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10 1016@j Eujim 2020 101214
10 1016@j Eujim 2020 101214
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PII: S1876-3820(20)31395-0
DOI: https://doi.org/10.1016/j.eujim.2020.101214
Reference: EUJIM 101214
Please cite this article as: Daniela Lemes Ferreira , Dayane Melo Campos ,
Verena Vassimon-Barroso , Jessica Cerutti , Ianne Sousa Souza , Gustavo Christofoletti ,
Juliana Hotta Ansai , Aquatic exercise training for falls and potentially modifiable risk factors of
falls in older people: a blinded randomized controlled trial protocol, European Journal of Integrative
Medicine (2020), doi: https://doi.org/10.1016/j.eujim.2020.101214
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a
Movement Science Graduate Program, Integrated Institute of Health, Federal University of
Mato Grosso do Sul, Costa e Silva Avenue, postal code 79070-900, Campo Grande, Mato
Grosso do Sul, Brazil.
b
Department of Gerontology, Federal University of São Carlos, Rodovia Washington Luiz,
km 235, postal code 13565-905, São Carlos, São Paulo, Brazil.
c
Department of Physical Therapy, Integrated Institute of Health, Federal University of Mato
Grosso do Sul, Costa e Silva Avenue, postal code 79070-900, Campo Grande, Mato Grosso
do Sul, Brazil.
Correspondence:
Juliana Hotta Ansai
Department of Gerontology, Federal University of São Carlos, Rodovia Washington Luiz,
km 235, postal code 13565-905, São Carlos, São Paulo, Brazil.
+55 16 3306-6666;
Email address: jhansai@ufscar.br
Wordcount: 4021
Abstract
falls in people aged 65 years and over. This trial aims to verify the effects of hydrotherapy
on falls and potentially modifiable risk factors of falls in community-dwelling people aged
65 years and over. Methods: A single-blind randomized controlled trial will be conducted
with 60 people aged 65 years and over, without cognitive impairment. The participants will
be randomly allocated to one of two groups (Hydrotherapy Group and Control Group). The
muscular resistance and activation, balance, aerobic capacity, and cool-down exercises. The
Control Group will not perform any intervention. The Hydrotherapy training will have
progressive intensity, lasting 16 weeks, and will include two 1-hour sessions per week on
training, and after 6 weeks of detraining. The assessment will consist of medical history,
behavior), and motor measurements (muscle strength, balance, mobility). In addition, the
occurrences of falls will be collected over 22 weeks through a falls calendar and monthly
phone calls to verify the effects of training and short- term detraining. Results: We expect
that the aquatic multicomponent exercise protocol associated with dual tasks will reduce
fall rates and improve some motor and neuropsychological risk factors compared to the
Control Group after training and short-term detraining. Conclusions: Hydrotherapy
Introduction
The increase in life expectancy implies a greater likelihood of chronic diseases and
aged 65 years and over fall at least one time per year [1]. As this event is considered a
public health problem with great social impact, its prevention is essential among this
population [2].
According to the most recent Cochrane update on exercise for preventing falls in
community-dwelling people aged 65 years and over, group exercise programs can reduce
both the rate and risk of falls [2]. Sherrington et al. [2,3] recommend that physical exercise
protocols should be challenging for balance and have progression of intensity and
continuous participation to prevent falls in people aged 65 years and over. Among the
different types of physical exercise, hydrotherapy may represent an option to reduce the
risk of falls, although there is a lack of studies involving this type of intervention [2,3,4,5].
In a systematic review, Waller et al. [4] found an overall positive effect of water-based
exercise with moderate to high intensity on physical functioning in people aged 50 years
and over. However, few studies included in the systematic review worked with important
risk factors for falls, such as postural stability and neuropsychological measures. There is a
need for more clinical trials involving aquatic exercise protocols of good methodological
quality to verify the effects of these protocols on risk factors for falls and falls in people
aged 65 years and over, taking into account that a fall is a multifactorial event [4].
The aquatic environment provides situations of instability and challenges to the center
of gravity through turbulence and other water properties, thus promoting improvements in
body balance reactions [4]. In addition, hydrotherapy in the pool is safe for people aged 65
years and over, with no adverse effects of physical exercise reported such as falls, injuries,
and fear of falling [4,5]. In contrast, adverse events of physical exercise to prevent falls
have been little reported in the literature. When reported, adverse events of physical
Moderate to high intensity hydrotherapy has positive effects on motor abilities, such
as muscle strength and gait, in healthy adults [4]. Positive effects of hydrotherapy were also
dwelling people aged 65 years and over, when cognitive stimuli were included in the
intervention [5]. Moreover, despite the lack of studies on the theme these types of
intervention can be at least as effective as physical exercise protocols on the ground [4,5].
Although there is evidence of the benefits of physical activity for falls prevention in
community-dwelling people aged 65 years and over [2], there is a limitation in the literature
regarding randomized controlled trials with good methodological quality and adequate
sample sizes on the effects of hydrotherapy on fall rates and their potentially modifiable
risk factors. Furthermore, the effects of detraining in people aged 65 years and over have
The present water-based physical exercise protocol is innovative in the literature, and
physical exercise for older adults of the American College of Sports Medicine [6], clinical
trials included in systematic reviews involving risk factors for falls and aquatic exercise
This clinical trial aims to verify the effects of a hydrotherapy protocol on falls and
potentially modifiable risk factors in community-dwelling people aged 65 years and over
will decrease fall rates and improve some risk factors, especially motor measures,
compared with the Control Group. After the short-term detraining, it is expected that
Trial design
group controlled trial will be conducted in Brazil at three assessment times (baseline, after
16 weeks of training, and after 6 weeks of detraining) (Figure 1). The participants will be
allocated to a hydrotherapy group (n = 26) and a control group (n = 26). The study will be
conducted at the Federal University of Mato Grosso do Sul (UFMS). This trial follows the
The study was approved by the UFMS Research Ethics Committee (3.177.309/2018)
and registered in the Brazilian Registry of Clinical Trials (REBEC) (RBR-48z4vp). The
Participants
Eligibility criteria will be people aged 65 years and over, resident in the city of
Campo Grande (MS-Brazil), non-institutionalized, and with the possibility of contact via
telephone. The participants will be recruited from health units and via advertising on
For inclusion criteria, the people aged 65 years and over will be required to be able to
walk alone with or without walking aids, report availability to attend the training site twice
a week, and willingness to participate in a random survey. Exclusion criteria will be: any
more times a week [11]; a Mini-Mental State Examination (MMSE) score below the cut-off
point according to level of education (28 points for people with over 7 years of schooling,
24 points for 4-7 years of schooling, 23 points for 1-3 years of schooling, and 19 points for
illiterate people) minus one standard deviation [12]; motor sequelae of stroke and
neurological diseases that could interfere with cognition or mobility (Parkinson's disease,
brain injury); and a severe and uncorrected audiovisual disorder that hinders
through report by the participants and their relatives. Finally, the participant will be
Intervention
The Control Group will not perform any intervention. The Hydrotherapy Group
training will last 16 weeks, with two 1-hour sessions per week, on non-consecutive days.
The researcher who conducts the intervention will be properly trained. The trial will follow
safety considerations for participants before and after the intervention, according to the
World Health Organization [13]. The physical environments for assessment and
intervention will be safe, with non-slip flooring and side bars. The pool used will have a
ladder with bar support and bars along the entire edge of the pool. Participants will not be
alone at any time during the procedures and will always be supervised regarding their
physical and emotional health. Before and after each session, blood pressure and heart rate
will be measured for the participants' safety. A week of familiarization will be provided for
The Hydrotherapy Group will perform multicomponent training (Table 1), involving:
5 minutes of warm-up (walking in different directions with increased speed, flexion and
trunk rotation exercises); 20 minutes of resistance and muscle activation exercises focusing
on the main muscle groups of the trunk and lower limbs and associated cognitive tasks
(three sets of 12 repetitions, 1 minute of rest between sets, intensity checked every week
and maintained between 5-7 points on the Modified Borg Effort Perception Scale-BORG-
overcoming and avoiding obstacles, with increased difficulty through reduction in sensory
inputs and support base, increased complexity of movements, and addition of motor and
cognitive tasks) [7]; 10 minutes of aerobic exercises (stationary running and swimming
with progression of intensity checked every week and maintained between 5-7 points on the
BORG-CR10) [14]; and 5 minutes of cool-down (stretching of trunk and lower limbs,
lasting 30 seconds each, and deep breathing). During the intervention, if there is any
adverse event, such as cramps, malaise and hypotension, it will be recommended the stop
of activity immediately. If necessary, the progression of the exercise will be reversed, the
participant will be removed from the pool and he/she will receive necessary care. The
intervention will be returned only after total improvement. After 16 weeks of training,
participants will undergo 6 weeks of detraining. During this period, all participants will be
Outcomes
Participants will be instructed to wear comfortable clothing and appropriate shoes, eat
at least one hour before, and not perform vigorous exercise the day before the assessment,
weeks of detraining, consisting of medical history with clinical and sociodemographic data
(age, sex, years of schooling, medication use, morbidities, history of falls, presence of
orthostatic hypotension, and level of physical activity [15]), falls data, and
neuropsychological and motor measures. The tests will be applied in a closed environment
with minimal visual and auditory stimuli. The evaluators will be properly trained. All tests
will be explained clearly to the participants and before starting data collection pilot
Global cognition and dual task measures related to falls are the primary outcomes of
this trial, which will be collected at baseline, after 16 weeks of training, and after 6 weeks
battery ranging from 0 to 100 points. The score is divided into six cognitive domains:
orientation and attention, memory, verbal fluency, language, and visuospatial skills [16].
Dual task performance will be assessed by the time spent on TUG associated with a
cognitive-motor task (TUG-DT). The secondary task was chosen because it involves
executive functions and is functional and challenging. Initially, the isolated cognitive-motor
task will be performed. A drawn raffle card containing eight numbers will be fixed on a
cordless telephone placed on a table (68.5-cm high). While seated on a chair 45-cm high
with trunk support and arm rests in front of the table, the participant will be instructed to
pick up the telephone, dial the numbers, and place the phone on the table [17]. After the
isolated cognitive-motor task, the TUG will be performed. After completing both tasks, the
TUG-DT will be performed. With a new drawn card, containing eight numbers and fixed
on the phone, the participant will be instructed to get up from the chair, walk to the table
placed 50-cm away from the chair, pick up the cordless phone, continue walking while
dialing the numbers, return the phone to the table, walk to the chair and sit down. Total
time spent on TUG-DT will be collected [17]. Prior to all tests, the evaluator will perform
one demonstration and the participant will perform one familiarization attempt.
Other neuropsychological and motor measures related to falls, presence of falls and
body mass index are the secondary outcomes of this trial, which will be collected at
Fluency Test, Clock Drawing Test and Battery Assessment Frontal (BAF). The MMSE
score, Verbal Fluency test (number of words beginning with the letter “P” and number of
animals recalled in one minute) and the Clock Drawing test [18] will be extracted from the
ACE-R. The BAF was developed to detect changes in executive functions associated with
functioning of the frontal cortex. It has a maximum total score of 18 points and is an easy
and fast instrument to apply in people aged 65 years and over [19].
Scale (GDS), the Falls Efficacy Scale-International (FES-I), and the Cardioemotion device.
The abbreviated GDS has a sensitivity of 86.8% and a specificity of 82.4% for depressive
symptoms [20]. Fear of falling will be assessed by the FES-I. A score greater than or equal
to 23 points is associated with sporadic falls, while a score greater than 31 points is
associated with recurrent falls [21]. The Cardioemotion device provides cardiovascular
biofeedback that can be used for mental health assessment and training. This is a
regulation mechanisms (baroreceptor reflex sinus respiratory arrhythmia). For data capture,
a non-invasive sensor is placed on the fifth finger. Heart beats are captured and transmitted
to a computer program that evaluates heart cycles and RR intervals and calculates heart rate
variability [22].
Regarding motor measures, muscle strength will be assessed by the Five-times Sit-to-
Stand test. Initially, the participant will be asked to cross their arms on their chest and stand
up from the chair once. If the participant is able to perform the pretest, they will be
instructed to stand up and sit down as quickly as possible five times. The time taken to
perform the test will be recorded (seconds) [23]. Balance will be evaluated by stabilometry,
which analyzes balance by quantifying body oscillations, through center of pressure (COP)
displacements, using a Force Platform (EMG System of Brazil, SP, Ltda) [24]. The
participant will be asked to remain in an upright position with the feet parallel and the
distance between the feet similar to the individual pelvic width [25]. Four conditions will
be studied: (1) standing posture looking at a target 51-cm away, arms beside the body and
feet together; (2) standing posture with eyes closed, arms beside the body and feet together;
(3) standing posture looking at the target, arms beside the body and feet in tandem position;
(4) standing posture with eyes closed, arms beside the body and feet in tandem position.
There will be one 60-second trial in each condition, with a 1-minute interval between them.
The stabilometric parameters analyzed will be the average range of COP displacement in
the anteroposterior and lateral axis, the average velocity and the elliptic area of COP
displacement in the platform plane. The data collected on COP will be analyzed using
Mobility will be assessed by the Timed up and Go (TUG) test and by other
parameters of the TUG associated with a cognitive-motor task (TUG-DT). Correct answers
and errors and time spent on the isolated cognitive-motor task will be marked, with an error
being considered if the participant dials an incorrect number or forgets a number [26]. Also,
total time spent on TUG, number of steps, stops (defined when the individual has no
intention of progressing the locomotion), correct answers and errors in the TUG-DT will be
collected [26].
Regarding falls, the participant will be asked about the presence of falls in the
previous six months. Falls will be defined as “an event that results in a person coming
inadvertently to rest on the ground or other lower level and not the result of a violent blow,
also be asked to explain how the event occurred, the place, and its consequences. After the
initial assessment, each participant will receive a falls calendar to fill out over 22 weeks to
verify the effects of training (16 weeks) and short-term detraining (6 weeks). Once a month,
the participants will be reminded to fill out the calendar and asked about falls via telephone
contact or in person during training. Body mass index will be collected by dividing weight
Sample size
The sample size was calculated using the G*Power 3.1 statistical program based on
the primary outcome measures (global cognition and dual task performance). Assuming: 1)
the type of study design; 2) a type I error of 5%; 3) a statistical power of 80% (1-β = 0.80);
and 4) assuming a moderate to large magnitude effect size (0.4) [26], a minimum of 52
Randomization
1:1 allocation using random block sizes, by an independent researcher with no involvement
in the trial. The allocation sequence will be concealed from the same independent
envelopes. Envelopes with dark color will be used to render the envelope impermeable to
only after the enrolled participants have complete all baseline assessments, for assessment
of primary outcomes and intervention, who will be responsible for advising participants of
Blinding
Statistical methods
For statistical analysis, a significance level of 5% will be adopted and SPSS software
(18.0) will be used. The analysis will be performed by intention to treat. Therefore,
regardless of the frequency in the intervention program, all participants will remain in the
The Kolmogorov-Smirnov normality test will be applied for all continuous variables
characteristics, the Chi-square association test for categorical variables, the Independent t-
test for continuous variables with normal distribution, and the Mann-Whitney test for
To test the interaction between groups and assessments, Two-way ANOVA will be
used. If an interaction is identified, simple main effect analyses will be performed with
adjustment for multiple comparisons (Bonferroni). The Chi-square association test will be
used to verify differences in fall rates between groups at different times. To verify which
(equal to or above 70% frequency), bivariate logistic regression analysis will be used. In
addition, power measures and sizes of the differences between groups in the pre and post
intervention moments (odds ratio, mean difference, confidence interval for the estimated
Regarding monitoring of the research, the same researchers will be responsible for
decision making in different cases, such as the need for changes in the evaluation and
utmost confidentiality and these data will not be transferred to any person or entity outside
the protocol. Participants’ names will not be released. There will not be any personal
expenses or benefits to the participant, such as health or life insurance and financial
compensation. If there is any damage resulting from the research, compensation will be
guaranteed. The participant will have the right to leave the study at any time, if necessary,
without any prejudice to them. In addition, at all stages of the study, the participants will
Results
We expect that the aquatic multicomponent exercise protocol associated with dual
tasks will reduce fall rates and improve some motor and neuropsychological risk factors
This physical exercise alternative for geriatric populations has been reported to be
beneficial for improving balance, and motor and cognitive tasks, as well as providing high
type of exercise can serve as an effective training and rehabilitation protocol for reducing
Discussion
The main purpose of this trial is to verify the effects of hydrotherapy on falls
protocols for people aged 65 years and over should include multicomponent training.
Furthermore, dual task exercises with cognitive tasks are important to improve motor and
cognitive function and prevent falls in this population [5,29]. As a form of falls prevention,
multicomponent training has been applied to reduce potentially modifiable risk factors for
falls [28]. Hydrotherapy has been used as a safer physical exercise alternative, which
causes less fear of falling while performing tasks, especially when participants present
compared to physical exercise on the ground to minimize risk factors and the occurrence of
falls [32]. Although previous protocols worked with modifiable risk factors for falls
[32,33], the sample of the present study will be people over 65 years without neurological
have positive effects on physical function in healthy people aged 65 years and over. No
differences between training sessions two and three times per week were found. However,
the authors reported the need for more high quality methodological research with aquatic
exercise protocols in different populations aged 65 years and over [4]. Furthermore, aquatic
protocols should have a minimum duration of 12 weeks to improve balance, strength, and
flexibility and prevent falls in people aged 65 years and over. The session duration should
be around 60 min and be performed two to three times per week [4].
The training protocol of this trial includes a short period of adaptation, which can
increase participants' confidence in the water and contribute to reduce the fear of falling.
Beyond benefits of physical exercise, the principles of water will be used. Progressions of
intensity will be individual and based on the Modified Borg Scale [6,14]. Despite being a
multicomponent protocol, the proposed exercises have easy applicability in small groups
and require few materials, such as balls, acquatubes, boards, shin guards, and cones.
Aveiro et al. [32] verified higher adherence to an aquatic intervention (94.5%)
compared to an intervention on the ground (83.4%) in women aged 65 years and over with
osteoporosis. In the present trial, better adherence in the Hydrotherapy Group could lead to
lower risk factors and fall rates. In addition, the training will last 16 weeks and the effects
strategy in people aged 65 years and over, based on the positive effects on some risk factors
There are several modifiable risk factors for falls, such as reduced muscle strength,
mobility, balance, gait, cognitive function, fear of falling, and behavioral symptoms [33].
Impaired cognitive and behavioral factors can increase the risk of falls by reducing the
ability to make decisions, solve problems, and perform tasks simultaneously. Dual tasks
cognitive systems. Slow cognitive processing speeds compromise motor planning and
balance in challenging environments [29]. The assessments chosen in this trial can be easily
applied and are useful to identify modifiable risk factors for falls and to plan future
potentially modifiable risk factors for falls will be valuable in explaining and supporting
recommendations for assessments and interventions in people aged 65 years and over.
Furthermore, the occurrence of falls will be collected over 22 weeks through a falls
calendar and monthly phone calls. The falls calendar is more accurate in detecting falls than
phone calls in developed countries [34]. In the present trial, the calendar is also expected to
show a higher fall rate compared to monthly phone calls. The participants will be instructed
to place the calendar in a visible place at home and will be reminded monthly to fill it in,
some limitations. Some problems that may arise during the study are pointed out here, as
well as their potential solutions: (i) problems of maintenance of the pool and heater in the
place where the intervention will be carried out: the research group will survey other
possible places with a pool, where activities could be developed without hindering the
progress of the work; (ii) recruitment difficulty: the group will increase its dissemination on
social networks; (iii) absence of a person responsible for speaking to interested people: the
group will recruit a person to be responsible for providing information to interested parties
and referring them to the researchers; (iv) absences associated with weather: the
Authors contributions:
Validation, Visualization, Roles/Writing – original draft and Writing – review & editing.
Dayane Melo Campos contributed to the study on Conceptualization, Data curation, Formal
Methodology, Visualization, Roles/Writing – original draft and Writing – review & editing.
Ianne Sousa Souza contributed to the study on Conceptualization, Data curation,
Juliana Hotta Ansai contributed to the study on Conceptualization, Data curation, Formal
Data availability: The authors stated that any information can be obtained from the authors
on request.
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Figure 1. Flow chart of participants according to 2010 CONSORT recommendations
Figure 2. Trial design according to 2013 SPIRIT recommendations
Warm-up
Increased speed
(5 minutes)
Lateral
Anterior Walking Walking Trunk Lateral Flexion Trunk Rotation
(2 round trips) (2 round (1 set of 10 (1 set of 10
trips) repetitions) repetitions)
Resistance
and muscle
activation
focusing on
Intensity between 5-7
the main
Plantar Flexion- points on the Modified
muscle Flexion-Extension Abduction-Adduction
Extension Borg Effort Perception
groups of the (3 sets of 12 repetitions) (3 sets of 12 repetitions)
(3 sets of 12 repetitions) Scale: increased range
trunk and
of motion, movement
lower limbs
speed and additional
and
equipment (acquatubes,
associated
shin guards, balls)
cognitive
tasks
(20 minutes)
Cool-down
(stretching
associated
-
with deep
breathing)
(5 minutes) Lumbar Stretching
(30 seconds)
Lateral Trunk Stretching
(30 seconds) Lower Limb Stretching
(30 seconds)