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Cladistics

Cladistics 32 (2016) 573–576


10.1111/cla.12144

What is a cladogram and what is not?


Andrew V.Z. Brower*
Evolution and Ecology Group, Department of Biology, Middle Tennessee State University, Murfreesboro TN 37132, USA
Accepted 20 October 2015

Abstract

The origins and meanings of “cladogram” are reviewed. Traditionally, “cladogram” has been defined as a graphical represen-
tation of an empirical hypothesis of relationships among taxa, based on evidence from synapomorphies alone. Disturbingly,
numerous recent authors treat “cladogram” as synonymous with “dendrogram” and do not appreciate the particular method-
ological connotations of the former term. This is lamented.
© The Willi Hennig Society 2015.

One would hope, 50 years after the publication of to distinguish a cladistic dendrogram from a phenetic
Phylogenetic Systematics (Hennig, 1966) that cladistics one, which might be called a phenogram.” Mayr (1965)
would have achieved clear and unambiguous terminol- did not provide a concise definition, but in the glossary
ogy. And perhaps, within our own modest circle of his systematics textbook (Mayr, 1969), he defined a
of like-minded researchers, we have done so. However, cladogram as “a dendrogram based on the principles of
it seems that in the broader world of “phylogenetics”, cladism; a strictly genealogical dendrogram in which
concepts that were once precisely defined have become rates of evolutionary divergence are ignored.”1
vague and obfuscated. As part of an ongoing In the 1970s, cladists (e.g. Platnick, 1977) recog-
campaign for semantic clarity (cf. Brower, 2010, nized that a single cladogram reflects multiple possi-
2012, 2015; Brower and de Pinna, 2012, 2014), I offer ble narratives of evolutionary change. For example,
the following observations regarding the term the cladogram (A(B, C)) interpreted from an evolu-
“cladogram”. tionary perspective implies either that A is the sister
Hennig (1966, p. 196) said, “Our contention is gener- taxon of B and C, that A is the ancestor of B and
ally true, that ‘family tree’ and ‘written fixation of the C, or that A, B and C are three stages of a single
system’ correspond exactly only when the family tree
clearly shows recognized or presumed sister-group rela-
1
tionships, and also makes clear which groups are As these quotes indicate, multiple terms for different kinds of
tree diagram exist. The most general of these is dendrogram, which
undoubtedly monophyletic, and which are doubtfully
refers to any tree-like diagram. A synonym in casual parlance is
so . . . . By no means all of the family trees scattered “tree”. Phenograms are results of phenetic analyses; phylograms are
through the literature satisfy these criteria.” Although trees that indicate something about relative branch length (these can
Hennig’s book was full of cladograms, he did not be parsimony trees with branch lengths drawn proportional to the
describe them as such. Rather, it was evolutionary tax- number of apomorphies hypothesized to have undergone transfor-
onomist Mayr (1965), and pheneticists Camin and mation on particular branches under some optimization scheme, or
Sokal (1965) who independently proposed the term. likelihood trees, which use a model to accomplish the same end).
Chronograms are tree diagrams that illustrate inferred absolute ages
Camin and Sokal said, “We suggest the term cladogram
of divergence of sister taxa. There does not seem to be a term for
trees inferred by Bayesian methods, which are a posteriori
*Corresponding author: model-based truth claims about phylogenetic divergence. I propose
E-mail address: abrower@mtsu.edu “credograms”.

© The Willi Hennig Society 2015


574 A.V.Z. Brower / Cladistics 32 (2016) 573–576

lineage changing through time. These observations another are not simply matters of aesthetics. Several
highlight the conceptual distinction between clado- conceptually different tree-like diagrams are possible
grams as graphical summaries of empirical evidence and one should check carefully, whether these are phy-
of sister group relations, and phylogenetic trees as logenetic trees, cladograms, or something else.”
evolutionary scenarios. Hennig (1966, p. 194) was (p. 32)).
aware of this: “the task of the phylogenetic system is “a dendrogram (tree diagram) specifically depicting
not to present the result of evolution, but only to a phylogenetic hypothesis and therefore based on
present the phylogenetic relationships of species and synapomorphies. A cladogram generally only indicates
species groups on the basis of the temporal sequence the branching pattern of the evolutionary history.”
of origin of sister groups.” (Quicke, 1993, p. 263).
Three important post-Hennigian books about “a branching diagram specifying hierarchical rela-
cladistics were published in 1980/81. Eldredge and tionships among taxa based on homologies (synapo-
Cracraft (1980) did not provide a succinct definition morphies). A cladogram includes no connotation of
of cladogram, but offered the following considera- ancestry and has no implied time axis.” (Kitching
tions: “Cladograms, as defined and discussed here, et al., 1998, p. 202).
are specific kinds of hypotheses about the history of “an evolutionary tree that has no information on
life. They are hypotheses about pattern” (p. 20); branch lengths” (p. 24) and “simply shows relative
“Cladograms depict nested sets of synapomorphies, recency of common ancestry” (p. 10). (Page and
thereby defining monophyletic groups and simultane- Holmes, 1998)
ously presenting a hypothesis of relationships among “a depiction of hierarchic relationships among taxa
the taxa” (p. 113); “. . . cladograms are hypotheses in the form of a treelike diagram, which shows relative
about the structure of that history, that is, not specif- recency of relationship and on which character-state
ically about the history itself, but about the structure transformations may be mapped, but without the con-
of the relationships of the organisms as expressed in notation of the amount of difference or time since
their patterns of shared evolutionary novelties.” divergence.” (Schuh and Brower, 2009, p. 259).
(p. 212); and (notably), “. . . cladograms, in them- “a parsimony tree where the weight of the edges is
selves, are not phylogenies, but rather hypotheses not relevant” (Wiley and Lieberman, 2011, p. 104).
about the pattern of nested evolutionary novelties.” “a representation of nested sister-group relationships.
(p. 21). Wiley (1981, p. 97) defined cladogram as “a . . . Cladograms make no statements about character
branching diagram of entities where the branching is change, ancestors, or the evolutionary process—they
based on the inferred historical connections between are simply nested sets.” (Wheeler, 2012, p. 28).
the entities as evidenced by synapomorphies”, and The salient features of (almost) all of these defini-
also distinguished cladograms from phylogenetic trees. tions are that a cladogram is a special sort of dendro-
Nelson and Platnick (1981, p. 14) succinctly said, gram, depicting an empirically supported hypothesis of
“phyletic trees depict aspects of evolutionary genealo- branching order that implies relative recency of com-
gies” while “cladograms depict structural elements of mon ancestry, as evident from the presence of shared,
knowledge”. derived character states (synapomorphies), and which
In more recent systematics texts, the following defi- does not take into account degree of similarity or dif-
nitions of cladogram are found: ference, branch length or absolute time. So, what’s the
“. . . a pattern of character distributions in the natu- problem?
ral hierarchy. In a phylogenetic tree, the nodes, instead Some authors do not appreciate that a cladogram is
of representing the defining characters, are ancestors, not just any old dendrogram: W€agele (2005), for
the branch points speciation events, and the lines example, explicitly conflated cladograms with dendro-
actual lineages of descent with modification. By con- grams, phylogenetic trees and tree graphs. Parenti and
trast, a cladogram is a general expression of empirical Ebach (2009, p. 252) also defined cladogram extremely
evidence; of organisms and their characters consistent broadly: “any branching diagram, graph or written
with a variety of phylogenetic trees.” (Humphries and statement that depicts the relationship between three
Parenti, 1986, p. 24). or more taxa.” And the UC Berkeley site “Under-
“The cladogram specifies sister-group relationships standing Evolution” (http://evolution.berkeley.edu/
on the basis of homologies shared at the correct level evolibrary/article/0_0_0/phylogenetics_02, accessed 1
of inclusiveness (synapomorphies).” (Rieppel, 1988, September 2015) says, “What’s the difference between
p. 150). a phylogeny, an evolutionary tree, a phylogenetic tree,
“branching diagram[s] depicting the genealogical and a cladogram? For general purposes, not much.
relationships between species or other suitable terminal This site, along with many biologists, use these terms
taxa.” (Minelli, 1993, p. 10). (Minelli also noted that interchangeably—all of them essentially mean a tree
“The differences between one tree-like diagram and structure that represents the evolutionary relationships
A.V.Z. Brower / Cladistics 32 (2016) 573–576 575

within a group of organisms.”2 Others reject the termi- consensus: “As far as we can establish, the terms
nology outright: Ax (1987, p. 46) said, “A ‘cladogram’ ‘cladistic’ and ‘cladogram’ were first given a cladistic
is supposed to represent an abstract synapomorphy treatment by Nelson (1978, 1979); Nelson and Plat-
scheme—each branching (whose nature is not further nick, 1981): ‘. . . a cladogram . . . is merely a branching
specified) leads to unities characterized by evolutionary diagram that summarizes general knowledge about the
novelties unique to them alone. A ‘phylogenetic tree,’ kinds and relationships of organisms.’ (Nelson, 1978,
on the other hand, specifies that the branching points p. 108). ‘Cladogram’ can be understood as a general
of the diagram are species splits, and it thus portrays term for any kind of branching diagram or hierarchi-
the historic happenings which have caused the phylo- cal classification.” (Williams and Ebach, 2008, p. 5).
genetic relationships between the unities displayed. This definition conflates cladograms, phenograms,
The distinction between cladogram and phylogenetic phylograms and even, it would seem, fanciful tree dia-
tree may or may not be useful . . . . it is irrelevant what grams with no empirical basis at all. Williams and
notions different authors may connect with the terms Ebach’s argument is lengthy and subtle, and the reader
cladogram and phylogenetic tree. I shall remain consis- is encouraged to read their book to gain a full appreci-
tent and use the expression ‘diagram of phylogenetic ation. Nevertheless, it is hard to see the utility of a
relationship’ as an unambiguous term that cannot be definition of “cladogram” that eschews synapomorphy.
misunderstood.” But, of course, it can . . . Last, it is notable (but perhaps not surprising) that
Others are just as confused. Baum and Offner (2008) three widely cited foundational texts of algorithmic or
defined cladogram as “either a general term for a tree model-based phylogenetics, Swofford et al. (1996), Nei
diagram, or a particular style of tree diagram in which and Kumar (2000) and Felsenstein (2003), do not
neither the amount of change nor time is depicted.” define and barely mention cladograms at all (but then
The former definition makes the same error as W€agele; they are also not interested in other old fashioned
the implication in the latter definition is that it is the notions such as “homology”, either).
manner in which it is drawn, and not the evidence In the post-cladistic Black Box Age of barcode
upon which it is based, that makes a cladogram a K2P phenograms, unrooted haplotype networks and
cladogram. Baum and Smith (2013, p. 441) defined heuristically inaccessible model-based tree diagrams, I
cladogram as “a tree diagram that communicates the think it is important that the word “cladogram”
topology (the pattern of branching) but not the branch retains its historical meaning and not be coopted as a
lengths” (still neglecting synapomorphy, no doubt generic term for trees produced by other, less philo-
because to Baum, “tree thinking” “does not necessarily sophically sound approaches. Just as the French
entail knowing how phylogenies are inferred by prac- claim that not all sparkling wine is Champagne, so
ticing systematists” (Baum et al., 2005)), and added, cladists need to assert that not all dendrograms are
“A cladogram provides all the information relevant to cladograms: cladograms represent the results of
determining the degree of evolutionary relatedness.” cladistic analyses.
Ernst Mayr would certainly not have agreed with that,
and I imagine that most people who advocate model-
based methods (like Baum does) would also argue that Acknowledgements
taking account of anagenesis (=“branch length”) is a
critical component of modern phylogenetics. I thank Peter Coxhead for provocation. Research in
Williams and Ebach (2008) offered historiographical my lab is supported by a collaborative grant, Dimen-
comments regarding the origins and evolution of sions US-Biota-S~ao Paulo: Assembly and evolution of
cladogram concepts that are parallel to these. They the Amazon biota and its environment: an integrated
said “speaking with one voice—or so it seemed—the approach, supported by the US National Science
‘cladists’ stated clearly that a cladogram is a synapo- Foundation (NSF), National Aeronautics and Space
morphy scheme. . .” (p. 5), an idea that seems to sup- Administration (NASA) and the Fundacß~ao de Amparo
port the empirically based definitions above. In a Pesquisa do Estado de S~ao Paulo (FAPESP).
support of this, they cited Schlee (1969), Farris (1979),
Nelson (1979), Schuh and Farris (1981) and Patterson
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