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Annurev Phyto 37 1 1
Annurev Phyto 37 1 1
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EE, Wageningen, The Netherlands; e-mail: JCZadoks@User.DiVa.NL
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EARLY STEPS
Wonder
Wonder is the emotion that has sparked many careers in biology. My wonder grew
into a passion for agriculture. Born and bred in the glorious city of Amsterdam,
I spent my primary school years in the countryside. Under my window stretched
a Dutch polder, flat and empty. In wonder I looked at a farmer who plowed his
unwieldy clay soil, the plow drawn by two horses. Black and white bodies of cattle
drifted through the morning fog. Wartime events exposed me to farm life, and I
liked it. Toward the end of World War II, as a young teenager, I was responsible
for a small mixed farm, with pasture, arable land and garden, four cows, one hog,
but no horse.
After the war, I returned to Amsterdam to finish high school, the classical
European curriculum with Latin, Greek, French, German, English, Dutch, biology,
chemistry, physics, and mathematics. I liked this broad program, which was to
stand me in good stead throughout my career. Languages appealed to me, especially
the unruly classical Greek. Mathematics fascinated me.
Lack of money stood in the way of my studying at the Wageningen Agricul-
tural University. I chose instead biology at the University of Amsterdam, with its
old-fashioned, dreary curriculum. Only the thorough training in geology provided
me with any real satisfaction and, to this very day, it helps me understand the
structure of the landscapes in which agriculture has evolved. Because of the war,
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Dutch science had fallen seriously into arrears. Biochemistry, for instance, which
was already coming of age in the United States, hardly existed at that time in
The Netherlands. Thus I chose plant physiology as my major. The Fullbright Pro-
gramme, which financed the exchange of scholars between the United States and
the war-stricken European countries, helped to repair these deficits. One Ameri-
can Fullbright professor taught population genetics and evolution—a revelation.
Impressed by the importance of statistics, I was the first biology student in Ams-
terdam to take extracurricular courses in statistics, for which there was not even a
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regular professor at the time.
In private life, as in science, all of us youngsters wanted to make up for time
lost during the war. To compensate for what we had missed, student life was
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very intense. I learned to organize dinners and rowing regattas, not to mention
bookkeeping and debt collection. Opportunities abounded to take on voluntary
organizational and managerial responsibilities, and these extracurricular activities
were very earnestly pursued. Fraternity life offered contacts with other sciences,
law and economics, philosophy and psychology, literature, and languages.
Beginnings
Phytopathology I chose as a minor, in part because of the impressive personality
of the cigar-smoking Professor Johanna Westerdijk, whose by then declining star
had once shone so brilliantly. Another woman, Professor Louise Kerling, took
over and introduced me to Wageningen, the city of agricultural research, where I
have spent my career. Professor Joan Oort was looking for a young scientist to
unravel the epidemiology of wheat stripe rust (Puccinia striiformis). The research
was to be financed by a levy on wheat farmers of one Dutch cent per 100 kg of
wheat. Wheat farmers and breeders were to benefit from the research results. My
application was accepted and, hired by the Research Institute for Plant Protection
(IPO), I was seconded to Professor Oort, a pioneer in epidemiology.
My educational preparation to date now proved useful. Hired for my knowledge
of genetics and statistics, then unusual among biologists, my linguistic interests
paid off too since I had to work in the international arena. The working hypothesis
was that stripe rust came from the south, in analogy to stem rust epidemiology in
North America. Thus, I hunted for stripe rust from Mid-Scandinavia to Southern
Spain, from Ireland to the Iron Curtain, at a rate of 40,000 km per year, to find
out that the rust did not migrate but rather overwintered and oversummered in The
Netherlands (41).
The finding was based on observation by farmers. A network of informants
provided me with odd but useful tidbits of information. One farmer said that he
finally understood where the rust came from. “Oh yes?” “Yes, it comes from the
peas.” “Very interesting, can I come and see it?” “Sure.” So off I went and saw
what the farmer had seen. The rust did indeed come from the pea field, which had
been under wheat in the preceding year. That wheat had been severely rusted.
“Under the peas” were rusted volunteer plants, from which the rust spread to
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the neighboring wheat field. So I learned that epidemiologists have to listen care-
fully to farmers, who usually are outstanding observers but often rationalize their
observations in ways different from those of scientists.
This overwintering of the rust, carefully documented by color slides to convince
my incredulous paymasters, supervisors, and colleagues, was complemented by
many observations on overwintering and oversummering. The endemism of the
rust was considered to be an important new finding around 1959. Great was the
shock when I read that Eriksson and Henning (7) had already published in 1896 on
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the endemism of wheat stripe rust in Southern Sweden. This emotional experience
led to a deep respect for the classics in phytopathology and to a permanent interest in
the geographical and historical dimensions of our profession. The key ingredients
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of my early career were space and time, international space and historical time.
4 ZADOKS
The EPIPRE project resulted from a conjunction of three planets: the availabil-
ity of much unexploited knowledge about the dynamics of fungal disease; the fear
of undesirable side effects caused by widespread use of systemic fungicides; and
the application of computer technology. Interestingly, the support for the EPIPRE
project came primarily from wheat farmers. My colleagues at Wageningen thought
me crazy because, as one (who had never even seen a computer) explained to me
in all seriousness, everybody knows that computers and phytopathology cannot go
together.
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EPIPRE had unexpected side effects. At a time when biochemistry was the
uncrowned queen of the sciences (molecular biology was as yet unknown), it made
field-oriented science fashionable again. No doubt, the glamour of the computer,
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CONSOLIDATION
Three themes, of a very different nature, continued to appear throughout my profes-
sional career. Intensive field work aroused a persistent interest in the phenomenon
of disease foci. A desire to create order in a bewildering multitude of observations
and ideas stimulated a taste for methodology. Curiosity and an innate restlessness
compelled me to answer the call of international agriculture. To explore these
themes I ignore chronology.
Foci
Among the field phenomena observed during the early years, foci of stripe rust
intrigued me. With the help of many technicians, students, and colleagues, fore-
most among whom were biomathematicians, a theory of focus development was
constructed that covered the total range of small-scale primary foci to pandemic
spread of focal disease (34).
The focus, beginning with a single spore successfully introduced from outside,
can be explained mechanistically and studied quantitatively in replicated epidemi-
ological experiments. The effect of cultivar mixtures, once propagated by Borlaug
(4), could be explained in part as a form of focus suppression (9, 21). Organic
farmers in The Netherlands did not need the explanation and applied the principle
of cultivar mixtures to their profit.
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The study of foci has a historical dimension. The first solid description of foci of
a soilborne disease dates from 1728 (43). The author, Duhamel, added a remedy:
isolation by trenching. The phenomenon of foci obviously has existed as long as
pathogens have existed. Early experiments were conducted with stem rust of rye
around 1810, but the term focus is of recent vintage. In the older literature the
wording may differ from today’s language, but the facts are straightforward. Un-
fortunately, the researcher today has time only for the latest relevant review paper
instead of digging down to the oldest source. Loss of the historical perspective
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may damage our science.
Basic studies on foci brought me into contact with similar trends in general
ecology, which offers a body of knowledge hardly tapped by phytopathologists.
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Even a great thinker like JE Vanderplank (35) did not refer to general ecological
literature in his book, although some of his ideas were congruent with ecolog-
ical findings. In turn, the phytopathologist, who focuses on managed ditrophic
systems, might contribute to general ecology. Contacts with ecologists stimu-
lated an interest in wild, unmanaged pathosystems, where human intervention has
been minimal (45), and also in tritrophic pathosystems (38). The going is slow
in these areas. Progress in wild pathosystems is made in ecological rather than in
phytopathological research institutions.
Methodology
Obviously, wheat stripe rust was endemic in The Netherlands. Annual migration
from other countries to The Netherlands was excluded as a possibility because
the stripe rust in The Netherlands was usually found much earlier than elsewhere.
To complete the reasoning, I had to demonstrate in a quantitative manner that the
amount of overwintering stripe rust inoculum could fully and quantitatively explain
the observed epidemics, without having recourse to immigration as an additional
source of inoculum. The dynamics of the disease had to be quantified and the
resulting variates and parameters handled mathematically. Thus I developed my
own version of quantitative epidemiology in which, ideally, the epidemic to be
explained follows quantitatively from relationships established at a next lower
integration level, the explanatory level.
When I presented my first results in public, simple logistic growth of stripe
rust epidemics, my erstwhile professor, the highly respected Louise Kerling, ap-
proached me wringing her hands, half way between anger and despair, saying,
“Mathematics in biology? That’s impossible!” Such was the state of Dutch bio-
logical science in 1960.
Methodology, the art of how to do research, and mathematics, the art of making
logical inferences, have been prime interests ever since (42). Methodology is not
necessarily highbrow. Two colleagues and I developed a simple methodological
tool for research in cereals, the Decimal Code (50), describing the growth stages
of wheat, following an illustrious example (10). The Decimal Code became a
citation topper, translated from English into Dutch, French, German, Swedish,
Portuguese, and Russian, among others. It became the standard for Union pour
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la Protection des Obtentions Végétales (UPOV) and U.N. Food and Agriculture
(FAO) descriptions. One reason for its unexpected success was the Code’s careful
description of early growth stages, very important for timing of the herbicide
applications that came into fashion in the early 1970s.
Much time was spent on qualitative matters, especially on race analysis of stripe
and leaf rusts of wheat. Several colleagues had observed that seedling wheat plants
in the greenhouse and adult wheat plants in the field differentiated races differently.
I found that the race identification work, traditionally done in the greenhouse on
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seedlings, did not explain the observations made by farmers in commercial fields.
Thus, I developed a system of “race nurseries,” planted in the field, that permitted
race identification on adult plants (41). The system worked well for stripe and leaf
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rust, because the European winter wheat varieties contained many unidentified
major genes for resistance that were expressed by adult plants only. My system
was publicly condemned by a President of the British Mycological Society (22), but
other British researchers later reinvented this laborious but indispensable system
of race identification.
Inadequate mastery of analytical mathematics drove me into the arms of her
numerical sister as applied in computer simulation. Dynamic simulation allows
many variables to be incorporated, various fancies to be followed, and the con-
sequences of ideas in time and space to be tested (even ad absurdum), with or
without temporal and spatial diversity. Such simulations may lead to insight, but
they never prove a point. For rigid proof one has to return to parameter-sparse
models, which can be handled analytically. Fortunately, Frank van den Bosch
(33, 34) came to the rescue, and several papers on focal epidemics were published.
The current mathematization of phytopathology pleases me, because it deep-
ens the understanding, enhances the generalization value of the findings, and gives
more status to the discipline. I realize that good phytopathologists who do not have
a knack for mathematics may feel excluded from the game, but they can compen-
sate by interaction and collaboration. One danger is that mathematics become
overemphasized, as exemplified in many published regression analyses where an
R of 0.95 is not good enough because it can be pushed up to 0.99, and then to
0.995, by introducing a more complex function with still another variable. Such
exaggerations have little meaning when a mechanistic explanation of the correla-
tion cannot be provided. Alas, finding such an explanation takes far more time
than finding another correlation and regression program in your computer package.
The third decimal of R has high bogus value.
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The Netherlands warmly supported another FAO initiative, studies on horizontal
resistance (HR). Several Dutch researchers became involved, and some chose me
as their supervisor. The original idea, launched by Vanderplank (36), was translated
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8 ZADOKS
statement is not meant to belittle the contribution of the natural sciences, which is
as impressive as it is indispensable, but it marks a necessary transition.
Epidemiology dealt primarily with disease progress in time, very seldom with
regress. Since about 1980 disease progress in space has come in vogue. The
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modifying effect of diversity is largely neglected. A discussion of space, time, and
diversity will cross the border separating phytopathology from sister disciplines
such as entomology, and intrude into the domain of nature management.
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Space
Vanderplank (35) in his epoch-making treatise did not care about space. His space
had zero dimension; it was a mathematical point. The only exception was his
treatment of interplot interference. In later work, Vanderplank (36) discussed and
illustrated his “horizon of disease spread,” a concept related to the “focal front” of
an epidemic.
Mathematics broke the spell of the point-space. Epidemiology began to borrow
concepts from meteorology and physics, such as the concept “time constant” that
measures the pace of an epidemic process. Dynamic simulation techniques were
applied to spatial aspects of epidemics (12, 17). Others analyzed meticulously
performed field experiments. Replicated focus formation experiments were used
independently by several researchers to test models and also to measure minor
differences in partial resistance, minor but effective in polycyclic disease, which
multiplies tenfold per generation (29).
Whereas foci often result from within-canopy spread of disease, new foci are
usually initiated by propagules that leave the canopy temporarily, drifting in ed-
dies of air, to be deposited again some distance away in the same field or just
over the fence or ditch, into the next field. Experimentation on field-to-field spread
of disease is difficult, expensive, and usually unethical. A mock-up experiment
using a miniaturized design with a source field and target fields showed that focal
spread and between-field spread are two distinct processes, with different scales
of distance and different frequencies (28). The same was found in a potato growing
area with Phytophthora infestans (53). Circumstantial evidence from various
pathosystems is in agreement with that view.
Simulation models show that two mechanisms of spread, one with short dis-
tance and high frequency and the other with long distance and low frequency, are an
optimal strategy for a polycyclic foliar pathogen (52). The point had already been
made by Vanderplank (36) who stated that short-distance spread serves the mul-
tiplication of the pathogen with the penalty of self-destruction by host depletion,
whereas long-distance spread was needed to find new hosts.
A combination of descriptive epidemiology using records of introduced patho-
gens, descriptive regional epidemiology, and small-scale experimentation showed
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that plant disease spread takes place at more than one scale of distance. Distance
must be characterized by a “distance constant,” “critical distance,” or “mean free
path” (52), in analogy to the “time constant.” Whereas the “distance constant” of
foci is in the order of 1 m, “jump spread” within crops is in the order of 10 m,
and between crops in the order of 100 m. The “distance constant” of continental
spread must be expressed in 1000-m units. Can one model really describe disease
spread at so many scales of distance?
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Time
“Polycyclic disease” of foliar pathogens has been so well studied that many pub-
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10 ZADOKS
has received scant attention (19). More research in polyetic disease is needed,
including the annual disease decline or epidemic regress. Information on this
score will eventually help to avoid surprises.
Quantitative studies in polyetic disease are quite rare. The methodology is un-
derdeveloped and protocols for experimentation are practically nonexistent. Ex-
ceptions are the long-term agronomy experiments as at Rothamstead Experimental
Station, England (20), and the classical lattice experiments once used in nema-
tology. The phenomenon can be illustrated by means of simulation, provided
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sufficient empirical parameters are available. Analytical mathematics have been
applied to polyetic pandemics (34). Important work on polyetic disease caused
by potato cyst nematodes in potatoes is in progress in The Netherlands. Using an
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enormous data base and a sophisticated probabilistic approach, this work provides
the farmer with useful management alternatives, among which are chemical con-
trol, partial chemical control, crop rotation, and use of appropriate cultivars with
specific and/or partial resistances (2).
Diversity
Diversity has many faces. One face is the multiplicity of pests and diseases in a sin-
gle crop. Farmers encounter this diversity daily, as they have told me emphatically.
EPIPRE is one answer, though not necessarily a definitive one. Agroecosystems
analysis, as taught in the Farmer Field Schools of the FAO Programme (see below),
is another valid answer.
Another face is diversity between crops. This refers to the mosaic pattern of
different crops within a region, and it should include managed noncrop vegetation,
bunds, verges to roads and ditches, rough and wastelands, and natural nonmanaged
vegetation. With respect to spatial diversity, phytopathology and entomology seem
to stay in opposition to each other. The maintenance of environmental diversity in
the surroundings to fields is crucial to conserve the beneficials that help to control
insect pests. The best demonstration is the story of spiders in and around rice fields,
fast migrants with a voracious appetite for plant and leafhoppers (14). It would
be interesting to come to grips with the underlying problems of how to manage
so-called nonproductive farm areas.
Two problems might be addressed systematically. One is the influence of the
environment of a field on diseases and pests in that particular field. How large
should a field be to prevent pathogens residing outside the field from infecting
the center of the field? How small should a field be to allow beneficials living
outside the field to reach the center of the field in time to be efficacious? The
other is how to design the environment of the field to be least threatening and
most profitable? Should the bunds between the rice fields be broad and covered
by asphalt to avoid hosting any living organisms, weeds included? Should they
be narrow and mud covered, which is good against rats but provides no refuge
to spiders when there is no rice in the fields? Should a refuge for beneficials be
long and narrow, similar to the highly praised field hedges in traditional European
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landscapes? Or should the refuge be a village with its gardens and a rich variety
of trees, as often seen on Java in Indonesia (31)?
Modern nature conservation and landscaping in highly industrialized coun-
tries has to cope with the fragmentation of the landscape by construction, roads,
railways, and waterways. The remaining biotopes may become too small for the
survival of various species of plants and animals that were once common and now
are rare or even extinct. If biotopes become too small and too far apart, species
become extinct in each biotope separately and the usual recolonization from one
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biotope to the other is no longer possible, e.g. because traffic on the highway
separating two biotopes kills the animals that attempt to cross. The connectivity
between a source and a target population is expressed as the function of individuals
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A SOCIOECONOMIC DIMENSION
Answers to classical questions such as why so many New York policemen are
Irish or why the English drink tea are rooted in plant disease epidemiology. Plant
diseases affect people in many ways.
Crop Loss
The crop loss theme, triggered by FAO in 1967, fascinated me as a non-economist.
EPIPRE taught me about farm accounts and brought me to national accounts of
crop protection. Such approaches, which disregard externalities, are no longer
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juxtaposition of harmful agents, but without integration under due consideration
of interactions between them. Crop physiology, supported by dynamic simulation,
provides an avenue since all disease effects can be expressed in terms of measurable
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injury to roots, stems, foliage, or reproductive organs of plants (1). The step from
monoetic to polyetic approaches must be made. Nematologists paved the way (2).
In soilborne diseases and pests, this year’s population increase may cause the next
year’s damage.
Sustainability
My wartime farmwork and summer job on a Swiss mountain farm between high
school and university acquainted me with the way of life of farmers and what
their thinking is. The early stripe rust work and the later EPIPRE work was
done for farmers, paid for by farmers, and executed with the help of farmers,
hundreds of them. Farmers were a part of my life. The international work, in-
cluding consultancies and reviews, brought me to countless farms in the tropics.
Among these were large estates growing rice, bananas, or oil palms, and numer-
ous smallholders growing rice, peanuts, cocoa, coffee, and a plethora of secondary
crops.
In the developing world the direction of change may differ from that in the de-
veloped world, though both worlds should move toward increased sustainability.
Farmers in the developing world had to be freed from some of society’s pres-
sures. Governments pushed the Green Revolution technology, which backfired
by overexploitation and pollution of natural resources. In the wake of the Green
Revolution, pesticides companies made handsome profits (24).
As a reaction to government and industry pressures, the “farmer first” (6) school
of thought sprang up, with emphasis on nonchemical crop protection. The FAO
Programme embodied another philosophy and applied methods from adult edu-
cation: a farmer-oriented approach aimed at empowerment of the farmer. The
Programme developed the Farmer Field School (FFS) as an instrument of exten-
sion and empowerment. Its objective was to allow the farmers, individually and
collectively, to gain sufficient knowledge of rice field ecology to make their own
decisions with confidence. As the message was brought in the farmers’ own lan-
guage, and fitted their attitudes and perceptions, irrespective of educational level,
the results were quite positive. Farmers, even if illiterate, are good observers, keen
to understand the workings of their rice ecosystems. Among South-East Asian
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farmers I met, the FFS approach raised enthusiasm similar to what EPIPRE had
once done in The Netherlands. It is hoped that the empowered and self-confident
farmer will be able to resist outside pressures, including that for unnecessary use
of pesticides, and to voice his needs for research.
In the western world, there were new social pressures for farmers, as exempli-
fied by adoption of “integrated agriculture” as the new panacea in The Netherlands
(48). Integrated pointed to both integration of methods and integration of objec-
tives. The former, leading to IPM with a minimized input of pesticides, met with
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success and disappointment. The latter, involving reconsideration of the objec-
tives of agriculture, created a mental space for cleaner production methods, a less
polluted environment, the restoration of biodiversity, better nature conservation,
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Choices
Each nation has the agriculture it deserves, one option out of many placed along
the line connecting high external input agriculture (HEIA) over low external input
sustainable agriculture (LEISA) to organic farming. The choice largely determines
the type of crop protection available to the nation. Whatever the choice, there will
be consequences, both positive and negative. In a continuum of options, only a
few stand out as being feasible and profitable.
Such options can be identified by means of scenario studies. The trick is to
identify obviously different but equally feasible scenarios, each responding to a
typical political program, and to carefully calculate the consequences of each.
For the European Union, the report Ground for Choices reasons that only four
distinct scenarios are feasible. In all four, the twelve member countries of the
European Union can feed themselves, but the crop protection implications differ
widely (40). Epidemiology can assist in modeling crop protection risks incurred
by a chosen solution.
I see no single and universal solution to the problem of choosing from available
options. In an affluent, industrialized country such as The Netherlands, the choice
may be for more nature and diversity. The European Union has its roots in a choice
for relatively small family farms. In the United States, the lost prairies with their
wide vistas may still dominate the minds of planners. In South Asia, with only
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14 ZADOKS
1 hectare of land per inhabitant and a teeming population, the choice must be
different. In some parts of the world, small-scale agriculture may be desirable to
avoid the migration of rural people to overpopulated towns. A thorough knowledge
of epidemiology may help to shape the chosen solution.
WHERE TO GO?
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The three themes discussed above, with the additional socioeconomic dimension,
illustrate the development/history of a field-oriented, international epidemiologist.
They lead to some reflections which, it is hoped, will be picked up by future students
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LITERATURE CITED
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Wageningen Agric. Univ. 127 pp. aics of Resistant and Susceptible Plants.
2. Been TH, Schomaker CH. 1998. Quantita- Wageningen: Pudoc. Simulation Monogr.
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tive studies on the management of potato 50 pp.
cyst nematodes (Globodera spp) in the 13. Kenmore PE. 1991. Indonesia’s Integra-
Netherlands. PhD thesis, Wageningen. 319 ted Pest Management—A Model for Asia.
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trol. Trans. Br. Mycol. Soc. 52:177–86 32. Thomas M, Waage J. 1996. Integration of
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