) age from If it is impossible to assess biomarkers or the
45 to 65 years old: systemic arterial hypertension, obesity, professional is unfamiliar with result interpretation,
hearing loss, traumatic brain injury, and alcohol abuse; patients must be referred to tertiary centers.
and 3) age above 65 years old: smoking, depression, In cases of early-onset dementia in which the
sedentary lifestyle, diabetes, social isolation, and air specialist demands further etiological investigation,
pollution. Clinical practice must consider preventive
patients should be referred to tertiary services
and educational actions to identify, promote treatment,
for diagnosis elucidation.
and combat these different factors84.
Primary care physicians should actively seek out
Tertiary healthcare
complaints of cognitive decline in patients, especially
Cases which maybe referred to tertiary care include
after 60 years of age. Clinicians should perform
screening tests for cognitive and functional decline RPD, early-onset dementia, suspected genetic form
in patients with cognitive complaints (or reported of cognitive decline, cases of unclear diagnosis,
by caregivers). In case of a clinical diagnosis of MCI cases of difficult management of neuropsychiatric
or dementia, physicians should request etiological symptoms, and cases for biomarker investigation
work-up. When ruling out potentially reversible causes, which secondary care is unable to assess.
patients should be referred to secondary healthcare, In cases of clinical stability or advanced stage
to neurology, geriatrics, or psychiatry specialists, of dementia, patients can be counter-referred
with a hypothesis of degenerative or vascular etiology. to primary or secondary care. Figure 5 summarizes
The RPD cases must be promptly referred to secondary the competences of each level of healthcare in caring
or tertiary care, as a matter of urgency. for patients with cognitive decline.
Primary Healthcare
Perform complementary
Perform clinical
Identify modifiable Ask about cognitive Apply cognitive exams (neuroimaging To receive patients
diagnosis of cognitive
risk factors for complaints, especially and functional and laboratory tests) with AD or VD against
syndrome (SCD, MCI
dementia prevention. in older adults. screening tests. to exclude potentially referenced for follow-up.
or dementia).
reversible causes.
Secondary Healthcare
Evaluate patients
Against referring less Carry out an initial Receive patients
with a hypothesis Initiate treatment Request biomarkers
complex AD and DV investigation in with AD or DV
of degenerative for degenerative in atypical cases.
cases to physician of patients with against referenced
dementia for or vascular dementia.
Primary Healthcare. RPD urgently. for follow-up.
diagnostic confirmation.
Tertiary Healthcare
When there is clinical stability or in an advanced stage of dementia, patients can be counter-referred to primary or secondary healthcare
AD: Alzheimer’s Disease, VD: Vascular Dementia, MCI: Mild cognitive impairment; SCD: Subjective cognitive decline; RPD: Rapidly progressive dementia.
Figure 5. Hierarchy of care for patients with cognitive syndromes according to the levels of care in the Brazilian Unified Health System (SUS).
ACKNOWLEDGEMENTS
PC, LCS and RN are funded by CNPq, Brazil (bolsa de RK, EPFR, FACV: drafting of the manuscript; BJAPB,
produtividade em pesquisa). FACV, JS, LCS, LPS, MLFB, MLFC, NAFF, PC, PHFB, RN,
Authors’ contributions. JS, ASN, KGCF, MCND, RK, EPFR, SMDB: critical revision of the manuscript for important
FACV, BJAPB, LPS: concept; JS, ASN, KGCF, MCND, intellectual content.
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https://doi.org/10.1590/1980-5764-DN-2022-S101EN
Supplementary Material I
BRIEF COGNITIVE SCREENING BATTERY1
Available at:
https://www.demneuropsy.com.br/imageBank/suplementar/Brief_Cognitive_Screening_Battery.pdf
REFERENCES
1. Nitrini R, Brucki SMD, Yassuda MS, Fichman HC, Caramelli P. The Figure Memory Test: diagnosis of memory impairment in
populations with heterogeneous educational background. Dement Neuropsychol. 2021 Apr-Jun;15(2):173-185. doi: 10.1590/
1980-57642021dn15-020004.
Supplementary Material II
FUNCTIONAL ACTIVITIES QUESTIONNAIRE3
This test, created by Pfeffer et al.1, was modified to be applied in people with heterogeneous
educational attainment by Amaducci et al2. in 1991 for a worldwide epidemiological study
organized by the WHO and then by Nitrini et al., in 1997 3 for an epidemiological
study in Brazil4 so it could be answered directly by the informant. However, if necessary,
the examiner can apply the questionnaire. Answers always follow the same criteria. Ask the
informant to circle the correct answer.
Patient Name:
Date: / /
Informant(s): (degree of kinship or function):
2) Can they buy clothes, food, objects for their home by themselves?
0 = Normal 0 = Never did, but could do it now
1 = Does, with difficulty 1 = Never did it and now would have difficulty
2 = Needs help
3 = Unable
18
Dement Neuropsychol 2022 September;16(3 Suppl. 1):18-20
3) Can they heat water to make coffee and turn off the stove?
0 = Normal 0 = Never did, but could do it now
1 = Does, with difficulty 1 = Never did it and now would have difficulty
2 = Needs help
3 = Unable
6) Can they pay attention, understand, and discuss a radio or television show or newspaper and magazine news?
0 = Normal 0 = Never did, but could do it now
1 = Does, with difficulty 1 = Never did it and now would have difficulty
2 = Needs help
3 = Unable
9) Can they walk around the neighborhood and find their way back home?
0 = Normal 0 = Never did, but could do it now
1 = Does, with difficulty 1 = Never did it and now would have difficulty
2 = Needs help
3 = Unable
19
Dement Neuropsychol 2022 September;16(3 Suppl. 1):18-20
REFERENCES
1. Pfeffer RI, Kurosaki TT, Harrah CH, Chance JM, Filos S. Measurement 3. Herrera E Jr, Caramelli P, Nitrini R. Estudo epidemiológico populacional
of functional activities in older adults in the community. J Gerontol. de demência na cidade de Catanduva, estado de São Paulo, Brasil.
1982;37(3):323-9. doi:10.1093/geronj/37.3.323. Rev Psiquiatr Clín. 1997;25(2),70-3.
2. Amaducci L, Baldereschi M, Amato MP, Lippi A, Nencini P, Maggi S, 4. Herrera E Jr, Caramelli P, Silveira AS, Nitrini R. Epidemiologic
Litvak J. The World Health Organization cross-national research program survey of dementia in a community-dwelling Brazilian population.
on age-associated dementias. Aging (Milano). 1991;3(1):89-96. A lzheimer Dis Assoc Disord. 20 02;16(2):103-8. doi:10.1097/
doi:10.1007/BF03323983. 00002093-200204000-00007.
20
Dement Neuropsychol 2022 September;16(3 Suppl. 1):21-35 Consensus
https://doi.org/10.1590/1980-5764-DN-2022-S102EN
ABSTRACT. This paper presents the consensus of the Scientific Department of Cognitive Neurology and Aging from the Brazilian
Academy of Neurology on the diagnostic criteria for Alzheimer’s disease (AD) in Brazil. The authors conducted a literature review
regarding clinical and research criteria for AD diagnosis and proposed protocols for use at primary, secondary, and tertiary care
levels. Within this clinical scenario, the diagnostic criteria for typical and atypical AD are presented as well as clinical, cognitive,
and functional assessment tools and complementary propaedeutics with laboratory and neuroimaging tests. The use of biomarkers
is also discussed for both clinical diagnosis (in specific conditions) and research.
Keywords: Alzheimer Disease; Dementia; Diagnosis.
1
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre RS, Brazil.
2
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre RS, Brazil.
3
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre RS, Brazil.
4
Universidade Estadual de Campinas, Faculdade de Ciências Médicas, Departamento de Neurologia, Campinas SP, Brazil.
5
Universidade de São Paulo, Faculdade de Medicina, Hospital das Clínicas, Instituto de Psiquiatria, Laboratório de Neurociências, São Paulo SP, Brazil.
6
Universidade de São Paulo, Faculdade de Medicina, Departamento de Psiquiatria, São Paulo SP, Brazil.
7
Universidade Federal de São Paulo, Departamento de Fonoaudiologia, São Paulo SP, Brazil.
8
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
9
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife PE, Brazil.
10
Instituto de Medicina Integral Prof. Fernando Figueira, Recife PE, Brazil.
11
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
12
Universidade de Fortaleza, Fortaleza CE, Brazil.
13
Universidade Federal de Minas Gerais, Departamento de Clínica Médica, Belo Horizonte MG, Brazil.
14
Universidade Federal de São Carlos, Centro de Ciências Biológicas e da Saúde, Departamento de Medicina, São Carlos SP, Brazil.
15
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo SP, Brazil.
16
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre RS, Brazil.
17
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina, Departamento de Medicina Interna, Porto Alegre RS, Brazil.
Corresponding Author: Lucas Porcello Schilling; Email: lucas.schilling@pucrs.br.
Conflict of interest: LPS: Participation in advisory boards for Biogen. Participation as speaker in symposia sponsored by Aché, Apsen, and Biogen laboratories;
MLFB: Participation in advisory boards for Biogen. Development of material for continuous medical education and participation as speaker in symposia sponsored
by EMS and Torrent laboratories; JS: Participation as speaker in symposia sponsored by Roche; PC: Participation as principal investigator in clinical trials for Novo
Nordisk and Roche laboratories. Participation in advisory boards for Aché, Biogen, EMS, Nutricia, and Roche laboratories. Development of material for continuous
medical education and participation as speaker in symposia sponsored by Aché, Nutricia, Libbs, Roche, Sandoz, Torrent, and Zodiac laboratories; PHFB: Participation
in advisory boards for Biogen and Novo Nordisk laboratories. Supervision of training activities for Biogen, Janssen-Cilag, and Novo Nordisk laboratories and for
Quintiles. Participation as speaker in symposia sponsored by Apsen, Nutricia, Roche, and Sandoz laboratories; RN: Participation in advisory board for Biogen;
LCS: Participation in advisory board for Biogen. Participation as speaker in symposia sponsored by Biogen. MR, OVF, MLS, BJAPB, NAFF, FACV, MLFC, SMDB, BPD:
There is no conflict of interest to declare.
Received on August 13, 2021; Received in its final version on November 22, 2021; Accepted on April 27, 2022.
INTRODUCTION Pathophysiology
The main hypothesis in AD pathophysiology establishes
Epidemiology and relevance that the degenerative process is triggered by a hyper-
and dorsolateral frontal junction. Severe AD corresponds appear as subjective memory impairment (SCI) followed
to Braak advanced stage VI, in which all cortical by mild cognitive impairment (MCI) – usually of the
association areas and the basal ganglia are affected multiple-domain amnestic type (also impairing the
by NFTs and NPs, with relative sparing of the motor language and executive functions) –, later evolving to
and sensory cortices. full-blown dementia, when they begin to interfere in the
Other pathophysiological mechanisms in AD activities of daily living and in the patient’s autonomy14.
include synaptic dysfunction, neurotransmitters
(mainly acetylcholine) and neurotrophin depletion, Logopenic variant of primary progressive aphasia (lvPPA)
mitochondrial dysfunction and deficits in insulin
The first and predominant symptoms in this variant are
signaling pathways, increase in oxidative stress and
language alterations with non-fluent speech, pauses due
inflammation, vascular changes 8, and cholesterol
metabolism9. Recent studies suggest that the interaction to word-finding difficulty, and errors (also phonological)
between different pathophysiological processes, when repeating long sentences and in spontaneous
such as white matter involvement associated with Aβ speech, but preserving semantics, syntax (grammar),
accumulation10 and soluble Aβ oligomers interaction comprehension of single words, and motor production
with other proteins (such as α-synuclein and tau), of speech15,16.
destabilize microtubules, mitochondrial and synaptic
dysfunction, and neurodegeneration11,12. Posterior cortical atrophy (PCA) or posterior variant
PCA is a rare form of AD which usually starts between
the ages of 50 and 60 years. Its occipitotemporal variant
CLINICAL CHARACTERIZATION presents with impairment of the visual identification
of objects, faces, or symbols; its biparietal variant,
Clinical characterization more common, is characterized by visual-spatial dys-
AD usually manifests in the typical amnestic presenta- function, topographical disorientation, poor hand-eye
tion, with a predominant difficulty of episodic memory
coordination, limb apraxia, visual neglect, and at clinical
associated with degenerative lesions of medial temporal
evaluation, elements of Balint’s syndrome (optic atax-
structures. This pattern occurs in about 85% of cases.
ia, oculomotor apraxia, and simultanagnosia) and/or
Atypical and less frequent presentations may begin
mainly with impairment in language, visual-spatial, Gerstmann syndrome (acalculia, agraphia, left-right
executive, or complex motor functions. The most com- disorientation, and finger agnosia)17,18.
mon atypical (usually presenile) forms are the logopenic In the early stages of the disease, episodic memory,
variant of primary progressive aphasia (lvPPA) and language, and executive functions are still relatively
the visual-spatial-apraxic of posterior cortical atro- preserved. PCA presents with AD neuropathology
phy (PCA), whereas the least common forms are the in 62 to 100% of cases19.
corticobasal syndrome (CBS) and the behavioral and
dysexecutive variant (ADbdv). Behavioral and dysexecutive variant (ADbdv)
Due to these non-amnestic variants, memory The AD dysexecutive variant (ADdv) affects mainly
impairment is no longer mandatory for AD diagnosis planning, working memory, and multi-tasking, with loss
according to the most recent diagnostic criteria of inhibitory control and alternating attention, de-
from the Brazilian Academy of Neurology 13 based pression, anxiety and neuropsychiatric symptons.
on the National Institute on Aging-Alzheimer’s In turn, behavioural symptoms are rare.
Association (NIA-AA)14. To help identify these initial
Though the behavioral variant of AD is similar to
forms of AD presentation, we will detail their clinical
the behavioral variant of frontotemporal dementia
characteristics, evolution stages, and corresponding
neuropathological substrates. (bvFTD), it presents greater deficits in memory,
apathy, delusional ideas, and hallucinations, with less
AD amnestic presentation disinhibition, compulsive or persevering behavior,
The typical AD presentation starts with difficulties affective indifference, or personality change 20-23.
remembering messages and recent news and repeat- This presentation of AD is rare, occurring in about
ing the same questions, comments, and narratives. 2% of large samples of AD patients and with 7-20%
Initially mild and intermittent, the symptoms first of patients clinically diagnosed as FTD19,24,25.
V. The diagnosis of probable AD dementia should III. Visual-spatial or praxic skills: Does the patient
not be applied when there are: have difficulty orienting themselves spatially
• Evidence of significant cerebrovascular (outside and indoors), dressing, combing,
disease defined by a history of stroke shaving, using everyday objects, recognizing
temporally related to the onset or worsening familiar faces? Have they lost dexterity in tasks
of cognitive impairment; presence of multiple in which they used to do well?
or extensive brain infarctions; or extensive IV. Language: Does the patient have difficulty
lesions in the white matter evidenced finding words in conversations or naming
by neuroimaging; or objects and people? Or in understanding
• Central features of dementia with Lewy words or sentences, explaining situations and
bodies (visual hallucinations, parkinsonism, making themselves understood, presenting poor
REM sleep behavior disorder, and cognitive vocabulary and reduced speech fluency?
fluctuation); or
• Prominent features of the behavioral Neuropsychological assessment
variant of FTD (hyperorality, hypersexuality, According to specific studies on the subject 36,37 ,
perseveration); or
the diagnosis of AD in its initial stage (or MCI)
• Prominent characteristics of PPA manifesting
has greater reliability when using two tests for
as semantic variant (with fluent speech,
each of the four cognitive domains most affected
anomia, and semantic memory difficulties)
by the disease and greater sensitivity when de-
or as non-fluent variant (with agrammatism
fining deficit score as >1 standard deviation (SD),
and/or marked speech apraxia); or
and not >1.5 or >2SD), relative to normative values.
• Evidence of concomitant neurological or
Thus, in addition to conducting a global cognitive test
non-neurological active disease, or medication
(MMSE, Mini-Mental State Examination; or MoCA,
use that may substantially affect cognition.
Montreal Cognitive Assessment), the evaluation must
Anamnesis include episodic memory, language, executive func-
tions, and visual-spatial functions, with two subtests
A detailed anamnesis focused on the most common
for each cognitive domain.
cognitive and neuropsychiatric alterations of AD al-
The main instruments recommended for cognitive
lows diagnosing the disease more safely, establishing
assessment in AD in Brazil are presented below.
its subtype based on its initial presentation and stage,
and differentiating it from other neurodegenerative Given the country’s socio-cultural and educational
diseases. Interrogation of patients and their relative/ heterogeneity, it is advisable to use instruments with
caregiver should cover (1) neuropsychiatric disorders cutoff scores adjustable by level of education to avoid
such as depression, anxiety, apathy, delusional ideas, false-positive results in the diagnostic process 38.
hallucinations, and aberrant or uninhibited motor be- The instruments are subdivided into cognitive
haviors, which are socially inappropriate; and (2) cogni- screening tests, specific tests for evaluating different
tive difficulties in the following domains, most affected cognitive domains, and instruments for assessing
by the disease: functionality (Table 1).
I. Episodic memory: Does the patient forget More recently, the sum of boxes (CDR-Sum
recent facts and dates, items to purchase, of Boxes – CDR-SB) have replaced the Clinical Dementia
appointments, or places where he/she keeps Rating (CDR) global scores. The first allows detecting
objects? Or does he/she keep repeating the same smaller differences within and between subsequent
questions or comments? global scores as well as within and between stages
II. Executive functions: Does the patient have of the disease, helping differentiate MCI from initial
difficulty staying focused, making decisions, dementia, as seen in O’Bryant et al.87, who described the
planning activities, solving everyday problems, following ranges of CDR-SB corresponding to CDR-GS
shopping, and dealing with small amounts scores: 0.5 to 4.0 for the CDR-GS of 0.5; 4.5 to 9.0
of money? Do they present loss of motivation for CDR-GS of 1; 9.5 to 15.5 for CDR-GS of 2; and 16.0
and initiative? Do they have impaired judgment? to 18.0 for CDR-GS of 3.
Screening tests
Mini-Mental State Examination (MMSE)39,40, Montreal Cognitive Assessment (MoCA)41,42, Cognitive Abilities
Brief tests
Screening Instrument – Short Version (CASI-S)43,44, Brief Cognitive Screening Battery (BBRC)45,46
Verbal episodic memory Rey Auditory Verbal Learning Test (RAVLT)58,59, CERAD Battery Word List Learning Subtest
Subtest “figure recognition” (BBRC), Subtest “geometric figure recall” (CERAD Battery),
Nonverbal memory
Rey-Osterrieth Complex Figure60,61
Language Verbal Fluency Test (phonemic and semantic)62,63, Boston Naming Test (BNT)64,65
Attention control and executive function Digit Span Task in forward and inverse order66,67, Clock Drawing Test68,69, Verbal Fluency Test
Visual-spatial /
CERAD / MoCA Figure Copy Subtest, Clock Drawing Test
visual-constructive abilities
Functional assessment
Functional Activities Questionnaire (FAQ)70,71, Informant Questionnaire on Cognitive Decline in the Elderly
(IQCODE)72,73, Direct Assessment of Functional Status-Revised (DAFS-R)74,75, Disability Assessment
Instrumental activities of daily living
for Dementia (DAD)76,77, Activities of Daily Living Questionnaire (ADLQ)78,79, Bayer Activities of Daily
Living Scale (B-ADL)80,81, AD8 Dementia Screening Interview82
Basic activities of daily living Katz scale83,84, Functional Activities Questionnaire (FAQ)70,72
Laboratory tests in AD clinical propaedeutics to rule out secondary lesions and to identify patterns
Several clinical conditions may cause cognitive impair- of brain atrophy specific to the disease. MRI provides
ment, such as hypothyroidism, hypovitaminosis, and better anatomical resolution and different acquisition
neurosyphilis. An initial medical evaluation should techniques that are more useful than CT for differen-
conduct a basic laboratory evaluation to rule out the tial diagnoses with other dementias, such as those of
main secondary causes of cognitive decline. It should vascular or prion pathology.
also seek to identify systemic diseases and comorbid- As a neurodegenerative disease, AD invariably
ities that could worsen the neurological condition, occurs with cerebral atrophy. The most common pattern
such as dyslipidemia and diabetes88-91. of volumetric alteration is atrophy of mesial temporal
The list of recommended laboratory tests should structures (MTS), in structures such as the hippocampus
include hematological, renal, hepatic, lipid, and metabolic and entorhinal cortex, which correlates with the clinical
profiles (serum sodium, potassium, and calcium), findings of episodic memory deficit. However, atrophy
fasting glucose, folic acid dosage, vitamin B12, TSH, can also affect different regions, especially in atypical
free T4, syphilis serology, and especially in atypical cases presenile presentations, such as linguistic, dysexecutive
or in case of clinical suspicion, HIV testing92. and/or behavioral (frontal), and visual-spatial variants,
among others, which will be discussed later93.
Structural neuroimaging Computed tomography (CT) is a useful, more available,
Brain evaluation by structural neuroimaging such as and lower-cost effective study that can be used even in
computed tomography (CT) or magnetic resonance im- primary health care. Similarly to MRI, CT can rule out
aging (MRI) is essential for properly diagnosing AD, both structural lesions such as subdural hematoma, tumors,
and hydrocephalus94. It can also evaluate hippocampal differentiate AD from normal older adults, although
atrophy, especially via coronal plane reconstruction. other dementias may also present hippocampal atrophy,
Although MRI has a higher anatomical resolution such as vascular dementia or dementia with Lewy
than CT, the Medial Temporal Atrophy Scale (MTA or bodies. The Scheltens scale assesses the width of the
Scheltens scale) can also be used in CT (Figure 1)95. choroidal fissure and temporal horn as well as the height
The MTA is sensitive to diagnose AD and specific to of the hippocampus(Figure 2)94,96.
Score Width of the choroidal fissure Length of the temporal horn Hippocampus height
0 Normal Normal Normal
1 ↑ Normal Normal
2 ↑↑ ↑ ↓
3 ↑↑↑ ↑↑ ↓↓
4 ↑↑↑ ↑↑↑ ↓↓↓
Figure 1. Application of the MTA scale on MRI (above) and CT (below). Under 75 years old, ≥2 is abnormal; over 75 years old, ≥3 is abnormal95.
Figure 2. Structures evaluated in the MTA scale. A: temporal horn; B: choroidal fissure; C: hippocampus.
As aforementioned, MRI presents better anatomical and specificity of 80 to 85% in differentiating individuals
resolution and allows performing other imaging with AD from cognitively normal individuals 97 .
techniques. Visual inspection of MTS using scales such Some radiological centers and software available on
as the MTA is still the most widespread and available the Internet measure hippocampal volume by MRI,
method in the clinical diagnosis of AD, with sensitivity which may increase sensitivity/specificity for diagnosis.
an essential pathological characteristic of AD 114. the underlying presence of one or more pathogenic
Tau accumulation observed in molecular neuroimaging processes characteristic of AD, where: “A” is the infor-
studies has significant clinical correlations: a greater mation obtained by biomarkers indicative of cerebral
accumulation of tau is related to the increased severity Aβ accumulation (i.e., Aβ1-42 reduction in the CSF or
of cognitive decline115-117 and, in atypical AD, the regions positivity in molecular imaging methods of amyloid
with higher radiotracer retention are associated detection); “T” is the positivity of biomarkers indicative
with symptoms related to these regions, such as of tau hyperphosphorylation (increased P-Tau in CSF or
occipital lobes in PCA, and to the pattern of glycolytic positivity in molecular imaging methods with tau-PET);
hypometabolism118. Aβ biomarkers have good sensitivity and “N” indicates the occurrence of neurodegeneration
to identify cases of incipient AD 119 whereas P-Tau by the increase of T-Tau levels in the CSF, hippocampal
markers have greater specificity to diagnose AD120,121. and/or temporoparietal atrophy in MRI, or loss of re-
Currently, biomarkers are used mainly in research. gional cerebral metabolic integrity, according to glucose
From the clinical point of view, biomarkers should uptake profile by [18F]FDG-PET122,123. According to
be used to assess conditions considered atypical, specific topographic patterns, such measurements are
either for an initial non-amnestic clinical presentation further related to the presence of degenerative process
or in patients with early-onset dementia, which will at an early stage, corresponding to the degree of cerebral
be further addressed in the next section. atrophy and cognitive decline115,124.
According to the 2018 NIA/AA recommendations,
When to request CSF biomarkers in AD? which included the AT(N) classification, the AD
The indications for the CSF examination , in general, diagnostic spectrum requires evidence of accumulation
did not change since the last Brazilian Academy of Aβ peptide and AD is defined by the combination of
of Neurology consensus92. CSF examination is thus the positivity of this biomarker (A+) and biomarkers
indicated in the investigation of presenile dementia indicative of phosphorylated tau protein (T+). Positivity
(before 65 years) and in cases with atypical clinical pre- of biomarkers for cerebral amyloidosis (A+) and
sentation or course, communicating hydrocephalus, neurodegeneration (e.g., increase in CSF total tau)
and any evidence or suspicion of inflammatory, infec- (N+) in the absence of P-tau increase (T-) markers
tious, or prion disease of the central nervous system. concomitantly reflects AD pathological alteration and
I f the entire diagnostic process involving suspected non-AD pathological process. In short:
anamnesis, cognitive assessment, general examination, A -: not in the AD spectrum
and neuroimaging studies, the etiology of the dementia A+: AD spectrum
syndrome remains doubtful, CSF biomarkers may A+/T+: AD
be helpful. This uncertainty commonly arises in the A+/T-/N+: AD + suspicion of another non-AD
differential diagnosis of atypical AD presentations with pathological process
other dementias, such as the behavioral variant of FTD NIA/AA authors122 advise that these recommendations
or agrammatic and semantic PPA. apply only to research (observational and interventional)
CSF biomarkers can also be used in the workup and should not be understood as guidelines or diagnostic
for cognitive disorders to predict dementia in criteria for clinical practice, considering that: (1) they do
oligosymptomatic cases, where the identification of the not consider clinical symptoms, signs, and functional
AD ‘pathological signature’ in MCI allows inferring the impairment; and (2) 40% of cognitively normal older
underlying etiology of the disease with high accuracy. adults may present AD biomarkers and neuropathological
The development of potentially disease-modifying alterations125, of which about 20% will never develop
drugs, such as anti-Aβ monoclonal antibodies, dementia, even in their nineties126.
will promote CSF biomarker assessment, which is
essential for indicating these medications. Pathological diagnosis of AD
The pathological diagnosis of AD is based on the pres-
Biological diagnosis of AD through biomarkers ence of cortical atrophy, especially in the hippocam-
Diagnosis assisted by biomarkers allowed formulating pus and frontoparietal regions (associative areas),
recommendations for the biological diagnosis of AD with marked neuronal loss and extracellular NPs and
by the A/T(N) classification122. According to this pro- intraneuronal NFTs, which are the histopathological
posal, suspected cases of AD can be classified according markers of AD that establish its definitive diagno-
to the positivity of biomarkers that allow inferring sis. These markers are initially formed in the limbic
system (hippocampus and entorhinal cortex), pro- Diagnosis of AD at different levels of health care
gressing to the association cortex, subcortical nuclei, In Brazil, economic realities and access to health ser-
and brainstem structures. Other neuropathological vices are quite heterogeneous. This requires adapting
findings include neuronal loss in the pyramidal the instruments and diagnostic approaches within
layers of the cerebral cortex and synaptic degener- the levels of care established in the Guidelines of the
ation affecting associative limbic and cortical areas, Unified Health System (Sistema Único de Saúde – SUS)
starting from the hippocampus, with relative preser- (Primary, Secondary, and Tertiary Care).
vation of the primary areas (motor, somatosensory, Table 2 shows the suggested protocols for the
and visual). evaluation and diagnosis of AD at each level of care:
Table 2. Suggested protocol for the diagnosis of AD at each level of health care.
Diagnosis in Primary Care
Ask the patient and their relative/caregiver about cognitive, neuropsychiatric, and behavioral symptoms. The interviews
Anamnesis
should be preferably conducted separately.
Perform general physical examination looking for signs of systemic diseases and a complete neurological examination
Clinical examination
attentive to focal signs.
Laboratory tests Perform laboratory tests to detect causes of secondary dementias and comorbidities that may contribute to the clinical picture.
Applying a brief cognitive screening test, such as MoCA, BBRC, or CASI-S is suggested. BBRC stands out due to its easy
application and high sensitivity, even for individuals with low schooling levels. Moreover, applying brief highly sensitive tasks,
Cognitive assessment such as semantic verbal fluency (animals) and a word-learning test, which are highly accurate to detect dysfunction of the
hippocampal system (amnesia), is recommended. Data on functionality can be addressed in the anamnesis or specific brief
questionnaires, such as the Functional Activities Questionnaire (FAQ).
A brain CT is essential to rule out other causes of dementia (such as tumors, hydrocephalus, or cerebral infarctions)
Structural neuroimaging
and to identify, within the limitations of the method, patterns of atrophy compatible with AD.
Anamnesis Ask the patient and their relative/caregiver about cognitive, neuropsychiatric, and behavioral symptoms.
Perform general physical examination looking for signs of systemic diseases and a complete neurological examination
Clinical examination
attentive to focal signs.
Perform laboratory tests to detect causes of secondary dementias and comorbidities that may contribute to the clinical
Laboratory tests
picture. If chronic meningitis is suspected, a lumbar puncture should be performed for CSF analysis.
Using a brief test of cognitive screening or multifunctional battery of medium coverage is suggested, with at least one task
Cognitive assessment
to examine each cognitive domain; complement by applying a functional assessment tool, as described above.
Brain CT or MRI (preferably) is essential to rule out other causes of dementia and further investigate mesial structures,
Structural neuroimaging
with visual scales or manual or automated volumetry.
Using biomarkers is indicated in cases of diagnostic doubt between AD and other neurodegenerative dementias not in
the amyloid spectrum, such as FTD, to correctly follow the guidelines for the use of AD approved medications, such as
cholinesterase inhibitors and memantine. Other situations are referred to in biomarkers sections. Importantly, the future
Biomarker assessment
emergence and availability of potentially disease-modifying drugs will require evaluating all patients with mild AD as potential
candidates for these treatments. Biomarkers can be requested from the secondary level of health care if they are reserved
for selected cases and requested and interpreted by trained professionals.
Anamnesis Conduct a detailed initial interview with the patient and their relative/caregiver.
Perform a general physical examination looking for signs of systemic diseases and a complete neurological examination
Clinical examination
attentive to focal signs.
Perform laboratory tests to detect causes of secondary dementias and comorbidities that may contribute to the clinical
Laboratory tests picture and other tests if suspecting a relevant systemic disease. If chronic meningitis is suspected, a lumbar puncture
should be performed for CSF analysis.
Continue...
Table 2. Continuation.
A comprehensive neuropsychological evaluation using a cognitive screening test is suggested for applying instruments
Cognitive assessment
to further examine all cognitive domains and to assess functionality and neuropsychiatric disorders.
Brain MRI is essential to rule out other causes of dementia and further investigate the mesial temporal and other brain
Structural neuroimaging
regions using visual scales or manual or automated volumetry.
FDG-PET or single-photon emission computerized tomography (SPECT) studies may show regional alterations in brain
Functional neuroimaging metabolism or changes in blood flow in cases of incipient and/or mild dementia, even in the absence of structural changes
in neuroimaging.
Using biomarkers is indicated in cases of diagnostic doubt between AD and other neurodegenerative dementias not in
the amyloid spectrum, such as FTD, to correctly follow the guidelines for the use of AD approved medications, such as
Biomarker assessment cholinesterase inhibitors and memantine. Other situations are referred to in biomarkers sections. Importantly, the future
emergence and availability of potentially disease-modifying drugs will require evaluating all patients with mild AD as potential
candidates for these treatments.
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Universidade Federal de Minas Gerais, Departamento de Clínica Médica, Belo Horizonte MG, Brazil.
1
2
Universidade Federal de Minas Gerais, Faculdade de Medicina, Departamento de Clínica Médica, Grupo de Pesquisa em Neurologia Cognitiva e do Comportamento,
Belo Horizonte MG, Brazil.
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
3
Universidade Federal de Minas Gerais, Faculdade de Medicina, Departamento de Fonoaudiologia, Belo Horizonte MG, Brazil.
4
5
Universidade Federal do ABC, Grupo de Estudos em Neurociência da Linguagem e Cognição, Programa de Pós-Graduação em Neurociência e Cognição,
Centro de Matemática, Computação e Cognição, Santo André SP, Brazil.
Universidade de São Paulo, Gerontologia, Ciências e Humanidades, Escola de Artes, São Paulo SP, Brazil.
6
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife PE, Brazil.
7
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre RS, Brazil.
9
10
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre RS, Brazil.
11
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre RS, Brazil.
12
Universidade Estadual de Campinas, Faculdade de Ciências Médicas, Departamento de Neurologia, Campinas SP, Brazil.
13
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
14
Universidade de Fortaleza, Fortaleza CE, Brazil.
15
Universidade Federal de São Carlos, Centro de Ciências Biológicas e da Saúde, Departamento de Medicina, São Carlos SP, Brazil.
16
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo SP, Brazil.
17
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre RS, Brazil.
18
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina, Departamento de Medicina Interna, Porto Alegre RS, Brazil.
19
Universidade Cidade de São Paulo, São Paulo SP, Brazil.
Correspondence: Leonardo Cruz de Souza; Email: leocruzsouza@ufmg.br.
Conflict of interest: LCS: Participation in advisory board for Biogen. Participation as speaker in symposia sponsored by Biogen; JS: Participation as speaker in symposia
sponsored by Roche laboratory; LPS: Participation in advisory boards for Biogen. Participation as speaker in symposia sponsored by Aché, Apsen and Biogen laboratories;
MLFB: Participation in advisory boards for Biogen. Development of material for continuous medical education and participation as speaker in symposia sponsored by EMS
and Torrent laboratories; PC: Participation as principal investigator in clinical trials for Novo Nordisk and Roche laboratories. Participation in advisory boards for Aché, Biogen,
EMS, Nutricia and Roche laboratories. Development of material for continuous medical education and participation as speaker in symposia sponsored by Aché, Nutricia,
Libbs, Roche, Sandoz, Torrent and Zodiac laboratories; PHFB: Participation in advisory boards for Biogen and Novo Nordisk laboratories. Supervision of training activities for
Biogen, Janssen-Cilag and Novo Nordisk laboratories and for Quintiles. Participation as speaker in symposia sponsored by Apsen, Nutricia, Roche and Sandoz laboratories;
RN: Participation in advisory board for Biogen; MLH, THM, MTCG, MSY, BJAPB, NAFF, FACV, MLFC, SMDB, VSB, LTT: There is no conflict of interest to declare.
Received on August 10, 2021; Received in its final form on December 08, 2021; Accepted on April 27, 2022.
ABSTRACT. “Frontotemporal dementia” (FTD) is a clinical syndrome characterized by the focal involvement of the frontal and/or temporal lobes. FTD has
three clinical phenotypes: the behavioral variant and two linguistic subtypes, namely, non-fluent/agrammatic primary progressive aphasia (PPA-NF/A) and
semantic PPA (PPA-S). FTD is the second most common cause of dementia in individuals under the age of 65 years. This article presents recommendations
for the diagnosis of FTD in the Brazilian scenario, considering the three levels of complexity of the health system: primary health care, secondary and
tertiary levels. Diagnostic guidelines are proposed, including cognitive testing, behavioral and language assessments, laboratory tests, and neuroimaging.
Keywords: Frontotemporal Dementia; Aphasia, Primary Progressive.
biopsy or on post-mortem examination, or patients with of the language network in the language-dominant
evidence of pathogenic mutation. temporal and frontal lobes7,8. In most cases, there is
According to the same consensus6, for possible predominant involvement of the left hemisphere,
or probable diagnosis, the patient must meet at least with rare exceptions (crossed aphasia and/or conditions
three of the following criteria: (I) early disinhibition; that start with neurodegeneration on the right
(II) apathy or early inertia; (III) early loss of empathy/ hemisphere and with initial symptoms of prosopagnosia
sympathy; (IV) perseverative, stereotyped, or early and/or visual agnosia)9. Language disorders involve one
compulsive/ritualistic behavior; (V) hyperorality and or more levels of linguistic processing (phonological,
dietary changes; and (VI) neuropsychological profile semantic, syntactic) and are associated with cognitive
with executive dysfunction and relative preservation (i.e., speech apraxia) and/or motor (dysarthria)
of episodic memor y and visuospatial abilities. speech alterations. In addition, language impairment
The symptom is early if it occurs within the first three impacts communication skills; thus, functional
years after the onset of symptoms. deficits vary depending on the language demands
related to professional occupation and daily activities,
and to the cognitive resources and strategies that
Table 1. Diagnostic Criteria for Frontotemporal Dementia patients use to compensate for the deficits, as well.
(behavioral variant) – adapted from Rascovsky et al. (2011). Environmental factors can also mitigate or enhance
the functional impairment10.
Frontotemporal dementia: behavioral variant Gorno-Tempini et al. (2011) suggested unifying the
Progressive deterioration in behavior and/or cognition, evidenced
nomenclature and defined criteria for the syndromic
by observation or clinical history (requires an informant).
diagnosis of PPA and its three main variants,
Possible diagnosis in terms of clinical manifestations, neuroanatomical
Must meet at least 3 of the 6 criteria listed below: and neuropatholo g ical cor relates. PPA -NF/A
(I) behavioral disinhibition (socially inappropriate behavior; (non-fluent/agrammatic) and PPA-S (semantic) are
impulsiveness; loss of social rules or decorum); part of the clinical syndrome of FTD. On the contrary,
(II) apathy or inertia; the logopenic subtype of PPA (PPA-L) is considered
(III) loss of empathy/sympathy (decreased affective resonance
an atypical presentation of AD. It should be noted,
to the needs and feelings of others; diminished social interest,
reduced interpersonal “heat”); however, that about 1/3 of the patients have mixed
(IV) perseverative, stereotyped, or compulsive/ritualistic behaviors; conditions or do not fit the criteria for these variants11,12.
(V) hyperorality and dietary changes (alteration of food Thus, although the diagnosis of PPA can be accurately
preference, increased consumption of alcohol or cigarettes, distinguished from bvFTD and/or other dementia
oral exploration of objects); conditions, classification into variants requires speech
(VI) neuropsychological profile with executive deficits and relative and language examination by experts. In the present
preservation of episodic memory and visuospatial functions.
consensus, we have chosen the terms PPA-S, PPA-NF/A
Probable diagnosis and PPA-L. Other terminologies are also used, including:
Must meet criteria for possible FTD and have: “semantic variant of PPA,” “non-fluent variant of PPA,”
(I) Significant functional decline, demonstrated and “logopenic variant of PPA.”
in specific inventories; and According to Gorno-Tempini et al. (2011) 7 ,
(II) Evidence of typical FTD alterations on neuroimaging the clinical diagnosis of PPA requires fulfilling three
examination (atrophy or hypometabolism or hypoperfusion criteria: (1) the most prominent clinical feature is
in frontotemporal regions).
language difficulty; (2) language difficulties are the
Definite diagnosis main cause of functional impairment (difficulty
Must meet criteria for possible or probable FTD and have: in communication); and (3) aphasia must be the
(I) Pathological confirmation of frontotemporal lobe degeneration; or most prominent deficit at the beginning of the
(II) Evidence of causative genetic mutation. condition. Furthermore, the pattern of deficits must
not be explained by another neurological or psychiatric
disorder, and patients must not initially present
significant behavioral disturbances or other cognitive
PPA, in turn, is a clinical syndrome characterized impairments. However, deficits in other cognitive
by a language disorder of insidious onset and functions appear in the neuropsychological assessment,
progressive course, which affects the functioning especially in cognitive skills that share neuroanatomical
correlates with the language network (such as verbal diagnostic levels: one supported by neuroimaging exams
immediate memory; numerical and calculation skills; and another supported by histopathological findings.
ideomotor praxis). However, these deficits should be Next, we propose ways to carry out the diagnostic
milder compared to the language deficit. In addition investigation of FTD (all subtypes) at different levels
to the clinical level, the consensus predicts two other of health care (Figures 1 and 2).
Clinical Interview
Mini-Mental State Exam
Laboratory screening
Brain CT
Neuropsychiatric Inventory
Consider:
FDG-PET
Genetic Investigation
Biomarkers for Alzheimer’s disease
CONFIRMATION OF THE
Neurological evaluation HYPOTHESIS OF PPA
DIAGNOSIS OF PPA
Investigation:
Avaliação Especializada: Neurological follow up
– Biomarkers
– Speech therapy Pharmacological treatment
– Genetics
– Neuropsychology Non-pharmacological treatment
– Functional neuroimaging
Primary health care a brief neurological examination, looking for focal deficits
that suggest stroke or expansive intracranial lesions.
Clinical assessment (bvFTD and PPA) Regarding progressive language disorders, patients
In primary health care, the patient will be initially and family members seek medical care due to complaints
evaluated by a general practitioner, who must carry out of memory or specific language and/or speech problems
a careful anamnesis in order to identify a condition of (Figure 2). When faced with the memory complaint,
cognitive-behavioral decline or progressive language it is important to differentiate which memory problem
disorder and then refer the patient to the appropriate the patient and family refer to. Often, patients having
workup. Therefore, it is important to describe how difficulty finding words and forgetting the names of
symptoms appear. Due to its degenerative nature, people and objects (essentially linguistic alterations)
the onset of FTD symptoms is usually insidious and report that they have memory failures, but these are
progressive, unlike vascular conditions, in which the not episodic memory alterations (common in AD),
“stepwise deterioration” of symptoms is more common. but rather word memory (lexical access difficulties and
Considering the clinical suspicion of cognitive- anomie), suggesting language impairment. In some
behavioral decline, the physician must actively inquire cases, it is possible that the memory complaint is related
about psychiatric (past admission to psychiatric to the gradual loss of knowledge of the meaning of
institutions) and infectious (syphilis, HIV) antecedents words and concepts (for example: having doubts about
and about the use of psychotropic drugs that may what the words mean, which is a symptom of impaired
interfere with cognitive-behavioral functioning. verbal semantic memory).
Mood symptoms and maniform manifestations should Initial language complaints may be diverse. The most
also be always investigated, as they may indicate frequent are lexical access difficulties and anomia.
a psychiatric cause for the patient’s clinical condition. However, there are also reports of exchange of words,
On physical examination, the physician should perform exchange of phonemes, stuttering, slowing down
of speech production, language comprehension the presence of dementia, which should be confirmed
difficulties, failures in reading or writing and so forth. in further evaluations in secondary care.
It is important to investigate whether the patient and/or Social cognition involves processing information
informant (e.g., family member) notices an insidious that is relevant to social interaction. In bvFTD, social
worsening of language in relation to premorbid cognition may be altered, as the patient may fail
performance. There is great heterogeneity of language to understand what others are thinking or feeling.
in the population, depending on education, reading and The clinician should ask the caregiver whether the
writing habits, and occupation. It may be tough to detect patient understands the problems and concerns of
difficulties in individuals who, throughout life, had poor those around them (cognitive empathy) and whether
language skills (for example, writing errors, low reading they care, suffer, or rejoice in what happens to
fluency, impoverished vocabulary). Therefore, in some others (emotional empathy). Questions can be asked
cases, it may be necessary to conduct a longitudinal about their ability to socialize and changes in their
follow-up to identify the progression of the condition. moral rules. From this perspective, primary care
Clinical history is fundamental for the diagnosis of PPA. physicians should inquire caregivers and observe
Speech-language disorders, in the initial phase, do not patients regarding typical behavioral changes of FTD,
significantly impact functional activities, and some in addition to other neuropsychiatric manifestations,
patients even keep their work activities. such as delusions and hallucinations, which may
suggest primary psychiatric disorders.
Cognitive and behavioral assessments The performance of patients with PPA on the MMSE
The assessment of cognitive performance represents an will depend on the intensity of the aphasia, as it is
important component of the diagnostic procedures of a test that is highly dependent on language. MMSE
FTD. Cognitive changes in bvFTD can be heterogeneous, results may overestimate cognitive decline, as cognitive
functions such as temporal orientation and memory are
but the diagnostic criteria of Rascovsky et al. (2011)
assessed by language. On the other hand, the language
suggest that the neuropsychological profile should
deficit can be underestimated, since the MMSE linguistic
include executive dysfunction, relative preservation
tasks have low complexity to assess the production and
of episodic memory and of visuospatial functions.
comprehension of words and sentences. Thus, initial
However, in the early stages of the disease, especially
cases of PPA can obtain scores within the expected
among people with a high level of education, executive
range for their schooling.
dysfunction may not be evident 13 . Additionally,
other diseases (including AD) can lead to executive
Laboratory investigation
dysfunction 14. Another challenging factor is that Metabolic and/or infectious disorders (renal or liver
patients with bvFTD can also present episodic memory failure, hypothyroidism, neurosyphilis and HIV
deficit, in a pattern similar to that observed in AD15,16. infection, and so on) that cause neuropsychiatric
Even so, documenting the cognitive profile suggested manifestations can be ruled out through blood tests.
in the international criteria 6 is important for the Thus, all suspected cases of FTD (regardless of the
diagnosis of bvFTD. According to this perspective, phenotypic presentation) should undergo laboratory
identifying a reduction in global cognitive efficiency investigation to screen for reversible causes of cognitive-
and executive dysfunction of magnitude greater than behavioral decline 20 : blood count, vitamin B12,
episodic memory deficits may suggest bvFTD. folic acid, liver, kidney and thyroid functions, protein
In primary care, complaints from patients and their electrophoresis, and anti-HIV serology.
families suggesting the presence of cognitive deficits
should be carefully analyzed, especially those indicating Neuroimaging investigation
difficulties in planning and organizing activities. In primary health care, CT scan can be a useful procedure
The Mini-Mental State Examination (MMSE)17,18 should as an initial propaedeutic. This exam evaluates the
be applied for the global assessment of cognition, presence of frontotemporal lesions (e.g., tumors,
and the score should be interpreted in relation to the hematomas), ventricular dilatation or cerebrovascular
individual’s educational level. Patients with bvFTD lesions that are associated with behavioral symptoms.
are likely to lose points in mental calculation and Computed tomography in bvFTD usually shows
the command sub-items (due to attention deficit); asymmetric increase in sulci and fissures in the frontal
orientation in time and space are usually preserved19, and/or temporal lobes. These findings, however,
as the drawing. Impairment in the MMSE may suggest can only be observed when the disease is at a more
advanced stage. In the linguistic variants, frontoinsular domains can be especially relevant for the diagnosis
atrophy in the dominant hemisphere can be observed, of bvFTD and PPA, respectively.
in the case of the PPA-NF/A variant, and atrophy The Frontal Assessment Battery (FAB)26,27 and the
of temporal poles, in the case of the PPA-S. INECO Frontal Screening (IFS)28 can identify executive
dysfunction and help detect patients with bvFTD.
Secondary level However, these instruments may fail in the differential
diagnosis of dementia subtypes29.
Clinical assessment Regarding social cognition, the physician should ask
At the secondary level, the patient will be evaluated the caregiver if the patient understands the problems
by a neurologist, who must carry out a thorough and concerns of the people around them (cognitive
neurological examination, preceded by a detailed empathy) and if they care, suffer, or are happy with what
anamnesis, which aims to recapitulate the main happens to others (emotional empathy). Questions
elements of clinical and family history. The neurologist about their social skills and changes in their moral
should actively look for signs of parkinsonian rules can also be asked.
syndrome, in addition to changes in oculomotricity The short version of the Neuropsychiatric Inventory
(conjoined down-gaze palsy), which may evoke (NPI)30,31, the NPI-Q32, can be used in the investigation
progressive supranuclear palsy. Similarly, signs of neuropsychiatric symptoms. The NPI-Q can detect
of asymmetric muscle atrophy, fasciculations and the behavioral symptoms of bvFTD. The NPI-Q has been
pyramidal signs (Babinski and Hofmann signs) should validated for the Brazilian population33. The Frontal
be looked for to identify signs of motor neuron disease. Behavioral Inventory can also be used34.
The neurologist should also look for the presence
of primitive signs (grasping, glabellar, snouting) Laboratory investigation
that suggest severe frontal involvement. At the secondary level, the physician must review
all laboratory tests to screen for reversible causes
Cognitive and behavioral assessments of dementia. For pre-senile patients, it may be necessary
At this level of care, the assessment of cognition must to include tests of autoimmune diseases, such as
be comprehensive and evaluate the main cognitive vasculitis and systemic lupus erythematosus, depending
domains. The application of the Brief Cognitive on the patient’s clinical context.
Screening Batter y (BBRC) is recommended 21,22 . For patients suffering from the condition
The BBRC includes the Figure Memory Test, which before turning 65 years old, or for those with a
requires naming and recalling ten figures to assess rapidly progressive decline, lumbar puncture is
episodic memory. In this battery, executive functions mandatory, to rule out inflammatory and/or infectious
are investigated with the Animal Verbal Fluency Test causes of dementia.
and the Clock Drawing Test, which are followed by the
delayed recall of the ten figures previously presented Neuroimaging investigation
(after 5 minutes). Special attention should be paid to In secondary care, magnetic resonance imaging (MRI) of
the delayed recall (cut-off score ≤ 5 pictures), as it is the brain should be performed. On MR images, an increase
a marker of episodic memory impairment. The BBRC in sulci and fissures can be observed, with frontotemporal
can be used in populations with different educational predominance (Figure 3). bvFTD is characterized by early
backgrounds23. Slowness in naming, lack of responses atrophy of frontotemporal regions, affecting the anterior
and/or phonological/semantic errors may indicate cingulate and orbitofrontal cortex35,36. Hippocampus
difficulties in understanding or expressing the language. may be atrophied in bvFTD to a similar degree to that
Episodic memory is preserved in the early stages of PPA. seen in AD37. Some atrophic patterns may suggest
Patients usually perform well in the recognition task, FTD associated with genetic mutations: pronounced
as it does not require oral recall. bitemporal atrophy occurs in patients with a MAPT
The Addenbrooke Cognitive Examination – mutation; markedly asymmetric frontotemporal atrophy is
Revised (ACE-R)24,25 is also an excellent tool for the common in patients with a progranulin (GRN) mutation38.
global assessment of cognition. The ACE-R includes Extensive white matter lesions can also occur in patients
the MMSE. Additionally, it provides individualized with progranulin mutation39. As disease progresses,
scores for attention and orientation, episodic atrophy gets more pronounced in the frontotemporal
memory, verbal fluency, language, and visual-spatial lobes, with relative preservation of the posterior regions.
skills. The scores for the verbal fluency and language In PPA-NF/A, atrophy of the inferior frontal gyrus
of the dominant hemisphere is detected, whereas in MRI also allows the identification of hypersignal on
PPA-S there is typically focal atrophy of the temporal pole, T2-weighted and FLAIR sequences, which could suggest
uni- or bilaterally. vascular dementia or leukoencephalopathy.
Figure 3. A. Focal atrophy of frontotemporal regions in the behavioral variant of Frontotemporal Dementia; B. Atrophy of the inferior frontal gyrus of the dominant
hemisphere in primary non-fluent/agrammatic progressive aphasia (PPA-NF/A); C. Focal temporal pole atrophy in semantic primary progressive aphasia (PPA-S).
WAIS-III Block Design also assesses visual- Psychiatric Diseases54. There is no validation of this
constr uctive skills and is a timed task ; scale in Brazil, but there is a translation34.
the Visual Object and Space Perception (VOSP) The DAPHNE scale63 is based on the bvFTD diagnostic
test can be used to assess visual-perceptual criteria 6 and on the FBI items. There is only one study
abilities46. According to current criteria, patients to evaluate its application in the differential diagnosis
with bvFTD have unimpaired visuospatial between bvFTD and AD (frontal variant), with good
capabilities6. For example, in the Rey Complex clinical accuracy64. There is no Brazilian validation or
Figure test, patients with bvFTD tend to perform translation of this scale, but it appears to be promising.
well, and errors are usually related to failures in For an accurate differential diagnosis between FTD
organization and planning, while patients with and PPD, a formal evaluation by a psychiatrist with
AD commit visuospatial errors43; experience in degenerative dementias is recommended.
• Language – the Boston Naming Test assesses the
ability to perceive, interpret and name 60 common Linguistic variants (PPA-NF/A and PPA-S)
figures. The importance of using the version The investigation and characterization of language
adapted for Brazil is highlighted47. The WAIS-III and speech impairments should encompass both
Vocabulary test may also be helpful45; spontaneous conversation and the testing of specific
• Social cognition – Although not included language skills, including phonological, lexical/semantic
in current criteria for diagnosing bvFTD, and syntactic levels.
a growing body of evidence suggests that Spontaneous conversation, in addition to the
tests of social cognition may be useful for the elaboration of speech from a picture, provides
differential diagnosis between bvFTD and information on oral fluency and speech motor capacity.
other dementias, such as AD48,49. Studies have Patients with PPA-NF/A often have reduced oral
shown that the Facial Emotion Recognition production; they may manifest articulatory and/or
Test (FERT) and the Faux-Pas Test (which syntactic errors, slow speech rhythm, and difficulty
assesses theory of mind) are useful in the in lexical access. Patients with PPA-S are fluent,
differential diagnosis between bvFTD and AD48,49. with preservation of the syntactic structure, but with
The short version of the Social and Emotional difficulties in lexical access; they also manifest semantic
Assessment (Mini-SEA) 50 – consisting of the and verbal paraphasias, and frequently use generic
FERT and the Faux-Pas test – is an efficient words (“things,” for example), circumlocutions
instrument to differentiate bvFTD from AD, and compensatory gestures7,65.
regardless of executive dysfunction51, apathy52 Variable degree of anomia is a symptom common to
and episodic amnesia53. It also differentiates all PPA subtypes; for this reason, visual confrontation
bvFTD from depressive disorder50, and it is also naming tests should always be used. Not only the final
recommended to distinguish bvFTD from other score, but the types of paraphasias, are important for
primary psychiatric disorders54. Despite the lack the diagnosis of the PPA variant. In PPA-S, the difficulty
of formal validation of the Mini-SEA in Brazil, in naming is accompanied by semantic impairment,
its clinical validity among Brazilian patients has with frequent semantic paraphasias, use of circumlocution
already been demonstrated in research51,52. There and supracategorization (name a dog as an animal,
is a cross-cultural study of FERT with normative for example), while in PPA-NF/A the deficit comes from
data for the Brazilian population55 and a cross- failure to access the lexicon. In PPA-S, it is possible
cultural adaptation of the Faux-Pas test, with the that the patient does not identify the visual stimulus.
assessment of its psychometric properties56; So, in addition to paraphasias, there are answers
• The Frontotemporal Dementia Rating Scale such as “what is this?”, “I don’t understand this one.”
(FRS)57 is a useful scale for staging the disease. In PPA-S, per for mance on specif ic tests of
It has been validated for use in Brazil58. word comprehension is necessar i ly impa ired,
Concerning the investigation of behavioral and performance on object knowledge tests may be
changes, the Frontal Behavioral Inventory (FBI)59,60 altered, especially on less familiar items; patients
is useful in the differential diagnosis between bvFTD with PPA-NF/A have satisfactory results in both
and other dementias and has good psychometric tasks. Conversely, the comprehension of complex
properties60-62. Recently, the FBI has been recommended sentences is frequently altered in PPA-NF/A, but it
for the differential diagnosis between FTD and Primary is generally preserved in PPA-S.
Repetition of sentences with different lengths and patients over 70 years old, the difficulty of performing
complexities is used to investigate the phonological the exam, and the onerous cost69.
loop of working memory. Patients with PPA-NF/A may Unlike the existing biomarkers for AD, there are
have repetition difficulties due to praxis problems. currently no specific biomarkers of pathophysiological
Individuals with PPA-S, however, show no difficulty changes associated with FTLD. The light chain
in this activity. neurofilament (NFL) has been intensively researched
The analysis of the type of errors in reading i n d e g e n e ra t i v e d e m e n t i a s , i n c l u d i n g F T D.
and writing tasks of regular, irregular words and NFL reflects axonal damage and is increased in FTD,
pseudowords makes it possible to differentiate as in other neurodegenerative diseases, such as AD.
patients with semantic impairment from those with NFL measurement is useful in differentiating FTD from
phonological difficulties. Patients with semantic other non-degenerative conditions such as primary
deficits manifest dyslexia and/or surface dysgraphia, psychiatric disorders 68. NFL dosage also appears
in which irregular words are read and/or written with to correlate with disease severity68. Despite its potential
oral support. The production of sentences and written interest, the measurement of NFL is not currently
texts also contributes to the recognition of syntactic available for use in Brazil.
difficulties. Patients with PPA-NF/A may present Most cases of FTD are sporadic70. However, in about
dyslexia and/or phonological dysgraphia. 40% of cases, a family history of dementia is identified.
Motor and praxis assessment of speech, including In approximately 10 to 15% of patients, an autosomal
diadochokinesia tests, helps the identification of dominant transmission pattern can be found, such as
dysarthria and/or speech apraxia. Speech apraxia mutations in the MAPT gene (“microtubule-associated
is a disturbance in the planning and programming protein tau”), in the progranulin (GRN) gene or the
of sensorimotor commands necessary to perform expansion. In Brazil, we found mutations in the
ar ticulator y movements. It is different from progranulin gene in about a third of familial cases,
dysarthria, which compromises the motor system. while c9orf72 expansions and pathogenic variants in
Speech apraxia is a primarily articulatory disorder, MAPT were found in about 10% of familial cases each70.
and prosody impairment may occur secondarily. Knowledge about monogenic forms of FTD has grown
As it is also responsible for changes in speech sounds, significantly over the last ten years and, currently,
it can be misdiagnosed as phonological impairments more than twenty genes with pathogenic variants
in oral emission. are known as genetic causes of FTD (many of them also
Performance on language tasks is significantly cause amyotrophic lateral sclerosis [ALS]).
impacted by education, occupation, and language The most frequent clinical presentations in
experiences (reading and writing habits, bilingualism, pathogenic variants of the progranulin gene are bvFTD
participation in social activities and hobbies involving (about 40% of cases in a multicenter study), PPA-NF/A
language). Research in Brazil has advanced to validate in 9%, and corticobasal syndrome in 4%. About 8%
and obtain standards for language tests. For a review of patients with this mutation have been diagnosed
of available instruments to assess adult language, with dementia of the Alzheimer type. The syndromes
see Parente et al.66. most frequently associated with c9orf72 expansions
Due to neuropathology, motor deficits are often are bvFTD (31%), FTD with ALS (11%) and ALS (20%).
associated with cognitive and behavioral conditions. In cases of pathogenic variants in the MAPT gene,
Thus, the speech therapy assessment should investigate the most frequently described clinical syndromes are
difficulties related to swallowing. bvFTD (44%), progressive supranuclear palsy (4%),
and Parkinson’s disease (5%)71.
Laboratory investigation Currently, the genetic investigation of familial FTD
For patients who undergo lumbar puncture, the cases is done by requesting the search for pathogenic
investigation of CSF biomarkers (beta-amyloid peptide, variants in gene panels associated with FTD or, preferably,
Tau and P-Tau) is useful to rule out AD, in cases of given the wide range of possible genes related to the disease
difficult differential diagnosis67,68. However, it should in a given family through exome sequencing. Importantly,
be noted that there are methodological issues that the search for c9orf72 expansion cannot be evaluated
must be considered when indicating and interpreting by exome analysis and a separate analysis is needed to
the dosage of biomarkers: the absence of established identify the presence of this mutation. In cases of FTD
universal reference values, analytical variability, with ALS, the search for c9orf72 expansion may even
the significant occurrence of false-positive results in precede exome sequencing. Of note, even in familial cases,
the exome sequencing and expansion search in c9orf72 of the frontal (or dysexecutive) variant of AD 73,
may be negative, and a mutation may not be identified. which is an atypical presentation of the disease
In a recent multicenter study, pathogenic variants in and manifests with apathy, emotional blunting,
the three major genes (GRN, MAPT, c9orf72) were only depressive symptoms, and episodic memory deficit.
identified in 61% of familial cases72. There are also radiotracers that bind to the tau
protein; however, so far, these tracers seem to be
Neuroimaging investigation better at detecting tau deposits related to AD.
At the tertiary level, MRI is also used as the main In conclusion, the diagnosis of different variants
diagnostic imaging method. However, in the early of FTD is mainly based on clinical interviews and the
stages of the bvFTD, structural changes may be subtle assessment of cognitive, linguistic and behavioral
or even absent. In this context, the use of functional aspects. Complementary tests provide valuable
neuroimaging (cerebral perfusion scintigraphy information to support the diagnosis and to rule
and, mainly, positron emission tomography with out causes that may be similar to FTD conditions.
fluorodeoxyglucose) may allow the identification The advent of new biological markers may provide
of alterations that suggest a neurodegenerative greater diagnostic accuracy in the years to come.
process (hyperfusion or hypometabolism), before
the atrophy is undoubted. Functional neuroimaging
exams may show metabolic or perfusion dysfunction in ACKNOWLEDGEMENTS
the prefrontal cortex and temporal poles, depending on PC, LCS and RN are funded by CNPq, Brazil (bolsa de
the clinical type of FTD. Positron emission tomography produtividade em pesquisa).
has better diagnostic accuracy than scintigraphy.
Currently, there are molecular neuroimaging Authors’ contributions. LCS, MLH, THM, MTCG, MSY,
methods of positron emission tomography, which VSB, LTT, JS, BJAPB, LPS: concept; LCS, MLH, THM,
allow the detection of cerebral beta-amyloid MTCG, MSY, VSB, LTT: drafting of the manuscript;
(such as PET with Pittsburgh Compound B, or PiB). BJAPB, FACV, JS, LCS, LPS, MLFB, MLFC, NAFF, PC,
Although it does not help in the diagnosis of PHFB, RN, SMDB: critical revision of the manuscript
bvFTD, it is a method that allows the diagnosis for important intellectual content.
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Diagnosis of vascular
cognitive impairment:
recommendations of the scientific department
of cognitive neurology and aging of the
Brazilian Academy of Neurology
Breno José Alencar Pires Barbosa1,2,3 , José Ibiapina Siqueira Neto4 , Gilberto Sousa Alves5 ,
Felipe Kenji Sudo6 , Claudia Kimie Suemoto7 , Fernanda Tovar-Moll6 , Jerusa Smid3 ,
Lucas Porcello Schilling8,9,10 , Marcio Luiz Figueredo Balthazar11 , Norberto Anízio Ferreira Frota12,13 ,
Leonardo Cruz de Souza14 , Francisco Assis Carvalho Vale15 , Paulo Caramelli14 ,
Paulo Henrique Ferreira Bertolucci16 , Sonia Maria Dozzi Brucki3 , Ricardo Nitrini3 ,
Eliasz Engelhardt17 , Márcia Lorena Fagundes Chaves18,19
1
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife PE, Brazil.
2
Instituto de Medicina Integral Prof. Fernando Figueira, Recife PE, Brazil.
3
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
4
Faculdade de Medicina da Universidade Federal do Ceará. Fortaleza, Brazil.
5
Universidade Federal do Maranhão, Centro de Ciências da Saúde, Departamento de Medicina I, São Luís MA, Brazil.
6
Instituto D’Or de Pesquisa e Ensino, Rio de Janeiro RJ, Brazil.
7
Universidade de São Paulo, Faculdade de Medicina, Divisão de Geriatria, São Paulo SP, Brazil.
8
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre RS, Brazil.
9
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre RS, Brazil.
10
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre RS, Brazil.
11
Universidade Estadual de Campinas, Faculdade de Ciências Médicas, Departamento de Neurologia, Campinas SP, Brazil.
12
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
13
Universidade de Fortaleza, Fortaleza CE, Brazil.
14
Universidade Federal de Minas Gerais, Departamento de Clínica Médica, Belo Horizonte MG, Brazil.
15
Universidade Federal de São Carlos, Centro de Ciências Biológicas e da Saúde, Departamento de Medicina, São Carlos SP, Brazil.
16
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo SP, Brazil.
17
Universidade Federal do Rio de Janeiro, Instituto de Neurologia Deolindo Couto e Instituto de Psiquiatria, Rio de Janeiro RJ, Brazil.
18
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre RS, Brazil.
19
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina, Departamento de Medicina Interna, Porto Alegre RS, Brazil.
Correspondence: Breno José Alencar Pires Barbosa; Email: brenojb@gmail.com.
Conflict of interest: JS: Participation as speaker in symposia sponsored by Roche laboratory; LPS: Participation in advisory boards for Biogen. Participation as speaker in
symposia sponsored by Aché, Apsen and Biogen laboratories; MLFB: Participation in advisory boards for Biogen. Development of material for continuous medical education
and participation as speaker in symposia sponsored by EMS and Torrent laboratories; PC: Participation as principal investigator in clinical trials for Novo Nordisk and Roche
laboratories. Participation in advisory boards for Aché, Biogen, EMS, Nutricia and Roche laboratories. Development of material for continuous medical education and participation
as speaker in symposia sponsored by Aché, Nutricia, Libbs, Roche, Sandoz, Torrent and Zodiac laboratories; PHFB: Participation in advisory boards for Biogen and Novo
Nordisk laboratories. Supervision of training activities for Biogen; Janssen-Cilag and Novo Nordisk laboratories and for Quintiles. Participation as speaker in symposia sponsored
by Apsen, Nutricia, Roche and Sandoz laboratories; LCS: Participation in advisory board for Biogen. Participation as speaker in symposia sponsored by Biogen;
RN: Participation in advisory board for Biogen; BJAPB, JISN, GSA, FKS, CKS, FTM, NAFF, FACV, SMDB, EE, MLFC: There is no conflict of interest to declare.
Received on August 02, 2021; Received in its final form on November 10, 2021; Accepted on April 27, 2022.
ABSTRACT. Since the publication of the latest recommendations for the diagnosis and treatment of Vascular Dementia by the Brazilian Academy of Neurology
in 2011, significant advances on the terminology and diagnostic criteria have been made. This manuscript is the result of a consensus among experts
appointed by the Scientific Department of Cognitive Neurology and Aging of the Brazilian Academy of Neurology (2020-2022). We aimed to update practical
recommendations for the identification, classification, and diagnosis of Vascular Cognitive Impairment (VCI). Searches were performed in the MEDLINE,
Scopus, Scielo, and LILACS databases. This guideline provides a comprehensive review and then synthesizes the main practical guidelines for the diagnosis
of VCI not only for neurologists but also for other professionals involved in the assessment and care of patients with VCI, considering the different levels
of health care (primary, secondary and tertiary) in Brazil.
Keywords: Dementia, Vascular; Cognitive Dysfunction; Cerebral Infarction; Stroke.
EPIDEMIOLOGY AND RISK FACTORS Classic metabolic and cardiovascular RFs are hypertension,
The prevalence of VCI is too complex to estimate, diabetes, dyslipidemia, atrial fibrillation, previous stroke,
because of geographic factors that imply in very metabolic syndrome, obesity, glucose intolerance, elevated
heterogeneous societies, the huge variation in the homocysteine, carotid stenosis, and hyperuricemia.
criteria used for diagnosis, different complementary Toxic RFs include alcoholism, smoking, and other causes
methods used in the investigation, or the scarcity such as low education, sedentary lifestyle, inadequate diet,
of studies, especially in Brazil and in low- and sleep apnea, and depression33.
middle-income countries 17,18. Despite the lack of
standardized diagnostic criteria, making it difficult
to determine its prevalence and risk factors (RF), MECHANISMS AND PATHOPHYSIOLOGY
VD is accepted as the second leading cause of dementia Cerebral vascular injuries comprise the ischemic
in the elderly, ranging from 8-45% of cases19,20. (infarcts, microinfarcts, lacunae, white matter
Studies with post-stroke patients have detected hyperintensities, enlarged perivascular spaces) and
VCIND in 24 to 70% of cases21,22. Considering that hemorrhagic lesions (hemorrhagic infarcts, cerebral
VD usually affects up to a third of individuals who hemorrhages, and microhemorrhages), which present
have suffered a stroke, it is observed that the VCIND in a variable way, with no single neuropathological
segment has a higher prevalence than dementia lesion characterizing VCI. In addition, there are no
conditions23. A Brazilian study evaluated 172 patients widely accepted criteria in relation to the location and
one year after an ischemic stroke and found that number of lesions necessary for the neuropathological
12.2% of cases met the criteria for probable VD24. diagnosis of VCI34-37. Several neuropathologic events
Another study estimated that approximately 5% of seem to contribute to the occurrence of VCI, including
individuals over 65 years of age had VCI, with 2.4% loss of white matter integrity with consequent
in the VCI-ND stage and 1.5% in the DV stage 6. disconnection between strategic areas for cognitive
Similarly, review studies showed that the prevalence networks 16, changes in the coagulation cascade 38
of VMCI ranged between 21 and 30%, affecting and oligodendrocytes39, and changes in endothelial cells
24-75% in cases with diagnosed stroke and 4-19% with alterations in cerebral blood perfusion40.
in those in which stroke had not been reported 25. The presence of lesions on neuroimaging must be
The high prevalence of VCI-ND/VMCI highlights the interpreted considering the clinical context. To cause
importance of this etiology of dementia, especially clinical symptoms, several basic characteristics must be
considering that early diagnosis and treatment met, such as extension, location and number of lesions.
of RF for VCI can prevent, stabilize, or prevent the In addition, other factors can influence the clinical
development of VD19,26-28. A clinicopathological study outcome of injuries, such as diaschisis, compensation
by the Biobank for Aging Studies of the University mechanisms, and cognitive reserve41-43.
of São Paulo described a prevalence of DV of 35%, The parameters for VCI-ND and DV regarding
considering only the presence of chronic infarcts for location, extension, and the number of lesions were
the neuropathological diagnosis, increasing to 49% previously examined by several authors. Lesions
when the presence of moderate to severe small vessel located in limbic-paralimbic regions, heteromodal
disease was included in the neuropathological criteria associative areas, certain subcortical structures,
for VD29. It should be remembered that mixed forms or in their connections tend to produce especially
of vascular pathology with neurodegenerative disease relevant pictures of VCI 44,45 . T hus, lesions in
[e.g., VCI + Alzheimer’s disease (AD)] are also included the following areas are related to clinical symptoms:
in the VCI construct, with important participation in the anterior cerebral artery (affecting the prefrontal
the total prevalence of VCI19,30,31. The possibility that region), the middle cerebral artery (associative areas of
mixed forms have their evolution attenuated and/or the parietal lobe, parietotemporal, temporo-occipital),
delayed through preventive measures is another the posterior cerebral artery (inferotemporal region),
aspect of great importance2,19,3. hippocampus, and thalamus nuclei [anterior, medial
The RFs for VCI are diverse. They are classically dorsal]) 45-47 . As for the white matter, which is
divided into sociodemographic, clinical characteristics, partly made up of long intra-hemispheric bundles,
neuroimaging aspects, and VCI characteristics. the frontosubcortical pathways (fronto-striatum-pale-
Non-modifiable RFs include advanced age, gender, thalamus-frontal circuits) underlying the executive
ethnicity, and genetic aspects (CADASIL, CARASIL, function should be highlighted. Damage to these
VLDL-R, APOE ε-4, HERNS, FABRY, among others). tracts is frequent in cases of VCI, even in the
early stages 48. It should also be remembered that, In patholog ic studies, the definition of a
regardless of their location, white matter lesions neuropathologic threshold to consider the lesion as
in any location compromise the frontal function49. a cause of cognitive alteration in VCI is a difficult
However, the extent and number of detectable task53,54. The same can be said about VCI as a whole.
lesions have been less studied. The most recent criteria Furthermore, evidence from the recent decades
for VCI pointed to the need for a lower vascular indicates that isolated DV is much less prevalent
load (fewer number of lesions) for the diagnosis of than mixed VCI, a product of degenerative AD type
non-dementia presentations 1,9,14,50. It is important and cerebrovascular lesions55. VCI Changes at any
to remember that white matter hyperintensities stage can be associated with neurodegenerative
(WMH) are not homogeneously constituted and may disorders, such as AD, constituting mixed pictures
present with different degrees of tissue alteration, (such as VD+AD) 23,56, as well as other conditions
with varied rarefaction. This aspect has been described (Frontotemporal lobar degeneration, Dementias
in histopathology and diffusion tensor studies51,52. with Lewy’s Body) (Figure 1 A and B)1.
VaD
Vascular
pathology VCI
Neurodegenerative
pathology
Vascular
VCI/ pathology
Mixed
pathologies
AD pathology
THE VASCULAR COGNITIVE IMPAIRMENT SPECTRUM their occurrence is strongly associated with the presence
of vascular-related RF, such as metabolic diseases,
Brain-at-risk smoking, among others 59.
White-matter changes – especially symmetrical bilateral In addition, according to meta-analyses, extensive
punctiform lesions, located in periventricular and deep WMH burden conferred a 73-84% increased risk
subcortical regions – are commonly found in healthy of incident dementia 59,60. Hence, the observation
elderly subjects57. Although often detected in late-life, that these neuroimaging findings precede the onset
WMH on T2 and FLAIR (fluid attenuated inversion of cognitive and behavioral abnormalities suggest
recovery) magnetic resonance imaging (MRI) are not that, similarly to AD61, a preclinical stage may exist
inherent features of normal brain aging58. In fact, in VCI (Figure 2).
With the high prevalence of cerebrovascular disease recurrence and the “allostatic load” (which refers to the
in older population, determining the odds of cognitive cumulative effects of multiple vascular RF) is needed.
decline attributed to individual or combined biomarkers, The idea that broadly available therapeutic interventions
including the lesion type at neuroimaging (WMH, may effectively participate in the primary prevention of
lacunes, microbleeds, perivascular space dilations, amyloid symptomatic VCI emphasizes the importance of more
angiopathy etc.), the lesion load, the speed of infarct studies aiming at the characterization of this stage62,63.
Vascular Cognitive Impairment No-Dementia / Vascular Furthermore, risk of progression towards dementia
Mild Cognitive Impairment (VCIND / VMCI) may vary across individuals classified as VCIND.
Within the VCI spectrum, the earliest symptomatic According to the DSM-5, magnitude of impairment
phase, in which cognitive impairment does not fulfill in neuropsychological testing in this diagnostic
dementia criteria, has been referred to as VCIND5,6 group corresponds to performances between 1 to
or VMCI7-9. Moreover, the 5th edition of the Diagnostic 2 standard deviations (SD) from mean normative
and Statistical Manual of Mental Disorders (DSM-5) values 15. A longitudinal study reported that three
suggested a novel nomenclature, which was endorsed levels of severity could be distinguished within this
by the 11th edition of the International Classification
category: mild VCIND (cognitive deficits up to 1 SD
of Diseases (ICD-11)15,64. In these publications, Vascular
from normative data), moderate VCIND (cognitive
Dementia (VD) was identified as “Major Neurocognitive
impairments of 1.5 SD from normative scores)
Disorder”, whereas VCIND / VMCI was renamed
and severe VCIND (performances up to 2 SD from
as “Mild Neurocognitive Disorder”15,64.
expected scores, considering age and education).
These conditions are associated with substantial risk
of cognitive worsening and progression to dementia65. It has been indicated that higher severity of cognitive
Longitudinal studies reported that 22 to 58% of subjects abnormalities in VCIND correlated with increased odds
diagnosed as VCIND progressed to VD after 2-7 years of transition to dementia70.
of follow-up66-69. In contrast, cognitive recovery was Additionally, the number of vascular-related RF may
detected in 8-45% of the cases, while 38-74% remained impact on cognitive performances, with those with
cognitively stable. Among those in the latest group, more elevated vascular burden presenting poorer scores
30-34% presented subtle cognitive decline, which was in neuropsychological tasks71,72. Table 1 depicts the most
not sufficient for a transition from VCIND to VD66-69. relevant diagnostic criteria for VCIND.
VCIND
Cognitive impairment in ≥ 1 domain.
Zhao et al., 2010 49
ADLs maintained.
Does not meet accepted criteria for the diagnosis of dementia.
VMCI
Includes the 4 proposed subtypes for MCI: amnesic, amnesic + other domains, non-amnestic single
domain, and non-amnestic multiple domains.
VCCID The VMCI classification must be based on cognitive tests and at least 4 cognitive domains must be
Gorelick et al., 20119 assessed: executive/attention, memory, language, and visuospatial functions.
Classification should be based on presumed decline in cognitive function compared to a previous
baseline and impairment in ≥ 1 cognitive domain.
IADLs can be normal or mildly compromised (regardless of motor/sensory symptoms).
Mild VCD
Evidence of significant cognitive decline in > 1 domain compared to previous level of performance.
Cognitive impairment between 1 and 2 SD below the mean (or between the 3rd and 16th percentile)
VASCOG
(compared to individuals of similar age, sex, education and social-cultural profile).
Sachdev et al., 201414
Fronto-executive deficiencies are more likely to be present.
Preserved IADLs (the individual, although still independent, performs tasks with greater effort and uses
compensation strategies).
Mild VCI
VICCCS
Impairment in ≥ 1 cognitive domain.
Skrobot et al., 20181
BADLs or IADLs maintained or with mild impairment (regardless of motor/sensory symptoms).
CCVND
Cognitive impairment in ≥ 1 cognitive domain.
ABN 2021 Consensus Proposal Cognitive impairment between 1 and 2 SD below the mean (or between the 3rd and 16th percentile).
BADLs maintained (regardless of motor/sensory symptoms).
Preserved IADLs (although with greater effort + compensation strategies).
VCCID: Vascular Contributions to Cognitive Impairment and Dementia; VASCOG: International Society for Vascular Behavioral and Cognitive Disorders; VICCCS: Vascular Impairment of
Cognition Classification Consensus Study; VCIND: vascular cognitive impairment, no dementia; VMCI: vascular mild cognitive impairment; ADL: activities of daily living; BADLs: basic
activities of daily living; IADLs: instrumental activities of daily living; MCI: mild cognitive impairment; mild VCD: mild vascular cognitive disorder; SD: standard deviations.
Vascular Dementia (VD) and its classification the onset of cognitive abnormalities is only mandatory
Current diagnostic criteria for VD require the for the characterization of post-stroke dementia.
occurrence of significant impairment in at least one Other syndromes related to VD have been
cognitive domain (although more domains may be previously described in the literature 73,74. Among
affected), and severe functional disability, including those, small vessel disease associated with Cerebral
difficulties to perform instrumental or basic Amyloid Angiopathy (CAA) deserve to be commented.
activities of daily living1,9,14. Noteworthy, defining In addition to its relationship with cerebral hemorrhage,
thresholds to characterize “severe functional CAA has been linked to AD pathology in post-mortem
disability” might be challenging, since an array analyses75. Cognitive dysfunction may occur in these
of skills are implicated in one’s capacity to exert cases, even without evident brain hemorrhage.
everyday life activities, such as cognitive, behavioral, Some neuroimaging features associated with CAA
sensorial, and motor factors. Table 2 summarizes the include lobar microbleeds, lobar intraparenchymal
main diagnostic criteria for VD. hemorrhage, cortical superficial siderosis, WMH,
Once diagnosed as VD, patients should be convexity subarachnoid hemorrhage, and dilated
investigated for the underlying pathology (Table 3, perivascular spaces74.
Figure 3), and for the level of certainty of the vascular Among genetic syndromes, Cerebral Autosomal
etiology – check the next section for detailed information Dominant Arteriopathy with Subcortical Infarcts
about this theme. Objective 6-month temporal and Leukoencephalopathy (CADASIL), caused by
relationship between a cerebrovascular ictus and mutations in the NOTCH3 gene, ought to be outlined.
This condition induces deposition of granular may be observed in autosomal recessive mutations
osmiophilic material in the walls of vascular smooth in the HTRA1 gene, which causes Cerebral Autosomal
muscle cells. Clinical manifestations encompass Recessive Arteriopathy with Subcortical Infarcts
early-onset VD, with remarkable decrease in cognitive and Leukoencephalopathy (Cerebral autosomal
speed, executive dysfunction, and attentional deficits, recessive arteriopathy with subcortical infarcts
as well as depression, headache and positive family and leukoencephalopathy – CARASIL). Awareness
history. Brain MRI often evidences substantial white- should be raised to this diagnosis when alopecia and
matter damage, as a result of subcortical infarcts, spondylosis are detected along with the typical signs
and affected temporal poles. A similar phenomenon and symptoms of CADASIL74.
VD
The diagnosis of VD should be based on a presumption of decline in cognitive function compared to a
VCCID previous baseline and impairment in ≥ 2 cognitive domains sufficient to affect activities of daily living.
Gorelick et al., 20119 The diagnosis of VD must be based on cognitive tests, and at least 4 cognitive domains must be assessed:
executive/attention, memory, language, and visuospatial functions.
Deficits in ADLs must be independent of the motor/sensory sequelae of the vascular event.
Major VCI, VD
VICCCS
Impairment in ≥ 1 cognitive domain.
Skrobot et al., 20181
Significant impairment of IADLs or ABVDs (regardless of motor/sensory symptoms).
Major VCI, VD
Cognitive impairment in ≥ 1 cognitive domain.
ABN 2021 Consensus Proposal
Cognitive impairment ≥ 2 SD below the mean (or below the 3rd percentile).
Significant impairment of IADLs or ADLs (regardless of motor/sensory symptoms).
VCCID: Vascular Contributions to Cognitive Impairment and Dementia; VASCOG: International Society for Vascular Behavioral and Cognitive Disorders; VICCCS: Vascular Impairment of
Cognition Classification Consensus Study; VD: Vascular Dementia; major VCD: major vascular cognitive disorder; VCI: vascular cognitive impairment; ADL: activities of daily living; BADLs:
basic activities of daily living; IADLs: instrumental activities of daily living; SD: standard deviations.
Presence of new, sudden or subacute cognitive deficit up to 6 months after ischemic or hemorrhagic
stroke. It may be due to different cerebrovascular patterns (e.g., multiple cortico-subcortical infarctions,
Post-stroke dementia
strategic lesions, subcortical vascular dementia, etc.). The temporal relationship between the vascular
event and cognitive decline differentiates this form from VD.
Broad term that encompasses cognitive decline phenotypes combined between VCI and
Mixed dementias neurodegenerative diseases (e.g. VCI-AD, VCI-LBD etc). It is recommended to specify which underlying
pathology is suspected, avoiding the less specific term “mixed dementia.”
Small vessel cerebrovascular disease is the main cause in this group, mainly due to lacunar infarcts and white
Subcortical ischemic vascular dementia
matter lesions. It encompasses the phenotypes described as Binswanger’s Disease and the lacunar state.
Cortical multiple infarct dementia A group characterized by the presence of multiple cortical infarcts and their likely contribution to dementia.
VaD: vascular dementia; AD: Alzheimer’s disease; LBD: Lewy Body Dementia.
Figure 3. Classification of forms of vascular dementia according to the VICCCS (Vascular Impairment of Cognition Classification Consensus Study) (1).
Each form will be further stratified into possible and probable (Table 3). Mixed forms can occur in all of the above syndromes, and the suspected
neurodegenerative syndrome should be detailed (VD-AD and VD-LBD were used as examples, with X denoting other possible associations).
MoCa: Montreal cognitive assessment; MMSE: Mini-Mental State Examination; BB: Brief Battery of Cognitive Screening; SVF: semantic verbal fluency; TDR: clock design test; CAMCOG:
Cambridge Cognitive Examination; ACE-R: Addenbrooke’s Cognitive Examination-Revised; NPS: neuropsychological assessment; NPI-Q: Neuropsychiatric Inventory Questionnaire; CDR:
clinical dementia rating; CES-D: Center for Epidemiologic Studies - Depression; GDS: Geriatric Depression Scale.
Figure 4. Flowchart proposed for the assessment and investigation of patients with suspected VCI / VD.
*Basic neuroimaging refers at least to Computed Tomography of the Skull.
Which components of the history are essential in to the corresponding MMSE ones86. A meta-analysis
evaluating patients with suspected VCI and dementia?76 carried out by the Cochrane showed sensitivity
The patient’s history is essential for characterizing of 0.76 and specificity of 0.73 of the Mini-Cog for
cognitive deficits, generating a differential diagnosis, the diagnosis of dementia in general 87 . For the
and determining the cause of dementia. The best way to diagnosis of dementia in the primary care settings,
do this is to identify medical, neurologic and psychiatric the number of studies evaluating the accuracy of the
symptoms as clues to the probable cause of the Mini-Cog was limited.
cognitive changes, establishing the order of appearance, Despite the large amount of short cognitive
the severity and the associated features. Ideally in VD screening tools, few are valid for patients with suspected
the loss of function should be temporally correlated with VCI. A systematic review on screening tests for
cerebrovascular events. A reliable relative/informant the identification of VCI88, the MoCA, the MMSE,
plays an important role in providing information since the Brief Memory and Executive Test – BMET –
cognitive dysfunction may impair the patient’s ability and different versions of the Clock Design Test were
to report accurately. the most widely validated instruments. Based on
VD should be suspected in any patient presenting available evidence, the authors concluded that the
cerebrovascular RF, even if the neurologic examination MoCA was the most accurate and reliable instrument,
does not suggest stroke. A stepwise deterioration may however this finding still needs further validation
be observed. It may be present in patients with silent in our population. The BMET has already been adapted
stroke, in those with several small strokes, or in those for Brazilian individuals89.
with severe diffuse subcortical cerebrovascular disease.
Cognitive assessment tests in the context of VCI
Which methods clinicians should use to detect VCI/VD? Cognitive screening tests used in the assessment
At first, the indiscriminate assessment of elderly of AD, particularly the MMSE, are not ideal for
individuals for dementia is not recommended 77,78. vascular cognitive impairment. Those including the
In the evaluation of older patients for dementia, assessment of frontal, executive, and subcortical
clinicians should use a standardized screening tool, functions are preferred. Modifications of tests originally
along with a brief patient history obtained from developed for AD, such as the Vascular Version of
a reliable informant (a person who is directly in contact the Alzheimer’s Disease Assessment Scale-Cognitive
with the patient). Subscale (VADAS-Cog), may be useful90. Some of them
may be able to differentiate AD from VCI, but even with
Screening tools the use of biomarkers to eliminate the presence of AD
The screening instrument must be easy to use, pathology (e.g., a negative amyloid PET), some overlap
highly sensitive, widely available and supported by may persist between the cognitive changes of vascular
populational data76. The Mini-Mental State Examination cognitive impairment and AD91. Validation data exist
(MMSE) is widely used and contributes to the diagnosis for the MoCA92,93 and for the Addenbrooke Cognitive
of dementia in low prevalence settings. However, Exam Revised Version94, both already validated for the
it should not be used in isolation to confirm or exclude Brazilian population95-97. There are some suggestions
the disease79. To improve diagnostic accuracy in low for protocols of cognitive assessment for the detection
educated populations, we suggest the association of VCI/VD that have been published in the last two
of Brief Cognitive Battery 80-82, which includes an decades and are summarized in Suplementary Material.
interference with a semantic verbal fluency (animals) In Brazil, a previous review on VD was published
and the clock drawing test (CDT). Other options by the Scientific Department of Cognitive Neurology
are the Mini-Cog 83 and the Montreal Cognitive from the Brazilian Academy of Neurology (ABN)10.
Assessment (MoCA)84. In this document, the expert panel emphasized
The Mini-Cog has the benefit of brevity and the that the pattern of cognitive changes was highly
MoCA has the best sensitivity but lower specificity85. variable, requiring sufficient sensitivity from the
The MoCA was originally developed for the detection neuropsychological protocols to detect a wide range of
of MCI and may be difficult for people with moderate domains, mainly executive function. The selected tests
or advanced dementia, as well as for populations must meet criteria of frequency and validity, be freely
with low educational backgrounds. For those whose available, and be well known and sensitive to detect
previous cognitive function was measured with cognitive decline. The protocols must be broad, easy to
the MMSE, there is a tool that links the MoCA scores administer and relatively brief32. The recommendations
included a brief screening protocol for VCI/VD, executive/activation, language, visuospatial and
consisting of the MMSE, the semantic verbal fluency memory. In addition, tests were selected to examine
test (animals) and the CDT10. The authors also included changes in behavior and mood. The other two protocols
a broader and time-consuming protocol composed of were selected from within the 60-minute protocol to
a wider range of tests (Appendix). This version included be used as a clinical screening tool for suspected VCI
the Cambridge Cognitive Examination (CAMCOG) scale patients. The 5-minute protocol was projected for
with the global and subscale scores, which has been potential use by primary care physicians, nurses,
adapted and validated for the Brazilian population98,99. and other health care professionals. The 5-minute
The National Institute for Neurological Disorders protocol was also designed for large epidemiological
and Stroke (NINDS) and the Canadian Stroke Network studies or clinical trials where sensitivity and
established a working group to define criteria for VCI23. ease of administration are especially important.
In this document, the Neuropsychological Working In addition, once validated the 5-minute protocol
Group proposed three separate protocols which were was also designed to be administered over the phone.
recommended for multicenter investigations with Most of the tests included in these protocols are
VCI patients, one requiring at least 60 minutes, available in Brazil, especially the 5-minute version
a second of 30 minutes and a third of five minutes that is sourced from MoCA.
(Suplementary Material). The longer one, 60 minutes, Based on all the above data, this panel recommends
was developed for use in studies requiring an analysis the use of screening/cognitive assessment tests for the
of cognitive skills by domain, thus the protocol detection of VCI according to the level of health care
contained recommended tests in four domains: in which the patient is inserted (Table 4).
Table 4. Cognitive screening recommendation on vascular cognitive impairment stratified by health care levels.
General practitioners and professionals from the Family Health Strategy can use screening instruments such
Primary attention as MoCA, or alternatively the MMSE associated with the clock drawing test and semantic verbal fluency (animals)
and screening for depressive symptoms.
Specialist physicians (neurologists, geriatricians, and psychiatrists) who receive patients referred from primary
Secondary Care care can use a broader protocol that includes global function tests (MoCA or MMSE) associated with CAMCOG
subscales, or Addenbrooke battery (ACE-R) and screening for depressive symptoms.
Specialist physicians at referral centers can use expanded assessment including, in addition to a cognitive protocol,
Tertiary care the assessment of neuropsychiatric symptoms (NPI-Q), assessment of severity of dementia (CDR), and screening
for depressive symptoms (CES-D or GDS).
Periventricular hyperintensities:
0=absent
1= “hoods” or thin coat
2=smooth halo
White matter hyperintensities 3=periventricular hyperintensities extending into deep white matter
Fazekas et al.114
periventricular and deep Deep white substance:
0=absent
1=point-like foci
2=initial confluence
3=large confluent areas
0=absent
1=[mild] punctiform lesions with maximum unit diameter below 10 mm
and areas of clustered lesions smaller than 20 mm
Deep white matter and subcortical
Modified Fazekas (LADIS)115 2=[moderate] single lesions between 10-20 mm in diameter, areas of
lesions (DSWM)
clustered lesions greater than 20 mm in diameter, no more than connecting
bridges between individual lesions 3=[severe] single lesions or confluent
areas of hyperintensities 20 mm or more in diameter
PVH, DWMH, basal and infratentorial PVH (0-6), WMH (0-24), basal and infratentorial ganglia (both 0-24)
Scheltens et al.116
ganglia hyperintensities Total=0 to 84
Figure 5. Evaluation of White Substance Hyperintensities according to the Fazekas visual scale107.
ACKNOWLEDGEMENTS
PC, LCS and RN are funded by CNPq, Brazil (bolsa de CKS, FTM, EE, MLFC: drafting of the manuscript; BJAPB,
produtividade em pesquisa). FACV, JS, LCS, LPS, MLFB, MLFC, NAFF, PC, PHFB, RN,
Authors’ contributions. BJAPB, JISN, GSA, FKS, CKS, FTM, SMDB: critical revision of the manuscript for important
EE, MLFC, JS, LPS: concept; BJAPB, JISN, GSA, FKS, intellectual content.
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S0102-311X2009000800013. Beleigoli AMR, et al. Association between diabetes and cognitive function
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et al. CAMCOG - valores das subescalas em idosos normais com níveis Sci Rep. 2020;10(1):1596. doi: 10.1038/s41598-020-58332-9.
SUPPLEMENTARY MATERIAL
NINDS and the Canadian Stroke Network developed a 5-minute (12 points) subset of the MoCA to identify stroke
patients who developed VCI1. As the MoCA itself, the total scores on this screening test were inversely correlated
with age and positively correlated with education. The Oxford Cognitive Screen is a 15-minute test with fewer
language elements than the MoCA, making it particularly useful in acute stroke patients who may have language
deficits2. The LADIS neuropsychological battery was designed to assess the cognitive performance of a wide range
of functions in a cohort of independently living individuals with age-related white matter changes (ARWMC) during
a 3-year follow-up3. It is a short-comprehensive instrument that can be administered in a single visit. This battery
was chosen based on the test familiarity and the instrument validity to assess cognitive decline in vascular disease
patients. In addition to widely known and validated instruments (MMSE, Stroop Test, and Trail Tests), it included the
VADAS-Cog4; detailed information on global and selective cognitive functioning and time-dependent tasks (Delayed
Recall, Digit Symbol, Digit Extension, Maze, Digit Cancellation and Verbal Fluency) to complement the assessment
of attention, mental processing speed and motor control were provided. These cognitive domains and executive
function are possibly more affected by white matter alterations5. The authors concluded that the neuropsychological
performance of the patients was significantly influenced by age and education, with a higher educational level
being consistently associated with better performance on cognitive tasks. In contrast, older age was associated
with difficulties in memory and executive functions.
Tuscany - Vascular Cognitive Impairment (VCI) is a multicenter, prospective, observational study aiming
to evaluate predictors of transition from VCI (defined by the presence of moderate to severe WML) to dementia6.
The neuropsychological test battery was designed specifically for MCI due to small vessel disease (MCI-SVD),
enabling the automation and standardization of scores and a personalized cognitive profile. For the VCI-Tuscan
neuropsychological battery, tests were selected among those recommended for VCI and the protocols proposed by
the National Institute for Neurological Disorders and Stroke and the Canadian Stroke Network consensus conference
on harmonization standards for VCI7. The definition of cognitive domains followed a confirmatory analysis of
the dimensions assumed theoretically for the battery8, resulting in four cognitive clusters: memory (evaluated by
four cognitive scores), attention and executive functions (five cognitive scores), language (two cognitive scores),
and constructive praxis. Thus, the battery includes two tests of global cognitive functioning and another nine
tests covering these cognitive domains.
REFERENCES
1. Kennedy RE, Wadley VG, McClure LA, Letter AJ, Unverzagt FW, Crowe M, Scale that broaden its scope. The Alzheimer’s Disease Cooperative Study.
et al. Performance of the NINDS-CSN 5-minute protocol in a national Alzheimer Dis Assoc Disord. 1997;11(Suppl 2):S13-21.
population-based sample. J Int Neuropsychol Soc. 2014;20(8):856-67. 6. Poggesi A, Salvadori E, Pantoni L, Pracucci G, Cesari F, Chiti A, et al.
doi:10.1017/S1355617714000733. Risk and Determinants of Dementia in Patients with Mild Cognitive
2. Mancuso M, Demeyere N, Abbruzzese L, Damora A, Varalta V, Pirrotta F, Impairment and Brain Subcortical Vascular Changes: A Study of Clinical,
et al. Using the Oxford Cognitive Screen to Detect Cognitive Impairment Neuroimaging, and Biological Markers-The VMCI-Tuscany Study:
Rationale, Design, and Methodology. Int J Alzheimers Dis. 2012;2012:608013.
in Stroke Patients: A Comparison with the Mini-Mental State Examination.
doi:10.1155/2012/608013.
Front Neurol. 2018;9:101. doi:10.3389/fneur.2018.00101.
7. Hachinski V, Iadecola C, Petersen RC, Breteler MM, Nyenhuis DL,
3. Madureira S, Verdelho A, Ferro J, Basile AM, Chabriat H, Erkinjuntti T, et al.
Black SE, et al. National Institute of Neurological Disorders and
Development of a neuropsychological battery for the Leukoaraiosis and
Stroke-Canadian Stroke Network Vascular Cognitive Impairment
Disability in the Elderly Study (LADIS): experience and baseline data. Harmonization Standards. Stroke. 2006;37(9):2220-41. doi:10.1161/
Neuroepidemiology. 2006;27(2):101-16. doi:10.1159/000095381. 01.STR.0000237236.88823.47.
4. Ferris SH. General measures of cognition. Int Psychogeriatr. 8. Salvadori E, Poggesi A, Pracucci G, Inzitari D, Pantoni L; VMCI-Tuscany
2003;15(Suppl 1):215-7. doi:10.1017/S1041610203009220. Study Group. Development and psychometric properties of a
5. Mohs RC, Knopman D, Petersen RC, Ferris SH, Ernesto C, Grundman M, neuropsychological battery for mild cognitive impairment with small vessel
et al. Development of cognitive instruments for use in clinical trials of disease: the VMCI-Tuscany Study. J Alzheimers Dis. 2015;43(4):1313-23.
antidementia drugs: additions to the Alzheimer’s Disease Assessment doi:10.3233/JAD-141449.
COMMANDER
Trails
MEEM ADAS-Cog Digit- Digit span Cancellation Stroop
Maze Verbal Fluency AB
symbol WAIS-III Digits
Orientation +
Memory + +
Attention + + + +
Language +
Constructional abilities +
Executive function + + + +
Praxis +
MCIV-Tuscany Battery
Orientation
Memory ++ + +
Attention + Executive
+ ++ + +
function
Language +
Constructional abilities +
Continue...
Dement Neuropsychol 2022 September;16(3 Suppl. 1):49-68
VCI-VICCCS criteria
Simple
Rey-Osterrieth
Boston Digit- Hopkins Verbal reaction
MEEM Copy Figure- Verbal Fluency NPI-Q CES-D
Naming symbol Learning Test time with
Retrieval
choice
Orientation
Memory +
Attention + +
Constructional abilities +
Executive function + + +
Depressive symptoms +
Neuropsychiatric
+
symptoms
Clock
MEEM Verbal Fluency
Drawing Test
Language +
Constructional abilities +
Executive function +
Continue...
Table. Continuation.
CAMCOG Cornell
Digit span Trails Boston Word List -
MEEM (global and Verbal Fluency CLOX NPI Depression CDR
WAIS-III AB Naming CERAD
subscales) Scale
Orientation + +
Memory +
Attention + + +
Language + + +
Constructional abilities +
Executive function + + + +
Praxis +
Gnosia +
Abstract reasoning +
Depressive symptoms +
Neuropsychiatric
+
symptoms
Severity +
Continue...
Dement Neuropsychol 2022 September;16(3 Suppl. 1):49-68
NINDS - Canadian Stroke Network Vascular Cognitive Impairment (Hachinski et al., 2006)
30-minute Protocol
Hopkins
Digit- Trails Verbal
MEEM Verbal NPI-Q CES-D
symbol AB Fluency
Learning test
Orientation
Memory +
Attention + +
Constructional abilities
Executive function + + +
Depressive symptoms +
Neuropsychiatric
+
symptoms
Memory Phonemic
task with Orientation Verbal
words Fluency
Orientation +
Memory +
Attention + +
Executive function +
Dement Neuropsychol 2022 September;16(3 Suppl. 1):69-82 Consensus
https://doi.org/10.1590/1980-5764-DN-2022-S105EN
1
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
2
Universidade de São Paulo, Faculdade de Medicina de Ribeirão Preto, Departamento de Neurociências e Ciências do Comportamento, São Paulo, SP, Brazil.
3
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo, SP, Brazil.
4
Universidade do Estado do Rio de Janeiro, Serviço de Neurologia, Rio de Janeiro, RJ, Brazil.
5
Universidade Federal de Minas Gerais, Faculdade de Medicina, Departamento de Medicina Interna, Belo Horizonte, MG, Brazil.
6
Faculdade Ciências Médicas de Minas Gerais, Medicina Geriátrica, Belo Horizonte, MG, Brazil.
7
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife, PE, Brazil.
8
Instituto de Medicina Integral Prof. Fernando Figueira, Recife, PE, Brazil.
9
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre, RS, Brazil.
10
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre, RS, Brazil.
11
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre, RS, Brazil.
12
Universidade Estadual de Campinas, Faculdade de Ciências Médicas, Departamento de Neurologia, Campinas, SP, Brazil.
13
Universidade Federal de Minas Gerais, Departamento de Clínica Médica, Belo Horizonte, MG, Brazil.
14
Universidade Federal de São Carlos, Centro de Ciências Biológicas e da Saúde, Departamento de Medicina, São Carlos, SP, Brazil.
15
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre, RS, Brazil.
16
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina, Serviço de Neurologia, Porto Alegre, RS, Brazil.
17
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
18
Universidade de Fortaleza, Fortaleza, CE, Brazil.
Correspondence: Jacy Bezerra Parmera; Email: jacy.parmera@hc.fm.usp.br.
Conflict of interest: JS: Participation as speaker in symposia sponsored by Roche laboratory; LPS: Participation in advisory boards for Biogen. Participation as
speaker in symposia sponsored by Aché, Apsen, and Biogen laboratories; MLFB: Participation in advisory boards for Biogen. Development of material for continuous
medical education and participation as speaker in symposia sponsored by EMS and Torrent laboratories; PC: Participation as principal investigator in clinical trials
for Novo Nordisk and Roche laboratories. Participation in advisory boards for Aché, Biogen, EMS, Nutricia, and Roche laboratories. Development of material for
continuous medical education and participation as speaker in symposia sponsored by Aché, Nutricia, Libbs, Roche, Sandoz, Torrent, and Zodiac laboratories; PHFB:
Participation in advisory boards for Biogen and Novo Nordisk laboratories. Supervision of training activities for Biogen, Janssen-Cilag, and Novo Nordisk laboratories
and for Quintiles. Participation as speaker in symposia sponsored by Apsen, Nutricia, Roche, and Sandoz laboratories; LCS: Participation in advisory board for
Biogen. Participation as speaker in symposia sponsored by Biogen; RN: Participation in advisory board for Biogen; JBP, VT, HBF, MS, MTB, BJAPB, FACV, MLFG,
SMDB, RMC, NAFF: There is no conflict of interest to declare.
Received on July 05, 2021; Received in its final form on October 13, 2022; Accepted on April 27, 2022.
ABSTRACT. Parkinson’s disease dementia (PDD) and dementia with Lewy bodies (DLB) represent the second most common type of degenerative dementia
in patients aged 65 years and older, leading to progressive cognitive dysfunction and impaired quality of life. This study aims to provide a consensus based
on a systematic Brazilian literature review and a comprehensive international review concerning PDD and DLB. Moreover, we sought to report on and give
recommendations about the best diagnostic approaches focusing on primary and secondary care. Based on the available data, we recommend clinicians
to apply at least one brief global cognitive instrument to assess PDD, such as the Mini-Mental State Examination and preferably the Montreal Cognitive
Assessment and the Addenbrooke’s Cognitive Examination-Revised. Validated instruments to accurately assess functional abilities in Brazilian PD patients
are still incipient. Further studies should focus on biomarkers with Brazilian cohorts.
Keywords: Consensus; Parkinson Disease; Lewy Bodies; Dementia.
DIAGNÓSTICO E MANEJO DA DEMÊNCIA DA DOENÇA DE PARKINSON E DEMÊNCIA COM CORPOS DE LEWY: RECOMENDAÇÕES DO DEPARTAMENTO CIENTÍFICO
DE NEUROLOGIA COGNITIVA E DO ENVELHECIMENTO DA ACADEMIA BRASILEIRA DE NEUROLOGIA
RESUMO. A demência da Doença de Parkinson (DDP) e a demência com corpos de Lewy (DCL) representam a segunda causa mais comum de demência
neurodegenerativa em pessoas com mais de 65 anos, ocasionando progressivo declínio cognitivo e comprometimento da qualidade de vida. O presente
estudo tem como objetivo prover um Consenso de especialistas sobre a DDP e DCL, baseado em revisão sistemática da literatura brasileira e revisão
não-sistemática de literatura internacional. Ademais, tal estudo visa a promover informação e conceder recomendações sobre abordagem diagnóstica,
com foco nos níveis de atenção primária e secundária em saúde. Com base nos dados disponíveis, recomendamos que os profissionais realizem pelo
menos um breve instrumento cognitivo global, como o Mini-Exame do Estado Mental, contudo de preferência optem pela Avaliação Cognitiva de Montreal e
o Exame Cognitivo de Addenbrooke-Revisado. Observa-se uma carência de instrumentos validados para a avaliação precisa das habilidades funcionais em
pacientes brasileiros com DDP e DCL. Além disso, mais estudos focando em biomarcadores com coortes brasileiras também demonstram ser necessários.
Palavras-chave: Consenso; Doença de Parkinson; Corpos de Lewy; Demência.
Records excluded: 46
Screening
Duplicated
Case reports
Letters to the editor
Out of scope
Records excluded: 14
Duplicated
Included
Case reports
Letter to the editor
pathologies. LBD was also the second most frequent Recommendations for the diagnosis of PDD and DLB
neurodegenerative etiology of dementia and related Dementia is usually defined by clinical diagnostic
to a higher risk of dementia with an odds ratio (OR) criteria. Historically, the most used criteria, even for
of 3.4 (CI: 1.94-5.97). The same study had high specificity patients with PD, were those of the various versions
for clinical diagnosis14. of the Diagnostic and Statistical Manual of Mental
Dementia frequently occurs in PD and its prevalence Disorders (DSM). This concept changed in 2007
increases with disease duration, ranging from 23% when a task force of the Movement Disorder Society
in the first years of the disease to 80% after over (MDS) developed specific diagnostic criteria for PDD1
15 years of symptoms 15-17. Understanding which and recommended procedures to operationalize the
risk factors are associated with the occurrence of diagnosis 18. Since then, clinical studies, including
dementia in PD patients and what differentiates LBD Brazilian studies, have used these criteria and
patients from other etiologies is essential for an earlier procedures the most. We recommend using these
diagnosis and more appropriate therapy for the disease. criteria with a few adaptations marked below with
These aspects will be discussed in the following topics. quotation marks (Table 1).
Table 1. Criteria for the diagnosis of probable and possible Parkinson’s disease dementia1.
Typical profile of cognitive deficits including impairment in at least two of the four core cognitive domains (impaired attention which may fluctuate,
impaired executive functions, impairment in visuo-spatial functions, and impaired free recall which usually improves with cueing)
Behavioral features such as apathy, changes in personality and mood, hallucinations, delusions, and excessive daytime sleepiness may be present
(but are not necessary for diagnosis)
C. Features which do not exclude PDD, but make the diagnosis uncertain.
Existence of any other abnormality which may cause cognitive impairment but is not as the cause of dementia, e.g., presence of relevant vascular
disease in imaging.
The time interval between the development of motor and cognitive symptoms is unknown**
D. There are none of the following features suggesting other conditions or diseases as the cause of mental impairment, which would hinder an
accurate diagnosis of PDD: delirium, diagnosis of major depression, evidence for diagnosis of probable vascular dementia.
B. The cognitive decline presents with atypical profile of cognitive impairment in one or more domains, such as prominent or receptive (fluent) aphasia
or pure storage-failure type amnesia (memory does not improve with cueing or in recognition tasks) with preserved attention.
or
C. There are features that make the diagnosis uncertain (e.g., presence of relevant vascular disease in imaging).
or
D. Time interval between the development of motor and cognitive symptoms is unknown (“1-year rule”)
or
E. There are features suggesting other conditions or diseases as causes of mental impairment (delirium, diagnosis of major depression, evidence for
diagnosis of probable vascular dementia)
* United Kingdom Parkinson’s Disease Society Brain Bank diagnostic criteria (20) for PD or another validated criterion; ** Refers to the “1-year rule” to differentiate PDD from Lewy body
dementia. PDD develops within the context of established PD or arbitrarily at least a year after the onset of the classic motor symptoms.
The fourth consensus report of the DLB Consortium, biomarkers. The report classified clinical symptoms and signs
in turn, has recently refined the recommendations for the as core or supportive and weighed biomarkers as indicative
clinical and pathologic diagnosis of DLB19. It incorporated or supportive based on their specificity and the volume
recent developments to increase sensitivity and clearly of high-quality evidence available. We also recommend
distinguished between clinical features and diagnostic the use of these criteria in clinical practice (Table 2).
Table 2. Criteria for the diagnosis of probable and possible dementia with Lewy bodies2.
1. Essential: dementia is required for a diagnosis of DLB and defined as a progressive cognitive decline which affects social and occupational functions
or daily activities. It mainly affects attention, executive function, and visuoperceptual abilities, worsening memory impairment as it progresses.
Supportive clinical features: severe sensitivity to antipsychotic agents, postural instability, repeated falls; syncope or other transient episodes of
unresponsiveness; severe autonomic dysfunction, e.g., constipation, orthostatic hypotension, urinary incontinence; hypersomnia; hyposmia; other
hallucination modalities; systematized delusions; apathy, anxiety, and depression.
Indicative biomarkers:
Reduced dopamine transporter uptake in basal ganglia demonstrated by SPECT or PET.
Abnormal (low uptake) 123iodine-MIBG myocardial scintigraphy.
Polysomnographic confirmation of REM sleep without atonia.
Supportive biomarkers:
Relative preservation of medial temporal lobe structures on CT/MRI scan.
Generalized low uptake on SPECT/PET perfusion/metabolism scan with reduced occipital activity. Cingulate island sign on FDG-PET imaging.
Prominent posterior slow-wave activity on EEG with periodic fluctuations in the pre-alpha/theta range.
We suggest that the diagnosis of PD should use We recommend adopting the formal criteria for
validated diagnostic criteria, which can be either the PD-mild cognitive impairment (MCI) published
United Kingdom Parkinson’s Disease Society Brain Bank in 201222 to assess the progression of cognitive decline
diagnostic criteria20 or any other diagnostic criteria with in PD patients. Proposed research criteria for diagnosing
established accuracy for diagnosis, such as the recently prodromal DLB have recently introduced three
proposed MDS Parkinson’s Disease criteria21. possible presentations to the prodromal phase: MCI,
delirium-onset, and psychiatric-onset. We recommend
We also suggest maintaining the “1-year rule”
adopting the DLB-MCI criteria19.
for clinical and research purposes, despite the
controversy over whether PDD and DLB are the Clinical features in PDD and DLB
clinical spectra of the same disease. In turn, specialists The evaluations of PDD and DLB present two major
from the MDS have recently proposed not using challenges. Regarding PDD, it is the prediction and early
the “1-year rule” to distinguish PDD from DLB 21. identification of the progression of cognitive decline
Nevertheless, this approach has been criticized and does to dementia. In DLB, it is probably the differentiation
not present general agreement. from Alzheimer’s disease (AD)23.
Parkinson’s Disease is mainly characterized by and vivid dreams. The suspicion is usually confirmed
classic motor symptoms, such as resting tremor, by polysomnography (PSG), but questionnaires can
rigidity, and bradykinesia. However, it is also associated be used clinically if PSG is unavailable. The Brazilian
with many non-motor manifestations that are Portuguese version of the RBD screening questionnaire
well-recognized symptoms and predominant at the late (RBDSQ) for patients with PD may be helpful for
stages of the disease, such as hyposmia, constipation, RBD diagnosis in the country28. This disorder should
depression, and rapid eye movement (REM) sleep be actively questioned since an individual could
behavior disorder (RBD). These may precede the motor develop it up to 15 years before developing dementia
signs whereas dementia and psychosis are common or parkinsonism. Diagnosing this disorder is therefore
in the late stages of the illness1,20. DLB has the same important to improve patient’s quality of life.
non-motor symptoms, but the cognitive decline Hallucinations are one of the few features that
occurs earlier and the motor symptoms are milder, usefully distinguish between DLB/PDD and AD.
sometimes absent. Dementia is essential to diagnose The phenomenology of hallucinations in PDD and
an individual with DLB. DLB is very similar. Visual hallucinations occur twice
PDD and DLB cognitive profiles are characterized as frequently as auditory ones, being mostly complex,
by impairment mainly in attention, executive, formed hallucinations of anonymous people, but they
and visuospatial functions. Behavioral symptoms may also be family members, body parts, animals,
such as affective changes, hallucinations, and apathy or machines1,30. Overall, patients with PDD seem to
are also frequent1. Most studies with Brazilian samples have less frequent or less severe psychiatric symptoms
showed the same pattern of cognitive impairment24,25. than patients with DLB. Such differences, however,
On the other hand, episodic memory is less affected may simply reflect the disparity in the overall dementia
and patients with MCI usually have more difficulty severity between PDD and DLB1,31.
in free recall than cued recall in memory tests (such as Depression, another non-motor symptom frequent
a list of words or pictures). A previous study exploring in PD patients, can worsen executive dysfunction,
visuospatial dysfunctions in PD patients showed that especially in subjects with low schooling level32. Other
62.2% of 35 patients could not copy the pentagon supportive clinical features in DLB are: severe sensitivity
drawing26. Moreover, Machado et al. suggested that to antipsychotic agents, postural instability, repeated falls,
language and visual organization tend to follow motor syncope, or other transient episodes of unresponsiveness;
skills and general cognitive performance in patients severe autonomic dysfunction, hypersomnia, hyposmia,
with DLB27. Poor cognitive performance frequently other hallucination modalities; systematized delusions;
correlates with more advanced stages of the disease, and apathy, anxiety, and depression2.
older age, low schooling level, depression, and poorer
quality of life15,17,28. Cardiovascular risk factors and PDD, Which diagnostic procedures and neuropsychological tests
however, are not correlated with each other29. should be used to diagnose and evaluate PDD and DLB?
The main cognitive feature in DLB is fluctuating Many different methods and instruments can be used
cognition, which represents a fluctuation in attention to assess cognition in patients with PD and DLB.
or level of consciousness. This feature can range We recommend using an adapted version of the
from episodes of inattention and mental confusion, procedures to operationalize the diagnostic criteria
with disorganized thinking and behavior, to lethargy proposed by the MDS for PDD diagnosis 18. These criteria
and excessive daytime sleepiness. DLB and PD have suggested two levels of diagnosis for PDD. In level I,
differences of parkinsonism presentation. DLB presents the diagnosis is based upon using straightforward
more symmetrical parkinsonism, less frequent rest procedures and bedside cognitive tests, which a non-
tremor, and greater postural instability and lower specialist would easily apply in clinical consultations.
responsiveness to levodopa2. In level II, diagnosis would require a more extensive
REM Behavior Disorder (RBD) has a high specificity and specialized neuropsychological evaluation.
for suggesting an alpha-synucleinopathy. RBD is Predictably, a previous Brazilian study showed that
a parasomnia characterized by loss of atony during REM the prevalence of PDD diagnosis was higher when the
sleep. The current DLB2 criteria included this feature more elaborate procedures of level II rather than of
among the core clinical manifestations of the disease. level I were used (23.8% versus 14.9%, respectively).
Clinical suspicion is based on the patient history, This indicates that level I procedures had lower
in which the caregiver usually describes that the patient sensitivity but greater specificity than level II for the
has abnormal vocalizations, aberrant motor behavior, diagnosis of dementia15.
The MDS proposed practical procedures for level I is available for patients with PD. The MDS primary
diagnosis of PDD based on an algorithm or checklist. recommendation proposed the “pill questionnaire” as
Both of these procedures are advantageous, either for a simple tool to define independence loss. According
clinical routine or clinical research. However, they require to this instrument, patients without functional loss
some adaptations that we suggest in Table 3. are those who can describe in detail their drug schedule
Regarding the assessment of functionality, the best treatment18. However, many studies suggested that the
functional assessment tool for impairment from cognitive questionnaire was insufficiently accurate. Accordingly,
loss in PD patients is still undefined. Most studies two Brazilian studies suggested that the pill questionnaire
used functional assessment instruments applied in was less sensitive than other instruments to detect
other dementias, and no proper validation instrument functional impairment15,33.
Cognitive abnormalities affect typical cognitive domains such as: attention, executive functions, visuo-spatial functions, memory and language
(excluding prominent aphasia)
Absence of delirium
There are no other features that make the diagnosis uncertain or suggest other conditions or diseases as causes of mental impairment (diagnosis of
probable vascular dementia)
Studies with Brazilian PD patients have used several as a reference to diagnose functional impairment with
instruments to assess functional abilities, including the the cutoff score of 3.27, the same defined for the cross-
Pfeffer Functional Activities Questionnaire (FAQ), cultural adaptation of the scale for Brazilian patients
the Disability Assessment for Dementia (DAD), with Alzheimer’s disease dementia37.
the Informant Questionnaire on Cognitive Decline Baldivia et al. used DAD to assess functional
in the Elderly (IQCODE), Pill questionnaire, the phone impairment in patients with PD with the cutoff score
call test, and the Direct Assessment of Functional of 94.6, the same previously defined for diagnosis of
Abilities (DAFA)15,33-37. Two studies evaluated the PFAQ Alzheimer’s disease dementia in Brazilian patients15.
accuracy to detect functional impairment in patients In turn, Breder et al. used a modified version of DAD
with PD33,37. Oliveira et al. proposed that a score >2 to evaluate patients with PD. The authors did not
had 23% sensitivity and 74% specificity to predict evaluate a disability but the dependence in activities
abnormal performance on a global cognitive test33. of daily living (ADL). They classified the patient
In turn, Almeida et al. defined a score >3 as the best as dependent if he needed assistance for over half
cutoff for a modified version of the PFAQ (mPFAQ) of the time on at least one activity evaluated due
to diagnose PDD (47% sensitivity and 88% specificity). to cognitive impairment 35. Oliveira et al. showed
In this modified version, the authors suppressed items 5 that close informants usually overestimate patients’
(make coffee) and 6 (prepare a meal) from the original instrumental abilities in ADL. In some patients,
version to minimize the possible effects of motor therefore, the assessment of functional loss might only
symptoms that affect the interpretation of the patient’s be considered reliable with direct assessment tools.
functional assessment37. The authors used the IQCODE The direct assessment of functional abilities might
better predict impairment on a global cognitive scale Diagnostic accuracy also depends on the quality of
than questionnaires33. evidence for normative data of cognitive scales in the
These studies show a lack of validated instruments Brazilian population. Therefore, a less precise approach
to accurately assess functional abilities in Brazilian PD to define cutoff scores for PDD diagnosis relies on scale-
patients. Further studies should focus on developing assessment studies to distinguish between PD without
these instruments. We recommend that despite the dementia and PDD. Souza et al. proposed using the
functional assessment tool used, the examiner should interlocking finger test (ILFT) to screen PD patients for
always be sure that other PD symptoms, such as motor dementia39. ILFT is a simple test in which the patient
symptoms, are not interfering with the patient’s ability is asked to imitate four meaningless bimanual gestures.
to carry out activities. For clinical practice, though the The authors showed that a score <3 (each gesture
pill questionnaire seems to be an interesting procedure earned one point) presented 61% sensitivity and
for screening, it should be complemented by other 85% specificity to diagnose PDD, indicating ILFT as
functional assessments or a clinical interview aimed a practical bedside test to assess cognitive impairment
at functional status. For clinical research studies, in patients with PD39.
authors must precisely define the methods used The Montreal Cognitive Assessment (MoCA) and the
to assess the functional abilities of patients with PD. Addenbrooke’s Cognitive Examination-Revised (ACE-R)
Regarding global cognitive assessment, we suggest are other brief global cognitive instruments that have
using other global cognitive scales besides the Mini- been used in PD and DLB. They have already been
Mental State Examination (MMSE). The MDS has translated and validated for Brazilian populations40-42.
proposed the MMSE as a first-line assessment tool Some studies suggest that these instruments may be
for global cognitive efficiency in PD because of the more effective than the MMSE to detect dementia in
instrument’s simplicity and wide use in dementia. PD patients35,36,38,43,44. However, most studies showed
However, other studies, including some with Brazilian inadequate accuracy to evaluate PD-MCI43. A previous
populations, showed that the MMSE had lower study evaluating the MoCA subtests showed that
sensitivity than other scales to detect cognitive PD patients with low schooling level might have
abnormalities in PD patients34,35,38. Moreover, MMSE difficulty completing the tests, contributing to poor
cutoff scores adjusted for schooling level from normative diagnostic accuracy and affecting the detection
studies performed in the Brazilian population were of MCI45. Table 4 summarizes the findings and cutoff
more accurate for diagnosis of PDD15,34. Other cognitive scores applied with brief global cognitive instruments
scales should also consider schooling level. in Brazilian PD patients.
Table 4. Clinical Brazilian research studies with brief global cognitive instruments in Parkinson’s disease dementia.
The area under the ROC curve for the MoCA dementia
diagnosis was 0.86 (95%CI= 0.76-0.95). The best cutoff
79 PD patients
score for MoCA to differentiate patients with PDD from
Median age 63 years (28-81)
According to level II of the the others was <21 (sensitivity of 94%, specificity of 68%).
Sobreira et al. 201543 Median schooling
MDS diagnostic criteria The area under the ROC curve for the ACE-R was 0.84
time 6.5 years (1-20)
(95%CI= 0.74-0.94). The best cutoff score for ACE-R
36% male
to differentiate patients with PDD from the others was <76
(sensitivity of 88%, specificity of 68%).
The area under the ROC curve for the MMSE was 0.88
(95% CI: 0.78-0.97). The best cutoff score for MMSE
70 PD patients
to differentiate patients with PDD from the others was ≤24,
Mean age 64.1 years (SD= 9.3)
According to level II of the (sensitivity of 78.5%, specificity of 96.4%).
Rocha et al. 201438 Mean schooling time 5.9 years
MDS diagnostic criteria The area under the ROC curve for the ACE-R was 0.93
(SD= 3.4)
(95% CI: 0.86-0.98). The best cutoff score for ACE-R
57.1% male
to differentiate patients with PDD from the others was ≤72
(sensitivity of 89.3%, specificity of 84.6%)
Continue...
Table 4. Continuation.
101 PD patients The area under the ROC curve for the ILFT was 0.761The best
Mean age 62.5 years cutoff score for ILFT to differentiate patients with PDD from
According to MDS
(SD= 12.1) the others was <3 (sensitivity of 61%, specificity of 85%).
Souza et al, 201639 criteria but did say if
Mean schooling time 5.2 years The area under the ROC curve for the MMSE was 0.841. The best
level I or II
(SD= 4.1) cutoff score for MMSE to differentiate patients with PDD from the
42.5% male others was <25 (sensitivity of 80.5%, specificity of 73%).
89 PD patients
The best cutoff score for MoCA to differentiate patients with
Mean age 59 years According to level II of the
Almeida et al, 2019 36
PDD from those with PD-MCI was <18 (sensitivity of 85.5%,
Mean education 8.4 years MDS diagnostic criteria
specificity of 81.6%).
53.9% male
Studies conducted in Brazil have assessed the cognitive tests to confirm the PDD and DLB diagnoses. Routine
profile of patients with PD using comprehensive and screening tests are recommended to exclude other
formal neuropsychological tests, such as the Mattis causes of cognitive impairment. We suggest conducting
Dementia Rating Scale (MDRS), Scales for Outcomes in a complete blood count, as suggested in article one,
Parkinson’s Disease-Cognition (SCOPA-COG), Wisconsin and using structural imaging such as magnetic resonance
Card Sorting Test (WCST), Frontal Assessment Battery imaging (MRI) or computed tomography (CT) scans to
(FAB), Verbal Fluency Tests27,46, and Trail Making tests47. exclude other causes for dementia syndromes, such as
A study applying a comprehensive neuropsychological vascular dementia, stroke, and brain tumors.
battery showed cognitive impairment in 56.7% of PD The PDD and DLB biomarkers do not define the
patients in a waiting list for deep brain stimulation (DBS) presence of alpha-synuclein in vivo, but seek to reflect
implantation according to FAB scores and in 76.7% of them the repercussions of the pathophysiological process.
according to MoCA, showing the importance of a formal Specifically for PDD, the current diagnostic criteria do not
cognitive evaluation in this group of candidates to DBS48. recommend structural, functional, or electrophysiological
Moreover, another study showed that the Consortium studies for routine diagnostic purposes in differentiating
to Establish a Registry for Alzheimer’s Disease (CERAD) PD from PDD due to the lack of specificity1. Nevertheless,
neuropsychological battery could effectively assess the current MDS criteria for PD diagnosis21 has included
cognitive deficits in PD patients49. ancillary diagnostic tests.
Based on the available data, we recommend clinicians 123I-Meta-iodo-benzylguanidine scintigraphy
to apply at least one brief cognitive instrument, (123I-MIBG) is a method that provides a functional analysis of
such as MMSE and preferably the MoCA or ACE-R, the sympathetic postganglionic pathway, evaluating in vivo
to investigate PDD and DLB – especially since we the cardiac noradrenergic neurotransmission. 123I-MIBG
found no Brazilian studies or samples concerning scintigraphy documenting cardiac sympathetic denervation
neuropsychological profiles of the latter. However, is a supportive criterion for PD diagnosis, having over
for a tertiary center and other treatment strategies such 80% specificity to distinguish PD from other parkinsonian
as DBS, a comprehensive neuropsychological evaluation conditions21. A study by Leite et al. showed that this
is more appropriate if suitable. method identified cardiac sympathetic neurotransmission
impairment in Brazilian de novo PD patients without
Ancillary investigation and biomarkers clinically defined dysautonomia50. The DLB consortium
Besides analyzing the clinical history and conducting criteria also classifies 123I-MIBG as an indicative biomarker,
neurological examination with brief cognitive showing good sensitivity (69%) and specificity (87%)
instruments, we also recommend applying ancillary values for discriminating probable DLB from probable AD51.
Moreover, normal functional neuroimaging of biomarker for DLB diagnosis. Dopamine Transporter
the presynaptic dopaminergic system is currently (DAT) imaging has well-established utility in
considered an absolute exclusion criterion for the MDS distinguishing DLB from AD, with 78% of sensitivity and
PD criteria. However, the task force mentioned that PD 90% of specificity52. DAT imaging does not distinguish,
diagnosis does not require dopaminergic functional however, between degenerative parkinsonian
imaging21. Reduced dopamine transporter uptake in syndromes, such as progressive supranuclear palsy,
basal ganglia demonstrated by Single Photon Emission corticobasal syndrome, frontotemporal dementia
Computed Tomography (SPECT) or Positron Emission with parkinsonism, among others. Figure 2 shows
Tomography (PET) imaging is another indicative TRODAT-SPECT images in PD patients.
Dopamine transporter uptake in basal ganglia demonstrated by TRODAT-1 SPECT imaging. The superior row shows a normal uptake in the caudate and putamen. The medium row shows an asymmetric
uptake in a PD patient. The lower row shows a bilateral minimal uptake in a DLB patient. (Reproduced with permission from Dr. Artur Coutinho, Nuclear Medicine Center – Inrad – HC-FMUSP).
Figure 2. Dopamine transporter uptake in basal ganglia shown by SPECT or PET.
PSG is the third indicative biomarker for DLB association between global cognitive performance
diagnosis. It aims to confirm the clinical suspicion and wakefulness after sleep onset and the number of
of RBD, showing the loss of atony in the REM sleep stage2. sleep stage changes53.
A study by Sobreira et al. examined the association S u p p o r t i v e b i o m a r k e r s fo r D L B i n c l u d e :
between cognitive status and presence of sleep the relative preservation of medial temporal lobe
disorders in PD patients by PSG, finding a significant structures on CT/MRI scans since patients with
AD show greater atrophy of medial temporal lobe Furthermore, a prominent posterior slow-wave EEG
structures; the generalized low uptake on SPECT/PET activity with periodic fluctuations in the pre-alpha/theta
perfusion/metabolism scan, which shows reduced range is a supportive biomarker for DLB diagnosis56.
occipital activity; and the posterior cingulate island Some Brazilian studies have investigated the quantitative
sign on FDG-PET imaging. Figure 3 shows FDG-PET EEG changes concerning cognitive decline in PD patients,
showing increased posterior theta and delta amplitude in
images in a DLB patient54. MCI in Parkinson’s Disease
patients with MCI-PD or PDD57,58 and differences in EEG
presents a similar typical pattern of hypometabolism, power and coherence in AD and PDD59,60.
mainly in the posterior regions of the brain.
Therefore, the absence of this typical pattern hints Recommendation for primary and secondary care
at an alternative diagnosis, including depression or Figure 4 presents a flowchart of the approach to patients
an atypical parkinsonian syndrome55. with parkinsonism and dementia.
Upper row – Images on the left with standard axial view and images on the right with [18F]FDG-PET 3D-stereotactic surface projection (3D-SSP, Cortex ID Suite software,
GE Healthcare):occipital lobe metabolism is typically preserved in AD. Hypometabolism in AD usually occurs in bilateral temporoparietal regions. Lower row – Images on the left with
standard axial view and images on the right with [18F]FDG-PET 3D-stereotactic surface projection (3D-SSP, Cortex ID Suite software, GE Healthcare): DLB shows occipital hypometabolism.
Relative preservation of the posterior cingulate region, representing the “cingulate island sign”.
(Reproduced with permission from Dr. Artur Coutinho, Nuclear Medicine Center – Inrad – HC-FMUSP).
Figure 3. [18F]FDG-PET images in Alzheimer’s disease (AD) and Dementia with Lewy Bodies (DLB).
Risk factors:
Cognitive impairment and one of the following features:
Old age
Visual hallucinations
Low schooling
Fluctuating cognition (Spontaneous alertness and
Worse motor performance
concentration impairment; excessive daytime sleepiness)
Visual hallucinations
Primary care
ACKNOWLEDGEMENTS
PC, LCS and RN are funded by CNPq, Brazil (bolsa de MTB, RMC, NAFF: drafting the manuscript; BJAPB,
produtividade em pesquisa). FACV, JS, LCS, LPS, MLFB, MLFC, NAFF, PC, PHFB, RN,
Authors’ contributions. JBP, VT, HBF, MS, MTB, RMC, SMDB: critical revision of the manuscript for important
NAFF, JS, BJAPB, LPS: concept; JBP, VT, HBF, MS, intellectual content.
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Treatment of dementia:
recommendations of the Scientific Department
of Cognitive Neurology and Aging of the
Brazilian Academy of Neurology
Paulo Caramelli1 , Valeska Marinho2 , Jerson Laks3,4 , Marcus Vinicius Della Coletta5 ,
Florindo Stella6,7 , Einstein Francisco Camargos8,9 , Jerusa Smid10 ,
Breno José Alencar Pires Barbosa10,11,12 , Lucas Porcello Schilling13,14,15 ,
Marcio Luiz Figueredo Balthazar16 , Norberto Anízio Ferreira Frota17,18 , Leonardo Cruz de Souza1 ,
Francisco Assis Carvalho Vale19 , Márcia Lorena Fagundes Chaves20,21 , Sonia Maria Dozzi Brucki10 ,
Ricardo Nitrini10 ,Helen Bedinoto Durgante22 , Paulo Henrique Ferreira Bertolucci23
1
Universidade Federal de Minas Gerais, Faculdade de Medicina, Departamento de Clínica Médica, Belo Horizonte MG, Brazil.
2
Universidade Federal do Rio de Janeiro, Instituto de Psiquiatria, Centro para Doença de Alzheimer, Rio de Janeiro RJ, Brazil.
3
Universidade Federal do Rio de Janeiro, Instituto de Psiquiatria, Programa de Pós-Graduação em Psiquiatria e Saúde Mental, Rio de Janeiro RJ, Brazil.
4
Universidade do Estado do Rio de Janeiro, Faculdade de Ciências Médicas, Rio de Janeiro RJ, Brazil.
5
Universidade do Estado do Amazonas, Manaus AM, Brazil.
6
Universidade Estadual Paulista, Instituto de Biociências, Campus de Rio Claro SP, Brazil.
7
Universidade de São Paulo, Faculdade de Medicina, Departamento e Instituto de Psiquiatria, Laboratório de Neurociências, São Paulo SP, Brazil.
8
Hospital Universitário de Brasília, Centro de Medicina do Idoso, Brasília DF, Brazil.
9
Universidade de Brasília, Faculdade de Medicina, Programa de Pós-Graduação em Ciências Médicas, Brasília DF, Brazil.
10
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
11
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife PE, Brazil.
12
Instituto de Medicina Integral Prof. Fernando Figueira, Recife PE, Brazil.
13
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre RS, Brazil.
14
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre RS, Brazil.
15
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre RS, Brazil.
16
Universidade Estadual de Campinas, Departamento de Neurologia, Faculdade de Ciências Médicas, Campinas SP, Brazil.
17
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
18
Universidade de Fortaleza, Fortaleza CE, Brazil.
19
Universidade Federal de São Carlos, Centro de Ciências Biológicas e da Saúde, Departamento de Medicina, São Carlos SP, Brazil.
20
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre RS, Brazil.
21
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina, Departamento de Medicina Interna, Porto Alegre RS, Brazil.
22
Universidade Federal de Pelotas, Pelotas RS, Brazil.
23
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo SP, Brazil
Correspondence: Paulo Caramelli; Email: caramelli@ufmg.br.
Conflict of interest: PC: Participation as principal investigator in clinical trials for Novo Nordisk and Roche laboratories. Participation in advisory boards for Aché,
Biogen, EMS, Nutricia and Roche laboratories. Development of continuing medical education materials and participation as speaker in symposia sponsored by
Aché, Nutricia, Libbs, Roche, Sandoz, Torrent and Zodiac laboratories; VM: Development of continuing medical education materials and participation as speaker in
symposia sponsored by Biogen, Sandoz and Torrent laboratories; JS: Participation as speaker in symposia sponsored by Roche laboratory; LPS: Participation in
advisory boards for Biogen. Participation as speaker in symposia sponsored by Aché, Apsen and Biogen laboratories; MLFB: Participation in advisory boards for
Biogen. Development of continuing medical education materials and participation as speaker in symposia sponsored by EMS and Torrent laboratories; PHFB:
Participation in advisory boards for Biogen and Novo Nordisk laboratories. Supervision of training activities for Biogen, Janssen-Cilag and Novo Nordisk laboratories
and for Quintiles. Participation as speaker in symposia sponsored by Apsen, Nutricia, Roche and Sandoz laboratories; LCS: Participation in advisory board for Biogen.
Participation as speaker in symposia sponsored by Biogen; RN: Participation in advisory board for Biogen; JL, MVDC, FS, EFC, BJAPB, NAFF, FACV, MLFC, SMDB,
HBD: No conflict of interest to declare.
Received on February 20, 2022; Received in its final form on April 27, 2022; Accepted on April 27, 2022.
ABSTRACT. There is currently no cure for neurodegenerative or vascular dementias, but some pharmacological and non-pharmacological interventions may
contribute to alleviate symptoms, slow disease progression and improve quality of life. Current treatment approaches are based on etiology, symptom profile
and stage of dementia. This manuscript presents recommendations on pharmacological and non-pharmacological treatments of dementia due to Alzheimer’s
disease, vascular cognitive impairment, frontotemporal dementia, Parkinson’s disease dementia, and dementia with Lewy bodies.
Keywords: Dementia; Drug Therapy; Behavior; Cognition.
Donepezil Donepezil
tablet 5mg 1x/d tablet 10mg 1x/d
Rivastigmine
Rivastigmine Rivastigmine capsule 6mg 2x/d
Rivastigmine
capsule 1.5mg 2x/d or capsule 3mg 2x/d or
capsule 4.5mg 2x/d
patch 4.6mg 1x/d patch 9.5mg 1x/d Rivastigmine
patch 9.5mg 1x/d1
Treatment of comorbidities
Non-phamacological interventions
1
In case of improvement or stabilization, the highest dose of rivastigmine patch can be postponed; 2memantine is indicated for treating moderate or severe AD dementia.
Figure 1. Overview of pharmacological treatment for AD dementia.
Common AEs consist of nausea, vomiting, diarrhea, • Caution is required when prescribing ChEI to
headache and insomnia, and are less likely to occur individuals with chronic obstructive pulmonary
if medication is taken after a meal. Donepezil should disease or asthma;
be administered at bedtime; in case of insomnia or • Discontinuation or switching (in the case of ChEI)
nightmares, it can be taken in the morning. Less com- shall be considered when there is no clinical ben-
mon, but more serious AEs are bradyarrhythmia and efit or in case of relevant AEs;
syncope. Treatment effects and duration vary from • Avoid abrupt discontinuation of ChEI or memantine;
person to person, and any positive effect may be lost • In the case of AEs with higher doses, dose reduc-
over time. No research has confirmed the superiority of tion may be considered, noting whether there is
one ChEI over the others, despite some specificities on a decrease in AEs as well as changes in cognitive,
the mechanisms of action and frequency/types of AEs. functional, or neuropsychiatric symptoms;
Switching to another ChEI is encouraged, particularly
• Discontinue medication in the absence of clinical
when no clinical benefit is observed after a few months
benefits or if AEs persist.
of follow-up or in case of AEs that do not resolve. With
progression to moderate dementia, the association
Pharmacological treatment of neuropsychiatric symptoms
with memantine is indicated5,9,10. Memantine is usually
Neuropsychiatric symptoms may precede the cogni-
well tolerated; the most common AEs are drowsiness,
dizziness and headache5,7. tive symptoms in AD, becoming more common at the
second half of the mild dementia stage, increasing
Practical issues for prescribing and discontinuing ChEI along the moderate stage and usually decreasing at
and memantine severe stage.
• ChEI increase vagal tone and are contraindicated Clinical trials specifically addressing neuropsychi-
in patients with baseline bradycardia or known atric symptoms in AD have been disappointing. The
cardiac conduction system disorder (i.e., atrio- benefits of ChEI tend to favor specific neuropsychiatric
ventricular block > 1st degree). Caution is required symptoms, such as depression, anxiety, dysphoria,
when any of the three ChEI are used in combina- and apathy11. For depression, which may be present in
tion with drugs that induce bradycardia or alter more than half of AD patients, there is some evidence
atrioventricular conduction (e.g., beta blockers or for the indication of sertraline or mirtazapine as the
calcium channel blockers); best antidepressant options12. A recent clinical trial,
however, observed a trend to increased mortality with scanter. Studies with brexpiprazole are ongoing, but
mirtazapine used to treat agitation in AD dementia13. evidence of efficacy and safety has not been definitively
Aggressiveness is a common neuropsychiatric established to date17. Although some studies suggest
symptom which may contribute to agitation and in- that cannabinoids may have potential positive effects in
creased caregiver burden. Treatment encompasses both neurodegenerative diseases, there is no current evidence
pharmacological and non-pharmacological interven- to support their clinical use in dementia18.
tions (see next session). Specific AD drugs (i.e., ChEI
and memantine) might have modest but significant
effects on these symptoms and even if there is a good Pharmacological treatment for AD-related conditions
initial effect, it may be lost after some time. Given the AD may have associated complications. Parkinson-
absence of approved pharmacological treatment for ism may be present in 9% to 70%, depending on the
neuropsychiatric symptoms in AD dementia, a sequence disease stage. There are differences with typical PD,
of drugs may be considered for treatment of agitation with tremor being mild or absent, and usually pre-
and aggressiveness14. According to this algorithm14, senting symmetrical bradykinesia and rigidity from
first-line treatment would be atypical antipsychotics, the start. Levodopa may be tried, but response is less
the first choice being risperidone, followed by aripip- likely than in PD.
razole or quetiapine. If these drugs fail or are offset by Between 10% and 20% of AD patients will have at
AEs, carbamazepine may be an option. In case of a new least one seizure. Newer anticonvulsants (e.g., lamo-
failure the next step would be citalopram, followed by trigine or levetiracetam) are first-line treatments for
gabapentin and prazosin. Citalopram is a good thera- epilepsy in PwD19.
peutic option for agitation. Benzodiazepines must be
avoided in dementia due to AD. Non-pharmacological treatments for AD:
Another common neuropsychiatric symptom is cognitive symptoms
sleep disorder. The first step to a successful treat-
ment of sleep disorder in AD is to ask why and how Cognitive stimulation therapy (CST)
it occurs. A sleep disorder may be the consequence Recommended treatment according to the National
of a sleep wake cycle inversion, and in this case sleep Institute for Health and Clinical Excellence of the
United Kingdom20 to stimulate language, memory,
hygiene and non-pharmacological interventions may
executive functions; approved by the Alzheimer’s
be helpful. For pain or another discomfort, the cause
Disease International and used in many countries21.
should be addressed; issues related to sundowning,
CST was shown to improve cognition, QoL, neuropsy-
fragmented sleep or difficulty in starting sleep should
chiatric symptoms in PwD from LMIC22,23. CST and its
be addressed. The sleep may be interrupted by de-
implementation manual have been adapted for use in
lusions and hallucinations, when an antipsychotic,
Brazil24 and the intervention was found to be feasible
particularly with sedative effects (e.g., quetiapine)
and beneficial to improve mood in PwD in a recent
may be useful. There is no evidence that hypnotics
clinical trial25.
or mirtazapine have positive effects. Trazodone
might improve sleep, although the effects are usually Multicomponent/multidisciplinary cognitive rehabilitation
modest15. A recent Brazilian study has shown that program (MCRP)
short-term use (i.e., 14 days) of zopiclone or zolp- MCRP includes cognitive rehabilitation, stimulation and
idem may be clinically helpful in treating insomnia computer-assisted therapy, physical training, physio-
in AD dementia16. therapy, reading and games. This program may decrease
Delusions and hallucinations may be present in up to depressive symptoms and improve QoL indicators of
one third of AD patients and indicate poorer prognosis, PwD/caregivers. However, MCRP effects on cognition
with increased functional impairment and higher mor- are questionable23,26.
tality. Treatment of these neuropsychiatric symptoms
includes avoiding typical antipsychotics, due to AEs and Reality orientation (RO)
cognitive worsening. There is evidence of a modest effect Neurosensory stimulation to reorient daily activities may
of ChEI, but often there is a need of using antipsychotics, improve cognition and adherence to pharmacological
and in this case the evidence is stronger for risperidone treatment in mild-moderate AD dementia27,28. Results for
and olanzapine, while for quetiapine the evidence is neuropsychiatric symptoms are inconclusive29.
Non-pharmacological treatments for AD: blood flow, hippocampal volume, neurogenesis, also
neuropsychiatric symptoms neuropsychiatric symptoms41. Occupational therapy
To increase the chance of success with a non-pharma- (error-reduction techniques)42 and physiotherapy43,44
cological treatment it is essential to adopt an individu- tend to enhance functioning and delay physical
alized approach that considers: decline; results are inconclusive for improvement
• When and how the neuropsychiatric symptom in cognition. Early interventions targeting lifestyle
started? (Was there a trigger?) modifiable risk factors (arterial hypertension, di-
• How did it evolve? (Are there associated symptoms?) abetes, obesity, physical inactivity, high alcohol
• How did it end? consumption, smoking, social isolation), clinical
• What are the associated worsening and improving conditions (hearing loss and depression), and poor
factors? nutrient intake, may work as protective measures for
reducing AD risk1,10,45,46.
Psychosocial/psychoeducational interventions
These are group or person-centered approaches to in-
form the management and care of dementia, including TREATMENT OF VASCULAR COGNITIVE IMPAIRMENT
emotional and social stimulation of PwD/caregivers. The general principles of approach and treatment for VCI
Face-to-face or technology-based multicomponent are the same as for dementia due to AD. They encompass
psychoeducational and Cognitive-Behavioral Therapy the treatment of comorbidities, including neuropsychiat-
approaches (cognitive reframing, self-monitoring, ric symptoms, providing information and support to PwD
mood management techniques, mindfulness-based and caregivers, and maintaining independence.
training) may improve neuropsychiatric symptoms
(agitation, restlessness, anxiety, sleep disturbances), Primary and secondary prevention
delay the progression of cognitive impairment, and The multidisciplinary team should focus primarily on
benefit caregiver confidence, self-efficacy, burden, controlling the main risk factors for new cerebrovascular
depression, stress levels, and QoL of the dyad30-33. Posi- events and cognitive impairment in VCI. Although we
tive Psychology practices are recommended for mental recognize risk factors for post-stroke dementia, such as
health promotion of PwD/caregivers according to the low education and diabetes mellitus47, factors for stroke
Alzheimer’s Association Psychosocial Measurement itself have long been known and controllable, including
Workgroup 33 and the European INTERDEM Social smoking, arterial hypertension, diabetes mellitus and
Health Taskforce34,35. dyslipidemia (notably high LDL-cholesterol levels)48.
However, in recent decades several studies have
Reminiscence therapy (RT) proposed measuring the weight of these risk factors on
RT is a group-based intervention to recall autobiograph- the appearance of new strokes, on post-stroke cognition
ical memories. It is used for mild-moderate dementia and functionality, often with conflicting results. Based
with modest evidence to improve depressive symptoms, on these observations we recommend:
mood, cognition22, and well-being36. Lacking theoretical • Blood pressure control: There is strong evidence
basis and methodological systematization make RT that increased blood pressure levels are associated
effects questionable37. with stroke48. There are still no studies that have
confirmed the impact of blood pressure control on
Music therapy (MT)/dancing worsening cognitive impairment. Intensive blood
Significant positive effects were found of MT on mem- pressure control (systolic pressure of 120 versus
ory38, emotional/mood22 and neuropsychiatric symp- 140 mmHg) does not show a reduction in the
toms27. Dancing may also lead to beneficial effects on incidence of dementia (all etiologies). In frail
cognition and psychical health20. older adults, with symptoms of orthostatic hy-
potension and increased risk of falls, individu-
Physical-related/lifestyle-related interventions alize blood pressure targets to avoid symptoms
Repetitive transcranial magnetic stimulation (rTMS) of hypotension;
and acupuncture seem to improve cognitive functions, • Glycemic control: There is strong evidence that
whereas acupuncture, exercise and light therapy pre- increased blood glucose levels are associated
sented potential to enhance functional performance22 with stroke 48. However, there is no evidence
and cognition 39,40 . Long-term exercise improves that strict glycemic control in older adults
prevents cardiovascular events. Studies have • Diet and supplements: A balanced diet, rich in
shown that tight blood glucose control in older vegetables and fruits, impacts many organ systems.
adults was associated with greater frailty and One recent systematic review with metanalysis has
mortality, with no benefit in the evolution of shown that high adherence to the Mediterranean
dementia49,50. Acceptable fasting glycemic values diet reduced the risk of global cognitive decline in
in individuals with VCI should be around up non-demented older adults59. The use of vitamin
to 150 mg/dL and postprandial < 180 mg/dL, and mineral supplements should only be indicated
as well as glycated hemoglobin targets should in cases with insufficiency. It is not recommended
be less stringent (e.g., < 8%)51; to use vitamin supplements for the prevention or
• Antiplatelet agents: There is strong evidence treatment of VCI.
to support using these agents for secondary
prevention of non-embolic stroke, either ace- Pharmacological treatment
tylsalicylic acid (81 to 100mg/day) or clopi-
dogrel (75mg/day)52. In cases of VCI without ChEI and memantine
evidence of previous stroke, therapy should The pharmacological treatment commonly prescribed
be individualized 53, especially in individuals in VCI, particularly vascular dementia, is mainly based
with significant risk of falls. In recent years, on ChEI and memantine. These medications are rou-
no studies have been published providing sup- tinely used in clinical practice to treat cognitive decline,
port for the benefits of antiaggregants in the functionality changes and neuropsychiatric symptoms.
evolution of VCI54; However, randomized controlled clinical trials have
• Statins: Statins are of interest in the secondary shown limited efficacy of these drugs.
prevention of cerebrovascular disease due to both Randomized, placebo-controlled studies demon-
their lipid-lowering and pleiotropic effects on strate little efficacy of ChEI in pure vascular demen-
vascular function, combining to inhibit athero- tia60,61. There is a statistically significant but clini-
sclerosis. There is good evidence that statins given cally slight cognitive benefit for cognitive functions,
late in life to people at risk for vascular disease mainly processing speed and executive functions62.
do not prevent cognitive decline or dementia55. In general, there is a slight attenuation of cognitive
For individuals with VCI and a history of ischemic decline compared to placebo61. Some studies report
(non-embolic) stroke, statin use should follow favorable results regarding functional performance,
secondary prevention recommendations with but the gain is not consistent. Improvement of neuro-
individual risk analysis. The use of statins in older psychiatric symptoms, when present, is also limited.
adults and subjects with vascular risk factors is On the other hand, agitation has been observed as an
not recommended for the sole purpose of primary AE of ChEI and memantine63,64.
prevention or treatment of dementia; Favorable results of ChEI seem more evident in
• Multidisciplinary interventions: In a system- mixed dementia (vascular + AD) compared to ‘pure’
atic review of 15 prospective studies with over vascular dementia65. Galantamine is approved in Brazil
30,000 individuals without dementia, involve- for treatment of mild to moderate AD dementia with
ment in at least one physical activity of minimal concomitant significant cerebrovascular disease and has
to moderate intensity was associated with a 35% shown positive effects on cognitive speed and QoL of
reduction in the relative risk of cognitive decline individuals with mixed dementia in a controlled clini-
in one to 12 years of follow-up56. In another study cal trial in the country66. Possible benefits of ChEI in
with 639 older adults without disability and with mixed dementia, although limited, are attributed to the
cerebral white matter changes, physical activity reduction of cholinergic depletion caused by concomi-
reduced the risk of cognitive and functional defi- tant AD60,65,66. There is insufficient clarity regarding the
cits, regardless of the severity of white matter differences in efficacy of ChEI, as well as memantine,
changes or other risk factors57. Hence, practice between multiple infarcts and subcortical vascular
of physical activity at mild to moderate intensity dementia64,67-69. Initiation of ChEI treatment in patients
should be strongly recommended to all individuals with severe dementia is not recommended.
at the primary care level as a means of primary and Among the AEs of ChEI already described above,
secondary prevention of VCI. On the other hand, bradycardia and arterial hypotension are the main
evidence that physical rehabilitation reduces post- conditions associated that require special attention in
stroke cognitive loss is still insufficient58; patients with vascular dementia62,65,67-71.
In current clinical practice, memantine is com- Considering that there are no specific treatments,
monly added to ChEI in subjects with moderate or care should focus on managing behavioral symptoms
severe vascular dementia. However, the benefits of and disability, and reducing caregiver burden that is
memantine are very limited or controversial for con- high in bvFTD. In a recent Brazilian study including
trolling cognitive and neuropsychiatric symptoms, 20 bvFTD and 30 AD individuals, Lima-Silva et al.
as well as for slowing cognitive or functional decline61. found out that bvFTD subjects presented higher levels
For this reason, the drug has not been approved for of neuropsychiatric symptoms and that their caregivers
treatment of vascular dementia. The few randomized, experienced higher levels of distress than AD caregivers.
placebo-controlled studies report that memantine is Moreover, bvFTD caregiver’s distress and burden were
well-tolerated and that drowsiness has been the AE related to cognitive and functional impairment79.
of major concern72. Multidisciplinary management may be needed
throughout the disease process, but this has not been
Treatment of neuropsychiatric symptoms in VCI specifically established for bvFTD treatment. A mul-
Overall, the neuropsychiatric symptoms in VCI are tidisciplinary team may offer a more comprehensive
like those observed in AD, and the treatment is sim- care management and seems to be an essential
ilar 14,73-75. The non-pharmacological interventions tool for dealing with other degenerative diseases80.
include occupational therapy, cognitive stimulation, However, the needs in bvFTD may be more specific
art therapy, involvement in social interaction activ- and studies regarding their management should be
ities, physical activity, and psychological support for conducted. Social, financial, psychological counseling
PwD and caregivers. may be required to address specific issues and more
Regarding pharmacological interventions, general knowledge on those topics should be gathered to help
services’ organization. For instance, the emergence
recommendations follow the commentaries made
of swallowing problems during dementia progression
above (AD section), namely, to avoid benzodiazepines,
may require specialized evaluation. Problems with
to prescribe antipsychotics in low doses and for strict-
inappropriate eating speed, passivity, coughing, and
ly necessary periods, antidepressants for depression,
choking beginning in the mild stages and following
anxiety, panic and mild agitation, and anticonvulsants
the worsening cognitive and behavioral declines were
when indicated.
recently reported and add information about specific
The pharmacological treatment of patients with
treatment needs81.
vascular dementia should be regularly monitored for Regarding pharmacological approaches, a recent
cardiovascular signs and symptoms. systematic review gathered information aiming to
identify pharmacological interventions that could
be used to treat the more troublesome behaviors in
TREATMENT OF FRONTOTEMPORAL DEMENTIA bvFTD. Trieu et al.78 found 23 studies (11 randomized
(BEHAVIORAL AND LANGUAGE VARIANTS) controlled trials, eight open-label studies, one proof-
Frontotemporal dementia (FTD) encompasses different of-concept study, and three case series) involving a
clinical syndromes associated with progressive behav- sample of 573 individuals. Sixteen out of the 23 stud-
ioral/personality deterioration or language disorders, ies used pharmacological interventions, resulting
and is considered the second most frequent cause of in benefits, as measured by the Neuropsychiatric
young-onset dementia76. Inventory, for trazodone, citalopram, rivastigmine,
paroxetine, ameliorating symptoms such as disinhi-
bition, hyperorality, and depression.
Treatment of behavioral variant frontotemporal dementia Two reviews82,83 published by Brazilian authors re-
The clinical syndrome associated with behavioral and port that most studies have small sample sizes, short
personality changes called behavioral variant (bvFTD) duration of treatment, and non-uniform measures while
is the most common clinical presentation and specific evaluating efficacy and tolerability.
diagnostic criteria are available for clinical use77. Portugal et al.82 conducted a systematic review and
There are no approved treatments for bvFTD, either reported better results for drugs with serotonergic
disease-modifying drugs or symptomatic treatments action, such as selective serotonin reuptake inhibi-
to ameliorate disturbing symptoms. Only a few small tors or SSRIs (paroxetine, citalopram, fluvoxamine)
studies have shown benefits of symptomatic pharma- and trazodone to treat behavioral symptoms, but not
cological approaches78. cognition. Authors suggest that using SSRIs as the
first-line treatment seems to be the best practice with left posterior temporal/parietal atrophy, and slow
until better data on evidence-based strategies to rely speech with long-word finding pauses, anomia,
upon are available. and repetition deficits84.
In a narrative review aiming to guide clinical prac- Up to this moment, there are no disease-modify-
tice, Gambogi et al.83 conducted a literature search ing agents approved for these language syndromes
on bvFTD treatment. According to drug class, ChEI associated with neurodegenerative diseases. Symp-
and memantine do not have significant therapeutic tomatic treatments aiming to improve language dis-
actions. Antidepressants (SSRIs and trazodone) im- orders have been shown to enhance oral and written
proved behavioral symptoms with better tolerability; naming abilities85. Language training therapies im-
antipsychotics reduced agitation (quetiapine, risperi- prove naming accuracy for trained items at short- and
done, aripiprazole), improper behaviors (risperidone long-term follow-up and are considered the standard
and aripiprazole), and scores on the Neuropsychiatric treatment for PPA85,86.
Inventory (olanzapine) in uncontrolled cases series There are very few studies on PPA treatment in
and clinical reports. However, mortality issues related Brazil and Latin-America, with small sample sizes,
to antipsychotic use in dementia, cardiovascular risks, demonstrating the lack of local information about
and motor AEs limit their use in bvFTD. Psychostim- language therapies in PPA87. Notwithstanding, an im-
ulants for apathy and anticonvulsants for abnormal portant piece of information was gathered by a Brazil-
behaviors were investigated, but must be used with ian systematic review organized by Carthery-Goulart
caution due to AEs. In a symptom-focused approach, et al.88. The literature on evidence-based strategies of
authors suggest SSRIs or trazodone as the first option language rehabilitation in PPA was summarized and
for disinhibition, compulsive/perseverative behaviors, the language behavioral treatments classified into
stereotyped behaviors, and hyperorality. Psychostimu-
impairment-directed and functional interventions.
lants may be an option for apathy and antipsychotics
The results suggest, as a practical option, the rec-
should be used with care and reserved to manage
ommendations for the use of impairment-directed
challenging and hazardous behaviors.
therapies aimed at naming and lexical retrieval in
In summary, several low-quality reports are fo-
svPPA. In relation to nfvPPA and lvPPA, the small
cusing on symptomatic treatment for bvFTD and
number of studies limits conclusions about the best
no specific treatment proved to be effective to date.
therapeutic option for such variants88.
ChEI and memantine should not be used as they
While impairment-directed intervention targets
have not shown any significant therapeutic action.
the remediation or slowing the progression of specific
SSRIs or trazodone seem the best practice to manage
behavioral problems as a first step, and the use of language and speech impairments, the functional inter-
second-generation antipsychotics should be reserved ventions focus on communication, including environ-
for the management of psychotic manifestations, mental modifications. The functional interventions key
troublesome or hazardous behaviors. components rely on building communication strategies
and practicing the strategies with a communication
Treatment of primary progressive aphasias partner. However, the frequency and dosage of such
Primary progressive aphasia (PPA) refers to clinical syn- interventions using rigorous outcomes is an unmet need
dromes characterized by an insidious and progressive up to this moment89.
loss of language abilities associated with neurodegen- The maintenance of therapy gains, in the absence of
erative diseases. The three variants differ in anatomic, continuous training, is more evident in the short-term
phenotypic presentation, and underlying pathology84. than long-term in all PPA variants and is influenced by
The non-fluent/agrammatic variant PPA (nfvPPA) treatment length and session frequency. Generalization
is associated with atrophy of left frontal lobe, insula, to untreated items varies following each PPA subtype and
and supplementary motor areas, and progressive, occurs more often in nfvPPA and lvPPA than in svPPA90.
effortful, non-fluent speech, with syntactic deficits, Language therapies usually focus on enhancing
grammatical errors, and omissions. The semantic abilities in trained activities or tasks and such training
variant PPA (svPPA) is associated with left anterior may limit benefits to the practiced domains86,88. Recent
temporal lobe atrophy and fluent speech with deficits reviews have shown a potential benefit for non-invasive
in lexical retrieval, naming, and word comprehension. brain stimulation combined with language therapies in
The logopenic variant PPA (lvPPA) presents AD as the improving oral or written naming accuracy for trained
pathological substrate in most cases and is associated and untrained items85,86.
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1
Universidade de São Paulo, Faculdade de Medicina, Departamento de Neurologia, Grupo de Neurologia Cognitiva e do Comportamento, São Paulo SP, Brazil.
2
Faculdade de Medicina de Jundiaí, Departamento de Medicina Interna, Divisão de Geriatria, Grupo de Investigação sobre Multimorbidade e Saúde Mental no
Envelhecimento, Jundiaí SP, Brazil.
3
University of Groningen, University Medical Center Groningen, Department of Psychiatry, Groningen, The Netherlands.
4
Universidade de São Paulo, Faculdade de Medicina, Hospital das Clínicas, Serviço de Geriatria, Laboratorio de Investigação Médica em Envelhecimento, São Paulo SP, Brazil.
5
Hospital de Clínicas de Porto Alegre, Departamento de Neurologia, Porto Alegre RS, Brazil.
6
Instituto D’Or de Pesquisa e Ensino, Rio de Janeiro RJ, Brazil.
7
Hospital Glória D’Or, Rio de Janeiro RJ, Brazil.
8
Universidade Federal de Pernambuco, Centro de Ciências Médicas, Área Acadêmica de Neuropsiquiatria, Recife PE, Brazil.
9
Instituto de Medicina Integral Prof. Fernando Figueira, Recife PE, Brazil.
10
Pontifícia Universidade do Rio Grande do Sul, Escola de Medicina, Serviço de Neurologia, Porto Alegre RS, Brazil.
11
Pontifícia Universidade do Rio Grande do Sul, Instituto do Cérebro do Rio Grande do Sul, Porto Alegre RS, Brazil.
12
Pontifícia Universidade do Rio Grande do Sul, Programa de Pós-Graduação em Gerontologia Biomédica, Porto Alegre RS, Brazil.
13
Universidade Estadual de Campinas, Faculdade de Ciências Médicas, Departamento de Neurologia, Campinas SP, Brazil.
14
Hospital Geral de Fortaleza, Serviço de Neurologia, Fortaleza CE, Brazil.
15
Universidade de Fortaleza, Fortaleza CE, Brazil.
16
Universidade Federal de Minas Gerais, Departamento de Clínica Médica, Belo Horizonte MG, Brazil.
17
Universidade Federal de São Carlos, Centro de Ciências Biológicas e da Saúde, Departamento de Medicina, São Carlos SP, Brazil.
18
Universidade Federal de São Paulo, Escola Paulista de Medicina, Departamento de Neurologia e Neurocirurgia, São Paulo SP, Brazil.
19
Hospital de Clínicas de Porto Alegre, Serviço de Neurologia, Porto Alegre RS, Brazil.
20
Universidade Federal do Rio Grande do Sul, Faculdade de Medicina, Departamento de Medicina Interna, Porto Alegre RS, Brazil.
21
Associação Brasileira de Alzheimer, São Paulo SP, Brazil.
22
Universidade Santo Amaro, Departamento de Neurologia, São Paulo SP, Brazil.
23
Universidade de São Paulo, Hospital das Clínicas, Serviço de Geriatria, São Paulo SP, Brazil.
Correspondence: Sonia Brucki; Email: sonia.brucki@gmail.com.
Conflict of interest: JS: Participation as speaker in symposia sponsored by the Roche laboratory; LPS: Participation in advisory boards for Biogen. Participation
as speaker in symposia sponsored by the Aché, Apsen, and Biogen laboratories; MLFB: Participation in advisory boards for Biogen. Development of material for
continuous medical education and participation as speaker in symposia sponsored by the EMS and Torrent laboratories; PC: Participation as principal investigator
in clinical trials for the Novo Nordisk and Roche laboratories. Participation in advisory boards for the Aché, Biogen, EMS, Nutricia, and Roche laboratories. Development
of material for continuous medical education and participation as speaker in symposia sponsored by the Aché, Nutricia, Libbs, Roche, Sandoz, Torrent, and Zodiac
laboratories; PHFB: Participation in advisory boards for the Biogen and Novo Nordisk laboratories. Supervision of training activities for the Biogen, Janssen-Cilag,
and Novo Nordisk laboratories and for Quintiles. Participation as speaker in symposia sponsored by the Apsen, Nutricia, Roche, and Sandoz laboratories; LCS:
Participation in advisory board for Biogen. Participation as speaker in symposia sponsored by Biogen; RN: Participation in advisory board for Biogen; SMDB, IP,
WVB, VC, CELF, BJAPB, NAFF, FACV, MLFC, RRS, LSM: There is no conflict of interest to declare.
Received on August 08, 2021; Received in its final form on October 04, 2021; Accepted on April 27, 2022.
ABSTRACT. Alzheimer’s disease (AD) and other neurodegenerative dementias have a progressive course, impairing cognition, functional capacity, and behavior.
Most studies have focused on AD. Severe dementia is associated with increased age, higher morbidity-mortality, and rising costs of care. It is fundamental
to recognize that severe dementia is the longest period of progression, with patients living for many years in this stage. It is the most heterogeneous phase
in the process, with different abilities and life expectancies. This practice guideline focuses on severe dementia to improve management and care in this stage
of dementia. As it is a long period in the continuum of dementia, clinical practice should consider non-pharmacological and pharmacological approaches.
Multidisciplinary interventions (physical therapy, speech therapy, nutrition, nursing, and others) are essential, besides educational and support to caregivers.
Keywords: Dementia; Palliative Care; Behavior; Cognition.
MANEJO DAS DEMÊNCIAS EM FASE AVANÇADA: RECOMENDAÇÕES DO DEPARTAMENTO CIENTÍFICO DE NEUROLOGIA COGNITIVA E DO ENVELHECIMENTO
DA ACADEMIA BRASILEIRA DE NEUROLOGIA
RESUMO. A doença de Alzheimer (DA) e outras demências neurodegenerativas têm um curso progressivo com comprometimento da cognição, capacidade
funcional e comportamento. A maioria dos estudos enfocou a DA. A demência grave está associada ao aumento da idade, maior morbimortalidade e aumento
dos custos de cuidados. É fundamental reconhecer que a demência grave é o período mais longo de progressão, com o paciente vivendo muitos anos
nesta fase. É a fase mais heterogênea do processo, com diferentes habilidades e expectativa de vida. Esta diretriz de prática concentra-se na demência
grave para melhorar o manejo e o cuidado nessa fase da demência. Como um longo período no continuum da demência, as abordagens não farmacológicas
e farmacológicas devem ser consideradas. Intervenções multidisciplinares (fisioterapia, fonoaudiologia, nutrição, enfermagem, entre outras) são essenciais,
além de educacionais e de apoio aos cuidadores.
Palavras-chave: Demência; Cuidados Paliativos; Comportamento; Cognição.
A simple scale that assesses gradual severity and (stage 7); the latter is subdivided into seven situations
progression of the disability during follow-up is (A to G) (Box 1)14.
the Global Deterioration Scale (GDS) 13. This scale In advanced dementia, we observe impairment
has seven global stages, from normality to severe to basic daily activities. The Katz Scale is often
impairment; stage 6 represents severe dementia, used to measure performance in bathing, dressing,
and stage 7, very severe13. toileting, transferring, continence, and feeding;
The Functional Assessment Staging (FAST) characterizing severe dementia. Table 1 summarizes
assesses decline from normal (stage 1) to severe stages all these instruments.
3 Decreased job functioning evident to co-workers. Difficulty in traveling to new locations. Decreased organizational capacity.
Decreased ability to perform complex tasks, e.g., planning dinner for guests, handling personal finances (such as forgetting to pay bills),
4
difficulty shopping, etc.
6b Unable to properly bathe (shower) (e.g., difficulty adjusting bathwater (shower) temperature.
6d Urinary incontinence.
6e Fecal incontinence.
Ability to speak limited to approximately a half a dozen intelligible different words or fewer in the course of an average day or in the course
7a
of an intensive interview.
7b Speech ability limited to the use of a single intelligible word in an average day or in the course of an interview.
SMMSE Global cognition 0-30 points Patient Good for measuring cognition
0 none
Global State
0.5 questionable
Domains: memory, orientation, judgment,
CDR 1 mild Caregiver and patient Good for follow-up
problem solving, community affairs,
2 moderate
home and hobbies, and personal care
3 severe
0-100 points
SIB Global cognition Patient Allows to evaluate very severe patients
(<63 severe impairment)
prescribing and maximizing both cholinesterase (small sample size from three studies) favoring the
inhibitors and memantine to improve cognitive function use of methylphenidate to reduce this symptom in the
and BPSD before considering other psychotropic Apathy Evaluation Scale36. However, apathy is part of
medication. Nonetheless, we emphasize that evidence the phenotype of more severe dementia, and the overall
is insufficient to decide in favor or against this position. cognitive decline summed with other bothersome BPSD
Citalopram and risperidone have produced favorable in this stage results in a questionable pharmacological
evidence for agitation in AD. Citalopram improved treatment of apathy.
moderate agitation, if administered between 10-30mg A systematic review and meta-analysis 37 was
a day31. Other antidepressant agents, such as sertraline unable to recommend the use of antidepressants to
and trazodone, improved agitation32. However, we must treat depression in BPSD based on its lack of efficacy
stress their potential limitations as one review included in respond to or reduce depressive symptomatology.
fewer patients with severe AD, still showing cognitive Benzodiazepines, anticonvulsants, and cannabidiols
performance and a prolonged QT interval in patients are also ineffective in pharmacologically controlling
receiving citalopram 30mg31. Ongoing S-CitAD, which BPSD due to their lack of efficiency or adverse reactions,
evaluates escitalopram for agitation, may show greater including cognitive decline. Finally, dextromethorphan/
safety and a better cognitive profile. Risperidone, quinidine and prazosin showed evidence of improving
mostly at low doses (0.5-1mg), and selective serotonin agitation in AD 38,39 and pimavanserin reduced
reuptake inhibitors (SSRI), as a class, alleviated psychosis in AD 40 . However, these three agents
agitation in patients with dementia, according to a are unavailable in Brazil.
systematic review and meta-analysis32-34. B ox 2 s ummar iz es our overall treatment
The evidence for the use of antipsychotics for recommendation for cognitive dysfunction and BPSD.
BPSD is limited even for agitation and aggression. In conclusion, taken together, current evidence shows
Data from a systematic review showed that aripiprazole low certainty for prescribing cholinesterase inhibitors
was the safest and most effective antipsychotic and memantine in severe dementia. The use of agents
versus placebo, and it was associated with improved such as SSRIs, risperidone, and aripiprazole for
outcomes on the NPI, the Brief Psychiatric Rating agitation, aggression, and psychosis also showed a small
Scale (BPRS), and the Cohen-Mansfield Agitation or uncertain effect when we consider severe dementia.
Inventory (CMAI)35. Quetiapine improved outcomes on Non-pharmacological measures, including activities
the BPRS, and risperidone was associated with improved of daily living and care routines, proper feeding, pain
outcomes on the CMAI. Differences between atypical control, music therapy, physical therapies, and caregiver
antipsychotics were insignificant for effectiveness, education and support, seem to be safer and more
death, or cardiovascular adverse events35. effective41. The use of pharmacological agents should
Apathy is a common BPSD, especially in early- consist of single agents, in small doses, and for a short
stage dementia. The literature reports pooled evidence period to control the targeted BPSD (Table 2).
Box 2. Overall recommendation for the non-pharmacological and pharmacological treatment of cognitive dysfunction and behavior and psychological
symptoms of dementia (BPSD) in severe Alzheimer’s dementia.
1. Consider withdrawing cholinesterase inhibitors and memantine in severe dementia in the absence of clear benefits to cognition or BPSD
8. If agitation or aggression persists with antidepressants, consider antipsychotics such as risperidone, aripiprazole or quetiapine
Table 2. Consensus-based recommendation for the use of psychotropic medication in specific behavior and psychological symptoms of dementia (BPSD)
associated with severe Alzheimer’s dementia.
BPSD Suggested dose range* Side effects
Sertraline 50-100mg/day, single dose nausea, diarrhea, headache, increased risk of falls
Agitation or
aggression Trazodone*** 25-100mg/day, single/partial doses
Aripiprazole 10-30mg/day, single dose nausea, weight gain, headache, somnolence, akathisia
*Doses are recommended based on clinical trials and personal experience, considering the pharmacological properties of these agents; **May consider escitalopram due to its greater
safety and better cognitive profile. It is also more commonly prescribed in Brazil than citalopram; ***Although it has less evidence than the other agents, this drug shows a good balance
between safety and effectiveness in clinical practice. Extended-release formulation is better during the day to avoid somnolence.
consequently, the comfort and quality of life of patients Disease Research Center and the Center for Innovative
with severe dementia and their caregivers62. Care in Aging with guidelines to identify needs
for the practice of care58.
Assessment Models As mentioned above, clinical practice still lacks
In Brazil, the nursing model in dementia care includes a consensus on the definition of severe dementia,
all stages of disease evolution63. Research has shown sometimes confused with moderate dementia.
that the protocol is useful in its main objective, However, studies agree on possible causes that give
which is to assess patients and their caregivers. rise to common behaviors, such as agitation, apathy,
Composed of two stages, patients and caregivers focus hallucinations, delusions, “unmotivated” crying,
on patient-centered care models, in combination with fear, anxiety, contracted body, and resistance to care,
the caregiver-centered care model64. among others58,62.
Kales (2015)58 offers a review with an interesting Several studies report that most factors responsible
conceptual model of factors which require evaluation, for SPCD in severe dementia originate from patients’
leading to the reflection on the union of disciplines comorbidities, caregivers’ lack of knowledge and
combining different areas of knowledge such stress, and the environment. The inability to verbally
as neurology, geriatrics, psychiatry, and gerontology communicate can lead to the behaviors in the same way
in a multidisciplinary view (Figure 1). The same that the rapid recognition of any change in the pattern
review shows “DICE - Describe, Investigate, Create, of patients’ usual behavior can prevent progressing
and Evaluate,” proposed by the University of Michigan of the SPCD and interfering with the quality of life of
in partnership with the Johns Hopkins Alzheimer’s both patients and caregivers (Table 3)58,65.
Neurodegeneration associated with dementia Greater vulnerability to stressors Psychological and Behavioral
Symptoms of Dementia (BPSD)
– Change in the ability to interact with others Caregiver-related factors Factors related to the environment
and environment;
– Disruption of brain neurocircuits – Stress, overload, depression – Overstimulation or understimulation
– Lack of education about dementia; – Lack of activity and structure
– Communication; – Lack os establishing routines
– Incompatibility of expectations
Factors related to patient
and severity of dementia
– Premorbid personality/psychiatric illnesses
– Acute medical problems
(ICU, pneumonia, dehydration, constipation)
– Unmet needs
(pain, sleep problems, fear...)
Figure 1. Depiction of a conceptual model for different interactions resulting in BPSD. Adapted from Kales (2015)58.
Table 3. Recognition and Management Recommendations for Psychological and Behavioral Symptoms in Severe Dementia. Adapted of Kales (2015)58.
In the patient In the caregiver In the environment Recommendations
Caregivers’ training;
Health education;
Lack of knowledge
Poor positioning Identification and elimination of causal factors in patients and the environment;
Health education
Pain Excessive noise Promotion of physical comfort;
Lack of education
Abrupt movements Information to the responsible physician and members of the health team;
in dementia
Elimination of excessive noise;
Gentle patient mobilization.
Continue...
Table 3. Continuation.
Caregivers’ training;
Health education;
Urinary Lack of knowledge
Inadequate hygiene Optimization of fractional hydration (1.5-2L/day) or at medical discretion;
infection Stress
Double incontinence;
Hygiene, body, and environmental measures.
Inadequate
Refusal Environment Training of caregivers and health education;
communication
of care adaptation and care Caregivers must be careful with all stimulus and approaches.
and conducts
Lack of recognition
concerning pain,
Observation Training and health education;
Sleep hunger, coldness, heat,
Change in patients’ Adequacy of auditory environmental stimuli;
disturbances mobilization in bed,
behavioral patterns Medical evaluation.
and previous sleep
problems
* All caregivers must be trained in all activities proposed by the health team to offer their consent and understand the importance of each proposed intervention. Elaborated by Ferretti (2021).
Comorbidities in advanced dementia adults without this disease. These comorbidities impact
In general, older adults, and especially those with survival throughout patients’ later years74,75 (Table 4).
dementia, face exclusion from clinical trials on
pharmacological interventions and the medical
literature is scarce in good-quality data regarding Table 4. Conditions associated with higher mortality among subjects.
the advanced stages of dementia since the focus
Number of diagnoses
of guidelines and randomized, controlled studies
and intervention are aimed at premorbid, very mild, Male
and mild stages of dementias66,67. Age
Although research has suggested the possibility of
AD patients being healthier68, current evidence points Lung infections
to the opposite: people with dementia (PWD) show Parkinsonism
a significantly higher prevalence and medication use69-73.
Previous Stroke
Clinical diseases impact quality of life (by, for example,
worsening mobility) and patient survival regardless of Atrial fibrillation
dementia, both in institutionalized individuals and those Malignancy
who remain in the community, increasing the number
of searches for emergency rooms, hospitalizations,
hospital costs, and health expenditures69,70. As for the severity of dementia, results pointed
Older adults with dementia are three times more to a significantly lower two-year survival rate among
likely to have four or more concurrent chronic diseases most dependent patients, regardless of their number of
and annual expenses, up to 3.3 times higher than in older comorbidities. We find a positive correlation between
number of comorbidities and dementia severity the progressive impairment of language, memory,
independently but not the impact of the interaction and criticism the efficiency in reporting symptoms and
between them; the more advanced phases compete complaints is lower, less valued or commented upon
with higher health expenditures73. and dependent on a third party not always attentive
Schubert et al. highlight the possibility that the or accurate (the caregiver). Adherence to medication
lesser search for diagnoses and treating comorbidities and non-pharmacological guidelines is also erratic
in PWD on an outpatient basis may be one of the and variable, by patients and caregivers69,81. Moreover,
conditions responsible for its aggravation, showing once undiagnosed and addressed with an adequate
the need to search for advanced care units, which could care plan at an outpatient level, such illnesses become
be avoided under a less nihilistic outlook72,76,77(Box 3). more complicated and patients end up being taken
to emergency rooms, wards, and Intensive Care Units,
often with treatments that are disproportionate to their
Box 3. Chronic conditions most frequently associated in PWD. condition. advanced disease69,81.
Thus, often, despite having a high number of
• Heart failure
comorbidities, patients with dementia are less
• Hypertension likely to have their health problems diagnosed and
• Diabetes mellitus treated, including those that may directly impact
their functionality, such as auditory and visual
• Neoplasms sensory alterations71. Often, by the simple mention
• Kidney failure of the diagnosis of dementia, especially if advanced
(albeit moderately), such individuals are deprived of
• Cerebral and coronary artery diseases
beneficial proportional treatments due to discrimination
• Atrial fibrillation since the diagnosis suggests that these patients would
• Lung diseases fail to obtain the benefit of a certain procedure,
even though they might live long enough to experience
the complications of the disease, thus sometimes
Dementia in comorbidities imposing suffering which could have been avoided72,82.
As previously mentioned, dementia directly impacts The reduction in survival expectancy should limit
the survival of individuals regardless of the presence the administration of treatments unable to improve
of comorbidities 75 . Dementia decreases survival patients’ symptoms or quality of life. Thus, clinical
after acute myocardial infarction, with greater renal practice should rethink primary preventive treatments
decompensation, higher rate of acute lung edema, in light of the prognosis to avoid the unnecessary
showing the delay in hospitalization and the lesser use of medications and polypharmacy and control
prescription of antiplatelet agents and beta-blockers diseases such as hypertension and diabetes mellitus,
at hospital discharge77. Dementia also predicted higher and dyslipidemia. Moreover, other secondary prevention
mortality in patients with heart failure78. measures must comply with current guidelines
The frequent coexistence between Advanced indicating less strict goals for older adults with advanced
Dementia and Frailty syndrome could be one of the ages and those with lower survival expectations83.
ways to explain, at least partially, the worse prognosis
of comorbidities among PWD79. As it is known, although Comorbidities of dementia
the definition of frailty is still a matter of debate The more advanced stages of dementias, especially
in the current medical literature, frail individuals, in its terminal stages, induce the increase of morbid
especially the elderly, have less functional reserve conditions such as lung infections due to bronchial
of physiological organs and systems and less capacity aspiration or other causes, immobility, dysphagia,
to face challenges and organic overload, having urinary tract and skin infections, pressure injuries, falls,
greater difficulty in maintaining homeostasis when malnutrition, and various dental problems84.
faced with acute illnesses, interventions of any kind, Maintaining patients’ dignity, regardless of their
diagnostic or therapeutic80. cognitive status, treating and preventing reversible
The management of comorbidities in dementia, complications (considering individual and family values),
on the other hand, faces several difficulties regardless and establishing, as early as possible, a plan to consistently
of what has been exposed so far: starting with care for these patients with the best technical-scientific
making a diagnosis in these individuals, who, due to knowledge, are the pillars to treat individuals with
any diagnosis, including dementia, whatever their etiology, disturbances, agitation, depression, weight loss,
patients’ socioeconomic condition or stage81,82,84,85. and decreased mobility90. Studies have shown that
analgesics better control agitation in PWD and pain
Cancer and dementia than neuroleptics, especially in moderate-advanced
Both cancer and dementia have increased prevalence dementia. They also reduce aggressiveness and pain
with age and lead to very complex health care needs without worsening patients’ cognition 91,92.
and worse outcomes in people suffering from these To optimize pain assessment in PWD and, therefore,
diseases than those without these comorbidities86. its identification, a study developed a specific pain
Estimates of the prevalence of the association between scale for severely demented patients, later validated
the two diseases vary in the literature. An estimate for Brazilian Portuguese90. The instrument (PAINAD)
suggests that 7.5% of individuals over 75 years old live evaluates five items: breathing; negative vocalizations;
with both diagnoses86,87. People living with this dual facial expressions; body language; and comfortability,
diagnosis are less likely to receive screening, staging, observing the patient for five minutes in different
curative treatment, and adequate pain management daily situations: during rest, in pleasurable activities
than cancer patients without dementia86,87. Moreover, and moments of care; and 30 minutes after analgesic
they have late diagnoses, a lower survival rate after it, medication. Multidisciplinary teams can use it after
and a greater number of comorbidities than those living training without impeding its complexity.
only with cancer or dementia87. Thus, evaluating and treating pain in patients
Oncology services poorly identify dementia and with advanced dementia is a challenge that clinical
its patients often receive limited therapeutic options. practice must face and, whenever suspected due
Oncology teams feel insecure about managing these to its manifestations, approach and treat it.
patients since dementia carries more complex decision-
making. Finally, studies highlight the important role Oral health
families play in promoting greater success in treating People with dementia have the same oral problems
and managing cancer in patients with dementia86. as the general population. Good oral health positively
Cancer diagnosis and treatment for patients in very inf luences individuals’ overall health, dignity,
advanced stages of dementia refrain from administering self-esteem, social integration, and nutrition. Studies
screening and very invasive measures. Even so, clinical show the effects of oral problems in patients with
practice must establish a care plan to ensure quality dementia with difficulty chewing due to missing dental
at the end of life for people who have aged with these elements and consequent refusal to eat, behavioral
two diseases: pain management, prevention of avoidable changes (such as withdrawal and aggressiveness
complications, and family support. due to pain – as previously mentioned), and other
changes. The nature of dementia and its severity, social
Approach to pain in advanced dementia functioning, behavioral aspects, adherence to oral cavity
Older adults with dementia shown a 32-53% estimated care, and caregivers’ ability of caregivers to replace
prevalence of pain, higher among those with diseases them in this care may compromise the conditions
known to cause pain, such as osteoarthritis, fractures, for maintaining oral health93 (Table 5).
peripheral arterial disease, and cancer. This prevalence Overall health and comfort are closely linked to oral
can reach 83%¨in those living in ILPIs. No study has health in the terminal stages of neurodegenerative
shown that dementia affects pain sensitivity; rather, diseases 94 (Table 6). Oral diseases worsen general
what it alters is individuals’ ability to report what comfort, cause pain, affect cognition and behavior,
they are feeling88. and alter quality and life expectancy of people with
Research considers self-reports as the gold standard dementia. The risk of aspiration pneumonia increases
in pain diagnosis. Patients with dementia show an in the presence of oral factors such as poor hygiene,
unacceptable underdiagnosis and undertreated pain88-90. meager coronal and cer vical teeth, periodontal
Among institutionalized older adults, 25% of those who disease, and the presence of microbes in saliva,
daily complained of pain had received no analgesics. whereas a clean and healthy oral cavity significantly
Among those with hip fractures and dementia, a student reduces its occurrence95,96.
found that the prescribed opioid was a third of the normal Caregivers play a central role in the oral health
dose and, therefore, insufficient 89,91. of patients with advanced dementia. The quality
Untreated pain manifests itself via secondary of hygiene care and the perception of problems
symptoms in patients with dementia, such as sleep which may arise depend almost exclusively on them.
Studies have shown a poor understanding of the which are associated with more rapidly progressing
importance of oral health and its subsequent problems, cognitive impairment and increased mortality 98.
such as patients’ (often aggressive) resistance further Therefore, all PWD should receive routine assessments
complicate the adherence of caregivers to these demands. of their nutritional problems. Several instruments
Education, motivation, and the offer of strategies can identify whether patients are undernourished, such
was associated with improved oral hygiene in patients as the Mini Nutritional Assessment (MNA) and the
with severe dementia97. Regular odonatological visits, Malnutrition Universal Screening Tool (MUST)99,100.
caregivers’ education and access to care facilities An unstructured evaluation is, however, also a useful
in day centers, outpatient clinics, and home services are option, particularly under limited time, common in
strategies which can ensure better oral health for these Brazilian primary care consultations. These evaluations
patients, benefitting their global health and quality should include anthropometric measurements (weight,
of life increasing their expectations of survival. height, and body mass index) and questions about food
and fluid intake, dietary habits, and adversative feeding
behaviors. Laboratory tests are also helpful to better
Table 5. The main changes seen in the oral cavity of patients with evaluate patients’ nutritional status, including full
dementia are: blood count, electrolytes, B12, urea, creatinine, glucose,
albumin, and ferritin.
• Poor hygiene
Individuals with advanced dementia may show
• Gingivitis with accumulation of bacterial plaque, calculi, and bleeding adversative feeding behaviors that can importantly
• Caries contribute to undernutrition, such as refusal
to eat, wandering, and agitation 101. Research has
• Fractures with remaining roots and eventual infection little evidence that interventions to modify mealtime
• Ulcers, gingival hyperplasia, and lack of taste due to psychotropic environments can improve food and fluid intake for
drugs often used to control symptoms in these patients. these patients102,103. However, given their favorable
risk-benefit and the possibility of improving patients’
quality of life, employing such measures is reasonable104.
Table 6. Factors which negatively influence oral health93.
Box 4 describes our suggested interventions.
• The severity of dementia
• Lack of patient/caregiver motivation If possible, the same caregiver should always be responsible
for assisting patient’s meals
• Impacts of medications on the oral cavity (xerostomia)
Try to set a pleasant, homelike environment with improved lighting
• Lack of information on how to access teams and familiar music
• Degree of knowledge/training of oral health teams regarding Although it is useful to maintain a routine, it is advisable to wait until
dementia and aging patients are calm before offering them food and fluids.
• Teams’ failure to develop strategies and long-term care plans. Use high-contrast colored tableware
• Scarcity of appropriate care facilities for small/medium Consider offering regular snacks and small meals
dental surgeries, day centers, and at home.
members, and (3) provide mental and physical assistance members must immediately increase awareness
to patients with terminal illness. of end-of-life care. They should raise a community
spirit, reach local policies, and increase their voice
Identifying the moment of end-of-life caring on a nationwide level. Philanthropic institutions
Recognizing individuals with dementia in advanced such as “Associação Brasileira de Alzheimer” (ABraz)
disease stage is a cornerstone to provide adequate may provide information about local hospices or
strategies. In Brazil, almost 80% of individuals low-cost services, though they often have limited
with dementia are still undiagnosed129. A sensitive, regional actions. All levels of care should also address
accurate feeling that forgetfulness may not be solely spiritual needs, as sect leaders should aid planning
associated with the aging process is the first step at the time of diagnosis134.
to provide proper care of patients with severe dementia.
Ideally, the moment of discussing palliative care is Providing mental and physical assistance for patients
as early as dementia is diagnosed, focusing on patients’ (and caregivers)
wishes. Family members are essentially involved in Assisting people with terminal dementia should consider
deliberating decisions when individuals no longer may several levels of care135. The relatively weak healthcare
take complex decisions130. structure for patients with terminal diseases compels
Primary care physicians should have a high suspicion families to establish a plan of care for persons with
of dementia even in patients without cognitive dementia. The whole primary care team should perform
complaints131. Once they identify the cognitive decline, timely planning discussions, including stratifying care
the next step is defining its stage. Clinical features vary demanded by both patients (when cognitively able
in severe stage dementia, including mutism, impaired to take decisions) and caregivers136.
per os, and severe gait disturbances. Recurrent hospital Ideally, they shall create a plan of care whenever
admissions or demanding frequent medical assistance patients receive a diagnosis of end-of-life dementia.
may be early signs of end-of-life disease, especially They must assess patients’ understanding and
involving a recent diagnosis of cancer, heart failure judgement to evaluate their wishes; if impossible,
or chronic obstructive pulmonary disease. Primary this decision should involve their families or caregivers.
healthcare professionals should also pay attention Patients with end-of-life dementia benefit from
to mental status of patients in home care appointments, care levels divided into five stages, ranging from critical
as a great number of individuals were home assisted, care including invasive procedures to supportive care
lacking appropriate follow-up132. and comfort measures only137,138 . Care level must
consider patients’ wishes regarding invasive procedures
Planning the approach to patients and their families in general, including orotracheal tube, central venous
The Brazilian public healthcare system has a major infra- catheter, cardiopulmonary resuscitation, and ICU
structure to provide an interdisciplinary approach to admission (Table 7). Caring should be individualized
families with patients in the end-of-life dementia stage. and performed together with families.
Primary care facilities are strategically located close to Education for caregivers and family members is
the local community, which increases confidence and a fundamental point that must be thoroughly discussed.
access to healthcare. However, most public facilities lack Instructions such as available sources of information
psychologists, physical therapists, speech therapists about end-of-life dementia, where to ask for help,
or social workers. when to ask for assistance (or be taken to the ER),
Once the diagnosis of end-of-life dementia and what is expected and what is not. Assistant physicians
is established, the next priority is to discuss an may provide adequate end-of-life care, including
interdisciplinary approach to provide optimal assistance adequate management of pain, agitation/aggression,
to loved ones. Only a minority of older adults have risk of aspiration, and need for a feeding tube,
access to long-term care institutions 133. Although dyspnea, and pneumonia139.
interdisciplinary care is essential to mitigate end-of-life Caregivers’ mental health must also be addressed.
discomforts involving different healthcare professionals, Since they usually are a family member, they often show
Clinical practice should implement a broad care for a psychological distress associated with the caregivers’
those with access to private physical, occupational, burden 140,141. Caregiver assistance should focus on
psychological, and speech therapy. providing a better quality of life for the entire family.
For most patients with limited access to these Avoiding psychological distress should be a priority,
services, we must discuss a few points. Firstly, family and we must suggest them to perform rotation shifts
between caregivers (other family members or half-time Thus, end-of-care dementia demands unique,
support caregivers). Mental health hotlines have also individualized strategies which assistant physicians
been progressively implemented to assist those with should recognize. Early identification, conjoint
psychological needs in Brazil142, especially after the planning with families, and with level of care staging
COVID-19 pandemic143. are cornerstones of adequate dementia care.
Table 7. Medical Orders for Scope of Treatment (MOST), in Portuguese, adapted to patients with end-of-life dementia stage. Staging must consider wishes
to admission in a critical care unit, orotracheal intubation and cardiac resuscitation.
Plan demanded by the patient Medical record Plan of care Level of care
ETHICAL AND LEGAL ASPECTS individuals, close ones, and healthcare providers
Countless ethical and legal issues arise and evolve and concern future preferences about their medical
regarding the stage and severity of neurodegenerative treatment. Although referring to advanced dementia
diseases. These disorders compromise the psychological and contemplating favorable intentions, they are
well-being and behavior of patients, impacting their unable to predict all possible scenarios for the most
quality of life, and physically and emotionally harming appropriate decision-making. Patients have their own
their families. Dementias generate loss of autonomy characteristics; diseases have different courses, and the
and inability to make decisions, pillars of medical future is unpredictable146.
ethics which support the management of diagnostic Over the past few years, several countries have
or therapeutic medical approaches144. implemented laws regulating care for the dying. Without
In its advanced stage, PWD are unable to care for a doubt, the issue is controversial, especially regarding
themselves145. Advance care planning (ACP) involves shortening patients’ life; colorful debates address
a dynamic process based on a dialogue between euthanasia, though very timidly in Brazil. In patients
with severe dementia, the situation becomes more and its quantitative analyses. In dementia, substitute
complex due to patients’ inability to make decisions and decision makers (SDM) are authorized to have frank
report their feelings and suffering147. conversations to predict and document patients’ desire
The literature on severe dementia is significantly prior to their disability. Even when a SDM is appointed
reduced, containing few studies with reliable indicators to provide legally effective consent or refusal, this fails
and guidelines directing healthcare providers in this to render patients’ preferences ethically irrelevant150.
moment of innumerable doubts and uncertainties. In accordance with the DMC issue, doctors must
The lack of scientific evidence predisposes the prescription understand legal consequences, as they are responsible
of aggressive therapies without concern for their for patients and will always be asked, when necessary,
insignificance, especially in intercurrent diseases, such as to report information officially attesting the disease,
the lack of results showing the effectiveness of artificial as well as briefly describing patients’ conditions
nutrition and hydration. Thus, to avoid procedures within expectations. One of these situations is the
incompatible with the dignity of the human life, we need possibility of a guardianship procedure for individuals
to advance concepts such as which prognostic criteria best with dementia, depriving them of the legal capacity
fit survival, how to assess suffering and quality of life in to make decisions and manage their assets. The Brazilian
this special population, and for how long the medications judicial determination of disability (a legal institution
available could prolong life148. provided for in the legislation) finds only a small number
In this sense, evoking the Hippocratic maxim of interdicted patients at an advanced stage of dementia.
of “primum non nocere,” i.e., above all do no harm, The main intention of the interdiction is to protect
is always an appropriate judgment145. individuals with a legally significant disability. The Civil
It is essential to reflect on the development of Procedure Code regulates these guardianship processes,
technologies that prolong life. Clinical practice may “interdiction” in the Brazilian legal language. This means
falsely perceive that this has been accompanied by that Brazil faces a significant lack of legal responsibility
an improvement in the quality of life. Living longer in severe dementia, probably resulting in numerous
fails to necessarily mean patients have had an adequate inappropriate measures which fial to reflect patients’
quality of life, as the opposite is more often the case149. real needs and interests151.
Therefore, when questioned, people claim that living
with quality of life is more relevant than living longer Topics to deal with ethical dilemmas in the advanced
but the measures adopted in many assistance services stages of chronic diseases such as dementias
may be incompatible with this desire. Living without The concept called “Jonsen’s 4-topic” is a practical
a minimum of quality is unacceptable for a considerable approach and structure used by many ethics committees
portion of the cognitively competent population. to resolve clinical ethical dilemmas. It includes
In severe dementia, cardiopulmonary resuscitation a categorization into four similarly weighted quadrants
and other life support measures may seem futile and composed of information, facts, and descriptions
should be carefully evaluated according to the patients’ (Box 5)144,145,151,152.
previous wishes. Refusal to eat and dysphagia are late In conclusion, the general approach to patients
manifestations and uncomfortable ethical dilemmas for with advanced dementia is, as can be seen from the
doctors who care for older adults. The decision to insert above, quite complex. The range of information,
food via an alternative route is complex and dependent difficulties in diagnosis, peculiarities in treatments,
on a multidimensional understanding144. and the mandatory inclusion of family members
In the end, our approach must be proportional in decision-making impose extensive and frequent
to patients’ needs and based on bioethical principles. care to guarantee these individuals the best care based
A bioethical perspective that studies life not only from on the best evidence and, in the absence of such,
a biological point of view but also from a biographical the best experience and common sense available.
one, with the maintenance of life as a right rather To this end, we suggest that patients and their caregivers
than obligation149. are evaluated very closely, at least every three or four
months, to maintain their best possible functionality
Decision-making capacity and maximum comfort, and that the following aspects
Ethically, screening and evaluating individuals for skills receive attention. Respectful care, based on the best
such as decision-making capacity (DMC) should be evidence, individual and family values, and the search
patient-centered and based on a functional assessment, to clarify any remaining doubts should guide the medical
rather than on expectations from an instrument or scale practice before patients and their loved ones.
ACKNOWLEDGEMENTS
PC, LCS and RN are funded by CNPq, Brazil (bolsa de CELF, RRS, LSM: drafting the manuscript; BJAPB,
produtividade em pesquisa). FACV, JS, LCS, LPS, MLFB, MLFC, NAFF, PC, PHFB, RN,
Authors’ contributions. SMDB, IA, WVB, VC, CELF, RRS, SMDB: critical revision of the manuscript for important
LSM, JS, BJAPB, LPS: concept; SMDB, IA, WVB, VC, intellectual content.
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