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A practical take on the duty to uphold human rights in seafood workplaces

Article in Marine Policy · January 2022


DOI: 10.1016/j.marpol.2021.104844

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Marine Policy 135 (2022) 104844

Contents lists available at ScienceDirect

Marine Policy
journal homepage: www.elsevier.com/locate/marpol

A practical take on the duty to uphold human rights in seafood workplaces


Katrina Nakamura *, Yoshitaka Ota , Francisco Blaha
Sustainability Incubator, Inc., 329 Awini Place, Honolulu, HI 96825, USA

A R T I C L E I N F O A B S T R A C T

Keywords: Too many fishing crew have died aboard vessels known for fisheries crime. The purpose of this paper is to raise
Fundamental rights awareness of the ‘fundamental’ rights of all people working in the seafood sector and the business duty to prevent
Human rights due diligence rights violations, as it is organized as minimum workplace procedures that are legally-established in interna­
Corporate social responsibility
tional law, in customary use and effective. The authours searched for workplace guidance for respecting rights
and then conducted research to identify the legal minimums that states have signed and ratified as essential, and
are also in scope of the business duty that is set out in the United Nations Guiding Principles for Business and
Human Rights, 2011. The result is a short list of workplace procedures which are: (1) intended to prevent rights
violations particularly forced labour, (2) suited to diverse types of operations in different languages, customs or
circumstances, (3) appropriate to all people in a seafood workplace whether they hold a contract or not, and that
allow for (4) tracking labour conditions in ways which could be verified by the people working therein or their
representatives. To uphold fundamental rights in seafood workplaces, employers are to provide rights training
for all new recruits in a language they understand, a safe, responsive channel for workplace grievances linking
into the line of command, provisions for safe work in hazardous conditions, and among others, safe passage for
individuals choosing to leave. At sea as on land, every individual has fundamental rights to legally-established
assurances in seafood workplaces.

1. Introduction specified further in the UN Guiding Principles on Business and Human


Rights [1], Second Pillar, and entered force by a consensus of the United
Saleh Anakota, aged 22, died on August 8, 2020 on the same boat, Nations Human Rights Council (Resolution 17.4, June 2011):
Long Xing 629, where four fellow crew members had died three months
“The responsibility of business enterprises to respect human rights
earlier and two days before Rudi Ardiento, aged 30, died in the same
refers to internationally recognized human rights – understood, at a
fleet–a level of carnage that triggered a U.S. trade ban of all fish from the
minimum, as those expressed in the International Bill of Human
entire fleet [21]. Too many fishing crew have died aboard vessels known
Rights (1948) and the principles concerning fundamental rights set
for forced labour and illegal fishing despite that forced labour is a pre­
out in the International Labour Organization’s Declaration on
ventable crime. The reliably credible way to ensure that working con­
Fundamental Principles and Rights at Work (1998). The re­
ditions in a seafood workplace comply with minimum legal
sponsibility to respect human rights requires that business enter­
requirements is for the people working there to be verifying conditions
prises: (a) Avoid causing or contributing to adverse human rights
in a safeguarded way. For employers, it is a duty to provide an agree­
impacts through their own activities, and address such impacts when
ment and safe, responsive channel for sharing feedback and concerns on
they occur; and (b) Seek to prevent or mitigate adverse human rights
an ongoing basis and with someone on the receiving end taking re­
impacts that are directly linked to their operations, products or ser­
sponsibility for responding in an effective and timely manner. This is key
vices by their business relationships, even if they have not contrib­
to understanding what is happening in the workplace and allowing for a
uted to those impacts.”
pathway to prevent abuses or breaking the law. This employer duty, and
others, have been in force universally since 1948 to uphold human rights The purpose of this paper is to raise awareness of the ‘fundamental’
and labour rights since 1998, with operational requirements and rights of all people working in the seafood sector and the business duty
boundaries specified in domestic law. In 2011, the business duty was to prevent rights violations, as it is organized as minimum workplace

* Corresponding author.
E-mail addresses: Katrina@Sustainability-Incubator.com (K. Nakamura), yoshitakaota@me.com (Y. Ota), franciscoblaha@mac.com (F. Blaha).

https://doi.org/10.1016/j.marpol.2021.104844
Received 31 March 2021; Received in revised form 28 September 2021; Accepted 25 October 2021
Available online 19 November 2021
This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
K. Nakamura et al. Marine Policy 135 (2022) 104844

procedures that are legally-established in international law, in seafood processing (USDOL-ILAB 2020) [21]) to the point that the le­
customary use and effective. Businesses are duty-bearers in the inter­ gality of imports is becoming a significant concern (European Parlia­
national legal framework and are advised to perform mandatory human ment 2021) [22], (USDHS-CBP 2021) [23].
rights due diligence (OHCHR 2021) [2] to prevent or mitigate rights Globally, it is noted that Seafood was seventh among imports in 2020
violations experienced by human beings on the job, such as debt with the most forced labour and child labour listings by number of
bondage or ten other ILO indicators of forced labour [55]. While countries (USDOL-ILAB 2020) [24], and pointing to the responsibility of
excellent policy-level guidance is available for multi-national firms (see the industry as, “unlike a decade ago, it is not just fishing vessel captains
the OECD Due Diligence Guidelines for Responsible Business Conduct, and owners who are responsible for present-day fisheries crime
2018) [3] and for key topics like child labour in fisheries and aquacul­ [including labour exploitation]. It is largely down to business execu­
ture (ILO 2014) [4] and fair recruitment (ILO 2019) [5], in comparison, tives, public officials, lawyers, accountants and other white-collar pro­
the authours located very few materials aimed at frontline supervisors fessionals” (Interpol 2020) [25]. Nationally, US customs has detained
and inspectors who oversee seafood workplaces that are remote and and banned seafood imports six times for ties to forced labour including
where wages are paid by productivity, not by time and often through to debt coercion (USDHS-CBP 2021) since 2019 [26]. Requiring people
brokers in the middle. Workplace laws address the requirement for ac­ to work unsafely in hazardous conditions is another tie to forced labour
tion, for instance, but often lack practical guidance for upholding rights established in the international legal framework, so for instance high
at sea equally as on land or where people are hired without written mortality rates for divers in Chilean salmon aquaculture (FAO 2014)
contracts; despite that the right to work without the threat of forced [27] could be considered rights violations because longstanding haz­
labour is held equally by all persons. People on the job can be exposed to ardous conditions have not been mitigated despite that divers have
violations when they do not know their fundamental rights, for example spoken up for over a decade (Fish Farming Expert 2020) [28].
foreign workers can be exposed to disproportionate wage deductions ‘Human rights’ and associated protections gained the modern-day
and wage withholding to hold them longer in the workplace (ILO 2021 force of law after the Second World War in 1948 with the Universal
[6]). Facility supervisors and owners can also receive mixed messages. Declaration of Human Rights (UDHR)—an international response to the
US fishing vessel owners must detain some foreign crew members on­ horrors of the Second World War and to the extremes, challenges and
board and withhold their identification, for example, under an order to scale of employer/employee abuses of the industrial revolution and the
prevent their departure from the workplace (and prevent illegal entry to enormous task of abolition (UDHR, Article 4). While countries have the
the USA) (US CBP 2012) [7]. This can put vessel owners and captains in option to ratify, or not to ratify, some labour provisions through the
a risky position because US Code (Section 1581 of Title 18) prohibits the conventions process, none are exempt from the duty to protect necessary
withholding of identification, consistent with global anti-trafficking labour rights which are universally in force as defined in 1998 ILO
legislation (the ‘Palermo Protocol’, UN General Assembly 2000) [8], Declaration on Fundamental Principles and Rights at Work (ILO 2021)
and makes it unlawful to hold a person in "debt servitude” with penalties [29]. With very few exceptions, none are exempt from the eight ILO
of a fine or imprisonment up to 20 years. fundamental Conventions that illegalize forced labour and place con­
The authours searched for workplace guidance for respecting rights ditions on child work worldwide [30] (in 2019 the ILO reported 92%
and then conducted research to identify the legal minimums that states universality).
have signed and ratified as being necessary to prevent forced labour in This research is intended to be a response to current changes and
seafood workplaces. Forced labour is defined in the ILO Forced Labour challenges in the seafood sector as rights violations become a legal
Convention, 1930 (No. 29) as "all work or service which is exacted from boundary in international trade. It responds to a 2017 statement of de­
any person under the threat of a penalty and for which the person has mand by member countries to the United Nations Committee on Fish­
not offered himself or herself voluntarily." The research was followed by eries, under the auspices of the ‘Vigo Dialogues’, for organizing a list of
an analysis to clarify minimum procedures for human rights due dili­ minimum requirements for social responsibility to facilitate the
gence at the level of the workplace. The results are intended to address compliance of operations across the seafood value chain with what
the very basics of the job and the institutions supporting it. The intended countries have negotiated and agreed [31] and set in context of legally
audience includes, but is not limited to, seafood workplace owners, established human and labour rights [32]. The authours further
supervisors, human resources managers, maritime and state agency of­ restricted the research scope to minimum workplace procedures for
ficials and marine sector organizations seeking to know the fundamental preventing forced labour and illegal forms of child labour, but due to fish
rights of people on the job and what to look for in seafood workplaces sector conflicts also included indigenous and artisanal rights. For over
toward mitigating or remedying conditions that could violate their 20 years, each author has individually prepared, tested, and delivered
legally-established rights. methodology and activities for upholding and improving the established
Clarifying the business duty for seafood operations is important fundamental rights of people working in seafood production and related
because forced labour activities are significant in global seafood supply supply chains. Team competence derives from, together, co-owing and
chains (USDOL-ILAB 2020) [9]. Forced labour is occurring in seafood directly supervising labour in six seafood operations as well as tracking
workplaces today (Voice of Indonesia 2021) [10], (Destructive Fishing workplace conditions in over 300 seafood supply chains worldwide [33]
Watch 2021) [11], (Arab News 2021) [12] despite It has been a decade (author 1), academic leadership to build an interdisciplinary network
since authorities like Interpol and the International Labour Organization advancing equity research [34] (author 2), and, 20 years each in com­
declared it a pervasive criminal problem in seafood workplaces across mercial fishing and fisheries monitoring, control and surveillance on the
regions and seafood product categories (USDS 2013 [13], Interpol 2013 high seas [35] (author 3). The authours combined their perspectives and
[14], ILO 2013 [15], ILO-ARCM 2013 [16], Human Rights Watch 2010 contributions to have enabled the consideration of what systems, pol­
[17]). For instance, debt bondage and coercion are normal in the com­ icies, law and commercial processes are effective in terms of their
mercial fish sector according to Indonesians and Filipinos surveyed by application and enforcement in diverse seafood workplaces.
their governments and working domestically and abroad (Plan Inter­ A fundamental principle underpinning this paper is that the dignity
national, 2019 [18]). This includes activities in fishing at sea worldwide of seafood work is protected in the law universally at every level and
(Interpol Purple Notice, 2019) [19], aquaculture (USDS 2020 [20]) and location of enterprise. The authors acknowledge the need for multiple

2
K. Nakamura et al. Marine Policy 135 (2022) 104844

forms of practice and practical applications to respect diverse physical The third step was to reference the required procedures against the
and cultural conditions and respecting the legal framework for pre­ business protocol for human rights due diligence that is set out in the
venting rights violations that are indisputably illegal, worldwide. United Nations Guiding Principles for Business and Human Rights, 2011
Awareness of human and labour rights is central to this because they and in guidelines for businesses which countries have negotiated and
apply at sea equally as on land and equally in temporary, remote, and agreed, including:
brokered work as in salaried positions. The authors have attempted to
avoid aspirational and discretionary advice in favour of acknowledging - The Guiding Principles on Business and Human Rights (UN)
the legitimacy of international instruments pertinent to seafood work­ - General Principles and Operational Guidelines for Fair Recruitment
places, stewarded chiefly by the ILO, and the foundational legal review (ILO)
and scholarship1 in 14 publications by Rebecca Surtees of the Nexus - Due Diligence Guidance for Responsible Business Conduct (OECD)
Institute (Nexus Institute 2021) [36], (Surtees 2013) [37] that together - The Guidelines for Responsible Supply Chains (OECD/FAO)
made compiling lists possible in a verifiable manner. Criticism of the - The Global Compact Guide to Corporate Sustainability (UN).
limits of international instruments for governing labour in seafood
supply chains was considered (for example by Stringer et al., 2014) [38]. The fourth step was to identify a short list of minimum procedures
The paper’s goal is to support the institutions providing oversight, the which are: (1) intended to prevent rights violations and particularly
seafood companies providing work, and the people doing the work, with forced labour, (2) suited to diverse types of operations in different lan­
a practical take on the duty to uphold rights in seafood workplaces. guages, customs, culture or circumstances, (3) appropriate to all people
in a seafood workplace whether they hold a contract or not, and that
2. Materials and methods allow for (4) tracking labour conditions in ways which could be verified
by the people working therein or their representatives. Methods used in
The first step was to identify the legally-established human and la­ the sector today to encourage and enforce compliance also served as
bour rights which are in scope for human rights due diligence and uni­ analytical filters, for example for inspecting safe work in hazardous
versally in force backed by the chief instruments of the international conditions, fair recruitment and other labour conditions onboard fishing
legal framework: vessels (ILO 2020) [39] and in the supply chain for imports (US CBP
2021 [40], OHCHR 2021 [41]).
- International Bill of Human Rights (UDHR 1948) Based on the aforementioned instruments in scope and analytical
- Declaration on the Fundamental Principles and Rights at Work (ILO framework, workplace requirements were identified for upholding four
1998) groupings of fundamental rights:
- Eight Fundamental Labour Conventions (ILO No. 29-1930/2014, No.
87-1948, No. 98-1949, No. 100-1951, No. 105-1957, 1958, No. 138- - Universal workplace rights;
1973, No. 182-1999) - Fair recruitment;
- Safe work in hazardous conditions; and
The second step was to compile minimum procedures for fish oper­ - Rights of locally-based peoples impacted by the operation.
ations which were negotiated and agreed by states to protect rights. The
required workplace procedures exist piecemeal across a number of in­ The resulting lists (Lists 1–5) present a practical take on the duty to
struments. Fishing labour was excluded from the Maritime Labour respect rights in seafood workplaces. The required procedures listed are
Convention (2006), for example, which entered force in 2013 and has only those that are recognizable to authorities and practical to imple­
been ratified by 98 countries, but is addressed in the Work in Fishing ment and to verify (and therefore not complete). What this paper cannot
Convention c188 (2007), only entering force in 2017 with 18 ratifica­ accomplish is the very important on-the-ground step of looking at na­
tions to date but supplemented by other international instruments tional laws, discerning their very specific requirements for fisheries and
pertinent to fishing. Required procedures were compiled from: aquaculture, and ensuring compliance with the abovementioned inter­
national laws and conventions. That work is for authorities working at
- Convention against Transnational Crime (UN) the national-level to lead through policy refinement, advocacy and ca­
- The Protocol to Prevent, Suppress and Punish Trafficking in Persons pacity building.
(UN)
- The United Nations Convention on the Law of the Sea (UNCLOS) 3. Results
- The Work in Fishing Convention 2007 (No. 188) (ILO)
- The International Convention on Standards of Training, Certification The results are a distilled set of legally-established rights (List 1) and
and Watchkeeping for Fishing Vessels Personnel (STCW-F) by the “duty actions” for employers to implement, state institutions to oversee,
International Maritime Organization (IMO) and distribution and retail companies to track in their performance of
- The Cape Town Agreement on Fishing Vessel Safety by the Interna­ human rights due diligence (Lists 2 through 5). A point to highlight is
tional Maritime Organization (IMO) that, before anyone goes to work, applies to work, or is recruited to
- The Torremolinos International Convention for the Safety of Fishing work, their fundamental human rights under UDHR (1948) are pro­
Vessels by the International Maritime Organization (IMO) tected universally. The details of protection may vary from country to
- The International Convention for the Safety of Life at Sea (SOLAS) country but the universal workplace rights do not vary. List 1 presents
- The Code of Conduct for Responsible Fisheries by the Food and aspects of an absolutely minimum understanding of rights which must
Agriculture Organization of the United Nations (FAO) be implemented by employers for all people they hire, communicated to
- The Voluntary Guidelines for Securing Small-Scale Fisheries in the all people working in facility, reinforced by supervisors, and enforced by
Context of Food Security and Poverty Eradication (FAO) inspectors and quality control managers in the seafood sector toward
- Santiago de Compostela Declaration for Equal Opportunities in the preventing forced labour.
Fishing Sector and Aquaculture (FAO) List 1. Distilled rights protections towards preventing forced labour

1
Pertinent publications on trafficking of men, trafficking of children, and
trafficking for fishing are available on the Nexus Institute website, for example
at https://nexusinstitute.net/publications/trafficking-for-fishing/

3
K. Nakamura et al. Marine Policy 135 (2022) 104844

in the seafood workplace.2 anyone concerned with tracking labour conditions and risks in seafood
supply chains and planning mitigation or remedies.
1. Every new recruit is entitled to reach an agreement on terms prior to List 2: Operational requirements to uphold universal rights in fish
entering the work environment at the outset of the life-work cycle. work3:
This may be a contract or other form of agreement but never left open
to discretion (by owners, supervisors or brokers). It must, at mini­ • Before the arrival of new recruits in the workplace, the operation
mum, be compliant with national law for labour and safety. must have a system for managing human resources which delivers
2. Upon arrival, rights training for all new recruits is mandatory in a mandatory rights protections per the coastal, port or flag state or, at
language they understand. minimum, mandatory human rights due diligence (List 1) in juris­
3. A safe, responsive channel for workplace grievances must be acces­ dictions offering insufficient governance for protecting human rights
sible to everyone working at the facility that is linked into a credible (like open registries / flags of convenience);
and timely response by management. • All people working (including informally) are provided with access
4. Clearly written terms for paying wages are to be explicit about de­ to a grievance channel;
ductions and limited to what is legal in the country of operation, or • Every person in fish work holds a written work agreement compliant
else prohibited (fees for equipment, ongoing service fees, and with ILO core standards, itemizing terms and pay in a language they
excessive deductions as typically defined by national labour are understand and signed by the facility owner.
generally illegal). • Working conditions comply with 15 as the minimum age to work
5. All of the abovementioned points are to involve and be verified by onshore and 164 on fishing vessels, where schooling is also facilitated
people working there themselves or their representatives in a safe and hazardous work is limited;
and voluntary manner. • Workers cannot be required to work without pay;
• Earnings must meet or exceed minimum wage rates in the country of
Forty-four minimum procedures are presented in Lists 2–5 which operation and be consistent with decent work, including wages based
states have ratified as essential for upholding rights in seafood work­ on productivity rather than time;
places. Far from being comprehensive, each item presents a consider­ • Deductions from pay for costs of work or taken at the supervisor’s
ation that a facility supervisor, inspector, or quality control manager can discretion are prohibited per domestic regulations and tracked and
make to better recognize rights and rights violations in their perfor­ eliminated to reduce the exposure debt bondage, forced labour, and
mance of human rights due diligence for seafood workplaces. The lists human trafficking;
are intended as a practical guide for especially seafood suppliers who as • People working in a confined workplace are provided access 24/7 to
non-experts are seeking to avoid causing or contributing to rights vio­ their personal identification documents (passports, ID cards) and to
lations and for preventing or mitigating adverse human rights impacts. telecommunication or other ways to signal distress;
The lists are intended as a practical guide to the international legal • Individual rights to associate and to bargain collectively are upheld
framework and are to be used together with the original instruments and and provided for per the coastal, port or flag state or, at minimum,
domestic law and not as a standalone or proxy instrument. Procedures mandatory human rights due diligence (List 1) in jurisdictions dis­
are grouped in consideration of different categories of rights and rights allowing it;
violations pertinent to seafood workplaces. Instrument sources for each • People in fish work earn equal pay for equal work regardless of
item are provided in footnotes and supplementary materials. On that gender identifications;
basis, List 2 is a distilled set of operational requirements for upholding • Women in fish work have full and effective participation and equal
individual rights in seafood workplaces in consideration of remote lo­ opportunities for leadership at all levels of decision-making across
cations, productivity wages and temporary employment. List 3 is a the operations.
distilled set of operational requirements for fair recruitment. List 4 is a • Working conditions are protected from gender-based violence and
distilled set of operational requirements for safety in hazardous condi­ sex role stereotyping;
tions. List 5 is a distilled set of operational requirements to uphold rights • Discrimination in hiring, work placement and advancement are
of locally-based peoples impacted adversely by the operation. tracked and eliminated;
The authours’ unique contribution was preparing lists with the real • Parental leave is provided or facilitated;
world setting of work in the seafood sector in mind. Fish work is skilled • Medical insurance or coverage is provided for workplace injuries and
physical work that is performed by professionals often on wet surfaces incidents; and
with sharp equipment in extreme temperatures where accidents occur. • Migrant fish workers earn equal pay for equal work and are provided
Fish and shellfish production facilities often are located remotely and with equal opportunities to decent work terms, benefits and to
operate with fluctuating labour demand that makes recruitment by la­ advance as nationals.
bour brokers an important part of some businesses and by artisanal
norms in others. These minimum procedures describe very basics of the Note, two additional rights are in customary use. They are the right
job and a minimum capacity to identify and mitigate violations of to access to shore services and the right to be repatriated at no cost to
legally-established rights in seafood workplaces. The results could be an themselves where the contract is completed, terminated by the
implementation resource or potentially a verification resource for employer, or due to illness, injury, exhaustion and other circumstances.

3
2 Instruments: International Bill of Human Rights, Declaration of Funda­
Instruments: Protocol to Prevent, Suppress and Punish Trafficking in Per­
mental Principles and Rights at Work, Eight ILO Core Labour Con­
sons, UN Guiding Principles on Business and Human Rights, Guidance:
ventionsGuidance: Sustainable Development Goals for 1 No Poverty, 5 Gender
Voluntary Guidelines for Securing Sustainable Small-Scale Fisheries in the
Equality, and 8 Decent Work and Economic Growth
Context of Food Security and Poverty Eradication (FAO), General Principles and 4
WIF c188 Article 9, unless the child is authorized by the competent national
Operational Guidelines for Fair Recruitment (ILO), Guidance for Responsible
authority to work at 15 and has completed compulsory schooling or is enroled
Business Conduct (OECD 2018).
in vocational training.

4
K. Nakamura et al. Marine Policy 135 (2022) 104844

The rights are observed as universal despite that commercial fishers • On fishing vessels, safety risks for crew members on the vessel are
were excluded from the Maritime Labour Convention (2006). assessed annually and addressed; and
List 3: Operational requirements for fair recruitment5: • On fishing vessels smaller than 24 m, appropriate training and per­
sonal equipment are provided.9
• Seafood operations hire directly or use a labour recruiter registered
with a competent authority; List 5: Operational requirements to uphold rights of locally-based
• No people working in the seafood operation shall be charged directly peoples impacted adversely by the operation.10
or indirectly, in whole or in part, any fees or related costs for their
recruitment, unless conforming to domestic law; • Equal rights are recognized of local operators to resources (like fish,
• A list of people working in the operation and copies of their signed water, ice) to make income;
work agreements are maintained of every fish worker in the facility; • Access to public resources (like fish, water, ice, dock and loading
• Work agreement documents depict the actual terms and conditions space) is facilitated equitably;
in the workplace, conform to domestic law, and for people travelling • Discriminatory practices to women in local seafood enterprises are
for work are consistent with what was agreed before their departure; eliminated;
and • Access to markets for local operators is facilitated by governments
• Work agreements do not specify any pay deductions for necessary and never blocked by larger or foreign companies;
items to do the job like boots, protective clothing, or costs of transit • Customary rights are recognized to fish and to aquatic resources for
to and from the operation. indigenous and local people and enterprises;
• Respect for rights is demonstrated to smaller-scale local operators
List 4: Operational requirements for safe work in hazardous and to self-employed people and all who work informally, without
conditions6: exclusion due to age, gender, disability, race or ethnicity;
• Food security is maintained by seafood operations that are removing
• Conditions in the workplace comply with international standards for food resources from a local area for trade and food insecurity is
operational health and safety, including conditions and equipment mitigated for local people by governments;
for worker safety7; • Free, informed and prior consent is obtained and developments are
• Conditions in the workplace comply with domestic standards for reported publicly in advance where they will cause actual and po­
operational health and safety and with requirements by regulatory tential adverse impacts to the rights of local people;
inspectors and law enforcement; • Local area management or engagement are recommended among
• Minimum rest hours and working hour limits are observed in all rights holders of aquatic and fish resources to coordinate benefit
workplaces, including fishing vessels 8; sharing and adaptation to climate change; and
• All new recruits are provided with safety training and annual • Respect is demonstrated and adjustments made for different cultural
upgrading to raise their professional qualifications; contexts and approaches.
• All new recruits are provided health coverage for workplace injuries
and illnesses; 4. Discussion
• First aid is accessible to all people working at the facility at all times;
• People who are injured on the job are transported to clinics or hos­ Until forced labour is widely understood as a preventable crime by
pitals without delay and at the employer’s cost; supervisors, inspectors and prosecutors, it can be perilous for fishing
• All work safety resources and documentation are accessible in the crew or aquaculture or processing workers to leave when experiencing
workplace, including safety manuals, crew handbook, medical cer­ forced labour, especially from a remote workplace, when an encounter
tificates and insurance documents; with law enforcement may lead to being returned or penalized for
• In a confined workplace, access is provided to nutritious and suffi­ absconding instead of assisted with legal, medical or mediative services.
cient food and at all times to clean water; Human and labour rights’ protections must be upheld and enforced
continuously in the workplace to respect the domestic laws deriving
from international law standards which states have signed and ratified
as application instruments. This position should be non-negotiable. The
5
Instrument: ILO General Principles and Operational Guidelines for Fair authours’ intention in publishing the results of this research is to pro­
Recruitment, Guidance: Interpol Public Notice on Human Trafficking and voke an open dialogue and an evolution of norms in marine and seafood
Forced Labour: The deceptive and coercive practices undertaken within the sector policy towards upholding rights and preventing forced labour
recruitment process to work in the fisheries sector, Employer Pays Principle,
(and not a selective application of international standards). The results
Sustainable Development Goal 8 for Decent Work and Economic Growth
6 of this research can serve as an implementation resource or as a verifi­
Instruments: Work in Fishing Convention 188 (ILO), Cape Town-
Torremolinos Agreement, The International Convention on Standards of
cation resource in multiple ways, for example for updating human
Training, Certification and Watchkeeping for Fishing Vessel Personnel - STCW- resource and quality control systems inside seafood companies to be
F, International Convention for the Safety of Life at Sea - SOLAS,Guidance:
Guidance for addressing child labour in fisheries and aquaculture (FAO/ILO),
9
Code of Safety for Fishermen and Fishing (FAO/ILO/IMO), Code of Conduct for FAO/ILO/IMO Tripartite statement from the 4th FAO/ILO/IMO Joint
Responsible Fisheries (FAO), and Sustainable Development Goal 8 for Decent Working Group meeting on IUU Fishing and other related matters, 2018,
Work and Economic Growth. https://www.imo.org/en/MediaCentre/MeetingSummaries/Pages/IUU-JWG-
7
International Maritime Organization, Cape Town Agreement and Torre­ 4.aspx (accessed March 11, 2021)
10
molinos International Convention, 2012, in force 2020 (accessed March 11, Instrument: International Bill of Human Rights, International Covenant on
2021) Economic, Social and Cultural Rights, UN Guiding Principles on Business and
8
Fishing vessel owners and captains are required to give crew members a Human Rights, Guidance: Voluntary Guidelines for Securing Sustainable Small-
minimum of 10 h of rest in any 24-hour period and 77 h in any 7-day period Scale Fisheries: in the context of food security and poverty alleviation, Volun­
(SCTW-F, WIFc188). tary Guidelines for the Responsible Governance of Tenure of Land, Fisheries
and Forests in the Context of National Food Security, Commission on the Status
of Women (2018 conclusions), Sustainable Development Goals for 1 No
Poverty, 2 End Hunger, 5 Gender Equality, 8 Decent Work and Economic
Growth, 13 Climate Action, 14 Oceans, and 15 Life on Land

5
K. Nakamura et al. Marine Policy 135 (2022) 104844

more deliberate about forced labour prevention and for raising rights intended as a uncomfortable but tracking labour risks and educating
awareness in public-private dialogue to better support regulators to suppliers is a strategy for reducing risks to human beings and the
enforce rights protections in seafood workplaces more effectively. Most businsess at the same time. By contrast, claims of Slavery Free can be
of all, publishing the results is intended to raise rights awareness widely difficult to maintain because labour abuse often is hidden and forced
towards better communications and coordination within seafood com­ labour cases can occur anywhere. For instance, despite that the Dutch
panies and among government agencies, particularly Embassies given brand Tony’s Chocolonely printed a slave-free claim on every chocolate
the multinational character of some seafood operations and the higher bar it was removed from the Slave Free Chocolate List (Food Navigator
labour risks experienced by migrant workers. 2016) [45]. Never to be forgotten are the 1134 people who died (and
Forced labour is a crime universally and preventative conduct is thousands more were injured) when Rana Plaza collapsed on them soon
mandatory in all workplaces and specifically human rights due dili­ after the Benetton clothing supplier passed a social audit after ordering
gence. In practice it means that rights training for all new recruits is an garment workers back to work when they staged a walk-out to protest
essential requirement in a language they understand. The results suggest hazardous conditions (Clean Clothes Campaign, 2013) [46].
that this is a legally-established right universally. There are multiple One of the most fundamental challenges to the accurate identifica­
ways to accomplish this (many will recall seeing a labour rights poster) tion and resolution of human and labour rights violations in global
but the point is that it is essential that new recruits and their supervisors supply chains is the misuse of audits. Auditors are not worker repre­
share the same understanding of legally-established rights at onboard­ sentatives. Experience shows that legal violations can be hidden from, or
ing. There are no exclusions and can be no derogation from the law in unseeable to auditors in short site visits. Social certification programs do
workplaces situated on remotely operating fishing vessels or aquacul­ not conventionally interview people working in informal conditions
ture farms, and neither in processing plants staffed by people sub­ (who may be the majority in a workplace like a shrimp or salmon farm)
contracted to brokers, because every individual has the right to legally about their exposure to debt or safety violations. Conditions for salaried
established assurances at the outset of the life-work cycle. employees have been projected onto temporary labourers by social
A safe, responsive channel is essential for reporting workplace certifications (MSI, 2020) [47], suppliers have been pitted against per­
grievances that is linked into the management chain and line of com­ sons raising a concern by asking them to refute the testimony in order to
mand at sea. This takes numerous forms like worker committees, but keep a trading relationship [48], and people have died in negligent
direct representation by workers of their experiences, is the key to un­ conditions soon after a social auditing firm reported to buyers that
derstanding what is happening in the workplace therby allowing for a conditions for people working there were “good”. Social audits are
pathway to prevent abuses or breaking the law. Another essential widely used to verify “good conditions" defined by private voluntary
consideration is to avoid indebtedness to employers which can lead to programs and this is valuable to markets but different from coming to
debt bondage and debt coercion. Given the legal risks associated with grips with workplace fundamentals for preventing rights violations like
labour recruitment, businesses are therefore encouraged to follow the forced labour crime.
ILO guidance for fair recruitment and to contain recruitment costs for all On the other hand, accurate identification of workplace conditions
people they hire through labour agencies. That includes prohibiting may be possible where local and regional organizations are involved,
wage deductions for costs of work not expressly permitted in domestic particularly those providing social welfare or medical services, media­
law. tion, and other forms of advocacy and support. Labour rights organi­
Safety of the person operating in hazardous conditions is a core la­ zations like Stella Maris are active in the seafood sector worldwide and
bour right. Regulatory authorities are duty-bound to protect this right, can be aware of local conditions where they maintain an office, for
and facility owners are duty-bound to respect it by providing adequate example Stella Maris has an office in the Saragani/Gensan port in
worker safety training, education, and equipment. Making people work General Santos City, the Philippines. Similarly, the Labour Rights Pro­
in unsafe conditions is a violation of their basic rights that could be motion Network maintains a services centre for seafood workers in
considered forced labour and if proven, prosecuted. Work in hazardous Samut Sakhon, Thailand. Local services for legal aid, medical assistance,
conditions may often be prohibited for under 18-year-olds in some do­ fellowship, or a consulate can be well placed to help resolve disputes
mestic laws, but where it is allowed it must be bounded by mandatory close to source to avoid a escalation by providing health, technical and
safety provisions and hourly limits in line with ILO recommended financial capacity like arranging vaccinations, mediating late payments
standards. Making sure both workers and their supervisors understand with supervisors or brokers, filing visa paperwork or facilitating re­
the rights, their legal liability for violations, and guidance available [42] mittances or repatriation home. Not only companies but regional rules-
is both precautionary and necessary. It is essential that the same rights setting organizations in the fish sector should take note of regional and
are understood by labour inspectors, transport, maritime, or state local services in their jurisdiction and support fishing crew members,
enforcement officials so they can spot violating conditions and respond divers, farm and processing labourers with minimum rights protections
or refer cases to competent authorities. The ambiguous application of and services they can reach.
jurisdiction also poses a fundamental challenge to labour safety and In December 2021, at its 18th Regular Session, the Western and
security in seafood workplaces. Central Pacific Fishery Commission (WCPFC) will consider a Conser­
Businesses are expected to know the law and to update their systems vation and Management Measure proposal after year of negotiation by a
as regulations change, for example with recently adopted anti- working group on a draft measure introduced by Indonesia and New
trafficking legislation in Indonesia, Viet Nam, Thailand and the Zealand. Like the Commission has required its members to protect
Philippines [43], to stay in good legal standing. The Viet Nam govern­ sharks, turtles and sea birds while fishing, it should add binding rules for
ment, for example, amended its Labour Code in 2021 to require em­ the minimum protection of the very people that fishing pivots around.
ployers to provide written contracts for all including temporary The Commission is a duty-bearer in the international legal framework
employment and to allow workers to immediately terminate their con­ and is obliged to support Pacific Island members to enforce already-
tract for mistreatment or delayed wages. This is a consideration for adopted minimum requirements for human rights protections onboard
companies that are procuring seafood from Viet Nam for resale in a fishing vessels in the world’s largest fishery, particularly on vessels
market country that bans imports made with forced or child labour, like fishing in their waters that are owned and operated by other states who
USA, and should be supported. Seafood goods from Taiwan, China, Peru, are WCPFC members.
Brazil and 21 other countries are also listed as being made with signif­ In May 2019, the Pacific Islands Forum Fisheries Agency, as a group
icant forced or child labour (ILAB 2020) [44]. Businesses are advised by of predominantly coastal states, added crewing employment conditions
the UN Guiding Principles on Business and Human Rights to look for and to their regionally-harmonized Minimum Terms and Conditions
to acknowledge rights violations and not to suppress them. This can be (“MTCs”) [49] for licensing requirements for fishing vessels. This may be

6
K. Nakamura et al. Marine Policy 135 (2022) 104844

the first time a coalition of coastal states has integrated labour especially debt bondage and debt coercion—but the timeline should be
accountability into their key tools to regulate their waters. The MTCs short. Slavery has been illegal universally since 1926. A hundred years
apply in all FFA Members’ exclusive economic zones (EEZs) in support on, enforcement agencies like Interpol and the Financial Action Task
of the effective management of their fisheries resources. From Force (forced labour is a predicate crime to money laundering) are
1/1/2020, a vessel not upholding the conditions may have their right to cracking down on labour exploitation in industrial production once
fish removed. Any foreign fishing vessel that does not meet the regis­ again. Withholding wages, identification documents or even access to a
tration requirements cannot be in “good standing” on the FFA Vessel first aid kit persist in seafood workplaces today in spite of labour law and
Register and, as a result, cannot be licensed by FFA Members. The occupational health and safety regulations (IOM, 2021) [54]. Re­
expansion of the MTCs addresses growing concern by FFA Members over searchers also could serve the enormous and still unfinished task of
poor conditions of employment on some foreign fishing vessels oper­ abolition by asking, what does a safe workplace look like from the
ating in the region. It reflects heightened international attention to perspective of a fishing crew member, shrimp harvester or peeler?, then
human trafficking and modern slavery in the seafood sector but is build a conceptual framework around that centre.
unique for having been undertaken by Pacific Island Nations (not
wealthy flag states). It is yet to be determined how fishing crew members CRediT authorship contribution statement
will be involved in verifying conditions onboard. As a duty-bearer in the
international legal framework, the WCPFC could ensure that all fishing Katrina Nakamura: Conceptualization, Methodology, Investiga­
crew members are safe, paid as agreed and can repatriate when needed tion, Data curation, Writing − original draft preparation, Resubmission
by adopting common rules for all fishing countries in the Convention preparation. Yoshitaka Ota: Supervision, Visualization, Validation,
area. Writing − review & editing. Francisco Blaha: Conceptualization, Data
Last, seafood industry associations could encourage their members to curation, Visualization.
raise rights awareness in their facilities because it can prevent or de-
escalate a labour controversy. Recent development in Hawaii shall be Declarations of interest
noted as a practice that addresses this safeguard, for example since 2019
foreign crew members working in the Hawaii longline fleet are raising None.
concerns directly or through their representative to the Crew Matters
committee composed of volunteer representatives, legal, medical/ Acknowledgements
dental, and social service providers, vessel owners, the vessel association
and the Hawaii Seafood Council. The scope of grievances that fishing Sustainability Incubator acknowledges support from the Nippon
crew members can table for the committee to hear is unlimited and each Foundation Ocean Nexus Center at the University of Washington Earth
is then discussed and addressed to vessel owner or enforcement Lab. Lisa Rende Taylor and David Hammond read drafts and provided
agencies. The committee formed in 2019 after developing a manage­ valuable corrections and suggestions.
ment system for reinforcing crew rights [50] and interviewing crew
(conducted by experienced social impacts practitioner Amy Gough) over Appendix A. Supporting information
18 months and representing every vessel [51] and to learn conditions
from crew directly. The system includes (1) a universal (fleetwide) Supplementary data associated with this article can be found in the
contract specifying duties, wages, fishing share, and other details of the online version at doi:10.1016/j.marpol.2021.104844.
position in English, Tagalog, Bahasa and Kiribas languages, and signed
by vessel owners and crew members, (2) an onboard handbook for crew
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