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Sustainable Development Policy Perceptions and Practice in The UK Social Housing Sector
Sustainable Development Policy Perceptions and Practice in The UK Social Housing Sector
Massive investment has been allocated by the UK government to improve the quality of its programme of
rented social housing over the next five years. Central to the achievement of this aim will be the incorporation of
sustainability features within the building projects associated with this development programme. A sustainable
development policy that addresses environment, economy and society in equal measure is a new funding
requirement for social housing projects. There is a gap between policy and practice in two areas: (i) the
possession or otherwise of a sustainable development (SD) policy; and (ii) the relative importance given to
differing features of sustainability. The perceptions and practice of built environment professionals involved in
the procurement of sustainable housing schemes has been gauged regarding SD policy. Quantitative data were
collected from a randomized sample of 338 developing registered social landlords (RSLs). The results show
that only a minority of respondent organizations have developed a sustainable development policy and that
environmental, economical and societal aspects of sustainability are not given equal weighting. This does not
reflect governmental policy and suggests that sustainability is not being fully addressed in the procurement of
social housing projects. Further work is needed to evaluate the links between sustainability and procurement
approaches, and to model the benefits of delivering sustainable housing projects for RSLs in the UK.
The requirement to deliver sustainable social housing has implications beyond housing, affecting transport,
building projects presents challenges to the built health, employment and community (Stevenson and
environment professionals involved. Translating policy Williams, 2000). Social housing construction repre-
into practice requires a common understanding of the sents a relatively large proportion of public procure-
individual features of SD policies and how these are ment and has been recognized for its ability to address
addressed at the building project level. In addition innovation (Goodchild and Chamberlain, 1999).
there is a need to appraise which of the individual Increased public funding into the UK social housing
features of sustainability are likely to be more important sector coincided with a high profile campaign to
to the client organizations involved. The resolution of improve the sustainability of housing. The requirement
such challenges will contribute to the pre-contract to deliver sustainable development presents a challenge
evaluation of sustainable projects and facilitate its to those involved in the procurement of social housing.
subsequent incorporation into the procurement pro- World summits through the 1990s brought the issue
cesses devised to deliver sustainability. of sustainability into mainstream consideration and
The existence and characteristics of SD policies held there has been much research undertaken to align
by RSLs establishes the framework that these organiza- construction industry practice with general concern for
tions apply to the delivery of sustainability in social the environment and society’s responsibility towards
housing projects. Quantitative data from a large future generations’ well-being and health. The
representative sample of developing RSLs were col- Brundtland report (1987), and the subsequent United
lected to analyse the balance of SD policies with respect Nations, Agenda 21 initiative (WCED, 1993) each
to economic, social and environmental factors and to indicate that sustainability needs to consider environ-
further explore the specific issues that are considered mental, economical and societal well-being with equal
most important to the delivery of sustainability. This weighting. Hill and Bowen’s (1997) seminal work
platform of current perceptions and practice in the UK proposed a four pillar approach which divided environ-
mental sustainability into (i) technical, and (ii) biophy-
social housing sector facilitates further research related
sical sustainability, as well as the ‘softer’ (iii) economic,
to issues such as sustainable project procurement and
and (iv) societal aspects. The approach suggested was
pre-contract benefit evaluation.
supported by a lengthy and detailed framework for
attaining sustainability at construction project level.
Bourdeau (1999) acknowledged that the shortcomings
Literature review of existing knowledge relating to the ‘softer’ issues of
sustainability precluded their full consideration when
The 1998 CIB World Building Congress focused on seeking to make informed decisions. Sjöström and
the issue of procurement and the role it plays in the Bakens (1999) also called for non-technical or ‘soft’
delivery of sustainability. Pollington (1999) called for issues relating to economic and societal impact to be
environmental standards and ethical issues to be fully recognized at project level as they asserted that such
integrated into the procurement system. Later work by issues were ‘at least as crucial for a sustainable
Sterner (2002) showed that as yet only 21% of clients development in construction [as technical issues]’. Du
stipulated ‘environmental requirements’ within their Plessis was also deeply critical of the way in which
procurement strategies. However, in the UK it is the sustainability, at project level, was being developed
government and its funding agencies that are cham- without due regard to the social impact it had. She
pioning change by adopting sustainable development argued that sustainable development was in danger of
(SD) policies themselves and looking to their project becoming just more politically correct jargon (1999,
supply chain organizations to adopt more sustainable p. 388). Venables et al. (2000) and Addis and Talbot
construction practices and processes in the delivery of (2001) both maintain that a bias towards environ-
their projects. This issue was addressed by the UK mental concerns still dominates even though policies
government in Building a Better Quality of Life (DETR, advocate a balanced approach to environment, econ-
2000). This report was a milestone in the development omy and society. Evidence for this view was found in
of a more socially and environmentally responsible, Howard’s (2000) empirical study on the construction
better-regarded construction industry. This publication industry’s perspective on sustainability. Environmental
encouraged organizations to introduce their own SD factors were found to constitute five areas of concern,
policies. RSLs who receive funding for social housing while economic and social factors accounted for one
developments through the government’s funding agen- area each.
cies were at the forefront of this change. Since 1998 the social housing sector has been
Housing is considered to be central to the successful inundated with advice and guidance on how to deliver
delivery of sustainability. It affects quality of life and sustainability. The Housing Corporation has supported
Sustainability in the UK social housing sector 401
26 Innovation and Good Practice (IGP) projects sustainable’. Lombardi and Brandon (2002) asserted
focused on sustainable development over the past year that the available toolkits do not address the specific
(Housing Corporation, 2004). The Housing Forum needs of an individual project. They maintained that a
has 49 demonstration projects relating to sustainability, suitable framework which enabled decision makers to
the majority of which are social housing projects. There understand the implications of sustainability was still
is political and policy support for the goal of sustainable needed.
development yet there is evidence that in general The gap between the UK government policies,
practice it is a concept that is still misunderstood and strategies, initiatives, toolkits, frameworks and the
unsupported by many stakeholders in the procurement approach adopted by the social housing sector was
system (Sustainable Homes, 2004, p. 2; Harris and explored by Carter and Fortune (2006). Qualitative
Holt, 1999, p. 207). data were gathered from a small number (eight) of built
The Sustainable Housing Design Guide for Scotland environment professionals involved in the development
(Stevenson and Williams, 2000), the Sustainability of sustainable housing projects for RSLs. A grounded
Policy Wizard (Talbot, 2002) and Six Steps to theory approach was taken to the identification of
Sustainable Development for Housing Associations real issues that project stakeholders considered in the
(Beyond Green, 2004) provide the social housing development of sustainable housing projects. Fourteen
sector a wealth of information and approaches to features of sustainability emerged: energy efficiency;
addressing sustainability. The disadvantage to these building standards; quality of specification; mainte-
resources is that they present every possible opportu- nance; insulation; funding; feedback; involvement of
nity to deliver a more sustainable housing project. It is tenants; fuel poverty; rent levels; mixed tenure; mixed
an impossible task to incorporate all good practice into development; community facilities; and recycling. To
a single project and the housing associations are left establish their applicability to the UK social housing
with the difficult decision of adopting some measures sector further empirical work was undertaken.
and rejecting others. In addition there are commercially
Empirical research involves the observation of real
available toolkits such as BREEAM (Building Research
world experiences, evidence and information (Punch,
Establishment Environmental Assessment Method)
1998). A survey questionnaire was used to examine the
developed by BRE. EcoHomes is a version of
emphasis these features of sustainability are given in SD
BREEAM, specifically designed for housing evaluation
policy. Analysis provided perception of how SD policy
(Rao et al., 2000). This assessment tool aims to balance
reflects the ‘triple bottom line’. This gave a valuable
environmental performance with quality of life indica-
insight into the profile of SD policy in the social
tors. The issues assessed are grouped into seven
housing sector.
categories: energy; water; pollution; materials; trans-
port; ecology and land use; health and well-being. The
EcoHomes tool has been well received as it provides a
grading system for potential schemes to be compared, Survey design
but it focuses heavily on environmental issues and its
output, in the form of a total score, is capable of Oppenheim (1992) sets out best practice in the design
masking parts of the development that are not of surveys in the following terms: establishing the aim
sustainable. A further toolkit developed by Long of the survey; designing and piloting the measuring
(2001) specifically for RSLs, consists of nine factors instrument; administering the survey; analysing and
aimed at the wider context of community. Core factors: disseminating the results. The aims of the survey were
demand; reputation; and crime, reflect its broader established as (i) to collect data from the real world that
application and usefulness for high level strategic could be used to assess the significance of individual
decision making. The common failing of all the toolkits features of sustainability; and (ii) to ascertain the
considered is their focus on either broad strategic issues emphasis, in terms of environmental, social and
or in-depth complexities. The result is a lack of a economic aspects of SD policies developed and used
structured framework to assist project teams involved in by RSL organizations involved in developing sustain-
the procurement of a sustainable building project. able rented housing projects in the UK. The design of
Kibert et al. (2000) confirm that there is much to be the questionnaire allowed data to be collected around
done to deliver sustainable construction practice at these key themes.
project level as in a review of action on sustainability, it The questionnaire was concerned with the collection
was concluded that despite all the initiatives and of perception and meaning in the subjective area of
toolkits that have been developed ‘the sustainable sustainability and its understanding and application.
construction movement has barely scratched the sur- The scale of the survey and the underlying aim of
face of creating buildings that can be remotely called ranking sustainability features called for the use of
402 Carter and Fortune
examined between the differing sizes of organization SD policies are based on the triple bottom line—providing
commonly involved in the delivery of social housing equal emphasis on environmental, economic and social
projects. aspects of sustainability
The balance of SD policy was of interest because the
SD policies and organizational size literature reviewed revealed that government housing
The data results revealed a high percentage of RSLs agency policies were strongly in support of equal merit
without a SD policy. Analysis was conducted being given to social, economic and environmental
to establish if there was any relationship between aspects of sustainability. The analysis of the data was
the size of organization and the existence of a carried out to establish if there was a correlation
SD policy. Table 2 illustrates a cross tabulation of the between the size of organization and the balance of the
two variables, size of RSL and sustainable development policy.
policy. Owing to the large number of permutations, it was
The percentages indicate that as the size of organiza- decided to reorganize the data to define the policy
tion increases a higher percentage have a SD policy. balance in one of three categories—balanced, small
Only 26% of small RSLs have a SD policy, whereas emphasis and strong emphasis (Figure 6). Balanced
55% of large RSLs and 42% of medium RSLs already indicated a policy with equal scoring for each aspect of
have a policy. A Cramer’s V test was conducted to sustainability, i.e. a 333 segment return (Figure 2).
establish if a significant relationship existed between Small emphasis represented a policy that scored either
the size of organization and the existence of a policy. plus one or minus one in any aspect away from a
The value of the coefficient is low (closer to 0 than 1) balanced policy position, i.e. 432 or 324. Strong
and the significance is more than 0.05. So, although the emphasis represents a policy that scored two or more
figures suggest a correlation, a significant relationship in either direction away from a balanced policy
did not exist between the size of organization and the position, i.e. 531 or 711. The total score always added
existence of a sustainable development policy. This to nine.
result may well reflect the funding situation at the time Although balanced policies made up over a third of
of the questionnaire’s administration and as such the all responses (35%), a large proportion of policies had
result may well alter if the questionnaire were to be either a small (31%) or strong emphasis (27%) on one
repeated in the current funding climate. The UK or more of the aspects of sustainability. Table 3 shows
government funding agencies now allocate funds that the null hypothesis stated that the RSLs would
conditional on the existence of such organizational have policies that were not equally balanced. This null
SD policies. hypothesis could not be rejected and it is clear that the
Conclusions
Figure 6 Balance of SD policy by size of RSL The RSL sector has a well-developed SD policy
framework supported by a broad range of guidance.
balanced approach promoted by the housing agencies Despite this there is still a gap between policy and
was not being implemented as standard by the survey’s practice. The SD policies emerging from individual
respondents. A correlation was conducted to determine RSLs are emphasizing environmental aspects of
sustainability while social and economic aspects were Beyond Green (2004) Six Steps to Sustainable Development for
sacrificed. Balanced policies were found in only a third Housing Associations, Housing Corporation, Leeds.
of all cases. Bourdeau, L. (1999) Sustainable development and the
Practitioners prioritizing individual features of sus- future of construction: a comparison of visions from
various countries. Building Research and Information,
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27(6), 355–67.
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Bruntland, G. (ed.) (1987) Our Common Future: The World
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social housing it is surprizing that social factors are not Carter, K. and Fortune, C. (2006) Sustainability: explora-
ranked more highly. This may be explained by the tions in research approaches. RICS Research Papers Series,
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