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THE

CONSTITUTION
OF THE

S T A T E
OF

NEW YORK

Compliments of

The New York State Senate


As revised, including amendments effective January 1, 2023
Dear Friend,

The Constitution of the State of New York establishes the structure of our state
government and details our most fundamental rights as New York State citizens.

Meetingintheupstatetownof Kingston
onApril20, 1777, thefirstNewYorkState
Constitution was formally adopted by the Convention of Representatives. The creation of
a new state government was necessary in order to preserve order and peace; this new order
established what we have long known as our executive, judicial and legislative branches.

TheConstitution
hasbeenmodifiedandundergonechangesthroughout
theyears,
reflecting
ourpopulation
growthandchanging
needsasa state.

Please contact me with any questions on the New York State Constitution or any other
issue at any time.
THE CONSTITUTION
OF THE
STATE OF NEW YORK
t
h
e
As Revised, with
Amendments adopted by P
the e
C o
o p
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s e
t
i o
t n
u
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a m
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e 1
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i 8
o
n a
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o d
f
1 Ame
9 ndments
3 subseque
8 ntly
adopted
a by the
n Legislat
d ure and
Approve
A d by
p Vote of
p the
r People.
o
v As Amended and in
e Force January 1, 2015
d
A
b
RTI
y
CL
V EI
o BIL
t L OF
e RIG
HTS

o
f

1
The Constitution of the State of New York
§1. Rights, privileges and
franchise secured; ARTICLE II
power of legislature SUFFRAGE
to dispense with
primary elections in §1. Qualifications of
certain cases. voters.
2. Trial by jury; how 2. Absentee voting.
waived. 3. Persons excluded
3. Freedom of worship; from the right of
religious liberty. suffrage.
4. Habeas corpus. 4. Certain occupations
5. Bail; fines; and conditions not to
punishments; affect residence.
detention of 5. Registration and
witnesses. election laws to be
6. Grand jury; passed.
protection of certain 6. Permanent
enumerated rights; registration.
duty of public 7. Manner of voting;
officers to sign identification of
waiver of immunity voters.
and give testimony; 8. Bi-partisan
penalty for refusal. registration and
7. Compensation for election board.
taking private 9. Presidential
property; private elections; special
roads; drainage of voting procedures
agricultural lands. authorized.
8. Freedom of speech
and press; criminal ARTICLE III
prosecutions for
LEGISLATURE
libel.
9. Right to assemble
§1. Legislative power.
and petition; divorce;
lotteries; pool-selling 2. Number and terms of
and gambling; laws senators and
to prevent; pari- assemblymen.
mutuel betting on 3. Senate districts.
horse races 4. Readjustments and
permitted; games of reapportionments;
chance, bingo or when federal census
lotto authorized to control.
under certain 5. Apportionment of
restrictions. assemblymen;
10. [Repealed.] creation of assembly
11. Equal protection of districts.
laws; discrimination 5-a. Definition
in civil rights of
prohibited. inhabitant
12. Security against s.
unreasonable 5-b. Independe
searches, seizures nt
and interceptions. redistricti
13. [Repealed.] ng
14. Common law and commissi
acts of the colonial on.
and state legislatures. 6. Compensation,
15. [Repealed.] allowances and
traveling expenses of
16. Damages for injuries
members.
causing death.
7. Qualifications of
17. Labor not a
members;
commodity; hours
prohibitions on
and wages in public
certain civil
work; right to
appointments;
organize and bargain
acceptance to vacate
collectively.
seat.
18. Workers’
compensation.
2
The Constitution of the State of New York

8. Time of elections of legislature to provide


members. for.
9. Powers of each
house. ARTICLE IV
10. Journals; open EXECUTIVE
sessions;
adjournments. §1. Executive power;
11. Members not to be election and terms of
questioned for governor and
speeches. lieutenantgovernor.
12. Bills may originate 2. Qualifications of
in either house; may governor and
be amended by the lieutenant-governor.
other. 3. Powers and duties of
13. Enacting clause of governor;
bills; no law to be compensation.
enacted except by 4. Reprieves,
bill. commutations and
14. Manner of passing pardons; powers and
bills; message of duties of governor
necessity for relating to grants of.
immediate vote. 5. When lieutenant-
15. Private or local bills governor to act as
to embrace only one governor.
subject, expressed in 6. Duties and
title. compensation of
16. Existing law not to lieutenant-governor;
be made applicable succession to the
by reference. governorship.
17. Cases in which 7. Action by governor
private or local bills on legislative bills;
shall not be passed. reconsideration after
18. Extraordinary veto.
sessions of the 8. Departmental rules
legislature; power to and regulations;
convene on filing; publication.
legislative initiative.
19. Private claims not to ARTICLE V
be audited by OFFICERS AND
legislature; claims
CIVIL
barred by lapse of
DEPARTMENTS
time.
20. Two-thirds bills.
§1. Comptroller and
21. Certain sections not
attorney-general;
to apply to bills
payment of state
recommended by
moneys without audit
certain
void.
commissioners or
public agencies. 2. Civil departments in
the state government.
22. Tax laws to state tax
and object distinctly; 3. Assignment of
definition of income functions.
for income tax 4. Department heads.
purposes by 5. [Repealed.]
reference to federal 6. Civil service
laws authorized. appointments and
23. When yeas and nays promotions;
necessary; three- veterans’ credits.
fifths to constitute 7. Membership in
quorum. retirement systems;
24. Prison labor; contract benefits not to be
system abolished. diminished nor
25. Emergency impaired.
governmental
operations;

3
The Constitution of the State of New York
office or service;
restrictions.
ARTICLE VI 21. Vacancies; how
JUDICIARY filled.
22. Commission on
§1. Unified court system; judicial conduct;
organization; process. composition;
2. Court of appeals; organization and
organization; procedure; review by
designations; court of appeals;
vacancies, how discipline of judges
filled; commission or jus- tices.
on judicial 23. Removal of judges.
nomination. 24. Court for trial of
3. Court of appeals; impeachments;
jurisdiction. judgment.
4. Judicial departments; 25. Judges and justices;
appellate divisions, compensation;
how constituted; retirement.
gov- ernor to 26. Temporary
designate justices; assignments of
temporary judges and justices.
assignments; 27. Supreme court;
jurisdiction. extraordinary terms.
5. Appeals from 28. Administrative
judgment or order; supervision of court
new trial. system.
6. Judicial districts; 29. Expenses of courts.
how constituted; 30. Legislative power
supreme court. over jurisdiction and
7. Supreme court; proceedings;
jurisdiction. delegation of power
8. Appellate terms; to regulate practice
composition; and procedure.
jurisdiction. 31. Inapplicability of
9. Court of claims; article to certain
jurisdiction. courts.
10. County courts; 32. Custodians of
judges. children to be of
11. County court; same religious
jurisdiction. persuasion.
12. Surrogate’s courts; 33. Existing laws; duty
judges; jurisdiction. of legislature to
13. Family court; implement article.
organization; 34. Pending appeals,
jurisdiction. actions and
14. Discharge of duties proceedings;
of more than one preservation of
judicial office by existing terms of
same judicial officer. office of judges and
15. New York city; city- justices.
wide courts; 35. Certain courts
jurisdiction. abolished; transfer of
16. District courts; judges, court
jurisdiction; judges. personnel, and
17. Town, village and actions and
city courts; proceedings to other
jurisdiction; judges. courts.
18. Trial by jury; trial 36. Pending civil and
without jury; claims criminal cases.
against state. 36-a. Effective
19. Transfer of actions date of
and proceedings. certain
20. Judges and justices; amendme
qualifications; nts to
eligibility for other articles
VI and
VII.
4
The Constitution of the State of New York

36-b. [No grade; expenses; how


section.] borne; construction
36-c. Effective and reconstruction of
date of state highways and
certain parkways.
amendme 15. Sinking funds; how
nts to kept and invested;
article VI, income therefrom
section and application
22. thereof.
37. Effective date of 16. Payment of state
article. debts; when
comptroller to pay
ARTICLE VII without
STATE FINANCES appropriation.
17. Authorizing the
§1 Estimates by legislature to
departments, the establish a fund or
legislature and the funds for tax revenue
judiciary of needed stabilization
appropriations; reserves; regulating
hearings. payments thereto and
2. Executive budget. withdrawals
therefrom.
3. Budget bills;
appearances before 18. Bonus on account of
legislature. service of certain
veterans in World
4. Action on budget
War II.
bills by legislature;
effect thereof. 19. State debt for
expansion of state
5. Restrictions on
university.
consideration of
other appropriations.
6. Restrictions on
ARTICLE VIII
content of
LOCAL FINANCES
appropriation bills.
7. Appropriation bills.
8. Gift or loan of state §1. Gift or loan of
credit or money property or credit of
prohibited; local subdivisions
exceptions for prohibited;
enumerated exceptions for
purposes. enumerated purposes.
9. Short term state 2. Restrictions on
debts in anticipation indebtedness of local
of taxes, revenues subdivisions;
and proceeds of sale contracting and
of authorized bonds. payment of local
indebtedness;
10. State debts on
exceptions.
account of invasion,
insurrection, war and 2-a. Local
forest fires. indebtedn
ess for
11. State debts generally;
water
manner of
supply,
contracting;
sewage
referendum.
and
12. State debts generally;
drainage
how paid;
facilities
contribution to
and
sinking funds;
purposes;
restrictions on use of
allocation
bond proceeds.
s and
13. Refund of state
exclusion
debts.
s of
14. State debt for
indebtedn
elimination of
ess.
railroad crossings at

5
The Constitution of the State of New York
3. Restrictions on indebtedness
creation and authorized.
indebtedness of
certain corporations.
4. Limitations on local ARTICLE IX
indebtedness. LOCAL
5. Ascertainment of GOVERNMENTS
debt-incurring power
of counties, cities, §1. Bill of rights for local
towns and villages; governments.
certain indebtedness 2. Powers and duties of
to be excluded. legislature; home
6. Debt-incurring rule powers of local
power of Buffalo, governments; statute
Rochester and of local
Syracuse; certain governments.
additional 3. Existing laws to
indebtedness to be remain applicable;
excluded. construction;
7. Debt-incurring definitions.
power of New York
city; certain A
additional R
indebtedness to be TI
excluded.
C
7-a. Debt-
incurring L
power of E
New X
York city; C
certain OR
indebtedn PO
RA
ess for TI
railroads O
and NS
transit
purposes §1. Corporations;
to be formation of.
excluded. 2. Dues of corporations.
8. Indebtedness not to 3. Savings bank
be invalidated by charters; savings and
operation of this loan association
article. charters; special
9. When debt-incurring charters not to be
power of certain granted.
counties shall cease. 4. Corporations;
10. Limitations on definition; right to
amount to be raised sue and be sued.
by real estate taxes 5. Public corporations;
for local purposes; restrictions on
exceptions. creation and powers;
10-a. Applicati accounts; obligations
on and of.
use of 6. Liability of state for
revenues: payment of bonds of
certain public corporation to
public construct state
improvem thruways; use of
ents. state canal lands and
11. Taxes for certain properties.
capital expenditures
to be excluded from 7. Liability of state for
tax limitation. obligations of the
12. Powers of local port of New York
governments to be authority for railroad
restricted; further commuter cars;
limitations on limitations.
contracting local
6
The Constitution of the State of New York

8. Liability of state on
bonds of a public ARTICLE XIV
corporation to CONSERVATION
finance new
industrial or §1. Forest preserve to be
manufacturing plants forever kept wild;
in depressed areas. authorized uses and
exceptions.
ARTICLE XI 2. Reservoirs.
EDUCATION 3. Forest and wild life
conservation; use or
§1. Common schools. disposition of certain
2. Regents of the lands authorized.
University. 4. Protection of natural
3. Use of public resources;
property or money in development of
aid of agricultural lands.
denominational 5. Violations of article;
schools prohibited; how restrained.
transportation of
children authorized. ARTICLE XV
CANALS
ARTICLE XII
DEFENSE §1. Disposition of canals
and canal properties
§1. Defense; militia. prohibited.
2. Prohibition
ARTICLE XIII inapplicable to lands
PUBLIC OFFICERS and properties no
longer useful;
§1. Oath of office; no disposition
other test for public authorized.
office. 3. Contracts for work
2. Duration of and materials;
term of office. special revenue fund.
3. Vacancies in 4. Lease or transfer to
office; how filled; federal government
boards of education. of barge canal
4. Political year system authorized.
and legislative term.
5. Removal from ARTICLE XVI
office for misconduct. TAXATION
6. When office to
be deemed vacant; §1. Power of taxation;
legislature may declare. exemptions from taxation.
7. Compensation 2. Assessments for
of officers. taxation purposes.
8. Election and 3. Situs of intangible
term of city and certain personal property;
county officers. 9-12. taxation of.
[No sections 9-12; 4. Certain corporations
former 9-12 renumbered not to be
4-7.] 13. Law discriminated
enforcement and other against.
officers. 5. Compensation of
14. Employees of, public officers and
and employees subject to
contractors taxation.
for, the 6. Public improvements
state and or services; contract
local of indebtedness;
governments; wages, creation of public
hours and other corporations.
provisions to be
regulated by
legislature.
ARTICLE XVII
7
The Constitution of the State of New York
SOCIAL WELFARE 9. Acquisition of
property for purposes
§1. Public relief and care. of article.
2. State board of social 10. Power of legislature;
welfare; powers and construction of
duties. article.
3. Public health.
4. Care and treatment ARTICLE XIX
of persons suffering AMENDMENTS TO
from mental disorder CONSTITUTION
or defect; visitation
of institutions for. §1. Amendments to
5. Institutions for constitution; how
detention of proposed, voted upon
criminals; probation; and ratified; failure
parole; state of attorney-general to
commission of render opinion not to
correction. affect validity.
6. Visitation and 2. Future constitutional
inspection. conventions; how
7. Loans for hospital called; election of
construction. delegates;
compensation;
ARTICLE XVIII quorum; submission
HOUSING of amendments;
officers; employees;
§1. Housing and nursing rules; vacancies.
home 3. Amendments
accommodations for simultaneously
persons of low submitted by
income; slum convention
clearance. and legislature.
2. Idem; powers of
legislature in aid of. A
3. Article VII to apply R
to state debts under T
this article, with I
certain exceptions; C
amortization of state L
debts; capital and E
periodic subsidies.
4. Powers of cities,
X
towns and villages to
contract indebtedness X
in aid of low rent
housing and slum W
clearance projects; H
E
restrictions thereon.
N
5. Liability for certain
loans made by the T
state to certain public O
corporations.
6. Loans and subsidies; T
restrictions on and A
preference in K
occupancy of E
projects.
7. Liability arising from E
F
guarantees to be
F
deemed E
indebtedness; C
method of T
computing.
8. Excess
condemnation. §1. Time of taking effect.

8
The Constitution of the State of New York

THE
[Trial by jury; how
CONSTITUTIO waived]
N §2. Trial by jury in all
cases in which it has
1
[Preamble] WE THE heretofore been
PEOPLE of the State of guaranteed by
New York, grateful to constitutional provision
Almighty God for our shall remain inviolate
Freedom, in order to forever; but a jury trial
secure its blessings, DO may be waived by the
ESTABLISH THIS parties in all civil cases in
CONSTITUTION. the manner to be
prescribed by law. The
legislature may provide,
ARTICLE I however, by law, that a
verdict may be rendered
BILL OF RIGHTS
by not less than five-
sixths of the jury in any
[Rights, privileges and civil case. A jury trial may
franchise secured; be waived by the
power of legislature to defendant in all criminal
dispense with primary cases, except those in
elections in certain which the crime charged
cases] may be punishable by
Section 1. No member of death, by a written
this state shall be instrument signed by the
disfranchised2, or defendant in person in
deprived of any of the open court before and
rights or privileges with the approval of a
secured to any citizen judge or justice of a court
thereof, unless by the law having jurisdiction to try
of the land, or the the offense. The
judgment of his or her legislature may enact
peers, except that the laws, not inconsistent
legislature may provide herewith, governing the
that there shall be no form, content, manner and
primary election held to time of presentation of the
nominate candidates for instrument effectuating
public office or to elect such waiver. (Amended
persons to party positions by Constitutional
for any political party or Convention of 1938 and
parties in any unit of approved by vote of the
representation of the state people November 8,
from which such 1938.)
candidates or persons are
nominated or elected
[Freedom of worship;
whenever there is no
religious liberty]
contest or contests for
§3. The free exercise and
such nominations or
enjoyment of religious
election as may be
profession and worship,
prescribed by general law.
without discrimination or
(Amended by vote of the
preference, shall forever
people November 3,
be allowed in this state to
1959; November 6,
all humankind; and no
2001.)3
person shall be rendered
1 Section headings and incompetent to be a
annotations [enclosed in witness on account of his
brackets], and footnotes or her opinions on matters
throughout this of religious belief; but the
document are not a part of liberty of conscience
the official text. hereby secured shall not
2 As so in original.
3 Except where otherwise Constitutional Convention of
indicated, each section 1938 and re-adopted by vote
hereafter was re-enacted of the people November 8,
without change by the 1938.
9
The Constitution of the State of New York
be so construed as to consent of the district
excuse acts of attorney, may waive
licentiousness, or justify indictment by a grand jury
practices inconsistent with and consent to be
the peace or safety of this prosecuted on an
state. (Amended by vote information filed by the
of the people November district attorney; such
6, 2001.) waiver shall be evidenced
by written instrument
[Habeas corpus] signed by the defendant in
§4. The privilege of a open court in the presence
writ or order of habeas of his or her counsel. In
corpus shall not be any trial in any court
suspended, unless, in case whatever the party
of rebellion or invasion, accused shall be allowed
the public safety requires to appear and defend in
it. (Amended by person and with counsel
Constitutional Convention as in civil actions and
of 1938 and approved by shall be informed of the
vote of the people nature and cause of the
November 8, 1938.) accusation and be
confronted with the
[Bail; fines; witnesses against him or
punishments; detention her. No person shall be
of witnesses] subject to be twice put in
§5. Excessive bail shall jeopardy for the same
not be required nor offense; nor shall he or
excessive fines imposed, she be compelled in any
nor shall cruel and criminal case to be a
unusual punishments be witness against himself or
inflicted, nor shall herself, providing, that
witnesses be unreasonably any public officer who,
detained. upon being called before a
grand jury to testify
concerning the conduct of
his or her present office or
of any public office held
[Grand jury; protection by him or her within five
of certain enumerated years prior to such grand
rights; duty of public jury call to testify, or the
officers to sign waiver of performance of his or her
immunity and give official duties in any such
testimony; penalty for present or prior offices,
refusal] refuses to sign a waiver of
immunity against
§6. No person shall be
subsequent criminal
held to answer for a
prosecution, or to answer
capital or otherwise
any relevant question
infamous crime (except in
concerning such matters
cases of impeachment,
before such grand jury,
and in cases of militia
shall by virtue of such
when in actual service,
refusal, be disqualified
and the land, air and naval
from holding any other
forces in time of war, or
public office or public
which this state may keep
employment for a period
with the consent of
of five years from the date
congress in time of peace,
of such refusal to sign a
and in cases of petit
waiver of immunity
larceny under the
against subsequent
regulation of the
prosecution, or to answer
legislature), unless on
any relevant question
indictment of a grand
concerning such matters
jury, except that a person
before such grand jury,
held for the action of a
and shall be removed
grand jury upon a charge
from his or her present
for such an offense, other
office by the appropriate
than one punishable by
authority or shall forfeit
death or life
his or her present office at
imprisonment, with the
10
The Constitution of the State of New York

the suit of the attorney- compensation together


general. with the cost of such
The power of grand drainage may be
juries to inquire into the assessed, wholly or
wilful misconduct in partly, against any
office of public officers, property benefitted
and to find indictments or thereby; but no special
to direct the filing of laws shall be enacted for
informations in such purposes.
connection with such (Amended by
inquiries, shall never be Constitutional
suspended or impaired by Convention of 1938 and
law. No person shall be approved by vote of the
deprived of life, liberty or people November 8,
property without due 1938. Subdivision (e)
process of law. (Amended repealed by vote of the
by Constitutional people November 5,
Convention of 1938 and 1963.
approved by vote of the Subdivision (b) repealed
people November 8, 1938; by vote of the people
further amended by vote November 3, 1964.)
of the people November 8,
1949; November 3, 1959; [Freedom of speech and
November 6, press; criminal
1973; November 6, 2001.) prosecutions for libel]
§8. Every citizen may
[Compensation for freely speak, write and
taking private property; publish his or her
private roads; drainage sentiments on all subjects,
of agricultural lands] being responsible for the
§7. (a) Private property abuse of that right; and no
shall not be taken for law shall be passed to
public use without just restrain or abridge the
compensation. liberty of speech or of the
(c) Private roads press. In all criminal
may be opened in the prosecutions or
manner to be prescribed indictments for libels, the
by law; but in every case truth may be given in
the necessity of the road evidence to the jury; and
and the amount of all if it shall appear to the
damage to be sustained jury that the matter
by the opening thereof charged as libelous is true,
shall be first determined and was published with
by a jury of freeholders, good motives and for
and such amount, justifiable ends, the party
together with the shall be acquitted; and the
expenses of the jury shall have the right to
proceedings, shall be determine the law and the
paid by the person to be fact. (Amended by vote of
benefitted. the people November
(d) The use of 6, 2001.)
property for the drainage
of swamp or agricultural [Right to assemble and
lands is declared to be a petition; divorce;
public use, and general lotteries; pool-selling
laws may be passed and gambling; laws to
permitting the owners or prevent; pari-mutuel
occupants of swamp or betting on horse races
agricultural lands to per- mitted; games of
construct and maintain chance, bingo or lotto
for the drainage thereof, authorized under certain
necessary drains, ditches restrictions]
and dykes upon the §9. 1. No law shall be
lands of others, under passed abridging the
proper restrictions, on rights of the people
making just peaceably to assemble and
compensation, and such to petition the
11
The Constitution of the State of New York
government, or any numbers or symbols
department thereof; nor selected at random; (b)
shall any divorce be games in which prizes are
granted otherwise than by awarded on the basis of a
due judicial proceedings; winning number or
except as hereinafter numbers, color or colors,
provided, no lottery or the or symbol or symbols
sale of lottery tickets, determined by chance
poolselling, bookmaking, from among those
or any other kind of previously selected or
gambling, except lotteries played, whether
operated by the state and determined as the result of
the sale of lottery tickets the spinning of a wheel, a
in connection therewith as drawing or otherwise by
may be authorized and chance. If authorized,
prescribed by the such games shall be
legislature, the net subject to the following
proceeds of which shall be restrictions, among others
applied exclusively to or which may be prescribed
in aid or support of by the legislature: (1) only
education in this state as bona fide religious,
the legislature may charitable or non-profit
prescribe, except pari- organizations of veterans,
mutuel betting on horse volunteer firefighter and
races as may be similar non-profit
prescribed by the organizations shall be
legislature and from permitted to conduct such
which the state shall games; (2) the entire net
derive a reasonable proceeds of any game
revenue for the support of shall be exclusively
government, and except devoted to the lawful
casino gambling at no purposes of such
more than seven facilities organizations; (3) no
as authorized and person except a bona fide
prescribed by the member of any such
legislature shall hereafter organization shall
be authorized or allowed participate in the
within this state; and the management or operation
legislature shall pass of such game; and (4) no
appropriate laws to person shall receive any
prevent offenses against remuneration for
any of the provisions of participating in the
this section. (Amendment management or operation
approved by vote of the of any such game. Unless
people November 5, otherwise provided by
2013.) law, no single prize shall
2. Notwithstanding the exceed two hundred fifty
foregoing provisions of dollars, nor shall any
this section, any city, town series of prizes on one
or village within the state occasion aggregate more
may by an approving vote than one thousand dollars.
of the majority of the The legislature shall pass
qualified electors in such appropriate laws to
municipality voting on a effectuate the purposes of
proposition therefor this subdivision, ensure
submitted at a general or that such games are
special election authorize, rigidly regulated to
subject to state legislative prevent commercialized
supervision and control, gambling, prevent
the conduct of one or both participation by criminal
of the following and other undesirable
categories of games of elements and the diversion
chance commonly known of funds from the
as: (a) bingo or lotto, in purposes authorized
which prizes are awarded hereunder and establish a
on the basis of designated method by which a
numbers or symbols on a municipality which has
card conforming to authorized such games

12
The Constitution of the State of New York

may rescind or revoke unreasonable searches and


such authorization. Unless seizures, shall not be
permitted by the violated, and no warrants
legislature, no shall issue, but upon
municipality shall have probable cause, supported
the power to pass local by oath or affirmation,
laws or ordinances and particularly
relating to such games. describing the place to be
Nothing in this section searched, and the persons
shall prevent the or things to be seized.
legislature from passing The right of the people
laws more restrictive than to be secure against
any of the provisions of unreasonable interception
this section. (Amendment of telephone and telegraph
approved by vote of the communications shall not
people November 7, 1939; be violated, and ex parte
further amended by vote orders or warrants shall
of the people November 5, issue only upon oath or
1957; November 8, 1966; affirmation that there is
November 4, 1975; reasonable ground to
November 6, believe that evidence of
1984; November 6, 2001.) crime may be thus
obtained, and identifying
[Section 10, which dealt the particular means of
with ownership of lands, communication, and
allodial tenures and particularly describing the
escheats, was repealed person or persons whose
by amendment approved communications are to be
by vote of the people intercepted and the
November 6, 1962.] purpose thereof. (New.
Adopted by Constitutional
Convention of
[Equal protection of 1938 and approved by
laws; discrimination in vote of the people
civil rights prohibited] November 8, 1938.)
§11. No person shall be
denied the equal [Section 13, which dealt
protection of the laws of with purchase of lands
this state or any of Indians, was repealed
subdivision thereof. No by amendment approved
person shall, because of by vote of the people
race, color, creed or November 6, 1962.]
religion, be subjected to
any discrimination in his [Common law and acts
or her civil rights by any of the colonial and state
other person or by any legislatures]
firm, corporation, or §14. Such parts of the
institution, or by the state common law, and of the
or any agency or acts of the legislature of
subdivision of the state. the colony of New York,
(New. Adopted by as together did form the
Constitutional Convention law of the said colony, on
of 1938 and approved by the nineteenth day of
vote of the people April, one thousand seven
November 8, 1938; hundred seventy-five, and
amended by vote of the the resolutions of the
people November 6, congress of the said
2001.) colony, and of the
convention of the State of
[Security against New York, in force on the
unreasonable searches, twentieth day of April,
seizures and one thousand seven
interceptions] §12. The hundred seventy-seven,
right of the people to be which have not since
secure in their persons, expired, or been repealed
houses, papers and or altered; and such acts
effects, against of the legislature of this
13
The Constitution of the State of New York
state as are now in force, than five days in any
shall be and continue the week, except in cases of
law of this state, subject to extraordinary emergency;
such alterations as the nor shall he or she be paid
legislature shall make less than the rate of wages
concerning the same. But prevailing in the same
all such parts of the trade or occupation in the
common law, and such of locality within the state
the said acts, or parts where such public work is
thereof, as are repugnant to be situated, erected or
to this constitution, are used.
hereby abrogated.
(Formerly §16.
Renumbered and amended
by Constitutional Employees shall have
Convention of 1938 and the right to organize and
approved by vote of the to bargain collectively
people November 8, through representatives of
1938.) their own choosing. (New.
Adopted by Constitutional
[Section 15, which dealt Convention of 1938 and
with certain grants of approved by vote of the
lands and of charters people
made by the king of November 8, 1938;
Great Britain and the amended by vote of the
state and obligations and people November 6,
contracts not to be 2001.)
impaired, was repealed
by amendment approved [Workers’
by vote of the people compensation]
November 6, 1962.] §18. Nothing contained in
this constitution shall be
[Damages for injuries construed to limit the
causing death] power of the legislature to
§16. The right of action enact laws for the
now existing to recover protection of the lives,
damages for injuries health, or safety of
resulting in death, shall employees; or for the
never be abrogated; and payment, either by
the amount recoverable employers, or by
shall not be subject to any employers and employees
statutory limitation. or otherwise, either
(Formerly §18. directly or through a state
Renumbered by or other system of
Constitutional Convention insurance or otherwise, of
of 1938 and approved by compensation for injuries
vote of the people to employees or for death
November 8, 1938.) of employees resulting
from such injuries without
[Labor not a regard to fault as a cause
commodity; hours and thereof, except where the
wages in public work; injury is occasioned by
right to organize and the wilful intention of the
bargain collectively] injured employee to bring
§17. Labor of human about the injury or death
beings is not a commodity of himself or herself or of
nor an article of another, or where the
commerce and shall never injury results solely from
be so considered or the intoxication of the
construed. injured employee while
No laborer, worker or on duty; or for the
mechanic, in the employ adjustment, determination
of a contractor or sub- and settlement, with or
contractor engaged in the without trial by jury, of
performance of any public issues which may arise
work, shall be permitted under such legislation; or
to work more than eight to provide that the right of
hours in any day or more such compensation, and
14
The Constitution of the State of New York

the remedy therefor shall manner in which, and the


be exclusive of all other time and place at which,
rights and remedies for qualified voters who, on
injuries to employees or the occurrence of any
for death resulting from election, may be absent
such injuries; or to from the county of their
provide that the amount of residence or, if residents
such compensation for of the city of New York,
death shall not exceed a from the city, and
fixed or determinable qualified voters who, on
sum; provided that all the occurrence of any
moneys paid by an election, may be unable to
employer to his or her appear personally at the
employees or their legal polling place because of
representatives, by reason illness or physical
of the enactment of any of disability, may vote and
the laws herein for the return and canvass
authorized, shall be held of their votes. (Formerly
to be a proper charge in §1-a. Renumbered by
the cost of operating the Constitutional Convention
business of the employer. of 1938 and approved by
(Formerly §19. vote of the people
Renumbered by November 8, 1938;
Constitutional Convention amended by vote of the
of 1938 and approved by people November 4, 1947;
vote of the people November 8, 1955;
November 8, 1938; November 5, 1963.)
amended by vote of the
people November 6, [Persons excluded from
2001.) the right of suffrage]
§3. No person who shall
receive, accept, or offer to
ARTICLE II receive, or pay, offer or
SUFFRAGE promise to pay,
contribute, offer or
[Qualifications of voters] promise to contribute to
Section 1. Every citizen another, to be paid or
shall be entitled to vote at used, any money or other
every election for all valuable thing as a
officers elected by the compensation or reward
people and upon all for the giving or
questions submitted to the withholding a vote at an
vote of the people election, or who shall
provided that such citizen make any promise to
is eighteen years of age or influence the giving or
over and shall have been a withholding any such
resident of this state, and vote, or who shall make or
of the county, city, or become directly or
village for thirty days next indirectly interested in
preceding an election. any bet or wager
(Amended by depending upon the result
Constitutional Convention of any election, shall vote
of 1938 and approved by at such election; and upon
vote of the people challenge for such cause,
November 8, 1938; the person so challenged,
further amended by vote before the officers
of the people November authorized for that
2, 1943; November 6, purpose shall receive his
1945; or her vote, shall swear or
November 6, 1961; affirm before such
November 8, 1966; officers that he or she has
November 7, 1995.) not received or offered,
does not expect to receive,
[Absentee voting] has not paid, offered or
§2. The legislature may, promised to pay,
by general law, provide a contributed, offered or
promised to contribute to
15
The Constitution of the State of New York
another, to be paid or [Registration and
used, any money or other election laws to be
valuable thing as a passed]
compensation or reward §5. Laws shall be made
for the giving or for ascertaining, by proper
withholding a vote at such proofs, the citizens who
election, and has not made shall be entitled to the
any promise to influence right of suffrage hereby
the giving or withholding established, and for the
of any such vote, nor registration of voters;
made or become directly which registration shall be
or indirectly interested in completed at least ten
any bet or wager days before each election.
depending upon the result Such registration shall not
of such election. The be required for town and
legislature shall enact village elections except by
laws excluding from the express provision of law.
right of suffrage all (Formerly §4.
persons convicted of Renumbered by
bribery or of any Constitutional Convention
infamous crime. of 1938 and approved by
(Formerly §2. vote of the people
Renumbered by November 8, 1938;
Constitutional Convention amended by vote of the
of 1938 and approved by people November 6, 1951;
vote of the people further amended by vote
November 8, 1938; of the people November
amended by vote of the 8, 1955; November
people November 6, 8, 1966; November 7,
2001.) 1995.)

[Certain occupations [Permanent registration]


and conditions not to §6. The legislature may
affect residence] provide by law for a
§4. For the purpose of system or systems of
voting, no person shall be registration whereby upon
deemed to have gained or personal application a
lost a residence, by reason voter may be regis- tered
of his or her presence or and his or her registration
absence, while employed continued so long as he or
in the service of the she shall remain qualified
United States; nor while to vote from an address
engaged in the navigation within the jurisdiction of
of the waters of this state, the board with which such
or of the United States, or voter is registered. (New.
of the high seas; nor while Adopted by Constitutional
a student of any seminary Convention of 1938 and
of learning; nor while kept approved by vote of the
at any almshouse, or other people November 8, 1938;
asylum, or institution amended by vote of the
wholly or partly supported people November 7, 1995;
at public expense or by November 6, 2001.)
charity; nor while
confined in any public [Manner of voting;
prison. (Formerly §3. identification of voters]
Renumbered by §7. All elections by the
Constitutional Convention citizens, except for such
of 1938 and approved by town officers as may by
vote of the people law be directed to be
November 8, 1938; otherwise chosen, shall be
amended by vote of the by ballot, or by such other
people November 6, method as may be
2001.) prescribed by law,
provided that secrecy in
voting be preserved. The
legislature shall provide
for identification of voters
through their signatures in
16
The Constitution of the State of New York

all cases where personal this article, the legislature


registration is required may, by general law,
and shall also provide for provide special
the signatures, at the time procedures whereby every
of voting, of all persons person who shall have
voting in person by ballot moved from another state
or voting machine, to this state or from one
whether or not they have county, city or village
registered in person, save within this state to another
only in cases of illiteracy county, city or village
or physical disability. within this state and who
(Formerly §5. shall have been an
Renumbered and amended inhabitant of this state in
by Constitutional any event for ninety days
Convention of 1938 and next preceding an election
approved by vote of the at which electors are to be
people November 8, chosen for the office of
1938.) president and vice
president of the United
[Bi-partisan registration States shall be entitled to
and election boards] vote in this state solely for
§8. All laws creating, such electors, provided
regulating or affecting such person is otherwise
boards or officers charged qualified to vote in this
with the duty of state and is not able to
qualifying voters, or of qualify to vote for such
distributing ballots to electors in any other state.
voters, or of receiving, The legislature may also,
recording or counting by general law, prescribe
votes at elections, shall special procedures
secure equal whereby every person
representation of the two who is registered and
political parties which, at would be qualified to vote
the general election next in this state but for his or
preceding that for which her removal from this
such boards or officers are state to another state
to serve, cast the highest within one year next
and the next highest preceding such election
number of votes. All such shall be entitled to vote in
boards and officers shall this state solely for such
be appointed or elected in electors, provided such
such manner, and upon person is not able to
the nomination of such qualify to vote for such
representatives of said electors in any other state.
parties respectively, as the (New. Added by vote of
legislature may direct. the people November 5,
Existing laws on this 1963; amended by vote of
subject shall continue the people November 6,
until the legislature shall 2001.)
otherwise provide. This
section shall not apply to
town, or village elections. ARTICLE III
(Formerly §6. LEGISLATURE
Renumbered and amended
by Constitutional [Legislative power]
Convention of 1938 and Section 1. The legislative
approved by vote of the power of this state shall
people November 8, 1938; be vested in the senate
further amended by vote and assembly.
of the people November
7, 1995.)
[Presidential elections;
special voting
procedures authorized]
§9. Notwithstanding the
residence requirements
imposed by section one of
17
The Constitution of the State of New York
[Number and terms of of senate and assembly
senators and districts next occurring, in
assemblymen] so far as such census and
§2. The senate shall the tabulation thereof
consist of fifty members4, purport to give the
except as hereinafter information necessary
provided. The senators therefor. The legislature,
elected in the year one by law, shall provide for
thousand eight hundred the making and tabulation
and ninety-five shall hold by state authorities of an
their offices for three enumeration of the
years, and their successors inhabitants of the entire
shall be chosen for two state to be used for such
years. The assembly shall purposes, instead of a
consist of one hundred federal census, if the
and fifty members. The taking of a federal census
assembly members in any tenth year from the
elected in the year one year nineteen hundred
thousand nine hundred thirty be omitted or if the
and thirty-eight, and their federal census fails to
successors, shall be show the number of aliens
chosen for two years. or Indians not taxed. If a
(Amended by vote of the federal census, though
people November 2, 1937; giving the requisite
November 6, 2001.) information as to the state
at large, fails to give the
[Senate districts] information as to any civil
§3. The senate districts5, or territorial divisions
described in section three which is required to be
of article three of this known for such purposes,
constitution as adopted by the legislature, by law,
the people on November shall provide for such an
sixth, eighteen hundred enumeration of the
ninety-four are hereby inhabitants of such parts
continued for all of the of the state only as may be
purposes of future necessary, which shall
reapportionments of supersede in part the
senate districts pursuant to federal census and be used
section four of this article. in connection therewith
(Formerly §3. Repealed for such purposes. The
and replaced by new §3 legislature, by law, may
amended by vote of the provide in its discretion
people November 6, for an enumeration by
1962.) state authorities of the
inhabitants of the state, to
[Readjustments and be used for such purposes,
reapportionments; when in place of a federal
federal census to census, when the return of
control] §4. (a) Except as a decennial federal census
herein otherwise is delayed so that it is not
provided, the federal available at the beginning
census taken in the year of the regular session of
nineteen hundred thirty the legislature in the
and each federal census second year after the year
taken decennially nineteen hundred thirty or
thereafter shall be after any tenth year
controlling as to the therefrom, or if an
number of inhabitants in apportionment of
the state or any part members of assembly and
thereof for the purposes of readjustment or alteration
the apportionment of of senate districts is not
members of assembly and made at or before such a
readjustment or alteration session. At the regular
session in the year
4 State Law §123 sets forth nineteen hundred thirty-
current number of senators. two, and at the first
5 State Law §124 currently
regular session after the
year nineteen hundred
sets forth 63 senate districts.
18
The Constitution of the State of New York

forty and after each tenth counties, or which are


year therefrom the senate separated only by public
districts shall be waters, shall have more
readjusted or altered, but than one-half of all the
if, in any decade, counting senators.
from and including that (b) The independent
which begins with the redistricting commission
year nineteen hundred established pursuant to
thirtyone, such a section five-b of this
readjustment or alteration article shall prepare a
is not made at the time redistricting plan to
above prescribed, it shall establish senate, assembly,
be made at a subsequent and congressional districts
session occurring not later every ten years
than the sixth year of such commencing in two
decade, meaning not later thousand twenty-one, and
than nineteen hundred shall submit to the
thirty-six, nineteen legislature such plan and
hundred forty-six, the implementing
nineteen hundred fifty-six, legislation therefor on or
and so on; provided, before January first or as
however, that if such soon as practicable
districts shall have been thereafter but no later than
readjusted or altered by January fifteenth in the
law in either of the years year ending in two
nineteen hundred thirty or beginning in two thousand
nineteen hundred thirty- twenty-two. The
one, they shall remain redistricting plans for the
unaltered until the first assembly and the senate
regular session after the shall be contained in and
year nineteen hundred voted upon by the
forty. No town, except a legislature in a single bill,
town having more than a and the congressional
full ratio of district plan may be
apportionment, and no included in the same bill if
block in a city inclosed by the legislature chooses to
streets or public ways, do so. The implementing
shall be divided in the legislation shall be voted
formation of senate upon, without amendment,
districts. In the by the senate or the
reapportionment of senate assembly and if approved
districts, no district shall by the first house voting
contain a greater excess in upon it, such legislation
population over an shall be delivered to the
adjoining district in the other house immediately
same county, than the to be voted upon without
population of a town or amendment. If approved
block therein adjoining by both houses, such
such district. Counties, legislation shall be
towns or blocks which, presented to the governor
from their location, may for action.
be included in either of If either house shall fail
two districts, shall be so to approve the legislation
placed as to make said implementing the first
districts most nearly equal redistricting plan, or the
in number of inhabitants, governor shall veto such
excluding aliens. legislation and the
No county shall have legislature shall fail to
four or more senators override such veto, each
unless it shall have a full house or the governor if
ratio for each senator. No he or she vetoes it, shall
county shall have more notify the commission that
than one-third of all the such legislation has been
senators; and no two disapproved. Within
counties or the territory fifteen days of such
thereof as now organized, notification and in no case
which are adjoining later than February
19
The Constitution of the State of New York
twenty-eighth, the (2) In the event
redistricting commission that the speaker of the
shall prepare and submit assembly and the
to the legislature a second temporary president of
redistricting plan and the the senate are members
necessary implementing of two different political
legislation for such plan. parties, approval of
Such legislation shall be legislation submitted by
voted upon, without the independent
amendment, by the senate redistricting commission
or the assembly and, if pursuant to subdivision
approved by the first (g) of section five-b of
house voting upon it, such this article shall require
legislation shall be the vote in support of its
delivered to the other passage by at least sixty
house immediately to be percent of the members
voted upon without elected to each house.
amendment. If approved (3) In the event
by both houses, such that the speaker of the
legislation shall be assembly and the
presented to the governor temporary president of
for action. the senate are members
If either house shall fail of the same political
to approve the legislation party, approval of
implementing the second legislation submitted by
redistricting plan, or the the independent
governor shall veto such redistricting commission
legislation and the pursuant to subdivision
legislature shall fail to (f) or (g) of section five-
override such veto, each b of this article shall
house shall introduce such require the vote in
implementing legislation support of its passage by
with any amendments at least two-thirds of the
each house of the members elected to each
legislature deems house.
necessary. All such (c) Subject to the
amendments shall comply requirements of the
with the provisions of this federal constitution and
article. If approved by statutes and in compliance
both houses, such with state constitutional
legislation shall be requirements, the
presented to the governor following principles shall
for action. be used in the creation of
All votes by the senate state senate and state
or assembly on any assembly districts and
redistricting plan congressional districts:
legislation pursuant to this (1) When drawing
article shall be conducted district lines, the
in accordance with the commission shall
following rules: consider whether such
(1) In the event lines would result in the
that the speaker of the denial or abridgement of
assembly and the racial or language
temporary president of minority voting rights,
the senate are members and districts shall not be
of two different political drawn to have the
parties, approval of purpose of, nor shall
legislation submitted by they result in, the denial
the independent or abridgement of such
redistricting commission rights. Districts shall be
pursuant to subdivision drawn so that, based on
(f) of section five-b of the totality of the
this article shall require circumstances, racial or
the vote in support of its minority language
passage by at least a groups do not have less
majority of the members opportunity to
elected to each house. participate in the
political process than

20
The Constitution of the State of New York

other members of the White Plains; and (ii)


electorate and to elect counties: Bronx, Kings,
representatives of their New York, Queens,
choice. Richmond, Nassau, and
(2) To the extent Suffolk. Notice of all such
practicable, districts hearings shall be widely
shall contain as nearly as published using the best
may be an equal number available means and
of inhabitants. For each media a reasonable time
district that deviates before every hearing. At
from this requirement, least thirty days prior to
the commission shall the first public hearing
provide a specific public and in any event no later
explanation as to why than September fifteenth
such deviation exists. of the year ending in one
(3) Each district or as soon as practicable
shall consist of thereafter, the independent
contiguous territory. redistricting commission
(4) Each district shall make widely
shall be as compact in available to the public, in
form as practicable. print form and using the
(5) Districts shall best available technology,
not be drawn to its draft redistricting
discourage competition plans, relevant data, and
or for the purpose of related information. Such
favoring or disfavoring plans, data, and
incumbents or other information shall be in a
particular candidates or form that allows and
political parties. The facilitates their use by the
commission shall public to review, analyze,
consider the and comment upon such
maintenance of cores of plans and to develop
existing districts, of pre- alternative redistricting
existing political plans for presentation to
subdivisions, including the commission at the
counties, cities, and public hearings. The
towns, and of independent redistricting
communities of interest. commission shall report
(6) In drawing the findings of all such
senate districts, towns or hearings to the legislature
blocks which, from their upon submission of a
location may be included redistricting plan.
in either of two districts, (d) The ratio for
shall be so placed as to apportioning senators
make said districts most shall always be obtained
nearly equal in number by dividing the number
of inhabitants. The of inhabitants, excluding
requirements that senate aliens, by fifty, and the
districts not divide senate shall always be
counties or towns, as composed of fifty
well as the 'block-on- members, except that if
border' and 'town-on- any county having three
border' rules, shall or more senators at the
remain in effect. time of any
During the preparation apportionment shall be
of the redistricting plan, entitled on such ratio to
the independent an additional senator or
redistricting commission senators, such additional
shall conduct not less than senator or senators shall
one public hearing on be given to such county
proposals for the in addition to the fifty
redistricting of senators, and the whole
congressional and state number of senators shall
legislative districts in each be increased to that
of the following (i) cities: extent.
Albany, Buffalo, The senate districts,
Syracuse, Rochester, and including the present ones,
21
The Constitution of the State of New York
as existing immediately except the county of
before the enactment of a Hamilton, shall always be
law readjusting or altering entitled to one member of
the senate districts, shall assembly, and no county
continue to be the senate shall hereafter be erected
districts of the state until unless its population shall
the expirations of the entitle it to a member. The
terms of the senators then county of Hamilton shall
in office, except for the elect with the county of
purpose of an election of Fulton, until the
senators for full terms population of the county
beginning at such of Hamilton shall,
expirations, and for the according to the ratio,
formation of assembly entitle it to a member. But
districts. the legislature may
(e) The process for abolish the said county of
redistricting Hamilton and annex the
congressional and state territory thereof to some
legislative districts other county or counties.
established by this The quotient obtained
section and sections five by dividing the whole
and five-b of this article number of inhabitants of
shall govern redistricting the state, excluding aliens,
in this state except to the by the number of
extent that a court is members of assembly,
required to order the shall be the ratio for
adoption of, or changes apportionment, which
to, a redistricting plan as shall be made as follows:
a remedy for a violation One member of assembly
of law. shall be apportioned to
A reapportionment plan every county, including
and the districts contained Fulton and Hamilton as
in such plan shall be in one county, containing
force until the effective less than the ratio and
date of a plan based upon one-half over. Two
the subsequent federal members shall be
decennial census taken in apportioned to every other
a year ending in zero county. The remaining
unless modified pursuant members of assembly
to court order. (Amended shall be apportioned to the
by vote of the people counties having more than
November 6, 1945; further two ratios according to the
amended by vote of the number of inhabitants,
people November 4, excluding aliens.
2014.) Members apportioned on
remainders shall be
[Apportionment of apportioned to the
assemblymen; creation counties having the
of assembly districts] highest remainders in the
§5. The members of the order thereof respectively.
assembly shall be chosen No county shall have
by single districts and more members of
shall be apportioned assembly than a county
pursuant to this section having a greater number
and sections four and five- of inhabitants, excluding
b of this article at each aliens.
regular session at which The assembly districts6,
the senate districts are including the present ones,
readjusted or altered, and as existing immediately
by the same law, among before the enactment of a
the several counties of the law making an
state, as nearly as may be apportionment of
according to the number members of assembly
of their respective among the counties, shall
inhabitants, excluding continue to be the
aliens. Every county
heretofore established and 6 State Law §121 sets forth
separately organized,
150 assembly districts.
22
The Constitution of the State of New York

assembly districts of the nineteen hundred forty-


state until the expiration six. In counties having
of the terms of members more than one senate
then in office, except for district, the same number
the purpose of an election of assembly districts shall
of members of assembly be put in each senate
for full terms beginning at district, unless the
such expirations. assembly districts cannot
In any county entitled be evenly divided among
to more than one member, the senate districts of any
the board of supervisors, county, in which case one
and in any city embracing more assembly district
an entire county and shall be put in the senate
having no board of district in such county
supervisors, the common having the largest, or one
council, or if there be less assembly district shall
none, the body exercising be put in the senate
the powers of a common district in such county
council, shall assemble at having the smallest
such times as the number of inhabitants,
legislature making an excluding aliens, as the
apportionment shall case may require. Nothing
prescribe, and divide such in this section shall
counties into assembly prevent the division, at
districts as nearly equal in any time, of counties and
number of inhabitants, towns and the erection of
excluding aliens, as may new towns by the
be, of convenient and legislature.
contiguous territory in as An apportionment by
compact form as the legislature, or other
practicable, each of which body, shall be subject to
shall be wholly within a review by the supreme
senate district formed court, at the suit of any
under the same citizen, under such
apportionment, equal to reasonable regulations as
the number of members of the legislature may
assembly to which such prescribe; and any court
county shall be entitled, before which a cause
and shall cause to be filed may be pending
in the office of the involving an
secretary of state and of apportionment, shall give
the clerk of such county, a precedence thereto over
description of such all other causes and
districts, specifying the proceedings, and if said
number of each district court be not in session it
and of the inhabitants shall convene promptly
thereof, excluding aliens, for the disposition of the
according to the census or same. The court shall
enumeration used as the render its decision within
population basis for the sixty days after a petition
formation of such is filed. In any judicial
districts; and such proceeding relating to
apportionment and redistricting of
districts shall remain congressional or state
unaltered until after the legislative districts, any
next reapportionment of law establishing
members of assembly, congressional or state
except that the board of legislative districts found
supervisors of any county to violate the provisions
containing a town having of this article shall be
more than a ratio of invalid in whole or in
apportionment and one- part. In the event that a
half over may alter the court finds such a
assembly districts in a violation, the legislature
senate district containing shall have a full and
such town at any time on reasonable opportunity to
or before March first, correct the law's legal
23
The Constitution of the State of New York
infirmities. (Amended by favor of such
vote of the people appointment, and these
November 6, 1945; two members shall not
further amended by vote have been enrolled in
of the people November the preceding five years
4, 2014.) in either of the two
political parties that
[Definition of contain the largest or
inhabitants] second largest number
§5-a. For the purpose of of enrolled voters
apportioning senate and within the state;
assembly districts (6) one member
pursuant to the foregoing shall be designated
provisions of this article, chair of the commission
the term “inhabitants, by a majority of the
excluding aliens” shall members appointed
mean the whole number pursuant to paragraphs
of persons. (New. Added (1) through (5) of this
by vote of the people subdivision to convene
November 4, 1969.) and preside over each
meeting of the
[Independent commission.
redistricting (b) The members of the
commission] independent redistricting
§5-b. (a) On or before commission shall be
February first of each registered voters in this
year ending with a zero state. No member shall
and at any other time a within the last three years:
court orders that (1) be or have been
congressional or state a member of the New
legislative districts be York state legislature or
amended, an United States Congress
independent redistricting or a statewide elected
commission shall be official;
established to determine (2) be or have been
the district lines for a state officer or
congressional and state employee or legislative
legislative offices. The employee as defined in
independent redistricting section seventy-three of
commission shall be the public officers law;
composed of ten
(3) be or have been
members, appointed as
a registered lobbyist in
follows:
New York state;
(1) two members (4) be or have been
shall be appointed by a political party
the temporary president chairman, as defined in
of the senate; paragraph (k) of
(2) two members subdivision one of
shall be appointed by section seventy-three of
the speaker of the the public officers law;
assembly; (5) be the spouse
(3) two members of a statewide elected
shall be appointed by official or of any
the minority leader of member of the United
the senate; States Congress, or of
(4) two members the state legislature.
shall be appointed by (c) To the extent
the minority leader of practicable, the members
the assembly; of the independent
(5) two members redistricting commission
shall be appointed by shall reflect the diversity
the eight members of the residents of this
appointed pursuant to state with regard to race,
paragraphs (1) through ethnicity, gender,
(4) of this subdivision language, and
by a vote of not less geographic residence
than five members in and to the extent

24
The Constitution of the State of New York

practicable the by the commission for


appointing authorities submission to the
shall consult with legislature shall require
organizations devoted to the vote in support of its
protecting the voting approval by at least
rights of minority and seven members
other voters concerning including at least one
potential appointees to member appointed by
the commission. each of the legislative
(d) Vacancies in leaders.
the membership of the (2) In the event
commission shall be that the speaker of the
filled within thirty days assembly and the
in the manner provided temporary president of
for in the original the senate are members
appointments. of two different political
(e) The legislature parties, approval of a
shall provide by law for redistricting plan by the
the compensation of the commission for
members of the submission to the
independent redistricting legislature shall require
commission, including the vote in support of its
compensation for actual approval by at least
and necessary expenses seven members
incurred in the including at least one
performance of their member appointed by
duties. the speaker of the
(f) A minimum of assembly and one
five members of the member appointed by
independent redistricting the temporary president
commission shall of the senate.
constitute a quorum for (g) In the event
the transaction of any that the commission is
business or the exercise unable to obtain seven
of any power of such votes to approve a
commission prior to the redistricting plan on or
appointment of the two before January first in
commission members the year ending in two or
appointed pursuant to as soon as practicable
paragraph (5) of thereafter, the
subdivision (a) of this commission shall submit
section, and a minimum to the legislature that
of seven members shall redistricting plan and
constitute a quorum after implementing legislation
such members have been that garnered the highest
appointed, and no number of votes in
exercise of any power of support of its approval
the independent by the commission with
redistricting commission a record of the votes
shall occur without the taken. In the event that
affirmative vote of at more than one plan
least a majority of the received the same
members, provided that, number of votes for
in order to approve any approval, and such
redistricting plan and number was higher than
implementing that for any other plan,
legislation, the following then the commission
rules shall apply: shall submit all plans
(1) In the event that obtained such
that the speaker of the number of votes. The
assembly and the legislature shall consider
temporary president of and vote upon such
the senate are members implementing legislation
of the same political in accordance with the
party, approval of a voting rules set forth in
redistricting plan and subdivision (b) of
implementing legislation
25
The Constitution of the State of New York
section four of this both of the co-executive
article. directors within forty-
(h) (1) The five days of the
independent redistricting establishment of a
commission shall quorum of seven
appoint two coexecutive commissioners, the
directors by a majority following procedure
vote of the commission shall be followed:
in accordance with the (i) In the event
following procedure: that the speaker of the
(i) In the event assembly and the
that the speaker of the temporary president of
assembly and the the senate are members
temporary president of of two different political
the senate are members parties, within ten days
of two different political the speaker's appointees
parties, the coexecutive on the commission shall
directors shall be appoint one coexecutive
approved by a majority director, and the
of the commission that temporary president's
includes at least one appointees on the
appointee by the speaker commission shall
of the assembly and at appoint the other co-
least one appointee by executive director. Also
the temporary president within ten days the
of the senate. minority leader of the
(ii) In the event that the assembly shall select a
speaker of the assembly co-deputy executive
and the temporary director, and the
president of the senate are minority leader of the
members of the same senate shall select the
political party, the other codeputy executive
coexecutive directors shall director.
be approved by a majority (ii) In the event
of the commission that that the speaker of the
includes at least one assembly and the
appointee by each of the temporary president of
legislative leaders. the senate are members
(2) One of the co- of the same political
executive directors shall party, within ten days
be enrolled in the the speaker's and
political party with the temporary president's
highest number of appointees on the
enrolled members in the commission shall
state and one shall be together appoint one co-
enrolled in the political executive director, and
party with the second the two minority leaders'
highest number of appointees on the
enrolled members in the commission shall
state. The co-executive together appoint the
directors shall appoint other coexecutive
such staff as are director.
necessary to perform the (4) In the event of a
commission's duties, vacancy in the offices of
except that the co-executive director or
commission shall review codeputy executive
a staffing plan prepared director, the position shall
and provided by the be filled within ten days
coexecutive directors of its occurrence by the
which shall contain a list same appointing authority
of the various positions or authorities that
and the duties, appointed his or her
qualifications, and predecessor.
salaries associated with (i) The state budget
each position. shall include necessary
(3) In the event appropriations for the
that the commission is expenses of the
unable to appoint one or independent redistricting

26
The Constitution of the State of New York

commission, provide for fixed by law for the


compensation and particular and additional
reimbursement of services appertaining to or
expenses for the members entailed by such office or
and staff of the special capacity. Neither
commission, assign to the the salary of any member
commission any nor any other allowance
additional duties that the so fixed may be increased
legislature may deem or diminished during, and
necessary to the with respect to, the term
performance of the duties for which he or she shall
stipulated in this article, have been elected, nor
and require other agencies shall he or she be paid or
and officials of the state of receive any other extra
New York and its political compensation. The
subdivisions to provide provisions of this section
such information and and laws enacted in
assistance as the compliance therewith
commission may require shall govern and be
to perform its duties. exclusively controlling,
(New. according to their terms.
Added by vote of the Members shall continue to
people November 4, receive such salary and
2014.) additional allowance as
heretofore fixed and
provided in this section,
[Compensation,
until changed by law
allowances and traveling
pursuant to this section.
expenses of members]
(Amended by
§6. Each member of the
Constitutional Convention
legislature shall receive
of 1938 and approved by
for his or her services a
vote of the people
like annual salary, to be
November 8, 1938;
fixed by law. He or she
further amended by vote
shall also be reimbursed
of the people November
for his or her actual
4, 1947; November 3,
traveling expenses in
1964; November 6, 2001.)
going to and returning
from the place in which
the legislature meets, not [Qualifications of
more than once each week members; prohibitions
while the legislature is in on certain civil
session. Senators, when appointments;
the senate alone is acceptance to vacate
convened in extraordinary seat]
session, or when serving §7. No person shall serve
as members of the court as a member of the
for the trial of legislature unless he or
impeachments, and such she is a citizen of the
members of the assembly, United States and has
not exceeding nine in been a resident of the state
number, as shall be of New York for five
appointed managers of an years, and, except as
impeachment, shall hereinafter otherwise
receive an additional per prescribed, of the
diem allowance, to be assembly or senate district
fixed by law. Any for the twelve months
member, while serving as immediately preceding his
an officer of his or her or her election; if elected
house or in any other a senator or member of
special capacity therein or assembly at the first
directly connected election next ensuing after
therewith not hereinbefore a readjustment or
in this section specified, alteration of the senate or
may also be paid and assembly districts
receive, in addition, any becomes effective, a
allowance which may be person, to be eligible to
serve as such, must have
27
The Constitution of the State of New York
been a resident of the of 1938 and approved by
county in which the senate vote of the people
or assembly district is November 8, 1938.)
contained for the twelve
months immediately [Powers of each house]
preceding his or her §9. A majority of each
election. No member of house shall constitute a
the legislature shall, quorum to do business.
during the time for which Each house shall
he or she was elected, determine the rules of its
receive any civil own proceedings, and be
appointment from the the judge of the elections,
governor, the governor returns and qualifications
and the senate, the of its own members; shall
legislature or from any choose its own officers;
city government, to an and the senate shall
office which shall have choose a temporary
been created, or the president and the
emoluments whereof shall assembly shall choose a
have been increased speaker. (Formerly §10.
during such time. If a Renumbered by
member of the legislature Constitutional Convention
be elected to congress, or of 1938 and approved by
appointed to any office, vote of the people
civil or military, under the November 8, 1938.
government of the United Amended by vote of the
States, the state of New people November 5,
York, or under any city 1963.)
government except as a
member of the national [Journals; open sessions;
guard or naval militia of adjournments]
the state, or of the reserve
§10. Each house of the
forces of the United
legislature shall keep a
States, his or her
journal of its proceedings,
acceptance thereof shall
and publish the same,
vacate his or her seat in
except such parts as may
the legislature, providing,
require secrecy. The doors
however, that a member
of each house shall be
of the legislature may be
kept open, except when
appointed commissioner
the public welfare shall
of deeds or to any office
require secrecy. Neither
in which he or she shall
house shall, without the
receive no compensation.
consent of the other,
(New. Derived in part
adjourn for more than two
from former §§7 and 8.
days. (Formerly §11.
Adopted by Constitutional
Renumbered and amended
Convention of 1938 and
by Constitutional
approved by vote of the
Convention of 1938 and
people November 8, 1938;
approved by vote of the
amended by vote of the
people
people November 2,
November 8, 1938.)
1943.)
[Members not to be
[Time of elections of
questioned for speeches]
members]
§11. For any speech or
§8. The elections of
debate in either house of
senators and members of
the legislature, the
assembly, pursuant to the
members shall not be
provisions of this
questioned in any other
constitution, shall be held
place. (Formerly §12.
on the Tuesday
Renumbered by
succeeding the first
Constitutional Convention
Monday of November,
of 1938 and approved by
unless otherwise directed
vote of the people
by the legislature.
November 8, 1938.)
(Formerly §9.
Renumbered by
Constitutional Convention

28
The Constitution of the State of New York

[Bills may originate in and the ayes and nays


either house; may be entered on the journal.
amended by the other] For purposes of this
§12. Any bill may section, a bill shall be
originate in either house deemed to be printed and
of the legislature, and all upon the desks of the
bills passed by one house members if: it is set forth
may be amended by the in a legible electronic
other. (Formerly §13. format by electronic
Renumbered by means, and it is available
Constitutional Convention for review in such format
of 1938 and approved by at the desks of the
vote of the people members. For purposes of
November 8, 1938.) this section "electronic
means" means any method
[Enacting clause of bills; of transmission of
no law to be enacted information between
except by bill] computers or other
§13. The enacting clause machines designed for the
of all bills shall be “The purpose of sending and
People of the State of receiving such
New York, represented in transmissions and which:
Senate and Assembly, do allows the recipient to
enact as follows,” and no reproduce the information
law shall be enacted transmitted in a tangible
except by bill. (Formerly medium of expression;
§14. Renumbered by and does not permit
Constitutional Convention additions, deletions or
of 1938 and approved by other changes to be made
vote of the people without leaving an
November 8, 1938.) adequate record thereof.
[Manner of passing bills; (Formerly §15.
message of necessity for Renumbered and amended
immediate vote] §14. No by Constitutional
bill shall be passed or Convention of 1938 and
become a law unless it approved by vote of the
shall have been printed people November 8, 1938;
and upon the desks of the further amended by vote
members, in its final form, of the people: November
at least three calendar 6, 2001; November 4,
legislative days prior to its 2014.)
final passage, unless the
governor, or the acting [Private or local bills to
governor, shall have embrace only one
certified, under his or her subject, expressed in
hand and the seal of the title] §15. No private or
state, the facts which in local bill, which may be
his or her opinion passed by the legislature,
necessitate an immediate shall embrace more than
vote thereon, in which one subject, and that shall
case it must nevertheless be expressed in the title.
be upon the desks of the (Formerly §16.
members in final form, Renumbered by
not necessarily printed, Constitutional Convention
before its final passage; of 1938 and approved by
nor shall any bill be vote of the people
passed or become a law, November 8, 1938.)
except by the assent of a
majority of the members [Existing law not to be
elected to each branch of made applicable by
the legislature; and upon reference]
the last reading of a bill, §16. No act shall be
no amendment thereof passed which shall
shall be allowed, and the provide that any existing
question upon its final law, or any part thereof,
passage shall be taken shall be made or deemed a
immediately thereafter, part of said act, or which
29
The Constitution of the State of New York
shall enact that any Providing for the
existing law, or part building of bridges, except
thereof, shall be over the waters forming a
applicable, except by part of the boundaries of
inserting it in such act. the state, by other than a
(Formerly §17. municipal or other public
Renumbered by corporation or a public
Constitutional Convention agency of the state.
of (Formerly §18.
1938 and approved by Renumbered and amended
vote of the people by Constitutional
November 8, 1938.) Convention of 1938 and
approved by vote of the
[Cases in which private people November 8, 1938;
or local bills shall not be further amended by vote
passed] of the people November 3,
§17. The legislature shall 1964.)
not pass a private or local [Extraordinary sessions
bill in any of the of the legislature; power
following cases: to convene on legislative
Changing the names of initiative]
persons. §18. The members of the
Laying out, opening, legislature shall be
altering, working or empowered, upon the
discontinuing roads, presentation to the
highways or alleys, or for temporary president of the
draining swamps or other senate and the speaker of
low lands. Locating or the assembly of a petition
changing county seats. signed by two-thirds of
Providing for changes the members elected to
of venue in civil or each house of the
criminal cases. legislature, to convene the
Incorporating villages. legislature on
Providing for election extraordinary occasions to
of members of boards act upon the subjects
of supervisors. enumerated in such
Selecting, drawing, petition. (New. Added by
summoning or vote of the people
empaneling grand or November 4, 1975.)
petit jurors.
Regulating the rate of [Private claims not to be
interest on money. audited by legislature;
The opening and claims barred by lapse
conducting of elections of time]
or designating places of §19. The legislature shall
voting. neither audit nor allow
Creating, increasing or any private claim or
decreasing fees, account against the state,
percentages or allowances but may appropriate
of public officers, during money to pay such claims
the term for which said as shall have been audited
officers are elected or and allowed according to
appointed. law.
Granting to any No claim against the
corporation, association or state shall be audited,
individual the right to lay allowed or paid which, as
down railroad tracks. between citizens of the
Granting to any private state, would be barred by
corporation, association or lapse of time. But if the
individual any exclusive claimant shall be under
privilege, immunity or legal disability, the claim
franchise whatever. may be presented within
Granting to any person, two years after such
association, firm or disability is removed.
corporation, an exemption (Derived in part from
from taxation on real or former §6 of Art. 7.
personal property. Amended by
Constitutional Convention
30
The Constitution of the State of New York

of 1938 and approved by other law to fix such tax


vote of the people or object.
November 8, 1938; further Notwithstanding the
amended by vote of the foregoing or any other
people provision of this
November 3, 1964.) constitution, the
legislature, in any law
[Two-thirds bills] imposing a tax or taxes
§20. The assent of two- on, in respect to or
thirds of the members measured by income, may
elected to each branch of define the income on, in
the legislature shall be respect to or by which
requisite to every bill such tax or taxes are
appropriating the public imposed or measured, by
moneys or property for reference to any provision
local or private purposes. of the laws of the United
States as the same may be
[Certain sections not to or become effective at any
apply to bills time or from time to time,
recommended by certain and may prescribe
commissioners or public exceptions or
agencies] modifications to any such
§21. Sections 15, 16 and provision. (Formerly §24.
17 of this article shall not Renumbered by
apply to any bill, or the Constitutional Convention
amendments to any bill, of 1938 and approved by
which shall be vote of the people
recommended to the November 8, 1938;
legislature by amended by vote of the
commissioners or any people November 3,
public agency appointed 1959.)
or directed pursuant to
law to prepare revisions, [When yeas and nays
consolidations or necessary; three-fifths to
compilations of statutes. constitute quorum]
But a bill amending an §23. On the final passage,
existing law shall not be in either house of the
excepted from the legislature, of any act
provisions of sections 15, which imposes, continues
16 and 17 of this article or revives a tax, or creates
unless such amending bill a debt or charge, or
shall itself be makes, continues or
recommended to the revives any appropriation
legislature by such of public or trust money
commissioners or public or property, or releases,
agency. (Formerly §23. discharges or commutes
Renumbered and amended any claim or demand of
by Constitutional the state, the question
Convention of shall be taken by yeas and
1938 and approved by nays, which shall be duly
vote of the people entered upon the journals,
November 8, 1938.) and three-fifths of all the
members elected to either
[Tax laws to state tax house shall, in all such
and object distinctly; cases, be necessary to
definition of income for constitute a quorum
income tax purposes by therein. (Formerly §25.
reference to federal laws Renumbered by
authorized] §22. Every Constitutional Convention
law which imposes, of 1938 and approved by
continues or revives a tax vote of the people
shall distinctly state the November 8, 1938.)
tax and the object to
which it is to be applied, [Prison labor; contract
and it shall not be system abolished]
sufficient to refer to any §24. The legislature shall,
by law, provide for the
31
The Constitution of the State of New York
occupation and legislature, in order to
employment of prisoners insure continuity of state
sentenced to the several and local governmental
state prisons, operations in periods of
penitentiaries, jails and emergency caused by
reformatories in the state; enemy attack or by
and no person in any such disasters (natural or
prison, penitentiary, jail or otherwise), shall have
reformatory, shall be the power and the
required or allowed to immediate duty (1) to
work, while under provide for prompt and
sentence thereto, at any temporary succession to
trade, industry or the powers and duties of
occupation, wherein or public offices, of
whereby his or her work, whatever nature and
or the product or profit of whether filled by
his or her work, shall be election or appointment,
farmed out, contracted, the incumbents of which
given or sold to any may become unavailable
person, firm, association for carrying on the
or corporation, provided powers and duties of
that the legislature may such offices, and (2) to
provide by law that such adopt such other
prisoners may voluntarily measures as may be
perform work for necessary and proper for
nonprofit organizations. insuring the continuity of
As used in this section, governmental operations.
the term “nonprofit Nothing in this article
organization” means an shall be construed to
organization operated limit in any way the
exclusively for religious, power of the state to deal
charitable, or educational with emergencies arising
purposes, no part of the from any cause. (New.
net earnings of which Added by vote of the
inures to the benefit of people November 5,
any private shareholder or 1963.)
individual. This section
shall not be construed to
prevent the legislature ARTICLE IV
from providing that
EXECUTIVE
convicts may work for,
and that the products of
[Executive power;
their labor may be
election and terms of
disposed of to, the state or
governor and lieutenant-
any political division
governor]
thereof, or for or to any
Section 1. The executive
public institution owned
power shall be vested in
or managed and
the governor, who shall
controlled by the state, or
hold office for four
any political division
years; the lieutenant-
thereof. (Formerly §29.
governor shall be chosen
Renumbered and amended
at the same time, and for
by Constitutional
the same term. The
Convention of 1938 and
governor and lieutenant-
approved by vote of the
governor shall be chosen
people November 8, 1938;
at the general election
further amended by vote
held in the year nineteen
of the people November
hundred thirty-eight, and
6,
each fourth year
2001; November 3, 2009.)
thereafter. They shall be
chosen jointly, by the
[Emergency
casting by each voter of
governmental
a single vote applicable
operations; legislature
to both offices, and the
to provide for] §25.
legislature by law shall
Notwithstanding any
provide for making such
other provision of this
choice in such manner.
constitution, the
The respective persons
32
The Constitution of the State of New York

having the highest care that the laws are


number of votes cast faithfully executed. The
jointly for them for governor shall receive
governor and lieutenant- for his or her services an
governor respectively annual salary to be fixed
shall be elected. by joint resolution of the
(Amended by senate and assembly, and
Constitutional there shall be provided
Convention of 1938 and for his or her use a
approved by vote of the suitable and furnished
people executive residence.
November 8, 1938; further (Formerly §4.
amended by vote of the Renumbered and
people November 3, amended by
1953; November 6, 2001.) Constitutional
Convention of 1938 and
[Qualifications of approved by vote of the
governor and lieutenant- people November 8,
governor] 1938; further amended
§2. No person shall be by vote of the people
eligible to the office of November 3, 1953;
governor or lieutenant- November 5, 1963;
governor, except a November 6,
citizen of the United 2001.)
States, of the age of not
less than thirty years, [Reprieves,
and who shall have been commutations and
five years next preceding pardons; powers and
the election a resident of duties of governor
this state. (Amended by relating to grants of]
vote of the people §4. The governor shall
November 6, 2001.) have the power to grant
reprieves, commutations
[Powers and duties of and pardons after
governor; conviction, for all
compensation] offenses except treason
§3. The governor shall and cases of
be commander-in-chief impeachment, upon such
of the military and naval conditions and with such
forces of the state. The restrictions and
governor shall have limitations, as he or she
power to convene the may think proper, subject
legislature, or the senate to such regulations as may
only, on extraordinary be provided by law
occasions. At relative to the manner of
extraordinary sessions applying for pardons.
convened pursuant to the Upon conviction for
provisions of this section treason, the governor shall
no subject shall be acted have power to suspend the
upon, except such as the execution of the sentence,
governor may until the case shall be
recommend for reported to the legislature
consideration. The at its next meeting, when
governor shall the legislature shall either
communicate by pardon, or commute the
message to the sentence, direct the
legislature at every execution of the sentence,
session the condition of or grant a further reprieve.
the state, and The governor shall
recommend such matters annually communicate to
to it as he or she shall the legislature each case
judge expedient. The of reprieve, commutation
governor shall expedite or pardon granted, stating
all such measures as may the name of the convict,
be resolved upon by the the crime of which the
legislature, and shall take convict was convicted, the
sentence and its date, and
33
The Constitution of the State of New York
the date of the eligibility for office as the
commutation, pardon or governor. The lieutenant-
reprieve. (Formerly §5. governor shall be the
Renumbered by president of the senate but
Constitutional Convention shall have only a casting
of 1938 and approved by vote therein. The
vote of the people lieutenant-governor shall
November 8, 1938; receive for his or her
further amended by vote services an annual salary
of the people November to be fixed by joint
6, resolution of the senate
2001.) and assembly.
In case of vacancy in
[When lieutenant- the offices of both
governor to act as governor and lieutenant-
governor] governor, a governor and
§5. In case of the lieutenant-governor shall
removal of the governor be elected for the
from office or of his or remainder of the term at
her death or resignation, the next general election
the lieutenant-governor happening not less than
shall become governor for three months after both
the remainder of the term. offices shall have become
In case the governor- vacant. No election of a
elect shall decline to serve lieutenant-governor shall
or shall die, the lieutenant- be had in any event except
governor-elect shall at the time of electing a
become governor for the governor.
full term. In case of vacancy in
In case the governor is the offices of both
impeached, is absent from governor and lieutenant-
the state or is otherwise governor or if both of
unable to discharge the them shall be impeached,
powers and duties of the absent from the state or
office of governor, the otherwise unable to
lieutenant-governor shall discharge the powers and
act as governor until the duties of the office of
inability shall cease or governor, the temporary
until the term of the president of the senate
governor shall expire. shall act as governor until
In case of the failure of the inability shall cease or
the governor-elect to take until a governor shall be
the oath of office at the elected.
commencement of his or In case of vacancy in
her term, the lieutenant- the office of lieutenant-
governor-elect shall act as governor alone, or if the
governor until the lieutenant-governor shall
governor shall take the be impeached, absent
oath. (Formerly §6. from the state or otherwise
Renumbered and amended unable to discharge the
by Constitutional duties of office, the
Convention of 1938 and temporary president of the
approved by vote of the senate shall perform all
people November 8, 1938; the duties of lieutenant-
further amended by vote governor during such
of the people vacancy or inability.
November 8, 1949; If, when the duty of
November 5, 1963; acting as governor
November 6, 2001.) devolves upon the
temporary president of the
[Duties and senate, there be a vacancy
compensation of in such office or the
lieutenant-governor; temporary president of the
succession to the senate shall be absent
governorship] from the state or otherwise
unable to discharge the
§6. The lieutenant-
duties of governor, the
governor shall possess the
speaker of the assembly
same qualifications of
34
The Constitution of the State of New York

shall act as governor after it shall have been


during such vacancy or presented to him or her,
inability. the same shall be a law in
The legislature may like manner as if he or she
provide for the devolution had signed it, unless the
of the duty of acting as legislature shall, by their
governor in any case not adjournment, prevent its
provided for in this article. return, in which case it
(Formerly §§7 and 8. shall not become a law
Renumbered and amended without the approval of
by Constitutional the governor. No bill shall
Convention of 1938 and become a law after the
approved by vote of the final adjournment of the
people November 8, 1938; legislature, unless
further amended by vote approved by the governor
of the people November 6, within thirty days after
1945; November 3, 1953; such adjournment. If any
November 5, 1963; bill presented to the
November 6, 2001.) governor contain several
items of appropriation of
[Action by governor on money, the governor may
legislative bills; object to one or more of
reconsideration after such items while
veto] §7. Every bill approving of the other
which shall have passed portion of the bill. In such
the senate and assembly case the governor shall
shall, before it becomes a append to the bill, at the
law, be presented to the time of signing it, a
governor; if the governor statement of the items to
approve, he or she shall which he or she objects;
sign it; but if not, he or and the appropriation so
she shall return it with his objected to shall not take
or her objections to the effect. If the legislature be
house in which it shall in session, he or she shall
have originated, which transmit to the house in
shall enter the objections which the bill originated a
at large on the journal, copy of such statement,
and proceed to reconsider and the items objected to
it. If after such shall be separately
reconsideration, two- reconsidered. If on
thirds of the members reconsideration one or
elected to that house shall more of such items be
agree to pass the bill, it approved by two-thirds of
shall be sent together with the members elected to
the objections, to the other each house, the same shall
house, by which it shall be part of the law,
likewise be reconsidered; notwithstanding the
and if approved by objections of the
twothirds of the members governor. All the
elected to that house, it provisions of this section,
shall become a law in relation to bills not
notwithstanding the approved by the governor,
objections of the shall apply in cases in
governor. In all such cases which he or she shall
the votes in both houses withhold approval from
shall be determined by any item or items
yeas and nays, and the contained in a bill
names of the members appropriating money.
voting shall be entered by (Formerly §9.
yeas and nays, and the Renumbered by
names of the members Constitutional Convention
voting shall be entered on of 1938 and approved by
the journal of each house vote of the people
respectively. If any bill November 8, 1938;
shall not be returned by further amended by vote
the governor within ten of the people November
days (Sundays excepted) 6,
35
The Constitution of the State of New York
2001.) [Comptroller and
attorney-general;
[Departmental rules and payment of state moneys
regulations; filing; without audit void]
publication] §8. No rule Section 1. The comptroller
or regulation made by any and attorney-general shall
state department, board, be chosen at the same
bureau, officer, authority general election as the
or commission, except governor and hold office
such as relates to the for the same term, and
organization or internal shall possess the
management of a state qualifications provided in
department, board, section 2 of article IV.
bureau, authority or The legislature shall
commission shall be provide for filling
effective until it is filed in vacancies in the office of
the office of the comptroller and of
department of state. The attorney-general. No
legislature shall provide election of a comptroller
for the speedy publication or an attorney-general
of such rules and shall be had except at the
regulations, by time of electing a
appropriate laws. (New. governor. The comptroller
Adopted by Constitutional shall be required: (1) To
Convention of 1938 and audit all vouchers before
approved by vote of the payment and all official
people November 8, accounts; (2) to audit the
1938.) accrual and collection of
all revenues and receipts;
and (3) to prescribe such
A methods of accounting as
R are necessary for the
T performance of the
I foregoing duties. The
payment of any money of
C
the state, or of any money
L
under its control, or the
E
refund of any money paid
to the state, except upon
V
audit by the comptroller,
O shall be void, and may be
F restrained upon the suit of
F any taxpayer with the
I consent of the supreme
C
court in appellate division
E
R on notice to the attorney-
S general. In such respect
the legislature shall define
A the powers and duties and
N may also assign to him or
D
her: (1) supervision of the
accounts of any political
C
I subdivision of the state;
V and (2) powers and duties
I pertaining to or connected
L with the assessment and
taxation of real estate,
D including determination of
E
P ratios which the assessed
A valuation of taxable real
R property bears to the full
T valuation thereof, but not
M
E including any of those
N powers and duties
T reserved to officers of a
S county, city, town or
village by virtue of
sections seven and eight

36
The Constitution of the State of New York

of article nine of this for in this article, by


constitution. The consolidation or
legislature shall assign to otherwise. (Amended by
him or her no Constitutional Convention
administrative duties, of 1938 and approved by
excepting such as may be vote of the people
incidental to the November 8, 1938;
performance of these further amended by vote
functions, any other of the people November
provision of this 7, 1961.)
constitution to the
contrary notwithstanding. [Department heads]
(Amended by §4. The head of the
Constitutional Convention department of audit and
of 1938 and approved by control shall be the
vote of the people comptroller and of the
November 8, 1938; department of law, the
further amended by vote attorney-general. The
of the people November head of the department of
3, 1953; November 8, education shall be The
1955; November 6, 2001.) Regents of the University
of the State of New York,
[Civil departments in the who shall appoint and at
state government] pleasure remove a
§2. There shall be not commissioner of
more than twenty civil education to be the chief
departments in the state administrative officer of
government, including the department. The head
those referred to in this of the department of
constitution. The agriculture and markets
legislature may by law shall be appointed in a
change the names of the manner to be prescribed
departments referred to in by law. Except as
this constitution. otherwise provided in this
(Amended by constitution, the heads of
Constitutional Convention all other departments and
of 1938 and approved by the members of all boards
vote of the people and commissions,
November 8, 1938; excepting temporary
further amended by vote commissions for special
of the people November purposes, shall be
2, 1943; November 3, appointed by the governor
1959; November 7, 1961.) by and with the advice
and consent of the senate
[Assignment of and may be removed by
functions] the governor, in a manner
§3. Subject to the to be prescribed by law.
limitations contained in (Amended by
this constitution, the Constitutional Convention
legislature may from time of 1938 and approved by
to time assign by law new vote of the people
powers and functions to November 8, 1938;
departments, officers, further amended by vote
boards, commissions or of the people
executive offices of the November 7, 1961.)
governor, and increase,
modify or diminish their [Section 5, which
powers and functions. abolished certain offices,
Nothing contained in this was repealed by
article shall prevent the amendment approved by
legislature from creating vote of the people
temporary commissions November 6, 1962.]
for special purposes or
executive offices of the
governor and from
reducing the number of
departments as provided
37
The Constitution of the State of New York
[Civil service by this section after he or
appointments and she has received one
promotions; veterans’ appointment, either
credits] original entrance or
§6. Appointments and promotion, from an
promotions in the civil eligible list on which he
service of the state and all or she was allowed the
of the civil divisions additional credit granted
thereof, including cities by this section, except
and villages, shall be where a member has been
made according to merit appointed or promoted
and fitness to be from an eligible list on
ascertained, as far as which he or she was
practicable, by allowed additional credit
examination which, as far for military service and
as practicable, shall be subsequent to such
competitive; provided, appointment he or she is
however, that any member disabled as provided in
of the armed forces of the this section, such member
United States who served shall be entitled to ten
therein in time of war, and points additional credit
who, at the time of such less the number of points
member’s appointment or of additional credit
promotion, is a citizen or allowed for the prior
an alien lawfully admitted appointment. (Formerly
for permanent residence §6. Repealed and new
in the United States and a section approved by vote
resident of this state and is of the people November
honorably discharged or 8, 1949; further amended
released under honorable by vote of the people
circumstances from such November 3, 1964;
service, shall be entitled November 3, 1987;
to receive five points November 4, 1997;
additional credit in a November 6, 2001;
competitive examination November 4, 2008;
for original appointment November 5,
and two and one-half 2013.)
points additional credit in
an examination for [Membership in
promotion or, if such retirement systems;
member was disabled in benefits not to be
the actual performance of diminished nor
duty in any war and his or impaired]
her disability is certified §7. After July first,
by the United States nineteen hundred forty,
department of veterans membership in any
affairs to be in existence pension or retirement
at the time of application system of the state or of a
for appointment or civil division thereof shall
promotion, he or she shall be a contractual
be entitled to receive ten relationship, the benefits
points additional credit in of which shall not be
a competitive examination diminished or impaired.
for original appointment (New. Adopted by
and five points additional Constitutional Convention
credit in an examination of 1938 and
for promotion. Such approved by vote of the
additional credit shall be people November 8,
added to the final earned 1938.)
rating of such member
after he or she has
qualified in an
examination and shall be
granted only at the time of
establishment of an
eligible list. No such
member shall receive the
additional credit granted

38
The Constitution of the State of New York

AR appeals, the supreme court


T including the appellate
I divisions thereof, the
court of claims, the
C county court, the
L surrogate’s court and the
E family court, as
V hereinafter provided. The
legislature shall establish
I
in and for the city of New
J York, as part of the
U
unified court system for
DI
the state, a single, city-
CI
A
wide court of civil
R
jurisdiction and a single,
Y city-wide court of
criminal jurisdiction, as
[
hereinafter provided, and
U may upon the request of
ni the mayor and the local
fi legislative body of the city
e of New York, merge the
two courts into one city-
d
wide court of both civil
c and criminal jurisdiction.
o The unified court system
u for the state shall also
rt include the district, town,
city and village courts
s
outside the city of New
y York, as hereinafter
st provided.
e b. The court of
m appeals, the supreme
court including the
;
appellate divisions
o thereof, the court of
r claims, the county court,
g the surrogate’s court, the
a family court, the courts
or court of civil and
ni
criminal jurisdiction of
z the city of New York,
at and such other courts as
io the legislature may
n determine shall be courts
of record.
;
c. All processes,
p warrants and other
r mandates of the court of
o appeals, the supreme
c court including the
appellate divisions
es
thereof, the court of
s] claims, the county court,
the surrogate’s court and
Section 1. a. There shall the family court may be
be a unified court system served and executed in
for the state. The any part of the state. All
statewide courts shall processes, warrants and
consist of the court of other mandates of the
courts or court of civil
7 New article, adopted by
and criminal jurisdiction
vote of the people November
7, 1961; repealed and of the city of New York
replaced former article may, subject to such
adopted November 3, 1925, limitation as may be
as amended. prescribed by the
39
The Constitution of the State of New York
legislature, be served sufficient to constitute a
and executed in any part quorum.
of the state. The b. Whenever and
legislature may provide as often as the court of
that processes, warrants appeals shall certify to
and other mandates of the governor that the
the district court may be court is unable, by
served and executed in reason of the
any part of the state and accumulation of causes
that processes, warrants pending therein, to hear
and other mandates of and dispose of the same
town, village and city with reasonable speed,
courts outside the city of the governor shall
New York may be designate such number
served and executed in of justices of the
any part of the county in supreme court as may be
which such courts are so certified to be
located or in any part of necessary, but not more
any adjoining county. than four, to serve as
associate judges of the
[Court of appeals; court of appeals. The
organization; justices so designated
designations; vacancies, shall be relieved, while
how filled; commission so serving, from their
on judicial nomination] duties as justices of the
§2. a. The court of appeals supreme court, and shall
is continued. It shall serve as associate judges
consist of the chief judge of the court of appeals
and the six elected until the court shall
associate judges now in certify that the need for
office, who shall hold the services of any such
their offices until the justices no longer exists,
expiration of their whereupon they shall
respective terms, and their return to the supreme
successors, and such court. The governor may
justices of the supreme fill vacancies among
court as may be such designated judges.
designated for service in No such justices shall
said court as hereinafter serve as associate judge
provided. The official of the court of appeals
terms of the chief judge except while holding the
and the six associate office of justice of the
judges shall be fourteen supreme court. The
years. designation of a justice
Five members of the of the supreme court as
court shall constitute a an associate judge of the
quorum, and the court of appeals shall not
concurrence of four shall be deemed to affect his
be necessary to a decision; or her existing office any
but no more than seven longer than until the
judges shall sit in any expiration of his or her
case. In case of the designation as such
temporary absence or associate judge, nor to
inability to act of any create a vacancy.
judge of the court of c. There shall be a
appeals, the court may commission on judicial
designate any justice of nomination to evaluate
the supreme court to serve the qualifications of
as associate judge of the candidates for
court during such absence appointment to the court
or inability to act. The of appeals and to prepare
court shall have power to a written report and
appoint and to remove its recommend to the
clerk. The powers and governor those persons
jurisdiction of the court who by their character,
shall not be suspended for temperament,
want of appointment when professional aptitude and
the number of judges is experience are well

40
The Constitution of the State of New York

qualified to hold such service or within one


judicial office. The year thereafter.
legislature shall provide (2) The members
by law for the first appointed by the
organization and governor shall have
procedure of the judicial respectively one, two,
nominating commission. three and four year terms
d. (l) The as the governor shall
commission on judicial designate. The members
nomination shall consist first appointed by the
of twelve members of chief judge of the court
whom four shall be of appeals shall have
appointed by the respectively one, two,
governor, four by the three and four year terms
chief judge of the court as the chief judge shall
of appeals, and one each designate. The member
by the speaker of the first appointed by the
assembly, the temporary temporary president of
president of the senate, the senate shall have a
the minority leader of one-year term. The
the senate, and the member first appointed
minority leader of the by the minority leader of
assembly. Of the four the senate shall have a
members appointed by two-year term. The
the governor, no more member first appointed
than two shall be by the speaker of the
enrolled in the same assembly shall have a
political party, two shall four-year term. The
be members of the bar of member first appointed
the state, and two shall by the minority leader of
not be members of the the assembly shall have
bar of the state. Of the a three-year term. Each
four members appointed subsequent appointment
by the chief judge of the shall be for a term of
court of appeals, no four years.
more than two shall be (3) The
enrolled in the same commission shall
political party, two shall designate one of their
be members of the bar of number to serve as
the state, and two shall chairperson.
not be members of the (4) The
bar of the state. No commission shall
member of the consider the
commission shall hold or qualifications of
have held any judicial candidates for
office or hold any appointment to the
elected public office for offices of judge and
which he or she receives chief judge of the court
compensation during his of appeals and,
or her period of service, whenever a vacancy in
except that the governor those offices occurs,
and the chief judge may shall prepare a written
each appoint no more report and recommend to
than one former judge or the governor persons
justice of the unified who are well qualified
court system to such for those judicial offices.
commission. No member e. The governor
of the commission shall shall appoint, with the
hold any office in any advice and consent of
political party. No the senate, from among
member of the judicial those recommended by
nominating commission the judicial nominating
shall be eligible for commission, a person to
appointment to judicial fill the office of chief
office in any court of the judge or associate judge,
state during the as the case may be,
member’s period of whenever a vacancy
41
The Constitution of the State of New York
occurs in the court of of appeals be made from
appeals; provided, among the associate
however, that no person judges, an interim
may be appointed a appointment of associate
judge of the court of judge shall be made in
appeals unless such like manner; in such
person is a resident of case, the appointment as
the state and has been chief judge shall not
admitted to the practice affect the existing office
of law in this state for at of associate judge,
least ten years. The unless such appointment
governor shall transmit as chief judge is
to the senate the written confirmed by the senate
report of the commission and the appointee shall
on judicial nomination assume such office.
relating to the nominee. g. The provisions
f. When a of subdivisions c, d, e
vacancy occurs in the and f of this section shall
office of chief judge or not apply to temporary
associate judge of the designations or
court of appeals and the assignments of judges or
senate is not in session justices. (Subdivision a
to give its advice and amended, subdivision c
consent to an repealed and new
appointment to fill the subdivisions c through g
vacancy, the governor added by vote of the
shall fill the vacancy by people November 8,
interim appointment 1977; further
upon the amended by vote of the
recommendation of a people November 6,
commission on judicial 2001.)
nomination as provided
in this section. An [Court of appeals;
interim appointment jurisdiction]
shall continue until the §3. a. The jurisdiction of
senate shall pass upon the court of appeals shall
the governor's selection. be limited to the review of
If the senate confirms an questions of law except
appointment, the judge where the judgment is of
shall serve a term as death, or where the
provided in subdivision appellate division, on
a of this section reversing or modifying a
commencing from the final or interlocutory
date of his or her interim judgment in an action or a
appointment. If the final or interlocutory
senate rejects an order in a special
appointment, a vacancy proceeding, finds new
in the office shall occur facts and a final judgment
sixty days after such or a final order pursuant
rejection. If an interim thereto is entered; but the
appointment to the court right to appeal shall not
of appeals be made from depend upon the amount
among the justices of the involved.
supreme court or the b. Appeals to the court of
appellate divisions appeals may be taken in
thereof, that appointment
the classes of cases
shall not affect the
hereafter enumerated in
justice’s existing office,
this section;
nor create a vacancy in
In criminal cases,
the supreme court, or the
directly from a court of
appellate division
original jurisdiction where
thereof, unless such
the judgment is of death,
appointment is
and in other criminal cases
confirmed by the senate
from an appellate division
and the appointee shall
or otherwise as the
assume such office. If an
legislature may from time
interim appointment of
to time provide. In civil
chief judge of the court

42
The Constitution of the State of New York

cases and proceedings as arisen which, in its


follows: opinion, ought to be
(1) As of right, reviewed by the court of
from a judgment or appeals, but in such case
order entered upon the the appeal shall bring up
decision of an appellate for review only the
division of the supreme question or questions so
court which finally certified; and the court
determines an action or of appeals shall certify
special proceeding to the appellate division
wherein is directly its determination upon
involved the such question or
construction of the questions.
constitution of the state (5) From an order
or of the United States, of the appellate division
or where one or more of of the supreme court in
the justices of the any department, in a
appellate division proceeding instituted by
dissents from the or against one or more
decision of the court, or public officers or a
where the judgment or board, commission or
order is one of reversal other body of public
or modification. officers or a court or
(2) As of right, tribunal, other than an
from a judgment or order which finally
order of a court of record determines such
of original jurisdiction proceeding, where the
which finally determines court of appeals shall
an action or special allow the same upon the
proceeding where the ground that, in its
only question involved opinion, a question of
on the appeal is the law is involved which
validity of a statutory ought to be reviewed by
provision of the state or it, and without regard to
of the United States the availability of appeal
under the constitution of by stipulation for final
the state or of the United order absolute.
States; and on any such (6) From a
appeal only the judgment or order
constitutional question entered upon the
shall be considered and decision of an appellate
determined by the court. division of the supreme
(3) As of right, court which finally
from an order of the determines an action or
appellate division special proceeding but
granting a new trial in an which is not appealable
action or a new hearing under paragraph (1) of
in a special proceeding this subdivision where
where the appellant the appellate division or
stipulates that, upon the court of appeals shall
affirmance, judgment certify that in its opinion
absolute or final order a question of law is
shall be rendered against involved which ought to
him or her. be reviewed by the court
(4) From a of appeals. Such an
determination of the appeal may be allowed
appellate division of the upon application (a) to
supreme court in any the appellate division,
department, other than a and in case of refusal, to
judgment or order which the court of appeals, or
finally determines an (b) directly to the court
action or special of appeals. Such an
proceeding, where the appeal shall be allowed
appellate division allows when required in the
the same and certifies interest of substantial
that one or more justice.
questions of law have
43
The Constitution of the State of New York
(7) No appeal shall New York. (Paragraph
be taken to the court of (9) added by vote of the
appeals from a judgment people November 5,
or order entered upon 1985; further amended
the decision of an by vote of the people
appellate division of the November 6, 2001.)
supreme court in any
civil case or proceeding [Judicial departments;
where the appeal to the appellate divisions,
appellate division was how constituted;
from a judgment or governor to designate
order entered in an justices; temporary
appeal from another assignments;
court, including an jurisdiction] §4. a. The
appellate or special term state shall be divided into
of the supreme court, four judicial departments.
unless the construction The first department shall
of the constitution of the consist of the counties
state or of the United within the first judicial
States is directly district of the state. The
involved therein, or second department shall
unless the appellate consist of the counties
division of the supreme within the second, ninth,
court shall certify that in tenth and eleventh judicial
its opinion a question of districts of the state. The
law is involved which third department shall
ought to be reviewed by consist of the counties
the court of appeals. within the third, fourth
(8) The legislature and sixth judicial districts
may abolish an appeal to of the state. The fourth
the court of appeals as of department shall consist
right in any or all of the of the counties within the
cases or classes of cases fifth, seventh and eighth
specified in paragraph judicial districts of the
(1) of this subdivision state. Each department
wherein no question shall be bounded by the
involving the lines of judicial districts.
construction of the Once every ten years the
constitution of the state legislature may alter the
or of the United States is boundaries of the judicial
directly involved, departments, but without
provided, however, that changing the number
appeals in any such case thereof.
or class of cases shall b. The appellate
thereupon be governed divisions of the supreme
by paragraph (6) of this court are continued, and
subdivision. shall consist of seven
(9) The court of justices of the supreme
appeals shall adopt and court in each of the first
from time to time may and second departments,
amend a rule to permit and five justices in each
the court to answer of the other departments.
questions of New York In each appellate
law certified to it by the division, four justices
Supreme Court of the shall constitute a
United States, a court of quorum, and the
appeals of the United concurrence of three
States or an appellate shall be necessary to a
court of last resort of decision. No more than
another state, which may five justices shall sit in
be determinative of the any case.
cause then pending in c. The governor
the certifying court and shall designate the
which in the opinion of presiding justice of each
the certifying court are appellate division, who
not controlled by shall act as such during
precedent in the his or her term of office
decisions of the courts of and shall be a resident of
44
The Constitution of the State of New York

the department. The majority of the presiding


other justices of the justices of the several
appellate divisions shall departments, at a
be designated by the meeting called by the
governor, from all the presiding justice of the
justices elected to the department in arrears,
supreme court, for terms may transfer any
of five years or the pending appeals from
unexpired portions of such department to any
their respective terms of other department for
office, if less than five hearing and
years. determination.
d. The justices h. A justice of the
heretofore designated appellate division of the
shall continue to sit in supreme court in any
the appellate divisions department may be
until the terms of their temporarily designated
respective designations by the presiding justice
shall expire. From time of his or her department
to time as the terms of to the appellate division
the designations expire, in another judicial
or vacancies occur, the department upon
governor shall make new agreement by the
designations. The presiding justices of the
governor may also, on appellate division of the
request of any appellate departments concerned.
division, make i. In the event
temporary designations that the disqualification,
in case of the absence or absence or inability to
inability to act of any act of justices in any
justice in such appellate appellate division
division, for service only prevents there being a
during such absence or quorum of justices
inability to act. qualified to hear an
e. In case any appeal, the justices
appellate division shall qualified to hear the
certify to the governor appeal may transfer it to
that one or more the appellate division in
additional justices are another department for
needed for the speedy hearing and
disposition of the determination. In the
business before it, the event that the justices in
governor may designate any appellate division
an additional justice or qualified to hear an
additional justices; but appeal are equally
when the need for such divided, said justices
additional justice or may transfer the appeal
justices shall no longer to the appellate division
exist, the appellate in another department
division shall so certify for hearing and
to the governor, and determination. Each
thereupon service under appellate division shall
such designation or have power to appoint
designations shall cease. and remove its clerk.
f. A majority of j. No justice of
the justices designated to the appellate division
sit in any appellate shall, within the
division department to which he
shall at all times be or she may be
residents of the designated to perform
department. the duties of an appellate
g. Whenever the justice, exercise any of
appellate division in any the powers of a justice of
department shall be the supreme court, other
unable to dispose of its than those of a justice
business within a out of court, and those
reasonable time, a pertaining to the
45
The Constitution of the State of New York
appellate division, reversal and final
except that the justice judgment upon the right
may decide causes or of any or all of the parties,
proceedings theretofore or judgment of
submitted, or hear and modification thereon
decide motions according to law, except
submitted by consent of where it may be necessary
counsel, but any such or proper to grant a new
justice, when not trial or hearing, when it
actually engaged in may grant a new trial or
performing the duties of hearing.
such appellate justice in b. If any appeal is
the department to which taken to an appellate court
he or she is designated, which is not authorized to
may hold any term of the review such judgment or
supreme court and order, the court shall
exercise any of the transfer the appeal to an
powers of a justice of the appellate court which is
supreme court in any authorized to review such
judicial district in any judgment or order.
other department of the
state. [Judicial districts; how
k. The appellate constituted; supreme
divisions of the supreme court]8
court shall have all the §6. a. The state shall be
jurisdiction possessed by divided into eleven
them on the effective judicial districts. The first
date of this article and judicial district shall
such additional consist of the counties of
jurisdiction as may be Bronx and New York.
prescribed by law, The second judicial
provided, however, that district shall consist of the
the right to appeal to the counties of Kings and
appellate divisions from Richmond. The third
a judgment or order judicial district shall
which does not finally consist of the counties of
determine an action or Albany, Columbia,
special proceeding may Greene, Rensselaer,
be limited or conditioned Schoharie, Sullivan, and
by law. (Subdivision e Ulster. The fourth judicial
amended by vote of the district shall consist of the
people November 8, counties of Clinton,
1977; further amended Essex, Franklin, Fulton,
by vote of the people Hamilton, Montgomery,
November 6, St. Lawrence, Saratoga,
2001.) Schenectady, Warren and
Washington. The fifth
[Appeals from judgment judicial district shall
or order; new trial] consist of the counties of
§5. a. Upon an appeal Herkimer, Jefferson,
from a judgment or an Lewis, Oneida,
order, any appellate court Onondaga, and Oswego.
to which the appeal is The sixth judicial district
taken which is authorized shall consist of the
to review such judgment counties of Broome,
or order may reverse or Chemung, Chenango,
affirm, wholly or in part, Cortland, Delaware,
or may modify the Madison, Otsego,
judgment or order Schuyler, Tioga and
appealed from, and each Tompkins. The seventh
interlocutory judgment or judicial district shall
intermediate or other consist of the counties of
order which it is Cayuga, Livingston,
authorized to review, and Monroe, Ontario, Seneca,
as to any or all of the
parties. It shall thereupon 8 Judiciary Law §140
render judgment of currently sets forth 13 judicial
affirmance, judgment of districts.
46
The Constitution of the State of New York

Steuben, Wayne and The legislature may


Yates. The eighth judicial increase the number of
district shall consist of the justices of the supreme
counties of Allegany, court in any judicial
Cattaraugus, Chautauqua, district, except that the
Erie, Genesee, Niagara, number in any district
Orleans and Wyoming. shall not be increased to
The ninth judicial district exceed one justice for
shall consist of the fifty thousand, or
counties of Dutchess, fraction over thirty
Orange, Putnam, thousand, of the
Rockland and population thereof as
Westchester. The tenth shown by the last federal
judicial district shall census or state
consist of the counties of enumeration. The
Nassau and Suffolk. The legislature may decrease
eleventh judicial district the number of justices of
shall consist of the county the supreme court in any
of Queens. judicial district, except
b. Once every ten that the number in any
years the legislature may district shall not be less
increase or decrease the than the number of
number of judicial justices of the supreme
districts or alter the court authorized by law
composition of judicial on the effective date of
districts and thereupon this article.
re-apportion the justices e. The clerks of
to be thereafter elected the several counties shall
in the judicial districts so be clerks of the supreme
altered. Each judicial court,
district shall be bounded with such powers and
by county lines. duties as shall be
c. The justices of prescribed by law.
the supreme court shall [Supreme court;
be chosen by the electors jurisdiction]
of the judicial district in §7. a. The supreme court
which they are to serve. shall have general original
The terms of justices of jurisdiction in law and
the supreme court shall equity and the appellate
be fourteen years from jurisdiction herein
and including the first provided. In the city of
day of January next after New York, it shall have
their election. exclusive jurisdiction over
d. The supreme crimes prosecuted by
court is continued. It indictment, provided,
shall consist of the however, that the
number of justices of the legislature may grant to
supreme court including the city-wide court of
the justices designated to criminal jurisdiction of
the appellate divisions of the city of New York
the supreme court, jurisdiction over
judges of the county misdemeanors prosecuted
court of the counties of by indictment and to the
Bronx, Kings, Queens family court in the city of
and Richmond and New York jurisdiction
judges of the court of over crimes and offenses
general sessions of the by or against minors or
county of New York between spouses or
authorized by law on the between parent and child
thirtyfirst day of August or between members of
next after the approval the same family or
and ratification of this household.
amendment by the b. If the legislature
people, all of whom shall create new classes of
shall be justices of the actions and proceedings,
supreme court for the the supreme court shall
remainder of their terms.
47
The Constitution of the State of New York
have jurisdiction over c. In each
such classes of actions and appellate term no more
proceedings, but the than three justices
legislature may provide assigned thereto shall sit
that another court or other in any action or
courts shall also have proceeding. Two of such
jurisdiction and that justices shall constitute a
actions and proceedings of quorum and the
such classes may be concurrence of two shall
originated in such other be necessary to a
court or courts. decision.
(Subdivision b repealed d. If so directed
and subdivision c by the appellate division
relettered b by vote of the of the supreme court
people November 8, establishing an appellate
1977.) term, an appellate term
shall have jurisdiction to
[Appellate terms; hear and determine
composition; appeals now or hereafter
jurisdiction] authorized by law to be
§8. a. The appellate taken to the supreme
division of the supreme court or to the appellate
court in each judicial division other than
department may establish appeals from the
an appellate term in and supreme court, a
for such department or in surrogate’s court, the
and for a judicial district family court or appeals
or districts or in and for a in criminal cases
county or counties within prosecuted by
such department. Such an indictment or by
appellate term shall be information as provided
composed of not less than in section six of article
three nor more than five one.
justices of the supreme e. As may be
court who shall be provided by law, an
designated from time to appellate term shall have
time by the chief jurisdiction to hear and
administrator of the courts determine appeals from
with the approval of the the district court or a
presiding justice of the town, village or city
appropriate appellate court outside the city of
division, and who shall be New York.
residents of the (Subdivisions a, b and d
department or of the amended by vote of the
judicial district or districts people November 8,
as the case may be and the 1977.)
chief administrator of the
courts shall designate the [Court of claims;
place or places where jurisdiction]
such appellate terms shall §9. The court of claims is
be held. continued. It shall consist
b. Any such of the eight judges now
appellate term may be authorized by law, but the
discontinued and re- legislature may increase
established as the such number and may
appellate division of the reduce such number to six
supreme court in each or seven. The judges shall
department shall be appointed by the
determine from time to governor by and with the
time and any designation advice and consent of the
to service therein may be senate and their terms of
revoked by the chief office shall be nine years.
administrator of the The court shall have
courts with the approval jurisdiction to hear and
of the presiding justice determine claims against
of the appropriate the state or by the state
appellate division. against the claimant or
between conflicting
48
The Constitution of the State of New York

claimants as the within the exclusive


legislature may provide. jurisdiction of the
supreme court, as may be
[County courts; judges] provided by law.
§10. a. The county court is b. The county
continued in each county court shall exercise such
outside the city of New equity jurisdiction as
York. There shall be at may be provided by law
least one judge of the and its jurisdiction to
county court in each enter judgment upon a
county and such number counterclaim for the
of additional judges in recovery of money only
each county as may be shall be unlimited.
provided by law. The c. The county
judges shall be residents court shall have
of the county and shall be jurisdiction to hear and
chosen by the electors of determine all appeals
the county. arising in the county in
the following actions
b. The terms of the judges
and proceedings: as of
of the county court shall
right, from a judgment
be ten years from or order of the district
and including the first day court or a town, village
of January next after their or city court which
election. finally determines an
action or proceeding
[County court; and, as may be provided
jurisdiction] by law, from a judgment
§11. a. The county court or order of any such
shall have jurisdiction court which does not
over the following classes finally determine an
of actions and action or proceeding.
proceedings which shall The legislature may
be originated in such provide, in accordance
county court in the with the provisions of
manner provided by law, section eight of this
except that actions and article, that any or all of
proceedings within the such appeals be taken to
jurisdiction of the district an appellate term of the
court or a town, village or supreme court instead of
city court outside the city the county court.
of New York may, as d. The provisions
provided by law, be of this section shall in no
originated therein: actions way limit or impair the
and proceedings for the jurisdiction of the
recovery of money, supreme court as set
actions and proceedings forth in section seven of
for the recovery of this article. (Subdivision
chattels and actions and b repealed and
proceedings for the subdivisions c, d and e
foreclosure of mechanics relettered b, c and d by
liens and liens on personal vote of the people
property where the November 8, 1977;
amount sought to be subdivision a amended
recovered or the value of by vote of the people
the property does not November 8, 1983.)
exceed twenty-five
thousand dollars exclusive [Surrogate’s courts;
of interest and costs; over judges; jurisdiction]
all crimes and other §12. a. The surrogate’s
violations of law; over court is continued in each
summary proceedings to county in the state. There
recover possession of real shall be at least one judge
property and to remove of the surrogate’s court in
tenants therefrom; and each county and such
over such other actions number of additional
and proceedings, not judges of the surrogate’s
49
The Constitution of the State of New York
court as may be provided within the city of New
by law. York shall be residents of
b. The judges of such city and shall be
the surrogate’s court appointed by the mayor of
shall be residents of the the city of New York for
county and terms of ten years. The
shall be chosen by the judges of the family court
electors of the county. outside the city of New
c. The terms of York, shall be chosen by
the judges of the the electors of the
surrogate’s court in the counties wherein they
city of New York shall reside for terms of ten
be fourteen years, and in years.
other counties ten years, b. The family
from and including the court shall have
first day of January next jurisdiction over the
after their election. following classes of
d. The surrogate’s actions and proceedings
court shall have which shall be originated
jurisdiction over all in such family court in
actions and proceedings the manner provided by
relating to the affairs of law: (1) the protection,
decedents, probate of treatment, correction and
wills, administration of commitment of those
estates and actions and minors who are in need
proceedings arising of the exercise of the
thereunder or pertaining authority of the court
thereto, guardianship of because of
the property of minors, circumstances of
and such other actions neglect, delinquency or
and proceedings, not dependency, as the
within the exclusive legislature may
jurisdiction of the determine; (2) the
supreme court, as may custody of minors except
be provided by law. for custody incidental to
e. The surrogate’s actions and proceedings
court shall exercise such for marital separation,
equity jurisdiction as divorce, annulment of
marriage and dissolution
may be
of marriage; (3) the
provided by law.
adoption of persons; (4)
f. The provisions
the support of
of this section shall in no
dependents except for
way limit or impair the support incidental to
jurisdiction of the actions and proceedings
supreme court as set forth in this state for marital
in section seven of this separation, divorce,
article. annulment of marriage
or dissolution of
[Family court; marriage; (5) the
organization; establishment of
jurisdiction] paternity; (6)
§13. a. The family court proceedings for
of the state of New conciliation of spouses;
York is hereby and (7) as may be
established. It shall provided by law: the
consist of at least one guardianship of the
judge in each county person of minors and, in
outside the city of New conformity with the
York and such number of provisions of section
additional judges for such seven of this article,
counties as may be crimes and offenses by
provided by law. Within or against minors or
the city of New York it between spouses or
shall consist of such between parent and child
number of judges as may or between members of
be provided by law. The the same family or
judges of the family court household. Nothing in

50
The Constitution of the State of New York

this section shall be family court, or of all


construed to abridge the three positions in any
authority or jurisdiction county.
of courts to appoint
guardians in cases [New York city; city-
originating in those wide courts;
courts. jurisdiction]
c. The family §15. a. The legislature
court shall also have shall by law establish a
jurisdiction to determine, single court of city-wide
with the same powers civil jurisdiction and a
possessed by the single court of city-wide
supreme court, the criminal jurisdiction in
following matters when and for the city of New
referred to the family York and the legislature
court from the supreme may, upon the request of
court: habeas corpus the mayor and the local
proceedings for the legislative body of the city
determination of the of New York, merge the
custody of minors; and two courts into one city-
in actions and wide court of both civil
proceedings for marital and criminal jurisdiction.
separation, divorce, The said city-wide courts
annulment of marriage shall consist of such
and dissolution of number of judges as may
marriage, applications to be provided by law. The
fix temporary or judges of the court of city-
permanent support and wide civil jurisdiction
custody, or applications shall be residents of such
to enforce judgments city and shall be chosen
and orders of support for terms of ten years by
and of custody, or the electors of the
applications to modify counties included within
judgments and orders of the city of New York
support and of custody from districts within such
which may be granted counties established by
only upon the showing law. The judges of the
to the family court that court of citywide criminal
there has been a jurisdiction shall be
subsequent change of residents of such city and
circumstances and that shall be appointed for
modification is required. terms of ten years by the
d. The provisions mayor of the city of New
of this section shall in no York.
way limit or impair the b. The court of
jurisdiction of the city-wide civil
supreme court as set jurisdiction of the city of
forth in section seven of New York shall have
this article. jurisdiction over the
(Amended by vote of the following classes of
people November 6, actions and proceedings
1973.) which shall be originated
in such court in the
[Discharge of duties of manner provided by law:
more than one judicial actions and proceedings
office by same judicial for the recovery of
officer] money, actions and
§14. The legislature may proceedings for the
at any time provide that recovery of chattels and
outside the city of New actions and proceedings
York the same person for the foreclosure of
may act and discharge the mechanics liens and
duties of county judge and liens on personal
surrogate or of judge of property where the
the family court and amount sought to be
surrogate, or of county recovered or the value of
judge and judge of the the property does not
51
The Constitution of the State of New York
exceed twenty-five body of any county
thousand dollars outside the city of New
exclusive of interest and York, establish the district
costs, or such smaller court for the entire area of
amount as may be fixed such county or for a
by law; over summary portion of such county
proceedings to recover consisting of one or more
possession of real cities, or one or more
property and to remove towns which are
tenants therefrom and contiguous, or of a
over such other actions combination of such cities
and proceedings, not and such towns provided
within the exclusive at least one of such cities
jurisdiction of the is contiguous to one of
supreme court, as may such towns.
be provided by law. The b. No law
court of city-wide civil establishing the district
jurisdiction shall further court for an entire
exercise such equity county shall become
jurisdiction as may be effective unless
provided by law and its approved at a general
jurisdiction to enter election on the question
judgment upon a of the approval of such
counterclaim for the law by a majority of the
recovery of money only votes cast thereon by the
shall be unlimited. electors within the area
c. The court of of any cities in the
city-wide criminal county considered as one
jurisdiction of the city of unit and by a majority of
New York shall have the votes cast thereon by
jurisdiction over crimes the electors within the
and other violations of area outside of cities in
law, other than those the county considered as
prosecuted by one unit.
indictment, provided, c. No law
however, that the establishing the district
legislature may grant to court for a portion of a
said court jurisdiction county shall become
over misdemeanors effective unless
prosecuted by approved at a general
indictment; and over election on the question
such other actions and of the approval of such
proceedings, not within law by a majority of the
the exclusive jurisdiction votes cast thereon by the
of the supreme court, as electors within the area
may be provided by law. of any cities included in
d. The provisions such portion of the
of this section shall in no county considered as one
way limit or impair the unit and by a majority of
jurisdiction of the the votes cast thereon by
supreme court as set the electors within the
forth in section seven of area outside of cities
this article. (Subdivision included in such portion
b amended by vote of of the county considered
the people November 8, as one unit.
1983; further amended d. The district
by vote of the people court shall have such
November 7, 1995.) jurisdiction as may be
provided by law, but not
[District courts; in any respect greater
jurisdiction; judges] than the jurisdiction of
§16. a. The district court the courts for the city of
of Nassau county may be New York as provided
continued under existing in section fifteen of this
law and the legislature article, provided,
may, at the request of the however, that in actions
board of supervisors or and proceedings for the
other elective governing recovery of money,

52
The Constitution of the State of New York

actions and proceedings district court as provided


for the recovery of in section sixteen of this
chattels and actions and article.
proceedings for the b. The legislature
foreclosure of mechanics may regulate such
liens and liens on courts, establish
personal property, the uniform jurisdiction,
amount sought to be practice and procedure
recovered or the value of for city courts outside
the property shall not the city of New York
exceed fifteen thousand and may discontinue any
dollars exclusive of village or city court
interest and costs. outside the city of New
e. The legislature York existing on the
may create districts of effective date of this
the district court which article. The legislature
shall may discontinue any
consist of an entire county town court existing on
or of an area less than a the effective date of this
county. article only with the
f. There shall be approval of a majority of
at least one judge of the the total votes cast at a
district court for each general election on the
district and such number question of a proposed
of additional judges in discontinuance of the
each district as may be court in each such town
provided by law. affected thereby.
g. The judges of c. The legislature
the district court shall be may abolish the
apportioned among the legislative functions on
districts as may be town boards of justices
provided by law, and to of the peace and provide
the extent practicable, in that town councilmen be
accordance with the elected in their stead.
population and the d. The number of
volume of judicial the judges of each of
business. such town, village and
h. The judges city courts and the
shall be residents of the classification and duties
district and shall be of the judges shall be
chosen by the electors of prescribed by the
the district. Their terms legislature. The terms,
shall be six years from method of selection and
and including the first method of filling
day of January next after vacancies for the judges
their election. of such courts shall be
i. The legislature prescribed by the
may regulate and legislature, provided,
discontinue the district however, that the
court in any county or justices of town courts
portion thereof. shall be chosen by the
(Subdivision d amended electors of the town for
by vote of the people terms of four years from
November 8, 1983.) and including the first
day of January next after
[Town, village and city their election.
courts; jurisdiction;
judges] [Trial by jury; trial
§17. a. Courts for towns, without jury; claims
villages and cities outside against state]
the city of New York are §18. a. Trial by jury is
continued and shall have guaranteed as provided in
the jurisdiction prescribed article one of this
by the legislature but not constitution. The
in any respect greater than legislature may provide
the jurisdiction of the that in any court of
original jurisdiction a jury
53
The Constitution of the State of New York
shall be composed of six proceeding, except a
or of twelve persons and criminal action or
may authorize any court proceeding involving a
which shall have felony prosecuted by
jurisdiction over crimes indictment or an action
and other violations of or proceeding required
law, other than crimes by this article to be dealt
prosecuted by indictment, with in the surrogate’s
to try such matters court or family court, to
without a jury, provided, any court, other than the
however, that crimes supreme court, having
prosecuted by indictment jurisdiction of the
shall be tried by a jury subject matter within the
composed of twelve county provided that
persons, unless a jury trial such other court has
has been waived as jurisdiction over the
provided in section two of classes of persons named
article one of this as parties.
constitution. c. As may be
b. The legislature may provided by law, the
provide for the manner of supreme court or the
trial of actions and county court may
proceedings involving transfer to the county
claims against the state. court any action or
proceeding originated or
[Transfer of actions and pending in the district
proceedings] court or a town, village
§19. a. The supreme court or city court outside the
may transfer any action or city of New York upon a
proceeding, except one finding that such a
over which it shall have transfer will promote the
exclusive jurisdiction administration of justice.
which does not depend d. The surrogate’s
upon the monetary court shall transfer to the
amount sought, to any supreme court or the
other court having county court or the
jurisdiction of the subject family court or the
matter within the judicial courts for the city of
department provided that New York established
such other court has pursuant to section
jurisdiction over the fifteen of this article any
classes of persons named action or proceeding
as parties. As may be which has not been
provided by law, the transferred to it from any
supreme court may of said courts and over
transfer to itself any which the surrogate’s
action or proceeding court has no jurisdiction.
originated or pending in e. The family
another court within the court shall transfer to the
judicial department other supreme court or the
than the court of claims surrogate’s court or the
upon a finding that such a county court or the
transfer will promote the courts for the city of
administration of justice. New York established
b. The county pursuant to section
court shall transfer to the fifteen of this article any
supreme court or action or proceeding
surrogate’s court or which has not been
family court any action transferred to it from any
or proceeding which has of said courts and over
not been transferred to it which the family court
from the supreme court has no jurisdiction.
or surrogate’s court or f. The courts for
family court and over the city of New York
which the county court established pursuant to
has no jurisdiction. The section fifteen of this
county court may article shall transfer to
transfer any action or the supreme court or the

54
The Constitution of the State of New York

surrogate’s court or the classes of persons named


family court any action as parties.
or proceeding which has j. Each court
not been transferred to shall exercise
them from any of said jurisdiction over any
courts and over which action or proceeding
the said courts for the transferred to it pursuant
city of New York have to this section.
no jurisdiction. k. The legislature
g. As may be may provide that the
provided by law, the verdict or judgment in
supreme court shall actions and proceedings
transfer any action or so transferred shall not
proceeding to any other be subject to the
court having jurisdiction limitation of monetary
of the subject matter in jurisdiction of the court
any other judicial district to which the actions and
or county provided that proceedings are
such other court has transferred if that
jurisdiction over the limitation be lower than
classes of persons named that of the court in which
as parties. the actions and
h. As may be proceedings were
provided by law, the originated.
county court, the
surrogate’s court, the [Judges and justices;
family court and the qualifications; eligibility
courts for the city of for other office or
New York established service; restrictions]
pursuant to section §20. a. No person, other
fifteen of this article than one who holds such
may transfer any action office at the effective date
or proceeding, other than of this article, may
one which has assume the office of judge
previously been of the court of appeals,
transferred to it, to any justice of the supreme
other court, except the court, or judge of the
supreme court, having court of claims unless he
jurisdiction of the or she has been admitted
subject matter in any to practice law in this
other judicial district or state at least ten years. No
county provided that person, other than one
such other court has who holds such office at
jurisdiction over the the effective date of this
classes of persons named article, may assume the
as parties. office of judge of the
i. As may be county court, surrogate’s
provided by law, the court, family court, a
district court or a town, court for the city of New
village or city court York established pursuant
outside the city of New to section fifteen of this
York may transfer any article, district court or
action or proceeding, city court outside the city
other than one which has of New York unless he or
previously been she has been admitted to
transferred to it, to any practice law in this state at
court, other than the least five years or such
county court or the greater number of years as
surrogate’s court or the the legislature may
family court or the determine.
supreme court, having b. A judge of the court
jurisdiction of the of appeals, justice of the
subject matter in the supreme court, judge of
same or an adjoining the court of claims, judge
county provided that of a county court, judge of
such other court has the surrogate’s court,
jurisdiction over the
55
The Constitution of the State of New York
judge of the family court performance of his or
or judge of a court for the her judicial duties.
city of New York Judges and justices of
established pursuant to the courts specified in this
section fifteen of this subdivision shall also be
article who is elected or subject to such rules of
appointed after the conduct as may be
effective date of this promulgated by the chief
article may not: administrator of the courts
(1) hold any other with the approval of the
public office or trust court of appeals.
except an office in c. Qualifications for
relation to the and restrictions upon the
administration of the judges of district, town,
courts, member of a village or city courts
constitutional outside the city of New
convention or member York, other than such
of the armed forces of qualifications and
the United States or of restrictions specifically set
the state of New York in forth in subdivision a of
which latter event the this section, shall be
legislature may enact prescribed by the
such legislation as it legislature, provided,
deems appropriate to however, that the
provide for a temporary legislature shall require a
judge or justice to serve course of training and
during the period of the education to be completed
absence of such judge or by justices of town and
justice in the armed village courts selected
forces; after the effective date of
(2) be eligible to this article who have not
be a candidate for any been admitted to practice
public office other than law in this state. Judges of
judicial office or such courts shall also be
member of a subject to such rules of
constitutional conduct not inconsistent
convention, unless he or with laws as may be
she resigns from judicial promulgated by the chief
office; in the event a administrator of the courts
judge or justice does not with the approval of the
so resign from judicial court of appeals.
office within ten days (Amended by vote of the
after his or her people
acceptance of the November 8, 1977;
nomination of such other November 6, 2001.)
office, his or her judicial
office shall become [Vacancies; how filled]
vacant and the vacancy §21. a. When a vacancy
shall be filled in the shall occur, otherwise
manner provided in this than by expiration of
article; term, in the office of
(3) hold any office justice of the supreme
or assume the duties or court, of judge of the
exercise the powers of county court, of judge of
any office of any the surrogate’s court or
political organization or judge of the family court
be a member of any outside the city of New
governing or executive York, it shall be filled for
agency thereof; a full term at the next
(4) engage in the general election held not
practice of law, act as an less than three months
arbitrator, referee or after such vacancy occurs
compensated mediator in and until the vacancy shall
any action or proceeding be so filled, the governor
or matter or engage in by and with the advice
the conduct of any other and consent of the senate,
profession or business if the senate shall be in
which interferes with the session, or, if the senate
56
The Constitution of the State of New York

not be in session, the held not less than three


governor may fill such months after such
vacancy by an vacancy occurs and,
appointment which shall until the vacancy shall
continue until and be so filled, the board of
including the last day of supervisors or the
December next after the supervisor or supervisors
election at which the of the affected district if
vacancy shall be filled. such district consists of a
b. When a portion of a county or, in
vacancy shall occur, counties with an elected
otherwise than by county executive officer,
expiration of term, in the such county executive
office of judge of the officer may, subject to
court of claims, it shall confirmation by the
be filled for the board of supervisors or
unexpired term in the the supervisor or
same manner as an supervisors of such
original appointment. district, fill such vacancy
c. When a by an appointment
vacancy shall occur, which shall continue
otherwise than by until and including the
expiration of term, in the last day of December
office of judge elected to next after the election at
the city-wide court of which the vacancy shall
civil jurisdiction of the be filled.
city of New York, it
shall be filled for a full [Commission on judicial
term at the next general conduct; composition;
election held not less organization and
than three months after procedure; review by
such vacancy occurs court of appeals;
and, until the vacancy discipline of judges or
shall be so filled, the justices]
mayor of the city of New §22. a. There shall be a
York may fill such commission on judicial
vacancy by an conduct. The commission
appointment which shall on judicial conduct shall
continue until and receive, initiate,
including the last day of investigate and hear
December next after the complaints with respect to
election at which the the conduct,
vacancy shall be filled. qualifications, fitness to
When a vacancy shall perform or performance
occur, otherwise than by of official duties of any
expiration of term on the judge or justice of the
last day of December of unified court system, in
any year, in the office of the manner provided by
judge appointed to the law; and, in accordance
family court within the with subdivision d of this
city of New York or the section, may determine
citywide court of that a judge or justice be
criminal jurisdiction of admonished, censured or
the city of New York, removed from office for
the mayor of the city of cause, including, but not
New York shall fill such limited to, misconduct in
vacancy by an office, persistent failure to
appointment for the perform his or her duties,
unexpired term. habitual intemperance,
d. When a and conduct, on or off the
vacancy shall occur, bench, prejudicial to the
otherwise than by administration of justice,
expiration of term, in the or that a judge or justice
office of judge of the be retired for mental or
district court, it shall be physical disability
filled for a full term at preventing the proper
the next general election performance of his or her
57
The Constitution of the State of New York
judicial duties. The persons first appointed by
commission shall transmit the chief judge of the
an9 such determination to court of appeals shall have
the chief judge of the respectively two, three,
court of appeals who shall and four-year terms as the
cause written notice of governor shall designate.
such determination to be The person first appointed
given to the judge or by the temporary
justice involved. Such president of the senate
judge or justice may either shall have a one-year
accept the commission’s term. The person first
determination or make appointed by the minority
written request to the leader of the senate shall
chief judge, within thirty have a two-year term. The
days after receipt of such person first appointed by
notice, for a review of the speaker of the
such determination by the assembly shall have a
court of appeals. four-year term. The
b. (l) The commission person first appointed by
on judicial conduct shall the minority leader of the
consist of eleven assembly shall have a
members, of whom four three-year term. Each
shall be appointed by the member of the
governor, one by the commission shall be
temporary president of the appointed thereafter for a
senate, one by the term of four years.
minority leader of the Commission membership
senate, one by the speaker of a judge or justice
of the assembly, one by appointed by the governor
the minority leader of the or the chief judge shall
assembly and three by the terminate if such member
chief judge of the court of ceases to hold the judicial
appeals. Of the members position which qualified
appointed by the governor him or her for such
one person shall be a appointment. Membership
member of the bar of the shall also terminate if a
state but not a judge or member attains a position
justice, two shall not be which would have
members of the bar, rendered him or her
justices or judges or ineligible for appointment
retired justices or judges at the time of
of the unified court appointment. A vacancy
system, and one shall be a shall be filled by the
judge or justice of the appointing officer for the
unified court system. Of remainder of the term.
the members appointed by c. The
the chief judge one person organization and
shall be a justice of the procedure of the
appellate division of the commission on judicial
supreme court and two conduct shall be as
shall be judges or justices provided by law. The
of a court or courts other commission on judicial
than the court of appeals conduct may establish its
or appellate divisions. own rules and
None of the persons to be procedures not
appointed by the inconsistent with law.
legislative leaders shall be Unless the legislature
justices or judges or shall provide otherwise,
retired justices or judges. the commission shall be
(2) The persons first empowered to designate
appointed by the governor one of its members or
shall have respectively any other person as a
one, two, three, and four- referee to hear and
year terms as the governor report concerning any
shall designate. The matter before the
commission.
9 As so in original (“an d. In reviewing a
determination of the
should be “any”).
58
The Constitution of the State of New York

commission on judicial commission on judicial


conduct, the court of conduct or on its own
appeals may admonish, motion, the court of
censure, remove or appeals may suspend a
retire, for the reasons set judge or justice from
forth in subdivision a of office when he or she is
this section, any judge of charged with a crime
the unified court system. punishable as a felony
In reviewing a under the laws of this
determination of the state, or any other crime
commission on judicial which involves moral
conduct, the court of turpitude. The
appeals shall review the suspension shall
commission’s findings continue upon
of fact and conclusions conviction and, if the
of law on the record of conviction becomes
the proceedings upon final, the judge or justice
which the commission’s shall be removed from
determination was office. The suspension
based. The court of shall be terminated upon
appeals may impose a reversal of the
less or more severe conviction and dismissal
sanction prescribed by of the accusatory
this section than the one instrument. Nothing in
determined by the this subdivision shall
commission, or impose prevent the commission
no sanction. on judicial conduct from
e. The court of determining that a judge
appeals may suspend a or justice be
judge or justice from admonished, censured,
exercising the powers of removed, or retired
his or her office while pursuant to subdivision a
there is pending a of this section.
determination by the g. A judge or
commission on judicial justice who is suspended
conduct for his or her from office by the court
removal or retirement, or of appeals shall receive
while the judge or his or her judicial salary
justice is charged in this during such period of
state with a felony by an suspension, unless the
indictment or an court directs otherwise.
information filed If the court has so
pursuant to section six of directed and such
article one. The suspension is thereafter
suspension shall terminated, the court
continue upon may direct that the judge
conviction and, if the or justice shall be paid
conviction becomes his or her salary for such
final, the judge or justice period of suspension.
shall be removed from h. A judge or
office. The suspension justice retired by the
shall be terminated upon court of appeals shall be
reversal of the con- sidered to have
conviction and dismissal retired voluntarily. A
of the accusatory judge or justice removed
instrument. Nothing in by the court of appeals
this subdivision shall shall be ineligible to
prevent the commission hold other judicial
on judicial conduct from office.
determining that a judge i. Notwithstandin
or justice be g any other provision of
admonished, censured, this section, the
removed, or retired legislature may provide
pursuant to subdivision a by law for review of
of this section. determinations of the
f. Upon the commission on judicial
recommendation of the conduct with respect to
59
The Constitution of the State of New York
justices of town and removed by virtue of
village courts by an this section except for
appellate division of the cause, which shall be
supreme court. In such entered on the journals,
event, all references in nor unless he or she
this section to the court shall have been served
of appeals and the chief with a statement of the
judge thereof shall be cause alleged, and shall
deemed references to an have had an
appellate division and opportunity to be
the presiding justice heard. On the question
thereof, respectively. of removal, the yeas
j. If a court on the and nays shall be
judiciary shall have been entered on the journal.
convened before the (Amended by vote of
effective date of this the people November
section and the 6,
proceeding shall not be 2001.)
concluded by that date,
the court on the judiciary [Court for trial of
shall have continuing impeachments;
jurisdiction beyond the judgment]
effective date of this §24. The assembly shall
section to conclude the have the power of
proceeding. All matters impeachment by a vote
pending before the of a majority of all the
former commission on members elected thereto.
judicial conduct on the The court for the trial of
effective date of this impeachments shall be
section shall be disposed composed of the
of in such manner as president of the senate,
shall be provided by law. the senators, or the major
(Former §22 repealed part of them, and the
and new §22 added by judges of the court of
November 6, 2001.) appeals, or the major
part of them. On the trial
[Removal of judges] of an impeachment
§23. a. Judges of the against the governor or
court of appeals and lieutenant-governor,
justices of the supreme neither the lieutenant-
court may be removed governor nor the
by concurrent resolution temporary president of
of both houses of the the senate shall act as a
legislature, if two-thirds member of the court. No
of all the members judicial officer shall
elected to each house exercise his or her office
concur therein. after articles of
b. Judges of the impeachment against
court of claims, the him or her shall have
county court, the been preferred to the
surrogate’s court, the senate, until he or she
family court, the courts shall have been
for the city of New acquitted. Before the
York established trial of an impeachment,
pursuant to section the members of the court
fifteen of this article, shall take an oath or
the district court and affirmation truly and
such other courts as the impartially to try the
legislature may impeachment according
determine may be to the evidence, and no
removed by the senate, person shall be convicted
on the recommendation without the concurrence
of the governor, if two- of two-thirds of the
thirds of all the members present.
members elected to the Judgment in cases of
senate concur therein. impeachment shall not
c. No judge or extend further than to
justice shall be removal from office, or

60
The Constitution of the State of New York

removal from office and judge of the family


disqualification to hold court, judge of a court
and enjoy any public for the city of New York
office of honor, trust, or established pursuant to
profit under this state; section fifteen of this
but the party impeached article and judge of the
shall be liable to district court shall retire
indictment and on the last day of
punishment according to December in the year in
law. (Amended by vote which he or she reaches
of the people November the age of seventy. Each
6, 2001.) such former thereafter
perform the duties of a
[Judges and justices; justice of the supreme
compensation; court, with power to hear
retirement] and determine actions
§25. a. The and proceedings,
compensation of a judge provided, however, that
of the court of appeals, a it shall be certificated in
justice of the supreme the manner provided by
court, a judge of the law that the services of
court of claims, a judge such judge or justice are
of the county court, a necessary to expedite the
judge of the surrogate’s business of the court and
court, a judge of the that he or she is mentally
family court, a judge of a and physically able and
court for the city of New competent to perform
York established the full duties of such
pursuant to section office. Any such
fifteen of this article, a certification shall be
judge of the district court valid for a term of two
or of a retired judge or years and may be
justice shall be extended as provided by
established by law and law for additional terms
shall not be diminished of two years. A retired
during the term of office judge or justice shall
for which he or she was serve no longer than
elected or appointed. until the last day of
Any judge or justice December in the year in
of a court abolished by which he or she reaches
section thirty-five of this the age of seventy-six. A
article, who pursuant to retired judge or justice
that section becomes a shall be subject to
judge or justice of a assignment by the
court established or appellate division of the
continued by this article, supreme court of the
shall receive without judicial department of
interruption or his or her residence. Any
diminution for the retired justice of the
remainder of the term for supreme court who had
which he or she was been designated to and
elected or appointed to served as a justice of any
the abolished court the appellate division
compensation he or she immediately preceding
had been receiving upon his or her reaching the
the effective date of this age of seventy shall be
article together with any eligible for designation
additional compensation by the governor as a
that may be prescribed temporary or additional
by law. justice of the appellate
b. Each judge of division. A retired judge
the court of appeals, or justice shall not be
justice of the supreme counted in determining
court, judge of the court the number of justices in
of claims, judge of the a judicial district for
county court, judge of purposes of subdivision
the surrogate’s court,
61
The Constitution of the State of New York
d of section six of this pursuant to section
article. fifteen of this article.
c. The provisions d. A judge of the
of this section shall also surrogate’s court in any
be applicable to any county within the city of
judge or justice who has New York may perform
not reached the age of the duties of office or
seventy-six and to whom hold court in any county
it would otherwise have and may be temporarily
been applicable but for assigned to the supreme
the fact that he or she court in the judicial
reached the age of department of his or her
seventy and retired residence.
before the effective date e. A judge of the
of this article. surrogate’s court in any
(Subdivision b amended county outside the city
by vote of the people of New York may
November 8, 1966; perform the duties of
further amended by vote office or hold court in
of the people November any county and may be
6, 2001.) temporarily assigned to
the supreme court in the
[Temporary assignments judicial department of
of judges and justices] his or her residence or to
§26. a. A justice of the the county court or the
supreme court may family court in any
perform the duties of county or to a court for
office or hold court in any the city of New York
county and may be established pursuant to
temporarily assigned to section fifteen of this
the supreme court in any article.
judicial district or to the f. A judge of the
court of claims. A justice family court may
of the supreme court in perform the duties of
the city of New York may office or hold court in
be temporarily assigned to any county and may be
the family court in the city temporarily assigned to
of New York or to the the supreme court in the
surrogate’s court in any judicial department of
county within the city of his or her residence or to
New York when required the county court or the
to dispose of the business family court in any
of such court. county or to the
b. A judge of the surrogate’s court in any
court of claims may county outside of the
perform the duties of city of New York or to a
office or hold court in court for the city of New
any county and may be York established
temporarily assigned to pursuant to section
the supreme court in any fifteen of this article.
judicial district. g. A judge of a
c. A judge of the court for the city of New
county court may York established
perform the duties of pursuant to section
office or hold court in fifteen of this article
any county and may be may perform the duties
temporarily assigned to of office or hold court in
the supreme court in the any county and may be
judicial department of temporarily assigned to
his or her residence or to the supreme court in the
the county court or the judicial department of
family court in any his or her residence or to
county or to the the county court or the
surrogate’s court in any family court in any
county outside the city county or to the other
of New York or to a court for the city of New
court for the city of New York established
York established
62
The Constitution of the State of New York

pursuant to section which assigned. After the


fifteen of this article. expiration of any
h. A judge of the temporary assignment, as
district court in any provided in this section,
county may perform the the judge or justice
duties of office or hold assigned shall have all the
court in any county and powers, duties and
may be temporarily jurisdiction of a judge or
assigned to the county justice of the court to
court in the judicial which he or she was
department of his or her assigned with respect to
residence or to a court matters pending before
for the city of New York him or her during the term
established pursuant to of such temporary
section fifteen of this assignment. (Subdivision i
article or to the district amended by vote of the
court in any county. people November 8, 1977;
i. Temporary subdivision f amended by
assignments of all the vote of the people
foregoing judges or November 8, 1983; further
justices listed in this amended by vote of the
section, and of judges of people November 6,
the city courts pursuant 2001.)
to paragraph two of
subdivision j of this [Supreme court;
section, shall be made by extraordinary terms]
the chief administrator §27. The governor may,
of the courts in when in his or her opinion
accordance with the public interest
standards and requires, appoint
administrative policies extraordinary terms of the
established pursuant to supreme court. The
section twenty-eight of governor shall designate
this article. the time and place of
j. (1) The holding the term and the
legislature may provide justice who shall hold the
for temporary term. The governor may
assignments within the terminate the assignment
county of residence or of the justice and may
any adjoining county, of name another justice in
judges of town, village his or her place to hold the
or city courts outside the term.
city of New York. (Amended by vote of the
(2) In addition to any people November 6,
temporary assignments to 2001.)
which a judge of a city
court may be subject [Administrative
pursuant to paragraph one supervision of court
of this subdivision, such system]
judge also may be §28. a. The chief judge of
temporarily assigned by the court of appeals shall
the chief administrator of be the chief judge of the
the courts to the county state of New York and
court, the family court or shall be the chief judicial
the district court within officer of the unified court
his or her county of system. There shall be an
residence or any adjoining administrative board of
county provided he or she the courts which shall
is not permitted to practice consist of the chief judge
law. of the court of appeals as
k. While temporarily chairperson and the
assigned pursuant to the presiding justice of the
provisions of this section, appellate division of the
any judge or justice shall supreme court of each
have the powers, duties judicial department. The
and jurisdiction of a judge chief judge shall, with the
or justice of the court to advice and consent of the
63
The Constitution of the State of New York
administrative board of court, among the state, the
the courts, appoint a chief counties, the city of New
administrator of the courts York and other political
who shall serve at the subdivisions.
pleasure of the chief b. The legislature
judge. shall provide for the
b. The chief submission of the
administrator, on behalf itemized estimates of the
of the chief judge, shall annual financial needs of
supervise the the courts referred to in
administration and subdivision a of this
operation of the unified section to the chief
court system. In the administrator of the
exercise of such courts to be forwarded to
responsibility, the chief the appropriating bodies
administrator of the with recommendations
courts shall have such and comment.
powers and duties as c. Insofar as the
may be delegated to him expense of the courts is
or her by the chief judge borne by the state or
and such additional paid by the state in the
powers and duties as first instance, the final
may be provided by law. determination of the
c. The chief itemized estimates of the
judge, after consultation annual financial needs of
with the administrative the courts shall be made
board, shall establish by the legislature and the
standards and governor in accordance
administrative policies with articles four and
for general application seven of this
throughout the state, constitution.
which shall be submitted d. Insofar as the
by the chief judge to the expense of the courts is
court of appeals, not paid by the state in
together with the the first instance and is
recommendations, if borne by counties, the
any, of the city of New York or
administrative board. other political
Such standards and subdivisions, the final
administrative policies determination of the
shall be promulgated itemized estimates of the
after approval by the annual financial needs of
court of appeals. the courts shall be made
(Formerly §28. Repealed by the appropriate
and new §28 added by governing bodies of such
vote of the people counties, the city of New
November 8, 1977; York or other political
amended by vote of the subdivisions.
people November 6, (Subdivision b amended
2001.) by vote of the people
November 8, 1977.)
[Expenses of courts]
§29. a. The legislature [Legislative power over
shall provide for the jurisdiction and
allocation of the cost of proceedings; delegation
operating and maintaining of power to regulate
the court of appeals, the practice and procedure]
appellate division of the §30. The legislature shall
supreme court in each have the same power to
judicial department, the alter and regulate the
supreme court, the court jurisdiction and
of claims, the county proceedings in law and in
court, the surrogate’s equity that it has
court, the family court, the heretofore exercised. The
courts for the city of New legislature may, on such
York established pursuant terms as it shall provide
to section fifteen of this and subject to subsequent
article and the district modification, delegate, in
64
The Constitution of the State of New York

whole or in part, to a accordance with the


court, including the provisions of this article.
appellate division of the The legislature shall enact
supreme court, or to the appropriate laws to carry
chief administrator of the into effect the purposes
courts, any power and provisions of this
possessed by the article, and may, for the
legislature to regulate purpose of implementing,
practice and procedure in supplementing or
the courts. The chief clarifying any of its
administrator of the courts provisions, enact any
shall exercise any such laws, not inconsistent with
power delegated to him or the provisions of this
her with the advice and article, necessary or
consent of the desirable in promoting the
administrative board of objectives of this article.
the courts. Nothing herein
contained shall prevent [Pending appeals,
the adoption of actions and proceedings;
regulations by individual preservation of existing
courts consistent with the terms of office of judges
general practice and and justices]
procedure as provided by §34. a. The court of
statute or general rules. appeals, the appellate
(Amended by vote of the division of the supreme
people November 8, court, the supreme court,
1977.) the court of claims, the
county court in counties
[Inapplicability of article outside the city of New
to certain courts] York, the surrogate’s
§31. This article does not court and the district court
apply to the peacemakers of Nassau county shall
courts or other Indian hear and determine all
courts, the existence and appeals, actions and
operation of which shall proceedings pending
continue as may be therein on the effective
provided by law. date of this article except
that the appellate division
[Custodians of children of the supreme court in
to be of same religious the first and second
persuasion] judicial departments or
§32. When any court the appellate term in such
having jurisdiction over a departments, if so directed
child shall commit it or by the appropriate
remand it to an institution appellate division of the
or agency or place it in the supreme court, shall hear
custody of any person by and determine all appeals
parole, placing out, pending in the appellate
adoption or guardianship, terms of the supreme
the child shall be court in the first and
committed or remanded or second judicial
placed, when practicable, departments and in the
in an institution or agency court of special sessions
governed by persons, or in of the city of New York
the custody of a person, of and except that the county
the same religious court or an appellate term
persuasion as the child. shall, as may be provided
by law, hear and
[Existing laws; duty of determine all appeals
legislature to implement pending in the county
article] court or the supreme court
§33. Existing provisions other than an appellate
of law not inconsistent term. Further appeal from
with this article shall a decision of the county
continue in force until court, the appellate term
repealed, amended, or the appellate division
modified or superseded in of the supreme court,
65
The Constitution of the State of New York
rendered on or after the counties of Bronx, Kings,
effective date of this Queens and Richmond,
article, shall be governed the city court of the city of
by the provisions of this New York, the domestic
article. relations court of the city
b. The justices of of New York, the
the supreme court in municipal court of the city
office on the effective of New York, the court of
date of this article shall special sessions of the city
hold their offices as of New York and the city
justices of the supreme magistrates’ courts of the
court until the expiration city of New York are
of their respective terms. abolished from and after
c. The judges of the effective date of this
the court of claims in article and thereupon the
office on the effective seals, records, papers and
date of this article shall documents of or
hold their offices as belonging to such courts
judges of the court of shall, unless otherwise
claims until the provided by law, be
expiration of their deposited in the offices of
respective terms. the clerks of the several
d. The surrogates, counties in which these
and county judges courts now exist.
outside the city of New b. The judges of
York, including the the county court of the
special county judges of counties of Bronx,
the counties of Erie and Kings, Queens and
Suffolk, in office on the Richmond and the
effective date of this judges of the court of
article shall hold office general sessions of the
as judges of the county of New York in
surrogate’s court or office on the effective
county judge, date of this article
respectively, of such appointed, be justices of
counties until the the supreme court in and
expiration of their for the judicial district
respective terms. which includes the
e. The judges of county in which they
the district court of resided on that date. The
Nassau county in office salaries of such justices
on the effective date of shall be the same as the
this article shall hold salaries of the other
their offices until the justices of the supreme
expiration of their court residing in the
respective terms. same judicial district and
f. Judges of shall be paid in the same
courts for towns, manner. All actions and
villages and cities proceedings pending in
outside the city of New the county court of the
York in office on the counties of Bronx,
effective date of this Kings, Queens and
article shall hold their Richmond and in the
offices until the court of general sessions
expiration of their of the county of New
respective terms. York on the effective
date of this article shall
[Certain courts be transferred to the
abolished; transfer of supreme court in the
judges, court personnel, county in which the
and actions and action or proceedings
proceedings to other was pending, or
courts] otherwise as may be
§35. a. The children’s provided by law.
courts, the court of c. The legislature
general sessions of the shall provide by law that
county of New York, the the justices of the city
county courts of the court of the city of New

66
The Constitution of the State of New York

York and the justices of citywide court of


the municipal court of criminal jurisdiction of
the city of New York in the city of New York
office on the date such established pursuant to
courts are abolished section fifteen of this
shall, for the remainder article or as otherwise
of the term for which provided by law.
each was elected or g. The special
appointed, be judges of county judges of the
the city-wide court of counties of Broome,
civil jurisdiction of the Chautauqua, Jefferson,
city of New York Oneida and Rockland
established pursuant to and the judges of the
section fifteen of this children’s courts in all
article and for such counties outside the city
district as the legislature of New York in office
may determine. on the effective date of
d. The legislature this article shall, for the
shall provide by law that remainder of the terms
the justices of the court for which they were
of special sessions and elected or appointed, be
the magistrates of the judges of the family
city magistrates’ courts court in and for the
of the city of New York county in which they
in office on the date such hold office. Except as
courts are abolished otherwise provided in
shall, for the remainder this section, the office of
of the term for which special county judge and
each was appointed, be the office of special
judges of the citywide surrogate is abolished
court of criminal from and after the
jurisdiction of the city of effective date of this
New York established article and the terms of
pursuant to section the persons holding such
fifteen provided, offices shall terminate
however, that each term on that date.
shall expire on the last h. All actions and
day of the year in which proceedings pending in
it would have expired the children’s courts in
except for the provisions counties outside the city
of this article. of New York on the
e. All actions and effective date of this
proceedings pending in article shall be
the city court of the city transferred to the family
of New York and the court in the respective
municipal court in the counties.
city of New York on the i. The justices of
date such courts are the domestic relations
abolished shall be court of the city of New
transferred to the city- York in office on the
wide court of civil effective date of this
jurisdiction of the city of article shall, for the
New York established remainder of the terms
pursuant to section for which they were
fifteen of this article or appointed, be judges of
as otherwise provided by the family court within
law. the city of New York.
f. All actions and j. All actions and
proceedings pending in proceedings pending in
the court of special the domestic relations
sessions of the city of court of the city of New
New York and the city York on the effective
magistrates’ courts of date of this article shall
the city of New York on be transferred to the
the date such courts are family court in the city
abolished shall be of New York.
transferred to the
67
The Constitution of the State of New York
k. The office of m. In the event
official referee is that a judgment or order
abolished, provided, was entered before the
however, that official effective date of this
referees in office on the article and a right of
effective date of this appeal existed and notice
article shall, for the of appeal therefrom is
remainder of the terms filed after the effective
for which they were date of this article, such
appointed or certified, be appeal shall be taken
official referees of the from the supreme court,
court in which appointed the county courts, the
or certified or the surrogate’s courts, the
successor court, as the children’s courts, the
case may be. At the court of general sessions
expiration of the term of of the county of New
any official referee, his York and the domestic
or her office shall be relations court of the city
abolished and thereupon of New York to the
such former official appellate division of the
referee shall be subject supreme court in the
to the relevant judicial department in
provisions of section which such court was
twenty-five of this located; from the court
article. of claims to the appellate
l. As may be division of the supreme
provided by law, the court in the third judicial
non-judicial personnel of department, except for
the courts affected by those claims which arose
this article in office on in the fourth judicial
the effective date of this department, in which
article shall, to the extent case the appeal shall be
practicable, be continued to the appellate division
without diminution of of the supreme court in
salaries and with the the fourth judicial
same status and rights in department; from the
the courts established or city court of the city of
continued by this article; New York, the
and especially skilled, municipal court of the
experienced and trained city of New York, the
personnel shall, to the court of special sessions
extent practicable, be of the city of New York
assigned to like and the city magistrates’
functions in the courts courts of the city of New
which exercise the York to the appellate
jurisdiction formerly division of the supreme
exercised by the courts court in the judicial
in which they were department in which
employed. In the event such court was located,
that the adoption of this provided, however, that
article shall require or such appellate division
make possible a of the supreme court
reduction in the number may transfer any such
of non-judicial appeal to an appellate
personnel, or in the term, if such appellate
number of certain term be established; and
categories of such from the district court,
personnel, such town, village and city
reduction shall be made, courts outside the city of
to the extent practicable, New York to the county
by provision that the court in the county in
death, resignation, which such court was
removal or retirement of located, provided,
an employee shall not however, that the
create a vacancy until legislature may require
the reduced number of the transfer of any such
personnel has been appeal to an appellate
reached. term, if such appellate

68
The Constitution of the State of New York

term be established. jurisdiction of any court to


Further appeal from a which any such action or
decision of a county proceeding is transferred
court or an appellate by this article shall be
term or the appellate coextensive with the
division of the supreme jurisdiction of the former
court shall be governed court from which the
by the provisions of this action or proceeding was
article. However, if in transferred. Except to the
any action or proceeding extent inconsistent with
decided prior to the the provisions of this
effective date of this article, subsequent
article, a party had a proceedings in such
right of direct appeal appeal, action or
from a court of original proceeding shall be
jurisdiction to the court conducted in accordance
of appeals, such appeal with the laws in force on
may be taken directly to the effective date of this
the court of appeals. article until superseded in
n. In the event the manner authorized by
that an appeal was law.
decided before the
effective date of this [Effective date of certain
article and a further amendments to articles
appeal could be taken as VI and VII]
of right and notice of §36-a. The amendments to
appeal therefrom is filed the provisions of sections
after the effective date of two, four, seven, eight,
this article, such appeal eleven, twenty, twenty-
may be taken from the two, twenty-six, twenty-
appellate division of the eight, twenty-nine and
supreme court to the thirty of article six and to
court of appeals and the provisions of section
from any other court to one of article seven, as
the appellate division of first proposed by a
the supreme court. concurrent resolution
Further appeal from a passed by the legislature
decision of the appellate in the year nineteen
division of the supreme hundred seventy-six and
court shall be governed entitled “Concurrent
by the provisions of this Resolution of the Senate
article. If a further and Assembly proposing
appeal could not be amendments to articles six
taken as of right, such and seven of the
appeal shall be governed constitution, in relation to
by the provisions of this the manner of selecting
article. (Amended by judges of the court of
vote of the people appeals, creation of a
November 6, 2001.) commission on judicial
conduct and
[Pending civil and administration of the
criminal cases] unified court system,
§36. No civil or criminal providing for the
appeal, action or effectiveness of such
proceeding pending amendments and the
before any court or any repeal of subdivision c of
judge or justice on the section two, subdivision b
effective date of this of section seven,
article shall abate but such subdivision b of section
appeal, action or eleven, section twenty-
proceeding so pending two and section twenty-
shall be continued in the eight of article six thereof
courts as provided in this relating thereto”, shall
article and, for the become a part of the
purposes of the constitution on the first
disposition of such actions day of January next after
or proceedings only, the
69
The Constitution of the State of New York
the approval and September next thereafter
ratification of the which date shall be
amendments proposed by deemed the effective date
such concurrent resolution of such amendments.
by the people but the (New. Added by vote of
provisions thereof shall the people November 4,
not become operative and 1975.)
the repeal of subdivision c
of section two, section [Effective date of article]
twenty-two and section §37. This article shall
twenty-eight shall not become a part of the
become effective until the constitution on the first
first day of April next day of January next after
thereafter which date shall the approval and
be deemed the effective ratification of this
date of such amendments amendment by the people
and the chief judge and but its provisions shall not
the associate judges of the become operative until the
court of appeals in office first day of September
on such effective date next thereafter which date
shall hold their offices shall be deemed the
until the expiration of effective date of this
their respective terms. article.
Upon a vacancy in the
office of any such judge,
such vacancy shall be ARTICLE VII
filled in the manner STATE FINANCES
provided in section two of
article six. (New. Added
[Estimates by
by vote of the people
departments, the
November 8, 1977.)
legislature and the
judiciary of needed
[No section 36-b] appropriations;
hearings]
[Effective date of certain Section 1. For the
amendments to article preparation of the budget,
VI, section 22] §36-c. the head of each
The amendments to the department of state
provisions of section government, except the
twenty-two of article six legislature and judiciary,
as first proposed by a shall furnish the governor
concurrent resolution such estimates and
passed by the legislature information in such form
in the year nineteen and at such times as the
hundred seventy-four and governor may require,
entitled “Concurrent copies of which shall
Resolution of the Senate forthwith be furnished to
and Assembly proposing the appropriate
an amendment to section committees of the
twenty-two of article six legislature. The governor
and adding section thirty- shall hold hearings
six-c to such article of the thereon at which the
constitution, in relation to governor may require the
the powers of and attendance of heads of
reconstituting the court on departments and their
the judiciary and creating subordinates. Designated
a commission on judicial representatives of such
conduct”, shall become a committees shall be
part of the constitution on entitled to attend the
the first day of January hearings thereon and to
next after the approval make inquiry concerning
and ratification of the any part thereof.
amendments proposed by Itemized estimates of
such concurrent resolution the financial needs of the
by the people but the legislature, certified by the
provisions thereof shall presiding officer of each
not become operative house, and of the
until the first day of judiciary, approved by the
70
The Constitution of the State of New York

court of appeals and Convention of 1938 and


certified by the chief approved by vote of the
judge of the court of people November 8, 1938;
appeals, shall be amended by vote of the
transmitted to the people November 2, 1965;
governor not later than the November 6, 2001.)
first day of December in
each year for inclusion in [Budget bills;
the budget without appearances before
revision but with such legislature]
recommendations as the §3. At the time of
governor may deem submitting the budget to
proper. Copies of the the legislature the
itemized estimates of the governor shall submit a
financial needs of the bill or bills containing all
judiciary also shall the proposed
forthwith be transmitted to appropriations and
the appropriate reappropriations included
committees of the in the budget and the
legislature. (Amended by proposed legislation, if
vote of the people any, recommended
November 8, 1977; therein.
November 6, 2001.) The governor may at
any time within thirty
[Executive budget] days thereafter and, with
§2. Annually, on or the consent of the
before the first day of legislature, at any time
February in each year before the adjournment
following the year fixed thereof, amend or
by the constitution for the supplement the budget
election of governor and and submit amendments
lieutenant governor, and to any bills submitted by
on or before the second him or her or submit
Tuesday following the supplemental bills.
first day of the annual The governor and the
meeting of the legislature, heads of departments shall
in all other years, the have the right, and it shall
governor shall submit to be the duty of the heads of
the legislature a budget departments when
containing a complete requested by either house
plan of expenditures of the legislature or an
proposed to be made appropriate committee
before the close of the thereof, to appear and be
ensuing fiscal year and all heard in respect to the
moneys and revenues budget during the
estimated to be available consideration thereof, and
therefor, together with an to answer inquiries
explanation of the basis of relevant thereto. The
such estimates and procedure for such
recommendations as to appearances and inquiries
proposed legislation, if shall be provided by law.
any, which the governor (New. Derived in part
may deem necessary to from former §§2 and 3 of
provide moneys and Art. 4-a. Adopted by
revenues sufficient to Constitutional Convention
meet such proposed of 1938 and approved by
expenditures. It shall also vote of the people
contain such other November 8, 1938;
recommendations and amended by vote of the
information as the people
governor may deem November 6, 2001.)
proper and such additional
information as may be [Action on budget bills
required by law. (New. by legislature; effect
Derived in part from thereof]
former §2 of Art. 4-a. §4. The legislature may
Adopted by Constitutional not alter an appropriation
71
The Constitution of the State of New York
bill submitted by the [Restrictions on content
governor except to strike of appropriation bills]
out or reduce items §6. Except for
therein, but it may add appropriations contained
thereto items of in the bills submitted by
appropriation provided the governor and in a
that such additions are supplemental
stated separately and appropriation bill for the
distinctly from the support of government, no
original items of the bill appropriations shall be
and refer each to a single made except by separate
object or purpose. None bills each for a single
of the restrictions of this object or purpose. All
section, however, shall such bills and such
apply to appropriations supplemental
for the legislature or appropriation bill shall be
judiciary. subject to the governor’s
Such an appropriation approval as provided in
bill shall when passed by section 7 of article IV.
both houses be a law No provision shall be
immediately without embraced in any
further action by the appropriation bill
governor, except that submitted by the governor
appropriations for the or in such supplemental
legislature and judiciary appropriation bill unless it
and separate items added relates specifically to
to the governor’s bills by some particular
the legislature shall be appropriation in the bill,
subject to approval of the and any such provision
governor as provided in shall be limited in its
section 7 of article IV. operation to such
(New. Derived in part appropriation. (New.
from former §3 of Art. 4- Derived in part from
a. Adopted by former §22 of Art. 3 and
Constitutional Convention former §4 of Art. 4-a.
of 1938 and approved by Adopted by Constitutional
vote of the people Convention of 1938 and
November 8, 1938; approved by vote of the
amended by vote of the people
people November 6, November 8, 1938.)
2001.)
[Appropriation bills]
[Restrictions on §7. No money shall ever
consideration of other be paid out of the state
appropriations] treasury or any of its
§5. Neither house of the funds, or any of the funds
legislature shall consider under its management,
any other bill making an except in pursuance of an
appropriation until all the appropriation by law; nor
appropriation bills unless such payment be
submitted by the governor made within two years
shall have been finally next after the passage of
acted on by both houses, such appropriation act;
except on message from and every such law
the governor certifying to making a new
the necessity of the appropriation or
immediate passage of continuing or reviving an
such a bill. (New. Derived appropriation, shall
in part from former §4 of distinctly specify the sum
Art. 4-a. Adopted by appropriated, and the
Constitutional object or purpose to which
Convention of 1938 and it is to be applied; and it
approved by vote of the shall not be sufficient for
people November 8, such law to refer to any
1938.) other law to fix such sum.
(New. Derived in part
from former §21 of Art. 3.
Adopted by Constitutional
72
The Constitution of the State of New York

Convention of 1938 and authorized by the state


approved by vote of the board of social welfare
people November 8, or other state department
1938.) having the power of
inspection thereof, by
[Gift or loan of state payments made on a per
credit or money capita basis directly or
prohibited; exceptions through the subdivisions
for enumerated of the state; or for the
purposes] increase in the amount
§8. 1. The money of the of pensions of any
state shall not be given or member of a retirement
loaned to or in aid of any system of the state, or of
private corporation or a subdivision of the
association, or private state; or for an increase
undertaking; nor shall the in the amount of pension
credit of the state be given benefits of any widow or
or loaned to or in aid of widower of a retired
any individual, or public member of a retirement
or private corporation or system of the state or of
association, or private a subdivision of the state
undertaking, but the to whom payable as
foregoing provisions shall beneficiary under an
not apply to any fund or optional settlement in
property now held or connection with the
which may hereafter be pension of such member.
held by the state for The enumeration of
educational, mental health legislative powers in this
or mental retardation paragraph shall not be
purposes. taken to diminish any
2. Subject to the power of the legislature
limitations on hitherto existing.
indebtedness and 3. Nothing in this
taxation, nothing in this constitution contained
constitution contained shall prevent the
shall prevent the legislature from
legislature from authorizing the loan of
providing for the aid, the money of the state to
care and support of the a public corporation to
needy directly or be organized for the
through subdivisions of purpose of making
the state; or for the loans to non-profit
protection by insurance corporations or for the
or otherwise, against the purpose of guaranteeing
hazards of loans made by banking
unemployment, sickness organizations, as that
and old age; or for the term shall be defined by
education and support of the legislature, to
the blind, the deaf, the finance the construction
dumb, the physically of new industrial or
handicapped, the manufacturing plants,
mentally ill, the the construction of new
emotionally disturbed, buildings to be used for
the mentally retarded or research and
juvenile delinquents as it development, the
may deem proper; or for construction of other
health and welfare eligible business
services for all children, facilities, and for the
either directly or through purchase of machinery
subdivisions of the state, and equipment related to
including school such new industrial or
districts; or for the aid, manufacturing plants,
care and support of research and
neglected and dependent development buildings,
children and of the and other eligible
needy sick, through business facilities in this
agencies and institutions state or the acquisition,
73
The Constitution of the State of New York
rehabilitation or by vote of the people
improvement of former November 6, 1951;
or existing industrial or November 7, 1961;
manufacturing plants, November 8, 1966;
buildings to be used for November 6, 1973;
research and November 8, 1977;
development, other November 5, 1985;
eligible business November 6,
facilities, and machinery 2001.)
and equipment in this
state, including the [Short term state debts
acquisition of real in anticipation of taxes,
property therefor, and revenues and proceeds
the use of such money of sale of authorized
by such public bonds]
corporation for such §9. The state may
purposes, to improve contract debts in
employment anticipation of the receipt
opportunities in any area of taxes and revenues,
of the state, provided, direct or indirect, for the
however, that any such purposes and within the
plants, buildings or amounts of appropriations
facilities or machinery theretofore made. Notes
and equipment therefor or other obligations for
shall not be (i) primarily the moneys so borrowed
used in making retail shall be issued as may be
sales of goods or provided by law, and shall
services to customers with the interest thereon
who personally visit be paid from such taxes
such facilities to obtain and revenues within one
such goods or services year from the date of
or (ii) used primarily as issue.
a hotel, apartment house The state may also
or other place of contract debts in
business which furnishes anticipation of the receipt
dwelling space or of the proceeds of the sale
accommodations to of bonds theretofore
either residents or authorized, for the
transients, and provided purpose and within the
further that any loan by amounts of the bonds so
such public corporation authorized. Notes or
shall not exceed sixty obligations for the money
per centum of the cost of so borrowed shall be
any such project and the issued as may be provided
repayment of which by law, and shall with the
shall be secured by a interest thereon be paid
mortgage thereon which from the proceeds of the
shall not be a junior sale of such bonds within
encumbrance thereon by two years from the date of
more than fifty per issue, except as to bonds
centum of such cost or issued or to be issued for
by a security interest if any of the purposes
personalty, and that the authorized by article
amount of any guarantee eighteen of this
of a loan made by a constitution, in which
banking organization event the notes or
shall not exceed eighty obligations shall with the
per centum of the cost of interest thereon be paid
any such project. from the proceeds of the
(Formerly §1. Derived in sale of such bonds within
part from former §9 of five years from the date of
Art. 8. Renumbered and issue. (Formerly §2.
amended by Renumbered and amended
Constitutional by Constitutional
Convention of 1938 and Convention of 1938 and
approved by vote of the approved by vote of the
people November 8, people November 8, 1938;
1938; further amended further amended by vote

74
The Constitution of the State of New York

of the people November 4, debt or liability under


1958; November 7, such law. (Formerly §4.
1995.) Renumbered and amended
by Constitutional
[State debts on account Convention of 1938 and
of invasion, insurrection, approved by vote of the
war and forest fires] people November 8, 1938;
§10. In addition to the further amended by vote
above limited power to of the people November 2,
contract debts, the state 1993.)
may contract debts to
repel invasion, suppress [State debts generally;
insurrection, or defend the how paid; contribution
state in war, or to suppress to sinking funds;
forest fires; but the money restrictions on use of
arising from the bond proceeds]
contracting of such debts §12. Except the debts or
shall be applied for the refunding debts specified
purpose for which it was in sections 9, 10 and 13 of
raised, or to repay such this article, all debts
debts, and to no other contracted by the state and
purpose whatever. each portion of any such
(Formerly §3. debt from time to time so
Renumbered by contracted shall be subject
Constitutional Convention to the following rules:
of 1938 and approved by 1. The principal
vote of the people of each debt or any
November 8, 1938.) portion thereof shall
either be paid in equal
[State debts generally; annual installments or in
manner of contracting; installments that result in
referendum] substantially level or
§11. Except the debts or declining debt service
refunding debts specified payments such as shall
in sections 9, 10 and 13 of be authorized by law, or,
this article, no debt shall in the alternative,
be hereafter contracted by contributions of
or in behalf of the state, principal in the amount
unless such debt shall be that would otherwise be
authorized by law, for required to be paid
some single work or annually shall be made
purpose, to be distinctly to a sinking fund.
specified therein. No such 2. When some
law shall take effect until portions of the same
it shall, at a general debt are payable
election, have been annually while other
submitted to the people, portions require
and have received a contributions to a
majority of all the votes sinking fund, the entire
cast for and against it at debt shall be structured
such election nor shall it so that the combined
be submitted to be voted amount of annual
on within three months installments of principal
after its passage nor at any paid and/or annual
general election when any contributions of
other law or any bill shall principal made in each
be submitted to be voted year shall be equal to the
for or against. amount that would be
The legislature may, at required to be paid if the
any time after the entire debt were payable
approval of such law by in annual installments.
the people, if no debt shall 3. When interest
have been contracted in on state obligations is
pursuance thereof, repeal not paid at least
the same; and may at any annually, there shall also
time, by law, forbid the be contributed to a
contracting of any further sinking fund at least
75
The Constitution of the State of New York
annually, the amount contracted, or in the
necessary to bring the alternative, the weighted
balance thereof, average period of
including income earned probable life of the
on contributions, to the works or purposes for
accreted value of the which such indebtedness
obligations to be paid is to be contracted. The
therefrom on the date probable lives of such
such contribution is works or purposes shall
made, less the sum of all be determined by
required future general laws, which
contributions of determination shall be
principal, in the case of conclusive.
sinking fund obligations, 6. The money
or payments of principal, arising from any loan
in the case of serial creating such debt or
obligations. liability shall be applied
Notwithstanding the only to the work or
foregoing, nothing purpose specified in the
contained in this act authorizing such debt
subdivision shall be or liability, or for the
deemed to require payment of such debt or
contributions for interest liability, including any
to sinking funds if total notes or obligations
debt service due on the issued in anticipation of
debt or portion thereof in the sale of bonds
the year such interest is evidencing such debt or
due will be substantially liability.
the same as the total debt 7. Any sinking
service due on such debt funds created pursuant to
or portion thereof in this section shall be
each other year or if the maintained and managed
total amount of debt by the state comptroller
service due in each or an agent or trustee
subsequent year on such designated by the state
debt or portion thereof comptroller, and
shall be less than the amounts in sinking funds
total debt service due in created pursuant to this
each prior year. section, and earnings
4. The first annual thereon, shall be used
installment on such debt solely for the purpose of
shall be paid, or the first retiring the obligations
annual contribution shall secured thereby except
be made to a sinking that amounts in excess
fund, not more than one of the required balance
year, and the last on any contribution date
installment shall be paid, and amounts remaining
or contribution made not in such funds after all of
more than forty years, the obligations secured
after such debt or thereby have been
portion thereof shall retired shall be deposited
have been contracted, in the general fund.
provided, however, that 8. No
in contracting any such appropriation shall be
debt the privilege of required for
paying all or any part of disbursement of money,
such debt prior to the or income earned
date on which the same thereon, from any
shall be due may be sinking fund created
reserved to the state in pursuant to this section
such manner as may be for the purpose of
provided by law. paying principal of and
5. No such debt interest on the
shall be contracted for a obligations for which
period longer than that such fund was created,
of the probable life of except that interest shall
the work or purpose for be paid from any such
which the debt is to be fund only if, and to the

76
The Constitution of the State of New York

extent that, it is not computation of present


payable annually and value for such purpose.
contributions on account 2. In no event
of such interest were shall refunding
made thereto. obligations be issued in
9. The provisions an amount exceeding
of section 15 of this that necessary to provide
article shall not apply to sufficient funds to
sinking funds created accomplish the
pursuant to this section. refunding of the
10. When state obligations to be
obligations are sold at a refunded including
discount, the debt paying all costs and
incurred for purposes of expenses related to the
determining the amount refunding transaction
of debt issued or and, in no event, shall
outstanding pursuant to a the proceeds of
voter approved bond refunding obligations be
referendum or other applied to any purpose
limitation on the amount other than
of debt that may be accomplishing the
issued or outstanding for refunding of the debt to
a work or purpose shall be refunded and paying
be deemed to include costs and expenses
only the amount of related to the refunding.
money actually received 3. Proceeds of
by the state refunding obligations
notwithstanding the face shall be deposited in
amount of such escrow funds which
obligations. (Derived in shall be maintained and
part from former §4. managed by the state
Renumbered and comptroller or by an
amended by agent or trustee
Constitutional designated by the state
Convention of 1938 and comptroller and no
approved by vote of the legislative appropriation
people November 8, shall be required for
1938; further amended disbursement of money,
by vote of the people, or income earned
November 2, 1993.) thereon, from such
escrow funds for the
[Refund of state debts] purposes enumerated in
§13. The legislature may this section.
provide means and 4. Refunding
authority whereby any obligations may be
state debt or debts, or any refunded pursuant to this
portion or combination section.
thereof, may be refunded 5. Refunding
in accordance with the obligations shall either
following provisions: be paid in annual
1. State debts may installments or annual
be refunded at any time contributions shall be
after they are incurred made to a sinking fund
provided that the state in amounts sufficient to
will achieve a debt retire the refunding
service savings on a obligations at their
present value basis as a maturity. No annual
result of the refunding installments or
transaction, and further contributions of
provided that no principal need be made
maturity shall be called with respect to all or any
for redemption unless portion of an issue of
the privilege to pay prior refunding obligations in
to the maturity date was years when debt service
reserved to the state. The on such refunding
legislature may provide obligations or portion
for the method of thereof is paid or
77
The Constitution of the State of New York
contributed entirely from installments or
an escrow fund created contributions were
pursuant to subdivision 3 required to be made
of this section or in years from the year that the
when no installments or next installment or
contributions would contribution would have
have been due on the been due on the
obligations to be obligations to be
refunded. So long as any refunded, if they had not
of the refunding been refunded, until the
obligations remain final maturity of the
outstanding, installments refunding obligations
or contributions shall be but excluding any year
made in any years that in which no installment
installments or or contribution would
contributions would have been due on the
have been due on the obligations to be
obligations to be refunded or, in the
refunded. alternative, the total
6. In no event payments of principal
shall the last annual and interest on the
installment or refunding bonds shall be
contribution on any less in each year to their
portion of refunding final maturity than the
debt, including total payments of
refunding obligations principal and interest on
issued to refund other the bonds to be refunded
refunding obligations, be in each such year.
made after the 8. The provisions
termination of the period of subdivision 3 and
of probable life of the subdivisions 7 through 9
projects financed with of section 12 of this
the proceeds of the article shall apply to
relevant portion of the sinking funds created
debt to be refunded, or pursuant to this section
any debt previously for the payment at
refunded with the maturity of refunding
refunding obligations to obligations. (New.
be refunded, determined Adopted by
as of the date of issuance Constitutional
of the original Convention of 1938 and
obligations pursuant to approved by vote of the
section 12 of this article people November 8,
to finance such projects, 1938; further amended
or forty years from such by vote of the people
date, if earlier; provided, November 2,
however, that in lieu of 1993.)
the foregoing, an entire
refunding issue or [State debt for
portion thereof may be elimination of railroad
structured to mature over crossings at grade;
the remaining weighted expenses; how borne;
average useful life of all construction and
projects financed with reconstruction of state
the obligations being highways and parkways]
refunded. §14. The legislature may
7. Subject to the authorize by law the
provisions of creation of a debt or debts
subdivision 5 of this of the state, not exceeding
section, each annual in the aggregate three
installment or hundred million dollars, to
contribution of principal provide moneys for the
of refunding obligations elimination, under state
shall be equal to the supervision, of railroad
amount that would be crossings at grade within
required by subdivision the state, and for
1 of section 12 of this incidental improvements
article if such connected therewith as

78
The Constitution of the State of New York

authorized by this section. prescribed by law, and in


The provisions of this no event to exceed fifteen
article, not inconsistent per centum of the expense
with this section, relating of the elimination,
to the issuance of bonds exclusive of all incidental
for a debt or debts of the improvements. The
state and the maturity and reimbursement by the
payment thereof, shall railroad companies shall
apply to a state debt or be payable at such times,
debts created pursuant to in such manner and with
this section; except that interest at such rate as the
the law authorizing the legislature may prescribe.
contracting of such debt The expense of any
or debts shall take effect grade crossing elimination
without submission to the the construction work for
people pursuant to section which was commenced
11 of this article. The before January first,
aggregate amount of a nineteen hundred thirty-
state debt or debts which nine, shall be borne by the
may be created pursuant state, railroad companies,
to this section shall not and the municipality or
exceed the difference municipalities in the
between the amount of the proportions formerly
debt or debts heretofore prescribed by section 14
created or authorized by of article VII of the
law, under the provisions constitution in force on
of section 14 of article VII July first, nineteen
of the constitution in force hundred thirty-eight, and
on July first, nineteen the law or laws enacted
hundred thirty-eight, and pursuant to its provisions,
the sum of three hundred applicable to such
million dollars. elimination, and subject to
The expense of any the provisions of such
grade crossing elimination former section and law or
the construction work for laws, including advances
which was not in aid of any railroad
commenced before company or municipality,
January first, nineteen although such elimination
hundred thirtynine, shall not be completed
including incidental until after January first,
improvements connected nineteen hundred thirty-
therewith as authorized by nine.
this section, whether or A grade crossing
not an order for such elimination the
elimination shall construction work for
theretofore have been which shall be
made, shall be paid by the commenced after January
state in the first instance, first, nineteen hundred
but the state shall be thirty-nine, shall include
entitled to recover from incidental improvements
the railroad company or rendered necessary or
companies, by way of desirable because of such
reimbursement (1) the elimination, and
entire amount of the reasonably included in the
railroad improvements not engineering plans
an essential part of therefor. Out of the
elimination, and (2) the balance of all moneys
amount of the net benefit authorized to be expended
to the company or under section 14 of article
companies from the VII of the constitution in
elimination exclusive of force on July first,
such railroad nineteen hundred
improvements, the amount thirtyeight, and remaining
of such net benefit to be unexpended and
adjudicated after the unobligated on such date,
completion of the work in fifty million dollars shall
the manner to be be deemed segregated for
79
The Constitution of the State of New York
grade crossing contributed to each such
eliminations and fund, would, with the fund
incidental improvements and with the
in the city of New York accumulations thereon
and shall be available only and upon the
for such purposes until contributions thereto,
such eliminations and computed at the rate of
improvements are three per centum per
completed and paid for. annum, produce at the
Notwithstanding any of date of maturity the
the foregoing provisions amount of the debt to
of this section the retire which such fund
legislature is hereby was created, and the
authorized to appropriate, legislature shall thereupon
out of the proceeds of appropriate as the
bonds now or hereafter contribution to each such
sold to provide moneys fund for such year at least
for the elimination of the amount thus certified.
railroad crossings at grade If the income of any
and incidental such fund in any year is
improvements pursuant to more than a sum which, if
this section, sums not annually added to such
exceeding in the aggregate fund would, with the fund
sixty million dollars for and its accumulations as
the construction and aforesaid, retire the debt at
reconstruction of state maturity, the excess
highways and parkways. income may be applied to
(Amended by the interest on the debt for
Constitutional Convention which the fund was
of 1938 and approved by created.
vote of the people After any sinking fund
November 8, 1938; further shall equal in amount the
amended by vote of the debt for which it was
people November 4, created no further
1941.) contribution shall be made
thereto except to make
[Sinking funds; how good any losses
kept and invested; ascertained at the annual
income therefrom and appraisals above
application thereof] mentioned, and the
§15. The sinking funds income thereof shall be
provided for the payment applied to the payment of
of interest and the the interest on such debt.
extinguishment of the Any excess in such
principal of the debts of income not required for
the state heretofore the payment of interest
contracted shall be may be applied to the
continued; they shall be general fund of the state.
separately kept and safely (Formerly §5.
invested, and neither of Renumbered and amended
them shall be appropriated by Constitutional
or used in any manner Convention of 1938 and
other than for such approved by vote of the
payment and people November 8, 1938;
extinguishment as further amended by vote
hereinafter provided. The of the people November
comptroller shall each 6, 2001.)
year appraise the
securities held for [Payment of
investment in each of such state debts;
funds at their fair market when comptroller
value not exceeding par. to pay
The comptroller shall then without appropriation]
determine and certify to §16. The legislature shall
the legislature the amount annually provide by
of each of such funds and appropriation for the
the amounts which, if payment of the interest
thereafter annually upon and installments of
80
The Constitution of the State of New York

principal of all debts or further amended by vote


refunding debts created on of the people November 2,
behalf of the state except 1993.)
those contracted under
section 9 of this article, as [Authorizing the
the same shall fall due, legislature to establish a
and for the contribution to fund or funds for tax
all of the sinking funds revenue stabilization
created by law, of the reserves; regulating
amounts annually to be payments thereto and
contributed under the withdrawals therefrom]
provisions of section 12, §17. The legislature may
13 or 15 of this article. If establish a fund or funds
at any time the legislature to aid in the stabilization
shall fail to make any of the tax revenues of the
such appropriation, the state available for
comptroller shall set apart expenditure or
from the first revenues distribution. Any law
thereafter received, creating such a fund shall
applicable to the general specify the tax or taxes to
fund of the state, a sum which such fund relates,
sufficient to pay such and shall prescribe the
interest, installments of method of determining the
principal, or contributions amount of revenue from
to such sinking fund, as any such tax or taxes
the case may be, and shall which shall constitute a
so apply the moneys thus norm of each fiscal year.
set apart. The comptroller Such part as shall be
may be required to set prescribed by law of any
aside and apply such revenue derived from
revenues as aforesaid, at such tax or taxes during a
the suit of any holder of fiscal year in excess of
such bonds. such norm shall be paid
Notwithstanding the into such fund. No
foregoing provisions of moneys shall at any time
this section, the be withdrawn from such
comptroller may covenant fund unless the revenue
with the purchasers of any derived from such tax or
state obligations that they taxes during a fiscal year
shall have no further shall fall below the norm
rights against the state for for such year; in which
payment of such event such amount as may
obligations or any interest be prescribed by law, but
thereon after an amount or in no event an amount
amounts determined in exceeding the difference
accordance with the between such revenue and
provisions of such such norm, shall be paid
covenant is deposited in a from such fund into the
described fund or with a general fund.
named or described No law changing the
agency or trustee. In such method of determining a
case, this section shall norm or prescribing the
have no further amount to be paid into
application with respect to such a fund or to be paid
payment of such from such a fund into the
obligations or any interest general fund may become
thereon after the effective until three years
comptroller has complied from the date of its
with the prescribed enactment. (Added by
conditions of such amendment approved by
covenant. (Formerly §11. vote of the people
Renumbered and amended November 2, 1943.)
by Constitutional
Convention of 1938 and [Bonus on account of
approved by vote of the service of certain
people November 8, 1938; veterans in World War
II] §18. The legislature
81
The Constitution of the State of New York
may authorize by law the for a debt or debts of the
creation of a debt or debts state and the maturity and
of the state to provide for payment thereof, shall
the payment of a bonus to apply to a debt or debts
each male and female created pursuant to this
member of the armed section; except that the
forces of the United law authorizing the
States, still in the armed contracting of such debt
forces, or separated or or debts shall take effect
discharged under without submission to the
honorable conditions, for people pursuant to section
service while on active eleven of this article.
duty with the armed Proceeds of bonds
forces at any time during issued pursuant to law, as
the period from December authorized by this section
seventh, nineteen hundred as in force prior to
forty-one to and including January first, nineteen
September second, hundred fifty shall be
nineteen hundred forty- available and may be
five, who was a resident expended for the payment
of this state for a period of of such bonus to persons
at least six months qualified therefor as now
immediately prior to his provided by this section.
or her enlistment, (Added by amendment
induction or call to active approved by vote of the
duty. The law authorizing people November 4, 1947;
the creation of the debt further amended by vote
shall provide for payment of the people November 8,
of such bonus to the next 1949.)
of kin of each male and
female member of the [State debt for expansion
armed forces who, having of state university]
been a resident of this §19. The legislature may
state for a period of six authorize by law the
months immediately prior creation of a debt or debts
to his or her enlistment, of the state, not exceeding
induction or call to active in the aggregate two
duty, died while on active hundred fifty million
duty at any time during dollars, to provide moneys
the period from December for the construction,
seventh, nineteen hundred reconstruction,
forty-one to and including rehabilitation,
September second, improvement and
nineteen hundred forty- equipment of facilities for
five; or who died while on the expansion and
active duty subsequent to development of the
September second, program of higher
nineteen hundred forty- education provided and to
five, or after his or her be provided at institutions
separation or discharge now or hereafter
under honorable comprised within the state
conditions, prior to university, for acquisition
receiving payment of such of real property therefor,
bonus. An apportionment and for payment of the
of the moneys on the basis state’s share of the capital
of the periods and places costs of locally sponsored
of service of such institutions of higher
members of the armed education approved and
forces shall be provided regulated by the state
by general laws. The university trustees. The
aggregate of the debts provisions of this article,
authorized by this section not inconsistent with this
shall not exceed four section, relating to the
hundred million dollars. issuance of bonds for a
The provisions of this debt or debts of the state
article, not inconsistent and the maturity and
with this section, relating payment thereof, shall
to the issuance of bonds apply to a state debt or

82
The Constitution of the State of New York

debts created pursuant to to levy taxes on real


this section; except that estate. The legislature
the law authorizing the shall have power to
contracting of such debt provide by law for the
or debts shall take effect manner and the proportion
without submission to the in which indebtedness
people pursuant to section arising out of such joint
eleven of this article. undertakings shall be
(New. Added by vote of incurred by such units and
the shall have power to
people November 5, provide a method by
1957.) which such indebtedness
shall be determined,
allocated and apportioned
ARTICLE VIII among such units and
LOCAL FINANCES such indebtedness treated
for purposes of exclusion
[Gift or loan of property from applicable
or credit of local constitutional limitations,
subdivisions prohibited; provided that in no event
exceptions for shall more than the total
enumerated purposes] amount of indebtedness
Section 1. No county, incurred for such joint
city, town, village or undertaking be included
school district shall give in ascertaining the power
or loan any money or of all such participating
property to or in aid of units to incur
any individual, or private indebtedness. Such law
corporation or association, may provide that such
or private undertaking, or determination, allocation
become directly or and apportionment shall
indirectly the owner of be conclusive if made or
stock in, or bonds of, any approved by the
private corporation or comptroller. This
association; nor shall any provision shall not
county, city, town, village prevent a county from
or school district give or contracting indebtedness
loan its credit to or in aid for the purpose of
of any individual, or advancing to a town or
public or private school district, pursuant to
corporation or association, law, the amount of unpaid
or private undertaking, taxes returned to it.
except that two or more Subject to the
such units may join limitations on
together pursuant to law indebtedness and taxation
in providing any applying to any county,
municipal facility, service, city, town or village
activity or undertaking nothing in this
which each of such units constitution contained
has the power to provide shall prevent a county,
separately. Each such unit city or town from making
may be authorized by the such provision for the aid,
legislature to contract care and support of the
joint or several needy as may be
indebtedness, pledge its or authorized by law, nor
their faith and credit for prevent any such county,
the payment of such city or town from
indebtedness for such providing for the care,
joint undertaking and levy support, maintenance and
real estate or other secular education of
authorized taxes or inmates of orphan
impose charges therefor asylums, homes for
subject to the provisions dependent children or
of this constitution correctional institutions
otherwise restricting the and of children placed in
power of such units to family homes by
contract indebtedness or authorized agencies,
83
The Constitution of the State of New York
whether under public or [Restrictions on
private control, or from indebtedness of local
providing health and subdivisions;
welfare services for all contracting and
children, nor shall payment of local
anything in this indebtedness;
constitution contained exceptions]
prevent a county, city, §2. No county, city, town,
town or village from village or school district
increasing the pension shall contract any
benefits payable to retired indebtedness except for
members of a police county, city, town, village
department or fire or school district
department or to widows, purposes, respectively. No
dependent children or indebtedness shall be
dependent parents of contracted for longer than
members or retired the period of probable
members of a police usefulness of the object or
department or fire purpose for which such
department; or prevent the indebtedness is to be
city of New York from contracted, or, in the
increasing the pension alternative, the weighted
benefits payable to average period of
widows, dependent probable usefulness of the
children or dependent several objects or
parents of members or purposes for which such
retired members of the indebtedness is to be
relief and pension fund of contracted, to be
the department of street determined by the
cleaning of the city of governing body of the
New York. Payments by county, city, town, village
counties, cities or towns to or school district
charitable, eleemosynary, contracting such
correctional and indebtedness pursuant to
reformatory institutions general or special laws of
and agencies, wholly or the state legislature, which
partly under private determination shall be
control, for care, support conclusive, and in no
and maintenance, may be event for longer than forty
authorized, but shall not years. Indebtedness or any
be required, by the portion thereof may be
legislature. No such refunded within either
payments shall be made such period of probable
for any person cared for usefulness, or average
by any such institution or period of probable
agency, nor for a child usefulness, as may be
placed in a family home, determined by such
who is not received and governing body computed
retained therein pursuant from the date such
to rules established by the indebtedness was
state board of social contracted.
welfare or other state No indebtedness shall
department having the be contracted by any
power of inspection county, city, town, village
thereof. (Formerly §10. or school district unless
Renumbered and amended such county, city, town,
by Constitutional village or school district
Convention of 1938 and shall have pledged its faith
approved by vote of the and credit for the payment
people November 8, 1938; of the principal thereof
further amended by vote and the interest thereon.
of the people November 3, Except for indebtedness
1959; November 5, 1963; contracted in anticipation
November 2, 1965.) of the collection of taxes
actually levied and
uncollected or to be levied
for the year when such
indebtedness is contracted

84
The Constitution of the State of New York

and indebtedness indebtedness hereafter


contracted to be paid in contracted by the city of
one of the two fiscal years New York and each
immediately succeeding portion of any such
the fiscal year in which indebtedness from time to
such indebtedness was time so contracted for (a)
contracted, all such the acquisition,
indebtedness and each construction or equipment
portion thereof from time of rapid transit railroads,
to time contracted, or (b) the construction of
including any refunding docks, including the
thereof, shall be paid in acquisition of land in
annual installments, the connection with any of
first of which, except in such purposes, may be
the case of refunding of financed either by serial
indebtedness heretofore bonds with a maximum
contracted, shall be paid maturity of forty years, in
not more than two years which case such
after such indebtedness or indebtedness shall be paid
portion thereof shall have in annual installments as
been contracted, and no hereinbefore provided, or
installment, except in the by sinking fund bonds
case of refunding of with a maximum maturity
indebtedness heretofore of forty years, which shall
contracted, shall be more be redeemed through
than fifty per centum in annual contributions to
excess of the smallest sinking funds established
prior installment, unless and maintained for the
the governing body of the purpose of amortizing the
county, city, town, village indebtedness for which
or school district such bonds are issued.
contracting such Notwithstanding the
indebtedness provides for foregoing provisions, but
substantially level or subject to such
declining debt service requirements as the
payments as may be legislature shall impose by
authorized by law. general or special law,
Notwithstanding the indebtedness contracted
foregoing provisions, by any county, city, town,
indebtedness contracted village or school district
by the city of New York and each portion thereof
and each portion of any from time to time
such indebtedness from contracted for any object
time to time so contracted or purpose for which
for the supply of water, indebtedness may be
including the acquisition contracted may also be
of land in connection with financed by sinking fund
such purpose, may be bonds with a maximum
financed either by serial maturity of fifty years,
bonds with a maximum which shall be redeemed
maturity of fifty years, in through annual
which case such contributions to sinking
indebtedness shall be paid funds established by such
in annual installments as county, city, town, village
hereinbefore provided, or or school district,
by sinking fund bonds provided, however, that
with a maximum maturity each such annual
of fifty years, which shall contribution shall be at
be redeemed through least equal to the amount
annual contributions to required, if any, to enable
sinking funds established the sinking fund to
and maintained for the redeem, on the date of the
purpose of amortizing the contribution, the same
indebtedness for which amount of such
such bonds are issued. indebtedness as would
Notwithstanding the have been paid and then
foregoing provisions, be payable if such
85
The Constitution of the State of New York
indebtedness had been those issued in
financed entirely by the anticipation of the receipt
issuance of serial bonds, of the proceeds of the sale
except, if an issue of of bonds theretofore
sinking fund bonds is authorized) contracted to
combined for sale with an be paid in such year out of
issue of serial bonds, for the tax levy or other
the same object or revenues applicable to a
purpose, then the amount reduction thereof, and (c)
of each annual sinking the redemption of
fund contribution shall be certificates or other
at least equal to the evidence of indebtedness
amount required, if any, to issued in anticipation of
enable the sinking fund to the collection of taxes or
redeem, on the date of other revenues, or
each such annual renewals thereof, which
contribution, (i) the are not retired within five
amount which would be years after their date of
required to be paid original issue. If at any
annually if such time the respective
indebtedness had been appropriating authorities
issued entirely as serial shall fail to make such
bonds, less (ii) the amount appropriations, a
of indebtedness, if any, to sufficient sum shall be set
be paid during such year apart from the first
on the portion of such revenues thereafter
indebtedness actually received and shall be
issued as serial bonds. applied to such purposes.
Sinking funds established The fiscal officer of any
on or after January first, county, city, town, village
nineteen hundred eighty- or school district may be
six pursuant to the required to set apart and
preceding sentence shall apply such revenues as
be maintained and aforesaid at the suit of any
managed by the state holder of obligations
comptroller pursuant to issued for any such
such requirements and indebtedness.
procedures as the Notwithstanding the
legislature shall prescribe, foregoing, all interest need
including provisions for not be paid annually on an
reimbursement by the issue of indebtedness
issuer of bonds payable provided that either (a)
from such sinking funds substantially level or
for the expenses related to declining debt service
such maintenance and payments (including all
management. payments of interest) shall
Provisions shall be be made over the life of
made annually by such issue of
appropriation by every indebtedness, or (b) there
county, city, town, village shall annually be
and school district for the contributed to a sinking
payment of interest on all fund created pursuant to
indebtedness and for the this section, the amount
amounts required for (a) necessary to bring the
the amortization and balance thereof, including
redemption of term bonds, income earned on
sinking fund bonds and contributions, to the
serial bonds, (b) the accreted value of the
redemption of certificates obligations to be paid
or other evidence of therefrom on the date such
indebtedness (except those contribution is made, less
issued in anticipation of the sum of all required
the collection of taxes or future contributions of
other revenues, or principal, in the case of
renewals thereof, and sinking fund obligations,
which are described in or payments of principal,
paragraph A of section in the case of serial
five of this article and obligations. When

86
The Constitution of the State of New York

obligations are sold by a C. May authorize


county, city, town, village any county, city, town or
or school district at a village or any county or
discount, the debt incurred town on behalf of an
for the purposes of any improvement district to
debt limitation contained contract indebtedness to
in this constitution, shall provide facilities, in
be deemed to include only excess of its own needs,
the amount of money for the conveyance,
actually received by the treatment and disposal of
county, city, town, village sewage from any other
or school district, public corporation or
irrespective of the face improvement district;
amount of the obligations. D. May authorize
(New. Adopted by two or more public
Constitutional Convention corporations and
of 1938 and approved by improvement districts to
vote of the people provide for the common
November 8, 1938; further conveyance, treatment
amended by vote of the and disposal of sewage
people November 8, 1949; and may authorize any
November 3, 1953; such corporation, or any
November 5, 1985; county or town on behalf
November 2, 1993.) of an improvement
district, to contract joint
[Local indebtedness for indebtedness for such
water supply, sewage purpose or to contract
and drainage facilities indebtedness for specific
and purposes; proportions of the cost;
allocations and E. May authorize
exclusions of any county, city, town or
indebtedness] village or any county or
§2-a. Notwithstanding the town on behalf of an
provisions of section one improvement district to
of this article, the contract indebtedness to
legislature by general or provide facilities, in
special law and subject to excess of its own needs,
such conditions as it shall for drainage purposes
impose: from any other public
A. May authorize corporation or
any county, city, town or improvement district.
village or any county or F. May authorize
town on behalf of an two or more public
improvement district to corporations and
contract indebtedness to improvement districts to
provide a supply of provide for a common
water, in excess of its drainage system and
own needs, for sale to may authorize any such
any other public corporation, or any
corporation or county or town on behalf
improvement district; of an improvement
B. May authorize district, to contract joint
two or more public indebtedness for such
corporations and purpose or to contract
improvement districts to indebtedness for specific
provide for a common proportions of the cost.
supply of water and may Indebtedness contracted
authorize any such by a county, city, town or
corporation, or any village pursuant to this
county or town on behalf section shall be for a
of an improvement county, city, town or
district, to contract joint village purpose,
indebtedness for such respectively. In
purpose or to contract ascertaining the power of
indebtedness for specific a county, city, town or
proportions of the cost; village to contract
indebtedness, any
87
The Constitution of the State of New York
indebtedness contracted paragraphs D and F of this
pursuant to paragraphs A section.
and B of this section shall The legislature may
be excluded. provide that any allocation
The legislature shall of indebtedness, or
provide the method by determination of the
which a fair proportion of amount of any exclusion
joint indebtedness of indebtedness, made
contracted pursuant to pursuant to this section
paragraphs D and F of this shall be conclusive if
section shall be allocated made or approved by the
to any county, city, town state comptroller. (Section
or village. added by vote of the
The legislature by people November 3, 1953.
general law in terms and Paragraphs C-F added,
in effect applying alike to next unnumbered
all counties, to all cities, paragraph amended, and
to all towns and/or to all three concluding
villages also may provide unnumbered paragraphs
that all or any part of added by amendment
indebtedness contracted or approved by vote
proposed to be contracted of the people November 8,
by any county, city, town 1955.)
or village pursuant to
paragraphs D and F of this [Restrictions on creation
section for a revenue and indebtedness of
producing public certain corporations] §3.
improvement or service No municipal or other
may be excluded corporation (other than a
periodically in county, city, town,
ascertaining the power of village, school district or
such county, city, town or fire district, or a river
village to contract improvement, river
indebtedness. The amount regulating, or drainage
of any such exclusion district, established by or
shall have a reasonable under the supervision of
relation to the extent to the department of
which such public conservation) possessing
improvement or service the power (a) to contract
shall have yielded or is indebtedness and (b) to
expected to yield revenues levy taxes or benefit
sufficient to provide for assessments upon real
the payment of the interest estate or to require the
on and amortization of or levy of such taxes or
payment of indebtedness assessments, shall
contracted or proposed to hereafter be established or
be contracted for such created, but nothing
public improvement or herein shall prevent the
service, after deducting all creation of improvement
costs of operation, districts in counties and
maintenance and repairs towns, provided that the
thereof. The legislature county or town or towns
shall provide the method in which such districts are
by which a fair proportion located shall pledge its or
of joint indebtedness their faith and credit for
proposed to be contracted the payment of the
pursuant to paragraphs D principal of and interest
and F of this section shall on all indebtedness to be
be allocated to any contracted for the
county, city, town or purposes of such districts,
village for the purpose of and in ascertaining the
determining the amount of power of any such county
any such exclusion. The or town to contract
provisions of paragraph C indebtedness, such
of section five and section indebtedness shall be
ten-a of this article shall included, unless such
not apply to indebtedness indebtedness would,
contracted pursuant to under the provisions of

88
The Constitution of the State of New York

this article, be excluded in school district described


ascertaining the power of in this section shall be
a county or town to allowed to contract
contract indebtedness. No indebtedness for any
such corporation now purpose or in any manner
existing shall hereafter which, including existing
contract any indebtedness indebtedness, shall exceed
without the consent, an amount equal to the
granted in such manner as following percentages of
may be prescribed by the average full valuation
general law, of the city or of taxable real estate of
village within which, or of such county, city, town,
the town within any village or school district:
unincorporated area of (a) the county of
which any real estate may Nassau, for county
be subject to such taxes or purposes, ten per
assessments. If the real centum;
estate subject to such (b) any county,
taxes or assessments is other than the county of
wholly within a city, Nassau, for county
village or the purposes, seven per
unincorporated area of a centum;
town, in ascertaining the (c) the city of New
power of such city, village York, for city purposes,
or town to contract ten per centum;
indebtedness, there shall (d) any city, other
be included any than the city of New
indebtedness hereafter York, having one
contracted by such hundred twentyfive
corporation, unless such thousand or more
indebtedness would, inhabitants according to
under the provisions of the latest federal census,
this article, be excluded if for city purposes, nine
contracted by such city, per centum;
village or town. If only (e) any city having
part of the real estate less than one hundred
subject to such taxes or twenty-five thousand
assessments is within a inhabitants according to
city, village or the the latest federal census,
unincorporated area of a for city purposes,
town, in ascertaining the excluding education
power of such city, village purposes, seven per
or town to contract centum;
indebtedness, there shall (f) any town, for
be included the town purposes, seven
proportion, determined as per centum;
prescribed by general law, (g) any village for
of any indebtedness village purposes, seven
hereafter contracted by per centum; and
such corporation, unless (h) any school
such indebtedness would, district which is
under the provisions of coterminous with, or
this article, be excluded if partly within, or wholly
contracted by such city, within, a city having less
village or town. (New. than one hundred
Adopted by Constitutional twenty-five thousand
Convention of 1938 and inhabitants according to
approved the latest federal census,
by vote of the people for education purposes,
November 8, 1938.) five per centum;
provided, however, that
[Limitations on local such limitation may be
indebtedness] increased in relation to
§4. Except as otherwise indebtedness for
provided in this specified objects or
constitution, no county, purposes with (1) the
city, town, village or approving vote of sixty
89
The Constitution of the State of New York
per centum or more of school district shall be
the duly qualified voters determined in the manner
of such school district prescribed in section ten
voting on a proposition of this article.
therefor submitted at a Nothing contained in
general or special this section shall be
election, (2) the consent deemed to restrict the
of The Regents of the powers granted to the
University of the State legislature by other
of New York and (3) the provisions of this
consent of the state constitution to further
comptroller. The restrict the powers of any
legislature shall county, city, town, village
prescribe by law the or school district to
qualifications for voting contract indebtedness.
at any such election. (New. Approved by vote
Except as otherwise of the people November 6,
provided in this 1951. Substituted for §4,
constitution, any derived in part from
indebtedness contracted in former §10, renumbered
excess of the respective and amended by
limitations prescribed in Constitutional Convention
this section shall be void. of 1938 and approved by
In ascertaining the vote of the people
power of any city having November 8, 1938.)
less than one hundred
twenty-five thousand [Ascertainment of debt-
inhabitants according to incurring power of
the latest federal census to counties, cities, towns
contract indebtedness, and villages; certain
indebtedness heretofore indebtedness to be
contracted by such city for excluded]
education purposes shall §5. In ascertaining the
be excluded. Such power of a county, city,
indebtedness so excluded town or village to contract
shall be included in indebtedness, there shall
ascertaining the power of be excluded:
a school district which is A. Certificates or
coterminous with, or other evidences of
partly within, or wholly indebtedness (except
within, such city to serial bonds of an issue
contract indebtedness. The having a maximum
legislature shall prescribe maturity of more than
by law the manner by two years) issued for
which the amount of such purposes other than the
indebtedness shall be financing of capital
determined and allocated improvements and
among such school contracted to be
districts. Such law may redeemed in one of the
provide that such two fiscal years
determinations and immediately succeeding
allocations shall be the year of their issue,
conclusive if made or and certificates or other
approved by the state evidences of
comptroller. indebtedness issued in
In ascertaining the any fiscal year in
power of a school district anticipation of (a) the
described in this section to collection of taxes on
contract indebtedness, real estate for amounts
certificates or other theretofore actually
evidences of indebtedness levied and uncollected or
described in paragraph A to be levied in such year
of section five of this and payable out of such
article shall be excluded. taxes, (b) moneys
The average full receivable from the state
valuation of taxable real which have theretofore
estate of any such county, been apportioned by the
city, town, village or state or which are to be
90
The Constitution of the State of New York

so apportioned within purpose of such county,


one year after their issue city, town or village,
and (c) the collection of respectively.
any other taxes due and Net revenue shall be
payable or to become determined by deducting
due and payable within from gross revenues of the
one year or of other preceding year all costs of
revenues to be received operation, maintenance
within one year after and repairs for such year,
their issue; excepting or the legislature may
any such certificates or provide that net revenue
other evidences of shall be determined by
indebtedness or renewals deducting from the
thereof which are not average of the gross
retired within five years revenues of not to exceed
after their date of five of the preceding years
original issue. during which the public
B. Indebtedness improvement or part
heretofore or hereafter thereof, or service, has
contracted to provide for been in operation, the
the supply of water. average of all costs of
C. Indebtedness operation, maintenance
heretofore or hereafter and repairs for the same
contracted by any years.
county, city, town or A proportionate
village for a public exclusion of indebtedness
improvement or part contracted or proposed to
thereof, or service, be contracted also may be
owned or rendered by granted for the period
such county, city, town from the date when such
or village, annually indebtedness is first
proportionately to the contracted or to be
extent that the same contracted for such public
shall have yielded to improvement or part
such county, city, town thereof, or service,
or village net revenue; through the first year of
provided, however, that operation of such public
such net revenue shall be improvement or part
twenty-five per centum thereof, or service. Such
or more of the amount exclusion shall be
required in such year for computed in the manner
the payment of the provided in this section on
interest on, amortization the basis of estimated net
of, or payment of, such revenue which shall be
indebtedness. Such determined by deducting
exclusion shall be from the gross revenues
granted only if the estimated to be received
revenues of such public during the first year of
improvement or part operation of such public
thereof, or service, are improvement or part
applied to and actually thereof, or service, all
used for payment of all estimated costs of
costs of operation, operation, maintenance
maintenance and repairs, and repairs for such year.
and payment of the The amount of any such
amounts required in such proportionate exclusion
year for interest on and shall not exceed seventy-
amortization of or five per centum of the
redemption of such amount which would be
indebtedness, or such excluded if the
revenues are deposited computation were made
in a special fund to be on the basis of net revenue
used solely for such instead of estimated net
payments. Any revenues revenue.
remaining after such Except as otherwise
payments are made may provided herein, the
be used for any lawful legislature shall prescribe
91
The Constitution of the State of New York
the method by which and deposited in such system
the terms and conditions or fund. Each such
under which the pension or retirement
proportionate amount of system or fund thereafter
any such indebtedness to shall be maintained on
be so excluded shall be an actuarial reserve basis
determined and no with current payments to
proportionate amount of the reserve adequate to
such indebtedness shall be provide for all current
excluded except in accruing liabilities.
accordance with such E. Indebtedness
determination. The contracted on or after
legislature may provide January first, nineteen
that the state comptroller hundred sixty-two and
shall make such prior to January first,
determination or it may two thousand twenty-
confer appropriate four, for the construction
jurisdiction on the or reconstruction of
appellate division of the facilities for the
supreme court in the conveyance, treatment
judicial departments in and disposal of sewage.
which such counties, The legislature shall
cities, towns or villages prescribe the method by
are located for the purpose which and the terms and
of determining the conditions under which
proportionate amount of the amount of any such
any such indebtedness to indebtedness to be
be so excluded. excluded shall be
The provisions of this determined, and no such
paragraph C shall not indebtedness shall be
affect or impair any excluded except in
existing exclusions of accordance with such
indebtedness, or the power determination. (Derived
to exclude indebtedness, in part from former §10.
granted by any other Renumbered and
provision of this amended by
constitution. Constitutional
D. Serial bonds, Convention of 1938 and
issued by any county, approved by vote of the
city, town or village people November 8,
which now maintains a 1938; paragraph C
pension or retirement further amended by vote
system or fund which is of the people November
not on an actuarial 8, 1949, and November
reserve basis with 6, 1951; paragraph A
current payments to the amended by vote of the
reserve adequate to people November 3,
provide for all current 1953; paragraph E added
accruing liabilities. Such by vote of the people
bonds shall not exceed November 5, 1963 and
in the aggregate an amended November 6,
amount sufficient to 1973; further amended
provide for the payment by vote of the people
of the liabilities of such November 8, 1983;
system or fund, accrued November 2,
on the date of issuing 1994; November 4, 2003,
such bonds, both on November 5, 2013.)
account of pensioners on
the pension roll on that [Debt-incurring power
date and prospective of Buffalo, Rochester
pensions to dependents and Syracuse; certain
of such pensioners and additional indebtedness
on account of prior to be excluded]
service of active §6. In ascertaining the
members of such system power of the cities of
or fund on that date. Buffalo, Rochester and
Such bonds or the Syracuse to contract
proceeds thereof shall be indebtedness, in addition
92
The Constitution of the State of New York

to the indebtedness excluded shall be


excluded by section 5 of determined, and no such
this article, there shall be indebtedness shall be
excluded: excluded except in
Indebtedness not accordance with such
exceeding in the aggregate determination. The
the sum of ten million legislature may confer
dollars, heretofore or appropriate jurisdiction
hereafter contracted by the on the appellate division
city of Buffalo or the city of the supreme court in
of Rochester and the first judicial
indebtedness not department for the
exceeding in the aggregate purpose of determining
the sum of five million the amount of any such
dollars heretofore or indebtedness to be so
hereafter contracted by the excluded.
city of Syracuse for so B. The aggregate
much of the cost and of indebtedness initially
expense of any public contracted from time to
improvement as may be time after January first,
required by the ordinance nineteen hundred
or other local law therein twenty-eight, for the
assessing the same to be construction or
raised by assessment upon equipment, or both, of
local property or territory. new rapid transit
(Derived in part from railroads, not exceeding
former §10. Renumbered the sum of three hundred
and amended by million dollars. Any
Constitutional Convention indebtedness thereafter
of contracted in excess of
1938 and approved by such sum for such
vote of the people purposes shall not be so
November 8, 1938.) excluded, but this
provision shall not be
[Debt-incurring power construed to prevent the
of New York city; refunding of any of the
certain additional indebtedness excluded
indebtedness to be hereunder.
excluded] C. The aggregate
§7. In ascertaining the of indebtedness initially
power of the city of New contracted from time to
York to contract time after January first,
indebtedness, in addition nineteen hundred fifty,
to the indebtedness for the construction,
excluded by section 5 of reconstruction and
this article, there shall be equipment of city
excluded: hospitals, not exceeding
A. Indebtedness the sum of one hundred
contracted prior to the fifty million dollars. Any
first day of January, indebtedness thereafter
nineteen hundred ten, for contracted in excess of
dock purposes such sum for such
proportionately to the purposes, other than
extent to which the indebtedness contracted
current net revenues to refund indebtedness
received by the city excluded pursuant to this
therefrom shall meet the paragraph, shall not be
interest on and the so excluded.
annual requirements for D. The aggregate
the amortization of such of indebtedness initially
indebtedness. The contracted from time to
legislature shall time after January first,
prescribe the method by nineteen hundred fifty-
which and the terms and two, for the construction
conditions under which and equipment of new
the amount of any such rapid transit railroads,
indebtedness to be so including extensions of
93
The Constitution of the State of New York
and interconnections people November 8,
with and between 1949; paragraphs E and
existing rapid transit F added by vote of the
railroads or portions people November 6,
thereof, and 1951. Former paragraph
reconstruction and A deleted; subsequent
equipment of existing paragraphs relettered A
rapid transit railroads, to E by amendment
not exceeding the sum of approved by vote of the
five hundred million people November 3,
dollars. Any 1953.)
indebtedness thereafter
contracted in excess of [Debt-incurring power
such sum for such of New York city;
purposes, other than certain indebtedness for
indebtedness contracted railroads and transit
to refund indebtedness purposes to be excluded]
excluded pursuant to this §7-a. In ascertaining the
paragraph, shall not be power of the city of New
so excluded. York to contract
E. Indebtedness indebtedness, in addition
contracted for school to the indebtedness
purposes, evidenced by excluded under any other
bonds, to the extent to section of this
which state aid for constitution, there shall be
common schools, not excluded:
exceeding two million A. The aggregate
five hundred thousand of indebtedness initially
dollars, shall meet the contracted from time to
interest and the annual time by the city for the
requirements for the acquisition of railroads
amortization and and facilities or
payment of part or all of properties used in
one or more issues of connection therewith or
such bonds. Such rights therein or
exclusion shall be securities of
effective only during a corporations owning
fiscal year of the city in such railroads, facilities
which its expense budget or rights, not exceeding
provides for the payment the sum of three hundred
of such debt service fifteen million dollars.
from such state aid. The Provision for the
legislature shall amortization of such
prescribe by law the indebtedness shall be
manner by which the made either by the
amount of any such establishment and
exclusion shall be maintenance of a sinking
determined and such fund therefor or by
indebtedness shall not be annual payment of part
excluded hereunder thereof, or by both such
except in accordance methods. Any
with the determination indebtedness thereafter
so prescribed. Such law contracted in excess of
may provide that any such sum for such
such determination shall purposes shall not be so
be conclusive if made or excluded, but this
approved by the state provision shall not be
comptroller. (Derived in construed to prevent the
part from former §10. refunding of any such
Renumbered and indebtedness.
amended by Notwithstanding any
Constitutional other provision of the
Convention of 1938 and constitution, the city is
approved by vote of the hereby authorized to
people November 8, contract indebtedness for
1938. Paragraph D such purposes and to
added by amendment deliver its obligations
approved by vote of the evidencing such
94
The Constitution of the State of New York

indebtedness to the and of the annual


corporations owning the requirements for
railroads, facilities, amortization on any
properties or rights sinking fund bonds and
acquired, to the holders of for redemption of any
securities of such owning serial bonds evidencing
corporations, to the such indebtedness; (c) an
holders of securities of amount equal to the sum
corporations holding the of all taxes and bridge
securities of such owning tolls accruing to the city in
corporations, or to the the fiscal year of the city
holders of securities to preceding the acquisition
which such acquired of the railroads or
railroads, facilities, facilities or properties or
properties or rights are rights therein or securities
now subject. acquired by the city
B. Indebtedness hereunder, from such
contracted by the city for railroads, facilities and
transit purposes, and not properties; and (d) the
otherwise excluded, amount of net operating
proportionately to the revenue derived by the
extent to which the city from the independent
current net revenue subway system during
received by the city from such fiscal year. The
all railroads and legislature shall prescribe
facilities and properties the method by which and
used in connection the terms and conditions
therewith and rights under which the amount
therein owned by the of any indebtedness to be
city and securities of excluded hereunder shall
corporations owning be determined, and no
such railroads, facilities, indebtedness shall be
properties or rights, excluded except in
owned by the city, shall accordance with the
meet the interest and the determination so
annual requirements for prescribed. The legislature
the amortization and may confer appropriate
payment of such non- jurisdiction on the
excluded indebtedness. appellate division of the
In determining whether supreme court in the first
indebtedness for transit judicial department for the
purposes may be excluded purpose of determining
under this paragraph of the amount of any debt to
this section, there shall be so excluded. (New.
first be deducted from the Adopted by Constitutional
current net revenue Convention of 1938 and
received by the city from approved by vote of the
such railroads and people
facilities and properties November 8, 1938.)
used in connection
therewith and rights [Indebtedness not to be
therein and securities invalidated by operation
owned by the city: (a) an of this article]
amount equal to the §8. No indebtedness of a
interest and amortization county, city, town, village
requirements on or school district valid at
indebtedness for rapid the time of its inception
transit purposes heretofore shall thereafter become
excluded by order of the invalid by reason of the
appellate division, which operation of any of the
exclusion shall not be provisions of this article.
terminated by or under (Derived in part from
any provision of this former §10. Renumbered
section; (b) an amount and amended by
equal to the interest on Constitutional Convention
indebtedness contracted of 1938 and
pursuant to this section
95
The Constitution of the State of New York
approved by vote of the may be increased to not
people November 8, to exceed two per
1938.) centum;
(b) any city of one
[When debt-incurring hundred twenty-five
power of certain thousand or more
counties shall cease] inhabitants according to
§9. Whenever the the latest federal census,
boundaries of any city are for city purposes, two
the same as those of a per centum;
county, or when any city (c) any city having
includes within its less than one hundred
boundaries more than one twenty-five thousand
county, the power of any inhabitants according to
county wholly included the latest federal census,
within such city to for city purposes, two
contract indebtedness per centum;
shall cease, but the (d) any village, for
indebtedness of such village purposes, two per
county shall not, for the centum;
purposes of this article, be (e) Notwithstandin
included as a part of the g the provisions of sub-
city indebtedness. paragraphs (a) and (b) of
(Derived in part from this section, the city of
former §10. Renumbered New York and the
and amended by counties therein, for city
Constitutional Convention and county purposes, a
of 1938 and approved by combined total of two
vote of the people and one-half per centum.
November 8, 1938.) The average full
[Limitations on amount valuation of taxable real
to be raised by real estate of such county, city,
estate taxes for local village or school district
purposes; exceptions] shall be determined by
§10. Hereafter, in any taking the assessed
county, city, village or valuations of taxable real
school district described estate on the last
in this section, the amount completed assessment
to be raised by tax on real rolls and the four
estate in any fiscal year, in preceding rolls of such
addition to providing for county, city, village or
the interest on and the school district, and
principal of all applying thereto the ratio
indebtedness, shall not which such assessed
exceed an amount equal to valuation on each of such
the following percentages rolls bears to the full
of the average full valuation, as determined
valuation of taxable real by the state tax
estate of such county, city, commission or by such
village or school district, other state officer or
less the amount to be agency as the legislature
raised by tax on real estate shall by law direct. The
in such year for the legislature shall prescribe
payment of the interest on the manner by which such
and redemption of ratio shall be determined
certificates or other by the state tax
evidence of indebtedness commission or by such
described in paragraphs A other state officer or
and D of section five of agency.
this article, or renewals Nothing contained in
thereof: this section shall be
(a) any county, for deemed to restrict the
county purposes, one powers granted to the
and one-half per centum; legislature by other
provided, however, that provisions of this
the legislature may constitution to further
prescribe a method by restrict the powers of any
which such limitation county, city, town, village
96
The Constitution of the State of New York

or school district to levy water. (New section added


taxes on real estate. by amendment approved
(Derived in part from by vote of the people
former §10. Renumbered November 8, 1949.
and amended by Amended by vote of the
Constitutional Convention people November 3,
of 1938 and approved by 1953.)
vote of the people
November 8, 1938; further [Taxes for certain
amended by vote of the capital expenditures to
people November 8, 1949; be excluded from tax
November 3, 1953; limitation]
subparagraph (f) added by §11. (a) Whenever the city
separate amendment of New York is required
approved by vote of the by law to pay for all or
people November 3, 1953. any part of the cost of
Former subparagraph (e) capital improvements by
repealed and former direct budgetary
subparagraph (f) relettered appropriation in any fiscal
(e) by amendment year or by the issuance of
approved by vote of the certificates or other
people November 5, evidence of indebtedness
1985.) (except serial bonds of an
issue having a maximum
[Application and use of maturity of more than two
revenues: certain public years) to be redeemed in
improvements] §10-a. one of the two
For the purpose of immediately succeeding
determining the amount of fiscal years, taxes required
taxes which may be raised for such appropriation or
on real estate pursuant to for the redemption of such
section ten of this article, certificates or other
the revenues received in evidence of indebtedness
each fiscal year by any may be excluded in whole
county, city or village or in part by such city
from a public from the tax limitation
improvement or part prescribed by section ten
thereof, or service, owned of this article, in which
or rendered by such event the total amount so
county, city or village for required for such
which bonds or capital appropriation and for the
notes are issued after redemption of such
January first, nineteen certificates or other
hundred fifty, shall be evidence of indebtedness
applied first to the shall be deemed to be
payment of all costs of indebtedness to the same
operation, maintenance extent and in the same
and repairs thereof, and manner as if such amount
then to the payment of the had been financed through
amounts required in such indebtedness payable in
fiscal year to pay the equal annual installments
interest on and the over the period of the
amortization of, or probable usefulness of
payment of, indebtedness such capital improvement,
contracted for such public as determined by law. The
improvement or part fiscal officer of such city
thereof, or service. The shall determine the
provisions of this section amount to be deemed
shall not prohibit the use indebtedness pursuant to
of excess revenues for any this section, and the
lawful county, city or legislature, in its
village purpose. The discretion, may provide
provisions of this section that such determination, if
shall not be applicable to approved by the state
a public improvement or comptroller, shall be
part thereof constructed to conclusive. Any amounts
provide for the supply of determined to be deemed
97
The Constitution of the State of New York
indebtedness of any taxation and assessments
county, city, other than and in contracting of
the city of New York, indebtedness by them.
village or school district Nothing in this article
in accordance with the shall be construed to
provisions of this section prevent the legislature
as in force and effect prior from further restricting
to January first, nineteen the powers herein
hundred fifty-two, shall specified of any county,
not be deemed to be city, town, village or
indebtedness on and after school district to contract
such date. indebtedness or to levy
(b) Whenever any taxes on real estate. The
county, city, other than the legislature shall not,
city of New York, village however, restrict the
or school district which is power to levy taxes on
coterminous with, or real estate for the payment
partly within, or wholly of interest on or principal
within, a city having less of indebtedness
than one hundred twenty- theretofore contracted.
five thousand inhabitants (New. Adopted by
according to the latest Constitutional Convention
federal census provides by of 1938 and approved by
direct budgetary vote of the people
appropriation for any November 8, 1938.
fiscal year for the payment Amended by vote of the
in such fiscal year or in people November 5,
any future fiscal year or 1963.)
years of all or any part of
the cost of an object or
purpose for which a ARTICLE IX10
period of probable LOCAL GOVERNMENTS
usefulness has been
determined by law, the
[Bill of rights for local
taxes required for such
governments]
appropriation shall be
Section 1. Effective local
excluded from the tax
self-government and
limitation prescribed by
intergovernmental
section ten of this article
cooperation are purposes
unless the legislature
of the people of the state.
otherwise provides. (New.
In furtherance thereof,
Adopted by Constitutional
local governments shall
Convention of 1938 and
have the following rights,
approved by vote of the
powers, privileges and
people November 8, 1938;
immunities in addition to
amended by vote of the
those granted by other
people November 8, 1949,
provisions of this
and by vote of the people
constitution:
November 6, 1951.)
(a) Every local
government, except a
[Powers of local county wholly included
governments to be within a city, shall have
restricted; further a legislative body
limitations on elective by the people
contracting local thereof. Every local
indebtedness government shall have
authorized] power to adopt local
§12. It shall be the duty laws as provided by this
of the legislature, subject article.
to the provisions of this (b) All officers of
constitution, to restrict the every local government
power of taxation, whose election or
assessment, borrowing appointment is not
money, contracting provided for by this
indebtedness, and loaning constitution shall be
the credit of counties, elected by the people of
cities, towns and villages, the local government, or
so as to prevent abuses in of some division thereof,
98
The Constitution of the State of New York

or appointed by such consent of a governing


officers of the local board is not granted, for
government as may be adjudication and
provided by law. determination, on the
law and the facts, in a
proceeding initiated in
10
New article, adopted by the supreme court, of the
amendment approved by vote issue of whether the
of the people November 5, annexation is in the
1963. Former Article IX over-all public interest.
repealed, except sections 5, 6
and 8, which were relettered (e) Local
subdivisions (a), (b) and (c) governments shall have
respectively of new section 13 power to take by
of Article XIII. eminent domain private
(c) Local property within their
governments shall have boundaries for public
power to agree, as use together with excess
authorized by act of the land or property but no
legislature, with the more than is sufficient to
federal government, a provide for appropriate
state or one or more disposition or use of
other governments land or property which
within or without the abuts on that necessary
state, to provide for such public use, and
cooperatively, jointly or to sell or lease that not
by contract any facility, devoted to such use. The
service, activity or legislature may
undertaking which each authorize and regulate
participating local the exercise of the power
government has the of eminent domain and
power to provide excess condemnation by
separately. Each such a local government
local government shall outside its boundaries.
have power to apportion (f) No local
its share of the cost government shall be
thereof upon such prohibited by the
portion of its area as legislature (1) from
may be authorized by act making a fair return on
of the legislature. the value of the property
(d) No local used and useful in its
government or any part operation of a gas,
of the territory thereof electric or water public
shall be annexed to utility service, over and
another until the people, above costs of operation
if any, of the territory and maintenance and
proposed to be annexed necessary and proper
shall have consented reserves, in addition to
thereto by majority vote an amount equivalent to
on a referendum and taxes which such
until the governing service, if privately
board of each local owned, would pay to
government, the area of such local government,
which is affected, shall or (2) from using such
have consented thereto profits for payment of
upon the basis of a refunds to consumers or
determination that the for any other lawful
annexation is in the purpose.
over-all public interest. (g) A local
The consent of the government shall have
governing board of a power to apportion its
county shall be required cost of a governmental
only where a boundary service or function upon
of the county is affected. any portion of its area,
On or before July first, as authorized by act of
nineteen hundred sixty- the legislature.
four, the legislature shall (h) (1) Counties,
provide, where such other than those wholly
99
The Constitution of the State of New York
included within a city, villages so affected
shall be empowered by considered as one unit.
general law, or by (2) After the adoption
special law enacted upon of an alternative form of
county request pursuant county government by a
to section two of this county, any amendment
article, to adopt, amend thereof by act of the
or repeal alternative legislature or by local law
forms of county which abolishes or creates
government provided by an elective county office,
the legislature or to changes the voting or veto
prepare, adopt, amend or power of or the method of
repeal alternative forms removing an elective
of their own. Any such county officer during his
form of government or or her term of office,
any amendment thereof, abolishes, curtails or
by act of the legislature transfers to another county
or by local law, may officer or agency any
transfer one or more power of an elective
functions or duties of the county officer or changes
county or of the cities, the form or composition
towns, villages, districts of the county legislative
or other units of body shall be subject to a
government wholly permissive referendum as
contained in such county provided by the
to each other or when legislature. (Amended by
authorized by the vote of the people
legislature to the state, or November 6, 2001.)
may abolish one or more Powers and duties of
offices, departments, legislature; home rule
agencies or units of powers of local govern-
government provided, ments; statute of local
however, that no such governments.
form or amendment, §2. (a) The legislature
except as provided in shall provide for the
paragraph (2) of this creation and organization
subdivision, shall of local governments in
become effective unless such manner as shall
approved on a secure to them the rights,
referendum by a powers, privileges and
majority of the votes immunities granted to
cast thereon in the area them by this constitution.
of the county outside of (b) Subject to the bill of
cities, and in the cities of rights of local
the county, if any, governments and other
considered as one unit. applicable provisions of
Where an alternative this constitution, the
form of county legislature:
government or any (l) Shall enact, and may
amendment thereof, by from time to time amend,
act of the legislature or a statute of local
by local law, provides governments granting to
for the transfer of any local governments powers
function or duty to or including but not limited
from any village or the to those of local
abolition of any office, legislation and
department, agency or administration in addition
unit of government of a to the powers vested in
village wholly contained them by this article. A
in such county, such power granted in such
form or amendment shall statute may be repealed,
not become effective diminished, impaired or
unless it shall also be suspended only by
approved on the enactment of a statute by
referendum by a the legislature with the
majority of the votes approval of the governor
cast thereon in all the at its regular session in
one calendar year and the
100
The Constitution of the State of New York

re-enactment and approval following subjects,


of such statute in the whether or not they relate
following calendar year. to the property, affairs or
(2) Shall have the government of such local
power to act in relation government, except to the
to the property, affairs or extent that the legislature
government of any local shall restrict the adoption
government only by of such a local law
general law, or by relating to other than the
special law only (a) on property, affairs or
request of two-thirds of government of such local
the total membership of government:
its legislative body or on (l) The powers, duties,
request of its chief qualifications, number,
executive officer mode of selection and
concurred in by a removal, terms of office,
majority of such compensation, hours of
membership, or (b) work, protection, welfare
except in the case of the and safety of its officers
city of New York, on and employees, except
certificate of necessity that cities and towns shall
from the governor not have such power with
reciting facts which in respect to members of the
the judgment of the legislative body of the
governor constitute an county in their capacities
emergency requiring as county officers.
enactment of such law (2) In the case of a
and, in such latter case, city, town or village, the
with the concurrence of membership and
two-thirds of the composition of its
members elected to each legislative body.
house of the legislature. (3) The transaction
(3) Shall have the of its business.
power to confer on local (4) The incurring
governments powers not of its obligations, except
relating to their property, that local laws relating
affairs or government to financing by the
including but not limited issuance of evidences of
to those of local indebtedness by such
legislation and local government shall
administration, in be consistent with laws
addition to those enacted by the
otherwise granted by or legislature.
pursuant to this article, (5) The
and to withdraw or presentation,
restrict such additional ascertainment and
powers. discharge of claims
(c) In addition to against it.
powers granted in the (6) The
statute of local acquisition, care,
governments or any other management and use of
law, (i) every local its highways, roads,
government shall have streets, avenues and
power to adopt and amend property.
local laws not inconsistent (7) The acquisition
with the provisions of this of its transit facilities
constitution or any general and the ownership and
law relating to its operation thereof.
property, affairs or (8) The levy,
government and, (ii) every collection and
local government shall administration of local
have power to adopt and taxes authorized by the
amend local laws not legislature and of
inconsistent with the assessments for local
provisions of this improvements,
constitution or any general consistent with laws
law relating to the
101
The Constitution of the State of New York
enacted by the provisions of acts of the
legislature. legislature or of local
(9) The wages or legislation and such
salaries, the hours of provisions shall continue
work or labor, and the in force until repealed,
protection, welfare and amended, modified or
safety of persons superseded in
employed by any accordance with the
contractor or sub- provisions of this
contractor performing constitution.
work, labor or services (c) Rights, powers,
for it. privileges and
(10) The immunities granted to
government, protection, local governments by
order, conduct, safety, this article shall be
health and wellbeing of liberally construed.
persons or property (d) Whenever used
therein. in this article the
(d) Except in the following terms shall
case of a transfer of mean or include:
functions under an (1) “General law.”
alternative form of A law which in terms
county government, a and in effect applies
local government shall alike to all counties, all
not have power to adopt counties other than those
local laws which impair wholly included within a
the powers of any other city, all cities, all towns
local government. or all villages.
(e) The rights and (2) “Local
powers of local government.” A county,
governments specified in city, town or village.
this section insofar as (3) “People.”
applicable to any county Persons entitled to vote
within the city of New as provided in section
York shall be vested in one of article two of this
such city. (Amended by constitution.
vote of the people (4) “Special law.”
November 6, 2001.) A law which in terms
and in effect applies to
Existing laws to remain one or more, but not all,
applicable; construction; counties, counties other
definitions. §3. (a) than those wholly
Except as expressly included within a city,
provided, nothing in this cities, towns or villages.
article shall restrict or
impair any power of the
legislature in relation to: ARTICLE X
(1) The CORPORATIONS
maintenance, support or
administration of the [Corporations;
public school system, as formation of]
required or provided by Section 1. Corporations
article XI of this may be formed under
constitution, or any general law; but shall not
retirement system be created by special act,
pertaining to such public except for municipal
school system, purposes, and in cases
(2) The courts as where, in the judgment of
required or provided the legislature, the objects
by article VI of this of the corporation cannot
constitution, and be attained under general
(3) Matters other laws. All general laws and
than the property, affairs special acts passed
or government of a local pursuant to this section
government. may be altered from time
(b) The provisions to time or repealed.
of this article shall not (Formerly §1 of Art. 8.
affect any existing valid Renumbered by
102
The Constitution of the State of New York

Constitutional Convention stock companies having


of 1938 and approved by any of the powers or
vote of the people privileges of corporations
November 8, 1938.) not possessed by
individuals or
[Dues of corporations] partnerships. And all
§2. Dues from corporations shall have
corporations shall be the right to sue and shall
secured by such be subject to be sued in all
individual liability of the courts in like cases as
corporators and other natural persons. (Formerly
means as may be §3 of Art. 8. Renumbered
prescribed by law. and amended by
(Formerly §2 of Art. 8. Constitutional Convention
Renumbered by of 1938 and approved by
Constitutional Convention vote of the people
of 1938 and approved by November 8, 1938.)
vote of the people
November 8, 1938.) [Public corporations;
restrictions on creation
[Savings bank charters; and powers; accounts;
savings and loan obligations of]
association charters; §5. No public corporation
special charters not to be (other than a county, city,
granted] town, village, school
§3. The legislature shall, district or fire district or
by general law, conform an improvement district
all charters of savings established in a town or
banks, savings and loan towns) possessing both
associations, or the power to contract
institutions for savings, to indebtedness and the
a uniformity of powers, power to collect rentals,
rights and liabilities, and charges, rates or fees for
all charters hereafter the services or facilities
granted for such furnished or supplied by it
corporations shall be shall hereafter be created
made to conform to such except by special act of
general law, and to such the legislature.
amendments as may be No such public
made thereto. The corporation (other than a
legislature shall have no county or city) shall
power to pass any act hereafter be given both the
granting any special power to contract
charter for banking indebtedness and the
purposes; but corporations power, within any city, to
or associations may be collect rentals, charges,
formed for such purposes rates or fees from the
under general laws. owners of real estate, or
(Formerly §4 of Art. 8. the occupants of real
Renumbered by estate (other than the
Constitutional Convention occupants of premises
of 1938 and approved by owned or controlled by
vote of the people such corporation or by the
November 8, 1938; state or any civil division
amended by thereof), for services or
vote of the people facilities furnished or
November 8, 1983.) supplied in connection
with such real estate, if
[Corporations; such services or facilities
definition; right to sue are of a character or
and be sued] nature then or formerly
§4. The term corporations furnished or supplied by
as used in this section, and the city, unless the
in sections 1, 2 and 3 of electors of the city shall
this article shall be approve the granting to
construed to include all such corporation of such
associations and joint- powers by a majority vote
103
The Constitution of the State of New York
at a general or special which shall take effect
election in such city; but without submission to the
this paragraph shall not people:
apply to a corporation (a) make or
created pursuant to an authorize making the
interstate compact. state liable for the
The accounts of every payment of the principal
such public corporation of and interest on bonds
heretofore or hereafter of a public corporation
created shall be subject to created to construct state
the supervision of the state thruways, in a principal
comptroller, or, if the amount not to exceed
member or members of five hundred million
such public corporation dollars, maturing in not
are appointed by the to exceed forty years
mayor of a city, to the after their respective
supervision of the dates, and for the
comptroller of such city; payment of the principal
provided, however, that of and interest on notes
this provision shall not of such corporation
apply to such a public issued in anticipation of
corporation created such bonds, which notes
pursuant to agreement or and any renewals thereof
compact with another shall mature within five
state or with a foreign years after the respective
power, except with the dates of such notes; and
consent of the parties to (b) authorize the
such agreement or use of any state canal
compact. lands and properties by
Neither the state nor such a public
any political subdivision corporation for so long
thereof shall at any time as the law may provide.
be liable for the payment To the extent payment is
of any obligations issued not otherwise made or
by such a public provided for, the
corporation heretofore or provisions of section
hereafter created, nor may sixteen of article seven
the legislature accept, shall apply to the
authorize acceptance of or liability of the state
impose such liability upon incurred pursuant to this
the state or any political section, but the powers
subdivision thereof; but conferred by this section
the state or a political shall not be subject to
subdivision thereof may, the limitations of this or
if authorized by the any other article. (New.
legislature, acquire the Added by vote of
properties of any such the people November 6,
corporation and pay the 1951.)
indebtedness thereof.
(New. Adopted by [Liability of state for
Constitutional obligations of the port of
Convention of 1938 and New York authority for
approved by vote of the railroad commuter cars;
people November 8, limitations]
1938.) §7. Notwithstanding any
provision of this or any
[Liability of state for other article of this
payment of bonds of constitution, the
public corporation to legislature may by law,
construct state which shall take effect
thruways; use of state without submission to the
canal lands and people, make or authorize
properties] making the state liable for
§6. Notwithstanding any the payment of the
provision of this or any principal of and interest
other article of this on obligations of the port
constitution, the of New York authority
legislature may by law, issued pursuant to
104
The Constitution of the State of New York

legislation heretofore or making the state liable for


hereafter enacted, to the payment of the
purchase or refinance the principal of and interest
purchase of, or to repay on bonds of a public
advances from this state corporation to be created
made for the purpose of pursuant to and for the
purchasing, railroad purposes specified in the
passenger cars, including last paragraph of section
selfpropelled cars, and eight of article seven of
locomotives and other this constitution, maturing
rolling stock used in in not to exceed thirty
passenger transportation, years after their respective
for the purpose of leasing dates, and for the
such cars to any railroad principal of and interest
transporting passengers on notes of such
between municipalities in corporation issued in
the portion of the port of anticipation of such
New York district within bonds, which notes and
the state, the majority of any renewals thereof shall
the trackage of which mature within seven years
within the port of New after the respective dates
York district utilized for of such notes, provided
the transportation of that the aggregate
passengers shall be in the principal amount of such
state; provided, however, bonds with respect to
that the total amount of which the state shall be so
obligations with respect to liable shall not at any one
which the state may be time exceed nine hundred
made liable shall not million dollars, excluding
exceed one hundred bonds issued to refund
million dollars at any outstanding bonds. (New.
time, and that all of such Added by vote of the
obligations shall be due people November 7, 1961.
not later than thirty-five Formerly duplicate §7
years after the effective added by vote of the
date of this section. people November 7, 1961;
To the extent payment renumbered and amended
is not otherwise made or by vote of the people
provided for, the November 4, 1969;
provisions of section further amended by vote
sixteen of article seven of the people November
shall apply to the liability 3, 1981; November 5,
of the state incurred 1985; November 5, 1991.)
pursuant to this section,
but the powers conferred ARTICLE XI
by this section shall not be EDUCATION
subject to the limitations
of this or any other article. [Common schools]
(New. Section 1. The legislature
Added by vote of the shall provide for the
people November 7, maintenance and support
1961.) of a system of free
common schools, wherein
[Liability of state on all the children of this
bonds of a public state may be educated.
corporation to finance (Formerly §1 of Art. 9.
new industrial or Renumbered by
manufacturing plants in Constitutional Convention
depressed areas] of 1938 and approved by
§8. Notwithstanding any vote of the people
provision of this or any November 8, 1938.)
other article of this
constitution, the [Regents of the
legislature may by law, University]
which shall take effect §2. The corporation
without submission to the created in the year one
people, make or authorize
105
The Constitution of the State of New York
thousand seven hundred ARTICLE XII10
eightyfour, under the DEFENSE
name of The Regents of
the University of the State [Defense; militia]
of New York, is hereby Section 1. The defense
continued under the name and protection of the state
of The University of the and of the United States is
State of New York. It an obligation of all
shall be governed and its persons within the state.
corporate powers, which The legislature shall
may be increased, provide for the discharge
modified or diminished by of this obligation and for
the legislature, shall be the maintenance and
exercised by not less than regulation of an organized
nine regents. (Formerly §2 militia.
of Art. 9. Renumbered
and amended by
Constitutional Convention ARTICLE XIII
of 1938 and approved by PUBLIC OFFICERS
vote of the people
November 8, 1938.) [Oath of office; no other
test for public office]
[Use of public property Section 1. Members of the
or money in aid of legislature, and all
denominational schools officers, executive and
prohibited; judicial, except such
transportation of inferior officers as shall
children authorized] be by law exempted, shall,
§3. Neither the state nor before they enter on the
any subdivision thereof, duties of their respective
shall use its property or offices, take and subscribe
credit or any public the following oath or
money, or authorize or affirmation: “I do
permit either to be used, solemnly swear (or
directly or indirectly, in affirm) that I will support
aid or maintenance, other the constitution of the
than for examination or United States, and the
inspection, of any school constitution of the State of
or institution of learning New York, and that I will
wholly or in part under faithfully discharge the
the control or direction of duties of the office of ......,
any religious according to the best of
denomination, or in which my ability;” and no other
any denominational tenet oath, declaration or test
or doctrine is taught, but shall be required as a
the legislature may qualification for any
provide for the office of public trust,
transportation of children except that any committee
to and from any school or of a political party may,
institution of learning. by rule, provide for equal
(Formerly §4 of Art. 9. representation of the sexes
Renumbered and amended on any such committee,
by Constitutional and a state convention of
Convention of 1938 and a political party, at which
approved by vote of the candidates for public
people November 8, 1938. office are nominated,
Formerly §4, renumbered may, by rule, provide for
§3 without change by equal representation of the
amendment approved by sexes on any committee of
vote of the people such party. (Amended by
November 6, 1962; Constitutional Convention
former § 4 repealed by of 1938 and approved by
same amendment.)
10 New article, adopted by
vote of the people November
6, 1962; repealing and
replacing former article
adopted November 8, 1938.
106
The Constitution of the State of New York

vote of the people §3 without change by


November 8, 1938.) amendment approved by
vote of the people
[Duration of term of November 6, 1962;
office] former §3 repealed by
§2. When the duration of same amendment.
any office is not provided Amended by vote of the
by this constitution it may people
be declared by law, and if November 8, 1977;
not so declared, such November 6, 2001.)
office shall be held during
the pleasure of the [Political year and
authority making the legislative term]
appointment. (Formerly §4. The political year and
§3 of Art. 10. legislative term shall
Renumbered by begin on the first day of
Constitutional Convention January; and the
of 1938 and approved by legislature shall, every
vote of the people year, assemble on the first
November 8, 1938. Wednesday after the first
Formerly §6, renumbered Monday in January.
§2 without change by (Formerly §6 of Art. 10.
amendment approved by Renumbered and amended
vote of the people by Constitutional
November 6, Convention of 1938 and
1962; former §2 repealed approved by vote of the
by same amendment.) people November 8, 1938.
Formerly §9, renumbered
[Vacancies in office; how §4 without change by
filled; boards of amendment approved by
education] vote of the people
§3. The legislature shall November 6, 1962;
provide for filling former §4 repealed by
vacancies in office, and in same amendment.)
case of elective officers,
no person appointed to fill [Removal from office for
a vacancy shall hold his or misconduct]
her office by virtue of §5. Provision shall be
such appointment longer made by law for the
than the commencement removal for misconduct or
of the political year next malversation in office of
succeeding the first all officers, except
annual election after the judicial, whose powers
happening of the vacancy; and duties are not local or
provided, however, that legislative and who shall
nothing contained in this be elected at general
article shall prohibit the elections, and also for
filling of vacancies on supplying vacancies
boards of education, created by such removal.
including boards of (Formerly §7 of Art. 10.
education of community Renumbered by
districts in the city school Constitutional Convention
district of the city of New of 1938 and approved by
York, by appointment vote of the people
until the next regular November 8, 1938.
school district election, Formerly §10,
whether or not such renumbered §5 without
appointment shall extend change by amendment
beyond the thirty-first day approved by vote of the
of December in any year. people November 6, 1962;
(Formerly §5 of Art. 10. former §5 repealed by
Renumbered by same amendment.)
Constitutional Convention
of 1938 and approved by
vote of the people
November 8, 1938.
Formerly §8, renumbered
107
The Constitution of the State of New York
[When office to be included in a city, except
deemed vacant; to fill vacancies, shall be
legislature may declare] held on the Tuesday
§6. The legislature may succeeding the first
declare the cases in which Monday in November in
any office shall be an odd-numbered year,
deemed vacant when no and the term of every such
provision is made for that officer shall expire at the
purpose in this end of an odd-numbered
constitution. (Formerly §8 year. This section shall
of Art. 10. Renumbered not apply to elections of
by Constitutional any judicial officer. (New.
Convention of 1938 and Added by amendment
approved by vote of the approved by vote of the
people November 8, 1938. people November 2,
Formerly §11, 1965.)
renumbered §6 without
change by amendment [No sections 9-12;
approved by vote of the former 9-12 renumbered
people November 6, 1962; 4-7]
former §6 repealed by
same amendment.) [Law enforcement and
other officers]
[Compensation of §13. (a) Except in
officers] counties in the city of
§7. Each of the state New York and except as
officers named in this authorized in section one
constitution shall, during of article nine of this
his or her continuance in constitution, registers in
office, receive a counties having registers
compensation, to be fixed shall be chosen by the
by law, which shall not be electors of the respective
increased or diminished counties once in every
during the term for which three years and whenever
he or she shall have been the occurring of vacancies
elected or appointed; nor shall require; the sheriff
shall he or she receive to and the clerk of each
his or her use any fees or county shall be chosen by
perquisites of office or the electors once in every
other compensation. three or four years as the
(Formerly §9 of Art. 10. legislature shall direct.
Renumbered and amended Sheriffs shall hold no
by Constitutional other office. They may be
Convention of 1938 and required by law to renew
approved by vote of the their security, from time
people November 8, 1938. to time; and in default of
Formerly §12, giving such new security,
renumbered §7 without their offices shall be
change by amendment deemed vacant. The
approved by vote of the governor may remove any
people November 6, 1962; elective sheriff, county
former §7 repealed by clerk, district attorney or
same amendment; further register within the term
amended as §12 by vote for which he or she shall
of the people November have been elected; but
5, 1963; further amended before so doing the
by vote of the people governor shall give to
November 6, 2001.) such officer a copy of the
charges against him or her
[Election and term of and an opportunity of
city and certain county being heard in his or her
officers] defense. In each county a
§8. All elections of city district attorney shall be
officers, including chosen by the electors
supervisors, elected in any once in every three or four
city or part of a city, and years as the legislature
of county officers elected shall direct. The clerk of
in any county wholly each county in the city of
108
The Constitution of the State of New York

New York shall be of counties, and to


appointed, and be subject prescribe the powers,
to removal, by the duties, qualifications,
appellate division of the number, mode of
supreme court in the selection and removal,
judicial department in terms of office and
which the county is compensation of the
located. In addition to his persons holding such
or her powers and duties offices and the
as clerk of the supreme employees therein, and
court, he or she shall have to assign to city officers
power to select, draw, any powers or duties of
summon and empanel clerks of counties not
grand and petit jurors in assigned by this
the manner and under the constitution. The
conditions now or legislature shall not pass
hereafter prescribed by any law affecting any
law, and shall have such such matters in relation
other powers and duties as to such offices within
shall be prescribed by the the city of New York
city from time to time by except on message from
local law. the governor declaring
(b) Any district that an emergency exists
attorney who shall fail and the concurrent
faithfully to prosecute a action of two-thirds of
person charged with the the members of each
violation in his or her house, except that
county of any provision existing laws regarding
of this article which may each such office shall
come to his or her continue in force, and
knowledge, shall be may be amended or
removed from office by repealed by the
the governor, after due legislature as heretofore,
notice and an until the power herein
opportunity of being granted to the city has
heard in his or her been exercised with
defense. The expenses respect to that office.
which shall be incurred The provisions of article
by any county, in nine shall not prevent
investigating and the legislature from
prosecuting any charge passing general or
of bribery or attempting special laws prescribing
to bribe any person or affecting powers and
holding office under the duties of such city
laws of this state, within officers or such courts or
such county, or of clerks to whom or which
receiving bribes by any functions of such county
such person in said officers shall have been
county, shall be a charge so assigned, in so far as
against the state, and such powers or duties
their payment by the embrace subjects not
state shall be provided relating to property,
for by law. affairs or government of
(c) The city of such city. (Added by
New York is hereby vote of the people
vested with power from November 5, 1963.
time to time to abolish Subdivisions (a), (b) and
by local law, as defined (c), formerly §§5, 6 and
by the legislature, the 8 of Art. 9. Subdivision
office of any county (a) amended by vote of
officer within the city the people November 7,
other than judges, clerks 1972; subdivision (a)
of counties and district further amended by vote
attorneys, and to assign of the people November
any or all functions of 6, 1984; November 7,
such officers to city 1989; further amended
officers, courts or clerks
109
The Constitution of the State of New York
by vote of the people the villages of Lake
November 6, 2001.) George and Warrensburg,
the hamlets of South
[Employees of, and Horicon and Pottersville
contractors for, the state and thence northerly in a
and local governments; generally straight line on
wages, hours and other the west side of Schroon
provisions to be Lake to the vicinity of the
regulated by legislature] hamlet of Schroon, then
§14. The legislature may continuing northerly to
regulate and fix the wages the vicinity of Schroon
or salaries and the hours Falls, Schroon River and
of work or labor, and North Hudson, and to the
make provisions for the east of Makomis
protection, welfare and Mountain, east of the
safety, of persons hamlet of New Russia,
employed by the state or east of the village of
by any county, city, town, Elizabethtown and
village or other civil continuing northerly in
division of the state, or by the vicinity of the hamlet
any contractor or of Towers Forge, and east
subcontractor performing of Poke-OMoonshine
work, labor or services for Mountain and continuing
the state or for any northerly to the vicinity of
county, city, town, village the village of Keeseville
or other civil division and the city of
thereof. (New. Added by Plattsburgh, all of the
amendment approved by aforesaid taking not to
vote of the people exceed a total of three
November 5, 1963.) hundred acres of state
forest preserve land, nor
from constructing and
ARTICLE XIV maintaining not more than
CONSERVATION twenty-five miles of ski
trails thirty to two
[Forest preserve to be hundred feet wide,
forever kept wild; together with
authorized uses and appurtenances thereto,
exceptions] provided that no more
than five miles of such
Section 1. The lands of the
trails shall be in excess of
state, now owned or
one hundred twenty feet
hereafter acquired,
wide, on the north, east
constituting the forest
and northwest slopes of
preserve as now fixed by
Whiteface Mountain in
law, shall be forever kept
Essex county, nor from
as wild forest lands. They
constructing and
shall not be leased, sold or
maintaining not more than
exchanged, or be taken by
twenty-five miles of ski
any corporation, public or
trails thirty to two
private, nor shall the
hundred feet wide,
timber thereon be sold,
together with
removed or destroyed.
appurtenances thereto,
Nothing herein contained
provided that no more
shall prevent the state
than two miles of such
from constructing,
trails shall be in excess of
completing and
one hundred twenty feet
maintaining any highway
wide, on the slopes of
heretofore specifically
Belleayre Mountain in
authorized by
Ulster and Delaware
constitutional amendment,
counties and not more
nor from constructing and
than forty miles of ski
maintaining to federal
trails thirty to two
standards federal aid
hundred feet wide,
interstate highway route
together with
five hundred two from a
appurtenances thereto,
point in the vicinity of the
provided that no more
city of Glens Falls, thence
than eight miles of such
northerly to the vicinity of
110
The Constitution of the State of New York

trails shall be in excess of to International Paper


one hundred twenty feet Company approximately
wide, on the slopes of eight thousand five
Gore and Pete Gay hundred acres of forest
mountains in Warren preserve land located in
county, nor from townships two and three
relocating, reconstructing of Totten and Crossfield
and maintaining a total of Purchase and township
not more than fifty miles nine of the Moose River
of existing state highways Tract, Hamilton county,
for the purpose of and in exchange therefore
eliminating the hazards of International Paper
dangerous curves and Company shall convey to
grades, provided a total of the state for incorporation
no more than four into the forest preserve
hundred acres of forest approximately the same
preserve land shall be number of acres of land
used for such purpose and located within such
that no single relocated townships and such
portion of any highway County on condition that
shall exceed one mile in the legislature shall
length. Notwithstanding determine that the lands to
the foregoing provisions, be received by the state
the state may convey to are at least equal in value
the village of Saranac to the lands to be
Lake ten acres of forest conveyed by the state.
preserve land adjacent to Notwithstanding the
the boundaries of such foregoing provisions and
village for public use in subject to legislative
providing for refuse approval of the tracts to
disposal and in exchange be exchanged prior to the
therefore the village of actual transfer of title and
Saranac Lake shall the conditions herein set
convey to the state thirty forth, the state, in order to
acres of certain true forest facilitate the preservation
land owned by such of historic buildings listed
village on Roaring Brook on the national register of
in the northern half of Lot historic places by
113, Township 11, rejoining an historic
Richards Survey. grouping of buildings
Notwithstanding the under unitary ownership
foregoing provisions, the and stewardship, may
state may convey to the convey to Sagamore
town of Arietta twenty- Institute, Inc., a not-for-
eight acres of forest profit educational
preserve land within such organization,
town for public use in approximately ten acres of
providing for the land and buildings thereon
extension of the runway adjoining the real property
and landing strip of the of the Sagamore Institute,
Piseco airport and in Inc. and located on
exchange therefor the Sagamore Road, near
town of Arietta shall Racquette Lake Village,
convey to the state thirty in the Town of Long
acres of certain land Lake, county of Hamilton,
owned by such town in and in exchange therefor;
the town of Arietta. Sagamore Institute, Inc.
Notwithstanding the shall convey to the state
foregoing provisions and for incorporation into the
subject to legislative forest preserve
approval of the tracts to approximately two
be exchanged prior to the hundred acres of wild
actual transfer of title, the forest land located within
state, in order to the Adirondack Park on
consolidate its land condition that the
holdings for better legislature shall determine
management, may convey that the lands to be
111
The Constitution of the State of New York
received by the state are at the state is at least equal in
least equal in value to the value to the land to be
lands and buildings to be conveyed by the state.
conveyed by the state and Notwithstanding the
that the natural and foregoing provisions and
historic character of the subject to legislative
lands and buildings approval prior to actual
conveyed by the state will transfer of title, because
be secured by appropriate there is no viable
covenants and restrictions alternative to using forest
and that the lands and preserve lands for the
buildings conveyed by the siting of drinking water
state will reasonably be wells and necessary
available for public visits appurtenances and
according to agreement because such wells are
between Sagamore necessary to meet
Institute, Inc. and the drinking water quality
state. Notwithstanding the standards, the state may
foregoing provisions the convey to the town of
state may convey to the Long Lake, Hamilton
town of Arietta fifty acres county, one acre of forest
of forest preserve land preserve land within such
within such town for town for public use as the
public use in providing for site of such drinking water
the extension of the wells and necessary
runway and landing strip appurtenances for the
of the Piseco airport and municipal water supply
providing for the for the hamlet of Raquette
maintenance of a clear Lake. In exchange
zone around such runway, therefor, the town of Long
and in exchange therefor, Lake shall convey to the
the town of Arietta shall state at least twelve acres
convey to the state fifty- of land located in
three acres of true forest Hamilton county for
land located in lot 2 incorporation into the
township 2 Totten and forest preserve that the
Crossfield’s Purchase in legislature shall determine
the town of Lake Pleasant. is at least equal in value to
Notwithstanding the the land to be conveyed
foregoing provisions and by the state. The Raquette
subject to legislative Lake surface reservoir
approval prior to actual shall be abandoned as a
transfer of title, the state drinking water supply
may convey to the town of source.
Keene, Essex county, for Notwithstanding the
public use as a cemetery foregoing provisions and
owned by such town, subject to legislative
approximately twelve approval prior to actual
acres of forest preserve transfer of title, the state
land within such town may convey to National
and, in exchange therefor, Grid up to six acres
the town of Keene shall adjoining State Route 56
convey to the state for in St. Lawrence County
incorporation into the where it passes through
forest preserve Forest Preserve in
approximately one Township 5, Lots 1, 2, 5
hundred forty-four acres and 6 that is necessary and
of land, together with an appropriate for National
easement over land owned Grid to construct a new
by such town including 46kV power line and in
the riverbed adjacent to exchange therefore
the land to be conveyed to National Grid shall
the state that will restrict convey to the state for
further development of incorporation into the
such land, on condition forest preserve at least 10
that the legislature shall acres of forest land owned
determine that the by National Grid in St.
property to be received by Lawrence county, on

112
The Constitution of the State of New York

condition that the Inc., and, in exchange


legislature shall therefor, NYCO Minerals,
determine that the Inc. shall convey to the
property to be received by state for incorporation into
the state is at least equal in the forest preserve not less
value to the land conveyed than the same number of
by the state. acres of land, on condition
Notwithstanding the that the legislature shall
foregoing provisions, the determine that the lands to
legislature may authorize be received by the state
the settlement, according are equal to or greater
to terms determined by the than the value of the land
legislature, of title to be conveyed by the
disputes in township forty, state and on condition that
Totten and Crossfield the assessed value of the
purchase in the town of land to be conveyed to the
Long Lake, Hamilton state shall total not less
county, to resolve than one million dollars.
longstanding and When NYCO Minerals,
competing claims of title Inc. terminates all mining
between the state and operations on such lot 8 it
private parties in said shall remediate the site
township, provided that and convey title to such
prior to, and as a condition lot back to the state of
of such settlement, land New York for inclusion in
purchased without the use the forest preserve. In the
of state-appropriated event that lot 8 is not
funds, and suitable for conveyed to NYCO
incorporation in the forest Minerals, Inc. pursuant to
preserve within the this paragraph, NYCO
Adirondack park, shall be Minerals, Inc.
conveyed to the state on nevertheless shall convey
the condition that the to the state for
legislature shall determine incorporation into the
that the property to be forest preserve not less
conveyed to the state shall than the same number of
provide a net benefit to acres of land that is
the forest preserve as disturbed by any mineral
compared to the township sampling operations
forty lands subject to such conducted on said lot 8
settlement. pursuant to this paragraph
Notwithstanding the on condition that the
foregoing provisions, the legislature shall determine
state may authorize that the lands to be
NYCO Minerals, Inc. to received by the state are
engage in mineral equal to or greater than
sampling operations, the value of the lands
solely at its expense, to disturbed by the mineral
determine the quantity and sampling operations.
quality of wollastonite on (Formerly §7 of Art. 7.
approximately 200 acres Renumbered and amended
of forest preserve land by Constitutional
contained in lot 8, Stowers Convention of 1938 and
survey, town of Lewis, approved by vote of the
Essex county provided people November 8, 1938;
that NYCO Minerals, Inc. further amended by vote
shall provide the data and of the people November 4,
information derived from 1941; November 4, 1947;
such drilling to the state November 5, 1957;
for appraisal purposes. November 3, 1959;
Subject to legislative November 5, 1963;
approval of the tracts to be November 2, 1965;
exchanged prior to the November 6, 1979;
actual transfer of the title, November 8, 1983;
the state may November 3, 1987;
subsequently convey said November 5, 1991;
lot 8 to NYCO Minerals,
113
The Constitution of the State of New York
November 7, 1995; [Forest and wild life
November 6, 2007; conservation; use or
November 3, 2009; disposition of certain
November 5, 2013.) lands authorized]
§3. 1. Forest and wild life
[Reservoirs] conservation are hereby
§2. The legislature may by declared to be policies of
general laws provide for the state. For the purpose
the use of not exceeding of carrying out such
three per centum of such policies the legislature
lands for the construction may appropriate moneys
and maintenance of for the acquisition by the
reservoirs for municipal state of land, outside of
water supply, and for the the Adirondack and
canals of the state. Such Catskill parks as now
reservoirs shall be fixed by law, for the
constructed, owned and practice of forest or wild
controlled by the state, but life conservation. The
such work shall not be prohibitions of section 1
undertaken until after the of this article shall not
boundaries and high flow apply to any lands
lines thereof shall have heretofore or hereafter
been accurately surveyed acquired or dedicated for
and fixed, and after public such purposes within the
notice, hearing and forest preserve counties
determination that such but outside of the
lands are required for such Adirondack and Catskill
public use. The expense parks as now fixed by
of any such improvements law, except that such
shall be apportioned on lands shall not be leased,
the public and private sold or exchanged, or be
property and taken by any corporation,
municipalities benefited to public or private.
the extent of the benefits 2. As to any other
received. Any such lands of the state, now
reservoir shall always be owned or hereafter
operated by the state and acquired, constituting the
the legislature shall forest preserve referred to
provide for a charge upon in section one of this
the property and article, but outside of the
municipalities benefited Adirondack and Catskill
for a reasonable return to parks as now fixed by law,
the state upon the value of and consisting in any case
the rights and property of of not more than one
the state used and the hundred contiguous acres
services of the state entirely separated from
rendered, which shall be any other portion of the
fixed for terms of not forest preserve, the
exceeding ten years and legislature may by
be readjustable at the end appropriate legislation,
of any term. Unsanitary notwithstanding the
conditions shall not be provisions of section one
created or continued by of this article, authorize:
any such public works. (a) the dedication thereof
(Derived in part from for the practice of forest
former §7 of Art. 7. or wild life conservation;
Renumbered and amended or (b) the use thereof for
by Constitutional public recreational or
Convention of 1938 and other state purposes or the
approved by vote of the sale, exchange or other
people November 8, 1938; disposition thereof;
further provided, however, that
amended by vote of the all moneys derived from
people November 3, the sale or other
1953.) disposition of any of such
lands shall be paid into a
special fund of the
treasury and be expended

114
The Constitution of the State of New York

only for the acquisition of (New. Added by vote of


additional lands for such the people November 4,
forest preserve within 1969.)
either such Adirondack or
Catskill park. (Formerly [Violations of article;
§16 of Art. 7. how restrained]
Renumbered and amended §5. A violation of any of
by Constitutional the provisions of this
Convention of 1938 and article may be restrained
approved by vote of the at the suit of the people
people November 8, 1938; or, with the consent of the
further amended by vote supreme court in appellate
of the people November 5, division, on notice to the
1957; November 6, 1973.) attorney-general at the
suit of any citizen. (New.
[Protection of natural Derived from former §7
resources; development of Art. 7. Adopted by
of agricultural lands] Constitutional Convention
§4. The policy of the state of 1938 and approved by
shall be to conserve and vote of the people
protect its natural November 8, 1938.
resources and scenic Renumbered §5 by vote of
beauty and encourage the the people November 4,
development and 1969.)
improvement of its
agricultural lands for the
ARTICLE XV
production of food and
other agricultural CANALS
products. The legislature,
in implementing this [Disposition of canals
policy, shall include and canal properties
adequate provision for the prohibited]
abatement of air and water Section 1. The legislature
pollution and of excessive shall not sell, abandon or
and unnecessary noise, the otherwise dispose of the
protection of agricultural now existing or future
lands, wetlands and improved barge canal, the
shorelines, and the divisions of which are the
development and Erie canal, the Oswego
regulation of water canal, the Champlain
resources. The legislature canal, and the Cayuga and
shall further provide for Seneca canals, or of the
the acquisition of lands terminals constructed as
and waters, including part of the barge canal
improvements thereon and system; nor shall it sell,
any interest therein, abandon or otherwise
outside the forest preserve dispose of any portion of
counties, and the the canal system existing
dedication of properties so prior to the barge canal
acquired or now owned, improvement which
which because of their portion forms a part of, or
natural beauty, wilderness functions as a part of, the
character, or geological, present barge canal
ecological or historical system; but such canals
significance, shall be and terminals shall remain
preserved and the property of the state
administered for the use and under its management
and enjoyment of the and control forever. This
people. Properties so prohibition shall not
dedicated shall constitute prevent the legislature, by
the state nature and appropriate laws, from
historical preserve and authorizing the granting
they shall not be taken or of revocable permits or
otherwise disposed of leases for periods of time
except by law enacted by as authorized by the
two successive regular legislature for the
sessions of the legislature. occupancy or use of such

115
The Constitution of the State of New York
lands or structures. be subject to such laws
(Formerly §8 of Art. 7. and regulations as have
Renumbered and amended been or may hereafter be
by Constitutional enacted concerning the
Convention of 1938 and navigation of the canals.
approved by vote of the The legislature shall
people November 8, 1938; annually make provision
November 5, 1991.) for the expenses of the
superintendence and
[Prohibition inapplicable repairs of the canals, and
to lands and properties may provide for the
no longer useful; improvement of the canals
disposition authorized] in such manner as shall be
§2. The prohibition of provided by law
sale, abandonment or notwithstanding the
other disposition creation of a special
contained in section 1 of revenue fund as provided
this article shall not apply in this section. All
to barge canal lands, contracts for work or
barge canal terminals or materials on any canal
barge canal terminal lands shall be made with the
which have or may persons who shall offer to
become no longer do or provide the same at
necessary or useful for the lowest responsible
canal or terminal price, with adequate
purposes; nor to any canal security for their
lands and appertaining performance as provided
structures constituting the by law.
canal system prior to the All funds that may be
barge canal improvement derived from any sale or
which have or may other disposition of any
become no longer barge canal lands, barge
necessary or useful in canal terminals, barge
conjunction with the now canal terminal lands or
existing barge canal. The other canal lands and
legislature may by appertaining structures
appropriate legislation and any other funds
authorize the sale, collected for the use of the
exchange, abandonment canals or canal lands shall
or other disposition of any be paid into a special
barge canal lands, barge revenue fund of the
canal terminals, barge treasury. Such funds shall
canal terminal lands or only be expended for the
other canal lands and maintenance,
appertaining structures construction,
which have or may reconstruction,
become no longer development or promotion
necessary or useful as a of the canal, canal lands,
part of the barge canal or lands adjacent to the
system, as an aid to canal as provided by law.
navigation thereon, or for (Formerly §9 of Art. 7.
barge canal terminal Renumbered and amended
purposes. (Formerly by Constitutional
duplicate §8 of Art. 7. Convention of 1938 and
Renumbered and amended approved by vote of the
by Constitutional people November 8, 1938;
Convention of 1938 and November 5, 1991.)
approved by vote of the
people [Lease or transfer to
November 8, 1938; federal government of
November 5, 1991.) barge canal system
authorized]
[Contracts for work and §4. Notwithstanding the
materials; special prohibition of sale,
revenue fund] abandonment or other
§3. All boats navigating disposition contained in
the canals and the owners section one of this article,
and masters thereof, shall the legislature may

116
The Constitution of the State of New York

authorize by law the lease [Power of taxation;


or transfer to the federal exemptions from
government of the barge taxation]
canal, consisting of the Section 1. The power of
Erie, Oswego, Champlain, taxation shall never be
Cayuga and Seneca surrendered, suspended or
divisions and the barge contracted away, except
canal terminals and as to securities issued for
facilities for purposes of public purposes pursuant
operation, improvement to law. Any laws which
and inclusion in the delegate the taxing power
national system of inland shall specify the types of
waterways. Such lease or taxes which may be
transfer to the federal imposed thereunder and
government for the provide for their review.
purposes specified herein Exemptions from
may be made upon such taxation may be granted
terms and conditions as only by general laws.
the legislature may Exemptions may be
determine with or without altered or repealed except
compensation to the state. those exempting real or
Nothing contained herein personal property used
shall prevent the exclusively for religious,
legislature from providing educational or charitable
annual appropriations for purposes as defined by
the state’s share, if any, of law and owned by any
the cost of operation, corporation or association
maintenance and organized or conducted
improvement of the barge exclusively for one or
canal, the divisions more of such purposes and
thereof, terminals and not operating for profit.
facilities in the event of
the transfer of the barge [Assessments for
canal in whole to the taxation purposes]
federal government §2. The legislature shall
whether by lease or provide for the
transfer. supervision, review and
The legislature, in equalization of
determining the state’s assessments for purposes
share of the annual cost of of taxation. Assessments
operation, maintenance shall in no case exceed
and improvement of the full value.
barge canal, the several Nothing in this
divisions, terminals and constitution shall be
facilities, shall give deemed to prevent the
consideration and evaluate legislature from providing
the benefits derived from for the assessment, levy
the barge canal for and collection of village
purposes of flood control, taxes by the taxing
conservation and authorities of those
utilization of water subdivisions of the state in
resources. (Added by vote which the lands
of the people November 3, comprising the respective
1959.) villages are located, nor
from providing that the
respective counties of the
ARTICLE XVI11 state may loan or advance
TAXATION to any village located in
whole or in part within
such county the amount of
any tax which shall have
been levied for village
11 Entire new article, adopted purposes upon any lands
by Constitutional Convention located within such
of 1938 and approved by vote county and remaining
of the people November 8, unpaid.
1938.
117
The Constitution of the State of New York
[Situs of intangible subdivisions and agencies
personal property; shall be subject to
taxation of] taxation. (Amended by
§3. Moneys, credits, vote of the people
securities and other November 6, 2001.)
intangible personal
property within the state [Public improvements or
not employed in carrying services; contract of
on any business therein by indebtedness; creation of
the owner shall be deemed public corporations]
to be located at the §6. Notwithstanding any
domicile of the owner for provision of this or any
purposes of taxation, and, other article of this
if held in trust, shall not constitution to the
be deemed to be located contrary, the legislature
in this state for purposes may by law authorize a
of taxation because of the county, city, town or
trustee being domiciled in village, or combination
this state, provided that if thereof acting together, to
no other state has undertake the
jurisdiction to subject development of public
such property held in trust improvements or services,
to death taxation, it may including the acquisition
be deemed property of land, for the purpose of
having a taxable situs redevelopment of
within this state for economically
purposes of death unproductive, blighted or
taxation. Intangible deteriorated areas and, in
personal property shall furtherance thereof, to
not be taxed ad valorem contract indebtedness.
nor shall any excise tax be Any such indebtedness
levied solely because of shall be contracted by any
the ownership or such county, city, town or
possession thereof, except village, or combination
that the income therefrom thereof acting together,
may be taken into without the pledge of its
consideration in faith and credit, or the
computing any excise tax faith and credit of the
measured by income state, for the payment of
generally. Undistributed the principal thereof and
profits shall not be taxed. the interest thereon, and
such indebtedness may be
[Certain corporations paid without restriction as
not to be discriminated to the amount or relative
against] amount of annual
§4. Where the state has installments. The amount
power to tax corporations of any indebtedness
incorporated under the contracted under this
laws of the United States section may be excluded
there shall be no in ascertaining the power
discrimination in the rates of such county, city, town
and method of taxation or village to contract
between such corporations indebtedness within the
and other corporations provisions of this
exercising substantially constitution relating
similar functions and thereto. Any county, city,
engaged in substantially town or village
similar business within contracting indebtedness
the state. pursuant to this section for
redevelopment of an
[Compensation of public economically
officers and employees unproductive, blighted or
subject to taxation] §5. deteriorated area shall
All salaries, wages and pledge to the payment
other compensation, thereof that portion of the
except pensions, paid to taxes raised by it on real
officers and employees of estate in such area which,
the state and its in any year, is attributed

118
The Constitution of the State of New York

to the increase in value of excepting state institutions


taxable real estate for the education and
resulting from such support of the blind, the
redevelopment. The deaf and the dumb, and
legislature may further excepting also such
authorize any county, city, institutions as are
town or village, or hereinafter made subject
combination thereof to the visitation and
acting together, to carry inspection of the
out the powers and duties department of mental
conferred by this section hygiene or the state
by means of a public commission of correction.
corporation created As to institutions, whether
therefor. (New. Added by incorporated or not
vote of the people incorporated, having
November 8, 1983; inmates, but not in receipt
amended by vote of the of public funds, which are
people November 6, of a charitable,
2001.) eleemosynary,
correctional or
reformatory character, and
ARTICLE XVII agencies, whether
SOCIAL WELFARE incorporated or not
incorporated, not in
[Public relief and care] receipt of public funds,
Section 1. The aid, care which exercise custody of
and support of the needy dependent, neglected or
are public concerns and delinquent children, the
shall be provided by the state board of social
state and by such of its welfare shall make
subdivisions, and in such inspections, or cause
manner and by such inspections to be made by
means, as the legislature members of its staff, but
may from time to time solely as to matters
determine. (New. Adopted directly affecting the
by Constitutional health, safety, treatment
Convention of 1938 and and training of their
approved by vote of the inmates, or of the children
people November 8, under their custody.
1938.) Subject to the control of
the legislature and
pursuant to the procedure
[State board of social
prescribed by general law,
welfare; powers and
the state board of social
duties]
welfare may make rules
§2. The state board of
and regulations, not
social welfare shall be
inconsistent with this
continued. It shall visit
constitution, with respect
and inspect, or cause to be
to all of the functions,
visited and inspected by
powers and duties with
members of its staff, all
which the department and
public and private
the state board of social
institutions, whether state,
welfare are herein or shall
county, municipal,
be charged. (New.
incorporated or not
Derived in part from
incorporated, which are in
former §11 of Art. 8.
receipt of public funds
Adopted by Constitutional
and which are of a
Convention of 1938 and
charitable, eleemosynary,
approved by vote of the
correctional or
people
reformatory character,
November 8, 1938.)
including all reformatories
for juveniles and
institutions or agencies [Public health]
exercising custody of §3. The protection and
dependent, neglected or promotion of the health of
delinquent children, but the inhabitants of the state
are matters of public
119
The Constitution of the State of New York
concern and provision to be visited and inspected
therefor shall be made by by members of its staff,
the state and by such of its all institutions used for the
subdivisions and in such detention of sane adults
manner, and by such charged with or convicted
means as the legislature of crime. (New. Derived
shall from time to time in part from former §11 of
determine. (New. Adopted Art. 8. Adopted by
by Constitutional Constitutional Convention
Convention of 1938 and of 1938 and approved by
approved by vote of the vote of the people
people November 8, 1938.
November 8, 1938.) Amended by vote of the
people November 6,
[Care and treatment of 1973.)
persons suffering from
mental disorder or [Visitation and
defect; visitation of inspection]
institutions for] §6. Visitation and
§4. The care and inspection as herein
treatment of persons authorized, shall not be
suffering from mental exclusive of other
disorder or defect and the visitation and inspection
protection of the mental now or hereafter
health of the inhabitants authorized by law. (New.
of the state may be Derived from former §13
provided by state and of Art. 8. Adopted by
local authorities and in Constitutional Convention
such manner as the of 1938 and approved by
legislature may from time vote of the people
to time determine. The November 8, 1938.)
head of the department of
mental hygiene shall visit [Loans for hospital
and inspect, or cause to be construction]
visited and inspected by §7. Notwithstanding any
members of his or her other provision of this
staff, all institutions either constitution, the
public or private used for legislature may authorize
the care and treatment of the state, a municipality or
persons suffering from a public corporation
mental disorder or defect. acting as an
(New. Adopted by instrumentality of the
Constitutional Convention state or municipality to
of 1938 and approved by lend its money or credit to
vote of the people or in aid of any
November 8, 1938; corporation or association,
amended by vote of the regulated by law as to its
people charges, profits,
November 6, 2001.) dividends, and disposition
of its property or
[Institutions for franchises, for the purpose
detention of criminals; of providing such hospital
probation; parole; state or other facilities for the
commission of prevention, diagnosis or
correction] treatment of human
§5. The legislature may disease, pain, injury,
provide for the disability, deformity or
maintenance and support physical condition, and
of institutions for the for facilities incidental or
detention of persons appurtenant thereto as
charged with or convicted may be prescribed by law.
of crime and for systems (New. Added by vote of
of probation and parole of the people November 4,
persons convicted of 1969.)
crime. There shall be a
state commission of
correction, which shall
visit and inspect or cause
120
The Constitution of the State of New York

ARTICLE XVIII12 municipality; authorize


HOUSING the contracting of
indebtedness for the
[Housing and nursing purpose of providing
home accommodations moneys out of which it
for persons of low may make or contract to
income; slum clearance] make or authorize to be
Section 1. Subject to the made or contracted loans
provisions of this article, by the state to any city,
the legislature may town, village or public
provide in such manner, corporation; authorize any
by such means and upon city, town or village to
such terms and conditions make or contract to make
as it may prescribe for loans to any public
low rent housing and corporation; authorize any
nursing home city, town or village to
accommodations for guarantee the principal of
persons of low income as and interest on, or only
defined by law, or for the the interest on,
clearance, replanning, indebtedness contracted
reconstruction and by a public corporation;
rehabilitation of authorize and provide for
substandard and insanitary loans by the state and
areas, or for both such authorize loans by any
purposes, and for city, town or village to or
recreational and other in aid of corporations
facilities incidental or regulated by law as to
appurtenant thereto. rents, profits, dividends
(Amended by vote of the and disposition of their
people property or franchises and
November 2, 1965.) engaged in providing
housing facilities or
nursing home
[Idem; powers of
accommodations;
legislature in aid of]
authorize any city, town
§2. For and in aid of such
or village to make loans to
purposes, notwithstanding
the owners of existing
any provision in any other
multiple dwellings for the
article of this constitution,
rehabilitation and
but subject to the
improvement thereof for
limitations contained in
occupancy by persons of
this article, the legislature
low income as defined by
may: make or contract to
law; grant or authorize tax
make or authorize to be
exemptions in whole or in
made or contracted capital
part, except that no such
or periodic subsidies by
exemption may be granted
the state to any city, town,
or authorized for a period
village, or public
of more than sixty years;
corporation, payable only
authorize cooperation
with moneys appropriated
with and the acceptance of
therefor from the general
aid from the United
fund of the state;
States; grant the power of
authorize any city, town
eminent domain to any
or village to make or
city, town or village, to
contract to make such
any public corporation
subsidies to any public
and to any corporation
corporation, payable only
regulated by law as to
with moneys locally
rents, profits, dividends
appropriated therefor from
and disposition of its
the general or other fund
property or franchises and
available for current
engaged in providing
expenses of such
housing facilities.
As used in this article,
12 Entire new article, adopted
by Constitutional Convention
the term “public
of 1938 and approved by vote corporation” shall mean
of the people November 8, any corporate
1938. governmental agency
121
The Constitution of the State of New York
(except a county or property or franchises and
municipal corporation) engaged in providing
organized pursuant to law housing facilities pursuant
to accomplish any or all of to this article may be paid
the purposes specified in in such manner that the
this article. (Amended by total annual charges
vote of the people required for the payment
November 2, 1965.) of principal and interest
are approximately equal
[Article VII to apply to and constant for the entire
state debts under this period in which any of the
article, with certain bonds issued therefor are
exceptions; amortization outstanding.
of state debts; capital Any law authorizing the
and periodic subsidies] making of contracts for
§3. The provisions of capital or periodic
article VII, not subsidies to be paid with
inconsistent with this moneys currently
article, relating to debts of appropriated from the
the state shall apply to all general fund of the state
debts contracted by the shall take effect without
state for the purpose of submission to the people,
providing moneys out of and the amount to be paid
which to make loans under such contracts shall
pursuant to this article, not be included in
except (a) that any law or ascertaining the amount of
laws authorizing the indebtedness which may
contracting of such debt, be contracted by the state
not exceeding in the under this article;
aggregate three hundred provided, however, (a)
million dollars, shall take that such periodic
effect without submission subsidies shall not be paid
to the people, and the for a period longer than
contracting of a greater the life of the projects
amount of debt may not assisted thereby, but in
be authorized prior to any event for not more
January first, nineteen than sixty years; (b) that
hundred forty-two; (b) no contracts for periodic
that any such debt and subsidies shall be entered
each portion thereof, into in any one year
except as hereinafter requiring payments
provided, shall be paid in aggregating more than one
equal annual installments, million dollars in any one
the first of which shall be year; and (c) that there
payable not more than shall not be outstanding at
three years, and the last of any one time contracts for
which shall be payable not periodic subsidies
more than fifty years, requiring payments
after such debt or portion exceeding an aggregate of
thereof shall have been thirty-four million dollars
contracted; and (c) that in any one year, unless a
any law authorizing the law authorizing contracts
contracting of such debt in excess of such amounts
may be submitted to the shall have been submitted
people at a general to and approved by the
election, whether or not people at a general
any other law or bill shall election; and any such law
be submitted to be voted may be submitted to the
for or against at such people at a general
election. election, whether or not
Debts contracted by the any other law or bill shall
state for the purpose of be submitted to be voted
providing money out of for or against at such
which to make loans to or election. (Amended by
in aid of corporations vote of the people
regulated by law as to November 8,
rents, profits, dividends
and disposition of their

122
The Constitution of the State of New York

1955; further amended by case of loans an amount


vote of the people equal to such interest and
November 5, 1957.) such amounts shall have
been paid to such city or
[Powers of cities, towns village. The legislature
and villages to contract shall prescribe the method
indebtedness in aid of by which the amount of
low rent housing and any such indebtedness to
slum clearance projects; be excluded shall be
restrictions thereon] determined, and no such
§4. To effectuate any of indebtedness shall be
the purposes of this excluded except in
article, the legislature may accordance with such
authorize any city, town determination. The
or village to contract legislature may confer
indebtedness to an amount appropriate jurisdiction on
which shall not exceed the appellate division of
two per centum of the the supreme court in the
average assessed judicial departments in
valuation of the real estate which such cities or
of such city, town or villages are located for the
village subject to taxation, purpose of determining
as determined by the last the amount of any such
completed assessment roll indebtedness to be so
and the four preceding excluded.
assessment rolls of such The liability of a city,
city, town or village, for town or village on account
city, town or village taxes of any contract for capital
prior to the contracting of or periodic subsidies to be
such indebtedness. In paid subsequent to the
ascertaining the power of then current year shall, for
a city, or village having a the purpose of
population of five ascertaining the power of
thousand or more as such city, town or village
determined by the last to contract indebtedness,
federal census, to contract be deemed indebtedness
indebtedness pursuant to in the amount of the
this article there may be commuted value of the
excluded any such total of such capital or
indebtedness if the project periodic subsidies
or projects aided by remaining unpaid,
guarantees representing calculated on the basis of
such indebtedness or by an annual interest rate of
loans for which such four per centum. Such
indebtedness was periodic subsidies shall
contracted shall have not be contracted for a
yielded during the period longer than the life
preceding year net of the projects assisted
revenue to be determined thereby, and in no event
annually by deducting for more than sixty years.
from the gross revenues, Indebtedness contracted
including periodic pursuant to this article
subsidies therefor, shall be excluded in
received from such ascertaining the power of
project or projects, all a city or such village
costs of operation, otherwise to create
maintenance, repairs and indebtedness under any
replacements, and the other section of this
interest on such constitution.
indebtedness and the Notwithstanding the
amounts required in such foregoing the legislature
year for the payment of shall not authorize any
such indebtedness; city or village having a
provided that in the case population of five
of guarantees such interest thousand or more to
and such amounts shall contract indebtedness
have been paid, and in the hereunder in excess of the
123
The Constitution of the State of New York
limitations prescribed by or periodic subsidy
any other article of this originally contracted for
constitution unless at the in aid of any project or
same time it shall by law projects authorized under
require such city or village this article, shall be paid
to levy annually a tax or by the state to a city,
taxes other than an ad town, village or public
valorem tax on real estate corporation, acting as an
to an extent sufficient to instrumentality thereof,
provide for the payment of for the purpose of
the principal of and enabling such city, town,
interest on any such village or corporation to
indebtedness. Nothing remedy an actual default
herein contained, or avoid an impending
however, shall be default in the payment of
construed to prevent such principal or interest on a
city or village from loan which has been
pledging its faith and theretofore made by the
credit for the payment of state to such city, town,
such principal and interest village or corporation
nor shall any such law pursuant to this article.
prevent recourse to an ad (Amended by vote of the
valorem tax on real estate people November 5,
to the extent that revenue 1957.)
derived from such other
tax or taxes in any year, [Loans and subsidies;
together with revenues restrictions on and
from the project or preference in occupancy
projects aided by the of projects]
proceeds of such §6. No loan, or subsidy
indebtedness, shall shall be made by the state
become insufficient to to aid any project unless
provide fully for payment such project is in
of such principal and conformity with a plan or
interest in that year. undertaking for the
(Amended by vote of the clearance, replanning and
people November 8, reconstruction or
1949.) rehabilitation of a
substandard and
[Liability for certain unsanitary area or areas
loans made by the state and for recreational and
to certain public other facilities incidental
corporations] or appurtenant thereto.
§5. Any city, town or The legislature may
village shall be liable for provide additional
the repayment of any conditions to the making
loans and interest thereon of such loans or subsidies
made by the state to any consistent with the
public corporation, acting purposes of this article.
as an instrumentality of The occupancy of any
such city, town or village. such project shall be
Such liability of a city, restricted to persons of
town or village shall be low income as defined by
excluded in ascertaining law and preference shall
the power of such city, be given to persons who
town or village to become live or shall have lived in
indebted pursuant to the such area or areas.
provisions of this article,
except that in the event of [Liability arising from
a default in payment guarantees to be deemed
under the terms of any indebtedness; method of
such loan, the unpaid computing]
balance thereof shall be §7. The liability arising
included in ascertaining from any guarantee of the
the power of such city, principal of and interest
town or village to become on indebtedness
so indebted. No subsidy, contracted by a public
in addition to any capital corporation shall be
124
The Constitution of the State of New York

deemed indebtedness in [Power of legislature;


the amount of the face construction of article]
value of the principal §10. The legislature is
thereof remaining unpaid. empowered to make all
The liability arising from laws which it shall deem
any guarantee of only the necessary and proper for
interest on indebtedness carrying into execution
contracted by a public the foregoing powers.
corporation shall be This article shall be
deemed indebtedness in construed as extending
the amount of the powers which otherwise
commuted value of the might be limited by other
total interest guaranteed articles of this constitution
and remaining unpaid, and shall not be construed
calculated on the basis of as imposing additional
an annual interest rate of limitations; but nothing in
four per centum. this article contained shall
be deemed to authorize or
[Excess condemnation] empower the state, or any
§8. Any agency of the city, town, village or
state, or any city, town, public corporation to
village, or public engage in any private
corporation, which is business or enterprise
empowered by law to take other than the building
private property by and operation of low rent
eminent domain for any of dwelling houses for
the public purposes persons of low income as
specified in section one of defined by law, or the
this article, may be loaning of money to
empowered by the owners of existing
legislature to take multiple dwellings as
property necessary for any herein provided.
such purpose but in excess
of that required for public
use after such purpose A
shall have been R
accomplished; and to T
improve and utilize such I
excess, wholly or partly
C
for any other public
purpose, or to lease or sell L
such excess with E
restrictions to preserve
and protect such X
improvement or I
improvements. X

[Acquisition of property A
for purposes of article] M
§9. Subject to any E
limitation imposed by the N
legislature, the state, or D
M
any city, town, village or
E
public corporation, may N
acquire by purchase, gift, T
eminent domain or S
otherwise, such property
as it may deem ultimately T
O
necessary or proper to
effectuate the purposes of
C
this article, or any of O
them, although N
temporarily not required S
for such purposes. T
I
T
U

125
The Constitution of the State of New York
T amendments by a majority
I
of the electors voting
O
N
thereon, such amendment
or amendments shall
become a part of the
[Amendments to constitution on the first
constitution; how day of January next after
proposed, voted upon such approval. Neither the
and ratified; failure of failure of the attorney-
attorney-general to general to render an
render opinion not to opinion concerning such a
affect validity] Section 1. proposed amendment nor
Any amendment or his or her failure to do so
amendments to this timely shall affect the
constitution may be validity of such proposed
proposed in the senate and amendment or legislative
assembly whereupon such action thereon. (Formerly
amendment or §1 of Art. 14.
amendments shall be Renumbered and amended
referred to the attorney- by Constitutional
general whose duty it Convention of 1938 and
shall be within twenty approved by vote of the
days thereafter to render people November 8, 1938;
an opinion in writing to further amended by vote
the senate and assembly of the people November
as to the effect of such 4, 1941; November 6,
amendment or 2001.)
amendments upon other
provisions of the [Future constitutional
constitution. Upon conventions; how called;
receiving such opinion, if election of delegates;
the amendment or compensation; quorum;
amendments as proposed submission of
or as amended shall be amendments; officers;
agreed to by a majority of employees; rules;
the members elected to vacancies]
each of the two houses, §2. At the general election
such proposed amendment to be held in the year
or amendments shall be nineteen hundred
entered on their journals, fiftyseven, and every
and the ayes and noes twentieth year thereafter,
taken thereon, and and also at such times as
referred to the next the legislature may by law
regular legislative session provide, the question
convening after the “Shall there be a
succeeding general convention to revise the
election of members of constitution and amend
the assembly, and shall be the same?” shall be
published for three submitted to and decided
months previous to the by the electors of the
time of making such state; and in case a
choice; and if in such majority of the electors
legislative session, such voting thereon shall
proposed amendment or decide in favor of a
amendments shall be convention for such
agreed to by a majority of purpose, the electors of
all the members elected to every senate district of the
each house, then it shall state, as then organized,
be the duty of the shall elect three delegates
legislature to submit each at the next ensuing
proposed amendment or general election, and the
amendments to the people electors of the state voting
for approval in such at the same election shall
manner and at such times elect fifteen delegates-at-
as the legislature shall large. The delegates so
prescribe; and if the elected shall convene at
people shall approve and the capitol on the first
ratify such amendment or Tuesday of April next

126
The Constitution of the State of New York

ensuing after their delegates-at-large. Any


election, and shall proposed constitution or
continue their session constitutional amendment
until the business of such which shall have been
convention shall have adopted by such
been completed. Every convention, shall be
delegate shall receive for submitted to a vote of the
his or her services the electors of the state at the
same compensation as time and in the manner
shall then be annually provided by such
payable to the members of convention, at an election
the assembly and be which shall be held not
reimbursed for actual less than six weeks after
traveling expenses, while the adjournment of such
the convention is in convention. Upon the
session, to the extent that approval of such
a member of the assembly constitution or
would then be entitled constitutional
thereto in the case of a amendments, in the
session of the legislature. manner provided in the
A majority of the last preceding section,
convention shall such constitution or
constitute a quorum for constitutional amendment,
the transaction of shall go into effect on the
business, and no first day of January next
amendment to the after such approval.
constitution shall be (Formerly §2 of Art. 14.
submitted for approval to Renumbered and amended
the electors as hereinafter by Constitutional
provided, unless by the Convention of 1938 and
assent of a majority of all approved by vote of the
the delegates elected to people November 8, 1938;
the convention, the ayes further amended by
and noes being entered on vote of the people
the journal to be kept. The November 6, 2001.)
convention shall have the
power to appoint such [Amendments
officers, employees and simultaneously
assistants as it may deem submitted by convention
necessary, and fix their and legisla- ture]
compensation and to §3. Any amendment
provide for the printing of proposed by a
its documents, journal, constitutional convention
proceedings and other relating to the same
expenses of said subject as an amendment
convention. The proposed by the
convention shall legislature, coin- cidently
determine the rules of its submitted to the people
own proceedings, choose for approval shall, if
its own officers, and be approved, be deemed to
the judge of the election, supersede the amendment
returns and qualifications so proposed by the
of its members. In case of legislature. (Formerly §3
a vacancy, by death, of Art. 14. Renumbered
resignation or other cause, and amended by
of any district delegate Constitutional Convention
elected to the convention, of
such vacancy shall be 1938 and approved by
filled by a vote of the vote of the people
remaining delegates November 8, 1938.)
representing the district in
which such vacancy
occurs. If such vacancy ARTICLE XX
occurs in the office of a WHEN TO TAKE
delegate-at-large, such EFFECT
vacancy shall be filled by
a vote of the remaining
127
The Constitution of the State of New York
[Time of taking effect]
Section 1. This
constitution shall be in
force from and including
the first day of January,
one thousand nine
hundred thirty-nine,
except as herein otherwise
provided. (Formerly §1 of
Art. 15. Renumbered and
amended by
Constitutional Convention
of 1938 and approved by
vote of the people
November 8, 1938.)


DONE in Convention at
the Capitol in the city of
Albany, the twenty-fifth
day of August, in the year
one thousand nine
hundred thirty-eight, and
of the Independence of the
United States of America
the one hundred and
sixty-third.
IN WITNESS WHEREOF,
we have hereunto
subscribed our names.

FREDERICK E. CRANE,

President and Delegate-


at-Large
U.H. Boyden, Secretary

128

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