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Construction Management and Economics (April 2007) 25, 399–408

Sustainable development policy perceptions and


practice in the UK social housing sector
KATE CARTER* and CHRIS FORTUNE
School of the Built Environment, Heriot-Watt University, Edwin Chadwick Building, Edinburgh EH14 4AS, UK

Received 1 June 2006; accepted 20 July 2006

Massive investment has been allocated by the UK government to improve the quality of its programme of
rented social housing over the next five years. Central to the achievement of this aim will be the incorporation of
sustainability features within the building projects associated with this development programme. A sustainable
development policy that addresses environment, economy and society in equal measure is a new funding
requirement for social housing projects. There is a gap between policy and practice in two areas: (i) the
possession or otherwise of a sustainable development (SD) policy; and (ii) the relative importance given to
differing features of sustainability. The perceptions and practice of built environment professionals involved in
the procurement of sustainable housing schemes has been gauged regarding SD policy. Quantitative data were
collected from a randomized sample of 338 developing registered social landlords (RSLs). The results show
that only a minority of respondent organizations have developed a sustainable development policy and that
environmental, economical and societal aspects of sustainability are not given equal weighting. This does not
reflect governmental policy and suggests that sustainability is not being fully addressed in the procurement of
social housing projects. Further work is needed to evaluate the links between sustainability and procurement
approaches, and to model the benefits of delivering sustainable housing projects for RSLs in the UK.

Keywords: Sustainability, housing development, policy, housing associations

Introduction involved in the procurement of sustainable social


housing projects.
The UK government is committed to addressing the Massive investment has been allocated by the UK
concept of sustainability in all publicly funded procure- government to improve the quality of its rented social
ment and it is developing strategies and policies to housing over the next five years. In England £38 billion
shape action on sustainable development (SD). Owing is to be invested through the ‘sustainable communities
to the deep connections between sustainability and plan’ by 2010, which includes constructing 84,000 new
housing (Ekins, 2000), the social housing sector has homes by 2008 (Housing Corporation, 2006). In
been central to the development of sustainable devel- Scotland £1.2 billion is being invested to build 21,500
opment policy. The range of principles, toolkits, new and improved homes over the next two years
definitions and agendas relating to sustainability is (Communities Scotland, 2006). The funding is to be
considerable. Most of them give equal weighting to delivered through the government’s housing agencies to
economic, social and environmental aspects. However, the many registered social landlords (RSLs) involved in
many of the toolkits so far developed are either too development projects. RSL organizations are involved
broad—aimed at policy level thinking; or overly in the commission, development, management and
complex—detailing vast lists of actions appropriate to maintenance of socially owned rented properties in the
improving sustainability. As a result there is a lack of a UK. Government funding for such projects requires
common structure or framework to assist project teams RSL organizations to ensure that sustainability issues
are addressed through the development and implemen-
tation of organizational sustainable development (SD)
*Author for correspondence. E-mail: k.carter@sbe.hw.ac.uk policies.
Construction Management and Economics
ISSN 0144-6193 print/ISSN 1466-433X online # 2007 Taylor & Francis
http://www.tandf.co.uk/journals
DOI: 10.1080/01446190600922578
400 Carter and Fortune

The requirement to deliver sustainable social housing has implications beyond housing, affecting transport,
building projects presents challenges to the built health, employment and community (Stevenson and
environment professionals involved. Translating policy Williams, 2000). Social housing construction repre-
into practice requires a common understanding of the sents a relatively large proportion of public procure-
individual features of SD policies and how these are ment and has been recognized for its ability to address
addressed at the building project level. In addition innovation (Goodchild and Chamberlain, 1999).
there is a need to appraise which of the individual Increased public funding into the UK social housing
features of sustainability are likely to be more important sector coincided with a high profile campaign to
to the client organizations involved. The resolution of improve the sustainability of housing. The requirement
such challenges will contribute to the pre-contract to deliver sustainable development presents a challenge
evaluation of sustainable projects and facilitate its to those involved in the procurement of social housing.
subsequent incorporation into the procurement pro- World summits through the 1990s brought the issue
cesses devised to deliver sustainability. of sustainability into mainstream consideration and
The existence and characteristics of SD policies held there has been much research undertaken to align
by RSLs establishes the framework that these organiza- construction industry practice with general concern for
tions apply to the delivery of sustainability in social the environment and society’s responsibility towards
housing projects. Quantitative data from a large future generations’ well-being and health. The
representative sample of developing RSLs were col- Brundtland report (1987), and the subsequent United
lected to analyse the balance of SD policies with respect Nations, Agenda 21 initiative (WCED, 1993) each
to economic, social and environmental factors and to indicate that sustainability needs to consider environ-
further explore the specific issues that are considered mental, economical and societal well-being with equal
most important to the delivery of sustainability. This weighting. Hill and Bowen’s (1997) seminal work
platform of current perceptions and practice in the UK proposed a four pillar approach which divided environ-
mental sustainability into (i) technical, and (ii) biophy-
social housing sector facilitates further research related
sical sustainability, as well as the ‘softer’ (iii) economic,
to issues such as sustainable project procurement and
and (iv) societal aspects. The approach suggested was
pre-contract benefit evaluation.
supported by a lengthy and detailed framework for
attaining sustainability at construction project level.
Bourdeau (1999) acknowledged that the shortcomings
Literature review of existing knowledge relating to the ‘softer’ issues of
sustainability precluded their full consideration when
The 1998 CIB World Building Congress focused on seeking to make informed decisions. Sjöström and
the issue of procurement and the role it plays in the Bakens (1999) also called for non-technical or ‘soft’
delivery of sustainability. Pollington (1999) called for issues relating to economic and societal impact to be
environmental standards and ethical issues to be fully recognized at project level as they asserted that such
integrated into the procurement system. Later work by issues were ‘at least as crucial for a sustainable
Sterner (2002) showed that as yet only 21% of clients development in construction [as technical issues]’. Du
stipulated ‘environmental requirements’ within their Plessis was also deeply critical of the way in which
procurement strategies. However, in the UK it is the sustainability, at project level, was being developed
government and its funding agencies that are cham- without due regard to the social impact it had. She
pioning change by adopting sustainable development argued that sustainable development was in danger of
(SD) policies themselves and looking to their project becoming just more politically correct jargon (1999,
supply chain organizations to adopt more sustainable p. 388). Venables et al. (2000) and Addis and Talbot
construction practices and processes in the delivery of (2001) both maintain that a bias towards environ-
their projects. This issue was addressed by the UK mental concerns still dominates even though policies
government in Building a Better Quality of Life (DETR, advocate a balanced approach to environment, econ-
2000). This report was a milestone in the development omy and society. Evidence for this view was found in
of a more socially and environmentally responsible, Howard’s (2000) empirical study on the construction
better-regarded construction industry. This publication industry’s perspective on sustainability. Environmental
encouraged organizations to introduce their own SD factors were found to constitute five areas of concern,
policies. RSLs who receive funding for social housing while economic and social factors accounted for one
developments through the government’s funding agen- area each.
cies were at the forefront of this change. Since 1998 the social housing sector has been
Housing is considered to be central to the successful inundated with advice and guidance on how to deliver
delivery of sustainability. It affects quality of life and sustainability. The Housing Corporation has supported
Sustainability in the UK social housing sector 401

26 Innovation and Good Practice (IGP) projects sustainable’. Lombardi and Brandon (2002) asserted
focused on sustainable development over the past year that the available toolkits do not address the specific
(Housing Corporation, 2004). The Housing Forum needs of an individual project. They maintained that a
has 49 demonstration projects relating to sustainability, suitable framework which enabled decision makers to
the majority of which are social housing projects. There understand the implications of sustainability was still
is political and policy support for the goal of sustainable needed.
development yet there is evidence that in general The gap between the UK government policies,
practice it is a concept that is still misunderstood and strategies, initiatives, toolkits, frameworks and the
unsupported by many stakeholders in the procurement approach adopted by the social housing sector was
system (Sustainable Homes, 2004, p. 2; Harris and explored by Carter and Fortune (2006). Qualitative
Holt, 1999, p. 207). data were gathered from a small number (eight) of built
The Sustainable Housing Design Guide for Scotland environment professionals involved in the development
(Stevenson and Williams, 2000), the Sustainability of sustainable housing projects for RSLs. A grounded
Policy Wizard (Talbot, 2002) and Six Steps to theory approach was taken to the identification of
Sustainable Development for Housing Associations real issues that project stakeholders considered in the
(Beyond Green, 2004) provide the social housing development of sustainable housing projects. Fourteen
sector a wealth of information and approaches to features of sustainability emerged: energy efficiency;
addressing sustainability. The disadvantage to these building standards; quality of specification; mainte-
resources is that they present every possible opportu- nance; insulation; funding; feedback; involvement of
nity to deliver a more sustainable housing project. It is tenants; fuel poverty; rent levels; mixed tenure; mixed
an impossible task to incorporate all good practice into development; community facilities; and recycling. To
a single project and the housing associations are left establish their applicability to the UK social housing
with the difficult decision of adopting some measures sector further empirical work was undertaken.
and rejecting others. In addition there are commercially
Empirical research involves the observation of real
available toolkits such as BREEAM (Building Research
world experiences, evidence and information (Punch,
Establishment Environmental Assessment Method)
1998). A survey questionnaire was used to examine the
developed by BRE. EcoHomes is a version of
emphasis these features of sustainability are given in SD
BREEAM, specifically designed for housing evaluation
policy. Analysis provided perception of how SD policy
(Rao et al., 2000). This assessment tool aims to balance
reflects the ‘triple bottom line’. This gave a valuable
environmental performance with quality of life indica-
insight into the profile of SD policy in the social
tors. The issues assessed are grouped into seven
housing sector.
categories: energy; water; pollution; materials; trans-
port; ecology and land use; health and well-being. The
EcoHomes tool has been well received as it provides a
grading system for potential schemes to be compared, Survey design
but it focuses heavily on environmental issues and its
output, in the form of a total score, is capable of Oppenheim (1992) sets out best practice in the design
masking parts of the development that are not of surveys in the following terms: establishing the aim
sustainable. A further toolkit developed by Long of the survey; designing and piloting the measuring
(2001) specifically for RSLs, consists of nine factors instrument; administering the survey; analysing and
aimed at the wider context of community. Core factors: disseminating the results. The aims of the survey were
demand; reputation; and crime, reflect its broader established as (i) to collect data from the real world that
application and usefulness for high level strategic could be used to assess the significance of individual
decision making. The common failing of all the toolkits features of sustainability; and (ii) to ascertain the
considered is their focus on either broad strategic issues emphasis, in terms of environmental, social and
or in-depth complexities. The result is a lack of a economic aspects of SD policies developed and used
structured framework to assist project teams involved in by RSL organizations involved in developing sustain-
the procurement of a sustainable building project. able rented housing projects in the UK. The design of
Kibert et al. (2000) confirm that there is much to be the questionnaire allowed data to be collected around
done to deliver sustainable construction practice at these key themes.
project level as in a review of action on sustainability, it The questionnaire was concerned with the collection
was concluded that despite all the initiatives and of perception and meaning in the subjective area of
toolkits that have been developed ‘the sustainable sustainability and its understanding and application.
construction movement has barely scratched the sur- The scale of the survey and the underlying aim of
face of creating buildings that can be remotely called ranking sustainability features called for the use of
402 Carter and Fortune

attitudinal measuring Likert scales. Such scales provide


a number of options for the respondent to select. The
main variable in the survey was identified as being the
respondents’ size of organization.
The survey was piloted among a group of 15 RSLs.
The respondents were asked to complete the ques-
tionnaire and make comments on the content, layout
and rationale of the questions. Each respondent
completed a feedback sheet and the responses and
comments were used to develop the final questionnaire.
The finalized questionnaire was dispatched with a
covering letter that was addressed to the development
manager of each organization included in the sample
frame that explained the purpose of the research.
The UK social housing sector consists of over 1,800
RSLs. The number of developing organizations
amounts to more than half of this total. Therefore a
database of the 998 developing RSLs in the UK was
Figure 1 Number of units owned by the RSL
established from published sources and it was used to
select a randomized sample of 332 developing RSLs
criteria from the housing agencies. This result might
each with a stock of more than 20 dwellings for the
reflect the need for regulatory input in order to effect
survey. The first administration of the survey generated
change or it may indicate that RSLs without a SD
a 25% response rate to the survey which was considered
policy were not intending to remain a developing RSL
to be inadequate. A second administration was under-
into the future.
taken and this increased the final response rate to 36%.
The extent to which SD policies reflect environ-
This level of response, although not high, is typical of
mental, economical and societal aspects of sustainable
survey response rates reported for similar construction
development is a measure of how these factors are
management research. As a result it was deemed
prioritized for typical new housing schemes.
acceptable in terms of providing a reasonable repre-
Respondents were asked to indicate the balance of
sentation of the survey population.
their policy by marking the proportion of segments on
the questionnaire form that was relevant to each aspect
of sustainability within their policy documents
Respondent characteristics
(Figure 2). This was designed to evaluate the emphasis
that their organization put on each of the ‘triple bottom
The number of properties owned by each respondent’s
line’ aspects of sustainability.
organization ranged between 26 and over 10,000 units
The results indicate that there was a predominance
(Figure 1). The majority of respondents owned
of SD policies with significance being given to one or
between 2,500 and 10,000 units. The other respondent
more of the economic, social and environmental
groups were generally almost equal in size (between
aspects of sustainability. Only 37% of respondents
12.5% and 15%). A comparison of the survey results
allocated three segments to each category giving equal
with the profile of developing RSLs held on the
emphasis for their sustainable development policy. The
national database confirmed that the sample of
histogram for environment is skewed to the right and
respondents was representative of that population. Of
represents a tendency for respondents to score envir-
this sample 92% confirmed that they were intending to
onment more highly in their SD policies. The
develop new housing projects and this confirmed the
validity of the sample.

Characteristics of sustainable development


policies

Fewer than half of the respondents (48%) had a SD


policy. Although it was not the case at the time of the Figure 2 Balance of sustainable development policy dia-
survey, a SD policy is now one of the key funding gram (from questionnaire)
Sustainability in the UK social housing sector 403

histograms for social and economic are skewed to the left.


This reflects a tendency to score them less prominently
in the respondent organizations SD policies. Figure 3
shows the mean score for environment was found to be
higher than the scores for social or economic. This
indicates a greater number of respondents placing a
greater emphasis on environment. However, the stan-
dard deviation of 1.1453 indicates the widest spread of
responses.
Figure 4 shows that the mean score for social was the
closest in value to a score of 3 (2.895). This indicates
the largest percentage of respondents scoring 3 for this
aspect. The standard deviation was the lowest of the
three aspects indicating the narrowest range of
responses. Figure 5 shows that the mean score for
economic aspects of 2.579 was the lowest of the three.
There was a higher number of responses lower than 3.
The standard deviation of 0.9518 indicates a spread of
responses greater than environment but less than social.
Figure 4 SD balance: social

(5) to unimportant (1). The neutral category (3) was


Sustainable development features and their important.
importance ranking The majority of respondents considered all of the
features to be important, very important or essential. Ten
The earlier grounded theory study identified 14 of the 14 features had at least 91% of respondents in
features of sustainability that were considered impor- agreement on their importance. This result confirmed
tant to the procurement of social housing and the the importance of the features of sustainability to the
delivery of sustainability. By assessing each feature of social housing sector. A very small percentage of
sustainability and its importance to the sustainable respondents believed some of the features to be either
development policy of their organization, the respon- secondary or unimportant. These features were (i)
dents enabled a more detailed understanding of the SD building standards (2%); (ii) funding (9%); (iii) feed-
policies to emerge. A five-point Likert scale was back (1%); and (iv) involvement of tenants (4%). This
adopted for the responses which ranged from essential

Figure 3 SD balance: environment Figure 5 SD balance: economic


404 Carter and Fortune

further validates the relevance of the features and Primary hypotheses


confirms their overall importance to sustainability in
The basic hypotheses of the survey were as follows:
the procurement process.
To determine the relative importance of each of the (1) SD policies were more likely to be found in large
features a simple weighting was attached to each RSL organizations.
category in the Likert scale that allocated a score from (2) SD policies were based on the triple bottom
one to five. A cumulative score for each feature was line—providing SD policies with equal emphasis
calculated to derive a score to prioritize the features. on environmental, economic and social aspects.
Each response rate was multiplied by the weighting
score to establish a score for each category (Table 1). Null hypotheses were established for each of the
All the category scores were added together to provide a hypotheses indicated above. Statistical Package for the
total score for each feature. The three most important Social Sciences (SPSS) was used to determine whether
features of sustainability emerged as energy efficiency; the probabilities of the results (P-value of 0.05 or less)
building standards; and quality of specification. The could be considered significant. The data collected
lowest scoring feature was recycling. were ordinal in nature. A Kolmogorov–Smirnov test
revealed that the survey data were non-normal in their
The respondents were offered the opportunity to add
distribution. As a result it was decided to apply non-
any features of sustainability to the list provided in the
parametric tests. Chi-square, Cramer’s V and Kendall’s
questionnaire. Only six respondents provided addi-
tau tests were used on the data. The chi-square test
tional features and they included issues such as
measured if there was a significant association between
transport, water efficiency, energy efficiency, commu-
two variables but not the strength of any association.
nity centre/facilities, social activities and awareness
The strength of association between two variables was
raising. The only ‘new’ feature that emerged was
tested with the Cramer’s V test. The third statistical
transport, which was considered very important by
test used on the data was the Kendall’s tau test to
only one respondent. The remaining features that
determine the strength and direction of any covariance.
emerged from the questionnaire could be integrated
within the already identified features. This gives more
weight to the set of features established from the
grounded theory work. Respondent organizational characteristics
The responses to the survey presented data on the size
Data analysis and discussion of the RSL organization. It was decided to group the
categories used in the original data collection into three
Field (2000) indicates that the results of a data organizational size bands—small (23 respondents),
collection exercise need to be explored to reveal medium (36 respondents) and large (55 respondents).
whether suggested trends in the data indicate signifi- This recoding was used as a major variable in the
cant relationships between variables. subsequent analysis and it allowed relationships to be

Table 1 Responses and weighted scoring on importance of the features of SD policy


Unimportant Secondary Important V. Important Essential Total score
(1) (2) (3) (4) (5)
Energy efficiency 10 43 45 397
Building standards 1 1 13 40 44 383
Quality of specification 15 43 41 377
Maintenance 22 47 30 338
Insulation 23 47 29 333
Funding 1 8 22 35 32 317
Feedback 1 24 41 30 316
Involving tenants 4 27 32 36 316
Fuel poverty 1 31 46 20 286
Rent levels 1 3 35 36 24 271
Mixed tenure 7 16 24 34 16 255
Mixed development 6 14 31 33 13 231
Community facilities 2 14 39 29 13 211
Recycling 13 51 24 9 167
Other 3 1 2
Sustainability in the UK social housing sector 405

examined between the differing sizes of organization SD policies are based on the triple bottom line—providing
commonly involved in the delivery of social housing equal emphasis on environmental, economic and social
projects. aspects of sustainability
The balance of SD policy was of interest because the
SD policies and organizational size literature reviewed revealed that government housing
The data results revealed a high percentage of RSLs agency policies were strongly in support of equal merit
without a SD policy. Analysis was conducted being given to social, economic and environmental
to establish if there was any relationship between aspects of sustainability. The analysis of the data was
the size of organization and the existence of a carried out to establish if there was a correlation
SD policy. Table 2 illustrates a cross tabulation of the between the size of organization and the balance of the
two variables, size of RSL and sustainable development policy.
policy. Owing to the large number of permutations, it was
The percentages indicate that as the size of organiza- decided to reorganize the data to define the policy
tion increases a higher percentage have a SD policy. balance in one of three categories—balanced, small
Only 26% of small RSLs have a SD policy, whereas emphasis and strong emphasis (Figure 6). Balanced
55% of large RSLs and 42% of medium RSLs already indicated a policy with equal scoring for each aspect of
have a policy. A Cramer’s V test was conducted to sustainability, i.e. a 333 segment return (Figure 2).
establish if a significant relationship existed between Small emphasis represented a policy that scored either
the size of organization and the existence of a policy. plus one or minus one in any aspect away from a
The value of the coefficient is low (closer to 0 than 1) balanced policy position, i.e. 432 or 324. Strong
and the significance is more than 0.05. So, although the emphasis represents a policy that scored two or more
figures suggest a correlation, a significant relationship in either direction away from a balanced policy
did not exist between the size of organization and the position, i.e. 531 or 711. The total score always added
existence of a sustainable development policy. This to nine.
result may well reflect the funding situation at the time Although balanced policies made up over a third of
of the questionnaire’s administration and as such the all responses (35%), a large proportion of policies had
result may well alter if the questionnaire were to be either a small (31%) or strong emphasis (27%) on one
repeated in the current funding climate. The UK or more of the aspects of sustainability. Table 3 shows
government funding agencies now allocate funds that the null hypothesis stated that the RSLs would
conditional on the existence of such organizational have policies that were not equally balanced. This null
SD policies. hypothesis could not be rejected and it is clear that the

Table 2 Size of RSL sustainable development policy: cross-tabulation


Sust. development policy Total
Yes No No response
Small RSLs Count 6 16 1 23
Expected count 10.3 12.5 0.2 23.0
% within recode to SML 26.1% 69.6% 4.3% 100.0%
Medium RSLs Count 15 21 0 36
Expected count 16.1 19.6 0.3 36.0
% within recode to SML 41.7% 58.3% 0.0% 100.0%
Large RSLs Count 30 25 0 55
Expected count 24.6 29.9 0.5 55.0
% within recode to SML 54.5% 45.5% 0.0% 100.0%
Total Count 51 62 1 114
Expected count 51.0 62.0 1.0 114.0
% within recode to SML 44.7% 54.4% 0.9% 100.0%
% of total 44.7% 54.4% 0.9% 100.0%
Statistics Value Approx. sig.
Nominal by nominal Phi 0.279 0.064
Cramer’s V 0.197 0.064
Contingency Coefficient .269 0.064
N of valid cases 114
406 Carter and Fortune

if the policies that had strong emphasis in any particular


aspect were linked to the age of a policy, but there was
no significant relationship. The Kendall’s tau-b test
resulted in a very small positive correlation of 0.019
with a P of 0.832.
The three main aspects of sustainability were in effect
in competition with one another within SD policies. A
high incidence of policies had emphasis on one of the
main aspects of sustainability. Investigation into the
way in which respondents sacrificed one aspect in
favour of another allows us to understand the strength
of relationships between aspects of sustainability.
Table 4 shows the results of a Kendall’s tau-b test
and demonstrates that the relationship between envir-
onment and the other two aspects of sustainability were
the strongest and were statistically significant. Both
correlations were negative, as would be suspected, and
economic had the highest likelihood of being sacrificed
in favour of the environment. The relationship between
social and economic aspects within SD policy balance
was found to be not significant.

Conclusions

Figure 6 Balance of SD policy by size of RSL The RSL sector has a well-developed SD policy
framework supported by a broad range of guidance.
balanced approach promoted by the housing agencies Despite this there is still a gap between policy and
was not being implemented as standard by the survey’s practice. The SD policies emerging from individual
respondents. A correlation was conducted to determine RSLs are emphasizing environmental aspects of

Table 3 Correlation of policy emphasis and size of RSL


Policy emphasis Total
Strong emphasis Small emphasis Balance
Recode to SML Small RSLs 2 7 5 14
Medium RSLs 10 11 9 30
Large RSLs 15 13 21 49
Total 27 31 35 93
Value Approx. T(b) Approx. sig.
Ordinal by ordinal Kendall’s tau-b 0.019 0.212 0.832

Table 4 Correlation of social, economic and environmental aspects of SD policies


Kendall’s tau-b Social Economic Environment
Social Correlation coefficient 1.000 20.167 20.407(**)
Sig. (2-tailed) 0.062 0.000
N 95 95 95
Economic Correlation coefficient 20.167 1.000 20.547(**)
Sig. (2-tailed) 0.062 0.000
N 95 95 95
Environment Correlation coefficient 20.407(**) 20.547(**) 1.000
Sig. (2-tailed) 0.000 0.000
N 95 95 95
Sustainability in the UK social housing sector 407

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