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Convergence in Psychotherapy Supervision: A Common Factors,


Common Processes, Common Practices Perspective

Article in Journal of Psychotherapy Integration · June 2017


DOI: 10.1037/int0000040

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Journal of Psychotherapy Integration © 2016 American Psychological Association
2017, Vol. 27, No. 2, 140 –152 1053-0479/17/$12.00 http://dx.doi.org/10.1037/int0000040

Convergence in Psychotherapy Supervision: A Common Factors,


Common Processes, Common Practices Perspective

C. Edward Watkins Jr.


University of North Texas

Trans-theoretical and common factors supervision literature is quite limited. Although


supervision similarities may be readily recognized, articulated trans-theoretical and
common factors perspectives are rare (Bernard & Goodyear, 2014). Yet I contend that
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

all psychotherapy supervision is most fundamentally guided by a nomological network


This document is copyrighted by the American Psychological Association or one of its allied publishers.

of binding commonalities that foremost enlivens and invigorates, directs and deter-
mines supervisory action. In what follows, I identify 50 (nonexhaustive) commonali-
ties, shared by any and all supervision perspectives, that cut across at least 9 practice-
impacting areas: Supervisee characteristics, supervisor qualities, supervisee change
processes, supervision structures, supervision relationship elements, supervision com-
mon principles, supervisor tasks, supervisor common roles, and supervisor common
practices. I argue that, even if a supervisor practices a particular brand of supervision
(e.g., psychoanalytic, cognitive), practice will be affected by and be delivered via the
cross-cutting commonalities identified here. These commonalities converge to form
what could be thought of as a common factors, common processes, common practices
supervision perspective. I further argue that psychotherapy supervision is eminently an
educational enterprise, an adult learning experience (e.g., Knowles, Holton, & Swan-
son, 2015), and is at its best when those realities are consistently integrated into our
supervisory conceptualization and conduct.

Keywords: supervision, psychotherapy, common factors, education, practices

For nearly a century, psychotherapy supervi- skills; (b) developing/crystallizing a psycho-


sion has been enshrined as an eminently impor- therapist identity; (c) developing conviction
tant educational means by which therapists in about the meaningfulness of psychotherapy it-
training learn to become competent practitio- self; and (d) monitoring treatment efforts and
ners (Watkins, 2013). It is now widely used safeguarding patient care (American Psycho-
internationally, considered to be a highly effec- logical Association, 2015; A. K. Hess, K. D.
tive and efficient pedagogical intervention, per- Hess, & T. H. Hess, 2008b; Watkins & Milne,
haps being our single most powerful contributor 2014). Twenty-five years ago, Bent, Schindler,
to training effectiveness (Gonsalvez & Milne, and Dobbins (1991) stated that “about one half
2010; McMahan, 2014). Designated as the sig- of a professional psychologist’s formal training
nature pedagogy of the helping professions involves learning through supervision” (p. 124);
(Bernard & Goodyear, 2014), psychotherapy their statement remains every bit as true today.
supervision serves several critical purposes: (a) Hess (2008, 2011) identified the 1980s as a
developing/enhancing conceptual and treatment time of transformative emergence for supervi-
sion, where it began to truly be recognized as an
educational sine qua non. Still in its adoles-
cence in the early ‘90s (Bernard & Goodyear,
This article was published Online First June 9, 2016. 1992), supervision experienced explosive
Portions of this article were delivered as a keynote ad-
dress at the International Interdisciplinary Supervision Con- growth on many fronts over the next 15 years
ference, Dublin City University, Dublin, Ireland, May 21st, (e.g., increasing amount of research production,
2016. significant strides made in professionalization;
Correspondence concerning this article should be addressed
to C. Edward Watkins, Jr., Department of Psychology, Uni-
Bernard, 2006). Since then, supervision has
versity of North Texas, 1155 Union Circle 311280, Denton, continued its bold march forward, with continu-
Texas 76203-5017. E-mail: watkinsc@unt.edu ing empirical work on a host of topics being
140
CONVERGENCE AND COMMONALITIES 141

conducted, new theoretical models being ad- Hart, & Ukuku, 2014) emphasize the therapist’s
vanced, and the professionalization of the spe- unfolding growth process and developmentally
cialty area occurring in unprecedented ways responsive supervision. Social role or social
(Bernard & Goodyear, 2014; Bernard & Luke, process approaches (e.g., Bernard, 1997; Hollo-
2015; Inman et al., 2014). way, 2014) emphasize supervisee learning
Despite theoretical ferment in supervision, needs and the supervisor roles (e.g., consultant,
articulated trans-theoretical and common fac- counselor, teacher) that best address those
tors supervision perspectives remain rare: “. . . learning needs. The social role/process and de-
there is little published literature on the topic” velopmental approaches are supervision
(Bernard & Goodyear, 2014, pp. 60 – 61). But metavisions and can be profitably integrated
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

psychotherapy supervision may be far more with psychotherapy-focused supervision per-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

amenable to a trans-theoretical or common fac- spectives.


tors perspective than psychotherapy. Supervi- Bernard and Goodyear (2014) identify trans-
sion is about engagement for service provision theoretical and common factors perspectives as
education, supervisors being most concerned being second-generation supervision models.
about the facilitative educational conditions, ef- Second-generation models tend to be more in-
fective educational practices, and meaningful tegrative and evidence based in nature (Bernard
educational processes that make supervision & Goodyear, 2014). At this juncture, eight
work. Whereas psychotherapy approaches and trans-theoretical and common factors supervi-
interventions number in the hundreds (Marks, sion publications can be identified (Aten, Strain,
Sibilia, & Borgo, 2010; Pearsall, 2011; Tsch- & Gillespie, 2008; Culbreth & Gressard, 2010;
acher, Junghan, & Pfammatter, 2014), the num- Lampropoulos, 2003; Morgan & Sprenkle,
ber of supervision approaches and interventions 2007; Watkins, 2012, 2015a; Watkins, Budge,
are comparatively limited. Although different & Callahan, 2015; Watkins & Scaturo, 2013).
psychotherapies typically reflect different theo- What do we know about supervision when
ries of change, supervision in my view is fun- viewed through a trans-theoretical and common
damentally powered by a theory of learning and factors lens?
a learning process that is far more unitary in Aten et al. (2008). Aten et al. (2008) ap-
nature than otherwise. As one example, Kolb’s plied Prochaska and DiClemente’s (1982) trans-
model of experiential learning (Kolb, 2015) has theoretical change model to supervision. Build-
been profitably used to capture much of what ing on nine assumptions (e.g., no one model is
occurs educationally in supervision (Milne, completely sufficient), Aten et al. (2008)
2009; Milne, Aylott, Fitzpatrick, & Ellis, 2008). adapted the trans-theoretical model’s six stages
Analogizing from the field of education to psy- of change to render them supervision specific.
chotherapy supervision can be eminently useful. For example, in the Contemplation Stage, su-
Attending more so to supervision’s essential pervisees are described as (a) being anxious and
instructional, educational, and learning pro- distressed about therapist development, and (b)
cesses has been advised (Goodyear, 2014; Wat- recognizing that change is needed, but not
kins & Scaturo, 2013). knowing what exactly to do. Aten et al. (2008)
also described five behavioral and five experi-
Second Generation Models of Psychotherapy ential processes (e.g., consciousness raising) by
Supervision: Trans-Theoretical and Common which supervisors can stimulate supervisee
Factors Contributions So Far change. The 10 processes emphasize ways to
increase supervisee awareness and create a safe,
Models of psychotherapy supervision can be growth-enhancing supervision space.
grouped into three categories: psychotherapy- Culbreth and Gressard (2010). Culbreth
focused, developmental, and social role (or so- and Gressard (2010), like Aten et al. (2008),
cial process; Bernard & Goodyear, 2014; Wat- proposed that the Prochaska/DiClemente trans-
kins & Milne, 2014). Psychotherapy-focused theoretical model of change has relevance for
approaches (e.g., Reiser, 2014; Sarnat, 2016) supervision; they adapted the stages of change
emphasize the learning and practice of a partic- to be supervision specific and considered how
ular form of psychotherapy. Developmental ap- best to intervene in matching stage-specific
proaches (e.g., Stoltenberg, Bailey, Cruzan, ways.
142 WATKINS

Lampropoulos (2003). Lampropoulos In Search of Common Supervision Factors


(2003) proposed a common factors perspective and Practices
that emphasized relationship variables (e.g., al-
liance) and learning processes. Building on Je- Psychotherapy supervision involves at least
rome Frank’s work (Frank & Frank, 1991), three common, broad-band conceptual organiz-
Lampropoulos (2003) identified instilling hope ers: The supervisor’s (and supervisee’s) way of
and combatting demoralization in supervisees being, the supervisor–supervisee relationship,
as being important. He accentuated the signifi- and supervision skills and techniques. The su-
cance of exercising a prescriptive eclectic su- pervisor–supervisee relationship and supervi-
pervision approach (e.g., in selecting interven- sion skills/techniques are two long-standing,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tions). eminently crucial, cross-theoretically recog-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

Morgan and Sprenkle (2007). Morgan nized components of the supervision endeavor
and Sprenkle (2007) identified three dimensions (Goodyear, 2014; Milne, 2009; Watkins, 2014a,
or continua that cut across all supervision ap- 2014b). All supervision perspectives also ac-
proaches: (a) emphasis, ranging from clinical knowledge that the person and personhood, or
competence to professional competence; (b) way of being, of the supervisor matter and have
specificity, ranging from idiosyncratic/particular impact (e.g., Gilbert & Evans, 2000). These
to nomothetic/general; and (c) relationship, three broad-band factors, depicted in Figure 1,
ranging from collaborative to directive. They converge to affect supervisee learning and re-
also identified four common supervisor roles: learning (Carroll, 2014; Watkins & Scaturo,
coach, teacher, administrator, and mentor. 2013). Within that broad-band conceptual con-
Watkins (2012, 2015a); Watkins et al. text, what are the more specific commonalities
(2015), and Watkins and Scaturo (2013). so important to supervision practice?
Building on the work of Frank (Frank & Frank, Unfortunately, that possible array of supervi-
1991), Watkins (2012) proposed that supervision sion commonalities has yet to be more fully iden-
approaches involve four common features: (a) an tified and integrated (cf. Bernard & Goodyear,
emotionally charged, confiding relationship; (b) 2014). To address that gap in the literature and
being delivered in a setting where education and identify a common core of relational, learning,
healing are paramount; (c) a cogent, explanatory and intervention essentials, I engaged in a com-
supervision rationale; and (d) a rationale- monalities-focused review of the supervision lit-
consistent form of supervision in which supervis- erature. Such a review would seem important in
ees actively participate. In subsequent papers, illuminating the key ties that bind and potentially
Watkins and colleagues (Watkins, 2015a; Watkins render impactful all forms of supervision. Some of
& Scaturo, 2013) further accentuated a common the most salient common factors, common pro-
set of relationship variables (e.g., real relation- cesses, and common practices that educationally
ship, expectancies) as being cross-theoretically demark and define psychotherapy supervision are
pivotal; those relationship variables were used to identified subsequently.1
form the foundation for a contextual model of Approach taken. I used the Grencavage
supervision (Watkins et al., 2015). and Norcross (1990) paper to guide my review
Tying it all together? Across these eight
contributions, relationship, learning, and stages 1
A point of clarification with regard to the words, “com-
of change emerge as consistent themes. Perhaps mon practices” is needed. The common and specific factors
what we see here can best be captured as fol- distinction can be applied to both psychotherapy and psy-
lows: (a) Supervision is most fundamentally a chotherapy supervision. Common factors typically refer to
learning experience where the primary targets those relational variables (e.g., alliance) that cut across
are therapist skills/competence and identity de- therapeutic and supervision perspectives; specific factors
refer to the interventions that are used. But there is one
velopment; (b) the supervisor–supervisee rela- critical specific factors difference between psychotherapy
tionship serves as the foundation of the super- and supervision: Whereas psychotherapy interventions are
vision experience; and (c) the supervisor quite numerous (Marks et al., 2010) and can vary by ther-
functions foremost from a stance of develop- apeutic approach, supervision interventions are few in num-
ber and tend not to vary by supervision approach (Good-
mental responsiveness in stimulating supervisee year, 2014; Watkins & Scaturo, 2013). With that
growth (cf. Friedlander, 2012; Wilson, Davies, recognized, the specific factors or interventions of supervi-
& Weatherhead, 2015). sion can also be thought of as common practices.
CONVERGENCE AND COMMONALITIES 143

Learning/Relearning

Supervision
Skills and
Techniques

Supervisory Relaonship
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Way of Being

Figure 1. The Supervision Pyramid. From “The Therapeutic Pyramid: A Common Factors
Synthesis of Techniques, Alliance, and Way of Being,” by S. T. Fife, J. B. Whiting, K.
Bradford, and S. Davis 2014, Journal of Marital and Family Therapy, 40, 20 –33. Copyright
2013 by the American Association for Marriage and Family Therapy. Reprinted with
permission. See the online article for the color version of this figure.

and deliberations; in their study, Grencavage Steen, 2012; Hawkins & Shohet, 2012; Wat-
and Norcross identified frequently proposed kins, 1997). Examined journals were interdisci-
common factors across five superordinate cate- plinary in nature, drawing from clinical and
gories (e.g., client characteristics). Using those counseling psychology, psychiatry, counselor
same five categories, I set out to identify com- education, social work, and psychiatric nursing.
mon factors across supervisee characteristics, (A complete list of surveyed books and journals
supervisor qualities, supervisee change pro- is available from the author upon request.)
cesses, supervision structures, and supervision Analysis. I developed preliminary lists of
relationship elements. As my review unfolded, common factors and practices across the nine
it was deemed necessary to add four other su- identified areas. Based on my continued study
perordinate categories— common supervision and reflection, those lists were repeatedly re-
practice principles, supervisor common tasks, vised, with common factors and practices being
common roles, and common interventions—to added and, in some cases, combined. I con-
get the most comprehensive supervision per- cluded that revision process once a reasonable,
spective. defensible core of supervision common factors
I specifically (a) examined critical supervi- and practices was in place. Text and table in-
sion handbooks, books, and book chapters ap- formation follows, identifying 50 supervision
pearing since 1980 (the time of supervision’s commonalities spread across those nine areas.
transformative emergence; Hess, 1980a, 2008, (A much extended report, which provides ref-
2011); (b) examined various supervision arti- erence support for each table’s commonalities,
cles appearing since 1980 in supervision jour- is available from the author upon request.)
nals (e.g., The Clinical Supervisor) or journals
that publish supervision articles (e.g., Journal of Results
Psychotherapy Integration); and (c) studied re-
cently created supervision competence frame- Supervisee Characteristics
works from around the globe, all products of the
last 15-year period (e.g., Psychology Board of Supervisee characteristics identified as com-
Australia, 2013). Examined books and hand- mon factors are presented in Table 1. These
books were authored or edited by a host of seven characteristics reflect a mix of supervisee
international contributors (e.g., Fleming & features widely deemed necessary for making
144 WATKINS

Table 1 pervisees, and Table 2 bears testament to some


Supervisee Characteristics Identified as of the essentials so necessary for that construc-
Common Factors tion. It may well be that “the relationship, the
Psychological-mindedness Active help seeking relationship, the relationship . . . is everything in
Engagement/investment Positive expectations/hope supervision . . .” (A. K. Hess, C. E. Hess, &
Openness Reflectivity J. H. Hess, 2008a, p. 164).
Supervisor viewed as credible educational provider
Supervisee Change Processes

Supervisee change processes identified as


supervision happen. Desire for, belief in, and common factors are presented in Table 3. In a
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investment in supervision are all eminently im- most prescient early supervision paper, Ches-
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portant. Supervisees are propelled by their ed- sick (1971) stated that beginning therapists are
ucational incongruence (e.g., wanting to remedy confronted with three troubling issues: (a) deal-
their skill deficiencies), seek help via supervi- ing with the anxiety attendant to the further
sion, and have faith that supervision can be an development and refinement of psychological
incongruence-corrective measure. Reflectivity mindedness; (b) developing a psychotherapist
and psychological-mindedness form the very identity; and (c) developing conviction about
bedrock that makes the work of supervision the meaningfulness of psychotherapy. These
possible. That these seven features are highly seven change processes (see Table 3): (a) cap-
conducive to any and all supervision learning is ture primary ways by which supervisees strug-
a well-recognized, seemingly indisputable real- gle with and work to resolve those three issues,
ity (cf. Rodenhauser, Rudisill, & Painter, 1989). making skills/competence and identity develop-
Supervisor Qualities/Features ment increasingly likely; and (b) provide the
supervisor with useful points of orientation for
Supervisor qualities/features identified as thinking about how to best stimulate supervisee
common factors are presented in Table 2. These development over supervision’s course. For ex-
qualities and features give loud voice to the ample, anxiety, distress, and tension reduction
fundamentally relational nature of supervision. may be most acutely needed early on, but as
The supervisor–supervisee relationship has supervisees gain in experience, skills, and sense
been identified as a (if not the) crucial mediator of therapist identity, that need can be expected
that renders supervision intervention increas- to diminish (cf. Aten et al., 2008; Culbreth &
ingly impactful (Goodyear, 2014; Watkins, Gressard, 2010). Supervisee change processes
2014b). This table captures the supervisor fea- forever exist within a supervisee-specific devel-
tures that appear most important in building and opmental context and appear best understood
maintaining the supervision relationship. Three with that reality in mind (Lambie & Blount,
decades ago, Carifio and Hess (1987) stated that 2016; McNeill & Stoltenberg, 2016).
“the ideal supervisor seems to embody the same The supervisee learning experience typically
personal characteristics [e.g., being respectful, involves change that results from building on
empathic, and genuine] as the ideal psychother- existing skills and frames of reference and
apist . . .” (p. 244); that that would be the case
is not surprising. The relationship is founda-
tional in building a learning sanctuary for su- Table 3
Supervisee Change Processes Identified as
Common Factors
Table 2
Supervisor Qualities/Features Identified as Opportunity for catharsis/sharing (e.g., about therapist
Common Factors development concerns)
Anxiety, distress, and tension reduction
Engagement/investment Positive regard Activation of self-observation
Warmth/support Empathy Self-reflection and insight development
Concreteness Genuineness Exposure and confrontation of learning problems
Acceptance Reflectivity Acquisition and practice of new learning
Cultivates positive expectations/hope Success and mastery of new knowledge and skills
CONVERGENCE AND COMMONALITIES 145

change that results from upending, interrupting, Table 5


and challenging problematic behaviors and Supervision Relationship Components Identified as
frames of reference (e.g., the struggle of devel- Common Factors
oping a practice self; Carroll, 2014; Ronnestad Supervisory or learning alliance
& Skovholt, 2013). Supervisee learning can be Real or personal relationship
both additive/elaborative and corrective/ Transference (supervisee to supervisor)
constructive, or some mixture of the two. But Countertransference (supervisee to client; supervisor to
whatever the form of learning and change pro- supervisee or client)
cesses involved, disruption is introduced. Su-
pervisee change often appears to follow a
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fundamental progression: Disruption ¡ Con- supervisory endeavor. As supervision has


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struction ¡ Reorganization (Carroll, 2014; evolved, the systemic nature of the supervisory
Wolf, 1995). These seven change processes relationship has been increasingly appreciated
capture meaningful ways by which disruption and granted gravitas as never before: We rec-
becomes educational fodder for transformative ognize that the psychology of each supervision
growth. Perhaps supervision is at its best when party matters, has relationship effect, and
it is a place of peaceful disruption, a zone of should accordingly be factored into all supervi-
safe uncertainty (Starr, Ciclitira, Marzano, sion deliberations (e.g., Sarnat, 2016). Across
Brunswick, & Costa, 2013). supervisory perspectives, these four relationship
Supervision Structures variables have come to increasingly reflect that
systemic evolution.
Supervision structures identified as common First proposed over half a century ago (Fleming
factors are provided in Table 4. These three & Benedek, 1964), the supervisor–supervisee al-
factors emphasize those most basic, defining liance—supported by about 50 studies (Watkins,
features of supervision: its forever undeniable 2014a)— has only further gained in stature with
educational nature, its unwavering focus on the the passage of time and come to be accepted as a
supervisee–patient encounter, and its superordi- (if not the) foundational variable that ultimately
nate mission of enhancing supervisee develop- makes or breaks supervision (Watkins, 2014b).
ment and service provision (e.g., through the The real or personal relationship has also seem-
supervisor’s delivery of constructive feedback). ingly long been a part of supervision (e.g., where
Whatever the type of supervision practiced, I–Thou relating is concerned; Gilbert & Evans,
those three structures are givens and will always 2000), but has only recently come to be more
be prominently on display. specifically recognized (Watkins, 2011, 2015b).
The real relationship involves more of a supervi-
Supervision Relationship Elements sor–supervisee personal bond, the alliance more of
a supervisor–supervisee work bond (after Gelso,
Supervision relationship elements identified 2011). Supervision perspectives also appear to
as common factors are presented in Table 5. make room for transference and countertransfer-
These four relationship components give em- ence experiences (Watkins, 2015a). Whether de-
phasis to the supervisor–supervisee working re- fined broadly as “personal experience of the
lationship, nonworking relationship, and the other” or more restrictively as “bringing pre-
impact of our own personal history, personal existing problematic personality issues into the
reactions and emotional experiences upon the current relationship,” such supervision behaviors
or patterns have cross-theoretical relevance (e.g.,
Holloway, 2016; Liese & Beck, 1997; Reiser,
Table 4 2014; Sarnat, 2016).
Supervision Structures Identified as
Common Factors Common Supervision Practice Principles

An educational setting or setting with educational mission The preeminent supervision principles iden-
Use of supervision interventions (rituals) tified as commonly practiced— creating an en-
Case review: Focused study of therapist–patient abling space and tailoring to fit—are presented
interaction
in Table 6. These two principles provide the
146 WATKINS

Table 6 six tasks quintessentially reflect those emphases


Preeminent Supervision Principles Identified as at work.
Being Commonly Practiced
Create a forever enabling and empowering space that Supervisor Common Roles
galvanizes supervisee learning
Tailor supervision to match supervisee developmental Supervisor roles identified as commonly
learning needs practiced are presented in Table 8. These roles
reflect the flexibility and versatility that are
needed to function as a supervisor. In his hand-
foundational substrate upon which the entirety book’s first edition, Hess (1980b) identified six
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of supervision practice is based. We strive to roles in which supervisors frequently engage:


This document is copyrighted by the American Psychological Association or one of its allied publishers.

construct a consistently galvanizing, optimizing Lecturer, teacher, case reviewer, collegial peer,
supervision situation that enlivens and liberates monitor, and therapist. In his book’s second
supervisee learning; we strive to consistently edition, Hess (2008) added two more roles:
customize the supervision experience so as to coach and educator. But some of those roles
optimally match the supervisee’s evolving overlap, appear combinable, and have been so
learning needs and developmental acquisitions combined here. If there is one important role
(e.g., Holloway, 2016; Ladany, Friedlander, & omitted from Hess’s lists, it would be consultant
Nelson, 2016; Lambie & Blount, 2016; McNeill (Bernard, 1997; Bernard & Goodyear, 2014);
& Stoltenberg, 2016). that addition is reflected in Table 8. These six
roles, whatever the theoretical perspective de-
Common Supervisor Tasks ployed, are commonly practiced supervision
Those supervisor tasks identified as com- fare (e.g., Hawkins & Shohet, 2012; Hess,
monly practiced are presented in Table 7. “The 2011; Holloway, 2016; Lee & Nelson, 2014;
supervisor . . . is responsible for . . . working to Morgan & Sprenkle, 2007; Sarnat, 2016).
create and manage the supervisory process so as
to best facilitate the supervisee’s learning at Supervision Common Practices
work” (Scaife, 2009, p. 14). These six tasks
appear to be the primary ways by which super- Supervision interventions identified as com-
visors pursue that objective. Relational devel- mon practices are presented in Table 9. Com-
opment, role orientation, needs assessment, plan pared to the large universe of psychotherapy
development/evaluation, and monitoring are in- interventions (Marks et al., 2010), the universe
tegral components of any effective supervision of supervision interventions is quite small: pro-
process. There is increasing agreement that su- viding feedback, modeling, teaching/instruc-
pervisees are not well served by a haphazard tion, self-reflective questioning, case conceptu-
supervision experience, that supervision is at its alization, and discussion (e.g., Goodyear, 2014;
best where planning and deliberation and col- Watkins & Scaturo, 2013). Although other pos-
laboration are involved (Borders, 2014). These sible supervision interventions could be put
forth (see Milne et al., 2008), most if not all can
be grouped under one of those six interventions.
Table 7 Whatever the form of supervision delivered, all
Supervisor Tasks Identified as Being supervisory action will generally be contained
Commonly Practiced within this small set of educational practices.
Develop/nurture facilitative supervisory relationship
Provide education about/orientation to supervision
experience (rationale provision/role induction)
Assess/identify supervisee learning deficits/needs and Table 8
strengths/assets Supervision Roles Identified as Being
Develop supervision plan (formal or informal) to address Commonly Practiced
supervisee learning deficits/needs
Implement, evaluate, and revise plan as needed Educator/Teacher Monitor/Manager/Case reviewer
Provide ongoing monitoring/evaluation of supervisee Coach Counselor/Therapist
performance/progress Collegial peer Consultant
CONVERGENCE AND COMMONALITIES 147

Table 9 six supervisor tasks, six supervisor roles, and


Supervision Interventions Identified as six supervisor interventions— capture much of
Common Practices what supervision practice is across supervisory
Case conceptualization Providing feedback systems. These 50 commonalities, while by no
Teaching/instruction Modeling means exhaustive, go a long way in providing a
Stimulus questions (reflective cross-theoretical template of contemporary su-
instigation) Discussion pervision practice: A common factors, common
processes, common practices perspective. We
lack for common factors attention in supervi-
A Simple Cross-Theoretical Template sion (Bernard & Goodyear, 2014). I hope that
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this proposed commonalties-based perspective


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Figure 2 presents a simple visual that shows might be useful in stimulating more such work.
how these commonalities fit together: (a) The Psychotherapy supervisors may draw from a
supervisor and supervisee bring their character- host of first-generation or second-generation
istics/qualities/features (Tables 1 and 2) to the model possibilities. But I assert that, whatever
supervision situation (an educational setting, might be the psychotherapy-focused, develop-
Table 4) and build a supervisor–supervisee re- mental, or social role/process model used, su-
lationship (see Table 5); (b) that relationship pervision practice will always reflect these 50
serves as the mediator of supervisory action and commonalities (or at least most of them). These
enables enactment of the preeminent practice commonalities can show model-specific varia-
principles (see Table 6), tasks (see Table 7), tions (e.g., where the type of delivered feedback
roles (see Table 8), and interventions (see Table differs by model), but the commonalities will
9); and (c) supervisee change processes are ac- remain nonetheless. Bernard and Goodyear
cordingly instigated by the supervisory relation- (2004) stated that, “most supervisors eventually
ship (see Table 3). This figure provides a com- develop their own unique integrationist per-
monalities-driven perspective, its purpose being spectives . . . , [and that outcome] probably is
to capture a general flow or trajectory of how inevitable” (p. 100). I think that a commonali-
the commonalities often unfold in supervisory ties-informed supervision approach stands to
action and interaction. best developmentally advantage patient, super-
visee, and supervisor alike (cf. Norcross & Hal-
Discussion gin, 1997). This template, these 50 commonal-
ities, point to many of the specifics so necessary
I contend that these 50 commonalities— for actuating and actualizing an integrationist
seven supervisee characteristics, nine supervi- view.
sor characteristics, seven supervisee change Just as a common language of understanding
processes, three supervision structures, four re- is important in psychotherapy (Marks et al.,
lationship components, two practice principles, 2010; Tschacher et al., 2014), so too is that the

Supervisor

Supervisor Principles, Tasks, Roles, and Practices: Tailoring and Intervening

Relationship: Bond,
Engagement,
Understanding,
Expectations, Expertise
Supervisee Change Processes: Awareness, Confrontation, and Practice

Supervisee

Outcome: Therapist
Skills/Competency and
Identity Development

Figure 2. The common factors, common processes, and common practices in supervision
action. See the online article for the color version of this figure.
148 WATKINS

case for psychotherapy supervision (Watkins & graduate programs” (p. 268). Because supervi-
Scaturo, 2013). These identified commonalities sion is most fundamentally a relationally medi-
provide us with some shared supervision lan- ated learning experience (Wilson et al., 2015)
guage or the beginnings of such a language. For that involves educational processes and prac-
example, providing feedback is a common in- tices taking place in an educational setting (or
tervention that seems to have an agreed-upon setting with an educational mission), educa-
meaning across supervision perspectives. Other tional theory, educational psychology, and edu-
examples where that appears to be the case cational intervention seemingly would be
include the supervisory alliance (bond-goals- highly supervision relevant. Thus, we could
tasks) and some of the other interventions men- greatly benefit by attending far more so to su-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tioned here (e.g., teaching/instructing). But if pervision’s essential instructional and learning
This document is copyrighted by the American Psychological Association or one of its allied publishers.

we are to have a common and comprehensive processes (Bartley & Borders, 2015; Goodyear,
supervision language that is most specific, re- 2014). Making that educational/instructional
duce confusion, and speed the evolution of su- emphasis into substantive reality, I believe, is a
pervision as a science (cf. Marks et al., 2010), most critical next step in advancing the practice
then we may be best served by working to more and science of psychotherapy supervision.
finely define some of these 50 factors, pro-
cesses, and practices. In that regard, the Com-
mon Language for Psychotherapy Project References
(Marks et al., 2010; www.commonlanguage-
psychotherapy.com) and the Taxonomy Project American Psychological Association. (2015). Guide-
(Tschacher et al., 2014) may provide useful lines for clinical supervision in health service psy-
models for possible supervision emulation. “Su- chology. American Psychologist, 70, 33– 46. http://
pervision is truly a conversation (supervision) dx.doi.org/10.1037/a0038112
Aten, J. D., Strain, J. D., & Gillespie, R. E. (2008). A
about a conversation (conversation with the
transtheoretical model of clinical supervision.
work) about a conversation (the conversation Training and Education in Professional Psychol-
with clients)” (Carroll, 2014, p. 27). That con- ogy, 2, 1–9. http://dx.doi.org/10.1037/1931-3918.2
versation would seem best understood and stud- .1.1
ied via a common supervision language. Barkley, E. F. (2010). Student engagement tech-
With psychotherapy supervision being an niques: A handbook for college faculty. San Fran-
eminently educational enterprise, these 50 com- cisco, CA: Jossey-Bass.
monalities are perhaps best thought of as edu- Bartley, J. L., & Borders, L. D. (2015, June). Not as
cational commonalities. Although psychother- easy as ABC: Applying the science of learning to
apy supervisors have frequently turned to the supervision of struggling students. Presentation
psychotherapy theory to inform their supervi- given at the Eleventh International Interdisciplin-
ary Conference on Clinical Supervision, Adelphi
sion efforts (Milne, 2006), educational theory
University, New York.
and its substantive contribution has in my view Bent, R. J., Schindler, N., & Dobbins, J. E. (1991).
too often been ignored. Perhaps we are best Management and supervision competency. In R.
served when we look to both psychotherapy and Peterson (Ed.), Core curriculum in professional
education for supervision guidance. Equipping psychology (pp. 121–126). Washington, DC:
ourselves with knowledge about facilitation of American Psychological Association.
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son, 2015) and the power of educational inter- C. E. Watkins, Jr., (Ed.), Handbook of psychother-
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supervision practice (e.g., Bartley & Borders, Bernard, J. M. (2006). Tracing the development of
clinical supervision. The Clinical Supervisor, 24,
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ment (Carroll, 2014). Having an informed edu- Bernard, J. M., & Goodyear, R. K. (1992). Funda-
cational perspective can be both engagement mentals of clinical supervision. Boston, MA: Allyn
enhancing and outcome affecting (cf. Barkley, & Bacon.
2010). As Cabaniss (2008) made clear, much Bernard, J. M., & Goodyear, R. K. (2004). Funda-
can be learned by examining what is “happen- mentals of clinical supervision (3rd ed.). Upper
ing in classrooms from elementary schools to Saddle River, NJ: Merrill.
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Bernard, J. M., & Goodyear, R. K. (2014). Funda- Gilbert, M. C., & Evans, K. (2000). Psychotherapy
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supervision practice. American Journal of Psycho- Attending to its essential instructional and learning
therapy, 68, 151–162. processes. The Clinical Supervisor, 33, 82–99.
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.doi.org/10.1037/a0038882 .org/10.1080/07351699509534032

Convergencia en la supervisión de psicoterapia: Una perspectiva de factores comunes, procesos


comunes y prácticas comunes

La literatura sobre la supervisión transteórica y de factores comunes es limitada. A pesar de que las similitudes en
supervisión son reconocidas, no es común ver perspectivas transteóricas y de factores comunes siendo bien expresadas
(Bernard & Goodyear, 2014). Sin embargo, yo afirmo que la supervisión de psicoterapia es guiada fundamentalmente por
una rede nomológica de los aspectos comunes vinculantes que ilumina y revigoran, dirigen y determinan la acción del
supervisor. En el resto del manuscrito, indentifico 50 aspectos (no exhaustivos) comunes campartidos por todos los
supervisores a través de 9 áreas de práctica: características de la persona siendo supervisadas, cualidades del supervisor,
cambios de proceso del supervisado, estructura de supervisión, elementos de la relación de la supervisión, principios
comunes de la supervisión, tareas del supervisor, roles del supervisor y prácticas comunes de supervisión. Yo sostengo que
a pesar de que el supervisor practique a través de una escuela de supervisión especifica (e.g., psicoanalítica, cognitiva), la
práctica va a ser afectada por y entregada a través de los aspectos comunes identificados aquí. Estos aspectos comunes
convergen para formar lo que pueden llamarse factores comunes, procesos comunes, prácticas comunes en las perspectivas
de los supervisores. También sostengo que la supervisión de psicoterapia es eminentemente un ente educativa, una
experiencia de aprendizaje para el adulto (e.g., Knowles, Holton, & Swanson, 2015), y esta en su mejor forma cuando estas
realidades son consistentemente integradas en nuestra conceptualización de supervisión y de la conducta.

Supervisión, psicoterapia, factores comunes, educación, prácticas

心理治疗督导的融合:共同因素,共同过程,共同做法的观点
关于跨理论的,共同因素的督导文献相当有限。虽然督导的相似之处可能很容易被认识到,但是清晰的,跨理论
的,共同因素的观点是罕见的(Bernard&Goodyear,2014)。然而,我认为,所有的心理治疗督导最根本地由
一个具有约束力的(or 密切相关的)共同性的法则网络所指导,而这些共同点最主要地是活跃和鼓舞,指导和
152 WATKINS

决定督导行动。接下来,我确定了任何及所有督导观点共享的50个(非详尽的)共同点,涵盖了至少9个影响
实践的领域:受督导者(or 被督导者)特征,督导素质,被督导者变化过程,督导结构,督导关系要素,督导共
同的原则,督导任务,督导常务角色和常规做法。我认为,即使督导实行特定类型的督导(例如精神分析,认知),
实践将受到这里所识别出来的交叉共同点的影响并通过他们所传递。这些共同点融合在一起,形成了可以被认为是
共同因素,共同过程,共同做法的督导观点。我进一步认为,心理治疗督导尤其是一个教育事业,一个成人学习体
验(例如,Knowles,Holton,&Swanson,2015)。而且当我们持续结合这些实体(or 本质)到我们的督导的
概念化和行为时,它(心理治疗督导)处于最佳状态。

督导, 心理治疗, 共同因素, 教育, 实践

Received January 6, 2016


This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Revision received May 2, 2016


Accepted May 3, 2016 䡲
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