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Posner ConceptCorrectiveJustice 1981
Posner ConceptCorrectiveJustice 1981
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RICHARD A. POSNER*
FOR the last 100 years, which is to say since the publication of Holmes's
The Common Law,1 most tort scholars have thought that tort doctrines
were, and should be, based on utilitarian (or, more recently, economic)
concepts.2 This was the view of Holmes, of Ames, and of Terry; of the
draftsmen of the first and second Restatement of Torts; and of the legal
realists who thought the focus of tort law should be on loss spreading
rather than on assessment of fault.3 It is also the view of economic
analysts of tort law such as Guido Calabresi and myself. Writing in
about tort scholarship, George Fletcher declared that "the fashiona
questions of the time are instrumentalist: What social value does the
* Lee and Brena Freeman Professor of Law, University of Chicago. The helpfu
ments of Douglas Baird, Jules Coleman, Matthew Dickey, Richard Epstein, Charles
George Stigler, and Lloyd Weinreb on a previous draft are gratefully acknowledged, as
research assistance of Robert Bourgeois and Carole Cooke.
1 See Oliver Wendell Holmes, Jr., The Common Law (1881), especially at pp. 94
2 On the utilitarian tradition in tort law see William M. Landes & Richard A. Posner
Economic Structure of Tort Law, ch. 1 (1980) (unpublished manuscript at the U
Chicago). I have argued that the law is economic rather than utilitarian, that what
should be maximized by judges applying that law is wealth rather than utility; but weal
utility are both aggregate measures of social welfare, and my normative economic ap
can be described as one of constrained utilitarianism. See Richard A. Posner, The Value of
Wealth: A Comment on Dworkin and Kronman, 9 J. Legal Stud. 243, 248 (1980); cf. Richard
A. Posner, Utilitarianism, Economics, and Legal Theory, 8 J. Legal Stud. 103 (1979);
Richard A. Posner, The Economics of Justice, chs. 3-4 (Harvard University Press, forth-
coming 1981).
3 The usual justification of loss spreading, as by making business enterprises strictly liable
for injuries caused by their defective products, is a utilitarian (or economic) one: that given
diminishing marginal utility of income, and assuming that victims and nonvictims of acci-
dents have on average the same utility functions, distributing a loss over a large number of
consumers or shareholders of the enterprise that causes the injury will result in less disutility
than if the same loss is concentrated on the victim of the injury. This is the economic
rationale of insurance; and enterprise liability, in the usual form in which it is advocated, is
defended primarily as a desirable method of insuring against accidents caused by defective
products. Similar justifications are offered for no-fault automobile insurance.
187
4 George P. Fletcher, Fairness and Utility in Tort Theory, 85 Harv. L. Rev. 537, 538
(1972) (footnote omitted).
5 John Borgo, Causal Paradigms in Tort Law, 8 J. Legal Stud. 419 n.3 (1979).
There is more, but the chapter is short, and the part I have summarized
and especially the passages I have quoted contain the gist of Aristotle's
concept.
6 He introduces it briefly in Chapter 2.
7 Voluntary transactions he instances by "sale, purchase, loan for consumption, pledging,
loan for use, depositing, letting"; involuntary by "theft, adultery, poisoning, procuring,
enticement of slaves, assassination, false witness[,] assault, murder, robbery with violence,
mutilation, abuse, insult." Aristotle, The Nicomachean Ethics 111-12 (David Ross trans.,
rev. ed. 1980).
8 Id. at 114-15. The Greek (transliterated) is ouden gar diapherei, ei epieikis phaulon
apesteresen e phaulos epieki, oud' ei emoicheusen epiekis phaulos; alla pros tou blabous
ten diaphoran monon blepei ho nomos, kai chretai h6s isois, ei ho men adikei ho d' adikeitai,
kai ei eblapsen ho de beblaptai. Aristotelis, Ethica Nicomachea 96 (I. Bywater ed. 1894).
Rendered more or less literally, this means: "for it makes no difference whether a fair
[moderate, upper class, good, reasonable] man robs [bereaves, defrauds] a man of low
[bad, inferior] station or a man of low station robs a fair man, or whether a fair man commits
adultery [against a man of low station] or a man of low station [commits adultery against a
fair man]; the law looks to the distinction alone of the injury, and treats as equals, if one acts
unjustly and the other is wronged, and if one injures and the other is injured."
9 Aristotle, supra note 7, at 115, 117.
10 See 2 The Ethics of Aristotle 112-16 (Alexander Grant ed., 4th rev. ed. 1885); The
Ethics of Aristotle 217-23 (John Burnet ed. 1904); The Fifth Book of the Nicomachean
Ethics of Aristotle 82-86 (Henry Jackson ed. 1879); W. F. R. Hardie, Aristotle's Ethical
Theory 192-95 (1968); H. H. Joachim, Aristotle: The Nicomachean Ethics: A Commentary
136-47 (D. A. Rees ed. 1951); D. G. Ritchie, Aristotle's Subdivisions of 'Particular Justice,' 8
Classical Rev. 185 (1894); J. A. Stewart, 1 Notes on the Nicomachean Ethics of Aristotle
430-41 (1973). See also Max Hamburger, Morals and Law: The Growth of Aristotle's Legal
Theory 46-47, 51 (1951); Konrad Marc-Wogau, Aristotle's Theory of Corrective Justice and
Reciprocity, in Philosophical Essays 21-30 (1967).
11 Joachim, supra note 10, at 144.
12 Aristotle, supra note 7, at 125.
13 Id. at 126-27. Hamburger, supra note 10, at 70, equates the mistake category to negli-
gence. See Edgar Bodenheimer, Treatise on Justice 210-13 (1967), for a discussion of the
state-of-mind requirement in Aristotle's concept of acting unjustly.
give rise. There is no reason to think that Aristotle would disagree with this, and ce
he has a conception of social justice to account for these claims."
John Rawls, A Theory of Justice 10-11 (1971) (footnote omitted). J. R. Lucas, On
13-14 (1980), makes the general point well:
"Although the reasons on which ajust decision is based have to be individualised r
they do not therefore have to exclude all general considerations. General consider
e.g., of expediency or utility, can justify there being one general rule rather than an
what justice requires is that any such general considerations shall issue in rules that
generally, and that their application in the individual case must be justified by refer
the facts of that case."
23 See Richard A. Epstein, A Theory of Strict Liability, 2 J. Legal Stud. 151, 165 n.42
(1973).
24 See Richard A. Epstein, Defenses and Subsequent Pleas in a System of Strict Liability,
3 J. Legal Stud. 165 (1974).
25 Richard A. Epstein, Nuisance Law: Corrective Justice and Its Utilitarian Constraints, 8
J. Legal Stud. 49, 50, 99 (1979).
26 Id. at 77, 101.
27 Richard A. Epstein, Causation and Corrective Justice: A Reply to Two Critics, 8 J.
Legal Stud. 477, 496 (1979).
30 To be sure, Epstein's principle of strict liability is one only of prima facie liability, and
he allows for various excuses. But if the defendant has no excuse (consent or self-defense or
whatever), and he may not, then the fact of harm, by itself, is indeed a basis of redress. And
this is not an Aristotelian idea.
31 See, e.g., William T. Blackstone, Reverse Discrimination and Compensatory Justice, 3
Soc. Theory & Practice 253, 254-55 (1975); Ginsberg, supra note 16, at 111-12; Hart, supra
note 16, at 158-61, 251; 2 Vinogradoff, supra note 15, at 45.
compensation for the harm,"32 and Borgo accepts this as a correct stat
ment of the Aristotelian concept, citing Book V, Chapter 4 of the
Nicomachean Ethics.33 But Aristotle does not suggest that a duty to com
pensate arises from the fact of harm; he states explicitly that the ha
must be wrongful.
Borgo's mistake warps his entire analysis. Having defined the idea o
corrective justice as requiring compensation paid for harm done, Borg
must do handsprings to come up with an idea of causation that will car
the moral freight that he associates with the idea of corrective justice.
states: "the linchpin of a system of corrective justice is a nonorthodo
doctrine of causation. Such a doctrine makes it possible to focus analy
on the causal relation between the defendant's conduct and the plaintif
harm. That relation in turn provides the basis for ascribing moral, an
therefore legal, responsibility for harm."34 If causation is defined as mo
responsibility, so that the idea of harm is equated to the idea of wrongf
harm, the Aristotelian concept is obtained. But this extraordinarily ind
rect route to the correct conclusion is necessary only because Borgo
misreads Aristotle.
It is easy to see how Borgo was inveigled into taking this path by
Professor Epstein, who uses the term corrective justice repeatedly, states
that corrective justice principles require that a person be prima facie liable
for any injury that he causes, and then, through the idea of "causal
paradigms," imposes limitations on the meaning of "cause." In Epstein's
view, the basic meaning of cause is captured in the paradigmatic example
"A hit B." To be considered causal, a relationship must resemble closely
this example. Using this method, Epstein can show, for example, that
competition is not a tort, because the way in which harm occurs when one
rival offers a lower price or superior product than another does not in-
volve the use of force or anything enough like force to be assimilated to
the A-hit-B example.35
Epstein's idea of causation is an unusual one, for there is no linguistic
or conceptual difficulty in regarding a successful competitor as having
"caused" the business losses of his less successful rival, and an unneces-
sary one, for it does not follow from the idea of corrective justice that
competition is a tort merely because it causes injury; the idea of correc-
tive justice does not imply that merely causing a harm creates a right to
32 Borgo, supra note 5, at 419-20. See also id. at 454: "the defendant's prima facie moral
responsibility is determined exclusively by the existence vel non of a causal relation between
his conduct and the plaintiff's harm."
33 See id. at 419 n.3.
34 Id. at 454.
35 See Richard A. Epstein, Intentional Harms, 4 J. Legal Stud. 391, 431-32 (1975).
38 As Joseph Steiner has said of Epstein's tort theory, "The physical descriptions which
constitute the paradigms of causation either have no normative content and cannot lead to
normative conclusions or they employ words with implicit normative content thereby incor-
porating unstated, independent, normative premises which are the very principles we are
seeking. In neither case do the paradigms, per se, give guidance on the assignment of
rights." Joseph M. Steiner, Economics, Morality, and the Law of Torts, 26 U. Toronto L. J.
227, 246 (1976).
39 That is, Epstein, in his early work, and Borgo believe that questions of legal liability can
be answered within a more general theory of personal responsibility, a theory based on
causation. I am indebted for the term to Jules Coleman.
40 On Epstein, see Richard A. Posner, Epstein's Tort Theory: A Critique, 8 J. Legal Stud.
457, 465-71 (1979); on Fletcher, see Jules Coleman, Justice and Reciprocity in Tort Theory,
14 W. Ontario L. Rev. 105, 117-18 (1975), explaining, and criticizing, Fletcher's derivation of
the paradigm of reciprocity from a "security principle" analogous to one of John Rawls's
principles of distributive justice.
41 Jules L. Coleman, Mental Abnormality, Personal Responsibility, and Tort Liability, in
Mental Illness: Law and Public Policy 107, 123 (B. A. Brody & H. Tristam Engelhardt, Jr.
eds. 1980) (reference omitted). For earlier discussions of his corrective justice approach to
tort law see Jules L. Coleman, Justice and the Argument for No-Fault, 3 Soc. Theory &
Practice 161, 173-78 (1975); Reply to Pilon, 59 The Personalist 307, 312-13 (1978); The
Morality of Strict Tort Liability, 18 Wm. & Mary L. Rev. 259 (1976). Coleman acknowledges
a debt to James W. Nickel, whose views may be found in Justice in Compensation, 18 Wm.
& Mary L. Rev. 379 (1976).
42 Coleman, Mental Abnormality, Personal Responsibility, and Tort Liability, supra note
41, at 123.
43 "But in the case of accidental torts there is, in general, no gain on the wrongdoer's
behalf that needs to be eliminated. That his conduct is wrongful supports the right of the
victim to recompense, nothing more." Coleman, Justice and the Argument for No-Fault,
supra note 41, at 177.
44 See text at note 9 supra. To be sure, as Coleman has pointed out to me, the gain in
the negligence case is not triggered by the loss-it would be the same if the accident had not
occurred-but I do not see what difference that makes so far as the wrongfulness of the
injury is concerned. We would say that a robber who shot his victim injured him wrongfully,
though it was no part of his plan to shoot him and he did so only because the victim resisted.
45 This assumes, of course, that negligence is wrongful. Aristotle would not have thought
so, but, as Coleman and I both believe, Aristotle's idea of what constitutes wrongful conduct
can be severed from his idea of corrective justice. More on this, and also on no-fault
automobile accident compensation, in Part III.
46 Frederick L. Sharp, Aristotle, Justice and Enterprise Liability in the Law of Torts, 34
U. Toronto Faculty L. Rev. 84 and n.1 (1976).
47 (1868) L.R. 3 H.L. 330. This case imposed strict liability on the defendants for water
damage to property caused by the collapse, not due to the defendants' negligence or other
wrongdoing, of a reservoir on the defendants' property.
48 Sharp, supra note 46, at 89.
Legal Stud. 1, 32, 35 (1975); Posner, supra note 19, at 48-52. A parallel argument to that in
the text is possible for breach of contract. See Landes & Posner, supra, at 36. In fact,
Aristotle's treatment of torts and contracts as involuntary and voluntary transactions paral-
lels the modem economic view of these subjects. See, e.g., Posner, supra note 53, at 179-80.
Aristotle would apparently have regarded a breach of contract, if deliberate, as an act of
injustice. Cf. note 7 supra. In the common law, breach of contract is a strict-liability concept
by and large (some excuses are recognized, however-for example, where performance is
impossible), but the difference between Aristotle's and the common law view has to do with
the substantive concept of wrongdoing rather than with the duty to rectify a wrongful harm
arising from a contractual relationship. The duty is common to both systems. Whether the
wrong is a deliberate breach of contract, or any breach, does not affect the analysis of
corrective justice.
55 See The Ethics of Aristotle 221n (John Burnet ed. 1904). In Burnet's actual example,
the gain was 7 and the loss 3. In the example in the text I have reversed the numbers to make
the example simpler to understand, but my basic analytical point is independent of this
transposition. In Burnet's example, awarding the victim 5 would give him an incentive to be
injured, since the injury would yield him a profit of 2.
56 See Harrison, supra note 15, at 45.
59 In fact, because adikos means unlawful as well as unjust, it is unclear to what extent
Aristotle thought he was doing more than describing legal concepts that happened to be
prevalent in his society. See sources in note 15 supra.