SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE RE

Sr No Regulation No Particulars

1 7(3) Compliance Certificate

2 13(1) Investor Complaints

Chapter 4 (15 to 47)

Appointment of women
3 17(1)(a) director

Disclosure of Related Party

3 23(9) Transactions

4 24A (2) Secretrial Compliance

Report
Compliance Report on
5 27(2)
Corporate Governance
6 31(1)(b) Shareholding Pattern
7 32(1) Statement of Deviation &
8 33(1) Financial Variation
Statements along
with Limited review report
CHAPTER 5

Prior Intimation to the

9 50(1) stock exchange
 Schedule III disclosures / to
10 51(2) be hosted on the website
also

10 51(3) Website Discolsure

Audited/Unaudited
11 52(1) Financial Statements
Newspaper Publication of
12 52(8) Financial Statement

Certificate to Stock
13 57 Exchange

Intimations/ other
14 57(4) submissions to stock
exchange

Intimations/ other
15 57(5) submissions to stock
exchange

16 60(2) Notice of Record Date to

Stock Exchange
9 62(9) Website
Operational Circular NCS
1 Chapter 8 | Reporting to the stock
Regulation 10 exchange
OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
Content Due Date

share transfer facility

are maintained either in house or by Registrar
to an issue and share transfer agent within 30days of Financial Year
registered
with the Board.
Complaints received from Investors and list of
within 21days from the end of quarter
Disposed off compliants
Chapter 4 (15 to 47)

The company should appoint a women

director on the BOD

every 6months within 15days from from

Related Party Transactions and details the date of publication of its standalone
thereof and consolidated financial results
assessment of the company's compliance
with legal and regulatory requirements within 60days from the end of Financial
related to corporate governance and Year
statutory obligations. within 21days from the end of quarter
indicating deviations in the
Shareholding pattern use company
of the of proceeds within 21days from the end of quarter
from the objects stated in the offer document Quaterly basis
or explanatory statement and category wise
Financial Statements
variation Quaterly and Annual basis
CHAPTER 5

(a) an alteration in the form or nature of non-

convertible securities that are listed on the
stock exchange or in the rights or privileges of
the holders thereof;
(b) an alteration in the date of the interest/
dividend/ redemption payment of non-
convertible securities; Prior 2 working days in advance
(c) financial results viz. quarterly or annual, as
the case may be;
(d) fund raising by way of issuance of non-
convertible securities; or
(e) any matter affecting the rights or interests
of holders of non-convertible securities
 1)Issuance, forfeiture, buyback, split,
consolidation, of shares 2) Outcome of Board
meetings 3) Change in directors / KMP/
Auditor 4) Proceeding of AGM/ EGM 5)
Issuance of Notices / Letters / resolutions /
circulars to the shareholders, creditors,
debenture holders

All the events which have been disclosed to Shall be on the website for a minimum
the stock exchange period of 5years
Alongwith Cashflow statement & Statement
of Assets and Liablities within 45days from end of quarter

English national daily newspaper circulating in within 2 working days from the meeting
the whole or substantially the whole of India of BOD

regarding status of payment of interest or

dividend or repayment or redemption of within 1 day of becoming due
principal of non-convertible securities

details for all the non-convertible securities

for which interest/dividend/principal within five working days prior to the
obligations shall be payable during the beginning of the quarter
quarter.

a certificate confirming the payment of

interest/dividend/principal obligations for within seven working days from the end
non-convertible securities which were due in of the quarter
that quarter

payment of interest, dividend and payment of at least seven working days (excluding
redemption or repayment amount or for such the date of intimation and the record
other purposes date)
 update any change in the content of its
website within 2days
Operational Circular NCS
Details pertaining to the issuer and the Non within 15days from the end of every half
convertibe securities year
 Chapter 4 not
applicable, will be chapter 4 is
applicable if we upto
cross 500cr regulation 47
threshold

Equity Listed
Entity
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