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HOP ON POP

The Politics

and Pleasures

of Popular

Culture

HOP ON POP
Edited by

Henry Jenkins,

Tara McPherson,

& Jane Shattuc

duke university press durham & london 2002


© 2002 Duke University Press
All rights reserved
Printed in the United States of
America on acid-free paper 䊊 ⬁
Designed by Amy Ruth Buchanan
Typeset in Minion by G&S
Typesetters, Inc.
Library of Congress Cataloging-
in-Publication Data appear on the
last printed page of this book.
Contents

Acknowledgments • ix

i. introduction • 1
The Culture That Sticks to Your Skin:
A Manifesto for a New Cultural Studies
Henry Jenkins, Tara McPherson, and
Jane Shattuc • 3

Defining Popular Culture


Henry Jenkins, Tara McPherson, and
Jane Shattuc • 26

ii. self • 43
Daytime Utopias: If You Lived in Pine Valley,
You’d Be Home
Elayne Rapping • 47

Cardboard Patriarchy: Adult Baseball Card


Collecting and the Nostalgia for a Presexual
Past
John Bloom • 66

Virgins for Jesus: The Gender Politics of


Therapeutic Christian Fundamentalist
Media
Heather Hendershot • 88

“Do We Look Like Ferengi Capitalists to You?”


Star Trek’s Klingons as Emergent Virtual
American Ethnics
Peter A. Chvany • 105

The Empress’s New Clothing? Public


Intellectualism and Popular Culture
Jane Shattuc • 122

“My Beautiful Wickedness”: The Wizard of Oz


as Lesbian Fantasy
Alexander Doty • 138
iii. maker • 159 The Sound of Disaffection
Tony Grajeda • 357
“Ceci N’est Pas une Jeune Fille”: Videocams,
Representation, and “Othering” in the Worlds Corruption, Criminality, and the Nickelodeon
of Teenage Girls Roberta E. Pearson and William Uricchio • 376
Gerry Bloustien • 162
“Racial Cross-Dressing” in the Jazz Age: Cultural
“No Matter How Small”: The Democratic Therapy and Its Discontents in Cabaret Nightlife
Imagination of Dr. Seuss Nicholas M. Evans • 388
Henry Jenkins • 187
The Invisible Burlesque Body of La Guardia’s
An Auteur in the Age of the Internet: JMS, New York
Babylon 5, and the Net Anna McCarthy • 415
Alan Wexelblat • 209
Quarantined! A Case Study of Boston’s Combat
“I’m a Loser Baby”: Zines and the Creation Zone
of Underground Identity Eric Schaefer and Eithne Johnson • 430
Stephen Duncombe • 227
vi. change • 455
iv. performance • 251
On Thrifting
“Anyone Can Do It”: Forging a Participatory Matthew Tinkcom, Joy Van Fuqua, and Amy
Culture in Karaoke Bars Villarejo • 459
Robert Drew • 254
Shopping Sense: Fanny Fern and Jennie June on
Watching Wrestling / Writing Performance Consumer Culture in the Nineteenth Century
Sharon Mazer • 270 Elana Crane • 472

Mae West’s Maids: Race, “Authenticity,” and Navigating Myst-y Landscapes: Killer
the Discourse of Camp Applications and Hybrid Criticism
Pamela Robertson Wojcik • 287 Greg M. Smith • 487

“They Dig Her Message”: Opera, Television, The Rules of the Game: Evil Dead II . . . Meet
and the Black Diva Thy Doom
Dianne Brooks • 300 Angela Ndalianis • 503

How to Become a Camp Icon in Five Easy Seeing in Black and White: Gender and Racial
Lessons: Fetishism—and Tallulah Bankhead’s Visibility from Gone with the Wind to Scarlett
Phallus Tara McPherson • 517
Edward O’Neill • 316
vii. home • 535
v. taste • 339
“The Last Truly British People You Will Ever
“It Will Get a Terrific Laugh”: On the Problem- Know”: Skinheads, Pakis, and Morrissey
atic Pleasures and Politics of Holocaust Humor Nabeel Zuberi • 539
Louis Kaplan • 343
Finding One’s Way Home: I Dream of Jeannie
and Diasporic Identity
Maria Koundoura • 556

As Canadian as Possible . . . : Anglo-Canadian


Popular Culture and the American Other
Aniko Bodroghkozy • 566

Wheels of Fortune: Nation, Culture, and the


Tour de France
Catherine Palmer • 589

Narrativizing Cyber-Travel: CD-ROM Travel


Games and the Art of Historical Recovery
Ellen Strain • 605

Hotting, Twocking, and Indigenous Shipping:


A Vehicular Theory of Knowledge in Cultural
Studies
John Hartley • 622

viii. emotion • 647


“Ain’t I de One Everybody Come to See?!”
Popular Memories of Uncle Tom’s Cabin
Robyn R. Warhol • 650

Stress Management Ideology and the Other


Spaces of Women’s Power
Kathleen Green • 670

“Have You Seen This Child?” From Milk Carton


to Mise-en-Abı̂me
Eric Freedman • 689

Introducing Horror
Charles E. Weigl • 700

About the Contributors • 721

Name Index • 733


Acknowledgments tual and professional life over the past three years.
His energy, his pragmatism, his creativity, and
his courage make all things possible. And finally,
thanks to Tara and Jane, who have been in there
for what has been the longest, bumpiest ride of my
From the Editors of Hop on Pop: academic career, and to the contributors, whose
patience surpasses all human understanding.
We would like to express our appreciation to all
those who contributed their hard work in the
preparation of this book. Early on, Briony Keith From Tara McPherson:
facilitated the initial phase of identifying contrib-
This book has been a long time coming, so it al-
utors and corresponding with them about their
most seems impossible to thank all the colleagues,
submissions. Shari Goldin did heroic work in bat-
friends, and family who have provided modes of
tling computer viruses and getting the manuscript
sustenance throughout its long production. So,
into final form for submission. R. J. Bain and
here I offer both a “blanket” thank you as well as
Susan Stapleton worked with us to ensure that
a couple of more precise ones. The first round of
the proofreading process went smoothly. We also
thanks are due to Henry, Jane, and this volume’s
wanted to thank Ken Wissoker, who has believed
contributors; I offer each of them my gratitude for
in this project from the very start, and Deborah
riding out this process. Next, because Hop on Pop
Wong, who came to our rescue and turned every-
tracks the circuits of exchange between the popu-
thing around in our darkest hours.
lar and the political, examining how culture be-
comes meaningful in daily life, I want to thank
From Henry Jenkins: several folks outside the confines of the academy.
My own engagements with the popular are con-
This book centers around the ways that our writ-
tinually enriched via my association with a circle
ing and scholarship are informed by the experi-
of friends endearingly known as “The Fun Club.”
ences of our everyday life. So it is fitting to take a
Most of these pals earn their respective livings
moment to thank those people who, on the one
in what we in academe often disparagingly call
hand, keep me grounded in reality and, on the
the “culture industries,” working as film and tv
other hand, make my life much more than every-
writers, editors, directors, and producers. These
day. Thanks to Cynthia Jenkins, who shapes every-
friendships have taught me just how impoverished
thing I write; Henry Jenkins IV, who has become
many of our cultural theories of production and
almost as good an editor as his mother and a bet-
consumption really are, for I’ve watched various
ter writer than his father; H. G. and Lucile Jenkins,
Fun Club members tussle with the politics of pro-
who continue to inspire me to greatness; and Jim
duction on a daily basis. Their struggles to bring
and Ann Benson, who are the most supportive in-
together the popular and the political illustrate
laws anyone could ask for. This book reflects a de-
both the possibilities and the limits of the indus-
cade of conversations with friends and colleagues
try, and I applaud their commitment to bringing
too numerous to name (if you think your name
new images of gender, sexuality, and race to life in
belongs here, please insert it on your copy and as-
Hollywood. My understanding of the popular is
sume that I meant it to be there all along). This is
also enlivened by daily conversations with my chief
perhaps a fitting place to aknowledge the contri-
coconspirator, Rob Knaack, whose insights into
butions Alex Chisholm has made to my intellec-
everyday life and everyday ethics continue to im-
x hop on pop

press me. Finally, I anticipate many years of navi-


gating new dimensions of popular culture with
my son, Dexter, as I experience new worlds of fun
through his eyes.

From Jane Shattuc:

We launched this project out of the sense of pleas-


ure and community we found in thinking about
popular culture. Because of the accessibility of
popular culture the book has created an unex-
pected community for me. My nephew Will Shat-
tuc suggested the title of the book at age four as he
gleefully jumped up and down on my brother
while screaming “hop on pop!,” one of many sub-
versive acts brought on by our shared love of pop-
ular culture. My coeditors, Henry and Tara, intro-
duced me to a range of pleasures and politics while
accepting our differences. Their intellectual open-
ness and curiosity define much of the book’s anar-
chistic originality. I want to thank the contribu-
tors, who were patient yet still so intellectually
and politically challenging. I am grateful to David
Pearlman, whose thoughtful analysis of popular
culture and support of this project undercut any
assumption I have about the sciences. Finally, I
want to acknowledge Ann Mithona Shattuc, my
daughter, who came into my life in the process
of this book. She already knows the pleasure of
a belly laugh and the politics of being different.
Much like Tara and Henry with their respective
sons Dexter and Henry, I look forward to the joy
of re-experiencing popular culture through the
bemused eyes of my child.
The Culture That Sticks to of cultural scholars to be able to take for granted
that popular culture can be studied on its own
Your Skin: A Manifesto for
terms, who can operate inside an academic disci-
a New Cultural Studies pline of cultural studies.
We confront that phase of institutionalization
Henry Jenkins, Tara McPherson, as a moment of freedom, but also one of danger.
The hard fights of the past have won us space to
and Jane Shattuc
reexamine our own relationship to the popular,
to rethink our own ties to the general public, and
to experiment with new vocabularies for express-
In the 1985 Mirrorshades anthology, cyberpunk ing our critical insights. We have found our own
writer Bruce Sterling issued a call for a new form voices and we see this book as a chance to show the
of science fiction, one less invested in the monu- world what we can do. It is possible to do work on
mentalism of “the great steam-snorting wonders popular culture now that would have been un-
of the past,” and more invested in the technolo- thinkable little more than a decade ago, work that
gies of everyday experience (“the personal com- doesn’t have to bow and scrape to establish the
puter, the Sony Walkman, the portable telephone, worthiness of the objects of study. The unstable
the soft contact lens”). Like the other cyberpunk position of the academy in the postindustrial
writers, Sterling responded to these emerging economy, on the other hand, causes uncertainty,
technologies with a mixture of exhilaration and as many of the individual contributors to this col-
dread, unable to shake his impression of “tech lection struggle to find jobs. The establishment of
[that] sticks to the skin, responds to the touch . . . a stable base within the academy, if such a base can
pervasive, utterly intimate. Not outside us, but be called stable when so many can’t find employ-
next to us.” 1 ment, threatens to isolate cultural studies from the
Sterling’s description of the cyberpunks seems larger public sphere, to cut it off from its long tra-
oddly appropriate for Hop on Pop, which brings dition of engagement with the open universities
together a group of writers representing an emer- and the popular press.
gent perspective in cultural studies. Like the cy- This anthology represents an attempt both to
berpunks, we are interested in the everyday, the play with our newfound freedom and to secure
intimate, the immediate; we reject the monumen- ground for a new approach. For that reason, we
talism of canon formation and the distant author- are writing this introductory manifesto first of all
ity of traditional academic writing. We engage for ourselves and for other writers in this emer-
with popular culture as the culture that “sticks gent tradition to try to articulate what we are do-
to the skin,” that becomes so much a part of us ing and to explore both the continuities and
that it becomes increasingly difficult to examine it breaks we represent with the earlier history of cul-
from a distance. Like the cyberpunks, we confront tural studies. We also write this introduction for
that popular culture with a profound ambivalence, those who will judge us on the basis of this work.
our pleasures tempered by a volatile mixture of As we struggle with mentors or with tenure com-
fears, disappointments, and disgust. Just as the cy- mittees, we must explain what it is we are doing
berpunks intervened at the point where science and why it looks and feels different from what has
fiction was beginning to achieve unquestioned come before. And as we think about the future of
cultural respectability, we are the first generation our respective discipline(s) we must ensure its
4 hop on pop

continued popular outreach, committing it to the of cultural studies will still be speaking to us after
core principle that knowledge about popular cul- this book comes out, and that is more than can be
ture must recirculate within the popular. said for their relations to the generation that came
Manifestos are often written in the heat of before them.
battle, with a certain anger toward the past, as part Despite the title, we don’t necessarily see this
of the process of clearing the ground to make essay as a traditional-style manifesto for a future
way for new constructions. In practice, they often theoretical project. For one thing, we think there
leave only scorched earth in their path, intensify- have been too many manifestos promising things
ing the intergenerational battles within the acad- in the abstract that have never or could never be
emy, rather than bringing about any clear under- realized in the concrete. The developments we are
standing of how what is to come relates to what describing are already taking place and have been
has come before. We see this manifesto as doing a taking place for quite some time. The support for
somewhat different job, explaining what we bor- this manifesto’s claims can be found by reading
row from our mentors and what we are offering the essays in this collection. Many of our contrib-
back in return. What this anthology signals is not utors do not devote their time to proclamations
anything so dramatic as a paradigm shift. This isn’t about what cultural studies should be. They are
timidity on our part, simply a recognition that more interested in defining cultural studies by ex-
there is no need to burn old bridges when what ample through their work and in the end, the work
we really need to do is forge new ones. The essays in this book speaks for itself. Many of our contrib-
in this volume show (and, we hope, repay) strong utors would be unlikely to sign onto a single ideo-
debts to previous work in cultural studies. We have logical or theoretical project. They have been
inherited a foundation of core insights and a rich working independently, doing scholarship within
vocabulary of methodological approaches. Many varied traditions, disagreeing among themselves
of the founders of cultural studies are still with us as often as agreeing. Many of them would not even
and are continuing to grow, continuing to watch recognize each other, since they come from many
changes in their intellectual fields and changes in academic disciplines and from several different
the popular, and continuing to make fresh contri- national traditions.
butions to our understanding of politics and plea- Yet we would assert a “family resemblance,” a
sure. We have also watched the battles over the series of traits, some methodological, others stylis-
creation of cultural studies and we have sought tic, that define our work. In this introduction, we
new tactics for responding to long-standing criti- sketch the contours of a new direction for cultural
cisms and new reformulations of old binarisms. If studies. Of course, the field has already been mov-
change in the academy has often been likened to ing pretty decisively in that direction the whole
an oedipal conflict in which the sons and daugh- time we’ve been editing and putting together this
ters kill their parents in order to make room anthology and we are already starting to see the
for their own accomplishments, we are hoping more mature works in this tradition. Not all of the
for something closer to a family reunion, where work we reference or include in this anthology
squabbles may surface but where a strong sense clearly embodies all of the traits we will identify.
of community and tradition is reaffirmed over Some are written in a very personal style and oth-
potato salad and barbecue. The title of this collec- ers adopt a more distanced voice. Some are more
tion, after all, is Hop on Pop, not “stomp on pop.” heavily theoretical than others. Some are histori-
If we do our jobs right here, most of the founders cal, others take ethnographic approaches, and still
jenkins, mcpherson, and shattuc 5

others stay pretty close to textual analysis. Cul- represented too crude a reference to oedipal strug-
tural studies is not reducible to a single methodol- gles, incest, or opportunism, depending on what
ogy you can outline, download into your laptop, meanings get ascribed to “hop” and “pop.” Some
and take out with you into the cultural arena. worried that it would not carry sufficient dignity
To borrow a concept from Raymond Williams, when they wrote it on their vitae. This anxiety is
we speak for an emergent approach to cultural very real, one challenge of transforming academic
studies. We are not yet dominant and our appear- language during a phase of disciplinary strength
ance does not reduce earlier work to residual sta- and institutional instability.
tus. We aren’t going to try to turn young Turks The multiplicity of the title’s potential con-
into old farts simply with a slip of our pens. How- notations, and the intense yet often ambivalent re-
ever, we are a force of change, a challenge to old sponses to it, make concrete our theoretical and
ways of thinking and writing. Others can stake out methodological goals. The title reflects our own
the past and present of cultural studies; we claim a playful, appropriative engagement with the popu-
role in its future. lar, especially those forms of culture that become
The changes this book commemorates are sig- a part of our everyday life. Our title pays homage
nificant enough that it no longer makes sense to to the formative role that Dr. Seuss’s books and
treat our work as a footnote to the Birmingham popular culture in general played for the postwar
tradition, yet our ties to the past are firm enough generations. More than any previous group, we
that we don’t want to be slid into a new chapter al- grew up in an environment steeped in the anar-
together. The temptation is always to understand chistic pleasures of popular culture. Our child-
change in generational terms, and to some degree, hoods were fun and we have maintained some of
the most significant steps toward this new direc- those simple childish and childlike pleasures as
tion have been taken by younger scholars whose we have entered adulthood. We still enjoy the
intellectual interests reflect different life experi- dadaist playfulness of the alliteration of “hop on
ences and cultural backgrounds than those of pop.” There is also the irreverent pleasure in us-
some of the founders of cultural studies. Yet these ing such a name for a serious academic anthology.
changes are being embraced by cultural scholars We wanted the title to challenge the boundary be-
of all ages, many of whom have been working their tween academic and popular discourses, between
entire lifetimes to build bridges beyond the ivory work and play, between politics and pleasure,
tower to various popular constituencies and are much as the various essays in this collection do.
still trying to complicate their understanding of We wanted a title that reflected the diversity of cul-
the place of popular culture in their own lives. tural forms and traditions referenced in this book,
You will find established names in this collection, while at the same time evoking a specific, concrete,
alongside scholars whose reputations are still be- and memorable image.
ing built. We hope you will see the continuities The language of academic titles emerges from a
across these various theoretical, historical, and tradition of high culture; we wanted to challenge
critical projects. the ideological hold of that tradition on how we
The goal of rewriting cultural studies extends do our work and how we address our audience.
to the title of this collection, which seems to trig- Our title thus fuses the playful (which precedes
ger immediate emotional sparks of passionate the colon) and the academic (which follows it).
pleasure or equally intense discomfort. Some have One way you can tell we are at a point of transition
felt that the title was infantilizing; others that it is that the two still remain separated by that most
6 hop on pop

scholarly of punctuation marks: remove our co- we wait for a safe time and place to conduct the
lons and we probably wouldn’t be considered aca- conversation.
demics at all.
At one time, we considered calling this col-
Defining Characteristics
lection The BIG Duke Book of Fun, yet somehow
that seemed just a little too silly— even for the immediacy
most playful of our contributors. Perhaps that’s A long tradition of writers, especially in the Amer-
the spirit with which to take the current title—as ican tradition, have acknowledged that the “im-
a cheeky attempt to teach old dogmas new tricks mediate experience” of popular culture demands
without feeling that we have compromised the se- our passionate engagement and active participa-
riousness of our own goals or of our political and tion. Gilbert Seldes and Robert Warshow, for ex-
intellectual commitments. We are hoping for a ample, saw the immediacy and liveliness of the
cultural studies that can assume the immediacy popular as its defining trait, what set it off from
and vibrancy of its objects of study, that can draw the bourgeois cultural refinement of the nine-
productively on models from vernacular theory teenth century that they felt had stifled a more
and fan criticism, and that can claim new free- vital American vernacular tradition.2 Seldes saw
doms in the ways it engages with the political. In popular culture as liberatory in the ways that it in-
the end, we know that writing and reading cultural vited intense feelings that he felt were repressed
theory is serious work. We also hope it might be in the sanctioned space of high culture. Perhaps
fun. too broad a term, immediacy shorthands several
How will you recognize this emergent cultural interrelated concepts, such as intensification (the
studies? We think that there are a series of traits exaggeration of everyday emotions to provoke
or characteristics that, collectively, help to set strong feelings or a release from normal percep-
it off from earlier work on popular culture. Some tion), identification (strong attachments to fic-
of these traits build upon much older traditions tional characters or celebrities), and intimacy (the
in the field; some of them reclaim cultural stud- embedding of popular culture into the fabric of
ies’ relationship to popular traditions of criticism our daily lives, into the ways we think about our-
and debate; some reflect new directions or new lo- selves and the world around us). If “immediacy” is
cations from which cultural theory might emerge. what, according to Pierre Bourdieu, distinguishes
Most reflect the powerful influence of feminism, the popular from the bourgeois aesthetic, then we
queer theory, and other traditions derived from should be suspicious of attempts to write about
identity politics on the ways that we conceptual- popular culture from a distance. Writing about
ize ourselves and our culture. You might think popular culture requires new epistemologies and
of these traits as distinguishing features—some- new modes of expression that preserve rather than
times birthmarks reflecting our parentage, some- ignore this “immediacy.”
times scars from our painful brushes with aca- The ease with which academic critics have em-
demic authorities, and sometimes tattoos with braced the ideal of a rational, political, emotional,
which we adorn ourselves to set us apart from or “objective” distance reflects their own intel-
what has come before. When we spot some of lectual histories. Some of the founding figures of
these distinguishing features across a crowded this critical tradition were exiles critiquing a cul-
conference room, we recognize the writer who ture not their own. Some were working-class in-
bears them as one of our own. We wink. And tellectuals who saw high culture and high theories
jenkins, mcpherson, and shattuc 7

as avenues of escape from their origins. Others recording (and every version) of Barry’s songs; the
struggled to establish a respected intellectual dis- Joyce scholar knows intimately every volume (and
cipline based on the study of the popular. The every version) of Joyce’s oeuvre.” Yet we con-
price of admission into the academy was that we stantly police the boundary between the two, not
shed our fannish allegiances and enthusiasms at simply in terms of the objects of their interest, but
the door, policing our writing for signs of the jour- also the forms of their attachment: “The obsession
nalistic and abstracting from our own experiences. of a fan is deemed emotional (low class, unedu-
The challenge for our emergent perspective cated) and therefore dangerous, while the obses-
is to write about our own multiple (and often sion of the aficionado is rational (high class, edu-
contradictory) involvements, participations, en- cated) and therefore benign, even worthy.” 6 As
gagements, and identifications with popular cul- academics, we are told that our affective relations
ture—without denying, rationalizing, and dis- to popular texts must be cast aside so we may
torting them. The best cultural critics speak as more fully understand how “they work on us.”
“insiders” as well as “outsiders.” Writers like Ellen Romanticizing the fan as engaged in “semiotic
Seiter and Marsha Kinder discuss the place of chil- guerrilla warfare” simply reverses the polarities
dren’s media and consumer goods within their without really bridging the gap.
own families.3 Cathy Griggers describes her own As Lawrence Grossberg has argued, “The col-
fantasies surrounding Thelma and Louise, actively lapse of critical distance and the crisis of authority
rewriting the film as a fan might.4 Tricia Rose is not epistemological but a concrete historical di-
speaks of melding what she learned about rap lemma called into existence by the fact that, as
growing up in the Bronx and what she learned as a critical intellectuals, we are inextricably linked to
graduate student at Brown.5 They write about the the dominant forms of popular culture; we are
places where popular culture touches their own fans writing about the terrain, if not the objects, of
lives as fans, consumers, thrifters, and parents, our own fandom. . . . My existence as a fan, my ex-
provoking a range of emotional responses. In periences . . . are the raw material, the starting
some cases, this relationship may be passionate point of critical research.” 7 We must embrace our
without being fannish, as represented by recent at- immediate engagement with popular culture as
tempts by writers to explore their conflicted feel- the source of our knowledge and as the motivating
ings about regional identities or to examine the force behind our projects.
conservative aspects of popular culture. We can Writers like David Morley and Michael Schud-
draw on our personal experiences and subjective son are critical of recent efforts to blur the boun-
understandings to critique the popular as well as dary between academic and fan, insisting that our
to embrace it. Even fans are far from uncritical in access to educational capital, our ability to shift
their relations to cultural producers. However, between multiple cultural codes and move up and
skeptics have often reduced subjective modes of down the cultural hierarchy, makes academics
writing to the “academics as fans” question. We fundamentally different from popular audiences.8
need to start there if we are to understand the per- This warning encourages us to reflect on the dif-
ceived opposition between “immediacy” and in- ferences, as well as the continuities, between our
stitutionalized modes of academic writing. own participation within popular culture and that
The scholar and the fan, as Joli Jenson notes, of other consumers. Yet they make too much of
remain too closely related to allow for a clean sep- those differences. Contemporary popular culture
aration: “The Manilow fan knows intimately every is consumed as avidly by those of the professional
8 hop on pop

and educated classes as by those of the working cated critical insight into family photographs, Bri-
classes. The line that separates an academic writ- tish melodramas, and news coverage of Queen
ing about comic fandom and a corporate lawyer Elizabeth’s coronation.11
collecting comics may be less real than imagined. Literary criticism is, of course, not the only tra-
Insisting on those differences may be another way ditional discipline to rethink the value of “insider”
of denying that we, as academics, are implicated perspectives. In philosophy, feminists have chal-
within the popular culture we critique. lenged the “rationality” of distanced and abstract
Moreover, this argument devalues the central- discussion, insisting on the value of the “situated
ity of popular culture to our cultural identities. knowledge” that emerges when social agents write
Claiming to be a “fan,” for Morley, seems to mean from the “standpoint” of their own experiences.12
little more than expressing an arbitrary prefer- In anthropology and sociology, powerful critiques
ence. For many of us, being a fan represents a col- have been launched against the “imperial gaze” of
lective cultural and political identity that links us traditional ethnography. Instead, anthropologists
to other cultural communities. Our cultural pref- are adopting new models that value “local knowl-
erences and allegiances, no less than our racial, edge” and acknowledge the complex social rela-
sexual, and political identities, are difficult to shed tions between researcher and researched subject.13
when we write. By adopting these new approaches, philoso-
In literary studies, the “intimate critique” has phers and anthropologists struggle with two chal-
been recognized as an important mode of analy- lenges: on the one hand, there is a common as-
sis.9 In “Me and My Shadow,” Jane Tompkins sumption that only those who live within a culture
called for feminists to escape from the “strait- can meaningfully write about it; on the other,
jacket” of “rational” academic language and to there is the pervasive assumption that only trained
draw on powerful feminist traditions of autobio- academics can meaningfully theorize their cul-
graphical and subjective writing. In this important tural practices. Writing from an insider perspec-
essay, Tompkins adopts a double voice, speaking tive about one’s culture solves neither problem,
both in the abstract discourse of theoretical debate since our social identities are forged along mul-
and in the more personal voice of someone who tiple vectors. We will always be insiders in some
“wants to write about their feelings.” The aca- senses and outsiders in others. We can participate
demic “disdain for popular psychology” and pas- in cultural communities in many different ways
sionate language, Tompkins argues, reflects his- and as participants we may understand involve-
torically gendered splits between public and ment on multiple levels. The challenge is to be
private, splits that assign women the task of deal- honest about how we know what we know about
ing with emotions and men the tasks of dealing popular culture, while at the same time avoiding
with ideas.10 Norms of academic writing, Tomp- having our arguments completely swallowed up
kins argues, have often denied women their most into narcissistic solipsism.
effective critical tools, forcing them to perform on Some of the earliest works in the Birmingham
grounds already defined in masculine terms. A tradition, such as Richard Hoggart’s The Uses of
powerful example of subjective criticism, Annette Literacy, emerged from the writers’ own experi-
Kuhn’s Family Secrets discusses her own relations ences of class mobility and cultural hierarchy.14
to family, nation, and popular culture. Kuhn’s ru- Stuart Hall’s essays have powerful autobiographi-
mination on memory and family life is at times cal passages.15 Yet many cultural scholars write
shockingly honest and open about her troubled a deadening BBC standard prose, which seems
relations with her mother, while offering sophisti- to speak from no place in particular. Angela Mc-
jenkins, mcpherson, and shattuc 9

Robbie challenged the way that early theoretical knowledge production with its attempts to be
and scholarly discourse about subcultures wasn’t scrupulous, testable, and open.” Hartley urges us
owning up to scholars’ own involvement in the instead to reclaim and revalue the “art” of schol-
subcultures they were studying. In general, aca- arly writing, to take responsibility for our craft and
demic cultural studies has displaced more per- our skills in using certain technologies for analysis
sonal voices from its core project.16 As cultural and communication. He writes, “It ought to be
critics become dissertation advisers and tenure re- possible to do justice to and to learn from popular
view judges, they often insist on traditional stan- readerships without de-skilling intellectual cul-
dards of rigor and decorum, which are enforced ture.” 17 We certainly agree. What we are calling for
rigidly due to our “colonial cringe” over our cho- is not a rejection of the academy but rather a
sen objects of study. As a result, we often find our- new relationship between academic and popular
selves struggling with the same “straitjacket” Jane modes of engagement that takes the best of both
Tompkins tried to shed. Even in its most ab- worlds, recognizes and values alternative forms of
stracted forms, theory can never allow us to fully knowledge production, and seeks to better map
escape our own subjectivity, the play of our emo- the continuities and differences between them.
tions, the tug of our lived experiences. When we What we are proposing might better be described
deny those vital forces, we are most likely to get as the “reskilling” of intellectual culture or per-
the wrong answers or even to ask the wrong haps we simply hope not to be deskilled of what
questions. we know as members of a popular audience before
Writing about popular culture from an “up we are thought to be adequately prepared to enter
close and personal” perspective has brought new academic life.
issues to the foreground, such as the place of mass
culture within personal and popular memory, the multivalence
sentimental value attached to melodramatic rep- The major challenge to “academic distance” has
resentations, the complex political valiances of come from groups, such as women, queers, blacks,
erotic fantasy, or the roles that “camp” or “gossip” and other minorities, whose relationship to popu-
play in shaping the queer community’s responses lar culture could never simply be labeled in “in-
to mainstream media. We can not ask or address sider” or “outsider” terms. These writers express a
these questions from the outside looking in; they core ambivalence about popular culture through
require the knowledge of our guts, our hearts, writing that speaks from multiple vantage points
and our longings. Only then can we fully account at once. Corey K. Creekmur and Alexander Doty
for the complex tugs and pulls of the popular, the write, “Many gay and lesbian popular culture pro-
way it fits into our lives, the way it “sticks to our ducers and consumers have wondered how they
skins,” and thus explain its contradictory relation- might have access to mainstream culture without
ships to politics and pleasure. Only then can we denying or losing their oppositional identities,
produce writing that has the passion and intensity how they might participate without necessarily as-
to make our ideas accessible to a broader public. similating and how they might take pleasure in,
John Hartley, whom we consider a fellow traveler and make affirmative meanings out of, experi-
in our emergent cultural studies, has still ex- ences and artifacts that they have been told do not
pressed reservations about this more immedi- offer queer pleasures and meanings.” 18 Such proj-
ate engagement with the popular, claiming that it ects cannot be meaningfully described within a
“defers too much to informal, experiential knowl- vocabulary of “distance” but require an active,
edge and belittles too much the practice of formal even playful appropriation of cultural materials.
10 hop on pop

At the same time, these modes of inquiry cannot ambivalence about Hustler, she complicates the
be simply labeled as “proximate” or “insider” per- either/or judgments so often directed against pop-
spectives, since these groups have historically been ular culture, refusing to simply celebrate its trans-
refused access to cultural production and often gressive qualities without acknowledging its reac-
have been excluded from representation. Fre- tionary politics, refusing to condemn it according
quently, popular culture has been directed against to the terms of antiporn feminism without con-
them, framing their identities in stereotypical and ceding the dangers of policing culture.
harmful terms. Writing about the culture that touches our own
Their engagement with popular culture cannot lives complicates standard clichés. Writing from
be dispassionate, disinterested, or distanced. The high places flattens the phenomenon being exam-
stakes are simply too high. Their writing acknowl- ined, treating it in one-dimensional terms; writing
edges the pleasures they have derived from engag- closer to the ground gives us a stronger feel for the
ing with popular culture as well as their rage and contours of our culture. As we have adopted these
frustration about its silences, exclusions, and as- new vantage points, the result has not been an un-
saults on their lives. These writers express contra- critical embrace, nor has it been repulsion, horror,
dictory responses to the materials of everyday cul- or “disgust” over the ideological complicity of
ture and their own dual status as avid consumers popular texts. Rather, writers increasingly recog-
and angry critics. nize the ways we live with and adjust to contradic-
Laura Kipnis’s “(Male) Desire and (Female) tions. Texts sometimes do and sometimes don’t
Disgust: Reading Hustler” is a textbook example of control their meanings. Viewers sometimes do
such analysis, honestly exploring the writer’s con- and sometimes don’t resist the dominant ideology.
tradictory response to contemporary pornogra- People working within the culture industries often
phy. Far from a “fan” of Larry Flynt, Kipnis ex- compromise but do not always abandon their
plains, “A large part of what impels me to write progressive impulses.
this essay is my own disgust in reading Hustler. In Compared to the old dogmas they are replac-
fact, I have wanted to write this essay for several ing, these new and more qualified claims may
years, but every time I trudge out and buy the lat- seem too hesitant and wishy-washy, yet their
est issue, open it and begin to try to bring analyti- power comes precisely in displacing either/or
cal powers to bear upon it, I’m just so disgusted claims with a more multivalent account of how
that I give up, never quite sure whether this almost popular culture works. We can neither engage in
automatic response is one of feminist disgust or meaningful conversation with other segments of
bourgeois disgust.” 19 In struggling to understand our society nor can we act with political responsi-
(and contain) her own outrage over Hustler’s im- bility until we have a realistic understanding of
ages, Kipnis creates a more complex analysis of its the culture around us. Complicating previous ac-
ideological content. She sees “disgust” as a power- counts of popular culture is not an empty aca-
ful weapon directed against traditional standards demic exercise. In a world where the power to
of taste and the class politics that holds them evaluate and rank forms of culture carries tremen-
in place. She combines a feminist critique of the dous ideological weight, challenging the domi-
magazine that holds it accountable for its misog- nant framing of popular culture has political con-
yny and racism with a class analysis that recog- sequences. Simple univocal accounts of popular
nizes that Hustler provides a powerful “counter culture can be comforting; they can stir us into
hegemonic” voice for some groups excluded from radical fury; they also are wrong-headed. Insofar
the cultural mainstream. In confronting her own as they motivate our political activities, they gen-
jenkins, mcpherson, and shattuc 11

erate simplistic, feel-good solutions unlikely to the pleasures (and political effectiveness) of fan-
have desired long-term effects. The result is a tasies that take us beyond what textual ideologies
world where reforming the video-game industry might allow. She avoids both the fatalism of some
substitutes for confronting the economic and so- Frankfurt School-informed writing and the naive
cial roots of violence in children’s lives. optimism of some work on audience resistance.
In Barbie’s Queer Accessories, Erica Rand offers Popular culture promises us no easy victories.
a political economy of Mattel’s Barbie franchise, The complexity of Rand’s account reflects her
exploring how its production and marketing deci- theoretical and methodological eclecticism, her
sions shape the meanings attached to the popular willingness to fuse modes of cultural analysis
fashion doll. Yet Rand also explores the meanings (such as political economy and audience re-
that arise when the doll is integrated into children’s search), which historically have been opposed to
lives, especially adult memories of their “queer” each other; part of the complexity comes from a
and unconventional uses of the toy. She is inter- persistent internal criticism that circles around
ested in both the “possibilities” and “limitations” and around the same objects, finding new van-
of “cultural subversion”; she is interested in both tage points and new frames of reference. Such
the power of media producers to constrain mean- work refuses stasis, moving back and forth across
ings and the ability of cultural consumers to high and low (as when Kipnis compares the self-
escape from those constraints.20 The same con- portraiture of transvestite porn with the play-
sumer may sometimes embrace and sometimes fulness of Cindy Sherman, or when Lynn Spigel
reject, sometimes work within and sometimes invites us to consider the relative value placed on
think around the ideological construction of fem- women’s crafts and male pop art appropriations
ininity, whiteness, and straightness Mattel markets of Barbie, or when Wayne Koestenbaum discusses
along with Barbie. Even in her account of Mattel, the connoisseurs of opera as if they were an-
she sees the corporation as something more than other fan subculture).22 Such work refuses to
a group mind; its decisions are often themselves close off ideological struggles, teaching us new
ideologically contradictory; people at various lev- modes of critical thinking rather than offering
els resist or transform corporate ideology through conclusive judgments. Popular culture matters,
the microdecisions behind cultural production. for these writers, precisely because its meanings,
For Rand, it is precisely those variable choices, effects, consequences, and ideologies can’t be
and their complex political implications, that de- nailed down. As consumers and as critics, we
termine how and why popular culture matters. As struggle with this proliferation of meanings as we
she explains, “Political battles are fought over and make sense of our own social lives and cultural
through the manipulation of cultural symbols. identities.
People use them to signal political identities, to ef-
fect political coalitions, to disrupt and challenge accessibility
beliefs and connections that have come to seem Following each year’s mla convention, newspa-
natural. . . . The world will not change if Brandon pers in the host city often run articles gently lam-
and Dylan become lovers and join ACT UP 90210 pooning titles of papers given during the con-
but it matters that we already know they won’t, no ference. One way to read these jibes is simply
matter how often they look soulfully into each as anti-intellectualism on the part of the press,
other’s eyes during the first few seasons.” 21 Rand’s as mean-spirited attacks on academics and their
vantage point acknowledges the uneven forces in snooty jargon. Certainly, academics have long
these cultural struggles, even as she also recognizes been misunderstood and misrepresented by the
12 hop on pop

press, and surely we are not the only field that intellectual, a figure important both in the work of
has developed a specialized vocabulary. Yet what Antonio Gramsci and in the formation of British
else might we learn from these yearly newspaper cultural studies, where the organic intellectual was
articles? Might they also lead us to question tied to labor politics.23 Through these traditions,
whether or not the discursive practices of aca- organic intellectuals have come to be defined as
demic cultural theory have limited its viability those able to articulate the knowledge, interests,
and use outside of the university? In an era when or experiences of their own class or social group
the university is increasingly under attack as an within wider social and political fields. This ver-
out-of-touch and archaic institution, being able sion of the organic intellectual within cultural
to explain what we do (and why we do it) to a studies has come under attack for encouraging
larger audience is less a luxury than an impera- intellectuals to speak on behalf of others, but
tive. Thus, our emergent approach to cultural despite the challenges such a role presents the
studies favors the concrete over the abstract and academic, it is useful to retain the notion as it ap-
seeks to translate critical insights about popular plies to work that moves beyond the confines of
culture back into popular practice. We are also the academy.24 The organic intellectual not only
interested in modes of scholarship that can move speaks for her own social group; she also translates
beyond the confines of the academy, modes that the work of the academy for larger publics. Our
the popular press might recognize as parallel to signaling of the organic intellectual as a key ele-
their own. ment of the new cultural studies suggests another
Accessibility does not mean eliminating com- link between previous forms of cultural studies
plexity or abandoning difficult ideas. It does and our own emergent approach. We herald the
mean taking responsibility for knowing what your emergence of new forms of organic intellectuals
reader will need to know in order to understand tied to new publics and newly organized commu-
your writing. Accessible prose is self-contained, nities in both “real” and “virtual” spaces.
providing the context and explanations that the Today the figure of the organic intellectual of-
reader requires to make sense of what she’s en- ten resurfaces as the public intellectual, particu-
countering. This may mean defining buzzwords larly in discussions of a group of contemporary
or footnoting background. It also means clar- African American cultural critics, an aggregate
ity, but clarity is not the same as triviality. The that includes bell hooks, Michael Eric Dyson,
demands of teaching also encourage attention Gerald Early, Henry Louis Gates Jr., Patricia Wil-
to accessibility, helping us to rethink some of liams, Cornel West, Todd Boyd, and Tricia Rose.
our professional practices. Students come to our These critics move beyond the academic in both
classes with a broad range of experiences and self- their writing styles and publication venues, ad-
expression that does not always match the privi- dressing and engaging a wider audience, reaching
leged languages of theory. The new cultural theory different publics. They strive, in the words of Tri-
recognizes the value of engaging our students in cia Rose, to merge “multiple ways of knowing, of
productive dialogues that begin by also valuing understanding, of interpreting culture and prac-
their languages. tice, . . . to use theoretical ideas in enabling and
This move to explain ourselves in accessible creative ways and . . . to occupy as many subject
terms is not a pandering to market forces (no mat- positions as possible.” 25 In his Am I Black Enough
ter how often our deans and administrators in- for You?, Todd Boyd compares his critical method
voke the “bottom line”). Rather, it represents a se- and style to both rap’s sampling and jazz’s im-
rious engagement with the notion of the organic provisation, citing the idioms of the black ver-
jenkins, mcpherson, and shattuc 13

nacular as at least as central to his work as the in- This support of varied, more user-friendly styles
sights of Marxism or postmodernism. His work of writing is a political issue that affects our own
also highlights the degree to which scholars learn thinking, teaching, and influence outside the uni-
from communities and individuals outside the versity. The emergent cultural studies challenges
traditional academy.26 what theory can look like. It brings theory to new
Others have also stressed the value of the ver- spaces.
nacular to cultural studies. For instance, in his Theory, for instance, might look like journal-
Street Smarts and Critical Theory, Thomas Mc- ism, and journalism can look like theory. In fact,
Laughlin claims that to privilege theory as an aca- the relation between journalism and cultural stud-
demic enterprise overlooks the fact that “indi- ies has a long history, shaped differently under dif-
viduals who do not come of the tradition of ferent national traditions. To cite one example,
philosophical critique are capable of raising ques- John Frow and Meaghan Morris describe the his-
tions about dominant cultural assumptions.” 27 tory of Australian cultural studies as being com-
His work underscores the capacity of a wide range prised to a great degree of “the partly academic but
of individuals (fans, cultural practitioners, activ- primarily constituency-oriented work of journal-
ists, visionaries) to ask questions about contempo- ist-critics.” They urge us to consider “the actual
rary culture and suggests that we have as much to practices developed by real intellectuals in Aus-
learn as critics from their questions as these indi- tralia” and understand that the popular media can
viduals have to learn from our theories. This idea be open to “exchanging ideas, rhetoric and re-
is put into practice in a zine like Thriftscore; edited search images.” 29 They sketch quite a list of schol-
by a nonacademic, this publication produces ars they would include in this tradition, and pay
knowledges that shape academic theory, including particular attention to the careers of adult educa-
an essay in this anthology.28 tor and radio critic John Flaus and of feminist
The vernacular is not the only style of this critic Sylvia Lawson. British cultural studies has
emergent cultural studies. Rather, we embrace also benefited from the close relationship between
multiple styles of scholarship and of teaching. scholarship and journalism and from the develop-
These might include the pro-sex manifestos of ment of the Open University. Richard Dyer’s ca-
Susie Bright published in trade press volumes like reer is marked by frequent publication in nonaca-
her Sexual Reality or in magazines ranging from demic venues, and, as a critic, he moves easily
Elle to On Our Backs. Or they might take the form between the ivory tower and less hallowed venues.
of the personal, yet still theoretical, writing and Indeed, the wide draw of a rack magazine like
poetry of Eve Sedgwick. Umberto Eco’s transla- Marxism Today in Britain or of Ms. in the United
tion of structuralism into the novel The Name of States suggests that the division between the aca-
the Rose also fits the bill. Certainly we embrace the demic and the journalistic has never been firmly
theoretically informed graphic art of Scott Mc- drawn (nor need it be.) This insight is shared by a
Cloud’s Understanding Comics and Art Spiegel- generation of younger cultural critics.30 Faced
man’s Maus, works that suggest new forms cul- with a dwindling market for “traditional” aca-
tural criticism might take. While we don’t reject demic jobs in the United States, many of these the-
what is often termed “high theory,” our approach orists have turned to other publication sites. Hank
requires the scholar to think carefully about how Sartin, John Corbett, Rick Wojcik, and others blur
such work facilitates cultural or political interven- the lines between academic and “popular” writing
tion; we understand that these interventions occur and do much of their work outside of the acad-
on many fronts, both in and out of the classroom. emy. Other university-based critics like Cindy
14 hop on pop

Fuchs, Judith Halberstam, Elayne Rapping, Susan ences. If we are not content simply to preach to the
Douglas, bell hooks, and Todd Boyd write regu- converted, cultural studies must take seriously at-
larly for non-academic magazines and papers. tempts to broaden its reach and appeal.
While their “popular” writing may be stylistically
different from their more academic work, the for- particularity
mer is no less important or theoretically savvy Details matter. In a far-reaching study, Carlo
than the latter. Following the events of September Ginzburg traces how the theoretical traditions of
11 the practice of staging teach-ins has also the humanities and social sciences emerged from
reemerged in many universities and locales, allow- a need to explore and interpret fine details of
ing interaction between community activists, stu- our cultural environment with the same precision
dents, and professors. with which earlier humans could trace patterns in
Borrowing a term from computer lingo, Sandy the natural environment. Ginzburg links hunter-
Stone has written about the importance of the cul- gatherers’ attempts to develop a primitive “science
tural scholar’s ability to “code-switch,” meaning of the concrete” from their study of “tracks on
that it is important that we learn to speak to di- the ground, broken branches, excrement, tufts of
verse audiences about our work and why it is im- hair, entangled feathers, stagnating odors” with
portant. Her own scholarship and performances the science of “clues,” represented by Giovanni
reach a wide range of constituencies, including so- Morelli’s contributions to art history, Sigmund
cial scientists, media scholars, computer program- Freud’s contributions to psychology, and Arthur
mers, visual artists, web surfers, and technocrats. Conan Doyle’s contributions to criminology.31 In
Code-switching also gives the scholar an opportu- each case, knowledge emerged from our study of
nity to interact with communities and enterprises concrete details and method centered around the
outside of the academy. Cultural scholars consult ways we scrutinized and formed deductions from
and work for computer companies and TV shows, particulars. Our initial assumptions and global
speak on talk radio, influence national and local theories are tested against the materiality or par-
policy decisions, work with web designers, write ticularity of found objects.
zines, liner notes, and museum catalogs, and play Ginzburg’s essay helps us to better understand
in bands. These activities are not “more real” or how different methodological traditions relate to
more political than traditional academic scholar- details. Some traditions in cultural studies start
ship and should not replace it, but they do with broad theoretical generalizations, seeking
broaden the cultural spheres from which cultural concrete details only as examples that will neatly
studies can challenge the dominant ideology. confirm their more abstract analysis. In their
Finally, a greater focus on accessible language worst cases, the only proper nouns will be the
can also affect how cultural studies impacts the names of theorists. In the emergent cultural stud-
academy. One of the great strengths of cultural ies, particular examples motivate theoretical and
studies has always been its independence from any historical inquiry, posing questions or challenges
one discipline, which has allowed cultural studies to the critic’s initial perceptions and forcing a
to bring together scholars from many fields. A search for more appropriate models. In these
commitment to a more accessible style of scholar- cases, the concrete details of popular culture resist
ship is also a commitment to a cultural studies easy assimilation into prefabricated theories.
that can remain interdisciplinary, encourage new The dominant form of writing within this tra-
forms of pedagogy, and perhaps reach our more dition is the case study, which makes modest the-
resistant colleagues in the natural and applied sci- oretical claims but details a particular example
jenkins, mcpherson, and shattuc 15

of popular culture at work. Scott Bukatman, for you aren’t getting something—a joke, a proverb, a
example, takes as his starting point the odd ob- ceremony—that is particularly meaningful to the
servation that William Gibson wrote Neuromancer natives, you can see where to grasp a foreign sys-
on a manual typewriter, unpacking this anecdote tem of meaning in order to unravel it.” 36
throughout an essay that circles around the his- Those of us who write about our own cultures
tory of the typewriter and its impact on American have discovered similar points of entry, looking
culture.32 Ellen Seiter analyzes the physical layout for places where theories chafe against the skin of
of Toys ’R’ Us and contrasts it with the space of our own bodies and don’t fit the shape of our own
more elite toy shops, using this analysis of retail experience. Trying to bridge that gap between the-
space to explore how class differences shape pat- ory and experience can lead us to more nuanced
terns of cultural consumption.33 Of course, the theories of how popular culture works. This im-
case study hardly originates with this emergent pulse has shaped the best contemporary work on
tradition. Rather, the closely detailed analysis of popular culture, work which might adopt a range
particular moments in the production, circula- of models (close textual analysis, ethnography,
tion, and reception of popular culture was a cor- historical research), either singularly or in combi-
nerstone of the early Birmingham School writers, nation, and which forces a dialogue between ab-
who made deft use of particular examples to help stract generalization and particular details.
untangle the more obscure and abstract formula- In the case of popular culture, this attention to
tions of European theory. the particular takes on special importance. If pop-
In promoting the case study as an analytic tool ular culture is always already the site of commodi-
we should be attentive to its larger history. We fication and alienation, of ideological manipu-
might well seek models in foundational work in lation, or of cultural resistance, the particulars
the disciplines from which cultural studies has matter little. Yet the best contemporary essays ex-
emerged, in the “thick description” in anthropol- plode with details, offering exceptions, qualifica-
ogy or the New Historicists’ elaborate use of the tions, and complications for such master theories.
anecdote.34 Exemplars might include Clifford Understanding the particularity of popular cul-
Geertz’s account of the Balinese cockfight or Rob- ture alters our glib assumptions that it is formu-
ert Darnton’s exposition of the “great cat mas- laic, that it always repeats the same messages, that
sacre,” works that bridge the divide between ar- it always tells the same stories and serves the same
chival research and textual analysis, between interests. Looking at concrete moments of cultural
ethnographic investigation and cultural critique.35 production, circulation, and reception helps us to
These rich, multivalent essays are sparked by the understand the range of possibilities within popu-
discovery of a telling or surprising detail—Darn- lar genres and the complex struggles that sur-
ton’s confusion over why a particular group of round any cultural text.
French printshop workers found the idea of burn- This attention to details reflects not only the
ing cats funny or Geertz’s stumbling upon a academic’s search for “clues,” but the fan’s cele-
cockfight. Their need for a fuller understanding bration of the particular object of his or her fasci-
drives them to ask fresh questions that might not nation. The shift in television studies might be
have come readily from preexisting theoretical po- understood in terms of the move from totalizing
sitions. As Darnton writes, “Anthropologists have claims about television as a cultural system to-
found that the best points of entry in an attempt to ward attention to local shifts within specific
penetrate an alien culture can be those where it series. Marc Dolan’s account of the “peaks and
seems to be most opaque. When you realize that valleys of serial creativity” in Twin Peaks, for ex-
16 hop on pop

ample, explains shifts in network programming and procedures we use and the standards by which
that emphasize serialization and a more acute we select one example over another. The best writ-
sense of program history, tracing how David ing in contemporary cultural studies mixes and
Lynch’s series recognizes or fails to achieve its matches different modes of cultural analysis,
artistic potential, episode by episode, season by merging history, theory and criticism, or combin-
season.37 Dolan’s essay merges a fan’s attention to ing ethnographic observation with larger histor-
individual episodes with an academic’s under- iographic frameworks, trying to place the details
standing of larger social and cultural contexts. into the most meaningful context.
Lynn Spigel’s Make Room for TV examines the
representation of early television across different contextualism
genres of programming, advertisements, advice This approach to cultural studies embraces con-
literature, and popular magazine stories.38 Spigel’s textualism. We view popular texts not as discrete
book suggests not one but many different ways entities that stand alone but instead exist in rela-
that these discourses helped consumers negotiate tion to a broad range of other discourses, placing
the anxieties and utopian fantasies surrounding media production and consumption within a vast
the introduction of this new media technology social and cultural configuration of competing
into the home. voices and positions. Rather than canonize a text
As writers like Virginia Nightingale and James for its intrinsic or inherent value, we try to under-
Kincaid have argued, the challenge is to find stand and articulate more fully the frameworks
meaningful ways to assess these details, since not within which individual texts are produced, circu-
every example is equally representative, not every lated, and consumed. As such, the emerging cul-
case study offers us the whole truth, and not every tural studies deals with representative rather than
interpretation is equally compelling or illuminat- monumental texts and is interested in texts in
ing.39 The historian and ethnographer engage in a context rather than in texts as isolated phenom-
process of accessing voices and foregrounding ena. Studying texts in context also suggests that
exemplars. The preponderance of details in the their meanings are subject to change.
new cultural studies suggests a direct record of This concern with contextualism reflects the
“what actually happened” or how audiences “re- impact and importance of the lessons of work like
ally think” about a particular program. We must Richard Dyer’s Stars and Tony Bennett and Janet
remember that the details don’t speak for them- Woollacott’s Bond and Beyond, projects that chal-
selves; it matters how they are framed and deci- lenged the primacy of the text in the study
phered. Claims about concrete examples still rep- of fictional and popular forms.40 English and liter-
resent interpretations and speculations. When all ature departments have traditionally focused on
is said and done, ethnography and history repre- the close examination of specific texts, a practice
sent alternative modes of theorizing. that served both to isolate the object of study from
We need to recognize and acknowledge the the social networks in which it was embedded and
contingent nature of our analysis, to avoid making to enable the canonization of particular texts as
totalizing generalizations until we have developed monuments of high culture. In response to the
a sufficiently rich set of case studies to illuminate prevalence of textual studies, some critics turned
larger social and cultural processes. We need to to the study of the audience, zeroing in on prac-
engage in constant critique, questioning the ade- tices of consumption. Dyer, Bennett, Woollacott,
quacy of our evidence. Such work demands that and others called for a different understanding of
we be explicit about the interpretive frameworks the text: they focused on situating an individual
jenkins, mcpherson, and shattuc 17

work or figure within a constantly mobile set of lows her to understand the early-twentieth-cen-
intertextual relations; that is, they strove to under- tury department store not as a monolith of indus-
stand a single artifact in relation to other social trial capitalism but as a site of struggle between the
events. Dyer’s groundbreaking work on the study competing interests of saleswomen, managers,
of stars insisted that “stars are, like all signifi- owners, and customers.41 These historians under-
cations, also and always social facts” (1). He urges stand that traditional historical accounts, in their
us to broaden our study of texts beyond formal pursuit of the general and universal, often omit
analysis, for “you need to know what kind of thing the experiences of the poor, the working class,
a text is in society in order to know what kind of women, and minorities. Contextualizing histori-
questions you can legitimately pose of it” (2). He cal detail within broader social and ideological
also understood that his demystification and anal- frameworks can illuminate the experiences of the
ysis of a star like Marilyn Monroe always existed underrepresented.
alongside his knowledge that, when “I see her, I The important work of historian David Roedi-
catch my breath” (184). ger draws from both the traditions of labor history
In their study of the “James Bond phenome- and of cultural studies as he investigates the social
non,” Bennett and Woollacott situate their read- and historical construction of whiteness. In both
ing of this popular hero within a broad network of The Wages of Whiteness and Towards the Abolition
social and textual relationships. While they care- of Whiteness, Roediger examines the varying ways
fully examine the formal and narrative devices of whiteness has functioned in American history as a
the Bond novels and films, they utilize these anal- kind of “extra” wage for certain members of the
yses to illustrate how the figure of Bond has served working class, often serving to solidify white iden-
as a nodal point to condense and articulate a wide tity in opposition to blackness.42 He notes, for in-
range of cultural and political positions. Further- stance, that the Irish in America were not unques-
more, this process of condensation was and tioningly seen as “white”; rather, they strategically
is a mobile one; Bond’s meaning is not fixed in came to identify themselves as white to gain access
time and space but is subject to change and varia- to white privilege. But whiteness doesn’t always
tion. Their view of “texts as sites around which a undermine cross-racial alliance. By paying close
constantly varying and always many faceted range attention to context, Roediger is also able to in-
of cultural and ideological transactions are con- vestigate those moments when allegiance to
ducted” (8) influences the role of contextualism whiteness was superseded by class or gender inter-
for the new cultural studies. ests, and he recognizes that exploring these mo-
A similar understanding of context has been ments can offer powerful clues for contemporary
important in other academic disciplines, includ- struggles for racial justice. Here, Roediger’s use of
ing the field of labor (and social) history. Rather context powerfully links past events to contempo-
than simply unearthing or discovering the facts rary politics; the reading of the past in the service
of history, many of these historians strive to situ- of the present is also a hallmark of cultural studies,
ate these “facts” within a larger social and ideolog- distinguishing it from many traditional disci-
ical frame, indicating the influence of both E. P. plines. Contextualism also means situating our
Thompson and Herbert Gutman on the field. In readings in terms of their impact on contempo-
Counter Cultures, feminist historian Susan Porter rary life.
Benson details the history of the department store, Cultural studies does not confine its use of
examining this cultural institution from many dif- context to the study of the past. Contextualism
ferent contexts. Her multiperspectival reading al- is also a vital aspect of contemporary investiga-
18 hop on pop

tions of popular culture, and this can often lead to history), none of these tools itself defines what
what might seem like odd or eclectic juxtaposi- cultural studies is or should be.
tions of texts and practices. Still, it is understood
that knowledge (about texts, events, or practices) situationalism
is always situated. For instance, in her essay “On If the emergent cultural studies is contextual, it
the Cutting Edge,” Anne Balsamo seeks to under- is also situational, for we know that texts and
stand the meaning of cosmetic surgery in contem- practices have temporal and spatial properties. We
porary society. Her examination of a wide range of also see the products of the new cultural studies,
medical texts, advertisements, and imaging tech- its own texts and practices, as existing in particu-
nologies leads Balsamo to conclude that, in many lar places at particular times for particular audi-
ways, “cosmetic surgery illustrates a technological ences. Put differently, we write for specific and
colonization of women’s bodies.” 43 But Balsamo concrete situations, with a purpose in space and
also moves to situate cosmetic surgery within time. In recent years, this work has included the
broader cultural practices of body modification attempt by academics to engage in public debates
(from ear piercing to tattooing), noting that we emerging in the popular press, debates about the
must refrain from the too-easy privileging of the digital revolution, about political correctness,
“natural body.” Much as in Kipnis’s work, Bal- about NEH or PBS funding, about globalization,
samo’s contextual reading complicates her analy- and about warfare and terrorism. What we say to-
sis, preventing her from dismissing cosmetic sur- day about these issues (and how we say it) is not
gery as inherently bad, but it does not erase her the same as it will be in the future when different
ambivalence about the complex ways cosmetic political and cultural situations may demand a dif-
surgery gets packaged and realized in our culture. ferent strategy. This concern with the situational is
Thus, the emergent cultural studies explores the already manifested in a number of key debates in
importance of context without relinquishing the cultural studies, debates that focus on space, place,
right to judge a work’s value or impact. To see con- and time, on the global and the local, and on the
text as situational does not mean that we see all sit- public and the private.
uations as of equal relevance or that we embrace The local was a key terrain for the struggles of
an uncritical pluralism. the New Left as it moved into the 1970s, as two
This understanding of context—the realiza- popular bumper sticker slogans from that period
tion that the meaning of texts or practices exists attest: “The Personal is Political” and “Think
only in relation to complex social and cultural Globally, Act Locally.” Likewise, the familiar
forces—supersedes an attachment to one rigid, union labor call to “support your local” combined
global theory. We are not interested in narrowly labor politics with a concern for specific geogra-
defining the methods by which an emerging cul- phies, while one-time Speaker of the House “Tip”
tural studies should proceed. Cary Nelson has O’Neill’s refrain, “All politics are local,” also rec-
described cultural studies “as a ghostly discipline ognized the need for a grounded political practice.
with shifting borders and unstable contents,” ar- While these slogans may imply for some a retreat
guing that “it needs to continue being so.” 44 To be into the rigid boundaries of identity politics or
contextual is to understand that cultural studies is other parochialisms, the new cultural studies un-
relational. Thus, while a cultural scholar may uti- derstands them as holding the terms “local” and
lize the techniques of semiotics or close textual “global” (or “private” and “public”) in a produc-
reading (or psychoanalysis or ethnography or oral tive tension. We believe that local politics matter,
jenkins, mcpherson, and shattuc 19

that the practices of situated, everyday life have a portray the overall demographic make-up of Los
ripple effect on the culture at large, and that the Angeles without ever reaching a street-level van-
abstraction of a strictly global politics may disem- tage point that might tell a different story.
power rather than empower marginalized social Massey explains that this tendency to think
groups. We also recognize that the local and the only of the geographic big picture tends both “to
everyday are not the same everywhere and that rob places . . . of their individual specificity” and
global processes do have an impact on how we can “to assign virtually all causality to a somehow un-
study, understand, or experience the local. We locatable level of the global” (117). She encourages
want to keep larger questions of power or inequal- a turn to the local and to place, insisting that such
ity in focus, and we read these impacts as they are a vantage point can also lead us to an understand-
situated in both the local and the global. ing of wider terrains. She notes that specific places
One intellectual legacy of the feminist mantra exist at the juncture of intersecting social relations,
“the personal is political” can be found in the fem- “tying any particular locality into wider relations
inist contributions to the field of geography, an and processes in which other places are implicated
academic discipline concerned with how experi- too.” Thus, “theory is not restricted to the sphere
ences are placed or situated. Over the past twenty of the big, grand phenomena alone . . . the under-
years, urban geographers such as Edward Soja and standing of any locality must precisely draw on
David Harvey have increasingly detailed the polit- the links beyond its boundaries” (120). To be situ-
ical ramifications of space, insisting that spatial ated demands that one understand how the lo-
constructions are as central to our understandings cal impacts the global and vice versa. Massey and
of everyday life as are temporal ones. They en- other feminist theorists of space put their theory
courage us to think through the ways in which the into practice in their investigations of regional
spaces we inhabit shape our views of the world and communities, domestic architecture, and various
of our selves, precisely situating us.45 As such, work places, outlining how local spatial practices
space is a political rather than a natural category. affect our experiences of gender, race, and class.
For instance, a map does not neutrally represent a For instance, in Gendered Spaces, Daphne Spain
geographic area; it selectively foregrounds some explores the degree to which the very architec-
areas at the expense of others. While these insights tural design of the plantation home reinforced the
help to remind us of the spatial realities of daily Old South’s social patterns of gender and racial
experience, the work of Soja and Harvey has been inequity.47
taken to task by feminist geographers for display- French theorists like Michel de Certeau and
ing a tendency to privilege a view from above. For Henri Lefebvre have also expressed an interest in
instance, Doreen Massey points out that Soja’s the local and the situated, offering a view from
work on Los Angeles tends toward the “overview,” the streets, from the urban pedestrian.48 Still, work
a stance that is driven by a need for “mastery” and such as de Certeau’s often feels oddly unspecific, as
“detachment,” along with the “authority of the if the realities of a particular city matter less than
viewer which it helps to construct.” 46 Soja and the generalized experience of walking. Any city
Harvey remain attached (though to differing de- might do, though surely walking in Los Angeles is
grees) to a modernist project that privileges a uni- quite different from walking in New York, let alone
versal (i.e., white, male) perspective. Their under- Tokyo or Lima. Our approach to cultural studies
standing of space is still trapped within this global respects the specificity and integrity of the situa-
point of view, a perspective that allows Soja to tion and also recognizes that walking (or driving)
20 hop on pop

in a city as a woman or a minority is not the same research pays particular attention to the local, but
as walking as a white man. Meaghan Morris teases it is also interested in understanding how places
out these specific spatial complexities in her es- are connected to one another at specific times.
say “Things to Do with Shopping Centres” in Readings such as these, as well as work that inves-
which she rejects a semiotic reading designed tigates the impact and reworkings of U.S. media in
to show “how shopping centres are all the same other countries, suggest that global forces, while
everywhere.” 49 Instead, she is concerned with the powerful, are never absolute. They are also
ways in which “particular centres strive to become worked through at the level of the local in diverse
‘special,’ for better or worse, in the everyday lives and unpredictable ways.
of women in local communities” (298), and urges This concern with the specificity of place is not,
us to write the histories of how women inhabit of course, new to cultural studies. At its best, the
particular places. Her approach moves between tradition of cultural studies inaugurated at the Bir-
many types of reading, including the concerns of mingham Centre was preeminently focused on
managers, urban planners, and local shoppers, al- the specificities and particularities of British life.
lowing her to trace the tensions inherent in one While this tradition is an important legacy for cul-
place. This turn to the particular exemplifies the tural studies as a whole, Cary Nelson notes that
concerns of the new cultural studies, as does Mor- much of their work was “concerned with defining
ris’s insight that “in researching the history of . . . a distinctly British heritage” and that thus much
a particular place, however, one is obliged to con- “British subcultural theory . . . is not well suited”
sider how it works in concrete social circum- to describing the structures of leisure peculiar
stances that inflect in turn, its workings—and one to American life.51 An attention to the situational
is obliged to learn from that place, make discover- demands that one’s approach and methodology be
ies, change the drift of one’s analysis, rather than flexible; as such, a simple and strict allegiance to
use it as a site of theoretical self-justification” all that emanates from Birmingham limits what
(306 –7). cultural studies might achieve. Indeed, what cul-
This call to examine the particular, the local, tural studies means in Birmingham today is not
and the situated has recently had an impact in what it meant to Richard Hoggart or Raymond
cultural studies’ engagement with mass media as Williams.
well. Scholars like Anna McCarthy and Victoria Larry Grossberg has written that “there is . . .
Johnson have begun to investigate how our ex- often a certain fetishization of the local. Cultural
periences of particular places are influenced by analysts are constantly harangued to bring their
broadcast media that are not confined to a local analysis ‘down’ to the level of the specific. . . . Yet
sphere.50 In her work on television viewing in such celebrations of the local are often untheo-
1950s Chicago pubs, McCarthy details how tv rized, based on . . . a model of inductive em-
brought together specific working-class publics, piricism.” 52 But an engagement with the local or
highlighting television’s role outside the domestic situational does not necessarily entail an aban-
sphere. Johnson’s work explores how tv mediates donment of theory; rather, the new cultural stud-
between the local and the national, especially in its ies understands that to explore how the particu-
constructions of the American “heartland.” For larities of the local intersect with other networks
instance, her examination of The Lawrence Welk of power and experience is one way to theorize
Show illustrates how national mass media serves specific temporal and spatial situations. For in-
to locate “family values” in particular geographic stance, in his exploration of the politics of popular
areas like the Midwest. McCarthy’s and Johnson’s music in East Los Angeles, George Lipsitz traces
jenkins, mcpherson, and shattuc 21

both the global influences that shape this music simple binary of production versus consumption.
and the precise and particular ways in which such In such a formulation, the site of production be-
music reflects life in a specific locale.53 The music comes the realm of politics, while the site of con-
of Chicano rock bands enters into a network of sumption only speaks of pleasure. As the essays in
global capitalism while also representing a real this volume attest, the relations between pleasure
and concrete place and the many diverse histories (or pain) and politics is always more complicated.
that shape that place. In this approach, an appre- While many of the essays do explore how popular
ciation of the particular is not a “fetishization of culture can be pleasurable, they also recognize that
the local” but instead offers a way to move beyond these pleasures exist in a complex relation to larger
the false polarization of the empirical and the the- socio-economic forces, that one person’s pleasure
oretical, the global and the local, and the public can cause another person pain. Todd Gitlin main-
and the private. A focus on the situational also al- tains that “it is pure sloppiness to conclude that
lows one to ask crucial questions about how no- culture or pleasure is politics,” but this formula-
tions of identity, belonging, and experience are re- tion fails to understand that the political is at least
lated to notions of place, space, and time. At its partially constituted through culture and the pop-
best, theory is not antithetical to details. ular.55
Arguments such as Gitlin’s are limited on at
least two counts. First, they tend to view the polit-
On Politics and Pleasures:
ical as only occurring on the large or global scale.
Notes Toward a Conclusion
Such a position often raises the rhetorical ques-
If, as discussed earlier, the title of this volume is tion, “What can studying the local or the popular
open to multiple interpretations, our subtitle, do about the war in Bosnia (or the Gulf of Af-
“The Politics and Pleasures of Popular Culture,” ghanistan)?” This catchall critique cannot recog-
also charts a volatile terrain. The relationship be- nize that the study of the popular does have much
tween “politics” and “pleasure” has been a hotly to tell us about the politics of warfare. For in-
debated issue in cultural studies. The fear that cul- stance, by understanding how the 1991 Gulf War
tural studies has been de-politicized by a privileg- got played out on the home front in, say, media
ing of the pleasures of popular culture is now a coverage of the Super Bowl, one can begin to un-
commonplace critique of the Americanization of derstand the ideological ties between popular con-
cultural studies, a position voiced in such works as ceptions of masculinity, domesticity, and the na-
Jim McGuigan’s Cultural Populism and in Michael tion. This understanding is political. Likewise,
Budd and colleagues’ “The Affirmative Charac- understanding local notions of family and domes-
ter of U.S. Cultural Studies.” 54 For instance, this ticity have everything to tell us about the U.S. me-
latter essay takes American cultural studies to task dia coverage of the Serbian campaign of rape
for failing to consider the relations of culture waged against women during the war in Bosnia.
to “larger economic processes” (176) and for Certainly, any understanding of the American
“confusing active reception with political activ- “war on terrorism” post–September 11 must also
ity” (169). examine the mass mediations of “ground zero,”
Such work served to highlight the need for cul- bringing local and global together.
tural studies to think carefully about a rhetoric of Gitlin’s position also reduces the terrain of the
“subversion” and “resistance” that had emerged political (not to mention the economic) to a very
within the field, but it simultaneously reinforced narrow field, a conception of the political tied to
the tendency to reduce all of cultural studies to a Old Left formulations and perhaps out of tune
22 hop on pop

with the contemporary social landscape and the nection and articulation across different interest
often mobile social groups that inhabit it. In an in- groups” (724), a process that also allows us to en-
sightful essay entitled “Post-Marxism and Cul- vision and move toward other possible (and hope-
tural Studies,” Angela McRobbie has argued that fully pleasurable) futures.
“it is increasingly in culture that politics is con- Such a vision of the political recognizes that
structed as a discourse; it is here that popular as- any viable politics must begin in the spaces people
sent in a democratic society is sought.” 56 Rather already inhabit, and here the study of popular cul-
than refuse to see connections between the daily ture offers fertile ground for understanding the
experience of popular culture (or the identities contemporary shape of people’s hopes and antag-
it helps produce) and the realm of the political, onisms. This does not mean one fetishizes where
McRobbie argues that in an increasingly post- one is from or retreats to a separatist identity pol-
industrial society we need to rethink how we itics, but that politics must begin from somewhere
understand the connections between the political, even while we are busy creating and recreating,
the cultural, the ideological, and the economic. in the words of Stuart Hall, “imaginary, knowable
While the critics of the “affirmative character” of places.” We understand the benefits to be had
cultural studies lament the loss of, in the words of from a tactical use of identity politics but also
Budd et al., “direct thinking about and behavior in know the limits of a fixed politics of identity when
politics” (178), the emergent cultural studies un- one wishes to form productive alliances. Thus, a
derstands, in McRobbie’s terms, that current so- political position does not derive from fixed ori-
cial conditions and “the pluralities of emergent gins but from shared, contingent, and temporary
identities need not mean the loss of political ca- places. Popular culture is one area around which
pacity. Instead, they point the way to new forms of such places take shape and are organized.
struggle” and new forms of the political (723). We recognize that to call for a flexible politics
McRobbie’s reconceptualization of politics of alliance is a tricky business, for it makes the
borrows heavily from the project of radical de- outlining and privileging of one specific politi-
mocracy as articulated by Ernesto Laclau, Chantal cal practice impossible. It also leads to a certain
Mouffe, and others.57 This project calls for new level of abstraction as the foregoing no doubt
tactics and advocates a politics of alliance that is makes clear. Yet our very commitment to flexibil-
more flexible and contingent than the grand ity and specificity makes it hard to be specific
claims of more traditional Marxist theory. Such a when defining the political. Radical democracy is
position accepts that culture and power are not often abstract until the level of praxis. We share an
only related, but related in contingent and histor- affinity with the political and organizational
ically specific ways that preclude a grand and total strategies of alliances like ACT UP, the riot grrls, the
theory of politics. But advocating a flexible politi- wto protests, and Greenpeace, but also recognize
cal strategy does not mean that a radical democ- that politics can take other forms, including theo-
racy is characterized by passivity, reaction, or end- retical excursions less clearly linked to political ac-
less pluralism. Instead, according to McRobbie, tivism. In fact, we embrace Stuart Hall’s insight
“what we have to expect is not the growing sim- that theory is an important “detour on the way to
plification of the class structure as predicted by something more important” and believe that our
Marx, . . . but rather the development of a multi- intellectual work is political.58 Politics takes many
plicity of partial and fragmented identities, each forms and many valences, ranging from volun-
with its own role to play in the pursuit of radical teering at a local school to organizing trade unions
democracy” (724). This fragmentation sets the to intellectual labor. The inherent value of these
stage for “the possibility of forming chains of con- forms (or the relations between them) is never
jenkins, mcpherson, and shattuc 23

fixed. Rather than offer one rigid definition of the can experiment with imagining and building
relation of the political to the popular, we want to some kind of new public culture.” 60 Though these
consider briefly one example of political alliance introductory essays tend to be fairly general, most
that speaks to the power of the popular. essays in Bad Subjects directly engage with every-
Bad Subjects: Political Education for Everyday day life, addressing topics as varied as addiction,
Life began in 1992 as a print newsletter written immigration, the Christian Right, cyberspace
largely by a group of Berkeley graduate students. communities, and The X-Files. Through these es-
Its first issue had a run of about 250 copies, the says, the collective both explores the contradic-
second about 400, and the editors encouraged a tions and complexities of popular culture and
policy of “xerox and distribute” among readers. sketches a vision of other possible worlds, of
The newsletter, now an online webzine (http:// “other fictions worth believing in.”
eserver.org/bs), is published by the Bad Subjects The futures they outline do not perfectly coin-
Collective and reaches an audience in the thou- cide with the futures we might advocate. Indeed,
sands. An extensive Web site chronicles back is- it is clear that even the members of their collec-
sues, introduces visitors to the newsletter and the tive sometimes disagree, and we are often more
collective, invites them to join an Internet discus- comfortable with their specific investigations of
sion group, and solicits writers and workers for culture than with their more abstract theoretical
the collective. What began as a local effort to link proclamations. Still, they do offer a model of what
the political and the everyday and to examine the alliance across difference might look like and of
relationship of intellectuals to these links (while what an engagement with the politics and plea-
also creating a productive space for underem- sures of popular culture might produce. We find
ployed young scholars) has evolved into an al- the urgency and energy of their work inspiring
liance with a global reach. and see it as a viable model of the emergent cul-
While the Bad Subjects often espouse a more tural studies. This spirit is continued and devel-
manifesto-like style than we’ve advocated in these oped in the essays that constitute Hop on Pop.
pages, their interests parallel many of the concerns Of course, as editors, our own views of what
we have highlighted throughout this introduc- constitutes the political (or even the popular) of-
tion. Their first introductory essay proclaims that ten conflict. The process of producing this volume
“we at bad subjects believe that the personal is has taught each of us much about our own beliefs
political; we also believe that the left needs to re- and about working as a collective (if a small one.)
think seriously its understanding of the connec- Despite our disagreements over exact titles or
tions between the personal and the political.” 59 essays or over the relative role of the fan, of the-
The collective also strives to address a public be- ory, or of economics in cultural studies, we each
yond the walls of the academy and takes seriously remain firmly committed to the notion that the
questions about just what responsibilities the aca- popular is political and sometimes pleasurable.
demic has to a wider community. Generally, they
do not position themselves as having all the an-
Notes
swers, but they realize that taking on certain ques-
tions is imperative. “It will take us a lot of time and 1 Bruce Sterling, “Introduction,” in Mirrorshades: The
practice to figure out just what it would mean to Cyberpunk Anthology, ed. Bruce Sterling (New York:
conceive of ourselves as public intellectuals. This Ace, 1988). The cyberpunks were a movement within
science fiction associated with such writers as Sterling,
is where Bad Subjects is relevant. The purpose be-
William Gibson, Rudy Rucker, Pat Cadigan, Lewis
hind Bad Subjects . . . is to provide a public forum,
Shiner, and Neil Stephenson who showed increased
however limited, in which leftists and progressives
24 hop on pop

awareness of the role of media and global capitalism in quent Obsessions: Writing Cultural Criticism (Durham:
shaping contemporary social life. The cyberpunks set Duke University Press, 1994); Beverley Skeggs, ed.,
their stories in vividly described near-future societies Feminist Cultural Theory: Process and Production (Man-
struggling with the repercussions of our contemporary chester: Manchester University Press, 1995).
economic and cultural environment. Cyberpunk has 10 Jane Tompkins, “Me and My Shadow” in The Intimate
often been described as a form of postmodern fiction, Critique, ed. Freedman, Frey, and Zauhar, 30, 24, 39.
but the case can be made that it is strongly influenced 11 Annette Kuhn, Family Secrets: Acts of Memory and
by cultural studies’ focus on subcultural resistance and Imagination (New York: Verso, 1995).
appropriation. For a range of critical responses to cy- 12 See, for example, Linda Alcoff and Elizabeth Potter, eds.,
berpunk (although tilted toward the postmodern read- Feminist Epistemologies (New York: Routledge, 1993).
ing), see Larry McCaffrey, ed., Storming the Reality Stu- 13 See, for example, Renato Rosaldo, Culture and Truth:
dio: A Casebook of Cyberpunk and Postmodern Fiction The Remaking of Social Analysis (Boston: Beacon, 1993);
(Durham: Duke University Press, 1992). James Clifford, The Predicament of Culture: Twentieth-
2 Gilbert Seldes, The Seven Lively Arts (New York: Century Ethnography, Literature, and Art (Cambridge,
A. S. Barnes, 1924); Robert Warshow, The Immediate MA: Harvard University Press, 1988).
Experience: Movies, Comics, Theater, and Other Aspects 14 Richard Hoggart, The Uses of Literacy (London: Pen-
of Popular Culture (Garden City, NY: Doubleday, 1964). guin, 1958).
3 Ellen Seiter, Sold Separately: Children and Parents in 15 Stuart Hall and David Morley, eds., Stuart Hall: Critical
Consumer Culture (New Brunswick, NJ: Rutgers Uni- Dialogues in Cultural Studies (New York: Routledge,
versity Press, 1995); Marsha Kinder, Playing with Power 1996).
in Movies, Television, and Video Games: From Muppet 16 Angela McRobbie, “Settling Accounts with Subcul-
Babies to Teenage Mutant Ninja Turtles (Berkeley: Uni- tures: A Feminist Critique,” in On Record: Rock, Pop,
versity of California Press, 1991). and the Printed Word, ed. Simon Firth and Andrew
4 Cathy Griggers, “Thelma and Louise and the Cultural Goodwin (London: Routledge, 1990), 66 – 80.
Generation of the New Butch-Femme,” in Film Theory 17 John Hartley, Popular Reality: Journalism, Modernity,
Goes to the Movies, ed. Jim Collins, Hilary Radner, and Popular Culture (London: Edward Arnold, 1998), 66.
Ava Preacher Collins (New York: AFI/Routledge, 1993), 18 Corey K. Creekmur and Alexander Doty, eds., Out in
129 – 41. Culture: Gay, Lesbian, and Queer Essays on Popular Cul-
5 Tricia Rose, Black Noise: Rap Music and Black Culture in ture (Durham: Duke University Press, 1995), 1–2.
Contemporary America (Middletown, CT: Wesleyan 19 Laura Kipnis, “(Male) Desire and (Female) Disgust:
University Press, 1994). Reading Hustler,” in Cultural Studies, ed. Lawrence
6 Joli Jenson, “Fandom as Pathology: The Consequences Grossberg, Cary Nelson, and Paula Treichler (New
of Characterization” in The Adoring Audience: Fan Cul- York: Routledge, 1992), 378.
ture and Popular Media, ed. Lisa A. Lewis (London: 20 Erica Rand, Barbie’s Queer Accessories (Durham: Duke
Routledge, 1992), 19 –28, 21. University Press, 1995), 5.
7 Lawrence Grossberg, “‘It’s a Sin’: Politics, Postmoder- 21 Ibid.
nity and the Popular,” in Dancing in Spite of Myself: Es- 22 Laura Kipnis, Bound and Gagged: Pornography and the
says on Popular Culture, ed. Lawrence Grossberg (Dur- Politics of Fantasy in America (New York: Grove, 1996);
ham: Duke University Press, 1997), 250 –51. Lynn Spigel, “Barbies without Ken: Femininity, Femi-
8 David Morley, Television, Audiences, and Cultural Stud- nism, and the Art-Culture System,” in Welcome to the
ies (London: Routledge, 1992); Michael Schudson, “The Dreamhouse: Popular Media and Postwar Suburbs
New Validation of Popular Culture: Sense and Senti- (Durham: Duke University Press, 2001); Wayne
mentality in Academia,” Critical Studies in Mass Com- Koestenbaum, The Queen’s Throat: Opera, Homosexual-
munication 4(1) (1987): 51– 68. ity, and the Mystery of Desire (New York: Vintage, 1994).
9 See, for example, Diane P. Freedman, Olivia Frey, and 23 See Antonio Gramsci, Selections from the Prison Note-
Frances Murphy Zauhar, eds., The Intimate Critique: books, ed. and trans. Quintin Hoare and Geoffrey Now-
Autobiographical Literary Criticism (Durham: Duke ell-Smith (London: Lawrence and Wishart, 1975); and
University Press, 1993); Marianna Torgovnick, ed., Elo- Stuart Hall, “Cultural Studies and Its Theoretical Lega-
jenkins, mcpherson, and shattuc 25

cies,” in Cultural Studies, ed. Grossberg, Nelson, and Critical Approaches to “Twin Peaks,” ed. David Lavery
Treichler, 277– 86. Gramsci contrasts the organic intel- (Detroit: Wayne State University Press, 1994), 30 –50.
lectual to the traditional intellectual, a figure he aligns 38 Lynn Spigel, Make Room for TV: Television and the
with the status quo. The organic intellectual emerges Family Ideal in Post-War America (Chicago: University
from a subaltern class, representing their concerns of Chicago Press, 1992).
within the public sphere. 39 Virginia Nightingale, “What’s ‘Ethnographic’ about
24 Considerations of the figure of the organic intellectual Ethnographic Audience Research?” in Australian Cul-
can be found in Meaghan Morris, “Banality in Cultural tural Studies: A Reader, ed. John Frow and Meaghan
Studies,” in Logics of Television, ed. Patricia Mellen- Morris (Urbana: University of Illinois Press, 1993);
camp (Bloomington: Indiana University Press, 1990), James Kincaid, Child-Loving: The Erotic Child and Vic-
14 – 43; and Tony Bennett, “Putting Policy into Cultural torian Culture (New York: Routledge, 1992).
Studies,” in Cultural Studies, ed. Grossberg, Nelson, 40 See Richard Dyer, Stars (London: BFI, 1979), and Tony
and Treichler, 23 –33. Hall also expresses some reser- Bennett and Janet Woollacott, Bond and Beyond: The
vations about the organic intellectual in “Cultural Political Career of a Popular Hero (New York: Methuen,
Studies.” 1987).
25 Rose, Black Noise, 185. 41 Susan Porter Benson, Counter Cultures: Saleswomen,
26 Todd Boyd, Am I Black Enough for You?: Popular Cul- Managers, and Customers in American Department
ture from the ’Hood and Beyond (Bloomington: Indiana Stores, 1890 –1940 (Urbana: University of Illinois Press,
University Press, 1997). 1986).
27 Thomas McLaughlin, Street Smarts and Critical Theory: 42 David Roediger, The Wages of Whiteness (New York:
Listening to the Vernacular (Madison: University of Wis- Verso, 1991), and Towards the Abolition of Whiteness
consin Press, 1997), 5. (New York: Verso, 1994).
28 Thriftscore was published by Al Hoff, who can be con- 43 Anne Balsamo, “On the Cutting Edge: Cosmetic Sur-
tacted at P.O. Box 90282, Pittsburgh, PA 15224. gery and the Technological Production of the Gendered
29 John Frow and Meaghan Morris, “Australian Cultural Body,” Camera Obscura 28 (1992): 226.
Studies,” in What Is Cultural Studies? A Reader, ed. John 44 Cary Nelson, “Always Already Cultural Studies: Aca-
Storey (London: Arnold, 1996), 362. demic Conferences and a Manifesto,” in What Is Cul-
30 Of course, before the past few generations of academic ture Studies?, ed. Storey, 276.
specialization, many critics bridged scholarly and jour- 45 Edward Soja, Postmodern Geographies (London: Verso,
nalistic writing, as past issues of nonacademic journals 1989), and David Harvey, The Condition of Postmoder-
such as Dissent, Saturday Review, and Partisan Review nity (Oxford: Basil Blackwell, 1989).
amply illustrate. 46 Doreen Massey, Space, Place, and Gender (Minneapolis:
31 Carlo Ginzburg, Clues, Myths, and the Historical Method University of Minnesota Press, 1994), 324.
(Baltimore: Johns Hopkins University Press, 1992), 000. 47 Daphne Spain, Gendered Spaces (Chapel Hill: Univer-
32 Scott Bukatman, “Gibson’s Typewriter,” in Flame Wars, sity of North Carolina Press, 1992).
ed. Mark Dery (Durham: Duke University Press, 1994). 48 Michel de Certeau, The Practices of Everyday Life (Ber-
33 Seiter, Sold Separately. keley: University of California Press, 1984), and Henri
34 See, for example, Lynn Hunt, ed., The New Cultural Lefebvre, Everyday Life in the Modern World, trans.
History (Berkeley: University of California Press, 1989); S. Rabinovitch (New Brunswick, NJ: Transaction Books,
H. Aram Veeser, The New Historicism (New York: Rout- 1984).
ledge, 1989). 49 Meaghan Morris, “Things to Do with Shopping Cen-
35 Clifford Geertz, The Interpretation of Cultures (New tres,” in The Cultural Studies Reader, ed. Simon During
York: Basic, 1973); Robert Darnton, The Great Cat Mas- (New York: Routledge, 1993), 297.
sacre and Other Episodes in French Cultural History 50 Anna McCarthy, “‘The Front Row Is Reserved for
(New York: Random House, 1985). Scotch Drinkers’: Early Television’s Tavern Audience,”
36 Darnton, The Great Cat Massacre, 78. Cinema Journal 34(4) (summer 1995): 31– 49, and Vic-
37 Mark Dolan, “The Peaks and Valleys of Serial Creativ- toria Johnson, “Citizen Welk: Bubbles, Blue Hair, and
ity: What Happened to Twin Peaks,” in Full of Secrets: Middle America,” in The Revolution Wasn’t Televised:
Sixties Television and Social Conflict, ed. Michael Curtin Def ining Popular Culture
and Lynn Spigel (New York: Routledge, 1997).
51 Nelson, “Always Already Cultural Studies,” 273. Henry Jenkins, Tara McPherson,
52 Larry Grossberg, “The Space of Culture, the Power
of Space,” in The Post-Colonial Question, ed. Iain and Jane Shattuc
Chambers and Lidia Curti (New York: Routledge,
1996), 176.
53 George Lipsitz, Time Passages: Collective Memory and
American Popular Culture (Minneapolis: University of When Miles Davis improvised “My Funny Valen-
Minnesota Press, 1990). Lipsitz continues his explo- tine” at Lincoln Center in 1964, jazz stood as an
rations of the local and the global in his Dangerous unquestionable art form. Jazz has not always had
Crossroads: Popular Music, Postmodernism, and the Po- such respect. In the 1920s the reception of form
etics of Place (New York: Verso, 1997).
stood somewhere between “moral opposition and
54 James McGuigan, Cultural Populism (London: Rout-
primitivist celebration.” 1 Theodor Adorno con-
ledge, 1992); Michael Budd et al., “The Affirmative
Character of U.S. Cultural Studies,” Critical Studies in demned much of jazz in the 1940s as a form of
Mass Communication 7 (1990): 169 – 84. “pseudo-individualization,” or a false attempt at
55 Todd Gitlin, “Who Communicates with Whom, in originality. He argued that such fakery was pro-
What Voice, and Why, about the Study of Mass Com- duced by the pressure to standardize within pop-
munication,” Critical Studies in Mass Communication 7 ular or mass culture.2 In the years since Adorno’s
(1990): 191–92. critique, jazz did not become somehow “better.”
56 Angela McRobbie, “Post-Marxism and Cultural Stud-
Rather the definitions of high culture and popular
ies,” in Cultural Studies, ed. Grossberg, Nelson, and
Treichler, 726.
culture changed to accommodate new tastes. Jazz,
57 See, for instance, Ernesto Laclau and Chantal Mouffe, and even the “low” form of the blues with all its
Hegemony and Socialist Strategy: Towards a Radical sexual innuendo, became associated with refined
Democratic Politics (London: Verso, 1994). tastes. Should not the capriciousness of cultural
58 Hall, “Cultural Studies.” Though “detour” may for tastes cause us to wonder whether today’s rap—
some have a negative connotation, Hall’s essay makes it another “low” popular culture form—might be
clear that his use is more affirmative. Here, the detour
deified as high culture in the future? The 1990s as
can take us to new places, thereby sometimes discover-
the high period of rap? What then defines this line
ing a value in abandoning the linear.
59 Annalee Newitz and Joe Sartelle, “Bad Subjects: People between popular and high culture?
Building the New Hegemony,” in Bad Subjects: Political Defining popular culture is complicated. It is
Education for Everyday Life (1992). seemingly the simplest and most pervasive culture
60 Sartelle, “Public Intellectuals,” Bad Subjects 1 (1992). and therefore often maligned. Yet for ourselves
and many others, popular culture is pleasurable.
We are connected to its pleasures and politics in
our everyday existence through a diversity of ex-
periences. The range of subjects of this book at-
tests to this ubiquity: television wrestling, chil-
dren’s books, soap operas, home videos, baseball
card collecting, and shopping, to name a few. Even
our pleasure in playing on multiple levels with Dr.
Seuss’s title for our book can be understood as a
popular culture activity—we based our choice on
jenkins, mcpherson, and shattuc 27

a favorite children’s book and its playful humor the inevitable focus on the hundred and fifty years
and remade it for our own use. when mass production led to the vast proliferation
However, the concept “popular culture” belies of popular culture, and the resulting critical analy-
a simple definition. It has been the subject of sis of it comes to the fore.
debates for three hundred years and has changed, To begin, the cultural theorist Raymond Wil-
for example, with Romanticism, industrialization, liams sees “culture” as one of “the two or three
Marxism, American conglomerate culture, and most complicated words in the English language,”
identity politics. Different times have produced a word with a range of meanings.3 It comes from
different definitions. And we can understand the the root Latin word colere, meaning “to inhabit,
term only within the complex historical context of cultivate, protect, honour with worship.” 4 By the
its use. Yet one common thread can be traced in sixteenth century its previous use—“tending to
the debates: the concept has been used as an in- natural growth”—was extended to human activ-
strument by the educated and middle classes to ity, such as the growth of the mind and under-
maintain their ideological authority by defining standing. Its modern class-conscious usages take
“good” and “bad” culture. hold in the eighteenth century with culture con-
With such a range of meanings, what is “popu- noting either the development of the intellectual,
lar culture”? Not only does it evade one simple all- spiritual, or aesthetic sensibility, a particular way
embracing definition, it cannot be easily classified of life, or an intellectual or artistic activity. The
in a list. It undercuts a simple black-and-white term’s use as a descriptor of the intellect and/or of
history of good and bad culture. An honest history artistry took on even greater class distinctions and
of popular culture is fraught with contradictions associations with refinement through class and
concerning economics, class power, theory and educational changes in the nineteenth century.
criticism, and critical enjoyment. Any attempt to Although the term today can often describe the
summarize the history of the use of the term (in- activities of a generalized people (as in “Asian
cluding this essay’s) will be schematic at best and American culture”), it has also remained an ideo-
often fall into a linear conception that smoothes logical tool. Here, “culture” signifies the cultivated
over the contradictions and nuances. Neverthe- or more elite realm of the educated classes as op-
less, this essay counters the familiar academic posed to the debased world of the lower classes,
characterization of popular culture—the denigra- the realm of the popular.
tion of popular culture as a form of candy, pol- “Popular” was originally a legal term derived
lution, or control. Instead it serves as an intro- from the Latin word popularis: “belonging to the
duction for those outside cultural studies as a people.” It began with a political connotation re-
counter-history of how popular culture has stood ferring to a country’s citizenry or to a political sys-
as a potentially powerful and progressive political tem carried on by the whole. Yet according to Wil-
force in the battle to define “culture.” liams, this definition always also carried a sense
Such a positive picture of popular culture has of “low” or “base” and was used by those who
always existed in definitions that consider the ex- wanted to influence the populous. This pejorative
perience of makers, consumers, and participants. meaning remains along side the newer, modern
For centuries, many people have experienced pop- meaning of “well-liked” or “widely liked”—an
ular culture as a form of liberation from the top- important shift away from the top-down perspec-
down strictures of high culture—a subversion of tive on popular culture. Here the term refers to the
dominant notions of taste. This history leads to people’s own views. But the term remains am-
28 hop on pop

biguous: which “people” are we talking about? of Prince, the Butthole Surfers, and Radiohead.
All people? Only the underclasses? The mar- This postmodern rendering has been converted
ginal classes and groups? Can the middle class be into a CD-ROM game and has spawned a series of
understood as part of “the people”? These two Web pages designed by teenagers comparing the
words—“popular” and “culture”—have not his- film to other films and the play. What constitutes
torically been easy allies. high and popular culture in these remakings? Not
Ultimately, popular culture is a self-conscious only does this reveal the difficulty of arriving at an
term created by the intelligentsia and now adopted all-encompassing definition of popular culture
by the general public to mark off class divisions in that does not take historical context, audience,
the generic types of culture and their intended au- and cultural form into consideration; it also re-
dience. Yet the divisions have structured a cultural veals how standards are arbitrary—a reflection of
battlefield where the educated standards of the up- social standing and historical circumstance.
per class have often been imposed as universal on
the other classes. According to Tony Bennett, “the
Romanticism and the Rise of the People’s Culture
most one can do is point to the range of meanings,
a range of different constructions of the relations Popular culture as a concept was initially defined
between popular culture, ‘the popular,’ and ‘the in anthropological terms. In his Popular Culture
people’ which have different consequences for the in Early Modern Europe, Peter Burke argues that
way in which popular culture is conceived and the term “popular culture” first appeared in the
constituted as a site for cultural intervention.” 5 late eighteenth century as intellectuals became in-
One has only to consider Shakespeare’s Romeo terested in folk or peasant culture as an object of
and Juliet to begin to understand the problem of cultural inquiry.7 Folk songs appeared as a cate-
defining popular culture. Shakespeare is taught gory across Europe—volkslieder (Germany), canti
today as high culture in high schools and colleges, populari (Italy), and narodnye pesni (Russia)—
yet when the work premiered at the end of the six- as the middle class began to celebrate these sim-
teenth century in London, it played to the edu- pler forms. In this period, popular culture encom-
cated and the lower classes as both wordplay and passed activities as diverse as ballads, religions,
spectacle. Lawrence Levine claims that Shake- carnivals, pantomime, and the making of fig-
speare became increasingly a class bludgeon in urines. Burke credits the German philosopher
America in the twentieth century. Shakespeare has J. G. Herder with the creation of the term “popu-
become the possession of the educated portions of lar culture.” 8 In his famed 1778 essay on poetry,
society who disseminate his plays for the enlight- Herder suggested that poetry had lost its moral
enment of the average folk, who in turn are to power in modern times. As opposed to Rabelais’s
swallow him not for their entertainment but their vision of popular culture as anarchistic and plea-
education as a respite from (not as a normal part surable, Herder looked to peasant culture as a
of ) their usual cultural diet.6 more moral way of life, one that he described as
For all of Shakespeare’s elite connotations, an “Organic Community” of “savages” (Wilde) or
Romeo and Juliet has been adapted in many forms, the lower peasant classes. He thus proclaimed a
from the Royal Shakespeare Company’s “authori- division between popular and elite culture. This
tative” renditions to Franco Zeffirelli’s “critically use of culture not only established its anthropo-
acclaimed” version of 1968 to Baz Luhrmann’s logical basis as a way of life, but also influenced
1996 “questionable” adaptation where multiracial its modern application to national and traditional
gangs in designer label colors fight to the sounds cultures. Often implicit in these uses was a roman-
jenkins, mcpherson, and shattuc 29

tic nostalgia for a simpler life closer to the organic to a growing upper-class fear of the emerging eco-
traditions of thinking about nature. nomic and political power of an industrial class:
Although socio-scientific in his logic, Herder what once was handmade was increasingly manu-
established an evaluative hierarchy that is still factured and bought with the rise of commercial
present in cultural studies debates today. He ar- capitalism. Clear cultural divisions between the
gued that popular culture, or the oral culture of folk and the educated middle class broke down
peasant folk songs, is a morally more effective way as industrial capitalism redefined cultural class
to communicate because of its direct and content- divisions.
oriented approach to meaning. He opposed the
utilitarianism of the peasantry to the poetry of the
Industrialization and the
educated middle class culture, which he claimed
Rise of Commercial Culture
was formal and therefore frivolous. Jakob Grimm,
the writer of fairy tales, followed Herder’s lead As industrialization gained momentum, so did the
when he argued that oral folk culture such as bal- upper classes’ fear of the masses. Raymond Wil-
lads, poems, and songs gained its strength from liams argues that the association of popular cul-
the lack of a single author. Because their author- ture with vulgar culture began with the backlash
ship was communal, these popular ballads be- against the new literate classes. As industry grew,
longed to the people as a whole rather than to the middle class advanced to prosperity and liter-
an individual.9 This nostalgia for a peasant-based acy.12 A second shift in England came in the wake
popular culture can be understood as part of the of the Education Act of 1870 as a new mass reading
growing Romantic backlash against a number of public developed. This growing democratic eman-
converging influences. According to Burke, these cipation provoked an anxiety in intellectuals such
influences included the cold formalism of Classi- as John Stuart Mill and Matthew Arnold, both of
cism, the distant rationalism of the Enlighten- whom feared the power invested in this new cul-
ment, and the inhumanity of industrialization. He ture. In On Liberty, Mill offered a liberal defense of
argues that intellectuals and artists championed a democracy, but one based on the necessity of
cultural primitivism where the ancient, the exotic, “elites” and “minorities.” The concept of culture
and the popular were conflated.10 For example, as a “refined” experience is often associated with
Jean-Jacques Rousseau espoused the naive and Arnold. In Culture and Anarchy (1869), he wrote
simple experience, Boswell dwelled on the pas- about culture as a process of learning the “right”
toral life, and the Brothers Grimm prized what literature and knowledge. He suggested that En-
Burke describes as “the instincts of the people over glish literature should be the secular religion in re-
the arguments of intellectuals.” 11 Much of this action to growing political unrest and class
passion was also fueled by a growing nationalism changes in contemporary England. He demanded
where peasant culture was conceived of as part of that England teach “the best that has been thought
the organic traditions of a country. A century or known in the world current everywhere” to
later, Hitler tapped into this same sensibility when stem the growth of the power of what he called
he triumphed the volkishe Kultur as the basis of “the masses.” 13
German nationalism. Although the popular culture of cheap novels,
Intellectuals also rushed to preserve this hand- tabloids, and melodrama was not made by but
hewn culture of the people as it disappeared in the for the lower classes, the intelligentsia in general
face of mass-produced culture at the turn of the branded the new forms as a decline in standards
nineteenth century. Such nostalgia can be linked in order to control their political use. For ex-
30 hop on pop

ample, the novel—a middle-class form—was Political Economy (1858) without ever fully devel-
considered “a new vulgar phenomenon.” Con- oping it.16 He offered the broad portrait of an eco-
sider Flaubert’s withering description of Madame nomic base and a superstructure that produces
Bovary’s declassé propensity for dime novels. The culture and its ideology. But there is no explicit
new tool of social control became “good taste.” mention of a popular or even a people’s culture. In
The nostalgia for a preliterate, more humble pop- one of Marx’s few references to high art (Raphael)
ular culture had waned under the brunt of more in The German Ideology, he argues that art, like all
moneyed and ideologically aware working and culture produced under capitalism, results from a
middle classes. division of labor and the alienation of individuals
There is no better example to illuminate this from their labor.17 Implicit in Marx’s writing was
class division over mass-produced culture in the the idea that the only truly “popular” culture was
1800s than the response to serial fiction and, in one produced outside the alienation of capitalism.
particular, the work of Charles Dickens. Due to This moment would come only after the working
the technological revolution that allowed printing class revolted and took the reins of production.
of sections of novels in cheap newspapers to reach Given that within the Marxist framework “the
the “masses,” the literary establishment reacted in people” translates exclusively into the working
anger at Dickens’s popularity. Jennifer Hayward class, it has fallen to Marx’s interpreters to outline
quotes a literary quarterly of 1845: what constitutes popular working-class culture.
As Tony Bennett points out, the Marxist construc-
The form of publication of Mr. Dickens’ work
tion of “the popular” has gone in two directions.
[serialization] must be attended with bad conse-
He describes one type as a form of “rear-view mir-
quences. . . . [Reading novels] throws us into a state
rorism.” Here critics rediscover “the people” in
of unreal excitement, a trance, a dream, which we
their historically superseded forms and offer these
should be allowed to dream out, and then be sent
as a guide for action in the present.18 E. P. Thomp-
back to the atmosphere of reality again. . . . But now
son’s The Making of the English Working Class and
our dreams are mingled with our daily business. . . .
Richard Hoggart’s The Uses of Literacy exemplify
The new number of Dickens, or Lever, Warren . . .
this reconstruction of a popular working-class
absorb[s] the energies which, after the daily task,
culture. The former celebrates the rising class con-
might be usefully implied in the search after whole-
sciousness of the British lower classes in past cen-
some knowledge.14
turies while the latter bemoans the loss of work-
Not only does this quotation echo the same lan- ing-class communities in northern England with
guage later used to describe the popular “folly” of the coming of the American-style “milk bar” in
the movies and television, but Hayward notes how the 1960s.19 By returning to their working-class
often nineteenth-century reviews repeated the roots, these writers write evocatively of how the
high culture connection between the commercial English working class had developed its own cul-
“manufacturing” of fiction and an “absence of ar- ture in the shadow of industrial capitalist ideology
tistic merit.” 15 and Americanization.
An important literary version of this love-hate
relation with popular culture by the English Left
Marxism and the Working Class
surfaces in George Orwell’s writings of the 1940s.
Conversely, Marxism reinvented popular culture Concerned with the moral health of the nation, he
as an idealized working-class culture. Marx him- found a disquieting brutality and pursuit of power
self outlined a cultural theory in his Critique of in comic and crime novels. Yet Orwell dedicated
jenkins, mcpherson, and shattuc 31

much of his writing to constructing an approach lectuals of American consumer ideology. They
to fiction that was egalitarian and sociological. For coined the Marxist concept of “mass culture,” ar-
example, he argued that Virginia Woolf might have guing that mass media in a capitalist democracy
been a better writer than Harriet Beecher Stowe. manipulates the masses by lulling them into the
But why should that matter? Uncle Tom’s Cabin pleasures of conformity, consumption, and con-
had a wider appeal and therefore had a more pro- sumer ideology. They broke from Marx’s belief in
found significance. His Coming Up for Air was a worker’s revolution and culture. The modern
created out of an intense frustration with the capitalist state had gained nearly complete author-
chasm between the intellectual and the person on itarian control through scientific rationality and
the street. Much of his criticism was pointed at the capitalist industrialism. Like fascist propaganda,
pretenses of the middle class while finding a cer- the power of the capitalist media undercuts criti-
tain honesty and straightforwardness in working- cal reason, destroying resistance. Horkheimer
class culture. wrote, “In democratic countries, the final decision
A second way into Marxism and working-class no longer rests with the educated but with the
culture is what Bennett describes as “‘ideal futur- amusement industry. Popularity consists of the
ism’ in which the only version of ‘the people’ that unrestricted accommodation of the people to
matters is one that has yet to be constructed: the what the amusement industry thinks they like.” 20
ideally unified people of a projected socialist fu- Adorno critiqued a diversity of popular pursuits
ture” (9). In this view, present-day popular cul- as ideologically and intellectually corrupting: jazz,
ture is tainted by the domination of the capitalist the jitterbug, and American TV of the 1950s. Ac-
production of culture and its enslaving ideology. cording to Ian Craib, “it seems as though the pos-
There is then no truly popular culture of the sibility for radical change had been smashed be-
people. True Marxist popular culture is con- tween the twin cudgels of concentration camps
figured as an ideal in the future when the workers and television for the masses.” 21
remake capitalism on their own terms after the By the 1940s, Adorno and Horkheimer re-
revolution. Official or state popular culture often placed mass culture with the “culture industry”—
replicates this ideal futurism. Soviet socialist real- a term they considered more critical because of
ism of the 1930s exemplified the dangers of a top- the incompatibility between “culture” and “in-
down tradition where utopian posters and films of dustry.” Adorno’s critique of popular music ex-
healthy and happy workers in harmony with in- emplifies this concept. People desire this music
dustry and the land belied the cold repression of because the mass media hammer it into their
Stalinism. heads. This mass-produced form is defined by
standardization; originality and complexity are
slowly squeezed out and a false individualism or
The Frankfurt School:
novelty is substituted. Adorno argued that “the
Popular Culture as Mass Culture
beginning of the chorus is replaceable by the be-
The Frankfurt School is usually cited as the Marx- ginning of innumerable other choruses . . . every
ist group that described popular culture as a detail is substitutable; it serves its function only as
mechanism of modern capitalism’s repressive ide- a cog in a machine.” 22
ology. As German Jewish Marxists in exile in Though the Frankfurt School critique does un-
America, Max Horkheimer and Theodor Adorno derscore the power of capital, insisting as it does
equated their experience of Nazi propaganda in on the role of production, it could not account for
the 1930s with their experience as European intel- the ideas and opinions of the users of popular cul-
32 hop on pop

ture. Adorno saw these people as unrefined ob- Benjamin, within capitalism lurks its own seed of
servers dulled by exhausting manual labor or by destruction—mass production. As opposed to
the tedium of nonstimulating work. Ultimately, lulling the masses into capitalist consumption,
Adorno’s model pictured mass culture as both ho- Benjamin argued that reproducibility democra-
mogeneous and homogenizing, for he operated tizes a culture. Mass production destroys the so-
from a perspective that made it difficult for him to cial control produced by the aura and authority of
foresee the diversification that the culture industry original art. Such authority is descended from the
would undergo in the late twentieth century. ritual function art played for religions through-
The culture industry critique of popular cul- out the centuries. Icons served as direct connec-
ture underlines much of the fear of the “Ameri- tions to God, and individuals marked this power
canization” of culture. This critique evolved into through awe and prayer. It took mass reproduc-
cultural imperialism theory in the latter half of the tion to break art’s ritualized authority.
twentieth century. In this view international me- In particular, the ubiquity of the cinema and
dia corporations (such as Disney, Time Warner, photography destroy the uniqueness of art. Mass
Viacom, and Microsoft) spread American con- reproduction brings culture in an accessible form
sumerist ideology to second and third world to the people, allowing them to become more an-
countries as a much more insidious form of dom- alytical. They remake objects for their own politi-
ination than physical conquest. No essay better cal needs—the opposite of the enthrallment by
evokes this view than David Kunzle’s “Introduc- mass culture espoused by Adorno and Hork-
tion to the English Edition” of Ariel Dorfman and heimer. “With the screen, the critical and recep-
Armand Mattelart’s How to Read Donald Duck, tive attitude of the public coincide.” 25
where he heralds the writers’ ability to “reveal the Neo-Frankfurt School critics such as Miriam
scowl of capitalist ideology behind the laughing Hansen and Bernard Gendron have also compli-
mask, the iron fist beneath the Mouse’s glove. The cated the Adorno/Horkheimer critique of popular
value of their work lies in the light it throws . . . on culture through their respective studies of the
the way in which capitalist and imperialist values contradictions in the popular reception of Mickey
are supported by its culture.” 23 The seeming sim- Mouse and doo-wop music.26 The differences be-
plicity and innocence of popular culture serve as tween Benjamin and Adorno mirror the tension
powerful vehicles for capitalist inculcation. Addi- in the twentieth century between the consump-
tionally, the Frankfurt School had a profound tionist (what the people do with popular culture)
influence on American criticism of popular cul- and productionist (what the producer con-
ture spanning from the research of Paul Laserfeld structed) frames of Marxist interpretation. Much
on the effects of television to Fredric Wertham’s present-day work negotiates this great divide.
study of American comics and children, entitled
in classic Frankfurt School logic, The Seduction of
American Criticism and the
the Innocent.24
Aestheticization of Popular Culture
Although Adorno and Horkheimer’s analysis
of popular culture as mass culture is the position From the 1920s through 1950s, a number of Amer-
generally associated with the Frankfurt School, ican critics— Gilbert Seldes, Robert Warshow,
Walter Benjamin, an associate of the school, of- Dwight Macdonald, and Parker Tyler among
fered a different view, one that pointed toward the them—began to take popular culture seriously in
liberatory appeal of popular culture. According to a culture dominated by conservative critics such as
jenkins, mcpherson, and shattuc 33

Clement Greenberg (who viewed popular culture This power had the potential for addiction or what
as “kitsch”). Long before the auteur theory of film he called “the mood of consent.”
in France in the 1950s, these critics valued film and Continuing this interest in the popular appeal
other popular works based on the objects them- of everyday culture, Robert Warshow developed
selves and on the audience’s interaction with a sociological theory of “the immediate expe-
them. In 1924 Gilbert Seldes wrote The Seven Lively rience” of popular culture in American life. His
Arts in which he broke from the elite traditions of focus was genre films—popular commercial
American criticism, arguing that art included both films—that critics had traditionally ignored. He
high and popular cultures. He maintained that argued that there was no simple division between
much of popular culture, or what he called the popular movies and art. All culture depends on
“lively arts” of the mass media, was a good deal the conventions endemic to popular forms. But
more entertaining and worthwhile than the so- the frequency of repeated conventions in genre
called serious arts: “My theme was to be that en- films creates their power. “It is only in an ultimate
tertainment of a high order existed in places not sense that the type appeals to its audience’s experi-
usually associated with Art, that the place where ence of reality; much more immediately, it appeals
an object was seen or heard had no bearing on its to previous experience of the type itself: it creates
merits, that some of Jerome Kern’s songs in the its own field of reference.” 30 Therefore, the com-
Princess shows were lovelier than any number of plexity of popular culture lies in the audience’s
operatic airs and a comic strip printed on news- knowledge of previous similar forms and the in-
pulp which would tatter and rumple in a day might tricate variations that are carried out.
be as worthy of a second look as a considerable As a result, Warshow advocated that critics
number of canvasses at most of our museums.” 27 needed to take seriously the knowledge and tastes
Seldes expressed an intense emotional pleasure of the frequent filmgoer. In fact, he broke with the
in the complexity of “movies.” As opposed to a concept of intellectual distance that had defined
criticism that saw popular culture as a form of film criticism to this point. The fan could be a
degradation of the high arts leading to a lowering critic and a good critic could only be steeped in
of American tastes, Seldes grouped the high and film. He was such a person: “I have gone to the
popular arts together as the “public arts,” refusing movies constantly, and at times almost compul-
to keep them in separate categories. He believed sively, for most of my life. I should be embarrassed
that they were two dimensions of the same phe- to attempt an estimate of how many movies I have
nomenon. For example, he lauded the comic strip seen and how many I have consumed.” 31
Krazy Kat as “the most amusing and fantastic and Like Warshow, Parker Tyler combined intellec-
satisfactory work of art produced in America to- tualism with a passion for popular culture. He
day. With those who hold that a comic strip can- continued the American interest in the mythic po-
not be a work of art I shall not traffic.” 28 Yet tential of popular culture as opposed to the Euro-
Seldes’s writing also revealed the age-old fear of pean emphasis on ideological analysis as the cen-
the emotional power of popular culture. He felt tral critical tool. However, he carved out his own
people developed an emotional relationship to critical approach combining psychoanalytic and
popular culture and particularly to film that is mythic analysis of popular film and genres. In
akin to passionate love because of “the way a story books such as The Hollywood Hallucination and
does all the work for the spectator and gives him Magic and Myth of the Movies, Tyler offered what
the highly satisfactory sense of divine power.” 29 he called “Magic Lantern Metamorphoses” that
34 hop on pop

transformed popular texts to bring to the surface For all his disdain for the leveling effects of
the “unconscious” content. Tyler saw popular cin- popular culture, Macdonald saw “Midcult”—the
ema as possessing dreamlike qualities that were offspring of the marriage of high and popular cul-
experienced all the more acutely because “the tures—as the greatest threat to culture: “This in-
movie-theatre rite corresponds directly to the termediate form—let us call it Midcult—has the
profoundly primitive responses of the audience; essential qualities of masscult—the formula, the
the auditorium is dark, the spectator relaxed, the built-in reaction, the lack of any standard except
movie in front of him requires less sheer mental popularity—but it decently covers them with a
attention than a novel or stage play.” 32 cultural figleaf. In masscult the trick is plain—to
Tyler also expanded the scope of serious popu- please the crowd by any means. But Midcult has it
lar culture criticism in America. He often found both ways: it pretends to respect the standards of
profundity in the most banal text and punctured High Culture while in fact it waters them down
highbrow and middlebrow fare. While he did not and vulgarizes them.” 34 Here, popular culture re-
have a concept of ideology, he offered a critical mains the loyal “enemy outside the walls” of high
mode that we might now call “reading against the culture, but one that has a clear and perhaps more
grain,” uncovering the repressive and repressed honest purpose: reduction of educated tastes.
elements in popular culture. His late work on sex- Midcult is even more insidious because of its lack
uality in the cinema expanded the definition of of clear class boundaries.
popular culture to encompass gay issues—an Other American critics and institutions have
early model for the emergence of queer cultural succeeded in legitimizing the study of popular cul-
criticism. ture. Andrew Sarris created an auteur theory for
Dwight Macdonald, perhaps the most left of Hollywood films that applied European notions of
these critics, adopted a much more ambivalent at- expressive individualism to an industrial form to
titude toward popular culture. While he was one evaluate their worth and legitimize them to an
of the first critics to point out how the Frankfurt educated population. John G. Cawelti widely ex-
School’s critique of mass culture insulted the basic panded the understanding of the Western and
intelligence of the average person, he still branded other popular genres of film and literature. React-
popular culture as an inferior form. He admitted ing against the academic obtuseness of the auteur
that popular/mass culture was a “dynamic, revo- theory, Pauline Kael wrote in the New Yorker elo-
lutionary force breaking down the old class bar- quent and powerful defenses of certain films and
riers, tradition, taste and dissolving cultural dis- directors such as Martin Scorsese and Robert Alt-
tinctions.” But, following the Frankfurt School’s man based on her own take on the auteur theory.
critique, he argued that mass culture produced She even legitimized the aesthetic importance
“homogenized” culture. “Mass culture is very, of violence in commercial film in a magazine
very democratic: it absolutely refuses to discrimi- whose appeal was based on intellectual distance
nate against, or between anything or anybody. and not physical transgressiveness. The Associa-
All is grist to its mill, and all comes out finely tion for Popular Culture represents an advocacy
ground indeed.” Although Macdonald critiqued group offering an eclectic mix of “popular culture
Adorno’s infantilization of the average person, he for popular culture’s sake” and detailed studies.
repeated Adorno’s view of the unidimensional And finally, the American Film Institute breaks
nature of popular culture and damned the user’s down the wall between the critical and educational
experience as nothing more than “appreciating establishment and the Hollywood film industry as
dust.” 33 an institution devoted to the promotion of popu-
jenkins, mcpherson, and shattuc 35

lar film that ultimately functions as a showpiece consciousness and average people had no aware-
for the industry. ness of dominant ideology. British cultural studies
sought models that acknowledged the volition of
everyday people. They were aware of cultural and
British Cultural Studies:
economic power and even able to resist the domi-
Popular Culture as Everyday Culture
nant power. This tension between socioeconomic
In 1958 British critic Raymond Williams declared class analysis and a populist notion of resistance
“culture is ordinary,” a moment that represents has characterized cultural studies’ history.
the symbolic beginning of what has become “cul- Cultural studies has often focused more on the
tural studies.” 35 This marked a British Marxist moment of reception—the individual’s experi-
move away from the reductive concept of mass ence of everyday culture—rather than the cul-
culture as simply a vehicle of false consciousness, tural object as the primary source of meaning.
while also breaking with the view that high culture With ethnography as a prime tool, critics have
was the central liberatory form for all classes. In attempted to understand the consumption and
place of these two critical positions, cultural stud- uses of popular culture by everyday people “in
ies emphasized “culture” with a small “c”—the their own terms.” 37 Although British cultural
realm where people exercised their human agency, studies still perceives itself as a Marxist discipline
creativity, and will for freedom within capitalist it is based on the theories of the Italian Marxist
culture. As a result, cultural studies increasingly Antonio Gramsci. Gramsci saw that dominance
focused on everyday life and on how modern soci- was a much more complex process than the tra-
ety creates and circulates its meanings and values. ditional view of capitalism and the dominant
This critical school “attempts to reclaim culture classes’ coercion of the individual, involving a
for the working class, ‘common people,’ or constant battle and the continual necessity of win-
‘masses’ as against antidemocratic and too often ning consent to the prevailing order.38
academic definitions that identify culture exclu- Gramsci argued that the central ideology was
sively with elitist ideals of education, leisure and in fact common sense, or “the philosophy of
esthetic consumption.” 36 Williams saw lived expe- the non-philosophical.” 39 This conservative glue
rience as having more social credence than the makes the social system function. But unlike ide-
judgments of critics from afar. As a working-class ology, its workings are contradictory and mul-
Welshman at Cambridge University, he argued tiple, creating a space for the average person to be
that his native awareness of the class hierarchy im- intellectual and critical. This common sense is
posed by education and taste was shared by his tested every time the power (or the hegemony)
fellow working-class Britons. This “critical pop- of the ruling class is questioned. Cultural studies
ulism” has tempered its interest in the political has translated this theory into the study of voices
resistance of the underclasses with much more of resistance and opposition. Such forms reveal
of a Marxist awareness of how capitalism creates the contradictions in capitalism that the indiv-
consumption and class divisions than have Amer- idual experiences daily where aspects of their
ican cultural studies. social identity— class, gender, race, or sexual
Williams rejected the classic Marxist base- preference—knock roughly against the dominant
superstructure model of popular culture as a form values.
of vulgar determinism, preferring a more complex Elaborating on Gramsci’s more open-ended
model of interaction. No longer could academics notion of hegemony, Williams constructed a
study culture as if the economy totally governs model of “cultural materialism” wherein he posed
36 hop on pop

a theory of dominant, residual, and emergent for- that highlighted human agency and resistance.
mations. All human cultural practices fall into Under his direction, the center produced a body
these categories. The dominant practices—the of research concentrating on voices of resistance
prevailing forces of power and control—never within British working-class culture, including
control the people entirely. There are always resid- studies of traditional trade unionists, skinhead
ual cultures from the past (such as religion and ru- punks, teenage girls, and Rastafarians. Never-
ral cultures) and emergent cultures (such as the theless, Stuart Hall argued that “the term ‘popu-
working class and the women’s movement) that lar,’ and even more, the collective subject to
resist the hegemonic culture. Williams focused on which it must refer—the ‘people’—is highly
the resistive cultures (which he further subdivided problematic.” He cites Prime Minister Margaret
into alternative and oppositional categories) as the Thatcher—“We have to limit the power of the
site of cultural democracy. He sought to under- trade unions because that is what the people
stand the ways in which certain cultural forms want”—as a case in point of the difficulty in arriv-
were not swallowed up by the dominant ethos and ing at a definition of the people and their culture.
served as an antidote to the class strictures en- “That suggests to me that, just as there is no fixed
forced by the cultural base. content to the category of ‘popular culture,’ so
The Centre for Contemporary Cultural Studies there is no fixed subject to attach to it—‘the
in Birmingham, England, served as the next locus people.’ ” 40
of British cultural studies and as the site for many In his own and his collaborative work (The
studies of resistive cultures. Its analytical frame- Popular Arts, The Hard Road to Renewal, and Po-
work was fashioned around the founding work of licing the Crisis), Hall attempted to understand the
E. P. Thompson (The Making of the English Work- contradictions inherent in the English working
ing Class), Richard Hoggart (The Uses of Literacy), class and especially their support of Margaret
and Williams (The Long Revolution and Culture Thatcher’s government, a government that es-
and Society)—all intellectuals who integrated poused the end of the social support system for
their ideas within a popular and interactive un- that very class. He insisted that there must be an
derstanding of politics. The Birmingham center understanding of the “articulation” of the dis-
moved away from the elitist traditions of the aca- tinctly different, often contradictory, elements
demic disciplines of literature and art and the de- that make up culture to avoid either a simplistic
terministic concept of “ideology” toward a more economic explanation or a naive populism.
interdisciplinary and anthropological definition Thatcher’s success stood as his central case, for she
of culture, and popular culture in particular. used the language of populism (“the little man”)
Members also took their ideas to a popular audi- layering it with a competitive individualism and
ence with a more journalistic approach, publish- the pleasures of unbridled consumerism to pro-
ing their work in magazines such as Marxism To- duce a popular “authoritarian populism.” Bir-
day and newspapers such as the Guardian. mingham’s work in the 1970s and 1980s provided
The work of Stuart Hall, the center’s director in in-depth studies of the context and history of cul-
the 1970s, exemplified this wide-ranging populist tural resistance in relation to the structuring dom-
political approach. Chairing the Department of inance of the economic and class system. The
Sociology at the Open University (an adult educa- Marxist frame of the economic class system re-
tion program), he mixed French structuralism’s mained central within these nuanced studies.
awareness of the structural determinants of semi- Using ethnographic studies, these cultural
otics and ideology with a culturalist sensibility writers sought out how people used fashion, life-
jenkins, mcpherson, and shattuc 37

style, and music as a way of resisting the “we are warped mirror up to life” producing images that
all one” ideology of the bourgeoisie. This trend victimized or demonized women. Such male con-
spans from the center’s collective study (Resistance trol found its powerful visual equivalent in Laura
through Ritual [1976]) to Paul Willis’s studies of Mulvey’s “gaze”—a psychoanalytic theory of how
hippie and motorcycle culture (Profane Culture the pleasure of a Hollywood film emanates from
[1978]) and shop-floor teenage activities (Learning positioning the audience to identify with the con-
to Labour [1977]) to Dick Hebdige’s work on style, trolling look of the male protagonist as he looks at
particularly punk—as youth resistance (Subcul- the woman as an object.41
ture: The Meaning of Style [1979]). Each study During this same period women were busy re-
highlighted how the smallest element of personal claiming a women’s cinema of positive images of
expression could serve as a form of subversion of strong and independent females. While Haskell
the class system. Still, throughout this work, there mourned Hollywood’s disfigurement of female
is a continual awareness that these moments of images, she championed the roles of Katharine
creativity, subversion, and freedom exist as indi- Hepburn, Bette Davis, and Barbara Stanwyck.
vidualized examples of revolt that ultimately do Feminists were retrieving the careers of little-
not challenge the social dominance of English known directors such as Stephanie Rothman, Ida
capitalism. Lupino, and Dorothy Arzner.
Under Pierre Bourdieu’s influence, the Bir- By the late 1970s, feminist theory of popular
mingham center in the 1980s fostered a series of culture began to question the repercussions of
studies focusing on subcultures. Originating from theorizing women as victims. It moved from an
a view of the 1960s counterculture as a form of po- emphasis on production (the text and its making)
litical resistance, academics looked at the British to an interest in consumption (what the viewer/
working class and the experiences of its youth cul- reader does with the work)—a shift that was cen-
ture. They focused on how subcultures resisted tral to the rise of cultural studies. Linda Williams
the class domination represented most immedi- wrote in her study of pornography, Hard Core, “As
ately by the middle class’s penchant for slavish long as we emphasize women’s roles as the ab-
consumerism, respectability, Puritanism, and po- solute victim of male sadism, we only perpetuate
litical obedience. Central to this project was the the supposedly essential nature of women’s power-
idea of undercutting the concept of a universal lessness.” 42 Not only was there a shift in femi-
culture—an ethos that the dominant culture nism’s focus with the rise of the anticensorship
seeks to maintain. movement, there was a growing interest in seeing
A second major influence on British cultural women as discerning readers and active viewers of
studies in general was the feminist movement and popular culture. Central to this shift is Janice Rad-
theory. Armed with Kate Millett’s manifesto, a way’s 1987 study of romance novel readers as crit-
rewriting of politics to encompass personal or ical thinkers conscious of the ingredients of the
everyday experience, feminism in the 1960s and romance formula. “The significance of the act of
1970s scrutinized popular culture for the ways that reading itself might, under some conditions, con-
it reproduced the patriarchal power structure tradict, undercut, or qualify the significance of a
and falsified the representation of women, finding producing particular kind of story.” 43 Another
its worst-case scenario in pornography. Often all important figure in feminism and cultural studies
of popular film was indicted for its connection to is Angela McRobbie, whose ideological study of
commercialism and mass tastes. Molly Haskell teenage girls’ response to the magazine Jackie chal-
wrote that “the [Hollywood] industry held a lenge the male bias of the subculture studies of
38 hop on pop

the Birmingham School.44 These girls were not nineteenth century. Rather, the subordinated
“dupes” nor were they discerning readers. Mc- people of advanced postindustrial society create
Robbie later critiqued the ideological determin- their own popular culture by remaking the domi-
ism of her study and even encouraged her stu- nant culture of the mass media. “There can be no
dents to work for the mainstream girl magazines popular dominant culture, for popular culture is
because of “the space these magazines offer for formed always in reaction to, and never as part of,
contestation and change.” 45 This feminist tension the forces of domination.” 46 Fiske sees the forces
between the productionist and consumptionist of domination in clear hegemonic terms—“white
analyses of popular culture remains a guiding patriarchal bourgeois capitalism”—yet, follow-
thread in British cultural studies. ing de Certeau, his focus is on the remaking or
“poaching” process by which human beings reveal
their talents for resistance.
Cultural Studies in the 1990s:
Borrowing from feminism and the concept of
The Polysemic Play of Popular Culture
empowerment in his study of teenage girls and
As British cultural studies disseminated its proj- Madonna, Fiske looked at the punning strategies
ect internationally, its ideas were challenged and of her songs (e.g., “boy toy”), and theorized what
changed as it encountered other national and cul- the pop star’s ambiguous style meant to girls, as
tural differences. British-trained intellectuals such well as the girls’ responses. He found that the girls
as John Fiske, Tony Bennett, John Hartley, and created a variety of meanings and this revealed the
Larry Grossberg brought these ideas of cultural open-endedness of commercial television as a
studies to other English-speaking countries. Cul- space where one can resist the force of hegemonic
tural studies affected the critical traditions of Aus- meanings. Critics have argued that he has naively
tralia, Canada, New Zealand, the Caribbean Is- gutted popular culture of its repressive elements
lands, and the United States, as well as different in his attempt to affirm a nebulous and idealist
disciplines such as women’s studies, history, gay category of “the people,” creating a model of re-
and lesbian studies, literature, and anthropology. sistance that forgets the complex interaction of
As the work traveled outside England, some schol- dominant and resistant forms. Fiske’s analysis ex-
ars began to question the universality of the Brit- ists in diametric opposition to the Frankfurt
ish model. School’s top-down determinism in which there
The work of John Fiske in America and Aus- was little or no room for volition under capitalist
tralia represents one of these noteworthy shifts in ideology. Fiske has substituted the politically con-
cultural studies. Combining the theories of femi- scious and savvy resister of dominant ideology as
nism, Bourdieu, Hall, Gramsci, Michel Foucault, the typical user of popular culture.
and Michel de Certeau, he began an extensive Fiske’s and other recent cultural studies re-
study of what might be called the “micropolitics” search calls upon the work of two French soci-
of consumer practices. His work developed from ologists, Pierre Bourdieu and Michel de Certeau.
what he sees as the native intelligence of the people Bourdieu offered yet another key model of the dif-
to resist subordination. Following the lead of the ferent experiences of popular culture based on
subculture studies of the Birmingham School, he cultural class differences. In Distinction he con-
believes that popular culture has become the cen- trasts two aesthetic modes, the “Popular Aes-
tral terrain for resisting repression. The people thetic” and the “Bourgeois Aesthetic,” to clarify
no longer have access to the self-made or folk cul- how taste is a reflection of class and particularly
ture of the peasant that Herder studied in the of cultural class (e.g., education). The popular aes-
jenkins, mcpherson, and shattuc 39

thetic makes no clear distinction between art and riences. Through this notion of the active con-
everyday experience. It depends on the willing sumer, de Certeau’s theory forces us to question to
suspension of disbelief in order to “participate” or what degree the media producers are able to con-
“identify” with the fiction. It also celebrates the in- trol the creation and meaning of popular culture.
tensification of emotion and the collapse of the in- Ultimately, the viewer is also a producer.
dividual into the collective experience. The bour- A further elaboration of this debate between
geois aesthetic is the experience of our dominant the production and consumption of popular cul-
cultural institutions (the museum, the gallery, the ture has manifested itself around postmodernism.
university classroom, the library). It is defined The term encompasses an academic theory, a con-
through its “detachment, disinterestedness, indif- dition, an epoch, a form of politics, and/or an aes-
ference,” its refusal to be taken in by popular art, thetic. As an academic sensibility, it often de-
its anxiety about mass culture’s lack of emotional scribes a new social order where “popular culture
control and expressive restraint, and its celebra- and the mass media shape and govern all other
tion of high culture’s formal experimentation. forms of social relationships.” 49 No longer is pop-
When the bourgeois aesthetic takes up works of ular culture simply a reflection of the world
popular culture, it does so by creating “a distance, around it. Rather, it serves as an active, if not the
a gap” between the artwork and its perceiver, plac- primary, shaper of social reality. We are caught up
ing the popular text in the realm of connoisseur- in a culture of consumption created by the cul-
ship. Such divisions in experience offer a model of tural conglomerates of late capitalism in which re-
class analysis of the critical reception of popular ality is determined in the digital haze of television,
culture within the aforementioned high culture VCRs, films, computers, cable, and advertising.
and low culture traditions.47 The critics of such a culture (Jean Baudrillard,
Michel de Certeau offers a systematic analysis Fredric Jameson, and David Harvey, to name a
of how everyday people “poach” the established few) bemoan the growing dominance of style over
culture to remake it for their own use. The “trick- content in our society as we exchange the plea-
ster” of folk culture becomes the modern rule sures of such visual spectacles as MTV, Disneyland,
breaker who conducts tactical raids on the estab- and the Internet for an in-depth critical under-
lished rules that attempt to constrain his activi- standing of consumption and ideological control.
ties. De Certeau’s central example remains the For Jameson this postmodern condition also
everyday practices of consumerism where con- leads to a problematic collapse of the distinction
sumers create “clever tricks of the ‘weak’ within between art and popular culture; a place where
the order established by the ‘strong,’ an art of put- Warhol’s artwork playfully dances between com-
ting over on the adversary on his own turf, hunt- mercialism and critical art or the commercial
ers’ tricks, maneuverable, polymorph mobilities, photography and videos by Herb Ritts are treated
jubilant, poetic and warlike discoveries.” 48 For de as thoughtful artworks. We have begun to prefer
Certeau, consumers are no longer the mindless the simulation of the real over the empirical real,
pawns of capitalism that the Frankfurt School en- the synthetic and the virtual over reality. The ori-
visioned. Rather, they are guerrillas making tacti- enting boundaries of time and space are collapsing
cal strikes on the occupying army of consumer due to these simulations, the mixing of aesthetic
capitalism through their choices, schemes, and re- and historical signs, and the ease of global com-
creations. Readers/viewers constantly struggle to munication and travel. These forces have disori-
find their meanings in a popular culture that does ented us to the point that we have abandoned the
not measure up to their needs or social expe- desire to make clear moral and political judg-
40 hop on pop

ments.50 Ultimately, for the likes of Harvey or Rather, pop culture’s politics continue to be
Jameson, the postmodern condition is leading to a formed not only by the historical context and the
gutting of political opposition as modern con- individual readers who experience it, but also by
sumers lose their ability to resist and so surrender the ongoing class battle over who determines cul-
to the pleasures of late capitalism. This position on ture. The discipline of cultural studies has divided
postmodernism rewrites the Frankfurt School’s over the postmodern emphasis on forms of resis-
culture industry argument, draping it in late- tance. This political split has polarized around
twentieth-century clothing. such dichotomies as British versus American cul-
Opposing this negative perspective on the post- tural studies, critical versus affirmative analyses,
modern, scholars such as Jim Collins and Barbara modernism versus postmodernism, and ideologi-
Flax argue for the liberatory value of postmod- cal versus multipositional studies. We attempt to
ernism because it promotes a multiculturalism move beyond these divides, tracing an emergent
that refuses a strict adherence to grand metanarra- position in cultural studies that reflects the contri-
tives or to the canonical power of the theories of butions of a generation of academics who see that
modernism, Marxism, Freudianism, Christianity, the politics and pleasures of the popular are con-
and capitalism.51 The fears of Baudrillard and tingent upon its historical context in late capital-
Jameson are often perceived as deriving from their ism, as well as upon its forms and users. Central to
own loss of cultural control as white male intellec- these debates are the conflicting views about the
tuals of European origin. Many feminists, multi- role of ideology and class in defining the experi-
culturalists, and global theorists now recognize ence of culture. The critics within this newer per-
the possibilities inherent in a postmodern world spective still question the dominance of a socio-
where identity can be understood as existing at the economic model as the primary mechanism for
intersection of many registers. Rather than lament understanding how people make sense of their
the loss of a totalizing view of the world, they pre- identity. Such class determinants stand alongside
fer a more nuanced and localized model. For these gender, race, and nation as shapers of social iden-
celebrants of postmodernism, gone is the all- tity for people today. In 1991 Angela McRobbie ar-
consuming anxiety about the complicity of pop- gued for a middle ground between the extremes of
ular culture in social control. Popular culture economic reductionism and insouciant hedo-
provides a plane for the popular remaking of nism.52
corporate culture and for the fragmenting of There is a growing sense that popular culture
power. The totalizing model of capitalist control cannot be defined as simply progressive or repres-
has been replaced by one of rearticulations and sive in its social role. A “pure” politics does not ex-
rewritings through popularly created alliances and ist in popular culture.53 But we cannot dismiss
coalitions. popular culture for its lack of a purely opposi-
tional or progressive impulse. Manthia Diawara
argues that the popular remains the central vehicle
New Cultural Studies:
for African American expressions of emancipa-
The Politics and Pleasures of Popular Culture
tion and a prime source of their victimization.
Our anthology enters this debate over the politics Alex Doty writes about the centrality of popular
and pleasures of the late twentieth and early culture for queer studies: “Part of my queerly real-
twenty-first centuries, arguing that popular cul- istic view of popular culture then is that queers
ture is neither simply progressive nor regressive. have always been a major force in creating and
jenkins, mcpherson, and shattuc 41

reading cultural texts even though pop culture has 10 Ibid., 10.
been a vehicle to reinforce sexism, racism, homo- 11 Ibid., 10 –11.
phobia, heterocentricism, and other prejudicial 12 Raymond Williams, Culture and Society (New York:
Harper and Row, 1958), 305 – 6.
agendas.” 54 In her work on transnationalism, Ella
13 Jim McGuigan, Cultural Populism (London: Routledge,
Shohat maintains that “popular culture is fully im-
1992), 21.
bricated in transnational globalized technocul- 14 As quoted in Jennifer Hayward, Consuming Pleasures:
ture,” but she still finds it a “negotiable site, an Active Audiences and Serial Fictions from Dickens to Soap
evolving scene of interaction and struggle.” 55 Opera (Lexington: University Press of Kentucky, 1997),
Perhaps such ambivalence about popular cul- 26.
ture’s role may not provide the definition of 15 Ibid., 25.
popular culture that this discussion has sought 16 Williams, Keywords, 265.
17 Karl Marx, The German Ideology (New York: Interna-
to provide. Ultimately, what often defines it is
tional Publishers), 428 –32.
this “indeterminability.” 56 Popular culture only
18 Bennett, “The Politics of the ‘Popular’ and Popular
“means” something in relation to other readings Culture,” 9.
and readers. We need to know how a particular 19 See E. P. Thompson, The Making of the English Working
object of popular culture is presented and experi- Class (London: Gollancz, 1963); and Richard Hoggart,
enced before we can begin to define its politics. In The Uses of Literacy: Aspects of Working Class Life (New
the end, these historical and specific contexts of York: Oxford University Press, 1970).
reception, the social positions of readers, and the 20 Max Horkheimer, “On Popular Music,” Studies in Phi-
losophy and Social Science 9(1) (1941): 303.
specificity of form determine the politics and
21 Ian Craib, Modern Social Theory (London: Harvester
pleasures of popular culture and that shape the Wheatsheaf ), 184.
work of this volume. 22 Theodor Adorno, The Culture Industry (London: Rout-
ledge, 1991), 303.
23 Kunzle, “Introduction to the English Edition,” in Ariel
Notes
Dorfman and Armand Mattelart, How to Read Donald
1 See Nick Evan’s essay “‘Racial Cross-Dressing’ in the Duck (Paris: International General, 1984), 11.
Jazz Age: Cultural Therapy and Its Discontents in 24 See Fredric Wertham, The Seduction of the Innocent
Cabaret Nightlife,” in this volume. (New York: Rinehart, 1954).
2 Max Horkheimer and Theodor Adorno, Dialectic of 25 Walter Benjamin, Illuminations (New York: Schocken,
Enlightenment (New York: Seabury, 1972), 136 –37. 1978), 234.
3 Raymond Williams, Keywords (Oxford: Oxford Uni- 26 See Bernard Gendron, “Theodor Adorno Meets the
versity Press, 1976), 76. Cadillacs,” in Studies in Entertainment , ed. T. Modleski
4 Ibid., 77. (Bloomington: Indiana University Press, 1986); Miram
5 Tony Bennett, “The Politics of the ‘Popular’ and Popu- Hansen, “Of Mice and Ducks: Benjamin and Adorno
lar Culture,” in Popular Culture and Social Relations, ed. on Disney,” South Atlantic Quarterly 92 (Jan. 1993):
T. Bennett and C. Mercer (Buckingham: Open Univer- 27– 61.
sity Press, 1986), 8. 27 Gilbert Seldes, The Seven Lively Arts (New York: Pan-
6 Lawrence Levine, Highbrow/Lowbrow: The Emergence theon, 1924), 3.
of Cultural Hierarchy in America (Cambridge, MA: 28 Ibid., 231.
Harvard University Press, 1988), 31. 29 Gilbert Seldes, The Public Arts (New York: Sagamore,
7 Peter Burke, Popular Culture in Early Modern Europe 1957), 7.
(Hauts: Wildwood House, 1978), 3 – 4. 30 Robert Warshow, The Immediate Experience; Movies,
8 Ibid., 4. Comics, Theater, and Other Aspects of Popular Culture
9 Ibid. (Garden City, NY: Doubleday, 1964), 129.
42 hop on pop

31 Ibid., 27. 50 See Fredric Jameson, “Postmodernism, or, The Cul-


32 Parker Tyler, Magic and Myth in the Movies (New York: tural Logic of Late Capitalism,” New Left Review 146
Garland, 1985), 30. (1984): 53 –92.
33 Dwight MacDonald, “A Theory of Mass Culture,” in 51 See Jim Collins, “Postmodernism and Television,”
Mass Culture: The Popular Arts in America, ed. B. in Channels of Discourse, Reassembled, ed. R. Allen
Rosenberg and D. W. Manning (Glencoe, IL: Free (Chapel Hill: University of North Carolina Press, 1992),
Press, 1957), 62. 327– 49; Barbara Flax, Psychoanalysis and Philosophy,
34 Ibid., 38. Psychoanalysis and Feminism (Berkeley: University of
35 Raymond Williams, Resources of Hope: Culture, Democ- California Press, 1990).
racy, and Socialism (New York: Schocken, 1989), 3. 52 Angela McRobbie, “Post-Marxism and Cultural Stud-
36 Patrick Brantlinger, Crusoe’s Footprint: Cultural Studies ies: A Post Script,” in Cultural Studies, ed. Lawrence
in Britain and America (New York: Routledge, 1990), 38. Grossberg, Cary Nelson, and Paula Treichler (New
37 See Renaldo Rosaldo, Culture and Truth: The Remaking York: Routledge, 1992), 719 –30.
of Social Analysis (Boston: Beacon, 1993). 53 “Symposium on Popular Culture and Political Correct-
38 See Antonio Gramsci, Prison Notebooks (London: Law- ness,” Social Text 36 (fall 1993): 27.
rence and Wishart, 1971), 419. 54 Ibid., 7– 8.
39 Ibid. 55 Ibid., 27.
40 Stuart Hall, “Notes on Deconstructing ‘the People,’” in 56 Ibid., 28.
People’s History and Socialist Theory, ed. R. Samuel
(London: Routledge and Kegan Paul, 1981), 238 –39.
41 See Kate Millett, Sexual Politics (Garden City, NY: Dou-
bleday, 1970); Laura Mulvey, Visual and Other Pleasures
(Bloomington: Indiana University Press, 1989); Molly
Haskell, From Reverence to Rape: The Treatment of
Women in the Movies (Baltimore: Penguin, 1974).
42 Linda Williams, Hard Core: Power, Pleasure, and the
“Frenzy of the Visible” (Berkeley: University of Califor-
nia Press, 1989), 22.
43 Janice Radway, Reading the Romance: Women, Patri-
archy, and Popular Literature (Chapel Hill: University
of North Carolina Press, 1984), 102.
44 See Angela McRobbie, “Settling Accounts with Sub-
cultures,” in Culture, Ideology, and Social Process, ed. T.
Bennett, G. Martin, C. Mercer, and J. Woolcott (Lon-
don: Batsford, 1980).
45 Angela McRobbie, Feminism and Youth Culture (Lon-
don: Macmillan, 1991), 186.
46 John Fiske, “Popular Television and Commercial Cul-
ture: Beyond Political Economy,” in Television Studies,
ed. G. Burns and R. Thompson (New York: Praeger,
1989), 43.
47 Pierre Bourdieu, Distinction: A Social Critique of the
Judgment of Taste (Cambridge, MA: Harvard Univer-
sity Press, 1984), 41.
48 Michel de Certeau, The Practice of Everyday Life (Berke-
ley: University of California Press, 1984), 39 – 40.
49 Dominic Strinati, An Introduction to Theories of Popu-
lar Culture (London: Routledge, 1995), 224.
Daytime Utopias: know if you are a fan yourself, has died of a rare
disease with no links whatever to any activity con-
If You Lived in Pine
nected with sex or drugs or even blood transfu-
Valley, You’d Be Home sions. She has, it seems, picked up this virus while
working as selflessly as Mother Teresa (and with
Elayne Rapping as little political sophistication), as a doctor in a
war-torn fictional nation. Nothing political or
For only in art has bourgeois society tolerated its own kinky about that.
ideals and taken them seriously as a general demand. Nonetheless, as Alison and I both understand,
What counts as utopia, phantasy, and rebellion in the having followed and discussed the murky, contra-
world of fact is allowed in art. There affirmative culture dictory, often subtextual, politics of daytime soaps
has displayed the forgotten truths over which “realism” for so long, there is something progressive, in the
triumphs in daily life. most utopian sense of that word, about the con-
—herbert marcuse, negations clusion of Eve’s story line. In a frenzy of what some
would call “denial” about her fatal illness, Eve has
A work of art opens a void where . . . the world is made
made contact by way of the Internet with a col-
aware of its guilt.
league doing research on this disease and has been
—michel foucault, madness and civilization
secretly medicating herself with an untested drug.
Her fiancé, Ed, himself a physician of the more
It’s Sunday night and my daughter, Alison, is call- conservative and typical variety, is adamantly op-
ing: “I hate that they have to kill off Eve,” she posed. But lo and behold, the cyber-researcher
moans, “although I don’t blame her for wanting Eve has hooked up with an old med school pal of
out of her contract—the show is definitely going Ed’s, a woman no less, for whom he has the utmost
downhill. And at least they’re using her death to respect. And this brilliant woman convinces him,
make a point about experimental drugs. act-up in a series of inspiring speeches of the kind Alison
should be happy about that, if any of them are and I love to savor, of Eve’s courage, her intuitive
watching. Probably not. Even the rec.arts.tv.soaps. scientific acumen, and her right to choose her own
cbs crowd on the Internet seem to hate her, which treatment. Eve even improves for a while on the
I really don’t get. She’s the only interesting woman treatment, but it is too little too late, and she
left on the show. What do you think?” finally succumbs, as the contract of the actress
We are having our usual weekly check-in call who plays the role demands (and as we who follow
about Guiding Light, the soap opera of choice the cyber-chat gossip have long known she would),
among Pittsburgh women in the 1960s and 1970s, amidst sobbing friends, flashback clips of better
when she was growing up, and the one to which days, and a eulogy in which it is predicted that her
we have both remained loyal for almost three de- final act of medical courage will lead to an early
cades, through good times and bad. Neither of us cure for the disease. In soapville, this is credible.
lives in Pittsburgh now, but when we watch and The path that led my daughter and me to the
discuss our soap opera, we still share a common soaps is worth tracing briefly, for it was as contra-
community and a set of friends and neighbors dictory and unlikely as many soap story lines. In
about whom we care deeply, even as we laugh at the 1960s, when Alison was very young, I was a
their often ridiculously implausible lives. full-time graduate student increasingly caught up
But what’s this about aids, you are no doubt in New Left and feminist politics. In those days,
wondering. Dr. Eve Guthrie, after all, as you may hard as it is to remember this now, we of the dem-
48 hop on pop

ocratic Left believed that revolution was around women’s liberation unions. But efforts to bring the
the corner; that a post-scarcity world of equality, study of mass media and popular culture into uni-
beauty, pleasure, and material plenty for all was on versities, at least in this country, were not yet spo-
the horizon.1 In my socialist-feminist conscious- ken of. These were the days, in any event, when
ness-raising/study group, we devoured new femi- feminist media analysis was almost exclusively of
nist tracts that corrected for the masculinist biases the “negative”-and-“positive”-image variety. And
and blind spots of traditional Left theory. And in the gender images that feminists were analyzing in
our women’s caucuses, we developed strategies popular culture were rarely considered positive.
that challenged traditional Marxist ideology and Nonetheless, say what they might about “mass
process, with their artificial splits between public culture” and its evils, the Frankfurt School theo-
and private, work and play, labor and sexual re- rists I was then studying could not dissuade me
pression. In our feminist revisions, women would from my instinctive sense that much of what I was
not only be integrated into the public sphere of trying to teach my kids about what life was sup-
work and power; the public sphere itself would be posed to be like in the brave new world I envi-
transformed, as values such as compassion, nurtu- sioned could most easily be explained with soap
rance, mutual support, and respect, long margin- examples. In the rest of their world—their school
alized as relevant only to private, family life, were rooms, their friends’ homes, the cartoons and sit-
incorporated into public life. coms they watched—women’s lives were margin-
Those were heady days. Also exhausting ones. alized and demeaned. But in Springfield, the fic-
I would drag myself home each afternoon, after tional midwestern town in which Guiding Light
classes and before the evening round of meet- is set, and in Pine Valley, the somewhat smaller
ings, to find my grandmotherly baby-sitter faith- fictional community in which All My Children,
fully watching Guiding Light while my two infants our other, occasionally watched, show was set, I
napped. And since she would not budge until her glimpsed, entangled amid the absurdities and
“story” was over, and I was too tired to budge my- contradictions of the form, a feminized world in
self, we would watch together as she filled me in on which women and their traditional concerns were
what I had missed. The habit stuck. In fact, Guid- central, in which women played key roles in every
ing Light became a daily delight to which I looked arena, in which, when women “spoke truth to
forward as a respite from my increasingly hectic power,” even back in the 1960s, power stood up
life. More than that, although at first I chalked it and paid attention.
up to exhausted delirium, the soap seemed, at The idea that bourgeois culture incorporates
odd moments, to offer a vision of social and emo- utopian visions and values, moments during
tional happiness that echoed the social visions which we are liberated from the constraints of re-
my friends and I were constructing in our position alism and can glimpse, in the distance, a vision of
papers and organizing projects. “What does a that better world in which our often unarticulated
woman want?” asked Sigmund Freud, of penis heart’s desires are fulfilled, is not of course new.
envy fame (Juliet Mitchell had not yet rehabili- Media scholars have been aware of this at least
tated him for feminism), and I couldn’t help but since Jameson’s seminal essay on “Reification and
think that, in all the male-run world, only the Utopia.” Nor is it news that popular culture, often
Guiding Light writers seemed to have a clue. taken so much less seriously than high art forms,
These were very different times in the academic has been the most powerful site of imaginative
and critical communities. Women’s studies, as an utopian protest. For as Jameson has written else-
academic program, was just being developed, a re- where, it is in times like ours, when “our own par-
sult of the growing movement of university-based ticular environment—the total system of capital-
elayne rapping 49

ism and the consumer society—feels so massively a feminized community closer to my feminist vi-
in place and its reification so overwhelming and sions of the future than to classic literary utopias,
impenetrable that the serious artist is no longer that drew me to soaps.
free to tinker with it,” that popular forms that are “The personal is political,” we used to say back
less “serious,” less “massively in place,” assume in the late 1960s. And what we meant by that (and
“the vocation of giving us alternate versions of a it is a sign of the times that this statement is so of-
world that has elsewhere seemed to resist even ten misunderstood, even by feminists, today) was
imagined change.2 that it was political institutions that were respon-
While Jameson does not specifically mention sible for personal suffering, and political institu-
soap opera, feminist media theorists have written tions, the public spaces from which women had
extensively and insightfully about the utopian ele- so long been excluded, that would need to be
ment in daytime soaps. Feminists have discovered changed in order for women to be free and happy.
in soaps a representation of “a world in which Barbara Ehrenreich and Deirdre English, them-
the divine functions”; a world which “exhorts the selves socialist-feminist activists, eloquently artic-
[real] world to live up to [women’s] impassioned ulated the vision and the demands of that utopian
expectations of it,” as Louise Spence nicely puts worldview. “There are no answers left but the most
it.3 And John Fiske, taking a somewhat different radical ones,” they wrote in the 1970s:
perspective, has described soap opera as a genre
We cannot assimilate into a masculinist society
in which “feminine culture constantly struggles
without doing violence to our own nature, which is
to establish and extend itself within and against a
of course human nature. But neither can we retreat
dominant patriarchy . . . to whittle away at patri-
into domestic isolation, clinging to an archaic femi-
archy’s power to subject women and . . . establish
nine ideal. Nor can we deny that the dilemma is a
a masculine-free zone from which a direct chal-
social one. . . . The Woman Question in the end is
lenge may be mounted.” 4 Other feminist theorists
not a question of women. It is not we who are the
have pointed to any number of specific soap con-
problem and it is not our needs which are the mys-
ventions and teased out their utopian implica-
tery. From our perspective (denied by centuries
tions. It is often noted, for example, that through
of masculinist “science” and analysis) the Woman
the incorporation of multiple subjectivities and
Question becomes the question of how shall we
points of view and the use of multiple, open-ended
all—women and children and men— organize our
narrative lines, readers are potentially empowered
lives together.6
to question dominant patriarchal assumptions
about family and gender norms and to resist hege- The answer to this question seemed vitally im-
monic readings.5 portant to me as I was raising my children. And
But most of this work has focused on the way despite the derision of most people I knew (“Do
soaps represent and negotiate the traditionally you actually watch this stuff,” I was asked repeat-
feminine sphere of private life: the home, family edly when I first “came out” in print, back in 1973,
and gender relationships, marriage and maternity. in a column about soaps and women viewers in a
My own pleasure in soaps, and my sense of their New Left newspaper), the political imaginary of
usefulness as a tool for raising feminist daughters soap opera, in which courtrooms, hospitals, and
and sons, came from something much less often offices seemed miraculously to bend themselves to
mentioned: their implicitly utopian social and po- women’s desires, suggested some answers.
litical vision. Raymond Williams has written that For those not intimately familiar with the al-
“community is the keyword of the entire utopian ways implausible, often incredible, world of soap
enterprise.” And it was their sense of community, opera convention, a bit of background on Guiding
50 hop on pop

Light’s Springfield community may be in order. chief of staff at the hospital where so many char-
The series, which has been on the air since the be- acters work and spend time healing from physical
ginning of television, and before that, as a ra- and mental trauma. And Ross Marler, his best
dio series, focuses primarily on the lives of eight friend, is the all-purpose, ever humane and dem-
complexly intertwined families who have lived ocratic attorney for the “good” characters and
in Springfield forever; they eternally intermarry, causes. Then there are the Lewises, the Thorpes,
engage in personal, business, and political battles and the Chamberlains and Spauldings, who rep-
with each other, and they see each other, when resent big money and high finance. But here too
they aren’t feuding, through the constant barrage class difference is marked with moral distinc-
of mental and physical illnesses, natural disasters, tion. The Chamberlains and Spauldings are “old
onslaughts by master criminals of the financial as money.” But where the Chamberlains have class,
well as physical variety, and via the more mun- breeding, and humane policies based on a kind of
dane events like adultery, unwanted pregnancies, noblesse oblige, the Spauldings are ruthless, com-
financial setbacks, and addictions that afflict them petitive, and cutthroat, among themselves and
all, usually in multiple doses and in intensely dra- against all others. The Lewises, by contrast, are
matic ways. They are the Bauers, the Marlers, the Texas oil upstarts of the “good old boy” variety,
Reardons, the Coopers, the Lewises, the Thorpes, fairly new to Springfield and closer in style and
the Spauldings, and the Chamberlains. sympathy to the down home 5th Street crowd.
The show is distinctive in its special emphasis And the Thorpes, represented by the rakishly evil
on class differences within a context of commu- Roger Thorpe, represent an upstart business class,
nity harmony. This explains, in large part, its spe- driven by envy of and ire at the respect and love
cial appeal in Pittsburgh, where, until recently, that the nicer and/or more established and self-
the steel industry and organized labor colored confident families effortlessly attract.
the culture of the city. Where many of the newer At any given time there are any number of
shows elide issues of class, GL’s Reardon and other characters who arrive in town and remain as
Cooper families are distinctively and proudly of semi-permanent or permament residents, usually
working-class backgrounds. They are proprietors, by marrying into and/or working with one of the
respectively, of a boardinghouse and a diner, clans, until, most often, they wear out their wel-
both located on “5th Street” where street life, it is come in some way and disappear. Within the per-
hinted, is a bit rough-and-tumble and folks look manent families, as regular viewers soon discover
out for each other. This sense of working-class and adjust to, characters often change personali-
community life, while perhaps foreign to audi- ties and natures with Jekyll-and-Hyde alacrity.
ences in other parts of the country, did indeed ring The love of a good 5th Street woman, for example,
true in Pittsburgh, where ethnic communities, will temporarily transform a Spaulding into a hu-
populated with large networks of extended fami- mane, class-conscious saint. And by the same to-
lies, remained for generations in the areas in which ken, good characters will often stray from the
the steel mills had provided them work, at least un- homegrown morals of their Reardon, Cooper, or
til the demise of the steel industry in the 1980s.7 Bauer roots when lured, romantically or materi-
Despite this working-class presence, it is, not ally, by members of more ruthless families.
surprisingly in a commercial tv text, the Bauers Another distinctive feature of the soap genre is
and Marlers, middle-class professionals all, who its dominant setting. Soaps take place almost en-
provide the backbone and set the constant, stabi- tirely indoors, so that interior spaces—kitchens,
lizing moral tone of the community. Dr. Ed Bauer, bedrooms, living rooms, offices, restaurants, hos-
grieving fiancé of Dr. Eve Guthrie, is, in fact, the pitals, shops and boutiques, health clubs—are key
elayne rapping 51

elements in setting the tone and establishing the and nurses were generally personal friends of their
theme of story lines. On GL, besides the main patients, and so every illness was treated with per-
characters’ homes, the Reardon boardinghouse, sonal attention and concern. Parents and other
the Cooper diner, the Lewis and Spaulding corpo- loved ones, for example, seemed to be allowed
rate offices, the usually Cooper-staffed police sta- to stay with patients at all times and to elicit the
tion, the country club (where the wealthy charac- most confidential medical information, always
ters socialize and where major social events, to provided with kindness and sensitivity, about a
which all are invited, are held), and the hospital patient’s condition. This was hardly the case in our
are the major settings. own experience. Alison, who suffered chronic ear
In fact, it was the eternal presence of hospital infections as a child, was plagued by nightmare
scenes in which healing and nurture were always memories of being wheeled off by silent, white-
needed and always provided that inspired my first clad figures to hospital examining rooms where I
impulse to share my “escape” with Alison. With a was not allowed to follow. This did not happen on
typical four year old’s insistence on brute realism, Guiding Light. Moreover, as I pointed out to her,
she was refusing to consider the possibility that bad, mean doctors, such as the ones we had too of-
she might be a doctor rather than a nurse “when ten encountered, did not last long on soaps. They
she grew up,” since, as she scornfully explained to and their bad ideas about ignoring patients’ feel-
me, “Everyone knows there are no women doc- ings and living only for power and money soon
tors.” I could think of only one counter-example came to a bad end, as would be the policy in a
that might bear weight with her: Guiding Light. right-thinking world.
Here, even back in the sixties, women were as As time went on, and Alison and her slightly
commonly cast as physicians and surgeons as men. younger brother Jon grew older, soaps continued
And why not? On soaps all settings, all institu- to play a role in our life together, in our mother-
tions, all workplaces are, on one level, merely ex- child talks about life and love and politics. For one
tensions of the wholly feminized and personalized thing, on the simple level of “positive” images and
universe that is soapville. examples, I found that issues of sexuality and gen-
But this example served me well for reasons der were handled much more progressively on
beyond the obvious one of offering a “positive” al- soaps than in other popular culture.8 And since
ternative to the Good Housekeeping image of Mom these topics are always difficult for adolescents to
as homemaker. It also allowed me to suggest to talk about, soaps opened up a convenient discur-
her that if she did indeed become a doctor, she sive space for discussing sex and relationships
might be able to act a lot more as she wished without getting too personal. It was a growing in-
the doctors she had often encountered with terror terest in gender relations that first sparked Jon’s in-
would act. She could, best of all, get to run the hos- terest. A girl on whom he had a crush was herself
pitals as they did on soaps, and not in the truly ter- a Guiding Light fan and always went home at
rifying and insensitive ways that hospitals— es- 3 p.m. to watch with her mother. He wanted to
pecially emergency rooms, where we spent more find out what was up. As it turned out, we were
time than I care to remember—then were run. then following a story line about a girl named
She liked that, for she could see that doctors on Beth, the daughter of Lillian Raines, one of the
soaps, male and female alike, actually behaved like hospital nurses who has remained a standard
good Mommies at home, caring for and comfort- character throughout the years, whose stepfather
ing the sick and frightened, and keeping the hos- was sexually abusing her. Upon learning of this,
pitals warm and friendly. her boyfriend Philip, a Spaulding but one clearly
At Springfield General, for example, doctors uncomfortable with his heritage and heading for
52 hop on pop

class defection, reacted as most boys would have: came to terms with and adjudicated the matter,
he ran out in a rage to find the brute and beat him freeing the women from fear and shame and met-
up. But he soon returned, shame-faced, to apolo- ing out punishment, in this case banishment, to
gize for being so insensitive. He should have seen the man. In the course of the trial, which went on
that Beth’s feelings, not his, were important, he re- for weeks, key characters were heard discussing
alized, and stayed and comforted her. This was a the shocking events at work, at the hairdressers,
far cry from what Jon was used to in the (to me) over breakfast, and so forth, often arguing with
often terrifying boy’s culture that he tried to emu- each other, realistically enough, about who was
late in those sexually insecure years. He said little to be believed. And as the pillars of the commu-
at the time. Indeed, he often pretended he was nity, the doctors and grandmothers and police,
not “there” at all. But Alison made sure he got the came to believe and side with the women, so did
point. And he still remembers Beth and Philip and viewers for whom these characters were equally
mentions them on occasion.9 credible and important. This was back in the late
The immediate drama of this story line was in- 1970s, it should be noted, long before issues of
tensely personal. But it is a feature of soap opera’s sexual abuse and violence against women were
strategies for presenting such issues that they never openly discussed or given the media play they re-
remain merely personal. Rather, they become po- ceive today. But on this daytime soap opera they
litical and social in the most utopian sense of those were indeed being discussed and dramatically rep-
words, offering a vision of institutional procedures resented in ways that seemed to me almost dar-
such as board meetings, trials, hearings, even so- ingly oppositional.
cial gatherings in which serious debate occurs, in How is it possible, in a form in many ways so
which, more often than not, a progressive com- hokey and even reactionary, for such progressive
munity consensus occurs. This is what happened ideas to appear regularly? Well, for one thing,
on the Beth/Philip story line. The issue of secrecy soaps are presented from a female perspective that
and shame, important since both Beth and Lillian is, by its very nature, alterior. The private sphere,
had been long abused and beaten by the “respect- as has so often been noted, is privileged and val-
able” husband/stepfather, was endlessly explored, orized on soaps, and the things women do in that
in conversations at a variety of settings, during the sphere are seen as central to the maintenance and
course of events related to a variety of other story proper functioning of human life. But what is less
lines. And in this long, drawn-out process, various often noted is the effect that this valorizing of pri-
community members were forced to accept that vate, feminine experience has on the representa-
such atrocities might indeed be perpetrated in tion of the public sphere. Soaps portray a world in
even the “best” homes and families, and that the which reality, as we know it, is turned on its head
women were in no way at fault. (Quite often in so that the private sphere becomes all-important.
such story lines, although not in this particular But there is more to it than that. For in so privi-
case, characters are actually sent to support groups leging private values, soaps also construct a highly
in which, in a most didactic way, information unrealistic but nonetheless prominent and impor-
about the issue is provided to the soap community tant public sphere in which all institutions are
and the viewer community at once, and generally forced to conform to private, feminine values.
progressive attitudes and even policy suggestions The feminist idea that “the personal is politi-
are advocated.) cal” was a critique of what had, since the rise of the
And then came the trial in which, in a more industrial world order, been a sharp delineation
public, ritualistic, fashion, the entire community between the male-driven public sphere, in which
elayne rapping 53

work, business, and public affairs were handled, tion from tainting the domestic realm.11 In sit-
and the female-driven domestic sphere, the haven coms, this is easily done, since the larger world is
in a heartless world, in which took place the work rarely visible at all. In melodramas, the job is more
of caring for and maintaining family relations, difficult, indeed, often impossible. But in all these
the socializing of children, and the negotiation of forms, the gendered bifurcation between the fe-
emotional and spiritual matters. In this scheme, male and male spheres, the values and roles they
issues of morality, and emotional and spiritual encompass, and the clear gender roles appropriate
health, were designated “female” concerns rele- to each, are clear.
vant primarily, if not exclusively, to the home and Soaps are a bit different. While adopting the
family life. The male world, by contrast, was un- stylistic conventions of the melodrama, and cer-
derstood to be ruled by the competitive, individu- tainly privileging the concerns and values asso-
alist values of the marketplace in which ruth- ciated with the feminine, domestic realm soaps
lessness and greed and self-interest were largely claim for their territory, and for their women
accepted as inevitable, if not necessarily desirable. characters, more than the geographic and social
This divide structured a wildly schizophrenic and boundaries of home and family. They map out
ideologically contradictory system which main- a public realm of political, economic, and legal
tained that men could escape the maddening events and institutions in which women, and the
crowd of the city via a return to the nurturing concerns of the feminine, operate as prominently
hearth and home. This realm was seen to promote and importantly as in the domestic. By so blurring
values such as caring, emotional openness, mutual and eliding the distinctions between the proper
support, and concern for the welfare of the group, concerns of the two spheres, they draw their male
in this case, of course, the nuclear, or at best, ex- characters more fully into the life of the family and
tended family or immediate neighborhood com- the emotions than do other genres. In this way,
munity where one lived one’s private life.10 they create a world in which women are free to
In most popular TV and movie genres, the split take their concerns for such values as compassion,
between these realms and their values is assumed cooperation, and the valorization of spiritual and
and maintained, and one or the other of the emotional perspectives into the marketplace, the
spheres is foregrounded as the central arena of workplace, and the arenas in which law, justice,
action and thematic concern. Westerns, film noir, public health, and the business of maintaining
and crime dramas, for example, take as given a democratic institutions are negotiated. And, by
male world in which violence, greed, and cold- extension, men themselves, now forced to operate
blooded individualism are forever encroaching in so feminized and humanized a public sphere,
upon the public spaces of commerce and poli- have no choice but to bring home the values by
tics, and the solitary, male hero is seen as single- which they now run their public lives to their per-
handedly confronting the worst of this social evil sonal lives. As lawyers, doctors, and policemen,
with more or less, always temporary, success. By they are, in their good phases at least, caring, hu-
contrast, sitcoms and theatrical family melodra- mane, and emotionally involved in their col-
mas are set almost exclusively, and certainly pri- leagues’ and clients’ lives. And at home they are
marily, in the domestic sphere of the family home similarly involved with their children, their wives,
in which marriages are negotiated, children are so- their extended family of friends, relatives, and
cialized, communal and family values figure, and neighbors.
women work feverishly to keep the encroaching In discussing feminist utopias, Fran Bart-
evils of urban life, commerce, crime, and corrup- kowski notes that, unlike most traditional male
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utopias, they incorporate “tacit rather than reified law might say, are always validated, since the laws
models of the state.” What is “tacit” in feminist themselves are assumed, implicitly, to be in the
utopias, she suggests, and what distinguishes them service of such values.
from their male-defined counterparts, is a “dis- “Utopia,” Angelika Bammer notes, in estab-
course on the family” that sees the family as the lishing a theoretical framework for her analysis of
“place where the inhabitants of the projected feminist utopias of the 1970s, “identifies society as
utopian state [are] formed.” 12 It is just such a dis- the site of lack.” Unlike ideology, she explains,
course on the family, as the foundational root of which “represents things as they are from the per-
social and political ideology, I would argue, that spective of those in power . . . utopia is the oppos-
informs the vision of community and public life ing view of how things could and should be differ-
on soap operas. If, as I have argued, home is where ent.” 14 Soap operas illustrate this strategy in an
the heart is, home is located everywhere on soaps. interesting way. They construct a world in which
The gathering spots of soap geography, the restau- women, who do not, in any meaningful sense,
rants, the health clubs, the diners and malls, even participate in public policy formulation in reality,
the hospital nurses’ stations and corporate office are allowed to have their say about how things
buildings—all serve as “homelike” environments. should be run. In soaps, women are free to “play
This is a world of public space that is family-driven house,” as it were, with the world; to set up a pub-
in every arena. Its laws and policies reek, implic- lic sphere informed by the very values they are, in
itly, of the values of “interconnectedness . . . nur- reality, enjoined to maintain and pass on (but only
turance, responsibility, and mutual respect,” within the home and family of course).15 Simone
which Carol Gilligan has defined as informing the de Beauvoir once said that women were most
feminist moral universe that girls are socialized to grievously disempowered in not being allowed to
maintain: on soaps the binary split between pri- “take responsibility for the world.” On soaps, they
vate and public is virtually dissolved.13 Thus, it is are allowed to do just that. This is what is most
standard on soaps for police officers, district at- empowering about the genre, because it is most at
torneys, and lawyers, who tend to be equally di- odds with the “common sense” to which women
vided between genders, to view their work in fight- and children are otherwise exposed.
ing crime, for example, as an extension of their This is, to be sure, a somewhat unorthodox
roles as parents, keeping the city safe for their chil- view of soaps. It is usually assumed that romance
dren, or, as in the case of sexual predators, for and the rituals of mating and marriage are what
their wives and sisters and mothers. So thoroughly draw and hold women viewers. But while this is
blurred are the sphere distinctions that there is certainly a factor, I have always thought it was
never a contradiction between the two roles, never misleading to focus so heavily on these elements of
any possibility that one’s role as a family member soaps and to ignore what, to me, has always
might clash with one’s duty to defend a client or seemed so much more compelling: the sense of
uphold the law. In fact, it is not uncommon on community. Men in soap operas, the good ones in
soaps for characters in these kinds of positions their good phases anyway, are indeed wonderfully
of authority willfully to ignore the law when their nurturing and caring. They become totally ob-
own sense of what is best for the safety of their sessed with the needs of the women in their lives
loved ones is involved. And they are always, inevi- and seem to devote every waking moment of work
tably, proven to have been right, even heroic, in and leisure time to them. It is very common, for
their judgment. On soaps, one’s instincts about example, to see a lawyer, doctor, or cop stare soul-
what is right for the family, no matter what the fully into the eyes of a woman character in deep
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trouble and say, “I’m going to drop all my other the characters will soon be written out, shipped off
cases and devote myself entirely to your case, be- to another town or country to return, perhaps
cause I care about you so much.” And somehow, years later, in different bodies and with new clouds
it’s possible to accomplish this without total de- of chaos and tragedy ominously looming.
struction of the man’s career or business. To avoid such annihilation, it is customary on
In a story line on GL, for example, Alan- soaps for even the best of longstanding characters
Michael Spaulding, one of the Young Turks prone to periodically undergo serious character lapses, if
to switching from evil tycoon to humanistic, self- not outright transformations, in which they aban-
less community activist under the influence of don or lose their wives and families in order to free
a good woman, disappeared for weeks at a time them up for new storylines. Ed Bauer, for example,
from his post as ceo of Spaulding Enterprises among the very best of the “good” men on soaps
when his fiancee Lucy Cooper, of the 5th Street (as Alison and I, who rarely agree on men in real
Coopers, was being held by a psychopath who had life, agree) has, in his long career on the series,
already committed date rape upon her. And even himself gone through many such periodic marital
before her abduction, when Lucy was merely suf- lapses. At one point, for example, Ed had a brief
fering the posttraumatic stress of the rape, Alan- affair with Lillian Raines, his head nurse. Lillian,
Michael seemed to leave his office continuously at having recovered from her ordeal as a battered
the merest hint that Lucy, his office assistant, was wife, had just been diagnosed with breast cancer
feeling down, in order to take her out for a special and undergone a mastectomy. Ed, as is common
treat, or to whisk her to his palatial penthouse with good men on soaps, was her only confidante.
where she could be pampered and coddled, and Eventually, he became emotionally involved with
allowed to weep, talk about her ordeal as the need her and, in part as a way of reassuring her of her
arose, or simply sleep. Every woman who has ever sexual attractiveness despite her surgery, made
complained that her male partner had no time for love to her.
her because of work, or had no understanding of The affair was brief, and Lillian ultimately
what she was going through after a traumatic ex- worked through her trauma with the help of an
perience, could only drool in envy. exemplary support group. But Ed’s unbelievably
Such are the common characteristics and be- long, blissful marriage to Maureen Bauer (a fa-
haviors of good men. And even the worst of them, vorite on the Internet not only because of her
if they become regulars, are periodically good on lovable character, but also because she was notice-
soaps. But, as wonderful as they are , like their real- ably overweight and still portrayed as sexually de-
life counterparts, these men come and go. The sirable) was destroyed. This story line not only
sorrows and joys they bring are always fleeting. served to present the issue of breast cancer pro-
The marriage vows and family structures to which gressively, it also saved Ed from storyline obliv-
they commit themselves are always already disin- ion and opened a space for his relationship with
tegrating, even as their Friday afternoon wedding Dr. Eve Guthrie. Eve died before Ed could have
vows are being said. Thus, crisis and trauma are one of his periodic character lapses and let her
always imperiling the sexual and family lives of down too. But he is destined, as we fans well know,
even the most fortunately partnered women. At the to do it again, at least a few more times, before
very moment when things seem, at last, to be bliss- his character becomes too old for that sort of
fully perfect in a marriage, every viewer knows thing.
that catastrophe looms. In fact, if any marriage Marital and romantic upheaval and disaster,
goes untroubled for too long, it is a sure sign that then, rather than family stability, are the norm in
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the lives of the most prominent and regular mem- ever after on soaps. It happens, but usually off
bers of soap communities. But through all this camera, and is not a good career move. Soap ac-
family turmoil and crisis, the community itself re- tors, who do not know in advance what their story
mains stable. This is what really holds the women lines hold, watch for telltale signs in their scripts
and children together during all the thick and that they are about to be written out of a show.
thin. Every soap character, no matter how bat- And one sign that provokes anxiety is, indeed, a
tered, how evil, how hopelessly fallen they may wedding.
seem, can always rely on the emotional and ma- If weddings are often bad news for charac-
terial safety net of the soap community of ex- ters, they are among the most anticipated of de-
tended family, social, and political relationships. lights for viewers because of their lush, festive
No sooner has crisis struck than the character sud- air of community celebration and ritual. Indeed,
denly has more friends and attention than ever soaps, in their portrayal of such events, uncan-
before. Harley Cooper, another of the Cooper nily call up delightful visions of the kind of post-
diner/police dynasty, had been something of a scarcity plenty and beauty that we on the demo-
hellraiser as a teenager. Abandoned and virtually cratic feminist Left believed in and planned for,
orphaned by her negligent mother, she became, back before recessions and Reaganomics gave our
and remained, a central focus of Springfield con- youthful optimism a jolt. Soap characters live in
cern and activity and enjoyed front-burner status splendor and have an endless supply of always up-
in the story line department for quite a while. As to-date furniture, clothing and, apparently, hair-
a young adult, however, she was transformed, dressers. They have access to glamorous travel
by love, into a “good” girl, and the beloved of a destinations and accommodations on the under-
“good,” centrally positioned, man. As nanny to standably rare occasions when they need to get
Josh Lewis’s two children, after their mother’s away. Should they choose to eat privately, or de-
tragic death, she became Josh’s emotional rescuer cide, at the spur of the moment, to call some
and ultimately his fiancee. friends and share an evening of joy, or sorrow,
But no sooner had she achieved the Cinderella or nervous waiting for the tense outcome of some
happy ending longed for by all soap women, than storyline, they have at their disposal gourmet
her fate, luckily for the character and the actress, cooking from places like the Pampered Palate that
took a turn for the worse. Josh, upon hearing that deliver a world of earthly delights at a moment’s
his (supposedly) dead wife was spotted in Italy, notice. Nor are the poorer characters excluded
took off to search for her, leaving Harley jilted and from such treats. Sharing is endemic in soapville,
traumatized. The entire community then predict- and in fact the first hint that a “bad” character is
ably came to her rescue. Suddenly new career and about to be converted may well be that a wealthy
social opportunities came from all quarters and character invites her or him, out of compassion or
once more her life was filled with adventure. She an instinct that they are savable, to share in some
eventually became a police officer and something celebration or luxury.
of a local heroine. When, at last, she found true Soaps, then, are in many ways similar to the
love again, she was given better luck in the ro- socialist-feminist utopias of the 1970s. Marge
mance department, if not the series. She married Piercy’s Mattapoisett, the utopian community of
her new love and so blissful were their prospects Woman on the Edge of Time in fact offers a similar
that no story line at all emerged for either. Instead vision of community, abundance, and pleasure.
they were shipped off to another town and have Here technology, fueled by collective decision-
never been heard of since. So much for happily making, is used to produce the very best food and
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clothing for all, shared in communal dining and come to consensus. Indeed, the endlessly dragged
recreation areas or, as on soaps, alone if one so out story lines, in which every character must
chooses. Among the most delicious features, for weigh every facet of every issue, are in many ways
example, of what a socialist-feminist imagination like the endless “consensus-based” meetings that
would do with technology in the service of plea- feminists and the more countercultural Left em-
sure and beauty is Piercy’s idea of disposable gar- ployed in the 1960s. Like soap story lines, these
ments called “flimsies,” which can be whipped up meetings could become irritating, dragging out
instantly, cheaply, and to one’s personal taste and over many nights and into the wee hours of the
measurement, for special occasions where formal morning. All voices, it was insisted, had to be fully,
attire or costumes are required. After wearing, the often repetitively, heard. Each interpersonal con-
flimsies are easily disposed of and recycled.16 flict and disagreement, whether politically or per-
A number of soap conventions resemble this sonality-based, had to be aired and “processed,”
kind of fantasized world of pleasure and beauty. until, at last, everyone not only agreed but “felt
Every soap periodically presents, for example, okay” about every decision.
elaborate celebrations—masked balls, weddings, So it is on soaps. In fact, the inclusion of com-
and so forth—for which everyone, rich and poor, plex interpersonal factors not usually allowed in
seems magically to acquire the most elaborate, legal and political procedures is one of the most
gorgeous evening wear immediately upon hearing politically interesting aspects of the form. In cre-
of the occasion, even if it is scheduled for the next ating characters who live and interact with each
evening, as it often is. Here too, the costumes seem other, sometimes over decades, and who are
magically to disappear, never to be worn again, thrust into so wide a variety of story lines and
come the stroke of midnight. On soaps, in fact, conflicts and crises over time, soaps allow view-
the entire community seems to coordinate their ers to see characters as contradictory, complex,
attire in ways that allow a whole event to take on a and changeable. A good mother can be a terrible
particularly collective, communal flavor. Such friend, an adulteress, or worse. A terrible tyrant in
things do not normally appear in traditional male one sphere can be a doting godfather in another. A
utopias, but Piercy’s feminist world answers real personally selfish, conniving woman can be a lead-
women’s dreams, as any proper, technologically ing figure in a political or legal battle for a pro-
advanced, post-scarcity utopia should. gressive cause. Alexandra Spaulding, for example,
Indeed, the entire utopian world that Piercy the matriarch of the Spaulding clan, dotes on the
spells out in such economic and political detail is younger members of her dynasty and acts as a
filled with feminist-informed, radically demo- good and loyal friend to Lillian Raines and to new-
cratic details that can be glimpsed, in a far less ex- comers to the community at times, even as she
plicit, less rationalized format, on soaps. The idea ruthlessly schemes to rob and cheat her business
of consensus and full community debate, made and political opponents. Because of this complex-
possible because each community in Mattapoisett ity of character and relationship, when consensus
was small enough to afford actual town meetings actually comes, it is a consensus far more rich in
for all decisionmaking, is very much like what impact and significance than in forms in which
happens, in a more drawn out way, in Pine Valley a single narrative line, involving a small group
and Springfield politics. The large permanent cast of less complicated, contradictory characters, is
of town residents that make up the communities traced. Thus, the complexity and open-endedness
of these towns afford exactly the kind of structure of soap structures serve more than a merely
in which entire populations can debate, differ, and personal, psychological function. They also con-
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tribute to the form’s implicitly utopian vision of a peculiarly self-reflexive stamp of irony and self-
feminized, radically democratic political process, consciousness.
in which difference and subtlety are recognized Nonetheless, even in the more rarefied and
and honored within a community structure. more self-consciously campy atmosphere of Pine
To give one example, on an All My Children Valley, social issues and serious, feminized, public
story line developed over months of endless in- rituals and institutional proceedings take place.
trigue and complication in the early 1980s, a aids, homelessness, and gay and interracial rela-
woman named Natalie Cortlandt accused her ex- tionships have all been touched upon progres-
lover Ross, who was actually her husband Palmer’s sively on this soap. So have more typically femi-
son, of acquaintance rape. As the community dis- nist-inspired issues such as date rape, domestic
cussed the case, taking sides, reviewing in detail abuse, and even, briefly, back in the late 1970s,
her past sins, and recalling bits of their own histo- lesbianism.17 Indeed, it may well be the very small-
ries and those of other characters, an ongoing ness, quaintness, and unbelievability of this par-
“community meeting” of sorts actually took place ticular soap community that has made it pos-
around this publicly charged issue. All My Chil- sible for AMC to lead the way in raising so many
dren, it should be noted, is set in a town even charged issues long before other shows dared. In-
smaller and more bucolic than Springfield. Pine deed, primetime still hasn’t caught up in most
Valley is a suburb of Llanview, Pennsylvania (set- cases. And the Natalie/Ross/Palmer Cortlandt
ting of One Life to Live, which follows it on abc adultery/date rape story line was among the earli-
and which is in turn located somewhere outside est and most daring examples.
Philadelphia). Pine Valley is thus almost village- As the trial itself played out, things, quite real-
like in social composition and in many ways far istically in this case, looked bad for Natalie. She
less socially realistic than GL’s Springfield. On had arrived in town as a “bad girl” character, out
AMC, the concept of class is elided in favor of a for what she could get, and had not been rehabili-
more fairy tale-like community structure made tated sufficiently by the time of this storyline to
up of “rich” people, really rich people, and tempo- store up much good feeling. Thus, her recent
rarily “poor” people. But here too there are long- adultery with the accused made it difficult to
standing characters who play police officers and imagine a jury believing her. But then, as could
lawyers and doctors and their roles in the life of only happen on soaps (certainly not, for example,
community are central. Here too there are key in the O. J. Simpson case), the defendant himself,
families who own and control most institutions having witnessed a gang rape that suddenly put his
and who intermarry and tangle with each other own act in a new perspective, actually confessed,
incestuously and eternally. There are just fewer entered counseling, and volunteered, upon release
of them. The Martins, whose male head is, again, from prison, to work in a rape crisis center. In this
the hospital chief of staff, are the middle-class way viewers were taken through the experience in
professional equivalent of the Bauers. And the real time, in all its subtlety and nuance, and al-
Chandlers, Cortlandts, and (matriarchal) Walling- lowed to digest the emotional and political strands
fords are the property-holding, economic con- gradually, as one would indeed do in an ideal po-
trollers of the town doings. And then there is Erica litical setting in which all parties had adequate
Kane, the glamorous, ever crisis-ridden, ever mar- counsel and access to all the time and resources
ried or in love, ever engaged in some major, glam- needed to locate and sift evidence, find and bring
orous business enterprise, diva of the show, whose in witnesses, and deliberate. Soap operas, in this
campy, over-the-top character gives the show its way, open a discursive space within which the
elayne rapping 59

characters and the audience form a kind of com- Thus, the extended family created by the decision
munity. The experience is especially intense since crossed class boundaries. This story line was par-
the characters involved are so familiar to viewers ticularly interesting to Alison and me because, at
and are “visited” virtually every day, for years the time, she was herself, as a young single woman
on end. Court tv, in its best moments, can only recently out of a long-term relationship and
approximate the complexity and thoroughness deeply immersed in a career, worrying through
of this kind of coverage of emotionally-intense, the issue, so common to her generation, of how
politically-contested issues of justice and equity. and when she might be in a position to have a
The often bizarrely unconventional family and child. Springfield certainly looked like a utopian
living arrangements that arise from the extended heaven to the two of us at that time, for no “solu-
families and community relationships on soaps tion” to this common social and material dilemma
provide a similarly rich and complex represen- offered in the real world even approached the
tation of political structure and process. Again, beauty of the Springfield model.
Piercy’s Mattapoisett is brought to mind in these But parenting isn’t the only problem for which
utopian projections of a community that honors soap communities provide utopian solutions. It is
and accommodates the needs of all members for also very common on soaps for people to move in
emotional and material support and security in and out of relationships and households. And the
a feminist-informed manner. Piercy’s utopia ar- end of a relationship does not involve the kind of
ticulates a private, family realm in which vari- trauma and agony that today sends so many des-
ous choices of sexual and child-care arrangements perate souls searching far and wide, even in cyber-
are allowed to suit the varied and often chang- space, for “support groups.” On soaps, support
ing tastes and inclinations of citizens. Children in groups come to you. They find you sitting alone
Piercy’s world have three biological parents and somewhere, or being beaten by a boyfriend, and
do not necessarily live with any. They may choose they invite you to live with them or with some
households that suit them, just as those who re- other character in need of just the service you can
main childless may find ways to relate to the chil- provide. Characters who are originally derelicts
dren of the community that does not involve cus- or exconvicts or worse often wander into town
todial care or biological connection. and are immediately recognized for some won-
Similar things happen on soaps. A typical cus- derful character trait or talent and given a home
tody decision on Guiding Light, for example, ruled and work.
that two single mothers, one the birth mother, and Roger Thorpe’s awful, woman- and baby-aban-
one the adoptive mother, should share custody in doning son, for example, returned to town after
a way that gave the child two homes and mothers, several years and was promptly left a large inheri-
linked by a common community of support. The tance by Henry Chamberlain, who was killed off
fathers, as soap-fate would have it, were temporar- when the beloved actor who had played him for
ily absent at the time. The birth father, Roger decades suddenly died. Henry “just knew” that the
Thorpe’s then-awful son, had skipped town, and young man was, deep down, a good person and
the adoptive father, Billy Lewis, was in prison. The wanted to provide him with the wherewithal to
situation was even further complicated, and soci- take responsibility for his young son and become
ally intriguing, because the birth mother, Bridget a “productive member of the community.” He
Reardon, was the working-class manager of the did just those things and in short order. And, as of
boardinghouse, while the adoptive mother, Va- this writing, he is a model of nurturing, caring fa-
nessa Chamberlain, was the ceo of Lewis Oil. therhood, as well as an exemplary member of the
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Springfield community, engaged vigorously and processes are presented on soaps is, to be sure,
virtuously in several story lines in which commu- more fantastic than realistic. Issues of money and
nity issues are at stake. power are far less plausibly laid out than in Piercy’s
The Reardon boardinghouse is always full to Mattapoisett. Modes and forces of production and
brimming with such characters. They arrive in consumption, if you will, are so distorted as to be
town, crash at the Reardons, and promptly give laughable. And rituals of order and law and social
up their wicked ways and criminal schemes to management are, while not nearly so bizarre,
become whatever thing the show seems to be nonetheless far from plausible by any standard of
needing at the moment. A black character, David realism. Contradiction and elision are inevitable
Grant, for example, arrived in town as an ex- in all commercial texts, especially those that are
convict with a bad attitude. After several years at most utopian. But the ways in which soaps nego-
the boardinghouse, he reformed. But it took a tiate and mask their particular contradictions are
while to find him a career. He flirted with law, po- somewhat unusual in their explicitness and detail.
lice work, restaurant managing and finally settled Most theorists who have discussed utopia in
on becoming a civil rights activist, a job for which popular or feminist works have described the en-
he was required to leave town and the show. But gines of state as implicit. Richard Dyer, in his well-
each of his previous interests were temporarily known analysis of Hollywood musicals, describes
central to some major story line, as, in each case, the ways in which popular commercial texts at-
he worked with some other “good” character to tempt, not always successfully, to work through
solve a crime, try a case, or support and care for a and resolve the contradictions inherent in their ef-
troubled, crisis-ridden female character. In this forts to suggest a utopian world within a system of
way, he was integrated into the family and com- representation very much tied to and dependent
munity life of the major characters and, while for upon the existing order. For him, the solution in-
the most part unattached and unfamilied, was in- volves a substitution of emotion for detailed polit-
cluded in the (largely white) social and family rit- ical mapping. “Entertainment does not . . . present
uals and gatherings.18 models of utopian worlds, as in the classic utopias
In the same way, children who have been of Sir Thomas More, William Morris et al.,” he
abused, who are left orphaned and homeless, or says. “Rather the utopianism is contained in the
who have simply run away from their families be- feelings it embodies.” Nonetheless, I am suggest-
cause they reject their values, are always instantly ing that there is indeed something much closer
incorporated into other, suitable homes, whether to an actual social model in the soap representa-
a nuclear family, a large home in which a sprawl- tion of community than Dyer finds in Hollywood
ing extended family of relatives and friends live, musicals, although the soap model is textured
or a commune-like boardinghouse, like the Rear- with the same contradictions and “gap[s] between
dons’. People thus do not ever really live alone on what is and what could be” that Dyer rightly at-
soaps. Nor are they forced to conform to a single tributes to all such commercial forms.19
social or sexual norm or lifestyle or family unit in To see how this is done, it is useful to compare
order to have a “family” and community of sup- Piercy’s Mattapoisett with the soap imaginary.
port. It is no surprise that viewers especially love Mattapoisett is a socialist-feminist utopia that
the holiday celebrations that take place, in real does indeed include detailed, discursive blue-
time, on every soap. For so many, especially older prints for ownership and decision-making pro-
women living alone, it is the only family or com- cesses, which is plausible, if one assumes the ex-
munity celebration they may be invited to. istence of a state government committed to
The way in which these utopian structures and investing in technological development for hu-
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man rather than military or commercial ends. The male or female, well born or orphaned, simply
political and economic foundations of soap insti- prospers, through the goodness of her soul and
tutions, while also fairly elaborately laid out, are those of the equally “good” power brokers and
far more contradictory and implausible. The most owners who provide material security and mete
important difference is in the portrayal of owner- out perfect justice. If soaps are informed by a fem-
ship and property issues. Where Mattapoisett’s inist set of values, then, it is a set of values based,
public hearings and trials, elections and economic at root, on the most hopelessly essentialist as-
negotiations, family and child-care polices, all sumptions, if not about gender difference, cer-
grow organically out of the radically democratic tainly about human nature.
and collectivized ownership and decision-making It is by presenting so patently absurd a view of
structures established as foundational, soap op- money and power that soaps manage to elide what
eras simply impose a retrograde, almost medieval, I think of as the “Procter and Gamble problem”:
and insanely implausible structure of ownership the problem of how to present a world in which
and power relations upon their idyllic communi- gender justice really reigns without challenging
ties. In every soap, there are two or three corporate the corporate structure that sponsors these fan-
lords who own virtually everything in the town tasies and uses them to sell heart-breakingly inad-
and so provide all the employment and control all equate substitutes for the pleasure and fulfillment
the media and other institutions. Nepotism and that the characters on the shows and in the com-
monopoly are thus givens in these realms. mercials seem to enjoy. Things happen on soaps
Nonetheless, while these powerhouses are in the same “magical” way, to use Raymond Wil-
often the most “evil” of villains, at least in their liams’s term, that they happen in commercials. In
dominant mode, things always work out in the in- commercials happiness, justice, freedom, and so
terest of democracy because justice and virtue on are seen, quite magically, to arise out of the
always magically triumph, and the corporate, pa- consumption of commodities that, in fact, do
triarchal tyrant, at the proper moment, invar- not have the slightest ability to provide them.20
iably undergoes one of those always temporary Similarly, on soap operas, justice and freedom
conversions to “goodness.” The Ross Chandler and goodness and bliss arise quite magically out
conversion is typical. But such things happen of a system that, if realistically portrayed, would
regularly to even the most powerful male figures. inevitably thwart, by its foundational principles,
Adam Chandler, of AMC, for example, has a twin the very happiness it is shown to promote. The
brother who is as pure and simple and good as Ross Chandler date rape trial is a perfect example.
Adam is usually evil. Nonetheless, when Stewart, A legal system in which, somehow, characters are
the twin, married a woman dying of aids and compelled to act on principle, even if their very
adopted her son, Adam eventually came around lives, fortunes, or reputations are at stake, is a
and supported the couple in ways that made it system very different from the one in which
possible for him to remain within the feminized O. J. Simpson and William Kennedy Smith were
utopian community, at least for the moment. tried.21 For in the real world, money, class posi-
Thus, “good” always emerges out of the “good- tion, and the gender biases that inform all insti-
ness” of human nature, a human nature that— tutions are driving forces not only in legal pro-
and this would horrify Karl Marx and Marge ceedings, but also in the molding of a defendant’s
Piercy—has no relation whatever to the social own character and his decision-making processes.
conditions in which it thrives. Race and gender Soaps are a bit like extended versions of commer-
and class never play a role in one’s fate here, at least cials, then, in the way in which the “magical”
not for long. A “good” person, white or black, thinking of sponsors is drawn out, as in the fa-
62 hop on pop

mous Taster’s Choice coffee romantic “miniser- science to reveal. No real court of law would allow
ies” commercial, into long, equally implausible such irregularities. Similarly, hearsay, personal
story lines. The relation between commercials opinion about motives and character, and so on
and dramas, after all, is integral.22 AMC ’s Dr. Cliff were included with no objections, if they were
Warner, of “I’m not a doctor, but I play one on crucial to the feminist-informed understanding of
television” fame, shamelessly sells aspirin to an what the issues in the case were. Ross’s confession,
audience of viewers who wish to believe that the for example, would have demanded any number
medical and pharmaceutical industries actually of hearings and rulings to be permitted, once he
operate by the humane and ethical principles that had pleaded innocent. In soaps, however, doing
drive the doctors and hospitals on the soaps. the right thing, from a feminine, humane point of
The feminist-informed public world of soaps view, is all that is needed for testimony to be con-
is one that bears absolutely no relationship to sidered relevant or even crucial.
economic and political reality. Nonetheless, as I I have mentioned Carol Gilligan’s moral vi-
have been arguing, there is a fairly elaborate set sion as an implicit aspect of the soap imaginary.
of laws and rituals and policies, unmoored as they But even more telling in this regard is an essay
are from economic and political reality, that gov- by Kathleen Jones in which she applies feminist
ern the social world of soaps. The trials do indeed moral assumptions to traditional male theories
follow actual legal practice, to a point. The board of public sphere politics and suggests how they
meetings and nurses’ stations and police proce- might lead to a radically transformed version of
dures, for all their clumsy gaffes and goofs in the justice and political authority. “The standard anal-
interest of plot, do operate according to a relative ysis of authority in modern Western political the-
coherent logic and system. If it is difficult to rec- ory begins with its definition as a set of rules
ognize these images of public life as “political,” it governing political action, issued by those who
may be because the melodramatic conventions of are entitled to speak,” she writes. But these rules
soaps render their political vision so unrealistic “generally have excluded females and values asso-
as to seem muddle-headed and naive, as women’s ciated with the feminine.” Moreover, she argues,
ideas about how to run society are so often la- the “dominant discourse on authority,” in plac-
beled. But it is in fact the very use of melodramatic ing “strict limits on the publicly expressible, and
conventions that allows soap operas so easily to limit[ing] critical reflection about the norms and
incorporate and transform traditional male po- values that structure ‘private’ life and which affect
litical, legal and economic matters into an essen- the melodies of public speech,” further ensure that
tially feminine, and implicitly feminist, worldview. female values will be marginalized within a private
Again, the Chandler trial serves as a perfect ex- realm. Thus “compassion and related emotions”
ample. It did follow understandable, recognizable, are rendered “irrelevant to law and other policy
procedures of testimony from witnesses and prin- matters.” 23 As Tom Hanks’s character put it in the
cipals, arguments from defense and prosecution, film A League of Their Own, “There’s no crying in
and sentencing hearings and decisions. The way baseball.” Or in court or in the military or in Ma-
in which characters were allowed to testify, how- hogany Row.
ever, was often unbelievably absurd. Characters, This is hardly the case on soaps. There is indeed
for example, were allowed to simply rise up and crying and wailing and gnashing of teeth, as well
demand to be heard, because of the “urgency” of as other public expressions of emotion and per-
the testimony they were suddenly moved to share sonal concern, in all the public arenas in which
or the events they were suddenly driven by con- right and wrong, justice and human well-being are
elayne rapping 63

determined. And they are heeded and considered they so aggressively inject such values into their
legitimate. Compassion, especially, is always rele- portrayal of every sphere of life and so flagrantly
vant. Because of this, soaps’ hearings and proce- reject the conventions of aesthetic realism that are
dures arbitrate public matters in ways that implic- valorized in our culture, soaps risk the laughter
itly, if implausibly, echo the political ideals of and derision of those who maintain the artistic
feminists. The 1960s model of consciousness-rais- and literary canons.
ing meetings and public speak-outs, in which The (gender- and class-based) shame that fans
women “spoke bitterness” and linked private feel in watching soaps is therefore understandable.
emotional suffering to public institutions and But it is based on a faulty psychological assump-
policies, offers a useful comparison. In both there tion that fans too often internalize: that pleasure in
is an effort to correct for the failings of the mas- soaps amounts to taking them at face value. This is
culinist public sphere by recognizing the subjec- hardly the case. In fact, laughter and ridicule are
tive and emotional realities of women’s experi- very much a part of the viewing experience of fans.
ence. Again, the Chandler date rape trial comes to Viewers understand and laugh about most of the
mind. But so do many other situations. The Rear- contradictions and “gaps” of the form, as any ca-
don/Chamberlain custody hearing, for example, sual scanning of the cyberspace bulletin boards
was interrupted by Bridget Reardon herself who, covering soaps will reveal. This indeed is among
for love of the child, suddenly offered, without the more sophisticated pleasures of viewing. Fans
benefit of counsel, the compromise suggestion of happily suspend disbelief for the pleasure of es-
shared mothering that the judge, a woman herself, caping into a fairy tale realm in which dreams and
simply accepted as ideal, based on a shared notion desires and fantasies, despite what we know is
of what was best for the child. The key here was the plausible, seem magically to be fulfilled.
wrenching sincerity of the emotions of the two This aspect of viewership and fandom became
obviously deeply loving women. The extent of an important element in the soap watching ses-
their tears and wails was enough to convince the sions I shared with my children. As they grew older
judge that they would do right by the child in and more experienced and sophisticated about
this wholly unprecedented ruling. Nor was there politics and narrative, the issue of “realism” peri-
ever any mention of social issues or of the finan- odically came up in contexts that engendered in-
cial arrangements between the two very differently creasingly complex and sophisticated discussions
propertied and positioned women. In real life, about the vexed relationship between social reality
by contrast, as economically strapped, uncon- and what is filtered through the lens of popular
ventionally “lifestyled” women who have been commercial texts. On soaps the distinction be-
through the process know too well, such material tween what is possible and what is desired and de-
and “moral” concerns actually dominate custody served is elided if not dissolved. But in life this is
hearings. hardly the case. Teasing out and dissecting these
Thus, that soaps are excessively melodramatic contradictions was among the most fruitful and
and emotional, and therefore highly unrealistic, is, exhilarating aspects of our soap habit. It still is.
from a feminist viewpoint, affirmative. For in fem- And, as my own examples of my talks with Al-
inist theory, as feminist social theorists in so many ison illustrate, such sophistication about media
disciplines have continued to demonstrate, it is and politics is not bought at the expense of plea-
the exclusion of the values of the private, domes- sure. On the contrary, the pleasure becomes
tic sphere from issues of justice and equality that richer, more empowering even, as it is inflected
must be addressed and corrected.24 But because with increasingly complex, contextualized strands
64 hop on pop

of knowledge and insight. “Against the grain” edging the distance between our dreams and our
reading practices, as is well known by now, are a realities in a way that those whose tastes run only
common ingredient in the pleasures of fandom. to more fashionably cynical forms may be able to
As my opening example of a conversation between avoid.
Alison and me indicates, there is a quite compli-
cated set of assumptions that inflect our by now
Notes
habitual shorthand discourse about soap opera.
We readily jump from one plane to another in our Because of the delay in the publication of this book,
discussions, now savoring a utopian moment, some of the examples in this essay are not current.
now laughing uproariously at the idiotic apparati 1 For a vivid example of the amazingly optimistic utopi-
anism of the New Left, see Michael Lerner, The New So-
that enable such fantasies, now expressing con-
cialist Revolution (New York: Dell, 1970).
tempt at the ways in which soaps deflect from and
2 Fredric Jameson, “World-Reduction in Le Guin: The
distort painful social realities. Emergence of Utopian Narrative,” Science-Fiction Stud-
Nor is our conversation as one-dimensional in ies 2 (1975): 233.
its focus on representation and textuality as it was 3 Louise Spence, “They Killed Off Marlena, But She’s on
in the early days, when affirmative images were all Another Show Now,” in To Be Continued . . . : Soap Op-
we were after. Today, we are likely to jumble to- eras around the World, ed. Robert Allen (New York:
gether in any given conversation, in ways which Routledge, 1995), 193.
4 John Fiske, Television Culture (New York: Methuen,
make perfect sense to us, facts and tidbits from
1987), 197.
soap narratives, current headlines, personal issues,
5 See especially Tania Modleski, Loving with a Vengeance:
and behind-the-scenes information about the in- Mass-Produced Fantasies for Women (New York: Me-
dustry itself. The reality of aids and aids research thuen, 1982), and Martha Nochimson, No End to Her:
funding; the fantasy world of medical research on Soap Opera and the Female Subject (Berkeley: California
tv; the star system and its economics as driving University Press, 1992).
forces in the development of story lines—all these 6 Barbara Ehrenreich and Deirdre English, For Her Own
are taken for granted as we continue to watch and Good: 150 Years of the Experts’ Advice to Women (New
York: Anchor, 1978), 323.
derive pleasure from the events and characters on
7 That Guiding Light is now in serious ratings decline,
Guiding Light. This is, after all, the way in which causing panicky speculation on the Internet that it will
fans everywhere, as the literature on readerships shortly be canceled, is surely related to its rather old-
and interpretive communities teaches, read and fashioned social geography, in which a sense of old-
discuss popular texts. fashioned working-class culture, based on clearly delin-
Michel Foucault, in writing about the relation- eated working-class communities, as was until recently
ship between art and madness, credits art with still recognizable in cities like Pittsburgh, is still val-
orized. Alison’s and my nostalgic loyalty to the series is
“interrupting” the long-standing, tyrannical reign
infused, to a degree, with nostalgia for the political cli-
of bourgeois reason and creating a space for the
mate of that city in those years in which we lived, and I
return of the repressed. The work of art “opens a was politically active, there.
void,” he writes, “where the world is made aware 8 The importance of feminism’s growing influence
of its guilt.” 25 It is in the nature of oppositional on women’s-oriented popular culture cannot be over-
works to invoke this kind of social guilt. But looked as a politically encouraging factor here, one that
soaps go a bit further than that. They offer a is not often enough recognized in these depressing po-
glimpse of a social order in which the guilty may litical times. For it is encouraging that soap operas, and
a bit later other equally disreputable “women’s genres,”
be redeemed. And when we laugh at the absurdity
were far ahead of more highly regarded cultural and in-
of this vision, we are, at the very least, acknowl-
formational forms in treating gender issues progres-
elayne rapping 65

sively, in accord with feminist thought. At least one rea- more of the right toys and clothing than others do, or at
son is surely that the producers of these forms were least to keep up. In trying to tease out the negative and
aware of, and, for economic reasons, responded to, the positive aspects of this culture—pleasure, beauty, and
growing influence of feminism on the women viewers fun are very real features of commercial culture for
and consumers they targeted. children and adults—soaps pointed to a different kind
9 The actor who plays Philip during these years, as I write of money and production system. It was clear, from
this, just returned to the role, along with the actor who Pine Valley’s example, that if one could indeed live in
played Rick Bauer, Ed’s son (now himself a doctor) and a world of plenty, in which individual and collective
Philip’s best friend. Alison and I are, of course, thrilled choices about clothing and other pleasure-providing
about this, and are eager to share the news with Jon. items could be easily accommodated, without the anx-
10 The seminal, classic texts in which the political nuances iety-provoking pressures of competition, conformity,
of the public/private split, as articulated by second- scarcity, and the need to accumulate and hoard, even
wave socialist feminists, can be found in Women, Class, Barbie might lighten up and fatten up a bit. The Barbie
and the Feminist Imagination, ed. Karen Hansen and issue is also a gender and sexism issue. In Piercy’s utopia
Ilene Philipson (Philadelphia: Temple University Press, this problem is tackled and resolved, again through the
1990). device of offering infinite choice and variety in every
11 See Thomas Schatz, Hollywood Genres: Formulas, Film- sphere of life. In soaps, this is hardly the case and this
making, and the Studio System (Philadelphia: Temple problematic must also be addressed when discussing
University Press, 1991); Christine Gledhill, ed., Home their fictional worlds with children.
Is Where the Heart Is: Studies in Melodrama and the 17 The lesbian story line involved a regular character who
Women’s Film (London: BFI, 1987); and Fiske, Television had—as have all women soap characters have had—
Culture. Francis Ford Coppola’s Godfather series is a bad experiences with men. She became attracted to her
useful example of how these contradictions may be daughter’s therapist, an “out and proud” lesbian, and
used self-consciously to critique the very social struc- began a relationship with her. As usual, the community
ture that enforces them. was fraught with tension and heated debate. Finally, the
12 Frances Bartkowski, Feminist Utopias (Lincoln: Univer- decent characters, including the woman’s mother, came
sity of Nebraska Press, 1989), 15. to consensus: if the young woman was happy, the rela-
13 Carol Gilligan, In Another Voice: Psychological Theory tionship was acceptable. The story line abruptly ended
and Women’s Development (Cambridge, MA: Harvard soon after, however. And even as it played out, no phys-
University Press, 1982), 57. ical contact of any kind between the two women was
14 Angelika Bammer, Partial Visions: Feminism and Uto- shown.
pianism in the 1970s (New York: Routledge, 1991), 44. 18 The problem of race on soaps is vexed. Black characters
15 This is a feature of daytime soaps, it should be added, do figure increasingly prominently on soaps, and at
which strongly differentiate them from their nighttime times an interracial relationship will be portrayed, gen-
counterparts. Ien Ang, in her discussion of Dallas, for erally as a controversial issue for the community (as
example, in Watching Dallas: Soap Opera and the Melo- Clarence Thomas would like us to believe), with no at-
dramatic Imagination (New York: Methuen, 1985), 71, tention whatsoever to race as a factor in their lives. Of
points out that it is family that serves as a haven from course, they must be given a black love interest or re-
the heartless outside world of business and politics, main celibate— except when the writers are willing to
which is seen as “a hotbed of activity threatening to the tackle “the race issue.” Thus the matter of race is always
family.” This is radically different from the daytime awkwardly and inadequately handled.
strategy, in which the line between the spheres blurs. 19 Richard Dyer, “Entertainment and Utopia,” in Movies
16 It is worth noting here that it was this very feature that and Methods, vol. 2, ed. Bill Nichols (Berkeley: Univer-
often served most useful in my talks with my children sity of California Press, 1985), 229.
about the sticky issues raised by consumerism, in a 20 Raymond Williams, “Advertising: The Magic System,”
world in which social status and peace of mind often in Problems in Materialism and Culture (London: Verso,
seem, and not only to children, to have so much to do 1980).
with the crazy-making need to accumulate more and 21 I am not suggesting that the Simpson verdict was in-
correct. I do not actually think it was, because the issues Cardboard Patriarchy:
of racism and corruption in the Los Angeles police
department were, in my view, determining factors that Adult Baseball Card
compromised the evidence against Simpson enough to
produce reasonable doubt, certainly in the minds of a
Collecting and
large black jury. I am only commenting here on the be- the Nostalgia for
havior of Simpson himself, as a man already known to
be violently misogynist, whether or not he committed a Presexual Past
the particular crime of which he was accused.
22 The tricky relationships among the various elements of John Bloom
soap textuality and viewership are cleverly developed in
my Paper Tiger Television segment, “Elayne Rapping
Only four sparks [remain] in my memory—four im-
Reads Soap Operas.” The producer, Dee Dee Halleck,
ages that root me to this epoch:
intercut my analysis of the form with ironically juxta-
posed story clips, Procter and Gamble commercial 1) The sound of Don Pardo’s booming voice.
clips, and interviews with the residents of Staten Island 2) The sight of Richard Castellano’s sister naked.
(where the Proctor and Gamble plant is located) about 3) The fear that Albert Dorish might beat me up.
the health problems they have experienced because of 4) My three shopping bags full of baseball cards.
the toxic pollution problems caused by making Ivory —brendan boyd and fred harris, the great
soap “99 and 44/100 percent pure.” american baseball card flipping, trading,
23 Kathleen Jones, “On Authority: Or, Why Women Are and bubble gum book
Not Entitled to Speak,” in Feminism and Foucault:
Reflections on Resistance, ed. Irene Diamond and Lee Consciously, it may just be a love of the sport. . . . Un-
Quinby (Boston: Northeastern University Press, 1988), consciously, I’m sure for me, it’s vicarious. I was never
119, 130 –31. good enough to play. . . . It’s also an unconscious search
24 Feminist legal theorists have written extensively and for order in life. You’re always aiming to complete a set,
with particular relevance on this point. See especially
and that’s a sense of security.
Martha Fineman and Nancy Thomadsen, eds., At
—adult male baseball card collector interviewed
the Boundaries of Law: Feminism and Legal Theory
in the detroit free press, at a detroit baseball
(New York: Routledge, 1991) and Martha Fineman and
card show, 1974.
Martha McCluskey, eds., Feminism, Media and the Law
(Oxford: Oxford University Press, 1997). It sounds to me like they’re jealous. . . . Sure we’ve ru-
25 Michel Foucault, Madness and Civilization (New York:
ined their hobby, but isn’t that what America is all
Random House, 1965), 278.
about?
—baseball card speculator alan “mr. mint” rosen
in the wall street journal in 1990, on how he
and other baseball card profiteers have affected
the hobby.

During the 1970s and 1980s, the hobby of baseball


card collecting underwent a radical transforma-
tion. For the better part of a century, sports card
collecting had been something most North Amer-
icans had associated with children, but by the late
1970s, adults, primarily men, had taken an active,
if not dominant role in the collecting hobby. As
sports card collecting underwent this change, pop-
john bloom 67

ular news sources began to pay increasing atten- present. As Marshall Berman has noted, the pro-
tion to it. Newspapers, magazines, and television gressive ideologies of modern societies often leave
news focused mostly upon the extravagant prices individuals feeling alienated and disconnected
for which collectors were allegedly selling their from one another by continually destroying social
cards at baseball card auctions and shows. Yet, as formations of the past and recreating them anew.
the epigraphs above illustrate, the hobby also res- He notes how nostalgia addresses this sense of dis-
onated with its practitioners in other more cultur- connection, providing a ghost-like memory that
ally complex and gender-specific ways. As col- questions the validity of modern ideas of “prog-
lectors pieced together sets, bought and sold ress.” 1 Yet the past imagined through nostalgia
cards, and engaged in a collectors’ market charac- can also secure dominant ideologies, such as those
terized by hoarding and inflation, they rendered a surrounding gender and race. In the specific case
popular culture artifact a nostalgic icon of a stable of baseball card collecting, nostalgia serves as a ba-
and “innocent” past rooted in male preadoles- sis for homosocial bonds that appear universal,
cence and middle-class whiteness. but in fact are quite contradictory. Differences be-
Over the past twenty-five years, a subculture tween men based upon ethnicity, race, geography,
made up primarily of white, middle-class adult generation, and class are covered over. In addi-
males has emerged around the hobby of baseball tion, even though appeals to values of patriarchal
card collecting. Many involved in this hobby have authority and family autonomy are central to nos-
understood baseball cards as an authentic link to talgic images that circulate within the hobby, the
the past as well as to other men, emblematic of a material basis for the realization of these ideals has
nostalgia for a presexual boyhood firmly rooted in been undermined during much of the twentieth
the white, middle-class home of the 1950s. This century.2
particular symbolic understanding of baseball When I write that collectors within their sub-
cards is important because it raises questions that cultural practices nostalgically recall a presexual
help to interpret adult baseball card collecting, past, I refer to a nostalgia for a time in their life
and baseball nostalgia more generally, as politi- course that one would most often call preadoles-
cally significant cultural expressions, particularly cence. However, I deliberately understand their
with regard to issues surrounding gender and race. nostalgia as presexual because of the way in which
Why would men be interested in representations baseball cards seem most often to evoke memories
of their preadolescent years, especially ones that of this period of life. Collectors repeatedly told of
they remembered as exclusively male and rela- how baseball cards became “uncool” when they
tively homogeneous? To what aspects of contem- were expected to begin taking interest in dating,
porary life in the United States is an activity like or, in other words, when they were first expected
baseball card collecting a response? to activate heterosexual identities. Thus, sports
An activity like baseball card collecting is an memorabilia collectors, and discourses that they
important one to examine because it provides a engaged with through their hobby, not only
concrete site where cultural discourses circulate tended to associate baseball cards with male, ho-
and where meaning is created and constituted. mosocial relationships that characterize white,
Central to what I observed within the hobby of middle-class boyhood, they understood such rela-
baseball card collecting is what I have termed a tionships as located at a moment within middle-
nostalgia for presexual identity. In the case of card class childhood before socially sanctioned expres-
collectors, I see this nostalgia as a particularly con- sions of sexual desire could be publicly addressed.
servative expression, but also a contradictory one During the late 1980s and the early part of 1990,
that draws from alienating circumstances in the I spent a great deal of time attending baseball card
68 hop on pop

shows in the metropolitan area of a major city in and gum products, filed a federal antitrust suit
the upper midwestern United States. I draw my against the Topps Corporation of Brooklyn, New
answers to the preceding questions largely in re- York, a company that had enjoyed a virtual mo-
sponse to that which I observed firsthand in a par- nopoly over the production and sale of sports
ticular place at a particular historical moment. My trading cards since 1956. Fleer alleged that the ex-
conclusions, therefore, are not meant to provide clusive contracts Topps signed with players, major
readers with a definitive meaning of adult base- league baseball, and the Major League Baseball
ball card collecting. Instead, I am more interested Players Association constituted a restraint of
in opening up questions about the desires that trade. In the late summer of 1980, Judge Clarence
men express through their hobbies, pastimes, and Newcomer ruled in favor of Fleer. The ruling
subcultures, particularly those organized around opened the door for Fleer, and a third company,
sports spectatorship. Donruss of Memphis, Tennessee (then a wholly
As the brutally honest statement by Alan owned subsidiary of General Mills), to produce
“Mr. Mint” Rosen suggests, there is a tragic irony complete baseball card sets for the 1981 season.
involved in the search for authentic community Fleer only received damages of $3 million (they
and identity within objects firmly rooted in com- had asked for $17.8 million), but their new set was
mercial culture. However, the baseball card col- very successful. Although the U.S. Circuit Court
lecting hobby that I observed was not only the of Appeals overturned Newcomer’s decision only
product of slick marketing and commercial ma- a year later, Topps only maintained exclusive
nipulation, but also a popular subculture, one that rights to market cards with a confection. Fleer and
must be understood as meaningful within the Donruss maintained the licensing agreements
contexts of its practitioners’ daily lives and com- they had worked out with major league baseball
plex personal and social histories. At the same and the players’ union, and simply sold their cards
time, it is different from other subcultures that without gum.5 Yet I discovered that most collec-
have been studied and interpreted by cultural tors practiced their hobby in a manner that was
scholars because of its largely conservative and very similar to the way the man from Detroit,
nostalgic orientation.3 The practice of “set collect- quoted at the outset of this chapter, described his
ing” provided perhaps the most intimate context collecting practices in 1974. Their primary collect-
in which I observed collectors expressing them- ing activities surrounded the collection of “sets.”
selves within the hobby. Most collectors used the term “set” to refer to
all of the cards produced by a company during a
particular year. Collectors also sometimes created
Set Collecting and the Baseball Card Subculture
their own sets, defining a particular category and
By the time I began interviewing collectors, at- attempting to complete it. The collection of sets
tending shows, and spending time in baseball card comprised the most common collecting practice
shops in the late 1980s, baseball card collecting had within my interview sample. Nineteen out of the
become a large and extremely complex hobby in thirty males whom I interviewed, for example, re-
the United States and Canada.4 Perhaps the most ported that they either had drawn satisfaction
important changes that helped to promote base- from collecting full company sets in the past, or
ball card collecting in general during the 1980s, were continuing to do so in the present. Of the re-
however, took place within the baseball card man- maining eleven, five collected more self-defined
ufacturing industry itself. In 1975, the Fleer Cor- sets, such as so called odd-ball cards, rookie cards,
poration of Philadelphia, manufacturers of candy and teams.6
john bloom 69

The collection of sets is noteworthy for two upset the coherence of a set. Once more, even
major reasons. First, it illustrates an active way in though acquisition was important to childhood
which a popular culture audience involved them- collecting practices, men also recalled that they
selves with a form of commercial entertainment. had also often incorporated baseball cards into
At the very least, the act of collecting a set of either forms of play with other boys.
new or old cards required some level of organiza- The fragmentation of collected objects from
tion, active effort, knowledge, and at times dogged the contexts in which they had originally been
tenacity. Second, and more important, hobbyists meaningful, and the subsequent reification of
who pieced together sets provided me with in- them as constituents of a collected set, is not
sights into baseball card collecting as a particularly something unique to baseball card collectors.7 Yet
male sports fan subculture. The pleasures and fan- baseball card collecting is also a fan subculture,
tasies that made sets meaningful to the collectors and the importance of set collecting within it tells
I interviewed have an important relationship to us a great deal about the men I observed and their
gender. The processes involved in recapturing a gendered orientation toward sports spectatorship.
set of baseball cards were sometimes evocative of Henry Jenkins, in his work on female-based media
the rituals and play that the men interviewed re- fan cultures, borrows from the literary criticism of
membered as surrounding baseball cards when Michel de Certeau, who coined the term “textual
they were boys, particularly practices of bartering poachers” for readers who appropriate aspects of
and hoarding baseball cards. As adults, the act of literary texts they read for their own purposes.
collecting sets brought them back into the kind of Like readers of literary texts who “poach,” Jenkins
all-male relationships they recalled from their pre- sees fans as cultural nomads operating “from a po-
adolescent years. Collectors often told me that sition of marginality and social weakness” in rela-
baseball cards reminded them of their childhood tion to the cultural forms they enjoy. They have
friendships with other boys, recalling how the very little creative control over the production
hobby was part of a larger boys’ culture that in- of commercial culture around them, but they can
cluded sports, watching television together, and negotiate their way through it, actively “poaching”
riding bicycles around the neighborhood. The certain aspects of their media experiences and re-
adult hobby reminded some of a “fraternity,” pro- assembling them in ways that are meaningful to
viding an arena for male “bonding.” In addition, their social experiences.8
the set collectors I observed attempted to create a Jenkins draws two conclusions about fans
coherent order with their cards, one that linked as poachers and nomads. First, they are social—
them to this idealized past without any contradic- their practices gain meaning from and are rein-
tions, gaps, or digressions. To repeat the epigraph forced through interactions with others. Second,
from the Detroit collector, “You’re always aiming they blur the boundaries between cultural pro-
to complete a set, and that’s a sense of security.” By ducers and cultural readers—they create and cir-
striving for such seamless connections, however, culate their own artistic formulations from the
adult collectors fragmented their cards from many representations produced for them on television
of the playful games and interactions that had or within other forms of media culture. These are
made these objects meaningful to them as chil- both characteristic of the baseball card collectors I
dren in the 1950s, 1960s, and 1970s. Collecting an observed.
ordered set often meant that collectors could not Collectors published their own newsletters and
look at or handle their cards very much, for such magazines, promoted their own shows, and cre-
handling might ruin the condition of cards and ated their own displays for cards. In fact, some
70 hop on pop

even created and circulated their own baseball chose for this purpose, and the ways in which they
card sets. “Broders,” cards illegally produced by a put those texts back together, did not often repre-
legendary renegade sports fan whom interviewees sent an attempt to create many new alternatives.
identified as “George Broder,” were very widely Rather, it reflected an effort to find and reestablish
distributed at shows. Such cards featured color a stable sense of order from the cultural symbols
photos of athletes printed on one side of a blank of their past.
card, and were published without the licensing
agreements necessary for the sale of such prod-
“Building” Sets
ucts. They illustrate fans’ attempts to take control
of media images by evading copyright laws meant There were two basic ways of collecting sets that I
to protect the interests of cultural producers over observed. First, some collectors would work at ob-
those of cultural consumers.9 taining sets of older cards. Men were often origi-
Yet the sports fan culture I observed was differ- nally prompted to do so after they or (contrary to
ent from the media fan cultures described by Jen- popular collecting folklore) their mothers found
kins in important, largely gendered ways. Jenkins their old collection from their childhood. Such
argues that the female character of the fan groups collections were usually incomplete sets, so collec-
he studied was important because their members tors often sought to “fill them in,” or buy the cards
felt especially marginalized by the processes of that were missing from their childhood collection.
media production that, particularly in the case of In addition, as a set might have anywhere from
science fiction, favored male audiences. Because of 300 to over 700 cards in it, completing a set could
this, such fan cultures are especially nomadic be extremely time-consuming. Depending on the
as they lack any close “proximity to writers and year of the cards they were seeking, collectors
editors” who produce the texts from which they could spend hundreds, or even thousands of dol-
poach.10 lars on these cards. The price of a card depended
By contrast, baseball card and memorabilia on a number of factors: its scarcity, its desirability
collectors have a great many allies in the popular (was the player a star or was he a “common”?),
media. They have entire sections of the newspaper and its condition. Collectors often used nationally
devoted to the interests of their fan cultures, and published price guides to help them compare
writers within them, often current or former col- costs, and often adopted the standards of those
lectors themselves, who frequently recollect bit- guides. As price guides placed cards in “mint”
tersweet memories of flipping cards and opening condition in the highest-priced category, most
their first packs. This creates a remarkable bond collectors sought the most pristine cards they
among some quite diverse groups of men along could afford so that their collections would have
commonalities of gender identity. At the same “value.” They usually avoided cards with bent cor-
time, it does not create the same sense of margin- ners, creases, writing on them, or off-center print-
ality from mass media production felt by many ing. Once they finished filling in a set, collectors
other fan cultures. Those I interviewed could of- often attempted to move on to another, trying to
ten identify major newspaper writers like Thomas fill in the gap of missing cards between their child-
Boswell or George Will who felt just the way they hoods and the present.11
did about baseball. The second kind of set that collectors would
This is not to say that collectors, like other buy were those of new cards. At any baseball card
fan cultures, were not trying to “make sense of show or shop, collectors could purchase an al-
their own social experiences.” But the texts they ready sorted full set of new cards produced by any
john bloom 71

of the five companies making baseball cards in still owned many of the cards he had collected as a
1990. These were called “factory sets,” and often boy, his sets not only connected him to the past,
collectors would routinely buy all of those pro- but also to the future: his potential children. In
duced by each company every baseball season. other words, his baseball card sets, which have re-
With the proliferation of card sets by the early mained stable, constant entities over time, were
1990s, however, many collectors found this to be a a part of how he both remembered the past and
difficult task to manage financially, and in fact imagined the future. This sense of stability over
could not afford to keep up with all of the cards time illustrates a great deal about how Tim and
being produced. In order to do this, or even to af- other collectors imagine the past through their
ford older cards for sets they might have been try- hobby. Like other nostalgic practices, baseball card
ing to fill in, collectors often bought cases of new collecting tends to represent something timeless
cards at wholesale prices. They would then open and stable for its enthusiasts. It connotes a mem-
up the packs of cards in the cases and sort them ory that is uncomplicated and straightforward.
into sets themselves. By doing so, they could get Baseball cards were part of his childhood, and, as
four or even five sets from a case, saving money on he hoped, might be part of his own child’s as well.
the cost per set. They could also potentially get Sets became important to collectors in this
a large number of duplicate cards that featured manner largely through the process of collecting
a valued contemporary star like Cecil Fielder or them. This process was at least as important and
Kirby Puckett. Collectors used such cards and sets meaningful to many collectors as the cards them-
to barter for other cards, either new or old, that selves. Barry, a thirty-one-year-old ups delivery
they thought they needed. driver, characterized his collecting as “almost like
Collectors often felt very proud of their sets an addiction.” Like Tim, his hobby was centered
and were somewhat protective of them. Despite around the collection of sets.
the fact that they might be able to sell off their
I’m more of a set collector. I try to get the whole set.
sets for hundreds, perhaps even thousands of dol-
And yeah, that always makes you feel good when
lars, many collectors whom I interviewed were
you complete a set. That’s what you strive for. And
like Tim, a junior marketing executive in his late
it’s really hard to do, especially in a lot of the older
twenties, who said he would not ever sell his set,
sets because of the financial, the prices of the cards
even though it included some very valuable cards.
are so high now. Those are the goals I do set, to
“Like I say, it’s just a hobby for me. It’s just the col-
complete the set. I know other people, that’s what
lecting; I like to—my goal is just to keep building
makes the hobby real good too.
my collection until I get a real nice collection. I feel
if I ever have kids of my own and they want to Barry referred to his collecting practices as in-
start, then—I can give them some of mine, or we volving the “building” of sets, a common way of
could do it together, or whatever.” discussing the hobby. It conveyed the idea that a
Tim’s orientation toward his set was not atypi- set was something one created by work, crafts-
cal. Many collectors not only valued their sets, but manship, and patience. Bob, a pharmacist in his
they saw them as extensions of themselves. Even early forties who was a prominent member of the
dealers who no longer collected sets would speak local sports card collecting club, also used this lan-
of “crossing the bridge” from collecting cards for guage to describe his hobby. He told me during
pleasure to dealing cards for money, and thus sev- one of our interviews, “I’m a set builder.” The
ering an important emotional tie to cards, the mo- process of “building” a set was so central to his
ment they decided to sell their sets. For Tim, who own collecting that he began to lose interest in
72 hop on pop

baseball cards once he had succeeded. “I’m a goal- vertisements for a product like bubble gum, had
oriented person. I like to set goals and if you keep become consumer objects that his children de-
reaching them it takes the challenge away. And sired. He wrote of how his children discarded the
that’s the way it was with the cards. Maybe I didn’t bubble gum from baseball card packs, but trea-
set my goals high enough, like a million dollars or sured the baseball cards; and he expressed dismay
something.” over the ways gum companies would manipulate
The “goal-oriented” perspective that Bob dis- their young audiences.
cussed was a very important aspect of the indi-
To make certain that boys will continue to purchase
vidualistic and competitive orientation of set col-
bubble gum as steadily as alcoholics purchase gin,
lecting. Ironically, although many said they had
no bubble gum manufacturer publishes pictures of
become involved in collecting because of the “ca-
all the members of a given team. This is because our
maraderie” and fellowship they felt with other
young baseball-card collectors trade their duplicates
sports fans, set collecting was largely a solitary ac-
with other collectors. Thus, much too soon for the
tivity. Many worked out elaborate forms of trad-
bubble gum manufacturers, every boy would own
ing, selling, and bartering cards to buy the ones
a complete set of 448 cards and be eliminated as a
they needed. They studied price guides, searched
customer.12
through card shops, attended shows, read publica-
tions, and even frequented garage sales and flea Weidman’s article culminated with a story of
markets. They described their purchase of cards as how he was with his family on a summer-long
a personal quest. vacation in England when his sons realized that
The whole process of collecting sets in this they did not have a card for Brooklyn catcher Roy
manner was something collectors often reported Campanella. Weidman wrote of how he had to
as one aspect of their collecting practices as chil- have a friend ship a case of baseball cards to En-
dren. In fact, a sort of obsession with set collecting gland in the middle of their trip. He stretched the
among kids was parodied by Sports Illustrated as case out for the entire summer, giving his sons
far back as its first issue in 1954. The magazine in- only one pack to open each day. The boys found
cluded a feature on baseball cards containing two six Roy Campanellas, but ended up telling their
columns and a color centerfold illustrating the father on the plane ride home that they were miss-
cards themselves. The two columns bracketed the ing one other card. Weidman ended the article re-
cards. The first, by Martin Kane, detailed the mar- calling that his son said to him, “[It] was awful
keting and contract wars taking place between funny, Dad, but the one card they couldn’t seem to
the different baseball card producers that year, get was a Solly Hemus, and what did I think of
Topps and Bowman. The second article was by that? . . . It required quite a bit of self-control on
Jerome Weidman, a father of two baseball card Dad’s part not to tell them.” 13
collecting boys. Both articles discussed collecting Weidman’s column is not only about baseball
in a humorous manner, portraying it as a typi- cards, but also about his inability to direct his
cally incomprehensible youth fad. In their humor, own children’s desires as he became less important
however, they conveyed an uneasiness with the to them than their baseball cards. Even a trip to
desires and emotions that baseball cards evoked in England could not compete with these cardboard
children. objects. His story was clearly told with tongue
Weidman’s essay began as a discussion of his in cheek, but his complaints about his children’s
bewilderment over the way baseball cards, objects insatiable appetite for a form of commercial
he would normally have identified as useless ad- entertainment parallel the concerns about tele-
john bloom 73

vision and the 1950s nuclear family that Lynn did, but these are just, they’re like new. I mean, it’s
Spigel has profiled.14 He portrays his boys as unbelievable.
thoughtless, passive, programmed, and shame-
Thomas was rewarded for the way he collected
lessly manipulated.
when he was a boy, establishing a small sports card
This kind of obsessive set collecting was cer-
side business from the profits he gained by selling
tainly promoted by baseball card companies, but
off his baseball card sets. However, he also noted
childhood collecting was not necessarily as mind-
how his childhood collecting habits meant he did
less and alienating as Weidman presented it. Col-
not enjoy the kind of playful relations with other
lectors often discussed trading with friends, bar-
youths that so many associated with their collect-
gaining over cards in the schoolyard or in their
ing. Most notably, he did not engage in trading,
bedrooms, and trying to amass the best collections
and only would buy cards new, because he wanted
they could. Yet, those interviewed also remem-
them in the same condition as the moment he
bered the collecting of their childhoods as far
bought them.
more diverse than their adult hobby which was so
Likewise, Larry, a full-time dealer in his early
heavily oriented toward sets. When they recalled
thirties who had directed his fledgling career as a
childhood collecting, they discussed a variety of
journalist toward writing about baseball cards, re-
games they would play with cards such as “flip-
called that he never engaged in fabled childhood
ping,” drawing on cards, or placing cards in the
games like baseball card “flipping” when he was a
spokes of bicycles to make noise. As adults, they
boy. Instead, he remembered his collecting to be
had abandoned such games because they were in-
very much a mirror of his adult collecting.
compatible with set collecting. The adult hobby
of the 1980s that I observed, however, highlighted I never did—like card flipping. I never heard of that
the most competitive and manipulative aspects of until, I was an adult. . . . Not so much in school, but
childhood baseball card collecting. with friends from school we did a lot of trading. I
In fact, some of the most successful adult col- mean we were fanatics. Well, I mean like any kids I
lectors were those who had least playful collecting guess. Into baseball and into baseball cards. I’d say
experiences as children. Thomas, an executive for back in ’68, ’69, ’70 I had at least two real good
a local candy distributor, remembered collecting friends who were constantly trying to make baseball
his cards very privately, particularly after his fam- card deals to add to our collections. You know, one
ily became the first to move to an isolated suburb kid had a card that you needed and you tried to get
when interstate highway construction leveled his it from him.
inner-city neighborhood. His meticulous habits
Larry’s recollections illustrate how set collecting,
allowed him to preserve his cards in excellent con-
from a very early age, was linked to a competi-
dition, something he was very proud to show me
tive economic relationship with cards, one that
during our interview.
mirrored the adult world of capital acquisition.
From day one, I always, for some reason I was a neat Although Larry created friendships through the
freak. It was like I wanted my own cards. You know competitive trading and negotiating for cards
my old, well these are my old football cards from the that he described, these friends were at the same
1960s [showing them to me] and I mean you can time potential stooges.
see they’re beautiful. The corners and . . . now Doug, a baseball card shop owner in his early
unfortunately, I don’t have my baseball. I sold those forties, collected sets meticulously when he was a
about nine years ago. And, like everybody else child. Like Larry, he built his collection by trading
74 hop on pop

with friends. More than competition, his memo- always have the time to participate. As a result, he
ries emphasize the prominence of order that kept would play games against himself, using his cards
him from sharing his most treasured cards. to construct teams and leagues that would play en-
tire seasons and championships. While all of these
I always traded with my friends. I had a rule that I
different collecting habits and games seem to fore-
would never trade if I only had one card. That was
ground an individualistic adult hobby centered
part of my collection, and that got stuck away. I
around set collecting, John also recalled a sense of
would just pull out all the extra cards that I had . . .
excitement and camaraderie that he shared with
[other kids] thought that was my collection. But
his boyhood friends over collecting cards.
that would be just trading. I had as many probably,
duplicates as a lot of other kids would have in their After school you couldn’t wait just to get home and
collections. . . . My mother bought an Ethan Allen go through the cards. Or run uptown and buy some.
dresser drawers, a ten-drawer dresser, and I put my I can remember when, the worst feeling in the world
collection in there. . . . I organized it by teams. Any is when the small, there was like two stores in that
time a player got traded, I’d put him from one town. A very small town. And when they ran out of
box—pull him out of there—put him with the cards, it was like for the next week or so, what are
other ones. you going to do? But as soon as they got the cards in
we were lined up outside.
John, a dealer and salesman in his late twenties,
had similar memories of his private collection. John’s recollections demonstrate how many
Like Doug, he never traded any cards from his collectors remembered their cards as not only
core collection. “I never traded anything other something they collected, but also as being a part
than duplicates.” Unlike many other kids, he was of a world they shared with their friends during
very concerned with keeping his cards orderly and their preadolescent years. While they may have
in good condition. He conveyed this in a story he competed with one another over them, they also
told about trading with his school friends. remembered seeking each other’s friendship and
using cards as an expression of common interests.
We did a lot of trading after school. We couldn’t
Most adult collectors, in fact, did not recall col-
wait to get home. Didn’t bring a lot of cards to
lecting sets meticulously when they were kids.
school. There was this one kid. He had a paper
Many traded, invented games with cards, drew
route. I think he probably ripped off half of them, in
on them, and used them quite informally. Wes, a
the stores. But he was on a paper route and he had
second-grade teacher and baseball card show pro-
money coming in so he could spend his money the
moter in his mid-thirties, recalled only collecting
way he wanted to because he was the main paper
the biggest stars when he was a boy. He also re-
boy in town. Well, he would bring them to school
membered playfully using his cards in noncom-
and show them and have them in his pocket the rest
petitive ways. “We would get together and trade.
of the day, and go out and play kickball, or what-
That would be about the only extent of games.
ever, out in the yard and come back in. It would be
And it was always to take the real unknown play-
all bent up and then want to trade them. And I’d say
ers, put them in your spokes with a clothes pin,
no. No dice.
and just make the sound as your bike tires were
In addition to his discriminating trading prac- going around.”
tices, John would use his baseball cards to play an A number of other collectors also remembered
elaborate baseball board game. He often played placing baseball cards in bicycle spokes for noise,
against his brother or his friends, but they did not an act that showed no regard for the condition of
john bloom 75

one’s card. It was also a form of play that was not tures. Even gambling games like flipping, the piec-
organized around rule-bound competition, as was ing together of all-star teams, or trading, all of
trading. Others recalled sorting their cards into which were competitive, also involved children
“all-star” teams and using statistics on the back to involved in play with one another. The adult
play one team against another. hobby, with its focus on completing sets of cards
Differences between childhood collecting prac- in “mint” condition was a negation of such play.
tices and adult ones often were most apparent Rather, it placed the focus of collecting upon the
when collectors would discuss how they “ruined” individualistic acquisition and organization of
their cards when they were young because of their cards.
disregard for “condition.” Tim had one such This is not to say that the childhood play with
memory. baseball cards that collectors often remembered
was more “authentic” than the adult hobby that
We didn’t take real good care of them. I don’t re-
collectors created. The most important difference
member writing on cards too much. But I remem-
between the two, however, is the fact that the
ber cutting them out one time. Just cutting the body
adult collecting community that I observed was
outline so you didn’t have any of the edges. We
largely structured through common relations to
could have had a whole set, like the mid-’60s that
baseball cards. The friends that collectors made
my uncle gave us. We were just so stupid. What do
through the hobby were made at baseball card
six- or seven-year-olds know, you know?
shows, baseball card shops, or through common
Tim’s reflection upon his own childhood play affiliations with collecting organizations. Many of
with cards as being “stupid” illustrates an impor- those whom I interviewed told me that they only
tant aspect of the adult hobby and its focus on set saw their baseball card collecting friends at shows
“building.” Although, for many, childhood col- or shops, and that few were their neighbors, fellow
lecting often involved putting together sets or an workers, or family members. When adults recol-
attention to condition, it also was more oriented lected their collecting habits as children, however,
toward playful, even noncompetitive activities. they recalled how they bought and sold baseball
When a child drew a mustache on a player’s face or cards with friends whom they already had, chil-
placed a card in a bicycle spoke, he or she was us- dren who lived near one another and had rela-
ing a card in an expressive and inventive way with tionships that existed in school, on sports teams,
others. or between families that were outside of their
In fact, the fetish over condition created a num- hobby.
ber of ironies within the adult hobby. For example, On one hand, this meant that most adult col-
when Topps issued sets in series during the 1950s, lectors could draw a stark line between their pri-
1960s, and early 1970s, they also issued checklists vate collections and most of their public lives. On
for customers to mark off which cards they had in the other hand, it also meant that the public spaces
their collections. Most children used these, which in which collectors met one another and inter-
ruined their status as “mint” cards in the adult mingled were extremely important. Collectors re-
hobby. The most valuable checklists during the ported that the processes of going to shows, trad-
1980s were those that had never been used. ing for cards, and interacting with others in large
In fact, the kind of drawing on cards that Tim part made their collections meaningful, particu-
described illustrates how cards were being used, larly in ways that spoke to their gendered identi-
how they were a part of the way children would ties. In order to understand the gender dynamics
follow baseball as members of baseball fan subcul- involved in this, it is important to examine the
76 hop on pop

significance of the childhood collecting practices the media forms and play activities adults create
that collectors remembered. for them. When I asked collectors about the mem-
ories they had of their hobby, they gave me a com-
plex set of answers that suggested that they have
Card Collecting, Sports Fandom,
engaged in active forms of sport fandom as chil-
and Male Gender Identity
dren and as adults. This engagement may have
Modifying and updating the theories of sociolo- prepared them for heterosexual masculinity, but it
gist Janet Lever, Michael Messner has written of also did so in ways that often involved conflicts be-
the centrality of competition and achievement tween all-male homosocial relations and the social
to sports as a form of boys’ play.15 Messner sees norms of adolescent dating between males and fe-
sports as socializing boys for their roles as men males. Most of those whom I interviewed recalled
in a patriarchal culture, speaking to their already the carryover of preadolescent sports fan cultures
present ideas about gender roles and relations into the teen worlds of heterosexual dating and
when they first begin to participate in team sports pairing as being taboo, or “uncool,” boyish, and
as seven-to-nine-year-olds. Messner argues that something they either felt compelled to hide or
gendered identities must be worked out by indi- abandon.
viduals as they go through the process of individ- During interviews, collectors discussed their
uation, or the setting up of psychological boun- childhood hobby as a boy’s activity, mentioning
daries between themselves and others around primarily male friends with whom they played.
them. Within a patriarchal culture, boys most of- This would seem to support Messner’s under-
ten work out this process by constructing bound- standing of sports as a significant arena for male
aries along gendered lines, particularly separating individuation. Yet some informants did, in fact,
themselves from their mothers. Messner notes mention girls with whom they remembered col-
that this is not only an individual, psychological lecting cards. John, for example, recalled that his
process, but also a social one. Social relations with sister was as big a collector as he was, and perhaps
others provide the context for the creation of such a bigger sports fan. He says that she lost interest in
individual boundaries. Messner concludes that sports during her teenage years largely because of
“the rule-bound structure of sport” created an im- external pressures and constraints.
portant context in which boys were able to con-
She was in a situation in high school where she came
struct masculine identities. This was not only true
along at a bad time. Because she always wanted to do
for men who participated in sports, but also for
girls’ sports. . . . She would have loved to do all that
those who experienced them through mediated
but there wasn’t anything. And I really think that if
channels (such as television or baseball cards) as
she would have grown up in an era where that was
sports spectators.16
there she would still have interest. You know, it’s
Such renderings of sports and gender “social-
like, all of a sudden it’s like, you’re beyond that play-
ization” suggest a relatively clear-cut distinction
ing with boys stage.
between the play of boys and girls, and how such
play relates to their maturation into men and The “playing with boys stage” that John men-
women. This may stem from the fact that Messner, tioned would suggest that in his preadolescent
by and large, draws his conclusions about chil- years, there was more fluidity and less of a rigid
dren’s sports from official, adult-monitored forms structure to gendered relationships. It was only
of play like Little League.17 But it also portrays after puberty that sports and playing with boys
child audiences as somewhat passively molded by became inappropriate for John’s sister, and thus
john bloom 77

when gender distinctions became a “line in the John recalled quitting his hobby when he got
sand” one was not allowed to cross over. It is “into that peer pressure type of thing when people
during their teens that most collectors recalled think it’s kind of childish to collect cards.” Like
abandoning their baseball cards, or hiding their Bob, he remembered being ridiculed for collect-
collecting hobby from public scrutiny to avoid ing by his roommates in college who he said would
ridicule. Collectors often reported that collecting “give me shit” for spending money on cards.
was something for kids, and that it was not con- Those who did not face this kind of teasing often
sidered “cool” for teenagers. Tim recalled giving linked the end of their childhood collecting to
up collecting for these reasons. “You go through a the commencement of heterosexual relations with
growing up phase and you get to the junior high women. Calvin, a dentist in his fifties, had a some-
age. You tend to do other things and give up— what typical memory of why he gave up collecting.
it’s more of a— obviously I don’t feel that way “I collected until I was fifteen, sixteen and then I
now, but—at the time it was more of a childhood quit for a number of years. . . . Just other interests
thing of now you’re moving on to another stage, I guess, and I just kind of lost interest and got in-
or something.” terested in maybe girls and cars and school and
Kevin, the clerical worker in his early forties, other friends and things like that. . . . Definitely a
never gave up collecting baseball cards as a teen. kids’ thing.”
As soon as he became a teenager, however, his Many adults who returned to the hobby well
hobby became more isolated and less connected to after their teens also reported feeling pressure to
a network of close friends. hide it from others. Like Kevin, Doug talked of
keeping his collecting “in the closet,” meaning he
It became individual in junior, in high school—’63,
did not let many people know about it. Wes ad-
yeah. That’s about the time your interest turns to
mitted that when he began collecting as an adult
girls and cars . . . dates and that thing. You don’t have
“it wasn’t something I bragged to my friends”
the cash flow, and you don’t want to admit that, so
about. For most of these men, collecting was
that it becomes more of a closet—well I just didn’t
something they associated with an earlier stage in
spend money on girls and cars. What little money I
life. Yet, even though they reported that stage to
had I put into baseball cards.
have been defined by all male relationships, they
Bob explicitly recalled being teased in high also discussed how returning to it was considered
school for his interest in cards. less than manly. For those whom I interviewed,
baseball card collecting involved informal levels
Bob: I can remember I used to read a lot of baseball
of play that were not directly monitored or con-
books, and I got a little grief from that when I
trolled by parents or adults, and that allowed
was in ninth grade.
levels of intimacy between boys not generally ac-
Q: How come?
cepted when they became teenagers. This compli-
Bob: Well, it was kind of strange. I played baseball all
cates understandings of sports that only see them
through high school, and out of high school, I
as preparing boys to be heterosexual masculine
played on the team, on the high school team,
teenagers.
and that. And the guy that gave me the most grief
In his ethnographic study of high school life in
was the center fielder. I don’t know why that was;
a small south Texas town, Douglas Foley noted
it was kind of weird.
how for many youths the competition for success
Q: Sort of like big kids don’t . . .
in romance led to the breakup of single-sex rela-
Bob: Yeah, big kids don’t collect. That’s not the thing
tionships, as both males and females sought social
to do. That’s something little kids do maybe.
78 hop on pop

prominence through dating. He observed compe- elevation of alternative gender identities and rela-
tition for partners to have been more destructive tions either. In fact, baseball card shows were a
to female friendships than to male ones, but noted prime example of “male bonding,” or the adult
that even the boys he interviewed defined their homosocial relationships that cultural critics such
same-sex peer friends as those who “hung out” to- as Eve Sedgwick note discursively affirm both
gether, while opposite sex partners were ones with heterosexuality and male dominance. The only
whom one could feel comfortable sharing one’s women who attended the many baseball card
hopes and intimate feelings. Those most likely to shows that I observed served primarily traditional
maintain more intimate same sex relationships roles as supporters of their husbands, sons, or fa-
were those with the least social prominence: the thers. The adult hobby was, perhaps, even more
“nerds,” the “nobodies,” the “homeboys/girls.” male-dominated than the childhood collecting
Because they lacked money, good looks, or family that informants often remembered. In terms of
connections, they did not have success in climbing gender relations, then, this raises an important
the social status ladder in romance. Yet they also question. To what extent did the revival of this
had the least at stake in such relationships, and preadolescent popular culture form represent a
were therefore freer not to be “cool.” 18 desire by men to shore up gender boundaries by
Foley’s observations parallel those of baseball nostalgically recalling preadolescent gender so-
card collectors who reported that their continued cialization through sports, and to what extent did
participation in the hobby into their teenage years it represent a desire for more meaningful and in-
led them to become stigmatized as immature, timate human relations? One way to address this is
strange, or even deviant. Perhaps this is because by examining the kind of relations that collectors
baseball cards, particularly since the 1930’s, have drew from the processes of set collecting. Many set
been strongly associated with preadolescent male collectors enjoyed shows for more than the op-
homosocial relationships. Foley argues that in portunity they provided to buy cards. Shows also
preadolescence, males are freer to engage in emo- allowed men to encounter other men, talk sports,
tionally intimate relationships that, after the com- and revel in what one collector called “the com-
mencement of dating, are seen, at the very least, as monality of baseball junkies.” Tim, for example,
immature. In fact, the often-repeated statement by said that despite the greed that some dealers ex-
collectors that they brought their collections “into hibited, he looked forward to meeting people
the closet” when they became adults even suggests whenever he attended a show. [At shows] “usually
connotations between adult collecting and homo- you can just start talking baseball with [other
sexuality. If Foley is right that those least success- people]. You know, it’s kind of a fraternity type
ful in teenage heterosexual competition are most thing. You could walk to pretty much any table
likely to maintain preadolescent same-sex rela- there and most of the guys are, you could just start
tionships, then the continued engagement of teen- talking baseball. You have a common bond with
agers and grown men in the baseball card collect- them.”
ing hobby might be seen as a kind of refusal to Tim’s comparison of baseball card shows to
accept uncritically their gendered socialization. fraternities is important for it demonstrates the
This complicates how one might understand importance of gender to the “common bond” that
the homosocial relationships cultivated through he shared with other collectors at shows. Not only
baseball card collecting, and even through some did he discuss the commonality at baseball card
forms of sports spectatorship more generally. shows in male terms, but he articulated how sports
However, the sports memorabilia hobby is not and baseball cards provided for him a context in
necessarily a cultural practice that celebrates the which he could understand an almost universal
john bloom 79

bond with other men. Other collectors shared this She [my wife] doesn’t have any problem with [col-
sentiment, discussing the sense of “camaraderie” lecting]. Usually what I try to do, I try to put aside
they experienced at shows. a certain amount of money on a regular basis so
If collecting sets allowed men to get involved in that I can just take that money and go to the show.
all-male social worlds, it often simultaneously cre- Rather than take a pay check and spend a bunch of
ated boundaries between themselves and women. it. So I try to budget it that way. She wouldn’t be too
In fact, collecting sometimes caused strain be- happy with it if I came home with $500 or $1000
tween husbands and wives whom I interviewed, worth of cards, I don’t think.
actually figuring in the separation and divorce of
I also encountered evidence that men some-
two informants. Dave, a show promoter claimed
times used outright deceit to manage the strain
that he was divorced from his wife in part because
their hobby placed on household budgets. One af-
he was more devoted to his cards than he was to
ternoon, I was observing collectors in a baseball
her. Calvin told me at the end of our interview
card shop called “All-American Baseball Cards.” A
that, after he had recently separated from his wife,
man entered wearing a suit and tie, looking as if
she refused to let him have access to his large and
he was just coming from work. He and the shop
valuable rookie card collection until it had been
owner began discussing a display of cards that
appraised and the divorce settlement had been fi-
featured Detroit Tiger slugger Cecil Fielder. The
nalized. In other cases, the strain between husband
cards were marked at $25 each. The man ended up
and wife may not have been as extreme, but it was
buying them. As he wrote out his check, he said
present. Sometimes set collecting created a drain
that his wife was going to think he had gone
upon family resources, both money and time, that
“nuts.” The owner told the man to make the check
caused tension. Kevin cited this as a factor that
out to “All-American” instead of “All-American
eventually drove him from set collecting into deal-
Baseball Cards.” He said, “Your wife will think it’s
ing. “I was getting a little pressure from [my son’s]
All-American Cleaners or All-American Grocers.”
mom. ‘Now you bought the cards, how are you go-
Collecting sets not only took up family income,
ing to pay for it.’ So I tried to sell the old doubles.”
but also household space. Bob, for example, lived
Doug stated that his wife was not particularly
in a small three-bedroom ranch house with a
enthusiastic about his collecting and dealing of
walk-in living room and kitchenette with his wife
baseball cards. Like Dave, Doug presented his
Janet, three children under the age of ten, and a
cards as competing for his time, energy, and affec-
dog. His already crowded living room contained a
tion with his spouse.
bookshelf for his collection and a card table where
Q: Is this your first marriage? he sorted and priced cards for shows. Janet also
Doug: My only one, other than my baseball cards. It collected what are known as “nonsports” cards,
seems like I’m married to the store. or trading cards that have cartoons, comics, ce-
Q: How does your wife feel about your collecting? lebrities, political figures, war battles, and other
Doug: She’s tolerated it I guess. She used to help me “non-sports” related topics printed on them. Her
a while back but she doesn’t anymore. collection was confined to a smaller space on
the bookshelf. Terry, a computer company em-
Even those who said their wives had no prob-
ployee in his early fifties, turned the basement of
lem with their hobby also reported how they man-
his house into a mini-memorabilia archive. He
aged their collecting practices to avoid conflict.
mounted souvenirs and posters on walls and
Tim explained how he did this by negotiating the
shelves, had floor-to-ceiling metal cabinets to
finances of his hobby and controlling his desires
store his cards (which included every baseball card
for cards.
80 hop on pop

set ever produced dating back to the late 1940s), lustrates gendered conflict over the importance of
and a personal computer for keeping inventory sports, but also the strain that financial specula-
and updating pricing. tion placed on set collectors in the hobby. High
The barriers between men and women over prices for cards made it harder and harder for Wes
their levels of interest in cards was as much a part to justify his desire to keep his sets. For many, the
of the gender dynamics of collecting sets as was emphasis on trading and making money at shows
the closeness between men that so many reported made the hobby less “fun,” and made collecting
feeling within the hobby. Like any other popular too much of a “business.” For Wes, this tension
culture activity, however, baseball card collecting had driven him in and out of collecting periodi-
contained its own contradictions that made the cally for years. Rather than celebrating the frater-
“bonds” between men within the hobby more nal bonds it evoked for him, he claimed that he
ones of cardboard than those of cement. Most had always been turned off by his fellow collectors.
notably, the speculative market and influence of
I didn’t enjoy the people at all. I’ve never associated
money on baseball card collecting were a signifi-
with people. A couple of my first experiences were
cant source of stress between collectors.
with—I’d seen a kid going up with a 1963 Pete Rose
rookie, which at the time was worth about $50, and
Contradictions within Set Collecting going up to a dealer and the dealer saying, “Oh,
yeah, that’s an old card. That’s not worth anything.
While collecting sets may have allowed men to
I’ll give you a half a dollar for it.” . . . But the kid
come into contact with fellow sports fans at shows,
knew enough about it. And I think that’s where
it also brought them into conflict with one an-
I got . . . I don’t appreciate the dealers at all. But it
other over issues of economic exchange. In fact,
was the only place to go where you could buy your
the monetary value of cards themselves, particu-
sets. . . . I’ve gone in and out of loving it and hat-
larly as cards became increasingly valuable dur-
ing it.
ing the 1980s, created stress for many collectors.
Wes, in fact, told of how the value of his cards Doug, like many other collectors, interpreted
brought his set collecting into conflict with his his involvement in the hobby in terms of a jere-
wife at home. miad, and felt the hobby had gone through a de-
clension. He said that at one time there had been a
It came out a few weeks ago after San Francisco won
sense of community among local hobbyists, but
the Super Bowl, about a Joe Montana card being
that it had fallen away. “It’s more of a business than
worth $150 to $200, and my wife asked me, she said,
a hobby. I guess it was always a business, too, but
“Do you have that card?” And I said, “ Well, I’ve got
it was more—I guess there was a lot more cama-
everything since ’73.” And she said, “ Why don’t you
raderie. You could talk to people about different
sell it?” And I wouldn’t have a full set then. And she
things they were collecting. Now it’s kind of like
can’t understand, if you can get $150, you spent
sell, sell, sell.”
$7.00 for the set, why would anyone want to hold it?
Collectors often blamed money for disengag-
I said, “ Well, if I sell it I won’t have a full set. I’m not
ing the act of collecting from a genuine interest
in it for the money.”
in sports. If collecting was really only about fi-
For Wes, his commitment to his set was more nancial speculation, then anybody could do it.
important than the money he would gain by sell- Shane, a factory worker in his late thirties and
ing it, while for his wife, the set’s potential mone- who collected with his son, saw this as a problem.
tary value perhaps meant an opportunity to gain “[Money] kind of takes away from the way the
family income. Wes’s story, however, not only il- cards tie into the game itself. . . . I think it used to
john bloom 81

be a lot more fun when you were looking for par- thentic activity uncorrupted by commodity cul-
ticular stars.” ture. The contemptuous attitude that so many
Ironically, a number of adult collectors felt that whom I interviewed had for children in the hobby
this sort of detraction was worst among contem- illustrates how nostalgia can stem from a sense of
porary children who copied adult practices of fi- dissatisfaction with the present. Yet it also shows
nancial speculation. Instead of being interested in how nostalgic expressions of this dissatisfaction
cards because of a genuine interest in sports, or can iron out the complications and contradictions
in a player or a team, youths were only interested that characterized the past.
in players who were worth a lot of money, accord- In fact, one of the more striking things I dis-
ing to informants. Collectors who remembered covered while talking to set collectors was how few
their own childhood collecting practices as playful actually ever looked at or enjoyed their cards after
often expressed disappointment that contem- they bought them. Most stored them away and
porary children did not recreate their memories. rarely ever looked at them again. Steve, for ex-
Instead, they often saw children involved in the ample, told me,
hobby during the 1980s and 1990s as crass young
I very rarely look. The only time I look through
business tycoons, carefully placing cards away and
them anymore is if somebody stops by, a sports fan,
hoarding them in plastic binders. Doug discussed
and we look at them. Or occasionally something
how he felt the collecting habits of children had
or somebody comes up, you know, “Oh, yeah, I re-
changed over time.
member.” And you go back and look at it. But I re-
The kids . . . a lot of them aren’t really collecting sets, ally don’t have them, they’re just sitting there col-
which is really kind of the back-bone of the hobby. lecting dust.
So that’s changed. Now they just want hot cards.
Collectors were more likely to have their cards
They want a card if they think it’s hot. It seems like
stored away in a closet, on a shelf, or even in a
that’s all they’re interested in. I think that, to me, has
safety deposit box, than out in the open where
to do with media hype. So they’re not really looking
they could look at or admire them. As cards were
at it for fun.
not used in any tangible way, even collectors who
Ironically, although Dave chides youngsters for complained about greed could only articulate
not being interested in set collecting, it was adult the value of their cards in terms of exchange.
set collecting that initiated the universal standards However, particularly as inflation and speculation
for cards that reified their value. Contemporary overtook the hobby during the 1980s, the empti-
children who decontextualized their cards, who ness of such exchange value became apparent even
feverishly searched for those that were “hot” and to many whom I interviewed. Wes, for example,
valuable, were only mirroring what they saw the told me that he was perplexed by the value of
adults around them doing. Monetary value, an cards.
emphasis on condition, and a detachment from
I’ve been telling a lot of people that I think that it’s
play with cards all stemmed from set collecting,
going to . . . it’s got to come [down]. It’s cardboard.
which placed a premium on order over creativity,
There’s no value in cardboard. Topps can print up
play, or even aesthetic pleasure. In addition, the
ten million sets, sell five million to the public, and
children that adult collectors disparaged were not
put the other five million in a warehouse. . . . I’ve
altogether different in their collecting habits from
heard they even have the plates from the 1952 sets.
what adults remember of their own collecting
They could print up as many Mickey Mantle cards
practices. As adult recollections illustrate, child-
as they wanted. Gold and silver, there’s limited
hood collecting has never been an “innocent,” au-
82 hop on pop

quantities. That’s got value to it, but cardboard has concerned about it if it gets a bent corner. They’re
no value to me. concerned about who they get, their organizational
skills that they’re learning. . . . I’ve got one kid in this
Those I interviewed often felt conflicted about
class who can tell me batting averages and where the
the relationship of money to their cards. As com-
person fit in the minor league. . . . For a second
pared to other fan cultures, the largely male pop-
grader to be reading that much, the reading skills, I
ulation of card collectors had a fair degree of eco-
think are [very good]. So in that sense I do think it’s
nomic power so that a relatively large number of
good for kids. I think they are getting some values
collectors were able to turn their fan subculture
out of it.
into a permanent source of income. The monetary
value of cards helped to make the hobby seem Janice Radway notes a parallel dynamic at work
more legitimate as an adult pursuit, and less of a among the romance readers she surveyed and
childish activity. While Wes may have seen the interviewed in her ethnographic study of female
adult hobby as being overwhelmed by a superficial romance readers. They justified their reading,
obsession with price and exchange, he also admit- on one hand, by claiming a consumer-oriented
ted that it made the hobby more acceptable as an right to self-gratification, while simultaneously
adult pursuit. maintaining that romance reading was edifying,
productive, and consistent with values of thrift
Wes: I’ve never looked at [the hobby] in terms of and hard work.19 Like romance readers, Wes af-
value. But it’s, I think, now it’s a legitimate firmed the values of work in the way he praised
collecting, a legitimate hobby business. I think the benefits of collecting for kids. He also dis-
adults now accept it. And it’s not anything that cussed how collecting taught thrift, organization,
we have to hide and say, “Oh, I don’t collect and the value of education. This rhetoric effec-
baseball cards.” tively equates cards with the benefits of deferred
Q: Do you think they accept it because of the money gratification as opposed to the instant and fleeting
involved? sensual pleasures of consumer culture.
Wes: Definitely, because of the money. Like romance readers, however, adult collec-
tors founded their hobby upon the pleasures and
This speaks directly to the sense of ridicule
desires that emanated from the consumption of a
many reported feeling as they collected sets after
media artifact. The discussion of the wholesome
their preadolescent years. It made collecting a “ra-
benefits of baseball card collecting obscured atten-
tional” activity. In fact, Wes also discussed how the
tion away from the desires, fantasies, and plea-
commercial trade of baseball cards that drew from
sures that motivated collecting for adults. Ironi-
set collecting taught children beneficial values they
cally, such childhood play often is about evading
could use in adult life. While he expressed a com-
the very forms of adult control over children’s cul-
mon concern over the influence of greed upon
tures that Wes talked of baseball cards providing.
kids who collected within the adult hobby, he also
From what collectors told me and from what I ob-
felt that set collecting offered benefits.
served, their fond memories of baseball fandom
It will show them a responsibility for collecting, and had less to do with memories of learning to read,
taking care of, and not just buying—my own kids and more to do with forms of childhood play they
will buy stuff and throw it in a drawer and it will be associated with baseball cards that served as a
lost. And I see some of these kids who buy cards and foundation for relationships with other boys.
save them. They protect them. And they’re really
john bloom 83

Conclusion: Nostalgia for a Pre-sexual Male Past, alienating and unsettling. Many, for example,
Whiteness, and the Shoring up of a Symbolic Order worked at jobs that were dull, unfulfilling, and
even dehumanizing. Others faced the economic
In his book on subcultural style associated with
uncertainties of deindustrialization, which caused
the burgeoning punk rock of the late 1970s, Dick
them to endure unemployment, underemploy-
Hebdige coins the term “symbolic order.” Distin-
ment, and job insecurity. Some were Vietnam War
guishing his term from the Lacanian understand-
veterans who still found themselves struggling to
ing of the same term, Hebdige uses the phrase to
readjust to postwar life in ways that were quite
mean a general arrangement and understanding
lonely.
of cultural symbols in a society in a way that gives
The particular brand of nostalgia for a presex-
that society and the universe surrounding it an
ual past that many associated with baseball card
appearance of unity and coherence. A symbolic
collecting, however, was an especially conservative
order is a key component of a cultural hegemony
response to such conditions. By seeking authen-
that dominant sectors of a society feel they must
ticity in the all-male, preadolescent worlds of the
continually defend and shore up as its own con-
1950s-style white, middle-class family, collectors
tradictions are continually at risk of being ex-
suggested that their social alienation and instabil-
posed. For Hebdige, working-class English mu-
ity lay in threats to their positions as white males.
sic subcultures reappropriated objects from daily
Film critic Viveca Gretton has noted how the nos-
life to reformulate or undermine their semiotic
talgia created by Hollywood baseball films of the
contents and ultimately disrupt a bourgeois sym-
1980s tended to create a mythic formulation of
bolic order. In his analysis of punk culture, for ex-
American life that placed the authority of white
ample, Hebdige argues that style constantly dis-
men at its eternal, innocent core. The nostalgia of
rupts meaning, expressing a kind of generalized
baseball card collectors and that of Hollywood
“refusal” to make sense to the dominant culture
baseball films are linked by more than historical
by “those condemned to subordinate positions
coincidence. They are tied by the common expres-
and second class lives.” 20
sion of a desire to reestablish a sense of cohesion
On its surface, adult baseball card collecting
to a symbolic order that places patriarchy and
might seem too mainstream and conservative, its
whiteness at its core.
constituency too comfortable, to ever be consid-
In interviews, collectors usually were much
ered a subculture. One would not, for instance,
more likely to discuss their collecting hobby in
quickly associate most of the white, heterosex-
terms that explicitly related to their gendered
ual, middle-class men whom I interviewed with
identities than they were to discuss it in terms of
people “condemned to subordinate positions and
race. However, tensions over race and class helped
second-class lives.” Yet, even in spite of their posi-
to fuel nostalgic discourses that they circulated
tions of relative privilege, collectors often ex-
within their hobby in ways that were perhaps
pressed a sense of social marginalization to me
more subtle, but no less important than gender
during interviews, either explicitly through verbal
tensions. From my observations, very few collec-
statements, or implicitly through their collecting
tors in the baseball card collecting hobby were mi-
practices. Unlike the subcultures Hebdige de-
norities, and only one of the collectors in my in-
scribes, however, this one was bent upon salvaging
terview sample was not white. This man was an
a symbolic order rather than disrupting it.
African American who at one time was the presi-
The baseball card collectors whom I inter-
dent of the local sports collectors’ club. His lead-
viewed did often face social conditions that were
ership, however, generated deep and bitter resent-
84 hop on pop

ment, which he saw as largely the result of racial membered baseball cards as a defining aspect of
bias. The controversy eventually led him to resign their boyhoods in the American suburbs of the
and left him feeling somewhat bitter toward many 1950s.23 Similarly, Boston Globe baseball writer
of his fellow hobbyists.21 This was only one inci- Luke Salisbury, in his 1989 book, The Answer Is
dent, but I see it as symptomatic. By associating Baseball, spends several pages explaining that the
baseball with a stable and coherent past, collectors attraction of men to baseball cards has to do with
articulated cultural ideals that establish whiteness their memory of these objects within the specific
as a “norm” central to the symbolic order that they contexts of suburban life during the 1950s. Salis-
were protecting. One can best see this by moving bury writes that “almost every American male”
beyond immediate interviews with collectors, and collected cards, and he further universalizes the
by placing their hobby within the context of the particular experiences of white, middle-class boys
resurrection of baseball nostalgia within popular by defining his entire age group as the “big subur-
culture in the 1980s. ban generation, sons of World War II vets who did
Hollywood baseball films of the 1980s such as well as the American economy expanded.” 24
The Natural, Eight Men Out, and perhaps most As much as the images that surrounded the
prominently Field of Dreams very self-consciously baseball card collecting hobby were dominated
celebrated baseball as an icon of the American by the experiences of men who grew up in post-
past; a constant, mythic, national tradition that World War II suburbs, discourse surrounding
has survived unchanged against the alienating baseball during the 1980s also had a great deal to
transformations of modern U.S. history. Major do with cities. Baseball nostalgia during the 1980s
publishers released books by celebrated authors often conveyed messages about urban decline.
such as W. P. Kinsella and Roger Angell, media “Photo realist” paintings that I observed collectors
personalities like George Will, and the late base- selling at shows depicted dream-like images of
ball commissioner and Yale University president sunny days in old-fashioned urban ballparks filled
A. Bartlett Giamatti, all of which glorified the with happy, most often white, spectators. Munici-
game of baseball as a symbol of transcendent palities like Baltimore and Cleveland that con-
meaning.22 Many teams in the major leagues cast structed old-fashioned looking ballparks each
aside their flamboyant softball-style uniforms of hoped that by doing so, affluent whites would be
the previous decade for ones that resembled flan- attracted back into cities that had been devastated
nel outfits worn during the 1950s, even though by the economic decline caused by deindustrial-
teams like the Minnesota Twins and San Francisco ization. Such nostalgic representations might be
Giants created entirely new team logos in the pro- seen as offering a critical perspective toward what
cess. By the end of the decade, the Baltimore Ori- Marshall Berman identifies as the major thrust of
oles had abandoned their old ballpark for a new post-World War II modernity toward “killing the
one that was built to seem old, and the Cleveland street” with urban renewal and freeway construc-
Indians and Texas Rangers had drawn up plans to tion. But it is also what Berman would identify as
do the same. a kind of radical anti-modernism built upon a
From its emergence as an adult hobby in the pastoral ideal. As he states, such visions recall an
1970s, baseball card collecting was associated with image of “the city before the blacks got there.” 25
nostalgic images of baseball as well. In addition, Nowhere is this ideal better illustrated than in
very often this nostalgia evoked particular images W. P. Kinsella’s 1982 novel Shoeless Joe, the book
of the 1950s suburban nuclear family. Authors upon which the film Field of Dreams was based.
Brendan Boyd and Fred Harris, in their popular Early in the book, the story’s protagonist, Ray Kin-
1973 book on baseball card collecting, fondly re- sella, is driven by the spirit of Shoeless Joe Jackson
john bloom 85

to build a baseball diamond in a cornfield that he It is not necessarily inappropriate for Kinsella
farms in Iowa. Eventually, he decides to leave be- to have painted a depressing picture, therefore,
hind his wife, daughter, and financially troubled of the South Side of Chicago. In fact, it is one that
farm to pursue a baseball odyssey. His first stop is speaks to the historical conditions created by sub-
in Chicago, where he attends a White Sox game at urbanization, discrimination, red-lining, freeway
the old Comiskey Park on the city’s South Side. construction, deindustrialization, and urban re-
newal. What is significant, however, is the way that
It is unwise for a white person to walk through
Kinsella posits nonwhites as the symbol and cause
South Chicago, but I do anyway. The Projects are
of instability. As George Lipsitz argues, this associ-
chill, sand-colored apartments, twelve to fifteen sto-
ation of urban social problems with the culture of
ries high, looking like giant bricks stabbed into the
minorities and the poor became a central compo-
ground. I am totally out of place. I glow like a piece
nent of neoconservative discourses that have de-
of phosphorous on a pitch-black night. Pedestrians’
monized African Americans, Latinos, and immi-
heads turn after me. I feel the stolid stares of drivers
grants since the late 1970s. Establishing whiteness
as large cars zipper past. A beer can rolls ominously
as a norm not only obscures the experiences of
down the gutter, its source of locomotion invisible.
those who are not white, it serves to defend white-
The skeletal remains of automobiles litter the park-
ness as a racial category of privilege in and of itself.
ing lots behind apartments.26
Lipsitz writes that racial identities are largely con-
Here, Kinsella’s concern is not for those who structed through differing life chances afforded to
have to live in the frightening and impersonal groups based upon their ethnicity.28 Suburban life
projects he describes, but with his own sense of during the 1950s and 1960s was central to both
not being in control and of being out of place. In racial identities and the differing life options that
addition, this portrayal of Chicago contains a sub- they connoted, for it rested upon both the exclu-
text surrounding urban decline. One senses when sion of nonwhites, and upon the homogenization
reading this passage that Comiskey was, at one of ethnic groups that, within urban contexts, had
time, a ballpark someone like Kinsella could walk seen themselves as separate and different from one
to, a place where it would have not been “unwise” another. In terms of reestablishing cohesion and a
for a “white person” to have walked. symbolic stability, nostalgic expressions of urban
In fact, the neighborhood surrounding that decline and white “innocence” through baseball
ballpark did transform dramatically after World imply that the sources of instability in the present
War II. Highway construction and urban renewal have to do with deviations from whiteness as a
eliminated housing and replaced it with the in- “norm,” rather than from historical factors that
famous housing projects that Kinsella describes. created “whiteness” as a norm in the first place.
At the same time African Americans migrated to It is also appropriate that Ray Kinsella in both
the South Side of Chicago between 1950 and 1970 Field of Dreams and Shoeless Joe should feel the
in huge numbers. Accompanied by subsequent need to leave his wife and daughter so that he could
white flight out of the city to suburbs, the black fulfill a sense of order to his life. Throughout the
population of Chicago increased from 14 per- story, he faces foreclosure of his farm in Iowa, a fa-
cent in 1950 to 33 percent in 1970. Because of hous- miliar type of economic problem throughout the
ing discrimination, however, these new residents 1980s that even some whom I interviewed had
faced extreme overcrowding once in the city. In faced in their lives. Yet Ray only establishes a reso-
1960, African Americans were 23 percent of Chi- lution to his life’s problems by recapturing a sense
cago’s population, but occupied only 4 percent of of pastoral bonding with other men (including the
its housing.27 spirit of his own father). This text ultimately rep-
86 hop on pop

resents the complexities and contradictions of 3 John Fiske, Reading the Popular (Boston: Unwin Hy-
universalized male identities as the cause, rather man, 1989); Dick Hebdige, Subculture: The Meaning of
than a symptom, of social instability. Style (London: Methuen, 1979); George Lipsitz, Class
and Culture in Cold War America: A Rainbow at Mid-
I write this chapter during the mid-1990s, a de-
night (South Hadley, MA: Bergin and Garvey, 1982);
cade that so far seems to be marked by annual
George Lipsitz, Time Passages: Collective Memory and
springtime confrontations between “angry white American Popular Culture (Minneapolis: University of
men” and federal law enforcement agencies. Al- Minnesota Press, 1990).
though I conducted my primary research on base- 4 Between 1975 and 1980, ever larger numbers of adult
ball card collecting over five years ago, the embit- men had begun to gravitate toward the baseball card
tered sentiments expressed by right-wing white collecting hobby. Baseball Card Boom magazine as-
males today have a strange air of familiarity to me. serts that “serious” collectors increased from 4,000 to
250,000 during this time, making it the fourth largest
What I recognize is a common nostalgia for a
hobby in the nation. The number of annual shows in-
white, patriarchal symbolic order. Yet the ways in
creased as well from 20 to 600. Over the next ten years,
which the sports memorabilia hobby enacted this the hobby continued to grow, involving three to four
nostalgia also are quite complex. By imagining million people by 1989 (Mark Larson, “1980,” Baseball
boyhood as presexual, and idealizing the homoso- Land Boom [February 1990]: 22 –23). By the late 1970’s,
cial relationships that existed during this period of publishers were printing price guides for baseball card
their lives, many collectors inherently blamed collectors, similar to those that antique dealers or
women for the instabilities they experienced as vintage car collectors use to assess the “value” of their
objects.
adults. Yet they also recalled moments of male in-
5 Ted Taylor, “Court Gives Topps ‘Double Play’ Deci-
timacy that were undermined by their own col- sion,” Sports Collectors Digest 20 (Sept. 1981): 6 –10; Ted
lecting practices, and that in some contexts even Taylor, “Fleer: Double Bubble Busts the Trust,” Baseball
called into question their own masculinity. Set Card Boom, 26 (February, 1990).
collecting may have involved the orderly gathering 6 Other researchers have also noted the centrality of
of pieces that were part of a coherent whole, but set collecting to the adult baseball card hobby. These
the inflation, hoarding, and financial speculation scholars, conducting their work within the fields of
folklore and sociology, have noted the ways such be-
that it spawned also undermined associations col-
havior among baseball card enthusiasts matches more
lectors had between baseball cards and boyhood
general patterns of collecting behavior. See Russell W.
innocence. Through their nostalgia and their Belk et al., “Collectors and Collecting,” Advances in
hobby, baseball card enthusiasts may have worked Consumer Research 15 (1988): 543 –53; and Brenda
to sustain a symbolic order that surrounds patri- Danet, and Tamar Katriel, “No Two Alike: Play and
archal social relationships in the United States, but Aesthetics in Collecting,” Play and Culture 3 (1989):
they did not entirely resolve the contradictions 227–53.
that such a symbolic order conceals. 7 Susan Stewart, On Longing: Narratives of the Miniature,
the Souvenir, the Collection (Baltimore: Johns Hopkins
University Press, 1984); Danet and Katriel, “No Two
Notes Alike.”
8 Henry Jenkins, Textual Poachers: Television Fans and
1 Marshall Berman, All That Is Solid Melts into Air (New Participatory Culture (New York: Routledge, 1992),
York: Simon and Schuster, 1982). 26 –27.
2 Eve Kosofsky Sedgwick, Between Men: English Litera- 9 Jane M. Gaines, Contested Culture: The Image, the Voice,
ture and Male Homosocial Desire (New York: Columbia and the Law (Chapel Hill: University of North Carolina
University Press, 1985); Joel Kovel, “Rationalization of Press, 1991); Jenkins, Textual Poachers, 25.
the Family,” Telos 37(1987): 5 –21. 10 Jenkins, Textual Poachers, 48.
john bloom 87

11 Of course, a large minority of collectors I interviewed 25 Berman, All That Is Solid Melts into Air, 324.
resisted or evaded these trends as well. Some actively 26 Kinsella, Shoeless Joe, 38.
searched for cards with writing on them, for example, 27 Joe William Trotter, Jr., The Great Migration in Histori-
while others simply did not care about the conditions cal Perspective. (Bloomington: Indiana University Press,
of the cards they bought, so preferred ones in “poor” 1991).
condition because they made “filling in” a set more 28 George Lipsitz, “The Possessive Investment in White-
affordable. ness: Racialized Social Democracy and the ‘White’
12 Jerome Wiedman, “Anybody Got a Solly Hemus?” Problem in American Studies,” American Quarterly
Sports Illustrated (Aug. 16, 1954): 45. 47(3) (1995): 369 – 87.
13 Ibid.
14 Lynn Spigel, “Television in the Family Circle: The Pop-
ular Reception of a New Medium,” in The Logics of
Television: Essays in Cultural Criticism, ed. Patricia Mel-
lencamp. (Bloomington: Indiana University Press,
1990), 73 –97.
15 Michael Messner, “Masculinities and Athletic Ca-
reers: Bonding and Status Differences,” in Sport, Men,
and the Gender Order: Critical Feminist Perspectives, eds.
Michael Messner and Donald Sabo. (Champaign, IL:
Human Kinetics, 1990), 100 –103; Nancy Chodorow,
The Reproduction of Motherhood (Berkeley: University
of California Press, 1978).
16 Messner, “Masculinities,” 97–108.
17 Michael Messner, Power at Play: Sports and the Problem
of Masculinity (Boston: Beacon Press, 1992), 24 – 41.
18 Douglas Foley, Learning Capitalist Culture: Deep in the
Heart of Tejas (Philadelphia: University of Pennsylvania
Press, 1990), 78 –79.
19 Janice Radway, Reading the Romance: Women, Patri-
archy, and Popular Literature (Chapel Hill: University
of North Carolina Press, 1984), 188.
20 Dick Hebdige, Subculture: The Meaning of Style (Lon-
don: Methuen, 1979), 127–33.
21 John Bloom, A House of Cards: Baseball Card Collecting
and Popular Culture (Minneapolis: University of Min-
nesota Press, 1997).
22 W. P. Kinsella, Shoeless Joe (New York: Ballantine, 1982);
Roger Angell, Late Innings: A Baseball Companion (New
York: Ballantine, 1984); George Will, Men at Work: The
Craft of Baseball (New York: Macmillan, 1990); A. Bart-
lett Giamatti, Take Time for Paradise: Americans and
Their Games (New York: Summit Books, 1990).
23 Brendan Boyd and Frederick Harris, The Great Ameri-
can Baseball Card Flipping, Trading, and Bubble Gum
Book (New York: Warner, 1973), 20.
24 Luke Salisbury, The Answer Is Baseball: A Book of Ques-
tions that Illuminate the Great Game (New York: Times
Books, 1989), 189.
Virgins for Jesus: but as soon as readers become teenagers the mag-
azines are marked by insistent gender bifurcation.
The Gender Politics of
For girls, the transition from the non-gender-
Therapeutic Christian coded Nickelodeon Magazine to the highly femi-
nized YM is comparable to the move from Club-
Fundamentalist Media
house to Brio.
Secular cynics who might assume that Brio and
Heather Hendershot
Breakaway are simply phony imitations of “real”
youth magazines would be surprised if they read
Girls don’t eat much when guys are around. I guess they
the magazines, for they are actually hi-tech, so-
assume we’re going to think bad of them, or maybe
phisticated productions in their own right, not
they’re too concerned about their appearance . . . many
just desecularized and watered-down versions of
times a girl will look great, but she’ll still say she’s fat. . . .
nonreligious youth magazines. While the maga-
When I go out to dinner with a girl, I want to enjoy the
zines may seem theologically bizarre to noncon-
meal with her instead of just watching her pick at her
verts, there is something strangely familiar about
food.
them too. As someone who avidly read Seventeen,
—breakaway boys interviewed for an article
Teen, and Tiger Beat, and has not looked at such
in brio magazine
magazines in twenty years, I find reading Brio
I’d like to order a pizza with pepperoni and olives on somewhat uncanny. Brio and Seventeen offer sim-
my half and a dead frog, some bugs, pocket lint, and ear ilar advice about make-up and dieting, and share
wax on my little brother’s half. a peppy, slang-laden youth style. Like Cosmo Girl,
—girl ordering a pizza in a brio cartoon Teen, or YM, Brio does not take a radical approach
to gender politics. Indeed, both Brio and Break-
away conceive of femininity and masculinity in
essentialist terms.
Focus on the Family is a right-wing Christian or-
When I first started reading these magazines,
ganization that produces “pro-family” products,
attempting to penetrate their conservative gen-
including a wide-range of youth media.1 Focus
dered address, I found that the shiny pages of
puts out two monthly teen magazines, Breakaway
Breakaway resisted my highlighter pen. The ink
for boys and Brio for girls. These magazines are
sat on the surface and took a few minutes to dry. If
the only nationally distributed fundamentalist
I turned the page too quickly, the ink smeared
youth magazines.2 They are sold in some Chris-
across the opposite page. Conversely, highlighter
tian bookstores, but the vast majority of their
ink easily permeated Brio’s pages, drying almost
distribution comes through subscription; there
instantly. While Brio paper is matte, the pages
are around 160,000 Brio subscribers and 100,000
of Breakaway are glossy and impermeable. Brio’s
Breakaway subscribers. Parents offer the maga-
pages are pastel, and the graphics are easy to read.
zines to their twelve-to-sixteen-year-old children
Breakaway’s colors are primary, and its zig-zagged,
as substitutes for secular magazines such as Seven-
overlapping, cool graphics are often difficult to de-
teen and Boy’s Life. Readers may have started off
cipher. Initially, my smeared highlighter ink sim-
with other Focus on the Family publications such
ply seemed like a nuisance, but I have since come
as Clubhouse Jr. for four-to-eight-year-olds and
to see how the unpenetrating ink functions as a
Clubhouse for eight-to-twelve-year-olds. As one
metaphor for my relationship to Breakaway. These
often finds in secular culture, the magazines for
pages were not designed for my eyes at all, as I am
younger children are not targeted to a single sex,
heather hendershot 89

reminded whenever I speak to Focus on the Fam- weight-lifting, therapeutic fundamentalist youth
ily phone workers (“Are both subscriptions for media define bodily control differently for girls
you?”). Adults are not supposed to read either and boys. On the surface, fundamentalism’s
publication, and females are certainly not sup- gender-specific definitions of bodily control seem
posed to read Breakaway. Conversely, my pen can to construct boys and girls similarly—as equally
penetrate the surface of Brio, a magazine that I sexually abstinent, for example—but fundamen-
“get” at some level because it’s much like the stuff talism’s discourses of bodily control may actually
I grew up on. I come to this magazine as both be more oppressive for girls than boys. The fol-
insider and outsider. Outsider as cultural critic, lowing pages examine how and why Brio, Break-
adult, and agnostic. Insider as a former girl recog- away, and other fundamentalist cultural products
nizing how advice columns make one feel con- such as advice books and chastity videos construct
nected to other girls, recognizing how make-up and “cure” male and female bodies differently. The
and fashion tips make you feel hip, and recog- focus is on the therapeutic advice that adults offer
nizing that certain conceptions of “proper” femi- teens through these products, and, to a certain ex-
ninity traverse both Christian and non-Christian tent, how teens respond. Examining the adult-pro-
culture. With Breakaway, conversely, I am all out- duced artifacts of fundamentalist youth culture
sider. There is no point of connection. cannot reveal all that youth do with those artifacts,
There is a second symbolic dimension to the but it does elucidate how fundamentalist adults
highlighter pen mishap. On this dimension the want teens to conceptualize their bodies and how
differences between Brio’s and Breakaway’s design this conceptualization converges with and diverges
symbolize how they, and other fundamentalist from secular conceptions of male and female bod-
youth cultural products such as chastity videos, ies. Secular therapeutic discourse “provides a
advice books, and music, function as therapeu- ready-made and familiar narrative trajectory: the
tic sites that strive to cure teens of sexual desire eruption of a problem leads to confession and di-
and other teen “problems.” Boys are unemotional agnosis and then to a solution or cure.” 3 Funda-
surfaces, their interior states difficult to penetrate, mentalist therapeutic discourse also entails prob-
while girls are emotionally deep, their feelings lem eruption, confession, and cure, but, because of
constantly exposed, debated, permeated. Boys are the nature of sin, cures are always extremely pre-
cool, funky, and athletic, and use lots of street carious. Since sin can never permanently go away,
slang (sans profanity); zig-zagging primary- teens are never really cured of carnality. Rather,
colored graphics suit them. Girls are sweet, and one might say that fundamentalist therapeutic me-
nice, their feelings never far from the surface. dia help teen desires go into remission.
They may exhibit a little pluck, but no grit. User-
friendly pastel graphics seem appropriate for this
Chastity through the Roof
type of girl. Although the construction of teenage
girls as emotional and weak and boys as hard and Fundamentalist teen advice books repeatedly state
strong is hardly unique to fundamentalist media, that feelings of sexual attraction are a gift from
it dominates such media to an even greater extent God. Yet God’s gift is dangerous; left uncontrolled,
than it dominates popular culture in general, and it will lead to premarital sexual activity. To pre-
this dominance serves political and spiritual pur- vent such activity, fundamentalists have under-
poses particular to fundamentalism. taken a number of nationwide abstinence cam-
Through their construction of sexual absti- paigns, and these campaigns are promoted in Brio
nence, food consumption, eating disorders, and and Breakaway. When you open the magazines,
90 hop on pop

chastity pledge cards tumble out rather than concerts, and parties it entails—is, ironically, the
subscription cards. In July 1994, the “True Love only risk-free activity that teen boys and girls can
Waits” campaign culminated with 25,000 teens safely engage in together.
planting 200,000 chastity pledge cards in the mall The conundrum is, how do you construct a
area between the Capitol and the Washington therapeutic discourse that explains and promotes
Monument. These cards read: “Believing that true chastity to teens who have been taught to think of
love waits, I make a commitment to God, myself, boys and girls as sexually opposite? How can es-
my family, my friends, my future mate, and my fu- sentialist constructions of gender be maintained if
ture children to be sexually abstinent from this the “inherent” desires of boys and girls can be re-
date until the day I enter a biblical marriage rela- structured? In other words, how can boys still be
tionship.” In 1996, thousands of teens filled out masculine while resisting their active sexual urges,
“True Love Waits” cards and assembled at the At- and how can girls still be feminine while resisting
lanta Georgia Dome for a weekend-long chastity the urge to passively submit? These questions rep-
extravaganza, featuring various speakers and the resent the fault lines of fundamentalist notions
hottest Christian bands. These cards had the same of sexual control. To “cure” teens of sexual desire,
words on them as the 1994 cards but were designed fundamentalist adults must sanction the very
slightly differently, with a hole in them so that gender-specific behavioral traits (masculine ag-
they could be stacked on a pole soaring up to the gression, feminine passivity) that supposedly
ceiling of the Dome. Further cementing the al- compel unchaste behavior.
ready bizarrely phallic connotations of the event, For example, at the 1994 Washington True Love
the gathering’s ejaculatory motto was, “My card’s Waits conference, girls and boys were taught about
through the roof!” (see figs. 1 and 2). chastity in separate seminars. Girls were told a
Assuming that God makes “opposites” attract, sentimental fairy tale about true, eternal love and
fundamentalist abstinence campaigns address the achievement of the feminine dream of ro-
boys and girls as utterly dichotomous: boys are mance through the preservation of virginity. Boys,
strong and stoic, girls emotional and nurturing. conversely, were directed to loudly chant “We are
Yet their faith and their commitment to abstinence real men! We are real men!” They were told that
unite these opposites. That boys and girls can send abstinence was not emasculating, that “Adam was
their cards through the roof and gyrate to Chris- a real man,” and that the Garden of Eden housed
tian rock to celebrate their shared dedication to “Adam and Eve” not “Adam and Steve.” 4 The
chastity may seem strange. Yet chastity celebra- problem of how one could be a “real man” and a
tions, like Christian youth music festivals, are the virgin was solved by asserting homophobic ma-
ultimate co-ed road trip. Boys and girls who usu- chismo. Ironically, to control the male body, to
ally aren’t allowed to stay out late, go to wild par- save it from its own heterosexual aggression, that
ties, or even touch each other platonically (there is body must be constructed as aggressively hetero-
a three inch separation rule at one fundamentalist sexual and masculine.
junior high in California), pile into buses with Thus, “natural” heterosexual gender roles are
their adult youth group leaders and spend three maintained in spite of a constant attempt to con-
or four days in a hotel or camping out. The mu- trol and reconstruct “natural urges.” Curiously,
tual commitment to chastity, expressed via these the fundamentalist anti-evolution stance repre-
events, thus bridges both the metaphorical and lit- sents the key to defusing this apparent paradox.
eral distance between fundamentalist boys and When teens ask why God gives them sexual urges
girls. Chastity—and all the celebratory rallies, if he doesn’t want them to act upon them, videos
(top) Chastity pledge card with
a hole. Cards are stacked on a
pole that go “Thru the Roof.”
Carmel V. France.

(bottom) The fine print reads


“Half is for the pole, half is for
the teen to keep.” Carmel V.
France.
92 hop on pop

and advice manuals often answer that, in biblical Instead, boys “lose control” or “force themselves”
times, people married at the onset of puberty, so on girls. This is a scenario in one episode of Fam-
premarital sex was not an issue. Our bodies have ily First, a fundamentalist sit-com aired on the
not changed or “evolved” since then, so we still Trinity Broadcasting Network. A girl ignores her
feel “the urge to merge,” as one adult fundamen- brother’s warnings that the boy she is dating has a
talist puts it, at an age when it is no longer appro- “bad reputation.” The boy eventually forces him-
priate to marry. Advice books and videos teach self on her, but she simply hits him and escapes.
teens that history, not God, has made sexual absti- The word “rape” is avoided and the girl is taught a
nence so difficult to maintain. valuable lesson about being led by the spirit, not
Susie Shellenberger and Greg Johnson, the ed- the flesh. The unstated implication is that she was
itors of Brio and Breakaway, have written numer- “asking for it.” A teenager who wrote into Break-
ous teen advice books on how to maintain one’s away was less fortunate than the sit-com girl. She
faith and virginity.5 Their co-authored 258 Great explains that she and her boyfriend were sexually
Dates While You Wait tells teens how to avoid “wrestling,” and she kept telling him to stop, but
sticky situations in which their hormones might at a certain point she felt that she had “let him go
carry them away. Like other adult chastity pro- so far” that it wouldn’t be fair or possible to stop
moters, these two assume that teenagers can- him. She says she should have pushed him off her
not control their desires. Heavy petting, or even and run away, but instead she had sex. Again, what
French kissing, will almost inevitably lead down sounds like rape is here defined as the victim’s fault
the slippery slope to sexual intercourse. Shel- because she has been so thoroughly instructed in
lenberger’s rationale is “‘the law of diminishing biologically compulsory fornication.7
returns.’ . . . [E]ach time you go a step further, One way Brio and Breakaway hope to stymie
you find that it takes more to fulfill your appetite. fornication is by rendering sex taboo by tacitly
So you continually let down your barriers to be- equating sex with incest. The magazines and spin-
come more and more fulfilled. The result? Two off advice books urge sexually aroused teens to
people have had sexual intercourse without plan- consider who their act of sin will affect and to ac-
ning on it.” 6 tually picture the faces of all their relatives, as well
By constructing a teen body utterly lacking as Jesus. Boys and girls are encouraged to “date”
self-control, a body that can only be controlled/ their parents and to imagine real dates as siblings.
cured by a spiritual commitment to chastity, fun- One Christian music celebrity actually says, “The
damentalist chastity discourse may inadvertently best date I’ve ever had was with my mom!” A car-
encourage boys to be sexually violent and girls to toon in Shellenberger’s advice book Guys and a
see submission to sexual violence as natural. Boys Whole Lot More shows a car parked at Lover’s Lane
and girls repeatedly told that, at a certain point, and explicitly places the male sexual aggressor in
they are no longer in control, may as a result feel the paternal subject position. In the caption, the
less in control. That is, it may actually be more girl tells the boy, “Here’s a quarter. Call my dad.
difficult to stop sexual activity if one conceives of Tell him what you want to do. If it’s all right with
one’s body as a runaway train. Crudely put, when him, it’s okay with me.” 8 The teen superego is thus
all bodily control is lost, boys give in to their urge maintained by perversely transforming the sexual
to rape and girls give in to their urge to submit to situation into a primal scene.
rape. Significantly, fundamentalists do not speak Fundamentalist media encourage teens to be
in such crass terms. In fact, it sometimes seems chaste by explaining the advantages of abstinence
that rape per se does not exist for fundamentalists. and constructing it as empowering. One video I’ve
heather hendershot 93

seen, however, illustrates the pressures wrought Sexuality, “ You will seek to transform your desire,
upon both boys and girls by a commitment to your every desire, into discourse.” 9 There are of
chastity. Edge TV is a series of videos produced for course crucial differences between the Catholic
church youth groups. Each fifty-minute show is confession that Foucault describes and fundamen-
designed to be viewed during a youth group meet- talist witnessing, which eschews the rituals of the
ing and followed by discussion. The videos slickly church and the mediation of the priest in favor of
incorporate funky graphics and mtv-style camera a direct, personal relationship with God, but both
angles in order to look like “real” tv. The first seg- types of rituals require the translation of the inte-
ment in the “Sexual Choices” episode features a rior self into language, and both serve therapeutic
dozen kids, many of whom have made sexual purposes.
“mistakes” in the past. While some feel empow- The typical witnessing narrative details how
ered by their current commitment to chastity, one has been born again. It is a public display of
memories of their sexually active history torture the self that is simultaneously spiritually valuable
many of them. This video shows emotional, intro- to the evangelizer and of value to listeners as po-
spective teenage boys, which is unusual in fun- tential converts. The typical chastity narrative,
damentalist media. A large football player type which one might read as a witnessing subgenre,
earnestly explains that lust is dehumanizing. He also tells of being saved, now from sexual sin, yet
is shot in a soft, Vaseline-on-the-lens, feminine- it serves a more overtly therapeutic purpose than
coded style. Another boy suffers desperately from the born-again witnessing narrative. Both kinds of
the urge to masturbate. A third teen is horrified by narratives are evangelistic, but the chastity narra-
his homosexual past. This boy remarks that if only tive is more about the process of healing the self
he’d talked to someone about his homosexual than about healing listeners. Fundamentalist teen
feelings before he gave in to them he could have sex talk functions as a prophylactic against the
properly dealt with his problem, and he wouldn’t commission of sexual acts. The Edge TV mastur-
have engaged in the sexual acts that lead to his bator, for example, ends his tale by unconvinc-
hiv-positive status. ingly explaining that he feels better now that he
The underlying messages of this confessional has found a support network of tormented fellow
video are that sex outside of marriage is inherently masturbators to whom he can confess his sinful
lustful and unpleasant and that youth desperately feelings rather than acting upon them.
need to talk about their sexual feelings. Although Prophylactic Christian media hope to ease the
fundamentalists virulently oppose ritualize Cath- pressures of the chaste Christian lifestyle by offer-
olic confession, the organizing principle of much ing pleasurable alternatives to sinful secular cul-
therapeutic fundamentalist youth media is that ture.10 There’s a whole array of chastity products
translating sexuality into language is liberatory, such as jewelry (True Love Waits rings), clothing
and that if only youth could express their sexual (“Don’t Even Ask! I’m Waiting”), music (“I Don’t
feelings to youth pastors or other mature elders, Want It” by D.C. Talk), videos (Edge TV), and
they would be able to control those feelings. Be- books (258 Great Dates ). In principle, these prod-
cause of the intransigence of sin, the cure from ucts are designed to help kids not think about hav-
sexuality is unstable, but it is nonetheless within ing sex, but one could not ask for a better example
the teenager’s grasp. The fundamentalist direc- of what Foucault called the “repressive hypothe-
tive to speak one’s sex is evocative of the forced sis.” Just when sex is ostensibly repressed, it is ac-
“infinite task of telling” sexuality that Michel Fou- tually ubiquitous. Fundamentalists strive to elim-
cault speaks of in the first volume of The History of inate sex outside the boundaries of marriage, yet it
94 hop on pop

is precisely outside those boundaries that dis- ried?” The answer is no, because you should “strive
courses of sexuality propagate with reckless aban- to fill your mind with things that won’t leave you
don. Focus on the Family dispenses advice to im- frustrated or wanting what you can’t have,” 12 but
prove the sex lives of married couples, but the it’s hard to believe that teens who have signed
amount of sex talk directed to those not allowed chastity pledge cards don’t have sexual fantasies
to copulate by far outweighs the amount of sex made safe through a prefatory marriage fantasy.
talk directed to those sanctioned to indulge. Pro- Although Shellenberger consistently tells girls that
chastity teen media make ignoring sex impossible. even tongue-kissing is off-limits, they continue
to ask “how much fooling around is acceptable
by God?” 13 One girl, who signs herself “Feeling
Teen Negotiation of the Chastity Directive
Guilty,” thinks she has found a potential loophole
To avoid making the kinds of sexual mistakes dis- in her chastity pact with God: “I have pledged to
cussed in the Edge TV video, Shellenberger and remain sexually pure until marriage. But what if
Johnson in their dating advice book suggest weird Jesus comes back before I get married? I want to
food-centered and highly infantilizing group know how it feels to have sex. Is this a horrible
dates. “Kid’s day” requires crayoning in coloring thing to want?” 14 Since many fundamentalists
books and playing Candy Land. Airport dates in- believe the Rapture could happen at any time,
volve putting on strange costumes, pretending to this girl voices a legitimate concern inspired by a
meet each other getting off planes, and competing fundamentalist, literal reading of the Bible.15
to properly guess how many men will go into Occasionally, Brio girls write in to flaunt the
the restroom immediately after deplaning. Food fact that they engage in sexual activity without feel-
dates include eating entire meals by taste-testing at ing guilty. One particularly outspoken girl writes:
a large grocery store, organizing fruit juice tastings
You’re probably going to tell me that petting will
(as opposed to wine tastings), making a giant pop-
lead to intercourse . . . [but me and] this guy . . . have
sicle in a trash can at the local ice plant, and eat-
done some things that you would probably consider
ing all of the leftovers in the fridge. In sum, these
wrong, but I don’t think it is, and I don’t feel a bit
adults suggest that one avoids sex by engaging
guilty about it. I don’t think it will lead to us having
in activities more appropriate for a prepubescent
sex, because I’m not ready until I’m married. He
person, and by displacing sexual desire onto desire
doesn’t pressure me at all and says he respects me for
for food. But do teens accept this solution hook,
not wanting to have sex. So my question is, what
line, and sinker?
if—because of my own values and beliefs—I don’t
No doubt, many fundamentalist teens reject
think it’s wrong? And don’t tell me to get out of the
infantilizing food dates and resist the chastity
relationship because I don’t want to and I won’t.16
campaign in various ways. Letters published in
Brio indicate a constant negotiation of the idea There’s no telling how many of such letters Brio
of chastity. The editors receive a thousand letters receives, since it behooves their own agenda to
each month, most of them asking questions about print more letters from guilty girls than unrepen-
boys and sex.11 Brio letters often focus on looking tant ones, but it is clear from the letters that Brio’s
for loopholes in the chastity mandate. A girl from adult editors choose to print that readers do not
Ohio writes, “This is kind of an embarrassing merely internalize the chastity directive without
question, but if the guy doesn’t have a name or substantial questioning, negotiation, and varying
face, is it okay to fantasize about your wedding degrees of resistance. On the other hand, it is also
night and what sex will be like after you’re mar- clear that such letters also aid Brio in constructing
heather hendershot 95

the chastity directive. From the editors’ perspec- well enough will find themselves trumped by well-
tive, the letters prove that teen sexuality really is versed adults. At one Christian school some boys
out of control; the existence of the “fallen” girl en- questioned the rule that their hair had to be short.
ables the therapeutic salvation narrative to exist. Their teacher pointed to I Corinthians 11 : 14, “If
Breakaway does not represent fallen boys, and a man has long hair, it is a disgrace to him.” One
does not print letters from Christian boys asking student thought he had a winning counterar-
how far is too far to go sexually. Because their de- gument: “ ‘But didn’t Jesus have long hair?’ The
sires are uncontrollable once unleashed, the boys teacher was indignant and cautioned the students
given a voice in Breakaway avoid any contact, or that the pictures they see of Jesus are just repre-
even being alone with a female: “I prefer group sentations painted by sinful men. The Bible
dating because there’s a lot less temptation. Be- teaches that long hair is a sin and also teaches that
cause I’m a Christian, I want to stay away from Jesus never sinned; Jesus, therefore, could
risky situations . . . it’s better to go out in groups. not have had long hair. Case closed.” 21 The boys
It’s safer and it’s more fun” (emphasis added).17 lost because they countered with a commonsen-
Group dates save boys from their own lustfulness sical assertion about Jesus’ hair rather than a bib-
and also shield them from the occasional female lically based argument for long hair. (“What about
temptress. When a boy writes that his girl friend Samson and Delilah?” might have been more
wants to have sex, Breakaway advises: “You ought productive.)
to end this relationship pronto, asap, yesterday Negotiating rules is highly problematic for
and real quick. I promise you that your girlfriend teens wishing to follow commandment number
is much more likely to bring you down than you five: honor thy father and mother. In fact, some
are to bring her up. You may think you’re strong teens may not negotiate the chastity directive or
enough to stay with her without caving in. But be other rules at all. Why would they want to tamper
warned: Samson thought the same thing, and be- with their relationships with God and their com-
fore it was all over he was blind, beaten, betrayed munity? To nonbelievers, the faith of born-agains
and bald (see Judges 16).” 18 This boy, like the girl is almost unfathomable, and one cannot help but
who feared Jesus would come before she did, is wonder what teens get out of it. The peace and joy
puzzled because his desires don’t seem to mesh that can come through a personal relationship
with biblical directives. He cannot find any place with God constitutes the primary earthly reward
in the Bible that condemns premarital sex. The for being born again. In addition, belief in a rule
Bible forbids adultery, lust, and fornication with book (the Bible) offers believers a sense of stability
prostitutes, and it proclaims marriage to be a holy and order, and a place in a community of like-
sacrament, but it never explicitly forbids premari- minded folks. Given the tortuous isolation and
tal sex.19 The Bible serves as a rulebook for fun- feelings of helplessness and despair that many
damentalist teens, but the rulebook can backfire teenagers encounter, it’s not difficult to see why an
when teens study it and recognize the contradict- ordered belief system and a community of fellow
ory dimensions of the readings that their church believers might be appealing to some teens. The
puts forth as unquestionable, or when they notice fundamentalist belief system, which to outsiders
the differences between isolated scripture and the may seem to be all rules and prohibition (“don’t
same scripture in its context. Through the Bible, have sex”), offers structure, stability, and com-
teens may end up negotiating the very rules that munity to youth. This community is a locus for
adults say the Bible teaches unequivocally.20 On a variety of activities, ranging from picnics and
the other hand, teens who don’t know the Bible bake sales to hospital picketing and school board
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electioneering. It is the community’s public- tuses that may grow inside her, and she should
sphere activities that cause concern among non- work to insure that others live by the same belief
fundamentalists, particularly among those who system. Unlike Breakaway boys, whom the maga-
support reproductive freedom. zine conveys as belchers who wear dirty socks and
rarely shower, Brio girls express great concern
about bodily containment: How do I tell a friend
Female Retention and Male Expulsion
she has bad breath? How can I manage my sweaty
The adult compilers of the Teen Study Bible tell hair after gym class? The same kinds of anxieties
readers unequivocally that “God is pro-life.” 22 can be found in the letters section of secular mag-
Psalm 139 is one key text used to support the fun- azines, and both kinds of magazines function as
damentalist anti-choice stance. The New Interna- public therapy spaces where problems erupt, are
tional Version of the psalm reads, in part, “You confessed and diagnosed, and a solution or cure is
created my inmost being; you knit me together in offered. A crucial difference between secular and
my mother’s womb. . . . My frame was not hidden fundamentalist girl’s magazines, however, is that
from you when I was made in the secret place. whereas both tend to promote certain ideas about
When I was woven together in the depths of the “proper” (odor-free, non-sweaty) femininity, the
earth, your eyes saw my unformed body. All the secular magazines promote a gendered body that
days ordained for me were written in your book is only implicitly politicized, while the body pro-
before one of them came to be.” While the Bible moted in Brio is an explicitly politicized, pro-life
never explicitly condemns abortion, fundamen- body. The message sent to teen girls is that God
talist anti-choice advocates use Psalm 139 to prove created “your” body, loves “your” body, and lent it
the personhood of unborn life.23 Fundamentalists to you, and His will is to fill your rental flesh with
use this passage to show how thoroughly God progeny. Although the young female body is urged
knows you and your body and, furthermore, to to be chaste, once married God has designed her
show that your body is not only his creation but body to be penetrated and filled.
also his. Another biblical passage supporting this The male teen, conversely, embodies the prin-
idea is spoken by Paul in 1 Corinthians 6:19-20: ciple of expulsion and impenetrable hardness.
“Do you not know that your body is a temple of Fundamentalist media endeavor to construct the
the Holy Spirit, who is in you, whom you have controlled, chaste teen male body mainly by en-
received from God? You are not your own; you couraging rigorous bodily activities besides sex.
were bought at a price. Therefore honor God with Boys maintain self-control through sports and
your body.” 24 Crucially, this means that you can- body building; such vigorous, structured activity
not “choose” whether or not to have sex or to is necessary to cure or at least stymie their lust. In-
terminate a pregnancy in your body, because it herently more reckless, boys must exert much
is not your body. Your body is simply on loan more self-control than girls. But unlike girls, they
from God. I will turn to a discussion of eating are allowed to express their recklessness through
disorders shortly, but suffice it to say here that their overflowing bodies. Boys are encouraged to
fundamentalist therapeutic discourses on eating ejaculate spit, vomit, and sweat, but not semen.
disorders use the same “you are not your own” Breakaway humor often centers around the very
biblical scripture to explain why eating disorders bodily humors disavowed in Brio. Once the reader
are ungodly. mail column centered on “spew stories,” where
As an adult the properly containing (and con- teen boys wrote about their most embarrassing
tained) Brio body should retain, not abort, any fe- vomiting experiences.
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Breakaway boys’ earthly bodies are (ideally) clothing, Breakaway never warns boys to hide
metaphorically clean (chaste), yet they are literally their sweaty muscles from their horny peers. Yet
filthy. One Breakaway cartoon shows a boy eating Christian sports, and body building in particular,
junk food and explaining, “Actually, Mom, potato are as erotic/masturbatory as secular sports and
chips are very good for you! The loud crunching body building. A Breakaway feature on weight-
scares away germs!” 25 Since boys are assumed to lifting describes a sexually charged male body that
be quite insalubrious, scaring away germs is cer- would be unthinkable in a fundamentalist co-ed
tainly in order. Interestingly, the dirty, spewing environment:
Breakaway boy never seems to fart or use the
the pump . It must be experienced firsthand be-
toilet. That is, this boy is only grotesque in care-
cause no sensation compares. Your shoulders throb,
fully circumscribed ways. He transgresses bound-
your chest aches, your skin tingles. Blood pulses
aries only from the waist up. The Breakaway boy
through your veins like a pack of angry earthworms.
exists somewhere between the “classical body—
Sweat streams down the rippled bands of sheer steel
a refined, orifice-less, laminated surface” that
you once called your belly. When you stand on your
Brio constructs, a body whose higher stratum is
toes, your calves threaten to pop out at the knees.
emphasized while the lower stratum is disavowed,
You flex your biceps, and two bowling balls appear.
and the vulgar “lower-class” coded body that
You look at yourself in the mirror and grunt, “Hello,
Laura Kipnis has described as the Hustler hard-
Hulk!” 28
core porn body: “a gaseous, fluid-emitting, em-
barrassing body, one continually defying the stric- Although the magazine urges safety and mod-
tures of bourgeois manners and mores and instead eration in work-outs, it also applauds (somewhat
governed by its lower intestinal tract—a body parodically) the bulging masculine body. Like-
threatening to erupt at any moment. Hustler’s fa- wise, a study guide on steroids does not find body
vorite joke is someone accidentally defecating in building problematic or “vain.” While advantages
church” (emphasis in original).26 The Breakaway of a drug-free work out include “your steady loves
body threatens to erupt at any moment, but only your new appearance” and “you look fantastic!
through the nose or mouth, and certainly not in Members of the opposite sex are keeping an eye on
church! This body violates what Kipnis, following you,” steroids are condemned as a “shortcut” that
anthropologist Mary Douglas, calls “‘pollution’ will make you “overly aggressive” and “cocky.” 29
taboos and rituals—these being a society’s set In other words, out of control. By advocating body
of beliefs, rituals, and practices having to do building, therapeutic fundamentalist media again
with dirt, order, and hygiene,” but it only does so solve the problem of how virgin boys can be “real
within circumscribed limits.27 Both unhygienic men.” Weight-lifting represents not a “feminine”
and unscatalogical, the Breakaway body can have obsession with one’s looks but rather a business
its cake and eat it too, as long as the cake exits contract with God whereby if you don’t cheat with
through an upper-body cavity. steroids you will gain self-esteem through your
Obsession with the body is considered “vain” muscles. Only through cheating will you become
in the world of Brio, but Breakaway encour- cocky and aggressive— excessively masculine and
ages boys to build up buff physiques in order to therefore no longer self-controlled. Paradoxically,
enhance their masculine self-esteem. Breakaway lifting should be a diversion from sexuality, yet
de-emphasizes the fact that muscles may increase onanistic weightlifting produces a more sexually
a boy’s sex appeal, and, while Brio advises girls alluring— even a cocky and aggressive—body.
not to unfairly arouse boys with “suggestive” To some extent, autoerotic weightlifting is
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hoped to function as a substitute for autoerotic Christian books and cassettes on eating disorders
genital activity.30 Although it would be best if argue that secular notions of the “ideal female
boys could avoid erections altogether, according body” have a negative effect on girls’ self-esteem,
to most fundamentalist experts erections in and of but fundamentalist media nonetheless tend to
themselves are not sinful, as long as they are not replicate secular culture’s construction of gen-
accompanied by mental images of other bodies. dered food consumption. Although 258 Great
This was the source of the Edge TV masturbator’s Dates emphasizes that all teens live off of junk
agony. He could not masturbate without fanta- food, the book also indicates that girls will gravi-
sizing about girls. If masturbation does occur, it tate to salads on dates and that boys can never be
must not be accompanied by lustful thoughts. overglutted. One group date involves driving to
Caught between a rock and a hard place, as it were, various fast food restaurants and eating a little bit
the teen boy is basically denied guilt-free penile at a time until you’re full: “Still hungry? Though
tumescence. The weightlifter can at least increase the girls may not be, the guys are!” 33 A Breakaway
the bulk of the rest of his body. cartoon illustrates the insatiable boy’s appetite. As
Girls apparently have less to feel guilty about, a happy cat enters the kitchen through a hinged
since they are generally assumed to be less horny cat-door, an equally happy boy, licking his chops,
than boys. A cartoon in Shellenberger’s Guys and exits the refrigerator via a hinged boy-door.34
a Whole Lot More illustrates a “humorous” reac- Another cartoon in Breakaway shows a girl
tion to the female’s puberty-induced anxieties: a speaking to a boy whose mouth is obscenely
girl asks her pharmacist, “Do you have an antidote crammed full of junk food: shakes, pizza slices,
to hormone poisoning?” 31 Girls are assumed to be hot-dogs, and fried chicken legs (fig. 3). It is un-
sexually curious (hormonally poisoned), but girls’ clear from the image whether he is consuming or
books, magazines, and videos ignore masturba- expelling his lode. The cartoon was part of a con-
tion, since masturbation is basically seen as a boy’s test where boys saw the image without the artist’s
problem. Needless to say, weightlifting is not caption and competed to come up with the best
an option for Christian girls wanting to rechannel tag line. The artist’s caption, printed with the con-
their sexual energy into the quest for the ideal test winners’, interpreted the image as referencing
body. consumption rather than expulsion: “How much
weight does coach want you to put on for foot-
ball?” Several contest winners interpreted the car-
Fundamentalism and Eating Disorders
toon as representing expulsion: “Biff attempts the
Advice from 258 Great Dates While You Wait in- world’s first atomic burp”; “After hearing what
cludes giant popsicle dates and group dates at fast goes into processed food, Hank coughed up every
food restaurants. These dates function, in theory, single burger, hot dog and slice of pizza he had
by displacing desire for sex onto desire for food. ever eaten.” One winning caption reads the image
For this chastity tactic to work, however, one must as representing both consumption and expulsion:
not have a fraught relationship with food.32 The “Suddenly, Warren was forced to admit he had an
efficacy of fundamentalist media is weakened by eating disorder.” The humor of this caption, ac-
its tendency to ignore the ways that girls and boys companied by the cartoon, would be impossible
may view food differently. Transferring desire were it not for the assumption that boys consume
from sex to food may be easier for the gluttonous excessively, but such consumption is not patho-
Breakaway boy than for the comparatively ab- logical. If boys really binged and purged, it would
stemious Brio girl. be un-Christian to laugh at Warren. This cartoon
Appropriating liberal feminist discourse, is symptomatic of how Breakaway approaches
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addressing virtually every difficulty of daily life, so


it’s not surprising that they’ve produced a cassette
on eating disorders. On this tape, former bulimic
Jackie Barrille offers some insight into fundamen-
talist perceptions of eating disorders and the fe-
male body. Although fundamentalist media tend
to construct girls as emotive, Barrille explains how
eating disorders are a means of self-expression re-
sulting from years of internalized feelings. In addi-
tion, she argues that eating disorders are primarily
a matter of taking control of one’s life. Barrille
says, “In eating huge amounts of food I felt a re-
Christian boys may consume excessively, but such lease, a freedom I had never felt in my life.” 36 She
consumption is not considered pathological. Carmel explains, however, that by surrendering control to
V. France. Image from Breakaway magazine, the Holy Spirit, you won’t need to binge and purge
February 1996. to seek control over your body. (Interestingly, the
same theological concepts can be used for both
boys and food. While food articles in Brio focus on dieting and for controlling compulsive dieting.
baking cookies for others or making low-fat milk- A testimonial printed on a fundamentalist weight
shakes, in Breakaway one finds articles with titles loss manual reads, “Thanks to First Place, I’m
like “More Thanksgiving Maggot, Anyone?” 35 In controlling my weight with a power greater than
sum, Brio and Breakaway assume boys and girls to my own.”) Barrille does not address how devout
have different appetites not only sexually but also fundamentalists who already have a personal rela-
gastronomically. This represents both a magnifi- tionship with Jesus nonetheless become eating dis-
cation of secular culture’s construction of sexual- ordered. Might resistance to giving all control to
ity (where chastity is not encouraged but men and God be a contributing factor to developing eating
women still tend to be seen as sexually opposite) disorders in the first place? Or might the impera-
and a mirroring of secular culture’s construction tive to surrender oneself spiritually actually con-
of gendered food consumption. tribute to a woman’s desire to have total control
Fundamentalists often explain eating disorders over her earthly body?
as problems that are induced by the secular world Eating disorders are a way to assert control
that can be cured by religion. Because of society’s when faced with difficult and disempowering per-
pressure on women to have a certain kind of body, sonal /familial situations. The surrendering of con-
girls lack self-esteem; an improved relationship trol to parents that is mandated by disciplinary
with Jesus is the key to solving this problem. By child rearing, the typical fundamentalist parent-
studying the Bible, girls with eating disorders will ing style, may thus play a pivotal role in the de-
come to see that their bodies are “temples of the velopment of teen anorexia and bulimia. Disci-
Holy Spirit.” Thus, the cure for eating disorders is plinary child rearing demands the child submit
religious, but the causes are not. Fundamentalist his/her will and body to parents. As the auto-
therapeutic discourse never portrays girls’ eating biographical narratives of Christian anorexics ex-
disorders as stemming from family pressures, an plain, authoritarian parents tend to force their
authoritarian home-life, or the tremendous pres- eating disordered children to eat, and discipline
sures that being a “good Christian” can entail. them harshly when they fail to properly consume.
Focus on the Family offers therapeutic media Cherry Boone O’Neill, daughter of Christian
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singer Pat Boone, recounts how her authoritarian personal relationship with Jesus, yet because of her
parents made her feel bodily shame when they faith her eating disorders continued long after she
forced her to wear children’s clothing at age twelve, married and left home. Fundamentalist doctrine
even though she had the sexually mature body demanded that she submit to her husband in the
of a sixteen-year-old. At eighteen, when she re- same way she had submitted to her father, and
sisted their directive not to vomit, they said she she continued to resist patriarchal submission.
was acting like a child and spanked her. The drive Boone explains that only by leaving fundamental-
to make her submit to parental control backfired ism could she finally cure herself.
when her resistance was bound up in the develop- I do not mean to valorize fundamentalist anor-
ment of eating disorders. Anorexia and bulimia exics’ resistance as a feminist tactic, or to hold up
became a means of resisting parental control while Boone as emblematic of all fundamentalists with
maintaining the masochism that underpinned the eating disorders, but rather to complicate what
child-parent relationship. That is, O’Neill asserted eating disorders might mean for women of strong
herself, but only at the expense of herself. faith. Across disciplines (medicine, psychology,
O’Neill begins her autobiography, Starving for feminist sociology), researchers tend to assume
Attention, by explaining how fasting helped her that eating disorders are areligious. Yet a number
maintain her anorexic regime: of researchers have argued, erroneously, that an-
orexia can be traced back to the fasting practices of
Fasting on Thanksgiving Day had really saved
medieval nuns and other religious women. They
me . . . when I was asked why I had not loaded up
assume that eating disorders have always existed,
my plate like everyone else I just answered with spir-
but now they have been drained of their (Catholic)
itual overtones, “I’m fasting today,” and that was
religious impetus and are a result of twentieth-
that! . . . My mother called from the kitchen . . .
century consumer culture’s images of slender fe-
“ Daddy wants to have Communion together before
male bodies. Historian Joan Jacobs Brumberg has
we say the blessing, okay?” . . . My mind was com-
quite rightly argued that tracing eating disorders
puting feverishly: crackers are about twelve calories
back to the tradition of medieval fasting women is
and I’ll probably eat about one twelfth, so that’s one
highly problematic:
calorie, and . . . how many calories does a six-ounce
glass of grape juice have? . . . Too many. I’ll just pre- To describe premodern women . . . as anorexic is to
tend to drink the grape juice . . . maybe I can pretend flatten differences in female experience across time
to eat the cracker, too.37 and discredit the special quality of eucharistic fervor
and penitential asceticism as it was lived and per-
Religion is uncannily woven throughout this
ceived. To insist that medieval holy women had an-
family melodrama, as “fasting” sanctifies self-
orexia nervosa is, ultimately, a reductionist argu-
starvation, and Christ’s blood and body become
ment because it converts a complex human behavior
an impediment to weight loss. While mother
into a simple biomedical mechanism. (It certainly
works in the kitchen and daddy presides over the
does not respect important differences in the route
religious ceremony—a familiar division of do-
to anorexia.) To conflate the two is to ignore the cul-
mestic labor—the resistant daughter destroys
tural context and the distinction between sainthood
herself through the very act of resistance. O’Neill’s
and patienthood.38
sad tale stands in stark contrast to the narratives of
fundamentalist youth magazines, which, Brio’s Calling medieval saints anorexic erases the
tormented advice column letters notwithstand- complexity of their faithful practices.39 But Brum-
ing, strive to be relentlessly peppy. Boone had a berg’s argument against reading modern anorexia
heather hendershot 101

in light of the history of fasting seems to assume may well be a motivation for teen anorexics who
that the modern faster lacks spirituality, or, as she have vowed to remain sexually pure. After all, the
further argues, “From the vantage point of the his- strictures of eating disorders bear a strange resem-
torian, anorexia nervosa appears to be a secular blance to those of chastity: maintain bodily con-
addiction to a new kind of perfectionism, one that trol, subdue carnal drives, attempt to displace de-
links personal salvation to the achievement of an ex- sire for food/sex onto other activities. Teens who
ternal body configuration rather than an internal reject the therapeutic advice of chastity manuals
spiritual state” (emphasis added).40 and videos may find in eating disorders their own
For fundamentalists, however, the most mun- “cure” for their sexuality. I do not mean to suggest
dane acts of daily life can have holy justification. If that chaste fundamentalists are naturally more
anorexia is indeed an “addiction” to a particular inclined to eating disorders than sexually active
kind of perfectionism, it need not be a purely sec- nonreligious girls. My point, rather, is that funda-
ular addiction. There is no transhistorical link be- mentalist adults produce therapeutic media to
tween Catholic medieval fasters and contempo- help their youth escape from tremendous peer
rary eating disordered evangelical Protestants. But pressure to drink, smoke, or engage in sexual ac-
this does not mean that twentieth-century eating tivity, but they replace those pressures with an-
disorders must be, by their very nature, “secular other set of potentially overwhelming pressures.
addictions.” For some fundamentalists eating dis- Eating disorders are a means of coping with the
orders may have a holy justification. The funda- different ways that religion, families, and popular
mentalist may see ridding herself of the flesh as culture simultaneously strive to discipline girls’
an act of purification. For example, Barrille re- bodies.
counts how when one fundamentalist anorexic
came close to dying her soul left her body and felt
Walking the Straight and Narrow
weightless as it headed toward the proverbial
white light, but Jesus told her that it was not yet Fundamentalist youth media are designed to
her time, and she returned to her body. In contrast straighten teens on their already narrow paths, di-
to her freed spirit, her anorexic body seemed un- recting them away from sexuality, liberalism, and
bearably heavy. For her, the desire to lose her body pro-choice sentiments. Fundamentalist culture
was intricately bound up in the desire to be more offers community and a sense of belonging, and
spiritual: less body meant more spirit. fundamentalist media bolster the potency of that
Of course, loss of flesh not only means less community. The chaste Christian youth of today
body, but also a transcendence of sexuality are, if they stay on track, the youth pastors, Chris-
through the reduction or elimination of breasts, tian pop stars, women’s health clinic barricaders,
of menstruation, and of the wider hips that pu- creationism pushers, and school prayer advocates
berty brings to teens. For both secular and reli- of tomorrow. When you put it this way, these
gious women, eating disorders are intricately youth seem like “The Enemy.” Yet fundamentalist
bound up in feelings about sexuality. By not eat- youth are not the most formidable of foes. They
ing, a girl erases many of the bodily changes are alienated and confused, just like everyone else
wrought by puberty, and for the fundamentalist enduring the torments of puberty. For some, fun-
girl under tremendous pressure to remain bodily damentalist beliefs no doubt exacerbate such tor-
and spiritually pure, the desire to erase sexuality ments, while others find their faith helps assuage
may be particularly strong. The desire to drive out their suffering.
sin, to find “an antidote for hormone poisoning,” Parents recognize that during the rebellious
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teen years their children may drift from their faith. We need to consistently question our own mo-
Adults consider teens the most fragile links in tivations in studying these youth.43 For secular cri-
the fundamentalist chain, and this is why so much tics, it can be tempting to see teenagers as the weak
media is directed to them. If teens submit to links in fundamentalism, as potential converts to
the “liberal” values of mtv, as their elders fear, a more enlightened secular humanist (or Marxist,
will they come back to the Lord as adult prayer queer, feminist) way of looking at the world. Like
warriors, parents, activists, and voters? And, most fundamentalists, academics believe that words and
important, will they ever enter the Kingdom of images have the power to transform. We also allow
Heaven? Salvation is the primary concern of fun- our lives to be consumed by sequential goals,
damentalist parents, a fact that is all too easily for- entering (and sometimes attempting to revise) a
gotten by secular critics who fear fundamentalist highly structured life system that pre-existed us:
politics but make no attempt to understand the coursework, dissertation, exploitative part-time
tenets of their faith. If you don’t believe in heaven teaching, miscellaneous essay publishing and con-
and hell, it is difficult to understand why maga- ference-going, book contract, book, job (maybe),
zines such as Brio and Breakaway, or “Pet Your committee work, three-year review, more books
Dog, Not Your Date” t-shirts, which may seem (maybe), tenure (maybe), retirement courtesy of
downright silly, are no laughing matter for Chris- tiaa-cref. The ways that these stages can con-
tian parents. Fundamentalist media help keep sume our every waking moment are not as far re-
children within the fold, which is absolutely cru- moved from the born-again modus operandi as
cial for parents who don’t want their children to we might like to believe, and our lives are certainly
burn in hell for all eternity. not devoid of dogma. Academics and fundamen-
We must not conceptualize teen religious talists are deeply invested in salvation narratives,
choices in the same way that fundamentalist narratives that we/they hope will seduce others
adults conceptualize teen sexuality. That is, we into the fold. Belief sustains us all.
should not see teenagers as passive victims of
religion, just as their parents see them as victims of
Notes
their own sexually maturing bodies. Fundamen-
talist teens are capable of making informed deci- 1 On the history of Focus on the Family’s media produc-
sions, choosing to follow in their parents’ religious tion, see Eithne Johnson, “The Emergence of Christian
footsteps or to leave the church. Sociologist of Video and the Cultivation of Videovangelism,” in Me-
dia, Culture, and the Religious Right, eds. Linda Kintz
religion Nancy Tatom Ammerman observes that
and Julia Lesage (Minneapolis: University of Minne-
“although few people who grow up as sectarians
sota Press, 1998), 191–210.
drop out of religion entirely, at least 40 percent 2 I use the word “fundamentalist” to refer to conserva-
switch to other denominations by adulthood.” 41 tive, (mostly) nondenominational, evangelical Protes-
In her year-long participant observation study of a tants who identify themselves as having been “re-born”
fundamentalist church, Ammerman found that and who take the Bible as the literal word of God. “Fun-
many youth “drop out of church when they are damentalist” is the mainstream’s generic term for right-
old enough to say ‘no’ to their parents . . . Rather wing born-again Christians, and I use it with this
commonly understood meaning in mind. Some con-
than leaving religion entirely, many ‘convert’ to
servative born-agains embrace the fundamentalist la-
other denominations and become among the
bel, while others see it as a pejorative word that secular
most committed leaders of the same liberal culture uses to deride them. Some non-born-agains
churches they grew up disparaging.” 42 mistakenly use the word “fundamentalist” to refer to all
heather hendershot 103

evangelicals, or think that all born-agains are politically Consumption of Christian Youth Culture,” Afterimage
conservative. To be evangelical is to believe that dissem- (February/March 1995): 19 –22.
inating the Word and converting others is crucial to 11 Susie Shellenberger, “What Is Sexual Purity?” Brio (Oc-
one’s faith. All fundamentalists are evangelical, but not tober 1995): 26.
all evangelicals are fundamentalists by any means. On 12 Shellenberger, Guys and a Whole Lot More, 154.
the variety of evangelical cultures, see Randall Balmer’s 13 “Dear Susie,” Brio (April 1995): 5.
Mine Eyes Have Seen the Glory: A Journey into the Evan- 14 “Dear Susie,” Brio (March 1995): 6. Shellenberger re-
gelical Subculture in America (New York: Oxford Uni- sponds, “No one knows the time or date of Christ’s re-
versity Press, 1993). There is also a three-part pbs video turn. He may come back before you receive your next
series narrated by Balmer and based on the book. For a issue of Brio, and if He does, sex won’t be the only
helpful historical overview, see also Nancy T. Ammer- thing you’ll miss out on. What about college life, grad
man, “North American Protestant Fundamentalism,” school or giving birth? Heaven is going to be so ter-
in Media, Culture, and the Religious Right, ed. Kintz and rific that none of the things of seeming importance
Lesage, 55 –113. now will matter when we’re standing right next to Jesus
3 Mimi White, Tele-Advising: Therapeutic Discourse in Christ.”
American Television (Chapel Hill: University of North 15 Premillennialists believe that the Rapture is when the
Carolina Press, 1992), 177. saved are delivered from the earth, before the Tribula-
4 L. A. Kauffman, “220,000 Jesus Fans Can’t Be Wrong: tion (when the Antichrist rules the earth for seven
Praise the Lord, and Mammon,” Nation (September 26, years), and the Second Coming of Christ. Postmillen-
1994): 306 –10. nialists hold that believers will not be raptured before
5 Johnson left the Breakaway editorial staff in 1995 but the Tribulation. Postmillennialist thought is not ex-
continues to write Focus on the Family books. tinct, but premillennialism tends to dominate born-
6 “Dear Susie,” Brio (April 1995): 5. again theology.
7 Some fundamentalist media seem to blame girls for 16 Shellenberger, Guys and a Whole Lot More, 155.
“tempting” boys to rape them, but when girls write to 17 “Guys Gab about Going Out,” Breakaway (February
Brio saying that they or their friends have been raped, 1996): 28.
Brio takes them seriously and advises counseling. The 18 “Yo Duffy!” Breakaway (February 1996): 16.
Teen Study Bible, distributed by Focus on the Family, 19 While sex outside of marriage is nothing new, as a con-
says that girls are not at fault for being raped, and refers cept “premarital sex” is a modern invention. When
readers to a passage from Deuteronomy that confirms fundamentalists apply the Bible to twentieth-century
this (22:25 –27). However, the biblical passage directly modes of thought and action, they sometimes find it
preceding this one says that girls who are raped in the only addresses their modern problem or issue tangen-
city should be stoned to death along with their rapists, tially. One advice book notes, for example, that “other
since they did not cry out so that someone could rescue than condemning gluttony, the Bible does not mention
them. Only girls raped in the country, where no one is anything about eating disorders. But it does offer great
around, are not at fault. In other words, there are situa- encouragement to those who struggle with poor self-
tions when girls could prevent rape but don’t. The Teen esteem, loneliness, and the frustrating problems of ado-
Study Bible: New International Version (Grand Rapids, lescence.” Joey O’Connor, “Eating Disorders: Starving
MI: Zondervan, 1993). for Attention,” in Hot Buttons II, ed. Annette Parrish
8 Susie Shellenberger, Guys and a Whole Lot More: Advice (Ventura, CA: Regal Books, 1987), 101.
for Teen Girls on Almost Everything (Grand Rapids, MI: 20 Fundamentalist adults believe that the Bible teaches
Fleming H. Revell, 1994), 160. Shellenberger’s advice certain unequivocal lessons, but this does not mean
book is comprised of Brio letters and her answers to that they do not understand the Bible to be a compli-
them. cated, nuanced text. Born-agains realize that the Bible’s
9 Michel Foucault, The History of Sexuality, Vol. 1: An In- messages are not always simple and easily available to
troduction (New York: Vintage, 1980), 21. readers. That’s why they often participate in Bible study
10 See my essay “Shake, Rattle and Roll: Production and groups. A good illustration of how fundamentalists
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study and use the Bible can be seen in James Ault’s a way to evangelize to lower-class urban youth. Evan-
video Born-Again (dist. James Ault Productions Box gelist Dwight L. Moody should probably receive the
493, Northampton, MA 01061). greatest credit, however, for popularizing muscular
21 This incident is recounted in Nancy Tatom Ammer- Christianity in the 1880s. The movement died out by
man, Bible Believers: Fundamentalists in the Modern the 1920s. For a contemporary example of the use of
World (1987; New Brunswick, NJ: Rutgers University sports to evangelize, see Sharon Mazer, “The Power
Press, 1993), 181. Team: Muscular Christianity and the Spectacle of Con-
22 Teen Study Bible, 816. version,” Drama Review 38(4) (winter 1994): 162 – 88.
23 There are places in the Bible where inducing mis- The article title is somewhat misleading, as Mazer does
carriage or killing pregnant women is advocated to not trace her analysis of contemporary sports ministry
smite one’s enemies. Some former fundamentalists use back to the muscular Christianity movement.
these passages to refute the fundamentalist anti-choice 31 Shellenberger, Guys and a Whole Lot More, 156.
platform. See Poppy Dixon, The NC-17 Bible, at the 32 Like 258 Great Dates While You Wait, The Teen Study
Postfundamentalist Web Site: http://www.postfun Bible assumes that readers have untroubled relation-
.com/pfp/NC-17Bible.html. On the development of ships to food, asserting that “physical hunger can easily
the fundamentalist anti-abortion platform, see Susan be satisfied by eating some food. However, the sex drive
Harding, “If I Should Die Before I Wake: Jerry Falwell’s isn’t like hunger, and intercourse isn’t a ham sandwich.
Pro-Life Gospel,” in Uncertain Terms: Negotiating Gen- Sex isn’t just physical—it’s spiritual too” (emphasis
der in American Culture, ed. Faye Ginsburg and Anna added). Unnumbered page between 308 and 309.
Lowenhaupt Tsing (Boston: Beacon Press, 1990), 76 –97. 33 Susie Shellenberger and Greg Johnson, 258 Great Dates
24 Cited in Parrish, Hot Buttons II, 102. Paul is actually While You Wait (Nashville, TN: Broadman and Hol-
condemning fornication with prostitutes, but fun- man, 1995), 83.
damentalists decontextualize the passage to make it 34 Breakaway back cover (June 1995).
pro-life. Parrish uses the passage to discourage eating 35 Andy Fletcher, “More Thanksgiving Maggot, Anyone?”
disorders. Breakaway (November 1995): 22 –23. This humorous
25 Breakaway back cover (June 1995). article marvels at “repulsive” non-American food tradi-
26 Laura Kipnis, “(Male) Desire and (Female) Disgust: tions (fried scorpions, monkey brains), an insect din-
Reading Hustler,” in Cultural Studies, ed. Lawrence ner hosted by the New York Entomological Society, and
Grossberg, Cary Nelson, and Paula Treichler (New a menu from a Paris restaurant, when the city had been
York: Routledge, 1992), 375, 376. under siege for three months and restaurant patrons
27 Ibid., 379. were treated to kabobs of dog’s liver with herbed butter
28 Manny Koehler, “Don’t Gag at the Bench Press,” Break- and cats garnished with rats.
away (March 1995): 8. 36 Focus on the Family, Eating Disorders (Jackie Barrille),
29 Edward N. McNulty, Hazardous to Your Health: AIDS, rec. 1982.
Steroids and Eating Disorders (Loveland, CO: Group, 37 Cherry Boone O’Neill, Starving for Attention: A Young
1994), 27. Woman’s Struggle and Triumph over Anorexia Nervosa
30 There is a historical precedent for this use of sports (Minneapolis: CompCare, 1991).
to curb lustful activity in boys, the muscular Christian- 38 Joan Jacobs Brumberg, Fasting Girls: The Emergence of
ity movement of the turn of the last century. With roots Anorexia Nervosa as a Modern Disease (Cambridge,
in the English public schools, the idea behind muscular MA: Harvard University Press, 1988), 46.
Christianity was that “Christian virtues, morality, man- 39 Medieval religious fasters engaged in a number of prac-
liness, and patriotism can be engendered through phys- tices that definitively distance them from modern suf-
ical activity, recreation, and sports” (James A. Mathi- ferers from eating disorders:
sen, “I’m Majoring in Sport Ministry: Religion and
Angela of Fogligno, for example, who drank pus from
Sport in Christian Colleges,” Christianity Today (May/
sores and ate scabs and lice from the bodies of the
June 1998): 24 –28). Muscular Christianity came to the
sick, spoke of the pus as being “as sweet as the eu-
United States in the 1860s, where it flowered in private
charist.” Other women saints were reported to mirac-
high schools before being recognized by the ymca as
ulously multiply food. . . . The bodies of women were
also a source of food: mystical women exuded oil “Do We Look Like Ferengi
from their fingertips, lactated even though they were
virgins, and cured disease with the touch of their Capitalists to You?”
saliva. (Brumberg, Fasting Girls, 45)
Star Trek’s Klingons
40 Ibid., 7.
41 Ammerman, Bible Believers, 184. Ammerman acknowl- as Emergent Virtual
edges that the General Social Survey—the source of her
American Ethnics
data— defines “sectarian” in a way that is “less-than-
ideal.” In the survey, “groups are categorized as ‘sects’
based on their small membership and deviance from Peter A. Chvany
the American norm, but this category may include
everything from Jehovah’s Witnesses to the Unification
Church” (30). The Imperial Klingon Forces, a nonprofit Star
42 Ibid., 186. Trek fan club that advertised itself on the Internet
43 My own motivations and objectives in studying Chris- recently, can be reached in care of a residential ad-
tian youth culture have shifted since I wrote this essay
dress at an apartment in Grand Forks, North
in 1996. See Shaking the World for Jesus: Media and Con-
Dakota.1
servative Evangelicals (Chicago: University of Chicago
Press, forthcoming). The prospect of Klingon warriors overrunning
the United States from a secret base near Grand
Forks probably fails to strike terror into the heart.
I am aware of no recent calls for Klingon self-
determination, repatriation, or insurgency. Star
Trek fans, even those as much attracted to the
shows’ violent warrior races and explosive inter-
stellar conflicts as to its messages of humanist tol-
erance, are not widely noted for their actual vio-
lence. And as a friend to whom I outlined this
article reminded me, one obvious problem with
treating Klingons as an American “ethnic” group
is that they are fictional. Anyone who calls him-
or herself a Klingon—and many do— does so
in limited contexts, at Star Trek conventions or
within the discursive subspace of an Internet/
Usenet newsgroup. The “real” ethnic identity of
such individuals always proves to be something
else. Like National Guardsmen, rather than the
Michigan Militia, Klingons are warriors late at
night, on weekends, or in moments stolen at the
terminal on the job. They can distinguish a fantasy
identity (and politics) from their real lives, even if
to other Trek fans the militaristic rhetoric of some
sectors of Klingon fandom comes across as “quasi-
ss style.” 2
Yet at the 1994 annual symposium sponsored
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by Education for Public Inquiry and International ternet—“American ethnics” with this serious set
Citizenship (epiic), an undergraduate research of stakes in mind. I court what Renan called the
program at Tufts University, Benedict Ander- “grave mistake” of confusing ethnicity with na-
son noted that several competing factions in the tion, and of attributing to a mere “ethnographic”
bloody Bosnian ethnic crisis were buying arms group the sovereignty of “really existing peoples,”
with money raised through Internet solicitations. in order to investigate the productive lessons of
These appeals successfully targeted American and deliberate ethnic misreading.3 If Klingons are not
Canadian “ethnics” who identified with one or an ethnic group, as seems obvious, then what are
another Bosnian group attempting to “cleanse” ethnicity’s criteria? If it is a self-elected denomina-
the others, or to resist such cleansing. In North tion, as we assume when we respect the polite cus-
American terms, Anderson implied, the amounts tom of calling each ethnic group what it asks us to
raised were trivial: a few million dollars here and call it, then would we take Star Trek fans in leather
there. But those North American dollars, contrib- armor, latex ridged-forehead masks, and long
uted by interest groups whose connections to scraggly wigs seriously if they began to wear their
the contested homeland were primarily emotional regalia in public, or on the job, and demanded
and nostalgic, and who were not at risk when the recognition? Would we politely serve them our
ordnance they funded did its work, had consider- best imitation qagh? 4 Is ethnic nationalism pri-
ably more buying power on the European market, marily a modern phenomenon that arises as a
in “the homeland,” than they had back “home” result of, or in reaction to, the growth of mod-
in North America. Anderson’s study, Imagined ern capitalist nation-states, as Anderson and many
Communities, had argued that the New World others argue? Or should we follow Anthony
nation-states of the nineteenth century—and by Smith’s tactic of cross-culturally investigating the
extension, modern ideologies of nation and na- historical underpinnings of ethnic differentiation,
tionalism—were narrative byproducts, indeed in a belief that while nationalism is “a wholly mod-
fictions, of modern print capitalism. Now he ex- ern phenomenon,” it “incorporates several fea-
tended his argument into the perilous techno- tures of pre-modern ethnie and owes much to the
politico-cultural territory of the late twentieth general model of ethnicity which has survived in
century, where ideas of “the nation,” “homeland,” many areas until the dawn of the ‘modern era’ ”? 5
“kinship,” “true faith,” and “blood ties” are as Are ethnic groups best understood as having rec-
effective and deadly as ever, maybe more so, de- ognizable, distinct, unique cultures with their own
spite— or because of ?—the notorious uncertain- cultural contents, or should ethnicity be regarded
ties of “postmodern” identity categories. The In- as one of the cultural discourses that polices the
ternet, that new frontier whose transformative borders of “otherness,” borders defined by the dif-
potential had begun to seem a matter of market ferences between one group and another, not the
hype, figured in Anderson’s discussion as a very unique identity of either group alone?
real site of emergent political struggle, a multime- I argue that ethnicity is a socially structured
dia late-capitalist textual space through which re- performance of contradictory ideological fictions.
surgent nationalisms create and disseminate their I propose that we look at Klingons as “ethnics”
community self-conceptions, effectively defying precisely because their group identity is fictional
both the liberal ideology of harmonious pluralism and has a traceable history of recent origin, yet
and the supposed impossibility, in the postmod- is nonetheless the object of debate, ongoing revi-
ern era, of taking simply defined ethnic identities sion, and (re)construction. The shifting, seem-
seriously any more. ingly accidental character of Klingon “identity”
I call Klingons—who likewise throng the In- sheds light on contemporary popular and theor-
peter a. chvany 107

etical debates about ethnicity as a category of so- flicting languages of “consent and descent” that
cial difference. Like a mathematical “limiting case” have been employed by groups from around the
that reveals the behavior of a function under non- globe who “consented to become . . . Americans”
routine conditions, Klingons test commonsense but wished to preserve distinct descent-based her-
assumptions about the nature of ethnicity. They itages.7 This approach leads him into difficulty in
exist outside ethnicity as people ordinarily experi- discussing groups who did not so consent (Native
ence it, since they exist outside reality entirely. Yet Americans, African slaves, conquered Mexicans),
emergent Klingons are not purely fictional: they and occasionally betrays an urge to simplify ethnic
appear in living bodies at Star Trek conventions, contradictions rather than accounting fully for
hold Internet discussions, have a language and their complexity. But it has the value of highlight-
culture, and participate in the same political and ing experiential and cultural similarities across
cultural processes as other ethnic groups do— group faultlines and of foregrounding the rela-
perhaps doubly so, since they participate both “in tional quality of ethnic construction, the fact
character” and “out of character.” As emergent, that one must first compare ethnicities to contrast
marginal, and virtual ethnics (in the sense both of them.
the “virtual” space of the Internet and of the phys- In America, the idea of ethnicity can refer to
ical sciences—“virtual” photons form the image the “national” origins of people who immigrated
in a mirror), Klingons allow us insight into the primarily from Europe after the mid-nineteenth
processes by which ethnic fictions acquire their century: Irish Americans, Italian Americans, Pol-
peculiar form of reality in the daily lives of real ish Americans, and so on. Tellingly, earlier Ger-
people. I will discuss how and why the fictionality mans, “Dutch,” and Scots are generally consid-
of those ethnic fictions, the staginess of their per- ered part of the dominant “Anglo” “majority,”
formances, gives way to belief in their reality, to even if they arrived relatively recently.8 Ethnicity
conviction, to “identity.” Klingon ethnicity is a can also refer to religious groups, such as Jewish
new American ethnicity; the more interesting Americans, who may be identified (or self-iden-
question is: where does it fit in the existing, com- tify) more with their traditions than with their
plex scheme of American identities? Who are nation of origin.
these emergent American ethnics? Are they truly The idea of “ethnicity” is less commonly as-
new at all, or an old group in new clothing? cribed when the difference from the supposed
norm is a matter of “race,” as with Americans of
African or indigenous descent. On the other hand,
Ethnic Notions: Klingons on Screen
the Modern Language Association-affiliated Soci-
Literary critic Werner Sollors provides one of ety for the Study of the Multi-Ethnic Literature
several recent reminders that ethnicity, around the of the United States (melus) tends to generalize
world but perhaps especially in the United States, the term to such “racial” groups. The case of Asian
is an “ambiguous and elusive” term. Its slipperi- Americans is still less clear. The long-standing,
ness relates both to its use as a “safety valve” de- starkly dualistic, “black or white” quality of “race”
flecting Americans (and people elsewhere) from relations in the United States leads even many
discussing better-defined but more troublesome contemporary “multiculturalist” scholars to for-
issues (race, power relations, class, gender, sexual- get that American society never was only a matter
ity) and to the real contradictions of U.S. and of black and white. Asians have clearly faced dev-
world cultural diversity.6 astating oppression, but some historians and crit-
Sollors attempts to make sense of U.S. ethnic ics find that oppression’s character difficult to
confusions by reframing ethnicity in terms of con- judge while the difference between “race” and
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“ethnicity” remains murky.9 Chicanos and other smudgy, as if the bootblack were melting in the
people of Hispanic descent often suffer similar studio lights. And they were played, in two of three
theoretical neglect. Like the category “Asian,” the starring appearances in the first series, by actors
category “Hispanic” obscures some sharp internal of “ethnic” heritage known for playing “ethnic”
differences— cultural, linguistic, or historical— roles: John Colicos as Kor in “Errand of Mercy,”
by concentrating on one or two similarities such as Michael Ansara as Kang in “Day of the Dove.” The
language, or by ignorantly conflating disparate exception was William Campbell as Koloth in
groups.10 Yet “ethnicity” and “race” can function “The Trouble with Tribbles.” Not coincidentally,
synonymously: Sollors reminds us that “before the this was the episode in which Klingons were
rise of the word ‘ethnicity,’ the word ‘race’ was least threatening, most humorous, and yet most
widely used. . . . The National Socialist genocide in strongly marked by a bodily difference that “told.”
the name of ‘race’ is what gave the word a bad The episode’s Klingon spy who “passes” as a
name and supported the substitution.” 11 (somewhat swarthy) human aide-de-camp is dis-
Once “ethnics” come to the attention of “main- covered because tribbles, creatures that coo for all
stream” Americans, concerns about their status humans and some Vulcans, squawk when brought
often focus on issues of language, which is re- near him, as they do around all Klingons. Internet
garded by many as a primary site of acculturation Star Trek fans claim that when Colicos “was called
or resistance—witness the debate in the mid- to play the part of Kor . . . the Cold War was going
1990s over “Ebonics” in Oakland, California. Fi- on, and the general thought was that of the Rus-
nally, despite the position taken by critics like sians versus US. He suggested to the makeup art-
Sollors who see “race” as a special category of ist to make him a futuristic Mongol.” 13
“ethnicity” rather than the other way around, the In more recent years, with the casting of
obvious bodily differences of physical appearance African American actor Michael Dorn as the con-
so dear to racist thinking often play a key role in tinuing Klingon character Worf, the racialized
ethnic differentiation even when race is otherwise representation of the Klingons took a turn toward
believed not to be a factor. the domestic black Other rather than the swarthy
Klingons, insofar as they exist, qualify as “eth- foreigner. Klingons had become allies, rather than
nic” on all of these counts. Their appearance, es- enemies, of the show’s “United Federation of
pecially since the first of the Star Trek films in 1979, Planets,” and the orphaned Worf had been raised
marks them as non-“white,” indeed nonhuman: on earth by (Russian Jewish) foster parents. The
their bony forehead ridges betoken both a beloved show’s resulting “playing in the dark” did not lead
Trek tactic of inexpensive alien-making and a rou- to simplistic “black” stereotypes: Klingons also ac-
tine Trek conflation of cultural differences with quired a warrior code reminiscent of samurai
visible, physical ones.12 But even in the less high- bushido and ritual swords that might be variants
budgeted original show, Klingons bore signs of ra- on Middle Eastern scimitars.14 Like Mr. Spock be-
cialized body typing. They were universally goa- fore him, or his contemporary crewmate Data—
teed and mustachioed, at a time when facial hair the android who wished to become human—
was most obviously associated with the Beats, Worf offered screenwriters an opportunity to
and the Beats with jazz and black culture. They investigate “human nature” by contrasting human
sported dark makeup: the color of a Klingon sol- crew members with nonhuman others, who usu-
dier glimpsed briefly in the early episode “Errand ally proved “human” at heart. Such contrasts were
of Mercy” varies obviously from “blackface” to all the more dramatically powerful the more nu-
“whiteneck,” and many other Klingon faces are anced the nonhuman Other in question.15 But
peter a. chvany 109

stereotypical ideas about blackness nevertheless film, The Undiscovered Country, extended the old
affected the ethnic construction of Klingon nature clichéd analogy between the Klingon Empire and
in important ways. Although several guest Klin- the Soviet Union by imagining the Empire beset
gons were played by white actors (for example, by energy crises and pollution, and open to both
entertainer John Tesh in “The Icarus Factor,” or perestroika and détente with the Federation. In
Worf ’s mate, played by Suzie Plakson), black ac- the same film, audiences were treated to Klingons
tors were considered for Worf “mainly to simplify with a wide range of skin tones, including Chris-
the application of the dark Klingon makeup.” 16 topher Plummer’s Orientalized General Chang,
The original series’ Klingon darkness had thus David Warner’s relatively light-skinned Chancel-
passed into the realm of natural fact; or, to restate lor Gorkon, Dorn as Worf ’s grandfather, and
Hollywood’s curious racist logic, the best actor for background characters who ranged from off-
a once-“Mongolian” part is a black man. Dorn’s white to dark black. Whether this increase in
commanding presence also seemed responsible Klingon diversity indicated a renewed awareness
for encouraging the show’s production staff to in Hollywood of Soviet or American multiethnic
imagine Klingons as sexually potent, emotionally complexity is less telling than the differentia-
demonstrative, physically threatening (but fully in tion itself. Its offhanded pluralism played against
control of their physicality), and in touch with its bizarre assumption that a Klingon named
a genuine, uncomplicated “masculine” identity “Chang” might look vaguely “Asiatic” and enjoy
and spirituality, even when they were female—at- tormenting our heroes by quoting Shakespeare
tributes that had not been routinely combined in while launching torpedoes at them. Was the audi-
earlier representations of Klingons but that are ence expected to laugh at the stereotyping or with
routine components of the white imagination of it, or accept it unconsciously, or all of the above?
African Americans, especially black men. A TV Meanwhile, casual dialogue in one 1988 Next Gen-
Guide article on guest Klingon James Worthy, the eration television episode hinted that some Klin-
black basketball star, commented at length on his gons— or screenwriters— considered their differ-
“stealthy moves, leonine grace, and . . . reputation ence from humans a matter of religion, asking
as a gentle soul,” traits all paradoxically appropri- Worf to join their insurrection against Federation
ate to his transformation into the “surly, ferocious “infidels” and Klingons who had too willingly ac-
Klingon named Koral.” 17 The paradox betrays a culturated to human norms. The Klingon rebels
standard white racist longing for a perceived black represented this mistake as a relinquishment of
authenticity, an erotic admiration of black bodies, “birthright” in the biblical language of Jacob and
and a complex fear of and attraction to cathartic Esau, but countered it with language reminiscent
black violence.18 of the American popular conception of Islamic
But because even the white dominant cultural jihads (“Heart of Glory”).20 Later dramatizations
imagination is contradictory and multivalent, be- of Klingon ritual and religion examined quasi-
cause Klingon ethnic construction had a prior his- Buddhist (or Sufi? Hindu? Catholic?) meditation
tory not limited to “the black image in the white practices and starvation-induced visionary expe-
mind,” 19 and because the extended histories and riences. The Klingon culture-hero Emperor Kah-
personnel changes of series television and serial less was resurrected in clone form like a postmod-
film production lend themselves to the creation ern Arthur (“Rightful Heir”), an allusion further
of formal and narrative counterdiscourses, there strengthened late in 1995 when Worf and Kor (now
have been other notable (if problematic) aspects an old ridge-headed man rather than a young
of Klingon “ethnicity.” The sixth Star Trek feature blackfaced future-Mongol) went in search of Kah-
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less’s thousand-years-lost sword on an episode of even as the indicia (dis)claim that “this book is
Deep Space Nine. Thus throughout Star Trek’s his- a work of fiction.” 21 The text contains many in-
tory, Klingons have been markedly different from jokes, like the fact that the word for the pesky
the Federation/human norm, despite the complex “tribble” is pronounced “yick.” But the introduc-
web of specific differences they have signified. But tion also employs sophisticated mock-sociological
even in being different their culture has paralleled discussions of ethnic differentiation for comic ef-
real human cultures at every turn. fect, for example noting that “the word for fore-
head . . . is different in almost every dialect,” pre-
sumably because Klingons’ forehead ridges vary
Ethnic Notions:
greatly.22 Such moments, though intentionally
Klingons in the Virtual Real World
amusing, repackage certain real-world ideologies
Perhaps the most interesting factor in the repre- of ethnicity in apparent seriousness. For example,
sentation of Klingon “ethnicity,” however, is the the differences among the many Klingon dialects
Klingon language. Developed to add verisimili- are said to have imperial stakes, since upon suc-
tude to the opening sequence of the first feature cession “the new emperor’s dialect becomes the
film (so that Klingons fleeing a menacing inter- official dialect. . . . Klingons who do not speak [it]
stellar cloud entity could be translated in subtitles, are considered either stupid or subversive.” 23 In
like other non-English-speakers), Klingon be- effect, political discrimination on the basis of a si-
came unexpectedly realistic when Paramount multaneously linguistic and bodily difference—if
hired an academic linguist, Marc Okrand, to cre- the dialect and the forehead do go together—is
ate something suitable. Okrand took the task seri- so fundamental to “human nature” that Okrand
ously, attracting the attention not only of Trek fans imagines it applies universally to aliens as well.24
but of other linguists. Thus at present, Klingon Science fiction fans who dislike Star Trek of-
represents one of the most visible Trek subcul- ten point to such assumptions as evidence of the
tures. The Klingon Language Institute, for ex- franchise’s failure of imagination: Trek’s aliens
ample, is licensed by Paramount; publishes a never really think in nonhuman ways. Trek fans,
quarterly journal, HolQeD (“Language Science”), on the other hand, proceed in their Internet post-
which is registered with the Library of Congress ings to create an imagined Klingon community
and abstracted in the Modern Language Associa- largely in accordance with such assumptions. Bi-
tion International Bibliography; boasts an inter- son, a fan who wrote recently on the newsgroup
national membership; sponsors a language course alt.shared-reality.startrek.klingon (a space for
through the mails; and is translating the Bible and collaborative fan fiction writing), referred to an-
Hamlet into Klingon. But the Klingon Language other fan’s created character as a “halfbreed.” 25
Institute is only the tip of a Klingon chuchHuD. On the one hand, this remark alluded to fan
Because Okrand’s Klingon Dictionary is available debates about the smooth-foreheaded Klingons
in the extensive Star Trek sections of most chain of the original series: they can be regarded as
bookstores, Usenet newsgroups devoted to fan Klingon-human “fusion” hybrids bred by the Em-
culture, Klingon or otherwise, now feature a small pire for use as intermediaries in dealings with the
but noticeable number of bilingual or wholly Federation, or overlooked as reflecting real-world
Klingon postings. budgetary constraints and thus without relevance
The Klingon Dictionary cheekily suggests that to the series’ internal chronology.26 But Bison also
to study a language, even a created one, is to study echoed terrestrial attitudes about “mulattos” and
a recognizable and distinct “culture,” promising other people of “mixed” descent, who are often
that one can “learn to speak Klingon like a native” believed to be unsure of their identity and to
peter a. chvany 111

experience automatic rejection by both “parent” repressed, or unexamined essentialisms.30 But key
groups. The other fan’s Klingon-Vulcan hybrid questions remain. Is it only because Klingon iden-
character “would never be accepted” by real Klin- tity is so obviously “constructed” that fans think
gons, Bison opined. “Besides,” he or she went about it in “constructionist” terms? How impor-
on, “Klingons and Vulcans cannot procreate but tant is the idea of a Klingon “heart and soul” to
Klingons and Romulans can.” 27 This last remark these fans? Would they define “real” ethnicities as
illustrates the powerful certainty fans can bring only matters of heart and soul, and not of histori-
to bear on topics that, properly speaking, no one cal construction and “shared-reality”?
can really have a definitive answer to. Since Vul- Often, the implicit answer seems to be yes. On
cans and Romulans are pointedly defined in Star the other hand, many fans regard their meaning-
Trek as closely genetically related, one might ex- making and role-playing activities with a mixture
pect Klingon interbreeding with either race to of playfulness and skepticism that allows them
amount to the same thing.28 But Bison believes to challenge the ideological content not only of
otherwise and renders a definitive judgment that “canonical” Star Trek product, but of other fans’
other fans must somehow respond to. Such cer- discourses and, self-reflexively, of their own. To be
tainty illustrates how contemporary real-world interested in Klingons might signal a kind of re-
ideologies about ethnicity can powerfully con- sistance to cultural authority all by itself, since
strain the fan imagination of topics which are the series’ Klingons are uneasy allies at best, and
supposedly marked by science fiction’s limitless frequently “the enemy”; where Klingon fan cul-
possibilities. Likewise, an faq for the interna- ture is concerned, everyone chooses to be an out-
tional Klingon Assault Group (a “frequently- sider to some degree. Ael t’Arrilaiu, pseudony-
asked-questions” document many newsgroups mous author of an faq for the alt.shared-reality
post periodically to help acquaint new users with .startrek.klingon group, defines her character with
key terms and procedures) echoes the language coy anti-essentialist self-consciousness as “Half
of much contemporary “ethnic” writing when Rihannsu [Romulan], Mostly Jewish, touch of
it remarks that “the first step” in joining the or- Klingon Blood.” She cautions those who would
ganization “is to determine whether you have the create interesting characters for others to inter-
klingon spirit in your heart and soul.” Such act with to “Get real? Er, as real as Trek can be.” 31
language represents Klingon identity in terms of Ael describes herself as a Romulan double agent
an authentic, interior feeling even as it goes on to who admires Klingons and works secretly to pro-
explain that “your ship’s Genetics Engineer [i.e., a mote their Empire. At the same time, she cau-
sponsoring fan] can assist you in creating or pur- tions neophyte writers not to react “personally”
chasing facial appliances for the ridges”—which is to other fans who write in character, advising
as clear and conscious a statement of the material that “if someone offends you” the best course is to
nuts-and-bolts mechanics of Klingon ethnic “con- “try and make peace.” 32 This is not the most ob-
struction” as any academic theorist could labor viously “Klingon” of sentiments, but it is repeated
to uncover.29 The coexistence of what cultural by Trekkan in the faq for the Klingon Assault
critics call “essentialist” and “constructionist” Group. Although kag members enjoy “go[ing]
perspectives in such statements—the tension be- to fan conventions and intimidat[ing] other
tween Klingonness as “being” and as “becom- species,” they also “help charities with food and
ing”—should not be a surprise by itself. Critic blood drives” and stress “communication, coop-
Diana Fuss, among others, has commented on eration and participation” rather than the no-
how even radically anti-essentialist theories such holds-barred Klingon aggressiveness depicted
as “deconstruction” often depend on displaced, on television.33 A recent fan discussion on the
112 hop on pop

alt.startrek.klingon newsgroup that raised the Like Ferengi Capitalists?


question of whether “Klingons were basically Rus- Klingon Ethnicity and Whiteness
sians in space, and Romulans were essentially Chi-
In “DissemiNation,” postcolonial theorist Homi
nese” ended by having compared Klingons to
K. Bhabha discusses a split, in the production of
Arabs, Vikings, Japanese, Soviets, feudal Euro-
nationhood through narrative, between “the con-
peans, and African Americans; Romulans to an-
tinuist, accumulative temporality of the pedagog-
cient Romans (or Greeks) and Japanese; Vulcans
ical, and the repetitious, recursive strategy of the
to Chinese, Arabs, Romans, and Greeks; Cardas-
performative.” 36 We might restate Bhabha’s re-
sians to Nazi Germans or Israelis (depending on
marks as a comment on the fact that while nations
whether the Bajorans they once oppressed are read
and ethnic groups typically conceive of their exis-
as Jews or Palestinians); Ferengi to Arabs and
tence as a linear progression through historical
Jews.34 The obvious point—which at least one fan
time, individuals acquire and experience their
made—is that in all this, the heroic Federation
own ethnicity in the day-to-day performance of
stands in for the American view of itself. But if this
ethnic ritual and life. Bhabha’s point may help ex-
is true then why do many Americans (and some
plain why Klingon identity is so powerfully clear
fans outside the United States) want to be Klin-
to Star Trek fans. Fans often write as if that iden-
gons? If there is an “ethnic identity” under con-
tity were well-understood and stable, though their
struction here, it is being negotiated in a number
own activities challenge and transform it. They
of different ways. Fans’ interests and desires nei-
often see it as invested with profound and clear
ther vary so much that they can be called purely
significance despite its fictionality, its complexity,
“individual,” nor fall into such neat categories that
and its lack of historical depth. Klingons, as an
they can be pigeonholed as “racist,” “ethnocen-
imagined community, are not particularly numer-
tric,” or even strictly “American.”
ous and have “traditions” only some thirty years
On the other hand, while there are dedicated
old. Yet this is nearly the age the United States had
Star Trek watchers of all races and ethnicities, the
reached as a nation by the date of the Louisiana
active “fan” community is predominantly made
Purchase; roughly the age of the contemporary
up of “white” folks. The list of non-U.S. countries
concept of Chicano/a ethnic identity (as distin-
that post to Klingon newsgroups tends to confirm
guished from older, less politically-charged ideas
this: Northern European or European-colonized
of “Mexicans” or “Mexican Americans”); and
locations like the United Kingdom, Canada, Fin-
roughly my own biographical age. This is time
land, Germany, the Netherlands, Sweden, and
enough for repetitious, recursive performances of
Australia predominate. As critic Daniel Bernardi
even a wholly “fictitious” identity to take on an
has noted, between the 1960s and the 1990s Star
experiential “reality.” Many people watch televi-
Trek has moved from “a liberal humanist proj-
sion programs as often as their forebears attended
ect that is inconsistent and contradictory” to an
church; given reruns, perhaps more so. Television
equally inconsistent but noticeably less liberal
creates a shared media culture; ethnicity is a cul-
“backlash trajectory . . . drawing heavily on the
tural process: thus there is a potentially “ethnicity-
discourse of whiteness and the politics of neocon-
generating” character to watching television. The
servatism.” 35 How much fan whiteness matters—
question becomes: how does tv-mediated ethnic-
and what whiteness itself is, ethnically speaking—
ity relate to the construction and performance of
are thus key concerns. How should we regard an
better-known ethnic identities?
emergent ethnicity that emerges from a social
In some ways, the relationship is quite direct.
space so strongly bounded by prior ethnic and po-
French sociologist Pierre Bourdieu has analyzed
litical realities?
peter a. chvany 113

the processes by which individuals gain a sens pra- might make sense only for Worf, the orphan, “the
tique, a preconscious “feel for the game” of cul- only Klingon in Starfleet”: an alien military officer
tural norms. People take corresponding “disposi- who tries to fit in among humans who believe his
tions” within a cultural “field”—sets of behaviors race to be overly emotional and violent, who prac-
that feel natural and inevitable, because they are tices strict self-control—much like a black actor
learned in the course of intensely personal life- trying to fit into a predominantly white enter-
histories, but which often prove to be strikingly tainment industry that holds similar beliefs about
alike for individuals in similar race, class, or gen- African Americans. But Dorn’s performance has
der positions within the larger society. These dis- become the template for later actors and fans.39
positions can extend to the way people perform Such paradigm shifts occasionally overtake even
and transform the norms of a culture not in actual real-world ethnic dispositions: consider the sud-
existence. For example, actor Michael Dorn has den hatlessness of American men after John F.
attributed his success in gaining the part of Worf Kennedy’s hatless inaugural. And thus such dispo-
to his prior fannish familiarity with the codes of sitions amount to considerably more than “walk-
Klingon conduct. On auditioning, Dorn notes, “I ing the walk and talking the talk.” They remind us
did not wear makeup . . . but I took on the psy- that walking and talking are complex, socially-
chological guise of a Klingon. I walked into Para- conditioned, learned activities, however obvious
mount in character. No jokes. No laughing with and natural they later come to seem. Belief and
the other actors. I sat by myself waiting for my in- behavior systems that are originally “ideological”
terview. When my turn came, I walked in, didn’t categories, like class membership or ethnicity, nat-
smile, did the reading, thanked them, and walked uralize themselves through socially learned in-
right out.” 37 In Bourdieu’s terms, Dorn had the dividual performance. “Culture turn[s] into na-
right disposition for the part, a combination of ture,” and what feels most personal can also be a
inner feelings and outer mannerisms. But he clear mark of one’s group identity. The opposition
had acquired that disposition without the bene- between individual and group itself is revealed as
fit of growing up Klingon or belonging to a real frequently false.40
community. His knowledge came solely from tv Similarly, Okrand’s Klingon Dictionary pro-
and film. vides a guide to the pronunciation of Klingon con-
Curiously, however, Dorn emphasized Klin- sonants. The text’s claim that “the Klingon gov-
gon traits that were not predominant in John Col- ernment . . . has accepted English as the lingua
icos’s inaugural urbane-barbarian turn as Kor, franca” shows why I call Klingons “American”
William Campbell’s cheery Koloth, or Christo- ethnics: the American insistence that the world
pher Lloyd’s wisecracking Kruge of Star Trek III: speak our language is here universalized.41 But
The Search for Spock.38 The prior Klingon in- Okrand also frequently warns that “gh” or “H,”
terpretations closest to Dorn’s were Michael An- “q” or “Q” are “not like anything in English” and
sara’s Kang—a commander under highly unusual can only be approximated by sounds from Ger-
stresses—and Mark Lenard’s stoic starship cap- man or Yiddish, or Mexican Spanish or Aztec.
tain of the brief opening moments of Star Trek: And no matter how hard they try, the text claims,
The Motion Picture. But Dorn substantially revised “very few non-Klingons speak Klingon without an
even these portrayals. Like Bison, he had a fannish accent.” 42
certainty about Klingon identity and ran with it, These statements are reminiscent of Bourdieu’s
bodying forth a complex character in part because discussions of class-marked speech habits and
he threw aside the wider range of Klingon per- the power of social distinctions to shape individ-
sonae that had been available. His interpretation ual behavior.43 Linguists like Okrand have shown
114 hop on pop

that the range of sounds produceable by the hu- and loss in interaction, and to aspects of mean-
man speech apparatus is greater than the range of ing in the creation of identity. In this way it has
sounds used in any single language or dialect. But a political, organisational aspect as well as a sym-
the study of multilingual persons shows that past bolic one.” 45 Given this perspective, the ethnic
a certain developmental age, most people have dif- character of Klingon culture becomes less obvi-
ficulty hearing, and learning to properly produce, ous. The crucial issue is not that Klingon ethnicity
sounds not recognized as significant in either their is “fictional,” since every ethnicity is fictional in
“native tongue” or their regional or class dialect. much the same way, but that we must reinsert
This limitation can be partially overcome by long, Klingon ethnicity in the web of relationships of its
hard practice, as actors learn. But that fact in turn social surroundings.
suggests that one’s own speaking voice, ordinarily Star Trek is largely a product of the domi-
counted among the most personal and immutable nant culture. Thus its fans tend to affiliate them-
bodily facts, is likewise the result of early learning selves with the dominant-culture understanding
and practice, during which the codes of the social of which groups qualify as “ethnic” and what “be-
environment become internalized and alternative ing ethnic” means. This tendency powerfully in-
possibilities are excluded.44 To return to Bhabha’s fluences fannish activity whatever a fan’s indi-
point: behavioral markers of class, nation, or eth- vidual position with respect to U.S. society. Thus
nicity, whatever their real or imaginary history, Klingons are neither understood as an ethnic
are also a matter of repetition, recursively repro- group by the majority culture nor, as participants
ducing that history as lived experience. Internet in that culture, do Klingons understand themselves
Klingon fans frequently query each other about as ethnics. The nonidentification of Klingons as a
the availability of videotapes illustrating combat group is more a matter of Star Trek fans’ own self-
techniques for the Klingon batlh’etlh, the “honor conception than of the invisibility and hostility
sword.” Practicing the batlh’etlh—tapes are avail- often visited upon other, better-defined margin-
able—may be practicing a martial arts fiction. But alized groups. If there is any widely identified
it is through precisely such bodily performances social subgroup Klingons belong to it is “Trek-
that ordinary “ethnic” habits are acquired and be- kers.” 46 This group is often stigmatized in the
come indistinguishable from one’s own most gen- popular imagination for overindulging in escapist
uine persona. pop-culture pursuits. But Trekkers themselves
While such a line of argument suggests that remain mainstream. Witness the parade of Trek-
Klingon ethnicity is a real quality worth talking related popular magazine covers, the eight films,
about, listing behaviors that characterize Klingons the five television series, and the culture industry
as “ethnics” ignores a cardinal insight of recent of both “canonical” (i.e., Paramount-sponsored)
anthropological and theoretical studies of ethnic- and gray-market fan paraphernalia. Trekkers are
ity: that ethnicity is often determined not by the not a “colonized” people as Trekkers. They are not
racial, religious, linguistic, or cultural content of systematically “dichotomized” by the mutual pro-
each ethnic group but by relations among groups, cesses of insider/outsider differentiation noted
and by the value placed upon perceived ethnic by sociologists of ethnicity. The differences from
differences. As Thomas Hylland Eriksen puts it: the mainstream that remain are “undercommuni-
“only in so far as cultural differences are perceived cated” in everyday interactions: no one much
as being important, and are made socially rele- cares if you dress like a Klingon in the privacy of
vant, do social relationships have an ethnic ele- your own home, or even at a convention, though
ment. . . . Ethnicity refers both to aspects of gain other hotel guests are apt to stare.47 Once you take
peter a. chvany 115

off the costume, no one can tell you from a mere right to form interpretations, to offer evaluations,
mortal.48 The resulting lack of a sense of major and to construct cultural canons. . . . they often are
stakes in interactions between fans and non-fans highly educated, articulate people who come from
makes Trekkers, or Klingons, only an “emergent” the middle classes.” 50
ethnicity; ethnicity is not quite ethnic when its As a long-time Star Trek fan, I can’t help but
boundaries are so vague and the stakes so low. agree with Jenkins’s assertions. But what group
Furthermore, ethnic borders are difficult to can afford to raid mass culture with such con-
cross despite the internal “dispositional” changes fidence, or to be “unimpressed by institutional
which can and do take place within any given eth- authority,” which is for many other groups an
nicity—recall how Michael Dorn’s dispositional overwhelming consideration? Klingon fan activity
changes to Klingon behavior only made Klingons represents a triple “investment”—a psychological
seem more like who Dorn himself was, a black commitment to representations of Klingon bodies
man among a mostly white crew. The prior eth- and culture, the “dressing-up” activity of Klingon
nic context from which Klingon fans emerge is identity-construction (perhaps similar to the
again crucial. So who are the Trekkers, ethnically intense labor of “drag” performance), and the
speaking? Do they have an ethnic identity of their investment of time and money serious fan pur-
own, or not? Though there are certainly African suits require. Thus, acting Klingon requires prior
American, Asian American, and Chicano Trek access to capital, whether the “cultural” or the
fans, as well as non-men, non-straights, non- ordinary economic kind.51 Middle-class white
Americans, differently abled people, and so on, Americans, or those committed to pursuing that
the science fiction audience is noticeably whiter group’s dreams of economic autonomy and a
on average, speaking strictly of skin color, than the de-ethnicized, “assimilated” cultural life, remain
population at large. Having investigated the nature more likely on average to possess such advantages.
of ethnicity, its status as something fictional that Klingon fandom is not just something engaged in
nonetheless has powerful social effects, we are in a mostly by white fans: it is a choice of interests
position to understand that fan whiteness is not much more available to those already in posses-
merely a coincidental or easily changeable aspect sion of, or seeking, “white” middle-class social
of Trek culture. Whiteness as a cultural space, not identity.
merely a pigmentation, marks many of the as- In this light, claiming Klingon identity is a
sumptions and activities of the fan community. less unproblematically positive gesture of anti-
Henry Jenkins, an academic and fan who has mainstream activity. While fans’ textual poaching
studied “media fandom” in an openly “ethno- should indeed be read as politically progressive
graphic” manner, but also as an insider, under- in its refusal to bow to Paramount’s corporate
stands media fans not as passive consumers of control of the Star Trek canon, there is none-
mass culture but as “textual poachers” who em- theless something politically suspicious about
ploy complex reading and revising strategies to mostly white fans mimicking the performance
transform their experiences into acts of cultural of a black actor who played an alien who was un-
production and pop reconstruction.49 Fans, ac- der considerable pressure to assimilate back into
cording to Jenkins, “raid mass culture, claiming its a human (i.e., white) cultural norm. Acting Klin-
materials for their own use, reworking them as the gon expresses an acknowledgment of the empty
basis for their own cultural creations and social in- compromises of identifying with the dominant
teractions. . . . Unimpressed by institutional au- culture. But at the same time it provides relatively
thority and expertise, the fans assert their own advantaged members of society a claim to mar-
116 hop on pop

ginalization without relinquishing their relatively ety at large. But they persistently misrecognize the
greater access to power. Writing on the political solutions to these crises as needing to arise pri-
significance of drag in gay male culture, Carol- marily, even exclusively, from the creation of new
Anne Tyler has investigated a similarly problem- “cultures” or the recovery of fanciful precapitalist
atic double bind. Male appropriation of behaviors “identities,” which may have been genuine in the
and styles that the dominant culture codes as past but can now only be put into play as market-
“feminine” can both signal a positive identifica- ing niches. As a result, “alternative” cultures end
tion with women by marginalized gay men and up creating commodities that big business sells
reflect continuing male privilege to appropriate back to them at a substantial markup. Similarly, if
from the disempowered. Such double binds do you’ve ever priced a good “working phaser” at a
not tell us that all men (or whites, or straights) are Star Trek convention, the feeling that your love of
“in power” so much as they caution us against be- imaginative play has been turned into a weapon
lieving that any group is as disempowered as it is against your pocketbook (probably by another
sometimes comforting to believe. What counts is fan who shares your passions) is a familiar one. It
the complex and shifting structure of each rela- does not necessarily prevent you from cooperating
tionship between people or groups, rather than an in your own impoverishment by buying one; the
absolute hierarchy. urge to acquire the material trappings of one’s
Klingon fans, whose rhetoric of spiritualism cultural difference, however little different one re-
and masculinity recalls the “men’s movement,” ally is in one’s daily behavior, has itself been suc-
are indeed reminiscent of the genuinely self-ques- cessfully promoted by contemporary mainstream
tioning but still privileged white men’s movement society.54
participants discussed in Fred Pfeil’s recent study In applying such critiques to Klingon fan cul-
White Guys. They tell us as much about middle- ture I do not accuse Star Trek fans of falling prey
class self-doubt and political disengagement as to “false consciousness”—at least not more so
about the creation of a culture that could function than anyone else. Few who know me well would
as a genuine alternative to dominant culture, as miss the irony in my posing as a disinterested
many fans believe it already does. Pfeil finds that critic of Trek fan culture rather than a very deeply
both the emotional attractions of the men’s move- “invested” fan. But irony is certainly also at work
ment and its political limitations correspond to in Trekkan’s faq for the Klingon Assault Group,
those of a broad range of alternative cultural which proudly declares that the organization
movements. A common characteristic of all these charges no membership dues—after all, “do we
groups is “the extent to which political identities look like Ferengi Capitalists to you?”—but notes
are conceived . . . first and foremost as cultural that members must “create or purchase their own
identities.” 52 Such groups show a “tendency to Uniforms,” and that ship quartermasters “often
leap over history for myth, the polity for the tribe.” can sell Uniforms to ship members at a substantial
Pfeil believes this tendency reveals an underlying discount.” 55 A kind of pyramid scheme haunts
“inability to understand social relations and social such remarks. But no one in contemporary society
change in terms of historically and structurally is entirely free of such profit motives; no one can
constituted relations of power.” 53 Such move- be secure while failing to think in terms of per-
ments, that is, respond to a growing awareness sonal benefit, even the academic critic who writes
of contradictions in late capitalist society which his fannish experience into his professional work.
make it desirable to work out new relationships But clearly, one need not look like a Ferengi to
among social groups and even to transform soci- act like a capitalist. Nor will donning Klingon garb
peter a. chvany 117

and professing warrior virtues, by itself, replace turn of the twenty-first century. The breakdown of
one’s white or middle-class social role with some- society into smaller and smaller groups, which
thing significantly different. Failing to understand Pfeil identifies as a hallmark of the culturalist re-
how one’s activities take place within the con- sponse to high-tech postmodernism, has acceler-
straints of contemporary market forces and ethnic ated, in Jablokov’s universe, to the point where
realities, even when the activities seem most freely a group called the Messengers manifests its dif-
and “individually” chosen, or most in accordance ference from mainstream humanity not only by
with some deeply felt “heritage,” means relin- communicating in a privately developed language,
quishing paramount opportunities for transform- but by outfitting their foreheads with surgically-
ing the situation. One lesson of fandom may be implanted skull ridges to mimic a supposed de-
that groups with primarily culturalist aims are scent from Neanderthals. They might almost be
more likely to make people feel better than to Klingons— or Klingon fans taking the next step in
make the world better: not a pointless gain, but ar- making their fannish identity real. But at the same
guably not a lasting one either. time, in Jablokov’s vision of the future, the ob-
So whither Klingon— or white—“ethnicity”? scure imperatives of profit wreak their usual havoc
Isn’t it at least significant that Star Trek fans, white on what’s left of human freedoms. The number of
or otherwise, are rethinking the terms of white- ethnic conflicts around the world, and the inten-
ness itself ? Surely it is. But in what direction is the sity of ethnic conflict, has increased. But money is
dominant culture around those fans moving, and still being merrily made by those who have the
does fan activity resist that culture’s pressures and power to cheerlead and profit from such disasters.
refuse its enticements, or merely find friendlier ac- Cultural fragmentation benefits those in power far
commodations with them? Another science fic- more than it does those who see such fragmenta-
tion text of the early 1990s is considerably less tion as a form of resistance.
confident than the Star Trek franchise and its fans In short, Jablokov’s future looks a great deal
about the wisdom of searching for ever-more- like the times in which he wrote about it. As Bene-
fragmented cultural “identities.” In his novel dict Anderson has noted, the era of high-tech eth-
Nimbus, published in 1993, science fiction author nic conflict, and high-stakes profitmaking from it,
Alexander Jablokov uses the biblical story of the is now. Without committing the science-fictional
Gileadites and Ephraimites, who could distinguish sin of believing that Jablokov’s grimly clever pre-
each other because they pronounced the word dictions will inevitably materialize, we should no-
“shibboleth” differently, to outline the manipu- tice that what he imagines as necessary for the
lation of ethnic identity in a postindustrial fu- construction of artificial ethnicities is a set of tech-
ture where “artificial ethnic groups” could be nological refinements on processes already at
created by prosthetic mental modification, high- work: cybernetic devices to program the human
tech brain surgery. “Tie their [ethnic] identity to brain to believe in concepts it can already program
simple speech accents,” one character tells an- itself for, bodily modifications already implicit in
other, “and let all the other artificial ethnic groups gender-change operations, facelifts, and the bur-
identify them that way, and have an emotional geoning “cultures” of body art and body piercing.
reaction. . . . We can fiddle with Rumanian pro- The time when Klingon fans might willingly elect
nunciation and create five different groups within to undergo such modifications in order to im-
the city of Kishinyov in a matter of weeks.” 56 In prove their performance of a lifestyle that prom-
Jablokov’s universe, such ethnic conflicts have in- ises relief from postmodern stresses, that promises
deed been promoted, during a series of wars at the to make them not-white without subjecting them
118 hop on pop

to the discrimination faced by people “of color,” nology; it may likewise signify a race-and-class-marked
may not be far off. Surely such moves would meet transgression of social “distinctions” (in Pierre Bour-
dieu’s sense) that mark Klingons as (often gleefully) dé-
with the usual anti-Trekkie derision. But whether
classé and unassimilated.
this would be anything other than so many pots
5 Anthony D. Smith, The Ethnic Origins of Nations
calling kettles “black” as they practiced their own (Cambridge: Blackwell, 1986), 18.
ethnic self-delusions is, given the fact that we are 6 Werner Sollors, Beyond Ethnicity: Consent and Descent
only fantasizing here, impossible to determine. in American Culture (New York: Oxford University
Press, 1986), 5.
7 Ibid., 6, 7.
Notes 8 Of course even this definition of “the majority” may
reflect a dominant-culture perspective. German Amer-
1 The title of my essay is quoted from Trekkan’s kag faq
icans, we should recall, sometimes faced severe ethnic
(Klingon Assault Group Frequently Asked Questions)
discrimination during the world wars. “Scots” were
postings (Online posting, Newsgroup alt.startrek
identical to “Anglo-Saxons” for Thomas Dixon, the
.klingon, posted 2 January 1996, accessed 4 January
Scottish American author of The Clansman (1905)—
1996 and “Re: kag faq,” Online posting, Newsgroup
but Dixon was a virulent negrophobe whose word
alt.startrek.klingon, posted 3 January 1996, accessed
should perhaps not be taken as gospel. Historian Leo-
4 January 1996). Author has not responded to request
nard Pitt notes that the upper-class Mexican Vallejo
for permission to cite. Internet newsgroup postings for
brothers, captured by troops of the 1846 “Bear Flag Re-
which I have secured express authorial permission to
bellion” initiated by U.S. adventurers in California, re-
cite are annotated in the notes accordingly. I have at-
garded a black prison guard as both an “Anglo” and a
tempted to contact all Internet authors and have given
“blackguard” in the colloquial sense, for daring to “use
those who responded an opportunity to comment on
the word ‘greaser’ in addressing two men of the ‘purest
this article. Thanks for assistance in preparing this essay
blood of Europe!’” (Leonard Pitt, The Decline of the
are due Henry Jenkins, who validated the study of Star
Californios: A Social History of the Spanish-Speaking
Trek fan culture and pointed the way; Dr. Lawrence M.
Californians, 1846 –1890 [Berkeley: University of Cali-
Schoen of the Klingon Language Institute, and Elliott
fornia Press, 1966], 27). Mexican social codes, though
McEldowney for alerting me to its existence; Shannon
not race-blind, drew different distinctions from those
Jackson and J. Martin Favor, for suggesting the use of
of the United States: the Vallejos also moved in social
performance theory in the study of ethnicity; and Susan
circles with Pío Pico, a Californian territorial governor
Gorman, Dan Shaw, Kim Hébert, Greg Howard, Min
whose grandmother was a “mulatta” and who himself
Song, Kathleen Gillespie, Juliet Cooke, Jed Shumsky,
was dark-skinned (Robert L. Carlton, “Blacks in San
and my parents and siblings, who have been listening to
Diego County: A Social Profile, 1850 –1880,” Journal of
my theories about Klingons for years, when not offer-
San Diego History 21[4] [19xx]: 11). The question of
ing their own.
whose codes applied to Pico and the Vallejos, and
2 SkullBuddy, “Re: What Is kag . . . ?” (Online posting,
when, is thus not simple. Similarly, contemporary Chi-
Newsgroup alt.startrek.klingon., posted 2 January 1996,
cano/a critics have highlighted the ludicrousness of
accessed 4 January 1996). Author has not responded to
representing Mexicans as “foreigners” to the vast U.S.
request for permission to cite.
territory wrested from Mexico. Thus it is unasked
3 Ernest Renan, “What Is a Nation?,” trans. Martin
questions of who constitutes “the majority” and who
Thom, in Nation and Narration, ed. Homi K. Bhabha
“the outsiders” that often constitute the crux of ethnic
(New York: Routledge, 1990), 8.
conflict.
4 According to The Klingon Dictionary, qagh is a “serpent
9 Theodore Allen has opened a useful way out of such
worm (as food),” a delicacy portrayed on Star Trek: The
disabling impasses by suggesting a focus on oppression
Next Generation as best eaten live (Marc Okrand, The
first and the forms it takes second. He goes on to make
Klingon Dictionary: English/Klingon, Klingon/English,
a provisional distinction between “racial” and “na-
rev. ed. [New York: Pocket Books, 1992], 183). Star Trek’s
tional” oppression according to whether oppressors
fascination with the Klingons’ diet as a classic sign of
suppress or cultivate differences within an oppressed
their racial /cultural difference owes a clear debt to eth-
peter a. chvany 119

group. See The Invention of the White Race (New York: play as well). Thus the assimilationist “melting pot”
Verso, 1994). paradigm usually takes precedence over the pluralist
10 For a brief discussion of contemporary conflicts over “salad bowl,” despite Trek’s widely lauded (and lately
the naming of communities of Spanish descent in deplored, by some vocal Internet critics of Voyager’s
the United States, see Ramón Gutiérrez and Genaro white female captain and black Vulcan security officer)
Padilla, “Introduction,” in Recovering the U.S. His- multiculturalism. The wider field of science fiction is
panic Literary Heritage, eds. Ramón Gutiérrez and relatively less preoccupied with this theme. Narratives
Genaro Padilla (Houston: Arte Público, 1993), espe- abound in which alienness is preferable to “humanity,”
cially 17–18. or in which human nature undergoes radical change, or
11 Sollors, Beyond Ethnicity, 38. in which alien and human remain irreducibly different
12 Many of Trek’s alien races since the 1980s are distin- (though not necessarily antagonistically so).
guished by similar facial “appliances,” which create a 16 Larry Nemecek, The “Star Trek: The Next Genera-
more thorough visual estrangement than the pointed tion” Companion, rev. ed. (New York: Pocket Books,
ears of the Vulcan Mr. Spock or the antennae and blue 1995), 20.
makeup of the original show’s Andorians. Bajorans, 17 Deborah Starr Seibel, “Klingon for a Day,” TV Guide,
featured prominently on Deep Space Nine, have only (Oct. 16, 1993): 30.
a set of ridges across the bridge of the nose, whereas 18 By contrast, the visibly “black” men of recent Star Trek
“Morn,” a regular at the same show’s interstellar casino, productions have been more obviously conceived in
sports an elaborate head appliance which conceals all an overcautious, polite attempt not to play any “race
but the actor’s eyes. Meanwhile, on Voyager, the visible cards.” La Forge of The Next Generation evinced cal-
sign of Commander Chakotay’s Native American heri- low asexuality and even helpless victimizability (as in
tage is a large tattoo across his left temple. The major “The Mind’s Eye” and the film Generations). Deep Space
races discussed in the remainder of this article are sum- Nine’s Sisko, the station’s commander and the show’s
marized as follows: nominal star, until the last few seasons of the series’ run
faded into the ensemble. His increasing prominence
Race Physical Features “Cultural” Features
since the 1995 –96 season went hand in hand not only
Klingons forehead ridges warlike
with his character’s promotion to captain but with a
Vulcans pointy ears logical, stoic
change of appearance toward the character the actor
Romulans pointy ears emotional, stoic
(Avery Brooks) portrayed on Spenser for Hire: the mys-
Ferengi big ears, bumpy greedy capitalists
terious black sidekick Hawk, who played out white pri-
heads
vate eye Spenser’s aggressive impulses. My black male
Cardassians gray skin, neck military state
students have commented on the contradictions of
tendons
white liberal politics apparent in such facts, noting rue-
Bajorans nose ridges mystics
fully that while two “brothers” were stars on The Next
13 Todd Hansen, “Re: Klingons ⫽ Russians?,” Online Generation, one pulled double minority duty as a blind
posting, Newsgroup alt.startrek.klingon, posted 5 De- man, one was concealed behind an alien mask.
cember 1995, accessed 4 January 1996. Author has given 19 See George Fredrickson’s classic study The Black Image
permission to cite. in the White Mind: The Debate on Afro-American Char-
14 See Toni Morrison, Playing in the Dark: Whiteness and acter and Destiny, 1817–1914 (Hanover, NH: Wesleyan
the Literary Imagination (Cambridge, MA: Harvard University Press, 1971).
University Press, 1992). 20 A later two-part episode explicitly titled “Birthright” re-
15 Science fictional play with differences that turn out to newed the implicit connection between Worf and Data,
be estranged similarities is a hallmark of the genre and nonhumans whose emotional struggles best revealed
by no means limited to Star Trek. But each incarnation the American understanding of “human nature.” Inter-
of Star Trek has exerted tremendous narrative pressure estingly, both characters’ problems seemed to lie in the
on its nonhumans to humanize, perhaps revealing a masculine subjectivity of men who lack father figures,
specifically American preoccupation with normalizing and thus male traditions and role models, in a Holly-
and regulating social difference and assimilating plural- wood renarration of the “men’s movement.” For com-
ities (though other ideological pressures are certainly at parison, when Dr. Crusher attended the funeral of her
120 hop on pop

grandmother she wandered into a gothic romance in Newsgroup alt.startrek.klingon, posted 5 December
which a ghostly and lascivious alien life form attempted 1995, accessed 4 January 1996. Author has given permis-
to seduce her, as it had several centuries’ worth of sion to cite.
her maternal line (“Sub Rosa”); Star Trek’s vision of a 35 Daniel Leonard Bernardi, “The Wrath of Whiteness:
“women’s” tradition? The Meaning of Race in the Generation of Star Trek.”
21 Okrand, The Klingon Dictionary, 1, 4. Ph.D. dissertation, University of California, Los Ange-
22 Ibid. les, 1995, 28, 29. This dissertation was published under
23 Ibid. the title “Star Trek” and History : Race-Ing toward a
24 The role of physical appearance in motivating ethnic White Future (New Brunswick, NJ: Rutgers University
and racial oppression remains debated; for some strong Press, 1998).
refutations of its importance, see Allen’s Invention of the 36 Homi K. Bhabha, “DissemiNation: Time, Narrative,
White Race, or George Fredrickson, White Supremacy and the Margins of the Modern Nation,” in Nation and
(New York: Oxford University Press, 1981). Both studies Narration, ed. Homi K. Bhabha (New York: Routledge,
cite the different racial histories of the United States and 1990), 297.
the Caribbean as evidence disproving claims that the 37 Nemecek, The “Star Trek: The Next Generation” Com-
races “naturally” find each other distasteful. panion, 20. At a convention I attended in Denver in late
25 Bison, “sb epsilon: personel [sic] bio: Barok Vor- 1988, Dorn reported that he was excited when his agent
kithic,” Online posting, Newsgroup alt.shared-reality told him that Paramount wanted to cast a Klingon: his
.startrek.klingon, posted 12 November 1995, accessed agent did not know what Paramount was talking about,
13 November 1995. Author has not responded to request but Dorn put him at ease because he felt he knew ex-
for permission to cite. actly what to give them.
26 The Deep Space Nine episode “Trials and Tribble- 38 Campbell’s appearance as a Klingon commander is es-
ations” (1996) raised this issue only so that Worf could pecially interesting since he had, a season earlier, ap-
brusquely dismiss it as something Klingons do not dis- peared as the bratty infant alien superbeing Trelane
cuss with outsiders. (“The Squire of Gothos”), who manifested himself as a
27 Bison, “Barok Vorkithic.” kind of twenty-third-century Liberace—not the image
28 The original-series episode “Balance of Terror” estab- one now has of a Klingon warrior, but nevertheless
lished this relationship to highlight the pitfalls of rac- somewhat present in Koloth’s easy banter.
ism: a crewman who believed that the Vulcan Mr. Spock 39 Leah R. Vande Berg, “Liminality: Worf as Metonymic
might be a traitor, when the Enterprise crew discovered Signifier of Racial, Cultural, and National Differences,”
that Romulans looked like Vulcans, was later saved in Enterprise Zones: Critical Positions on Star Trek, ed.
from death by Spock during a battle with a Romulan Taylor Harrison, Sarah Projansky, Kent A. Ono, and
vessel. Elyce Rae Helford, (Boulder, CO: Westview Press,
29 Trekkan, kag faq. 1996), 51– 68.
30 See Diana Fuss, Essentially Speaking (New York: Rout- 40 Pierre Bourdieu, Distinction: A Social Critique of the
ledge, 1989). Judgement of Taste, trans. Richard Nice (Cambridge,
31 Ael t’Arrilaiu [Heidi Wessman], “a.sr.s.k faq ver MA: Harvard University Press, 1984), 190.
1.0,” Online posting, Newsgroup alt.shared-reality 41 Okrand, The Klingon Dictionary, 10. As critic Leah R.
.startrek.klingon, posted 2 December 1995, accessed Vande Berg has noted, “cultural imperialism—and not
7 December 1995.) Author has given permission to cite. multiculturalism—is the dominant discursive position
32 Ael t’Arrilaiu [Heidi Wessman], “updated a.sr.s.k affirmed” in the Trek universe (Vande Berg, “Liminal-
faq (ver. 2.0),” Online posting, Newsgroup alt.shared- ity,” 65).
reality.startrek.klingon, posted 2 December 1995, ac- 42 Okrand, The Klingon Dictionary, 14, 13.
cessed 6 December 1995.) Author has given permission 43 See Bourdieu, Distinction, 190 –93, for one discussion of
to cite. the various ways class tastes become “embodied.”
33 Trekkan, kag faq . 44 In other words, while it is true that all people from Bos-
34 See note 12 for a description of the various alien races. ton are individuals, and that not all have “Boston ac-
Dan Joyce, “Klingons ⫽ Russians?,” Online posting, cents,” it is also true that many Bostonians have very
peter a. chvany 121

strong Boston accents, not because of their ethnicity or physically attacked in the way transvestite and trans-
their genes but because the Bostonian speech environ- gendered people often are. Given the “look” of Klingon
ment (which crosses race, class, and gender lines) is so costuming, the more appropriate parallel would clearly
influential. be with leather/biker cultures: the performance is of
45 Thomas Hylland Eriksen, Ethnicity and Nationalism: a “masculine” rather than a “feminine” role. On the
Anthropological Perspectives (London: Pluto, 1993), 12. other hand, my (outsider’s) impression of the leather
46 Fans generally prefer “Trekkers” to “Trekkies” since image is that it usually lacks a “camp” dimension that
it does not sound like a diminutive or like “groupies” Trek costuming can probably not help provoking in a
(for further discussion of this point see John Tulloch non-Trekker audience, while camp is associated with
and Henry Jenkins, Science Fiction Audiences: Watching transvestism to some degree.
“Doctor Who” and “Star Trek” [New York: Routledge, 52 Fred Pfeil, White Guys: Studies in Postmodern Domina-
1995], 11); given the logic of English grammar it also tion and Difference (New York: Verso, 1995), 210.
positively suggests someone engaged in an activity— 53 Ibid., 225.
worker, builder, swimmer, Trekker—rather than a 54 This is a good example, in a Star Trek context, of what
passive recipient of mass culture. Fan resistance to the Italian Marxist thinker Antonio Gramsci called
the “Trekkie” label is obviously reminiscent of con- “hegemony”: the process by which dominant culture
flicts between “insider” and “outsider” labels for other entices willing obedience rather than compelling it
marginal groups. As a fan somewhat suspicious of from the unwilling.
fans’ keen sensitivity to outsider criticism, cavalierly 55 Trekkan, kag faq.
dismissive as it often is, I often refer to myself as a Trek- 56 Alexander Jablokov, Nimbus (New York: Avon, 1993),
kie, perhaps like progressive gay and lesbian activists 160.
who have appropriated the term “queer” as a positive
marker, but perhaps also like African Americans who
use the word “nigger.”
47 Eriksen, Ethnicity and Nationalism, 27, 21.
48 The case of the Whitewater juror who wore her Starfleet
uniform to court remains unique, as far as I know, and
has excited considerable debate in fan circles. Many
Trek fans side with the mainstream and believe that her
bringing fiction into reality in such a way was distaste-
ful. This fact suggests that we will not be seeing Klin-
gons outside fan space anytime soon.
49 Henry Jenkins, Textual Poachers: Television Fans and
Participatory Culture. (New York: Routledge, 1992), 1.
50 Ibid., 18.
51 Here I am extending some remarks Bourdieu makes on
the dual investment involved in the way individuals ac-
quire cultural competence: “It is in no way suggested
that the corresponding behavior is guided by rational
calculation. . . . Culture is the site, par excellence, of
misrecognition, because, in generating strategies
adapted to the objective chances of profit of which it is
the product, the sense of investment secures profits
which do not need to be pursued as profits” (Distinc-
tion, 85 – 86).
It would, of course, be unwise to push the analogy
of Klingon performance with “drag” too far without
knowing whether fans in their warrior dress are ever
The Empress’s New a series of calculated therapeutic homilies con-
structed for the fragmented logic of television
Clothing? Public
had become overacted muggings at the camera.
Intellectualism and The women guests and studio audience had be-
come extraneous—mise-en-scène for the expert’s
Popular Culture
performance.
Was I to be pleased that a professional woman
Jane Shattuc
was cast as a central authority? Should I have
cheered the ways her outrageous performance de-
bunked the “objectivity” of expertise? Yet I cringed
Dr. Gilda Carle, “relationship expert,” reigned as
at how educated knowledge (mine included) had
one of talk television’s more popular authorities.
been reduced to simply an extravagant act by a
She has appeared on more than a hundred pro-
manipulative woman using underclass women to
grams since the mid-1990s. I first noticed her on a
promote her career. But then I asked: How did her
Sally Jessy Raphäel Show on February 23, 1994, de-
“act” really differ from my own performances of
voted to the topic of “married women who have
academic expertise?
affairs with married men.” Dr. Carle arrived half-
Dr. Carle’s role as a performing “professional”
way through the discussion dressed in a bright
was not anomalous or new. She is a direct descen-
red tailored suit. Her first act was to hug a crying
dant of Dr. Joyce Brothers, one in a long line of
woman whose husband had just confessed an in-
“genteel women” from Dorothy Dix to Miss Man-
fidelity. After hugging and stroking the sobbing
ners to Dr. Ruth who have dispensed advice. They
wife, Carle asked the viewing public: “What about
are part of the endless stream of experts—the cre-
the other party? What about the spouse? What
dentialed society— on which American television
if the other party finds out? All we have been hear-
depends. There is an array of experts on television
ing about is: me, me, me.” The studio audience
from the political pundits on pbs’s News Hour to
erupted in applause. Empowered by their re-
the style professionals on the Today show to the
sponse, she continued: “One of the things we have
journalists who give the context to mtv’s “rocku-
to do is to take that ‘m’ in me and turn it around
mentaries.” These are middle-class people whose
to ‘w’ in we.” The audience greeted this homily
occupations are based on advanced or abstract
with wild applause. Dr. Carle’s performance was a
knowledge. Their role is to use their theoretical
popular success.
understanding to make logic and/or moral sense
I tuned into Dr. Carle over a year later on a
out of tv’s social narratives.
Richard Bey program “Dump Your Jailhouse Boy-
I want to isolate the experts—primarily those
friend” (November 2, 1995). By this time, she
on issue-oriented talk shows of the 1980s and
had shed the physical trappings of professional-
1990s—who performed willingly on the popu-
ism: she entered dressed in a new outfit—span-
lar medium of tv out of some hope at effecting
dex Mylar mini-suit—accompanied by Chippen-
change outside the confines of universities, gov-
dale-style stripper “cops,” who draped themselves
ernment bureaucracies and corporations. Such
across her shoulders. She was now introduced as
psychologists, journalists, and writers often share
the new “mtv therapist.” She lectured angry gang
with many academics in cultural studies an eager-
women that they should not date criminals be-
ness to intervene and change society.
cause of female “low self-esteem.” What once was
For all their reputation for raucous populism,
jane shattuc 123

talk shows were dominated by experts from the the bourgeois public sphere, the counter-public
1980s to the mid-1990s. Usually the experts em- sphere, or even the revolutionary vanguard. The
anated from mental health fields—psychologists, bourgeois experts perpetuate class-based values
psychiatrists, psychotherapists, social workers, and tastes for a class who could not afford or find
and relationship counselors—all distinguished by the time to live the lifestyle. In Marxist societies
their academic credentials, their PhDs, MDs and intellectuals were also distrusted according to
MAs. In the next group there were self-help book Alvin Gouldner. Their own class-based conscious-
writers (e.g., Ruth Jacobvitz, author of 150 Most ness was at odds with workers’ needs.1 Yet it would
Asked Questions about Menopause). Next in fre- also be naive to suggest that culture can or will dis-
quency came various bureaucrats who manage pense with expertise and theory. But we need to
social welfare and health agencies (e.g., Dr. Eric question both the Marxist-Leninist and the bour-
Hollander of the Mount Sinai School of Medi- geois traditions of the intelligentsia as the only
cine). Other categories were elected officials (e.g., vanguard of political change.2 Such a sensibility
Senator Orrin Hatch, Utah), religious leaders goes against a basic premise of cultural studies: the
(e.g., Rabbi Marvin Hier of the Simon Wiesenthal validation of everyday active minds.
Center), lawyers (e.g., Alan Dershowitz), and What better medium is there to examine ex-
journalists (e.g., local investigative journalists). pertise than talk shows, which continually pit ex-
We also saw an increasing number of academics— perts against a public empowered to challenge and
particularly those out of cultural studies who were test their core claims and arguments. This rela-
called on to interpret culture (e.g., Michael Dy- tionship is not one of slavish respect for authority
son, E. Ann Kaplan, Marjorie Garber, Naomi as some have suggested, nor is it one of complete
Wolf ). They willingly digested their educated so- skepticism. As a degraded daytime form of televi-
cial knowledge into uncomplicated explanations, sion, the talk show is an unusual arena, one where
formula, and advice for a primarily feminine women of different colors and classes appear as
viewership. experts and debate with nonexpert women. Much
The sociology of the popular expert needs to be of the tension in talk shows in the 1980s and early
teased out not only for its meaning but also to 1990s surrounded the conflict between the edu-
question its political role. How does the popular cated knowledge of professionals and the lived ex-
expert differ from the professional and the intel- perience of everyday women. Even though this de-
lectual? Is it an oxymoron—“popular expert”— bate was limited due to production by corporate
in that expertise depends on a top-down authority interests, the programs offer a chance to examine
within the hierarchy of knowledge? If cultural what form of expertise if any succeeds in a popu-
studies perceives the viewer as an active maker of lar medium and whether we can call this role
meaning, might the academic become unneces- political.
sary when this person is a capable reader a priori? Cultural studies remains self-conscious about
And if a place for the popular mobilization of the relationship of popular culture, power, and
learned or academic knowledge exists, how might expertise. Its goals remain critiquing power and
we understand its relationship to a cultural studies authority, while proving the critical capacity of
universe? everyday people and ultimately effecting social
Traditionally, the work of intellectuals has been change. Theorist Michel Foucault argues that the
to question and explain the assumptions that voice of educated knowledge works as a system of
dominate society, functioning either as part of containment. Experts often dispense their knowl-
124 hop on pop

edge as objective truth, masking the class-based broad public. In his eyes, public intellectuals are
interests of their education and experience. Fou- needed to give direction to popular-based change
cault sees the “productive power” of modern pro- that is becoming increasingly controlled by corpo-
fessionals as working “to manage and manipulate rate and governmental desires.8
people by instilling in them a specific sort of inter-
pretation of whom they are and what they want.” 3
Toward Defining the Roles of Professional,
Pierre Bourdieu suggests that the power accrued
Expert, and Intellectual
through education or social “distinction” is a form
of domination. The ability of the well-educated professional: one engaged in a calling requiring spe-
bourgeoisie to impose its cultural standards on cialized knowledge and often long and intensive
others through distinctions made between “cor- academic preparation
rect” and “incorrect” behavior, “good taste” and
expert: one who has acquired skill or knowledge in
“vulgar taste” and “artisan” and “artist” perpetu-
or knowledge of a specific subject
ates the myth of “naturally given” standards or
what Bourdieu argues is “a new mystery of im- intellectual: one chiefly guided by the intellect rather
maculate conception.” 4 than by emotion or experience
Following Foucault’s lead, Janice Peck suggests
Such dictionary definitions (in this case, Webster’s
that talk show experts function as the “application
New Collegiate Dictionary) belie the complex po-
of social scientific knowledge for the purposes
litical role these educated positions play in society.
of bureaucratic control.” The power relations be-
Sociology has grown increasingly sensitive about
tween these experts and the “ordinary” guests
the role that academics and other professionals
are grossly inequitable. Typically, the advice ad-
play in reinforcing the class system. There has
dressed to women is based on relational issues and
been an ongoing debate in the “sociology of pro-
their so-called “failure to communicate.” Here,
fessions” distinctions between professional, ex-
experts as “trained communicators” tell guests
pert, and intellectual since the nineteenth century.
that they need professional help to communicate
This field has clustered around two major para-
“normally,”—i.e., the “help” of the expert. Such
digmatic distinctions in the professional classes.
circular reasoning ensures the centrality of bu-
Structural functionalism derived from the works
reaucratic control and discourse.5
of Emil Durkheim and Talcott Parsons argues
Herein lies Bourdieu’s paradox for cultural
for the social foundations of the knowledges of
studies academics: intellectuals who theorize and
the professions including science and medicine,
speak about popular culture from within the hal-
stressing their role in preserving the rational-legal
lowed halls of the academy.6 This championing of
social order.9 Ultimately, this school of thought
nonelite culture by elite academics is what Jim
sees work and occupations as ethically neutral,
McGuigan describes as a “Bourdieuan, infinitely
while it describes the professions as ethically posi-
regressing project if ever there was one.” 7 Ulti-
tive, embodiments of a society’s central values.10
mately, cultural studies experts are ensuring their
Within the functionalist paradigm, experts
prerogative to define popular or everyday culture
represent the technical side of professionalism,
through their claim to superior knowledge and
while intellectuals represent what Stephen Brint
education. Yet in The Last Intellectual, published
sees as “the moral aspirations of professionalism
in the mid-1980s, Russell Jacoby called for the re-
as a force in public life.” 11 Intellectuals are people
turn to the public intellectual—that dying breed
who associated with the world of thought and, at
of socially responsible thinkers who speaks to the
jane shattuc 125

least on occasion, address the broadly educated Nevertheless, Keith Macdonald chronicles how
public. They are the “guardians of standards often the United States has had historically a distinctly
ignored in the marketplace and the houses of more ambivalent relationship to expertise than
power.” 12 In this vein Lionel Trilling (whom Rus- these European-derived models might suggest.
sell Jacoby describes as a model public intellec- The United States was founded on democratic and
tual) casts intellectuals as the “adversary culture,” anti-elitist principles and in reaction to religious
or critics of established authority, a position and aristocratic privilege in England. As opposed
echoed by recent Frankfurt School theorists who to Great Britain, America was slow to construct
have called for an oppositional public sphere to professional associations that legitimize the au-
weigh against the instrumental reasoning of most thority of the professions. In Anti-Intellectualism
experts. in American Life Richard Hofstadter writes that
The Marxist professional project offers a di- Jacksonian America’s
verging perspective. Its proponents agree with Max
deep distrust of expertise, its dislike for centraliza-
Weber that professionals are defined by their pos-
tion, its desire to uproot the entrenched classes, and
session of specialist knowledge. However, profes-
its doctrine that important functions are simple
sionals construct social closure by building up “a
enough to be performed by anyone, amounted to a
monopoly of their knowledge and establish[ing] a
repudiation of a system of government by gentle-
monopoly on the services derived from it.” This
men which the nation had inherited from the eigh-
view of expertise envisions it as a powerful tool to
teenth century but also the special value of the edu-
exert control over the other classes.13 Therefore,
cated classes in civil life.16
social stratification results not only from eco-
nomic accumulation, but also from crediential- The United States has come to define expertise
ism—the main form of collective social mobility based on the standards of pragmatic capitalism,
and power for the middle class. For example, in judging experts based on their practical achieve-
his study of the medical field, Robert Dingwall ment or experience. Higher education in America
argues that a medical student’s knowledge is based has a greater applied orientation than its European
not only on acquiring specialized knowledge equivalents. Educated knowledge alone no longer
through education (e.g., medicine), but also remains a standard for status; one must “prove”
through socialization into the style of the field. A one’s knowledge through application. At its worst,
central example of this learned style would be the this sensibility refuses to recognize the importance
concept of rational detachment or intellectual dis- of a class of intellectuals who are separated from
tance from their work, which is a characteristic the dominant norms and therefore able to critique
that divides the professional from the layperson. such instrumental reasoning. This ethos has also
Such learned behavior gives the patient and/or the bequeathed to the country a legacy of quackery
public the sense of a “special” service and there- where the educated expert has been replaced by
fore, reinforces the idea that the practitioners are those who have mastered the style but not the
“special” people deserving greater status.14 Here, knowledge of a profession.17 Expertise has become
the professional project echoes Michel Foucault’s a democratic theater that anyone can enter. Yet at
suspicion of the professional classes’ ability to nat- its best, this American ethos and its disdain for
uralize power distinctions. Sociologist Magali Lar- abstract knowledge have come closer than other
son echoes this position when she calls for the democratic nations to challenging the hegemony
questioning of the “expert’s collective appropria- of the bourgeois public sphere. The question re-
tion of knowledge.” 15 mains: what has replaced the professional and the
126 hop on pop

intellectual of the bourgeois public sphere as a fig- style that played well in the context of talk televi-
ure of popular expertise in America? sion. She gained media access from a video in-
fomercial that she sent the talk show producers.
After she was invited onto Geraldo, her career
Popular Experts on American Talk Shows
snowballed. Like almost all talk show experts, she
popular expert: one with the ability to make learned received no money— only exposure for herself
knowledge concrete through not only simplifying and her consulting firm from appearances. She
abstract ideas but making them less “removed” maintained that she does the work because she
through example and emotion-based experiences. simply “cares.” Carle argued that she did not do
“therapy” on the talk shows; rather she gave “ther-
Talk shows represented a change in the nature of
apeutic tips.” 18 Her tips mentioned psychologi-
proof we demand of claims made about social
cal categories (“dysfunction,” “self-esteem,” and
truth in the 1980s. In this forum, the distant evi-
“ego”), but not the underlying theoretical logic
dence of expert knowledge was no longer valid.
of psychology. Her logic emerged through per-
Yet talk show audiences also rejected the synthetic
sonal narrative—the “I,” “you,” and “me,” and
spectacles of television; they were preoccupied
ultimately the “we” of the American common-
with validating the authenticity of lived experience
sense ideology. Carle’s style communicated her
as a basis for social truth. Talk television sought
pleasure in performing and the audience re-
tangible evidence of social truth through personal
sponded positively to her willingness to engage
testimonials, emotional displays, and bodily signs.
them.
The pleasure of watching often involved ferreting
The power of the expert-as-showwoman was
out “real” from “acted” emotion both in guests
clearly visible when Dr. Pat Allen appeared on an
and host. The genre still represents a distrust of
Oprah Winfrey Show (as it was then titled) devoted
both learned knowledge of expertise and the sim-
to how to get married (March 14, 1994). Winfrey
ulated truths of media fictions.
introduced Allen and her book, Getting to “I Do”:
Expertise on talk shows of the 1980s and early
“If you follow her advice, you will snag a man
1990s involved the ability to make learned knowl-
within a year!” Allen’s first words: “Everyone is
edge concrete; this process involved not only sim-
both masculine and feminine.” She continued,
plifying abstract ideas but making them less “re-
“There is no such thing as a woman that is too
moved” by drawing on concrete examples and
masculine.” A few minutes later, Allen proclaimed
emotional experiences. Gilda Carle might be eas-
that “the problem is we don’t need to marry any
ily dismissed as a simple quack if it were not for
more. Men can go to a gourmet cooking class and
her emotional “skills.” Her style reflected a long
we can go to a sperm bank.” The audience mem-
line of itinerant medicine-show “doctors” begin-
bers laughed and applauded wildly. They enjoyed
ning in nineteenth-century America who were
her gutsy proclamation of female independence
more often vaudeville actors than trained physi-
and her own showwomanship. The use of the all-
cians. Her “Ph.D.” is not in psychology, but rather
inclusive “we” of shared experience, the mixing of
in organizational studies from New York Univer-
abstractions with everyday knowledge, and the
sity. She had not written a book; her expertise was
willingness to entertain powerfully reinforce her
based on her professional experiences working at
American commonsense ideology.
her consulting firm specializing in “applied” com-
Consider how Naomi Wolf (the second expert)
munications where she had advised ibm and the
failed initially when she challenged Allen’s essen-
New York City government among others.
tializing feminine behavior as passive. She easily
Carle had created a distinctive performance
outreasoned Allen, whose analysis of female/
jane shattuc 127

male relationships became increasing incoherent. arrogance of a discourse that defines itself on the
Wolf preferred a more traditional argumentative basis of its difference from common sense.” 21 For
approach. She related primarily to Allen and not an example, they cite a Downey show on the stu-
the audience. In other words, she debated. She did dent massacre at Tiananmen Square that allowed
not use an expansive approach. Not only did she an expert from the conservative Heritage Founda-
respond without references to everyday experi- tion to be shouted down by an anarchist squatter
ence, she initially revealed no pleasure in her own group. Carpignano et al. argued that Downey pro-
performance; she was annoyed at Allen’s circular vided “a forum for the disenfranchised, especially
reasoning. However, Wolf rose finally to the occa- young white men (working and lower middle
sion in exasperation and acclaimed emotionally, class) who were not represented in current knowl-
“I know a lot of wonderful marriages . . . a lot of edge-based commodity culture.” 22
my friends. The reason that they are wonderful is Yet the commonsense ideology of popular ex-
that they are equal.” The audience exploded in ap- pertise often forecloses the possibility of political
plause with appreciation for the intensity of her change. “Common sense” is a vague term that
feeling and the depth of her experience. Neverthe- veils a complex process by which talk shows in-
less, she continued to be interrupted by Allen, dividualized what should be understood as social
commercial breaks, Oprah’s interjections, and au- issues. In her study of the popular discourse of
dience questions. An articulated counterstatement race on The Oprah Winfrey Show, Janice Peck an-
could not be made left to only jab at Allen’s home- alyzes how audience members privileged individ-
spun nonsense. ual experience as the “primary source of truth.”
Conventionally, critics lambast such television Through their self-help logic these programs en-
discussions as the sites of corporately produced ir- couraged taking responsibility for one’s own feel-
rationality, spectacle, and emotional extremes.19 ings and behavior. They base such a belief on a
They would have argued that Wolf ’s resorting to core assumption that the participants are “power-
emotion and personal testimony trivializes her less to change anything beyond our own lives.” 23
ideas about feminism. Admittedly, with their pop- Through the discourses of Protestantism, liberal-
ulist and commercial bent, these talk shows were ism, and the therapeutic, the programs repro-
not a platform for scholarly or even well-reasoned duced the dominant ideology of “self-contained
treatises. An essential attraction of talk shows as individualism”—a foundational cause of the ex-
popular culture is their ability to deflate the bour- isting social order in America.
geois hold on knowledge. Pat Allen implicitly Peck looks at a thirteen-part Oprah Winfrey
understood the power of iconoclasm, ordinary Show series called “Racism 1992.” Here, racism is
speech, and performance. Her style echoes Michel understood by the talk show participants because
de Certeau’s point in The Practice of Everyday Life: of individual opinions, experience, and rights.
“The critical return of the ordinary, as Witt- Ending racism is reduced to healing oneself of
genstein understands it, must destroy all varieties one’s prejudice as opposed to collective political
of rhetorical brilliance associated with powers change. For Peck, even identity politics with its
that hierarchize and with nonsense that enjoys structural awareness of power fails to offer an ave-
authority.” 20 nue for political change; its emphasis on different
Some cultural studies academics have cele- identities does not imply the necessity of a politi-
brated talk shows because of the shows’ open hos- cal struggle.24
tility to expertise and educated knowledge. Car- Despite the repressive nature of commonsense
pignano and fellow writers embrace an angry ideology, talk shows still depend on a notion of
show like Morton Downey Jr., which “rejects the feminine unity: women share their different per-
128 hop on pop

sonal struggles as part of a shared account of com- to reveal their shared experiences? Lurking below
mon feminine experience. The vast majority of the surface is the supposition that rational people
experts for talk shows have been women. And do not reveal their private lives on national tv un-
their expertise is often motivated by personal less they deem it socially important. This episode
experience. Their popular success depends on also depends on this tension for excitement.
whether they are willing to evoke that background Even with an audience populated with Prozac
and reject the intellectual distance that traditional takers, the question remains the same. Will these
expertise demands. Such openness involves a will- women overcome societal anxieties about the drug
ingness to become the equal of audience members and testify? The spontaneous breakthroughs in-
who, as lower-income women, rely more on per- crease as audience members both in Wenatchee
sonal experience than on abstract knowledge for and the studio eagerly jump to the mike and pas-
their reasoning. sionately profess their relation to Prozac. As one
Talk show audiences’ efforts to test expertise woman stated: “My secret is out.” This rising tide
against lived experience offers a critique of the tra- of testimony not only leads to a truth based on
ditional standards of proof or research methodol- sheer numbers, but also to a truth based on expe-
ogy. Classical notions of evidence would exclude rience. The audience members are represented as
the personal as too subjective and not representa- real people whose experiences cannot be reduced
tive. The Oprah Winfrey Show has reversed this to the expert’s numbers and sociological language.
tradition of objective distance by celebrating the The close-up and the zoom provides an optical
authority of spontaneous emotion and raw evi- tool for scrutinizing and evaluating the veracity of
dence. The tension between expertise and ex- these performances.
perience surfaces during an episode on Prozac This particular program adopted a classical
(April 14, 1994). Using a direct satellite broadcast talk show relay. The guests on the stage begin the
from the Pacific Northwest, the program presents emotional displays about the subject—their use
the Prozac-taking citizens of Wenatchee, Wash- of Prozac. Then an invited Prozac user in the au-
ington, and their psychologist. From the start of dience angrily challenges the assertion that Prozac
the program, Oprah frames the issue of the psy- creates a false personality. This intensity builds
chologist’s abundant prescriptions of Prozac for through continual testimonials about the nor-
his patients as potentially either representative or malcy of the experience until one gets the sense
anomalous of national trends: “You know our so- that if the audience is representative according to
ciety is always looking for the fastest, the easiest, the show’s logic, American women are born anew,
the quickest fix, but is this right?” The slow pro- well-adjusted, highly emotional, and on Prozac.
cess of individual audience members getting up The emphasis of identity politics on a hierar-
and testifying to their similar experiences suggests chy of oppression contributed to The Oprah Win-
that the audience represents a microcosm of a frey Show’s division between audience members
larger community—society-at-large. and experts. Audience members on talk shows of-
Traditionally, the mark of bourgeois propriety ten attempt to close off discussion, asserting that
has been the clear distinction between the public by nature of their oppression—race, gender, or
and private spheres. Almost every issue-oriented class standing—they are a priori morally right.
talk show starts out with a bit of a risk: Will the This “one-up oppressionship” allowed a series of
guests be seen as anomalous and alone, and there- Prozac-taking audience members to disallow ex-
fore, potential “sideshow freaks?” Or will audience perts as having only “academic knowledge” of the
members in a fit of spontaneous emotion be led pain of depression. When Dr. Peter Breggin (au-
jane shattuc 129

thor of Toxic Psychiatry) states: “Oprah, people closure to complex social narrative. The audience
want to believe—we want to believe that it is a may be posed as the judges listening and weighing
biochemical imbalance,” the audience of Prozac- evidence based on common sense and personal
takers asserts angrily, “It is!” So powerful was this experience, but the expert most often gets the final
belief in the power of personal experience (partic- word in the debate.
ularly physical and emotional suffering) that the These talk shows do not follow the classical
audience claims to know more about chemistry tradition of the bourgeois public sphere, where
than a psychiatrist who was a leading authority in J. B. Thompson maintains that “the authority of
psychopharmacology. A guest Prozac taker chal- the state could be criticized by an informed and
lenges Breggin about a potential contradiction in reasoning public or ‘publicness.’ ” 25 Rather the
his personal habits: he has expressed an interest in talk show relies on the tangible proof offered by
drinking the liquor in the limousine on the way to emotional testimonials and bodily signs (laughter,
the talk show. For her, this incident reveals his facial expressions, and tears), all forms of argu-
own parallel dependency on a chemical. He has ment and evidence available to the nonexperts.
failed to “live” his theory and thus has lost his And the acceptance of this proof on these talk
authority. shows tests the power of the educated bourgeoisie
Finally, the topic of Prozac represents an im- to define politics and debate. Popular expertise is
portant test of the authenticity of these displays founded on the ability to extrapolate theory from
because of the concern with whether people are experience. We may wince at the silliness of the
“themselves” on Prozac. A central pleasure of talk homily of turning the “m” in “me” into the “w” of
shows is the ability to judge to what degree the “we,” but that ability to move from personal to
guest is expressing authentic emotions or “‘just collective experience is the power behind the pop-
an act.’” Oprah poses the question: “Does a drug ular expert on television.
like this hide or enhance who we really are?” and In this postmodern age of simulations, talk
the program becomes an exercise in discerning shows beginning in the 1980s demanded a belief in
whether it is the person or Prozac speaking. The the authenticity of lived experience as a social
Prozac-taking audience members argue that they truth. Perhaps such direct appeal to raw emotion
are in fact themselves, only now “enabled” or is what makes the educated middle class so un-
“chemically balanced.” Yet the two experts ar- comfortable with the so-called oprahification of
gue against the drug’s use because it was not America. As one Oprah Winfrey Show audience
“‘natural.’” member stated on April 14, 1994: “Don’t tell me
Even though these talk shows raise the poten- how to feel. I am my experience.”
tial for a popular knowledge base, they are com-
mercial institutions that maintain the productive
The Organic Intellectual
power about which Foucault warns. In this case it
still falls to an expert to close the debate. As the organic intellectual: a new class of intellectuals who
credits rolled, Peter Kramer (author of Listening to have emerged out of the community they want to
Prozac) argued that the success of therapy and represent and enunciate that experience to enact
medication is “unarguable,” but only for serious political change.
situations deemed necessary by the doctor. Here,
Talk shows are also arenas for a rare and disap-
bourgeois expertise still dominates. Often, exper-
pearing political breed: organic intellectuals who
tise bows too willingly to the dictates of commer-
are tied to the community they study and publicly
cial tv logic—providing “can-do” individualism
130 hop on pop

represent. They differ from other popular experts black intellectuals on talk shows? We need to con-
such as Gilda Carle who depend on a stylized evo- sider how the dominant ideology in America is
cation of experience without the social context. not only anti-intellectual, but how it does not ac-
Organic intellectuals draw their power directly cord the rights of expertise to women and most
from the specifics of their experience. The term, particularly to African Americans. Although the
“organic intellectual” itself is derived from Anto- American intelligentsia is by and large economi-
nio Gramsci: cally advantaged as a middle class, they are cultur-
ally a political minority and women and black in-
Every social group, coming into existence on the
tellectuals are even smaller minorities.
original terrain of essential function in the world of
Cornel West outlines a model for the organic
economic production, creates together with itself,
intellectual in the black community. He argues
organically, one or more strata of intellectuals which
that intellectuals should not isolate themselves
give it homogeneity and an awareness of its own
from their community. The black intellectual
function not only in the economic but also in the
must stay firmly grounded in African American
social and political fields.26
traditions—gospel and orality, the rhythms of
In this description, intellectuals are no longer jazz and blues, and the nuances of black popular
only the elites who exist outside or above society. culture. To build insurgency, the black intellectual
Rather, a new class of intellectuals has emerged works to build high-quality institutions of black
from the community they represent. Gramsci critical learning. West struggles to reconcile alter-
rejects simple binaries between bourgeois intel- native practices derived from African American
lectuals and working-class nonintellectuals. The culture with European models of intellectualism.
working-class individual (or the so-called average In the end, black intellectuals must continually
audience member of a talk show) always has an in- engage in a “self-inventory” to survey their gen-
tellectual or abstract component to her discussion. eral cultural role, their relationship to historical,
Gramsci called for the nomination of working- and social forces, and their contributions to the
class thought as a form of intellectualism at its community at large. No longer can bourgeois in-
“most primitive and unqualified level.” 27 Organic tellectuals un-self-consciously represent the needs
intellectuals understand the sphere of production of cultural communities with whom they have no
and day-to-day experience. Their role is to enun- direct connection.30
ciate that experience to enact political change. How does the model of this black organic in-
They are teachers, industrial workers, and organ- tellectual work in practice on a commercial talk
izers who have developed self-consciousness about show? It would be difficult to describe The Oprah
their culture. These people are “mediators as they Winfrey Show—an internationally syndicated talk
are mediated by their constituency.” 28 Gramsci show—as an African American (or, for that mat-
writes: ter, a feminist) institution even though the host is
black, the production company (Harpo Produc-
The mode of new intellectuals can no longer consist
tions) is owned by a race-conscious black woman
of eloquence, which is an exterior and momentary
and its staff is dominated by women of color. As
mover of feelings and passions. Rather it partici-
Peck points out, the program neutralizes its racial
pates actively in practical life as constructor, organ-
elements through the leveling effect of individual-
izer and “permanent persuader” and not just a
ist ideology. Yet, the show routinely features black
simple orator.29
experts who often face political resistance.
But how does the potential subversion of bour- All talk shows, including The Oprah Winfrey
geois expertise hold up when there are women or Show, have to operate within the dominant West-
jane shattuc 131

ern discourses on race if they want to enjoy com- sumer and thus lowering profits is too great. The
mercial success with a broader audience. Because episode of The Oprah Winfrey Show on fear of
the genre in the 1980s and early 1990s was based on black men was no exception. The first ten minutes
a series of representative social or interpersonal of the program was consumed in an elaborate
conflicts, the program relied on racial stereotypes. retelling of the history of the African American
When it came to racial issues, a particular epi- male. Oprah Winfrey and the two academics nar-
sode’s central problem was how to stage these rate, quoting historical data, slave narratives, slave
issues as a conflict, with clear and recognizable op- advertisements, and the memoirs of renowned
positions leading to a quick solution. Such com- black writers, and ending with McCall reading
mercial pressures do not allow for a complex rep- from his memoirs recounting his experiences as
resentation of social or historical context. This a young man on the street. They move through
is why 1980s talk shows were not platforms for slavery, northern migration, the rise of segrega-
the subtleties of racial issues or the complexities tion and northern ghettos to the advent of crack
of any public-sphere debate. Instead, talk shows to provide a highly schematic (and problematic)
dwelled on the universals of personal experience context for their discussion. This introduction’s
as their core knowledge base. Here, we see the lev- complex use of media and didacticism is a rarity.
eling of distinctions as every member of the audi- The black experts dominate the program and
ence was asked to identify with the program’s core audience discussion nearly disappears. Only three
narrative. However, the talk show’s desires as a audience members speak. The famed democratic
capitalist institution must be separated from the participation of the talk show recedes. On one
discourses and political aims of the intellectual / level this change results from the need to establish
expert and the audience members. the complex context for a less informed audience.
How did these intellectuals negotiate the limi- But on another level, talk shows can’t seem to rec-
tations of a race discourse on talk shows that con- oncile the urge to teach politics with their tradi-
tinually asserts that “we all are one”? How might tion of audience discussion. It is only when such
have they escaped the naturalization of unstated programs populate the audience with preselected
racial stereotypes (e.g., black perpetrator and “informed citizens” as in the affirmative action
white victim) to reach more complex explanations program on Donahue (March 21, 1994) that the au-
of social and cultural experience? The program, dience comes alive.
“How Did Black Men Become so Feared” Nevertheless, a different notion of democratic
(March 22, 1994) features four black intellectual participation takes place on this Oprah Winfrey
men: two academics (Michael Dyson, an Ameri- Show: the experts become representative of
can civilization professor from Brown Univer- broader communities because their knowledge is
sity, and Walter Allen, a sociologist from ucla) based in lived experience. Three out of the four in-
and two reporters/memoir writers (Brent Staples tellectuals describe how they grew up in the ghetto
of the New York Times and Nathan McCall of the or how they (or a brother) were arrested for illicit
Washington Post). behavior. The reporters read from their memoirs
Interestingly, when talk shows attempted a tra- full of streetwise experience and dialect. Dyson re-
ditional public sphere discussion, it does not take peats this style, slipping back and forth between
the form of a debate with the public; rather it was the King’s English and black English while pepper-
more often a dialogue among the experts them- ing his discussion with references to the Christian
selves. Openly political topics are too volatile for faith, black writers (Richard Wright), and popular
talk shows to throw open debate to an unselected culture (Snoop Doggy Dogg).
audience; the risk of alienating a potential con- Similarly, on the affirmative action episode of
132 hop on pop

Donahue, Jamie Washington speaks as both an ex- I think that there is another element too. You have
pert (college administrator) and a black who has to be able to look around in your environment and
experienced a world without affirmative action. get reinforcement for some of the notions and some
Yet each of these experts pulls back from their of the ideas. . . . It is hard to talk to the brother on
community to reestablish their claims to top- the block and say that you can be President of the
down authority. This is the talk show version of United States one day. And he goes to the encyclo-
the organic intellectual—urbane middle-class pedia and sees all the presidents thus far have been
spokespeople who can mix social criticism with white males. He’s hard to convince him of that.
personal experience. They do not quite fulfill
From the start of the program, when he reads from
Gramsci’s claim for the self-conscious intellec-
his memoirs, McCall has been positioned as a
tual who speaks from within the community for
street poet who has a tighter relationship to his
which they advocate. Muhammad Ali and Huey
community than the academics can claim. He has
Newton would be better representatives of that
done time for criminal activity. He refuses the for-
aspiration.
mal embourgeoisment of the intellectuals with
Nevertheless, The Oprah Winfrey Show’s or-
their European horn-rimmed glasses and tailored
ganic intellectuals refuse the simple discourse of
suits in that he is in casual attire with African over-
self-help or rugged individualism that predomi-
tones. Yet he balks at simple homilies or answers:
nates on talk shows. Following commercial logic,
“We are dealing largely with perceptions here.
the programs emphasize a “can-do” (or can con-
When I was coming up, once I became convinced
sume) solution or a spiritual transcendence of
that there was no way out and that I was rejected
complex social issues. The show is the most noto-
and despised by this society, I wouldn’t even try,
rious for this logic; its affirmation of individual
man. I wouldn’t even try. . . .” Although all the
will and spirituality is represented by Oprah’s
men represent variations on the black organic
battle with weight loss and her references to a
intellectual, McCall reveals the most about his
higher power. Brent Staples paints a rose-colored
personal experience, his emotions, and his pain—
affirmation of black life: “The black experience
the hallmark of credibility for talk show audi-
in America has so much vitality and love in it.”
ences. His appeal evolves out of his direct tie to his
Oprah continually returns to the individual help-
community—, the very definition of an organic
ing another as the source of change. However, the
intellectual.
academics refuse such simple explanations. Dyson
These intellectuals’ self-consciousness about
describes slavery as “deeply ingrained tradition in
their authority is the central marker that reveals
the mores and folkways of American culture.”
their organic connection to their community.
Allen asserts that several myths are operating in
Within the first third of the program, the problem
the discussion: “equal opportunities,” “individu-
of the “exceptional Negro” is posed. Dyson begins:
alism,” and “how one makes it in society.” But
Oprah maintains the talk show’s emphasis on in- I have personally been impacted when we talk of
dividualism: “Isn’t the bottom line, you do have to slavery. I have a brother also who is serving life in
turn to yourself ?” prison. . . . I then get a Ph.D. from Princeton Uni-
Ultimately, it falls to Nathan McCall—a re- versity. People say you made it . . . you got out of it,
porter and writer—to translate between the struc- why should we be any more sensitive to your
tural determinism of the academics and the indi- brother? . . . My answer is not only by the grace of
vidualist ideology of the host. Instead, he offers a God, but I was identified at any early age as a gifted
simple parable-like narrative: child and that presented me with a set of opportu-
jane shattuc 133

nities for me to escape in ways that other black men the end, the talk show controls the organic intel-
weren’t able to make it. lectual’s political impact—not only imposing clo-
sure, but also limiting the audience’s participation.
Each man attempts to maintain this balance—
Such commercial imperatives undercut the moti-
repeatedly stating that they are from the commu-
vation of the organic intellectual—, which is the
nity, but are still not representative. In my survey
political empowerment of the people.
of 260 hours of the four top-rated shows of the
early 1990s, I have rarely seen experts as willing
to question the limits of their authority (even pop- Popular Culture without Experts
ular forms of authority) and personal experience.
vernacular theorists: individuals who do not come
Programs depend on expert authority to organize
out of the tradition of philosophical critique but
the discussion and direct the emotion. Yet these
who are capable of raising questions about the
men reveal pride in their authority while articu-
dominant cultural assumptions.
lating a discomfort and a responsibility that
middle-class black intellectuals carry. Dyson After half a decade of dominance by four pro-
states: “When we get these Ph.D.s, we have got to grams that showed at least a general commitment
be responsible for these young black brothers. We to addressing political topics, talk shows by the
must be very careful that our analyses are not mid-1990s seemingly lost their tie to the public
harming the very people that we got the Ph.D.s for sphere—that independent sphere where citizens
in the first place.” The organic black intellectual, can form public opinion freely. Scores of new talk
with this high degree of self-consciousness, is a shows debuted: The Jerry Springer Show (1991),
much more complex figure than can be contained Maury Povich (1991), Montel Williams (1991),
within any simple celebration of anti-bourgeois Jenny Jones (1991), Ricki Lake (1993), Gordon Elliott
talk shows. (1994), Carnie (1995), Tempestt (1995), to name but
Yet for all this questioning, the program asserts a few.31 Topics ranged from issues of social injus-
closure through a return to belief and individual tice to interpersonal conflicts that emphasized the
agency. In the last ten minutes of the program, visceral nature of confrontation and sexual titil-
Oprah interviews Joe Marshall, a radio talk show lation. The expert disappeared as the number of
host (Street Soldiers) from San Francisco. Posi- guests proliferated, resulting in a rapid succession
tioned in the audience, Marshall represents a more of five-minute sound bytes (conflict, crisis, and
traditional talk show expert; he is anti-intellectual resolution).
and given to quick inspirational answers. “I think Everything also got younger—the guests,
it is important for us to drop these labels. Lower the studio audience, the host and the demograph-
class, middle class. These are our people! . . . I ics. The hosts—among them, Danny Bonaduce
think these labels just divide; we don’t need any (The Partridge Family) Gabrielle Carteris (Beverly
more divide and conquer.” Oprah responds nod- Hills 90210), Tempestt Bledsoe (The Cosby Show),
ding in agreement: “Unless everyone comes to- Carnie Wilson (Wilson Phillips)— came out of the
gether to try lift everyone up we are going to fall entertainment industry instead of news. Suddenly
together.” And when Marshall at the close of the they were nominated as “experts” based on claims
program issues “a challenge to all men” to create of their “averageness” as products of middlebrow
the extended family or “to be fathers to as many commercial culture. The studio audience moved
young men and young women,” Oprah closes his from the role of citizens making commonsense
pronouncement with, “You can be the light.” In judgments to spectators hungering for confron-
134 hop on pop

tation. Talk shows came to seem more like a tele- gone on a “spiritual quest of moral uplift”—re-
vised coliseum where the screaming battles of an turning to the values associated with the genteel
underclass were conducted as a voyeuristic spec- bourgeois tradition of feminine advice as she pa-
tacle rather than a venue for social change. “Go raded the best and the brightest of American
Ricki!!” had become the rallying cry for not only bourgeois culture across her stage while an obse-
the death of the public sphere, but the private quious audience oohs and ahhhs. Consider how
sphere—nothing was taboo. Much of this change the selections of her much touted book club (Song
resulted from the jettisoning of the experts and the of Solomon, The Book of Ruth, and Songs in Ordi-
powerful control represented by their bourgeois nary Time) promoted the norms of the educated
ideology. middle class as a standard.32
These new “youthful” programs became the Over the years talk shows have always had a
latest stage in the generic evolution of talk shows difficult time balancing their populist underpin-
as the historical circumstances of production nings with their need for profit. By 1995, the genre
and reception changed in the 1990s. Deregulation had forgone its innovative experiment in partici-
threw off the shackles of early talk show’s pater- pation, settling for the safer and economically
nalism. Rising backlash against identity politics more stable forum of bourgeois reformism or the
and its middle-class do-gooder ideology became visceral spectacle of confrontation. However, the
fodder for commercial exploitation as witnessed problem lies in part in how cultural studies has
by the phenomenal success of the hold-no-bars chosen to define the expert and/or the intellec-
Jerry Springer Show. tual. Gramsci nominated the working-class indi-
Not surprisingly, the bourgeois institutions vidual as the public intellectual—not the Michael
of both the right and left reacted in horror at the Dysons of the academy or even the Nathan Mc-
loss of civility. Liberal-to-left periodicals (Ms., the Calls, a former street hustler, and now an edu-
New Yorker, and the Nation) decried the pro- cated newspaper reporter. Rather, Gramsci saw
grams’ lack of social consciousness. William Ben- working-class knowledge as a form of intellectual-
nett, the neoconservative former secretary of edu- ism at its “most primitive and unqualified level.” 33
cation, launched a campaign against the new talk A problem of understanding expertise in a popu-
shows in October 1995, labeling them a form of lar medium is that critics have accepted the talk
“perversion” while oddly praising the older, more show industry’s categories: the educated profes-
liberal programs The Oprah Winfrey Show and sional as expert and the guest and/or audience
Phil Donahue (once considered purveyors of ab- member as the passive objects of critical inquiry.
normality) as upholding family values. What distinguishes the expert at his/her most ba-
Richard Bey stopped airing in Boston in De- sic evocation Gramsci defines simply as those in-
cember 1995. In January 1996 Gabrielle and Rich- dividuals who have developed a self-conscious-
ard Perez were cancelled. That month Phil Dona- ness of the community out of which they originate
hue quit. Geraldo Rivera also announced he would and they understand the day-to-day experience
like to be a network anchorperson and changed of production. How does this differ from the
the title of Geraldo to The Geraldo Rivera Show, present-day talk show participants who criticize
which then featured more hard news. With pro- each other’s social behavior?
grams entitled “Advice to Oprah Letter Writers” Following Houston Baker’s championing of
(December 1, 1995) and “Tipping and Gift Anxi- vernacular theory, Thomas McLaughlin, in Street
ety” (November 29, 1995), Oprah Winfrey had Smarts and Critical Theory, argues that we must
jane shattuc 135

rewrite what constitutes “theory” or abstract March 3, 1994. Geraldo starts with classic tabloid
thinking—the hallmark of bourgeois expertise. sensationalism:
Vernacular theory is “theory that would never
These two men made the most scathing allegation
think of itself as ‘theory,’ that it is mostly unaware
against their boss saying he was a philanderer, a wild
of the existence of the discipline.” He claims that:
and crazy uncontrollable sort of guy who put sex
individuals who do not come of the tradition of ahead of duty and fidelity. . . . Their former boss is
philosophical critique are capable of raising ques- of course the forty-second president William Jeffer-
tions about the dominant cultural assumptions. son Clinton.
They do so in ordinary language, and they often suf-
After Geraldo quizzes the troopers about Clin-
fer from the blindness that unself-conscious lan-
ton’s affairs, the muckraking host asks the accusers
guage creates.34
about their own questionable reputations for
Although this vernacular theory is often inflected adultery, insurance fraud, wife beating, and drunk
by dominant ideology, McLaughlin maintains driving. Then the program turns the questioning
that it still manages to “ask fundamental questions over to the audience:
about culture.” Vernacular theory is a form of
Audience Member #1: How can you sit there and pass
“situated” knowledge that asks questions about
judgment on the president when they both sit
the socially constructed nature of local problems
there like they’re proud? And they both also . . .
similar in kind to those challenges that academic
you cheated on your wife as well.
theory poses on a paradigmatic or global level.
Audience Member #2: If Hillary doesn’t care, why
The result may be progressive or it may be re-
should we? (Resounding applause.) And as far as
actionary. In either case, these vernacular think-
Clinton’s sex life, who gives a damn?! And our
ers are no longer treated as passive objects of
Constitution, where is it written that we should
critical inquiry, empty receptacles waiting to be
have a puritan for a president? . . . What is criti-
filled with bourgeois knowledge or problems to be
cal is what the man is doing for the country.
corrected.
Audience Member #3: What does sex have to do with
Then how does the vernacular theorist func-
running this country? This happened before we
tion within the talk show model? She has tradi-
elected him. Why didn’t you [speak up] then?
tionally been stereotyped in the written press as
Who cares now?
the self-absorbed, fannish, or irrational audience
Audience Member #4: Can’t we judge Bill Clinton’s
member, worshipping at the altar of televised ce-
ethics, morals, performance by his actions on
lebrityhood. However, rarely have the actual ideas
the job, by his presidency, and leave his love life
and values of the audience been examined by ei-
out of it?
ther the established press or academic researchers.
When presented with a political issue, audience The Geraldo audience (usually considered a
members reveal their self-consciousness of the re- highly emotional one) takes on the guest accusers
lation of the personal to the political. For example, and an expert and attempts to cross-examine
consider the following interaction on an episode them based on their commonsense understand-
of Geraldo with two Arkansas state troopers who ing of the difference between the public and the
had accused President Bill Clinton of extramari- private, what fair play means, and a live-and-let-
tal relations while governor entitled “Passion and live attitude toward social difference. This partic-
Cover-ups: Clinton’s Accusers,” which aired on ular program had slowly shifted from its sensa-
136 hop on pop

tional opening to a rather controlled examination my position before I made my “appearances” on


of political issues by the audience members. Not radio talk shows—a truly humbling experience.
all programs offer such a progressive example of Early in my short tour of talk radio I was inter-
the audience as vernacular theorists. However, by viewed on the telephone by an am morning drive-
nominating everyday thinkers as theorists and time program out of St. Louis. Between weather
noneducated knowledge as intellectually sophisti- reports about the February snowstorm that had
cated, and translating intellectual theory to create hit the city, I was questioned by a pleasant host
a self-consciousness of the relation of their per- who had not read the book and asked me to en-
sonal experience to politics, critics can begin to capsulate it in three minutes. Knowing the con-
push for social class change. Recognizing the cul- ventions of “talk,” I gave a cultural studies answer
tural authority of vernacular theory will not only in vernacular language in one minute: that the
help enter other forms of theoretical thinking into guests and viewers were not idiots. We needed to
circulation but also provide a new basis for the cri- rethink what constitutes political discussion to in-
tique of traditional academic ideas as the only clude personal or everyday experience as political.
meaningful form of theory. Ultimately, vernacular He thought that it was a provocative argument
theory breaks with the hegemony of educated and essentially agreed with it. He liked the pop-
knowledge. ulist liberalism implicit in it. He invited his listen-
ers to call in. Although we talked for ten minutes
(wedged between ads for tire chains and cold
The Cultural Studies and Expertise
remedies), no one called. In many ways I would
I am a talk show expert. More than that, I am a call this a “good interview”—no elitism, sexism,
popular expert in that I wrote a book on a popular and racism as well as no ad hominem attacks.
subject in vernacular language. I am now an ex- However, it replicated the bourgeois tradition of
pert about talk shows, on talk shows. And my educated knowledge or “author interview” where
publisher hired publicists to actively promote my my ideas were not challenged by a larger public.
book and get me onto the publicity circuit occu- I also carried my populist logic onto The David
pied by the bourgeois experts I seek to debunk. Brudnoy Show in Boston. As a rather angry and
Given this essay, this situation must seem con- educated libertarian, the host claimed that talk
tradictory. However, I have never suggested that show viewers (and/or guests) were not only
the bourgeois expert or ideology will disappear. “idiots,” “crybabies,” and “passive” (odd accusa-
Her role remains to designate everyday experi- tions given the parallel between tv viewers and ra-
ence and knowledge as a form of abstract political dio listeners), but also “black” and “lazy.” He ab-
thought. In closing, I offer two very different ex- horred the use of experience as a marker of truth
amples of my experience on talk radio to get at the on tv talk shows and the lack of empirical proof
possibilities and limits of expertise and cultural for the claims of guests. I replied that not all classes
studies. had access to research or educated knowledge. He
No popular venue fits McLaughlin’s dictum said that the guests should go to school and get ed-
for vernacular education better than am talk ra- ucated. As I stressed the lack of equal access to
dio. It is known as the town hall of America’s air- education in America, his callers chimed in to
waves, where nonelites “ask fundamental ques- agree with the host about the decline of America
tions about culture,” as McLaughlin demands. In and relative lack of intelligence of tv talk show
fact, I wrote the body of this essay to think through viewers. Between Brudnoy’s grandstanding as the
jane shattuc 137

host and the continual call-ins, I became a sec- ture. But above all, I am an “act”— one with the
ondary figure. Brudnoy so enjoyed the chance to privilege to speak with authority. My academic
air his disgust with the lack of education in the distance from emotion and experience only serves
lower class, he extended the segment from a half to wedge a greater barrier between academics
hour to two hours. and those we want to reach. I have learned to
As much as I wanted to write this off as a “bad take pleasure in a performance from watching
interview” (my work became a platform for the hundreds of hours of talk show experts—audi-
host’s racism), Brudnoy’s listeners were not pas- ence members who have questioned, confounded,
sive or empty receptacles waiting to be filled with and criticized— creating the pleasure of talk
bourgeois knowledge or problems to be corrected. shows for me.
They were primarily active, angry, and reactionary
men (and women); they attacked the talk shows
Notes
and their audiences, taking aim at the women and
people of color who predominantly populated tv 1 Alvin Gouldner, Fragmentation: The Origins of Marx-
talk shows. Here, my voice was at best equal to the ism and the Sociology of Intellectuals (New York: Oxford
listeners and often overpowered by the dominant University Press, 1985), 14 –15.
2 See Vladimir Ilich Lenin, “What Is to Be Done,” in The
voice of a conservative talk show host and the
Essential Lenin, vol. 1. (London: Lawrence and Wishart,
sheer number of angry listeners. Yet given my po-
1947).
sition as expert, I was allowed a consistent forum 3 Charles Guignon, paper presented as part of the Hu-
for framing a counterposition in a medium that manities Seminars at the University of Vermont, Bur-
often dismisses counterpositions via the cut-off lington, October 27, 1994, 3.
button. As much as I worry about providing a plat- 4 Pierre Bourdieu, Distinction: A Social Critique of the
form for reactionary voices, this interview at least Judgement of Taste (Cambridge, MA: Harvard Univer-
allowed political difference to be expressed and sity Press, 1984), 68.
5 Janice Peck, “tv Talk Shows as Therapeutic Discourse:
pitted diverse kinds of knowledges against each
The Ideological Labor of the Televised Talking Cure,”
other on something approaching an equal level.
Communication Theory 5(1) (February 1995): 65.
Here, I acted as a public intellectual who served to 6 See Pierre Bourdieu, “The Uses of the ‘People,’” in
bring to the fore an opposing position to the dom- Other Words (Cambridge: Polity Press, 1990), 155.
inant rhetoric. But am I that ideal—the organic 7 Jim McGuigan, Cultural Populism (London: Routledge,
intellectual representing my community? Not re- 1992), 12.
ally. I am a woman who watched talk shows. I 8 Russell Jacoby, The Last Intellectual (New York: Basic
do not represent the average viewer—a lower- Books, 1987), 3 –10.
9 Robert Dingwall, “Introduction,” in The Sociology of the
income woman with little more than a high school
Professions: Lawyers, Doctors and Others, ed. R. Ding-
education. At best, I aspire to being a public wall and P. Lewis (London: Macmillan, 1983), 3.
intellectual. 10 Keith M. Macdonald, The Sociology of the Professions
Ultimately, the goal of a public intellectual is (London: Sage, 1995), xi.
to keep inquiry open, promote questioning, and 11 Stephen Brint, The Changing Role of Professionals in
challenge orthodoxy— even the orthodoxy of Politics and Public Life (Princeton: Princeton University
the left from which I come. And yes, I have also Press, 1994), 150.
12 Ibid., 151.
learned from the popular experts of talk shows. I
13 Macdonald, The Sociology of the Professions, xii.
mix theory with my social and personal experi-
14 Robert Dingwall, The Social Organization of Health Vis-
ence and speak in the language of everyday cul- iting (Beckenham, UK: Croom Helm, 1979).
15 Macdonald, The Sociology of the Professions, 26. “My Beautiful Wickedness”:
16 Richard Hofstadter, Anti-Intellectualism in American
Life (New York: Vintage, 1962), 155 –56. The Wizard of Oz as
17 Macdonald, The Sociology of the Professions, 79 – 85.
18 Warren Berger, “Childhood Trauma Healed While-U-
Lesbian Fantasy
Wait,” New York Times (January 8, 1995): 33.
19 See Janet Maslin, “In Dirty Laundryland,” New York Alexander Doty
Times (October 10, 1993): 7; and John J. O’Connor,
“Defining What’s Civilized and What’s Not,” New York
Times (April 25, 1989): C18. Like many of you reading this, I have a long and
20 Michel de Certeau, The Practice of Everyday Life (Berke- tangled history with The Wizard of Oz.1 For the
ley: University of California Press, 1984), 13.
past thirty-five years or so, Gentlemen Prefer
21 P. Carpignano et al., “Chatter in the Age of Electronic
Blondes, I Love Lucy, and Oz have been the popu-
Reproduction: Talk Television and the ‘Public Mind,’”
Social Text 25/26 (19xx): 33 –55. lar culture touchstones for understanding my
22 Ibid., 53. changing relationship to gender and sexuality. It
23 Janice Peck, “Talk about Racism: Framing a Popular all started in the 1960s with the annual televising
Discourse of Race on Oprah Winfrey,” Cultural Critique of Oz. Watching as a kid, I loved Dorothy, loved
(spring 1994): 94. Toto, was scared of, but fascinated by, the Wicked
24 Ibid., 118. Witch, felt guilty for thinking good witch Glinda
25 J. B. Thompson, Ideology and Modern Culture: Critical
was nerve-gratingly fey and shrill, and thought
Social Theory (Cambridge: Polity Press, 1990), 112.
26 Antonio Gramsci, Selections from the Prison Notebooks,
the Tin Man was attractive, and the Scarecrow
trans. and ed. Quintin Hoare and Geoffery Nowell a cringy showoff. But I was really embarrassed by
Smith (New York: International Publishers, 1971), 5. the Cowardly Lion. The supporting cast in Kan-
27 Ibid., 9. sas was boring, with the exception of the sharp-
28 Maria Koundoura, “Multinationalism: Redrawing the featured spinster Almira (which I always heard as
Map of the Intellectual Labor in the Age of Post- “Elvira”) Gulch. Only the cyclone could equal this
coloniality,” Ph.D. dissertation, Stanford University,
grimly determined bicyclist and dog-snatcher for
1993, 26.
sheer threatening power.
29 Gramsci, Selections from the Prison Notebooks, 10.
30 Cornel West, Keeping Faith: Philosophy and Race in
Looking back, it all makes sense. I was a boy
America (New York: Routledge, 1993), 67. who had a girlfriend who I liked to kiss and to play
31 Other talk shows debuting in 1995 were Danny!, Ga- Barbies with, while also looking for chances to
brielle, Charles Perez, Marilu, Shirley, and Mark. Other make physical contact with her older brother
shows that were launched in the early 1990s included through horseplay in the pool. I was in love with
Bertice Berry, Vicki!, Les Brown, Jane Whitney, Leeza, and wanted to be Dorothy, thinking that the stark
Dennis Prager, and Rolonda.
Kansas farmland she was trying to escape from
32 There is even a suggestion that talk shows are going to
was nothing compared to the West Texas desert
return the Mike Douglas-style of the sixties as the light
entertainment of celebrity talk of the 1960s as repre- our house was built upon. The Tin Man might
sented by the success of the Rosie O’Donnell Show. stand in for my girlfriend’s older brother (and
33 Gramsci, Selections from the Prison Notebooks, 9. subsequent crushes on older boys): an emotion-
34 Thomas McLaughlin, Street Smarts and Critical Theory: ally and physically stolid male who needed to find
Listening to the Vernacular (Madison: University of Wis- a heart so he could romantically express himself
consin Press, 1996), 5. to me. During my first phase with the film, I saw
Dorothy’s three male companions (on the farm
and in Oz) as being like friends or brothers. Well,
alexander doty 139

maybe my heterosexual upbringing had me work- newly endeared herself to me by her concern
ing to construct some sort of love interest between about the big sissy she was saddled with. She be-
Dorothy and the showoff Scarecrow. But Doro- came my first image of the friendly, caring straight
thy and the Tin Man? Never. Hands off girl, he’s girl /woman. Later someone told me these girls/
mine! Without my being aware of it, these lat- women were called “fag hags”—a term I thought
ter responses to Oz were signs that I was moving was mean. I was also told all about Judy Garland.
into what would become my initial place within The story of her career and personal struggles
straight patriarchy: as straight woman rival and intensified my identification with Dorothy as a
wannabe. heroic figure.
Then there was that Cowardly Lion, who was Some time in my twenties, I became aware of
teaching me self-hatred. From between the ages butches and of camp, both of which fed into my
of five and fifteen, I was actually far less disturbed developing “gay” appreciation of The Wizard of
by the Wicked Witch than I was by the Cowardly Oz. Camp finally let me make my peace with the
Lion. When he sang about how miserable he was Cowardly Lion. He was still over-the-top, but no
to be a “sissy,” I cringed. Because I was a sissy, too. longer a total embarrassment. Oh, I’d get a little
At least that’s what certain boys at school and in nostalgic twinge of humiliation now and then (I
the neighborhood called me when I’d play jump still do), but by and large I found him fabulously
rope or jacks with the girls— or even when I’d go outrageous. King of the Forest? He was more like
over to talk with them during recess or after a drag queen who just didn’t give a fuck. Because
school. At this stage, “sissy” seemed to be a gender of this, he seemed to have a bravery the narrative
thing. It meant being like a girl, liking what they insisted he lacked. Camp’s appreciation of the
liked. However, in my case, this included boys. excessive also led me to reevaluate Glinda. She
But I also liked a girl. While watching the film each wasn’t just like a drag queen, she was one! Artifice
year, my gender and sexuality turmoil reached surrounded her like that pink (but of course)
its peak when Dorothy and the Cowardly Lion gossamer gown she wore. Who better to guide
emerged from their Emerald City beauty treat- Dorothy along the road to straight womanhood, I
ments with nearly-identical perms and hair bows. thought. I saw this as a great ironic joke on all
And then this ultra-sissified lion dared to sing those straights who claimed the film as theirs.
“If I Were the King of the Forest”! I would sit And who better to try and prevent Glinda’s
in front of the television set paralyzed: my desire plans for Dorothy than some horrible, predatory
for and identification with Dorothy battling my butch dyke? At this point, the only lesbians I could
loathing for and identification with the Cowardly (or would?) recognize as lesbians were butches. To
Lion. be honest, sight recognition was about as deep as
Between my late teens and my early thirties I my interaction with butches went, as the gay so-
found my desire for Dorothy cooling as I became ciety I was keeping from the mid-1970s through
a “Friend of Dorothy.” Early on in this process of the early 1980s did not encourage gay and lesbian
identifying as gay, I was still embarrassed by the mingling. You would have thought that Stonewall,
Lion. I hadn’t come out to anyone, and he seemed with its frontline drag queen and butch dyke fight-
to be too out: flamboyant, effeminate, and self- ers, had never happened. So I enjoyed the Wicked
oppressive. Not a very good role model, I thought, Witch of the West as a camp figure: she was just
even though in the privacy of my room, cocktail another scary, tough butch dressed in black whom
in hand, I would dramatically lip-synch and act I could laugh at.
out “Over the Rainbow” with Dorothy. Dorothy The more extensive political and social coali-
140 hop on pop

tions formed between gays and lesbians beginning including a fair share of gays, lesbians, and straight
around the mid-1980s, in large part in response to women, this is not really possible. This cannot be
the aids pandemic, gave me opportunities to get a film about a teenaged girl who is having a rite of
to know lesbians beyond the tentative looks and passage dream in which she fantasizes about the
“hellos” we’d exchange at bars and on the street. possibility of a choice outside of heterosexuality.
Needless to say, what I learned from them gave Tell me, then, where is the heterosexuality in this
new meaning to many popular culture texts. Be- fantasy?
sides recognizing butches, I might also be on the In terms of heterosexual readings of The Wiz-
lookout for femmes—and butchy femmes and ard of Oz, the fantasy, my friends, is not all up
femmy butches. And just like gay leathermen, I there on the screen. Caught within the spell of het-
learned that not all butches are tough and scary. erocentrism (and, for some gay and straight men,
And not all femmes dressed or behaved as they sexism), viewers of all sexual identities persist in
did in order to “pass” in straight culture. Add to seeing heterosexuality where it ain’t. I say it’s wish-
knowledge like this my encounters with academic ful reading into the text. Or, if not that, it’s a sub-
gender and sexuality theory and criticism during text. In any case, a heterosexual reading of The
the same period, and you have someone who was Wizard of Oz is appropriative, and clearly subordi-
beginning to see many of his favorite pop culture nate to lesbian readings. OK, maybe I’m overstat-
“classics” in a very different light. Not that all of ing the case a bit with some of these remarks, as I
the ways in which I understood these texts previ- certainly don’t want to suggest that queer readings
ously were wiped out. Aspects of certain readings should just replace straight ones in some hierar-
and pleasures I let go, but other parts remained to chy of interpretation. But I’m constantly being
complement or supplement my later interpreta- pissed off at the persistence and pervasiveness of
tions. It now seems to me that heterocentricity heterocentric cultural fantasies that, at best, allow
and sexism limited and perverted much of my ear- most lesbian, gay, bisexual, and queer understand-
lier straight, bisexual, and gay readings of Oz. Ac- ings of popular culture to exist as appropriative of
tually, returning to Oz again and again in recent and subsidiary to taking things straight.
years has helped me to do battle with some of What I find particularly disheartening is that
the remaining limitations and perversions of my this heterocentrism (and, sometimes, homopho-
straight upbringing. So I’m in love with The Wiz- bia) often plays itself out in academic and non-
ard of Oz all over again, and, as with any (re)- academic arenas as some sort of contest between
new(ed) love, I feel compelled to publicly count straight female or feminist approaches and queer
the ways that I now love Oz. approaches to understanding popular culture.
I’m feeling especially compelled to do this be- While the following cases in point involve straight
cause of the continuing and pervasive influence of women, as they come from my recent experiences
heterocentrism and/or homophobia and/or sex- surrounding the material in this essay, in another
ism upon both queer and straight understandings context I could just as easily have illustrated the
of popular culture. To refer to the case at hand: pop culture territoriality of many gays, lesbians,
here is a film about an adolescent girl who has and other queers. First example, I was discussing
an elaborate fantasy dream in which there is not stardom with a graduate student, when she asked
a whisper of heterosexual romance— even dis- me to name some gay cult stars beside Judy Gar-
placed onto other figures.2 Uh, could this girl pos- land. As I began to rattle off a list, she stopped me
sibly not be interested in heterosexuality? Well, ac- at one name. “Wait!” she said, “Don’t take Bette
cording to far too many people I’ve encountered, Davis away from us, too!” Before this, I hadn’t
alexander doty 141

thought of gay culture— or gay cultural studies— straights address the heterocentrism (and, yes,
as taking anything away from anyone. Nor had I sometimes the homophobia) that is at the heart of
wanted to believe that anyone apart from white, much of the incomprehension, defensiveness, or
straight patriarchal types would think that stars shock they register in the face of gay, lesbian, and
and texts were commodities to be owned by one queer readings of popular culture. Oh, and they
group of cultural readers or another. Was I ever might also mull over the following, from Terry
naive: I guess most people out there really are lift- Castle’s The Apparitional Lesbian: “When it comes
ing up their leg or squatting to mark their popu- to lesbians . . . many people have trouble see-
lar culture territory. Regarding the subject of this ing what’s in front of them. The lesbian remains
chapter, there was one student at a college in Loui- a kind of ‘ghost effect’ in the cinema world of
siana who let me know through her friends that modern life: elusive, vaporous, difficult to spot—
she would not be attending my lecture because she even when she is there, in plain view, mortal and
didn’t want to have The Wizard of Oz “ruined” for magnificent at the center of the screen. . . . What
her by all my dyke talk about the film. Something we never expect is precisely this: to find her in the
similar happened in class during a discussion of midst of things, as familiar and crucial as an old
Thelma and Louise. friend, as solid and sexy as the proverbial right-
One final example: after reading a draft of this hand man, as intelligent and human and funny
essay, a feminist academic (speaking for herself as and real as Garbo.” 3
well as for a group of editors) was concerned that
I “[did] not acknowledge that this is an appropria- One of the joys of working with popular
tive reading—[a] move from a women-centered culture as an academic fan is that you never know
film to a lesbian film.” Well, 1) a lesbian film is when or where you’ll find material for your cur-
also “women-centered,” just not straight woman- rent project. It can jump out at you from a schol-
centered, and 2) my move from reading Oz as arly piece you are reading “just to keep up with
straight woman-centered to understanding it as things,” it can pop up during an evening of tele-
a lesbian narrative was an act of revelation, not vision watching or magazine scanning, or it can
appropriation. I don’t see the process of queer in- wait for you on a shelf in a store. During a vacation
terpretation as an act of “taking” texts from any- in Provincetown, a largely lesbian and gay resort
one. Just because straight interpretations have at the tip of the Cape Cod peninsula, I found my-
been allowed to flourish publicly doesn’t mean self browsing in a Last Flight Out store. I was
they are the most “true” or “real” ones. The Wiz- looking at a display of t-shirts celebrating famous
ard of Oz is a straight narrative for those who wish women aviators, when I was struck by a shirt at the
it so. As I (half-) jokingly said earlier, if anything, center of the display. On the shirt was a drawing of
I would now see straight understandings of Oz as old-fashioned flight goggles, and within one lens
“appropriative.” were the ruby slippers from The Wizard of Oz. The
Related to the issue of “appropriation,” the inscription on the shirt read: “Dorothy had the
editor(s) also “would like [me] to discuss more shoes, but she didn’t have the vision. Take the con-
directly the process of reading an externally trols. Women fly.” In the essay that follows I want
‘straight’ text as ‘queer.’” Oh, yes, and while I’m at to argue that Dorothy really did “have the vision,”
it, since my “reading will probably outrage many if you consider that everyone and everything in
in the straight community,” could I “address that Oz is a construction of her fantasies. But I under-
anger”? Well, I think I’ll address this kind of stand the frustration with Dorothy expressed by
straight anger by suggesting that any offended the t-shirt’s inscription. Because, at least on the
142 hop on pop

face of it, it seems Dorothy’s vision of flying— well into my adult years, I understood some of my
with all its classic pop-Freudian dream symbol pleasures in the film as women-centered but not
references to expressing sexual desire—is focused necessarily as queerly lesbian-centered. Like many
on a pair of pretty ruby slippers rather than on the gay men, the enjoyment I derived from the
film’s more obvious fetishized object of flight, the woman-woman intensities I found in The Wizard
Wicked Witch’s broomstick.4 I guess for the t-shirt of Oz had more to do with what I took to be the
designer, Dorothy unwisely chooses the spectacu- spectacle of straight women’s antagonism, or with
larized, objectified feminine fetish over its active, “translating” these women’s exciting expressive-
phallicized counterpart. But those shoes have their ness to suit my gay needs. I just didn’t consider
own power, too, even if it is less clearly defined for that the women in the film might be desiring out-
most of Dorothy’s fantasy than is the power of side of straight or gay contexts. I suppose the in-
the Wicked Witch’s broomstick. And I think the ability of most people to consider that Dorothy
power represented by both the slippers and the might be (or be becoming) lesbian can be attrib-
broomstick is dyke power. uted to that general cultural heterocentrism (to
I know that I’m not the only person who un- which sexism is sometimes added), affecting
derstands the Oz sequences of The Wizard of Oz as straight and queer alike, that considers all fictional
the fantasy of a teenaged girl on the road to dyke- narratives and characters heterosexual unless de-
dom. But from everything about the film in print notatively “proven” homosexual. This attitude
or on television, you’d think (as I did once) that puts the burden of proof on nonheterocentric fans
Oz can only be either a classic heterosexual rite of and/or academic commentators, who find that
passage narrative or a gay campfest.5 Of course, as they must develop their skills in exhaustive close
I’ve mentioned, within certain gay readings, the reading if they are going to make any serious im-
Wicked Witch of the West is often understood to pression at all. Without the weight of close read-
be “the mean dyke,” but Dorothy is never, ever ings, it is all-too-easy for non-heterocentric and
anything other than straight: Dorothy/Judy Gar- queer comments of any sort to be dismissed out-
land is a “fag hag”-in-the-making, skipping down right or to be patronizingly embraced as “fun” or
the road with her rather queer male friends.6 But “provocative.” Thank goodness that decades of
even children understand that the energy-center popular culture fandom has prepared me to do
of Oz has something to do with Dorothy and Miss these “close readings”— otherwise known as
Gulch/the Wicked Witch—while everyone else, watching a film (television show, etc.) over and
even Toto, is caught up in their passions and de- over, examining and raving about every little de-
sires. Almost every year the telecast of The Wizard tail of the text to anyone who will listen, and then
of Oz inspired my siblings and me to stage an im- using all these details to get someone else to “see
promptu version of the film using the sidewalk the light” about the film (television show, etc.).
around the block as the Yellow Brick Road. At each In the context of a heterocentrist (homopho-
of these performances there were only two essen- bic, sexist) culture, close reading often becomes a
tial props: one sister’s sparkling red plastic high social and political strategy: perhaps through
heels and a suitably messy old broom. My sisters overwhelming details and examples we can make
and I would then argue about who would play what is invisible to so many, visible and what is de-
the two star parts—leaving the loser and our two nied, possible. Yes, this is usually a reactive posi-
turned-out-to-be-straight brothers to play Glinda tion: I often wish I could just go on and on about
and whatever male roles they fancied. my queer popular culture enthusiasms without
I have already admitted that at the time, and self-consciously presenting the material with a re-
alexander doty 143

sistant or hostile listener or reader in mind. But I land) as a developing dyke hasn’t exactly been at
rarely have this luxury. The straightforward plea- the center of public or academic readings of The
sures most fans, academics, and academic fans get Wizard of Oz? But the more I look at the film, the
in talking or writing about the cultural objects of more I am convinced that a lesbian angle is essen-
their affection are almost always heavily mixed for tial to interpreting Dorothy’s dream-fantasy. Con-
me. Certainly anybody can find themselves in the sidering this approach seems particularly vital in
position of defending their popular culture read- the face of the plethora of “compulsorily hetero-
ings and enthusiasms, but I am often made to feel sexual” or gay public, journalistic, and academic
as if I am also defending my identity or my exis- readings of Dorothy and the film that I mentioned
tence. Or as if I am being chastised for being too earlier.8
visibly gay or queer, and for “recruiting” straight For example, in one of the first attempts to
texts as part of some nefarious or misguided plan use psychoanalytic theory to explain Oz, Harvey
for a queer takeover of (supposedly) heterosexual Greenberg makes a sharp case for the importance
popular culture. Or, at the very least, as if I’m of Dorothy’s closeness to her Aunt Em on their
about to be caught trying to pull a fast one by matriarchally run farm. Rather than celebrate this
“reading an externally ‘straight’ text as ‘queer.’” intense bond, however, Greenberg sees it as a
For some reason, queer and nonheterocentrist in- “pathological dependency upon Em-Mother” that
terpretations of things are never “just another way Dorothy needs to get over in order to grow up,
to see things” for most people, but something akin which in this context means to move on to a het-
to delusional experiences, no matter how many erosexual relationship with someone like Hunk,
examples you provide. the farmhand who becomes the Scarecrow in
Having said all this, I will soon proceed with Dorothy’s Oz fantasy.9 What Greenberg doesn’t
another of my grand delusions and justify my seem to recall is that during his (psycho)analysis
queer love for The Wizard of Oz in glorious detail, of Dorothy’s fantasy he also admits that the men in
including juicy bits of behind-the-scenes produc- Kansas and Oz are “presented as weak and dam-
tion factoids and gossip (a.k.a. “archival and field- aged in some fashion, while the women are far
work”) without which no academic fan piece is more capable.” 10 So, following Adrienne Rich’s
complete. I’ll probably have to work even more line of thought in “Compulsory Heterosexuality
overtime than usual on this close reading because and Lesbian Existence,” why should Dorothy want
the tendency toward heterocentrism becomes to break her connection with Aunt-Mom-women
even more pronounced when people consider and realign herself with Uncle-Dad-men? 11
characters like Dorothy (and actual persons) who Salman Rushdie’s reading of the film is more
are under eighteen: any signs of homosexual de- self-consciously feminist—at least on two pages.
sire and/or lesbian, gay, or queer identity in chil- He “rehabilitates” the Wicked Witch by suggesting
dren and adolescents usually remain unacknowl- she “represent[s] the more positive of the two im-
edged or dismissed as evidence of psychosexual ages of powerful womanhood on offer” in Oz—
“confusion.” 7 In the case of The Wizard of Oz we the other being that of Glinda, the Good Witch
also have to remember that for millions of people of the North—because in her rage at her sister’s
this film is a sacred text of their childhood, and, death the Wicked Witch shows “a commendable
therefore, one that is not to be sullied by discus- sense of solidarity.” 12 Rushdie also understands
sions of sexuality—particularly queer sexuality. that Oz doesn’t have a traditional male hero and
Is it any wonder that the idea of twelve-year-old that “the power center of the film is a triangle
Dorothy Gale (played by sixteen-year-old Gar- at whose points are Glinda, Dorothy and the
144 hop on pop

Witch.” 13 And at the center of this triangle lies the reading of Oz. Indeed, Friedman begins her article
magic of the ruby slippers. The power of the wiz- by wondering if she “shouldn’t have hated that
ard “turns out to be an illusion,” Rushdie contin- witch so much,” as a child because she really rep-
ues, so the film reveals that “the power of men . . . resents non-normative female desire and power.18
is illusory; the power of women is real.” 14 But all Rushdie is also high on the Wicked Witch of the
this talk about reclaiming “wicked” witches, the West. Describing her as “lean and mean” in her
absence of a male hero, and the powerful triangu- “slimline black” outfit, Rushdie is on the verge of
lar relationship between women in Oz only flirts calling the Wicked Witch “butch,” particularly in
with the sapphic. Finally, the feminist elements in contrast with Glinda, whom he finds “a trilling
Rushdie’s take on The Wizard of Oz remain within pain in the neck” in her “frilly pink.” 19 A quick
the rhetoric of straight sisterhood.15 look at The Wizard of Oz’s production history
A more consistently straight feminist read- reveals that the Wicked Witch’s butchness was
ing of the film is Bonnie Friedman’s “Relinquish- to a great extent consciously developed—if
ing Oz.” What is fascinating to me about this anal- not, perhaps, called “butch” by the film’s collabo-
ysis is the number of times it suggests contiguous, rators (but you never know). In early versions
and even common, ground between straight fem- of the script by Noel Langley, the Witch has
inist and lesbian approaches. While she employs been married and has a son, Bulbo. This mother-
a mother-daughter paradigm to discuss the film, son relationship is developed to suggest the clas-
as Greenberg does, Friedman’s reading more di- sic overly-protective-mother-and-gay-son stereo-
rectly addresses the issue of woman-woman erot- type: “There, my darling boy, mother’ll kiss it bet-
ics. “The story is a mother-romance,” Friedman ter! Bulbo musn’t cry now; he’s going to be King of
says near the end of her piece.16 And while she the Emerald City, and Kings never cry!” 20 Rein-
makes a compelling case for the film as a straight forcing this gay rather than lesbian context for the
mother-romance—Dorothy returns home to be- Wicked Witch was the initial casting of Gale Son-
come companion to and replacement for Em- dergaard in the role. It was producer Mervyn
as-mother—Friedman suggests the possibility of LeRoy’s idea to have Oz’s Wicked Witch look like
queering her own reading when she remarks that the Evil Stepmother in Walt Disney’s Snow White
in the witch’s castle Dorothy is “like a girl who and the Seven Dwarfs (1937).21 The result was the
leaves home for erotic love and can’t come back.” 17 Wicked Witch as glamorous diva, with Sonder-
So for all her attempts to connect Aunt Em and the gaard made up “wearing green eye shadow and a
Wicked Witch as harsh straight mother figures, witch’s hat made out of black sequins.” 22
Friedman can’t help but see the two women as But as the script changed—particulary with
offering very different options for Dorothy. While the work of the gay man–straight (I think) woman
the tenor of the article as a whole asks us to read team of Florence Ryerson and Edgar Alan
this “erotic love” as heterosexual, it just doesn’t Woolf—so did the image of the Wicked Witch.
make sense within the film context for Friedman’s It was sometime during the period of making
statement, which invites us to see the contrast the witch less glamorous that Sondergaard, con-
as that between an “erotic love” related to Doro- cerned with maintaining her image, dropped out
thy’s encounters with the witch and a “home” of the project. Enter Margaret Hamilton and a
that is connected to fulfilling a heterosexual wife- plainer look for the Wicked Witch. One produc-
mother role. tion still shows Hamilton with her own unaltered
Friedman’s article provides a useful starting features, sans obvious makeup, and with a de-
place for developing a more pointedly lesbian sequined black hat over a near-shoulder-length
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flip hairdo.23 But no one was satisfied with this icized the film’s final framing device, which, un-
middle-of-the-road approach. It was probably like the L. Frank Baum novel, makes Dorothy’s ad-
during gay director George Cukor’s stint as pro- ventures in Oz a “dream,” Oz’s movement from
duction consultant on Oz that the Wicked Witch sepia cinematography in the short opening Kan-
got her final look: a sharp nose and jawline, green sas sequences to brilliant Technicolor during the
face and body make-up, a scraggly broom, claw- more lengthy Oz sequences, and back to sepia
like fingernails, and a tailored black gown and again in the brief Kansas coda, serves to make the
cape.24 This is the witch as creature, as alien, as Oz material more vivid and vital. In a very impor-
monster, and as what straight, and sometimes tant sense, then, the Oz narrative seems as “real”
gay, culture has often equated with these—butch to the film audience as it is to its adolescent hero.
dyke.25 Put another way, the effect of the Oz sequences in
This big bad butch witch, who is loud, aggres- The Wizard of Oz is true to the perceptions of most
sive, violent, and wears an obvious “uniform,” had teenagers. As one teenaged girl quoted in an essay
been developed by the time of the final script to on Oz says: “Fantasy is real, necessary, and . . .
function on one level as a contrast to good witch home is not always the best place to be.” 29
Glinda. However Glinda presents complications Home down on the farm in Kansas during the
for lesbian readings of The Wizard of Oz that have latter years of the Great Depression would cer-
something to do with Rushdie’s complaint that tainly “not always be the best place to be” for many
she is a “trilling pain in the neck [in] frilly pink.” garden variety heterosexual adolescents, let alone
For Glinda seems to be one of those images of for lesbian, gay, and otherwise queer teens. Among
femmes in popular culture that are coded to be many other sources, Greta Schiller and Robert
able to pass as heterosexually feminine in the eyes Rosenberg’s documentary film Before Stonewall
of certain beholders.26 But look at Glinda again: and Allan Berubé’s Coming Out under Fire reveal
there’s more than a touch of camp excess here how the particularly repressive atmosphere of ru-
that finally seems expressive of lesbian femmeness ral and small-town America before World War II
rather than of the straight feminine. And let’s not worked to force most queer women and men ei-
forget that while Glinda may look like a fairy god- ther into an imitation of straight life, into closeted
mother, she is a witch, and is therefore connected homosexual furtiveness, or out into urban cen-
to the Wicked Witch and to centuries-long West- ters.30 The first and third of these responses are
ern cultural associations between witchcraft and important to understanding Dorothy’s farm and
lesbianism.27 So what we have set before us in The fantasy lives in The Wizard of Oz. Dorothy, told by
Wizard of Oz is the division of lesbianism into her Aunt Em to “find yourself a place where you
the good femme-inine and the bad butch, or won’t get into any trouble,” translates this into
the model potentially “invisible” femme and the “someplace where there isn’t any trouble,” thereby
threateningly obvious butch. placing the blame on normative rural culture, not
Into this sexual terrain comes Dorothy, a six- upon herself. Deciding there is such a place, but
teen-year-old girl just off the farm.28 Or, rather, that “it’s not a place you can get to by a boat or
it is Dorothy who constructs this sexual fantasy- a train,” Dorothy launches into “Over the Rain-
land after being hit on the head by a flying window bow.” While the Land of Oz is most generally
frame during a cyclone. The distinction between this “over the rainbow” place, we discover late in
Oz as a “real” place and Oz as a fantasy is one that Dorothy’s Oz fantasy that at the heart of Oz lies it
the film seems to do its best to blur, however. fabulous capital, Emerald City, through which
While almost every commentator and fan has crit- Dorothy and her friends are conveyed to their
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beauty makeovers in a carriage pulled by the hue- tonished Dorothy in Munchkinland. This less
changing “Horse of a Different Color.” 31 obvious, more heavily translated, connection be-
Before letting Dorothy and her gay compan- tween Aunt Em and Glinda falls squarely within
ions reach what initially appears to be an urban the film’s sexuality politics, which, at least on the
paradise for queers, however, we need to go back surface of things, opposes butch and femme, de-
to the start of her fantasy, as it is here that the film monizing the former for being loud and obvious
establishes the terms for its simultaneous expres- (the shrieking laugh, the grotesque green makeup,
sion and disavowal of lesbianism.32 Two things are the black uniform), while humanizing the latter
central to this expression and disavowal, witches with a name (Glinda) and the ability to pass as a
and ruby slippers. To repeat a bit from an earlier non-witch. Recall along these lines that Dorothy
section: the distinction Dorothy’s fantasy makes doesn’t initially allow herself to recognize Glinda
between the witches of the East and West and the as a witch. “I’ve never heard of a beautiful witch
Witch of the North turn out to be those between before!” she effuses to a smiling Glinda, who re-
two types of witches—wicked butch and good plies, “Only bad witches are ugly.” But what can
femme—not the one between fairy godmother we expect of Dorothy’s fantasy when the most
and evil witches that the fantasy appears to be pre- readily available cultural images are of “ugly,” bad
senting with its visual and aural iconography. butch spinster-witches? Even after she learns there
The film most strikingly reveals its use of are “beautiful” witches, however, the term “witch”
witch ⫽ lesbian cultural coding, as well as its is used almost exclusively in Dorothy’s fantasy to
butch ⫽ bad lesbian associations, during the por- pejoratively label the “ugly” butch variety. What’s
tion of Dorothy’s fantasy that takes place inside happening here in terms of Dorothy expressing
the cyclone. At one point, Dorothy’s Kansas neme- her dyke desires through her Oz fantasy is compli-
sis, the spinster (as with witch, read “lesbian”) cated. Faced with her own nascent lesbianism, as
Almira Gulch comes riding by— or, more accu- well as the cultural taboos surrounding the open,
rately, is imagined by Dorothy to be riding by— positive acknowledgment of these desires, Doro-
on her bicycle. The original dyke on a bike, Gulch thy’s fantasy most clearly represents lesbianism in
almost immediately transmogrifies into a shriek- the conventional form of the evil, yet powerful,
ing witch flying on her broomstick: spinster ⫽ butch dyke witch. As she sings to the Munchkins
witch ⫽ evil butch. Less apparent is how the cy- by way of explaining her cyclone adventures: “Just
clone episode also sets up the femme-inine woman then the witch/ To satisfy an itch/ Went flying on
as the positive model. As the published script puts her broomstick thumbing for a hitch.” It appears
it: “An old lady in a rocking chair sails past. the “itch” the Wicked Witch wants to satisfy is
She is knitting busily and rocking, seemingly un- somehow connected to hitching a ride from Doro-
aware that she is no longer on her front porch. The thy, who has warily watched said witch from her
old lady waves as she floats out of sight.” 33 So bedroom window.34 And all of this happens deep
where Gulch’s spinster harshness is made the clear within the swirling vortex of a cyclone, which be-
model for the Wicked Witch of the West’s butch comes in this context a rather outrageously heavy-
badness (reinforced by the same actress playing handed symbolic representation of the classic dan-
both parts), the relationship between Aunt Em gerous butch stereotype: they possess and desire
and Glinda as images of femme-inine goodness female genitalia (the vortex) while identifying with
is more obliquely established through the old heterosexual (“phallic”) masculinity (how the cy-
lady (who looks very much like Aunt Em) floating clone externally takes the shape of a funnel). Put it
in front of Dorothy’s bewildered eyes, much as all together and you have a destructive force that
Glinda will soon float down toward an equally as- sweeps through the conservative heartland of
alexander doty 147

America, separating a young girl from her family. denies her connection to witches on first meet-
While presented as threatening and predatory, ing Glinda. When a puzzled Glinda asks the tom-
however, the sexualized (“To satisfy an itch”) im- boyish yet gingham-dressed Dorothy if she “is
age of the butch dyke in the cyclone is the only one a good witch— or a bad witch” (a femme or a
Dorothy constructs here that will carry over into butch) Dorothy denies being any kind of witch,
Oz. Even before we hear the suggestive lines in because, as culture has told her, all witches are old
Dorothy’s song, however, the fantasy image of the and ugly. It is here Dorothy’s fantasy reveals that
Wicked Witch has been (homo)sexualized by its Glinda is also a witch, thereby establishing a model
pointed visual connection, through that special ef- through which she can begin to explore and come
fects dissolve, to a dyke Dorothy is already ac- to terms with her own lesbian desires under cover
quainted with: the spinster Almira Gulch.35 There of femme-ininity. But while Glinda provides
are also moments in the Kansas sequences that her with a safe, because straight-appearing, outlet
suggest everyone knows about Gulch, including for lesbian expressiveness, Dorothy invests the
a lot of bizarre talk about Dorothy “biting” Miss Wicked Witches of the East and West with the
Gulch, Dorothy’s calling Gulch a “wicked old most power and fascination in her fantasy. When
witch,” and Aunt Em’s “for twenty-three years I’ve she first meets the Witch of the West in Oz,
been dying to tell you [Gulch] what I thought of Dorothy tries to convince her that the death of her
you . . . and now . . . well—being a Christian sister, the tyrannical ruler of the Munchkins, was
woman—I can’t say it!” “an accident.” 37 While there are no “accidents” in
As you might expect, the image of spinster- fantasies, it is clear that Dorothy has the farm-
turned-butch witch is one that Dorothy feels cul- house, and all it represents culturally, really kill
turally compelled to distance herself from—at the butch Wicked Witch of the East. She doesn’t
least in the “public” spaces (that is, on the mani- mean to kill (or want to kill) the witch—some-
fest level) of her fantasy. So Dorothy also con- thing that is reinforced in the later “accidental”
structs the type of woman she can more safely death of the Wicked Witch of the West by water.
admire, be in awe of, and perhaps desire: a glam- So even while she has the Munchkins and Glinda
orous witch whom she, and most of the audience, praise her as a “national heroine” by singing “Ding
can take to be the epitome of straight feminin- dong, the witch is dead,” Dorothy distances her-
ity. Dorothy’s Glinda is both witch and not con- self from the killing of the butch witch by pictur-
ventionally witchlike, both lesbian femme and ing herself as being trapped within that Kansas
“straight acting and appearing” (to borrow a farmhouse (and its normative ideology) at the
phrase from certain gay personal ads). Perhaps the time of the death. But it would appear that the cul-
ability to pass is the reason Glinda seems a less tural pressure on Dorothy is such that she still feels
powerful and compelling figure than the Wicked she must contrive to set herself up in opposition to
Witch of the West in this particular lesbian fan- butch witches. Therefore, the Wicked Witch of the
tasy. But this was not always the case. One Noel West remains unconvinced by Dorothy’s protesta-
Langley draft script suggested the erotic power of tions of innocence: “Well, my little pretty, I can
Glinda’s femmeness as it has her plant a “magic cause accidents, too!”
kiss” on Dorothy that protects her from the wiles However, Dorothy establishes her connection
of the Wicked Witch.36 However, while the kiss to witches and with witchcraft—including the
survives in the film, it has lost its magic power. butch variety—by dreaming up what has become,
Given the tangled and conflicted impulses to- along with Citizen Kane’s Rosebud, the most fab-
ward lesbianism expressed in Dorothy’s fantasy, it ulous fetish item in film history: the ruby slip-
comes as no surprise that she both suggests and pers.38 There is probably no need to rehearse at
148 hop on pop

any length what the sequined blood-red slippers Dorothy’s fantasy suggest that dyke magic resides
“stand for”: teenaged Dorothy’s physical entrance neither with butchness or femmeness exclusively,
into adulthood, as well as her subsequent sexual but within all sorts of lesbianism.
explorations. It is their particular place within The tyrannical Wicked Witch of the East wears
Dorothy’s fantasy narrative that give them their her powerful, supposedly incongruous, femmy
dyke associations. As Salman Rushdie puts it, ruby slippers. But femme Glinda can use her
“Glinda and the Wicked Witch clash most fiercely magic to whisk the glitzy shoes off the dead butch
over the ruby slippers”—and, as Dorothy dreams witch’s feet and onto Dorothy’s (despite a notice-
it, over her body once it wears the coveted slip- able size difference). Oddly enough, however, the
pers.39 “Surrender Dorothy” indeed! Given the formidable butch Wicked Witch of the West seems
“bad butch—good femme” dynamics of the Oz powerless to remove these slippers, although oth-
fantasy, however, these slippers come to indicate erwise her magic seems far more potent than
Dorothy’s sexualized genitalia even while disa- Glinda’s. To confuse the butch-femme power is-
vowing any “obvious” lesbian desire: the butch sue even more, Salman Rushdie points out that
Wicked Witch can’t even touch the femme-inine Glinda’s knowledge about the shoes in these early
shoes while they are on Dorothy’s feet without get- scenes is “enigmatic, even contradictory,” as she
ting a shock. However, when they are first placed initially says she is ignorant about the shoes’
upon her feet, the shots of the ruby slippers are power, even while warning Dorothy to “never let
clearly presented within the narrative as a spectac- those ruby slippers off your feet for a moment, or
ular display for the Wicked Witch’s benefit. While you will be at the mercy of the Wicked Witch of the
Glinda says to the Wicked Witch, “There they are, West.” 40 Good advice, because, as we all know,
and there they’ll stay,” we are offered a close up of they never respect you after they have gotten hold
the slippers being modeled by Dorothy against the of your ruby slippers! Glinda’s advice about the
backdrop of Glinda’s pink gossamer gown: the shoes is just what you’d expect Dorothy to have
femme displaying herself for the butch? Or, per- the “straight acting and appearing” femme tell her
haps, the tomboy-in-gingham trying femmeness at this stage of her fantasy. At this point, it is im-
on for size in front of a potential mentor and a possible for Dorothy’s Glinda to admit to full and
dangerous, yet exciting, butch spectator. clear knowledge of the magic power contained in
The initial appearance and functions of the a pair of femme slippers owned by some butch
ruby slippers in Dorothy’s fantasy also work to witch—and desired by her even butcher sister.
connect all the major female figures in Oz under Glinda is only allowed to impart this formerly un-
the sign of witchcraft. What is particularly fasci- speakable knowledge as/at the climax of Dorothy’s
nating about the ruby slippers in this respect is dyke rite of passage, which includes a progression
how they manage to mix together the femme and through the vaginal-shaped hallways of Castle Oz,
the butch, suggesting that while there are butch which are colored “Wicked Witch green,” as is
and femme styles and attitudes, they need not everything else in the Emerald City. So even while
work in tension with each other, nor are they Dorothy’s fantasy narrative contrives to separate
necessarily the only ways to be expressive as a the Wicked Witch from the Emerald City—as it
dyke. Dorothy herself is the perfect person to wear does with the Wicked Witch and Glinda—imag-
these slippers, as, perhaps until her Emerald City ery like the ruby slippers and greenness in this
beauty treatment, she seems to combine butch same fantasy reveals that the agents of so-called
and femme qualities as a young girl on the (yellow butch evil and femme(-inine) good are really re-
brick) road to discovering what type of “witch” lated after all. However, within the terms of the
she is. Ultimately, the uses of the ruby slippers in manifest fantasy narrative, it is only after Dorothy
alexander doty 149

once again “accidentally” dispatches the “threat” face Dorothy sees in Oz is Glinda’s (the good
of butchness with that famous badly aimed bucket witch-mother), and that the first face Dorothy sees
of water, as well as suffers the failure of patriarchy at the end of her fantasy of dyke discovery is that
to help her (after she brings the Wizard of Oz of Aunt Em, her mother substitute. But while there
the burnt remnants of the butch witch’s “phallic” is a strong mother-daughter aspect to the lesbian
broom), that she lets femme Glinda come forward erotics represented in Dorothy’s fantasy in “a land
to declare that she does know something about the that [she] heard of once in a lullaby,” it has its lim-
special powers of the butch’s femme ruby slippers its as the explanation of this fantasy’s dyke dimen-
after all. sions. Recall that it is Aunt Em who tells Dorothy
Actually, what Glinda says is that Dorothy has to find a place where she won’t “get into trouble.”
always had the “power” within her to activate the So a temporary separation from Aunt Em seems as
ruby slippers, but that she had to “learn it for important to Dorothy’s development at this point
[her]self.” And what does Dorothy learn that al- as maintaining the bond with her. Also recall that
lows her to use the power of the fetishized ruby it is Glinda (Oz’s Aunt Em figure) who puts it into
slippers?: “It’s that if I ever go looking for my Dorothy’s head that her goal should be to go back
heart’s desire again, I won’t look any further than home. But consider this: if Dorothy was so hot to
my own backyard.” Dorothy’s lesson returns us, in immediately go home to Aunt Em, why does her
part, to Greenberg’s point about the crucial role fantasy repress the fact that she can use the power
Aunt Em plays in her life. If we divest his reading of the ruby slippers to transport herself back to
of its pathologizing and heterocentrism, Green- Aunt Em from the start? Clearly Dorothy wants to
berg makes a compelling case for Aunt Em as or- be constantly reminded of the importance of her
phaned Dorothy’s “heart’s desire.” 41 In many ways bond with Aunt Em, but she also wants to experi-
Aunt Em is the object of Dorothy’s fantasy, for it is ence the thrills her fantasy will concoct for her
her desire to return to Aunt Em in particular, with the Wicked Witch of the West.
rather than to her life in Kansas in general, which Far from being a case of lesbianism as simply
is emphasized time and again in the script. Com- a regressive “return to mother,” then, Dorothy’s
menting on early scripts in a lengthy memo to fantasy represents the complicated process by
Noel Langley (dated April 30, 1938), Oz produc- which she returns home to renew maternal bonds,
tion assistant Arthur Freed advises the scenarist but only after she has matured through dealing
to concentrate more on what he feels is the film’s with the dangers and pleasures of becoming les-
emotional center, insisting that “it is our prob- bian, which involve both the blatant butchness
lem to set up the story of Dorothy, who finds her- represented by the Wicked Witch of the West and
self with a heart full of love, eager to give it, but the femme allure of Glinda and the ruby slippers.
through circumstances and personalities, can ap- Clearly, Dorothy’s fantasy is as much structured
parently find none in return. . . . She finds escape around a series of exciting flights from and en-
in her dream of Oz. There she is motivated by her counters with the shoe-coveting Wicked Witch as
generosity to help everyone first before her little it is developed around the return to Aunt Em. As
orphan heart cries out for what she wants most of it turns out, these are really two sides of the same
all (the love of Aunt Em). . . . We must remember narrative coin.
at all times that Dorothy is only motivated by one The sequence that most strikingly illustrates
object in Oz; that is how to get back home to her all this is the one in which Dorothy is imprisoned
Aunt Em, and every situation should be related in the Wicked Witch’s castle with her dog, Toto.
to this.” 42 When the witch threatens to drown Toto, Dorothy
Considering all this, it’s no wonder that the last is ready to exchange the ruby slippers to save his
150 hop on pop

life. It is here her fantasy finally contrives a com- singing “Over the Rainbow” again, even as the
pelling excuse for her to surrender the ruby slip- witch is concocting a “Spell for Rainbows” in her
pers (with their accumulated fetishistic charge) to cauldron: “All the brilliant colors found in the
the butch witch even though “the Good Witch prism are reflected upward into [the witch’s] face
of the North told [her] not to.” But Dorothy still from the bubbling mass.” From the liquid in the
shrinks from any direct physical contact. For after cauldron, the witch constructs “The Rainbow
offering to give up her ruby slippers, Dorothy has Bridge,” which the script describes as “a beautiful
the shoes give the Wicked Witch a shock as she sight,” yet it is to be the means of Dorothy’s death.
reaches out to grasp them. “I’m sorry. I didn’t do It is the power of the ruby slippers, which “seem
it,” Dorothy says at this point, thereby adding one to come to life with an irridescent glow,” that
more item to the long list of painful “accidents” Dorothy has save her by allowing her literally to go
her fantasy has developed to deal with her am- “over the rainbow” made by the witch and off to
bivalence about butchness (or “obvious” lesbian- continue her journey of sexual awareness.
ism). By having her death be the only way for the Straight, heterocentric, and homophobic read-
Wicked Witch to possess the ruby slippers, Doro- ings (not always the same things) might under-
thy’s fantasy also stages a moment that echoes one stand what is happening in the long or short ver-
tragic way many teenagers deal with the pressures sion of this sequence as either the expression of
and confusions of becoming queer. a fear of lesbianism destroying heterosexual-
After the Wicked Witch leaves to consider how homosocial women’s bonds, or as the expression
to kill Dorothy, as “these things must be done del- of “how intimately bound together is the Good
icately,” a weeping Dorothy approaches a giant Mother and the Bad” in the mind of a hetero-
crystal ball in which the image of her aunt appears. sexual teenage girl.43 Within the reading I am pro-
But just as Dorothy says “I’m trying to get home posing, however, this sequence becomes the cen-
to you Auntie Em!,” her aunt’s face begins to fade tral paradigm for the film’s incoherent attitudes
and is replaced by that of the Wicked Witch who about lesbianism. For one thing, the attraction-
mockingly imitates Dorothy’s words: “Auntie Em, repulsion aspects of Dorothy’s fantasy regarding
Auntie Em! Come back! I’ll give you Auntie Em, butch witches are fully on display here, particu-
my pretty!” In a way, the witch does “give her” larly in the longer version of the sequence. The
Auntie Em, because the crystal reveals that in some butch witch is both the potential source of fulfilled
way the witch and Auntie Em are related in Doro- desires as well as the potential source of physical
thy’s mind. At one point in the film’s history, this danger. Besides this, the merging and confusion of
sequence was much longer. Scripts indicate that Aunt Em and the Wicked Witch in the crystal ball
this longer version contains many elements that suggests that the developing lesbianism Dorothy’s
reinforce the fantasy connections between the fantasy struggles to express requires that she face
Wicked Witch and Aunt Em, as well as more up to, and work through, her culturally fostered
clearly establish the relationship between the fears, embodied by the figure of the butch dyke, so
witch and the fulfillment of Dorothy’s desire to she can return to her Aunt Em as a more sexually
find a place “where the dreams that you dare to mature young woman— or, to be more precise, a
dream really do come true.” more sexually mature young lesbian. Will Dorothy
In this extended version, after the witch’s become a butch, a femme, or remain “in-between”
mocking imitation of Dorothy’s cries to Aunt Em, after she wakes up from her fantasy? I think the
the sequence continues with the witch forcing film leaves this open to some degree, though her
Dorothy to perform Kansas-like domestic chores. strong identification with the ruby slippers and
As she scrubs and mops, Dorothy finds herself her glamorizing beauty treatment near the end of
alexander doty 151

the film make me think Dorothy enjoys being a So while Oz initially appears to be the place
femme. where “the dreams that you dare to dream really
On the other hand, the question of what kind do come true,” my understanding of the much-
of witch/dyke Dorothy will become might seem maligned “no place like home” finale is that Doro-
unresolved when you consider that her return to thy comes to understand by the end of her fantasy
Kansas to look “for her heart’s desire . . . in [her] that her daring dyke dreams will really only “come
own backyard” will actually involve two yards: true” when she returns to those two yards in Kan-
Aunt Em’s and Almira Gulch’s. For if her fantasy sas and works out her feelings toward both Aunt
has revealed that part of Dorothy’s lesbian desires Em and Miss Gulch. Dorothy’s last two speeches
have to do with her relationship with her Aunt already indicate how things are sorting themselves
Em, this same fantasy has also revealed that other out for her, for while she exclaims “And . . . oh,
aspects of these desires have something to do with Auntie Em! There’s no place like home!” to con-
Miss Gulch. It is easy to forget that what initiates clude the film, her penultimate lines reveal what
both the Kansas and Oz narratives is Dorothy’s an- Rushdie sees as signs of “revolt” after Aunt Em
tagonistic relationship with Gulch, or Gulch-as- gently tries to dismiss Dorothy’s attempt to ex-
Wicked Witch. This has all begun, it seems, be- plain about Oz: 45
cause Dorothy’s relaxed vigilance has allowed Toto
Aunt Em: Oh, we dream lots of silly things when
to sneak into Miss Gulch’s yard more than once to
we . . .
chase her cat. Pleading that “Toto didn’t mean to”
Dorothy: No, Aunt Em, this was a real truly live
do what he did and that “he didn’t know he was
place. And I remember that some of it wasn’t
doing anything wrong,” Dorothy sets up the first
very nice—but most of it was beautiful!
of many “accident” scenarios involving herself
(or in this case her canine sidekick) and butches. For a moment before she turns back to praise
Just as when she allows the Wicked Witch to take the virtues of home and Aunt Em, Dorothy rallies
(or try to take) the ruby slippers in order to save to validate her experiences in Oz. Although she
Toto, Dorothy’s dealings with Miss Gulch over doesn’t consciously realize it, Dorothy’s words
Toto make it appear that Dorothy can only allow here pay tribute to that other key figure in her
herself to satisfy her curiosity about butch dykes journey to dykedom, the Wicked Witch of the
(whether spinster or witch) in indirect, and con- West (Oz’s Almira Gulch), who, with her final
tentious, ways. So time and again in Kansas and in breath, half-surprised and half-impressed, ex-
Oz, Dorothy becomes involved in “accidents” that claims, “Who would have thought that a good
she allows to happen, whether it’s letting Toto get little girl like you could destroy my beautiful wick-
into Gulch’s garden, “killing” the Wicked Witch’s edness!” Dorothy’s words, like the witch’s, reveal
sister, or having the slippers shock the witch. Bon- that, to the end, The Wizard of Oz remains am-
nie Friedman points out that when one of the bivalent and incoherent about its relationship to
farmhands suggests that Dorothy avoid trouble lesbianism. It is something that has been, at once,
with Miss Gulch by finding an alternate route a “not very nice” and a “beautiful” part of Doro-
home, Dorothy replies, “You just don’t under- thy’s fantasy about Oz.
stand,” and lets the subject drop.44 Is it too much Actually, it was partly through the witch’s
to imagine that Dorothy is forced to stage these declaration of her “beautiful wickedness” that I
encounters as antagonistic because of internalized was led to my queer appreciation of the film’s les-
homophobic cultural interdictions warning little bian narrative. I’m with Derek Jarman who said
girls to stay away from eccentric spinsters and that from childhood he “often thought” about the
other “witches”? Wicked Witch of the West, and “after [his] initial
152 hop on pop

fright, grew to love her.” 46 The Manchester, En- Charbonneau character in Desert Hearts, Margar-
gland, group Homocult (“Perverters of Culture”) ethe Cammermeyer, Glenn Close as Cammer-
has presented this gay and lesbian rewriting of the meyer, and a host of butches I’ve spotted on the
Wicked Witch more boldly by using a publicity streets, at meetings, and in bars. So—to return to
still picturing Dorothy in the farmyard, one finger Oz—while I haven’t fully abandoned all of my
pointing upward, under which they have written previous pleasures and investments in popular
“good was wrong, evil our friend all culture, the sissy lion, the “hunky” Tin Man,
along.” 47 My growing affection for the Wicked (straight) Judy Garland-as-gay icon, and the
Witch became one of the keys to understanding kitschy decor in Munchkinland now stand along-
that a great deal of my enjoyment of The Wizard of side, and sometimes mingle with, the butch
Oz is dyke-based. Actually, I’ve noticed that many witches, “spinster” Almira Gulch, femme Glinda,
of the pleasures I take in popular culture repre- and “baby dyke” Dorothy in my understanding
sentations of strong women, in women icons, and and enjoyment of The Wizard of Oz.
in women-centered narratives have taken a decid- Not surprisingly, it was Dorothy, or, more ac-
edly dyke turn. My cross-gender identificatory in- curately, a female impersonator performing Judy
vestments in reading certain women characters, Garland singing “Over the Rainbow” for a largely
stars, and narratives as being femininely straight, lesbian audience, who became another impetus
are now often supplemented or supplanted by the for my re-viewing Oz. Before this drag show I
queer-bonding investments and pleasures I have would have been among those who would have
in understanding these women and texts as les- categorized Oz, Garland, and “Over the Rainbow”
bian. Sometimes I find I’m combining a lesbian as “gay things.” Perhaps the overwhelmingly gay
angle on popular culture with other approaches, public claims on Garland, the song, and the film
or I discover that certain pleasures and invest- have kept lesbian appreciations in the shade. Or
ments I have in lesbian popular culture person- maybe publicly expressing enthusiasms like these
alities, texts, and images become the catalyst for has been considered as not being distinctly “dyke”
questioning conventional gender and sexuality enough in your popular culture fandom within
categories. Should I call these pleasures and in- lesbian culture at large. Whatever the case, that
vestments “queer,” “bisexual,” or “unconvention- night in a Bethlehem, Pennsylvania, club left no
ally gay”? doubt in my mind that Judy, “Over the Rainbow,”
For example, Oz’s Wicked Witch encouraged and Oz could be “lesbian things,” too.49 Jimmy
me to reevaluate my enthusiasms for her animated James-as-Judy was about to leave the stage with-
sisters, the Evil Queen (Snow White and the Seven out singing “Over the Rainbow” when lesbian au-
Dwarfs), Cruella de Vil (101 Dalmatians), and Ur- dience members chanted for him to sing it. Re-
sula (The Little Mermaid). All of these characters lenting, s/he sat down and proceeded to sing the
now seem to be wonderful combinations of song to a butch woman who had rushed up to the
straight diva, drag queen, and formidable dyke.48 stage to kiss “Judy” and tell her that she loved her.
Another example: I have come to realize that I am By the end of the number it was clear the gay drag
one of those “femme” gays who find certain butch performer-as-diva and the crowd had found a
and androgynous dykes and dyke icons (real and common ground in Oz’s most famous song, turn-
fictional, actual and image) very hot: k.d. lang, ing it from the “Gay National Anthem” into some-
Katharine Hepburn as “Sylvester” Scarlett, model thing like a “Queer National Anthem.” One big
Jenny Shimuzu, Annie Lennox, Vanessa Redgrave reason I’ve written all this lesbian stuff about The
as Vita Sackville-West, Grace Jones, the Patricia Wizard of Oz, I guess, is to recapture some of the
alexander doty 153

feelings of queer connectedness that I experienced Movies (New York: Dell, 1981), 390 –93; Janet Juhnke,
sitting in Diamondz while a drag queen and his “A Kansan’s View,” in The Classic American Novel and
the Movies, ed. Gerald Peary and Roger Shatzkin (New
dyke fans came together for a while as “Friends of
York: Frederick Ungar, 1977), 165 –75; Harvey Green-
Dorothy.” berg, “The Wizard of Oz: Little Girl Lost—and Found,”
in The Movies on Your Mind (New York: Saturday Re-
view Press/E. P. Dutton, 1979), 13 –32; Michael Brace-
Notes
well, “The Never-Ending Story,” Times Magazine
I would like to thank Ben Gove for our challenging dis- (London) (January 29, 1994): 18 –19; Bonnie Friedman,
cussions, and Phyllis Santamaria and Peter Gove for “Relinquishing Oz: Every Girl’s Anti-Adventure Story,”
the use of their place in Ealing. Michigan Quarterly Review 35(1) (winter 1996): 9 –28;
1 The Wizard of Oz (dir. Victor Fleming, MGM, 1939). and Richard Smith, “Daring to Dream,” Gay Times 211
2 Documented in John Fricke, Jay Scarfone, and William (April 1996): 60 – 61. Of course there are hundreds
Stillman’s The Wizard of Oz: The Fiftieth Anniversary (thousands?) of shorter reviews of and commentaries
Pictorial History (New York: Warner Books, 1989) is on the film, beginning from the announcement of its
producer Arthur Freed’s demands that scripts develop a production in 1938.
tighter narrative built around Dorothy and Aunt Em as 6 The introduction to the anthology Out in Culture: Gay,
well as Dorothy and the Wicked Witch. One important Lesbian, and Queer Essays on Popular Culture, which
result was the gradual elimination of all the heterosex- I coedited with Corey K. Creekmur (Durham: Duke
ual elements in earlier script drafts, which included a University Press, 1995), includes a brief discussion of
princess and prince pair (Sylvia and Florizel, who in certain gay camp readings of the film. In “Fasten Your
Kansas were Mrs. Gulch’s niece Sylvia and her boy- Seat Belts: The Ten Gayest Straight Movies—Ever,”
friend Kenny), a farmyard romance between Lizzie Genre 28 (May 1995): 71, Steve Greenberg quotes college
Smithers and Hickory (who became Oz’s Tin Man), instructor Daniel Mangin: “Gays seem to identify with
an attempt by the Wicked Witch (Mrs. Gulch) to force this [film] early in their lives. Some gays say they’ve al-
Princess Sylvia to marry her son Bulbo, and even a flir- ways identified with Dorothy’s pals because their body
tation between Dorothy and Hunk (who became the language and manner of speaking seem so gay.”
Scarecrow). Traces of the latter pairing might be said to To this and other remarks by gay journalists and
remain in the finished film with Dorothy’s pronounce- scholars can be added understandings of the film that
ment that she’ll “miss [the Scarecrow] most of all” center around its production history, particularly
when she leaves Oz. How refreshing to have heterosex- around the contributions of gay men like production
uality be the repressed thing whose trace returns in a adviser George Cukor and coscenarist Edgar Allan
narrative! Woolf, who MGM story editor Sam Marx remembered
3 Terry Castle, The Apparitional Lesbian: Female Homo- as “a wild, red-headed homosexual” who contributed
sexuality and Modern Culture (New York: Columbia “whatever levity and foolishness there was in The
University Press, 1993), 2 –3. Wizard of Oz” (Harmetz, The Making of The Wizard of
4 Among the many examples of texts that allude to or use Oz, 46).
the idea of flying as (dream-fantasy) coding for wom- 7 For a more detailed analysis of the representation of
en’s non-normative, “excessive” sexual desires, whether homosexuality and adolescence in film and popular
straight or queer, are Kate Millet’s Flying, Erica Jong’s culture see Ben Gove, “Framing Gay Youth,” Screen
Fear of Flying, and Dorothy Arzner’s Christopher Strong. 37(2) (summer 1996).
So witches don’t ride those broomsticks just to get from 8 The phrase “compulsorily heterosexual” is, of course,
one place to another! adapted from Adrienne Rich’s landmark essay “Com-
5 Among the lengthier critical pieces on the film are pulsory Heterosexuality and Lesbian Existence,” which
Salman Rushdie, The Wizard of Oz (London: bfi Pub- has been reprinted many times since its initial appear-
lishing, 1992); Fricke, Scarfone, and Stillman, The Wiz- ance in Signs: Journal of Women in Culture and Society
ard of Oz; Aljean Harmetz, The Making of The Wizard of 5(4) (1980): 631– 60. Most recently, this essay has ap-
Oz (New York: Delta/Dell, 1989); Danny Peary, Cult peared, with an afterword from 1986, in The Lesbian
154 hop on pop

and Gay Studies Reader, ed. Henry Abelove, Michele also associated with the slippers as it describes how
Aina Barale, and David M. Halperin (New York: Rout- one female “memorabilia junkie” and her (non-sex-
ledge, 1993), 227–54. identified) lover are electrocuted when they place their
While placed within heterosexualizing contexts, lips to the glass box in which the slippers are being dis-
two pieces on The Wizard of Oz contain comments that, played at an auction, thereby setting off an alarm sys-
taken together, might be read as alluding to certain tem that “pumps a hundred thousand volts of electric-
lesbian understandings of Dorothy. The first is by Sal- ity into the silicon-implanted lips of the glass kisser”
man Rushdie to the effect that “the scrubbed, ever-so- (shades of the Wicked Witch of the West). “We won-
slightly lumpy unsexiness of Garland’s playing is what der . . . at the mysteries of love,” the narrator goes on
makes the movie work” (The Wizard of Oz, 27). At the to comment, “whilst reaching once again for our per-
other extreme, a review in Times Magazine (London) fumed handkerchiefs” (58 –59).
states, “One doubts this film would have resonated so 16 Friedman, “Relinquishing Oz,” 27.
much or aged so well if any actress other than Judy Gar- 17 Ibid., 10.
land had played Dorothy. . . . That a corseted, nubile 17- 18 Ibid., 9.
year-old was asked to play a 12-year-old adds a muted 19 Rushdie, The Wizard of Oz, 42.
but persistent undertone of sexuality to an already dis- 20 Harmetz, Making of The Wizard of Oz, 43 – 44.
turbing film” (June 8, 1994): 41. Not surprisingly, when 21 Fricke, Scarfone, and Stillman, The Wizard of Oz, 24.
taken together these remarks echo conventional no- 22 Harmetz, Making of The Wizard of Oz, 122.
tions of lesbianism as a state of being either nonsexual 23 Fricke, Scarfone, and Stillman, The Wizard of Oz, 62.
or oversexed. 24 Ibid., 72 –76.
9 Greenberg, “The Wizard of Oz,” 25, 30. 25 For an excellent discussion of cultural associations be-
10 Ibid., 22. Greenberg’s understanding of the men in the tween lesbianism and the monstrous, see Rhona J.
film as lacking in some way is echoed by many com- Berenstein, “‘I’m Not the Sort of Person Men Marry’:
mentators. For example, Bonnie Friedman finds that Monsters, Queers, and Hitchcock’s Rebecca,” CineAc-
“the men of Oz are all missing one key organ. . . . One tion! 29 (August 1992): 82 –96.
suspects that, in Dorothy’s mind, the men on Aunt Em’s 26 Both Danae Clark’s “Commodity Lesbianism,” Camera
farm all lack an organ, too” (“Relinquishing Oz,” 25 – Obscura 25/26 (January/May 1991): 181–201; and Chris-
26). It would seem to be a very short step from com- tine Holmlund’s “When Is a Lesbian Not a Lesbian?
ments like these to understanding Dorothy as a dyke- The Lesbian Continuum and the Mainstream Femme
in-the-making. But, where lesbians are concerned, it Film,” Camera Obscura 25/26 (January/May 1991): 145 –
seems that this one small step is, indeed, a giant leap for 78, discuss the complexities and complications of pop-
most people to make. ular culture coding that seeks to simultaneously repre-
11 Rich, “Compulsory Heterosexuality.” sent the straight feminine and the lesbian femme. I use
12 Rushdie, The Wizard of Oz, 43. the term “femme-ininity” in this essay to express this
13 Ibid., 42. coding and decoding dilemma. When I use the term
14 Ibid. “femme,” I am indicating specifically lesbian contexts
15 In a short story appended to his critical study of Oz, en- and readings.
titled “The Auction of the Ruby Slippers” (58 – 65), 27 Among the many books and articles that discuss
Rushdie places the slippers in a heterosexual context as the connections between lesbianism and witchcraft are
the male narrator recalls making love to his cousin Gail, Vern L. Bullough, “Heresy, Witchcraft, and Sexuality,”
who liked to yell “Home boy! Home baby, you’ve come in Sexual Practices and the Medieval Church, eds. Vern
home” the moment he penetrated her (61). After they L. Bullough and James Brundage (Buffalo, NY: Pro-
split up, the narrator wants to buy the ruby slippers for metheus Books, 1982), 206 –17; Judy Grahn, Another
Gail, in the hope that she will remember their sexual ac- Mother Tongue (Boston: Beacon Press, 1990), 80 – 82,
tivities and come back “home” to him. While hetero- 93 –98, 218, 242 – 43; Arthur Evans, Witchcraft and the
sexualized, the ruby slippers are still to a great extent Gay Counterculture (Boston: Fag Rag Books, 1978); and
associated with women’s sexual desires in this story. Anne Llewellyn Barstow, Witchcraze: A New History of
The story does suggest that lesbianism and gayness are the European Witch Hunts (London: Pandora, 1995), 72,
alexander doty 155

139 – 41, 216 –17. I’ll let two popular culture examples his hair. And while we’re pointing out the signs that
stand in for the many, many others that use the lesbian mark Emerald City as queer, let’s not forget “green” as
⫽ witch paradigm. Mrs. Worthington’s Daughters, an in “green carnation,” a favorite gay-coded accessory of
English theater company, presented “Any Marks or urban dandies from the end of the nineteenth century
Deviations,” by Charles Hughes-D’Aeth, on a national into the early decades of the twentieth. For more on the
tour between May and June 1997. The play was adver- green carnation in gay culture, see Neil Bartlett, Who
tised as “a chillingly witty ghost story harking back to Was That Man? A Present for Mr. Oscar Wilde (London:
a time when the love of two women could only mean Serpent’s Tail, 1988), 39 –59.
the dealings of witchcraft.” In The Haunting (1966, 32 While certainly prominent in Dorothy’s fantasy, the
dir. Robert Wise), a doctor calls the two central female Scarecrow, the Tin Man, and the Cowardly Lion func-
characters (one an out lesbian, one a closet case) tion as figures Dorothy has “go along for the ride” with
“witches.” her. She seems to have translated the three ostensibly
28 For most of her fantasy, Dorothy is positioned— or, straight farmhands who work for her aunt and uncle
rather, positions herself—in between the butch and the into gay companions mostly to help make her fantasy
femme figures. This butch, femme, and femmy butch more queer-friendly. The support of these gay men (as
(or butchy femme) triad is repeated in a number of well as femme Glinda) allow Dorothy to persist on the
popular culture texts, such as the Nancy Drew mystery path to lesbianism even in the face of the “interrup-
series, which features butch dark-haired cousin George, tions” she has the Wicked Witch devise for her. Con-
femme-inine blonde cousin Bess, and in-between red- sidering what appear to be Dorothy’s problems with
head Nancy. The major women characters in the film more “obvious” signs and forms of lesbianism, it makes
All about Eve (1950, dir. Joseph L. Mankewicz, dir.) also sense she would have gay men and femme-inine women
fall into these roles: blonde Karen (femme); ambitious, represent benevolent queerness in her fantasy.
short-haired Eve (butch), and femmy butch/butchy 33 Noel Lagley, Florence Ryerson, and Edgar Allan Woolf,
femme Margo. Not surprisingly, the “star” of these The Wizard of Oz (Monterey Park, CA: O.S.P. Publish-
kinds of texts always seems to be the character posi- ing, 1994), 12. All further quoted references to dialogue
tioned between butch and femme. In The Wizard of Oz and action in this essay are taken from this version
it seems to me as though Dorothy is moving toward be- of the script, which is a transcription of the final re-
coming a femme, if her Emerald City beauty makeover lease version of the film. This script also contains ap-
is any indication. pendices of material cut from the final released version
29 Juhnke, “A Kansan’s View,” 175. In an August 28, 1939, of the film.
review in the Minneapolis Star-Journal by nine-year- 34 There is actually some confusion about just which
old Mary Diane Seibel, she says that “everybody but Wicked Witch is the one who flies past Dorothy’s win-
Dorothy and Toto thought it was a dream. I don’t know dow. Dorothy and the Munchkins’ duet here suggests it
what to think” (quoted in Fricke, Scarfone, Stillman, is the Wicked Witch of the East as “the house began
The Wizard of Oz, 186). to pitch/ The kitchen took a slitch/It landed on the
30 Before Stonewall (1984, dir. Greta Schiller and Robert Wicked Witch in the middle of a ditch.” However, the
Rosenberg), Allan Berubé, Coming Out under Fire: The Witch who flies past Dorothy in the cyclone is played by
History of Gay Men and Women in World War II (New Margaret Hamilton, who is the Wicked Witch of the
York: Plume, 1990). West in the rest of the film. Perhaps the two witches are
31 Rushdie’s description of Emerald City is worth repeat- meant to be twin sisters, or the confusion of the two is
ing as it suggests something of the queerness of the meant to suggest that Dorothy still conventionally sees
place: “Members of the citizenry are dressed like Grand all witches (particularly of the butch variety) as being
Hotel bellhops and glitzy nuns, and they say, or rather alike. In any case, the points made later in this section
sing, things, like ‘Jolly good fun!’” (The Wizard of Oz, about sexualizing the butch witch as well as those ad-
51). It is also worth remembering that Emerald City is dressing the transformation of spinster Gulch into
where Dorothy and her male companions receive their butch Wicked Witch remain valid no matter which
beauty makeovers, which leaves the Cowardly Lion Wicked Witch is looking to “satisfy [her] itch” with
looking like Dorothy with a curly coiffeur and a bow in Dorothy.
156 hop on pop

35 The associative connection between Miss Gulch’s last an anonymous buyer at the mgm auction in 1970 for
name and “West”—as in Western locales like “Dead $15,000), “The Traveling Shoes” (owned by collector
Man’s Gulch”—adds one more point to the case for Michael Shaw), and “The Witch’s Shoes” (formerly
Gulch turning into the Wicked Witch of the West here, owned by mgm employee Kent Warner, purchased
and not into the one from the East. at an auction in August 1988 for $165,000 by Philip
36 Harmetz, Making of The Wizard of Oz, 40. Samuels, they are now on display at his art gallery in
37 Rushdie offers “the heretical thought” that “maybe the St. Louis) (218 –24).
Witch of the East wasn’t so bad as all that—she certainly A more queer-specific cultural appearance of this
kept the streets clean, the houses painted and in good fetish can be found in its recent translation into glitter-
repair . . . she [also] seems to have ruled without the aid ing rhinestone-studded pin versions of the red aids-
of soldiers, policemen or other regiments of repression. remembrance ribbons. Shocking Grey, a gay and les-
Why, then, is she so hated?” (The Wizard of Oz, 42). So bian mail order outfit, has advertised these pins (“the
from all that we can gather from Dorothy’s fantasy, this new gay and lesbian icon”) in their catalog with an ac-
particular butch witch may not have been such a mon- companying photo of an interracial lesbian couple, one
ster after all. Perhaps Dorothy understands this at some of whom wears the ruby pin.
level, for while she has Glinda and the Munchkins re- 39 Rushdie, The Wizard of Oz, 43. One suggestion script-
hearse conventional cultural ideas about “ugly” butch writers Florence Ryerson and Edgar Allan Woolf had
witches by having them tell her how horrible the Witch for revising Noel Langley’s script was to have Dorothy
of the East has been, Dorothy also protests to them that actually take the slippers (“Dorothy has always wanted
she killed the witch only “by accident.” red slippers”) from a temporarily stunned, but not
38 Besides being a fetish item within Dorothy’s fantasy dead, Wicked Witch of the East (Harmetz, Making of
narrative, the ruby slippers have become a more general The Wizard of Oz, 48). This would have made Dorothy
cultural fetish. Outside of the Salman Rushdie short much more active in expressing and attaining her de-
story, “The Auction of the Ruby Slippers,” mentioned sires than she is in the final film, where her fantasy con-
in note 15, there are many fiction and nonfiction refer- sistently places her in the position of being “done to,”
ences, stories, and articles about Oz’s ruby slippers. Var- or “accidentally” doing things to others. This position
ious pairs of the slippers created for the production might be indicative of Dorothy’s fears and hesitancies
have been auctioned over the years, and they have al- about more directly expressing her “forbidden” dyke
ways set records for the most money ever paid for a desires even in her own fantasy.
piece of movie memorabilia. Two popular postcards re- 40 Rushdie, The Wizard of Oz, 43.
produce the shots in the film of the ruby slippers on 41 Greenberg, “The Wizard of Oz,” 15 –25. Friedman’s
Dorothy’s feet with 1) Glinda’s star-tipped wand next to “Relinquishing Oz” more directly discusses Em as
them, and 2) the Wicked Witch’s green hands receiving Dorothy’s “heart’s desire,” but largely within a hetero-
a shock as she tries to take them off. sexualized “home vs. the world” analysis of Dorothy’s
There is even a book about the slippers, The Ruby choices in life (21).
Slippers of Oz (Los Angeles: Tale Weaver Publishing, 42 Fricke, Scarfone, and Stillman, The Wizard of Oz, 30.
1989), which centers around the attempts of writer Rhys While Freed continued to insist that Oz scriptwriters
Thomas to discover just how many pairs of slippers ex- carefully maintain one important emotional center of
isted and exactly how they related to the making of The the film around the relationship between Dorothy and
Wizard of Oz. For the record, Thomas found that “four Aunt Em, he also realized that, at the same time, “the
pairs of ruby slippers are known to have survived the Wicked Witch must be made more of an antagonist”
fifty years since the making of The Wizard of Oz at for Dorothy (30).
mgm in Culver City” (219). Thomas labels these four 43 Greenberg, “The Wizard of Oz,” 25.
pairs “Dorothy’s Shoes” (won in a contest in 1940 by 44 Friedman, “Relinquishing Oz,” 12.
Roberta Jeffries Bauman and auctioned in June 1988 for 45 Rushdie, The Wizard of Oz, 57.
$165,000), “The People’s Shoes” (now on display at the 46 Derek Jarman, “The Wizard of Oz,” Observer Magazine
Smithsonian Institution’s National Museum of Ameri- (London) (April 1, 1981). Jarman also cites the film
can History, these are probably the pair purchased by overall as a major influence on his own films.
alexander doty 157

47 Homocult, Queer with Class: The First Book of Homo-


cult (Manchester, UK: ms.ed [The Talking Lesbian]
promotions, 1992).
48 Films cited: Snow White and the Seven Dwarfs (1937, dir.
Walt Disney); 101 Dalmatians (1960, dir. Wolfgang Rei-
therman, Hamilton Luske, Clyde Geronimi); The Little
Mermaid (1989, dir. John Musker, Ron Clements).
49 Some lesbian enthusiasms for Judy Garland might have
their source in the rumors of her affairs with women,
which have been variously labeled “lesbian” and “bisex-
ual.” As for “Over the Rainbow,” recent evidence that
suggests this once almost exclusively gay cultural refer-
ence is now understood as also relating to lesbian (and
also more generally queer) culture, include the rainbow
symbol (which is widely used and marketed in various
forms—flags, pins, bumper stickers, etc.), and a four-
part television documentary titled Over the Rainbow
(1994, Testing the Limits/Channel Four UK), which
traces lesbian, gay, and queer cultures and politics from
the 1950s to the present.
However, this essay sees Seuss not as an excep- “Ceci N’est Pas une
tional individual but rather as an exemplary figure
Jeune Fille”: Videocams,
who embodies larger social and political shifts and
becomes a nexus linking together postwar im- Representation, and
pulses toward popular democracy and permis-
“Othering” in the Worlds
sive-era conceptions of the child.
Alan Wexelblatt also focuses on the process of of Teenage Girls
authorship, in this case the process of self-revela-
tion and self-promotion that shapes community Gerry Bloustien
response to a popular television program. Focus-
ing on Babylon 5 producer J. Michael Straczinski’s With good reason postmodernism has relentlessly in-
active involvement in the Internet fan community structed us that reality is artifice yet, so it seems to me,
surrounding the series, Wexelblatt explores how not enough surprise has been expressed as to how we
our traditional conception of authorial authority nevertheless get on with living, pretending—thanks to
runs against the much-touted democratic poten- the mimetic faculty—that we live facts not fictions.
tial of digital media. Specifically, he is interested in —michael taussig, mimesis and alterity, xv
the conflict between the focus of many fans on
Straczinski’s revelations and explanations for the
program material (“It ain’t so until JMS tells us it’s
Introduction: The Seriousness of Play
so”) and fan traditions that encourage popular
creativity and multiple interpretations, a blurring Above my desk sits an old postcard print of Ma-
of the lines between readers and authors. gritte’s famous depiction of a pipe.1 It has inspired
Finally, Stephen Duncombe examines the pro- me for as long as I can remember with its clever
cess of popular authorship, focusing on the auto- drawing together of the concepts of representation
biographical impulses that shape the grassroots and artifice, reminding the spectator of how easily
production and circulation of zines. Zines, Dun- the two become blurred. Michael Taussig’s words,
combe tells us, foreground the value of everyday quoted above, also point to this dynamic tension
experience, questioning what counts as important between reality and fiction in late modernity.
and interesting, and expanding the role of author- Taussig, in turn, drew his insights from the work of
ship to incorporate a broader segment of the pop- Walter Benjamin, a writer fascinated by the work
ulation. He draws on comparisons with the ear- of the dada movement and surrealist artists such
lier tradition of the pamphleteer to suggest how as Magritte. Recorded image and artifice, photog-
zines are shaped by our shifting understanding raphy and painted image, truth and falsity—how
of the relationship between the personal and the fascinatingly they twist and intertwine!
political. Hence I begin, aptly enough with a photo-
graph. It was taken by Kate, one of the young
women in my project, nearly three years ago at the
beginning of my fieldwork.2 It is a photograph
of her, taken by a third party under Kate’s direc-
tion. Kate and her friend are wearing cosmetic
masks and are gazing intently in a mirror at their
own reflections, at their own transformation. The
photograph immediately highlighted two impor-
gerry bloustien 163

entrenched and inscribed into the institutions of


her life—ways in which she has learned to see her-
self as a developing woman and not simply a de-
veloping adult. If she seemed to be gazing at the
mirror quizzically and reflexively in this photo-
graph, she was nonetheless adapting and playing
with her image in an attempt to suit or contest the
perceived hegemonic demands of her world. Be-
cause her world is constituted by not one but
many intermeshing and often contradictory “do-
mains,” or in Bourdieu’s terminology “fields,” as
Kate and her friend both watch and participate in their are most people’s worlds, her attempts are carried
own transformation. out through endless strategies and readjustments.5
Through my own early experience as a young
woman immigrating to Australia, I too had em-
tant issues for me: first, I was aware that these two ployed many strategies and readjustments. One
adolescents were simultaneously participating of my strongest memories of my initial integra-
in and observing their own transformation into tion into Australian society was that I was sud-
something different, something “Other,” while denly made aware of my physical difference. I was
we, the spectators, voyeuristically looked on. Sec- not tall, blonde, and blue-eyed, but rather dark-
ond, the teenage girls seemed acutely aware of the skinned, shorter than average, and with a body
power of the camera; I stress again the photograph shape that was far more “at home” in Central Eu-
was taken by them, or under their direction, not rope. I was continually asked where I had come
by me. It seemed that they were demonstrating from by my colleagues at my job, by stall holders
through their play, their awareness that learning in the market, by my new neighbors in the
to be female and “performing” femininity is “hard street—the implication being that it had to have
work.” 3 been from somewhere else! They were pleasant
Kate comes from a home where one would enquiries, not meant to be racist, but it was a
perhaps assume that such performing or learning sudden lesson in seeing myself as different, as
was easier than for most. Her parents are highly- “Other,” in a way that I had not before. I had not,
educated, articulate people, both university lectur- and still do not think of myself as “different” but I
ers, who sought to give Kate a sense of her own was being immediately identified as such in my
personhood. She is bright, adventurous, attends a new country.
single-sex high school founded on feminist prin- Twenty years later, I found I relived this sense
ciples. The choice of school was her own, in con- of Otherness, identifying as I do with my teen-
trast to many other students there whom she told age daughter’s difficulties with self-image. Having
me had their schooling chosen for them by their brought up both of my two children on a steady
parents. Even her surname, different from her diet of what I believed were feminist principles
parents, was deliberately selected for her at birth and assertiveness, I noticed with concern their dif-
and taken from a pioneering female ancestor— ferent levels of self-esteem as they reached adoles-
a symbolic gesture to give Kate a sense of her own cence. From being a confident and very assertive
identity and opportunities in life.4 Yet even for child, my daughter had become insecure and ob-
Kate, there are particular gender regimes that are sessed with her body image, and (as she saw it) her
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inadequate intellectual abilities as she grew older. which I was exploring the everyday lived experi-
It seemed to me that she and many of her female ences of ten teenage girls through their own eyes.8
friends struggled with a difficult balancing act. My key participants were directly involved in tell-
The discourse that evolved around school and in ing their own stories on video, selecting, framing,
their social circles suggested a very particular, nar- filming, and editing the footage themselves. I am
row way that she and her peers felt they could ac- using the term “key” to distinguish between the
ceptably identify as both female and successful. ten young women upon whom my main analytic
She did not feel she fit the desired mold. This lens is focused and the other participants—their
metaphor is particularly apt as the importance of teenage friends and acquaintances (sixty-five
physicality, body shape, and image seemed to be young people in all), their families, relatives, and
salient. In her school that immediately seemed significant adults such as teachers, youth workers,
to mark her as different and negatively distinctive social workers, and police—the other people who
even though her institution boasted a range of made up and influenced their worlds. The main
children from diverse ethnic backgrounds. Sec- participants were deliberately drawn from diverse
ond, success at school for my daughter and her ethnic and socioeconomic backgrounds, but the
friends seemed to depend heavily on relationships process was self-selection. I simply offered a num-
both in terms of same-sex friendships and boy- ber of girls from diverse backgrounds the oppor-
friend/girlfriend alliances, far more than on any tunity to participate in what I called “the video
kind of academic progress, even though the school project.” Ten of these girls accepted the challenge
regarded its university entrance rates as laudatory. and all have stayed with the project until the pres-
Without being seen and acknowledged to be pop- ent day.9 It is important to stress that the ten girls
ular and at ease with one’s body, it seemed, one did not constitute a friendship group. The major-
could not afford to be seen as successful intellec- ity of them had never met. The last two to join the
tually. While this seemed to be so for both sexes, it project (a few months after the others) were part
was a far more acute experience for girls. I soon re- of the social network of two of the original eight
alized that my daughter’s experience was not an but were not close friends. These ten individuals
isolated one. were offered the opportunity to document on vid-
Having taught over the years in three high eotape any aspects of their lives that they consid-
schools, one co-educational and two single-sex, I ered important. I assured them that they would
found the same story repeated and amplified. have complete control over the selection, filming,
While boys also seemed to face difficulties of so- style, and editing and that if they wished we would
cialization, the difficulties of gender relations had screen their edited videos publicly at a student
particularly long-term implications for young film festival. The girls were given no funding nor
women.6 The problem is not so much why certain specific direction on ways of using the camera be-
“myths” about femininity or even adolescence yond the fundamentals. The point was empha-
persist and exist side by side but, as Sherry Ortner sized that they were free to videotape what they
and Harriet Whitehead point out, “precisely one liked and how they liked, although I would be will-
of understanding why certain ‘realities’ emerge in ing to show them specific video techniques if they
cultural thought in distorted forms, forms which requested. No one did. The camera, lent from the
in turn feed back and shape those realities.” 7 university free of charge to them along with vid-
Some time on, as an academic, I find I am still eotapes, was a compact Hi8 “superior” domestic
pondering the same questions. This chapter is camera— deliberately chosen for its low-light ca-
drawn from my wider ethnographic research in pacity, its near-broadcast video quality but also its
gerry bloustien 165

small size so that it would be as unintrusive as pos- not separated from leisure and had in all its senses,
sible in the girls’ lives.10 The girls reserved the elements of “play.” 13 Here, then, I am arguing for
camera through me whenever they chose, taking it a concept of embodied play as strategy, one that
in turns to videotape their worlds. In my visits to equates with pleasure but not with triviality.
their homes or to other places where they chose to Rather, play involves uncertainty, something that
videotape, to deliver the camera, retrieving it, or can be powerful and disturbing, which makes it a
just meeting to view and talk about their footage, very powerful medium indeed.14 It has “the po-
I gradually was able to establish close relationships tential to meddle with, to disturb. . . . Subversive,
with the teenagers, their friends, and their larger it can rock the foundations of a given phenomenal
social networks. reality by making their presumptions uncertain
The process thus examined the way each girl and unpredictable.” 15 Play requires license, a free-
chose to interpret, negotiate, and challenge her dom to be able to state or imply that “this is play,”
perceptions; explored her developing sense of self; “this is not real.” 16
as well as her relationships with the various social In my own research I use the concept of play to
institutions in which she was engaged. The indi- describe a particular process of representation;
viduals’ videos and the filmic processes clearly strategies that incorporate, reflect on, and depict
demonstrated the ways in which the girls un- the individual everyday experiences and perspec-
derstood their social and cultural constraints, tives of growing up female in Adelaide, South
through the perceptual frames and boundaries Australia, in the mid-1990s. I am fascinated with
they placed upon themselves in the task. Not the creative power of representation and play, and
everything in their world was for public viewing. particularly concerned with the place that self-
Not everything was selected for recording in the conscious representation, reflexivity, or posing
first place. The selection, the filming, and the edit- played in the search for and portrayal of (self )
ing processes highlighted the way the girls strug- identity for these young women; how that repre-
gled to represent themselves in ways that cohered sentation becomes “fact” for them. The form of
with their already established social and cultural such searching can be deceptively light, a playing
frameworks. On the surface such attempts at rep- with roles and images, but in true late-twentieth-
resentation, such as Kate’s, seemed like “just play” century postmodernist style— especially as young
but under closer scrutiny we can see specific strat- people live it—it can be an earnest endeavor, a
egies—“the human seriousness of play”—provid- “putting on” of several different hats, a “striking of
ing insights into the way gendered subjectivity is poses,” a matter of serious “work, even desperate
performed. Femininity itself, as an integral part of work in their play.” 17 The introduction of the
a wider identity, is simultaneously constituted and camera into my fieldwork offered this “symbolic”
interrogated through enactment.11 space to play, to experiment—as I shall detail be-
Such “play” is closely tied to identity and no- low—but simultaneously it highlighted the usual
tions of self, ways of dealing with uncertainty. Our difficulties and constraints the girls experienced
contemporary sense of play is intermeshed with in their search for different strategies to “strike
notions of the unreal, the invalid, and the false, poses.”
and so often it is conceived of as “light,” “trivial,”
“free” activity in contrast to notions of “heavy,”
“Informants” as “Directors”?
“obligatory,” “necessary” “work.” 12 In fact, before
industrialization, while there was a distinction be- The ten young women who were directly involved
tween sacred and profane work, work itself was with telling their stories on video came from dif-
166 hop on pop

ferent areas of Adelaide, from a variety of socio- years, several household situations changed— ex-
economic backgrounds, and from different famil- acerbated by unemployment or changes in rela-
ial situations and expectations. They could not be tionships, reflecting the fluidity of relatedness in
said to represent the diversity of female adoles- many of the girls’ lives.
cence and yet I argue that each individual applied It is important to emphasize that, in all cases,
the same kind of strategies. Comparable processes the participants’ friendship groups, acquaintances,
were utilized through which each person re-pre- and household members constituted other net-
sented herself both on and off the camera and works that directly and indirectly informed the
constituted her sense of realities.18 Each individual study, adding a further depth and richness. For ex-
struggled to constitute a vitally important sense of ample, Mary’s friendship network was extremely
uniqueness and difference while simultaneously wide as she spent a great deal of her day in the city
grounding her perceptions within her already es- itself. Her cohorts were often young people who
tablished social and cultural milieu.19 Conformity spent most of their time on the streets, their activ-
continually jostled with distinction, involvement ities involving alcohol and drug abuse, theft, and
with distanciation. property damage. Several had been in the juvenile
The key participants were Sara, Fran, Kate, Hi- detention center before I met them or were ar-
lary, Janine, Grace, Mary, Pat, Diane, and Claire rested during the time of my fieldwork. Mary her-
(not their real names), ranging in age from thir- self was arrested for robbery with violence during
teen to sixteen years at the beginning of the field- this time. Another participant spent a great deal
work period. Of these ten, six were from Anglo- of her spare time involved with Cirkidz, a Youth
Celtic backgrounds. Janine identified as Nunga, Arts organization originally formed to teach cir-
South Australian Aboriginal; Mary was from cus skills to disadvantaged young people in Ade-
Papua New Guinea; Fran had an Indian back- laide. Her social life completely centered around
ground; and Sara was born in Nepal. Only Kate the young people she knew through the circus
came from what traditionally would be described school. Thus, through her, and her video, I met
as a highly educated middle-class home. The oth- and developed friendships with another group of
ers came from homes where the education levels diverse young men and women.
and class positions were not nearly so clear cut. The centrality of these familial and social con-
The definition of what constituted a “family” for texts to the way the participants viewed and ne-
these girls revealed a complexity that is belied gotiated their sense of personal gendered identity
by the relative simplicity of government census within their wider cultural milieu needs to be
forms: four of the homes consisted of single- stressed. This very specific ethnographic method-
parent families, although there were frequently ology both allowed access to this “core context”
several adults living in the same household. Two and, through the videos, demonstrated its signifi-
of the girls were living with one biological parent cance as the research developed. The girls’ com-
and a stepparent, and some lived with additional pleted videos were thus a foreground to a much
siblings, who came and went at different times, wider complex background, two interconnected
from blended families. Two of the rest were living parts of one whole. Just as out of the chaos of
with both biological parents. At the beginning of everyday existence emerges a particular framing
the fieldwork one girl was living independently perspective from any ethnography or similar re-
but later another teenager moved out of home and search, so these young people placed specific con-
into a house with several other friends. Even over ceptual frames around their own understandings
the period of the fieldwork, which spanned three of their lives in their self-conscious reflexivity, and
gerry bloustien 167

in their attempts to make their videos. This per- to gain mastery over that which we do not un-
spective allowed differences and a plurality of atti- derstand.21 He describes the way colonized or
tude and behavior to emerge. The resultant in- dominated groups appropriate for themselves the
sights, highlighting the particular and the local, representations of the dominant culture of their
emphasize the inappropriateness of talking about societies, and in accepting for themselves the ste-
“teenage girl culture” as though it were uniform reotypes laid upon them, they become “Other.”
and global. It is the concealed, the differences With the introduction of highly technologized
within, that should demand our attention. means of representing self and Other, the fusion
between the two has become greater. Mimesis, or
embodied mimicry becomes a way of becoming
“Other” Ways of Seeing: The Power of Mimesis
Other, “wherein the replication, the copy, acquires
I initially conceived this unusual use of the video the power from the represented” and “the capac-
camera as an aspect of a wider ethnography, as ity of the imagination (can be) lifted through rep-
a methodological tool. It would be an innovative resentational media . . . into other worlds.”22 Thus
solution to the extreme difficulty of “entering” or the dominated themselves can take on the means
at least having comfortable and regular access to of subordination, often re-affirming the process of
groups that almost by definition would be closed domination through their attempts to under-
to me as an adult researcher.20 The alacrity with stand, to resist, to self-empower. As a way to ap-
which the participants took on the task undoubt- propriate the power of the dominant, it has been
edly points to the camera’s pivotal place and gen- sometimes seen by many as a (perhaps misplaced)
eral acceptance in Western culture. Photographs strategy of “resistance.”
and film have become significant cultural sym- In Paul Willis’s early work for example, he ob-
bols, epitomizing a particular way in which real served how his “lads learnt to labour.” They took
life experiences are framed, interpreted, and re- on for themselves the particularly narrowly
presented. As a recording instrument, the camera defined, but for them highly valued, notions of
is always utilized with an audience in mind. As masculinity, that would ultimately constrain
such, it is the means through which a particular them, keeping them away from exploring educa-
cultural space or context can be created that is dif- tional advantages and entrapping them in a life
ferent from the real-life experiences it focuses of manual labor. John Fiske, Lisa Lewis, and An-
upon. It can also be used for personal reflexivity— gela McRobbie’s studies have all explored similar
a way of seeing ourselves as we think others see aspects of this phenomenon, especially the way
us— or to reinvent ourselves the way we would young women have created their cultural identi-
like to be seen. One way to think about such re- ties through forms of popular culture and cultural
flexivity is as representation through the creative commodities.23 Such research has tended to assert
power of fantasy and play. in various ways that “the everyday culture of the
This form of play has taken a very particular oppressed takes the signs of that which oppresses
form since the advent of the camera, the phono- them and uses them for its own purposes.” 24
graph, and now the complexities of even more The girls in my study would take upon them-
elaborate technologies of mechanical reproduc- selves different expressions of femininity, re-
tion. Michael Taussig, drawing on Walter Ben- fracted through their identifications with particu-
jamin’s insights, developed further the concept lar aspects of ethnicity and class, sometimes
of mimesis, the embodied ways of becoming in ways that reinforced traditional stereotypes.
“Other”; the innately human way of attempting Sometimes their exaggerated expressions of femi-
168 hop on pop

ninity seemed to suggest a form of “mimetic ex- moment of trying to understand who we are, leads
cess”—a way of exploring possibilities and simul- not just to a knowing of the self but also to an “in-
taneously rejecting them through play.25 However, terrogation” of the self. It becomes “the discursive
through an analysis of the girls’ use of video, I do space from which The Real Me emerges initially as
not see these strategies as resulting from any clear an assertion of the authenticity of the person and
intentionality, from any clearly perceived goals, then lingers on to reverberate— The real me?—as
or even any sense of “resistance.” In fact, their a questioning of identity.” 31 In more prosaic terms
behavior renders many of the usual polariza- Hilary, one of my teenage participants, addressed
tions, such as notions of agency or structure or of just this issue in front of the camera stating, “I
submission or resistance, as quite impoverished. look at my video and think, ‘My goodness! Is that
Rather, their strategies of play reveal an ambiva- really me ?’ ”
lent and contradictory agency, an attempt to “cre- But identity cannot be looked at in isolation. I
ate a fit” between the structural constraints of would argue that the way each girl used the cam-
their internalized, embodied values and belief sys- era to interrogate and construct her sense of self
tems and the particular demands and expectations revealed a questioning of the concept of a unified
of the current social relational world within which self and a great deal about how she saw herself
they are engaged, the spaces of objective rela- through several different possible engendered
tions.26 The issue remains, as Bourdieu is fond of subject positions.32 It pinpointed the sense of un-
explaining, not so much about changing the rules, certainty that the girls experienced as they strug-
or of calculatedly implementing strategies, but gled to manage this elusive sense of self. The point
rather having “a sense of the game.” 27 The way my that there is no one single subject position offered
teenage participants perceived, reflected on, and to these young women growing up but many, that
represented their worlds in their everyday activi- they were aware of these multiple conflicting dis-
ties demonstrated a particular but often tacit re- cursive sites, can be illustrated by a close look at
sponse to the various constraints that surrounded the way these girls constituted themselves, “exper-
them, including their own sense of place within imenting” with a variety of images and poses.
their familial and social contexts. Their play, their
image-making, their use of fantasy highlighted a
What Are Little Girls Made Of ?
simultaneous testing, stretching, and affirming of
the symbolic and structural boundaries that sur- All the girls were seemingly aware that the cam-
rounded them. era was an exciting way of simultaneously explor-
Taussig asks rhetorically, “Is it conceivable that ing and constructing themselves, discovering and
a person could break boundaries like this, slipping constituting “the real me.” Hilary, for example,
into Otherness, trying it on for size?” 28 The an- wanted to show how “other girls acted and be-
swer lies in part in our limited conception of iden- haved” and that “not everyone is the same. We are
tity. Although we have rejected for the most part all individuals.” She was aware of the power of me-
the concept of identity as a “unified essence,” we dia representation and was annoyed that, as she
haven’t yet fully understood the notion of iden- perceived it, teenagers were so often depicted in a
tity as a process of “who one is to become.” 29 Ul- negative light, especially in the tabloid press.33 In
timately, identities are narratives—stories we tell this way she and some of the others saw the po-
about ourselves—and they are fictional, “the nec- tential of the camera as a “political tool,” a vehicle
essary fiction of action, the necessary fictions of for presenting alternative points of view to a wider
politics.” 30 For such a moment of awareness, a audience.34 This did not mean, however, that the
gerry bloustien 169

cerned for the safety of the expensive equipment!


While this use of the camera in terms of style,
genre, and aesthetics is an interesting topic in its
own right, there is no space here to detail its oc-
currence nor its significance.35
What is important to highlight here, however,
is what I term the “deflection” of the gaze, a re-
alignment of the way self and self-as-other are
related in representation. Each girl’s activities
raised issues about the concept of the “male
gaze.” 36 While feminism, queer theory, and post-
modernism have from their various theoretical
“That is me?” perspectives opened up the analytical gaps con-
cerning representations and constructions of mas-
girls always approached their films with any ob- culinities and femininities, there has been a ten-
vious generic formula in mind. The only times dency of late to still view experimentation with
when this issue did become particularly apparent style and image in terms of opposing dichotomies.
was when they began to include peers in their vid- Either such “playing” is perceived pessimistically
eos. Then there tended to be an attempt to stage as meaningless, all image and no substance,
formal interviews and to generalize for the audi- “young women’s street-wise sophistication . . .
ence about teenage behavior, asking each other mistaken for an assault on patriarchal structures”
questions such as “What do you think about drug or the “striking of poses” are seen as meaningful
use?” “Do you think boys should tell their girl- parody, targeting, challenging patriarchal cultural
friends what they should wear?” conventions.37 To assume either position alone
From the range of stylistic approaches that they obfuscates the complexity of identity formation
explored at different times, one could see aspects and “the rhetorics of self-making.” 38 Rather, I in-
of music video, parodies of “David Attenborough- fer from observing the young women in my study
style” documentaries, or mock current affairs for- that they oscillated continually between these two
mats—investigating this strange human species extremes, like the movement of Newton’s cradle.39
“the Teenage Girl.” There were also serious at- While each seemed to be making arbitrary deci-
tempts to document the fun, movement, and ex- sions about what and how she filmed and seemed
citement of their social engagements by using to be freely exploring boundaries of identity, strik-
handheld camera techniques with the camera in ing out and creating powerful impacts, under-
the middle of the activity rather than as an out- neath her choice were implicit strategies.
sider or voyeur. However, one should be wary of In each circumstance, the participant was di-
assuming this always meant an engagement with rectly in control of what was videotaped, how it
media aesthetics as such. Some of this form was a was framed, and how it was filmed. Simultane-
function of pragmatics. I did not provide the girls ously, she was making various choices about the
with lights, external microphones, or tripods in appearance of control and the subject of the gaze.
order to deliberately free up their experimentation Most of the girls saw the project and the camera as
with the camera. The result was certainly an ex- a way of learning about themselves for themselves.
perimentation with technique rather than genre— As one girl stated at the end of fifteen months, “I
sometimes in ways that made me feel very con- noticed from making and watching the video that
170 hop on pop

I’ve changed in the way I act towards people. . . . of freedom to play, we need to understand that
Normally I wouldn’t think much about how I talk areas designated as private also mean areas that
and think and that, but when I watch, I can see my one feels one can symbolically bracket off and
actual self.” Other participants articulated similar nominate as “this is (for) play.” 41 The domestic
feelings toward the project. Kate, age fifteen at the domain with family members and their own bed-
end of the fieldwork, stated, “Relating it back to room space featured prominently in all of the in-
now we wouldn’t hardly do that stuff now. It’s fun dividuals’ films— even when they shared a bed-
to see the trends we had and the words we used room with others. For most of the girls this was
and the fashions. It’s good to see the changes I’ve probably a significant place to start because their
gone through. It’s odd to think about all the dif- relatively young ages meant that so much of their
ferent personalities inside of me.” As Fran, sixteen social activity was still taking place within the
years old at the end of film production time, home. Young women, far more than adolescent
affirmed, the camera was a means to not simply boys, still tend to be confined within and by the
learn but also construct the desired image: “Since domestic sphere. Whatever symbolic rites of pas-
I started making this film . . . I’m seeing myself sage exist for Western adolescents, female initia-
through other people’s eyes, how other people see tion into adult status is still a process that is con-
me. It’s been good though because if you see some- strained by where and when a girl can go into the
thing you don’t like, you can change it. It’s differ- public arena in safety or without fear of public
ent to a mirror ’cause it talks to you.” condemnation. The home and spaces within the
home then become areas where not only can the
girl often experience more physical freedom but
Talking Mirrors and Private Spaces
she can also experiment with behaviors and fan-
The appeal of a “talking mirror” and of con- tasy, trying on different selves for size, playing
templating “all the different personalities inside” within different discourses of what it means to be
pointed to an awareness of the elusiveness of an female in her own community. The type of fantasy
“authentic self,” and a need to manage and control that can occur here in a designated private space
the uncertainty.40 One way in which the girls cre- is different from the kind of experimentation
ated boundaries of certitude was to mark off what that can take place in other contexts. Here the
was private and could be considered as constitut- girls played with different notions of what could
ing “the real me.” conceivably be “real”—this was “serious play.” In
these spaces, the girls knew and understood their
That’s why some people keep diaries. A diary can be
own cultural boundaries, arenas that constituted
more important than a best friend. Sometimes, you
identity understood as “common sense,” “natu-
can’t tell a friend what you are thinking because you
ral,” and therefore nonnegotiable. A close look at
may not know whether you really believe it. How
aspects of Diane’s story illustrates this point.
can you tell someone something when you don’t
know whether you know it yourself yet? (Belinda,
age sixteen, in conversation with the author) Diane’s Story

All of the girls began their use of the camera Diane began her video with a close reflexive look
with an exploration of “private spaces,” symboli- at her bedroom, which she called “My own pri-
cally demarcated areas for aspects of reflection vate space where I can do literally what I want to.”
and reflexivity. Private spaces were usually situ- She talked in voice-over as she filmed how her
ated within the home. Returning to my notion room reflected her interests and “obsessions” (her
gerry bloustien 171

sions was primarily someone who, in her own


words, “enjoyed partying totally” but was con-
cerned about difficulties of friendships, the pres-
sures from peers and parents concerning appro-
priate social behavior and the difficulties of
negotiating relationships with the opposite sex
without incurring the reputation of a “slut.” Her
monologue was punctuated every now and again
with qualifications in case the camera should
think she was too forward, obsessed with boys or
even too self-absorbed. “Have I bored you yet?”
she would ask of her imagined audience.42
“This is my own private space.” This very space of the domestic that allows
more flexibility of behavior can also constrain, as
term). She began by zooming in on the name plate the discourse of femininity is often cemented in
on her door and on to some old photos on her the home. If the domestic sphere is an area where
dressing table of herself at three and six, “at my domestic obligation and responsibilities such as
mum’s second marriage.” She focused on the household chores and babysitting are enacted
posters of Peter Andre, Michael Jackson, and mainly by women, if the home is a place where
other male pop stars whose photos decorated her very specific confining discourses of femininity
whole wall space, and then panned the room to are articulated and enacted, then the growing fe-
show her video and cd collection of their music male adolescent is in a double bind: out of the
clips. Her room was quite small, painted and dec- home she is constrained by fear of personal safety;
orated in pink and white. It had numerous soft, in the home she is constrained by another para-
fluffy toy animals and pretty china ornaments but digm of acceptable femininity— domestic obli-
she did not comment on these aspects with either gation and what it means to be a woman and a
the camera or her accompanying verbal observa- nurturing female. Her search for a gender-neutral
tions—they seemed a “natural” part of her world, space—if such a place exists—is particularly
something she took for granted. Instead, she used difficult.
the camera to establish herself as “a really big fan” Let’s have another look at Diane, using her ex-
of her favorite musicians. She set up her tape perience as an example. As she was very pro-
recorder to play their songs as background music tected—she was not allowed to travel by public
as she filmed, turning down the volume at a strate- transport by herself or even with some of her
gic point so that she could then articulate her feel- friends—Diane spent a great deal of her spare
ings of fandom. time at home. She loved teenage soap operas like
During her filming, and alone in her room, Neighbors, Home and Away, Heartbreak High, Bev-
Diane addressed the camera directly, as though it erly Hills 90210, and Melrose Place, which she usu-
were a trusted visitor welcomed into her space. ally watched alone in her room on her own tv.
Several times after an important evening, a special Her stepfather and older brother “benevolently”
party, or event, Diane would chat in her bedroom, tolerated her “obsessions” but simultaneously ver-
directly in front of the camera, recording her feel- bally derided her media tastes. The gender roles in
ings, excitements, and anxieties on the video. The her family were very strictly defined and a very
self she portrayed and projected on these occa- specific form of gendered identity was a constant
172 hop on pop

topic of discussion. Even though finances were as risk takers and potentially antisocial because
difficult, as her father was unemployed, the moth- they drank and took drugs. The girls were “back-
er’s role as housekeeper was considered para- stabbers” and their behavior was described as
mount. Diane herself was described to me by her promiscuous. Her mother frequently talked
parents as outgoing, sensible, domesticated, and about Helen, the daughter of her old friend who
hard-working, but perhaps too conscientious as had “stolen” Diane’s former boyfriend; she had
far as school work was concerned; she was lauded dropped out of school; she had been before the
and portrayed as academic, “an A student,” in courts on a dangerous assault charge; they sus-
contrast to the way in which her brother and most pected she was pregnant as she had been talking
of her friends were portrayed. Yet it was not con- about getting engaged to her current boyfriend.
sidered particularly desirable for Diane to go on Boyfriends were always represented as difficult
to tertiary studies. Instead, Diane modeled her- conquests that had to be held onto like property or
self along very traditional feminine lines—tak- possessions. Boyfriends were also the means of
ing over the domestic routine when her mother cultural status in Diane’s world. She complained
was ill, “being Mum for a while,” looking after to me wistfully one day, “It’s not fair. Helen seems
her brother. Sharply delineated gender roles were to get as many boyfriends as she wants.”
constantly rammed home in family conversations. What Diane did have, however, was freedom
I was told of her brother’s boss who continually circumscribed by her family situation, to engage
derided the boys by calling them “hopeless girls.” in “safe” teenage fantasies involving pop and film
There were anxious family conversations around stars, but not complete freedom. Her room was
the kitchen table about teachers or students who crowded with the traditional trappings of a stereo-
were rumored to be homosexual. Diane would typical girlhood. Her whole room was pink. She
frequently be teased by her brother and her father had many soft toys, small pretty ornaments as well
about Peter André, a pop star of whom she was as her many posters of male pop stars. The fact
a fan, who they said looked like a “poof.” She her- that her room was only decorated with male stars
self was described by her parents through numer- was also significant. To constitute oneself firmly
ous little anecdotes—usually while she was in the within female and feminine culture, as it was
room and part of the conversation—as extremely defined in her immediate world, there could be no
attractive, and I was told how she got “special hint or suggestion that one identified with female
treatment” in shops from boys. On one occasion stars or models in case this was interpreted by
I was told how her mother had gone out to see family or outsiders as a sexual orientation. In Di-
Diane when she was working part-time at a florist ane’s home environment this would be unthink-
to bring her some dinner at the shopping center. able and certainly unsayable.
“I asked for a steak sandwich for Diane at the shop I want to stress again that the camera itself
and there was a young boy there,” she told me. often attained the status of privileged visitor as
“He said ‘I know Diane. I know her brother.’” Her though whatever was recorded was secret and be-
mother put on a mock coy voice imitating the boy. tween the teenager and her video— even though
‘I’ll bring it to her when it’s ready.’ Then he asked, the girls knew that I would see the film and that I
‘Does Diane take mayonnaise on her steak sand- would want to talk about the footage with them
wich?’ I was having a sandwich too but he didn’t later. I was from another world in that I was an
ask me if I wanted mayonnaise on my sandwich.” academic and a filmmaker. But perhaps because I
The world outside the house was drawn for me offered an opportunity for self-expression and be-
in family discussions as morally lax, dangerous, came a regular and familiar figure to the girls,
and violent. Diane’s acquaintances were described their social groups, and their families over the two
gerry bloustien 173

lence that the participants felt toward this “pri-


vate” aspect and locus of their lives.44 One of the
most effective links between the different worlds
of private and public and the subject positions
that the girls negotiated was music. Music served
as a cultural thread moving between the worlds
that we would popularly designate as private and
public.45 Although the participants sometimes
filmed their rooms without verbal commentary,
music was frequently played in the background
to provide a particular ambience. In these cases
the music was chosen quite deliberately to match a
Dancing to Peter André. particular mood that the individual was trying to
create or to tie in with a specific pop or rock star
poster. At other times if the participant was in
years of fieldwork, I was also allowed to become a front of the camera talking about herself she often
friend, and even a confidante at times.43 My rela- had some appropriate music playing softly—and
tionship with the girls, but especially their use of sometimes not so softly—in the background. In
the camera, thus became a means for them to test those situations, the music was often selected to
out ideas and experiment with images of self. Ac- underscore an aspect of her sense of group iden-
tions and thoughts performed on tape, but not in tity. So, for example, Grace deliberately selected
front of a visible audience, created a space for ex- music from the Violent Femmes, “a kind of ’90s
perimentation, a hiatus, as it were. Such play also folk punk,” she explained to me. Mary, the girl
indicated a moment of blurring, perhaps, of what from Papua New Guinea, played reggae music
we usually conceive of as discreet and bounded while she was videotaping in her house, taking the
spheres, of those worlds designated private and imaginary “visitor” on a tour of the rooms.46 It ap-
those deemed to be public. A fascinating moment peared as though the girls were making the music
illustrates this when Grace suddenly told me that another symbolic aspect of their sense of self,
she wanted to dance—she had been filming and along with the posters and other cultural icons in
talking about her bedroom in my presence— their rooms and their houses.
and asked me to leave the room. Once alone, Even when the music was not being played, the
she played her favorite tapes and danced by her- importance of its wider meaning as essential com-
self in front of the video camera for about ten modity was present in the record sleeves, cd cov-
minutes. Then I was allowed back into the room ers, posters, and t-shirts that frequently decorated
and she continued her more mundane filming. It the wall spaces. It was not simply the obvious
seemed as though here was an instance of music significance of fan-group membership that the
enabling the “saying” of what was perhaps usually music implied, but the wider meaning that such
unsayable. an icon emitted. For Diane, as I suggested earlier,
her musical preferences also implied her (accept-
able) sexual orientation within her world. In the
“A Room with a View”: Music and Mimesis
bedrooms of Janine and her Aboriginal friends
The centrality of the home in the girls’ videos and were posters of Bob Marley and sometimes Ab-
the various ways in which it was depicted thus original musicians. Mary also had photos of Bob
indicated both the “investment” and the ambiva- Marley and many posters of other Jamaican per-
174 hop on pop

formers as well as African American basketball


stars. For these girls, obviously the color of the
stars and personalities on their wall posters was
significant. What their choice implied was not
simply their own fandom of these cultural groups
but that such membership cohered with their im-
mediate familial and community values and ex-
pectations. Their choices suggested an awareness
of the constraints in their performed subjectivity
and of their investments in these chosen posi-
tions.47 This was another aspect of fantasy, the se-
rious play where “different hats are tried on for
size” in the relatively risk-free area of space that is “This is my lost forest.”
designated “private.”

The bedroom of one fifteen-year-old partici-


Fantasies of Fairies and Friends
pant, Hilary, at first sight was neat, tidy, and or-
Another aspect of fantasy that was “serious dered. In her video her desk and school books
play”—and where the “unspeakable” is spoken— were prominently positioned, for Hilary saw her-
were the other visual images on bedroom walls. self as a conscientious student and several times
Apart from the posters of pop (and, in one case, filmed herself studying. Yet her video also revealed
sporting) stars on the bedroom walls, another a whole “fantasy-inspired” world under her floor
prevalent feature of quite a few of the rooms of the boards. About six months before I met her, she
girls were the stylized and often surreal pictures had discovered that at the bottom of her built-in
and posters of fairies and magical figures. These wardrobe in her new house were loose floor-
images were quite sophisticated rather than child- boards. When she lifted these she had found a tiny
like simple representations, an aspect of New Age rough cellar which she then decorated with cush-
spirituality and “otherworldliness.” 48 The female ions, rugs, candles, and wall hangings, thus creat-
fairy figures were all young adults with long flow- ing a personal hide-out. She called it “the lost for-
ing blonde hair and waif-like figures in a complex est.” She went there to be alone or with close
web of idealized images of forests and lush green- friends, although she did not hesitate to show this
ery. The owners of these posters all had colorful on video. Her subterranean space, in contrast to
candles in their rooms, incense, and often tiny her bedroom, was exciting, a warm, dark, claus-
adhesive florescent stars on their ceilings. These trophobic space lit only by candles, battery
particular girls did not know each other before torches, and filled with cushions and blankets. It
we started filming. The magical element in their evoked a hidden world of mystery and a return to
posters for these individuals seemed to be part of the secrets of childhood in a way that her ordinary
a much larger representation of fantasy in their room did not; the latter seemed to represent re-
bedroom space—a secret, mysterious world that sponsibility and a developing but regretful sense
often sat uneasily with the newly acquired de- of maturity. The adult world was more public,
mands and responsibilities of imminent adult- open to the light and to scrutiny.
hood, another aspect of the management of un- Once the girls turned their lenses on their more
certain subjectivities.49 public selves, the character of their films changed
gerry bloustien 175

remarkably. Here the boundaries that marked the as being less dangerous public spaces for their
area as “metaplay”—areas that could be consid- daughters but the representative guardians of law
ered safe for fantasy had to be re-signposted. It and order in the malls, security guards, were em-
was a move into more public spheres. ployed to make sure no such pleasant dawdling
took place. You either bought or you moved on.
However, if one was brave enough and prepared
Fantasy vs. Parodic Play: A Move into the Public
to take the risks, the city could be used for aspects
Confidence having been established, the girls of play.
started to film their activities outside of the home, Sara, along with several friends, took the cam-
the aspects of their worlds popularly designated era for a day and the girls videotaped themselves
as public. Now there was less direct personal ver- trying on hats at a fancy hat shop—until they were
bal revelation to the camera—but a greater re- thrown out of the shop by the management. This
cording of the experience of fun and sense of unity inspired them to obtain special permission from a
of the group. In this way identity became even major department store in the city to film them-
more relational—“who I am” became not only selves inside the teenage section trying on clothes.
“where I came from” but also “who I am with.” The resulting episode revealed some very interest-
Here the experimentation and “trying on of hats” ing aspects of the girls’ play and experimenting
became far more an act of parodic play (the un- with image and the effect of the camera in a group
real) than an act of fantasy (serious play, the pos- and in a more public place. I was invited to attend
sibly real). Frequently in such situations, the cam- also—so I came with another video camera to
era was invited in as an additional member of film the filming—in true anthropological style!
the group. It “joined in” their activities and was of- When we got to the change rooms, which were
ten beckoned to as though it were a new friend sectioned off for our exclusive use, Sara, Fran, and
who needed encouragement to feel at home. Be- Cathy ran off and brought in some garments. They
cause here the “game” has changed, the bound- were in such a hurry to dress up that they hardly
aries are shifting and less secure, the form of gave Cindy and Grace time to set up the cameras.
experimentation becomes more hegemonic. A It seemed as though they were not dressing up
particularly appropriate example can be drawn for the cameras but rather for themselves.50 There
from Sara’s film. actually hadn’t been any discussion about who
was dressing up first but it was significant who did
not dress up initially. First, there was Grace who
Sara’s Story
was unsure of her “social standing” and accept-
For all the young women in my study, the city ance in the group; her recent experimentation
was perceived as a place of potential excitement, with drugs and attachment to a wider, risk-taking
freedom, and yet also danger. In the daytime, the group had caused some distance from these
girls felt they could appropriate the public space friends. And then there was Cindy who was phys-
by window shopping or “fantasy” shopping, if ically the largest of the group. The clothes that the
they were in a group. Only two, Mary and Grace, girls were trying on at this stage were designed for
dared to venture into the city at night; only certain slight, skinny figures with flat chests.
areas were considered safe and even then certainly The changing rooms consisted of a long room
not when one was alone. Some of the girls were divided into about eight curtained cubicles on
not allowed to loiter even in the daytime. Enclosed each side. There was a long mirror down one end,
shopping malls in the suburbs are seen by parents which the girls used to view themselves and later
176 hop on pop

as a focal point to walk toward when they were


playing at “modeling” the clothes. At first it all
seemed very chaotic to me because the girls did
not wait for anyone to focus a camera. They dived
into the changing rooms and then reemerged
wearing the dresses, looking at themselves criti-
cally in the mirror, and asking of the others, usu-
ally quite seriously, “What do you think?” The
cameras were strategically held by the camera
people in the changing room space but outside the
individual cubicles so that each appearance of a
“model” was captured on camera as well as their
verbal comments when they were hidden behind “You need a smoke.”
the cubicle curtains.
Sara offered to film the others’ gleeful selec- in their play with the clothes themselves—trying
tion of several other items of clothing—this time, them on, swirling in front of the mirrors, and
more evening wear was chosen. Armed with the making derogatory comments about the gar-
camera, she recorded their discussions and their ments. They screamed with laughter as they came
trying on of accessories like belts, hats, and beaded out of the changing rooms even when such a reac-
jewelry, and then their return to the changing tion was unwarranted in my eyes. Now “serious
room armed with their eclectic choices. This sec- play” had turned into parody.
tion was filmed subjectively and evocatively, Sara What was important was the image that these
following the others around the shop floor clothes seemed to suggest, so that when Sara ap-
as though the camera were another member of peared in tight shorts and matching top, the oth-
the group. Fran in particular consciously “per- ers screamed, “What you need is a smoke.” Sara
formed” to the camera. She smiled, beckoned, and obligingly pretended to smoke, assuming a so-
gestured to the camera along the way, held phisticated stance and then, spare hand hooked
up clothes or put them against her for the viewer’s into the top of her shorts, swaggering in an exag-
approval. Coincidentally, as the girls explored the gerated model’s walk along the length of the fitting
shop floor, the pop song being played over the room. Similarly, when Fran tried on a slinky black
public address system and screened on the large dress, Cindy who was behind the video camera at
television monitors was Madonna’s Vogue, exhort- that time, called out, “Act like a model. You have
ing the listener to “Strike a pose!” At one point, to waggle your butt.”
Sara filmed these large video screens because At the end of the session when they all sat in
“they’re an important part of shopping now, aren’t an exhausted heap on the floor of the changing
they?” room, I asked them how “real” the exercise had
When they returned to the fitting room, an in- been. They replied that it wasn’t. “Oh,” I pon-
teresting change in their selection of clothes and dered, “well, why did you want to come here and
behavior emerged. First, they came in loudly and film this?”
confidently with armfuls of clothing and with “Because this is what we would like to do but
great glee. They tried on clothes that were very ex- can never do,” they answered. They did it because
treme in their eyes, judging from their laughter it wasn’t real? This comment cries out for close an-
and scathing comments. A contrast now appeared alytical scrutiny.
gerry bloustien 177

not give this as the reason for rejecting those par-


The Blurring of Spaces
ticular garments; they would just say they hated
In what sense could they mean that this wasn’t the clothes and would disappear quickly into the
a real experience? What was happening here? changing rooms again. This reaction was even
As Taussig has observed, “Once the mimetic has true for Sara and Grace, who were both slight
sprung into being, a terrifically ambiguous power enough to look exactly as the designer had in-
is established; the power to represent the world— tended them to look.
yet the same power to falsify, mask, and pose—is Yet that rejection was turned into parody at
born; the two powers are inseparable.” 51 “Can the exhortation of the girls’ friends: “Act like a
never do” because such public experimenting in- model!” It was an invitation to turn what might
volves money and adult authority. Without the usually take place in total privacy, as “serious play”
camera and the formal request to the store, the into public, carnivalesque play, an excess of
girls would not have been so free to try on the mimesis.52 With the camera in a semi-official ca-
clothes and not buy. Unlike the situation in the hat pacity the young women felt they had license to
shop, the young women were treated with respect experiment and play with the clothes and acces-
in this store and not thrown out. sories in a public arena, to do what can usually
It also suggests far more than respect. What only be done in the private spaces of bedrooms or
seemed to be occurring here was a publicly articu- similarly sanctioned areas. However, because this
lated play with (what was for these girls) an alter- took place in a public space, and because they were
native expression of femininity. As a group this not alone and were with other members of their
collection of girls prided themselves on being “al- group, the seriousness of the experimentation was
ternative.” To be “cool” for them meant to be anti- transposed into parody, marked out much more
traditional in terms of femininity: It meant to be clearly as “exaggerated play.”
unsophisticated (although still greatly interested
in and aware of the opposite sex). It meant to talk
Now You See It, Now You Don’t!
freely and openly about sex and sexual encoun-
ters. It also meant being scathing about what they As the time progressed, I became inevitably aware
perceived as the usual female preoccupations with of which aspects of their lives the participants
fashion and weight. Their usual choices of cloth- regarded as worth filming and exploring for
ing were shapeless, oversized t-shirts, baggy pants, themselves, which would be re-presented or con-
or shorts. They scorned the expensive labeled structed for an outside audience, and which as-
clothes that were so important to other girls in my pects would be closed off to outsiders. In other
research group. words, the interpretative and perceptual frames
But here was suddenly a different scenario. For that the girls themselves imposed on aspects of
this “trying on” of image and style was very much their lives came into focus; what would be re-
concerned with embodiment, with actually see- garded as fantasy and serious play and what would
ing and representing themselves, through the long be explored through an ironic stance or even par-
changing-room mirrors, through each other’s eyes ody. Although at first sight much of their everyday
and comments, and through the lens of the cam- lives seemed to have become naturalized, it also
era. Suddenly there was an intensification of scru- became apparent that in fact all areas were actually
tiny. While the girls were trying on the clothes, in open to contestation and were the subject of dis-
spite of their eclectic selection, they seemed to re- cussion and debate. However, the self-awareness
ject anything that closely fit their bodies. They did that the girls revealed of their constraints meant
178 hop on pop

that these debates were often rhetorical; some some drugs, including “magic mushrooms,” fungi
areas of their lives and their subjectivities were with hallucinogenic properties that grew wild in
clearly marked off as nonnegotiable. These dis- the hills. On another occasion, she gave me a de-
tinctions were clear from the topics that the girls tailed account of shoplifting and car theft and sub-
would talk about with me off camera, or even sequent chases through the city. Most of Mary’s
videotape for themselves, and yet decided not to friends were boys and some were known offend-
include in their final footage. ers, frequently appearing before the courts or
For example, all of the girls talked about illicit spending time in the detention center for juvenile
drug use— either their own use or, even if they offenders. On one occasion one of her friends was
did not “indulge,” the difficulties they faced when also present as she told me of some recent inci-
with friends drug taking was so common. They dents. The two young people interrupted each
were all quite candid, specific, and detailed in other in their eagerness to make sure all the details
their discussions with me— off camera—as they were graphically and accurately narrated.
talked about their various social activities and In this aspect of her life Mary was “one of the
mused about friendships, parties, or other events. boys.” She took risks and enjoyed being part of the
One afternoon Grace spent several hours chatting gang. It was her way of gaining status and being
about her own and her friends’ experimentation “a person” in the group. However, these details
with illegal drugs. She told me where and how they of petty crime or “offending” did not appear in
obtained the substances, the cost, which ones she Mary’s footage, for two reasons. First, Mary was
had tried, and which ones she was too afraid to aware that she was not totally accepted as a mem-
try. She told me about the large cross-section of ber of the street group. Her most important sta-
friends she had and how they would often meet up tus with the boys was the fact that she had a
in the city. They shared drug use as their main ac- house, that she lived independently away from
tivity in common. (“I can’t imagine a world with- family and authority figures. Her house was con-
out drugs. It’d be so boring”). It was mainly a tinually used—and abused—as a base by the
combination of alcohol and amphetamines. She boys—with or without her permission. Eventu-
told me that her group regularly took “dope, acid ally her telephone and electricity were cut off be-
trips (lsd), and Rohypnol.” I met many of these cause she could not afford the huge bills that her
friends during my fieldwork, several of whom “visitors” incurred; her neighbors complained to
confirmed this information in their casual conver- the youth workers about the noise and graffiti and
sations with each other. At first, she talked openly other damage done to the property. In spite of her
about such experimentation, casually as we chat- attempts to be one of the gang, Mary was assigned
ted, but the next time she videotaped, she con- the role of “mother” to the boys who came and
tinued the discussion, deliberately recording some regularly “trashed” her house and took advantage
of our dialogue on tape. This time, though, she was of her generosity. Desperately, she tried to excuse
very careful not to “name names” of her friends their behavior to me or to the social workers who
who had actually taken some of the harder drugs helped her fix up the damage. Most of the boys
and announced that she certainly would not select just needed someone to understand them, she
those sections for public viewing. However, she said. They were not bad—many had been abused.
made no attempt to wipe the material completely She was probably right but she was torn between
off the tape by recording over it. It was to be a trying to help them and trying to join in their ac-
record for herself.53 tivities because neither strategy managed to gain
Similarly, Mary talked about experiments with her full acceptance.
gerry bloustien 179

In front of the camera, Mary was anxious to


portray another aspect of her life—a more re-
spectable, socially responsible self for others to see
and understand. She wanted to portray areas of
her everyday experience that were particularly
significant and socially acceptable. She video-
taped—(and I was recruited to be camera person
on this occasion)—her fortnightly routine of
going to the local shopping complex, and then
to the bank to wait in line for her dole check.
(I thought the bank would refuse entry because
of security, but on the contrary the tellers grinned
and posed for the camera!) Then she led the Mary in the sports shop.
imaginary camera audience back through the
mall, chatting to acquaintances as she went, to than that portrayed on video, I was permitted to
window shop at her favorite sports clothing store. be privy to the more intimate aspects of her life.
The clothes there were way beyond her means but On the parts of the video that were to be selected
she directed the camera to show her judiciously for public viewing, however, the representation of
scrutinizing the items of clothing, feeling the qual- her life and identity was more carefully and, in
ity, checking the prices, and chatting to the staff as some ways, “creatively” drawn.
though she were a regular purchaser. She certainly Clearly Mary’s public performance was drawn
was a regular visitor to the sports store but she was with far more certitude and confidence than her
not able to afford the prices of these expensive more “private” self(s). The slippage appears be-
clothes. At no stage did Mary attempt to talk to the tween the shifting subjectivities, the possible and
camera. She behaved as though the camera were the enacted selves that becomes the problem, the
invisible and had just captured her usual activities aspect of everyday life and representation that has
on film. to be “managed.” Identity is as much about exclu-
On a separate occasion, though clearly not in- sion as inclusion—who we are requires a delicate
tended for a wider audience, she gave a detailed and continual drawing up of shifting boundaries.
verbal account on video—totally unsolicited— of
the physical abuse she had undergone as a child
Pat and Worlds of Techno
when she first was brought into the country by her
adoptive parents. This account was later verified Pat was very involved with techno rave culture and
to me by her social worker. Before she began to so filmed quite a number of dances. Her material
speak she dressed herself in her best clothes and detailed the crowds, the ritualized performances
created on the kitchen bench a display of photo- of the djs and the mcs and, through a strobe facil-
graphs of herself as a small child with her biologi- ity on the camera, she managed to express the
cal parents. This aspect of her life seemed to be mood of the dances and the effect of the lights and
recorded for herself—a way of “othering” or dis- the music impressionistically. The strobe effec-
tancing events, of enabling her to gain a new per- tively meant that the dancers were shown moving
spective on them. These were not to be shown to slowly and rhythmically like automatons while
others, she said. As a companion and a friend the music and the background chat of the danc-
in her actual world, which was obviously more ers continued at their normal pace. Again there
180 hop on pop

was no direct gaze to the camera during these This slippage is its ‘secret’ so . . . that ‘secret’ equals
scenes—the operator was effectively invisible as slippage.” 56
she recorded the event. However, when she filmed Taussig refers here to unmanageability—the
some scenes at a techno community radio station attempt to control the uncertainties of one iden-
where she helped out occasionally or when she tity by appropriating another, one more certain,
filmed the preparations behind the scenes for a more powerful, with more status. Frequently, that
number of raves, the people she was filming then can involve accepting the identity imposed upon
did respond by laughing, chatting, and showing a one by others. So Janine and her friends speak
self-conscious awareness of the camera lens. with great delight, on her “raw” footage, with
Overtly and publicly she seemed to be very much winks and nods to the camera, of underage drink-
a part of the “scene,” describing herself as a raver ing, “experiencing alcohol,” at the railway station
and distinguishing between the “real thing” and at night, or stealing money from the War Veterans’
the many “try hards,” those who attempt to be au- Fountain, whenever the necessary bus fare is short
thentic but fail. after a night on the town. Yet these depictions do
Yet off camera, I heard a different story. Pat not appear on her final footage, neatly edited for
spoke angrily about the sexism involved in the final public consumption. Here we only see a
rave scene—the crude and often ugly violence of Janine who shows us the fun of practicing in her
the lyrics; the tacit importance of girls dressing in rock band with her friends or being with her ex-
particular clothes, the tight tops and bunched up tended family at home. But the constructed iden-
hair of the “little-girl look”; the control of power tity can slip. What has been drawn so “naturally,
and skill that resided in the djs (an almost entirely to look so real” can elude and reveal the mask
male constituency), so that the selection of music again. Instead of the beautiful face, we can be left,
and the control of the milieu remained in male to refer back again to Kate and her friend, with
hands.54 When one considers the importance of the cosmetic mask gazing back, reflected in the
dance to girls and the fact that often the dances are mirror.
one of the few public forums for leisure activities, In discussing this slippage, I want to extend
where girls feel that they can be involved safely and the metaphor of “the talking mirror” by revisiting
legitimately, this has serious consequences.55 the way the girls used the camera. The girls could
see that the possibilities of alternative feminini-
ties in their world were theoretically open. Their
Conclusion: A Lesson in Threshold Breaking
language was replete with references to images
As the young people in my study hurtle toward from advertising, film, television, magazines, and
adulthood at often breakneck speed, I employ here music video suggesting the opportunities and pos-
another metaphor to illustrate their efforts to hold sibilities for change, transformation, and con-
on to certainties. Threshold breaking is a strategy trol—but at the same time the girls also knew
used to control a car under situations of poten- that such “freedom” was a romantic fantasy. This
tial danger. It involves learning how to develop a awareness, even implicit, of the symbolic bound-
feel for the situation, adjusting one’s foot on the aries that constrain and mold their lives—like
brake, applying just enough pressure to avoid a the strings hanging from the frame of Newton’s
skid. Taussig’s comment reminded me of this: “As cradle—produces the gap between the desire and
in so many moments of the mimetic, what we find the possibility. There is the struggle and often the
is not only matching and duplication but also slip- failure to control the uncertainty, to grasp hold of
page which, once slipped into, skids wildly. . . . the elusive “real self.” And so when does the slip-
gerry bloustien 181

page emerge? I argue that we can see it in the blur- ence of racism, Fran’s of violence, Mary’s of abuse
ring of fantasy, serious play, and the parodic, at the and neglect—but these are pushed aside through
boundary of mimesis and mimetic excess. We can the editing process; they were not for public con-
see it at the moment when play seems to assume sumption. Once topics were “chosen” for explo-
control and become parody. In my research, these ration, the participants thus made decisions about
were the moments when the implicit, usually in- what was purely for their own consumption and
visible gatekeeping processes that the girls im- about what would be allowed for others’ eyes.57
posed upon themselves became more visible. What became very clear from the way the
At first glance it may appear that I had achieved girls explored their experiences and perceptions of
what I had set out (naively) to effect—to give the their worlds were the uncertainties.58 To return
young women in my research a “voice” that was to the issues I heralded earlier in this chapter, the
distinct from mine. Sara comfortingly affirmed girls’ use of the camera also strongly unsettles
my view when she told me recently that she de- many of our assumptions about the “gaze.” From
cided to participate in the project because she be- my research I would infer that the gaze is not
lieved in “kids’ rights.” “Kids have a lot to offer but monolithic, not necessarily patriarchal, can not be
to be heard they have to have a chance to speak.” held, and does not reflect one representation but
Yet I realized during the course of my fieldwork many—and that these many are contradictory
that the issue of selection and portrayal, and the and shifting. Far from being able to enjoy and use
ethics of “voice” itself, was complex. The selection aspects of popular culture, including music and
and framing of material that the girls chose for ex- dance, to assert alternative gendered subjectivities,
ploration went through several “gate-keeping pro- or even as vehicles of “resistance,” it seemed that
cesses.” While each girl was concerned with the their involvement was far more complex. Aware of
construction of her identity and not the reflection the contradictions, the incompatibilities in their
of it, her very acts of selection and choice, her shifting subjectivities, the girls were setting up
playing with image and representation, did not their own symbolic boundaries—putting their
mean that she was always consciously deciding feet on the metaphorical brake pedal to the thresh-
what should or should not be explored even on a old in order to maintain control, but avoid a skid.
primary level. There were subconscious consider- One way in which the girls imposed a sense of
ations about what would be acceptable for parents sameness was to designate “safe” areas, private ar-
or caretakers to see; there were no doubt attempts eas in their lives for experimentation and fantasy.
to please the researcher; there were struggles to In the more public areas of their lives they
construct an image, a representation of “the real could sometimes use a different kind of play and
me” that would sit acceptably and appropriately parody—posing through a mimetic excess—to
with how the teenager already viewed herself. challenge the untamable through humor, as an
Thus some subjects were barely opened up for “access to understanding the unbearable truths
scrutiny through the camera although they were of make-believe as a foundation of an all-too-
regularly a topic for discussion among friends and seriously serious reality, manipulated but also ma-
family. Those aspects taken for granted, for ex- nipulatable.” 59 This attempt to bridge the gap be-
ample about sexuality, that were talked about tween serious play—that which could conceivably
openly with friends while in my company, were be real—and parodic play or mimetic excess—
skirted around on video, or talked about solely in that which is not real—from this very process of a
terms of the dangers of reputation. Other subjects “feel for the game” allows the slippage to emerge.60
were addressed on camera, such as Sara’s experi- Humor and mimesis, as Taussig reminds us, al-
182 hop on pop

lows an access—an access though not necessarily is actually an amalgam of relatively autonomous but
to empowerment but certainly to a closer, some- overlapping spheres of “play” or “fields.” Each field is
times terrifying, understanding of what is at stake constituted by its own values and principles and pos-
sesses two main properties: first, there is a pattern of ob-
when we try to grasp reality.
jective forces, which is like the structure of a game, “a re-
lational configuration endowed with a specific gravity
Notes which imposes on all objects and agents that enter into
it” (Pierre Bourdieu and Lois Wacquant, An Invitation
The material in this chapter is drawn from my forth- to Reflexive Sociology [Chicago: University of Chicago
coming book, Girl Making (New York: Berghahn Press 1992], 17). Simultaneously, a field is constituted as
Books). a site of conflict—a relational arena where participants
1 This 1929 close-up representational painting of a to- struggle to establish control over specific forms of sym-
bacco pipe is entitled La trahison des images (“The bolic capital that function within it. See Pierre Bourdieu,
treachery of images”) (Ceci n’est pas une pipe; “This is Outline of a Theory of Practice (Cambridge: Cambridge
not a pipe”). University Press, 1977)and The Logic of Practice (Cam-
2 The names used here are pseudonyms. In their docu- bridge: Polity Press, 1990) for further, specific examples.
mentaries the girls themselves use their own given 6 An article in an Australian publication offered support-
names but, as I explain below in the main text, this is ing popular fuel for my argument. Margaret Le Roy ex-
because what my participants chose to reveal in their plores “Why Women Will Always Hate Their Bodies,”
videos was selective, what they had decided was appro- (Age [Oct. 16, 1993]). It is through the body that gender
priate or important to be revealed. is primarily constructed by others; how one looks, how
3 The photograph immediately brought to my mind the one perceives that one is observed by others, define
now famous photograph of the film star, Joan Crawford one’s femininity and masculinity. But even from early
by Eva Arnold featured on the cover of Richard Dy- childhood the “common sense” way in which boys are
er’s book Stars, Heavenly Bodies: Film Stars and Society discussed is through their behavior, what they do. For
(London: St. Martin’s, 1986). There were three images little girls the discussion primarily focuses on how they
of Crawford in that photograph; the woman as star be- look. I am aware, of course, that little boys are conven-
fore the mirror reflected in a large mirror; the reflection tionally expected to portray toughness in their stance
in a smaller mirror that magnified her features and and dress and little girls are meant to demonstrate more
therefore revealed the makeup; and the real woman conventional feminine traits through their gestures and
behind the image. The last image was posed behind her behavior as well as their appearance. However, I con-
shoulder. Thus the complex images were revealing the tend that from very young ages most girls develop a
various layers of constituted “reality” that we construct sense of being “naturally” the object of other people’s
and are constituted by our representations. Further- gaze, of being rather than doing, whereas boys develop
more, she, like the two adolescents, demonstrated an a sense of “naturally” being the subject—all this despite
awareness of the power of the camera. In Arnold’s orig- the advances of feminism and the growing awareness in
inal collection of photographs was the accompanying individual families. If we understand this inevitability
information that Crawford wanted the photographer to as “normality” then, like R. W. Connell, I want to ask,
capture the hard work entailed in being a star. “Where did this ‘normality’ come from? How is it pro-
4 It was also a practical decision; as her parents are in a de duced? And isn’t there a little too much of it?” Connell,
facto relationship they believed that it should not be a Gender and Power (Cambridge: Polity Press, 1987), 2.
matter of course that their daughter received either or It is through the body that girls accept, challenge
both of their surnames. Kate now appreciates the fortu- and experiment with their future roles and statuses
itous choice as a matter of aesthetics—her given name as women. It can be seen in the adoption of a physical
“did not go well” with either of their surnames, she felt. stance, the development of a particular style, the partic-
5 Bourdieu actually contrasts and distinguishes between ular “look” one struggles to acquire. This can also be
the two concepts. In fact, he argues that what has been seen in the forms of ritual that incorporate image, body
described by a rather impoverished notion of “society” movement, and dance. In its extreme form, this notion
gerry bloustien 183

can be employed to understand the phenomenon of structural constraints, “to play with ideas, words, with
anorexia and similar eating disorders that can be read fantasies, with words, . . . and with social relationships”
as the ultimate attempt to gain control of one’s life (Turner, From Ritual to Theatre, 37). In Western cul-
through the self-destructive control of one’s body. See tural traditions, play has become trivialized because we
also Dorothy Smith, “Femininity as Discourse,” in Be- believe in certainty and yet simultaneously a great deal
coming Feminine: The Politics of Popular Culture, eds. on which we based our ideas of “certainty,” has been
Leslie G. Roman and Linda K. Christian-Smith (Lon- eroded. Late modernity has awakened greater possibili-
don: Palmer Press, 1988); Beverley Skeggs, Becoming ties for play because these former boundaries are now
Respectable: Ethnographies of Young White Working perceived as less solid and fixed. Late capitalism has
Class Women (London: Sage, 1996); and Chris Schilling, seen great changes in understandings about work and
The Body and Social Theory (London: Sage, 1993). its relationship to identity for example, as unemploy-
7 Sherry Ortner and Harriet Whitehead, eds., Sexual ment has increased in most industrialized countries.
Meanings: The Cultural Construction of Gender and Sex- See Handelman, Models and Mirrors, for fuller explana-
uality (Cambridge: Cambridge University Press, 1986). tion of the paradoxical implications of play.
8 What a complex notion “everyday lives” has come to 15 Handelman points out the close affinity between play
be! See Norbert Elias, The Society of Individuals (Lon- and terror, which is also an underlying theme of Taus-
don: Basil Blackwell, 1991), Michel de Certeau, The sig’s concept of mimesis, explicated below in the main
Practice of Everyday Life (Berkeley: University of Cali- text. Eugene Fink argues that, “play can contain within
fornia Press, 1984) and Kirsten Dortner, “Ethnographic itself not only the clear Apollonian moment of free self-
Enigmas: ‘The Everyday’ in Recent Media Studies,” determination but also the dark Dionysian moment of
Cultural Studies 8(2) (1994): 341–57. Here I use the term panic self-abandon” (as quoted in Handelman, Models
to describe the way individuals perceive and engage in and Mirrors, 767).
their worlds. It is a perception of the world rather than 16 “The profundity of the play medium lies with its un-
just a sphere of existence. Dortner summarizes it thus: certain changeability and in its capacities for commen-
“Everyday life is a means to create some certainty in a tary” (Handelman, Models and Mirrors, 70).
world of ambivalence” (352). 17 Paul Willis, Common Culture: Symbolic Work at Play in
9 The post-production editing has of course been com- the Everyday Cultures of the Young (Milton Keynes:
pleted now and the video won two awards at a student Open University Press, 1990), 2.
festival (best editing and best documentary) and has 18 For example, there were many ethnic groups that were
been screened internationally. not represented in my small yet diverse group of par-
10 For this reason, I rarely offered external microphones ticipants. However, I was looking at process and dis-
and never video lighting. covered that the same processes, the same “strategies”
11 Claude Lévi-Strauss, The Savage Mind (London: Wei- were utilized by all the young women in my research. I
denfeld and Nicholson, 1972); Ewing Goffman, Stra- am utilizing the concept of strategy in a very particular
tegic Interaction (Oxford: Blackwell, 1970); Victor Tur- way, not to indicate any clear intentionality or “resis-
ner, From Ritual to Theatre: The Human Seriousness of tance” to hegemonic forces but rather to indicate at-
Play (New York: Performing Arts Journal Publications, tempts to work within perceived structural constraints.
1982); and David Handelman, Models and Mirrors: To- 19 See Bourdieu’s concepts of habitus and fields in his
wards an Anthropology of Public Events (Cambridge: Outline of a Theory of Practice; The Logic of Practice; and
Cambridge University Press, 1990). An Invitation to Reflexive Sociology.
12 To thoroughly explore this concept it would be advan- 20 As an adult I did not expect to be admitted into the
tageous to examine the etymologies of “play,” “work,” close friendship and social groups of the young people
“leisure,” and “scholar.” For a concise and extremely of my study simply on my own merits or by dint of
accessible overview, see Turner, From Ritual to Theatre, my being an academic researcher (cf. A. H. Ward,
33 –35. “Gender Relations and Young People,” Cultural Studies
13 Handelman, Models and Mirrors. 1[2] [1987]: 211–18, for some earlier observations con-
14 Leisure has come to mean the freedom from institu- cerning the difficulty of research in this area). Adoles-
tional obligations and also the freedom to transcend cence seems to demand space and distance from adults
184 hop on pop

and adult authority. I also needed a means of being a 28 Taussig, Mimesis and Alterity, 33.
participant-observer in spaces where normally I would 29 Dennis Hall, “New Age Music: A Voice of Liminality in
not have access and yet, simultaneously, I needed to de- Postmodern Popular Music,” Popular Music and Society
vise an ethical methodology that would not be exploita- 18 (2) (1994): 65.
tive. Somehow I had to develop a way of “ethnography 30 Ibid., 66.
by proxy” that would be both academically acceptable 31 Homi Bhabha, “Interrogating Identity,” in The Real
and considered worthwhile by the young women in Me: Post Modernism and the Question of Identity, ed.
my research. See S. Wallman et al., “‘Ethnography by L. Appignanesi (London: ica Publications, 1987).
Proxy’: Strategies for Research in the Inner City,” Eth- 32 Henrietta Moore, A Passion for Difference (Cambridge:
nos 45 (1980): 1–2. Polity Press, 1994).
To understand and analyze differences within what 33 The daily newspapers regularly feature articles on teen-
we previously understood to be “bounded cultures” re- age violence, crime, and vandalism. In such articles
quires a new way of conceiving the task, new method- youth becomes synonymous with a threat to the or-
ologies and new ways of expressing the insights to be dered control of society. See, for example, “Designer
discovered there. G. Marcus and M. Fischer note that Theft: The New Fashion,” Advertiser Saturday
“these experiments are asking, centrally, what is a life (August 6, 1994): “A thriving black market in stolen
for their subjects, and how do they conceive it to be ex- fashion clothing is being run throughout Adelaide
perienced in various social contexts. This requires dif- schools by ‘highly organized’ teenage groups”; “Anger
ferent sorts of framing categories and different modes as Students Trash Park,” Advertiser Saturday (Novem-
of textual organization than conventional functionalist ber 5, 1994): “A wild pre-dawn rampage by hundreds of
ethnographies, which relied primarily upon the obser- school students in Elder Park has left a clean up bill of
vation and exegesis of the collectively produced sym- thousands of dollars.”
bols of their subjects, to intuit the quality of their 34 The completed footage was to be shown at a statewide
everyday experiences.” Anthropology as Cultural Cri- youth film festival in December 1996. The films at this
tique (Chicago: University of Chicago Press, 1986), 46. festival are screened at a city cinema and open to the
21 Michael Taussig, Mimesis and Alterity (New York: public during a long weekend. If available funding
Routledge, 1993), and Shamanism, Colonialism, and the (from Community Arts project grants) is available to
Wild Man (Chicago: University of Chicago Press, 1987). pay for music copyright then the film can be screened
22 Taussig, Mimesis and Alterity, 16. further afield such as community television and other
23 John Fiske, “Cultural Studies and the Culture of Every- Youth Arts festivals at a later date.
day Life” (1992); Lisa A. Lewis, Gender Politics and 35 See Gerry Bloustein, “Media, Models and Music in the
MTV: Voicing the Difference (Philadelphia: Temple Worlds of Teenage Girls,” in Wired Up: Young People
University Press, 1990); Angela McRobbie, Postmod- and the Electronic Media, ed. Sue Howard (London:
ernism and Popular Culture (London: Routledge, 1994). Falmer Press, 1998).
24 While these authors have more recently—and quite 36 Laura Mulvey, “Visual Pleasure and the Narrative Cin-
rightly— questioned the romantic notion of “pleasure ema,” Screen 16 (3) (1975), and “Afterthoughts on Visual
equals resistance,” there is still in their arguments the Pleasure and the Narrative Cinema,” Framework (1981):
implicit tendency to see an intentional, politically mo- 15 –17.
tivated expression of frustration, anger, and rebellion 37 Myra MacDonald, Representing Women: Myths of Fem-
behind young people’s behavior. These works reveal ininity in the Popular Media (London: Arnold Press,
their underlying links to the classics of subcultural the- 1995), 34 –35.
ory and the belief that values attached to “youth sub- 38 Deborah Battaglia, The Rhetoric of Self-Making (Berke-
cultures . . . contain the possibilities for social change” ley: University of California Press, 1995).
(Taussig, Mimesis and Alterity, 25). 39 This physical model, which frequently appears as an ex-
25 Ibid. ecutive toy, demonstrates the preservation of energy. A
26 Bourdieu and Wacquant, An Invitation to Reflexive So- series of steel balls are connected on separate strings to
ciology, 97. an overarching stand. When one of the balls at either
27 Bourdieu, An Outline of the Theory of Practice; Bour- end is pulled and then released to strike its partner, the
dieu and Wacquant, An Invitation to Reflexive Sociology. impact is transmitted down the line to the last ball and
gerry bloustien 185

then back again. The movement oscillates back and 47 Wendy Holloway (“Gender Difference”) argues that
forth, eventually returning again to the still center. particular subject positions are taken up over other pos-
While this may seem like a particularly deterministic sible conflicting ones at specific times according to the
model, recall that I am arguing for a concept of strategy amount of “investment” that that person perceives is
that is not conscious, “not the purposive and pre- placed therein. “Investment” here is conceived as both
planned pursuit of calculated goals” (Bourdieu and emotional commitment and vested interest. It is an es-
Wacquant, Invitation to Reflexive Sociology, 25) but pecially useful term because of its obvious connotations
rather “a feel for the game.” of economics and power relations. I would argue fur-
40 Goffman, Strategic Interaction. ther that investment stems from the familial and com-
41 See also Shirley Ardener, Women and Space: Ground munity framework within which the individual devel-
Rules and Social Maps (Oxford: Berg, 1993), for more ops her sense of self and thus her possible range of
detailed discussion of the influence of gender on un- subjectivities. These are, of course, embedded in and
derstandings of space and symbolic boundaries. parallel to Bourdieu’s arguments concerning “symbolic
42 I asked Diane whom she felt she was addressing in these capital.”
segments of her video and she replied, “whoever would 48 Of course, fairies have long been associated with young
eventually be watching it.” girls and childhood but these adolescent girls did not
43 I find it very difficult to calculate the exact amount see themselves as children; rather as “marginal beings;
of time I could say I was “in the field” because of the na- those left out from the patterning of society” (Mary
ture of my methodology. I spent at least fifteen months Douglas, Purity and Danger [London: Routledge, 1969],
forming relationships with each of these teenagers 95)— or, in Allison James’s terms, “nobodies,”—too
within their social networks through and around their old to be classified as children and too young to be
use of the camera. As is the experience of many eth- considered adults (Childhood Identities [Edinburgh:
nographers and in spite of the age and education dif- Edinburgh University Press, 1993]). They were young
ferential, I found firm friendships were forming, and women hovering on the brink of adulthood, as it were,
I was even invited to social functions and family events. but not quite there. The iconography, symbolism, and
In the case of Mary when she was arrested, I was discourses drawn from the New Age movement allows
asked to provide a character reference for her before the bridging between childhood and adulthood in just
the magistrate. This does not mean that power relation- the ways I have been suggesting—ways that would per-
ships were not also being negotiated continually. As the mit the girls to express and explore this liminal stage of
final stages of post-production were still ongoing at the their lives. New Age embodies “a self conscious experi-
time of this writing, I was in many ways still in the field. ence of the indeterminate, the decentred and the transi-
Just as “play” is both being simultaneously within and tional . . . [it] . . . is a sensibility that deliberately eludes
without, insider and outsider, involvement and distan- the chains of definition . . . [and] seeks to focus atten-
ciation, I feel as though my field-work experience par- tion on process rather than products” (Dennis Hall,
allels this phenomenon, as in fact I would argue is the “New Age Music: An Analysis of an Ecstasy,” Popular
case of all worthwhile ethnographic experience. Music and Society 18 [summer 1994]: 13; emphasis
44 Wendy Holloway, “Gender Difference and the Pro- added).
duction of Subjectivity,” in Changing the Subject, ed. 49 Roy Willis notes the acceptance of “the experiences of
Julian Henriques (London: Methuen, 1984). ego division, which are so radically contrary to the Car-
45 See Sarah Thornton’s observations drawn from research tesian cultural tradition of a unitary self ” (“New Sha-
into British teenagers and club cultures, in her Club manism,” Anthropology Today 10[6] [1994]: 18). New
Cultures, Music, Media, and Subcultural Capital (Cam- Age music also reflects the desire to “confuse bound-
bridge, Eng.: Polity Press, 1995), esp. 19 –20. aries . . . and exhibits the spirit of playfulness, the taste
46 Although of course reggae music does not originate in for irony and the penchant for quotation or textual
Papua New Guinea, the connection of music that refer- looting associated with postmodernism” (Hall, “New
enced African American and therefore nonwhite iden- Age Music,” 170). Other writers have noted the links of
tities was sufficient to suggest a cultural connection for the New Age movement with concepts of “wholeness,
Mary—as it was with the indigenous Australian teen- spirituality, relationships, self healing, universal broth-
agers in my research. erhood and sister hood, creativity and oneness of the
186 hop on pop

universe” (Hall, “New Age Music,” 23). Consider these all the girls treated their “raw” or “wild” footage (un-
qualities together with the multitude of references to treated material) as private and confidential.
idealized childhood in popular music (Robert Neu- 54 One particular cd I was given to listen to was The Best
stadter, “The Obvious Child: the Symbolic Use of of Rotterdam Records, vol. 2.
Childhood in Contemporary Popular Music,” Popular 55 Angela McRobbie, Postmodernism and Popular Culture,
Music and Society 18[1] [1994]: 51– 68). I would argue and S. Lees, Sugar and Spice: Sexuality and Adolescent
that it is important to see the images of fairies and other Girls (London: Penguin, 1993).
remnants of childhood in the girls’ rooms as not simply 56 Taussig, Mimesis and Alterity, 115 –16.
nostalgia but as “rooted in particular forms of ideology 57 Such selection points to what was also unspoken and
that have tended to elevate process over being, the in- unsayable, as well as what was unreflected upon.
explicable over the rational. . . . The innocent child 58 In her “framing” address to the camera, Hilary stated,
becomes a vision of psychic and social wholeness in “I have learned through making this film that the only
a world where the self has become problematic” certain thing about life are the changes.”
(ibid., 65). 59 Taussig, Mimesis and Alterity, 255.
50 As Western culture has become dominated by the visual 60 Bourdieu, Outline of a Theory of Practice, and In Other
image, it has also increasingly become one where new Words: Essays towards a Reflective Sociology, trans. Mat-
technologies have blurred the boundaries of what is thew Adamson (Stanford: Stanford University Press,
popularly understood to be “real” and what is under- 1990).
stood to be constructed. Central to this concept is the
notion of self-identity—the constitution of the “real
me.” While not necessarily a function of any kind of
implicit conspiracy, the successes of new technologies
of mass communication do mean that the question of
authenticity has become increasingly blurred, prob-
lematic, and even possibly irrelevant for “incredulity
towards metanarrative is linked to the successes of sys-
tematic technologies of mass reproduction” (Handel-
man, Models and Mirrors, 266). Jean Baudrillard has
long argued that we have incorporated the gaze into
ourselves so that we internalize an “audience” in all that
we do and say: “It is no longer a question of a false rep-
resentation of reality (ideology) but of concealing the
fact that the real is no longer real, and thus of saving the
reality principle” (Simulations, trans. P. Foss, P. Patton,
and P. P. Beitchman [New York: Semiotext(e), 1983], 25).
51 Taussig, Mimesis and Alterity, 43.
52 Cf. P. Willis, Common Culture, Smith, “Femininity as
Discourse,” and also L. Goodman, “Comic Subversion:
Comedy as Strategy in Feminist Theatre,” in Imagin-
ing Women: Cultural Representations and Gender, ed.
F. Bonner (Cambridge, Eng.: Polity Press, 1992) for in-
teresting observations relating to the role of comedy as
subversion, “opening up the debate around the subject
of the representation of women’s bodies” (284).
53 Grace was also quite adamant that when I brought any
copy of her video for her to look at and discuss I was to
carefully hand it directly to her and not to her mother.
She had obviously more concerns than other girls but
“No Matter How Small”: gle! / We’ve had quite enough of your bellowing
bungle!” On the other hand, there is the civic-
The Democratic Imagination
minded community of Whoville, “a town that
of Dr. Seuss is friendly and clean.” Faced by a crisis that threat-
ens their survival, the Whos rally together to in-
Henry Jenkins sure that their voices are heard: “This is your
town’s darkest hour! / The time for all Whos who
Children’s Reading and Children’s Thinking are the have blood that is red / To come to the aid of their
rock bottom base upon which the future of this coun- country!”
try will rise. Or not rise. In these days of tension and Horton’s situation encapsulates the dilemmas
confusion, writers are beginning to realize that Books that many liberals faced in postwar America—
for Children have a greater potential for good, or evil, torn between the conflicting values of community
than any other form of literature on earth. They realize and individualism, frightened by mob rule and,
that the new generations must grow up to be more in- yet, dedicated to democracy. Horton expresses a
telligent than ours. nostalgia for the Whoville-like America of the war
—dr. seuss, “brat books on the march” years, when political differences were forgotten in
the name of a common cause and fear over the
We do not want our children to let protest against dom-
rigid Wickersham-like conformity of the 1950s.
ination pile up inside until it has reached proportions
On the eve of the Second World War, many liber-
beyond all reason. Nor do we want them to be so de-
als and radicals had joined forces to confront the
pendent that they grow willing to follow no matter what
threat of fascism overseas and to defend the New
kind of ruler. . . . We want our children to resist unfair-
Deal at home. Under the banner of the “Popular
ness and injustice, even in the laws of their land. We
Front,” they had sought to contain their differ-
want them to cherish and stand up for their own rights
ences and broaden their base of support, employ-
and the rights of their fellow men. We want them to re-
ing “democracy” as a code word for social trans-
ject the rule of all Hitlers.
formation (including the resolution of economic
—dorothy w. baruch, parents can be people
inequalities) and “fascism” as a general term for
oppression and concentrated power (including
the entrenched authority of union-busting cor-
When Horton the elephant, in Dr. Seuss’s Horton porations). Such rhetorical ploys linked many on
Hears a Who (1954), listens to the “very faint yelp” the Left to a common vision of what the war was
of a microscopic civilization living on a dust speck about and what the ideal postwar society would
and tries to rally his neighbors to protect the en- look like. While internal tensions (especially cen-
dangered Who village, he gets caught between two tering around Stalinism) shook the stability of this
different democratic communities.1 On the one alliance, the war years allowed many leftists to
hand, there is the conformist world of his own rally behind broadly perceived national interests.
friends and neighbors, “the Wickersham Brothers As the war ended, however, the rise of anticom-
and dozens / Of Wickersham Uncles and Wicker- munist hysteria led many liberal “fellow-travelers”
sham Cousins / And Wickersham In-laws,” who to repudiate their earlier ideological partnerships;
use chains and cages to crush individualistic ten- others expressed their concern over the collapse of
dencies: “For almost two days you’ve run wild and individual liberties and the pressure toward uni-
insisted / On chatting with persons who’ve never formity in American culture. Having worked to-
existed. / Such carryings-on in our peaceable jun- gether across a broad political spectrum to win the
188 hop on pop

war, the Left now found its voice excluded from the writing of his “brat books,” seeing his stories
the process of building the postwar era. as fostering a more democratic culture.4 Seuss
Seuss’s outrage over the community’s pillory- dedicated Horton to Mitsugi Nakamura, a Kyoto
ing of the nonconformist Horton (a liberal out educator, who he had met during a fact-finding
of sync with his community) contrasts sharply mission to Japan, researching the American occu-
with his disgusted response to Jo-Jo the “very pation’s impact on educational and child-rearing
small, very small shirker” (who places personal in- practices.5 Seuss’s To Think That I Saw It on Mul-
terests ahead of the larger cause). The heroic Hor- berry Street (1937) and The 500 Hats of Bartholo-
ton challenges his community to show greater mew Cubbins (1938) had been adopted in both
concern for the weak and the powerless. The con- Japan and Korea as part of the official post-war re-
temptible Jo-Jo endangers his community by with- education curriculum. Seuss knew Horton would
holding his small voice from their noise-making be used to train not only American children, but
efforts. Only when Jo-Jo contributes his voice, children in emerging democratic cultures around
“the Smallest of All,” do the Wickershams and the the world, about the relationship between the in-
other animals hear the Whos and commit them- dividual and the community.6
selves to their preservation. Horton is not only a Despite his own involvement in such “re-
plea for the rights of the “small,” but also an ac- schooling” efforts, Seuss despised the “indoctri-
knowledgment that even the “small” have an obli- nation” practices he associated with the German
gation to contribute to the general welfare. Yet, and Japanese educational systems during the war.
what the story never really addresses—beyond a Overt attempts to moralize through children’s lit-
commonsensical assurance that we all know the erature violated children’s trust in adults. The
right answers—is who gets to define what consti- child, for Seuss, was born in a edenic state, outside
tutes the general welfare, the right-thinking Hor- of adult corruption, yet already possessing, as a
ton or the fascistic Wickershams. Here, as so often birthright, the virtues of a democratic citizen—
in his stories, Seuss trusts the child to find his or a sense of fairness and justice, a hunger to belong
her way to what is “fair” and “just.” and participate within the community. The chal-
Seuss’s focus on the “small,” of course, repre- lenge was to protect children from adult’s cor-
sents an appeal to children who feel overwhelmed rupting and antidemocratic influences, especially
by the adult world and need to find their own voices, from the crushing impact of authoritarian institu-
but its politics run deeper, speaking on behalf of a tions. Seuss insisted children were naturally resis-
broad range of minorities struggling to be heard in tant to “propaganda”: “You can’t pour didacticism
the cold war era. Reading Horton Hears a Who as a down little throats. Oh, you might cram a little bit
fable about the decline of the Popular Front may down. But it won’t stay down. The little throats
seem farfetched. One of the ways that children’s lit- know how to spit it right out again.” 7
erature constitutes, in Jacqueline Rose’s terms, an The children’s writer served democracy not
“impossible” fiction is our tendency to treat child- by becoming its propagandist (a role Seuss had
hood as a space “innocent” of adult political con- played during the war, but which he found ill-
cerns, protected from the tensions and crises of suited to peacetime) but by teaching children to
modern life.2 In practice, children’s literature has respect and trust their own internal responses
been central to adult debates and our understand- to an unjust world. Often, Seuss “subverted” adult
ing of its meanings must be grounded in social, po- authorities, appealing to children behind their
litical, and intellectual history.3 parents’ backs, as the closing passage of The Cat in
Seuss often used political terms to describe the Hat does, when it invites children to claim a
henry jenkins 189

secret (and unpoliced) space for their imagina- Permissive writers looked with horror at the
tive play. Seuss saw himself as continuing the way that adult problems—the Depression, the
“nonsense” tradition of Jonathan Swift, Lewis Car- Second World War—had introduced desperation
roll, Hilaire Belloc, and Edward Lear, employing and brutality into the lives of America’s children;
whimsy to communicate controversial ideas to a they looked upon the children who would be born
resistant audience.8 The power of such fantasy lay into the postwar world as holding a fresh chance
in its indirectness. As he explained, “when we have for social transformation. Born free of prejudice,
a moral, we try to tell it sideways.” 9 repression, and authoritarianism, one writer ar-
This “sideways” pedagogy reflected some of gued, the “Baby Boom” child “comes into the
the core assumptions behind “permissiveness,” world with a clean slate, needing only to be guided
then the preferred mode of parenting among aright to grow into an adult with the highest ideals
middle-class mothers and fathers.10 Permissive to which man has attained.” 12 Childhood was
child-rearing saw the explicit display of parental imagined as a utopian space through which Amer-
authority as thwarting their offsprings’ indepen- ica might reinvent itself.
dence and free will. Instead, Benjamin Spock and Children’s fiction, in this context, became a
his allies hoped to motivate learning and domes- vehicle for teaching both children and adults
tic responsibility “sideways,” transforming house- this new mode of democratic thinking. As child-
hold chores into play and redirecting negative rearing expert Mauree Applegate explained: “If
impulses to more constructive ends. Horton’s in- the democratic process is to improve or even con-
sistence that “a person’s a person, no matter how tinue, the skills of living together must be taught
small” perfectly summarizes the permissive para- children with their pablum.” 13
digm. The ideals of democracy were to be em- As McCarthyism foreclosed the prospect of
bedded into the micro-practices of everyday life. meaningful political change within the public
At the heart of permissiveness was a discourse sphere, many leftists turned toward the family
about power—about the power relations between as a site where the culture could be shifted from
children and adults—and how that power might below. In doing so, they retained the “Popular
best be exercised within a democratic society. Per- Front” habit of framing their social critiques in
missiveness, as its name suggests, was defined the language of “democracy” and “Americanism,”
more through what it permitted—the behavior of terms we find it difficult today to disentangle from
children it both tolerated and accommodated— the nationalistic rhetoric of the cold war. A close
rather than what it prohibited. Contrary to con- reading of these books, however, reveals that their
servative critics, permissiveness did not represent core impulses are progressive (struggling to trans-
total anarchic “license.” Instead, it balanced in- form and “democratize” American society) rather
dividualism against community standards. Per- than conservative (preserving American institu-
missive thinkers struggled with the distinction tions from outside challenge).14
between “license” and “freedom,” seeing the need Dr. Seuss was, in many ways, the poet laureate
to “set limits” while calling for implicit, rather of this “permissive” culture, with many parents
than explicit, controls. Spock proposed a model of clutching a copy of Dr. Spock in one hand and
parental “leadership,” rather than patriarchal au- Dr. Seuss in the other. Seuss wrote five of the ten
thority, seeing the parent as soliciting voluntary best-selling children’s books of this century.15 By
cooperation, instead of imposing sanctions, and 1954, when he wrote Horton, Seuss was already
children as socially directed and eager to fit within gaining national recognition as a distinctive voice
the domestic “community.” 11 in children’s literature. However, he had spent
190 hop on pop

most of his professional life writing for adults, real blindnesses and silences in the Old Left, espe-
translating what he had learned from an appren- cially having to do with issues of race, gender, sex-
ticeship cartooning for popular humor magazines uality, and nationalism. In the process, however,
into the tools for persuasion—first, working in “liberalism” (and by extension, the kinds of polit-
advertising, then, doing editorial cartoons for the ical alliances which tied it to more radical forms
Popular Front newspaper PM, and, finally, script- of political culture) gained such a negative charge
ing propaganda and training films for Frank Ca- that we have often been unwilling to reexamine
pra’s Signal Corps unit. The postwar period saw its core assumptions and find anything valuable
a gradual narrowing of his attention toward chil- there.
dren’s writing. This essay focuses on Seuss’s transi- The task of reexamining the legacy of the Pop-
tion from war-time propaganda to postwar chil- ular Front gains new urgency as questions about
dren’s fables, a transition which parallels the the nature and function of “democracy” have re-
emergence of this postwar discourse of “demo- surfaced, issues hotly debated within the Left. The
cratic” parenting. Here, I want to focus on works emergence of cyberspace has raised new prospects
like Horton, the Bartholomew Cubbins books, for participatory democracy (certainly on the local
Yertle the Turtle, and The 5000 Fingers of Dr. T, and possibly on the national scale) 17 at the same
which reflect the writer’s attempt to map the moment that the global collapse of socialism and
power relations between children and adults. communism has forced the Left to rethink some
These books shaped Seuss’s understanding of his of its core ideological commitments.18 Calls for
social mission and prepared the way for his later “radical democracy”—that is, for a coalition of
commercial successes, such as The Cat in the Hat grassroots movements working together for mu-
(1957) and Green Eggs and Ham (1960). tual empowerment and enfranchisement—force
us to reconsider the cultural factors shaping
American citizenship.
The “Family Values” of Radical Democracy
Like the Popular Front, the movement for
Stephen Greenblatt has spoken of history writing “radical democracy” embraces Western political
as “speaking with the dead.” 16 My desires are more traditions as the conceptual basis for radical cri-
immediate and personal. I want to discover what tiques of American society, seeking a new alliance
the grown-ups were talking about behind my of left-of-center groups behind the goal of com-
back, over my head, in the other room most likely, bating economic and social inequalities and ques-
while I was curled up on the floor reading Green tioning entrenched power. Radical democracy,
Eggs and Ham. As a child of the postwar era, I want Chantal Mouffe argues, recognizes that “modern
to map the political and social forces that shaped democratic ideals of liberty and equality . . . have
my own upbringing. provided the political language with which many
In the past, changing academic and political struggles against subordination have been articu-
paradigms have often created unbreachable gen- lated and won and with which many others can
erational divides, cutting off the young from the still be fought.” 19 Like the Popular Front, radical
voices of their parents’ generation. The politics of democracy is situational and contingent, recog-
the antiwar movement, for example, resulted in a nizing the need for constant struggle toward
painful rift within the Left, separating the young social transformation and constant negotiation
radicals from an older liberal establishment that and conversation between social groups, who are
had gone through the political upheavals of the sometimes aligned and sometimes opposed in
1930s and 1940s. The student Left responded to their struggles for recognition and empowerment.
henry jenkins 191

For the Popular Front, such affiliations and al- reclaim the concept of “family values” from the
liances emerged around issues of class, linking in- Right, to reconceptualize the family not as a con-
tellectuals with labor union activists, immigrants, servative bastion of traditional authority and so-
the unemployed, the migrant worker, and other cial constraint but rather as a localized space of
proletarian groups, constituting what Michael political experimentation and social transforma-
Denning calls the “laboring” of American culture. tion. Read in this way, the family—the domestic
More recent efforts toward radical democracy sphere— could become a place where the young
emerge from contemporary identity politics, with learn how to exercise power and where adults
its focus on racial, cultural, gender, and sexuality- learn to rethink core values of jurisprudence. Such
based groups. Like the Popular Front, radical de- a project requires the Left to examine its own
mocracy holds the West accountable for its fail- practices as parents, as family members, as do-
ures to live up to its own core principles and mestic partners. Without a politics of the family,
beliefs: “Such an interpretation emphasizes the the Left lacks the means (literally and figuratively)
numerous social relations where subordination to reproduce itself. Such a project does not turn its
exists and must be challenged if the principles of back on feminist and queer criticisms of the tra-
equality and liberty are to apply.” 20 ditional family, but rather reconceptualizes what
Grounded in the belief that the “personal is po- it means to participate within a family and what
litical,” many advocates of radical democracy in- might be the most valuable relationship between
sist that its goals cannot be achieved exclusively personal and public life.23 Lauren Berlant has been
in the public sphere through electoral action, but critical of what she describes as the “downsizing”
require a reconceptualization of private life and of citizenship under the Reagan-Bush administra-
its role in shaping political culture. The power tions, creating what she calls an “intimate pub-
of grassroots movements, Richard Flacks argues, lic sphere” where political concerns can only be
rests “on their capacity to disrupt the routine in- expressed within volunteerist and individualist
stitutional processes of society, to renegotiate the terms.24 What I am calling for, on the other hand,
rules and terms by which people live, and to re- is a reversal of this process, repoliticizing domes-
organize the cognitive structures that shape mean- tic life as the entry point into civic involvement,
ings and identities.” 21 Otherwise, David Trend reforging the links between the public and the pri-
contends, the danger is that political culture be- vate spheres.
comes increasingly “distanced” from everyday life In the interest of pursuing such a project, I
and popular participation in elections declines. want to reexamine the history of our current con-
What is needed, these critics argue, is the “de- ception of the family, recognizing the utopian
mocratization” of the family, the school, the work strivings of previous generations which similarly
place, and the community, as the loci by which we sought to locate social transformation within the
come to understand what it means to participate domestic sphere. One of the most powerful rhe-
within democracy: “The means of political repre- torical devices the Right mobilizes in its campaign
sentation needs to be spread further into the basic for “family values” is our collective popular mem-
fabric of daily life.” 22 Here, as well, the politics of ory of the postwar period as an age of parental
radical democracy closely parallel that of the Pop- authority and schoolroom discipline, as a period
ular Front, which sought to link cultural produc- when “father knew best.” Conservative represen-
tion and domestic experience to broader move- tations of the 1940s and 1950s exclude the counter-
ments of social transformation. discourses of progressive school reform and per-
One way to politicize everyday life would be to missive child-rearing, which proposed alternative
192 hop on pop

models of the power relations between adults and


children. Reclaiming those earlier voices will help
us to question the power of the Right to “natural-
ize” its peculiar conception of the family.
Dr. Seuss seems an odd and yet oddly apt place
to start such an undertaking.
I turn to Seuss not as a hero or an exemplar for
the future, but rather, as someone who struggled
in his life and his work with the problem of how
one might foster a more democratic American
culture. Seuss, in many ways, never escaped the
blindnesses that crippled the utopian dreams of
his generation. He found it difficult, in the wake
of the Second World War, to separate his concep-
tion of democracy from American nationalism.
Strong undercurrents of misogyny run through
his stories, and his depictions of exotic places with
strange customs often mask orientalist fantasies.
Yet, precisely for those reasons, he sheds light on
what our fathers and mothers hoped to accom-
plish and how they fared. What I propose we draw
from this earlier progressive movement is not so Seuss draws on images from To Think That I Saw It on
much its specific solutions as the questions it Mulberry Street to critique anticommunist hysteria in
posed and the goals it set for itself. this 1947 New Republic cartoon.

to “stop turning minnows into whales.” The car-


Seuss as Propagandist
toon suggests Seuss’s growing pessimism about
In 1947, the New Republic published one of the last- adult politics as he returned to civilian life. This
known editorial cartoons by Dr. Seuss—who, the image of a community, unable to trust any of its
magazine reported, “came out of retirement, members, represented the antithesis of the na-
looked at the current American scene, and tem- tional unity Seuss had hoped to build through his
porarily retired again.” 25 In the cartoon, Uncle involvement with the Popular Front. Reviewing
Sam peers down in horror at a community re- his earlier political work will help us to understand
duced through its mutual suspicions to chaos. Ba- the ideological contexts out of which emerged the
bies name their mothers as communists. A little themes and situations found in Seuss’s childrens
bird denounces a run-down horse pulling a wag- books.
on. Another man suspects a passing bird of left- In 1940, Seuss, who was previously known as
ist sympathies. Fingers point in all directions and a light-hearted “nonsense” writer, took up his pen
wild accusations are flying. The cartoon draws as an editorial cartoonist for the newly created
heavily upon images found in Seuss’s first chil- tabloid PM, an important organ of the Popular
dren’s book, To Think That I Saw It on Mulberry Front movement. PM’s publisher was Ralph In-
Street (1938). This time, however, adults, not chil- gersoll, who had quit his lucrative job as publisher
dren, had “eyesight much too keen” and needed of Time to create what he claimed would be a new
henry jenkins 193

kind of newspaper.26 PM operated without ad-


vertising, in order to be free of obligations to spe-
cial interests, and it provided regular sections de-
voted to labor, civil rights, and women’s issues.27
Ingersoll’s political philosophy was stated directly
and succinctly in PM’s 1940 prospectus: “We are
against people who push other people around, in
this country or abroad. We propose to crusade for
those who seek constructively to improve the way
men live together.” 28 In their account of political
activism in Hollywood, Larry Ceplair and Steven
Englund identify four dominant strands in Popu-
lar Front ideology: (a) opposition to the rise of
fascism in Europe and Asia; (b) support for “de-
fenders of democracy and the victims of fascist ag-
gression” around the world; (c) resistance to the
rise of “domestic fascism” and isolationism; and
(d) criticism of big business’s role in busting
unions and opposing New Deal social reforms.29
PM’s editorial policy embraced all four strands,
despite other internal differences amongst its con-
tributors. Max Lerner would write years later, “the
common ground we had was Adolf Hitler and
Franklin Roosevelt, one the serpent to be slain, the The Great U.S. Side Show.
other the hero to slay him.” 30
Many of Seuss’s earliest cartoons lampooned soll, he was “against people who push other people
isolationists and fascists, as Seuss took aim at the around.” If, as Seuss would later claim, he rejected
“American first-isms of Charles Lindbergh and many of PM’s political and economic policies, he
Senators Wheeler and Nye—and the rotten rot nevertheless was willing to use his pen to promote
that the Fascist priest, Father Coughlin, was spew- them, and he drew on Ingersoll’s political formu-
ing out on radio.” 31 Increasingly, however, as U.S. lations throughout his later work.32
involvement in the war neared, Seuss focused on When America entered the war, Seuss enlisted,
the larger forces dividing American society. In one becoming part of the film unit Frank Capra es-
cartoon, Seuss depicts the American nation as an tablished in the Signal Corps to explain to the
enormous boat; everyone is rowing together ex- American people “why we fight.” Like Seuss,
cept for one man who fires his slingshot at another many of the key participants in the Capra unit
crew member: “I don’t like the color of that guy’s had close associations with children’s literature.
tie” (Feb. 25, 1942). His campaign against de- Eric Knight, the British-born “local color” novel-
featism and divisiveness led him to embrace other ist, best known for Lassie Come Home, helped to
aspects of the PM ideology, including opposition determine the overall shape of the Why We Fight
to the anticommunist Dies Committee, the seg- series. W. Munro Leaf, who had written the chil-
regationist politics of the South, anti-Semitism, dren’s story The Story of Ferdinand, and Phil East-
union busting, and corporate greed. Like Inger- man, who would author Are You My Mother? and
194 hop on pop

other books for Seuss’s Beginner Books series, of works possessing the “vigor” of popular culture,
both collaborated with him on the Private Snafu striving for a middle ground between the high
animated shorts. These children’s writers provided and the low, between “Mt. Namby-Pamby” and
the simple, straightforward prose needed for Ca- “Bunkum Hill.” 36 In displacing “Mrs. Mulvaney-
pra’s films.33 ism,” Seuss urged would-be children’s writers to
Seuss, like many of other Popular Front par- examine the popularity of comics and other forms
ticipants, had hoped that this spirit of “democrati- of mass culture:
zation” would keep alive their efforts to transform
Over here, we put our readers to sleep. Over there,
American society, that the men who wore the uni-
they wake ’em up with action. . . . Over here, we bore
form would return home changed by what they
them with grandpa’s dull reminiscences of the past.
had experienced through working side by side
Over there, they offer them glimpses of the future.
with those from many other nations or Americans
of different races and ethnic backgrounds. A dis- Seuss was searching for a hybrid form that com-
illusioned Seuss warned in a December 7, 1944, bined popular entertainment and social uplift.
memo: Stressing the centrality of entertainment values in
motivating young readers, he warned his students
Much of what we have gained is, at the moment
against being “torch-bearers” more interested in
of victory, threatened. . . . Racial tensions within
message than story: “The Japanese indoctrinated
our Army threatens to grow. . . . .Many soldiers
their kids with Shinto legends. Dictators, Hitler,
who have seen Europe are eager to turn their backs
Mussolini, indoctrinated kid’s minds politically.
upon it. . . . Disillusionment, cynicism, distrust,
(A job the U.S. Army is trying to undo now.)” 37 At
bitterness, are already souring the milk of human
the same time, he distrusted comics as having no
kindness; maggots are already eating the fruits of
core social or moral values and no educational
victory.34
content.38 The ideal children’s book, it seemed,
Increasingly, Seuss saw children, rather than would make reading “fun” and meaningful.
adults, as a more promising audience for those les- Throughout his wartime work, Seuss had
sons. In many ways, Seuss felt, PM and the Capra shown a particular concern for children and
unit had confronted impossible challenges, trying their education. He expressed repeated outrage at
to instill democratic thought in adults whose prej- people who mislead or manipulate the “small.” In
udices had already been determined by their edu- one of his PM cartoons, an America First mom
cation and upbringing. Political education might reads to her children the story of Adolf the Wolf:
more productively start at childhood. “And the wolf chewed up the children and spit
out their bones—but those were foreign chil-
dren and it really didn’t matter” (Oct. 1, 1942). An-
The Utah Lectures: Seuss and the Post-war Era
other cartoon, seemingly looking forward to How
In July 1947, Seuss gave a series of lectures and the Grinch Stole Christmas, depicts Hitler and
writing workshops at the University of Utah.35 His Mussolini unconvincingly disguising themselves
previously unpublished notes for those lectures as Santa Clauses, arriving with empty bags and
give us insights into his thoughts about children’s with “Benito Claus” declaring, “This year I’m
literature as he entered the postwar era. Seuss afraid my kiddies suspect who I really am!” (1942).
took as the theme of his main lecture the need to What horrified Seuss about fascism was what
“wipe out Mrs. Mulvaney-ism”—the rejection of he saw as its exploitation of children’s minds and
banal and sugar-coated children’s books, in favor bodies, its transformation of education into in-
henry jenkins 195

postwar culture, focusing especially on “the prob-


lem of educating our kids—all our kids—to be
smarter than we’ve been.” The postwar world, and
the children born into it, would offer “another
chance” for peace, social equality, and democrat-
ic participation. This formulation is, of course,
bound up with American nationalism, seeing “in-
doctrination” as the fostering of false or foreign
ideologies, while seeing “education” as the foster-
ing of the “commonsensical” ideals of American
capitalism and democracy. However, Seuss’s em-
brace of “democracy” still contained criticisms of
the existing order, recognizing America’s failures
to fulfill its own ideals.
Old attitudes would need to be transformed
through the images and stories parents brought
into the playroom. In his Utah lectures, for ex-
ample, Seuss introduced the issue of race, stress-
ing the “unhappy life” minorities experience in
America “which preaches equality but doesn’t al-
Adolf the Wolf. ways practice it.” He challenged would-be writ-
ers to avoid the racist stereotypes so common in
children’s literature and to foster a greater com-
doctrination. Seuss’s script for the military propa- mitment to equality and justice. Yet, education
ganda film, Your Job in Germany warns that the needed to be appropriate for the American con-
most “dangerous” Germans the Americans would text, needed to respect children’s intelligence and
encounter in occupied territory were those who autonomy, needed to be understated rather than
had been children when the Nazi Party rose to overt and preachy.
power: “They were brought up on straight propa- Seuss saw permissive child-rearing doctrines as
ganda, products of the worst educational crime reconciling these conflicting demands. He recom-
in the entire history of the world.” 39 In another mended that his students master child psychology,
such film, Know Your Enemy—Japan (upon which which he said shaped his approach to children’s
Seuss, among many, collaborated) a memorable fiction. In many ways, Seuss drew on child psy-
montage sequence juxtaposes Japanese children at chology to “naturalize” his assumptions about the
school and at play, with their adult counterparts democratic character of American culture and to
at war; underneath the images play the sounds of justify the political values he wanted to foster in
factories grinding out steel and iron. the young. His stories, Seuss told his audience,
As he prepared for peacetime, Seuss seemed “rise out of a child’s psychology, rise out of a
divided between his recognition of the power of child’s basic needs. If you go contrary to those
the media to shape core values and his horror over needs, you’re headed for trouble. If you write with
the exploitation of children’s minds for political these needs in mind, you’ll have a chance of
ends. Design for Death, another Seuss-scripted having children accept you.” 40 Horton, he said, re-
film, closes with a call for a more “democratic” sponded to a child’s need to belong, to be accepted
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by others, to have a secure place within society. get through.” 43 Freeing children from excessive
The story’s success required that Horton’s friends adult constraint enabled that internal “propul-
finally recognize the wisdom of his actions. Seuss sion” to govern their actions, while frustrating
urged potential writers to take seriously children’s children would warp their development and fuel
frustrations over adult privilege and authority, more anti-social attitudes.
“Children are thwarted people. Their idea of trag-
edy is when some one says you can’t do that.”
Democracy Begins at Home
Seuss felt that the best children’s stories acknowl-
edged and worked through children’s anger to- Many parents, educators, and child-rearing ex-
ward parental rules and that, in doing so, they re- perts shared Seuss’s goal of a more democratic
spected children’s innate sense of justice. More children’s culture. Dramatic increases in the birth-
generally, Seuss argued, his whimsical stories rate during the immediate postwar period meant
fulfilled children’s needs for spontaneity and that more and more Americans were spending
change, “They want fun. They want play. They time changing diapers and reading picture books
want nonsense.” with their kids. The men left behind the wartime
While Seuss does not cite specific child-rearing camaraderie and adventure, the women the au-
authorities, his list of children’s needs closely par- tonomy that had come from working outside the
allels the list of “emotional foods” Dorothy Ba- home. Permissiveness made their new domestic
ruch felt children needed. Baruch was one of the duties politically meaningful, a patriotic responsi-
most important wartime authorities on children bility, a way to strike a blow for freedom, and thus
and a key architect of the permissive approach, helped to reconcile them to domestic contain-
merging psychological insights from Freudianism ment. Focusing on the child give them a way to
with a core commitment to progressive social re- imagine a world where current social inequalities
form. Like Seuss, she stressed children’s needs for could be transformed and the threat of war eradi-
affection, belonging, achievement, recognition, cated, through the actions of a citizenry born free
and understanding. Like Seuss, she placed particu- of prejudice and selfishness. The fight against
lar importance on the ways children’s aesthetic “domestic fascism” translated into the demands
and erotic interests motivated their exploration of to raise children who would not be bullies; the
the world.41 Children become subservient to oth- struggle against corporate crackdowns on unions
ers and come to distrust their own impulses and was rewritten as a message against hoarding all the
pleasures, when they are falsely labeled as “dirty” toys or the importance of treating the corner gro-
by grownups, Baruch argued. Seuss and Baruch cer as a friend deserving respect.44 No less than
both sought to protect children’s imagination and modern-day advocates of “radical democracy,”
sensuality from adult belittlement.42 these postwar writers sought “to renegotiate the
Rather than “indoctrinate” children, Seuss and rules and terms by which people live and to reor-
other permissive writers sought to protect them ganize the cognitive structures that shape mean-
from adult’s thwarting control, giving them a ings and identities.” 45
sense of their own power and potential. Baruch Dorothy Baruch wrote a series of books during
told parents: “There is a propulsion in every hu- and after the war designed to foster more “demo-
man being to fulfill himself in the deepest, richest cratic” child-rearing efforts, warning parents: “To
and soundest way that he can. If only he is not our children, democracy must not be something
beaten back too unmercifully. If only he is not you-speak-of-but-do-not-live-by. It must assume
too defeated. If only he is not hurt so much and reality. It must become a word associated and
made so angry that his real potentialities cannot made real by many small but real experiences.” 46
henry jenkins 197

Initially, Baruch and others were responding to and class officer elections. Progressive critics con-
the war’s potential disruptions of American family demned the public schools as too regimented, too
life, the absence of the father, the growing aggres- interested in controlling their students, rather
siveness of children’s play, the increased govern- than allowing them to learn at their individual
ment restrictions on civil liberties, and the hos- pace and in their own style.52
tility toward citizens of German and Japanese Prewar methods were rejected as having been
ancestry.47 Wartime children, she felt, needed a “authoritarian,” “dictatorial,” “brainwashing,”
sense of security, of unconditional acceptance and and “mind control,” all metaphors carrying tre-
self-respect; children needed a space to express mendous resonance in the cold war era. Every as-
their frustration over adult rules and restrictions, pect of family life was now being weighed accord-
without censor or penalty; children needed to test ing to its potential effect on the child’s democratic
their own growing autonomy, through meaning- thinking. In Shall Children, Too, Be Free? (1949),
ful participation in family decisions. Howard Lane urged parents to repudiate “the
As the war drew to a close, child-rearing ex- old Germanic-type family and school in which
perts reconsidered how the postwar family could the master was clearly recognized and passively
help to foster a new era of equality, respect, and in- obeyed.” He noted, ironically, that “we Americans
ternationalism. As Henry Herbert Goddard’s Our particularly admired the obedience, respectful-
Children in the Atomic Age (1948) explained: ness, discipline of the children of Germany and
Japan!” 53 Our Children in the Atomic Age (1948)
Eventually we must have men who were born and
warned that “strict discipline is the kind called for
bred since 1945: men who will be unhampered by
in armies, where men are trained to kill,” not for
the old disproved traditions. That means we must
American homes, where children are being pre-
start with the children and give them better care,
pared for citizenship.54
better bringing-up and better schooling.48
Democratic participation required careful at-
With the threat of nuclear war hanging over their tention to children’s psychological development,
heads, they sought to eradicate the divisiveness, balancing their need for autonomy with their need
the racism, the bullying tendencies, the narrow- to respect community norms. Children who can-
minded nationalism that had led to the last war. not conform to larger social expectations become
Some, like Baruch, turned their attention to increasing frustrated. On the other hand, the child
the psychological conditions behind racism or was not to be so bound by social convention that
aggression.49 “he can not take his part in helping to change so-
Parents magazine urged mothers and fathers ciety—to weed out its ills and put it into better
to model their domestic life on the Bill of Rights, shape.” 55 Permissive writers saw children as pro-
making family decisions collectively and includ- gressive forces bringing about a more peaceful
ing even the youngest of children as active partic- world and a more just society. Your Child Meets the
ipants in this process: “The voice of the child in his World Outside (1941), for example, acknowledged
own affairs will not be denied in the democratic that its goal is not simply to help “fit children to an
home.” 50 existing world,” but to give them “the tools with
Educators, including the Detroit public which to understand it” and “an ability to change
schools, developed guidelines and recommenda- it, to shape it toward their own ends.” 56 Parents,
tions intended to make democratic thinking part educators, child psychologists sought to “free”
of the relationship between students and teach- children from the inhibitions, the prejudices, the
ers.51 The result was a renewed emphasis upon the rigid thought patterns that had blocked their own
“civics in action” represented by school councils generation from realizing social transformation.
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Here, one sees most dramatically their break the pretensions of King Derwin, the pomposity
with earlier child-rearing experts. Prewar authori- of his court, the arbitrariness of his rules, and the
ties, like the behaviorist John Watson, instructed brattishness of his son—all foils for the disrup-
parents on how to “shape” children’s develop- tions caused by Cubbins’s uncontrollable prolifer-
ment, seeing their minds as essentially raw mate- ation of hats. When the king orders Cubbins to re-
rials to be sculpted by adult intervention. Return- move his hat, another appears, and then another,
ing to a Rousseauian ideal, permissive writers, on “Flupp Flupp Flupp.” The king’s efforts to control
the other hand, placed their “trust” in the natural and discipline the child are absurdly misdirected,
goodness of children, while distrusting the cor- since the boy has no say over the hats’ magical re-
rupting influence of adult culture. However, per- production. As Bartholomew reasons to himself,
missive writers could never make the problem of “The King can do nothing dreadful to punish me,
adult power and authority over children’s lives dis- because I really haven’t done anything wrong.”
appear altogether; they acknowledged that chil- Seuss seems to be getting at the absurdity of adult
dren needed adults and that adults determined the demands which run counter to children’s natures,
environment in which children were to be raised. parental expectations that transform innocent be-
Permissive writers constructed a new representa- havior into misconduct. Seuss also points toward
tion of childhood as a struggle between authori- the limits of adult knowledge: “But neither Bar-
tarian adults and freedom-fighting children— tholomew Cubbins, nor King Derwin himself, nor
casting their weight behind the young and urging anyone else in the Kingdom of Didd could ever ex-
parents to re-invent their own social and politi- plain how the strange thing had happened.” This
cal identities, in accordance with the needs of the magical disruption opens a space for the child to
future. have an impact on the adult order, to turn the
kingdom upside down and, then, set it right again.
The 500 Hats sets the model for several of
Kings, Turtles, and Piano Teachers
Seuss’s subsequent stories, such as The King’s Stilts
Seuss’s children’s books, from the beginning, dis- (1939) and Bartholomew and the Oobleck (1949). In
play a commitment to the small and the weak (of- these stories, Seuss provides rationales for chil-
ten in the form of the child) against the tyrannies dren to challenge adults’ often fickle and irrational
of the strong and the powerful (often in the form behavior. In The King’s Stilts, Lord Droon is a
of adults). In the opening passages of The 500 Hats heartless puritan, outraged that his king ends his
of Bartholomew Cubbins (1938), Seuss draws a hard work days by “having a bit of fun” with stilts:
sharp contrast between the realm of the King, ren- “Laughing spoils the shape of the face. The lines at
dered powerful by his “mighty view” as he peers the corner of the mouth should go down.” 57
down upon his subjects and the realm inhabited Droon steals and hides the stilts, reducing the king
by his subjects, and as they look up at the castle: to an apathetic stupor. Only the page boy, Eric,
“It was a mighty view, but it made Bartholomew can outsmart Droon and restore the monarch’s
Cubbins feel mighty small.” Given the choice be- missing stilts, allowing him to save the kingdom
tween the two perspectives, Seuss consistently from an approaching flood.
chooses the lower vantage point. Here, Seuss introduces two models of adult au-
Casting a peasant as a protagonist reflects thority—the repressive Lord Droon, who uses his
Seuss’s knowledge of the folk tale traditions out of power to constrain the boy, and the good-natured
which modern children’s fiction emerged. How- King Birtram, whose own playful instincts make
ever, Seuss takes particular pleasure in ridiculing him an ideal companion for the boy. The king and
henry jenkins 199

maniac monarch, King Didd, brings destruction


down upon his kingdom when he seeks not only
to master his subjects, but also to rule over the
weather.59 Bored with snow, rain, fog, and sun-
shine, the ill-tempered King demands that his
court magicians make “something new to come
down” from the sky. The result is a sticky green
substance called “Oobleck,” which falls in blobs
and gums up the whole city. The commonsensical
Bartholomew Cubbins warns the adults about the
dangers of the Oobleck, but the adults are so sure
of their grasp of the situation that they do nothing
until it is too late. In the end, Bartholomew dis-
ciplines the king, forcing him to apologize for his
In a series of cartoons published in PM, Seuss de- error:
picted Adolf Hitler as a spoiled brat.
You may be a mighty king. But you’re sitting in
oobleck up to your chin. And so is everyone else in
your land. And if you won’t even say you’re sorry,
his page boy bond through play. In the end, the
you’re no sort of a king at all!
ruler bestows upon Eric a pair of stilts, his reward
for unmasking Droon’s treachery: “From then on, Permissive writers urged parents to admit their
every day at five, they always raced on stilts to- mistakes when they are wrong. In the democratic
gether. And when they played they really played. family, parental rule was neither absolute nor in-
And when they worked they really worked.” fallible, and children were to learn to take respon-
As Robert L. Griswold has documented, per- sibility for their mistakes, observing how their
missive writers reconceptualized fatherhood, parents have dealt with their own mishaps and
shifting attention from his traditional functions misjudgments. As Dorothy Baruch counseled,
as breadwinner and disciplinarian toward new “When our children begin to protest that which
roles as active playmates.58 Experts argued that they see as oppression in our dealings with them,
coming home from work and playing with the we need to stop and think. We need to take
children rejuvenated world-weary fathers, while stock.” 60 When King Didd “takes stock,” he finds
exposing growing boys to the masculine realm. a way not only to make his own rule more reason-
Play was understood as an escape from social con- able, but also to heal the harms caused by his past
trol and regulation, as a space of the free imagina- actions.
tion. At the same time, one can’t help but note Adults’ dictatorial behavior, Baruch argued,
how this cultural re-valuing of play paved the was often rooted in their own childhood, when
way for the leisure- and consumption-oriented they had felt belittled by more authoritarian par-
culture demanded by the postwar economy. In ents: “We, who were once small and helpless, may
Seuss’s modern-day fairy tale, the boy must pave still need ascendancy to make us feel adequate to
the way for the postwar consumer lifestyle by over- cope with life’s demands.” 61 For these reasons,
powering Lord Droon’s preoccupation with a cul- she warned, adults who boss and bully children
ture of production. were passing these traits onto the next generation.
In Bartholomew and the Oobleck, a megalo- Seuss’s stories often depicted tyrants as infantil-
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profoundly irrational. In “The Zak,” a “North-


Going-Zak” and a “South-Going-Zak” meet on
the “prairie of Prax” and each refuses to give way
to the other, insisting that the path belongs to him
alone. Both proclaim, “You will never pass by if I
have to stand here on this spot till I die!” 64 Seuss’s
conclusion suggests the inevitable consequence of
such meaningless land disputes: “They did both
stand there, till they both were quite dead.” The
Sneetches (1961) rendered the whole logic of rac-
ism absurd, as the Sneetches developed technolo-
gies allowing them to alter and manipulate caste
markers, until nobody can be sure who is elite and
“You Can’t Build a Substantial V Out of Turtles.” who is subordinate. Much like the permissive ad-
vice literature, Seuss’s stories assume that children
possess an “instinctive” sense of “fairness.” Chil-
ized, as spoiled brats pitching tantrums, as never dren, more so than their parents, respect the rights
having mastered childish impulses. In one PM of “all creatures”—sneetches, turtles, or people—
cartoon, a baby Adolph Hitler (“Adolphkins”) re- to dignity, freedom, and equality. Seuss was con-
jects, from his crib, in infancy, the milk from Hol- tinuing Ingersoll’s fight against “people who push
stein cows as “non-Aryan.” In one Seuss poem, other people around,” whether they were dictators
“The Ruckus” wants to “make a noise that the conquering other nations, corporations crushing
whole world will hear,” but discovers that he has unions, or parents bossing their children.
nothing to say.62 Yertle the Turtle wants to be
“ruler of all that I see,” stacking up his subjects so case study: the 5000 fingers of doctor t
that he can see more and more. In the end, his rule Seuss’s live-action feature film The 5000 Fingers
is challenged by the bottom-most turtle, Mack: of Doctor T represents the fullest elaboration
of Seuss’s conception of children as “thwarted
I don’t like to complain,
people,” struggling to find their own voice in a
But down here below, we are feeling great pain.
world dominated by dictatorial adult authorities.
I know, up on top you are seeing great sights,
When we read through Seuss’s notes and original
but down at the bottom we, too, should have
drafts for the script, we see strong evidence that
rights.63
he was consciously mapping permissive child-
When Mack rises up, he sends Yertle tumbling face rearing doctrines over images associated with the
down into the mud: “all the turtles are free / As Second World War.
turtles and, maybe, all creatures should be.” The 5000 Fingers deals with the plight of an
In Seuss’s world, children, the small, those at average American boy, Bartholomew Collins
the bottom are depicted as clear-headed, rational, (Tommy Rettig), who finds learning to play the
capable of achieving a just balance between per- piano a fate worse than death. His instructor,
sonal desire and the collective good, expressing Dr. Terwilliker (Hans Conried), is an old-school
their dissatisfactions over unreasonable demands authoritarian, who insists that “practice makes
and giving free expression to their natural im- perfect” and who demands constant drill and rep-
pulses. Seuss often depicted the adult order as etition. The bulk of the film consists of Bartholo-
henry jenkins 201

mew’s dream, in which he and the other boys rise


up and overthrow the dictatorial Terwilliker and
his plans to dominate the world through his mu-
sic. As Seuss explained in a memo to the film’s
producer, Stanley Kramer: “The kid, psycholog-
ically, is in a box. The dream mechanism takes
these elements that are thwarting him and blows
them up to gigantic proportions.” 65
If this description foregrounds issues of child
psychology, concerns central to the finished film,
the early drafts of the script make frequent refer-
ences to the struggle against fascism.66 In Bart’s
waking reality, Dr. T is “not especially fright-
ening,” a “tight-lipped and methodical looking
old gentleman . . . no more vicious and harmful
than Victor Moore.” Once we enter Bart’s dream,
however, Seuss increasingly characterizes Dr. T as
the reincarnation of der Führer. Seuss describes
his kingdom as “plastered with posters, showing
Dr. Terwilliker in a Hitler-like dictator’s pose.” His
soldiers wear medals that “resemble an iron cross, The band leader imagery in The 5000 Fingers of Dr. T
only it is engraved with a likeness of Dr. Terwil- is prefigured in this PM cartoon which depicts Hitler
liker in the center.” The mother has a “devotion as a one-man-band.
to the man . . . bordering on the fanatical,” a
“gauleiter-like allegiance” that blinds her to her mann Goering.” 68 Most of the henchmen bear
son’s agonies. When he is challenged, Dr. T “flies Germanic names. Hans Conried’s long thin body
into a Hitlerian rage.” He sees the “piano racket” and his floppy black hair closely resemble Seuss’s
as a scheme for global domination, and his study PM caricatures of Hitler (minus the mustache).
is decorated with an enormous world map cap- The fact that Conried had provided some of
tioned “The Terwilliker Empire of Tomorrow.” the narration for Design for Death, performing
He has built a massive piano, designed for the en- the voices of the fascist leaders, could only have
slaved fingers of 500 little boys, upon which he will strengthened the association for contemporary
perform his musical compositions.67 viewers. Even the film’s musical score bore strong
Many traces of this Hitler analogy find their Germanic associations; its composer, Eugene Hol-
way into the final film. The sets are hyperbolic ver- lander, had studied under Richard Strauss, done
sions of monumental Bauhaus architecture, and music for Max Reinhardt in Berlin before the war,
the grand procession borrows freely from Leni and was the musical director for The Blue Angel.69
Riefenstahl’s Triumph of the Will, with his blue- Some of the film’s more disturbing images
helmeted henchmen goosestepping and holding drew on popular memories of the Nazi concen-
aloft giant versions of his “Happy Fingers” logo. tration camps. Arriving by yellow school buses,
Terwilliker’s elaborate conductor’s uniform, one rather than railway cars, the unfortunate boys are
reviewer noted, was “a combination of a circus herded through gates, where their comic books,
band drum major, Carmen Miranda, and Her- balls, slingshots, and pet frogs are confiscated.
202 hop on pop

Anti-Comintern Blast.

Then, they are marched off to their “lock-me- Terwilliker’s evil plans, but he doesn’t want to get
tights” in the dungeon. There, Dr. T dreams up involved if it means losing his overtime pay for in-
fiendish (and Dantesque) tortures for all those stalling the sinks.
who refuse to play his beloved keyboard. The cap- In the finished film, many of these adult con-
tive musicians have sullen eyes and sunken cheeks cerns have vanished. Zlabadowski represents the
and are lean and gaunt in their prison uniforms. ideal permissive parent. Initially, he is a bit dis-
In constructing the more sympathetic tracted by his work and eager to make a buck, a bit
plumber, Zlabadowski, Seuss drew upon other eager to dismiss Bart’s warnings as wild-eyed fan-
associations with the war. In the first draft of tasies. Ultimately, he becomes a warm-hearted
the script, Zlabadowski is described in terms that playmate (engaging the boy in a pretend fishing
strongly link him to Eastern Europe. “Shaking his trip) and a wise counselor (helping him concoct
head sadly in deep Slavic gloom,” Zlabadowski is from the contents of the boy’s pockets a sound-
“a big shaggy edition of Molotov, a kindly Molo- stopping device). Angered by Zlabadowski’s initial
tov with the cosmic unhappiness of Albert Ein- indifference, Bart challenges his adult privileges
stein.” As the script progresses, Zlabadowski aban- and sings a song that might have been the anthem
dons all of his Slavic associations, except for his for permissive child-rearing:
rather distinctive name, becoming a more all-
Just because we’re kids, because we’re sorta small,
American type, a reluctant patriot who must first
because we’re closer to the ground, and you are big-
shed his isolationist impulses before he can be en-
ger pound by pound, you have no right, you have no
listed as Bart’s ally in the struggle to stop Terwil-
right to push and shove us little kids around.
liker. In one of his notes about the script, Seuss
summarizes the character: “Z’s conflict: Desire to Proclaiming children’s rights, Bart denounces
help people. Desire to keep out of trouble. An old adult assumptions that deeper voices, facial hair,
soldier trying to be a pacifist. He’s tired of war. It’s or wallets justify unreasonable exercises of power
futile.” 70 In the early drafts, Zlabadowski knows over children. Zlabadowski regains his idealism:
henry jenkins 203

“I don’t like anybody who pushes anybody


Conclusion
around.” The two cut their fingers with Bart’s
pocketknife and take a blood oath that binds them In the final analysis, Seuss’s children’s books were
together—father and son—in the struggle against as political as any of his war-related work. They
Terwillikerism. helped American parents to imagine how do-
In the film’s opening scene, Bart offhandedly mestic life could be restructured along more dem-
remarks upon the death of his father, presumably ocratic principles. They participated in a larger
during the war, and Zlabadowski and Terwilliker movement to help children overcome the prej-
are cast as good and bad surrogate fathers, respec- udices and the divisiveness that had “poisoned”
tively. In his nightmare, his piano-crazed mother America’s wartime effort. Seuss offered fantasies
is hypnotized into accepting Terwilliker’s hand where powerful rulers are infantile and foolish
in marriage, a deal to be consummated immedi- and destined to end face down in the mud. His
ately following the great concert. Not unlike Lord stories depicted worlds where children gain con-
Droon in The King’s Stilts, Terwilliker represents trol over basic social institutions and remake them
the prewar patriarch who demands obedience and according to their own innovative ideas, where
silence from his children. In his fantasy, Bart children challenge kings and force them to apolo-
hopes that the more permissive Zlabadowski will gize to their subjects, or where kids lead a school-
fall in love with his mother and become his father, house revolt against unreasonable teachers.
an arrangement consummated by their blood Conservative critics, such as Spiro Agnew and
oath. Zlabadowski understands the needs of boys; Norman Vincent Peale, blamed Spock and “per-
he represents the manly virtues of fishing and missiveness” for the counterculture, suggesting
baseball against Dr. Terwilliker’s effeminate high that the anti-war movement reflected the antics of
culture, defending America against Terwilliker’s “spoiled” children who needed to be “spanked.”
Germany. To accept such an explanation would be to ignore
In the end, the task of finding the right father— the real political disagreements that fueled the
and overcoming the bad patriarch—falls squarely student revolts of the 1960s. At the same time,
on Bart’s shoulders. He alone will face down Ter- one can’t help but wonder if the questioning of
williker, using his “very atomic” sound-catching domestic power, which permissive child-rearing
device to disrupt the concert and liberate the chil- represented, helped to foster a mode of thinking
dren. The closing moments, where rebellious chil- which saw “the personal as political.” One can’t
dren hurl their music sheets in the air, shouting help but ask whether a mode of child-rearing
in defiance, stomping on and punching the piano which empowered children to challenge adult in-
keys, represents one of the most vivid images of stitutions had an impact on how the postwar gen-
resistance in all of American cinema. By this point, eration thought about themselves and about their
Bart’s struggle against Terwilliker has absorbed place in the world.71
tremendous ideological weight, a struggle of the Renewed interest in the project of “radical de-
freedom-fighting all-American boy (with his red- mocracy” forces us to think about how an em-
and-white-striped shirt and his blue pants) against powered citizenship might be fostered on the
an old-school tyrant—the struggle of those who most local levels—not only by changing politics
are “closer to the ground” against those who within our communities or our work places, but
“shout” and “beat little kids about,” the struggle of also by rethinking the politics of the family. We
permissive parenting against more authoritarian must recognize that this project has a history, even
alternatives. if we do not want, in any simple fashion, to em-
204 hop on pop

brace permissiveness. There is much about per- Notes


missiveness we might well want to reject. Feminist
1 Dr. Seuss, Horton Hears a Who! (New York: Random
critics note that permissive approaches often dis-
House, 1954). The pages are unnumbered; but, hey, it’s
empowered women even as they sought to em- a really short book, so you’ll just have to read it all!
power children, that permissiveness was linked 2 Jacqueline Rose, The Case of Peter Pan, or the Impossi-
to the domestic containment of women and that bility of Children’s Fiction (London: Macmillan, 1984).
writers like Spock helped to “naturalize” domi- 3 For conflicting views on the political content of chil-
nant conceptions of gender roles and normative dren’s literature, see Alison Lurie, Not in Front of the
sexual identities. Permissiveness often mystified Grown-ups: Subversive Children’s Literature (London:
Bloomsbury, 1990), and Jason Epstein, “‘Good Bunnies
the power relations between children and adults,
Always Obey’: Books For American Children” in Only
making authority seem to disappear when its Connect: Readings on Children’s Literature, ed. Sheila
mechanisms had only been masked. Permissive- Egoff, G. T. Stubbs, and L. F. Ashley (Toronto: Oxford
ness placed impossible expectations on parents, University Press, 1980), 74 –94. In practice, the political
which are still being felt as we confront an eco- discourse in children’s literature has been as varied as
nomic reality that makes postwar models impos- that of adult fiction, with competing voices advancing
sible to maintain. Permissiveness romanticizes the different positions on the core issues the genre circles
around, especially on the power relations between chil-
child as a Rousseauian ideal. No, permissiveness
dren and adults and on the place of children’s play
won’t do at all!
within the larger social sphere.
Yet, there is something else we can learn from 4 Dr. Seuss is the pen name of Theodor Geisel. It is con-
permissive writers like Dr. Spock and Dr. Seuss— ventional for writers to distinguish between Seuss as a
the process of rethinking the family, of re-imagin- writer and Geisel as a person. However, I believe that
ing the power relations within the home, and of this distinction sustains a break between his children’s
seeing childhood as vitally linked to the political books and his adult political activities which exagger-
transformation of American culture. The utopian ates the difference between the two. In any case, most of
his adult work either bore the “Dr. Seuss” pen name
futures envisioned by permissive writers were
(his humor-magazine material, his advertising work,
never fully achieved. Social institutions and atti-
his PM cartoons) or was unsigned (his military work).
tudes proved too deep-rooted to be transformed Some of his children’s books, i.e., those he did not illus-
by simply changing the ways parents raised their trate, were published under a range of pseudonyms in-
young. But, perhaps, we would do better to evalu- cluding Rosetta Stone and Theo LeSeig. I have decided
ate permissiveness according to its goals rather in this essay to refer to Geisel by his pen name in every
than its results. On the Left, we are often slow to context.
acknowledge partial victories, resulting in a pro- 5 He was impressed by his discovery that Japanese chil-
dren, educated according to American principles, were
found and disempowering climate of pessimism
embracing Western cultural values. Asked to draw pic-
and cynicism. What we need at the present mo- tures of their future, thousands of Japanese school chil-
ment are new utopian fantasies, new visions of the dren depicted themselves in helping professions, heal-
future, that will motivate struggles for social trans- ing the sick, educating the ignorant, and rebuilding
formation. Compared to the “real think” of tradi- their society; Seuss felt children of the previous genera-
tional leftism, such utopianism may seem like tion would have seen their futures as warriors. Young
“fairy tales.” However, rediscovering the demo- girls imagined business careers for themselves that
would have been closed to their mothers. For back-
cratic imagination of Dr. Seuss should remind us
ground on Seuss’s investigation of Japanese education,
that “fairy tales” can become powerful tools for
see Judith and Neil Morgan, Dr. Seuss and Mr. Geisel:
political transformation. A Biography (New York: Random House, 1995).
henry jenkins 205

6 Like many of his generation, Seuss’s hopes for bestow- entered American life from many different directions,
ing democracy on the world ran against his fear that the from the work of Yale’s Gessell Institute, from the an-
world was not ready to receive it. In confronting post- thropological research of Margaret Mead, from the
war Japan, Seuss saw both the prospect of legitimate best-selling “baby books” of pediatrician Dr. Benjamin
friendship across cultural differences and the dangers Spock, and from the commercial discourse of advertis-
of a culture that only a few years before he had viewed ing and popular magazines. Permissive thought dom-
as hopelessly militaristic and imperialistic. His partici- inates child-rearing advice in the postwar period,
pation in the reeducation of Japan cannot simply be re- though not without challenge and controversy. The
duced to cultural imperialism, without regard to his emergence of permissiveness reflected many shifts in
idealistic goals or to the historical context. Yet, at the postwar America’s conception of childhood—a chang-
same time, it never can be separated from the imperial- ing understanding of child sexuality and the place of
istic mechanisms by which those goals were achieved. sensuality and pleasure in development and learning; a
7 Lecture Notes, University of Utah Workshops, July fascination with the “primitivism” of the child and its
1947, Seuss Papers, Geisel Library, University of Cali- “natural” and “pure” knowledge of its own basic bio-
fornia-San Diego, Box 19, File 6. Subsequent references logical needs; a restructuring of the family unit which
will refer to Seuss Papers. served to justify the domestic containment of women
8 In my longer work-in-progress, an intellectual biog- by granting children greater authority at the expense of
raphy of Dr. Seuss, I argue that nonsense writing was their mothers; new sociological and psychological un-
far from meaningless; rather, it was the expression derstanding of the stages of children’s “normal” matu-
of a peculiarly modernist sensibility, an acknowledg- ration and of the centrality of play in their growing
ment of aspects of contemporary social experience that sense of themselves and the world; changing ideals
either destabilized traditional structures of meaning or about what parents valued in their children, stressing
seemed senseless, mechanical, or nonhuman. Its com- autonomy and creativity over obedience; a shift within
mon themes reflect crisis points in the hegemony of the the economic climate of the country, away from a cul-
nineteenth-century middle classes, where the old was ture of production and toward a culture of consump-
giving way to the new and where narrow consensus tion. The multiplicity of permissive discourses, as well
confronted expanding diversity. Given Seuss’s rather as the variety of their manifestation within popular cul-
stylized and fanciful representations, which constitute ture, is the focus of my current research interests.
a vernacular version of surrealism or dadaism, his fit 11 For a useful discussion of the political theories under-
within the aesthetics of the Popular Front might seem lying Spock’s work, see William Grabner, “The Un-
problematic. The Popular Front has most often been stable World of Benjamin Spock: Social Engineering in
associated with an aesthetic of realism or naturalism. a Democratic Culture, 1917–1950,” Journal of American
However, Michael Denning, in The Cultural Front: The History, 167(3) (spring 1980): 612 –29. Grabner’s under-
Laboring of American Culture in the Twentieth Century standing of this postwar period closely parallels my own
(New York: Verso, 1996), notes strong elements of mod- focus here: “Through control over the child-rearing
ernism running through the cultural politics of the process, Spock sought to create a society that was more
Popular Front, and has stressed the non-naturalistic cooperative, more consensus-oriented, more group-
elements in many of the central artistic accomplish- conscious, and a society that was more knowable, more
ments of this movement. Seuss’s children’s books, I consistent, and more comforting.”
would argue, represented an odd negotiation between 12 Henry Herbert Goddard, Our Children in the Atomic
naturalism, which was the dominant aesthetic of chil- Age (Mellott, IN: Hopkins, 1948), ix.
dren’s literature of the period, and the New Humorists’ 13 Mauree Applegate, Everybody’s Business— Our Chil-
fascination with the fantastic and the nonsensical. dren (Evanston, IL: Row, Peterson, 1952), 59.
9 Robert Cahn, “The Wonderful World of Dr. Seuss,” 14 Most accounts of the American Popular Front, such as
undated and unidentified magazine clipping, Seuss Michael Denning’s epic study, The Cultural Front, focus
Scrapbook, Seuss Papers. on the movement’s public sphere politics, on Waiting
10 What I am calling “permissiveness” was far from a for Lefty, wpa projects, and political rallies. The rela-
coherent or univocal discourse. Permissive impulses tionship of the American Popular Front to domestic
206 hop on pop

sphere issues in general and permissiveness in general Margaret Bourke-White, Leo Huberman, Max Lerner,
remains underexplored, in part because our standard Tom Meany, I. F. Stone, Hodding Carter, Erskine Cald-
narrative focuses on the collapse of the movement in well, and Albert Deutsch. Dr. Benjamin Spock offered a
the wake of the Hitler-Stalin Pact. Denning, however, regular column of advice for new parents, writings that
makes the case for its influence on American culture would provide the basis for his best-selling Baby and
extending well beyond the end of World War II. The Child Care. Stone’s role in the publication is discussed
cliché of the “red-diaper baby” suggests that adults’ in detail in Andrew Patner, I. F. Stone: A Portrait (New
political commitments had some influence on child- York: Pantheon, 1988), and in Robert C. Cottrell, Izzy: A
rearing practice, however. Biography of I. F. Stone (New Brunswick, NJ: Rutgers
15 Green Eggs and Ham (1960), One Fish, Two Fish, Red University Press, 1992).
Fish, Blue Fish (1960), Hop on Pop (1963), Dr. Seuss’s 28 Ralph Ingersoll, as quoted in Patner, I. F. Stone, 73.
ABC (1963), and The Cat in the Hat (1957) represent the 29 Larry Ceplair and Steven Englund, The Inquisition in
top five best-selling children’s books between 1895 and Hollywood: Politics in the Film Community, 1930 –1960
1975. The Cat in the Hat Comes Back (1958) came in (Garden City, NY: Anchor, 1980).
eighth place, preceded only by Charlotte’s Web (sixth) 30 Max Lerner, “Preface,” in Ralph Ingersoll, by Hoopes,
and The Wonderful Wizard of Oz (seventh). See Ruth K. viii.
MacDonald, Dr. Seuss (Boston: Twayne, 1988), 11. 31 Edward Connery Lathem, interview with Dr. Seuss,
16 Stephen Greenblatt, Shakespearean Negotiations: The undated transcript, Seuss Papers, Box 8, File 14, 141. The
Circulation of Social Energy in Renaissance England complete transcript of this interview is held in the
(New Historicism: Studies in Cultural Poetics no. 84, Baker Library Collection at Dartmouth. All PM car-
vol. 4) (Berkeley: University of California Press, 1989). toons cited are included in Seuss Papers, Box 18, Files
“I began with the desire to speak with the dead.” 11–19. Where information about their dates is provided,
17 See, for example, Lawrence K. Grossman, The Elec- I have included it parenthetically in the text. In other
tronic Republic: Reshaping Democracy in the Informa- cases, the clippings are currently undated.
tion Age (New York: Viking, 1995). 32 “When I joined up I told them I didn’t care for a lot of
18 For an essential overview of these debates, see David their economic policies and a lot of their political poli-
Trend, ed., Radical Democracy: Identity, Citizenship and cies.” Lathem transcript, Seuss Papers, Box 18, File 14,
the State (New York: Routledge, 1996). 128. Many participants in Popular Front organizations
19 Chantal Mouffe, “Radical Democracy or Liberal De- distanced themselves from their political commitments
mocracy?” in Radical Democracy, ed. Trend, 25. in the wake of the rise of McCarthyism. Seuss, as a chil-
20 Ibid., 24. dren’s writer, had added concern in preserving the “in-
21 Richard Flacks, “Reviving Democratic Activism: nocence” of his audience from adult political concerns,
Thoughts About Strategy in a Dark Time,” in Radical and indeed, most of the publicity and writing about
Democracy, ed. Trend, 110. Seuss has tended to ignore his earlier adult writings and
22 David Trend, “Democracy’s Crisis of Meaning,” in Rad- political activities. We will probably never know how
ical Democracy, ed. Trend, 14. deeply committed Seuss was to PM’s politics, though
23 Of course, one important first step would be to redefine his continued participation in progressive contexts
the family to include a broader range of social arrange- throughout the 1940s and early 1950s suggests that he
ments based on mutual trust and social alliance, in- was minimally a “fellow traveler.” At the same time, we
cluding same-sex partnerships. must not duplicate a McCarthyist logic of “guilt by as-
24 Lauren Berlant, The Queen of America Goes to Washing- sociation” in our attempts to claim Seuss for the Left.
ton City: Essays on Sex and Citizenship (Durham: Duke Michael Denning, in The Cultural Front, cautions us
University Press, 1997). against placing too much stress on party membership
25 Dr. Seuss, the New Republic (July 28, 1947): 7. or seeing the Popular Front as a cohesive political strat-
26 Roy Hoopes, Ralph Ingersoll: A Biography (New York: egy or organization. Rather, Denning argues, the Popu-
Antheneum, 1985). lar Front represented a “structure of feeling,” a way of
27 Among his regular contributors were some of the lead- understanding contemporary social experience, which
ing literary and political voices of the period, including shaped the political and cultural activities of many
henry jenkins 207

artists and intellectuals who would not have viewed most notably Dr. Frederic Wertham’s campaign against
themselves as radicals. Seuss’s participation within a the comics. Seuss clearly shared some, though not all,
succession of groups which writers like Denning asso- of Wertham’s concerns. At the same time, he had him-
ciate with the Popular Front (PM, the Capra unit, upa, self been a cartoonist and popular humorist and had
Stanley Kramer’s production group, etc.) suggests that briefly published a comic strip for the Hearst news-
his thinking bore some “affiliation” with its cultural papers. Seuss saw the opportunity for children’s writ-
politics, even if we can not place a label on his actual ers to engage with those themes and materials that made
political beliefs. This rereading of the Popular Front as the comics so popular with children, while, in the pro-
a “historical bloc,” rather than as an organized political cess, reshaping children’s tastes in a more palatable
movement, may help to explain why many of Seuss’s as- direction.
sociates, who read this manuscript, felt uncomfortable 39 T. S. Geisel, Final Continuity Script, Your Job in Ger-
with the term “Popular Front” or its application to one many, Seuss Papers, Box 9, File 6.
or another of the contexts discussed here. Participants 40 Lecture Notes, University of Utah Workshop, July 1947,
in such groups might or might not have seen them- Seuss Papers, Box 19, File 6.
selves as contributing to the Popular Front, a political 41 For a fuller explication of the permissive conception
term in circulation during the period but only retro- of children’s sensuality and sexuality, see Henry Jen-
spectively ascribed to this “historical bloc” as a whole. kins, “The Sensuous Child,” in The Children’s Culture
For a contemporary account of his involvement with Reader, ed. Henry Jenkins (New York: New York Uni-
PM, see “Malice in Wonderland,” Newsweek (Febru- versity Press, 1998). This collection also reprints some
ary 9, 1942): 58 –59. Largely forgotten today, Seuss’s of the primary source materials cited in this essay.
cartoons enjoyed broad circulation. They were repub- 42 See, for example, Dorothy W. Baruch, New Ways in Dis-
lished in national news magazines, distributed by Nel- cipline: You and Your Child Today (New York: McGraw-
son Rockefeller’s Inter-American Affairs operation at Hill, 1949).
the State Department, as well as employed by the Trea- 43 Ibid, 14.
sury Department in its Defense Bond campaign. 44 See, for example, Elizabeth A. Boettiger, Your Child
33 After the war, Seuss worried that their address to the Meets the World Outside: A Guide to Children’s Attitudes
enlisted men had been too childish and simple-minded: in Democratic Living (New York: Appleton-Century,
“Being remote from the soldier, we tend to talk down to 1941).
the soldier when we should be talking with the soldier. 45 Flacks, “Reviving Democratic Activism.”
His world is mud and we tend to talk to him from our 46 Dorothy W. Baruch, You, Your Children and War (New
world of clean sheets. The information we give him is York: Appleton-Century, 1942), 90.
the information he wants—and is greedy for—but we 47 See also Munro Leaf, A Wartime Handbook for Young
often irritate him by the way we present it.” T. S. Geisel, Americans (Philadelphia: Stokes, 1942), and Angelo Pa-
Memo to Chief, Army Inform. Branch, ied, Feb. 5, tri, Your Child in Wartime (Garden City, NY: Double-
1945, Seuss Papers, Box 230, File 34. day, Doran, 1943). For additional background on Amer-
34 T. S. Geisel, Memo to Chief, Special and Informa- ican child-rearing during this period, see William M.
tion Services, December 7, 1944, Seuss Papers, Box 230, Tuttle Jr., “Daddy’s Gone to War”: The Second World
File 29. War in the Lives of America’s Children (New York: Ox-
35 Other participants in the lecture series included Vladi- ford University Press, 1993).
mir Nabokov, Oscar Williams, and Wallace Stegner. 48 Goddard, Our Children in the Atomic Age, iii.
36 Dr. Seuss, Lecture Notes, “Mrs. Mulvaney and the Bil- 49 Dorothy W. Baruch, The Glass House of Prejudice (New
lion Dollar Bunny,” University of Utah Workshop, July York: William Morrow, 1946).
1947, Seuss Papers, Box 19, File 7. 50 Evelyn Emig Mellon, “Democracy Begins at Home,” in
37 Lecture Notes, University of Utah Workshop, July 1947, The Child Care Guide and Family Advisor, ed. Phyllis B.
Seuss Papers, Box 19, File 6. Katz (New York: Parents’ Institute, 1960), 515 –20.
38 Seuss’s focus on comic books in this lecture reflects the 51 See, for example, Detroit Public Schools, Demo-
emergence of reformist campaigns leveled against the cratic Citizenship and Development of Children (Detroit:
relationship between children and popular culture, Wayne State University Press, 1949).
208 hop on pop

52 Mary Elizabeth Byrne Ferm, Freedom in Education Academy of Motion Picture Arts and Sciences, Los
(New York: Lear, 1949), 13. Angeles.
53 Howard A. Lane, Shall Children, Too, Be Free? (New 70 T. S. Geisel, Loose Notes, 5000 Fingers of Dr. T, script
York: Anti-Defamation League of the B’nai B’rith, files, Seuss Papers, Box 7, File 13.
1949), 11. 71 Ironically, when the student protesters accused their
54 Goddard, Our Children in the Atomic Age, 135. parents of being “fascists,” they chose the one word
55 Baruch, New Ways in Discipline, 72. most likely to sting them. Permissiveness’s widespread
56 Boettiger, Your Child Meets the World Outside, 9. adoption reflected postwar anxieties parents felt about
57 Dr. Seuss, The King’s Stilts (New York: Random House, their own exercise of power and an attempt to po-
1939). lice the American family of its remaining vestiges of
58 Robert L. Griswold, Fatherhood in America: A History authoritarianism.
(New York: Basic, 1993).
59 Dr. Seuss, Bartholomew and the Oobleck (New York:
Random House, 1949).
60 Baruch, New Ways in Discipline, 115.
61 Ibid., 123.
62 Dr. Seuss, “The Ruckus,” Redbook (July 1954): 84.
63 Dr. Seuss, Yertle the Turtle and Other Stories (New York:
Random House, 1950).
64 Dr. Seuss, “The Zaks,” Redbook (March 1954): 84.
65 T. S. Geisel, “Some Notes by the Professor,” undated,
Seuss Papers, Box 7, File 13.
66 Unless specifically cited, all subsequent references will
be to T. S. Geisel, First Draft Script, 5000 Fingers of
Dr. T, Seuss Papers, Box 7, Folder 13.
67 Conried’s campy performance often transcends any
rigid parallels between Dr. T and der Führer, making
his monomaniacal musician the comic centerpiece of
the film. He rolls his villainous lines with relish, offer-
ing Zlabadowski a toast with his “best vintage” of Pickle
Juice, before ordering the hapless plumber to be dis-
integrated slowly —“atom by atom—at dawn!” Across
several musical numbers, T seems more like a child at
play, enjoying “glorious weather for zipping and zoom-
ing,” demanding that his men “dress me up” in more
and more extravagant duds, including such effeminate
clothing as “pink brocaded bodices,” “Peek-a-boo
blouses,” and “chiffon Mother Hubbards.” Dr. T fits
alongside Yertle the Turtle and young “Adolphkins”
within the long tradition of infantile and impulse-
driven tyrants that run through Seuss’s work.
68 Dick Williams, “Roaming the Sound Stages,” Los Ange-
les Mirror (March 7, 1952), 5000 Fingers of Dr. T clipping
file, Margaret Herrick Library, Academy of Motion Pic-
ture Arts and Sciences, Los Angeles.
69 Mildred Norton, “Just What Music Has Always
Needed,” L.A. Daily News (August 10, 1952), 5000 Fin-
gers of Dr. T clipping file, Margaret Herrick Library,
An Auteur in the analyze the relationship between an auteur and a
fan community in the process of an ongoing dia-
Age of the Internet:
log of mutual- and self-construction. In this case,
JMS, Babylon 5, and the Net the auteur is J. Michael Straczynski—JMS, as his
fans call him and as he signs himself—the creator
Alan Wexelblat of the science fiction television series Babylon 5;
the fan community is comprised of viewers of the
For starters, I have problem with the auteur term. . . . I show who use the Internet to gather information
do consider myself the author of the B5 story, the cre- about the show and/or communicate with simi-
ator of its characters and universe. Insofar as we enter larly enabled fans.
other areas, my position is that of navigator . . . I point I look particularly at the means by which the au-
to a spot on the horizon, and say “That’s where we’re all thor is constructed through interactions in these
going.” new media. This construction happens through
—j. michael straczynski, babylon 5 three major processes. The first is conventional:
creator/writer/producer the author is constructed by fans through the text
created by the writer, where the primary interac-
JMS is King. As to whether he belongs here [in rec.arts.
tion medium between author and fan is the text.
sf.tv.babylon5], everybody gets one vote, and JMS gets
The second is that the author is constructed by
one more vote than the rest of us put together. Be po-
himself, through self-revelation in the manner of
lite to the King, even though you think he’s not as hon-
a speech-maker. This is a new process that is
est as he says.
greatly facilitated by the new media. Finally, the
—alex rootham, babylon 5 fan, usenet posting
writer and the fans jointly construct an author
I’m fairly disinterested in the auteur. I don’t think by means of dialog in the new media. I believe
they’re best qualified to comprehend the breadth of that the dialog participants work from partially
their work in many ways: I prefer the perspective of the shared models of what the author should be and
recon balloon to that of the front line. relate their interpretations to this model, which
—william huber, babylon 5 fan, usenet posting they co-construct.
This last process is the most interesting be-
cause it is one which has not been so pervasively
What we know of an author changes our relation- available to authors before the widespread use of
ship to that author’s texts. What if we not only the Internet. The Internet allows near-real-time
knew about an author but could talk to him dur- interaction between discussion participants and
ing his process of creating a work? What if he not thereby speeds up a process that is critical to fans’
only listened, but participated—talking about the reading of a complex, episodically unfolding text
work, about himself, and about his readers—and such as Babylon 5, a text subject to a large number
it all happened at the speed of the Internet? How of constructions and interpretations. In the past
would the power of the author shape the reader this process was carried out in fanzines and other
community and vice versa? New-media theorists print or broadcast media, which have not gener-
such as Howard Rheingold have argued that the ally been so fast or so widespread as the Internet.
Internet democratizes discussion.1 I would like to In other media, various intermediaries usually
present a different point of view, one that illus- intercede. Interviews, press releases, information
trates the constrictive power that an active author kits, and so on all place human and physical barri-
can have on a reader community. Specifically, I ers between the author and the fans. Even when
210 hop on pop

authors spoke directly to their fans, such as the Peaks and some contemporary series such as Mur-
Beatles’ releasing Christmas records to their fan der One and The X-Files is that all follow a contin-
club members, there was little interaction and few uing story. As JMS notes, “[Babylon 5] is, as stated,
means of direct feedback from readers to author. a novel for television, with a definite beginning,
The new media provide interaction and feedback middle and end.” 2 The arc is the name given to the
opportunities that could change the entire charac- overall plot outline which JMS wrote describing
ter of the relationship. the major events and actions, the main characters,
To analyze the JMS-fan relationship I discuss and associated stories of Babylon 5. The arc fea-
new-media resources available to fans and exam- tures centrally in discussions among the fan com-
ine fan activities within the media. I then dis- munity. For example, all episodes are labeled as ei-
cuss JMS’s responses to fan activities and his ther “arc” or “not arc.” Arc episodes are expected
self-characterizations. I close by discussing three to advance the overall plot and to contain major
separate incidents in which the new media played or important information. Not-arc episodes may
a significant part in the construction of the author. tell interesting stories and develop characters but
they do not answer central questions of the series
or resolve key mysteries.
Background
The arc is plotted for five years and each year
Babylon 5 is a science fiction television serial set has a theme; although there has been discussion of
nearly three hundred years in the future. Humans spin-offs or related stories, JMS has been adamant
have established colonies in the solar system and, from the beginning that Babylon 5 would be a show
via technology purchased from visiting aliens, with a definite end, resulting from the completion
have begun to expand to other stars. Earth oper- of a planned story, following the development of
ates under a united government, and humans rap- the important themes. These themes are often
idly become one of the five major empire-building mythic, in the sense described by Joseph Camp-
races, among dozens of other space-faring sen- bell: they deal with basic concepts such as good
tients. Ten years before the events depicted in the and evil, fall and redemption, and the relationship
television series, a misunderstanding caused the between a public hero and a private person.3
Minbari— one of the most advanced races—to Viewers are promised (by experience and by
go to war with the humans. On the verge of wip- JMS’s public statements) that all the major ques-
ing out earth, the Minbari suddenly halted their tions raised in any given year of the arc will be an-
advance, surrendering for unexplained reasons. swered in the next year’s arc episodes. Thus, on-
To prevent the kind of misunderstanding that going fulfillment and revelation is combined with
started the Earth-Minbar war, the major races continuing mystery. A similar thing was done
agree to the construction of a massive space sta- within Twin Peaks, which initially turned on the
tion in neutral space which will serve as a United central mystery of who killed Laura Palmer, but
Nations-like place for meeting, trade, and negoti- eventually revealed that to be only one detail of a
ation. This station, called Babylon 5 (because the larger series of unanswered questions.
first four never became operational) serves as the
home of the major characters in the series and
Author(ship)
the focal point of much of the action.
As a dramatic series, Babylon 5 resembles Twin The centrality of the authorial myth to fan interpre-
Peaks in some ways and Star Trek in others. One tation is not surprising. Media fandom emerged
of the key ways in which Babylon 5 is like Twin from literary science fiction fandom where issues of
alan wexelblat 211

authorship are more clear-cut than in network tele- upper classes of society because of the financial
vision and where readers often have direct inter- requirements for net access; they are also over-
actions with the writers of their favorite books and whelmingly from the literate classes because writ-
short stories. Many important science fiction au- ten text remains the primary means of commu-
thors came from fandom, while many writers in the nication in the new media. Both these selection
genre regularly attend fan conventions.4 mechanisms lead to a fandom which is trained to
value high-culture artifacts and to separate itself
JMS is himself an avowed member of science
from “mundanes,” as non-fans are often deroga-
fiction fandom, acknowledging important influ-
torily labeled. As Foucault notes, auteur discourse
ences from such series as The Prisoner, and of be-
concerns taste: “Discourse that possesses an au-
ing an ongoing watcher of The X-Files television
thor’s name is not to be immediately consumed
series. Babylon 5 also lists the well-known science
and forgotten; neither is it accorded the momen-
fiction writer Harlan Ellison as a creative consul-
tary attention given to ordinary, fleeting words.
tant, and D. C. Fontana (associated with science
Rather, its status and its manner of reception are
fiction in general and Star Trek in particular)
regulated by the culture in which it circulates.” 6
wrote some of the early episodes.
Fans need a powerful, or at least well-known, au-
As evidenced by public postings, JMS is acutely
thor in order to maintain a superior feeling; JMS
aware of the place that Babylon 5 might have in
needs a fan base heavily invested in a superior view
the history of science fiction fandom. He under-
of the show in order to justify his sense of his show
stands the need to cultivate an active fandom in
being exceptional in the television medium and
order to help a show which does not do well in the
his own sense of being an exceptional television
standard (Nielsen) ratings. Fans of several such
author. This move to superiority and separation
shows—including Star Trek, Beauty and the Beast,
from “low” or popular culture is a familiar one.
and Quantum Leap—have played important parts
For example, Bourdieu argues that creating an au-
in keeping these shows on the air when networks
thor is one of the ways that bourgeois (cultured,
or studios threatened to cancel them:
refined) taste makes a space for itself in the realm
In the final analysis, I think we’ve made a little his- of the popular.7 High culture is authored; pop cul-
tory with this show, . . . had an effect on how sf ture is not.
Television will be done henceforth, and brought a Authorship, and the construction of the au-
“screw ’em, let’s go for broke” philosophy back to thor, also serve several useful pragmatic purposes
the genre, which (personal opinion) had grown, in for readers/viewers. First of all, they allow readers
tv , a bit on the stuffy side. Bar fights, main charac- to group artworks together in meaningful and co-
ters who lie, bad guys who do good things and good herent ways; for example, fans of Star Trek often
guys who do bad things, bathrooms, fasten/zip and speak of the episodes written by D. C. Fontana as
lessons in Centauri anatomy, we’ve broken some of a whole. Authorship also plays a large part in de-
the taboos, and I think that’s a positive thing.5 marking the value of artworks. Something writ-
ten by a well-known writer commands a higher
Note the construction of Babylon 5 as a special,
price than something by an unknown. Addition-
groundbreaking entity that is better than other
ally, fans are often collectors and will seek out ob-
texts with which it might be compared. Fandom,
scure material by a named author, thereby raising
particularly science fiction fandom, has always
the value of a previously ignored item. Finally,
posited itself as apart from, and superior to, the
authorship provides a simple and readily acces-
other viewers of other television series. Partici-
sible causative explanation. Fans seek explanations
pants in the new media are generally from the
212 hop on pop

in their model of the author for actions taken by .tv.babylon5, the major discussion newsgroup
characters in the series. during the period researched (January 1995 –Jan-
Each of these purposes encourages fan con- uary 1996) is distributed worldwide. Many of the
struction of an author. In an episodic series such fan quotes used in this paper come from postings
as Babylon 5, some means must be found for ra- to this newsgroup, now archived at Google (news
tionally associating actions, plot elements, and .google.com). The newsgroup, like much of Use-
characters across episodes (grouping artworks). net, is anarchic. The group has opinion leaders,
In a fan culture, it is common to see tie-ins ap- members who are particularly respected and
pear that are associated with the main text. For ex- members who are particularly reviled, but among
ample, Babylon 5 has spawned artifacts such as as- the fans there is no single authority or source of
sociated novels, that are given weight and value by direction. There is no central organization filter-
virtue of their having been approved by JMS (de- ing and ordering postings to the group as a whole.
marking value). His name appears prominently The World Wide Web (or simply the Web)
on the cover of the novels even though he does not adds a new media dimension to fan activity. In
write them, and buyers read on the book jacket some ways, the Web acts like a journal of record.
that these novels describe episodes of the plot Newsgroups are transient and postings are com-
which were not made into television shows. posed quickly; Web sites exist for much longer and
JMS denies himself the auteur label. However, are often designed by professional graphic artists.
I argue that JMS deliberately constructs himself as Newsgroup postings have no specific sponsor-
an auteur, in much the same way as David Lynch ship and sometimes lack even the authorship of a
did in Twin Peaks, and as Chris Carter did in The nameable writer; Web sites often have corporate
X-Files and Millennium.8 JMS fits this construc- or other official status. Two Web sites in active
tion even more than the usual television series use during the first airing of the series particularly
producer because he is also the series’ main writer. highlight the competing models of reader inter-
Not only did he originate the concept for the series action with the show.
and write the arc, but he also wrote most of the
individual show scripts. In the third season of the lurkers versus babcom
Babylon 5 he wrote the script for every episode, a Note: this episode is more momentous than most.
feat never before achieved in American television. Think twice before proceeding to the spoilers; it’s
Thus he is strongly associated with both the over- worth seeing unawares at least once. (Warning
all trajectory of the show and with the individual posted in the Lurker guide)
episodes. Recovering authorial intent is the most
“The Lurker’s Guide to Babylon 5” is a fan Web
prevalent activity in the Babylon 5 online fan com-
site. It is one of the first, having been established
munity. It is also precisely the mode in which most
early in the show’s history. Babcom was an official
of the interactions with the writer occur: fans ask
Babylon 5 site, established and maintained by War-
questions to clarify or validate their interpreta-
ner Brothers, the show’s producing parent. The
tions of what they see in the episodes and JMS re-
site had only been on the Web for a few months at
sponds, or not, as he sees fit.
the time this research began. The two sites could
not be more different if they tried. The Lurker site
The Net Parts is organized along lines similar to the way a viewer
experiences the shows; that is, by episode. Babcom
Two media are the most significant for under-
only added an episode guide as an afterthought.
standing this author-construction process: Usenet
The Lurker site is meticulous in its attention to
newsgroups and the World Wide Web. Rec.arts.sf
alan wexelblat 213

detail, both in terms of its own accuracy and in ficial site, JMS was listed as simply one of three
terms of what its creators expect viewers to want; “creators” of the show. His official titles were given
for example, each of the episodes in the Lurker’s as “executive producer/creator,” and his status as
Guide has hints as to what details a sharp-eyed the writer of episodes was not acknowledged. The
viewer might watch for in order to gain clues, an arc was not mentioned on the official site, and
important part of the construction process. On JMS’s biography was visibly shorter than that
the other hand, Babcom contained numerous er- of the other executive producer, Douglas Netter.
rors which would be caught by even a casual JMS’s words appeared nowhere on the site, nor
viewer of the show; for example, the character De- were there any clues or hints that there might be
lenn was referred to as “he” in the official biogra- such a thing as authorial intention which readers
phy despite being decidedly female. might strive to recover.
Babcom also clearly had little respect for fan The Lurker site, by contrast, was a testament to
conventions. Babcom plot descriptions contained the strength, depth, and variety of that form of
significant spoilers; any fan scanning this list found reading. The Arc featured prominently, Arc epi-
it impossible to watch the episodes with a fresh sodes were specially identified as such, and the de-
mind. By contrast, the Lurker site provided sum- veloped Arc up to the point of a given episode
maries which carefully do not reveal plot surprises. could be read with the information about each
Potentially revelatory information was placed far- episode. Complete, detailed plot synopses were
ther down the page where it would not be seen also available. JMS was significantly foregrounded
inadvertently. at the Lurker site, which contained an extensive
Babcom promoted a personality-based televi- searchable index of “all of the JMS posting ar-
sion model of fan viewing. The site featured the chives” as well as the episode guides and synopses.
actors and characters of the show, greeting visitors This kind of resource allowed fans to cross-check
to the site with a contextless picture of a character. and cross-correlate information, both key activi-
The character descriptions were short and static— ties in recovering authorial intention.
reflecting the status of each character as revealed The “Backplot” section gave facts about the
to a point in the airing of the show’s episodes. Babylon 5 universe which were revealed in that
Readers could jump from a character’s description episode, or inferred from casual references, sets
to an equally short description of the actor playing or props. Details were meticulously searched by
that character, possibly including credits for work fans for story significance. “Questions” referred to
other than Babylon 5. By contrast, the Lurker site unanswered questions raised in a given episode
avoided featuring the characters. Although it pro- around plot elements, and were expected to be re-
vided much more complete cast lists than Babcom, solved in future episodes, or even in other mate-
character descriptions were avoided. The avoid- rial. JMS encouraged these explorations and ques-
ance of featured characters acknowledged that in tions within the confines of the plot. He rejected,
the Babylon 5 series (unlike many other television however, the idea that any plot inconsistencies
series) characters change. Not only do their per- come from a failing on his own part.
sonalities change, their appearances change and
What you have picked up on are not flaws, but
their centrality to the story changes. To describe
story points in the making . . . areas that will be ex-
the characters absent their context in the unfold-
plored down the road. These questions will be
ing narrative would be to do a disservice to fellow
answered. . . . I’ve always taken pride in the fact that
fans who might thereby be misled.
my stories are generally airtight. I hate loose ends
Perhaps the starkest contrast between the two
and unanswered questions and inconsistencies. So
sites was how they treated the author. In the of-
214 hop on pop

feel free to poke and prod. It’ll either be something different local stations in its attempts to save the
I’ve deliberately built into the show, or something show.
that I should attend to.9 The new media excel in quickly mobilizing a
large, dispersed population. Messages on news-
The most interesting section for critical analy-
groups propagate across the nation in hours or a
sis is the JMS portion. For each episode, the fans
few days. Fans outside the direct broadcast area
gathered and sorted those remarks by the author
of a particular station can contribute to write-in
which seemed to pertain to the episode or that
or call-in campaigns and can react quickly to
were posted in response to discussion about a
changes in station policy; speed and numbers are
given episode. This foregrounding of the auteur’s
critical to this kind of campaign. JMS’s presence
words is key to the particular construction going
on the Net allowed fans to get his direct involve-
on in this interchange. As the fan site of record,
ment in a way not possible with previous shows.
the promotion in the Lurker archives of JMS’s
Additionally, the Web’s ability to act as a journal
words to an equal level of importance as direct
of reference is invaluable in collecting informa-
textual evidence must be seen as a specific move to
tion for mobilizing fan action. For example, a fan
assert the auteur’s authority.
collected information about writing to a variety
After speaking to the program director at [a tv sta- of local stations and writing to Warner Brothers,
tion in San Antonio], I found out he was interested as well as relevant notes from JMS, in a page called
in airing B-5 next season (this season they have a full “keep b5 alive: Write your local station now!”
lineup). The program director (at the moment I JMS’s close contact with the fan community made
can’t remember his name) said he was awaiting a him the natural spokesman for this sort of effort,
call back from Warner about B-5 etc. So I sent JMS given Warner Brothers’ silence on the issue, lead-
a message telling him that his gentleman was await- ing to JMS coming to be seen as a saving pres-
ing a call back and could he have someone at War- ence. In the minds of fans, not only did he per-
ner who is knowledgeable about B-5 call him. JMS sonify the show, but he also began to personify the
said no problem.10 power that the show may wield in the commercial
arena.
fans ’ activities and jms ’ s responses
Advertising for the show by Warner Brothers was Fan Fiction
lacking. The show was distributed by an indepen-
do not post story ideas to the Babylon 5
dent production company, and there was no as-
newsgroup. Since the show’s creator/Executive Pro-
surance that any station in a given market would
ducer (J. Michael Straczynski, “JMS”) is here and
carry the series. Additionally, the series suffered
reading this group right along with us, he would
from initial low ratings, leading some stations
have to withdraw for legal reasons if story ideas were
to cancel it in favor of other, possibly better-rated,
posted. We don’t want that! (The full faq explains/
shows. In response to this situation, fans mobi-
defines “story ideas.”) disclaimers do not
lized to lobby stations and convince them that
work . Releasing the idea into the public domain
an audience for the show existed. This sort of ac-
does not work. Please respect the group’s charter
tivity is not new; indeed, the original Star Trek se-
and do not post story ideas here at all. A mailing list
ries was preserved for a while by a similar sort of
exists elsewhere for creative ideas.11
fan campaign. However, Babylon 5’s fan commu-
nity has had to deal with the completely decen- As with any series, it is impossible for the offi-
tralized decision-making authority of hundreds of cial Babylon 5 text to satisfy all the desires for fans
alan wexelblat 215

to see certain stories told. Therefore, some fans are text could be determined by someone else, or that
moved to write their own stories. The new media sources other than the officially sanctioned one
play a unique role in the process of fan fiction could produce desirable material. Thus, the po-
creation and dissemination. There was an absolute tentially dangerous (permissive) first model has
and well-respected ban on posting fan fiction to to be counterposed with the second (restrictive)
the rec.arts.sf.tv.babylon5 newsgroup. Fan fict- model.
ion could easily be construed as promoting story
ideas, something which the newsgroup charter
Newsgroup Activities
prohibits; this prohibition has been the subject
of repeated controversy in the group. Fan fiction Many of the fan activities are based around ongo-
mostly finds its home on the Web, where the basic ing discussions, particularly on the rec.arts.sf.tv
paradigm is that anyone can be a publisher. Prob- .babylon5 newsgroup. We will next take a look
ably the most comprehensive fan fiction site is the at themes which take up most of the discussion
Babylon 5 creative site. Even here, in what should threads in the newsgroup.
be the bastion of countercanon fan activity, JMS’s
presence and authority are felt. For instance, JMS looking for clues
is quoted not quite encouraging fan fiction: Let me dive in for a second on the general issue of
“what means what.” One of the things I learned do-
Obviously, I can’t say anything officially here saying
ing other shows, like being on Murder, She Wrote
“Go write fanfic to your heart’s content.” Because
for two years, was that you *must* play fair with the
pten would (correctly) stick my head on a pike in
audience. The clues cannot be so small, or so di-
the middle of downtown Hollywood. However, let
minished, that they will zip by too easily. There has
me be absolutely clear in this: I have never
to be at least a reasonable chance that people will
said, “Don’t write it.” All that I have ever said is,
glom onto things.
“Don’t put it in a place where I can see it or stumble
So the odds are that a single word, or a look, or
over it.” 12
something going on in deep background is probably
This quotation is interesting because it seems *not* significant. Anything in foreground, which is
to promote two models at one time. On the one given some weight, *may* be significant.13
hand, there is the model of JMS as the creator of
One of the favorite activities of fans of any
the Babylon 5 universe, inviting others in to play
complex or ambiguous text is the search for clues,
with his creation, to share in the authorship as it
and Babylon 5 fans are no exception. Contributors
were. On the other hand, there is the assertion that
to the newsgroup take apart the smallest details
pten would lose something by the act of fan fic-
of the episodes, searching for the clues that they
tion being created. What is that loss? Since no fan
know are in the text. They know the clues are there
can create television broadcasts, fan fiction cannot
because the auteur has told them so.
compete economically with the original text. In-
Fans use these clues to build complex models
stead, the model of loss that seems to lie unspoken
of character, character motivations, plot twists,
behind this assumption is that fan fiction would
and so on, in an attempt to anticipate what might
represent a challenge to authorial control over
be coming next. Jenkins noted that a Twin Peaks
the text, and this is not permissible for an auteur.
fan used an analogy between that series and
If JMS were to encourage fan fiction actively, it
Charles Dickens’s novel The Mystery of Edwin
would be tantamount to suggesting that not only
Drood to anticipate the identity of a mysterious
are alternative interpretations of the main text
character. Similarly, Babylon 5 fans build models
possible, but that the direction and tone of the
216 hop on pop

of the show in terms of what they know—such as volume series have led to a growing complaint of
J. R. R. Tolkien’s The Lord of the Rings and Shake- lack of originality. Even within supposedly “origi-
speare’s Macbeth—and use these models predic- nal” works, comparisons are constantly made be-
tively. For example, The Lord of the Rings uses tween new material and predecessors. For ex-
a particular thematic structure, in which charac- ample, it is a rare book that deals with robots and
ters take certain parts in the drama and, as a result, is not compared to the works of Isaac Asimov. JMS
express particular motivations. Using this as a is not the first to suffer these slings and arrows, no
model, fans hypothesized that analogous charac- matter what he protests. A writer who was less
ters in Babylon 5 would take certain future actions married to the auteur model might be more will-
or were motivated by certain beliefs. ing to accept the predictive power of analogy
JMS’s reaction to the proliferation of models models, seeing them less as losses of control than
among fans is bifurcated, as are so many of his as ways in which fans can participate in the co-
other responses. On the one hand, he rewards fans creation of the text.
who pick up on clues he deliberately places: “Con- JMS also seems to be concerned lest his master
grats; you’re the first person I’ve seen to get the work be seen as more common or less original
Macbeth parallel.” 14 On the other, he actively dis- than he sees it. This leads us back to Foucault and
courages the use of these models for predictive his description of how the attachment of an au-
purposes: thor’s name to a work gives it value. JMS might
have responded, for example, by pointing out that
Though I may sometimes nod to one or another
no work of art is completely original; for example,
landmark of sf , I’m not doing The Prisoner, Lord
Shakespeare’s plots were often drawn from the
of the Rings, Childhood’s End, MacBeth, the Iliad,
common oral stories of his time and from the
The Mountains of Madness, or any of the thirty
commedia dell’arte. However, JMS holds a model
other works that I’m supposed to be doing, all mu-
of ownership, one in which the story is a posses-
tually contradictory. I’m telling this story, my story,
sion that remains solely his, by virtue of the (un-
and though it’s nice to be compared to such other
disputed) long hours and hard effort he has put
works, it does become bothersome after a while
into creating the Babylon 5 scripts and show. As
when everybody tries to pin down which work I’m
the creator of this unique work, he elevates himself
supposed to be “doing” when they never do this
to auteur status. Clearly he is not only pointing to-
to novelists, because this is tv . C’mon, people, I’ve
ward the horizon; he is claiming to have made the
written published novels, and short stories, and
horizon exist. It is the job of the readers to see only
plays, and radio dramas, and I *do* have a brain in
that authorized story and to focus their efforts on
my head to maybe make up something on my own,
recovering authorial meaning.
y’know.15

Surely it is obvious to JMS, as a published nov- recovering authorial meaning


elist, that this sort of activity in fact happens in all imo [In my opinion] nothing which we see on the
kinds of print media. Even leaving aside cases tv screen in B5 is “self-evident.” That is imo part
where a writer is accused of outright plagiarism, of the “rules” of this series. It ain’t so until JMS tells
a major activity of criticism is the search for inspi- us it’s so. (David Shao, Babylon 5 fan [unarchived
rational models. Novels seen to be too derivative rec.arts.sf.tv.babylon5 posting])
are looked down upon; this is particularly true
The project of recovering authorial intention
in science fiction/fantasy fandom where the pre-
or meaning takes the entire text and, rather than
dominance of media-derived product and multi-
alan wexelblat 217

attempting to form predictive models about the are recognized for a special act that creates value
future course of the plot, seeks to assign meaning within the community.
to what has been viewed. In particular, of course,
the meaning to be assigned is the one purportedly discussing alternative
encoded in the text by the auteur. This linear interpretations within the canon
model of encode-transmit-decode is not widely Babylon 5 contains enough ambiguities that even
accepted these days by critical theorists, but it those who subscribe to authorial intent models
closely matches the model under which JMS and can find and debate different interpretations. The
most of the fans seemed to be operating. show must do this, or risk losing all mystery. Here,
This poses a direct challenge to theorists such fans forward different theories in any space that
as Howard Rheingold and Douglas Schuler who authorial intention leaves them. They agree on
posit the Internet as a democratic leveler of differ- the general framework, but introduce different
ences.16 In this utopian discourse, the oft-quoted sets of clues into evidence to support their varied,
fact that “on the Internet no one knows you’re a often contradictory, hypotheses about events not
dog” should cause a peer-based interpretive com- seen directly or fully on screen. For example, in
munity to form in which the author (though not the episode “Divided Loyalties,” one of the char-
dead) would be merely one voice among many acters is shot at. The shooter is not seen on screen;
and where his ideas would wield no more weight we only see the gloved hands holding the pistol.
than any other. That clearly is not what is happen- Immediately, a mystery is suggested: who is the
ing here. Even discounting the special voice of the shooter? Resolution of this mystery appears to
author, the egalitarian model among fans does not come in the episode: a character is identified as a
hold. Within the fan community there are opinion traitor and removed. But the episode does not
leaders such as prolific message-posters and the state definitively that this character is the one
writers of the episode summaries. These opinion who did the shooting, and this character arguably
leaders shape discussion by the topics they choose lacks certain skills shown onscreen being used
and by how they engage those topics. Standards of by the assassin. As a result, a number of conflict-
right and wrong are enforced in the interpretive ing theories emerged in the newsgroup. Each the-
community. ory acknowledged that there was one, right, an-
Simplistic formulations of the effects of new swer, but each cited different supporting evidence
media on author-reader relations cannot account for its conclusions. Some even went so far as to hy-
for the complexity of the phenomenon we see pothesize that characters’ onscreen dialog was
here. My own theory is that there is no reward mistaken in some way, thus allowing more room
structure in the fan community for oppositional for theorizing.
critical analysis, whereas the rewards for friendly
I don’t think Talia was Control, either. The state-
analysis are direct and obvious. For those who
ment by Talia indicated that the sleeper was code-
“guess correctly” there is the vindication of being
named Control, but it seems that there’s the pos-
proven right in later episodes; there is a demon-
sibility that the spies made a mistake and either
stration of one’s superiority to one’s fellow fans. In
picked up disinformation or conflated two different
some cases, there is direct reward in the form of a
plans. Control may well be someone else.17
positive comment from JMS himself, such as the
one acknowledging the fan who caught the Mac- These theories are often related back to the author.
beth parallel. This direct reward can also have the JMS’s previous surprises and plot twists which
effect of promoting fans to authorlike status: they were not anticipated or understood by fans are
218 hop on pop

cited as evidence for the more outlandish theo- mains, is the work . . . if I did a good job, the work
ries—if the author was so clever before, simple ex- will live on. If not . . . nothing matters.20
planations must be wrong in this case.
Here JMS again seems to be wanting to have it
Throughout these interactions, JMS has acted
both ways. On the one hand, he claims that the
to define the program’s ideology by his (often Del-
revelatory details are not important, that what
phic) answers to fan questions, by labeling inter-
matters is the text itself. But that begs the ques-
pretations as right or wrong and by offering ex-
tion of why personal information is brought into
planations of key events both in the Babylon 5
the discussion in the first place. Presumedly, JMS
universe and in our universe where the show is
brings in just that personal information which
created.18 He has given a consistent bifurcated re-
supports his desired self-construction.
sponse, simultaneously attempting to maintain
strict interpretive control, while encouraging the
jms and characters
growth and development of the fan community
JMS repeatedly indicated the special status of
which is essential to the show’s survival.
characters bearing the initials “J.S.,” such as both
the station commanders (John Sinclair and James
How JMS Views Himself Sheridan). In general, when considering works
of fiction, the degree to which the writer can be
When I’m up on stage, I’m in ***performance
identified with any particular character or charac-
mode *** thinking up the next line, setting up the
ters is always uncertain. It is common for fans to
next segment, whatever . . . and combined with the
select one particular character in a text and iden-
fact that despite what I cobble together in my JMS
tify him with the author. For example, the science
“persona” I’m actually very shy. . . . I don’t hear the
fiction author Robert Heinlein was often identi-
applause. I’m so riddled with anxiety that I don’t
fied with the words and actions of Lazarus Long,
hear it.19
one of his recurring characters; however, Heinlein
More than any other author in television history, created hundreds of characters in his career and
JMS has been willing (perhaps eager) to share de- the identification with any one particular charac-
tails of himself, his private life, his beliefs, and his ter to the exclusion of all others is arbitrary at best.
thoughts with fans. As the quotation above sug- JMS has vocally resisted identification with any
gests, he is aware that he presents a construct, a se- particular character: “Often I slice off parts of my
lective excerpt of things chosen from all that he own character (what there is of it) and invest it
might say about himself. Still, at other moments, into all of my characters. There’s a lot of me in
his view of his own self-presentation is differently Ivanova, Delenn, G’Kar, and the others.” 21 This
assessed: construction allows fans to read the words and ac-
tions of any character in the text in the light of
Regarding how I present myself here [in the news-
JMS’s self-revelation.
group] . . . I don’t think about it one way or another.
At the same time as he puts himself into his
I honestly don’t much care how I’m perceived. Who
characters, JMS repeatedly claims to avoid pro-
and what I am, if I’m annoying or a saint or just an-
moting his particular views on issues. This has
other Joe, is utterly and completely irrelevant to the
been his defense several times in discussions on
work. Fifty years from now, when I’m long gone to
the net about the portrayal of religion in the
dust, no one’s going to remember me for being a
show. The show repeatedly addressed religious is-
swell guy, or a rotten guy. All that matters, all that re-
sues, and religious figures featured prominently in
alan wexelblat 219

many episodes. JMS, however, consistently char- when to deny his own points of view and when to
acterizes himself as an atheist.22 JMS’s claim has al- promote them acts not only to shape the story told
ways been that his views as an atheist are not per se by the text, but also acts to shape the view of the
represented by any of the characters. storyteller constructed by the fans who search for
In other cases, JMS very clearly promotes his the author.
particular views. For example, the issue of having
a gay character or gay relationship has been raised jms the storyteller
a number of times by fans. JMS has resisted the My use of the term “storyteller” here is not acci-
notion of having a specifically gay character: dental. On many occasions, JMS has spoken of his
activities in terms of story-telling and in particular
Let me put this as simply as I can . . . in the year 2258,
of his attempts to work within the framework of a
nobody *cares* about your sexual orientation. It
traditional storyteller:
doesn’t come up. No one makes an issue out of it.
There are no discussions, no proclamations, no in- We try to emphasize the voice of the storyteller as
quiries, no “how will they react?” It’s like being left- much as possible, that we are creating . . . well, I
handed or right-handed; no one really cares one don’t want to say creating new mythologies, because
way or another.23 I don’t think they are really created, they stretch
back to the foundations of civilization, and show up
Here JMS has taken a major social and political is-
repeatedly in works of literature . . . but reinterpret-
sue in modern American society and projected his
ing and reinventing and clarifying the structure of
own particular view of it into the series. No char-
myth for a new generation.24
acter speaks the lines quoted above, or anything
directly reflecting this view, but it is reflected in It is not surprising to see that someone who
the characters’ dialog and actions, in what they do considers himself to be operating in a traditional
not say as much as in what they do say. In many story-telling mode would turn to using traditional
ways this pronouncement resembles those made story-telling mythic structures, in particular those
by people around the Star Trek series, which has described by Joseph Campbell, whom JMS has
also come under fire from sections of the fan com- noted as an influence:
munity for its failure to represent a gay relation-
I knew that the best series set up places where the
ship as a significant part of their view of the future.
stories come to you, in a police station or a hospital
Sex, sexuality, and interpersonal relationships of
or a law office, and decided in an sf environment a
a heterosexual nature are regularly featured in the
space station would work well for that . . . added the
series, but homosexuality and queer representa-
backdrop of myth and archetype, constructed a
tions are marginalized or excluded.
Hero’s Journey, and took it from there.25
Again, we see the duality wherein JMS claims
not to be promoting himself or his personal views Here JMS specifically references the Hero’s
in any character, and yet it takes no great stretch of Journey, an archetypal form of story described by
imagination to see that he is doing precisely what Campbell as being present in virtually all story-
he claims to be avoiding. His point of view seems telling cultures around the world. However, de-
to be that silence on queer relationships is the spite clearly being a student of Campbell’s writ-
same as support, and so characters on the show ings, he does not seem to subscribe to Campbell’s
never utter the word “gay,” yet they are claimed to belief that these archetypal forms belong to no one
be indifferent to others’ sexuality. JMS’s choice of and that their particular instantiations are less im-
220 hop on pop

portant than the presence of the prototypical ele- reader creating that interpretation. Each reader
ments, which resonate with our experiences and brings to the text his or her own backgrounds and
expectations. associations and each sees within it a different story.
JMS is quite aware of Babylon 5’s possible place The models fans and JMS use to frame their
in the tradition of science fiction television. In dis- discussion undergo constant evolution. Often that
cussing archetypes and myth he shows his aware- evolution is in response to a direct challenge of
ness of the larger structures that society, history some form. In the following sections, I will dis-
and language bring to bear on the text he pro- cuss three incidents, each of which challenged
duces. However, the implications of that aware- some significant aspect of the author/fan models
ness seem to be different for him than they might and each of which led to major changes in the
be for other critics. JMS draws meanings from the discourse.
texts that circulate around him; he reworks their
images and themes to add new meaning to his se- story ideas
ries. This is the essence of the process that Camp- Just today I received a legal piece of paper from
bell describes. JMS, though, seems to deny that a pinhead in Georgia who thinks I swiped his idea
others could legitimately take images and themes for a zone , and that’s probably going to involve
from his series and constitute from them mean- lengthy legal stuff to prove that I didn’t do it.27
ings different than the ones he imposes.
In any society that attempts to establish precise
Fans are extremely active in detecting elements,
ownership of intellectual property, creative artists
structures, and parallels between Babylon 5 and
must exercise great care in limiting their exposure
other works both inside and outside the science
to material related to what they are creating. Yet
fiction genre. However, JMS is often quick to dis-
one cannot be a creative artist without training
miss these parallels:
and knowledge of the field in which one creates.
Is Babylon 5 supposed to be a parallel world to The paradox of appropriation plays itself out in
Tolkien’s Lord of the Rings? many forms. In an environment where a writer is
There is no 1–1 corrolation [sic]. No. Why should in frequent contact with the thoughts, ideas and
I want to do that, instead of telling my own story? suppositions of fans, there is a constant danger of
[Tolkien] and I used the same tools in our writing; contamination, in a legal sense. Usually the ideas
archetypes and mythic structure, and the hero’s jour- that circulate on the net are nebulous and, given
ney, so some tools are reflected, as in sagas going back the wide variety of possibilities in a complex uni-
to the Illiad [sic] and the Odyssey and Sir Gawain. . . . verse such as Babylon 5, there is little overlap be-
and Camelot and endless other mythic stories. . . . I tween fan speculations and the aired material. But
constantly get mail from people saying, “Oh, you’re it can happen. On August 15, 1994, JMS posted this
doing WW II, or you’re doing ancient Babylon, or message:
you’re doing Kennedy, or Camelot,” and they’re all
Kwicker: What if Joe wrote a story in which a
sure they’re correct, and they all find evidence . . . but
“memory-challenged” person discovered rec-
they can’t be all correct, and they’re not.26
ords of who or what he was?
And yet, in some sense, these meaning-seeking I was in the process of developing that as a
fans are all correct. The stories belong to no one. b-story in an upcoming episode. Because of that
The mythic elements and issues drawn from the comment, I now have to scuttle the story. I under-
cultural fabric are amenable to many interpreta- stand that this proceeds from enthusiasm on every-
tions, each of which has meaning relevant to the one’s part, but let me repeat this as forcefully as
alan wexelblat 221

I can: no story ideas . No matter what anyone park rangers and to lawmen such as the Texas
says, what disclaimers are put up, if I see a story idea Rangers.
that is something we’re doing or contemplating do-
ing . . . I have to scuttle it to protect the series. This racism charges
has just torpedoed what would’ve been a very com- At one time our Xenobiologist was Indian, named
pelling little b-story.28 Chakri Mendak. It was only after careful delibera-
tion that I decided to change the character to an Af-
The reaction to this incident was an almost
rican-American, which was done for several rea-
universal condemnation of the fan in question.
sons, not the least of which being that it would let
The absolute control of the auteur had been called
me bring in some Indian characters in other roles
into direct question and the fans closed ranks
that could be quite interesting. And yes, overall I
in response to what was perceived as a threat to
want to draw from a number of different ethnic
the show. In response to the threat, a group of
groups and heritages, because they each add some-
fans on Usenet stepped in. Previously, JMS had
thing new to the mix. And the context throws into
been receiving Usenet news messages directly;
relief the fact that those other guys are all aliens,
now the Rangers (as the fan group called itself, af-
but we—whatever the ethnic background—are all
ter the Rangers in Babylon 5) interceded and re-
equally human, and I think that will do a lot to ease
moved messages that could be construed as story
or even eliminate racism.30
ideas.
A solution was found and the story was pro- A recurring theme in several of the net discussions
duced in the third season, under the title “Passing has been charges of racism or tokenism, made
through Gethsemane.” In essence, the sinner re- against JMS and against Babylon 5 in general. It
canted his sin, as JMS reported: has taken several forms, from the very mild: “Well,
(gulp) has anyone else noticed that the only major
This was the story that someone else (don’t want to
black character on B5 is a junkie” (Harry Knowles,
use names, no sense in blaming anyone) had acci-
unarchived usenet posting), to the very aggressive:
dentally suggested while I was working on it early in
“Racism is in the heart of this show and if not why
season two. So I had to scuttle the script for nearly a
did they replace the asia[an] woman that was com-
year. Finally, very chagrined over what happened,
mander before Ivanova. We are to be impressed
the individual gave me a notarized form explain-
with the guess [sic] stars that are minority and yet
ing the situation. At that point, I was able to reacti-
there is only one minority on the show” (Blac-
vate the story. So no, it’s not any kind of “it’s okay to
night9 [aol screen name, real name unknown]).
do this” notion about story ideas; as it is, the story
Accusations of racism are always hard to deal
was tied up for about a year, and might never have
with, particularly for white men in positions of
seen the light of day had not the other person made
power. It is easy to read JMS’s quotation at the be-
great efforts to set the situation straight.29
ginning of this section as promoting tokenism; the
It is ironic that the group set up to deal with the notion that having one Indian character somehow
story ideas “problem” and prevent possible result- prevents other Indian characters from appearing
ing charges of plagiarism is called Rangers; that is hard to rationalize. On the other hand, JMS
title is itself appropriated from the works of Tol- clearly constitutes himself via his public com-
kien, as the Rangers in Babylon 5 serve much the mentary as being against tokenism and in favor of
same function as the Rangers in The Lord of the color-blind casting. This “party line” is echoed by
Rings who, in turn, can be related to American fans like this one, defending JMS and B5 against
222 hop on pop

Knowles’s comment: “Franklin was a junkie be- a set of associations which would make him im-
fore a black actor was chosen for the part. B5 cast- pervious to the charges of racism leveled against
ing is totally color-blind. This is because jms is, Babylon 5. However, the logic does not hold. Even
and everyone is in 2260” (Jay Denebeim, unar- if we grant JMS’s premise that his childhood
chived usenet posting). makes him “not a racist”—whatever that might
Of course, Denebeim has no way of knowing mean—we still must make the further leap of
that this is the case; rather, he is stating his belief in granting him absolute power over the show in or-
the author-function he has constructed. In this der to completely constitute the show itself as
model, JMS embodies what is good about the se- nonracist. JMS has repeatedly asserted that he has
ries, a common phenomenon in fandom, as Tul- some degree of casting control over the series. To
loch and Jenkins note: the extent that the characters seem to be racial or
ethnic tokens, JMS must bear a larger share of the
The tendency is to ascribe the series’ virtues to those
responsibility, whatever his personal background
agents with whom the fans have the most direct
or upbringing. Any reader could observe the cast
personal contact (the producers, the writers, the ac-
composition, deconstruct its meanings vis-à-vis
tors) and to ascribe its faults to forces more re-
racial makeup and the standard American stereo-
moved from the fan’s world and less easily concep-
type of the drug user, and arrive at the interpreta-
tualized in personal terms (the studio, the network,
tion Knowles writes about. JMS’s choice of a black
the ratings system).31
actor for that role has racial meanings and over-
So Denebeim naturally assumes that what is true tones regardless of his personal views on the mat-
of his model must also be true of the person be- ter or his upbringing.
hind the model. Interestingly, though perhaps not
unexpectedly, JMS views his “color-blind” casting
JMS Leaves rec.arts.sf.tv.babylon5
in personal terms. In his response to Blacnight9,
he makes this confession: Rastb5 has been virtually taken hostage by a very few
people who have no interest in this forum except to
I didn’t come into the world with a silver spoon. We
tear down this show in general, and me in particu-
were poor. I’m not talking poor lower case letters,
lar. To that effect, they lie, manufacture facts, spec-
I’m talking poor . We lived in houses without roofs,
ulate based on premises that have no basis whatso-
without heat in the winter, always on the run from
ever in reality, engage in smear campaigns, insult
creditors. You know where poor folks live, Blac-
and abuse users of this area, drop innuendo when
night? In the poor part of town, which was usually
they have nothing else to grab onto . . . they leap into
the ethnic part of town. Most of my life I lived in ar-
threads that should by all rights be reasonably safe
eas that were mainly black, or hispanic, or puerto
from flame and turn them into referendums on
rican. I lived in Newark just before the riots, as a
whether or not jms is a liar, in the kind of logic
kid, the only white kid on the whole block . I’ve
that stems from “are you still beating your wife?”
got class photos from schools as a kid, and you
premises.33
look for row after row, and in the lines of brown
and black faces, you find one—one —white face. On November 27, 1995, JMS announced he was
Mine. It ain’t a case of “well, sure, some of my leaving the usenet newsgroup rec.arts.sf.tv.baby-
friends were black,” all of them were. Or Puerto lon5. Perhaps the most important element of this
Rican. Or Hispanic.32 incident is that it happened at all. JMS’s decision
and the manner in which it was done changed the
By introducing his own lower-class and multi-
character of the newsgroup discussion in many
ethnic upbringing, JMS is seeking to bring to bear
alan wexelblat 223

ways. The public way in which it was broadcast af- medium, and they can be directed against anyone
fected every fan in the group: specific miscreants who attains notice. Simply put, one would have
were named as the targets of JMS’s wrath but the expected JMS to have a thicker skin. In general,
implication was that the group as a whole was our society has forced thicker skins upon public
either hostile or passively complicit. In fact, most figures of all sorts. Celebrities learn that with no-
group members simply ignored abusive postings tice come detractors, and they learn to ignore the
and went on with their own discussions; one of the clearly outlandish ones; this is why no one bothers
important features of Usenet newsgroups is that to sue the Weekly World News. However, new me-
they can support an almost unlimited number of dia present three difficulties for this conventional
parallel conversations, and readers can choose model of celebrity.
which conversations they want to read and to First, there is the issue of celebrity itself. JMS
which postings they want to reply. still publicly maintains his “innocence” in the face
The timing of JMS’s departure also raised more of the cult of personality he has helped create. He
than a few hackles: he left Usenet at almost pre- denies the auteur label and may indeed believe
cisely the same time as he was invited to host a that fans do not see him this way, despite all the
Babylon 5 area on aol. Usenet is an open, free evidence to the contrary. While fan icons—such
forum in which anyone can participate; aol is as Gene Roddenberry—have previously attained
a closed pay service that restricts its content to this status, none have done so in such a direct per-
members only. This led to unsubstantiated charges sonal spotlight as the new media cast on JMS.
that JMS was profiting from the aol venture and Second, the new media encouraged unprece-
had withdrawn from Usenet in order to line his dented closeness and intimacy. JMS has felt free to
own pockets at the expense of the fan discussion. discuss his religious beliefs, his childhood, his
Finally, JMS’s departure changed the news- writing technique, his relationships with cast and
group he had left. For several weeks, well over one production company members, and many other
hundred postings per day responded to JMS’s res- details of his life that would likely have remained
ignation. Even after the torrent of messages on the unexplored without the new media. This degree of
topic had died down, rec.arts.sf.tv.babylon5 was intimacy and self-revelation place Usenet vituper-
different. Some members left the group, echoing ation in a different category: much closer to home
JMS’s sentiments. Some complained bitterly but than slander in a supermarket tabloid. In a way,
stayed. However, no one could miss the fact that personal attacks became truly personal because
the auteur was no longer present. His answers the man against whom they were directed chose to
to fan questions disappeared, as did his reports put so much of himself online.
on himself and his writing. Fans often remarked Third, there is the sense that the attacks on the
on this absence, both positively and negatively, auteur poison the fan community as a whole. For
and fans new to the group were quickly apprised better or worse, fans develop and maintain rela-
of what had happened. Eventually, a moderated tionships through the new media. They begin by
newsgroup was formed, the justification for which reading each others’ postings to the newsgroup
grew almost entirely out of this incident. and often move to private email exchanges and
On one level, what happened can be framed to face-to-face meetings at fan conventions. As
as a fracas about technology and thin skins. One JMS put it, the flames had . . .
could be surprised that someone who had been on
ruined this forum for not only me but a great deal
the networks for so long would be unfamiliar with
of other people who’ve emailed me to say that they
the extremely common Usenet habit of “flaming.”
don’t post here any more, because they’ve gotten
Vitriolic personal attacks are nothing new to this
224 hop on pop

tired of being attacked, tired of reading the endless is dead perhaps this group might get an injection of
tirades and smears and assaults on me and other democracy.35
users. . . . I have become, in many ways, the football
This posting raises key questions about how
used to pull others on either side of the line into an
disagreements between authors and fans can take
ugly and destructive game. And the only way to stop
place in the auteur-centered space that the news-
it is to remove the football.34
group had become. Not the least of the telling
JMS’s interpretation of the situation was incred- points above is the jab at fans in the United States
ibly paternalistic. JMS seemed to see fans as need- for lack of respect for the speech of others who
ing his protection in their discussions, just as they disagree with them. In effect, the fans in the news-
needed his help to keep Babylon 5 on the air in group adopted a model of censorship that sim-
their local community. ply denied space for unpopular viewpoints to be
JMS’s departure spawned a host of messages by heard.
fans who indicated that they were “leaving” the Another sector of the fan community re-
community. One wrote: “With your [JMS’s] de- sponded with sympathy for JMS, but condemna-
parture, the worth of bearing their pettiness has tion for fans who abandoned the group. Huber
evaporated, and I am content to leave it to the expressed it this way:
slavering visigoths that have made camp here.” I’m mildly insulted (very mildly) by the “JMS is
Clearly this fan subscribed to a model of commu- gone? Then I’m out of here!” posts. Are the rest of
nity where the word of the auteur was the only us chopped liver? Are you just looking for a Q&A
currency of interest, and he was far from alone. session? I hope that many of the folks who’ve posted
The fans named in JMS’s message as responsible here will continue to do so; I enjoy reading much of
for his departure received significant vilification what is written, and hope that some of you like some
from the majority of those publicly posting to the of my posts as well. I prefer seminars and panel ses-
newsgroup. Messages suggesting that the named sions to Q&A sessions.36
miscreants be “hanged” vied with messages sug-
gesting they be banned from the newsgroup. Each This posting expresses the most cogent critical re-
posting they made generated a dozen or so follow- sponse to this incident. Here we find an explicit
ups, including many urging the fan community to critique of the operative models used to support
ignore or shun the offenders. Of course, such a co- the auteur and a plea for more egalitarian forms
ordinated campaign is impossible, and the result- of reading, wherein fans working together would
ing debate only added in notoriety. create meaning without necessarily referencing an
Condemnation was not universal: absolute authority for dispute resolution and wis-
dom dispensation. The analogy of a seminar, pre-
I would like to voice my unqualified support for sumably modeled on the free intellectual exchange
Fuller et al. You would think someone in JMS’s line of seminars in university graduate programs,
of work would have thicker skin. B5 is only a tv seems closer to the egalitarian models discussed
show!!!!! If JMS gets upset because some people by Schuler and Rheingold than the models ex-
think it sucks then he has serious problems that pressed by the vast majority of the fans.37
have nothing to do with this group. . . . Criticism A logical question to ask is why this situation
is part of the real world. Most of you are posting ever developed. Given that the Rangers already fil-
from the US so you don’t cherish concepts like free tered the group for story ideas, couldn’t they sim-
speech, but I for one think Fuller et al. have the right ply eliminate undesired postings? Human beings
to say anything they please.[ . . . Now that the King can perform filter functions that software can only
alan wexelblat 225

poorly emulate. Ron Jarrell, one of the leaders of more optimistic formulations of new media and
the Rangers, addressed this point directly: their effect on discourse and authority structures.
Instead of the predicted one-voice-among-many,
We can eliminate anything out of the group. How-
JMS and the fans have built a traditional hier-
ever Joe’s not really interested in that, because even
archical structure, with the auteur at the top, fa-
if we did pull them out of what’s he’s seeing,
vored fans (such as the Rangers) below that, and
they’re still there. We’d also start having to delete
the vast mob of serfs below that.
messages that refer to them, and messages that refer
I feel a sense of surprise and disappointment at
to those, etc., etc.38
some of these findings; I would have hoped my fel-
Thus the fans, notably the opinion leaders in low fans would have more concretely established
the newsgroup community, support the ration- their challenge to authorial power. However, I also
ale of authorial personal responsibility outlined acknowledge that this is the community that these
above. In a sense what seemed to happen was a Babylon 5 fans have constructed for themselves,
form of reification, in which the abstract fan com- and readers should not take my comments as be-
munity came to identify with the concrete person ing prescriptive; rather, I have simply tried to de-
of the writer, and vice versa. In a sense he is “one scribe what I have seen in the theoretical terms I
of us”—a fan of his own creation, and yet he is have available to me.
somehow special. That the fans have built this kind of operating
On December 7, 1995, the Lurker site an- structure presents a warning to those who see new
nounced that JMS would “rejoin” the newsgroup, media as a technological quick-fix for the pur-
via some (unspecified) mechanism similar to that portedly stultifying effects of television. Old mod-
initially rejected by Jarrell. It appears that he re- els of authorial power operate just as well within
ceived a filtered version of the group, consisting the literate computer-accessing population as they
solely of the questions and posts directed specifi- do anywhere else, especially given a strong autho-
cally to him, presumably from approved posters rial presence whose words and actions reinforce
only. It is hard not to draw a comparison to a me- that kind of model at every turn.
dieval king and his food tasters, sampling each
dish to be sure poison would not pass the lips of
Notes
the sovereign.
1 Howard Rheingold, The Virtual Community (Reading,
MA: Addison-Wesley, 1993).
Closing Comments 2 J. Michael Straczynski, posting titled “Overview of the
5-Year Plan,” 1993.
In this chapter, I have tried to analyze the relation-
3 Joseph Campbell, The Hero with a Thousand Faces
ship built through the new media between JMS
(Princeton: Princeton University Press, 1949).
and the fans of Babylon 5 who make their meeting 4 John Tulloch and Henry Jenkins, “Infinite Diversity in
place on the Internet. Their models of author- Infinite Combinations,” in Genre and Authorship in Sci-
reader interaction are relatively simple, despite ence Fiction Audiences: Watching “Doctor Who” and
the intelligence and sophistication of the fan com- “Star Trek” (New York: Routledge, 1995).
munity. Repeatedly, JMS’s actions and reactions 5 J. Michael Straczynski, posting to Genie computer net-
worked— overtly or covertly—toward reinforc- work, August 19, 1994.
6 Michel Foucault, “What Is an Author?,” in Language,
ing an auteur model of one meaning for all fans.
Counter-Memory, Practice: Selected Essays and Inter-
This relationship and the underlying models pro-
views, trans. Donald Bouchard and Sherry Simon (Ith-
vide a strong challenge to strictly egalitarian and aca, N.Y.: Cornell University Press, 1977).
226 hop on pop

7 Pierre Bordieu, Dinstinction: A Social Critique of Judg- 21 J. Michael Straczynski, Compuserve conference dialog,
ment (Cambridge, MA: Harvard University Press, 1984). December 2, 1995.
8 Of course, the notion of the “auteur” has been elabo- 22 J. Michael Straczynski, posting titled “Straczynski
rated upon in contemporary film theory, owing much Seems to Be an Ann [sic],” November 1993.
to the work of Andrew Sarris, who argued for the stylis- 23 J. Michael Straczynski, “Will There Be a Gay Charac-
tic analysis of a film to be organized around the figure ter?” Entry in the Lurker JMS Answers file.
of the author-director. Ironically, Roland Barthes was 24 J. Michael Straczynski, posting to aol titled “Why I
at the same time dismissing the concept of the author. Watch,” December 9, 1995.
The tension between these two perspectives on the au- 25 J. Michael Straczynski, CompuServe conference dialog,
teur/author, drawn from film and literary studies re- December 2, 1995.
spectively, is in some ways played out in the discussions 26 J. Michael Straczynski, in response to a question from
between JMS and his critics on the Internet. See Roland Anne and Scott Cald, Babylon 5 fans, CompuServe con-
Barthes, “The Death of the Author” in Image, Music, ference dialog, December 2, 1995.
Text, trans. Stephen Heath (London: Fontana/Collins, 27 J. Michael Straczynski, posting to Genie computer net-
1977), and Andrew Sarris, “Notes on the Auteur Theory work, January 1992.
in 1962,” Film Culture 27 (1962 –1963): 1– 8. For ad- 28 J. Michael Straczynski, posting to Genie computer net-
ditional reading on theories of authorship, see John work, August 15, 1994.
Caughie, ed., Theories of Authorship: A Reader (London: 29 J. Michael Straczynski, posting to cis, November 1995.
bfi, 1981). 30 J. Michael Straczynski, posting to Genie computer net-
9 J. Michael Straczynski, posting to Genie computer net- work, April 1992.
work, September 1992. 31 Tulloch and Jenkins, Genre and Authorship in Science
10 Desiree Nehr, unarchived posting to rec.arts.sf.tv Fiction Audiences.
.babylon5. 32 J. Michael Straczynski, posting to aol titled “Blac-
11 Joseph Cochran, automated mailing sent to new posters night9,” December 12, 1995.
to the rec.arts.sf.tv.babylon5 newsgroup. 33 J. Michael Straczynski, posting to usenet titled “jms re-
12 J. Michael Straczynski, cited in the “JMS on Story signs rastb5,” November 27, 1995.
Ideas” section of the Babylon 5 Creative site. 34 Ibid.
13 J. Michael Straczynski, posting to usenet titled “Key 35 Colin E. Manning, posting to usenet titled “Support for
Questions to Be Answered,” June 1994. Fuller, et al.,” December 6, 1995. This post was from
14 J. Michael Straczynski, posting to usenet titled “Spoiler Ireland.
of Geometry of Shadows,” 1994. 36 William Huber, usenet posting titled “Aftermath:
15 J. Michael Straczynski, posting to usenet titled “Enough Should We All Go?” (Attn: JMS).
of This ‘B5 Is This and That,’” May 1995. 37 Schuler, New Community Networks; Rheingold, Virtual
16 Douglas Schuler, New Community Networks (Reading, Community.
MA: Addison-Wesley, 1996). 38 Ron Jarrell, posting to usenet titled “Re: jms resigns
17 Leo Maddox, usenet posting titled “Re: Wait! Talia Isn’t rastb5,” December 2, 1995.
Control!,” December 19, 1995.
18 JMS has been known to answer fans’ elaborate inter-
pretive questions with pronouncements like “good
question” or “interesting hypothesis.” On one level, this
avoids having to give answers that might spoil upcom-
ing plot points. On another level, it reinforces the
model of JMS as the sole font of wisdom. Fans cannot
be seen to outguess him.
19 J. Michael Straczynski, posting to Genie computer net-
work, September 20, 1993.
20 J. Michael Straczynski, posting to Genie computer net-
work, date unknown.
“I’m a Loser Baby”: nonprofessional, small-circulation magazines that
their creators produce, publish, and distribute
Zines and the Creation
themselves. Most often laid out on plain paper
of Underground Identity and reproduced on common photocopy ma-
chines, zines are sold, given away, or as is common
Stephen Duncombe custom: swapped for other zines. They’re distrib-
uted primarily through the mail, advertised along
It takes a special breed of person—someone who the grapevine of other zines, and in the pages of
doesn’t even have a life to begin with—to shun the review zines like Factsheet Five. Filled with highly
pleasures of the big city and lock themselves away to toil personalized editorial “rants,” comix, stories and
over something like this. Let’s face it folks, all fanzines poems, material appropriated from the mass press,
are put out by total fucking geeks, and Stuff and Non- and hand-drawn pictures and cut-and-paste col-
sense is no exception. lages, the breadth of the zine world is vast. Topics
—andrew johnston, “i’m a nerd,” in stuff and range from the sublime (for example, the trave-
nonsense logue entries and philosophical reflections of a
wandering outcast in Cometbus), to the ridiculous
(8-Track Mind, a zine devoted to eight-track tape
Freaks, geeks, nerds, and losers, that’s who zines enthusiasts), making a detour through the unfath-
are made by. “If you had to stereotype a zine edi- omable (pictures of bowling pins in different set-
tor,” says Cari Goldberg Janice of Factsheet Five, tings in Eleventh Pin). The print runs of these zines
“it would be someone who was usually a social are as small and intimate as their character: av-
misfit, who doesn’t ‘fit in’ in many respects, who eraging about 250, but the phenomenon, while
might be a loner who does better in a written fo- hidden, is much larger. Anywhere from 10,000 to
rum than face to face.” 1 Don Fitch, a long-time 50,000 different zine titles are circulating in the
science fiction fan, sketches a similar portrait of United States today. They are produced by indi-
the typical sf fan and zine writer as “something of viduals—primarily young people, raised with the
a nerd, rather above average in intelligence and “privileges” of the white middle class—who feel at
below it in social skills . . . alienated from his peers odds with mainstream society, and feel that their
and finding in s-f and Fandom a means of escap- interests, voice, and creativity are unrepresented
ing some of the unpleasantness and stress of The in the commercial media. In brief, zines are the
Real World.” 2 most recent entry in a long line of media for
That zines are a haven for misfits is not too sur- the misbegotten, a tradition stretching back to
prising. For people who like to write and want to Thomas Paine and other radical pamphleteers, up
communicate, but find it difficult to do so face- through the underground press of the 1960s, and
to-face, zines are a perfect solution: The entry on toward the Internet.4 Zines are also the voice of
price is facility with the written word, and the an underground culture that for the past two de-
compensation is anonymous communication. cades has been staking out its ground in the shad-
“How else could I get up the courage to talk to ows of the mass media.
people at [punk] shows?” asks Mitzi Waltz of In- I began my study of zines in earnest near the
coherent. “‘Wanta buy a zine?’ isn’t much as open- end of the twelve-year conservative drive of the
ing lines go, but it’s the best this congenitally shy Reagan-Bush era. Against this juggernaut, the rad-
gal can do.” 3 ical political opposition—in which I was an ac-
So what are zines? Zines are noncommercial, tive participant—acted out a tragedy seemingly
228 hop on pop

self, zines were the crack in the seemingly impen-


etrable wall of the system; a culture spawning the
next wave of meaningful resistance.
As I spent more time with zines and zine writ-
ers, immersed in this underground world—read-
ing thousands upon thousands of zines, inter-
viewing scores of zine writers, and publishing
zines myself—I realized there was a minor flaw
in my theory/fantasy of underground culture as
vanguard of world revolution. Witnessing this
incredible explosion of radical cultural dissent, I
couldn’t help but notice that as all this radicalism
was happening underground, the world above was
moving in the opposite direction: politics were be-
coming more conservative and power more con-
centrated. More disturbing was that zines and un-
derground culture didn’t seem to be any sort
of threat to this aboveground world. Quite the
opposite: “alternative” culture was being cele-
brated in the mainstream media and used to cre-
ate new styles and profits for the commercial cul-
ture industry.
But these are the contradictions of creating
an alternative culture within a consumer capitalist
society, and something I deal with at length in
Front cover of Absolutely Zippo #27. another study. These limitations don’t mean that
underground culture doesn’t matter, just that by
unchanged for decades. In zines I saw the seeds of itself—to paraphrase W. H. Auden—it makes
a different possibility: a novel form of communi- nothing happen. What it does do, however, is cre-
cation and creation that burst with an angry ideal- ate a space in which individuals can experiment
ism and a fierce devotion to democratic expres- with alternatives to the status quo: new ways of
sion. A medium that spoke for a marginal, yet configuring community and solidarity, counter
vibrant culture, that along with others, might in- definitions of work and consumption, and—what
vest the tired script of progressive politics with I want to explore in the pages that follow—re-
meaning and excitement for a new generation. imagining the most basic of political building
Perhaps most importantly, zines were a success blocks: identity. Not satisfied with a culture pro-
story. Throughout the 1980s, while the Left was duced for them and identities given to them,
left behind, crumbling and attracting few new zinesters take the first of all political steps: imagin-
converts, zines and underground culture grew by ing and creating these things themselves.
leaps and bounds, resonating deeply with disaf- Zine writers may be shy, awkward, and lacking
fected young people. As an ex-punk rocker, weary social skills, but there is more to the loser label
politico, and scholar of culture and politics, I was than this. Zine writers are self-conscious losers;
intrigued by its success. Perhaps, I thought to my- they wear their loserdom like a badge of honor.
stephen duncombe 229

nobody present has heard of them. Fail to present


facade of cool. Convince drummer for local un-
derground pop sensation to leave at the same time
so as to avoid appearance of total friendlessness.” 6
The loser, as John unabashedly admits, is him-
self. It is also assumed to be whomever is on the
receiving end of the zine. “You’re a geek, c’mon
admit it,” accuses Aaron Lee in Blue Persuasion,
“There’s no need to be defensive. . . . You don’t
have to act tough around me, or point the finger at
someone else, or make apologies and hem and
haw. . . . You’re a geek. Just like me. So now that the
horrible truth is out, we can stop pretending. And
get to know each other. Hi, how are you?” 7
Being a loser is so firmly imbedded as an iden-
tity in the zine world that Jery Vile of Fun parodies
it in a regular column in the old Factsheet Five,
“Why Publish?”

I publish because I was fat and wimpy in high


school. Everyone beat me up. Even girls. I had a hor-
rible complexion and my mother made me wear
sissy clothes. . . .
I was in good shape after ’Nam. Of course there
was no parade for me when I got back. They called
Front cover of Function #8.
me babykiller. My dad had a parade after WWII. He
was fond of telling me the reason was because he
Mike Appelstein proudly displays rejection letters
was a winner, they don’t have parades for losers. I
from jobs he has applied to as a writer in Writer’s
floated from town to town, trying to adjust and
Block, and in Scatologica, Jokie Wilson reprints his
keep from killing innocent babies.
letter of rejection from art school. A writer named
I couldn’t hold a job. I was desperate, suicidal. I
Doug begins his zine with his ex-girlfriend’s accu-
turned to crime. . . . A book of matches changed my
sation: “You’ve got no money, no friends, you live
life. “How About a Career in Publishing?” Thank
in a slum, you never do anything interesting and
God for the Acme Institute. It’s a good job. I get to
you’re too damn fat to have sex. Your life is pa-
work with my hands without getting my fingers
thetic.” The name of Doug’s zine? Pathetic Life.5
dirty. I have a nice car, a beautiful wife, and a set
For those unsure as to exactly what a loser
of power tools that every neighbor would kill his
is or does, John Foster outlines “Three Days in
mother to use. It is almost like being a God.8
the Life of a Loser” in Ched. A snippet: “9:00 pm–
10:30 pm: Go to local bar. Hang out with drum- Jery’s humor only works because it takes for
mer for local underground band sensation. Get granted the knowing audience of Factsheet Five; an
dissed: bad musical taste, bogus attitude. Protest audience of people who see themselves and other
charge of bogus attitude. Attempt to present a fa- zine writers as losers—and aren’t ashamed. “For
cade of cool. Talk about records so obscure that losers who strive to lose,” the zine Losers proudly
230 hop on pop

emblazons across its cover.9 In the zine world, be- placed by their children, the possibility exists for
ing a loser isn’t something to quietly accept and a bright young nobody to die a bright old some-
then slink away. It is something to yell from the body. This Horatio Alger, rags-to-riches story is a
rooftops and explain to the world. powerful stabilizing influence. Anybody can be a
Marginalized people with little power over winner, “A Dollar and a Dream” as the New York
their status in the world still retain a powerful Lotto slogan goes. But this is no cause for congrat-
weapon: the interpretations they give to the cir- ulation, because where there are winners there
cumstances and conditions that surround them, are also losers—and lots of them. The winners
and the ideals and character traits they possess.10 are celebrated with power, wealth and media rep-
Such is the case with zine writers. While there isn’t resentation. The losers—the majority of Ameri-
much they can do about being losers in a soci- cans—are invisible.14
ety that rewards interests they don’t share and But they are visible in zines. The prominence of
strengths they don’t have, they can redefine the the loser in the pages of the zine is certainly the
value of being a loser, and make a deficit into a handiwork of socially awkward individuals—los-
benefit. Labeled losers by mainstream society, zin- ers in a personal sense. But loser ethics also stem
esters write to one another, glorifying their loser- from and appeal to those considered losers in a so-
dom, and in the process making this negative label cietal sense. That is: people who are losers not be-
a positive one. By extolling losers as role models cause they are awkward and shy, but simply be-
zinesters create a new identity, a Cool Loser (as the cause they are denied or reject the wealth, power,
title to one zine attests), and claim it proudly as and prestige of those few who are the winners in
their own.11 In Hex for example, Jane draws a society. “Above average in intelligence and below
comic of karmic revenge on a boy who thought it in social skills” is how Don Fitch describes sci-
she was a “dork” in grade school. “I’m still a dork,” ence fiction fans. Overlapping this, however, is the
she writes in the last frame, but now she’s “also a membership description of another subculture
punk.” 12 The glorification of the loser is the re- which has had a major influence on zines. “Punk,”
venge of the nerds. explains Legs McNeil, a high school drop-out and
American society, always unequal, has gotten cofounder of the first punk zine in 1975, “was what
more so in the past two decades. In terms of your teachers would call you. . . . We’d been told all
wealth, three-quarters of income gains during the our lives we’d never amount to anything.” 15
1980s and 100 percent of increases in wealth went Most people in America will “never amount to
to the top 20 percent of families in the United anything” as the concept is defined in our society.
States, while the wages for most Americans re- They won’t be the “best and the brightest” because
mained stagnant or dropped.13 The ability of the what they excel at doesn’t fit the elite criteria of
elite to maintain order in the face of this redistri- merit, because the traditional ladders of education
bution of the nation’s wealth, and without—for and social services are being dismantled, because
the most part—the use of overt force, has to do they consciously reject the paucity of a life spent
with the fact that America, while not much of a de- in competition, or because they are just regular
mocracy, is a fairly well-functioning meritocracy. people, nothing special. But by celebrating the fact
In a meritocracy people have to compete for that “we’d never amount to anything,” the zine
their place in society, and those with merit move world does amount to something. It becomes a
to the top while those who lack it drop to the bot- place where losers who have found their way into
tom. It is a fixed class system, but not necessarily the underground can have a voice, a home, and
with fixed classes. While the elite tends to be re- others to talk to. As individuals, zinesters may
Revenge of the nerds in Hex #1.
232 hop on pop

be losers in the game of American meritocracy, about her quiet life in a shoreline town in Connec-
but together they give the word a new meaning, ticut. One issue begins with her reminiscing about
changing it from insult to accolade, and trans- working at a coffee shop and the regulars who vis-
forming personal failure into an indictment of the ited there, another with a trip to New Hampshire,
alienating aspects of our society. and still another with her love for photography
(the latter including photos straight out of a fam-
ily album: Jen at the prom, her and her husband, a
Everyperson
picture of her cat). The zine itself is a scrapbook
I just lost the one person in the world that I can ac- of Jen’s life—nothing special, nothing outrageous.
tually say I loved, and this is where I’ve decided to Whereas the rule of thumb regarding the publi-
vent my frustrations. I must tell you about my per- cation of news in the mainstream media is “dog
sonal life in order to purge myself of some of this bites man”—that is, what is considered “newswor-
depression and loneliness. I don’t usually tell any- thy” is what is out of the ordinary—what Jen and
one about my personal life, keeping it all bottled up many other writers of perzines honor is the oppo-
inside because it is what it is—personal. But I have site: the everyday. “There’s much to celebrate in
decided I can trust you folks out there because, well, this so-called mundane, everyday life,” one of Jen’s
I will probably never actually meet any of you.16 readers writes in appreciation, and “TLN shows
it well.” 17
So begins The Elana Rosa Veiga Torres Newsletter
BudZine is another celebration of the every-
for This World and Beyond in which the heartbro-
day— complaints about Christmas fill one issue,
ken Josh Abelon tells his tale of love found and
taxes another— of an everyperson: John “Bud”
lost, sharing his most intimate of secrets with the
Banks. As the editor of a trade magazine that
most anonymous of strangers. “Perzines,” or per-
doesn’t allow space for his ideas, Bud understands
sonal zines, like Josh’s above, read like the intimate
that “there probably aren’t too many publications
diaries usually kept safely hidden in the back of a
that would give me space to carry on about what-
drawer or under a pillow. Personal revelation out-
ever seems important.” And so he creates his own
weighs rhetoric, and polished literary style takes a
forum, thereby refusing to accept that the lives
back seat to honesty. Unlike most personal diaries,
of regular people are not news. “It’s not that my
however, these intimate thoughts, philosophical
thoughts and ideas have any special worth,” Bud
musings, or merely events of the day retold, are
writes, “but neither are they worthless.” 18
written for an outside audience.
Through The Duplex Planet, David Green-
What makes perzine writers unique, however,
berger chronicles the thoughts and ideas of for-
is not the fact that they share the intimacies of
gotten and “worthless” people: the elderly. Hired
their lives—that’s what famous authors of pub-
as activities director of the Duplex nursing home
lished memoirs do—but the fact that zinesters
in Massachusetts with little qualifications and less
lack the connections and credentials to be pub-
of an idea of what such a director was supposed to
lished, yet do it anyway. They don’t wait for any-
do, David started asking the residents questions.
one’s approval: no editors imposing standards of
Amazed by the life, humor and just plain oddness
content and style, no publishers imposing fiscal or
encapsulated in the responses he received, he bun-
advertising related constraints. In other words,
dled their musings together as a newsletter for the
perzines are created by people who have not been
home, then later made it into a zine.
“authorized” to do this kind of writing: losers.
“It’s one of the greatest shoe states in the coun-
Jen Payne, for example, shares The Latest News
try. Especially ladies shoes,” William “Fergie” Fer-
stephen duncombe 233

the reader is the opposite. Through his rumina-


tions Fergie and the other residents of the Duplex
Nursing Home come alive as genuine people, and
their ideas develop a logic, albeit an insane one.
Reading their words it’s impossible to ignore the
fact that they—whether they’re off their rockers or
not—have something to say, and want to be heard.
“I am a tard. So what?” shouts out punk rocker
Aaron Rat in his zine Tard Nation, angrily ques-
tioning assumptions about who gets to be heard
and who has the right to publish and share their
ideas. “I was born with Down’s Syndrome,” he ex-
plains, “You might think it’s funny but it’s not. I
have it better than most people with Down’s. I can
still write and talk and do most things that normal
people can do.” And like “normal” people who do
perzines, Aaron insists that what he has to say is
important, even if he feels—probably correctly—
that most people think it isn’t. “So fuck you if you
don’t like it! I’m doing this zine for tards every-
where. I can still be proud of what I do.” 20
In stark contrast to the funny, exciting, glam-
orous, dangerous, or tragic lives of the person-
alities who populate the sitcoms and dramas of
Front cover of Budzine #19. television and the pages of magazines and news-
papers, perzines chronicle the lives and events of
normal (or normally abnormal) people—by the
gusen, tells David and his readers about Massa- standards of the mass media, dull people. Vicki
chusetts in one issue. “They have ladies shoes that Rosenzweig, for instance, begins her inaugural is-
go right up to your knee—and I mean up to your sue of Quipo with a tale of spilling soup on her lap
knee. And they didn’t used to have much on. And at a local Chinese restaurant, continues with a de-
when they’d lace those babies up you could see scription of swans near her New York City home,
from here to Winston Churchill, and you know and finishes with her thoughts on deli counters.
what a tall sonofabitch he was! And they’d fall By the standards of car chase narratives, this is
down and say it was their equilibrium—ha! Equi- boring stuff.
librium my ass! Those decks were as slippery as a But the narratives told in these zines are of
cake of ice and we went to the South Pole.” 19 and by real individuals, and the events chronicled
The hilarity of such offbeat ruminations ac- and personalities revealed are far more textured
counts for the popularity of The Duplex Planet, than their scripted and handled counterparts in
and there’s an initial temptation to dismiss Da- the mass media. Jen, after recalling her days in the
vid’s zine as a carnival freakshow which allows his coffee shop, gives her views on the national debt.21
young audience a laugh at the kooky old folks. In his “The Play’s the Thing” issue on his acting
But the ultimate effect of The Duplex Planet on experience, Bud slips in a critique of how the
234 hop on pop

vision tonight or leaf through Time or Newsweek.


How many “regular” people do you see or hear?
Of these, how many have their views expressed in
a form different from a statistical average or in a
space larger than a sound bite, or play a role other
than victim or freak on a talk show? As a merit-
ocracy, the voices heard in America are of the
best and brightest: experts, business leaders, poli-
ticians, and celebrities. Perzines are the voice of a
democracy: testimony to the unrepresented every-
day, the unheard from everyperson.
By expressing the experiences and thoughts of
individuals, perzines are illustrations of difference.
Not the difference offered in abundance through
mass culture—style, sound bite, and lifestyle—
but a distinction far more profound. As Vicki sug-
gests, real difference is not to be found on the fifty-
plus channels on cable tv, but through searching
for its expression in out-of-the-way places and
creating that expression oneself.
The “difference” zine writers frequently ex-
press is the one deviation rarely tolerated or repre-
sented in the mass media: rejection of the “good
life” as it is defined in consumerist terms. Dennis
“Fergie” on the front cover of Duplex Planet #112. Brezina records his simple life, living close to na-
ture in America’s at our Doorstep.24 Terry Ward—
a former manager of the town dump—sends out
mainstream news frames and interprets events.22 his almost biweekly Notes from the Dump, shar-
And Vicki uses her commonplace observation of ing personal memories and opining on national
delis—“The typical grill is the same: many varia- politics from the perspective of a man who has
tions on the hamburger, a blt, hot dogs”—to “dropped out” of society.25 Ernest Mann—an-
launch into cultural analysis: “The deli counter is other older man who has left society behind—
like many other aspects of modern American cul- puts out Little Free Press, telling of his exploits
ture: it gives the appearance of great variety, but trapping squirrels in a warehouse and traveling to
mostly offers the same thing in a number of dis- Mexico to purchase affordable false teeth.26 And
guises. . . . As with food, real variety is available, in Cometbus, punk rocker Aaron shares his hobo
but you have to look for it, or make it yourself—it life traveling the fringes of America.27
doesn’t come prepackaged.” 23 Alienation can sell in America. The culture in-
These personal zines are testimony that regular dustry knows its market, and if enough people
people think: about themselves, about their expe- feel estranged from the norms and practices of
rience, about politics, and about their role as cre- society, it will make room for, and profit from, a
ators and consumers of culture. If this doesn’t Rebel Without a Cause that speaks to this malaise.
seem radical—and it shouldn’t—watch the tele- But there is a profound difference between the
stephen duncombe 235

rebel represented by the mass culture industry and dia elite are themselves “nothing at all,” can assert,
the rebel who speaks through zines. The rebel of if not as Karl Marx’s angry revolutionary would
mainstream media is on the outside, howling at have it: “I am nothing and I should be everything,”
the world for its injustice, but invariably wanting then at least, less egotistically: I am nothing and I
to get in, to be accepted, but on his (for invariably should be something.29
it is a him) terms. While there is plenty of howling
at injustice done in zines, the strategy of the zine
The Political Is Personal
rebel is one of removal: communicating feelings of
alienation by alienating herself from society. And Emphasis on the personal is not limited to per-
the zine that records this struggle is not used as a zines; it is a central ethic of all zines. In the first
medium to broadcast discontent to the dominant serious survey of science fiction and fantasy fan-
society, but as a way to share personal stories of zines, psychologist Frederic Wertham (of Seduc-
living on the outside quietly with other disaffected tion of the Innocent infamy) highlighted their
individuals. “intensely personal” quality as a defining charac-
As such, Dennis’s rural, contemplative life, un- teristic.30 What Wertham argued back in 1973 is
folding day by day in America’s at Our Doorstep, equally true today; zine writers insert the personal
is as “mundane” and “everyday” as Jen Payne’s. into almost any topic: punk rock, science fiction,
Dennis relates seeing a deer, the books he read, religion, sexuality, sports, ufos, even the explo-
finding a mouse nest in the oven. And even ration of pharmaceutical drugs.
though Aaron—as he takes readers with him bum- In an issue of Pills-a-go-go, Jim Hogshire, eager
ming across the country, visiting decrepit towns, to dispense knowledge on Dextromethorphan
sleeping on buses, and reporting his impressions Hydrobromide (the “dm” in commercially avail-
of local punk scenes—fits the American ideal of able cough syrups), experiments on himself, guz-
the misunderstood rebel loner, he is more inter- zling eight ounces of the medicine and recording
ested in exploring and communicating the forgot- its effect:
ten little features of life outside the public gaze
At four o’clock in the morning I woke up suddenly
than fighting for a place in its light. “I had an
and remembered that I had to go to Kinko’s and that
hour to kill before the bus arrived, so I looked
I had to shave off about a week’s worth of stubble
around downtown Janesville [Wisconsin], where
from my face. These ideas were very clear to me.
I’d been assured by the locals that there was ‘noth-
They may seem normal, but the fact was that I had a
ing at all,’” Aaron writes. “As usual, ‘nothing at all’
reptilian brain. My whole way of thinking and per-
turned out to be pretty cool. I passed a beautiful
ceiving had changed. . . .
river, old crackly neon signs, a farmer’s market, an
The world became a binary place of dark and
old ‘Chop Suey’ district, and a shopping cart guy
light, on and off, safety and danger. I felt a need,
with a tiny general store junk stand and a sign that
determined it was hunger, and ate almonds until I
said ‘Everything You Need Can Be Bought Here.’
didn’t feel the need anymore. Same thing with wa-
Yeah, nothing at all.” 28
ter. It was like playing a game.
It is these sort of things—the experiences,
ideas—that are “nothing at all” to the dominant Jim makes it to a Kinko’s copy shop where a friend
society, whether it is because they are too regular, tells him that his pupils are of different sizes. He
or too far outside what is regular, that zines repre- wanders out alone again, later recalling that
sent and communicate. Perzines are a way that in-
I found being a reptile kind of pleasant. I was con-
dividuals, who in the eyes of the political and me-
tent to sit there and monitor my surroundings. I was
236 hop on pop

alert but not anxious. Every now and then I would comparison between the high and mighty pam-
do a “reality check” to make sure that I wasn’t mas- phlet and the lowly zine sullies the reputation of
turbating or strangling someone, because of my the former, they should be aware that many pam-
vague awareness that more was expected of me than phlets were scurrilous, abusive, and seditious, and
just being a reptile. not above, as Bailyn writes, “depicting George
The life of a reptile may seem boring to us, but I Washington as the corrupter of a washerwoman’s
was never bored when I was a reptile. If something daughter, [or] John Hancock as both impotent
started to hurt me, I took steps to get away from it; and the stud of an illegitimate brood.” 35 The po-
if it felt better over there that’s where I stayed. Now, litical analysis put forth in pamphlets frequently
twenty-four hours later, I’m beginning to get my degenerated into crude conspiracy theories, and
neocortex back (I think). Soon, I hope to be human many pamphlets were far from “highbrow.” Some
again.31 were quite terribly written, filled with illogical ar-
guments, poor sentence structure, and painfully
Obviously written to be funny, Jim’s piece never-
bad poetry. After all, they were for the most part—
theless follows a convention of zine writing: view-
like zines—the work of literary amateurs.
ing a topic through a highly subjective lens, then
As Orwell points out, these early pamphlets
sharing those personal insights, experiences and
were the words and ideas of individuals, and again
feelings with others, making it clear that the teller
like zines, the intimate literary style they employed
is as important as what is being told.
underscored this point. A popular pamphleteer
Zines are not the first “underground” media to
like John Dickinson, for example, wrote a pam-
personalize the news. This was a cardinal feature
phlet as a letter “to his friend,” using the pronoun
of the eighteenth-century pamphlet: little book-
“I” frequently when making his points.36 The aim
lets of only a few pages, unbound and without
of the pamphlet, however, was not to tender the
covers, selling for a shilling or two. While Thomas
purely personal musings of its author. Its function
Paine’s Common Sense is certainly the most well
lay in offering a medium with which to think
known and influential of these pamphlets—be-
through, articulate, argue, and persuade others on
tween 100,000 –250,000 copies were printed—he
political issues of the day. While the language of
was not alone. Bernard Bailyn, in his collection
pamphlets may have been personal, the content
Pamphlets of the American Revolution, 1750 –1776,
and purpose was explicitly political.37
estimates the full bibliography of those that have
Zines, too, are often explicitly political, and it is
survived from this pre-Revolutionary period at
rare to come across one which doesn’t express an
over four hundred.32
opinion of some sort on a political issue. But the
Zine writers of a historical mind like Gene Ma-
type of political analysis in zines is markedly dif-
honey liken zines to pamphlets, calling Common
ferent than that found in eighteenth-century pam-
Sense the “zine heard ‘round the world.” 33 And
phlets. Pamphleteers used a personal voice, but
there is some validity to this hereditary claim, as
the politics discussed were, for the most part, ab-
the pamphlet, in the words of George Orwell, is
stracted from themselves, of interest to the public.
primarily, “a one-man show. [Where] one has
American pamphleteers, while personally slan-
complete freedom of expression, including, if one
dering their opponents, would delineate what the
chooses, the freedom to be scurrilous, abusive,
stamp tax, English rule, or the quartering of the
and seditious; or, on the other hand, to be more
British army would mean for American society. Al-
detailed, serious and ‘highbrow’ than is ever pos-
though uttered with a personal voice, theirs was a
sible in a newspaper or in most kinds of periodi-
public discourse.
cals.” 34 And before the reader thinks that such a
For zines, politics—like all other topics—is
stephen duncombe 237

primarily a personal discourse. Part of this reflects of statistics on class inequality, prejudice against
how politics have been popularly defined since the gays and lesbians, or election funding. Instead,
late 1960s. One of the prominent ideas to come out they tell stories. It’s not that zines don’t present
of tumult that was the New Left was the idea that any information which has not been experienced
the “personal is political,” a notion best and most personally. They do: Loring Punk, for example, re-
frequently articulated by the feminist movement. prints some news clippings on acts of bigotry in
Simply stated the idea went something like this: the Minneapolis area. But often that information
Politics not only existed on the level defined in will be presented in such a way as to keep it from
the Oxford English Dictionary: in terms of policy, being just another floating statistic in a sea of in-
states, and governments, but also on the plane of formation, making some sort of personal connec-
personal interaction: on the street and in the bed- tion between the zinester and “the facts.”
room.38 With this new definition, what could be One way that zine writers do this is through in-
considered within the realm of “the political” was terviews. This format has strong traditions in mu-
significantly expanded. sic fanzines, and it’s in the punkzine Fenceclimber
But zines put a slight twist on the idea that the that Josh MacPhee uses an interview to introduce
personal is political: they broach political issues the subject of class conflict. After beginning with
from the state to the bedroom, but they refract all personal testimonial about how he never had any
these issues through the eyes and experience of the contact with labor unions until the Emergency
individual creating the zine. Not satisfied merely Medical Technicians were locked out at a hospital
to open up the personal realm to political analysis, down the street, Josh, through a give-and-take
they personalize politics, forcing open even what discussion with the union’s leader, lays out the
the OED defines as politics with a personalized context of the union’s struggle: what the term
analysis. In Dishwasher, Dishwashin’ Pete surveys “lock out” means, what the emts are asking for,
class politics through his own stories of dishwash- new management strategies in the health care in-
ing throughout the country.39 Patrick Splat ex- dustry, and so on. This is straight political analysis
plores the issue of discrimination against homo- of a labor/management struggle, but because it is
sexuals through stories about “coming out” both introduced as a discussion between two people,
to the mainstream and underground world in his Fenceclimber puts a human face on what are often
zine Loring Punk.40 And Adam Bregman exposes presented as abstract social forces and political
the sham of democracy in an age of money politics actors.42
by writing about his own campaign for mayor of Another way that zines personalize their poli-
Los Angeles—financed by selling lemonade out- tics is to position political issues within a stream of
side City Hall—in the pages of his zine Shithappy. other, more intimate matters. Adam of Shithappy
In his zine, Adam backs up his assertion that “de- segues out of his run for Mayor into the story of a
mocracy is a farce” and that “the worse crimes that painful breakup with his girlfriend; Patrick of Lor-
politicians commit are legal” not with abstract ing Punk moves from tales of coming out to a list
logic, but with personal, detailed and engaging of the guys and girls he finds sexy. This placing of
description of the ins and outs of his campaign. the borrowed “fact” and the “personal” plea side
“I always knew that the government was com- by side also finds its way into the pages of another
pletely corrupt,” he concludes, “but after running feminist zine, Finster, where editors KJ, Erin, Re-
for mayor I’ve learned how and why it is cor- becca, and Mary add their hand-scrawled com-
rupt.” 41 (Needless to say, Adam lost his bid for mentary to each reprinted fact on young women
mayor, though he did get 643 votes.) and body weight.43
None of the zines mentioned above print reams For some politically minded zine writers the
238 hop on pop

about the stuff that they are passionate about—


whether it be cough syrup or class politics. The
same stuff may have been written about a thou-
sand times by skilled journalists and well-educated
experts, but as Joshua, the editor of Notes from the
Light House, writes, “everyone has their own way
of telling a story. It’s the individual’s perspective
that makes the same ole story somewhat unique in
its own way.” 46 Personalization is the mark of in-
dividuals who don’t have a voice that matters in
public discussions about culture and politics say-
ing: Yes I do matter, I have a voice, this is what I be-
lieve, this idea is mine.
The personalization of politics is a way that zin-
esters confront the distance between themselves
and a mainstream political world in which they ef-
fectively have no say. When pamphleteers wrote in
Personal Commentary in Finster #3. the eighteenth century, some were arguing for a
hands-on democracy; a political system in which
individual citizens could participate directly, and
personalization of politics is understood as a way one which seemed within their power to create.
to cast off the “preaching” model of persuasion Even those who argued against such a participa-
they feel is too common in political discourse. tory democracy, like James Madison, did so be-
“i hate preachers,” writes Jason Page in Cheap cause they feared it was a real possibility. It no
Douchebag, “what I am trying to do is inform and longer is. The republican ideal of a personal at-
educate people, so they can form their own opin- tachment to politics remains part of our ideologi-
ion.” 44 By putting the personal first, political per- cal heritage, but in practice it is repudiated. Poli-
suasion is cast in terms of emulation rather than tics for most people has become something “out
conversion. The message isn’t “you should do there,” something to leave to the professionals: the
this.” Instead, it’s “look what I’ve done.” “Change politicians, pollsters, and media pundits. As a 1995
ourselves so others can change,” writes the editor poll reveals, 89 percent of Americans feel that the
of Forever and a Day, giving an example: “If you people running the country are somewhat or defi-
throw away your television and tell me your rea- nitely “not like them.” 47 The “public” only ap-
sons then perhaps I will do the same and tell some- pears every four years, when a fraction of it is
one my reasons and they will discard theirs.” 45 sighted in a voting booth. The personalization of
In this way, making politics personal is a way of politics within zines is an attempt for people to re-
giving away authority, saying to your reader that draw connections between everyday “losers” like
this—unlike the claims that politicians and pro- themselves and the politics that affect them, to
fessional journalists make—isn’t “the truth,” it’s collapse the distance between the personal self and
just what I think. the political world.
But at the same time, stressing the personal is a This same impulse, however, can widen the
way of taking authority. It’s a way for zinesters to gap as well. Zinesters are primarily young people
assert that they have the right to think and write seasoned on post-Vietnam, post-Watergate, post-
stephen duncombe 239

actor-as-president mainstream politics. As such, found only in a person unshackled by the contriv-
they have little faith in the “reality” of politics as ances of society. An authentic individual, there-
it is presented to the public. Confronted with a fore, is one who cuts through the conventions
world of stage managed falseness, the only thing of manners, norms, and communication and con-
they are sure is real is themselves. When Elayne nects to his or her “real” self.50 This search to live
Wechsler, editor of Inside Joke, writes that “in the without artifice, without hypocrisy, defines—
end, the only Reality in which any of us can believe more than anything else—the politics of under-
involves our own personal experiences,” then ground culture.
the move toward the personal circles in on itself, Zines are bursts of raw emotion. Their cut and
closing out the world of people and politics. Zines paste look is a graphic explosion unbeholden to
like Interesting!, Richard J. Sagall’s “compilation of rules of design. The “rant” editorial which opens
things I find interesting” or Paul Goldstein’s Gold- each zine is the spontaneous disgorge of whatever
stein: A Newsletter about Me, Paul, are examples of the editor has on their mind. “I think I should say
this solipsistic turn.48 “Everything is bullshit,” be- what I want here,” Christina begins her Girl Fiend,
gins a rant in Forever and a Day. It concludes with “and not what others expect me to say or what I
the editor’s advice: “Close your eyes and build hope will be of interest. this is my zine, right?” 51
your own meaning. You will be right.” 49 Right. “With fanzines you’re doing it because
you’re passionate about it,” explains Al Quint of
The Suburban Voice, “And even if the writing isn’t
The Politics of Authenticity
at a professional level, sometimes the excitement,
Why Publish? To cut through tv horseshit reality to the enthusiasm can compensate for it.” 52
something better—something more personal. I would argue the point stronger than Al. The
—Edgar “Bolt” Upright, editor of Tales of the Sinister excitement and enthusiasm of zines don’t com-
Harvey pensate for lack of professionalism, they are the
replacement for it. Professionalism—with its at-
Ours is a society where things aren’t always what tendant training, formulaic styles, and relation-
they seem. Politicians speak of the people then ship to the market—get in the way of what Free-
do the bidding of big business. Corporations be- dom, the young co-editor of Orangutan Balls, told
foul the planet then claim to be environmentally me was the most important aspect of zines: the
friendly. Service workers smile when they don’t freedom to just “express.” 53 After describing Tom
mean it, successful artists create what will sell. The Paine’s Common Sense as a zine, Gene Mahoney
ends of profit turn nearly everything into merely a goes on to write, “Even if you’re not out to change
means for getting there. It is a world of spin, pro- the world . . . self publishing allows you to be your-
motion, public relations, and pseudo-events: tv self and express your real thoughts. Your real feel-
horseshit reality. ings.” 54 Saying whatever’s on your mind, unbe-
To cut through all this zinesters look to “the holden to corporate sponsors, puritan censors,
only Reality in which any of us can believe,” that or professional standards of argument and de-
is: themselves. But to connect to this self, every- sign; being yourself and expressing your real
thing that stands in the way must be jettisoned. thoughts and real feelings is what zinesters con-
“Man was born free,” Jean-Jaques Rousseau began sider authentic.55
his 1762 treatise The Social Contract, “and every- This celebration of the pure freedom to express
where he is in chains.” Following the Rousseauean helps explain the fact that traditional practices
creed, zinesters believe that authenticity can be of publishing are sometimes absent from zines.
240 hop on pop

Pure expression:
Chaos Collage in Egg.

A zine from Atlanta, fittingly called Decontrol, Also reveling in disorder is the editor of Freder-
commands the reader to “make up your own ick’s Lament, who, in addition to sending out his
number” instead of listing an issue number on artfully crafted, but nonlinear zine, sent me a nasa
their zine, and many zines, including some of the photo of Saturn, an official memo form filled out
biggest like the old Factsheet Five and Maximum- with a nonsensical rant, and a card explaining the
rocknroll, use page numbers only intermittently, germination process of lawn grass.58 This was not
if at all.56 But within the zine world itself, tradi- the first nor will it be the last time I’ve received
tions begin to form. And because zines are meant nonsensical text, images, and mass culture ephe-
to be read, certain protocol—like decipherabil- mera in the mail as part of a zine. Stretching this
ity—must be followed. Or not. Having been crit- ideal of pure expression to its extreme is Punk
icized in a Factsheet Five review for putting to- and Destroy “about the punk scene in Portland,
gether a sloppy zine, the publishers of Sick Teen Ore.” Hand lettered, smudged, and badly repro-
respond that duced, it is literally unreadable.59 What matters
is unfettered, authentic expression, not necessar-
A punkzine laid out neat and tidy is like a punk
ily making sense.
show with reserved seating. Complaining about not
This command to stop making sense has an
being able to read them is like asking the band to
honorable lineage in the cultural underground.
stop playing so you can hear what lyrics the vocal-
ist is singing. . . . That is not what punk is about. Ah
Not tidy layouts, not slow and carefully enunci- Eh he
ated lyrics. . . . A phrase like “a good and tidy He! hi! hi! Oh
punkzine” is self-contradictory. It can be good, Hu! Hu! Hu!
it can be tidy, but not both. As you must have noted,
Profession of faith by the author, reads the preface
Sick Teen is considered the ideal among most punk-
to a book by Dadaist Theophile Dondey, who
zine editors.57
once explained to a sympathetic friend that his
stephen duncombe 241

writings were nonsensical because, “Like you, I have also been active in the anarchist movement.
despise society . . . and especially its excrescence, More significant, however, are the homologies be-
the social order.” 60 Early in the twentieth century tween the nascent philosophies of the zine scene
Dadaists responded to the “sense” and “order” and those of anarchism. On the most basic level,
that was World War I by creating nonsense. Simi- anarchism is the philosophy of individual dissent
larly the refusal of some zines to make sense or within the context of voluntary communities, and
have any order can be considered a reaction against zines are the products of individual dissenters who
the order and sense of more recent times, in par- have set up volunteer networks of communication
ticular the tendency for expression and identity to with one another. But the connections run even
be packaged as a nice, neat product. But such non- deeper: the underground ideal of authenticity is
sense is also the—perhaps illogical— conclusion part of the tradition of anarchism as well.
to the ideal of pure expression. By eschewing stan- William Godwin, the eighteenth-century fa-
dards of language and logic the zine creator re- ther of anarchist theory, was himself deeply con-
fuses to bend their individual expression to any cerned with the topic of authenticity and creativ-
socially sanctified order. That this nonsense com- ity. Writing of culture in a hypothetical anarchist
municates nothing (except its own expressive- Utopia, Godwin asks “should we have theatrical
ness) to the reader of the zine matters little, for the exhibitions?” He concludes: No, as theater, “seems
fact that no one except the creator can understand to include an absurd and vicious cooperation. . . .
it means that they’ve finally created something ab- Any formal repetition of other men’s ideas seems
solutely authentic. to be a scheme for imprisoning for so long a time
An “anarchist,” Mike Gunderloy defined in the operations of our own mind. It borders in per-
Factsheet Five, is “one who believes that we would haps this respect on a breach of sincerity, which
all be better off without government. Most anar- requires that we should give immediate utterance
chists know what the true anarchist society would to every useful and valuable idea that occurs to our
look like. They all disagree about it.” 61 Mike’s wry thoughts.” 62
humor is on target, for it is exactly this predica- Godwin’s celebration of immediate individual
ment of honoring absolute individual thought expression and distrust of cooperation and ab-
and action while at the same time building a polit- straction is extreme even for anarchists, most of
ical movement which has plagued anarchist theo- whom value spontaneity and liberty as well as
rists and practitioners for centuries. And out of solidarity and organization. But nonetheless God-
all traditional political philosophies it is anar- win’s emphasis on sincerity as defined through
chism which turns up most often in the pages of the spontaneity of individual thought and action
zines. Assault with Intent to Free, Profane Existence occupies a prominent place in the anarchist pan-
(“making punk a threat again”), Anarchy, and In- theon of ideals, and in the politics of underground
stead of a Magazine, are all explicitly “anarchist culture. Michael Harrington, a socialist critic of
zines.” But more common is the anarchy 䊊 A sym- the counter culture of the 1960s, commented
bol and anarchist ideology scattered throughout on later political variants of this form of “authen-
the pages of personal, punk, feminist, queer—just tic” expression, describing both Bob Dylan and
about any—zines. members of sds as practitioners of “the stutter
Anarchism in the zine community has its roots: style. It assumed that any show of logic or rhetor-
Anarchy has always played a starring role in punk ical style was prima facie proof of hypocrisy and
rock and thus punk zines, and prominent zine- dishonesty, the mark of the manipulative. The
sters like Factsheet Five founder Mike Gunderloy sincere man was therefore supposed to be con-
242 hop on pop

fused and half articulate and anguished in his uality, they reject a strategic model of politics and
self-revelation.” 63 communication entirely in the search for a more
What worried Harrington, besides a bit of gen- “authentic” formula. The only thing that stands
erational rivalry, was that by privileging “the sin- this test of authenticity is a highly personal act of
cere man,” logic and rhetoric—the rules of ar- expression. That is: making a zine. For in produc-
gument and patterns of persuasion necessary to ing a zine the individual commits non-violent
communicate political abstractions to large audi- propaganda of the deed, creating an authentic me-
ences and thus further social movements—would dium of communication, expressing the thoughts
be sacrificed. What mattered to the sincere man and feelings of an authentic individual.
was not whether he was getting his message across
to others but whether he was truly expressing what
Manufactured Selves
he thought and felt. In other words, what was im-
portant was the expressivity of the act, not the What is an authentic individual? Zinesters argue
effectiveness of the result. What Harrington was for a world without any artifice, where they can
criticizing has a long history in cultural and polit- express what they really feel and who they really
ical undergrounds, represented in its most ex- are, but what is this “self ” they are trying to be true
treme form by anarchist practitioners of “propa- to? Rousseau believed in a quasi-mystical “natural
ganda of the deed” in the late nineteenth and early man”; a “noble savage” then corrupted by civiliza-
twentieth centuries. tion. Authenticity, for him and many other En-
Propaganda of the deed collapsed political lightenment thinkers, meant reconnecting to this
strategy and individual expression into a single pre-historic identity—recapturing its essence be-
act—frequently one of terrorist violence (giving fore it had been shaped by society. But zinesters
rise to the popular caricature of the bomb throw- aren’t doing this. They may not want to adopt val-
ing anarchist). The results of these acts were usu- ues and identities fashioned by the mainstream
ally disastrous, when not ludicrous, but the po- world, but they are not trying to resurrect some
litical impact of destroying property or killing a sort of pristine identity which only exists outside
particularly odious capitalist or statesman was the web of social construction. In fact, through
never really the point.64 The deed was a means their zines, they are engaged in the opposite: man-
for individuals to express their dissent without ufacturing themselves.
compromising their individuality or spontaneity. No one is born a punk rocker or science fiction
What mattered within this odd strategy was less fan. Individuals form these identities for them-
political efficacy and more the purity of the deed selves out of the experiences and values of the sub-
itself, “the immediate, apocalyptic value of an act” cultures which they are a part. They listen to bands
as historian James Joll puts it.65 and cut their hair, or read science fiction and go
Most zine writers do not revel in complete to conventions—and put out zines. In this pro-
chaos, nor are they given to throwing bombs, but cess they define who they are. Through his zine a
they do share this emphasis on the act over the re- suburban middle-class kid becomes a gritty punk
sult. This is not merely a means-over-ends politi- rocker, while a librarian recreates herself as a star-
cal strategy, for most zine writers (like practition- ship captain. Zines—like computer mediated
ers of propaganda of the deed) there is no abstract communication and other such media—allow
strategy at all, no means or end: just the authentic people, if only for a short time, to escape the iden-
act. Alienated from mainstream political institu- tity they are born into and circumscribed by and
tions, and wary of any constraint on their individ- become someone else. Zine writers use their zines
stephen duncombe 243

Notes from Underground—included a mix of per-


sonal essays, political diatribes, comix, poems, pi-
rated news articles, and two letters from friends
overseas. When it was reviewed by Seth Friedman
in Factsheet Five he placed it in their “personal
zine” section, but commented that it was “Situa-
tionist inspired” (certainly news to me). It was
also reviewed by Larry-Bob Roberts in his Queer
Zine Explosion, who didn’t pick up on the Sit-
uationism, but did mention among other things
that one of the political essays was on the latest
Gay and Lesbian March on Washington.68 So what
Turkey in a space helmet in STET. was Notes from Underground? A perzine, queer-
zine, poetry, comix, travel, political, “Situationist”
zine? Well, actually all of the above (I do like the
as a way to assemble the different bits and pieces of Situationists after all), and none of the above. It
their lives and interests into a formula which they was simply my zine. And the fact that it is mine is
believe represents who they really are. what matters. In an era when every conceivable
For Leah Zeldes Smit, the editor of STET, even identity has been cataloged and packaged, yet or-
categories like science fiction fan don’t fully de- dinary people have little say in this process, zines
scribe who she is. So in her zine she tells of Thanks- offer a way for their publishers to “package” the
giving dinner with the same emphasis as her trip complexity of themselves and share it with others.
to Holland for WorldCon (the world science fic- As zines offer a way of communicating that
tion conference). Understanding that this is a frees individuals from face-to-face interaction
rather odd combination, she concedes that her (with all of its accompanying visual and auditory
husband, “complains that there is nothing fannish cues of gender, race, age, and so forth), and the
about recipes. That’s true . . . But it’s my fanzine writer is only known by what he or she puts down
and I can do what I want to.” 66 on paper, the notion of who and what one is in a
Equally reluctant to be pegged to any identity zine is potentially very flexible. It is with this in
not of his own choosing is Brian Shapiro, who mind that John Newberry, editor of The Raven, ar-
complains about a review of his zine in Factsheet gues that one of the great things about writing for
Five that attempted to stick it in a category. “It was a zine is that it, “allows people to become some-
never my intention to ‘mix’ punk and politics thing else, someone else. If they contribute to the
in cancer or to make a connection between pol- zine, they have the opportunity to assume identi-
itics and music,” stresses the author, “Animal ties of their own choosing, and not be molded into
rights and music and art etc. . . . are all great inter- beings they don’t want to be.” 69
ests of mine. The reason that I publish cancer is In the middle of an interview with Kali Amanda
to provide an outlet in which I can express those Browne, editor of Watley-Browne Review, I re-
interests. . . . If key chains and sperm interested membered John’s words. I had asked Kali about
me, I would probably do a publication on those her “correspondent” Kandi: the svelte woman who
things.” 67 was often drawn lingering at bars, telling stories
I found this to be true in my own case as well. about her nights out, and ranting about the gen-
The second issue of a small zine I published— eral unworthiness of the opposite sex. “Oh, she’s
244 hop on pop

me,” she replied, laughing. And the other contrib- was the note “and those characters sprung from
utors? I asked. “They’re all me . . . different parts the amazingly twisted mind of Franetta L. McMil-
of me.” 70 lian.” Franetta was all of the characters—and
Kali uses her zine to construct her identity— none of them . . . and none of them were real.72
but she does it by dividing up her identity into dif- But in a way they were. Some characters intro-
ferent characters. Tracing her ethnic roots to Af- duced later, like a young black girl who integrated
rica, Latin America, Europe, India, and China, her school, were based directly on Franetta’s own
she understands the limitations of any identity ex- experience, while others were based on interviews
cept a hybrid that she creates. She uses her zine with real individuals. But talking to me later Fra-
to act upon the motto she includes on the cover netta pointed out that all of them were a part of
of her envelope—“Never make anything simple her: different memories, different experiences, dif-
and efficient when it can be complex and wonder- ferent facets. Like a novelist—which in many ways
ful”—by creating for herself a multi-faceted, vir- is what Sweet Jesus is in zine form—she creates
tual identity.71 a densely populated world out of herself. I don’t
An equally complex cast of characters speak think it was any accident that Kali and Franetta—
through Sweet Jesus, a zine put together by a group the two people I discovered “passing” as others in
of precocious high school students. It begins: their zines—are women of color. As both women
and minorities they are acutely aware of the con-
This zine was supposed to begin in September. Me,
straints of identity as defined by others.73
Chaz, and Bloody Mary had been planning it all
For zine writers, the authentic self is not some
summer. A publication for the masses to combat the
primal, fixed identity that precedes them, it is
honor-roll, squeaky clean school newspaper and lit
something flexible and mutable that they existen-
mag which we never could get into even though we
tially fashion: out of their experiences, out of sub-
tried an awful hell of a lot. We’d publish all the
cultural values which they take as their own, and
rejects like us and become saviors to the socially
in the case of editors of zines like the Optimistic
downtrodden. . . .
Pezzimist, even out of a fascination for decidedly
But life got in the way. Mary started working
“unauthentic” items like Pez candy dispensers.
weekends at Mickey O’s so she could buy herself a
What makes their identity authentic is that they
scooter, my father started making me study since
are the ones defining it. The “modern ideal of au-
the tuition went up and all, and Chaz fell into some
thenticity,” writes philosopher Charles Taylor, re-
strange black hole and never quite got out and fi-
sides in the belief that “being true to myself is
nally ended up hanging himself in his bedroom one
being true to my own originality, and that is some-
Monday night in December with only ten shopping
thing that only I can articulate and discover. In ar-
days till Christmas.
ticulating it, I am defining it.” 74 The underground
In this issue and the three that follow, inter- call for authenticity doesn’t demand that you be
views, recollections, illustrations, and poems from who society says you are. Since the mainstream
Chaz (found after his death), St. Xeno (who world is “tv horseshit reality,” it’s better if you’re
penned the introduction above), Bloody Mary, not. Instead you are who you create yourself to be.
Nasha, Mia X and others trace the hidden life of In a way, zinesters are doing the same thing
their dead friend and in the process reveal their that a big-money politician does when he projects
own intertwined life stories. Hoping to be able to himself as a man of the people. Both are manufac-
interview some of the authors of this haunting turing themselves. The identity creation that takes
zine, I turned to the back of the first issue look- place in the pages of zines is a reflection of a larger
ing for addresses. There, under a list of the writers, world where reality and representation seem to oc-
stephen duncombe 245

cupy separate spheres—the society of spin which the rest of society: Their identity, forged, in inter-
zinesters profess to abhor. Yet to the underground action with the dominant society, is a negative
there is a difference. Politicians are in search of identity.
votes and money; zinesters are looking for their This negative identity is in many ways a legacy
authentic selves. Politicians attempt to fit into pre- of punk rock. Punk rock itself was created, to a
scribed roles— carefully thought out and tested in great degree, in opposition: against the commer-
front of focus groups—as an instrumental means cial music of the mid 1970s, against the peace and
to become part of the dominant system. Zine writ- love vibes of the hippie scene that by that time
ers are using the same freedom of self-creation, seemed like a sham. Punk was rebellion. In re-
not to enter into the mainstream, but to escape it. sponse to Maximumrocknroll’s effort to channel
Predictably, they rarely do. some of the punk energy into “constructive” po-
litical engagement, reader Matt writes in: “I re-
spect MRR for what it is, but as long as I can re-
I’m Against It
member, punk rock is a totally different thing.
I don’t like Burger King It’s not positive, it’s not intelligent, and it’s cer-
I don’t like anything tainly not political. Punk rock is hate, chaos, nihil-
And I’m against it. ism, destruction. Punk rock is being fifteen years
—“I’m Against It,” the Ramones old and getting a hair cut your parents hate.” 77
Pure rebellion, pure negation. Summed up in “I’m
“I think the Reagan Years, paradoxically, were
Against It,” an early punk song by the Ramones,
good to zines,” Mike Gunderloy argues. “[They]
and in the names of later bands like Born Against.
encouraged people to think about being self-
Epitomized by the nihilistic titles of zines like The
sufficient and to look for alternatives. . . . A lot of
I Hate People Gazette and Oh Cool Scene Zine: I
people discovered they had a voice.” 75 Mike is
Hate Everybody, I Hate Poetry (but that’s all I can
right: Being shut out of the mass media and feel-
write).78
ing alienated from a conservative society is what
This ideal of the negative is bolstered by how
led a lot of zinesters to develop their voice. But the
anarchism came to be defined within the punk
voice those in the underground discovered may
movement. Dave Insurgent, lead singer for Reagan
not be so “self-sufficient.”
Youth, a punk band interviewed in Maximum-
Fantasies of an authentic individual unsullied
rocknroll, asserts: “[Anarchy] just comes down to
by society’s conventions aside, people don’t con-
showing no authority over other people. . . . Just
struct their identity in a vacuum; they create who
no authority. . . . Live your life the way you want to
and what they are in conversation with others.76
live it.” The bassist, Al Pike, elaborates: “We don’t
This is what zinesters are doing by writing to each
preach political anarchy, just self anarchy . . . no
other, sharing their everyday lives, assembling
one telling you what to do.” 79
their identity, figuring out their politics. But there
A nice ideal, one that complements Godwin’s
is yet another interlocutor that precedes the un-
principle of unfettered expression—and raises
derground culture of zines: the aboveground
just as many problems. For “liv[ing] your life the
world of straight society. Notions of identity, poli-
way you want to live it,” meaning: “no one telling
tics, and authenticity, so important to the zine
you what to do,” easily becomes doing what some-
world, are arrived at in discussion with, or rather
one is telling you not to do. Consider the claim
in argument against, mainstream society and cul-
above that “punk rock is . . . getting a hair cut your
ture. As staunch contrarians, zinesters construct
parents hate.” This is the paradox of negative
who they are and what they do in opposition to
identity: who you are is contingent upon who you
246 hop on pop

Comic in
Scrambled Eggs #1.

are rebelling against. Nate Wilson, illustrating who what you are negating. Reveling in the fact that you
he is in a comic, tellingly defines “My Own Me” are a loser only makes sense if there is a society that
through the distaste others have for him. Without rewards winners you despise. Thus, the authentic
their opposition, he writes, “I would know I was self that zinesters labor to assemble is often reliant
just like them.” 80 upon the inauthentic culture from which they
Setting yourself apart from “them” is integral are trying to flee. Josh Norek of Howhywuz, How-
to underground identity. If you identify “them” as hyam, for example, concludes his introductory
the forces of “Just Say No” Puritanism, you cele- rant with an explanation that his zine “stem[s]
brate substance abuse, as Sauce and Exercise with from a perpetual sickness of the sterile and homo-
Alcohol do.81 And argue, even if half in jest, that geneous lifestyle found in greater suburbia.” 83
“Drunk driving is a birthright, not a privilege, no This begs the questions: What would happen if
matter what some pansy-assed teacher or cop tells Josh moved out of the sterile landscape he hates?
you,” as Tussin’ Up counsels.82 If “they” are the le- Would he lose the inauthentic world that is so nec-
galized peddlers of alcohol and tobacco, then you essary for constructing his opposing authentic
define yourself as a teatotalling Straight Edge punk one? Would he lose his identity? Would he stop
and reject these things. putting out a zine?
For a self-consciously rebellious subculture, Emancipatory narratives are always linked to
such identity formation makes a certain sense, but repressive ones. This is their weakness as well as
it also contains a serious contradiction. A negative their strength, for it allows radicals to have a pur-
identity only has meaning if you remain tied to chase on what they oppose.84 However, if it stays
stephen duncombe 247

in this stage, rebellion is not really a rebellion at 1 Quoted in J. C. Hertz, “Zine Stream: An Undercurrent
all, merely a dependent relationship, what Richard Magazine Culture Explodes,” New York Perspectives
Sennett calls a bond of rejection.85 Far from being (May 6 –12, 1993): 10.
2 Don Fitch, personal communication, April 22, 1994. “A
autonomous, zinesters’ negation binds them to
gallery of grotesques,” is how Damon Knight once de-
the mainstream culture they loathe.
scribed the Futurians, an early and famed science fiction
But before condemning zines as little more club of which he was a member (The Futurians [New
than vessels of negation, it is important to remem- York: John Day, 1977], 149). In describing parties he used
ber a few things. Zines offer a space for people to throw for zine publishers at his house in upstate New
to try out new personalities, ideas, and politics. York, Mike Gunderloy highlighted their odd dynamic:
While it’s true that these things often take the people would come, talk to one another for a bit, then in-
shape of a negation of the world above ground, variably retreat alone to corners, walls, nooks, and cran-
nies and start reading each other’s zines. Mike Gunder-
this isn’t the only world that zinesters have to com-
loy,personalinterview,December6,1992,NewYorkCity.
pare themselves to. Zines are a medium of com-
3 Mitzi Waltz, “Why Publish?” Factsheet Five, no. 23, 1987.
munication, written to be shared with others un- 4 Zines have made their way onto the Internet, and since
derground. Through this sharing, the argument the early 1990s their numbers have been steadily grow-
with the outside world can begin to be replaced by ing. The theme of the summer 1995 issue of Factsheet
a conversation among comrades. The network of Five was electronic zines, with six pages of e-zine re-
zines, imbedded within a larger underground cul- views, articles on how to put zines online and an es-
ture, creates a forum through which individuals say arguing for a “new definition for zines,” one that
includes e-mail zines and Web pages. This crossover
can construct their identity, formulate their ideals
shouldn’t be any real surprise, for zines and computers
of an authentic life, and build a community of have never been strangers. Zinesters regularly use com-
support, without having to identify themselves— puters to create their zines, and interest in computer-
either positively or negatively—with mainstream mediated communication in the zine world stretches
society. While mainstream society certainly pro- back to Factsheet Five no. 1, where computer bbss were
ceeds an alternative community in terms of reflex- listed among the handful of zines. Parallel to the rise of
ive identity construction, this doesn’t mean it has zines—though on a far larger scale—has been the de-
velopment and maturation of the Internet. I doubt,
the last word. “What’s the matter?” ask the editors
however, that the virtual zine will ever completely sup-
of Losers, “The jockos and beauty queens don’t
plant its paper predecessor. After all, the telegraph, tele-
take you seriously? Don’t kill yourself. We’ll love phone, radio, and television never did away with the
you and feed you.” 86 Zines foster a community of underground presses. There is something about the
losers within a society that celebrates winners. materiality of a paper zine—you can feel it, stick it in
The alternative ways of seeing and acting upon your pocket, read it in the park, give it away at a show—
the world that arise out of such communities that I myself would be reluctant to give up. I suspect
and cultures are pregnant with possibility—and many others feel the same way.
5 Mike Appelstein, Writer’s Block, no. 8, late 1991/early
fraught with contradiction. We can learn from
1992; Jokie X. Wilson, The Olecatronical Scatologica
both.
Chronicle, July 1991; Pathetic Doug, Pathetic Life, no. 11,
April 1995.
6 John Foster, “Three Days in the Life of a Loser,” Ched,
Notes
no. 2, October 28, 1993.
This chapter, with minor variations, also appears as 7 Aaron Lee, “Your Reflection,” Blue Persuasion, no. 4,
a chapter in my book Notes from Underground: Zines 1994, 58 –59.
and the Politics of Alternative Culture (London: Verso, 8 Jery Vile, Why Publish? ed. Mike Gunderloy (Factsheet
1997). Five Collection, New York State Library).
248 hop on pop

9 Losers, no. 2, no date. 23 Vicki Rosenzweig, Quipo, no. 1, 1993.


10 Writing in 1887, Nietzsche attempted to trace the ge- 24 Dennis W. Brezina, America’s at Our Doorstep, vol. 4,
nealogy of Western morality. Its genesis, he argued, was no. 4, September/October 1991.
in Judaism, and its character stemmed from the fact 25 Terry Ward, Notes from the Dump.
that Jews were slaves. Held in bondage, the Jews in- 26 Ernest Mann, Little Free Press.
verted their wretched state by creating a moral order in 27 Aaron Cometbus, Cometbus, no. 31, early 1990s.
which powerlessness, introspection, and other traits of 28 Ibid., 72.
servitude are virtues. By doing this they remade them- 29 Karl Marx, “Contribution to the Critique of Hegel’s
selves as the virtuous (and symbolically victorious), Philosophy of Right: Introduction,” in The Marx-Engels
and cast their powerful enemies as wicked (and morally Reader, 2d ed., ed. Robert C. Tucker (New York: Nor-
vanquished). This morality became the basis for Chris- ton, 1978), 63.
tian ethics, as early Christians, themselves oppressed, 30 Frederick Wertham, The World of Fanzines (Carbon-
gathered around the figure of Christ, the crucified and dale: Southern Illinois University Press, 1973), 35. Se-
powerless son of God the all-powerful. duction of the Innocent was Wertham’s salvo in the 1950s
Nietzsche despised these slave ethics, as he called war against comic books.
them, for being “reactive,” that is, not created tabula 31 Jim Hogshire, Pills-a-go-go, spring 1993.
rasa but in reaction against dominant ethics. While his 32 Bernard Bailyn, ed. Pamphlets of the American Revolu-
ideal of a pure ethics, like that of an authentic primor- tion, 1750 –1776, vol. 1: 1750 –1765 (Cambridge, MA: Har-
dial self, is flawed, his insight into how a deficit can be vard University, 1965).
turned on its head and made an advantage is brilliant. 33 Gene Mahoney, publisher of Good Clean Fun, in “Why
(For as much as he loathed slave morality he acknowl- Publish?” Factsheet Five, no. 29, 1989.
edged that it was the foundation of all that was beauti- 34 George Orwell and Reginald Reynolds, eds., British
ful and intelligent in the West.) Friedrich Nietzsche, Pamphleteers VI, p. 15; cited in Bailyn, Pamphlets, 3 – 4.
The Genealogy of Morals (1887; New York: Doubleday 35 Bailyn, Pamphlets, 15 –16.
Anchor, 1956). 36 John Dickinson, “The Late Regulations Respecting the
11 Wendy and Monica, Cool Loser, no. 2, no date. British Colonies” (1765, Philadelphia); reprinted in Bai-
12 Jane, Hex, no. 1, 1993, 49 lyn, Pamphlets, 688.
13 Editorial, New York Times, April 18, 1995, A24. The data 37 Also unlike zines, however, the purpose of the pam-
come from a study done by Edward N. Wolff for the phlet was not to present the musings of an “every-
Twentieth Century Fund. person” unrepresented in the media of the day. John
14 For an interesting discussion of the problems of the Dickinson might sign a later pamphlet “from a Farmer
American meritocracy, see Christopher Lasch, The Re- in Pennsylvania,” but this member of the Philadelphia
volt of the Elites, and the Betrayal of Democracy (New elite was a far cry from a simple yeoman.
York: Norton, 1995). 38 politics: the science and art of government; the science
15 Quoted in Jon Savage, England’s Dreaming (New York: dealing with the form, organization and administration
St. Martin’s, 1992), 131. McNeil cofounded Punk. of a state or part of one, and with the regulation of its re-
16 Josh Abelon, The Elana Rosa Veiga Torres Newsletter for lations with other states. political: of, belonging, or per-
This World and Beyond, vol. 1, no. 1, July 7, 1991. Josh taining to the state or body of citizens, its government
also puts out the music zine Cramped. and policy, esp. in civil or secular affairs. Oxford English
17 Letter from David Demming in Jen Payne, The Latest Dictionary, 2d ed. (Oxford: Clarendon Press, 1987).
News, vol. 4, no. 2, summer 1992, 4. 39 Dishwashin’ Pete, Dishwasher.
18 John Banks, BudZine, no. 1, May 1993. 40 Patrick Splat, Loring Punk, no. 1, 1993.
19 David B. Greenberger, The Duplex Planet, no. 112, 1991. 41 Adam Bregman, Shithappy, no. 3, 1993(?), 9.
20 Aaron Rat, Tard Nation, no. 3, 1995(?). 42 Josh MacPhee, Fenceclimber, no. 2, early 1990s.
21 Jen Payne, “Jen on . . . the National Debt,” The Latest 43 KJ, Erin, Rebecca, and Mary, Finster, no. 3, 1992.
News, vol. 4, no. 2, fall 1992, 6. 44 Jason Page, Cheap Douchebag, no. 11, 1990s.
22 John “Bud” Banks, “News Casting,” Budzine, no. 9, 45 Editor, Forever and a Day, no. 7, 1993.
March 1994, 5. 46 Joshua, “How to Use a Zine,” Notes from the Light
House, no. 7, 2.
stephen duncombe 249

47 Poll conducted of 1,045 registered voters by U.S. News tice, vol. 2 (London, 1793), 846 – 47, cited in James Joll,
and World Report reported in Michael Barone, “The The Anarchists (Cambridge, MA: Harvard University
New America,” July 10, 1995, 22. Press, 1980), 19. Setting the stage for Godwin’s pas-
48 Paul Goldstein, Goldstein: A Newsletter about Me, Paul, sion for original and experiential thought is Gerard
1992; Richard J. Sagall, Interesting! premiere issue, 1994. Winstanley: “Men must speak their own experienced
49 Anon., Forever & a Day no. 7, 1993. words, and must not speak thoughts” (cited in Chris-
50 This authentic self marches through history: reappear- topher Hill, The World Turned Upside Down: Radical
ing in the nineteenth century as the young Marx’s “spe- Ideas During the English Revolution [London: Penguin,
cies-being,” at the root of existentialism in the first 1975], 369).
half of the twentieth century, and in Norman Mailer’s 63 Michael Harrington, “We Few, We Happy Few, We
“White Negro” beat of the 1950s; the idea of living an Happy Bohemians: A Memoir of the Culture before
authentic life weaves through the sds’s Port Huron the Counterculture,” in On Bohemia, ed. Grana and
Statement in 1962, and colors the New Left that follows. Grana, 781.
51 Christina, Girl Fiend, no. 3, August 1992, 1. 64 A politically disastrous example: Alexander Berkman’s
52 Al Quint quoted in J. C. Hertz, “Zine Stream,” 10. botched assassination attempt on Henry Clay Frick
53 Freedom, personal interview, June 13, 1992. gained Frick and the Carnegie Steel Company public
54 Gene Mahoney, “Why Publish?” Factsheet Five, no. 30, sympathy while they were violently suppressing a strike;
1989, 95. and a ludicrous one: the 1886 case of Charles Gallo, who
55 At a discussion I attended, David Mandl, a disc jockey threw a bottle of acid from one of the galleries of the
at a New York-area noncommercial, “alternative” radio Paris stock exchange, then fired three random revolver
station, was asked to describe his station’s politics. He shots, hitting no one. At his trial—where he insisted on
began speaking about how wfmu broadcasts lectures addressing the judge as Citizen President—he shouted,
by Noam Chomsky and other notable dissidents, but “Long live revolution! Long live anarchism! Death to
then quickly changed direction, locating the politics the bourgeois judiciary! Long live dynamite! Bunch of
of the station somewhere else. Lauding his friend and idiots!” Gallo’s case is from Jean Maitron, Histoire du
fellow dj, Vanilla Bean, Mandl explained that some- mouvement anarchiste en France (1880 –1914) (Paris,
times “he’ll go off on some political tirade, but a lot of 1951), cited in Joll, The Anarchists.
the times he won’t . . . but he’s just done stuff that’s 65 Joll, The Anarchists, 111.
so incredibly exciting and impassioned, so wonderful, 66 Leah Zeldes Smith, STET, November 1990, 25.
that it’s blatantly political in an implicit way.” For 67 Brian Shapiro, “Letters,” Factsheet Five, no. 22, 1987, 66.
Mandl, as for many in the underground, the politics re- 68 Factsheet Five, no. 50, December 1993, 46; Queer Zine
side less in the content of what is said and more in the Explosion (with Holy Titclamps), no. 13, 1994.
form of expression that the saying takes. David Mandl, 69 John Newberry, Why Publish? ed. Mike Gunderloy (Al-
talk at the Libertarian Book Club, April 17, 1995, New bany: Pretzel Press, 1989), 25.
York City. 70 Kali Amanda Browne, personal interview, June 22, 1992.
56 Crash Rats, Decontrol. 71 This letter, by BVI, appeared in Factsheet Five:
57 “Letters,” Factsheet Five, no. 20, 1986. Incidentally, the
What I want to do is form groups of five people who
cover of this issue of FS5 shows an illustration of a
will correspond with each other and who will not re-
woman in ancient Egyptian dress dumping mainstream
fer to their sex /gender, race, economic status, or sex-
magazines in the garbage.
ual orientation for a period of six months. At the end
58 Frederick’s Lament, 1991.
of that time, the group will vote to decide whether or
59 David Alvord, Punk and Destroy, no. 1, late 1980s-early
not to reveal their identities in terms of the above
1990s.
categories. The purpose is to try to learn just how
60 Cited in Cesar Grana and Marigay Grana, eds., On Bo-
profoundly we identify with those categories and to
hemia: The Code of the Self Exiled (New Brunswick, NJ:
try to determine other levels at which humans can
Transaction Publishers, 1990), 7.
communicate. Interested parties should use gender-
61 Mike Gunderloy, Factsheet Five, no. 5, 1985.
ambiguous names or aliases, and inquiries may be
62 William Godwin, An Inquiry Concerning Political Jus-
sent to . . .
250 hop on pop

“Letters,” Factsheet Five, no. 32, 1989, 106. 79 Interview with Al Pike and Dave Insurgent of Reagan
72 Franetta L. McMillian, Sweet Jesus, no. 1, early 1990s. Youth, Maximumrocknroll, no. 4, Jan.-Feb. 1983.
73 The ability of zines to project a virtual identity can 80 Nate Wilson, Scrambled Eggs, no. 1, 1993.
lead to misunderstandings. There have been well- 81 Zak Sally and Mike Haeg, Sauce, 1993; Bruce Clifton,
documented incidents of deception— often with hurt- Exercise with Alcohol, 1994.
ful results— on another medium of virtual identity: 82 Cited in Jim Hogshire, “You Can Be the Publisher,”
computer bulletin board systems (bbs). But these mis- Nuvo, December 26, 1990-January 2, 1991, 8.
understandings can have their positive sides as well. 83 Josh Norek, Howhywuz, Howhyam, 1992, 1.
Franetta tells the story of talking to a white supremacist 84 Terry Eagleton, seminar, October 17–19, 1991, New York
skinhead by phone while doing research for a character Marxist School, New York City.
she was creating for Sweet Jesus no. 3. Unable to catego- 85 Richard Sennett, Authority (New York: Norton, 1980),
rize her by looks, he spoke with her as a person. They 15 – 49.
got along so well that at the end of the conversation 86 The Raven, Losers, no. 2, no date.
the racist skinhead asked Franetta if she would like to
come out West and be part of the survivalist commu-
nity that he was forming. When she told him she was
African American, he was silent for a moment, then ad-
mitted that he had never really talked at length to any-
one black before, and again made his invitation (Fran-
etta declined).
For accounts and analysis of virtual identity in
computer-mediated communications, see Lindsy Van
Gelder, “The Strange Case of the Electronic Lover,” in
Computerization and Controversy, ed. Charles Dunlop
and Rob Kling (New York: Academic Press), 365 –75;
David Myers, “‘Anonymity Is Part of the Magic’: In-
dividual Manipulation of Computer-Mediated Com-
munication Contexts,” Qualitative Sociology 10(3) (fall
1987): 251– 66.
74 Charles Taylor, The Ethics of Authenticity (Cambridge,
MA: Harvard University Press, 1991), 29.
75 Quoted in Jim Hogshire, “You Can Be the Publisher,”
Nuvo, December 26, 1990-January 2, 1991, 9. Jim Hog-
shire is the publisher of the zine Pills-a-go-go.
76 “The self is something which has a development,” so-
cial psychologist George Herbert Mead argued at the
turn of the century, theorizing that “[the self ] is not ini-
tially there, at birth, but arises in the process of social
experience and activity, that is, develops in the given in-
dividual as a result of his relations to that process as a
whole and to other individuals within that process.”
George Herbert Mead, Mind, Self, and Society (Chicago:
University of Chicago Press, 1934), 135.
77 Matt, “Letters,” Maximumrocknroll, no. 85, June 1990.
78 Born Against is the name of a punk band whose lead
singer puts out the zines I, Yeast Roll, and Dear Jesus;
Kevin Person Jr., The I Hate People Gazette, no. 5, early
1990s; Anon., Oh Cool Scene Zine.
ignores the ways that white women are privileged “Anyone Can Do It”:
over women of color. She questions whether camp
Forging a Participatory
offers the same opportunities for the ironical pre-
sentation of racial identities that it poses for the Culture in Karaoke Bars
self-parody of sexual and gender identities, and
suggests the ways that white stages of camp femi- Robert Drew
ninity often occur against a backdrop of black au-
thenticity. Ed O’Neill’s work on Tallulah Bank-
head continues this reassessment of the cultural
Maybe you’ve noticed it on your way home from
politics of camp performance. Through examin-
work, the hotel lounge marquee missing a few let-
ing the various anecdotes which we choose to tell
ters: “k raoke hap y hour 5 –9 pm.” You’ve
about this colorful performer, O’Neill seeks to ex-
contemplated stopping in now and then, just as
plain the properties that made her into a “camp
seriously as you’ve now and then contemplated
icon.” He is especially interested in the epistemo-
suicide. Or maybe, silently screening cds at the
logical instability of such anecdotes and the ways
listening bar of your local music superstore,
that the impossibility of determining their truth-
you’ve leafed through one of those free enter-
fulness results in our fetishistic relationship to star
tainment guides dropped in bundles at the en-
performers.
trance. Among the cover bands, copy bands, and
live deejays, there it was again: “karaoke happy
hour 5 –9 pm.”
Most Americans’ closest encounters with ka-
raoke don’t get much closer than this. Yet since the
peculiar, high-tech hybrid of recorded music and
live song performance was introduced stateside
in the late 1980s, it has captured the interest of a
growing minority. While sales of home karaoke
equipment have risen steadily, what’s more im-
pressive is that, despite manufacturers’ efforts to
maximize profits by privatizing it, karaoke contin-
ues to thrive in public. It’s impossible to know
just how many karaoke bars there are, but one
Internet-based directory, offering an incomplete
survey of only fourteen states, lists over seven
hundred establishments that have karaoke at least
once a week.1 Karaoke’s growth in the United
States signals a widespread yearning to have an ac-
tive voice in the public performance of music.
Even so, like many amateur musical practices
in Western societies, karaoke remains a largely
hidden culture.2 The mainstream press granted it
a flash of attention when it first appeared, discov-
ering and discarding it as summarily as any fad.
robert drew 255

Tampa’s hottest
karaoke bar, Good
Time Charlie’s. Most
Americans don’t get
much closer to karaoke
than the marquee of
their local restaurant-
lounge.

Since then, it has provided comedic fodder for images of Imelda Marcos crooning at diplomatic
late-night talk show hosts, political speechwriters, dinners, but to Filipinos and other East Asians,
and filmmakers. When karaoke appears in mov- there was nothing laughable about it.5
ies, Ben Fong-Torres observes, “It’s got to be at A century and a half ago, singing was as much
some big, sloppy party, there’ve got to be drunks, a part of daily life in the West as it is in the East.
and whoever’s doing the singing has got to be do- Choral societies and church choirs covered the
ing it poorly.” 3 Such portrayals tune out all the United States and Europe; the piano was a fixture,
wonderful singers who perform in karaoke bars; and the sing-along a sustaining ritual, of middle-
they betray a common belief that the only people class homes.6 But in the late nineteenth century,
with the ability, even the right, to sing publicly are cultural entrepreneurs urged policies to safeguard
professionals. what they saw as legitimate culture, and part of
It’s hard for Americans to imagine how, in Ja- that effort was the strengthening of boundaries
pan and much of East Asia, karaoke can be con- between performers and audiences.7 This profes-
spicuous, omnipresent, even routine. It is found sionalization of music and the arts coincided with
in nearly every bar, as well as in arcades and bowl- a new set of cultural assumptions: musicians and
ing alleys, taxicabs and buses, public halls and hos- artists came to be viewed as quintessential outsid-
pitals. One Japanese observer cites a local study ers, set off from society by extraordinary talent.
suggesting that over 50 percent of Japanese citi- It was taken upon faith, in John Blacking’s words,
zens perform karaoke in a given year.4 But then, in that “being a passive audience is the price that
many Asian societies, karaoke has smoothly har- some must pay for membership in a superior soci-
monized with local culture: voice training has long ety whose superiority is maintained by the excep-
been a part of every child’s education, and singing tional ability of a chosen few.” 8
a requisite activity at ceremonies and social gath- Even today, despite the much-touted blurring
erings. Westerners may have laughed at televised of lines between high and popular culture, the no-
256 hop on pop

tion of cultural production as both the prerogative it quickly became clear that much of the action
and the proof of exceptional individuals remains was offstage, and that my notebook and tape re-
with us. As Joshua Gamson shows, one of the con- corder were as often as not obstacles to inquiry. So
stants in media texts tracking film and pop stars I began to forestall documentation for experience,
has been the attribution of fame to some “indefi- to immerse myself in karaoke’s world, to seek
nable internal quality.” 9 And yet, more populist understanding through relationships with non-
discourses of celebrity have also surfaced: expos- performers as well as performers. Sometimes I in-
ing the machinery behind stardom, disclosing an vited friends or relatives along, giving as much
urge to tear down the stars, and, occasionally, ex- attention to their responses as those of my new ac-
pressing the Warholian conviction that anyone quaintances. And I performed myself on many
can be a star. occasions, taking my cue from the ethnomusico-
This schizoid perspective on cultural perfor- logical injunction to participate in the music
mance—anyone can do it or, maybe, almost no one studies, as well as from the current inter-
one can—infuses the rhetoric around karaoke penetration of ethnography and autobiography.11
in the United States. Many karaoke performers In writing this chapter, I’ve attempted to envi-
and emcees will insist that anyone can do it; non- sion the participants—including myself and even
performers will counter that they most certainly my reader—as characters in a story rather than
cannot do it. The truth is somewhere in between: subjects of a study. It is assumed that narrative can
karaoke may not demand intensive vocal training, itself be a legitimate mode of inquiry, that, as Rich-
but it imposes its own work and demands its own ard Rorty suggests, “Theory [is] always a second-
skills. Notwithstanding its advocates’ assertions best, never more than a reminder for a particular
that it allows everyone to feel like a star, karaoke purpose, the purpose of telling a story better.” 12
performers bear less in common with celebrities
than with the legions of uncelebrated amateur
Anyone Can Do It
musicians.10 They often face unfavorable perfor-
mance conditions, impassive audiences, unclear When karaoke’s promoters claim that “anyone can
role expectations. Most of all, they face the chal- do it,” they are not just selling their wares. They
lenge of forging a participatory culture in contexts are echoing a sentiment shared by partisans of so
where people are accustomed to consuming their many revolutions in popular music, from rocka-
culture passively. In karaoke, we find people devis- billy to punk, from rhythm and blues to rap. It is a
ing ways to break the silence of a non-singing cul- sentiment eloquently expressed by ethnomusicol-
ture; perhaps we even get an idea how we can do ogist John Blacking: “There is so much music in
so ourselves. the world that it is reasonable to suppose that mu-
What follows is the result of a pilgrimage sic, like language and possibly religion, is a spe-
through dozens of karaoke bars, most of them cies-specific trait in man.” Or, by the famous in-
located in and around the three cities I’ve called junction that appeared in an early punk fanzine,
home over the past five years: Philadelphia, Al- under illustrations of finger positions on the neck
bany, and Tampa. I found a few bars in each town of a guitar: “Here’s one chord, here’s two more,
through newspaper ads, and far more in “snow- now form your own band.” 13
ball” fashion through performer and emcee con- Everything about karaoke seems calculated to
tacts. I started out logging performers’ actions convince prospective performers that it is a no-
onstage and interrogating them afterward. Yet risk proposition. Emcees solicit applause before,
robert drew 257

Non-performer Tony
Cowdry prefers to watch
from a safe distance. The
most common reason
given for not performing is
“I can’t sing.”

after, and often during every performance. Audi- Donna has all the makings of a karaoke per-
ences are encouraged to be, and typically are, al- former. All, that is, except one: she can’t sing. Or
most ridiculously supportive. There is a place here so she claims.
for everyone, you are told. Ability doesn’t matter. “Everybody can sing,” I say.
Anyone can do it. “Not me,” she insists. “If I get up there and
And yet, down in the pit, you find that anyone sing, I’ll drive this crowd right outta here.”
cannot do it, and that ability matters very much She’s jotting down titles from the song book
indeed. for her friends to perform, enjoying the second-
hand pleasure of a playlist arranger. I look over her
“ i can ’ t sing ” list: TLC’s “Waterfalls,” Janet Jackson’s “Esca-
Donna is a thirty-nine-year-old, single mom liv- pade,” Salt ‘n’ Pepa’s “Let’s Talk about Sex.”
ing outside Albany. She’s a music lover, the sort “How’s this one go?” I ask her, knowing full
whose daily round is organized by pop songs. At well how it goes.
her data processing job, she says, the only thing Let’s talk about sex, baby, let’s talk about you and
that sustains her is her Walkman. Flipping me, she sings, no worse than dozens of performers
through the three thousand titles in the Tally-Ho I’ve seen.
Pub’s karaoke song book, she knows more songs “That’s singing,” I say. “That’s called singing.”
than I know, and I know a lot. Donna isn’t shy: She laughs. “I don’t think so!”
when I do Marshall Crenshaw’s “Someday, Some- “Do you like to sing?” I ask her. “Do you ever
way,” she joins me onstage and dances mag- sing?”
nificently. And despite her thick New York patois, Her response is one I’ve heard from so many
she isn’t afraid of her voice. She recalls that when people who are intrigued by karaoke but categori-
she worked in telemarketing, men would ask her cally refuse to try it. “Sure I sing,” she says, “when
on dates just from hearing her on the phone. I’m alone.”
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being “ unmusical ” The only ones who may fear it more are those
Few would deny that music’s meaning and value— who are convinced they can sing.
that music itself— originates in society. Music,
like language, is both seed and fruit of human voices breaking
contact. Why, then, do so many of our most ac- Tommy Starr—a consummate stage name. A for-
tive, creative musical moments—those moments mer amateur boxer, his white t-shirt and jeans
when we break out in song—take place in soli- stretch tightly over his trim, muscular frame. With
tude? We sing in the shower or in the car. At the his light brown skin and short, curly black hair,
traffic light, we catch the person in the next car he resembles the handsome pop singer Jon Se-
staring at us, and we clam up. Despite every reas- cada— except for his fractured nose, which, like
surance from karaoke emcees (or ethnomusicol- Brando’s, only makes him more striking. I met
ogists, or do-it-yourself punkers) that music is a Tommy last Monday at Spanky’s in West Philly—
universal human capacity, we run and hide to ex- a cramped, dingy place with poor sound that
ercise this capacity. We all do sing, yet we remain draws only a handful of singers. He sat with three
convinced that we can’t sing: a logical contradic- other people, his girlfriend and another couple, all
tion that remains, for many of us, an experiential of whom seemed content just to watch him per-
given. form. Tommy stood out effortlessly, caressing bal-
Every attempt to extend music-making runs lads by George Benson and James Ingram with
up against the widespread belief that “musicality” his luscious tenor. Men in the audience cheered;
is an innate gift that some people have and oth- women screamed.
ers don’t.14 Musicians refer to a singer’s voice as I complimented him after his smooth take
her “instrument,” as if it were something as solid on Ingram’s “Just Once,” and we got to talking.
and self-evident as a horn or a woodwind. And He moved quickly from his career (manager at a
indeed, for many people, “I can’t sing” becomes rental center) to his former avocation (boxing)
an unproblematic description of a physical handi- to his new passion: singing. He always sensed he
cap. Such self-appraisals often can be traced to could sing but never did so publicly until he dis-
early childhood experiences: a grade-school music covered karaoke. I told him about Saturday night
teacher’s offhand insult, a failed bid for the glee at Chollett’s, my favorite place in town, where the
club. The prescription such people internalize is crowds are huge, the song selection seemingly in-
not to sing, not to make music—thus rounding finite, and the sound of professional quality. As he
out a cycle that assures their “unmusicality.” left, he pointed at me and said, “See ya’ Saturday,”
As fate would have it, now and then, these souls and I wasn’t sure if I was being addressed as a fel-
who are convinced they can’t sing end up in a spot low performer or as a fan.
where they just might prove themselves wrong. Such late-night, barroom promises usually
Maybe they’re dragged there by friends; maybe amount to nothing, but Tommy is there at Chol-
they’re out for a drink and have no idea what lett’s the following Saturday. His entourage is
they’re getting into; or maybe they’re just curious. streamlined tonight: just his girlfriend, Hillary, a
They watch intently, fascinated and repelled. They tall, pretty blonde who acts as Tommy’s sounding
laugh, then frown, then recoil. “No, no,” they cry, board and moral supporter. She peruses the song
if someone suggests they try it. They’d just as soon book with him, now and then suggesting, “That
go sky diving, or volunteer for a root canal. You one would be good for you.” Tommy’s easy man-
can see it in their eyes: they fear karaoke. ner can’t hide the fact that he really cares about
robert drew 259

this. He sweats over the song book for a good half to be much more to talk about, and pretty soon,
hour before settling on Marvin Gaye’s “Sexual Tommy and Hillary leave.
Healing.” During our long wait to perform, he en-
dows me with pointers on vocal technique: sing voice and face
from the chest, let your breath out slowly, don’t In karaoke, the conviction that you have failed
hold the mike too close. by purely formal standards of vocal competence
Finally, our turns come up. I do U2’s “Mysteri- can bring on all the symptoms of a personal, even
ous Ways,” and mangle it until it’s almost unrec- moral, lapse. Singing ability can come to anchor a
ognizable and I’m almost voiceless. Bombing al- performer’s face, the image pressed upon her by
ways leaves me a bit deflated, but I’m so used to her own and others’ efforts within the moment.
it by now—so acutely aware of my limits—that Erving Goffman notes that “a person . . . cathects
it hardly matters. Besides (I tell myself ), I’m get- his [sic] face; his ‘feelings’ become attached to
ting something else out of this: I have a book con- it.” 15 Vocal competence can come to mandate a
tract. Tommy’s up right after me. The emcee in- performer’s temporary sense of self; those who
troduces him as “a new face here,” and people sing well tend to feel well, and to evince well-
turn to check him out. Sometimes, when you get being. Henry Kingsbury’s observations regarding
onstage and hear your song’s opening chords, you conservatory students’ investment in their com-
can tell that you’re doomed before you even open petencies could as easily describe many karaokists:
your mouth. From the look on his face, Tommy “The association . . . between their musicality and
can tell very soon after he opens his—and so can their self-image was not unlike the link between
everyone else. a teenager’s self-confidence and sense of sexual
Bay-aay-aay-bee-eee. Gaye’s melody extends attractiveness.” 16
to heights where most of us mortals, Tommy in- Audience members also have an investment
cluded, become prone to nosebleeds. So he breaks in the success of performances. The performer’s
off, and asks the emcee to restart the song in a image of herself as a skilled vocalist and audience
lower key. The emcee pushes some buttons and members’ images of themselves as supportive lis-
tries again, but it’s no use. As each high note teners are mutually dependent. Because loss of
approaches, Tommy’s face strains, and his voice face tends to be contagious, maintenance of face
breaks like a pubescent boy’s. I anticipate the is a collective effort. Sometimes this machinery
breaks, and feel myself inwardly cringing: When- hums along magnificently, regardless of the per-
ever (gasp) bloo-ooo tee-eeerdrops are fallin’ . . . I formers’ empirical competencies. There are bars
just get on the telephone and (gasp) caa-all yoo-ooo where nary a performer can hit the broad side of a
up, bay-bee. note. Passers through may sit in back, snickering,
Most of the crowd has turned back to their wincing, or scratching their heads. Yet a cluster of
conversations or just turned away. It seems like regulars stands in front, admiring and applauding
only two of us are left watching: me, standing in and sustaining one another.
back, and Hillary, standing a few feet in front of Other times, this face-saving pact between per-
me, her arms folded. I can’t see her face. Tommy former and audience dissolves. A performer may
struggles through the song and descends to quiet lose face even as others strain to help her preserve
applause. I offer the obligatory pleasantries—you it. Another may maintain copious face even when
did fine, that was a tough song, etc.—but they others feel she should rightfully have forfeited it.
sound hollow even to me. There doesn’t seem And now and then, a performer may move along
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mindlessly even as the disparity between what devastating personal failures. It is at these mo-
others think of her and what she thinks they think ments, when an individual has become a laugh-
of her widens into a perilous chasm, as in this story ingstock and yet remains “completely oblivious,”
recounted by an emcee: that hidden feelings have the potential to break out
into the open and genuinely hurt someone.
The girl was absolutely horrible. I mean, she
screamed, and it was horrible. Well, a woman who
no one can do it
was there told the girl as a joke that she was a talent
In karaoke bars, then, your sense of self can come
agent, and that she liked her singing. And she said,
to hinge quite precariously upon your singing suc-
“Would you sing this song for me? It’s my favorite
cess. And yet it’s hard to think of any place where
song and I want you to do it.” And we were even
you’d less want anything to hinge upon your suc-
running low on time and the girl insisted, “This tal-
cess. Don’t be fooled by emcees’ cheerful avowals
ent agent wants to hear me sing this song! Let me
that karaoke is easy; in the words of one of the
sing!” And people had said, “Don’t let that girl back
more capable performers I’ve encountered, “It’s
up there.” Well, when she got up there, people took
the rawest form of performing you can do.”
napkins and stuffed them in their ears, and walked
The power of public performers can be gauged
around with these napkins sticking out of their ears.
by their ability to dictate the framework of their
This girl was completely oblivious to it. She was
performances. Famous singers (and famous
so into what she was doing and where that other
people who feel an inclination to sing) can have
woman was, she completely ignored that anyone
their background music tailored to their compe-
was ridiculing her.
tencies and their characters. The right recorded
Such an incident offers glaring proof that in ka- backdrop can flatter even the narrowest voice, as is
raoke, devastating aesthetic failures also can be proven, for instance, by Ringo Starr’s many hits.
As Steve Jones writes, “The ability to record sound
is power over sound.” 17
Now, imagine that you are a first-time karaoke
performer, and consider the scope of your power.
Though you have thousands of songs to choose
from, bear in mind that these songs have been re-
corded in a studio in Pineville, North Carolina, or
Long Beach, California, or some other place that’s
hundreds of miles away. Also remember that the
musicians who recorded the songs don’t know a
thing about you and couldn’t care less if you are a
bass or a soprano. These musicians have recorded
each song in a particular key, and you have no way
of knowing in advance the key of the song you are
pondering. The song book doesn’t tell you; the
emcee usually can’t tell you; and even if someone
could tell you, if you are like most performers
Emcee Billy Ray. A first-class technician, he admits he (myself included), it wouldn’t mean much to you
wouldn’t know the key of your chosen song if he fell anyway.
over it. Maybe you’ve got your eye on a certain tune
robert drew 261

you’ve always loved. Be warned, though, that in


karaoke your competencies bear no necessary re-
lation to your tastes. Or maybe you’ve found a
tune that sounds good when you sing along with it
on the radio. In that case, remember that the key
of the karaoke version bears no necessary relation
to that of the original recording, and that there is a
world of difference between singing along with a
song and singing the song oneself.
You might invent little tricks in an effort to
control your fate. You might, like one performer
I’ve met, convince the emcee to let you screen your In choosing their songs, performers rummage through
songs privately with the aid of his headphones be- thousands of choices. Each song poses its own chal-
fore performing them publicly (though this is lenges and possibilities.
highly discouraged, since it holds up the show).
Or you might, like another performer, exploit the
chances taken by your fellow volunteers, holding many others present sing insistently on key—try-
your fingers over your ears and singing their songs ing to bring you into line, assuming you’re not
to yourself until you come upon one that you aware of your error.
think you can do (though you’ll have to wait until Leaving the stage before finishing your song is
the following week to do it, since there is an unof- not an option. On those rare occasions when per-
ficial rule against doing a song that’s already been formers do so, they affirm their failure all too de-
done that evening). cisively and sacrifice the token applause that greets
If you are lucky, whatever song you cast your even the most miserable performances. You may
lot on will land squarely within your vocal range. become so hoarse that you find yourself nearly in-
For me, this occurs about one time in five. Many capable of uttering another lyric. You may reach
performers do better, and some do worse. I can the point where, watching the members of your
recall only one regular performer I’ve met who audience hightailing it to the bar or to the bath-
never did a song out of her range. She had worked room, rather than resenting them, you find your-
up a large collection of karaoke discs, which she self envying them. Still, you’re expected to go the
would screen at home and get emcees to play for distance.
her at bars. (Feel free to follow her lead; the discs After many trials and almost as many errors,
are available for about $30 each at most music you may build up a little collection of songs within
stores.) your compass. To have a repertoire of tunes you
If the song you choose is not in your range, you know you can do lends you a tactical advantage.
have two choices. You can either sing it in the key You can open with them to establish your compe-
it’s in, and leave the impression that you have no tence or fall back upon them when you’ve thrown
voice; or sing it in your preferred key, and leave the it in doubt. In the minds of your fellow patrons,
impression that you have no ear. After shredding these songs become identified with you no less than
my vocal cords on far too many high notes, I have with their original artists: “Once you get a hit,” one
come to prefer the second alternative. Be advised performer observes, “it’s like a hit on the radio.”
that this decision requires a degree of confidence. And yet, like hits on the radio, you’ll find that
It requires you to stay stubbornly off key even as your repertoire items have a limited shelf life. “You
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get bored with the same old stuff,” says another skill is uncommon; the damage that a failed per-
performer. “You figure that people are tired of formance can inflict upon one’s sense of self; the
hearing you do the same songs all the time.” When many obstacles to virtuosity. Still, for the remain-
you are operating in a social world as small as the der of this essay, I’ll make the case for trying it
typical karaoke bar, with a catalogue of expres- anyway.
sions as large as the typical karaoke song book, Up until this point, I have abided by a particu-
it becomes difficult to remain in your niche. Yet lar vocabulary to describe singing. I have dis-
every time you hazard a new number, you’re back tinguished performers’ voices based on accuracy,
to square one. flexibility, and purity; I have characterized them as
Throughout this ordeal, you are liable to feel on- or off-key, broad or narrow in range, clear or
vaguely troubled about how good you are and how distorted. These are the terms of traditional voice
good you ought to be—particularly in compari- training, terms that most people understand and
son to the singers whose voices you displace. The accept.
anxiety of influence looms large in karaoke. The Alternatively, we might begin by regarding
very absence of the familiar star’s voice seems to song as an extension of speech. The distinction be-
summon you to fill it in. You find yourself instinc- tween speaking and singing, while universally rec-
tively reproducing the most convoluted cadenzas ognized, is hard to define empirically; singing is, as
and subtle sighs of the original recordings with- one music educator notes, “primarily elongation
out any prompting from the lyric monitor. You of the vowels and extension of the pitch inflections
may prepare for your performances by studying commonly heard in the speaking voice.” 21 Yet
the originals; you may even (like one performer while we’ve come to see that any language engen-
I met) listen to tapes of your performances side- ders innumerable ways of speaking, and that even
by-side with the originals to evaluate yourself. As apparently incorrect utterances can be appropri-
among the amateur rock musicians observed by ate within certain communities and contexts, we
H. Stith Bennett, it may seem to you that your are not always willing to grant the same variability
“ability to copy music [is] the exhibition of [your] to song.22 Our understanding of singing as a form
technical accomplishment.” 18 of competence can blind us to its flexibility as a
As Bennett and others will inform you, how- means of expression.
ever, the task you have set for yourself is “humanly Simon Frith writes: “In songs, words are the
impossible.” 19 In an age of tape splicing and digi- signs of a voice. A song is always a performance
tal recording—when popular songs are no longer and song words are always spoken out—vehicles
documents of real-time performances but assem- for the voice. . . . Song words, in short, work as
blages of the best moments of many perfor- speech, as structures of sound that are direct signs
mances—not even the stars themselves can rep- of emotion and marks of character.” 23 If a song is
licate the sounds of their recordings in live chiefly the vehicle for a voice, then singing voices
performance.20 And you are attempting to do so should be potentially as diverse as speaking voices.
with inferior equipment and minimal preparation. Against the conventional vocal standards of range
It would seem, then, that karaoke is impossible. and intonation, we might come to value a sing-
Not only can’t “anyone” do it; no one can. ing voice for the cogency and force with which it
communicates.
do it anyway This is how many of the popular singers whom
I’ve done my best to provide every reason not to karaoke performers emulate beg to be regarded.
try karaoke: the pervasive assumption that singing Most popular songs seem inferior when judged
robert drew 263

on traditional musicological grounds, and popu- Fleetwoods (thus forcing me to come to terms
lar singers rarely measure up to the standards of with my own mawkishness).
classical vocal training.24 In the estimation of an Pop songs and stars, then, are conduits as well
operatic critic like Robert Rushmore, Elvis Presley as exemplars of public culture; they do not merely
had only “a passing baritone range with a pleasing impose their voices on listeners but make their
quality in the middle compass”; Bruce Spring- voices available. The presence of singers as diverse
steen’s songs “rely totally on the tonic, dominant as Bob Dylan, Tina Turner, and Joe Cocker on ka-
and subdominant chords and scarcely range an raoke lists sanctions every Dylanesque whiner,
octave.” 25 Turneresque screecher, and Cockeresque grunter
What popular singers, especially rock singers, to take the stage. Through karaoke, pop stars be-
do have over opera prime donne is access to the come direct facilitators of musical participation;
everyday “signs of emotion and marks of charac- those vocal deviants whom the mass audience has
ter” extolled by Frith; those shouts, moans, wails, granted a pulpit, in some sense, return the favor.
and squeals that, while stifled by classical training,
are vital components in the expressive repertoire three more ways to do it
of the human voice. Frith continues: “Because so The plenitude of popular music sets a mood for
much of rock music depends on the social effects karaoke and, at its best, infuses it with a rare spirit
of the voice, the questions about how rock’s effects of tolerance and playfulness. Contrary to the fears
are produced are vocal, not musicological. What of many neophytes, there is no one right way to do
makes a voice haunting? sexy? chilling?” 26 From karaoke. Experienced performers routinely move
this angle, the lack of formal training among pop- and involve audiences even while transgressing
ular singers and their listeners does not handicap dominant vocal standards. As I will show in the
them but simply forces them to fall back on more following sections, they do so by communicating
quotidian faculties.27 “Ignorance of how their mu- in ways their audiences can relate to: by conjuring
sic makes sense certainly puts no limit on a rock a feeling of hangdog humility, or irreverent fool-
audience’s appreciation: all that needs to be taken ishness, or careless spontaneity. I begin with a per-
for granted is the common experience of desire, sonal story.
hope, fear.” 28 “I Don’t Know These Words!”: The Self-Depre-
Experienced karaoke performers sense that cator The Reform synagogue that my family at-
each of the myriad voices they select amongst tended when I grew up was a center for social in-
bears its own marks of character, and poses its teraction and cultural continuity. Thankfully, it
own challenges and opportunities. As a result, was not a rigorous inculcator of language and doc-
song choices often are based on a subtle feeling of trine. In seven years of attending Hebrew school,
affinity— of a kindred voice and sensibility—with my brothers and I learned little of the alphabet
the original vocalist. A performer who sounds all and less of the language. For our bar mitzvahs,
wrong emulating the crystal-clear tones of Karen Rabbi Agin would tape record our haftorahs, the
Carpenter or Maureen McGovern may be right excerpts of the Hebrew bible we had to recite. We
at home belting out Janis Joplin. Another may would take our tapes home and listen to them and
struggle with Elton John’s and Billy Joel’s vocal repeat them, and the rabbi would drill us every
gymnastics, only to find his niche in Lou Reed’s week. Though we didn’t understand the words we
flat murmur. For my part, I’ve found that some of were singing, they mattered deeply to us. This was
my best karaoke covers are of puppy-dog crooners an exercise in mnemonics. It was like “Simon,”
like the Everly Brothers, the Beach Boys, and the that board game we played where you had to push
264 hop on pop

the buttons in the sequence they lit up in. Also like a social worker, and the phoniest white rapper,
Simon, there were winners and losers. Vanilla Ice, hit it big. And even though he knew
My youngest brother, Ken, was bar mitzvahed Vanilla Ice was a sucker, Ken still said, “That
in September, which meant that his haftorah was shoulda been me.” And nowadays, every white
one of the longest of the year. It filled four pages boy from the suburbs reckons himself a “gangsta.”
in his study book and almost a full side of his tape. So when I bring Ken to Mickey’s in Albany
Ken wasn’t much of a student in Hebrew school or for one of his first karaoke outings and, leafing
any other school, but he somehow took to the through the song book, he comes upon the Sugar-
task. He’d sit up on his bunk bed with his tape hill Gang’s “Rapper’s Delight”—the first U.S. rap
recorder, listening and repeating and rewinding hit, and the first rap Ken ever learned—there is no
and listening again, taking in the strange speech doubt what choice he’ll make. There’s something
bit by bit. to prove here. This is old school, from back in the
The day of his bar mitzvah arrived, and Ken day. And although he’s not sure what toll the years
put in a masterful showing. Even Uncle Max, the have taken on his verbal magic, he is willing to find
Orthodox cantor, praised the little mensch for his out. Besides, there’s a teleprompter here to fall
command of scripture. My parents were hopeful back on. Waiting his turn, Ken quietly rehearses,
that this success might spill over to Ken’s school mouthing the words to himself a little less assur-
performance, perhaps even spark his interest in edly than he did fifteen years ago.
temple services. Instead, Ken returned to his cas- Ken’s name is called. He gets up in front of
sette player, not with Torah tapes, but with tapes the mostly white rockers at Mickey’s and starts
of rap music given to him by his best friend, Mel- rapping. His opening is mesmerizing: he whizzes
vin “Beh-beh” Watson. Instead of Rabbi Agin, his through the hip-hip-hops and bang-bang-boogies
new tape tutors were the Sugarhill Gang, Grand- like an exquisite machine. He summons the crowd
master Flash, Run-D.M.C. Again, Ken sat up on in those open, inviting terms of early rap: I am the
his bunk, listening and repeating and rewinding. Wonder Mike and I’d like to say hello, to the black
Before long, Ken could rattle off any rap on de- and the white, the red and the brown, the purple and
mand, reciting chapter and verse. They’d flow yellow! The rockers in the audience call back, get-
osmotically in and out of his everyday speech. tin’ funky.
(Dad, driving us to school: “This new clutch is Then, about two minutes in, something aw-
tricky.” Ken: “it’s tricky-to-rock-a-rhyme- ful happens. Ken launches into the third verse:
to-rock-a-rhyme-that’s-right-on-time- I’m the c-a-s-an-the-o-v-a. But different words
it’s trickaaay!!!”) Sometimes he’d just sit with appear on the screen: I’m Imp the Dimp, the
a glazed look, unraveling rhymes under his breath ladies’ pimp. “Rapper’s Delight,” which may be
like some autistic homeboy. My brother Larry and the only rap ever written that’s as long as Ken’s
I marveled at this miniature, melanin-deficient haftorah, has been edited for karaoke. The version
Melle Mel—as did kids of all persuasions, at least on the teleprompter has jumped over several
in our little town. verses and landed at a point that’s hard to situ-
Then Ken went away to college, and the first ate. His template ruptured, poor Kenny looks as
white rap group, the Beastie Boys, came out. And though he’s been dropped in the middle of the
Ken said, “That shoulda been me.” And Ken went South Bronx circa 1980 —a clueless, thirteen-year-
to graduate school, and the dopest white rap old wannabe.
group, 3rd Bass, got famous. And even though Ken silently scans the screen for a familiar lyric
Ken thought 3rd Bass was fresh, he still said, “That to get his bearings. But silence screams in karaoke;
shoulda been me.” And Ken started his career as people who hadn’t been watching turn to see
robert drew 265

what’s wrong; those who had been watching look It seemed that his very loss of composure (“I don’t
away in pain. So he tries to fake it, but the words know these words!”) was the act that precipitated
roll by too fast: That shock the house . . . you do the his recovery. Such “one-down” moves— excuses,
freak, spank . . . Reduced from a million-dollar apologies, disclaimers—are common face-saving
man to a five-dollar boy in a matter of seconds, strategies in everyday interaction but tend to be
Ken announces desperately: “I don’t know these suppressed in onstage performance. In karaoke,
words!” though, the crowd’s sense of inclusion, as well as
“Just read ’em!” comes a voice from the crowd. its understanding of the severity of the task, foster
Ken lowers his 6’2” frame and squints into the a readiness to accept performers’ hedges.
teleprompter. “I can’t!” he sputters. And so performers preface their songs with
The folks at Mickey’s are not ones to ignore coy disavowals: “I don’t know if I can sing this,”
a cry for help. They’re the kind who would offer a or “Don’t expect me to be good.” Or they signal
hand if you got your car stuck in the Albany snow, their frustration with their execution by frowning,
even if it meant getting their feet wet. Or who’d shaking their heads, and critiquing themselves:
lend a voice if you were stuck in the middle of a “Can’t do it, can’t do it.” Although such gestures
song, even if they could only mitigate your dis- and comments digress from performers’ song
comfort by sharing it. So the rockers join in, trip- scripts, they often seem no less scripted than the
ping through the rap and collectively producing songs themselves. They are gambits in the sort of
some semblance of a narrative: We’re a treacherous corrective process triggered by face-threatening
trio, we’re the serious joint. And Ken, lifted by their events of all kinds.29
effort, recovers his rhythm and takes the lead: She The audience, too, plays a role in this process.
said she’s heard stories and she’s heard fables, that I found that whenever I complained about my per-
I’m vicious on the mike and the turntable. And formances, no matter how atrocious they were,
when the hook line comes around, the line of others would dispute my self-assessment. Audi-
“Rapper’s Delight” that most everyone knows, we ence members’ acceptance of a performer’s apolo-
all shout out: Ho-tel, mo-tel, Ho-li-day Inn! gies seems to absolve them no less than the apolo-
Ken never quite regains the mastery of his gies absolve the performer. As one emcee stated,
opening lines. (Though he comes pretty close with “If somebody says, ‘That was terrible,’ you sort of
the verse that starts, Have you ever gone over to have this obligation to say, ‘Oh, no, it was good,’
a friend’s house to eat and the food just ain’t no even though you know it stunk.” Along with obli-
good—the verse he once used to diss Beh-beh’s gations, though, such moments present the crowd
mother’s cooking.) His memory has compressed with opportunities to put karaoke’s “anyone can
the script very differently from the karaoke soft- do it” creed into action.
ware producers. Nonetheless, he gets through the These little dramas of supplication and expia-
performance, he engages the audience, and he’s re- tion need have little to do with anyone’s true feel-
warded with healthy applause and some slaps on ings. Crowd members may pardon a performance
the back. What’s more, the folks at Mickey’s there- even when they “know it stunk,” and performers
after address him by name, they kid him about his may beg the crowd’s pardon even when they’re
troubles onstage—they like him. inwardly self-assured. Hence, one performer glee-
Aside from the natural appeal of watching a sib- fully recounted how he went to a strange bar
ling squirm, what intrigued me about Ken’s per- and performed all the songs he’d rehearsed and
formance was the metamorphosis of the vaunting honed at his regular bar. As he took the stage, he’d
persona who took the stage into the vulnerable adopted the demeanor of a novice, inspecting the
one who eventually won the audience’s approval. equipment confusedly and asking, “What’s this
266 hop on pop

thing? How does this work?” His fumblings thus the fool can be an innovator, a source of insight
composed a performance in themselves, a fabri- and power. Barbara Babcock views clowning as
cated show of humility of which he was secretly a form of native theorizing, an epistemological
quite proud. critique: “The clown’s performance . . . disrupts
“This Could Get Ugly”: The Clown If Laurel and and interrupts customary frames and expected
Hardy were reincarnated as a couple of Northeast logic and syntax, and creates an open space of
Philly goombahs, they might look something like questioning.” 31
Ed and Dave. Ed’s the big one, sporting a sweatsuit In karaoke, clowning serves as a critique of the
circa 1970, a greased-back scalp, and a slightly de- classical voice and as yet another way for partici-
mented smile. Scrawny Dave wears a t-shirt, jeans, pants to convince themselves that “anyone can
stringy hair, and an expression that is not all there. do it.” Whereas other performers fret over minor
Ed spits into the mike to test it out. “So I’m in line slips off-key, the clown sings wildly, incessantly,
at the bank,” he says. “I got my tongue up this—.” shamelessly off-key. Where others maintain a
He breaks off just before the sordid payoff of his solemn bearing, the clown objectifies himself with
Andrew Dice Clay joke, and his friends in the au- contorted postures and expressions. Like the
dience chuckle. small-time Liverpool rock musicians who “adopt
“He’s up here doing the Diceman,” announces an aesthetic of musical incompetence,” or the am-
the emcee. “This could get ugly.” As if to stifle Ed, ateur punkers of Austin, Texas, who “display their
the emcee quickly spins the disc they’ve requested, musical ineptitude like a badge of honor,” karaoke
“You’ve Lost That Lovin’ Feelin’.” It doesn’t take clowns overturn and relativize prevailing stan-
long to discern why whoever they’re singing to has dards of song performance in pursuit of a more
lost that lovin’ feelin’. open, direct mode of musical practice.32 As one
As the song begins, Dave suddenly emerges emcee states: “If you get up there and act like, ‘I’m
from his trance and takes the lead, such as it is. being a clown and I want you to know it,’ then
He’s the one who howls the tune like a stray mutt, they will treat you like, ‘Hey, this guy’s funny! He
miles off-key, laughing and waving his arms ri- was wonderful that way!’ ”
diculously. He’s the one who, midway through the While some performers are clownish from the
song, starts whacking his partner over the head outset, others seem to have clownishness thrust
with his mike. He’s the one who unceremoniously upon them: “I have seen people get up to do songs,
drops the mike on the floor and walks offstage as they start out serious but it’s just not working, and
the last chorus ends—followed closely by Ed, who they immediately go into, ‘I’m doing it as a joke.’ ”
announces broadly, “I ain’t never singin’ with him Clowning here works as a face-saving stopgap
again!” when performers are failing. When a pair of young
And he’s the one who gets the biggest hand of men try “Little Red Corvette” and find themselves
the night. unable to keep up with the words, one of them
The fool and the clown: deft negotiators of resorts to a coarse, Durante-esque dialect that
pratfalls, donners of lampshades, depositors of is out of joint with Prince’s sexy number. This
foodstuffs in oversized trousers. Orrin Klapp first draws some laughter from the crowd and some
noted the paradox that, though fools themselves dissipative ribbing from the emcee: “I bet you’ll
are ridiculed, the role they perform is often prized: wake up in the morning feeling really good about
“The fool upsets decorum by antics and eases rou- doing that!”
tine by comic relief. He also acts as a cathartic Clowning has its limits: its suitability depends
symbol for aggressions in the form of wit.” 30 More on the song, and it can yield diminishing returns
than a mere scapegoat or steam valve, however, if pursued too relentlessly. Yet in karaoke, it is not
robert drew 267

ing. Their backing vocals are thrust absurdly to the


foreground—Leavin’ on a midnight train! . . .
Goin’ back to find! . . . I know you will!—and the
longer they continue, the more thoroughly they
disable their lead singer.
It sometimes seems as though these little rou-
tines (“you be Gladys Knight, we’ll be the Pips”)
are put together just so they can fall apart. The
laughter, raised eyebrows, and fumbling for words
give the impression that these are no longer per-
formers, but real human beings appearing before
us. Suddenly, their problems seem twice as ar-
duous, their solutions twice as ingenious. Among
You don’t have to be able to sing to do karaoke. Ken karaoke performers, as among amateur musi-
and Yvette happily warble their way through “Sympa- cians, spontaneity has an almost magical effect:
thy for the Devil.”
I’ll sing a song and a phrase will pop into my head,
and I’ll change the words right then and there on the
spot. I was singing a song last week, “Jessie’s Girl.”
unusual for the folly to mount until it dominates
There’s a phrase in the song, “I’m looking in the
the event. At such times, it is the serious performer
mirror all the time, wondering what she don’t see in
who can come to feel out of place. Consider the
me.” The next phrase says something, I don’t even
comments of one smooth-voiced karaoke regular:
know what it says because I changed the words,
“It’s the funniest thing. The singers that people
it just popped into my head. I said, “Could it be
seem to enjoy the most are the ones that are drunk
that he has thirteen inches and I just have a little
out of their minds, acting stupid, and don’t sing a
peewee?” 33
note right. It’s so funny, people would rather see
that sometimes than the good ones—which is just Onstage and off, performers take pains to as-
as well, because that’s what makes it fun.” Though sure us that such emendations “popped into their
she struggles to be tolerant, the performer can’t heads.” So strong is the appeal of miscarried
hide her bewilderment that some audiences would schemes and makeshift recoveries that some per-
prefer travesties of songs over faithful renderings. formers are tempted to contrive them. A college
She is, understandably, torn between her respect student doing “Jailhouse Rock” appears to be
for karaoke’s pluralist ideal and her resentment at thrown off by the song’s breakneck tempo and
karaoke’s demotion of her own painstakingly- abruptly shifts to a weird hybridization of Presley’s
nurtured voice. lyrics and scat-style nonsense syllables—Obada
“It Just Popped Into My Head”: The Improviser oobada eebada let’s rock!—animating the whole
A well-dressed woman is doing “Midnight Train with bowlegged, jitterbug-style movements. Later,
to Georgia,” backed by three male friends. The di- he describes his performance as an ad hoc re-
vision of labor recalls the hit version by Gladys sponse to a mnemonic impasse: “My friend chose
Knight and the Pips, and the performers try to re- the song, and the reason I improvised the way
produce the call-and-response of their template. I did was because I didn’t quite know all the
But the boys’ Pips impersonation is so convincing words. . . . My high school band teacher was into
that Gladys can’t help laughing, and as she breaks the weird kind of phrases I was using. So I was like,
up, unable to continue, her Pips go right on sing- might as well pull it out of the hat right now.
268 hop on pop

’Cause I had nowhere to turn, I didn’t know the thetic. Most participants come to karaoke with
words!” little preparation and few expectations, fostering
Yet the following week, he does the same song, a tolerance for deviations from dominant vocal
the same scat singing, the same jitterbug dancing. standards. Karaoke often accommodates as wide a
His performance is improvised to the degree that range of voices as speech itself and is defined as
it could hardly be identical to his previous one, much by quotidian social skills as by formal musi-
but this is clearly a planned and polished form of cal skills: technical virtuosity often seems less im-
improvisation. Even so, it is as good for the audi- portant than the ability to feel others out, humble
ence, as good for me, and evidently as good for the oneself, laugh at oneself, think on one’s feet. In this
performer as it was the week before. sense, karaoke recalls the many grass-roots musi-
cal crusades that value the vernacular over the es-
an amateur aesthetic oteric, social utility over individual expertise.
Karaoke performers, no less than other amateur All of which suggests that if you can cast aside
performers, routinely put themselves on the line your conditioned fear of your own voice; if you
in ways professionals rarely have to. Despite their can remain alive to the hazards without letting
paucity of formal training, they take the stage them hold you back; if you can imagine a place
under conditions so unstructured and unpre- where breaking into song is as natural as saying
dictable as to frighten off many trained singers. “hello”; then perhaps you, too, can do it—in a
They risk failure in the most intimate, diffuse per- karaoke bar or anywhere else.
formance contexts, where failure can feel very per-
sonal. Though emcees claim that karaoke allows
Notes
anyone to be a star, performers are all too clearly
themselves once they descend from the stage and 1 Casey Allen, “Karaoke Establishment Listings,” Where
must themselves suffer the consequences of their to Sing, http://www.wheretosing.com, February 2, 1997.
performances. 2 Ruth Finnegan, The Hidden Musicians: Music-Making
in an English Town (New York: Cambridge University
Performers willingly shoulder this burden in
Press, 1989).
support of the radical notion that culture is ordi-
3 Ben Fong-Torres, “Pass the Popcorn . . . and the Micro-
nary—that creativity is not marginal to daily life, phone,” Karaoke and DJ USA 25 (1996): 28.
something to be supplied by a few chosen artists.34 4 Hiroshi Ogawa, “The Socialization Process in Karaoke
A quarter of a century ago, John Blacking asked: Singing in Japan,” in Karaoke around the World: Sing-
“Why bother to improve musical technique if the ing Culture in the Era of Digital Technology, ed. Toru
aim of performance is to share a social experi- Mitsui and Shuhei Hosokawa (London: Routledge,
ence?” 35 Many musicologists undoubtedly still 1998).
5 Deborah Wong, “‘I Want the Microphone’: Mass Me-
consider the question an affront to their disci-
diation and Agency in Asian-American Popular Mu-
pline, but to karaoke performers it is mere com-
sic,” Drama Review 75 (1994): 158.
mon sense. If judged by their musical expertise, 6 Conrad L. Donakowski, A Muse for the Masses: Ritual
karaoke performers’ achievements are often mod- and Music in an Age of Democratic Revolution (Chicago:
est; but if judged by their readiness to make music University of Chicago Press, 1977), 188 –215.
in a society where amateur music-making remains 7 Paul Dimaggio, “Cultural Entrepreneurship in Nine-
strange, their achievements are substantial. teenth-Century Boston, II: The Classification and
Those who have observed karaoke from afar Framing of American Art,” Media, Culture, and Society
4 (1982): 312; Lawrence Levine, Highbrow/Lowbrow:
and thought about joining the fray can take com-
The Emergence of Cultural Hierarchy in America (Cam-
fort in the enormous flexibility of karaoke’s aes- bridge, MA: Harvard University Press, 1988), 139 – 40.
robert drew 269

8 John Blacking, How Musical Is Man? (Seattle: Univer- 27 Bennett, On Becoming a Rock Musician, 3; Finnegan,
sity of Washington Press, 1973), 34. The Hidden Musicians, 133 – 42.
9 Joshua Gamson, Claims to Fame: Celebrity in Con- 28 Frith, Sound Effects, 15.
temporary America (Berkeley: University of California 29 Goffman, “On Face-Work,” 19 –23.
Press, 1994), 32. 30 Orrin Klapp, “The Fool as a Social Type,” American
10 H. Stith Bennett, On Becoming a Rock Musician (Am- Journal of Sociology 55 (1950): 161.
herst: University of Massachusetts Press, 1980); Sara 31 Barbara Babcock, “Arrange Me into Disorder: Frag-
Cohen, Rock Culture in Liverpool: Popular Music in the ments and Reflections on Ritual Clowning,” in Rite,
Making (New York: Oxford University Press, 1991); Drama, Festival, Spectacle: Rehearsals Toward a Theory
Ruth Finnegan, The Hidden Musicians: Music-Making of Cultural Performance, ed. John J. MacAloon (Phila-
in an English Town (New York: Cambridge Univer- delphia: Institute for the Study of Human Issues, 1984),
sity Press, 1989); Barry Shank, Dissonant Identities: The 107.
Rock’n’Roll Scene in Austin, Texas (Hanover, NH: Wes- 32 Cohen, Rock Culture in Liverpool, 173; and Shank, Dis-
leyan University Press, 1994). sonant Identities, 113.
11 John Blacking, “Fieldwork in African Music,” Review of 33 Cohen, Rock Culture in Liverpool, 101–2.
Ethnology 23 (1973): 181; Laurel Richardson, “Writing: 34 Raymond Williams, “Culture Is Ordinary,” in Resources
A Method of Inquiry,” in Handbook of Qualitative Re- of Hope: Culture, Democracy, Socialism, ed. Robin Gable
search, eds. Norman K. Denzin and Yvonna S. Lincoln (London: Verso, 1988), 3 –18; Paul Willis, Common Cul-
(Thousand Oaks, CA: Sage, 1994), 520 –23. ture: Symbolic Work at Play in the Everyday Cultures of
12 Richard Rorty, Essays on Heidegger and Others (New the Young (Boulder, CO: Westview Press, 1990).
York: Cambridge University Press, 1991), 80. 35 Blacking, How Musical Is Man?, 35.
13 Blacking, How Musical Is Man?, 7; Dick Hebdige, Sub-
culture: The Meaning of Style (London: Routledge,
1979), 112.
14 Henry Kingsbury, Music, Talent, and Performance: A
Conservatory Cultural System (Philadelphia: Temple
University Press, 1988), 59 – 83.
15 Erving Goffman, “On Face-Work,” in Interaction Ritual
(New York: Pantheon, 1967), 6.
16 Kingsbury, Music, Talent, and Performance, 5.
17 Jones, Rock Formation, 38 – 47.
18 Bennett, On Becoming a Rock Musician, 154.
19 Ibid.
20 Jones, Rock Formation, 38 – 47.
21 Van Christy, Foundations in Singing (Dubuque, IA:
William C. Brown, 1973), 3.
22 Dell Hymes, Foundations in Sociolinguistics (Philadel-
phia: University of Pennsylvania Press, 1974), 4 –5.
23 Simon Frith, Sound Effects: Youth, Leisure, and the Poli-
tics of Rock ’n’ Roll (New York: Pantheon, 1981), 35.
24 Susan McClary and Robert Walser, “Start Making
Sense: Musicology Wrestles with Rock,” in On Record:
Rock, Pop, and the Written Word, ed. Simon Frith and
Andrew Goodwin (New York: Pantheon, 1990), 277–92.
25 Robert Rushmore, The Singing Voice (New York:
Dembner Books, 1984), 156.
26 Frith, Sound Effects, 14 –15.
Watching Wrestling/ Johnny Rodz School of Professional Wrestling”—
jokes that we should do a series of photos in which
Writing Performance
I’m wrestling the men to the mat, and then he ca-
sually offers me a ride back into Manhattan, an es-
Sharon Mazer
cape I gratefully accept. Upon my rather cautious
return to the gym the following Saturday, Vito ig-
Hey Professor, lemme tell you a story.
nores me for an hour or so and then approaches
—dave (the “wildman”) to jim freedman,
me. I try to contain my anxiety, but instead of at-
in drawing heat
tacking me once more, he earnestly asks me about
his chances of breaking into the film business as
“Why don’t you take pictures of us naked? Huh? an actor, and we resume our customary, if wary,
Huh? You want pictures? Take pictures of us dialogue.
naked!” Vito, a large wrestler with a shaved head What happened? What was I—a member of
who sometimes jobs as “Von Kraut” for the World the cultural elite— doing on the receiving end of
Wrestling Federation (wwf), is shouting, hound- a wrestler’s tirade? For that matter, what was I—
ing me as I circle the ring at Gleason’s Gym with short, round, and female, not inclined to athletics
my camera.1 The other wrestlers watch and lis- of any sort— doing sitting on a metal chair ring-
ten, but otherwise leave us alone. Taken aback, I side watching a group of men working out on yet
reply: “Why would I want to do that? I’m an aca- another hot and humid Saturday afternoon?
demic.” It’s a lame response, I realize immediately. It’s been almost ten years since I first found
But nothing more effective springs to mind. In- my way to the Johnny Rodz School of Professional
stead, I remember the incident on abc-tv’s 20/20 Wrestling. I’ve spent months at a stretch watching
when reporter John Stossel had his ears boxed by wrestlers train, taking notes and photographs first
wrestler Dave Schultz after insisting that the mon- for an article published in the Drama Review
ster wrestler admit that professional wrestling is in 1990, and subsequently as part of ongoing re-
not “real.” 2 Instead of coming up with a pithy re- search for a series of conference papers and now
sponse, I realize once more that I don’t belong in a a book which focuses on the inculcation of mas-
steamy gym watching as a bunch of men practice culine, patriotic values both in training and in
hitting each other, or pretending to hit each other. performance.3 Because Johnny accepts me, the
I belong in the library, at a computer, at a coffee younger wrestlers have, for the most part, toler-
bar with a friend discussing Foucault. . . . I re- ated my presence, ignoring or welcoming me ac-
member that Vito is a big man who could inflict cording to their individual, moment-to-moment
considerable injury if he stops shouting at me and inclinations. The confrontation with Vito was an
decides to act. I remember that he is a man and I exception, a vivid reminder that no matter how
am a woman, and that there are sexual tensions much time I spend ringside at Gleason’s, I don’t re-
created by the mere fact of my presence in the gym ally belong.
that could explode at me if I am not careful. Watching wrestling requires, among other
But Vito doesn’t do more than repeat his chal- things, a certain tact. To win the wrestlers’ accept-
lenge, which I continue to parry without much ance—not just permission to sit ringside, but to
success. The exchange goes on for what seems like hear the stories, to be allowed to take photographs,
an hour until he at last stalks off to the locker and ultimately to be “let in on the game”—has
room. When he reemerges and joins the other obliged me to accept a kind of dynamic invisibil-
men hanging around the ring, Johnny—as in “the ity.4 I have been silent for long hours and then,
sharon mazer 271

suddenly, asked to perform more actively as a kind occupy the position of voyeur. That is, I am privi-
of model spectator: “Ask Sharon. She knows,” leged to observe a group of men engaged in secret,
Johnny will goad a youngster.5 “Sure!” I chirp. Or essentially intimate exchanges. The exchange be-
on stopping two wrestlers who appear about to tween them, and with me, is implicitly charged
shoot the practice, he will reiterate that it’s not with sexual energy. Watching wrestlers in their pri-
enough to do the moves and remind them that vate training sessions is not exactly the same activ-
“before you hit the guy you have to ask the audi- ity as being a spectator at a striptease or a Times
ence ‘what should I do? ’ ” When he turns to me, I Square peepshow, but what I do, literally, is spend
contribute as cued: “Kill him.” 6 hours in close proximity to men in various stages
The wrestlers, following Johnny’s example, of undress as they toss and hold each other, shar-
have created their own ways of incorporating me ing secrets and experiences that ordinarily would
into their domain, of converting my watching— exclude me completely.7
my intrusion into their private practice—into Moreover, my status relative to that of the
something less disturbing. Often a wrestler first wrestlers is marked by two contradictory and in-
begins to engage me in dialogue by “inviting” me tersecting identities: that of a scholar and that of
to wrestle with him. The offer to teach me the a woman. The first problematic is located in as-
moves is half jest, half test. What is at stake is not sumptions of class difference, the second in as-
so much whether or not I’m going to get into the sumptions about gender difference.8 As a scholar
ring. I won’t. But more how I will respond. Will I doing research, even before my articles are writ-
attempt to lecture them on what is theirs, patron- ten, I am potentially a threat to the culture of the
ize them? Will I be offended at the implication that ring, to the way in which these men construct their
I might come to their level, become touchable? I relations to each other, and to their ambitions
laugh because it’s silly to expect me to last more in the highly competitive industry that is profes-
than a fleeting second in the ring. The wrestler sional wrestling, already problematized as the least
generally laughs with me and on subsequent after- legitimate of sports. I represent what they perceive
noons will find other ways of acknowledging me as a dominant culture that effectively excludes and
at least once or twice. Often the last wrestler to marginalizes them as lower class men. “We’ve had
jest/test me will tease a newcomer by introducing people like you here before, come in here, think
me as his “teacher” who has taught him everything they can tell us what we’re about,” Larry—who
he knows about the game. Inevitably, within about was, at the time, working toward a doctorate in
a month of encountering me for the first time, a sports sociology—said to me early on. Because
wrestler will sidle up to me at ringside and inter- my status outside the gym has been perceived as
rogate me, as Vito once did: “So, you’re writing higher than theirs, they have consistently moni-
a book, huh? You have a husband? What does he tored my words and manner for signs of arrogance
think of you hanging out at the gym with a bunch or condescension. Their decision that I am “al-
of wrestlers?” right” is largely founded in the second of my pri-
My role as observer has thus evolved via a series mary cultural identities, in my femaleness.
of interactions directed by Johnny and negotiated Indeed, the way in which the wrestlers moni-
with the wrestlers on a day-to-day basis. Over tor my behavior appears to be attached to, and
the years I have come to realize just how problem- reflective of, my status as a woman in an arena de-
atic our transactions are. In that I am permitted to fined and dominated by men. While as a scholar, I
show up at the gym week after week, allowed to might represent an otherwise remote intellectual
watch while refusing to enter the ring myself, I elite, as a woman I am, superficially at least, famil-
272 hop on pop

iar, proximate to their everyday experiences and toire, a lesson in engaging the audience in the ac-
expectations. My acceptance in the gym has, as a tion with which I am quite familiar. He turned to
result, been contingent upon my own perfor- me, as he has on many occasions, and I chimed in
mance within conventional assumptions of femi- with the expected spectator response: “Bor . . .
ninity. To remain silent and effectively invisible ring.” At which point, the shouting began.
while present, to speak only when spoken to and While it is true that I had acted according to the
even then only according to the cues given, has role assigned to me by Johnny, my shift from silent
signalled to these men my willingness to perform observer to jeering spectator, however playful, at
according to their (generally unspoken) rules. Be- that moment transformed Vito’s private lesson
cause I have been what they term “respectful”— or into a public humiliation, his workout with the
perhaps more properly, because I have not been men into a display in front of a woman. His de-
disrespectful—I have been told by Johnny that I mand that I take pictures of them naked was, at
“don’t have to get [my] face pushed to the mat to this level, a direct response to his coming to aware-
be let in on the game.” Or haven’t I? ness of being watched. His sense of having been
Getting your face pushed to the mat is the rite exposed was to be matched by my own, his loss
of passage any newcomer to wrestling faces in the of face redeemed by mine. In his assault I was to
early weeks. Typically he unintentionally provokes be denied the safety of the sidelines. My invisibil-
the wrath of a more experienced wrestler who then ity was revoked. Given that I had spoken, the last
verbally and physically abuses him as the others word was to be his.
stand back and watch. If the newcomer sticks it But of course the last word is literally mine. Af-
out and returns subsequently, he has passed a cru- ter leaving the gym I find a quiet café and record the
cial test, is deemed worthy of a higher degree of events of the day into my notebook. And more
respect than before, and is assimilated into the than a year later I write the first draft of this essay. I
group. It is possible that Johnny’s statement is not have been doing fieldwork, gathering material for
so much a compliment as an acknowledgement my book. These wrestlers are not chance acquain-
that my physicality makes me an obviously un- tances or friends, but figures in a narrative I am
suitable candidate for rigorous athletic training. constructing. I am not writing a fan letter, or an ar-
It may indeed be my short round femaleness that ticle for one of the many fanzines, or an entry into
softens the threat implied by my watching.9 But it the rec.sport.pro-wrestling discussion. I am com-
is obvious, too, that Vito’s verbal assault served as posing treatises in which my experiences in the
an equivalent initiation, a test of my willingness to gym are processed and re-presented, commodified
stand my ground, to stick it out, and to return the for scholarly consumption. I am acting as a per-
next week for more if necessary. formance studies scholar, a cultural anthropolo-
So, given that I was conscious of, and playing gist, an ethnographer. This is not a surprise to any-
by, the rules, that I was being a good girl, why was one reading this, I am sure. But it has been to me.
Vito shouting at me? The short answer is that I The work of my work is something I tend to forget
spoke out of turn. Or rather, I spoke properly in for long stretches of time as I navigate the bound-
response to a prompt from Johnny, but failed to ary between my world and Gleason’s Gym. I am
take into account the volatility of the particular Margaret Mead, I am Clifford Geertz, I am Richard
wrestler. In brief, Johnny had stopped Vito, who Schechner.10 Sharon Mazer wears khakis!
was about to pummel his partner, and asked him Well, I’m not exactly ready to pose for a Gap
what he thought the spectators’ response would be ad. What I am attempting to make perfectly clear
to his failure to invite their participation. This is is how utterly naïve I have been, how slow my
a standard exchange in Johnny’s pedagogic reper- coming to consciousness has been. My naiveté has
Rubio pins Frankie
and looks to me for
approval. Photograph
by Sharon Mazer.
Rubio lifts Frankie
in a hold typical of
Mexican wrestling,
which is more visibly
“choreographed” than
is Anglo wrestling.
Photograph by
Sharon Mazer.
274 hop on pop

been justified to some degree by my proximity to


the objects of my research. Gleason’s Gym is not in
Bali. It’s in Brooklyn. I am not watching a cock-
fight, at least—and here I am mindful of Clifford
Geertz’s self-conscious punning, as well as that
common to the wwf—not of the poultry per-
suasion.11 I journey thirty minutes by subway—
not hours by plane, canoe, horsecart—from my
home. My computer, the library, a terrific coffee
bar, and a good friend are mere minutes away. Yet
the distance traveled is no less far, the borders I’ve
crossed no less emphatic for being in the neigh-
borhood. When I return from watching wrestling,
what I write is not wrestling as such, but perfor-
mance. When I re-constitute myself from watcher
to writer, I also re-position the wrestlers from
subjects in their tales of training and wrestling
to characters in my own story of life as a scholar.
As James Clifford acknowledges in his essay, “On
Ethnographic Allegory”: “Whatever else ethnog-
raphy does, it translates experience into text.
There are various ways of effecting this transla-
tion, ways that have significant ethical and politi-
Sky Magic kicks Rubio to the mat. Photograph by
cal consequences.” 12 Consequences, in my case,
Sharon Mazer.
which are moved and marked by the dialectics of
class and gender.
What, then, is the terrain navigated between the guys. She has had her face pushed to the mat
watching wrestling and writing performance? And and returned for more. It is, perhaps, ironic that of
how is the map of these activities both animated all the wrestlers who regularly work out at Glea-
and complicated by the fact that the objects of my son’s, Sky profits the most. She makes a living of
study are men in a male-defined space? In asking sorts from “phone wrestling,” in which she talks
these two questions, others arise, and from these wrestling, literally, to men who call her on a 900
still more emerge—far more, in fact, than I can number, and from “apartment house wrestling,”
properly answer at this point in my work. Instead where for $300 an hour she wrestles a man in his
of pretending to naiveté, I find myself genuinely apartment. No sex—at least in the superficial
naïve, only just beginning to comprehend the ac- sense. In fact, she claims that “as a feminist” she
tual complexities and potential consequences of would never cross the line into phone sex, escort
my undertaking. services, or prostitution. Still, it is an enterprise
In the wrestlers’ workout the exchange is ex- for which her gender qualifies her over the other
plicitly between men. That is, a number of men wrestlers, one which in very specific ways belies
practice their moves while being watched and ad- Johnny’s oft-stated doctrine of neutrality: every-
vised by other men. The lone woman wrestler, a one is treated the same way regardless of gender,
professional body builder who calls herself Sky dependent upon their physical performance, their
Magic, is accepted, treated, and respected as one of willingness to take the hits and do the work.
sharon mazer 275

Sky had been training at Gleason’s for only a masculine, subject position, while to do while be-
month or so when I returned there after more than ing watched is a feminine, object position. As long
a year’s absence. She immediately approached me as I remain silent and effectively invisible at the
and, offering a firm handshake, confided her plea- sidelines, it is possible to overlook the contra-
sure in seeing another woman present during diction between what I am—female—and what
workouts. Her immediate assumption of a bond I do—watch. If I call attention to myself at the
between us as women, while it highlights the prob- wrong moment, these contradictions become po-
lem of gender in the gym, was touching in the mo- tentially disruptive.
ment. Treated by the other wrestlers as one of the To return to my original question: Why was
guys, and accepting me on the same terms as the Vito shouting? My speaking was cued by Johnny
others, she nonetheless also explicitly engaged as the voice of the spectator who authorizes the
me as “one of the girls.” 13 Her ambivalence—ap- wrestlers in performance. A relatively large pro-
parently treated as “one of the guys” and at the portion of training time in the gym is spent learn-
same welcoming the bracing presence of another ing and practicing ways of making openings for
“girl”—in some ways reflects my own. It is cer- spectator participation; this triangulation with the
tainly possible that, having passed my own ap- spectators as it constructs and manipulates re-
proximation of the wrestler’s initiation by with- sponse forms a central part of my own work. An
standing Vito’s assault, I then, like Sky, might be invitation to play with the wrestlers on this level,
considered an insider on the wrestlers’ terms, one then, might be considered a gift from Johnny, both
of the guys. as an opportunity to share more directly in the ex-
At the same time, just as the men’s insistence on perience and as a piece of material for my research.
gender neutrality in their workouts with Sky im- At the same time, however, my speaking made my
plicitly carries with it unspoken anxieties of differ- watching and the wrestlers’ being watched visible,
ence, so too my position in the ring as a woman thus violating rules for which Vito and the oth-
who has been accepted on the wrestlers’ terms is ers probably have no language, at least not the
more paradoxical in ways that remain largely un- theoretical discourse of the scholar. My speaking
acknowledged and uninterrogated. When I sit on claimed for me the masculine place in the dia-
the sidelines—unlike Sky, a watcher rather than lectic, leaving Vito the feminine. His challenge—
an active participant—my position is far more “Why don’t you take pictures of us naked?”—
difficult to explain. I am a woman watching men didn’t simply cast me in the role of voyeur, more
perform physically with each other. I do my best a spectator at a striptease than a researcher doing
to reassure by acting in ways that mark me as fieldwork. It sexualized the encounter. If my
“feminine,” but the fact of my watching, in expe- speaking threatened his manhood, then his re-
rience as well as theoretically, seems to position sponse was to reclaim that manhood by remind-
me in ways that are remarkably like that of a man ing me that I was the “girl” in the room and, as
watching women dance for his pleasure. Put an- such, in a position of relative vulnerability in fun-
other way, if I am truly “one of the guys” then I damental, sexual terms.
must according to the protocol of the gym do as How, then, am I to consider the implications of
well as watch. If I do not, and therefore am not, this exchange as sexualized and potentially dan-
then what am I? And if I am an academic, as well gerous? How do I detach from my visceral re-
as a not-fully assimilated woman, observing their sponse to this experience, an experience that is still
moves and translating them into my own lan- vivid to me now? Can I, simply, deny my (femi-
guage for my own purposes, then I am certainly nine) vulnerability and reclaim a position of (mas-
not neutral insofar as (in theory) to watch is a culine) objectivity by stepping back into my role
276 hop on pop

as a performance studies scholar? Do I, simply, culine identity in certain types of physical display.
proceed with my project, translate my experiences But I might just have easily continued to write
at Gleason’s into narratives which can then be about didacticism, the representation and trans-
interpreted, reconstituted and represented as au- mission of cultural values and identities in Middle
thoritative analysis? If I do so, can the shift from English drama. There’s no obvious justification
my apparent submission to the dominant male for my decision to spend my Saturdays in the gym
culture of the gym—my performance as a “good watching men in tight-fitting lycra going through
girl”—to my subjugation of them into my own multiple series of physical moves when the logic
narrative, therefore, be seen as deception? Is what of my academic conditioning would rather place
I enact inevitably a mis-representation of my me with a book in the library or a playbill in a the-
“self ” in the first instance and of the wrestlers’ atre. Clearly I must take some pleasure in watch-
selves in the second? That is, do I violate an un- ing these men, their bodies in action as they work
spoken contract with the wrestlers when I trans- on the moves, toss and cover each other. Must I
late their workouts into the language of perfor- now admit that I am to some degree engaged,
mance, when I use theoretical discourses drawn animated, titillated by the act of watching, by the
from performance studies and anthropology to fact that I am an audience of one, a short round
describe the initiation protocols by which new woman peeping at muscular men as they engage in
wrestlers are assimilated into the group, when I otherwise exclusively masculine activities? That
discuss the parallels between watching wrestlers I am gleeful in my privilege as the only woman
train and watching actors, and most of all when I watcher, and that I relish and derive a certain
theorize about the gender dynamics of the ring, in amount of status from the telling of my stories to
particular what I consider to be the homoeroti- my friends over coffee later? That it is a real hoot
cism implicit in the codified yet expressive physi- to turn my adventures into scholarly writing and
cal engagement between men? Is it a betrayal— to be rewarded with a book contract for mak-
or rather, what kind of betrayal is it—this retroac- ing public the private dealings of these men? That
tive transgression of masculine space and identity? I derive pleasure, power, and profit from this
And is it another, perhaps inevitable, betrayal “work” in a way that would not be available to
when what I write ceases to be about them and be- me were I still writing about the English Middle
comes—as does the story that opens this essay— Ages? 14
about me? How can I possibly tell the truth about The issue is one of ethics, of truth-telling as
watching and writing in this essay, infected as it is well as of truth-asking, centered on the idea and
by the necessary tension between experience and act of translation, situated as it is at the border
representation, if indeed that is what I am to do? between experience and explanation. Somewhere
Perhaps the first step is to leave my own ques- between the watching and the writing discrep-
tions, which begin to turn against the possibility of ancies inevitably arise. The re-presentation of,
answers, to one side and explore the questions that and theorizing about, a series of experiences by
are implied by Vito’s original question: Why don’t someone who acts both as insider and outsider
I take pictures of them naked? My answer at the is rendered less true and, as such, potentially un-
time—“Why would I want to do that? I’m an aca- recognizable to its original participants. In Be-
demic”—is not only lame. It’s superficial and tween Theatre and Anthropology, Richard Schech-
disingenuous. Sure I’m at Gleason’s as part of my ner asks:
ongoing scholarly explorations of popular per-
How can a “good” performance be distinguished
formance, in particular the representation of mas-
from a “bad” one? Are there two sets of criteria, one
sharon mazer 277

for inside the culture and one for outside? Or are sional.” I am simultaneously inside and outside
there four sets: inside the culture by the profession- the game, knowledgeable and naïve, powerful and
als who also make performances; inside by ordinary vulnerable, an experienced wrestling spectator and
audiences; outside the culture by visiting profes- professional producer of theatrical spectacles who
sionals; outside by ordinary audiences? Who has the is learning another performance language just as I
“right” to make evaluations: only people in a cul- might were I to study Kathakali or, for that matter,
ture, only professionals who practice the art in ques- ballet. My experience of watching and writing can
tion, only professional critics? Is there a difference be represented as familiar or strange depending
between criticism and interpretation? (Has Clifford on which identity I claim, which I chose to ignore.
Geertz studied, interpreted, criticized, or reviewed Far from neutral or, despite my protestations
the Balinese cockfight?) 15 to the contrary, naïve, my interactions with the
wrestlers as both watcher and writer are “laced
In the wrestler’s gym I am not simply an out-
with power,” a phrase Renato Rosaldo uses in Cul-
sider, identified as scholar and woman. I am also a
ture and Truth: The Remaking of Social Analysis as
wrestling spectator who has frequently attended
he considers the ethnographer’s role in relation
matches at Madison Square Garden and who has
to the cultures s/he studies. Rosaldo asks: “What
watched hours of wrestling on television. As such,
are the complexities of the speaker’s social iden-
I might be classed by insiders as a “hard-core
tity? What life experiences have shaped it? Does
fan” if not a “mark.” A hard-core fan is one who
the person speak from a position of relative dom-
considers himself (almost exclusively himself )
inance or relative subordination?” 16
in on the game. That is, he not only follows wres-
In the hierarchy of the gym, no matter how ar-
tling avidly by attending matches, watching televi-
ticulate and self-possessed I may be as a scholar/
sion, subscribing to newsletters such as the Pro-
writer, as a watcher I must perform according to
Wrestling Torch, and engaging in fierce debates
role assigned to me by the dominant culture of the
on the Internet, but also prides himself on know-
gym or risk verbal, even physical, abuse. In the
ing that the finish is fixed with scenarios mapped
academy, with the wrestlers present only as mate-
in advance. A mark is one who may be avid but
rial from my research, I become dominant. My
who hasn’t quite attained full knowledge of the
scholar/writer’s authority frames and contains,
game. Obviously the boundaries between the
objectifies and abstracts, and above all extracts
two types are subjective, and wrestling is not so
and constructs a narrative that supersedes that of
much a case of inside/outside as of degrees of
the wrestlers, no matter how articulate and self-
inside-ness. In this regard, I was once asked by
possessed they are, no matter how proximate their
Larry, the wrestler-academic, if I considered my-
world may be to mine. Vito may shout at me for
self a fan. After some thought, I answered: “Prob-
talking out of turn, might even chase me from the
ably not, not after so many years here.” His answer
gym. His size and ferocity are indeed intimidating.
was one of identification rather than distancing:
But my voice is, in the end, heard more widely in
“Me neither.”
the talks I give at conferences and in the docu-
But if I am neither wrestler nor fan—in
ments I produce for publication. His shouting was
Schechner’s terms, neither a professional nor an
heard by eight or so wrestlers and forgotten in the
ordinary audience member from within the cul-
weeks that followed. What remain of his words
ture of the ring—perhaps, as a theatre director
are, literally, in my hands.
who has invested more than twenty years of train-
What is it that I write when I re-write wrestling
ing and practice in creating performances for au-
into performance? At the first level, I endeavor to
diences, I can be considered a “visiting profes-
(clockwise from top left)

Larry teaches Tommy a lesson


in “respect.” Photograph by
Sharon Mazer.

Tommy attempts to escape


Larry’s grasp by squirming
through the ropes. Photograph
by Sharon Mazer.

Larry’s dominance of Tommy


is apparently effortless. He
converses with Chris while
keeping Tommy under control.
Photograph by Sharon Mazer.
sharon mazer 279

describe precisely what the wrestlers do: how they that is exactly what does take place once they are in
train and what they say to each other and to me their seats.18
about their training, about their ambitions, and
Our cultures are discrete but analogous. The
about their identities as wrestlers and as men. That
wrestlers talk strategies for getting a shot at the big
is, I describe the culture of the gym and the activ-
leagues, the World Wrestling Federation (wwf)
ity of a group of men there. The narrative I pro-
and World Championship Wrestling (wcw). I
duce is not solely description, of course, and cer-
submit essays to the Drama Review and work at
tainly not pure. Beyond the exigencies incumbent
a book for the University Press of Mississippi,
upon the transcription of the wrestlers’ actions
hoping to accumulate a viable vita and with it a
and words into prose, my narrative is inflected by
high-level teaching job. The wrestlers gossip. They
the language both of the scholar and of the theatre
name-drop. They compare themselves to, and
director, the accumulated vocabulary of years of
often are critical and even contemptuous, of pro
theatre training, education and experience. I watch
wrestling’s stars: Hulk Hogan, Randy Savage, Lex
them practice what they call “the game”—the
Lugar, Ric Flair, Shawn Michaels, the Undertaker,
moves, the rules of engagement. They talk about
Bam Bam Bigelow. I pick up what they drop as
the “babyface” and the “heel,” about how to per-
evidence from my research. I drop their names
form a “face turn” or a “heel turn,” about “ex-
and use their words to authenticate my own, then
changes,” about what is “cheap heat” versus what
go on to drop the names of star scholars: Roland
is not and how to generate it.17 I translate their lan-
Barthes, Mikhail Bakhtin, Angela Carter, Michel
guage into mine, as I’ve done in many of the notes
Foucault, Judith Butler.19 The wrestlers hang
in this chapter. Then I write about Aristotelian
out in Johnny’s office, with its poster-and-news-
definitions of character and structures of conflict,
clipping-papered walls, listening to Johnny tell
the positioning of protagonist and antagonist, the
stories of wrestling with Hulk Hogan and barhop-
escalation of action through conflict and reversal,
ping with Andre the Giant. I hang out with them,
the climactic moment of recognition and final
then write about oral tradition, the transmittal
reversal, and the denouement. I write about pat-
of performance knowledge from one generation
terns of action as they resemble the interactions
to the next as it finds parallels in a multitude
between scenario, lazzi, and improvisation in
of practices and cultures. They take their cues
commedia dell’arte and wayang kulit. I write
from Johnny Rodz and other wrestler/teachers. I
about a theatrical didacticism, about a presenta-
take mine from Richard Schechner and other
tional dynamics and spectator engagement that
scholar/teachers, just as I used to hang on and
resembles Middle English drama, about arenas
now transmit the words of my acting teachers:
and audiences which are uncannily like those de-
scribed by Brecht when he declares: Performance knowledge belongs to oral traditions.
How such traditions are passed on in various cul-
Make no bones about it, we have our eye on those
tures and in different genres is of great importance.
huge concrete pans, filled with 15,000 men and
Some surprising parallels exist, for example, be-
women of every variety of class and physiognomy,
tween the way professional sports in America and
the fairest and shrewdest audience in the world.
traditional performances in Asia are coached and
There you will find 15,000 persons paying high
taught. Sports are fine examples of non-verbal
prices, and working things out on the basis of a sen-
performance— dramatic and kinesthetic yet not
sible weighing of supply and demand. . . . When
“dance” or “theatre” in the classical, modern, or
people in sporting establishments buy their tickets
postmodern sense. The coaches of sports teachers
they know exactly what is going to take place; and
280 hop on pop

are usually former players. They personally give It’s becoming clear to us that manhood doesn’t hap-
their “secrets” to younger players. Older players, pen by itself; it doesn’t happen just because we eat
even when they can’t play anymore, are respected Wheaties. The active intervention of the older men
for their records; participants and fans alike delight means that older men welcome the younger man
in anecdotes about the old great ones. Some of these in to the ancient, mythologized, instinctive male
ancestors are enshrined in “halls of fame,” and world.24
some are kept on as coaches or in the front office.20
I cite John Preston’s history of the Mineshaft, one
The wrestlers greet each other by swiping two of the most (in)famous gay sex clubs of the pre-
fingers gently in a modified high-five. They prac- aids era:
tice holds and lifts; they toss and cover each other.
The most important aspect of these public displays
I write about the cultural implications of mascu-
has to do with the masculinists’ observations of the
line display, about the homoerotics implicit in the
need for ritual. Without doubt, sadomasochistic be-
play of domination and submission between men.
havior has many roots. . . . But the public display
They learn the ropes and talk about “getting your
of gay male sadomasochistic sex acts is primarily an
face pushed to the mat before you can be let in on
exhibition of the gay man going through the rite of
the game.” I write about initiation and rites of pas-
passage. It is the way many gay men accomplish
sage, tests of manhood and the presentation/ar-
their gender needs of leaving adolescence and enter-
ticulation of masculinity in/as performance. They
ing male adulthood.25
quote other wrestlers and promoters, the stars of
the game. I quote the wrestlers, attempting to cap- I cite Andrea Dworkin:
ture their ways of speaking about who they are and
The principle that “the personal is political” belongs
what they do. But their words are not left unat-
to patriarchal law itself, originating there in a virtual
tended. What they say is framed by my words and
synthesis of intimacy and state policy, the private
those of others. I cite authorities, anthropologists,
and the public, the penis and the rule of men. The
pop philosophers, social historians and feminists,
regulation of men in intercourse is a prime example.
name-dropping in my own way as much as the
It is not enough to have power as a birthright; power
wrestlers do in theirs. I cite Umberto Eco:
must be kept— over living human beings born to
Contest disciplines and neutralizes the aggressive rebellion, arguably a human trait, certainly a human
charge, individual and collective. It reduces excess potential. The regulation of men in sex creates a
action, but it is really a mechanism to neutralize ac- seamless state of being internal and external; expe-
tion. . . . The athlete is a monster, he is the Man Who rienced in the world as real and imposed on the
Laughs.21 body, experienced in the body as real and imposed
on the world; in the body and in the world called
I cite Clifford Geertz:
“nature.” The restraint on men, operating inside
In the cockfight, man and beast, good and evil, ego and outside, is efficient, smart about power.26
and id, the creative power of aroused masculinity
The disparate voices—wrestlers, scholars, cul-
and the destructive power of loosened animality
tural critics—are wrapped in and with my own. I
fuse in a bloody drama of hatred, cruelty, violence,
don’t simply describe or transcribe. I create a nar-
and death.22
rative, re-presenting the wrestlers, their words and
I cite Victor Turner: “Initiations humble people actions from within the frame of scholarly dis-
before permanently elevating them.”23 I cite course, according to my own scenarios and in my
Robert Bly: own language. The practice and performance of
sharon mazer 281

wrestling is more than “the game”—it’s a “mech- derstanding. . . . There is never an I-you relation-
anism to neutralize action” (Eco), represents the ship, a dialogue, two people next to each other read-
“creative power of aroused masculinity” (Geertz), ing the same text and discussing it face-to-face, but
acts as a kind of initiation (Turner) by which men only an I-they relationship. And . . . even the I dis-
come into a man’s world (Bly), and as such carries appears—replaced by an invisible voice of author-
with it homoerotic implications which are at once ity who declares what the you-transformed-to-a-
celebratory (Preston) and assertive of patriarchal they experience.30
values (Dworkin). I string together references to a
In these terms, my dialogue with, my experience
wide range of philosophers, cultural critics and
of the wrestlers, whatever its imbalances and how-
theorists. At times I catch myself turning to their
ever I acknowledge its problematics, is never fully
words when my own fail. Sometimes the point is
reproducible in writing.
not only to contextualize my readings of wrestler
The problem Crapanzano articulates, and what
culture, but more to reify and legitimize my ex-
I seek to recognize without necessarily apologizing
cursion into low culture itself. Once in a while, if I
for in this essay, is explicitly connected to ideas of
am to tell the truth, I collate their words with my
colonization and orientalism as developed over
own simply to prove that I do more than hang out
the past few decades. My work is inescapably situ-
in the gym and the arena, am more than someone
ated in relation to that of the anthropologist who
who stays home Saturday mornings on purpose to
travels to a distant land, plants him (or her) self at
catch the “All-Stars.” I am a real scholar. You can
the boundary of, and attempts to integrate him (or
tell because I’ve read Umberto Eco.
her) self into, an alien culture for a period of time,
In “Hermes’ Dilemma: The Masking of Sub-
observes the natives of that alien culture in every-
version in Ethnographic Description,” Vincent
day and/or ritual activities, and then returns to
Crapanzano considers the ways in which three
“civilization” where he (or she) re-presents that
ethnographers, including Clifford Geertz, inter-
alien culture to other, similarly positioned “scien-
pret cultures. Crapanzano begins by citing Walter
tists.” It is, as it were, an act of cultural voyeurism,
Benjamin on translation: “All translation is only a
my own and that of the readers for whom I act as
somewhat provisional way of coming to terms
a guide.
with the foreignness of languages” 27 and adds:
In writing about wrestling as performance
“Like translation, ethnography is also a somewhat
what I seek to make visible, I realize, is the nature
provisional way of coming to terms with the for-
not of wrestling but of performance. The ques-
eignness of languages— of cultures and societies.
tions I seek to answer are not those of the wrestling
The ethnographer does not, however, translate
fan—is it “fake”—but those of the performance
texts the way a translator does. He must first pro-
studies scholar—how is it constructed to look
duce them.” 28
“real,” what pleasures might accrue as a result of
In his essay, Crapanzano re-reads Geertz’s pre-
the “fake,” and what values are reified in the pro-
sentation of himself as “strain[ing] to read over
cess. I don’t care if Hulk Hogan, who is uniformly
the shoulder” the cultural texts of the “native” 29
derided in wrestling circles as an incompetent and
and recognizes the imbalance of authority implicit
massively egotistical wrestler, switches from the
in Geertz’s representation:
wwf to the wcw. I am fascinated by his phenom-
The image is striking: sharing and not sharing a text. enal success, which I attach to the heat he gener-
It represents a sort of asymmetrical we-relationship ates, to the way in which he works a crowd, espe-
with the anthropologist behind and above the na- cially when he stays in the arena posing for
tive, hidden but at the top of the hierarchy of un- photographs long after the match is over, and to
282 hop on pop

the particular way in which he presents an ideal of guage. His interpretation is addressed to people
the American man. That punches generally don’t who cherish Lear, not the topeng pajegan play, Je-
land on the opponent’s face and that matches are lantic Goes to Blambangan.31
fixed by the promoter are not interesting notions
I don’t deny the wrestlers and fans their separate,
in and of themselves. How wrestlers learn to take
other experience of wrestling. But it is not mine.
punches and lose matches is. I am engaged in con-
When I began work on this essay it seemed
sidering the cultural assumptions by which a pro-
most odd to consider the transaction between
moter maps scenarios, the signs by which we rec-
writer and wrestler in the same light as that be-
ognize the face and the heel, and how the turn
tween Clifford Geertz and his Balinese protago-
from one to the other is constructed over time. I
nists. After all, the map of my own daily life—un-
am absorbed in the problem of understanding and
til my move to New Zealand in 1994 —and theirs
explaining the ways in which wrestlers negotiate
have been convergent: Larry is now an assistant
with the demand that they give ground as well as
professor in sports sociology at Washington State
take it, especially in the context of a performance
University, after earning a doctorate at the Univer-
that is explicitly about masculine prowess and
sity of Connecticut; he also did his undergraduate
power. I am fascinated by the audience’s apparent
degree at Wesleyan, after which he taught high
sophistication, by the ways in which spectators si-
school social studies for several years before work-
multaneously accept both the real and the fake in
ing on Wall Street. When Chris meets me at one of
what is at base a low-culture performance genre.
my favorite Upper West Side coffee bars to talk
If I am to tell the truth about what happens
about wrestling, our conversation often digresses
when I watch wrestling and write performance,
into a discussion of his girlfriend’s experiences
then I must admit that the experience of the
teaching at a local elementary school as well as into
wrestlers and fans is, in the end, largely irrelevant to
stories of the army and growing up in the neigh-
my enterprise. I am writing towards a theory of
borhood. Sky sets up a girl-wrestler video with a
performance, concerned with the ways in which
couple of budding filmmakers from SoHo and
that experience is articulated and displayed, and in
then disappears for several months, ostensibly on
its convergences with my experience of theatre and
tour in a musical about girl wrestlers that is said by
the theatrical. I am, perhaps, more like Clifford
its German producers to be modeled after the
Geertz at this moment than I generally care to ad-
Cirque du Soleil. And when not debating which bi-
mit. Richard Schechner asks:
cycle to buy at the bike shop where my husband
Granted that the Balinese “use” the cockfight the works, Johnny works for the New York Times and
way Geertz says they do (and not all those who have hangs out at jazz clubs in Greenwich Village.
lived in Bali and experienced cockfighting there More importantly, I have to ask, in the econ-
agree with Geertz), do they “interpret” the cockfight omy of the gym what is my authority worth? How
the way he does? That is, even if the cockfight is like relevant is any of this musing to those who would
Lear, do the Balinese believe it is like Lear? And if seem to have most at stake? To Johnny who once
they do not, how much attention should we pay to worried that I might reveal secrets of the game in a
the Balinese interpretation and how much to way that would embarrass or injure him? To Larry
Geertz’s? . . . Geertz has not written his interpreta- who wrote a dissertation about boxing from his
tion at the request of the baffled Balinese driven to wrestler’s perspective? To Vito whose anger at be-
understand their cockfights. The Balinese are per- ing watched flared so easily and provoked this
fectly happy with things as they were ante Geertz. writing? A couple of years ago I offered Johnny
Also, he is writing in what is, to them, a foreign lan- and the others the issue of the Drama Review con-
sharon mazer 283

taining my first article on wrestling. I was, need- irrelevant if sophisticated theoretical discourse on
less to say, more than a little anxious. After all, not a highly popular performance genre. Nor does it
only was I discussing the game in public—a clear elevate the form inappropriately and inauthenti-
violation of the game’s primary ethical code—but cally to the high culture status of, say, opera. Ide-
the bulk of my theoretical writing featured words ally, situated as it is at the intersection between
like “homosocial” and “homoerotic,” words that high and low culture, what I write about wrestling
could conceivably deeply offend the men in that leads to a better understanding of the representa-
masculinist, fiercely heterosexist culture. It could tion and transmission of cultural values in per-
trigger, I imagined, a response far more dangerous formance. In particular, what I write, ideally, makes
than mere shouting. Johnny examined the article visible the theatrical processes by which ideas of
with enthusiasm, exclaiming when he saw his nationalism and masculinity are both represented
name in print. Then he handed it to José, one of and affirmed in performance, that is to say, as vis-
his students, for photocopying. That’s the last I ceral experiences between performers and spec-
heard or saw of it. Johnny is not a stupid man; in- tators rather than as texts per se. To recognize
deed, he is both smart and shrewd. And Larry is the effective collapse of the assumed borders—
certainly capable of translating my theoretical ex- geographical as well as experiential—between my
positions back into the language of the street. These life and those of the wrestlers I study is to ac-
men are not “natives.” Or if they are, they may be knowledge a genuine kind of “sameness” without
seen in the light of Schechner’s reading of Geertz’s necessarily “saming” them. To problematize the
Balinese informants. They were, and are, simply journey from experience to representation is not
not all that interested in what I have to say.32 to obviate the results of my work. Ideally, by open-
Having problematized Geertz’s reading of the ing my own (inter)actions to examination my the-
Balinese cockfight as the cultural equivalent to ories of masculinity as performed in popular cul-
King Lear, Schechner asks: “Ought Geertz, there- ture are amplified without being nullified. In
fore, abandon his project?” 33 I ask, if my transver- interrogating my position in the exchange, my
sal from watching to writing is, in essence, a be- writing potentially acquires the force of truth-
trayal of the wrestlers’ subjectivity and the codes telling in a way that “objectivity” and “authority”
of the game, if my writing performance ultimately as a rule seek to mask. Ironically, in revealing my-
misrepresents what it is the wrestlers believe they self as short, round and female, I may attain the
do, if what I write is, in the end, relevant only to musculature—at least in abstraction—that is
the intellectual elite, then ought I, now, abandon otherwise denied to me.
my project? Schechner asks, “Is [Geertz’s] work A final anecdote: several weeks after my run-in
leading to a better understanding among peoples, with Vito I found myself sitting ringside with the
or is it a further imposition of alien categories men watching several female body builders struggle
on Third World cultures?” 34 I ask, now, what does to learn enough moves to make the “girl-wrestler”
my work do? What is the point of my watching video convincing. In the ring with the women,
wrestling and writing performance? Schechner one of the wrestlers— Chris—was working very
never gets around to answering his questions hard to show them how to make their holds and
about Geertz’s work. Perhaps he cannot. Perhaps throws as authentic-looking as possible given their
the questions can only be answered with new, in- lack of training. Perched on the turnbuckles were
creasingly complex questions. Perhaps the ques- two skinny film-student types who periodically
tions are the point. framed the women with their hands in true movie-
Ideally, what I write does not simply impose an director-cliché-style and urged: “Show her your
(top to bottom)

Chris gives Sarah a lesson in


being pinned as Deb observes
and the men at Gleason’s
watch. Photograph by Sharon
Mazer.

Deb “dominates” Sarah. The


men watch. Photograph by
Sharon Mazer.

The “girl wrestlers” square off.


The men watch. Photograph by
Sharon Mazer.
sharon mazer 285

contempt, Deb!” and “Strut your stuff, Sky!” Also mance Studies (San Francisco, 1995) and appears in
watching the women, opposite us at ringside, were “Real” Wrestling: Professional Sport / Theatrical Spec-
most of the other men in the gym, the boxers, tacle (Jackson: University Press of Mississippi, 1998).
For an alternative personal account of an academic’s
clearly titillated by the display. As I sat there next
journey into the world of professional wrestling, see Jim
to Larry, Vito, Rubio, Frankie, Mohammed, and
Freedman, Drawing Heat (Windsor, Ont.: Black Moss
the others, I sensed that something had shifted, if Press, 1988). For an academic reading of wrestling from
only for a moment. Each prompting from the “di- a distance, see Gerald W. Morton and George M.
rectors,” each rejoinder from the boxers on the O’Brien, Wrestling to Rasslin: Ancient Sport to American
other side of the ring, brought a smile from the Spectacle (Bowling Green, Ohio: Bowling Green State
wrestlers, a smile that was shared with me. After- University Popular Press, 1985).
ward, Larry and Chris explicitly included me in 4 Definitions of “the game” are rather ambiguous, imply-
ing both the sport and the con. Superficially, to be “in
their conversation with the women, asking me to
on the game” means to understand the moves and the
affirm their judgment that Deb in particular, if
way they are combined in performance. But the rules
properly coached, could be quite successful as a by which the performance is constructed, in particular
wrestler. For a moment, and without getting my how the wrestlers win and lose, are what really consti-
face pushed to the mat, I felt that I was indeed in tute “the game.”
on the game. And after the day’s session was over, 5 A “youngster” is someone new to the game, generally
I accepted Johnny’s offer of a ride back to the city, but not always young.
found a coffee bar, pulled out my notebook, and 6 To “shoot” a match is to cross over the line from the
rules of exchange into a “real” fight.
began to write.
7 I am indebted to my colleague Peter Falkenberg (Uni-
versity of Canterbury) for his observation that my
Notes watching wrestlers can be considered an illicit activity,
as such more like watching a peepshow than watching a
1 To “job” in wrestlers’ parlance is to be hired on a per- play on Broadway. I must also acknowledge Robert
match basis to lose to the circuit’s stars. Some wrestlers, Vorlicky (New York University) who, several years ago,
such as Barry Horowitz in the wwf, have spent years persisted in questioning me about the sexual implica-
and built entire careers as jobbers. It is interesting to tions of my watching wrestling.
note that, having built a considerable following of his 8 Elizabeth Grosz calls sexuality a “slippery and ambigu-
own, Barry Horowitz at the time of this writing wrestles ous term.” Her recognition, in the context of philosoph-
as a star. Located at the edge of the Brooklyn side of the ical history, that sexual difference is “a mobile, indeed
East River, Gleason’s Gym is best-known for producing volatile, concept, able to insinuate itself into regions
world-class boxers. where it should have no place, to make itself, if not in-
2 A “monster” is what other wrestlers call a very big visible, then at least unrecognizable in its influences
wrestler. and effects” is no less apt in the wrestlers’ gym (Volatile
3 “The Doggie Doggie World of Professional Wrestling,” Bodies: Toward a Corporeal Feminism [Bloomington: In-
in The Drama Review 34(4) (winter 1990). See also “In diana University Press, 1994], viii-ix).
Search of the ‘Morality’ in Professional Wrestling’s All- 9 Again I must thank Peter Falkenberg for this obser-
American Play,” presented at the meeting of the Associ- vation.
ation for Theatre in Higher Education/American The- 10 Here I must add my appreciation to Richard Schechner
atre and Drama Society (Chicago, 1990), and “From who edited and published my first essay on wrestling
Beefcake to Cheesecake: The Appearance of Women in for the Drama Review.
Professional Wrestling,” presented at the meeting of the 11 “To anyone who has been in Bali any length of time, the
Association for Theatre in Higher Education/ Women deep psychological identification of Balinese men with
and Theatre Program (Seattle, 1991). A version of this their cocks is unmistakable. The double entendre here
chapter was first presented at the annual meeting of the is deliberate. It works in exactly the same way in Bali-
Association for Theatre in Higher Education/Perfor- nese as it does in English, even to producing the same
286 hop on pop

tired jokes, strained puns, and uninventive obscenities” 21 Umberto Eco, Travels in Hyperreality, trans. William
(Clifford Geertz, The Interpretation of Cultures [New Weaver (1967; Orlando, FL: Harcourt, Brace, Jovano-
York: Basic Books, 1973], 417). Or, as the Red Rooster, a vich, 1986), 161.
star in the wwf for several years, used to crow: “Poul- 22 Geertz, The Interpretation of Cultures, 420 –21.
try in motion!” 23 Victor Turner, From Ritual to Theatre: The Human Se-
12 James Clifford, “On Ethnographic Allegory,” in Writ- riousness of Play (New York: paj Publications, 1982), 25.
ing Culture: The Poetics and Politics of Ethnography, ed. 24 Robert Bly, Iron John: A Book about Men (Reading, MA:
James Clifford and George E. Marcus (Berkeley: Uni- Addison-Wesley, 1990), 15.
versity of California Press, 1986), 15. 25 John Preston, “The Theatre of Sexual Initiation,” in
13 Women wrestlers are commonly referred to as “girl Gender in Performance: The Presentation of Difference in
wrestlers,” with no insult intended. the Performing Arts, ed. Laurence Senelick (Hanover,
14 Particular thanks are due to Bob Vorlicky and Peter NH: University Press of New England, 1992), 332.
Falkenberg for pushing me to explore my position in 26 Andrea Dworkin, Intercourse (New York: Free Press,
this exchange seriously, to Bob for forcing me to admit 1987), 158 –59.
to the sexual tensions inherent in my watching, and to 27 Walter Benjamin, Illuminations, ed. Hannah Arendt,
Peter for calling what I do while watching “peeping” trans. Harry Zohn (New York: Schocken, 1969), 75.
and while writing “gossiping.” 28 Vincent Crapanzano, “Hermes’ Dilemma: The Mask-
15 Richard Schechner, Between Theatre and Anthropol- ing of Subversion in Ethnographic Description,” in
ogy (Philadelphia: University of Pennsylvania Press, Writing Culture: The Poetics and Politics of Ethnography,
1985), 25. ed. Clifford and Marcus, 51.
16 Renato Rosaldo, Culture and Truth: The Remaking of 29 Ibid., 74 (citing Geertz, The Interpretation of Cultures,
Social Analysis (Boston: Beacon Press, 1989), 169. 452).
17 The “babyface,” often referred to simply as the “face,” 30 Ibid.
wrestles as the good guy; the “heel” as the bad guy. 31 Schechner, Between Theatre and Anthropology, 309 –10.
Matches rarely pit face against face, or heel against heel, 32 It has been suggested to me by Rosemary Du Plessis
but scenarios often anticipate or feature what is known (University of Canterbury) that, given professional
as a “face turn” or “heel turn” in which a face or heel wrestling’s self-conscious occupation of the boundary
converts himself, or is transformed by events, into the between the fake and the real, wrestlers might be
opposite type. Such turns, if well set up and staged, gen- less concerned with the relative authenticity of my re-
erate tremendous “heat” and are at the heart of the presentation of their culture. They are not, after all, an
wrestling event. “Exchanges” are the reversals between indigenous peoples struggling to establish an authentic
winning and losing within matches. “Heat” is the en- identity against that imposed from outside by the colo-
ergy provoked in the audience. An example of “cheap nizer. I am not certain this explains the wrestlers’ indif-
heat” often used by the wrestlers is the waving of a ference to my writing so much as it points to the prob-
flag—American to signal face status, Russian or Cana- lematic implicit in considering my work with wrestlers
dian to signal heel status. Once at a match in Brooklyn in the same light as Geertz’s with the Balinese.
I saw a girl wrestler named Linda Dallas grab the mi- 33 Schechner, Between Theatre and Anthropology, 310.
crophone and shout “Brooklyn sucks” as she was intro- 34 Ibid.
duced. Cheap or not, it was certainly effective.
18 Brecht on Theatre: The Development of an Aesthetic, ed.
and trans. John Willett (New York: Hill and Wang,
1964), 6.
19 It must be noted that Barthes and Carter have written
brilliant essays on wrestling in their own right, see
Barthes, “The World of Wrestling,” in Mythologies,
trans. Annette Lavers (1957; New York: Hill and Wang,
1972), and Carter, “Giants’ Playtime,” New Society 29
(January 1976): 227–28.
20 Schechner, Between Theatre and Anthropology, 23.
Mae West’s Maids: Race, some of whom were drag queens) worship at the
throne of whiteness, even when such worship de-
“Authenticity,” and the
mands that we live in perpetual self-hate, steal, lie,
Discourse of Camp go hungry, and even die in pursuit.2

However, hooks claims that rather than interro-


Pamela Robertson Wojcik
gating whiteness, the entertainment value of the
film obscures its “more serious critical narrative,” a
narrative of the pain and sadness behind the camp
In recent years, subcultural studies have merged
spectacles. For hooks, the white filmmaker and
increasingly with academic identity politics. But
white audience both evade the race politics of Paris
while much work has been done on queer and
Is Burning in their focus on and pleasure in the
camp representation and also on racial stereo-
film’s camp effect. But, by mapping the relation-
types, subcultural studies have unwittingly ad-
ship between the film’s race politics and its camp
vanced artificial barriers between audiences and
effect onto a narrative vs. spectacle paradigm,
between subcultures. We tend to talk about only
hooks similarly masks the link between race and
one audience, one subculture, one difference at a
camp in the film. She suggests that the film is really
time, and only in relation to the in-that-instance
about race and not camp. She therefore maintains
Other, dominant culture. Most analyses of camp
the barrier between race discourse and camp dis-
do not, therefore, remark upon the relation be-
course by viewing camp spectacle as being in the
tween camp’s sexual politics and race discourse.
service of white pleasure and at a remove from “the
Moe Meyer, for instance, discusses the contro-
more serious narrative” about blackness.
versy over African American drag queen Joan Jett
Most discussions of camp, whether about gay
Blak’s 1991 bid for mayor of Chicago as Queer
men, lesbians, or heterosexuals, assume the adjec-
Nation candidate exclusively in terms of gay
tive “white.” Because whiteness, as Richard Dyer
debates about the effectiveness of camp; Meyer
says, “secures its dominance by seeming not to be
never mentions Blak’s race as potentially affect-
anything in particular,” representations of norma-
ing the debate nor examines Queer Nation’s polit-
tive whiteness foreground race and ethnicity as
ical stakes in running an African American drag
categories of difference.3 Queer and camp Western
queen.1
representations, though nonnormative in terms
Alternately, in discussions of Paris Is Burning—
of sex and gender, are still consistently defined
a film that foregrounds the links between queer-
through categories of racial difference and espe-
ness, camp, and racial discourse— critics tend to
cially blackness.
treat the African American and Hispanic use of
This racial specificity becomes clear in the fre-
camp to gain access to fantasies of whiteness as a
quent analogies made between camp and black-
special case. Such critiques never fully acknowl-
ness. Dennis Altman, for instance, says, “Camp is
edge the degree to which the film’s invocation of
to gay what soul is to black.” 4 Describing post-
“realness” testifies to inextricable links between
Stonewall attitudes toward camp, Andrew Ross
race and sex and never consider whether or how
refers to camp falling into disrepute “as a kind of
race discourse operates in camp generally. An im-
blackface,” and George Melly dubs camp “the
portant exception is bell hooks’s essay “Is Paris
Stepin Fetchit of the leather bars, the Auntie Tom
Burning?” hooks views the film as
of the denim discos.” 5 We could ask why Uncle
a graphic documentary of the way in which colo- Tom and blackface haven’t been recuperated as
nized black people (in this case black gay brothers, camp clearly has (by queer identity politics and in
288 hop on pop

academic discourse). If this question seems prob- plement my previous analysis of West. Hopefully,
lematic, and it should, it points out how thin these however, this essay can do more than fill a gap in
analogies are, and it also points to the fact that my analysis and will instead provide a point of en-
the flexibility of sex and gender roles promised by try into a discussion of the seemingly contradic-
theories of camp performativity does not yet ex- tory reliance in camp and queer discourse on
tend to race. In part these analogies suggest, as tropes of racial authenticity; I hope this essay will
David Bergman says, the fact that camp raises enable us to rethink how camp codes of sex and
the issues of any minority culture—issues having gender intersect with racial codes. Using West as a
to do with appropriation, representation, and dif- point of departure, then, this essay examines the
ference.6 But the consistency with which the cate- racial dimension of camp, considering (1) how
gory “black” is posed as the counterpart to camp tropes of blackness are used in camp performance;
not only signals the degree to which camp is as- (2) the degree to which the camp spectator is tex-
sumed to be white but also mirrors the way tropes tually constructed as white; and (3) how a consid-
of blackness often operate in white camp as an eration of an African American spectatorial posi-
authenticating discourse. tion modifies our understanding of camp practice.
This essay focuses on Mae West and how she
enlists racial difference in the service of queer per-
Little Eva
formativity. Elsewhere, I have argued that West
created a form of feminist camp through her dual In his piece on West, John Kobal mentions that
appropriations of the live entertainment tradi- West’s earliest theatrical experiences were as Little
tions of female impersonation and female bur- Eva in Uncle Tom’s Cabin and as a “coon shouter.”
lesque. My interest in that earlier essay was in lo- Kobal mistakenly identifies “coon shouter” as an
cating the role women have played as producers old vaudeville term for African American singers
and consumers of camp, “to de-essentialize the who perform for white audiences not in blackface
link between gay men and camp, which reifies or whiteface, but “as themselves.” In fact, the term
both camp and gay male taste; and to underline “coon shouter” or “coon singer” was used to de-
camp’s potential for asserting the overlapping scribe white, often Jewish, performers like Fanny
interests of gay men and women, lesbian and Brice, Sophie Tucker, Eddie Cantor, and Al Jolson,
straight.” 7 Like other theorists of camp, I ignored who sang, not only in Negro dialect, but also in
the racial specificity of West’s queer and feminist blackface.8 Eliding the links between “coon shout-
performativity. Emphasizing how West forged a ing” and blackface, as well as the links to Jewish
feminist camp character from gay male and het- entertainment traditions, and aligning it instead
erosexual female traditions, I dodged the question with African American performers, Kobal de-
of how West’s simultaneous appropriation of Afri- scribes the “Mae West character” as “the first
can American music and her characters’ interac- white woman with a black soul.” And he wistfully
tions with African American performers compli- posits the unfounded assertion that West has “a
cated or delimited the flexible and porous model touch of colour in her blood.” 9 Thus, in Kobal’s
of queer identity I saw in West’s films. Yet, neither narrative, West is identified simultaneously with
aberrant nor exceptional, West’s use of blackness the white child Harriet Beecher Stowe says is rep-
as an authenticating discourse runs through most resentative of her race, with black singers, and
white camp and needs to be taken into account to with blackness itself. If we take into account the
fully understand camp. more accurate definition of “coon shouting,”
This chapter, then, attempts to correct or com- Kobal’s narrative also links West with blackface. If
pamela robertson wojcik 289

camp is, as Melly says, an “Auntie Tom,” it may be not figure in the plot and are typical of African
appropriate to think of West as camp’s Little Eva, American specialty acts in Hollywood films. The
Tom’s dearest friend; but, more importantly, I want African Americans who do figure prominently in
to use Kobal’s odd narrative to suggest that the Mae her films play maids and include Gertrude How-
West character is not just a white woman with a ard, Louise Beavers, Hattie McDaniel, and Libby
black soul, but manages to be representative of her Taylor, who played the role both on and off screen
race and of camp style because she identifies so for West. Their representations are stereotypical.
closely with blackness and especially black music. As Donald Bogle describes them: “The domestics
Kobal’s account differs from most accounts of were always overweight, middle-aged, and made
West’s early career, which tend to focus on her role up as jolly aunt jemimas . . . they had the usual
as Little Lord Fauntleroy and suggest that she names: Pearl, Beulah, and Jasmine. Their naive
dropped her imitation of black styles when she blackness generally was used as a contrast to Mae
adopted the style of female impersonation and West’s sophisticated whiteness.” 11 West employs
white female burlesque. However, as much as West racist language with her maids, calling them Eight-
aligned herself with gay male culture both by bor- ball and Shadow, for instance, or accusing them of
rowing aspects of gay style and by writing antiho- being slow and lazy, but the maids are also pic-
mophobic plays about gay life, she also aligned tured as confidantes and trusted good friends, in
herself with African American culture. In addition a manner similar to movies like Jean Harlow’s
to her potential cross-sex, cross-gender identifi- Bombshell, Imitation of Life, Shirley Temple
cation as a female female impersonator, West also movies, and others in the 1930s, a decade Bogle
participates in complicated cross-racial identifica- tags “the Age of the Negro Servant.”
tions with blackness which are key to her trans- Bogle claims that because West’s barely con-
gressive image. cealed status as a prostitute places her at the bot-
As Kobal suggests, West appropriated black tom of the social scale, she enjoys a livelier cama-
musical styles and she also adopted the shimmy af- raderie with her black maids than with white
ter seeing it in a Harlem nightspot. In addition, she women. Bogle is correct that West’s friendly inter-
wrote a novel, The Constant Sinner, about an in- actions with her maids can be read as a class affilia-
terracial love affair. According to Clarence Muse, tion but the camaraderie West enjoys with her
West gave him money for an antilynching cam- black maids differs not only from her interactions
paign. West frequently featured African Ameri- with upper class white women (who are often
can performers in her films, including Louis Arm- failed rivals) but also from her interactions with
strong, Hazel Scott, and Duke Ellington, whose other subordinate women, with whom she also
band she forced Paramount to sign for Belle of the shares her low social status.
Nineties. And West garnered extremely positive In her films, West’s interactions with other fe-
receptions in the African American press. One ar- male characters are mediated by both class and
ticle in The Chicago Defender, for instance, ap- race. As James Snead suggests, “insofar as all of
plauds her for being more attentive to the African West films are about consolidating women’s power
American journalists than Hazel Scott, who is ac- in spite of a limited social context,” she achieves a
cused of being “high hat” with them.10 greater rapport with lower class women of all races
But, although West affiliated herself with black than with upper-class women.12 West’s character
performers, and, to a degree, race issues, the roles frequently functions as counselor to subordinate
of African Americans in her films are still quite women, like the fallen white Sally in She Done Him
limited. The musical performers in her films do Wrong whom she counsels on men (“Men’s all
290 hop on pop

alike . . . it’s their game. I happen to be smart talks with them (famously, “Beulah, peel me a
enough to play it their way”) and whose shame she grape”), West is clearly the boss and center of at-
ameliorates with the worldly wisdom that “when tention. The maids frame her and set off her
women go wrong, men go right after ’em.” Simi- whiteness as well as the whiteness of the room.
larly, in Belle of the Nineties, when her African West’s glowing whiteness is carefully constructed
American maid, Libby (Taylor), asks, “What kind here and throughout her career. In a tv docu-
of husband do you think I should get,” West ad- mentary about West, Herbert Kenwith claims that
vises her, “Why don’t you take a single man, and white women in West’s stage shows were required
leave the husbands alone?” In Klondike Annie, to have dark hair, to wear darker make-up and
West helps her Chinese maid, Fah Wong, played clothes than West, and even to put a grey gel on
by Soo Yong, escape to her lover, and even speaks their teeth, so that West’s whiteness would make
Chinese with her. In West’s interactions with Fah her stand out as the star and center of attention.13
Wong, however, there is none of the joking and West’s conversation with her black maids,
play West enjoys with her black maids. This is true however, masks racial difference by focusing on
also of her interactions with her French maid in gender. West talks about men, sex, and clothing,
The Heat’s On and Native American servants in and treats Libby Taylor’s comment that she likes
Goin’ to Town. In contrast to these relationships, “dark men” not as a given, but much like her own
West’s connection with her African American quip that she likes two kind of men, “domestic and
maids signals not only a class affiliation but also foreign.” Snead describes a similar moment later
West’s identification with, and privileging of, in the film:
tropes of blackness.
So when West looks over her shoulder and says, re-
One scene in I’m No Angel shows West banter-
ferring to Cary Grant, “My man’s got rhythm,” and
ing and singing “I Found a New Way to Go to
the giggling black maids say “Yes’m, I knows what
Town” with four maids. The five women discuss
you mean,” West commits a certain breech of racial
West’s character Tira’s whirlwind romance with
taboos in order to share both the terminology and
Kirk Lawrence, the gifts he’s given her, Tira’s sex-
presumably the content of sexual secrets of white
ual attractiveness to men, and the kind of men the
and black male “rhythm.”14
maids like. The maids serve, as Bogle says, as
“foils,” straight (wo)men and yes (wo)men, “pay- West thus simultaneously foregrounds her
ing homage to the supreme power of their white racial difference from the maids and her gendered
mistress.” The scene thematizes the class affilia- identification with them. Stuart Hall describes this
tion Bogle describes. From her position as a cooch double move of “othering” and identification as
dancer in the circus who imitates the Harlem typical of racist discourse—a complex play of re-
shimmy, as West herself did, Tira, “the girl who pulsion and attraction combining racial insult
discovered you don’t have to have feet to be a with racial envy, one marked by the “surreptitious
dancer,” has risen to become a lion tamer in a return of desire.” 15 In his analysis of the racial pol-
high-hat circus. In her new penthouse apartment, itics of blackface, Eric Lott describes this “complex
she first mistakenly assumes that the doorbell sig- dialectic” as “a pattern at times amounting to no
nals a house detective, then must be reminded by more than two faces of our particular mode of rac-
her maid Beulah to call Kirk’s gift of diamonds a ism, at others gesturing toward a specific kind
“necklace” rather than “beads.” of political or sexual danger; and all of it compris-
Still, barking orders to the four maids as she ing a peculiarly American structure of racial feel-
pamela robertson wojcik 291

ing.” 16 I’m No Angel, like other camp uses of Ramona Curry, in line with Kobal, notes that as
blackness, constructs a porous and mobile queer a stage performer, West adopted a style of singing
identity through this double move of othering and characteristic of “dirty blues,” similar to that of
identification. Ma Rainey and Bessie Smith, and maintained this
style in a somewhat modified, censored, form in
her films. West’s performance of “dirty blues,” ac-
Queen B
cording to Curry, associates West in the public
West’s homosocial bonding with her maids might mind with “the unbound sexual behavior that the
be readable as homosexual, if we consider Linda dominant U.S. society frequently attributes to
Nochlin’s point that in painting “the conjunction lower class African Americans.” 20 Once estab-
of black and white, or dark and light female bod- lished, West’s association with working-class black
ies, whether naked or in the guise of mistress or female sexuality carries over, regardless of what
maidservant traditionally signified lesbianism.” 17 she sings.
This potential homosexuality is raised obliquely In appropriating a black female blues style,
when one of the maids (whose face we never see West takes on the persona of what Hazel Carby re-
and who isn’t identified in the credits) says, “Well, fers to as the “mythologized” blues singer, and
men don’t mean a thing to me.” The homosexual embraces “an oral and musical woman’s culture
connotations feed off the contrast between the that explicitly addresses the contradictions of fem-
women, but also depends on the way the scene inism, sexuality, and power.” Carby describes
portrays the maids as West’s back-up singers. Mc- women’s blues of the 1920s and 1930s as “a dis-
Daniel and Taylor not only sing along to “I Found course that articulates a cultural and political
a New Way to Go to Town” with West, but also struggle over sexual relations”:
dance across the room following West’s lead.
a struggle that is directed against the objectification
In his analysis of the mythology of the back-up
of female sexuality within a patriarchal order but
singer, John Corbett claims that, while the role of
which also tries to reclaim women’s bodies as the
the back-up singer has historically been filled by
sexual and sensuous subjects of women’s song.21
male and female performers of all races and eth-
nicities, the unspoken adjectives that precede the West’s performance of blues inflected songs across
mythologized stereotype of the “back-up singer” her films not only aligns her with black female
are always “black” and “female” and that the working-class sexuality, but also enables her to ad-
unspoken adjectives preceding “lead singer” in dress her position as a sexual subject and object in
stereotypical configurations of “lead” and “back- much the same way as the direct sexuality of fe-
up” are “white male.” 18 Kaja Silverman argues male burlesque.
that West’s voice is coded masculine, an assertion Not coincidentally, as Carby points out, the
in line with those who see West’s persona as mas- figure of the black female blues singer whose style
culine.19 West’s presumed masculinity is, however, West appropriates was historically transplanted
mediated by her imitation of female imperson- into the figure of the black maid, as many female
ators and is a self-conscious feminine masquerade blues singers, including Hattie McDaniel and Ethel
that plays masculine and feminine codes against Waters, moved from making race records into film
each other. And, similarly, her whiteness is medi- careers and maid roles. Rather than a white male
ated through and constituted by her imitation of lead, West, coded as simultaneously a female im-
black female musical styles. personator and a black woman, backed-up and
292 hop on pop

fawned over by the maids, plays the Queen-B or masculinity, authenticate her blackness, fore-
Bulldagger, a figure SDiane Bogus claims is com- ground her sexuality). West uses camp to theatri-
mon in and peculiar to African American lesbian calize sex and gender roles to reveil their con-
fiction and culture, a “female blues singer who structedness, yet she depends on her maids’ stable
bonds with other women.” The Queen-B was “a identities to do so, underlining Hortense Spillers’s
central figure in the community at large” whose suggestion that there are at least two female gen-
sway over her followers relates both to her singing ders, one white and one black.24 The racial differ-
and her unorthodox sexuality.22 ence ultimately remains in place. Although West
Crucially, the Queen B requires an adoring is like a black woman, she is not one. Her transra-
audience. And in West’s films, her sexuality is cial mobility merely reaffirms her whiteness. This
typically performed for an audience whose atten- whiteness, constituted through its appropriation
tion, approval and admiration she explicitly seeks of and difference from blackness, is neither a color
when she says, “Here goes my big moment” and nor the absence of color, both impervious to racial
“How’m I doin’?” In I’m No Angel, West’s en- markers and able to absorb them.
counter with Cary Grant requires the presence of
her maids who (1) stand in for the film audience,
The Real West
(2) underscore West’s sexuality as a form of mas-
querade, and (3) offer an alternative site for West’s At the same time, West’s identification with black-
desire as she diverts our attention, and Grant’s, to ness sometimes goes against the grain of camp,
the maids, whom she proclaims to be “great gals.” suggesting the possibility that West might have an
I am not suggesting that the Mae West character “authentic” self beneath or behind the discourses
be read as a closet lesbian. Rather, West’s lively ho- of camp and masquerade. As trusted good friends,
mosociality with her maids, in conjunction with the maids are pictured as knowing the real West
her affinity for African American music and her better than anybody else. West, in effect, lets her
association with female impersonation, marks her hair down with them, and tells them her true feel-
sexuality as particularly fluid and deeply trans- ings. In I’m No Angel, West’s Tira never tells Cary
gressive, not merely ironic. As Snead claims, “If Grant that she loves him. Instead, he finds out
some white actresses derive their aura of purity from Gertrude Howard’s Beulah, who testifies in a
and chasteness by their opposition to the dark and breach of promise suit that Tira said “she never
earthly maids who surround them, then West’s knew she could love a man like she loves him.”
image benefits by her kinship with, rather than her West also uses the “authenticity” of African Amer-
difference from, the same kinds of figures.” 23 West ican music to portray her true feelings.
masks racial difference through a seemingly race- When West performs African American styles
neutral gendered discourse and simultaneously of music, she updates the burlesque tradition of
reinscribes that difference through the maids’ sup- minstrelsy. Performing blackness, but without
port for her camp performance and authentica- blackface, West, in John Szwed’s terms, “marks the
tion of her racial impersonation. detachment of culture from race and the almost
West’s sexual and racial identifications are fluid full absorption of a black tradition into white cul-
(she is white and black, male and female, gay and ture.” 25 Almost. What’s crucial is that the black
straight). However, the maids necessarily remain tradition still be marked as “other.” While com-
static markers (black and female) of her transcen- modifying African American community life and
dence (they set off her whiteness and potential culture, minstrelization requires that the com-
pamela robertson wojcik 293

modity still signifies blackness to the consumer. In song with the revival meeting. Jon Tuska describes
West’s films, this is signified and authenticated by the scene:
the presence of African American performers.
The beat of the spiritual is merged with hers in a
As is common in the musical, West’s numbers
fused counterpoint. By means of complex process
are often keyed to her characters’ moods and situ-
shots, double exposures, and superimposed images,
ations. In Belle of the Nineties, for instance, she
Karl Struss pictorially integrates for McCarey the se-
plays a woman, Ruby Carter, who moves from St.
quences of Ruby’s song with the Negro chant. As it
Louis to New Orleans to forget an old lover. She
becomes increasingly wild, there are sudden close-
sings “Memphis Blues” and “My Old Flame” with
ups on faces, feverish dancing, the torchlit scene
the Duke Ellington band. More striking, and un-
backlighted from reflections from the river. Struss
usual for West, is her rendition of “Troubled Wa-
brings off a split-screen effect with the revellers, one
ters” in the same film. This number is the only
half their dancing, one half the reflection of their
time in her films West sings a song without a
dancing. Ruby’s image is superimposed over this.
diegetic audience. Prior to the number, Ruby ex-
Her song rises and blends with the jazz spiritual,
plains to her maid Jasmine (Libby Taylor) why she
only to drown it out on the soundtrack, hitting a
has an unfair reputation as a bad woman: “You
single pitch as the camera pans a succession of gro-
know, people get reputations from people talking
tesque faces.26
about people when they don’t even know the
people.” Giving Jasmine the rest of the night off to At the very end, one male revivalist in closeup
attend a prayer meeting, Ruby provides her money drowns out the two songs with his chant of “My
for the collection and tells her to pray for her. soul’s on fire, my soul’s on fire.” While the song is
Then, after Jasmine leaves, Ruby is drawn to the private and reflects Ruby’s interiority, it depends
balcony to listen to the revivalists at the prayer on the external presence of the black revivalists.
meeting sing “Pray Chill-en and You’ll Be Saved.” Her song functions as a call and response with the
Karl Struss films the revival meeting in an ex- revivalists’ song. This marks West as authentic in a
pressionistic style reminiscent of Vidor’s Hallelu- double sense. First, the revival meeting provides a
jah (1929). After a verse of “Pray Chill-en,” the back-up for West, who is visually and sonically in-
scene cuts back to West who sings a verse of serted into the meeting. Her song’s fusion with the
“Troubled Waters.” The lyrics of “Troubled Wa- “jazz spiritual” lends it the presumed authenticity
ters” repeat the sentiments West has previously ex- and spirituality of African American religion and
pressed to her maid: music, despite the fact that the song “Troubled
Waters,” though explicitly coded as an African
They say that I’m one of those devil’s daughters.
American spiritual, was written for West by the
They look at me with scorn. I’ll never hear that
Hollywood songwriting team of Johnston and
horn.
Coslow. Second, the intercutting suggests that the
I’ll be underneath the water judgement morn-ing.
out of control revivalists (“souls on fire”) are re-
Oh Lord, am I to blame? Must I bow my head in
acting to her scene. It sets up a contrast between
shame?
her individual controlled whiteness and the famil-
If people go ’round scandalizing my name?
iar stereotype of the frenzied emotions and spiri-
Rather than simply present West singing “Trou- tuality of the African Americans; it thus sets West’s
bled Waters” as reflecting her state of mind, this character off as an individual, a white angel, au-
scene uses intercutting and dissolves to link her thentic in the sense of belonging to oneself.
294 hop on pop

Soul, and other films.27 Elsewhere, I have described


Imagining the Audience
how the Australian film The Adventures of Priscilla,
West’s affiliation with African American culture Queen of the Desert privileges its scenes with Ab-
underscores her identification with the marginal original people—in stark contrast to its scenes
and her status as a transgressive woman within with the Filipino bride or butch white woman—a
mainstream representations of sexuality. It also transnational example of camp’s reliance on black
authenticates her identity—an identity that is par- imagery and stereotypes.28
ticularly porous, fluid, and mobile, but nonethe- Often, in these examples, by no means meant
less whole. Within camp representation (and, of to be exhaustive, an appreciative black diegetic au-
course, in other arenas as well), her use of black- dience is inscribed as both spectator and back-up
ness for authentication is quite typical. As critics’ for the white performers. I’ve described how this
frequent analogies between blackness and camp audience supports West and stands in for the film
indicate, tropes of authenticity and “realness” op- audience in its appreciation of West’s camp mas-
erate both within camp discourse and within aca- querade in I’m No Angel. Similarly, in The Adven-
demic identity politics. Representations of queer tures of Priscilla, Queen of the Desert, Aboriginal
white subjectivity are constituted, in large part, by people not only perform African American blues
their constant coupling with, and contrast to, im- for (and, in the case of one man, lipsynch with)
ages and sounds of blackness. the white men, but also form the most enthusias-
Lott views the double move of othering and tically appreciative audience for the white drag act.
identification in blackface minstrelsy as a “pecu- They thus authenticate the group’s act and their
liarly American structure of racial feeling” but the gayness which, in turn, lends the Aboriginal people
use of blackness as an authenticating discourse an aura of “coolness” denied to various groups of
has become part of a transnational camp aesthetic. white rednecks elsewhere in the film. The African
To cite a few brief examples, Madonna, clearly, American gospel singers in Madonna’s “Like a
foregrounds her affinity with African American Prayer” video perform a similar function, backing
culture as much as with gay male culture. Con- up and seeming to respond to Madonna’s per-
sider her video for “Like a Prayer,” where images formed identification with blackness.
of black religion authenticate her passion, or Although these black diegetic audiences stand
“Vogue” where she sings “It doesn’t matter if in for the film audience, blackness’s authenticating
you’re black or white, a boy or a girl,” all the while discourse seems to be addressed primarily to a
obscuring vogueing’s racial and homosexual speci- white film audience. Rather than provide points of
ficity. In a different vein, Joan Crawford’s status identification for the audience, these supportive
as a grotesque is reaffirmed by her performance audiences primarily produce a spectacle of specta-
in blackface in Torch Song. Similarly, as Patricia torship that situates the white performer within a
Juliana Smith argues, Dusty Springfield’s camp black context; such images authenticate the white
masquerade transforms her into simultaneously a performer’s performance as not only imitative of
black woman and a femme gay man; and Ronald black culture but also appreciated by a black audi-
Firbank’s novels, according to William Lane Clark, ence. But what difference would it make to our
tie their camp effect to representations of transra- conception of camp to imagine the external audi-
cial desire and the employment of black jazz tropes ence for these various texts as black instead of
in much the same manner as Fassbinder does in white?
The Bitter Tears of Petra Von Kant, Ali: Fear Eats the To begin to address this question, my discus-
pamela robertson wojcik 295

sion will take a short detour through Without You Berlant and Freeman’s account, she “perpetuates
I’m Nothing, the 1990 film version of Sandra Bern- the historic burden black women in cinema have
hard’s 1988 one-woman off-Broadway stage show. borne to represent embodiment, desire, and the
The film operates on the premise that Bernhard dignity of suffering on behalf of white women.” 32
has gotten away from her “roots” and that she has At the end, Bernhard looks to Roxanne for ap-
returned with her show to Los Angeles to perform proval after performing a striptease to “Little Red
in a mostly black nightclub. Rather than an au- Corvette,” and Roxanne rejects her, writing “Fuck
thenticating back-up and appreciative audience Sandra Bernhard” in lipstick on her tablecloth be-
for Bernhard’s camp appropriations of blackness, fore exiting into blinding white light.
the mostly black audience is represented as singu- Bernhard’s show is also about being Jewish and
larly bored by Bernhard’s performance. By placing female and includes monologues that fantasize
the show in a black nightclub, the film, for Jean about a wasp existence—as an attractive preppy
Walton, shifts the “emphasis from issues of gender named Babe on Christmas Eve and a Mary Tyler
and sexuality to issues of race.” 29 But camp is al- Moore-ish existence as an executive secretary
ways already about race, and the film Without You who marries her boss. These monologues, like
I’m Nothing uses the black audience’s unenthusi- the show’s use of 1970s pop music, depend on the
astic reaction to create feelings of spectatoral dis- viewer’s recognition of and identification with
comfort. their fantasies. But the “me too” of identification
In various segments, Bernhard performs a is blocked by the viewer’s recognition that the
minstrelization of blackness without blackface. In members of the nightclub audience do not share
her first number, for instance, she imitates and this “me too” response.
appropriates the music of Nina Simone. Wearing The film creates a distance between our imagi-
an African costume, she sings “Four Women,” the nation of Bernhard’s “successful” stage show and
first line of which is “my skin is black.” She also her “failure” here by “othering” the L.A. audience
parodies Diana Ross, Dionne Warwick, and Prince as racially different from both the New York audi-
as well as various unspecified images of blackness ence and the film audience. It enacts the split be-
(a “pretty” lesbian nightclub singer who sings “Me tween white camp pleasure and a “more serious
and Mrs. Jones,” a “funked up” version of white narrative” about race which bell hooks descibes.
Patti Smith). Seeing these appropriations in the The film viewer’s experience is distracted and di-
context of the black nightclub, the film viewer vided. The film viewer senses the difference be-
feels embarrassed and uncomfortable and cannot tween Bernhard’s “summer of success” playing to
respond with camp pleasure. a presumably mostly white hip New York audience
The film also includes scenes of a character, (filled with white stars like Liza Minnelli) and her
whom the credits name as Roxanne, played by Af- failure to engage this diegetic black audience.
rican American model Cynthia Bailey. Roxanne While recognizing how Bernhard’s camp per-
“enigmatically haunts the margins of the film un- formance might have worked for a white audience,
til she enters the space of the performance as the the viewer also guiltily recognizes how it can’t
last and only member of the audience at the work for a black audience.
end.” 30 As Lauren Berlant and Elizabeth Freeman Ironically, but not surprisingly, the film’s de-
point out, she “personifies authenticity.” 31 Rox- construction of whiteness could be seen as au-
anne serves as a potential object of desire and thenticating the “real” Bernhard for black and
double for Bernhard throughout the film. In white audiences, showing the comedian to be self-
296 hop on pop

reflective about the racial dynamic of her charac- quires shifting the viewer’s emphasis from the
ter “Sandra’s” appropriations of blackness. Z. Isil- film’s presumed center (West) to the film’s pre-
ing Nataf writes: sumed margins (McDaniel, Beavers, Taylor, and
the unnamed African American actress). Arthur
The film speaks to black audiences about an ending
Knight’s work on African American constructions
of the fraud of white supremacist myths and de-
of stardom between 1925 and 1945 is helpful here.34
grading black stereotypes. It speaks to white audi-
Drawing on the writings of James Baldwin, Rich-
ences, the new generation of whom have grown up
ard Wright, bell hooks, and Ralph Ellison, as well
in a miscegenated and multicultural world, through
as contemporary responses to Hollywood in the
the media if not in their own neighbourhoods, and
African American press, Knight suggests that black
a hope for resolving the ‘racial gap which they don’t
“audiences’ relationships with stars overlapped
feel responsible for.’ And it does so by crossing over,
with but were also voluntarily and necessarily
by loving instead of fearing blackness, by having
more multi-valent than white audiences’ relation-
black heroes, by refusing racism, and ultimately by
ship with stars.” Knight describes how African
embracing African-American culture which is all
Americans might have defined stardom “from
Americans’ culture.33
within a different set of values (and constraints).”
Given the unidirectional crossover she de- Asking “what were Black movie-goers’ relation-
scribes and its similarity to minstrelsy and other ships with Hollywood stars (and their films),”
appropriations of blackness in American culture Knight describes the polar options I have iden-
(including the hero worship of African American tified in terms of the diegetic black audiences
sports stars), Nataf ’s view seems utopian at best. in I’m No Angel and Without You I’m Nothing: (1)
To me, the film’s deconstruction of whiteness still black identification with and desire for white stars
seems to be geared toward a white audience. The and (2) critical distraction or interrogative re-
film creates the shock of displeasure by forcing a sistance. But he also points to African American
critical recognition of blackness’s frequent use in communities’ attempts to create African Ameri-
camp as an authenticating discourse. But this can stars despite the constraints of Hollywood,
shock is still mediated through the authenticating where black players were largely isolated in white
black presence of the on-screen audience and the worlds or segregated in wholly black worlds. In
figure of Roxanne. addition to creating independent “race” films
On the surface, Without You I’m Nothing’s en- and “race” stars (like Lorenzo Tucker, “the Black
coding of a critical African American response to Valentino”), African American publicity and live
the white star’s appropriation of blackness may touring elevated even minor black performers to
seem more subversive than I’m No Angel, which the status of stars for African American audiences.
depicts the African American response to West’s These mechanisms could effectively transpose
similar appropriations as affirmative and support- center and margin, foreground and background,
ive. But Without You I’m Nothing still locates camp lead and back-up.
pleasure strictly in the white star’s persona, reen- Hattie McDaniel’s performance, in particular,
acting hooks’s split between white camp pleasure seem available to be foregrounded and doubly en-
and a “more serious” race narrative. I’m No Angel, coded (as double entendre) for black audiences.
however, suggests the possibility of an alternate Billed early in her career as the “colored Sophie
mode of camp pleasure available to an African Tucker” and the “female Bert Williams,” McDaniel
American audience. began her career as a band vocalist and became the
Reading the maids’ performances as camp re- first African American woman to sing on Ameri-
pamela robertson wojcik 297

Louise Beavers and Mae


West in a scene from She
Done Him Wrong. Cour-
tesy of the Museum of
Modern Art.

can radio. She appeared on Amos ‘n’ Andy and The up— overplaying their delight in the white star to
Eddie Cantor Show, and starred in Beulah on radio point to the constructedness and unauthenticity
and tv. As Bogle notes, in films, her comments of their supportive role. Where West uses race as
and reactions “often can be read as a cover-up for support and back-up for her sex and gender mas-
deep hostility. Indeed, she seemed to time her lines querade, the maids play off West’s performance
to give her black audience that impression.” 35 and campily highlight the element of masquerade
When West responds to Libby Taylor’s comment in their own presumably “authentic” personae.
that she likes “dark men” by saying she “ought to Instead of an appreciative audience, they might
have a big time in Africa,” McDaniel’s facial ex- be seen as a critical chorus, momentarily fore-
pression— eyes widening and rolling in a kind of grounded to comment on the white star’s actions.
mock horror as she laughs— could be seen both as The double nature of African American per-
a stereotypical eye-popping response to the white formances in white Hollywood films have been
woman’s outrageousness (á la Stepin Fetchit) and noted before, but are generally described in re-
as McDaniel’s own campy theatricalization of that lation to practices of “signifying” rather than
stereotype. McDaniel makes a spectacle of herself, camp. By viewing them as camp, however, we can
drawing our attention to her response and to the broaden our conception of camp to acknowledge
stereotype she embodies, offering critical com- the degree to which camp is always already about
mentary on West’s joke and on “the historic bur- race as well as sex and gender and, conversely, to
den” she and the other actresses playing maids acknowledge that signifying is a sexed and gen-
have borne as authenticating back-up for white fe- dered practice as well. We can also consider how
male stars. camp can be used as a strategy from within both
Thus, at the same time that West’s maids sup- African American and gay communities to create
port her camp performance and direct attention a distance from oppressive stereotypes. By viewing
to her as star, they could also be seen as camping it the maids’ performances as camp, we can perhaps
298 hop on pop

escape the polarity of imagining the black audi- Notes


ence’s response as either affirmative or critical of
Portions of this chapter appear in Guilty Pleasures:
the white star and instead consider the possibility
Feminist Camp from Mae West to Madonna (Durham,
of a two sided camp response, involving both NC: Duke University Press, 1996). Thanks to Corey
identification and irony, recognition and mis- Creekmur, respondents at the Society for Cinema
recognition, affirmation and critique. Perhaps, Studies and the Humanities Research Center, and es-
too, by recognizing the maids’ performances as pecially Arthur Knight, for comments and suggestions.
masquerade, we can begin to rethink the rela- 1 Moe Meyer, “Reclaiming the Discourse of Camp,” in
The Politics and Poetics of Camp, ed. Moe Meyer (New
tionship between camp and race discourse as an
York: Routledge, 1994), 5 –7.
exchange between two modes of masquerade
2 bell hooks, “Is Paris Burning?” in Black Looks: Race and
rather than simply a white appropriation of black Representation (Boston: South End Press, 1992), 149.
authenticity. 3 Richard Dyer, “White,” in The Matter of Images: Essays
On Representation (New York: Routledge, 1993), 141.
4 Quoted in Richard Dyer, “It’s Being So Camp as Keeps
Conclusion
Us Going” (1976), reprinted in Dyer, Only Entertain-
Authenticity seems antithetical to camp which is ment (New York: Routledge, 1992), 146.
5 Andrew Ross, “Uses of Camp,” in No Respect: Intellec-
so doggedly committed to artifice. “Realness,” as
tuals and Popular Culture (New York: Routledge, 1989),
Paris Is Burning demonstrates, is precisely a sub-
143; and George Melly, preface to Philip Core, Camp:
versive category meant to dissolve difference and The Lie That Tells the Truth (New York: Delilah, 1984),
any notion of authenticity. We need, though, to re- 5.
consider how “realness” operates in camp and in 6 David Bergman, “Introduction,” in Camp Grounds:
queer academic discourse as a racial fantasy for Style and Homosexuality, ed. David Bergman (Amherst:
both white and non-white queers and the degree University of Massachusetts Press, 1993), 10.
to which camp and queer performativity rein- 7 Pamela Robertson, “‘The Kinda Comedy That Imitates
Me’: Mae West’s Identification with the Feminist
scribes racial difference. We need further to ac-
Camp,” Cinema Journal 32(2) (winter 1993): 57.
knowledge the degree to which we use essential-
8 June Sochen, “Fanny Brice and Sophie Tucker: Blend-
izing tropes of authenticity to position a more ing the Particular with the Universal,” in From Hester
authentic, because less fixed, queer identity. Ac- Street to Hollywood: The Jewish American Stage and
knowledging the links between camp’s sexual pol- Screen, ed. Sarah Blacker Cohen (Bloomington: Indi-
itics and race discourse may enable us to consider ana University Press, 1983), 45. The links between Jew-
non-queer forms of racial masquerade—such as ish and African American cultures are too complex to
delve into here. It is, however, worth considering the
the over-the-top sensationalist stereotyping of
contrast Susan Sontag sets out between homosexual
blaxploitation, or the Auntie Tom performances
camp and Jewish “moral seriousness” in her “Notes on
of Mae West’s maids—as forms of camp; to re- ‘Camp’” and how the mutual appropriation of African
think what it means for camp to be a “Stepin American culture in camp and in Jewish entertainment
Fetchit” or “Auntie Tom” and whether Stepin traditions might complicate that model, especially since
Fetchit and Auntie Tom were camp all along. It the references to blackness found in most other theo-
should also remind us to bring pressure to bear on rists of camp are absent from Sontag’s model. See Susan
our camp icons, and on our own camp readings Sontag, “Notes on ‘Camp’” (1964), reprinted in Sontag
Against Interpretation (New York: Farrar, Straus and
and practices, to ensure that we do not naively as-
Giroux, 1966), 275 –92.
sume that camp has a consistently progressive pol-
9 John Kobal, “Mae West,” in People Will Talk (New York:
itics. Camp may be, after all, a kind of blackface. Knopf, 1986), 154.
pamela robertson wojcik 299

10 Lawrence F. LaMae, “Writers Fear Hazel Scott Has Be- American Grammar Book,” diacritics 17(2) (summer
come ‘Hollywood,’ One Writes,” Chicago Defender, 1987): 65 – 81.
July 31, 1943. 25 John F. Szwed, “Race and the Embodiment of Culture,”
11 Donald Bogle, Toms, Coons, Mulattoes, Mammies, and Ethnicity 2 (1975): 27.
Bucks: An Interpretive History of Blacks in American 26 Jon Tuska, The Films of Mae West (Secaucus, NJ: Citadel
Films (1973; New York: Bantam, 1974), 60. Press, 1973), 93.
12 James Snead, “Angel, Venus, Jezebel: Race and the Fe- 27 Patricia Juliana Smith, “‘You Don’t Have to Say You
male Star in Three Thirties Films,” in White Screen/ Love Me’: The Camp Masquerades of Dusty Spring-
Black Images: Hollywood from the Dark Side, ed. Colin field,” and William Lane Clark, “Degenerate Personal-
MacCabe and Cornel West (New York: Routledge, ity: Deviant Sexuality and Race in Ronald Firbank’s
1994), 68. Novels,” in Camp Grounds, ed. Bergman, 185 –205 and
13 Mae West and the Men Who Knew Her (dir. Gene Feld- 134 –55, respectively.
man, 1993). 28 Pamela Robertson, “The Adventures of Priscilla in
14 Snead, “Angel, Venus, Jezebel,” 69. Oz.” Media Information Australia 78 (November 1995):
15 Stuart Hall, “New Ethnicities,” in Black Film/British 33 –38.
Cinema, ed. Kobene Mercer et. al. (London: Institute of 29 Jean Walton, “Sandra Bernhard: Lesbian Postmodern
Contemporary Arts, 1988), 28 –29. or Modern Postlesbian?” in The Lesbian Postmodern,
16 Eric Lott, “‘The Seeming Counterfeit’: Racial Politics ed. Laura Doan (New York: Columbia University Press,
and Early Blackface Minstrelsy,” American Quarterly 1994), 248.
43(2) (June 1991): 227. See also Eric Lott, “Love and 30 Z. Isiling Nataf, “Black Lesbian Spectatorship and Plea-
Theft: The Racial Unconscious of Blackface Min- sure in Popular Cinema,” in A Queer Romance: Les-
strelsy,” Representations 39 (summer 1992): 23 –50. bians, Gay Men, and Popular Culture, ed. Paul Burston
17 Linda Nochlin, “The Imaginary Orient,” in The Politics and Colin Richardson (New York: Routledge, 1995), 76.
of Vision: Essays in Nineteenth-Century Art and Society 31 Lauren Berlant and Elizabeth Freeman, “Queer Nation-
(New York: Harper and Row, 1989), 49. ality,” boundary 2 19(1) (1992): 150.
18 John Corbett, “Siren Song to Banshee Wail: On the Sta- 32 Ibid., 173 –74.
tus of the Background Vocalist,” in Extended Play: 33 Nataf, “Black Lesbian Spectatorship,” 77.
Sounding Off from John Cage to Dr. Funkenstein (Dur- 34 Arthur Knight, “Star Dances: African American Con-
ham, NC: Duke University Press, 1994), 56 – 67. structions of Stardom, 1925 –1945,” paper presented at
19 Kaja Silverman, The Acoustic Mirror: The Female Voice the meeting of The Society for Cinema Studies (Dallas,
in Psychoanalysis and Cinema (Bloomington: Indiana 1996).
University Press, 1988), 61. 35 Bogle, Toms, Coons, Mulattoes, Mammies, and Bucks,
20 Ramona Curry, “Goin’ to Town and Beyond: Mae West, 120.
Film Censorship and the Comedy of UnMarriage,” in
Classical Hollywood Comedy, ed. Kristine Brunovska
Karnick and Henry Jenkins (New York: Routledge,
1995), 220.
21 Hazel Carby, “It Jus Be’s Dat Way Sometime: The Sex-
ual Politics of Women’s Blues,” in Gender and Discourse:
The Power of Talk, ed. Alexandra Dundas Todd and Sue
Fisher (New York: Ablex, 1988), 231.
22 SDiane Bogus, “The Queen ‘B’ Figure in Black Litera-
ture,” in Lesbian Texts and Contexts: Radical Revisions,
ed. Karla Jay and Joanne Glasgow (New York: New York
University Press, 1990), 275 –90.
23 Snead, “Angel, Venus, Jezebel,” 69.
24 Hortense J. Spillers, “Mama’s Baby, Papa’s Maybe: An
“They Dig Her Message”: I saw Francesco Rosi’s film version of Bizet’s Car-
men. I had wound up majoring in foreign lan-
Opera, Television, and
guages so there were no further barriers to libret-
the Black Diva tos and I had matured enough to recognize the
similarities with my other cherished forms of
Dianne Brooks melodrama. Soon after, I bootlegged my mother’s
Leontyne Price aria collection and have become
increasingly obsessed.
Some black women like myself, born in the late I still struggle to understand my and my
1950s, are culturally schizoid. As children of pro- mother’s relationship to this particular form of
gressives, our youth was marked by transition, iconic, hero worship. First there is the sheer excess
boundary crossing, and integration. My mother, that is everywhere—the music and voices that
educated in the black middle-class style and a true cause chills, the largeness of the visual spectacle,
progressive thinker supplemented my cultural and the tawdriness of the stories. This is the easy
education with Youth Symphony Concerts, ballet part to understand. Then there is the black lady,
lessons, and opera.1 Here the notion was both of representing the possibility of beauty and dignity
uplift (the now hackneyed notion that black in a world which maligns and disrespects her and
people could and should do anything whites or assumes her to be coarse, ugly and tasteless. Then
anyone else did) and of true artistic and intellec- there is the more transcendent opportunity to
tual curiosity. Television further enhanced this see oneself across culture, beyond one’s culturally
cultural conflict by providing us with the possibil- limited role. In opera, black ladies are glamorous,
ity of becoming both addicted and exposed to beautiful, desired, princesses, nuns, maids, aristo-
absurdly populist fare like The Beverly Hillbillies crats, actresses as well as French, Italian, Germanic,
and sublimely artistic attempts at mass eleva- Ethiopian, Japanese. Yet in the early 1950s when
tion like Omnibus or the Children’s Film Festival. Leontyne Price first appeared on the operatic
And opera! It was everywhere for me, blaring scene, black women were mainly culturally visible
through the house on weekend afternoons, ema- as passive servants or tragic mulattoes.2
nating from our black-and-white television set, Nevertheless, opera represents an antiquated
and taking place in downtown Boston, where I, intercultural dream. In this dream, we are able to
little ten-year-old me, actually met the great Leon- experience the whole wide world beyond the
tyne Price. boundaries imposed because of race, gender and
Of course, I didn’t fully appreciate Leontyne class. Such limits don’t allow you to imagine trav-
Price when I went backstage. I didn’t appreciate eling to foreign countries or to experience alterna-
her status as symbol, icon, and nexus of a cultural tive perspectives. They choke your identity and
hurricane. Price was, after all, the first African inhibit you. However in the dream opera world
American singer to make it to the Met in her a black woman can even be “difficult”; not just
prime, and to break ground on the nbc-tv sassy, but defiant. For example, I saw Kathleen
Opera. But more significantly, I did not really un- Battle and Thomas Hampson several months ago
derstand her vocal greatness although I knew it in a televised concert performance together tele-
and felt it. Despite my mother’s best efforts I had cast on Live from Lincoln Center. Battle has always
rejected the sublime as embodied by opera during fascinated me and especially recently: she is the
my childhood and adolescence. It took the visual “bad” girl black diva. I love her because she has the
to bring me back around, when, several years ago, audacity to be haughty. She is the anti-stereotype.
dianne brooks 301

Black women aren’t supposed to be haughty: we’re challenged conventional notions of representa-
supposed to be grateful for opportunities, as well tion, who could stand for whom, and became a
as strong and sensible and big and buxom. But commercially and socially viable sign. Price’s im-
Battle is a svelte and sexy brat, punished for her age was always complex, a plethora of shifting rep-
bad behavior by being fired by the Met. Despite resentations. But she did not give over her black
her troubles, she represents the dream that many identity; she was neither absorbed by white, oper-
of us black women have: to be elevated and cher- atic culture, nor was she limited to black roles in
ished, rather than abused and denigrated. Many of black productions.
us, even those of us who are strong feminists, crave Historically, Marian Anderson broke impor-
the opportunity to be valued for our femininity far tant ground with her appearance on the steps of
away from our experience. We are so desperate for the Lincoln Memorial. Anderson had been sched-
this kind of visual recognition that when matinee- uled to appear at Constitution Hall but had been
idol-like Hampson, at the closing of one of their denied access at the last minute by the Daughters
duets, sweeps her up into his arms and carries of the American Revolution, owners of the hall.3
her off stage, I cheer out of my own desire to be They refused to allow a “colored” person to ap-
recognized. pear there. Eleanor Roosevelt stepped in, resign-
My aim in the following discussion is to con- ing from the dar and securing for Anderson her
sider one way in which the black female operatic place at the Lincoln Memorial, where she stood
persona, constructed via television, opened an al- and sang before an enormous, integrated audi-
ternative narrative space for black women. In this ence, a symbol of black achievement in the face of
space, black women were allowed to be something American racism.
other than poor, pathological members of the un- The film of the performance remains a striking
derclass, even allowed to represent people who visual moment as a lone black woman sings out in
were not necessarily black. I will investigate this front of a national monument. Yet Anderson’s per-
apparent representative transgression by looking formance, although similar to Price’s public role,
at the television career of the first black diva to differs in artistic significance. Although, that mo-
sing lead roles with the Metropolitan Opera, Leon- ment stirs much race pride in African Americans,
tyne Price. Beginning in the 1950s, black Ameri- it forced Anderson to be understood socially as “a
cans recognized that television was probably the proud black woman, dignified in the face of indig-
best way to get the larger culture used to the ideas nity.” This remains an important political message
of integration and the world beyond their back but it limited Anderson’s artistic and social role. At
doors. At this time, the United States also realized that time it remained impossible for an African
the need to expand its cultural markets both do- American person to be read as other than race vic-
mestically (from just whites to whites and blacks) tim, a reading which necessarily limited the artis-
and internationally. It needed to project an image tic and representational roles available to that per-
of tolerance and inclusion. Television, opera, and son. So, in the case of Anderson, the image that we
Leontyne Price were employed as the vehicles of most remember is, the only preserved and oft-
this integrationist task. used one: the Lincoln Memorial moment. Such an
Ms. Price’s television career demonstrates how iconic moment obscures the fact that although she
this culture insists on constructing oppositions debuted too late for starring roles at the Metro-
between opera and television, art and entertain- politan Opera, she was the first black woman to
ment, black and white. Such oppositions do not receive an operatic performance contract with the
entirely succeed in the case of Leontyne Price. She most prestigious opera company in the United
302 hop on pop

States. We may also not realize that Marian An- understood the vernacular, that the black popula-
derson had a rich operatic, concert career. Regard- tion is culturally homogenous, that they needed a
less of race, this further knowledge can free us to translator and that they are not opera fans. But by
imagine ourselves as other than what we are told the late 1980s one can no longer assume that Price
we can be despite the very real limitations that was a “translator” or that she was an out of touch
stand before us. We need the reality of the conse- anomaly. A 1982 New York Times article strained to
quences of oppression as well as the opportunity read Price’s accomplishments in a more contem-
to imagine something beyond it. porary context, noting that Price always had a
Television came along early on with endless black business manager who “refused roles she
promise eventually invading and penetrating our thought inappropriate for a black woman,” and
homes. In an age of increasing image bombard- “consciously avoided a public romantic attach-
ment, the nature of the diva changed. Just as poli- ment with a white man.” 5 The Times article again
ticians had to pay attention to television after the assumed a black cultural homogeneity and unity
1960 election, divas now had to emerge on or of values but one that no longer saw integration as
somehow be anointed by television. Stardom be- important. Thus Price’s early symbolism worked
came increasingly attached to the visual image. to erase her presence; there is little sense of the real
Despite the Lincoln Memorial moment, Marian Price anywhere in the thirty-five years of coverage.
Anderson could not be the first black opera “star” Ultimately the mainstream media scrambled to
because she was known by way of radio. She was reconstitute her as a black heroine only at her
loved and admired, but she was also already fifty- retirement.
eight by the time she stepped on stage for her first Since so much of Leontyne Price’s professional
full-length operatic performance with the Met. By life was public, it’s become difficult to separate co-
1955, the year of Anderson’s Met opera debut, Leon- incidence from construction. Significantly, 1952,
tyne Price had already eclipsed her signification by the year in which the United States Supreme
way of the medium that has changed the nature of Court changed history by declaring in Brown v.
all stardom. Price debuted that year nationwide in Board of Education of Topeka that separate but
the nbc Opera Theatre production of Tosca, at the equal was no longer the law of the land, was also
age of twenty-eight. the year Price debuted in her first full-length
opera, Virgil Thomson’s Four Saints in Three Acts.
This opera was first presented at the Hartford
They Dig Her Message:
Athenaeum in 1934 and has always been recog-
Leontyne Price’s Televisual Construction
nized as a consciously modernist and progressive
A 1961 New York Daily News photo shows Leon- achievement. Thomson’s contact with black cul-
tyne Price being presented with an award by black ture through Josephine Baker in Paris and the Carl
church members and runs the caption: “They Dig Van Vechten scene in Harlem led him to the deci-
Her Message.” 4 This caption highlights one of the sion to “have my opera sung by Negroes.” 6 Using
many roles Leontyne Price played according to the blacks to play Spanish saints destabilized the rep-
media. Price wasn’t simply an opera star, she was a resentation. Such iconoclasm was supported by
star with a “message,” a translator who can “get the already modernist libretto contributed by
down” with the folks and show them the way to Gertrude Stein. Leontyne Price appeared on the
the mysterious yet sublime world of high culture. scene around this beginning of the end of legally
This caption reveals certain misconceptions about sanctioned segregation. Both of the events were
the black churchgoer of the time: that they only symbolic: Price signaled the possibility of integra-
dianne brooks 303

tion by way of “non-traditional casting.” Brown v. Bess in Gershwin’s Porgy and Bess which revealed a
Board of Education did not end segregation, but more commercial image of a black diva. She took
signaled the end. this role instead of going off to Paris to study
Once she began to be recognized as a vocal phe- voice. In Porgy and Bess unlike Four Saints and
nomenon, the various presses searched for a nar- Three Acts, Price performs the more limited and
rative into which Ms. Price could be fit. They more commercially viable role of poor black
constructed the tale of Price, born in Laurel, Mis- woman. This opera was also intentionally written
sissippi, in 1925, the only daughter of a teacher and for blacks but without any modernist attempts to
laundress who ultimately attends and graduates destabilize notions of representation. Here Gersh-
from the Juilliard School of Music. Leontyne Price win celebrated black life using a musical mixture
easily fit the role of the “black lady.” She was tal- of popular jazz and opera. So, by very early in
ented and ambitious, attractive and extremely Leontyne Price’s career, she had already traveled
well-educated, and from a family that seemed to across a spectrum of roles for black artists but her
have transferred the values of hard work to their social influence was still limited to the stage.
daughter. The accounts do not offer many insights
into the black part of her life. They assume that she
Leontyne Price and Television
had very simply assimilated. This Horatio Alger
narrative was instantly seized upon by govern- Leontyne Price’s image was narratively and sym-
ment media to aid in its attempts to promote an bolically overloaded from the beginning. She
anti-racist world image. In the 1950s the U.S. State stepped in to take up Marian Anderson’s place as
Department was actively employed in the busi- the black operatic voice. But more importantly,
ness of countering criticisms by Communists that she appeared just in time to be taken up by the
America’s racist social policies were anti-egalitar- new visual, television—a medium of the home.
ian, anti-democratic and ultimately supported the Because she was now “seen,” producers and audi-
corrupt, exploitative capitalist elite. Once the Cold ences could not separate her vocal artistry from
War began and the USSR began increasingly to what she represented, despite their constant insis-
support anti-imperialist struggles in Asia, Africa, tence on color blindness. Although a highly ac-
and Latin America, the department organized complished vocal artist independent of television,
tours with African American performers to these Price was immediately taken up and constructed
areas. Not surprisingly, Anthony Carlisle, writing via press and television as a sort of affirmative ac-
about “Negroes in the News” for the U.S. State De- tion opera star. Leontyne Price became the first
partment, seized upon Price’s narrative of happy great black diva, one of the means by which opera
southern race relations. Carlisle foregrounds the and television would become integrated. She was
benevolent Mrs. Chisolm who recognized the at first cherished as a boundary crossing hero, a
talent of her laundress’s daughter and who then symbol of possibility at a time when integration
sponsored her by providing use of her piano, mu- seemed to be a utopian objective. But as the inte-
sic and records and later by “assisting her finan- gration project began to fail, and as opera receded
cially, providing clothes and defraying travel ex- to remotest reaches of pbs, Price’s blackness, the
penses . . . also making it possible for Miss Price to black lady version, became relatively valueless.
sing before a jury of musicians at . . . Juilliard where Leontyne Price’s television resume is extensive.
she was granted a scholarship.” 7 This account pro- She appeared in four separate productions of the
vided the beginning of the good black diva image. nbc Opera Theatre (1955 –1962); was the subject
Price’s next debut was on the Broadway stage as of a wcbs-tv biography called This Is Leontyne
304 hop on pop

ism and cultural betrayal.8 The black lady narra-


tive can be traced back to uplift messages found in,
for example, the Black Clubwomen’s movement.
This movement, similar to that begun earlier by
white women, organized large numbers of mainly
middle-class black women into reformers. Promi-
nent black women activists like Mary McCleod
Bethune and Ida Wells-Barnett were members
of the National Association of Colored Women
which by the turn of the century represented
50,000 members.9 These reformers believed in
values of hard work, education, and morality, sim-
ilar to the white women reformers who preceded
them. Black women’s colleges like Spelman in At-
lanta trained women to be teachers in their com-
munities and taught them to be morally above
reproach.
Fictional versions of these black ladies appeared
in novels by black women writers like Francis Ellen
Watkins Harper and Pauline Hopkins. Writing in
African American opera diva Leontyne Price. the late nineteenth century, these women con-
structed heroines who were well-educated, career-
oriented, moral and chaste. Since black women, at
Price (1965); performed two segments in a Bell that time, were presumed to be ignorant and licen-
Telephone Hour (1965); appeared in the Bell Tele- tious, writers and other black women urged ac-
phone Hour’s coverage of the opening of the new tions that would counter these stereotypes. Visual
Metropolitan Opera House at Lincoln Center representations of these black ladies are found
(1966); appeared as part of yet another Bell Tele- in early black independent films, such as Oscar
phone Hour special entitled “The First Ladies of Micheaux’s Symbol of the Unconquered. In that film
Opera” (1967); won two Emmys (one for a 1979 the main character, Sylvia Landry, is a chaste and
White House concert, the second for a 1980 Live honest teacher, raised by hard-working folk; she
From Lincoln Center telecast) and finally closed survives various adventures and hardships in her
out her televised full-length opera career with La attempts to raise money for the school in which she
Forza Del Destino and Aida (what became her sig- teaches. But these black ladies were both revered
nature role) both in the 1984 –1985 season. She was and resented. Black ladies were suspect because of
also the subject of a public television biography their uncritical support of a class hierarchy that
in 1984. presumed poorer blacks to be ignorant and im-
I would like to discuss five of these numerous moral. On the other hand, black clubwomen/black
television appearances which occurred in three ladies always understood that their fates were
socially distinct decades. I am most interested in bound with that of the masses of less well off black
charting Price’s shifting signification as a sort of people. The motto of the nacw, “Lifting as We
trajectory of the black lady. Wahneema Lubiano Climb,” was explained by president, Mary Church
discusses the “black lady” as a culturally recogniz- Terrell, as necessitating that members, “come into
able narrative that walks a fine line between hero- the closest possible touch with the masses of our
dianne brooks 305

women, through whom the womanhood of our poor. Although she had been recognizable as a role
people is always judged.” 10 By the 1950s, however, model through the 1950s and into the early 1960s,
the black community was beginning to disperse, she soon disappeared as an authentic black repre-
and middle-class blacks moved away from exclu- sentative. She had become merely a symbol of as-
sively black communities leaving the poor behind. similation into the white world and denial of op-
Leontyne Price appeared at a time when black portunity to black men. Not surprisingly, by the
middle-class achievement and assimilation were 1980s Clarence Thomas could impose this narra-
still the dominant goal. This notion, however, es- tive on Anita Hill, as Wahneema Lubiano suggests.
sentially failed to address how class is as potent a As a result, he garnered almost unflinching sup-
factor in oppression as race. Eventually, the chaste port from many in the black community, despite
black lady represented assimilation and moral up- his own obvious desires for whiteness.13
lift. She no longer served the broadest notion of a We can follow this downward trajectory of the
unified community. That community ceased to ex- black lady via the television visibility of Leontyne
ist in the common geographical and social location Price. The early Price of the 1950s is the ground
it had under de jure segregation. breaker, the Jackie Robinson of opera, televisually
The “black lady” was always subject to criticism constructed to demonstrate television’s benefi-
by black men. They distrusted and resented these cence and its self-proclaimed color blindness. By
women who the men perceived as having greater the mid-1960s American television realized that it
opportunities and accomplishments. The tradi- needed to appear more than simply colorblind.
tional role of black women has been primarily un- The policy of pretending blacks were just like
derstood to be as supporters of black men. Often whites and would not be noticed did not work.
their achievements were viewed as a threat to the Civil rights had put the issue of race discrimina-
dominant model of male identity in the larger cul- tion into the forefront in such a way as to call at-
ture, even when, for example, black women of- tention to blackness. Leontyne Price was a ready
fered fairly traditional views of marriage. Accord- symbol, now fully embraced by television as a cul-
ing to a prominent clubwoman of the early 1900s, tural representative/translator of the 1960s. But
“the true woman takes her place by the side of the non-violent, integration did not give way to peace-
man, as his companion, his helpmate, his equal, ful assimilation either. Once black power came
but she never forgets that she is a woman, not a into the forefront, and opera was finally relegated
man.” 11 A popular notion at that time was that to public tv land, Leontyne Price’s version of the
black women would be unfit to do their work in black lady really had no place.14 By the 1980s
the home if they studied certain subjects like Latin, Ms. Price had lost her status as black icon. She was
Greek, and the higher mathematics. From the all- pressed into service at a time when progress was
male American Negro Academy, formed in 1897 to thought to be assimilation and discarded when
bring together leading intellectuals like W. E. B. identity politics began to limit, rather than ex-
Du Bois, to civil rights organizations and black na- pand, the available narratives for black women.
tionalist groups of the 1960s, black women’s public Although she is still admired and respected within
achievement and activity have been a great source the small world of opera, Leontyne Price’s status as
of contention. In the late 1960s, with the ascension ground-breaking hero has not remained intact in
of black power movements, women were relegated the American cultural scene.
to support positions within the prominent organ- Leontyne Price, like many “black ladies” of her
izations.12 By that time, the black lady as a promi- era, was identified by her iconography. Despite the
nent symbol of uplift was likely to be ridiculed as a early promise, Price could not move far beyond
participant in the oppression of the urban black the narrative of black lady representative of the
306 hop on pop

race. And once that narrative was discredited she liest period in the broadcast history of television
was no longer televisually useful. Although praised when producers fought battles about what kind of
with laudatory comparisons like “the Stradivarius programming should air and about who should
of singers,” Ms. Price was also criticized for her produce it. But the program died at just about the
lack of gesture, her stiffness on stage. Black ladies time when consolidation of television production
were often taught to be stiff and reserved which practices was complete. Over the course of the
translated into in control of emotions and pas- decade, television production moved from New
sions. Gentility and reservation won out over in- York to Hollywood. Live “theater-like” program-
your-face emotion and anger. We learned to play a ming gave way to filmed series. Perhaps most sig-
role for public consumption that became oppres- nificantly, television programming control shifted
sive in itself. The early Price of nbc’s Tosca was a from advertiser/sponsors to networks. Television
much more supple and open actor than the later critics and writers saw these changes as a retreat by
symbolic Price, weighed down by the social signi- the industry from earlier commitment to aesthetic
ficance of being the only black woman to open the experimentation, program balance, and free ex-
new Metropolitan Opera House in 1966. The later pression. According to some contemporary crit-
Price of the 1985 farewell Aida is the stiffest of ics, however, marketing considerations were al-
them all: she seems totally worn out; she did not ways the primary motivator: there had never been
act, she just said goodbye. any serious commitment to the values of culture,
taste or aesthetics.16
Pat Weaver was the master of putting the rhet-
Constructing Ms. Price: Tosca and the Audience
oric of culture and taste in the service of network
One reason that I insist on linking Leontyne Price, consolidation campaigns.17 Weaver outlined his
an operatic star, to television is because of her place strategy for attracting the light viewer to television
in the medium’s history. Although this fact is not in a 1953 staff memorandum, which states that “we
widely known, Price’s 1955 appearance in Tosca on must get the show that gets the most talk in the
the NBC Opera Theatre was her first in a grand op- coming season, that wins the Peabody award, that
eratic performance. More importantly it was the enables me to keep carrying the fight to the intel-
first time any black woman performed a grand op- lectuals who misunderstand our mass-media de-
eratic role before a wide audience and the first such velopment, and that can be profitably sold with-
performance of a black woman on television.15 The out affecting any of our present business.” 18
NBC Opera Theatre and the NBC Opera Company, So, although artists worked in television hop-
a combined full-fledged touring company, was ing to keep television independent of the low-
the brainchild of Samuel Chotzinoff, the nbc ex- brow aesthetics of the Hollywood film industry,
ecutive who, among other things, brought Arturo the market dictated that television would not serve
Toscanini to nbc, and Peter Herman Adler, the the public by elevating their tastes. Rather, by the
conductor of the New York Opera Company. Both 1960s, the appearance of the black lady opera star
Chotzinoff and Adler believed that the NBC Opera was affected by tv’s transformation.
Theatre would be a way of acculturating the masses The black lady survived as a sort of hybrid be-
through television and increasing the audience for tween high and low culture. Her mission was eleva-
opera. Thus all productions were sung in English tion but she did not forget her roots. Network tele-
and used a combination of telegenic singers and vision tried to produce both high and low culture,
actors. NBC Opera Theatre productions began in but ultimately abandoned the high art aesthetics.
1948 and lasted until the mid-1960s. Leontyne Price’s first few operatic appearances
The NBC Opera Theatre began during the ear- happened on the network produced NBC Opera
dianne brooks 307

Theatre during the period of network experimen- an Urban League award in 1953. So, in this context,
tation with high culture. By the 1960s Bell Telephone it seems Price was just simply to play Floria Tosca
Hour programs were no longer produced by the and no one was supposed to identify her as black.
network and were obviously intruded upon by But nbc did want people to identify with her
low-brow influences. Her final broadcast—a non- for a number of reasons. At the time, the net-
network, public television production with corpo- work base was New York City, which had a large
rate underwriting—was the purest in its high art black population who were not shy about criticiz-
aesthetic and the least accessible. ing their lack of visibility in programming. The
At the time of Leontyne Price’s television de- emerging civil rights movement was creeping
but, black artists had been singing and performing onto network television. nbc executives like Pat
grand opera, but they were relegated to all-black Weaver saw the network as a necessary participant
companies in the United States.19 Marian Ander- in the molding of a domestic ideology that would
son appeared at this time in a supporting role with inform and enlighten viewers and “liberate them
the Metropolitan Opera, the first black woman to from their primitive tribal belief patterns.”21 The
ever sing there. Black performers, such as Sammy politics of the time necessitated a presentation of
Davis Jr. and Ella Fitzgerald made guest appear- America as a tolerant, inclusive democratic soci-
ances in television variety programs but none ety. nbc’s public relations director, Sidney Eiges,
were allowed a controlling role. In fact the viewing promoted and defended their integrationist poli-
public had not seen a black woman performing as cies at the time of Price’s television debut. Much
the tragic Italian heroine opposite white men. Al- of his correspondence explained the new visual
though the early network claimed that it simply narrative constructed around Price as that of the
hired the best person for the role, casting a black well-mannered, highly cultured artist of superior
woman as a white woman on live television would talent, who happens to be black and achieving the
have called attention to the text, infusing it with dream of uplift and upward mobility. A memo
numerous possible and potentially “uncomfort- from George Norford to Eiges, dated 6/7/55, sev-
able” meanings. eral months after Price’s nbc debut, reveals fur-
By 1955, the year of the Tosca broadcast, nbc ther evidence of nbc’s more conscious attention
had already been actively practicing a policy it to race than simple race-blind hiring. Norford’s
called “integration without identification.” nbc’s memo expressed concern that nbc was losing the
public relations director, Sidney Eiges, explained “integration race.” Norford attaches a copy of Alvin
that “people who work for us whether in office “Chick” Webb’s column in the Amsterdam News
work or on programs as entertainers are all em- which cautioned nbc that “they are being outdis-
ployed on the basis of ability without regard to tanced considerably by their rival, cbs, along the
race or color.” 20 The wording of this policy seems integration-of-Negro performer’s front.”22 Nor-
to indicate that the objective was to simply assim- ford came up with a number of suggestions to “ex-
ilate blacks into nbc without paying any special tend this daring and imagination” [in program-
attention—just sort of inserting them into places ming] to encompass Negro performers in its top
in between whites, as if no one would or should programs in the coming season. Number three on
notice. Copies of the rca employee newsletter, the list was “an nbc Opera with a Negro star or co-
The Baton, contains several articles under the sub- star (which would help put to rest the feeling that
heading “News of Significant Developments in ‘Tosca’ was a one-shot ‘accident.’”)23
Home Entertainment and Electronics” which Leontyne Price then helped to introduce a new
mentions new black employees and performers. version of the black lady to a wider audience via
This policy was successful enough that it garnered television opera since neither black nor white au-
308 hop on pop

diences had seen her in this particular context. at that time were as overweight maids like Beulah
Television audiences may have caught a glimpse of or as variety entertainers. Mrs. Rapp may not have
the black lady elsewhere in variety show perfor- minded reveling in the golden tones of Leontyne
mances, for example, but they had never seen her Price’s black lady voice, but the visual spectacle of
play a white woman. Price’s interracial casting re- her acting as other than black was too disruptive
ally pushed beyond the boundaries of any and all to be pleasurable. Mrs. Rapp could no longer
narratives available to black women at the time. identify and could no longer recognize herself in
So, in spite of their stated policy that we do not the heroine and the romantic excess which drove
“identify,” nbc seemed to expect that black and the opera.
white audiences would recognize and accept an On the other hand, letters of praise, such as the
integrated American landscape where blacks can following from Henry Lee Moon, Public Relations
stand in for whites. Leontyne Price continued to Director of the naacp, suggested that some people
carry out nbc’s integrationist pledge while she recognized and identified with the black lady. This
boosted her own career visibility by performing position provided a useful and oft-repeated de-
in three more NBC Opera Theatre Productions: fense of her visual existence:
Don Giovanni, Dialogue of the Carmelites, and The
We have received many calls from members and
Magic Flute.
friends of our Association this week expressing their
The destabilizing presence of Ms. Price in the
enjoyment of the program and their appreciation of
1955 televised Tosca elicited numerous responses
this significant step by nbc in setting aside the an-
which do not adequately address the specialness of
cient taboo against Negro performers in opera. . . . I
the event. In a letter to nbc president Sylvester
have no doubt but that the vast majority of the
“Pat” Weaver, Mrs. Rapp, an opera fan, seemed to
American people, irrespective of race, color or re-
recognize that the black lady was out of place. She
gion, shares the enthusiasm of those who spoke to
wrote:
me. However, I do recognize that there is an articu-
I had looked forward to hearing your presentation late, organized minority which opposes every ad-
of Tosca this afternoon but was shocked and dis- vance made toward securing the equality of oppor-
mayed by your casting of a negress vis-a-vis white tunity for all Americans, regardless of race, creed or
men in such necessarily romantic scenes. Since color. . . . I am sure that many televiewers join us in
there is no dramatic excuse for this casting, as there the hope that nbc will not now rest on its present
would be in Aida, for example, I find this deliberate laurels but will continue to employ talent on the ba-
inter-racial propaganda extremely offensive and be- sis of individual merit.25
lieve it to be both premature and mis-guided. Let us
This response assumed a tolerance level that
not mis-use our arts for propaganda in the commu-
was inconsistent with the times, but Moon was,
nist manner. When inter-racial romances become
like Eiges, a pr man who was trying to put the best
part of the folkways of America will be time enough
possible spin on a truly disruptive event. Eiges sug-
for such casting as ruined my enjoyment of today’s
gested to Mrs. Rapp that since the “majority” of
tv performance. I have no objection to Miss Price
American people did not care, why shouldn’t cast-
personally. She has an excellent voice and I have pre-
ing be colorblind. The strategy was to stem the fear
viously enjoyed her work many times.24
of the “other” by making the “other” the same.
Although we know that Mrs. Rapp knew Ms. And since the normative television image was and
Price’s work and race, we know she had never seen still is that of the upwardly mobile middle-class,
Ms. Price play a white character since the only the theory was that visually representing the black
available film and television roles for black women versions of this little by little would be acceptable.
dianne brooks 309

The nbc responses to irate white viewers summon own “survey of conditions relating to the employ-
up an image of an integrated, tolerant nation ment of Negroes in the media of Radio and Tele-
where the pools of highly qualified blacks compete vision” and from the results had concluded that
evenly with whites, especially in the arts: there was an “absence of shows headed by out-
standing Negro personalities.” 30 In response,
In carrying out our policy [of bringing to the Amer-
Eiges referred again to the “integration without
ican public the very best in music], our artistic di-
identification” policy, to the upcoming Tosca
rectors have only one yardstick in choosing per-
broadcast and enclosed a list of black performers
formers—and that yardstick is ability. We would be
who had appeared on nbc in the previous three
shirking our duty to the music-loving public if we
months.31
let other considerations enter into this choice. In the
Eiges used the Price performance again in re-
opinion of our opera directors, Leontyne Price was
sponse to a similar complaint from a Mr. John
the most artistically fitted to sing the role of Tosca.26
Randolph who expressed his regret over his par-
At the same time that television was evoking ticipation in “blackout,” whereby black audiences
a fantasy of a racially diverse America, it at- turned off their television sets protesting against
tempted to elevate itself via high culture. The nbc’s lack of inclusion of black performers. Eiges
network promoted the ideas that art knows no stated that:
compromise and that art transcends the literal
We think nbc’s record of the use of persons on the
and banal concerns of politics, law and sociology.
basis of their abilities without regard to race, creed
Apparently, a Mrs. Caldwell raised a concern speci-
or color is an outstanding one. . . . It is perhaps best
fically about interracial relationships to which
exemplified by the recent appearance of Leontyne
Eiges responded,27 “We realize that the subject of
Price during the nbc TV Opera Theatre perfor-
Negro-white relationships tends to be contro-
mance of “Tosca” on January 23. nbc has a policy of
versial. And, as you point out, there are laws gov-
integration without identification under which the
erning such relationships in Mississippi and else-
number of Negroes appearing on our programs and
where. But our sole concern in our operatic
joining our work force is constantly increasing.32
productions is music, and not sociology. Further-
more, we feel that questions of race, color and As with most cases of racial ground-breaking at
creed can have no place in the world of the arts, the time, audiences were supposed to notice but
nor in any aspect of our nbc operation.” 28 expected to either applaud the progressiveness of
But this fantasy of a colorblind America has the medium or get used to the changing world.
never been represented anywhere. There was no Leontyne Price is the black lady plus in this con-
real visual context for this evocation; nbc then (as text; she is a well-educated credit to her race, but
it does today) did the affirmative action dance, ad- even this very first appearance signals her attempt
justing its textual readings and responses depend- to step beyond those narrow definitions. Leontyne
ing upon which direction the criticism was com- Price is the black lady who dares to study Latin,
ing from. When blacks criticized nbc’s lack of Greek, and the higher mathematics; the black lady
visual integration, Eiges could turn to Price’s per- who is both expected to uplift and held respon-
formance in Tosca as an example of nbc’s good sible for failure.
race relations. He offered a slightly different read-
ing from that given to whites, as in the response to
Leontyne Price as Text
Lorraine Tucker of the Bronx Council of the Na-
tional Council of Negro Women.29 The National In my own specific, post-1960s context I have al-
Council of Negro Women had conducted their ways understood the importance of the black lady.
310 hop on pop

My mother, my aunts, some of my teachers were formances that are organized for the stage. In the
all “ladies” in this sense: both devoted to the fam- case of the NBC Opera Theatre, the performances
ilies and communities from which they came and were written and staged for television, blocked
interested in culture beyond the boundaries of and shot on sets in television studios. The visual
race. These women were our teachers and pro- was almost more important than the musical: this
vided us with positive models of limitless poten- was opera for television, not televised opera. The
tial. And although the black lady suffers under the setting was thus more intimate, the spaces were
degrading label of bourgeois assimilationist, she closer and most shots were medium shots and
continues to exist from Jessye Norman to Angela close-ups. In Live at the Met broadcasts, the seven
Davis.33 Yes, even with her sophisticated national- cameras fight to capture the breadth and the huge-
ist, class, and gender critique, Davis’s education, ness of the Metropolitan Opera House, zipping
manner, and comportment betray the black lady from close-ups to wider and longer shots of the
underneath. great sets and masses of singers. When I watch the
There are several reasons why a form as steeped Leontyne Price of that first Tosca I am struck by
in high art tradition as opera resonates with some the joy and exuberance of her acting; she touches
black women. Black women, from Elizabeth Tay- and embraces her Cavradossi with no apparent
lor Greenfield in the 1700s to Kathleen Battle, have hesitation. She moves gracefully, smiling lovingly
been singing concert operas; it is part of black and glaring haltingly when demanded by the story.
American history. There have also been consistent I am stunned at how beautiful she looks, costumed
black audiences for opera across generations and as a Floria Tosca, the Italian actress in flowing
centuries, who formed their own independent gowns, flatteringly lit (always an issue for darker
fan groups and opera companies. And opera re- skinned performers); it’s almost like watching the
mains one of the few mediums that engages in Rodgers and Hammerstein’s Cinderella but with
non-traditional casting, and thus one where black better music. When Price is directed for the small
women can indulge in the old world fantasies of screen, by an experienced television director,
glamour and excess, which are usually denied to us. there is virtually none of the rigidity of her later
When I finally saw the nbc opera broadcasts at more distanced, literally outsized, performances. I
an archive in Wisconsin, I had a deeper under- find myself so able to identify that I am practically
standing of what Leontyne Price’s significance was absorbed by the text. Finally, someone who more
to my mother and other black ladies of her gener- closely resembles me, at least in skin tone, gets to
ation. I had grown up with her recordings as a sort wear tiaras and die for love. Finally, a black
of background to my life and had seen her per- woman gets to represent a more conventional ob-
form in an opera house, but the visual immediacy ject of desire.
of television put her in a place I had never seen any When I read this televisual opera as a text, I am
black women in before, a place that is different able to see the possibilities beyond the traditional
even from the contemporary Live at the Met black lady. Leontyne Price was not yet the great
broadcasts, which do regularly feature reigning icon, even I recognize this. So, while we notice that
black divas. The NBC Opera Theatre’s Tosca, how- she is a black woman in the role, she is singing the
ever, was made in 1955 for television rather than familiar arias and following the familiar plot tra-
for the operatic stage. Most full-length operas jectory for Floria Tosca, and she is Floria Tosca.
shown on television now are Live at the Met And to that extent, she reminds us of the possibil-
broadcasts which place seven or more cameras at ity of having an identity that is something more
strategic points in the opera house, filming per- than one wholly based on race.
dianne brooks 311

But, as I pointed out earlier, after the perfor- lustrate this fully formed and narrowed black lady
mance and beyond the text itself, Price was already narrative. First, Price appeared in a 1966 “docu-
overloaded with symbolism and significance, a mentary” produced for the Bell Telephone Hour
fact which only escalated as her career continued. entitled, “The New Met: Countdown to Curtain.”
I would suggest that it is this very significance This program used relatively fast-paced editing
which invaded her other operatic texts, closing off and camera movement to construct a suspenseful
the hopeful possibilities of that first milestone narrative with Leontyne Price as one of the main,
performance. By 1966, in the middle phase of heroic protagonists. Price shares the spotlight
her television career, one of her primary televis- with then Met director Rudolf Bing and Franco
ual roles was as an example of U.S. civil rights Zeffirelli on the occasion of the opening of the
progress. Ten years after her debut, blacks were new Metropolitan Opera House at Lincoln Cen-
much more visible on television and society was ter, the dramatic denouement of this mini-spec-
grappling with images of peaceful black protest- tacle. But the choices of what to stage, who should
ers being set upon by police dogs. Martin Luther stage it and who should “open the house” were
King Jr. had become a television icon of sorts and carefully considered and are loaded with signif-
promoted integration as an ultimate goal. Leon- icance. The greatest living American operatic
tyne Price was still the only black opera star around composer at that time, Samuel Barber, was com-
and her performances became as weighted as they missioned to write a new opera, Antony and Cleo-
are weighty. For example, an appearance in a Bell patra. This premiere was staged and directed by
Telephone Hour aired in March of 1966, hosted Franco Zeffirelli, celebrated opera, theatre, and
by Charles Boyer and opening and closing with film director, who had been trained by the great
quotations from Keats, placed Price’s perfor- master of visual spectacle, Luchino Visconti. Fi-
mances between a can-can re-creation and Benny nally, the finest American and African American
Goodman playing in front of a Matisse painting.34 soprano is given the lead, the ultimate liberal ges-
Amidst this mishmash of cultural symbols, Price ture at the height of the civil rights movement.
was virtually unrecognizable as the liberating, Here Price was “heaped with responsibility,” as
beautiful and exuberant black lady from Tosca even the voice-over narrator remarked that she
eleven years before. She was the “great” Leontyne must open the great house, work with the notori-
Price, but there was no freedom in her role. She ously chaotic Zeffirelli, and master an entirely new
was just the black lady, dignified symbol of uplift. modernist opera that she will perform while con-
In her first segment, singing “Ritorna Vincitor” nected directly to her hometown audience.35 Here
from Aida, she appears to have been sandwiched Price was the symbol of black achievement. Again,
between two large tablets meant to suggest Egypt. she was “the black lady plus,” but she could not
Her second and third appearances underscore this extend her representative boundaries. She was
confused displacement—in one segment she type-cast. The camera rushed between scenes of
sings “Summertime” from Gershwin’s Porgy and departure and arrival of the “stars,” set construc-
Bess in a gown and in the other she joins in a clos- tion, rehearsals, and even a brief scene of Marc
ing medley with, among others, the New Christy Chagall describing the great painting that had
Minstrels. In fact, this program demonstrates an been commissioned for the glass foyer.
almost naked use of Price as racial signifier: she One particular segment, however, visually and
was Aida, the Ethiopian princess, and the down- metaphorically demonstrates Price’s lack of mo-
trodden Bess. bility. At one point during a dress rehearsal, Price
Two television programs in the 1960s further il- is trapped in a huge mechanical pyramid that is
312 hop on pop

supposed to enclose her and move her offstage. sibility of transcendence seemed to be lost. In
The pyramid gets stuck and does not move for most of these examples, her performances are so
over an hour. Price is heard, trapped inside, say- isolated and out of operatic context that our abil-
ing, “I’ll never get out of here with my life.” 36 In ity to infuse her actions with meaning is severely
many ways Price never got free. This broadcast limited. Only in the documentary about the Met
never showed the up-close performance. It only opening is this picture slightly complicated. There
narrates the events with a relatively happy ending Price was the cool and dignified “black lady”
even though the pyramid never quite worked. amidst the overpowering chaos of Zeffirelli’s “vi-
Price only represented the black lady as symbol of sion,” an opera that was not entirely well-received.
progress. But Price gave a slightly more relaxed perfor-
In 1967, when Price is featured as one of four mance during some scenes in which she is shown
“First Ladies of Opera,” yet another Bell Telephone greeting her family in her dressing room. Here we
Hour program, she is about as different from the get only the slightest suggestion of what the pre-
Price of the earlier Tosca as she will ever be.37 On television Price might have looked like.
this program, Birgit Nilsson, Leontyne Price, Joan From the early to mid-1960s, Leontyne Price
Sutherland, and Renata Tebaldi are each given a was narrativized as the ultimate example of the
segment to perform and discuss their own status black woman achiever and as a symbol of progress
as one of the “four outstanding operatic sopranos in American race relations. Early in the 1960s she
of the world.” 38 Here Price is “diva” placed in a vi- was shown with the black church members who
sually spare, contemporary setting offset by cur- dug her message. She had become a boundary
tains and gauze where she sings “Pace, Pace Mio crosser, a translator and most importantly a sym-
Dio” from La Forza del Destino. The camera is ut- bol. Roy Wilkins, the director of the naacp, in an
terly static. She remains placed outside of the dra- editorial for the New York Post in 1965 noted that
matic operatic context, giving first a mini-concert Leontyne Price’s achievement truthfully showed
performance followed by an interview. She is the that a combination of luck, patronage and hard
graciously mannered black lady, but she was not work can help an individual. He recognized her
allowed to act or to visually represent other than “symbolic stature of possibility” while acknowl-
herself. In her interview she referred to her Con- edging that “many if not most” will fall short of
gressional Medal of Honor and said, “It’s mar- her success.39 Wilkins heralded the black lady but
velous to be back.” So worn out had she been by his status as black leader was about to be put into
ten years of symbolic demands, she had been question. The naacp and other mainstream black
forced to take several months off after she lost her integrationist groups would recede when the
voice during a performance. voices of angrier, younger blacks proposed alter-
Price maintained her dignity as the “black native models of public black identity.
lady” in the 1960s performances in spite of the in- By the late 1960s, Price’s star had inevitably be-
dignity of her surroundings. In these broadcasts, gun to crack under the overloaded weight of this
however, she has stiffened as if somehow shielding symbolism. In 1967, Price went ahead and hon-
herself. In contrast to her former loose gesturing ored a contract to sing at the Atlanta Music club,
and movement which played directly to the cam- despite protests by Coretta Scott King because the
era, she had evolved into a figure, a symbol, in var- club had no black members. Here two black ladies
ious set pieces. She was no longer singing/acting faced off, with King’s widow bound to have popu-
directly to anyone; she represented civil rights lar support. But Coretta King, too, suffered from
progress. And the pleasure derived from the pos- the discrediting of the black lady. Her leadership
dianne brooks 313

was not widely accepted after her husband’s death. post-nationalist audience. Popular culture and
This clash was only the beginning of Leontyne mass media were no longer interested in high-cul-
Price’s fall from public grace and visibility. Price’s ture symbols. The only available black narrative
relationship with the Metropolitan Opera began must encompass an “authentic,” urban and pri-
to be on-again/off-again, mainly, according to marily youth culture. So, although Price was inau-
Price, due to a lack of new roles.40 She had become thentic musically, proof of her blackness could be
locked into the role of Aida, the Ethiopian prin- found in, for example, her lack of public romantic
cess, and by the late 1960s, she was also of dimin- attachments to white men and her refusal of the
ishing symbolic significance. In an era of upheaval whitest operatic roles. This picture was the oppo-
when an integrationist policy had taken a back seat site of the possibility Price offered viewers in the
to more nationalist expressions of blackness, there 1950s when she could play non-black roles. But,
was no place for a black opera star, at least not on in her own words, Price placed herself above this
television. Television reconstructed the black nar- merely reductive symbolism by, for example, say-
rative so that cultured black ladies (i.e., Diahann ing that she always thought of herself as too
Carroll’s Julia) gave way to symbols of black power healthy for frail consumptive roles like Mimi in
and seemingly more authentic versions of black La Bohème, Violetta in La Traviata, and Desde-
culture. As the most visible public black culture mona in Otello. And, as stated earlier, part of
was governed by identity politics, the upwardly Price’s falling out with the Met was based on lim-
mobile black middleclass became the comic fig- ited type-casting as Aida.
ures lampooned in programs like The Jeffersons. Price’s farewell Aida, televised in a 1985 broad-
Thus, by the early 1980s, when Price retired cast, was the closing chapter in this narrative of in-
from full-length operatic performances, her sym- tegration, identification, and diva construction via
bolic significance had all but disappeared. There television. Aida had become her role as much be-
was a need to “reconstruct” her for audiences who cause it was a Verdi opera and Price was a Verdi so-
no longer recognized her narrative. This recon- prano as because Aida was an Ethiopian princess
structed television phase had actually begun in caught in a tragic love affair with an Egytpian sol-
1979 at the twilight of Jimmy Carter’s presidency. dier. Price had debuted on television close to the
Price won her first Emmy award for a White House camera, in a role which suggested a future of in-
concert. Carter introduced Price with, “Opera is teresting representational possibilities. And Price
not just a luxury for a few but a thing of beauty to performed those roles but not, for the most part,
be enjoyed by everyone.” This seems to be a curi- in front of the television camera. Price appeared in
ous statement to make when introducing a star of only two Live at the Met broadcasts, both in her re-
Price’s stature. And opera really isn’t for everyone, tirement season: La Forza del Destino and Aida.
nor is it trying to be. The televisual reconstruction So, although Aida is one of the great and popular
continues with a second Emmy award-winning operas, not surprisingly her last televised perfor-
concert in 1980 for a Live from Lincoln Center mance conveyed a mixture of meanings. Rather
broadcast. The new narrative painted Price as ag- than a joyous, festive performance, this text was
ing diva, someone from a forgotten past with heartbreaking. Here she was no longer playing to
practically no reference to her earliest television the camera. She was no longer young and pliant
achievements. but heavier, older, and wooden. Not only had she
This reconstruction is exemplified in, for ex- aged as every star does, the burdensomeness of her
ample, a New York Times article that attempted role was apparent. Only during the signature aria
to reconfigure Price as recognizably black to a of this opera, “O Patria Mia,” does the rigid ex-
314 hop on pop

terior of the now extremely reserved black lady best black high school at the time. Many of her teachers
briefly crack. Price made her farewell at this point had earned Ph.D.s but were unable to find work in uni-
in the middle of the opera. Here the camera held versities. Thus my mother got intensive training in
high-level subjects like Latin and Greek.
her tight in a long close-up. She put her head
2 The different versions of Imitation of Life (1934, dir.
down after finishing, holding back tears. Ten full
John Stahl; 1959, dir. Douglas Sirk) serve as useful ex-
minutes of applause followed which held up her amples of the visually limited roles available to black
performance. At this point as well as during her women. Half of the story centers on the conflict be-
curtain calls I am reminded of the earlier Price, the tween a passive darker-skinned black servant and her
one about to be buried under signs and sym- white-looking daughter who lives a life of misery and
bols—the Price of the television Tosca. Through- deception trying to pass. Although these films are
out the performance she held back, seemingly not among the very few that address any aspect of race rela-
tions, they do not offer black women the opportunity to
wanting to upstage, weary, and restrained.
imagine themselves as other than either servants or
In an adulatory article in Opera News (Met
tragically doomed figures. Films produced by blacks
Opera Guild publication), Reynolds Price (no re- did imagine blacks in other roles but were not widely
lation) called Leontyne Price the “finest soprano seen by whites. Black-cast musicals such as Stormy
of our time” and more. He pointed out that by the Weather, produced by big studios, relied on stereotypes
early 1960s she had become a “national emblem of and depicted a small, circumscribed community.
excellence . . . the actual scope of her accomplish- 3 It is important to note that Marian Anderson was not
ment . . . almost never acknowledged frankly in the first black “opera” star. Many other black operatic
concert performers preceded her, including Sissereta
her own country.” 41 Indeed, it is stunning to con-
Jones (1890s), Marie Selika (1900s), and Elizabeth Taylor
template the extent to which Leontyne Price was, Greenfield (late 1700s), to name a few. For more com-
for a time, everywhere and is now almost nonex- plete discussion of black opera stars, see Rosalyn M.
istent, except to diehard opera fans. At the same Story, And So I Sing: African-American Divas of Opera
time, this is not an unusual fate for a television and Concert (New York: Amistad, 1990.)
“star,” only as long-lived as whatever trend they 4 New York Daily News, February 20, 1961.
represent. Leontyne Price both benefited from 5 Susan Heller Anderson, “Leontyne Price—Still the
Diva,” New York Times, February 7, 1982.
and suffered as a result of her relationship with tel-
6 Story, And So I Sing, quoting Virgil Thomson in Virgil
evision. She first appeared, fortuitously, during a
Thomson (New York: Knopf, 1966).
brief moment which attempted to blend high art 7 Anthony Carlisle, “Negroes in the News,” Reference
and pop culture, black with white. Perhaps, she Branch, ibs , U.S. Department of State, New York,
would have remained completely unknown with- June 30, 1953.
out the television boost. But, to some extent, she 8 Wahneema Lubiano, “Black Ladies, Welfare Queens,
was confined to one narrative with which televi- and State Minstrels: Ideological War by Narrative
sion ultimately dispensed. Still, Leontyne Price Means” in Racing Justice, Engendering Power, ed.
T. Morrison (New York: Pantheon, 1982), 323 – 63.
has survived with dignity as the black lady always
9 Paula Giddings, When and Where I Enter: The Impact of
does. At the close of the farewell Aida perfor-
Black Women on Race and Sex in America (New York:
mance she knelt, clearly emotional, and mouthed Bantam, 1984).
“I love you” to an audience that even after ten cur- 10 Ibid., 98.
tain calls refused to let her go. 11 Josephine Turpin Washington, quoted in Giddings,
When and Where I Enter, 109.
12 Elaine Brown offers numerous examples of the prob-
Notes lems encountered by women in the Black Panther Party
and black nationalist organizations in A Taste of Power:
1 My mother grew up in segregated Washington, D.C.,
A Black Woman’s Story (New York: Anchor, 1992).
and although from a working-class family, attended the
dianne brooks 315

13 Ibid. 33 Ibid. Again, Lubiano very skillfully demonstrates Clar-


14 Another black lady pressed into service in the late 1960s ence Thomas’s successful use of this trope in his attack
was Diahann Carroll’s Julia, a single, working nurse, on Anita Hill.
who is raising her child and living in a fairly integrated 34 “Masterpieces and Music,” The Bell Telephone Hour,
world. The program was criticized for its soft approach 1966.
to race issues and its middle-class message. 35 “The New Met: Countdown to Curtain,” The Bell Tele-
15 No black singer had yet appeared on the Metropolitan phone Hour, March 23, 1966.
Opera stage at the time of Price’s Tosca. Both Robert 36 Ibid.
McFerrin and Marian Anderson had signed contracts 37 “First Ladies of Opera,” The Bell Telephone Hour, Janu-
with the Met in 1955, but note that Anderson’s subse- ary 1, 1967.
quent debut was in a relatively minor role. 38 Ibid.
16 William Boddy, Fifties Television: The Industry and Its 39 Roy Wilkins, New York Post editorial (from Metropoli-
Critics (Urbana: University of Illinois Press, 1990). tan Opera Press Clippings File).
17 Ibid., 108. 40 Anderson, “Leontyne Price—Still the Diva.”
18 Ibid., 104. 41 Reynolds Price, “Bouquet for Leontyne,” Opera News,
19 See, for example, John Lovell Jr., “The Operatic Stage” April 1, 1995.
in The Crisis (Feb. 1948): 42 – 62.
20 Letter from Sidney Eiges to Lorraine Tucker, January 14,
1955 (Wisconsin Historical Society—NBC Papers, Box
169, Folder 1).
21 Boddy, Fifties Television, 105.
22 Interdepartmental Correspondence from George Nor-
ford to Sidney Eiges, June 7, 1955 (Wisconsin Historical
Society—NBC Papers, Box 169, Folder 1).
23 Ibid.
24 Letter from Mrs. William Jordan Rapp to Sylvester
Weaver (Wisconsin Historical Society—NBC Papers,
Box 169, Folder 1).
25 Letter from Henry Lee Moon to Sidney Eiges (Wiscon-
sin Historical Society—NBC papers, Box 169, Folder 1).
26 Letter from Sydney Eiges to Mrs. William Jordan Rapp,
(Wisconsin Historical Society—NBC papers, Box 169,
Folder 1.)
27 The actual complaint letter from Mrs. Caldwell is ab-
sent from the file that contained the letter cited here.
There were other letters of protest in the file, but it cer-
tainly seems as if much of the correspondence regard-
ing Price’s performance is absent.
28 Letter from Sidney Eiges to Mrs. John T. Caldwell
(Wisconsin Historical Society—NBC Papers, Box 171c,
File 28).
29 Letter from Sidney Eiges to Lorraine Tucker, Janu-
ary 14, 1955 (Wisconsin Historical Society—NBC Pa-
pers, Box 169, Folder 1.)
30 Ibid.
31 This list was not located anywhere in the file.
32 Letter from Sidney Eiges to Mr. John Randolph,
March 3, 1955 (Wisconsin Historical Society—NBC
Papers, Box 171c, File 28).
How to become a Camp Icon culture this tradition is preserved in the footnote.)
In fact, I had to be told the story many times be-
in Five Easy Lessons:
cause each time I forgot its punch line.
Fetishism—and Tallulah The first anecdote I will recount was recounted
to me years ago in New York City by my friend
Bankhead’s Phallus
Leonard Dietz, a talented actor, ardent cinephile,
and gay man. The last time I saw Leonard was 1990
Edward O’Neill
in San Francisco. His aids had worsened, and he
This essay is dedicated to the memory was en route from New York City to his native
of Richard Iosti. Australia to escape the burdensome private health
care costs of the United States. By the time Rich-
First, you’re another sloe-eyed vamp,
ard Iosti, a graduate student in art history at ucla,
Then someone’s mother—
told me the story again a few years later, I had al-
then you’re camp.
ready forgotten the punchline, although I enjoyed
—stephen sondheim, “i’m still here”
the story as much because of Richard’s throaty-
voiced recounting of it as because of the story it-
self. And finally, my friend Phillip Mendelsohn
The Truth about Tallulah
told me the story again, as well as telling me where
I would not speak ill of the dead—not for all the I could find a written account.
world. Yet in speaking of the dead, or of those who What’s become of Leonard now I do not know,
are absent, and in not knowing whether what one for I have lost touch with him. Richard Iosti died
says is true or not, one certainly runs a risk of be- of aids around Christmas of 1992. Phillip Men-
ing taken as speaking ill, and the dead, like those delsohn is alive and well and hiv-negative and
absent, can’t speak for themselves. I will be speak- living in Los Angeles to this day. Since my topic
ing of Tallulah Bankhead (who died in 1968, when is not just Tallulah Bankhead but also camp and
I was six years old), and I cannot vouch for the ve- gay men’s investment in figures like Bankhead,
racity of much of what I will say. Happily, it is the what I will say of the dead and absent Tallulah
very lack of veracity which is the point: the way will have as much to do with my investment in
Bankhead excites interest in part because of the Leonard and Richard and even Phillip as with my
very difficulty in knowing her. The story I have to investment in Tallulah. If camp is often framed as
tell about Bankhead consists in the way she be- a morbidly nostalgic attachment to things of the
comes for gay men such as myself as a figure for past, my own campy attachment to Tallulah is in-
certain epistemological dilemmas which also af- tensified by the fact that this attachment came by
fect us as gay men. and through people some of whom are now far
Since we habitually ground our stories in their away or dead—and not for just any reason but be-
truth-value, and since I have no assurances of cause of aids.
knowing the truth about Tallulah, I would like in-
stead to ground the significance of at least one of
Epistemological Trouble
the stories I will tell about Tallulah not in its truth
but rather in who has told it before, in the chain of There is a documentary source for this anecdote
tellers and listeners whom some other cultures in- about Tallulah which I had to be told so many
scribe at the beginnings of their stories in order to times: Truman Capote’s last, unfinished “novel”
ground the speaker’s authority.1 (In our academic Answered Prayers.2 Although the three extant chapters
edward o’neill 317

which make up Capote’s book scandalized and they essentially the same. Myself, I don’t care what
alienated the many one-time friends he portrayed anybody says about me as long as it isn’t true.6
therein in thinly-veiled portraits when the chap-
The Jones character later amplifies this view,
ters were published in Esquire during his lifetime,
not in terms of what he said but in terms of what
this hardly lets us know the extent to which these
he neglected to say, by reference to the gender re-
portraits are accurate, since it may have been their
versals of female impersonation. Had he been
very inaccuracy which offended so—whence in
able, he would have said as truth is nonexistent, it
part my reluctance about speaking ill, even of the
can never be anything but illusion—but illusion,
dead.3 Capote died without finishing the novel,
the by-product of revealing artifice, can reach the
and whether Capote’s death was tragic or squalid,
summits nearer the unobtainable peak of Perfect
it effectively prevents us from finding out from
Truth. For example, consider female imperson-
him how much of Answered Prayers is truth and
ators. The impersonator is in fact a man (truth),
how much fiction. As Capote’s editor, Joseph M.
until he re-creates himself as a woman (illusion)—
Fox, writes in his “Note” to the text: “There is only
and of the two, the illusion is truer.7 What seems
one person who knows the truth, and he is dead.
to be a mere reversal—truth is illusion, illusion
God bless him.” 4
truth—is actually a three-step process: 1) the
Although Capote often contended that what
truth of gender—“the impersonator is in fact a
he’d written was “true,” the novel itself contains a
man”—is covered up 2) by an illusion of gen-
commentary on its own status as “docufiction,” a
der—“he re-creates himself as a woman.” If
commentary which does not make it easy to de-
3) seems merely to reverse the two—“the illusion
termine what Capote might have meant by saying
is truer”—what should be emphasized is that this
the novel was “true.” Capote himself described the
third step retrospectively rewrites the values of the
process of writing the novel as affected by a per-
terms “truth” and “illusion,” and this step can
sonal crisis which changed his feeling about “the
only take place because “truth” was in the first
difference between what is true and what is really
place “nonexistent” or transcendent—i.e., “the
true.” 5 The crisis seems to be mirrored within the
unobtainable peak of Perfect Truth.” The third
novel by the odd form of literary criticism prac-
step is not a reversal or collapse of an opposition,
ticed by Capote’s surrogate, the down-and-out
but rather reveals a lack at the origin, an aboriginal
writer and sometime-hustler P. B. Jones. In one
emptiness, an emptiness which allows for a play of
passage, Jones marks out the distance between un-
unstable reversals.
convincing truth and believable illusion by refer-
Enter Tallulah: her Perfect Truth the aboriginal
ence to the infamous gender reversals of Remem-
emptiness in question. Capote could easily have
brances of Things Past (Albertine for Albert, etc.), a
imbibed his doubts about the categories of truth
novel that Capote meant to imitate with Answered
and fiction from Bankhead herself, whom I will be
Prayers:
taking as a figure for certain epistemological and
Because something is true doesn’t mean that it’s ontological instabilities which I will argue are in-
convincing, either in life or in art. Think of Proust. separable from Bankhead’s very campiness. But I
Would Remembrance have the ring it does if he had must make clear at the outset: I have no interest in
made it historically literal, if he hadn’t transposed giving the “truth about Tallulah,” in tearing away
sexes, altered events and identities? If he had been the veil, in denuding Bankhead. As we will see, she
absolutely factual, it would have been less believable, would have been the first to denude herself. What
but . . . it might have been better. . . . That’s the ques- interests me is not the truth about Tallulah—if,
tion: is truth an illusion, or is illusion truth, or are indeed, one could find such a thing—but rather
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the way the play of the veils that surround her is it- nating her tribute to an unobtainable peak of Per-
self a part and parcel of Bankhead’s fetishistic fas- fect Male Beauty (to paraphrase Capote) with this
cination, her star power and her camp appeal. If capper: “What a pity he’s a cocksucker.” Capote
Bankhead was fond of saying that her first name indicates that Ms. Parker took some heed of the
was a Native American word for “trouble,” what I possible offense to modesty embodied in her re-
would like to underline is the way “Tallulah Bank- mark and so gave two rejoinders or defenses. First,
head” signifies a sort of epistemological trouble. I Capote writes, “sweetly, wide-eyed with little girl
would like to draw out the ways in which Bankhead naïveté, [Ms Parker] said: ‘Oh. Oh dear. Have I
becomes available for a camp reading because of said something wrong?’ ” And then, second, ap-
this epistemological trouble, the implicit assump- pealing to Bankhead: “I mean, he is a cocksucker,
tion being that this trouble has significance for isn’t he Tallulah?” To which Miss Bankhead re-
gays and lesbians because we bear the burden of plied, “Well, d-d-darling, I r-r-really wouldn’t
being similarly troublesome to a homophobic so- know. He’s never sucked my cock.” 9
ciety, whether in terms of the problematic visibil- My interest in this anecdote is primarily episte-
ity of our identities (as Sedgwick and Edelman, mological. What’s important about the anecdote
among others, have argued), or because of the way for me is the way it marks a site where the difficulty
we reveal gender to be a masquerade or perfor- in getting the truth about Tallulah Bankhead and
mance (as Butler has suggested).8 about male homosexuality come together. What’s
interesting about Bankhead’s riposte is that it un-
derlines the way certain obscurities about Bank-
Three Ways of Looking at an Anecdote;
head, such as her gender, take up the burden of an
or, Literal Homosexuality, D-d-darling
epistemological obscurity around male homosex-
Capote’s anecdote about Bankhead is of interest uality. Indeed, one reason this anecdote is so inter-
not merely because it’s funny but because it poses esting is because it already helpfully produces for
male homosexuality precisely in terms of an epis- us within its narrative certain epistemological posi-
temological enigma, and because this anecdote al- tions we might be tempted to take vis-à-vis male ho-
lows us to read an affinity between an insufficiently mosexuality and vis-à-vis the anecdote itself. These
legible male homosexuality and a fetishistic in- positions which are not limited to the historical in-
vestment in Bankhead. That is: in this anecdote, dividuals in the anecdote (Clift, Parker, and Bank-
consider how the doubtful status of the Bankhead head) but which have also been held by various
anecdote (i.e., is it true?) coincides with the doubt- writers about Bankhead and about homosexuality.
ful status of homosexuality (i.e., is he gay?) and so Namely, we might like to ascertain the truthfulness
male homosexual curiosity about Bankhead sud- of this anecdote in much the same way as Parker
denly finds itself reflected back in the form of cu- within the anecdote would like to ascertain the
riosity about male homosexuality. truthfulness of her ascription of homosexuality to
The anecdote runs as follows. Dorothy Parker, Clift. The possible impropriety in saying risqué
Montgomery Clift, and Tallulah Bankhead attend things about Bankhead or about Clift’s sexuality,
a dinner party—smashed out of their minds. Miss signaled in the anecdote by Parker’s “Have I said
Parker runs her hands over Mr. Clift’s face in a something wrong?,” would be ameliorated on the
fashion which for Tallulah calls to mind Helen one hand by the truth of the anecdote and on the
Keller reading Braille. Parker murmurs, “He’s so other hand by the truth of Parker’s claim about
beautiful. . . . Sensitive. So finely made. The most Clift: I mean, it did happen, didn’t it? “I mean, he is
beautiful young man I’ve ever seen,” finally culmi- a cocksucker, isn’t he?” If we are to speak of the
edward o’neill 319

dead in this way, we could at least know if what this “idea and image,” had it been represented,
we’re saying is true— or even “really true.” would have given some “direct evidence” of the
In this story, Miss Parker holds an epistemo- “homosexuality of the protagonists . . . visually
logical position we can identify roughly as empir- displayed (with a kiss) or verbally disclosed (by a
ical, one based on a certain literal conception of declaration).”11 Male homosexuality in this frame-
language. She seems certain that it is possible to work is something you can see (“visually dis-
know whether a given man is or isn’t a cocksucker. played”) and say (“verbally disclosed . . . by a dec-
Whatever breach of etiquette or propriety may be laration”). Miller, much like Parker, takes a certain
involved in such an assertion would at least be glee in unveiling this brute fact, in showing what
lessened by the appeal to a literal homosexuality, a often remains hidden, in tossing aside propriety
concrete thing which can be known and given an and stating the unstated but by no means unstat-
equally concrete (even colorful) name. Here Miss able, even if this spectacle remains in an unreal-
Parker’s position is much like that of cultural ized conditional.
readers like Robin Wood and Richard Dyer and, Indeed, whether homosexuality is or is not
in a different way, Vito Russo, who take as their in- there (whether in Montgomery Clift or in Rope) is
terpretive task identifying a concrete and namable hardly of much import compared to the fact that
but hidden homosexuality, bringing it to light, one has already decided that this is the question to
protecting it from misnaming.10 Such critics would be answered. Gay approaches to cinema in partic-
aim for a certain representational transparency, ular and cultural studies in general would to a cer-
whether of images to things or of language to the tain extent be encompassed by this question, one
world; they would like to see pictures that matched which, like Ms. Parker, tries to excuse the social
up with reality and words that matched up with opprobrium attached to making homosexuality
both; they would like to see homosexuality and to visible (“Have I said something wrong?”) by ap-
say what it is, to call, in other words, a spade a spade, pealing to the potential referential accuracy in-
or, using Parker’s word, a cocksucker a cocksucker. volved (“I mean he is . . . isn’t he?”). If “vulgar”
This position has in no way been entirely su- psychoanalysis and “vulgar” Marxism consist in
perseded by recent discussions of the epistemol- reducing every sign to a phallus in the former case
ogy of homosexuality. Rather, a certain literalism and every ideological superstructure to a mere
seems to inhere in gay and lesbian critical projects mask for a material base in the latter, then the kind
as a kind of necessary starting point always to of vulgar gay interpretation with which I am taking
be surpassed or as a stumbling block never to be issue in this essay consists in trying to grant to ho-
overcome, depending on one’s point of view. mosexuality an ontological solidity and epistemo-
When D. A. Miller evinces the status of male ho- logical availability—homosexuality as something
mosexuality as a connotation rather than a denota- you can see and say, call, however rudely, by its
tion in Alfred Hitchcock’s Rope and in Hollywood correct name—which would enable homosexual-
cinema of a certain era more generally, Miller does ity to be a concrete entity hidden and repressed
not throw into question the primacy and stability underneath the textual surface. Discussions of
of male homosexuality as an object which can be camp enter into this vulgar interpretation as soon
denoted, named and known. Indeed, he takes as they must base camp on a gay “sensibility”
considerable pleasure in imagining a spectacle which they imagine to be more solid and easy to
which Rope refuses its spectators, a literal spectacle recognize than camp itself. This move of trying to
almost as colorful as Parker’s, what Miller calls ground camp in something ostensibly more rec-
“men kissing, sucking, fucking one another,” as if ognizable is hardly a surprising critical move. Few
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critics agree on a definition of camp, let alone— “The Beast in the Jungle,” Bankhead’s witticism
and this is a separate issue—a set of objects or underlines the way women may be placed in a po-
works which possess this flighty characteristic of sition of needing to know a man’s sexuality in a
campiness.12 way which the men themselves, under the burden
A different position would question the project of homophobia, cannot or must not, thus of need-
of trying to ascertain the truth of the anecdote, ing to know what cannot (if the man is gay) be
and likewise, of trying to denote, to name, and to gleaned through what might loosely be called
represent such a literal homosexuality. Here we “firsthand” experience: “He’s never sucked my
can follow the path of Eve Kosofsky Sedgwick, cock.” On this reading, Dorothy Parker takes the
whose trajectory I take to be anticipated in certain role of James’s May Bartram, longing for a sexually
ways within the anecdote by Bankhead. This posi- and emotionally unavailable and possibly gay
tion would pay heed to the very doubtfulness of man, and Tallulah, like Sedgwick reading James’s
homosexuality. Indeed, Sedgwick has invited us story, or like Poe’s Inspector Dupin in Lacan’s fa-
not to consider male homosexuality as a question mous reading, takes in the trickiness of the whole
whose truth is to be decided, and instead to con- intersubjective situation and picks up the trick by
sider the ways in which the very epistemological trumping the other players.14
perplexities, the dubiety or doubtfulness of a While it might seem like this shift from the
ghostly male homosexuality, what Sedgwick calls possibility of getting a correct answer to the neces-
the “epistemology of the closet,” are very much a sary impossibility of getting any answer at all is
part of how homophobia functions.13 The very dramatic and final, this third position still unwit-
difficulty in ascertaining the truth about male ho- tingly shares certain assumptions with the first
mosexuality is not, on this view, something sepa- two, and therefore requires modification. Namely,
rate from the construction of that sexuality. This Bankhead’s epistemological position in the anec-
difficulty is not merely a doubt to be traversed in dote is not as clear as I have made it seem above.
order to reveal the real thing-in-itself. On this On the reading implied above, Bankhead would
view of homosexuality, camp (as an aesthetics of seem to be saying that it is in principle impossible
or at least appealing to homosexuals) would no for any woman to know whether any man is “a
longer be grounded in either specific characteris- cocksucker” or not, since no woman would have
tics of camp objects, nor would camp be grounded direct or (euphemistically) “firsthand” access to
in a gay subject or “sensibility,” a certain way of the proof of the kind that Miller imagines might
perceiving the world. Rather, camp would on this have been possible in viewing some alternate-
view be structured similarly to and marked by the universe version of Rope.15 But close attention to
very same epistemological difficulties which help to Bankhead’s words show that she eschews such
(and which fail to) define male homosexuality. That generality—in principle, any woman, any man—
is: something’s being or not being camp is no less instead hewing to an even more radically empiri-
tricky than someone’s being or not being queer. cal or particularist stance. More precisely, Bank-
We can read Bankhead’s position in this anec- head does not say that she can’t know if Clift is a
dote along such lines, finding therein a form of cocksucker or not, but only that she happens not to
empiricism far more radical than Miss Parker’s. know.
What Bankhead in this anecdote, like Sedgwick in That is, although the humor of the anecdote
her work, underlines is the very epistemological would seem to devolve on Bankhead’s advancing
trickiness of male homosexuality. More precisely, the hypothesis of the quite empirical impossibility
much like Sedgwick’s reading of Henry James’s of her ever knowing if a man were “a cocksucker”
edward o’neill 321

or not, nothing in the anecdote precisely states literally in terms of the way the anecdote (or my
what both the above readings must assume: reading of it) constructs Bankhead as a phallic
namely, that Tallulah Bankhead does not have a woman, but what I’d like to do in what follows is
phallus. And yet nothing in the anecdote states that to reinterpret fetishism in less vulgar terms. Such
Bankhead does not have a cock. What Bankhead terms that allow us to think about camp in ways
says is not that she does not have a cock, but only that avoid the vulgar gay interpretation discussed
that Clift has never in fact sucked it.16 That is, above and that hew instead to the epistemological
Bankhead’s lack of knowledge (about whether or instabilities which Sedgwick, Edelman and others
not Clift is a cocksucker) is purely contingent have underlined with respect to male homosexu-
rather than necessary. It’s not at all that Bankhead ality. Indeed, in what follows I will use Bankhead’s
can’t know whether or not Clift (or Capote, or status as a camp icon to rethink fetishism, and
anyone for that matter) is or isn’t a cocksucker; it’s fetishism in turn to rethink camp. In this frame-
not that it would be impossible for her to know work, Bankhead plays the role which in Freud’s
this; it’s rather that she simply happens not to conception of fetishism is played by the maternal
know.17 The purported and presumably comical phallus, the one she sports in my reading of this
“impossibility” of Bankhead having a cock is in anecdote. Capote names as “the unobtainable
fact not empirical at all. Capote reproduces (or peak of Perfect Truth”: lost to an archaic past, she
imagines?) an intonation which he inscribes in his exists only through an almost-infinite series of
text via italics in a way which emphasizes this phal- proxies.
lic possibility: “He’s never sucked my cock.” When Indeed, everything that this anecdote articu-
I laugh at this story, I cannot help but feel that as a lates about male homosexuality, not only its im-
Bankhead fan I have been caught not just in my propriety but also its doubtfulness, also applies to
admiration for Bankhead’s brilliant riposte but in Bankhead herself as a site of camp meaning. She
my secret belief in Tallulah Bankhead’s phallus.18 remains as a shared point of significance for cer-
tain gay men. Bankhead’s legend or myth, so often
marked by such ribald frankness, also shrouds her
Saving Fetishism from Its Fans
in doubt and makes her an object of a phantas-
If this, my preferred reading of this anecdote, has matic belief sustained by exactly such narratives
a fetishistic cast, it is no accident. I began by pos- passed (often) from gay man to gay man. Indeed
ing this anecdote in terms of its epistemology or the article by D. A. Miller mentioned above is
doubtfulness: its status as a doubtful anecdote in richly suggestive exactly because it cannot be
gay camp lore and its content as the doubtfulness shoehorned into the kind of vulgar literalism of
of homosexuality. But the anecdote also repro- the kind I imputed to Parker. Miller’s reading of
duces within itself a fetishistic construction of Rope rather depends upon a highly phantasmatic
Bankhead. This occurrence seems to me signifi- elaboration of an image of male homosexuality:
cant in part because the image of Bankhead’s phal- not just “the idea and image of men kissing, suck-
lus crops up in this doubtful, apocryphal text pre- ing, fucking one another,” but moreover Miller’s
cisely to answer the riddle of male homosexuality. phantasmatic articulation during his reading of
Rethinking the concept of fetishism in this context the film of an “x-ray vision, from behind the gor-
could shed some light on the epistemology of geously tailored suit . . . [an x-ray vision that
camp. And camp might in turn then reflect some sees] through the cleft of the buttocks all the way
light back onto the epistemology of fetishism. Here to the perforation of the anus itself . . . [and its]
at the outset I’m understanding “fetishism” rather cavital darkness.” 19 Moments such as this in
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Miller’s text suggest a highly productive form of empiricism within the desiring and consuming
phantasmatic elaboration which is neither more subject by constructing fetishism as a delusive
nor less phantasmatic than my own image of Tal- modality of seeing, as a question of blindly not see-
lulah Bankhead’s phallus. ing what’s there (the absence of the phallus, the
My frankly fetishistic reading of this anecdote, commodity as the product of labor having an ex-
then, would represent one particular strategy for change-value) or of seeing something that’s not
untangling the complex routes of association there (the imaginary maternal phallus, a value
which link fetishism, male homosexuality, cinema, unrelated to either labor or exchange). Freud’s
stars and camp. If fetishism has gotten a bum rap fetishist has refused to see what’s right before his
in film studies, it is not just because of fetishism’s eyes (the fact that his mother lacks a phallus) and
detractors, but rather because of its fans. Indeed, instead displaces the value represented by this
the concept of fetishism has achieved a spectacular imaginary organ from a primordial past onto all
degree of currency exactly because its fans are its the more visible, accessible and mobile fetishes
detractors. The feminist use of psychoanalysis as a with which we are all familiar.21 Likewise, Marx
critical tool construed fetishism as a defensive points out that the consumer’s behavior in relation
strategy operated by Hollywood cinema to con- to the commodity goes beyond 1) the positive qual-
struct a masculine viewing position and to defend ities and uses of the commodity, its use-value, and
that masculine construction against the threat of even beyond the commodity as 2) what it’s not, as
castration embodied by even the most circumspect a sign for the labor and commodities for which the
images of women.20 This concept of fetishism also commodity can be exchanged, which exchanges
relies on an implicit Marxist condemnation of determine the commodity’s exchange-value. And
commodity-fetishism as a kind of delusional see- Marx explicitly states that the fetish-character of
ing which imagines an impossible form of value the commodity cannot be described according
shining forth from the material and economic re- to optical metaphors. Rather, the fetishistic aspect
ality of the commodity. Indeed, in this context of the commodity adds a third dimension to
stars, especially female stars, would mark a perfect the commodity, which Marx calls “spiritual” or
conjoining of psychoanalytic fetishism and com- “transcendental.” 22
modity-fetishism. The woman’s image functions as This kind of reading of fetishism is quite plau-
a visible fetishistic defense against castration while sibly based on Freud’s and Marx’s texts, and yet
at the same time reifying the star-as-commodity another reading is possible, one which is equally
by putting a human face on what is essentially a plausible but is less frequently advanced in the
mass-market product. The star personifies the study of film and popular culture. Such a reading
commodity by commodifying the person and vice is implied when Jean Laplanche and J.-B. Pontalis
versa. The life and body of the star, and above all emphasize the fact that the “reality” of castration
the female star, would seem to be the extracine- is not a simple act of perception, since what is
matic point around which cinematic fetishism “perceived” is exactly an absence, which can be the
condenses, the point where the fetishism within object of a cognition, but never a perception.23
the classical Hollywood text overflows into para- That is: one never sees “nothing,” since “nothing”
texts, like publicity, fan magazines and gossip, and is precisely the lack of something to see. On this
so takes on a shadowy life on the borders of public reading, fetishism would not be a delusive avoid-
texts and private desires. ance of the reality of the presence or absence of a
But both psychoanalytic and the Marxist read- phallus, nor of the positive qualities of the com-
ings of fetishism end up reinstating a naive form of modity or the negation of those qualities. Rather,
edward o’neill 323

fetishism would mark a modality of value which tive terms. In Richard Dyer’s work on stars, for ex-
protects belief and pleasure from the certainties and ample, stars are understood not simply as masks
unanimities of a shared public code, whether the covering social conflict but rather as rallying
code of gender (the presence or absence of the points which actually allow for the articulation of
phallus), or a code of exchange values.24 Fetishism specific identities which find themselves caught up
allows desire to circulate within the social field with- in the same kinds of antagonisms and conflicts as
out yielding assent. those which surface in star discourse. Here Dyer’s
The very fact that Freud conceives of fetishism writing on the star image of Judy Garland has par-
not as a denial to an assertion but rather as a dis- ticular relevance for gay and lesbian approaches to
avowal or refusal of belief suggests that Freud’s cinema. He shows how the conflicts condensed in
concept of fetishism involves some third dimen- Garland’s onscreen and offscreen star image have
sion beyond either a literal perception or a signi- spoken to the conflicts that structure gay and les-
fying presence or absence. On such a reading, the bian experiences.
words “and yet” in Octave Mannoni’s famous for- The anecdote I have given above about Bank-
mula for fetishism—“I know very well . . . and yet head, as well as the constructions of Bankhead’s
all the same” 25—would separate a public code or- persona which I will articulate below, will provide
ganized by presence and absence, truth and fal- a way of rethinking fetishism. It allows a framing
sity—“I know very well . . . e.g., that my mother of the issue not as false, delusional belief but rather
doesn’t have a phallus”—from a private invest- as an epistemological arrangement which permits
ment which refuses the certainty of public agree- the flow of phantasmatic belief by protecting that
ment of presence and absence, truth and falsity— belief against reality testing. By giving that belief a
“but all the same I believe she does!” The question minimally public discursive form (in this case,
of the truth about Montgomery Clift’s homosexu- gossipy speculations organized around a central
ality—was he or wasn’t he?— or the truth about figure whose very unknowability spurs on un-
Tallulah Bankhead— did she say this or didn’t verifiable suppositions) untenable and even “im-
she?—is suspended by this third option: not the possible” stories and hypotheses take on an auton-
necessary impossibility of truly knowing, but a con- omy by virtue of their circulation rather than their
tingent belief, a belief which provides a way out of truth.26 Indeed, consider the fact that both Dyer’s
an epistemological impasse by refusing the options lengthy studies of individual stars and subsequent
of truth and falsehood. I know the anecdote influential star studies like Miriam Hansen’s have
Capote tells may or may not be true, I know Mont- focused on figures who are either gay icons, as
gomery Clift may or may not have been gay, I with Dyer’s writing on Marilyn Monroe and Judy
know Tallulah Bankhead cannot have had a phal- Garland, or who are handsome male stars who are
lus, and yet all the same I believe everything. rumored to have been bisexual or gay, like Dyer’s
If fetishism has been construed along psycho- study of Paul Robeson or Hansen’s writing on
analytic and Marxist lines in terms which are pri- Valentino. Such happenstance suggests that gay
marily negative or privative—in terms of a loss of men and camp may have been more definitive for
vision, a loss of the phallus—analyses of stars have star studies as a whole than has yet been recog-
tended by contrast to emphasize the positive func- nized.27 An analysis of Bankhead’s camp appeal in
tion of the star as a point of identification for terms of fetishism might thus shed light not only
specific viewers in the context of specific social an- on the content of the construction of Bankhead
tagonisms. The analysis of stardom thus offers the through rumor, hearsay and gossip, but also on
potentiality for rethinking fetishism in less nega- those very devalued modalities. Such anecdotes
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are subject to doubt as evidence. Yet such ques-


tioning does not at all preclude them from func-
tioning as evidence of the way doubt and belief
function—indeed, quite the contrary.28
Examining Tallulah Bankhead’s campy appeal
to gay men can serve as an inductive starting point
in answering the question: What becomes a camp
icon most? Indeed, Bankhead’s career can be taken
as a vast how-to lesson in achieving the status of
camp iconicity: How to Become a Camp Icon in
Five Easy Lessons. Such an analysis of Bankhead’s
persona would thus hope to save fetishism— even
from its biggest fans. It would displace a negative
image of fetishism as failed vision and hallucina-
tory excess with an understanding of the positive
role of fetishism. Now it would be understood as
forms of belief significant to a minority but artic-
ulated outside or against the power of a dominant
majority to impel its own authority under the
name of “truth.”
Easy to fetishize: Tallulah Bankhead in the film The
Cheat (Paramount Pictures, 1931). Courtesy of the
“Tallulah” Means (Gender) Trouble
American Museum of the Moving Image; photogra-
The construction of Bankhead’s star persona pher unknown.
through anecdotes seems consistently tinged by a
literally fetishistic fascination with Bankhead’s
body, specifically her genitalia. Perhaps the most tion under wraps, and so depriving it of publicity.
famous anecdote about Bankhead concerns the An underling was forced to confront Hitchcock
filming of Hitchcock’s Lifeboat: when climbing with the issue, but Hitchcock claimed indecision
daily into the gigantic pool in which Lifeboat was about whose responsibility the problem was: Was
shot, Bankhead’s habit of not wearing underwear it a matter for wardrobe? Or hairdressing? 29 The
apparently caused a commotion among the film’s anecdote constructs a Bankhead who is flagrantly
crew members, who clambered to steady the lad- visible while also, no doubt for reasons of mod-
der that Bankhead climbed so that those crew esty, saying nothing about what it was (or wasn’t)
members might see—well, we can only imagine that the stagehands were fascinated to see (or not
what. A visiting journalist from a proper women’s see). Hitchcock’s eminently fetishistic witticism
magazine, having observed the commotion and turns the stagehands’ interest in the sight of Bank-
noted its cause, approached the studio, whose head’s genitals into a question of covering up
publicity department insisted that in the interest what’s there or not there, of hiding what was to be
of publicizing the film, Bankhead’s lack of under- seen or not seen (wardrobe), or of shifting one’s
wear must not be publicized, and so either Bank- attention to the outlying areas (hairdressing).
head must cover up, or the set would have to be If this anecdote would seem to suggest a certain
closed, thus effectively putting the entire produc- fascination with Bankhead’s gender, or at least her
edward o’neill 325

genitals (which isn’t entirely the same thing), this in Bankhead as she can be constructed via social
fascination must stem in part from Bankhead’s networks which are as intricate as they are ob-
very undecideability in terms of gender. While scure. Of course, it would be hard to imagine any
also a famously beautiful and captivating woman, modern theatrical career entirely devoid of such
Bankhead’s myth is peppered with anecdotes associations. Yet with Bankhead these collisions
which underline not her feminine beauty but seem to acquire a certain density which becomes
rather her masculinity—mostly arising from the persuasive.
depth of her speaking voice (about which, more How to Become a Camp Icon, no. 2: Associate
later). Winston Churchill is said to have asked with gay writers and artists. Bankhead was associ-
Bankhead if she was ever mistaken for a man on ated early on professionally with Somerset Mau-
the telephone. Bankhead’s reply was, “No. Are gham and socially with Noël Coward, whose Pri-
you?” And an actor who once worked with her was vate Lives Bankhead performed first in 1946, later
identified by a critic as “a kind of masculine Tallu- touring in the piece extensively. In 1947 she ap-
lah Bankhead,” which caused Bankhead to re- peared in a New York production of gay polymath
spond, “Don’t be redundant, darling.” 30 Jean Cocteau’s The Two-Headed Eagle. During her
If Tallulah Bankhead has a particular appeal for radio appearances Bankhead also frequently re-
gay men, at least part of this appeal consists not cited poems by another camp icon whose writing
only in a doubt about her gender but also in a and life combined like Bankhead’s equal measures
doubt about her sexuality.31 How to Become a of irony, savage wit, and bathetic sentimentality—
Camp Icon, no. 1: Allow yourself to be imagined to namely Dorothy Parker.34 When Bankhead ap-
be gay. Those rumored to have numbered among peared in The Skin of Our Teeth, her understudy
her female lovers include such unlikely suspects as was Lizbeth Scott, who went on to sue Confiden-
Sister Aimee Semple McPherson, Patsy Kelly, Hat- tial in 1955 for printing stories about her reputed
tie McDaniel, as well as her lifelong friend Estelle lesbianism. And in 1937–38 Bankhead was to ap-
Winwood.32 And rumors about Bankhead’s les- pear with Clifton Webb in a show with music by
bian experiences were fomented by Bankhead her- Cole Porter, only to be replaced by none other
self, who was purportedly quoted as saying, “My than Lupe Velez, whose grotesque write-up in
family warned me about men, but they never Hollywood Babylon subsequently made her avail-
mentioned women!” 33 able for campification.
But part of Bankhead’s camp appeal, as well as
the suspicions about her sexuality, may also arise
A Tallulah Well Lost
out of a sort of “guilt by association”: the way
queers have become accustomed to reading innu- Beyond the appeal Bankhead would have to po-
endo into fact under the pressure of a homopho- tential gay and lesbian fans as possibly “one of
bic imperative of gay invisibility. Bankhead’s ca- us,” much of what seems to be appealing about
reer seems to have been marked by an insistent, Bankhead stems from her very inaccessibility. Like
almost fatalistic pattern of connections with gay the maternal phallus lost to a primeval past of
writers, other camp icons like herself, and at least childhood, the very lack of access to Tallulah im-
rumored-to-be-gay performers. The fact that pels a desire to fill out this epistemological void.
one cannot know precisely the truth of Bank- This absence seems to spur on a fetishistic project
head’s sexuality, rather than forming an obstacle of accumulation, the desire to collect scraps, sto-
to a reliable knowledge, as it would be for critics ries and anecdotes. One wants to restore a whole-
and historians, functions to enable an investment ness and plenitude lost to time, partly for a love of
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such scraps and partly with the aim of construct- Bankhead opted to perform in Noel Coward’s Pri-
ing a whole and entire Tallulah from them. Prob- vate Lives rather than playing Lady Macbeth in
ably the ultimate such project, not entirely distin- Welles’s stage and subsequent film version of the
guishable from a thoroughly respectable academic Scottish play; Jeanette Nolan took the role instead.
drive toward completeness, can be found in And, perhaps most sadly, she screen-tested for the
Jeffrey L. Carrier’s remarkable Tallulah Bankhead: role of Amanda Wingfield in Tennessee Williams’s
A Bio-Bibliography. Therein Carrier gives a short The Glass Menagerie. Irving Rapper directed the
(forty-seven-page) biography, a year-by-year and test, which was shot by the great cinematographer
even sometimes month-by-month chronology, a Karl Freund, who, it is said, cried while Bankhead
list of all stage, film, radio and television appear- performed. But when Bankhead showed up drunk
ances, as well as a discography and a list of awards, on the set (on the day she was to feed lines from
honors, and tributes, not to mention a list of roles off-camera), Jack Warner, shell-shocked from
for which Bankhead was considered, screen tests working with the often-drunk Errol Flynn, re-
she shot, and even fictional references to her. fused to hire her; Gertrude Lawrence, who pre-
But what such a massive drive toward docu- ceded Bankhead in Coward’s Private Lives, played
mentation tends to obscure, even while it reveals the role on the screen.38
it, is the way Tallulah is treasured as lost and inac- But to mention Bankhead’s not getting a part
cessible. Since it is a mere proxy or substitute for an in Mr. Skeffington is to touch on what is arguably
imagined maternal phallus, no fetish can ever live the defining feature of Bankhead’s status: as a
up to the glory of what it replaces. The fetish is al- double for and as doubled by Bette Davis, a better-
ways a pale copy. Likewise, Bankhead as an object known and even-more-travestied camp icon. Part
of investment mobilizes exactly this kind of com- of Bankhead’s inaccessibility derives from Davis’s
parison between the “real thing” and all the sub- greater accessibility. Among the roles that Bank-
stitute proxies to which we have greater access. A head played or was to play which were eventually
director who worked with Bankhead commented filmed by Davis were Julie in Jezebel, the heroine
that “no one has ever captured Tallulah on paper in Dark Victory, and, most famously, Regina in
and no one ever will” 35—a strange comment for Lillian Hellman’s Little Foxes.39 This uncanny
someone in the process of trying to do just that.36 replacement of Bankhead by Davis was so well-
Bankhead is lost to us. In part because the roles known that it became the subject of a much-
she played on stage were so frequently played by publicized but perhaps fictional feud between
other actresses on the screen. We can only imagine the women, Bankhead’s occultation in the public
(for better or worse) Bankhead on stage in Dumas’s eye by Davis becoming dramatized as a rivalry
La dame aux cameilles in 1930, since Garbo played between the actresses. In Bankhead’s 1951 radio
Dumas’s heroine on the screen. Bankhead ap- show, The Big Show, the writers capitalized on the
peared in the play of Let Us Be Gay in 1930; the film whiff of a catfight, striking lines for Bankhead like,
role went to Norma Shearer. In 1941, Bankhead “Just wait ’til I get my hands on her. I’ll pull every
appeared in Clifford Odets’s Clash by Night; Bar- hair out of her . . . mustache.” 40 Since Davis’s on-
bara Stanwyck played the role onscreen in 1952. screen persona included a series of memorable
Bankhead was considered for Humoresque, for catfights (with Miriam Hopkins in The Old Maid
Mr. Skeffington, and for Gone with the Wind (but and Old Acquaintance, with Mary Astor in The
then who wasn’t?); the parts went to Crawford, Great Lie), including those rumored to have tran-
Bette Davis, and Vivien Leigh, respectively.37 spired offscreen, Bankhead’s ongoing catfight with
edward o’neill 327

Davis practically takes on the status of a meta- jectivity” itself arises at specific junctures as a
catfight. historical effect. In his insightful (but “utterly hu-
Further, Bankhead is also reputed to have morless”) discussion of camp, Andrew Ross un-
served as the model for a number of dramatic and derlines such a historical perspective.44 Camp,
cinematic figures who became more well-known which revalues earlier and devalued modalities of
than Bankhead. It is not hard to imagine Tallu- cultural production, is likely to come into effect
lah as a model for Tennessee Williams’s Blanche when a medium whose cultural power is on the
Dubois in A Streetcar Named Desire or Flora Go- wane (film, for example, during the 1950’s) com-
forth in Williams’s The Milk Train Doesn’t Stop ments on its own decline: “The camp effect . . . is
Here Anymore, roles which Bankhead eventually created not simply by a change in the mode of cul-
played on stage, Streetcar in 1956 and Milk Train in tural production, . . . but rather when the prod-
1964. (The latter screen role in Joseph Losey’s film ucts . . . of a much earlier mode of production,
of the play went to Elizabeth Taylor.) Geraldine which has lost its power to produce and dominate
Page also claimed that the character of Princess in cultural meanings, become available, in the pres-
Williams’s Sweet Bird of Youth was modeled on ent, for redefinition according to contemporary
both Rita Hayworth and Bankhead. Zoë Akins codes of taste.” 45
purportedly modeled the heroine of her story Ross’s key example is Robert Aldrich’s What-
“Morning Glory” after Bankhead,41 and Hitch- ever Happened to Baby Jane?, a film that activated
cock told writer Ben Hecht to model Alicia Hu- memories of Davis’s earlier on-screen and ru-
berman’s manner of speech in Notorious on Bank- mored offscreen fights with various costars to
head’s.42 Even Davis’s role of Margo Channing such an extent that the same rumors surfaced
in All about Eve has been said to have been mod- about its production: in Baby Jane, Bette Davis
eled on Bankhead: Bankhead called the film All and Joan Crawford portray degraded has-beens
about Me.43 locked in a perpetual struggle, Crawford’s movies
now running in the afternoon on television.
Whatever “nostalgia” is involved in such texts can
Remembrances of Things Past
no longer be understood as a personal or collec-
The entire narrative construction of Bankhead as tive psychological experience but rather as a cer-
past, as lost, as an ever-receding and never-reach- tain potential within technological and cultural
able origin and original, helps to construct Bank- changes, a potential which, like electrical poten-
head as an object of nostalgia. If camp has been tial, arises from differences. E. H. Gombrich has
understood as involving an investment in the de- pointed out in the field of decorative design that
valued aesthetic products of outmoded eras, the new technologies and materials seem to begin by
downside of this construction of camp has been modeling themselves on earlier ones. Stone col-
that it continues the psychological and psychoan- umns imitating trees, Formica imitating wood
alytic construction of the male homosexual as grain, linoleum imitating brick, the computer
fixated on an earlier developmental era. Such fo- screen imitating a desktop, and, most recently,
cus grounds camp in a definite form of subjec- compact disks including faux surface noise which
tivity, rather than understanding camp as an effect recalls the era of the record (Madonna’s Erotica
of historical processes. By grounding a nostalgic being only one example).46 Ross’s insight about
camp in a regressive subjectivity, one loses the op- camp can be understood as the obverse. Namely,
portunity to understand the ways in which “sub- as a temporal reversal wherein the earlier technol-
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ogy or medium in the process of being superseded camp effect involves condensing significations
attempts to reproduce within itself the newer which are not only opposed but which also have
technology or medium in order to acknowledge specific temporal and historical markings. Not
and comment on its own impending irrelevance. only does “vamp” suggest an anterior historical
Such a situation is “nostalgic” but in a sense which period, but “vamp” and “mother” each suggests a
is no longer psychological but rather historical. different age; at the same time these two lines also
If a camp effect attaches itself to Bette Davis or recall ontological oppositions between a general-
Joan Crawford after Baby Jane, then it is because ized kind of copy (“another sloe-eyed vamp”) and
these icons come to serve as indices of historical a particular and original origin (“someone’s
processes of cultural and technological change. mother”). When these opposing temporal, histor-
Certainly her appearance in the Baby Jane-clone ical and ontological significations become con-
Die! Die, My Darling brings Bankhead into the or- densed into a single point, “then,” as Sondheim
bit of such a discussion. Here Dyer’s writing on tersely puts it, “you’re camp,” where the “then”
stars, and on Judy Garland in particular, is helpful can be read as marking both temporal succession
insofar as certain of the meanings Dyer finds in and logical entailment.48
various star personae have a specifically temporal Likewise, Bankhead’s fitful fame and her ten-
or historical dimension such that the star in ques- dency to rise only to be eclipsed make her entire
tion becomes a signifier of a temporal moment or career path also a cyclical one, such that her fame
a historical process. If, as Dyer suggests, specific is practically synonymous with a prior obscurity,
star images crystallize not only an ideal but also an and her obscurity marks a by-gone fame. Dyer’s
idealized and idealizing historical and biographi- analysis of the same pattern in Garland’s career
cal moment—the young Shirley Temple, the ma- suggests How to Become a Camp Icon, no. 3: Have
ternal Kate Smith—so other star images, like many highly visible public failures such that all
Bankhead’s, seem always to contain within them- one’s successes are “comebacks” (also known as
selves a minimal temporality, a retention of the the “Judy Garland Rule”). And the historical con-
past in the present.47 Dyer underlines in Garland’s densations of camp suggest a corollary to the
image (among other things) androgyny and the “Judy Garland Rule,” namely, How to Be a Camp
“comeback” syndrome as part of Garland’s appeal. Icon, no. 4: Since it’s very difficult to become the
Dyer clearly marks Garland’s androgyny as imply- object of a cult of nostalgia in the present, try to
ing a developmental phase, thus suggesting that accelerate the passage of time by identifying your-
Garland’s image serves to mark a temporal mo- self with waning cultural institutions. The effect is
ment, and likewise Garland’s “comeback” syn- familiar from Garland’s identification with vaude-
drome, her successive failures and successes, im- ville, both through musical numbers in her films
ply that her image encompasses a sort of historical and through her vocal borrowing from Al Jolson,
periodicity. and from Bette Midler’s later cultivation of a camp
Stephen Sondheim’s song “I’m Still Here,” following through her early and assiduous associ-
quoted in the epigraph to this chapter, frames this ation of herself with music of the 1940s and with
kind of temporal moment, as well as these histor- vaudeville through her adoption of the jokes and
ical transitions across cultural regimes, in terms of persona of Sophie Tucker. Bankhead’s career
the minimal personal triumph of the show-biz shows a similar pattern: during the era of Holly-
“survivor.” “First you’re another sloe-eyed vamp, wood cinema’s dominance, her screen roles were
/ Then someone’s mother, / Then you’re camp.” woefully few and all-too-marginal, and she was
These lines function well to suggest the way the identified instead with theater, as well as with ra-
edward o’neill 329

dio.49 In 1950, as television was effectively replac- These constructions of Bankhead implement
ing radio as the broadcast entertainment medium linguistic and narrative potentialities which have
of choice, Bankhead was chosen to be the hostess a powerful political valence for disenfranchised
of what was agreed to be radio’s last hurrah, a pro- groups, as well as a certain melodramatic appeal.53
gram called The Big Show. Bankhead’s career path Just as fetishism splits off an alternative modality
thus made her an index of media (theater, radio) of belief which need not answer to the presence or
whose cultural authority was waning in the face of absence of the phallus, so these alternative modal-
new media and technologies (first film and then ities open up an imaginative, counterfactual space
television). (like Miller’s imagined version of Rope) against
But if Bankhead comes to signify a certain col- which reality can then be measured and found
lapsed temporality or the waning of specific cul- wanting. Such unrealized potentialities implicitly
tural institutions, it is important to underline that criticize reality by providing an Archimedean ex-
she is not therefore a figure for a past which actu- ternal point from which it might be leveraged else-
ally existed. Just as Freud emphasizes that the where.
fetish is not a sign for a maternal phallus which ac-
tually existed, so we think not merely of what Tal-
From Copies to Copying
lulah was and did but of what she might have been
(e.g., more famous, more filmed) and what she If Bankhead is constructed as lost in an Edenic
never was to have done (e.g., be fellated by Mont- past overshadowed by mere copies, this relation
gomery Clift). Narratives construct Bankhead’s between original and copy is also susceptible to re-
“lostness” not merely in terms of an inaccessible versals in which Bankhead herself becomes a mere
past but rather in terms of alternative modalities of devalued copy, derivative not fundamental. After
being: not an indicative “is” or “was” but a sub- all, Bankhead was notably belated in many of her
junctive of what “might have been” or a negative stage portrayals: she followed Jeanne Eagels’s in
future anterior of what “never was to have been.” 50 Somerset Maugham’s Rain, Gertrude Lawrence in
Bankhead’s most acute fans are most suscep- Coward’s Private Lives,54 Jessica Tandy and Vivien
tible to this sense of regret. Carrier’s writing is par- Leigh in A Streetcar Named Desire, and she played
ticularly rich in constructions of Bankhead which the leads in Humoresque, Dark Victory, and All
need to be articulated in the conditional or sub- about Eve on the radio after Joan Crawford and
junctive: “Had Tallulah been cast as Amanda Bette Davis had played them onscreen.
Wingfield, it might have halted her tailspin into If Bankhead was often a secondary repetition
the depths of camp and caricature, but probably of a prior original, she was in a sense always play-
not for long.”51 Here I would say rather: it is the ing herself, always playing the role of the (in)fa-
“had [she] been” and “might have” which are mous person who she herself was. When she ap-
precisely what make Bankhead camp and carica- peared on Broadway in Thornton Wilder’s The
ture. Or: Skin of Our Teeth, Bankhead adlibbed lines to
the audience that expressed Tallulah Bankhead’s
That she was never universally recognized as a major
feelings, rather than those of her character Lily
talent is probably her own fault. As many critics
Sabina: “I don’t understand a word of this play,
have noted, the potential for greatness was there,
not a word.” As Carrier observes, “Tallulah Bank-
but, regretfully, the discipline wasn’t. By living ex-
head’s greatest portrayal was Tallulah Bank-
actly as she wanted—with reckless abandon—she
head.” 55 With film cameos in Stage Door Canteen
allowed her antics to upstage her art.52
and Main Street to Broadway, Bankhead had the
330 hop on pop

opportunity to appear on screen, but only by play- has, if anything, intensified since he wrote about
ing her most famous creation: herself. Indeed, the it, the margin and the mainstream enter into a di-
tragic narrative of a fallen and degraded Tallulah alogue. When the excluded margin has acquired a
can only be brought forth by presenting Bankhead certain caché of cultural capital because of its very
as exactly a degraded copy of herself. Carrier again marginality, this marginality can in turn be sold
exemplifies this type of narrative construction by back to the mainstream which has effected this
describing Bankhead’s 1956 appearance as Blanche very marginalization to recapture that elusive
Dubois in Williams’s Streetcar: caché. The net effect is that the very difference be-
tween the margin and the mainstream is both cap-
She became a parody of herself, and the caricature
italized upon (literally, in the economic sense) and
that she presented on radio and television was a
yet in the process the difference is capitalized is
tragic distortion of a rare and original talent, a tal-
also effaced.
ent that fell victim to the whims and caprices of the
Such circulation from margin to mainstream
formidable Tallulah Bankhead.56
and the corresponding effacement of difference
In the media, in her role as radio hostess, in between the two are not without certain effects
1950 on her “lecture tour,” in 1953 during her per- which become evident in the way the iconography
formances in Las Vegas, and later as tv guest, of gay male subcultural styles functions. It sells
Bankhead was asked to play herself— endlessly, merchandise, thus effacing the specificity of those
and the performance took its toll. Bankhead was very styles. From the macho gay style popularized
fond of saying: “If I have to go out on a stage once after Stonewall in the 1970s to single earrings to
more and say, ‘Hello, Dahlings,’ I shall go stark black denim to double earrings to tattoos (or,
raving mad.” 57 Such constructions make Bank- more recently, nipple-piercing), the same effect
head not only into a faded copy of herself, but also takes place: a devalued style, often associated with
into a part of what was once a whole. An anecdote a phantasmatically transgressive, working-class
which I have often heard recounted about Bank- masculinity. It acquires a new, sexualized valence
head finds a drunken Tallulah, having stumbled and meaning through its appropriation in gay cul-
and fallen, only to be recognized by the gentlemen ture, only to be then reappropriated by the main-
picking her up: “Aren’t you Tallulah Bankhead?” stream through fashion and advertising, ads for
“I’m what’s left of her.” 58 underwear and cologne having spearheaded this
Perhaps Bankhead’s campiest performance strategy. When the subcultures from which these
took the form of her playing the luridly seductive styles emerge are the objects of phobias, like ho-
“Black Widow” during the 1967 season of the mophobia and racism (as in the case of R&B, jazz,
camp-lite television series Batman. The program and, most recently, rap and hip hop), the differ-
marked one of those moments to which Andrew ence between the margin and the mainstream is
Ross has drawn attention: the crossover of camp not diminished. Rather the anxiety over the differ-
from a minority audience to a mass market. If ence increases as the signifiers of that difference
Bankhead was both lost original and failed copy circulate freely back and forth and thus cease
(even of herself ), this construction of Bankhead’s to function as differential signifiers, as marks of
star status in terms of copying, helps us to under- difference.
stand the way camp functions as a two-way site of This circulation of signifiers which fail to mark
struggle. In the kind of mass-marketification of differences is not something secondary and deriv-
camp to which Ross draws attention and which ative which is added on to camp afterwards and
edward o’neill 331

from the outside. Rather, what is at stake in the What’s Left of Her: Mourning and Laughing
camp effect as it is legible in Bankhead’s persona is
The paradox of a camp figure like Bankhead is that
precisely such a process of copying, of reversals of
she serves as a unique sign for a process of copying
original and copy, of earlier. Later, such that the
which involves the opposite of uniqueness. To be a
ontological priority and security of such differ-
camp icon requires this unique mark or trait—
ences are effaced, and these apparent oppositions
Bankhead’s and Davis’s voices, the resonant,
are replaced by a process of mimetic copying and
pleading sob and catch in Judy Garland’s voice or
doubling which are dramatized and narrativized
Maria Callas’s. How to Become a Camp Icon, no. 5:
in Bankhead’s bitchy witticisms and purported
To be imitated you must be original, striking,
catfights with Bette Davis. Indeed, two witty Los
different (also known as the “Derrida Rule”). To
Angeles performance artists have constructed a
imagine a confrontation between Bankhead and
nightclub act called the Dueling Bankheads in
Davis is to imagine two of the most distinctive
which, among other things, these two men dress
voices of the American theater and cinema. One
in drag as two rather tipsy Bankheads and sing the
can hardly overlook the fact that many of the traits
song “Dueling Banjos” as if it were a chain of
of camp icons are ensconced in the voice as the
insults, using for words the title of Bankhead’s
most traditional metaphysical image of the sub-
film Die, Die, My Darling in lieu of lyrics.59 By not
ject’s self-presence, and in particular the voices of
only copying Bankhead but by doing it twice, and
women, women having also been constructed as
by aiming Bankhead’s famous bitchiness at her-
the very image of a private emotionality.60 Al-
self, the artists cleverly condense the aggressivity
though the gay male attachment to this sign of
Bankhead has come to connote with her status as
feminine interiority emphasizes the expressive-
doubled by others and by herself, and the music it-
ness, transparency and theatricality of such voices,
self aligns this aggressivity with the phobic con-
this attachment also subverts the very interiority
struction of male homosexuality in the movie De-
that is being cited.61 What is imitable about Bank-
liverance, for which “Dueling Banjos” served as a
head’s voice is not just its gruff, subversively “mas-
theme.
culine” texture, but above all its special pattern
The constructions of Bankhead alternately as a
of emphasis: “He’s never sucked my cock.” Indeed,
lost original and a failed copy thus opens the way
on a record she made in 1957 called Co-Star,
for a third construction of Bankhead: namely
Bankhead demonstrates for the listener the art of
“Tallulah Bankhead” as a proper name which
acting through exactly such shifts in emphasis:
marks a process of copying or imitation, the “Tal-
“What are you doing? What are you doing? What
lulah Bankhead effect,” a process which is neither
are you doing? What are you doing?” 62
a subject nor an object. After all, whether Bank-
Further, such an attachment to the voice is one
head is imitated or an imitation, original or copy,
of the marks that moves camp even as a fetishistic
subject or object, is somewhat irrelevant from the
attachment to signifiers, to voices, away from a
perspective of the process of copying involved.
conception of fetishism in terms of castration and
Tallulah Bankhead as a camp icon is thus less a sign
visibility and toward an understanding which
which refers to or denotes an actual person and
emphasizes the partiality of fetishism, its success
more a signifier, “Tallulah Bankhead,” which in-
in making desire portable, mobile. If fetishism and
dexes this process of copying. “Tallulah Bank-
castration are generally understood in terms of
head” is one name for the camp effect, which is to
seeing and not-seeing, the gay camp fixation on
say that “Tallulah” indeed means “trouble.”
the voice and the transmission of camp anecdotes
332 hop on pop

by ear certainly moves away from such a visual cloth but particolored and patchwork like the
and objectifying understanding. Bankhead’s ex- harlequin’s costume. We campers are queens of
tensive radio appearances and her recordings no shreds and patches, handing on our secret legacies
doubt helped prepare the way for the separation in oral culture, from mouth to ear. If we can be a
of her voice from her body, for the transmission spectacle to others, or if we are insistently forbid-
through gay male culture of that voice: the record den from even being visible to others, the ear takes
I mentioned above has in turn been sampled and up what the eye lets go, and gay culture reverber-
cited in the work of performance artist/drag queen ates with these stories like so many echoing whis-
John Epperson/Lypsinka.63 The voice, although pers, like the voices of the dead.
seemingly intimately tied to the body, is also sub- Speaking of her autobiography, Bankhead
ject, via impersonation, to the same kind of drift- mentions a caveat that impelled the writing of the
ing by which the fetish as a substitute allows the work, a caveat of silence, of respect, of modesty. “I
phallus to be displaced and made mobile. Bank- tried to be completely honest. . . . Of course, one
head’s career was very much bound up with this has to protect people who are dead and can’t an-
drifting of signs into ever new contexts. Much of swer back.” 65 In thinking of Tallulah, I situate
the end of her life was taken up first with mobility: myself in relation not only to her and her lost
touring in summer stock and then with appearing voice, but to those voices who have spoken in her
as a guest on shows like The Andy Williams Show, voice, who have quoted her and imitated her:
What’s My Line?, The Red Skelton Show, The the voices of the living and the dead. If camp has
Tonight Show, The Mike Douglas Show, and The been seen as a nostalgic fixation on the past, as a
Merv Griffin Show.64 defense against time and loss, stars as fetishes dis-
This separation of the voice from the body and placing a nonexistent value in order to preserve it,
of words from a context is also legible in another I would prefer a third alternative: not holding on
aspect of Bankhead’s camp status, namely in the to the past, nor giving up on it as absent and lost,
way so many anecdotes about Bankhead termi- but rather preserving the past as irretrievable. Ap-
nate in a quip, an epigram, a bon mot. The fetish- pealing to Julia Kristeva’s discussion of women’s
ism of gay male camp depends in part upon this relation to the phallus, Tania Modleski has insisted
fragmentation, this separation of the part from a that men, because they have the phallus, can avoid
whole which opens up the anecdote to endless the experience women have, namely of mourning
performances and citations. Such fetishism, far the phallus.66 But what I have tried to suggest of
from preserving the wholeness and integrity of a Tallulah Bankhead’s status as a camp icon for gay
phallicized body, dismembers that body, taking a men is that her appeal consists precisely in the
supplementary prosthesis in place of a lost totality. way Bankhead as a fetish, as a proxy phallus, is
Anecdotes about Bankhead—“Are you Tallulah treasured in the very inaccessibility which permits
Bankhead?” “I’m what’s left of her”—thus actually the articulation of phantasies about her. I would
perform Bankhead’s status as leftover by being that also like to suggest briefly in closing that this re-
very remainder. Here Bankhead belongs alongside lationship to an absent figure performs a work of
Dorothy Parker and Oscar Wilde, figures whose mourning, a work which takes on a new meaning
reputations depend in part upon those witticisms, after the advent of aids. Could our relationship to
ripostes, and epithets which are often transmitted an irretrievably absent Tallulah not point ways for
orally: the mini-narratives leading to a bon mot us to think through our relationship to others who
that help to make up the patchwork quilt of gay are absent? 67
culture. We have sewn our culture not from whole If we understand camp in terms of the way our
edward o’neill 333

voices can quote the dead and absent, then we When I think of Tallulah’s voice, I imagine such
might believe that camp delusively tries to revivify an eruption of laughter—perhaps staging the way
the dead, to make them live again. But I would ar- time and history laughed at her, or the equanimity
gue that there is nothing delusive about camp, for with which she might have laughed at them, or
in endlessly conferring upon Tallulah the power of perhaps implying the aggressively bitchy power to
speech, in making her speak again and again, do ridicule which she had and which I quote, covet,
we not italicize that voice and mourn the impossi- and, as a victim of homophobia, need. Nor am I
bility of hearing it? Can we, after all, be assured alone in remembering this laughter. At Bank-
that in adoring Tallulah what we want is her full head’s 1968 memorial service, a telegram arrived
presence, her life? For could it not also be that from Alfred Hitchcock. “My warmest and most
such nostalgia has no wish to revive what is lost vivid memory of Tallulah is laughter. To be with
but rather cherishes it as lost, without thereby cel- her was a time of fun and enjoyment. When the
ebrating loss? The title of Capote’s novel in which laughter subsided, there always remained my good
he remembers Tallulah, Answered Prayers, derives, friend, a strong and courageous woman.” 71
he says, from a quotation whose origins are uncer- I like to think that in the laughter of the gay
tain: “More tears are shed over answered prayers men I have known and loved and who shared sto-
than over those left unanswered.” 68 What I am ries of Tallulah with me there is a fun and enjoy-
saying about Bankhead is that our memories of ment which is also a token of friendship, strength,
her should be thought of as prayers which are and courage. And that when other memories sub-
unanswered and unanswerable. side, this sound, this echo, will remain in our ac-
But it is not only Tallulah’s words nor her cursed hearts—those chambers of eternal mourn-
inflections, not, in sum her speaking voice, which ing.72 When we think of, recount, and imitate
transfixes me in her wake. In Stage Door Canteen Tallulah, is it the voice and the long-lost full pres-
her perhaps two minutes of screentime begins ence that we long for, or is it not what “always re-
with Tallulah, surrounded by sailors, laughing. It mained” when the laughter subsided?
seems significant that Tallulah should be intro- Probably Tallulah would laugh at such specula-
duced through her laughter. The fact that she and tions. Incredulous, no doubt she’d upbraid me.
all the men around her are laughing makes it seem “What are you doing? What are you doing? What
that perhaps she has just tossed off one of her fa- are you doing? What are you doing?”
mous witticisms, saltier than any sailor’s, and that And then, she’d laugh, and I would too, for no
she laughs in appreciation of herself, and of the one would enjoy her laughter more than I.
sailors’ appreciation of her. Bankhead herself was
sensitive to this aspect of her appeal when she
Notes
ascribed this very appeal in part to her “hoarse
laugh.” 69 I would like to think of Tallulah as “she 1 Jean-François Lyotard and Jean-Loup Thébaud, Just
who, unbelieving, still plays with castration. . . . Gaming, trans. Wlad Godzich, in Theory and History of
She takes aim and amuses herself with it as she Literature, vol. 20 (Minneapolis: University of Min-
nesota Press, 1985), 32 –33.
would with a new concept or structure of belief,
2 Truman Capote, Answered Prayers: An Unfinished
but even as she plays she is gleefully anticipating
Novel (New York: Random House, 1987).
her laughter, her mockery of man,” just as I would 3 The existence of other chapters is itself one of the things
like to think that Jacques Derrida, in writing this about Capote’s novel which is in doubt, a doubt that in-
passage, was thinking not of Nietzsche’s “woman” tensifies the doubts within the book as it stands.
but of Tallulah.70 4 Capote, Answered Prayers, xxii.
334 hop on pop

5 Ibid., xvii, emphasis in original. The Seminar of Jacques Lacan. Book II: The Ego in
6 Ibid., 48, emphasis added. Freud’s Theory and in the Technique of Psychoanalysis,
7 Ibid., 49, emphasis in original. 1954 –1955, ed. Jacques-Alain Miller, trans. Sylvana
8 See, for instance, Eve Kosofsky Sedgwick, Epistemology Tomaselli (New York: Norton, 1991), 175 –205. For the
of the Closet (Berkeley: University of California Press, connection between the epistemological status of male
1990); Lee Edelman, Homographesis: Essays in Gay Lit- homosexuality and the intersubjective structure out-
erary and Cultural Theory (New York: Routledge, 1994); lined by Lacan, I am indebted to an unpublished paper
and Judith Butler, Gender Trouble: Feminism and the by David Gardner on queer cinema spectatorship and
Subversion of Identity (New York: Routledge, 1990). cruising.
9 Marc Siegel tells me that his research into Tab Hunter 15 This reading (emphasizing the impossibility) of Bank-
reveals that Bankhead repeated the joke with reference head’s knowing if Clift were gay would take up the mo-
to Hunter. Whether this shows that she originated the tif of the deprivation of sight already within the anec-
line or appropriated it from Capote— or Parker, for dote—in the form of Parker’s feeling Clift’s face as
that matter—is not clear. blindly trying to feel something she cannot know by
10 See, for instance, Richard Dyer, ed., Gays and Film seeing.
(New York: Zoetrope, 1984), The Matter of Images 16 And it is this kind of attention to such anecdotes which,
(London: Routledge, 1993), and Now You See It: Studies however absurd, characterizes precisely the fan or “fa-
on Lesbian and Gay Film (New York: Routledge, 1990); natic’s” attention to the object of his fanaticism.
Robin Wood, Hollywood from Vietnam to Reagan (New 17 Such “impossibility” could never be empirical but is
York: Columbia University Press, 1986); and Vito rather always transcendental; i.e., nothing is empirically
Russo, The Celluloid Closet, rev. ed. (New York: Harper impossible, since our empirical knowledge is always
and Row, 1981). I do not mean to single out for blame “corrigible” or subject to revision or correction.
these critics in particular; rather I take them as exem- 18 I say “phallus” here rather than “cock” in order to indi-
plary of a widespread type of critical project whose use- cate the fetishistic status of this imaginary organ. Such
fulness is by no means a thing of the past but whose an organ is not imaginary because it is impossible, but
goals and limitations are certainly eligible for discus- rather is imaginary in the present instance because its
sion and revision. For a further discussion of the differ- existence and nonexistence are both equally in doubt.
ences between such reading practices and my own, see 19 Miller, “Anal Rope,” 134.
the author’s “Poison-ous Queers: Violence and Social 20 Nor is this conception of fetishism as a defensive rela-
Order,” in “Do You Read Me? Queer Theory and Social tion to castration limited to male heterosexual specta-
Praxis,” ed. Eric Freedman, special issue of Spectator tors, since male homosexuals, according to the psycho-
15(1) (fall 1994): 8 –29. analytic theory, are all the more invested in the phallus
11 D. A. Miller, “Anal Rope” in Inside/Out: Lesbian Theo- and can tolerate even less its absence in a love object
ries, Gay Theories, ed. Diana Fuss (New York: Rout- and so might thus have an even greater need of fetishism
ledge, 1991), 122, 121; emphasis added. in such situations as the cinematographic one. On the
12 See, for instance, Moe Myer’s insistence that camp be canonical psychoanalytic reading of male homosexual-
construed as a gay species of parody in his introduction ity, see Kenneth Lewes’s highly admirable The Psycho-
to The Politics and Poetics of Camp, ed. Moe Meyer analytic Theory of Male Homosexuality (New York:
(New York: Routledge, 1994). In the present case, Meridian/New American Library, 1988).
Bankhead’s status as a camp icon is itself demonstrable 21 See Sigmund Freud’s oft-cited “Fetishism,” in Sexuality
but unprovable. and the Psychology of Love, ed. Philip Rieff (New York:
13 And here Sedgwick also draws inspiration from Miller, Collier, 1963).
whose reading of Rope pays heed exactly to the “dubi- 22 Karl Marx, Capital, vol. 1, trans. Eden Paul and Cedar
ety” which he describes as “constitutive” of the produc- Paul (London: J. M. Dent and Sons, 1930), 43 –58,
tion of homosexuality as a connotation (Miller, “Anal esp. 43 – 48.
Rope,” 124). 23 Jean Laplanche and J.-B. Pontalis, The Language of Psy-
14 See Jacques Lacan, “Le séminaire sur “la lettre volée,” in choanalysis, trans. Donald Nicholson-Smith (New
Écrits (Paris: Éditions du Seuil, 1966), or Jacques Lacan, York: Norton, 1973), 120.
edward o’neill 335

24 For a further discussion of fetishism, see the au- 30 Harold J. Kennedy, No Pickle, No Performance: An Ir-
thor’s “Making Politics Perfectly Queer,” forthcoming reverent Theatrical Excursion from Tallulah to Travolta
in Strategies. (Garden City, NY: Doubleday, 1978), 71. I had a strange
25 O. Mannoni, “Je sais bien, mais quand même . . .” in sense of deja vu when reading this book: eventually I re-
Clefs pour l’imaginaire ou l’autre scène (Paris: Éditions alized that when I was a child, or perhaps almost a teen-
du Seuil, 1969), 9 –33. See Slavoj Žižek’s discussions in ager, one of the two newsstands in my small hometown
The Sublime Object of Ideology (London: Verso, 1989), for some unknown reason had a copy of this book on
also see For They Know Not What They Do: Enjoyment its single rotating rack of paperback books. I would read
as a Political Factor (London: Verso, 1991), notably the it standing up while loitering about trying to get a peek
discussion of Mannoni at 245 – 49. at some “adult” magazines. Somehow Kennedy’s back-
26 In Epistemology of the Closet Eve Kosofsky Sedgwick un- stage stories of a theatrical life exerted a powerful draw
derlines the significance for minorities (such as gays) of for me, whether because of the book itself or because of
gossip as a tentative epistemic modality for thinking its connection with other illicit “reading” materials. In
about social types: “It is probably people with the expe- any case, I find it oddly uncanny that Tallulah made a
rience of oppression or subordination who have most sort of appearance at this particular moment in my nas-
need to know it [i.e., the crudeness of recognized ty- cent sexuality and/or reading habits.
pologies of social groups and relations as against their 31 For a discussion of Bankhead’s putative lesbianism, as
actual diversity and complexity]; and I take the pre- well as her association with drugs both licit and illicit,
cious, devalued arts of gossip, immemorially associated see Barry Paris, Louise Brooks (New York: Knopf, 1989).
in European thought with servants, with effeminate 32 See Kenneth Anger, Hollywood Babylon II (New York:
and gay men, with all women, to have to do not even so New American Library, 1984).
much with the transmission of necessary news as with 33 Quoted in Jeffrey L. Carrier, Tallulah Bankhead: A Bio-
the refinement of necessary skills for making, testing, Bibliography, Bio-Bibliographies in the Performing
and using unrationalized and provisional hypotheses Arts, no. 21 (New York: Greenwood Press, 1991), xvii.
about what kinds of people there are to be found in one’s 34 These included: “The Waltz,” “Advice to the Little
world” (23; all emphases in the original). I owe a debt to Peyton Girl,” “Sentiment,” “The Telephone Call,” “The
Marc Siegel for drawing my attention to this passage, Little Hours,” and “Here We Are.” See Carrier’s chron-
which I must have read many times without noticing ology of Bankhead’s radio appearances. Parker’s own
it—much the same way I encountered Capote’s anec- status as arch-origin of camp as a verbal practice is in
dote about Bankhead. part documented in Arthur Dong’s documentary,
27 See Richard Dyer, Stars (London: bfi, 1982), and Heav- Coming Out Under Fire, in which one former soldier
enly Bodies: Film Stars and Society (New York: St. Mar- describes how he and his friends would read Parker’s
tin’s Press, 1979); Miriam Hansen, Babel and Babylon: short stories and imitate her language, including the
Spectatorship in American Silent Film (Cambridge, MA: use of expressions such as “divine” and “darling.”
Harvard University Press, 1991). Whether these were gay coinages before Parker ever
28 For a discussion of the modality of gossip as devalued got her hands on them I do not know. What is more
yet central to the novel, see Patricia Meyer Spacks, Gos- certain is the good effect to which Bankhead put them:
sip (New York: Knopf, 1985), esp. chapter 1, “Its Prob- Bankhead’s summer stock revue of sketches at one
lematic,” and chapter 2, “Its Reputation.” point included a sketch in which a very middle-aged
29 Cited in Donald Spoto, The Dark Side of Genius (New Bankhead played (of all things) Peter Pan. When Bank-
York: Ballantine, 1983), 282. Spoto cites Hume Cronyn head as Peter asked Wendy her name, Wendy would re-
as his source for the story; it was Cronyn whom I first ply “Wendy Moira Angela Darling. What’s yours?” This
heard recount this story on an appearance on The of course provoked Bankhead’s response: “Peter Pan,
Tonight Show. Carrier also refers readers to Doug Mc- Darling.” See Kennedy, No Pickle, No Performance, 68.
Clelland’s StarSpeak: Hollywood on Everything (Boston: 35 Ibid., 67.
Faber and Faber, 1987) and John Russell Taylor, Hitch: 36 The comment is quoted in Carrier, Tallulah Bankhead,
The Life and Times of Alfred Hitchcock (New York: Pan- 201.
theon, 1978). 37 Ibid., 250.
336 hop on pop

38 Ibid., 33. See also Mike Steen, A Look at Tennessee trans. Dana Polan, Theory and History of Literature, vol.
Williams (New York: Hawthorne, 1969). 30 (Minneapolis: University of Minnesota Press, 1986),
39 Charles Higham recounts in his biography of Davis that 16 –27, and A Thousand Plateaus: Capitalism and Schiz-
Davis modeled her own interpretation on Bankhead’s, ophrenia, trans. Brian Massumi (Minneapolis: Univer-
even against director William Wyler’s strenuous objec- sity of Minnesota Press, 1987), 104 –7.
tions. See Bette: The Life of Bette Davis (New York: 54 And it must also be remembered that Lawrence re-
Macmillan, 1981); see also Arthur Marx, Goldwyn: A Bi- turned the favor by beating out Bankhead for the part of
ography of the Man Behind the Myth (New York: Nor- Amanda in the film of Tennessee Williams’s The Glass
ton, 1976). Menagerie.
40 Carrier, Tallulah Bankhead, 35. 55 Carrier, Tallulah Bankhead.
41 Anne Edwards, A Remarkable Story: A Biography of 56 Ibid., xvii.
Katharine Hepburn (New York: William Morrow, 1985). 57 Ibid., 38.
42 Leonard J. Leff, Hitchcock and Selznick (New York: Wei- 58 Kennedy recounts a similar story, but describes the
denfeld and Nicolson, 1987); quoted in Carrier, Tallulah events as having happened to Kay Francis (No Pickle,
Bankhead, 203. No Performance, 71).
43 Bankhead did a 1952 radio version of the 1950 film; 59 The Dueling Bankheads can be glimpsed in the docu-
a recording was released on Moving Finger Records, mentary Wigstock: The Movie (1995).
number 002; referred to in Carrier, Tallulah Bank- 60 See Jacques Derrida’s Speech and Phenomenon, and
head, 176. Other Essays On Husserl’s Theory of Signs, trans. David B.
44 Andrew Ross, “Strategic Camp: The Art of Gay Rheto- Allison (Evanston, IL: Northwestern University Press,
ric” in Camp Grounds: Style and Homosexuality, ed. 1973), and Of Grammatology, trans. Gayatri Chakravorty
David Bergman (Amherst: University of Massachusetts Spivak (Baltimore: Johns Hopkins University Press,
Press, 1993), 102. The remark perhaps demonstrates that 1974).
humorlessness, like humor, is very much in the eye of 61 Dyer’s essay on Garland in Stars is particularly acute on
the beholder. this issue of the expressivity in Garland’s voice and per-
45 Ibid., 58. forming style, which seems to appeal to a male homo-
46 E. H. Gombrich, The Sense of Order: A Study in the Psy- sexuality constructed in a constricting closet of secrecy.
chology of Decorative Art (Ithaca, NY: Cornell Univer- For a richly suggestive meditation on male homosexu-
sity Press, 1979), 174. ality, the voice, and fandom, see Wayne Koestenbaum,
47 See especially Dyer’s Heavenly Bodies. The Queen’s Throat: Opera, Homosexuality, and the
48 The fact that subsequent camp icons like Eartha Kitt Mystery of Desire (New York: Vintage Books, 1993).
have taken this song as a kind of anthem suggests Readers of Koestenbaum’s book will recognize that the
that Sondheim’s insight has not gone unappreciated by current writer’s debt to his is much greater than can be
those to whom the matter is of some urgency. indicated by a single footnote.
49 See Carrier’s chapter on Bankhead’s radio perfor- 62 Roulette, CS109.
mances. 63 For an interview with the eloquent Epperson, see
50 And the “subjectivity” which corresponds to this narra- Re/Search #14, Incredibly Strange Music, Volume I (1993):
tive modality will no longer correspond with the tradi- 152 – 63. His most recent performances featured notable
tional philosophical subject defined in terms of an im- samples of Bankhead.
mediacy of consciousness and perception manifested in 64 See Bruce Hainley’s astute discussion of the career of
the indicative modality which is so often the unthought Paul Lynde in “Special Guest Star: Paul Lynde,” Yale
basis for the philosopher’s construction of the subject. Journal of Criticism 7(2) (fall 1994): 51– 84. This article,
51 Carrier 33, Tallulah Bankhead, emphasis added. along with Koestenbaum’s book, got me started on the
52 Ibid., xvii, emphasis added. present project.
53 On melodrama and the “might have been,” see Mary 65 John Kobal, People Will Talk (New York: Knopf, 1985);
Ann Doane, The Desire to Desire: The Woman’s Film cited in Carrier, Tallulah Bankhead, 36.
of the 1940s (Bloomington: Indiana University Press, 66 Tania Modleski, “Time and Desire in the Woman’s
1987), 106 – 8; on minority discourse, see Gilles Deleuze Film,” Cinema Journal 23(3) (spring 1984): 19 –30.
and Félix Guattari, Kafka: Toward a Minor Literature, 67 On gays and mourning, see Douglas Crimp’s thought-
edward o’neill 337

provoking “Mourning and Militancy” October 51 (win-


ter 1989): 3 –18.
68 Capote says the quote is from St. Teresa of Avila, but as
he never gives a source, I have reworded the phrase,
rather than quoting Capote’s version of it.
69 Carrier, Tallulah Bankhead, 11.
70 Jacques Derrida, Spurs, trans. Barbara Harlow (Chi-
cago: University of Chicago Press, 1978), 61.
71 Carrier, Tallulah Bankhead, 44, emphasis added.
72 Here I am translating, quoting, and paraphrasing from
the first verse of Baudelaire’s “Obsession,” in part in
reference to Paul de Man’s discussion in The Rhetoric of
Romanticism (New York: Columbia University Press,
1984), 259 – 62. For an acute discussion of mourning in
de Man’s work, see Jacques Derrida, Mémoires: For Paul
de Man, Wellek Library Lectures at the University of
California — Irvine, trans. Cecile Lindsay, Jonathan
Culler, and Eduardo Cadava (New York: Columbia
University Press, 1986).
“It Will Get a Terrific power of a life-affirming laughter in the face of
a homicidal death machine and to overstep the
Laugh”: On the Problematic
lines of good taste. Such audacity is, after all, one
Pleasures and Politics of of comedy’s trademarks. This attitude might lead
one to invert Chaplin’s statement and to insist that
Holocaust Humor
the more one knows about the horror of concen-
tration camps and or the homicidal insanity of a
Louis Kaplan
political regime, the more one has the responsibil-
ity to resist and to use black humor as a weapon
against such tyranny. Indeed, it was this line of
Memorializing Laughter
reasoning that led Chaplin in 1939 to direct an
Had I known of the actual horrors of the German con- anti-Nazi film against his evil twin with the mus-
centration camps, I could not have made The Great Dic- tache in the first place. The latter-day naysayer to
tator; I could not have made fun of the homicidal in- Holocaust humor (“Had I known . . . ”) is chal-
sanity of the Nazis. lenged by the compelling insistence of the Chaplin
— Charles Chaplin, My Autobiography who proclaimed that he “had to do it.” 1 In this
way, the bounded moralist who authorizes the re-
These regretful remarks may sound somewhat strictive position that one should not joke about
strange coming from the most significant come- the Nazi’s atrocity exhibition is contrasted with
dian of the twentieth century, from the little the anarchic moralist who feels that one has a duty
tramp who made his living out of directing barbed and an obligation to exercise Holocaust humor at
ridicule and tendentious laughter against the big whatever costs in an economy that would recog-
meanies of this world. Charles Chaplin’s circum- nize no reserves nor reservations. The anarchist is
spect comments about The Great Dictator (1940) bound to transgress those limits as he/she laughs
are marked by backtracking. They partake of none in the face of death.
of the careless brashness of his silent slapstick days Now it should not be surprising to learn that
nor even of the committed satire of his anti-Nazi the late Chaplin’s reticence and rationale finds res-
comic campaigns. Instead, this elder statesman onance in many official accounts of Holocaust
seeks to demarcate the borders of comedy and to memory. The wave of memorializing activities in
ban Holocaust humor as taboo. He suggests that the public sphere to commemorate the fiftieth
the grave horrors of the concentration camps or anniversary of the Jewish Holocaust—whether in
the insanely homicidal tendencies of the Nazis are the form of museums, monuments, memoirs, or
no place for comedy. The old clown steps back, narrative and documentary films— occurred with
takes off the greasepaint, and situates Holocaust the utmost piety and gravity. Such officially sanc-
humor as something to be avoided. In this ac- tioned stagings continue to demarcate the Holo-
count, the figure of the enlightened moralist caust as a site of mourning and melancholy that
(“Had I known . . .”) has gained the upper hand excludes the possibilities and powers of levity.
over the comic anarchist. These monuments have “hallowed out” the Holo-
Yet beyond all these regrets, the fact of the mat- caust and repressed the comic dimension, how-
ter is that the world is fortunate to have these ex- ever caustic, ironic, or sarcastic. There is the un-
ceptional comic film documents like The Great derlying fear that the subversive and anarchic
Dictator or Ernst Lubitsch’s To Be or Not to Be; power of laughter— even if registered as laugh-
only these films had the audacity to attest to the ter directed against the oppressor—would make
344 hop on pop

a mockery of these sanctification efforts. This is Holocaust memory banks of an official culture
the view tacitly expressed in In Fitting Memory, that has placed a taboo upon such laughter. In jux-
the somber volume reviewing the art and poli- taposition to the efforts to conserve, contain, and
tics of Holocaust memorials.2 Heavy funereal ob- control the memory of the Holocaust within the
jects like gravestones and tombstones are sanc- discourse of gravity, this counter-discourse seeks
tioned by official Holocaust culture as appropriate to uncover the liberating laughter of Holocaust
and fitting ways to remember the Jewish catastro- humor. This humor ranges from the clandestine
phe.3 But the lift of humor and jest is said to just “whisper jokes” told as a survival mechanism in
not fit.4 the ghettos of the Third Reich to the recent trans-
To take another notable instance, there is not gressive stagings of the Akko Theater Group in Is-
much room for humor in a manipulatively melo- rael exposing the sacred taboo against levity to the
dramatic film like Steven Spielberg’s Schindler’s blackest of humors.
List (1993) which cranks out a conditioned set of The transgressive quality of Holocaust humor
overdetermined meanings and fitting responses. raises the question of the limits of humor—where
Its cathartic effect lies only in the tear-jerking what is “funny” exchanges places with what is
realm of pathos which it extracts from its audience “sick.” But all humor that matters moves its audi-
from beginning to end.5 It should be recalled that ence out of the comfort zone in order to force a
those who manage to survive its tragic narrative consideration of more questionable areas of hu-
find themselves transported to the burial ground man experience. Thus, it becomes clear why
of Oskar Schindler in Jerusalem. There is no deny- Holocaust humor would be an anathema to dis-
ing that this final documentary framing device is courses of closure and containment. The authori-
an attempt to ground the fictional narrative in the tarian reading of the Holocaust as a discourse of
lived experience of the survivors and thereby gravity and its attempt to repress Jewish humor
achieve both temporal and narrative closure. Here, and render it taboo seeks to take this anarchic
the audience is made to identify with the survivors weapon of contestation and provocation out of
in a mourning ritual where there is no acceptable circulation.8 However, Jewish Holocaust humor is
alternative to shedding tears of sorrow.6 a testament to the politics and the pleasures of
But there is another commemorative pathway. popular culture even in the most extreme and per-
In 1995, I was given the opportunity to lead a ses- verse of circumstances. Its strategy for surviving in
sion at a seminar attended by an international the face of death contrasts with the cult of death at
group of educators at the same Yad Vashem Me- the center of Holocaust monumentality. Jewish
morial Museum in Jerusalem but with a very dif- Holocaust humor enacts an old Yiddish folk say-
ferent agenda. This session sought rather to me- ing: “If your heart aches, laugh it off.” Throughout
morialize a strain of laughter buried deep within the history of a persecuted people, Jewish humor
the Holocaust. It was devoted to the use of Jewish has transmuted suffering into laughter.9 In con-
humor about the Holocaust as a means of resis- trast to officially sanctioned mourning rituals and
tance against the Nazi oppressor.7 It was a restag- state commemorations, Holocaust humor pro-
ing and discussion of the jokes told by ordinary vides an alternative way to memorialize the hor-
Jews whether living in urban centers, ghettos, or rors of the past, one that stresses the need to work
concentration camps during the Nazi reign of ter- through mourning via laughter.
ror. The session was an attempt to give voice to It is the goal of this essay to recall the problem-
this subjugated and marginalized form of expres- atic pleasures and politics of humor during the
sion that has been repressed far too often in the Holocaust era via two case studies in the popular
louis kaplan 345

media of jokes and film comedy. Unlike the official for Jewish cultural expression like jokes warranted
demand of Holocaust monumentality for a strictly a place in his accounting of everyday life in the
delimited reading, these transgressive modes of ghetto from 1940 to 1942.10 Indeed, the transient
pop cultural expression (i.e., jokes, cartoons, and and ephemeral nature of the Jewish joke partakes
film comedies) are based on the refusal to be cir- of the same spirit as the chronicle itself—in its
cumscribed within the confines of officialdom. documentation of the fleeting instant and the
They offer more decentralized, heterogeneous, passing moment. This is not to deny that there
polysemic, and anarchic transmissions of the is a tendency toward fixity when the oral joke
Holocaust memory. The first case study involves a moves to the more codified form of written tran-
number of anonymous jokes between 1940 and scription. There are dozens of timely and topical
1942 that were recorded in the diaries of Immanuel jokes in Ringelblum’s Notes from the Warsaw
Ringelblum who served as the underground Ghetto. Ringelblum composed his Notes as a per-
archivist of the Warsaw ghetto. The second case sonal diary to accompany his more official edi-
study focuses on Ernst Lubitsch’s controversial torial labors as the head of underground “Oneg
Hollywood film comedy, To Be or Not to Be (1942), Shabbos” project whose task it was to document
which deploys a provocative and tendentious hu- the political and social life of the Jews of War-
mor to deal with a Final Solution already in saw during the Nazi occupation and oppression.
progress. There are many differences regarding the When the ghetto was destroyed, Ringelblum
functions and audiences of these pop cultural arti- buried these handwritten manuscripts in a rub-
facts: jokes circulated among the Jews of the War- berized milk container in the hope of finding a
saw ghetto versus a Hollywood film production post-Nazi posterity. They are read today as the as-
about life in war-torn Warsaw made by a German- tonishing eyewitness record of a period of intense
Jewish emigre for a predominantly non-Jewish au- persecution and its resistance.
dience. However, both of them demonstrate how As a leader of the underground movement,
Jewish humor could be used as a political weapon Ringelblum realized implicitly that such jokes
and as a provocative form of entertainment during served as a liberating means of psychological and
(and in response to) an extreme state of a culture spiritual resistance in the Jewish struggle for sur-
under threat of extermination. The investigation vival.11 While Ringelblum made the following
of these two case studies and their liberating laugh- comments in June 1942 in connection with the
ter offers an anarchic antidote to the reigning ghetto’s fascination with Leo Tolstoy’s novel War
death cult that has forgotten the Holocaust’s own and Peace and its depiction of the Napoleonic dis-
problematic sense of humor. aster in Russia, they might be extended to the
function of the Jewish joke in the collective con-
sciousness as well. Here, the social historian plays
Ringelblum Records the Joke Resistance
pop psychologist: “In a word, being unable to take
There’s a joke going around . . . revenge on the enemy in reality, we are seeking
—Emmanuel Ringelblum, Notes from the Warsaw it in fantasy, in literature.” 12 In other words, the
Ghetto Jewish joke must be viewed as one of those fantas-
tic weapons in the ghetto’s literary arsenal that
As the chronicler of the Jewish experience in the enabled the oppressed to take revenge against
Warsaw ghetto and as a social historian of great their persecutors before organized armed resis-
reputation in Poland, Emmanuel Ringelblum tance, the Warsaw Ghetto Uprising of April and
(1900 –1944) understood that a valuable resource May 1943.13
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Given the psychological premise that the Jew- If the Nazis seek to organize the German people
ish joke expressed the wish fulfillments of the per- around the propagandistic slogan of “Strength
secuted against their oppressor, it should come as through Joy” (“Kraft durch Freude”), the Jewish
no surprise that a number of jokes collected and joke retaliates with a dose of malicious joy (Scha-
narrated by Ringelblum express a death wish denfreude) that draws its strength from Nazi de-
aimed at Adolf Hitler directly. For example, one feats and failures.
joke depends upon the homonymic word play Meanwhile, another joke recounted by Ringel-
embedded in the word Platz (as the noun plaza blum fits perfectly into the Freudian model of ten-
and as the imperative verb form of “burst”) in dentious deprecation and depreciation. While
both German and Yiddish. “There’s a joke about a Hitler starts out at the beginning of this joke as
Jew riding in a streetcar. When he comes to the “the big fellow,” his stature steadily shrinks in the
Hitler Platz, he cries, ‘Amen!’” 14 This veiled wit- course of the narrative until he is reduced to
ticism is a perfect example of an anti-Nazi “whis- pygmy status by the time the Jewish tailor has
per joke”: while it appears on the surface as if the delivered the final punchline. This joke turns the
Jew supports Hitler with his affirmative exclama- tables on the Nazi’s racist rhetoric that sub-
tion when he hears about the plaza named after humanizes the ghetto Jew. However, this joke also
the dictator, the underground subtext reveals that can be read as a parable for life in the ghetto itself
this “Amen” expresses the concealed wish that and the pressing need to make everything “stretch”
Hitler should explode. to survive the dire and worsening circumstances.
Ringelblum did not transcribe this joke in the
The big fellow ordered three different tailors each to
form that it appears in this English “translation” of
make him a suit and furnished the material. One
the original Yiddish. Fearing that the manuscript
tailor said. “There’s only enough material for a
would be seized by the Nazi authorities, the direc-
vest.” The second tailor said, “There’s enough mate-
tor of Warsaw ghetto underground archives would
rial for a whole suit.” The Jewish tailor said he could
usually refer to Hitler in abbreviated fashion as H.
make three suits out of the stuff: “He may be very
or as Horowitz. In its uncanny way, this latter us-
big to Them, but to us he’s a pigmy!” 18
age marks an overdetermined nickname for Hitler
in this black humorous genre of “horror wit.” In Another joke designed to make Hitler seem
the specific case at hand, Ringelblum omits the small and inferior is scatological in nature. Here,
proper name of the dictator completely. “It is nar- the Führer’s reduced status is identified with the
rated that a Jew rides with the tram and when he infant rather than with the pygmy. Countering
comes to the Platz, he answers ‘Amen.’” 15 Nazi anti-Semitic rhetoric that equated the Jews
It is possible to interpret such jokes directed with feces, this Jewish joke retaliates by giving
against Hitler in light of the model of the tenden- Hitler a taste of his own medicine so that a fright-
tious joke outlined by Sigmund Freud. Freud ex- ened Führer appears to be unable to control his
plains the debasing mechanism at work. “By mak- own bodily functions. In this jocular wish fulfill-
ing our enemy small, inferior, despicable, or ment, the oppressor who treats the Jews as feces
comic, we achieve in a roundabout way the joy of undergoes scatological humiliation himself. The
overcoming him.” 16 A pointed barb in Ringel- joke plays with the identification of the Nazis as
blum’s Notes exposes the exact function and pur- the brown shirts by providing them with a match-
pose of the anti-Nazi joke: “A new society has been ing uniform on the bottom. The juxtaposition of
formed, called Strength through Malicious Joy.” 17 Hitler and Napoleon and the hidden longing that
louis kaplan 347

the Russian campaign will spell disaster for the few of these jokes focus specifically upon the arm-
Nazis as it did for the French becomes quite ex- bands with the blue and white Star of David that
plicit here. “They say that at the beginning of his were compulsory for Jews in the ghetto after Jan-
Russian campaign Napoleon put on a red shirt, to uary 1940. In these jokes, the badge of shame un-
hide the blood if he should be wounded. H. put on dergoes a radical reversal that makes it seem as if it
a pair of brown drawers.” 19 were to be worn as a badge of honor. But unlike
At times, however, the tendentious joke that the rather naive call made by the German Jew
dreams of the defeat of the Nazi enemy reveals the Robert Weltsch in his editorial in the Jüdische
grim reality of the true circumstances with bitter Rundschau during the first Jewish boycott in Ger-
irony. For instance, one Warsaw ghetto anecdote many in April 1933 that encouraged the Jews to
recorded by Ringelblum on May 8, 1942, draws honor the yellow badge with pride (“Tragt ihn mit
upon the traditional Jewish joke figure of the Stolz den gelben Fleck!”), these joke fantasies are
Wunderrabbi (wonder rabbi) to make this point. laced with a bitter irony in their attempt to coun-
These traditional jokes mock the charismatic Has- teract the stigmatization process. On February 23,
sidic rabbi’s supposed supernatural powers or his 1940, Ringelblum records: “Nalewski Street looks
belief in miracles. In its inversion of the natural like Hollywood nowadays—wherever you go you
and the supernatural orders, this joke makes the see a star!” 21 The joke inverts the “special treat-
super-natural event (angel’s descent) appear more ment” (Sonderbehandlung) to which the Jews have
probable than the natural event (parachutist’s de- been subjected in the ghetto and its negative con-
scent). Even while the witty rabbi of Ger dreams of notations (e.g., outsider, criminal) into a positive
a miracle, one senses how fantastic and appari- virtue—the singling out that goes with Holly-
tional the odds. wood fame, celebrity, stardom. In this way, a
Jewish joke fantasy transforms the streets of the
They tell this story: Churchill invited the Chassidic
wretched Warsaw ghetto into Grauman’s Chinese
Rabbi of Ger to come to see and advise him how to
Theatre in Hollywood and its honorary walk of
bring about Germany’s downfall. The rabbi gave the
stars. It should be noted that this joke has uncanny
following reply: “There are two possible ways, one
resonances in relation to Ernst Lubitsch’s film
involving natural means, the other supernatural.
comedy released two years later. For in To Be or
The natural means would be if a million angels with
Not to Be, Hollywood stars play the inhabitants of
flaming swords were to descend on Germany and
Nalewski Street in an American-style act of comic
destroy it. The supernatural would be if a million
resistance against the Nazis.
Englishmen parachuted down on Germany and de-
Similarly, Ringelblum relates another joke
stroyed it.” 20
about the yellow star dated from May 1942 that
In contrast to the Warsaw ghetto jokes that specifically involves Jews who have been deported
deflate the enemy, another category seeks to trans- to the Warsaw ghetto from Germany and who
mute the marks of subordination and humiliation must wear the brand on their chests. Again, the
imposed by the Nazi oppressor into signs of priv- strategy of ironic resistance seeks to convert the
ilege and status. This has always been a strategy for badge of humiliation into a badge of honor. In this
those who are victimized or stigmatized by the rewriting of history, the stigmatization of the Jew
dominant discourse. This transmutation process (Jude) is decoded and thereby revealed to be an
might be seen as directly linked to the Jewish joke’s acronym which spells out the news of the in-
attempt to transform suffering into laughter. A evitable victory against the Axis powers.
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The German Jews, deported here from Hanover, was to expose Nazi rhetoric as a discourse of lies,
Berlin, etc., have brought a number of jokes with deceit, and empty promises. The Jewish joke re-
them. One of them is that they explain the emblem veals the Orwellian world view of the Nazi propa-
“Jude” that they have to wear on their chest as being ganda machine and its brainwashing strategies
the initials of the words: Italiens Und Deutschlands of inculcation when it comes to matters of mathe-
Ende (the end of Italy and Germany).22 matical calculation. As Ringelblum recounts: “The
populace was just bursting with jokes about
This radical reversal is similar to the Jewish joke’s
the New Year. One of them was that 1942 would
response to the economic decree stating that Jews
be called 1941, because H. had promised his people
were forbidden to use German money that bore
he would end the war in 1941.” 25
the likeness of Hitler. Rather than taking this eco-
The primacy of the Jewish joke in the service of
nomic hardship lying down, the Jewish joke offers
resistance against the Nazi oppressor also helps to
a playful response and mocking means of resis-
account for the fact that Ringelblum’s Notes con-
tance to fight evil with evil by means of an ancient
tain only one joke that is completely self-directed
folkloric explanation that strikes fear into the
in character. In this way, the jokes of the Warsaw
heart of the enemy. As Ringelblum exclaims, “Ap-
ghetto do not conform to Freud’s contention in
parently they’re afraid Jews might give him the
his Joke book that the Jewish joke is basically self-
Evil Eye!” 23
critical in nature.26 This one exception mocks the
Yet one more flight of fancy involving the ubiq-
Jewish Social Self-Aid Organization (for whom
uitous armbands takes place in Paradise. Hitler
Ringelblum himself worked as an administrator).
notices that one “Jewish boy” does not have to
This joke is an ironic displacement of aggressive
wear his armband and has received a special ex-
feelings from the Nazis to Jewish authorities— or
emption from the rule. On an institutional level,
what was left of them. However, when one consid-
this joke would point to the possibility of an ideo-
ers the degree of corruption in this organization,
logical conflict between Hitler and the Church.
one can understand it not so much as self-abuse
On the level of everyday life, the joke meditates on
but rather as the subordinated ghetto dweller’s
the question of privilege and its relationship to
valid criticism against a corrupt Jewish authority.
survival. It provides a case study in the receipt of
special privileges, or what each ghetto dweller Horowitz asked the local Governor General [Hans
needs to survive the Nazi reign of terror. In this Frank] what he has been doing to the Jews. The
regard, the Jewish listener—fantasizing a way out Governor mentioned a number of calamities, but
of Jewish identity amid Nazi racism and racial- none of them sufficed for Horowitz. Finally, the
ism— cannot help but identify with the Jesus Governor mentioned ten points. He began: “I have
character in the following joke “conversion”: set up a Jewish Social Self-Aid Organization.”
“Horowitz comes to the Other World. Sees Jesus “That’s enough; you need go no further!” 27
in Paradise. ‘Hey, what’s a Jew doing without an
This joke depends upon a surprising contrast
arm band?’ ‘Let him be,’ answers Saint Peter. ‘He’s
when one learns that the Jewish Self-Help Organi-
the boss’s son.’” 24
zation has done more harm to the Jews of Warsaw
While the last joke finds a loophole out of a
than the Nazis have done. This ironic twist might
specific decree, there are other jokes that make fun
be contrasted with another joke of the Warsaw
of Nazi propaganda in general. Indeed, it is pos-
ghetto whose punchline goes in the opposite di-
sible to understand Jewish jokelore in this period
rection in setting up the differences between Nazi
as a form of counter-propaganda whose function
and Polish authority. Taking the form of the
louis kaplan 349

dream of an oppressed Jew, it again performs the There is a scene in To Be or Not to Be (1942) where
wish fulfillment which unites the joke work and Ernst Lubitsch stages a “meta-joke” about the
the dream work. deadly stakes of anti-Nazi joke-telling in the War-
saw ghetto. It is a scene that underscores the risks
A Jew alternately laughs and yells in his sleep. His of Ringelblum’s operation as well as the distance
wife wakes him up. He is mad at her. “I was dream- between the Hollywood stage set and the Warsaw
ing someone had scribbled on a wall: ‘Beat the Jews! underground. The Polish actor Joseph Tura in the
Down with ritual slaughter!’” “So what were you so guise of the double agent Professor Alexander
happy about?” “Don’t you understand? That means Siletsky “reveals” to Nazi Colonel Ehrhardt the
the good old days have come back! The Poles are name of one Rovansky whom he claims to be the
running things again!” 28 leader of the Polish resistance. However, it is soon
ascertained that this same Rovansky has been shot
However, whether the Jewish joke wishes for
by the Gestapo just yesterday for committing the
the return of Polish pogroms as “the good old
crime of anti-Nazi joke warfare. He was murdered
days” or bemoans the Jewish self-aid as the biggest
for “telling some outrageous, supposedly funny
calamity to befall the ghetto, both of these black
stories about der Führer.” Here, Lubitsch calls at-
humorous tales—as most jokes of the ghetto—
tention to the stakes of political humor in a total-
involve the transmutation of suffering into laugh-
itarian regime and, in this manner, he offers both
ter. Aptly enough, one notices that the Jewish
an unconscious homage to Ringelblum’s risky
dreamer in the latter joke is engaged in an alter-
project and a self-reflection on his own outra-
nating current of laughing and screaming. This
geous strategy of joke resistance. In “Miming the
might be understood as an explanatory mecha-
Führer: To Be or Not to Be and the Mechanisms of
nism for the very transmutation process in which
Outrage,” Stephen Tifft deftly reviews how Lu-
the Jewish joke is engaged. For it was never a free
bitsch engages in a political act of resistance in this
and easy laughter. Rather it bore the mark of what,
film by adopting “a strategy of comic bad taste—
as Ringelblum records, served as the title of the
of imposing comic pleasure for subversive ends.” 29
special number of an underground newspaper
In contrast to Nazi propaganda aggressively aimed
called Liberty in early 1940, issued to celebrate the
at a unified meaning, Lubitsch’s comedy “starts to
Jewish holiday of Purim which commemorates
scatter its aggression and to disseminate germinal
victory over Haman who sought unsuccessfully to
political meanings unexpectedly.” 30 The ambiva-
exterminate the Jews of ancient Persia. This issue
lence and subversive quality of the humor of To
was called “Laughter through Tears.”
Be or Not to Be led many critics (such as Bosley
Crowther) to speak so negatively about it at the
Lubitsch Touches Holocaust Humor time of its release and to view it as “an artistic
blunder” and “in the poorest taste.” 31 There was
A shocking confusion of realism and romance. Frankly, the general impression on the part of the oppo-
this corner is unable even remotely to comprehend nents of Lubitsch’s comedy that the gravity of the
the humor in such a juxtaposition of fancy and fact. Nazi menace could not lend itself to his discourse
Where is the point of contact between an utterly ar- of travesty.
tificial plot and the anguish of a nation which is one of But in his famous defense of To Be or Not to
the great tragedies of our time? You might almost think Be against the charges that it constituted a perver-
Mr. Lubitsch had the attitude of “anything for a laugh.” sion of film genres, Lubitsch insists that this un-
—Bosley Crowther, review of To Be or Not to Be settling mixture of levity and gravity—what is
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being marked in this essay as “Holocaust hu- cago by the name of S. Felix Mendelsohn (who
mor”— can not be accounted for nor contained collected and published a number of Jewish joke
by traditional film conventions. books) devoted a full chapter to jokes of “The
Third Reich.” Given the contraband nature of the
It is true that I have tried to break away from the tra-
anti-Nazi joke, it is not surprising to find them
ditional moving-picture formula. I was tired of the
resurfacing among German-Jewish emigres in
two established, recognized recipes, drama with
New York (or in Hollywood as in Lubitsch’s
comedy relief and comedy with dramatic relief. I
case).33 The title of Mendelsohn’s book calls atten-
made up my mind to make a picture with no at-
tion to the liberating power of Jewish humor in its
tempt to relieve anybody from anything at any time;
equation of laughter and freedom as inalienable
dramatic when the situation demands it, satire or
rights—Let Laughter Ring.
comedy whenever it is called for.32
A German walked into a Jewish grocery store on
Thus, from Lubitsch’s perspective, it is not sur-
Grenadierstrasse and asked for a Hitler herring.
prising that a critic like Bosley Crowther would be
The grocer’s wife, not knowing what the customer
“unable even remotely to comprehend the humor
wanted, shouted to her husband: “This man wants
in such a juxtaposition of fancy and fact.” As a
a Hitler herring. Do we have it?”
master of mix up, Lubitsch challenges the doctrine
“Sure thing,” replied the grocer. “Give him a
of comic relief which would use comedy in order
Bismarck minus a head.”34
to defuse tension or toward cathartic ends. In-
stead, he suggests that the Holocaustic humor of This pointed barb imagines a decapitated
To Be or Not to Be (which, after all, is the ques- Hitler in the form of a further subtraction from
tion) does not seek to resolve anything. It seeks the second term (i.e., the Bismarck herring) rather
only to unsettle and to discomfort its viewers with than as an independently rotten third term (i.e.,
no relief in sight. It is also important to recall how the stinky cheese) in Lubitsch’s version. Neverthe-
a specific brand of Jewish humor enters into the less, both of these witticisms reduce the vegetarian
mix of To Be or Not to Be at strategic points in the dictator to more manageable and digestible pro-
narrative. In other words, the film offers a number portions.35
of tendentious jokes that one might expect to find Meanwhile, Lubitsch feeds another classic Jew-
in Ringelblum’s diaries. For instance, there is the ish joke retort to the character Greenberg (played
recurrent “whisper joke” that makes its rounds by Felix Bressart) who is the only ostensibly Jew-
among both the Nazis and the resistance. It is a ish character in his Polish acting troupe in the
joke directed against the Führer that takes him for film.36 This casting gesture further compounds
a piece of cheese and offers the veiled suggestion the irony of Jack Benny—an American Jew of
that he stinks. It circulates against the censors in its Polish descent who was born with the name of
tripartite transmutation of political leader into Benny Kubelsky—in the role of Joseph Tura, the
product brand. “They named a brandy after Na- great Polish actor who plays a Nazi impersonator
poleon, they made a herring out of Bismarck, and throughout the twists and turns of the plot. In
the Führer is going to end up as a piece of cheese!” criticizing his fellow actor Mr. Rawitsch for his
Curiously enough, one finds a variant of this joke histrionics, the irrepressible Greenberg remarks:
delicacy (with the title “The Recognized Brand”) “Mr. Rawitsch, what you are, I wouldn’t eat.”
in a Jewish joke book published in the United Rawitsch then proceeds to fill in this punning
States at the same time. In 1941, a rabbi from Chi- punchline by naming the taboo for our general
louis kaplan 351

delectation. “How dare you call me a ham!” This documentary realism. He interrupts the anarchic
joke form has a long history in the annals of mixing of the genres with a call to order and a re-
Jewish humor and it was often used as a classic turn to the spirit of the letter (“That’s not in the
Jewish defense mechanism against the slanders of script!”).
anti-Semitism. For instance, Moshe Waldoks and But this intervention leads only to further
William Novak narrate a joke in their Big Book of complications that further link Lubitsch’s film to
Jewish Humor attributed to the British Zionist Holocaust humor. There is a comic refrain in To
Israel Zangwill where the hamminess of Rawitsch Be or Not to Be that allies itself to the old Yiddish
is replaced by the piggishness of a well-dressed maxim, “If it hurts, laugh it off!” Greenberg liter-
matron. ally sticks his nose in and offers his profoundly
Jewish judgment on these black humorous scenes
Israel Zangwill, the British-Jewish writer, once
that mercilessly mix travesty and tragedy. The ini-
found himself at a fancy dinner party, seated next to
tial instance occurs when Maria Tura (played by
a well-dressed matron. Zangwill was tired, and with-
Carole Lombard) appears for the first time on the
out thinking, he yawned—right in the face of the
set wearing a sexy evening gown. She asks Dobosh
woman beside him. Taken aback by this rude behav-
what he thinks of it for “the concentration camp”
ior, she said to him, “Please mind your Jewish man-
scene in the Gestapo drama that they are rehears-
ners. I was afraid you were going to swallow me.”
ing and she even suggests to him that it will offer a
“Have no fear, madam,” Zangwill replied. “My
“tremendous contrast.” But while the straitlaced
religion prohibits my doing that.” 37
authority figure Dobosh is rather appalled by such
This parallel case study suggests that the subtext of a contrast, it is the comic Greenberg who exclaims
Greenberg’s Jewish joke “reactions” (as he refers to intuitively, “That’s a terrific laugh!” It is almost as
these pointed barbs) needs to be understood in if the difference between the authoritarian and an-
the context of German anti-Semitism and Polish archic receptions of Holocaust humor for the next
collaboration. fifty years were already being played out here in
Furthermore, one should not forget how Jew- the stark contrast between Dobosh’s and Green-
ish humor enters into the multiple layers of simu- berg’s reactions. Greenberg’s response suggests an
lation revolving around the persona of Hitler implicit understanding of the terror and fright be-
as portrayed by the Polish actor Bronski. In the hind the laughter circulating through Nazi Ger-
opening sequence, the one-liner that breaks the many, Poland, and the United States circa 1942. In
flow of the narrative and the audience’s identi- this one-liner, Greenberg has captured the terror
fication with Bronski’s Hitler involves a case of at the heart of Holocaust humor’s problematic
overt Jewish self-irony. The irony is compounded pleasures.
when one considers that it comes out of the In the film’s climactic scene, Greenberg plays
mouth of an actor who is playing the arch-enemy the part of distraction (or scapegoat) by feigning
of the Jewish people. Bronski responds to the cas- an assassination attempt against the Führer (Bron-
cade of official greetings of “Heil Hitler!” with a ski) in order to open an escape route for the rest of
rather offhanded “Heil myself!” At the point of the acting troupe. The straight man Dobosh again
Hitler’s turning into travesty and with a dose of sets up the scene in a relatively somber manner: “If
Jewish self-irony that provides the faux Führer we can manage it such that Greenberg pops up
with the knock-out punchline, the producer Do- among all those Nazis.” But Greenberg does not
bosh plays the Crowtherlike critic seeking relief in think about it this way. Imagining only the terrible
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contrast that will be triggered by his “popping up” Bronski in To Be or Not to Be on their place in
amid the brown shirts, Greenberg interjects his the annals of comic Holocaust monumentality has
tragi-comic philosophy of life once more. “It will proven to be prophetic. Mel Brooks’s The Produc-
get a terrific laugh!” Dobosh counters with an air ers (1967) directly takes up the question of bad
of finality. “It won’t.” In this amazing exchange of taste in offering a Broadway production that stages
dialogue, the two approaches to Holocaust humor Hitler’s reign of terror as a Busby Berkeley musi-
are starkly contrasted. On the side of the “pop up” cal. Like Lubitsch’s earlier example, this transgres-
and its terrific pleasures, Greenberg locates the jest sive film was accused of frivolity and of making
that is buried in the lethal gesture. His exclama- light of Jewish suffering.38 But Brooks’s aggressive
tion openly flouts the directorial gaze of the docu- and anarchic strategy must be seen as a post-Holo-
mentarian Dobosh who sees only the gravity of the caust installment of the old Yiddish maxim that
situation and its horrible end. preaches the need to laugh off suffering. In this
In these ways, Greenberg functions as Lu- light, The Producers defuses the pain by reducing
bitsch’s stand-in for the typically Jewish world the Holocaust to bad theater.39
view that jesting resistance—no matter how har- Similarly, a number of joke books appeared in
rowing the stakes or the punchline— operates as a Germany and Austria in the sixties and seventies
politically directed gesture against oppression. which explored how humor served as a means of
Greenberg’s terrific and terrible laughter manifests resistance in the Nazi era. These publications put
the Jewish credo at the level of pop culture that into printed form the underground jokeloric
affirms the transmutation of pain into pleasure or genre of the Flüsterwitz or the oral tradition of
of “laughter through tears.” All in all, Greenberg’s jokes circulating from mouth to ear and mouth
brand of Holocaust humor affirms laughing in the like smuggled or contraband goods.40 Many of
face of death. them include specific jokes from Ringelblum’s di-
aries in the same or somewhat altered versions.
Such alterations testify further to the difficulties of
Postwar Elaborations
containing or controlling anti-Nazi jokes and sub-
Tura: Bronski, now we belong to history. jecting them to a definitive version.
Bronski: Well, they might even erect a monument to us. Finally, there are a couple of recent phenom-
Tura: They will. I can see myself sitting on a horse for ena that have approached the Holocaust through
the next hundred years. the empowering and liberating lens of black hu-
—To Be or Not to Be (1942) mor in contradistinction to conventional com-
memorative practices. The most striking of these
This study has focused on two case studies that investigations in the United States can be found
demonstrate how the politics and pleasures of in Art Spiegelman’s two-volume autobiographical
Jewish humor served as a means of laughing and comic book history, Maus.41 Here, Spiegelman ap-
surviving in the face of death at the time of the propriates the propagandistic imagery of Nazi car-
Holocaust. In the course of the last fifty years, the icature and its representation of the Jew as parasite
pop cultural historian can point to any number of (e.g., rats and vermin) in order to stage a resistant
examples that have deployed black humor as a counterdiscourse through the life story of his sur-
means to deal with the horrors of the Holocaust vivor father, Vladek Spiegelman.
and have built and elaborated upon the precedents In narrating Vladek’s story of how he survived
of Lubitsch and Ringelblum. In the postwar era, the Auschwitz concentration camp, Spiegelman
the dialogic exchange between Joseph Tura and tells the troubled history of his own life as a child
louis kaplan 353

of survivors. Spiegelman’s “mouse-querade”—the and Asher Tlalim’s filmic version of the group
transposition of his Jewish family into mouse “Don’t Touch My Holocaust” (1994) makes no
people and the similar transposition of Nazis and such apologies in offering a direct violation of the
Poles into cats and pigs—provides the narrator Israeli taboo against the humorous or blasphe-
with the ironic distance he needs to tell this gruel- mous desecration of the Holocaust. The cultural
ing tale of suffering and woe. At the beginning of historian Steve Aschheim has situated the Acco
the second volume, Art reflects upon the problem performance as an “act of desacralization” that
of representing the Holocaust. “I feel so indequate challenges “what they take to be the self-righteous,
trying to reconstruct a reality that was worse than sacrosanct, indeed, taboo status of the Shoah
my darkest dreams and trying to do it as a comic within Israeli society.” 45 The German documen-
strip.” 42 Yet it is exactly the antirealism of the tary directed by Andres Veiel bears the title of Bal-
comic strip and its cartoon world that enables agan—which is the Yiddish and Hebrew word for
Spiegelman’s impossible attempt to represent the confusion and chaos. Balagan is a fitting title for
unrepresentable. the anarchic aspects of this project, which applies
Nevertheless, while presented quite literally in the black humorous techniques of the Artaudian
a comic form, Spiegelman’s narrative relies heavily theater of cruelty to a post-Holocaust setting. The
on melodrama and pathos which often blunts hysterical antics of Madi Ma’ayan put the viewer
comedy’s transgressive force. Humor is quite of- in a problematic space where it is very difficult to
ten used as relief to his recounting of the atrocities determine whether one is bearing witness to farci-
perpetrated against the mouse folk. One instance cal parody or horrific tragedy, and where there
is the character of Mandelbaum, Vladek’s inmate seems to be no relief in sight. As the title indicates,
friend, who acts like a traditional Jewish schlemiel “Arbeit Macht Frei” takes the position that only a
character who loses his spoon and his belt, spills theater of cruelty can work through the horrors of
the soup, and comports himself in a general state Auschwitz (and its concentration camp slogan) on
of disarray. “I hold onto my bowl and my shoe the path toward liberation. In this way, the project
falls down. I pick up the shoe and my pants fall might be understood as another variant of Jewish
down. But what can I do, I only have two hands!” 43 humor’s central aim to transmute suffering into
But this comic interlude soon gives way to the liberating laughter.
documentary account of the horrors at Auschwitz One of the most fascinating aspects of the post-
and Mandelbaum’s subsequent extermination. In modern staging of this non-localized theatrical
an insightful analysis, Art’s psychiatrist Pavel ex- presentation involves a trip by bus to the Ghetto
poses the backlash of guilt felt by this child of sur- Fighter’s Museum (Lochamei Haghetto’ot) in Acco.
vivors on account of his comic book’s success. The roles of actors and audience in the theater are
Pavel’s remarks sound the return of the repressed reframed in the space of the museum as tour
symbolic order (in the name and the law of the fa- guides and visitors. Dressed up as an elderly female
ther) that would chastise the transgressive element concentration camp survivor who speaks Hebrew
of ridicule in Maus and help to explain the tem- with a thick German accent and who throws in a
pering of the anarchic thrust of the Holocaust hu- smattering of Yiddish, German, and English in her
mor in the comic book. “Maybe, you believe you cynical and black humorous monologue, Madi
exposed your father to ridicule.” 44 Ma’ayan takes up a number of subject positions
In sharp contrast, the recent performance in offering her account of the Holocaust story. She
“Arbeit Macht Frei” (“Work Makes Free”) by the speaks in a splintering voice that not only destabi-
Acco Theater Group directed by Dudy Ma’ayan lizes cultural viewpoints and linguistic codes, but
354 hop on pop

also plays around with and passes through the var- Holocaust Memorials (Detroit, MI: Wayne State Univer-
iegated roles of objective observer, tyrannical au- sity Press, 1991).
thority, impassioned survivor, and insane anar- 3 The most thorough and thoughtful exploration of
Holocaust monumentality is to be found in James E.
chist. This constant slippage disrupts any totalizing
Young, The Texture of Memory: Holocaust Memorials and
reception by the participant-observer.
Meaning (New Haven, CT.: Yale University Press, 1993).
All of these examples demonstrate that humor 4 The only exception to this general tendency is the com-
offers an alternative way to memorialize the Holo- pilation and analysis provided by Steve Lipman in
caust in the postwar era. This transgressive com- Laughter in Hell: The Use of Humor During the Holo-
memorative practice values the power of laughter caust (Northvale, NJ: Jason Aronson, 1991). Lipman’s
as liberating and as a means of survival in the face volume is an important resource for all further study of
of death.46 How different is this life-affirming Holocaust humor.
5 But this only applies to those who know how to read the
strategy from the sanctioned forms of commemo-
film in relation to the official narrative and its codes.
rative practice that transforms the Holocaust into
The case of the black schoolchildren in Oakland laugh-
a cult of death. Let us imagine the following open- ing at the scene of Goeth’s target practice where he picks
ended scenario. What would happen if one were to off the Jews from long range shows that there are even
visit the Holocaust Memorial Museum in Wash- ways to misread a canonical text trying its best to main-
ington and, instead of being provided with an tain itself in the discourse of Holocaust gravity.
identity card of a victim to accompany one along 6 For a different reading of the final scene as redemptive
the stations of the museum, the visitor were to of Hollywood melodrama, see Geoffrey Hartman’s
recent essay “The Cinema Animal.” He writes, “This
be provided with a card with anonymous whisper
sentimentality is redeemed only by the final sequence:
jokes that were told by ghetto dwellers against it takes one out of docudrama, and presents the sur-
their Nazi oppressor? One wonders what would be vivors, the Schindler remnant, together with the actors
the consequences of such a different museological, who played them, as they place a ritual pebble on
psychological, and pedagogical practice. Instead Schindler’s tombstone in the Jerusalem graveyard.”
of the grave identification with the victim engen- Hartmann’s analysis seems to forget the possibility that
dered by the U.S. Holocaust Memorial Museum,47 melodrama can invade the staged space of this “docu-
mentary” footage just as easily. See The Longest Shadow:
this memorial would foreground the problematic
In the Aftermath of the Holocaust (Bloomington: Indi-
politics and pleasures of jokes and their relations
ana University Press, 1996), 84.
to popular culture—seeking Greenberg’s terrific 7 This session was held on January 15, 1995, at one of the
laugh. biannual seminars on teaching the Holocaust organ-
ized by Ephraim Katz and sponsored by Yad Vashem:
Notes The Holocaust Martyrs’ and Heroes’ Remembrance
Authority in Jerusalem, Israel. The session was entitled
The author wishes to gratefully acknowledge the gener- “The Jewish Joke as Weapon of Resistance against the
ous support of the Lucius C. Littauer Foundation and Nazis.”
Franz Rosenzweig Research Center at the Hebrew Uni- 8 This bears a certain resemblance to Henry Jenkins’s
versity of Jerusalem for providing funding that allowed distinction between “anarchistic comedy” and classical
him to undertake the research necessary for this partic- Hollywood cinema: “If a dominant tendency of classi-
ular article in the period between 1992 and 1995. cal narrative is its push to unify its materials into a
1 See Theodore Huff, Charlie Chaplin (New York: Pyra- coherent story, the tendency of anarchistic comedy is
mid, 1964), 212 –13, for Chaplin’s wartime defense of toward heterogeneity, even at the risk of disunity and
his compulsion to a laughter without reserves or incoherence.” Transposing this logic, the authoritar-
reservations. ian approach to the memorializing of the Holocaust
2 Sybil Milton, In Fitting Memory: The Art and Politics of would seek narrative homogeneity and seek to avoid
louis kaplan 355

the heterogeneity, disunity, and incoherence set off ing the Holocaust (Hoboken, NJ: Ktav, 1987); and
by the comic detonation of the anarchistic approach. Chaim Kaplan, Scroll of Agony: The Warsaw Diary of
See Henry Jenkins, What Made Pistachio Nuts? Early Chiam A. Kaplan, trans. and ed. Abraham I. Katsch
Sound Comedy and the Vaudeville Aesthetic (New York: (New York: Collier, 1965).
Columbia University Press, 1992), 22. 12 Ringelblum, Notes, 300.
9 In “Why Jews Laugh,” Nathan Ausubel discusses how 13 For an account of how the joke arsenal was replaced by
this expression illustrates the life philosophy of “laugh- military means in the Jewish resistance, see Ber Mark,
ter through tears.” “In Jewish humor comedy and trag- The Warsaw Ghetto Uprising (New York: Schocken,
edy are joined together like Siamese twins. ‘Laugh- 1975).
ter through tears’ is what the Jewish folk philosopher 14 Ringelblum, Notes, 68.
chooses to call it. You laugh in order to give yourself 15 Emmanuel Ringelblum, Notizen von Warshauer Ghetto
courage not to grieve, and you shed a tear or two be- (Warsaw: Verlag Yiddish Buch, 1952), 55.
cause the human comedy is often no mere laughing 16 Sigmund Freud, Jokes and Their Relation to the Un-
matter” (Ausubel, A Treasury of Jewish Humor [Garden conscious, trans. James Strachey (New York: Norton,
City, NY: Doubleday, 1951], xvi). One should not forget 1960), 103.
that Ausubel’s folkloric editions—the other one being 17 Ringelblum, Notes, 252.
A Treasury of Jewish Folklore, published in 1948 —typify 18 Ibid., 153.
the attitude of American Jewry about the function of 19 Ibid., 68.
Jewish humor in the immediate wake of the Holocaust. 20 Ibid., 265.
10 Even the translator and editor of the Notes calls atten- 21 Ibid., 22.
tion to the unusual place of jokes in Ringelblum’s daily 22 Ibid., 288.
accounts: “Most of the notes are overpoweringly sober. 23 Ibid., 289.
But the common man in the Ghetto had his own way of 24 Ibid., 40.
relieving tension—by making up and telling jokes. The 25 Ibid., 251.
Notes tell dozens of these jokes—sardonic, bitter, vio- 26 To recite the famous Freudian Jewish folk maxim, “In-
lent, wishful. Why did Hitler put on brown drawers cidentally, I do not know whether there are many other
when he invaded Russia? What did the newborn baby instances of a people making fun to such a degree of its
say to its mother? How did the rabbi of Ger answer own character.” See Jokes and Their Relation to the Un-
Churchill when that great statesman came to him for conscious, 112.
advice? And that man who was buried up to his neck in 27 Ringelblum, Notes, 55. This same joke (dated Septem-
the sand—what did he say when they let him go, laugh- ber 26, 1940, in Ringelblum) also appears as “Jewish
ing that it was ‘only a joke.’ These jokes have a desper- Joke II” in Chaim Kaplan, Scroll of Agony, 205. Here it is
ate quality, they are all the stronger for being part of a dated from October 8, 1940, and reads: “The Führer
tradition of wit that Jews share with Negroes and other asks Frank, ‘What evils and misfortunes have you
people who have a long history of oppression behind brought upon the Jews of Poland?’ ‘I took away their
them. In Notes from the Warsaw Ghetto humor is a bril- livelihood; I robbed them of their rights; I established
liant counterpoint to the dominant note of repressed labor camps and we are making them work at hard la-
anguish.” See Jacob Sloan, “Introduction,” Notes from bor there; I have stolen all their wealth and property.’
the Warsaw Ghetto: The Journal of Emmanuel Ringel- But the Führer is not satisfied with all their acts. So
blum, ed. and trans. Jacob Sloan (1958; New York: Frank adds: ‘Besides that, I have established Judenraten
Schocken, 1974), xxvi. and Jewish Self-Aid Societies.’ The Führer is satisfied,
11 It should be noted that a number of other major diaris- and smiles at Frank. ‘You hit the target with the Juden-
tic accounts of the Warsaw ghetto are also sprinkled raten, and Self-Aid will ruin them. They will disappear
with jokes. These include Warsaw Ghetto: A Diary of from the earth!’” A comparison of this more elaborate
Mary Berg (New York: L. B. Fischer, 1945); The Warsaw version of the joke with Ringelblum’s reveals substan-
Diary of Adam Czerniakow (Briarcliff Manor, NY: Stein tial differences and it points out the difficulties of ac-
and Day, 1982); Shimon Humberband, Kiddush Ha- quiring a standardized text in folk cultural production
shem: Jewish Religious and Cultural Life in Poland Dur- which depends upon performance. Kaplan’s punchline
356 hop on pop

is that much bleaker and blacker than Ringelblum’s H. Boehlau, 1983); Alexander Drozdzynski, Das verspot-
in its self-ironic and prophetic realization of eventual tete Tausendjährige Reich (Düsseldorf: Droste, 1978);
extermination, which it jokingly relocates from Nazi and Max Vandrey, Der politische Witz im Dritten Reich
menace to Jewish self-aid. (Munich, Goldmann, 1967).
28 Ringelblum, Notes, 79. 41 Art Spiegelman, Maus: A Survivor’s Tale (New York:
29 Stephen Tifft, “Miming the Führer: To Be or Not to Be Pantheon, 1986); and Art Spiegelman, And Here My
and the Mechanisms of Outrage,” Yale Journal of Criti- Troubles Began (From Mauschwitz to the Catskills and
cism 5(1) (1991): 6. Beyond) (New York: Pantheon, 1991). Both volumes
30 Ibid., 7. have now been published together as The Complete
31 For another discussion of the negative criticisms Maus (New York: Pantheon, 1997).
launched against To Be or Not to Be and Lubitsch’s de- 42 Spiegelman, The Complete Maus, 176.
fense, see William Paul’s “Playing for Keeps,” in Ernst 43 Ibid., 189.
Lubitsch’s American Comedy (New York: Columbia 44 Ibid., 205.
University Press, 1983), 225 –56. 45 Steven E. Aschheim, Culture and Catastrophe: German
32 Ernst Lubitsch, New York Times Magazine, March 29, and Jewish Confrontations with National Socialism and
1942. Other Crises (New York: New York University Press,
33 For another example of anti-Nazi emigre humor, see 1996), 28.
B. D. Shaw, ed., Is Hitler Dead? and Best Anti-Nazi 46 One final example is offered in Roberto Benigni’s Life Is
Humor (New York: Alcaeaus House, 1939). Beautiful (1997). As Roger Ebert recalls, “At Cannes, it
34 S. Felix Mendelsohn, Let Laughter Ring (Philadelphia: offended some left-wing critics with its use of humor in
Jewish Publication Society, 1941), 109. relation to the Holocaust” (Chicago Sun Times, October
35 In this context, one should also recall Mendelsohn’s 30, 1998). Ebert notes that the second half of the plot lo-
chapter “Hitleria,” which contains anti-Nazi and anti- cated in a fairy-tale concentration camp follows the
Hitler jokes in his post-Holocaust volume published Jewish comic survivalist strategy of “smiles through
two years after the war, Here’s a Good One: Stories of tears.”
Jewish Wit and Wisdom (New York: Bloch, 1947), 75 –93. 47 See Michael Berenbaum, The World Must Know: The
36 For an elegant and sophisticated analysis of the nor- History of the Holocaust as Told in the United States
mally marginalized Greenberg character as the center Holocaust Memorial Museum (Boston: Little, Brown,
of Jewish interest in the Lubitsch film, see Joel Rosen- 1993).
berg’s essay “Shylock’s Revenge: The Doubly Vanished
Jew in Ernst Lubitsch’s To Be or Not to Be” Prooftexts
16(3) (September 1996): 209 – 44.
37 William Novak and Moshe Waldoks, ed., The Big Book
of Jewish Humor (New York: Harper Perennial Library,
1981), 83. As a black-humorous performer himself,
Rabbi Waldoks recently teamed up with fellow child of
survivors Lisa Lipkin in order to stage a bit of Holocaust
humor entitled “There’s No Business Like Shoah Busi-
ness.”
38 In this context, we should also recall Brooks’s rather
weak remake of the Lubitsch classic To Be or Not to Be,
released in 1984.
39 For a further elaboration of this view, see Sanford
Pinsker, “Mel Brooks and the Cinema of Exhaustion,”
in From Hester Street to Hollywood, ed. Sarah Blacher
Cohen (Bloomington: Indiana University Press, 1983),
245 –57.
40 This includes such titles as Franz Danimann, Flüster-
witze und Spottgedichte unterm Hakenkreuz (Vienna:
The Sound of Disaffection altogether rough and ragged sound quality, often
failing to mask hum, static, tape hiss, and other
Tony Grajeda noises endemic to the very process of recording.
Not simply a case of technology but also of tech-
nique, lo-fi has been used further to describe those
You engage the play function on your compact musical performances marked by amateurish
disc player, but something isn’t quite right. The playing (often on minimal instrumentation), off-
player’s normally crystal clear sound suddenly key singing, and a certain casualness in delivery.
produces the sort of noise one would expect from This dual aspect of amateurism (in terms of per-
an old portable tape recorder. An unbearable formance) and primitivism or minimalism (in
buzzing, the kind that sounds suspiciously like terms of equipment and recording processes) has
tape hiss, is competing with— even drowning set the tone for what constitutes lo-fi, leading dis-
out—the music itself. You can barely make out cussion in the music press to a binary between art
the vocals, which are unspeakably muffled. The and commerce: to what extent has lo-fi been a
entire thing sounds abysmal. What at first seemed question of either aesthetics or economics?
a seriously defective cd gives way to the impres- But such questions of cultural production, of-
sion that this sound must be some weird experi- ten crisscrossing debates over format (i.e., analog
mental art thing masquerading as pop music, or vs. digital, vinyl vs. cd), remain symptomatic of
some pathetic pop band with the audacity to re- the ongoing issue over what is meant by “alterna-
lease its crappy demo tapes. Or, perhaps, it could tive” music.1 That is to say, what is often at stake in
be a little of both, which would then bring the the ethos of (anti-corporate) independent music
result within proximity of what has come to be is precisely what it means to sound alternative, to
known as “lo-fi.” signify sonically an oppositional sensibility, re-
In part defined within and against the notion gardless of one’s position in relation to the music
of high-fidelity, lo-fi gained currency in the mid- industry. While the cultural politics of popular
1990s to signal the sound associated with a range music are frequently limited to an analysis of the
of mostly “alternative” music: Beat Happening, economic struggle between independent and ma-
Guided by Voices, Sebadoh, the Jon Spencer Blues jor labels, much less attention has been given to
Explosion, Royal Trux, the Grifters, Strapping how that struggle is played out both aesthetically
Fieldhands, Tall Dwarfs, Lisa Germano, Daniel and technologically. What interests me here, then,
Johnston. These bands are not exactly Billboard is how production values become coded as either
material. But the label has also served to encom- corporate or alternative, the ways in which those
pass a wider array of pop activity, bandied about values are determined historically, and the degree
in the company of everyone from Beck, Liz Phair, to which those production values as formal prop-
and the Flaming Lips to Neil Young, Sheryl Crow, erties can be read politically.2
and John Mellencamp, as well as 1995 Lollapalooz- Since lo-fi is still playing itself out on the cul-
ers, Pavement. tural field, what follows is necessarily a prelimi-
Referring primarily to production values, lo-fi nary sketch. What I hope to establish, however, is
stands as technical shorthand for “home record- a kind of genealogy of lo-fi by tracing a brief his-
ings,” those small-scale efforts made on (rela- tory of the vexed relationship between music, or
tively) inexpensive equipment such as four-track recorded sound in general, and technology.3 In-
tape machines. Unlike state-of-the-art recording deed, the discourse on lo-fi could be read as offer-
techniques, low-fidelity equipment produces an ing a condensed version of debates on sound
358 hop on pop

going back to the late nineteenth century, to the Sunday feature. Late 1994 found the decidedly al-
inception of the mechanical reproduction of ternative publication Option defining the field of
sound. This analysis will suggest that the issues contenders, with Musician, Spin, and the Alterna-
raised by the particularities of lo-fi (and mid- tive Press soon placing what were said to be lo-fi
1990s pop music more generally) allow us to con- recordings high up on their year’s best lists. Pre-
sider not only a wider band in the history of pop dictably bringing up the rear, Rolling Stone man-
music but also to take in a wider perspective on a aged to label every other band it featured in the
range of social and cultural conditions. Therefore, first half of 1995 as somehow lo-fi.
I will explore the contours of lo-fi by setting the Subject matter aside for the moment, such
context for its emergence, which is nothing if not writing has invariably eluded the degree to which
overdetermined: technologically in the digital era lo-fi itself results from a discursively constituted
of high fidelity, aesthetically in the musical era trend. Accordingly, each round of articles never
of grunge and the general valorization of noise, as fails to point out the increasing attention lo-fi re-
well as politically, in the so-called postmodern era ceives in the media, while simultaneously failing
of well-nigh total corporate hegemony over cul- to acknowledge their own role in contributing to
ture and the attendant widespread anxiety over the development of that trend. In other words, the
the possibilities for adversarial or oppositional fiction of objective reporting—the proverbial
culture. Finally, I will briefly suggest how the mak- window on to reality—is embraced by specialty
ing of lo-fi and its history coincide with debates on and mass-circulation publications alike. The me-
modernism, mass culture, the avant-garde and dia reports claiming merely to reveal a trend also
gender— debates which in many ways have yet to serve to perpetuate it, functioning as an organiz-
be resolved. ing principle for fans, writers, industry appa-
ratchiks, even and especially other musicians.
Thus the term itself is not only called upon to de-
Lo-Fi as a Discursive Formation
scribe passively or innocently what has been going
According to the magazine Musician, “1994 was on; it also produces interest at both the community
the year lo-fi arrived.” 4 But no sooner did it ap- and commodity levels, reproducing itself in a cir-
pear on the cultural graph as something resem- culation of discourse. What follows, then, is a
bling recognizability than the sound was declared quick read of lo-fi as a discursive formation, not to
already over and done, yet another “stylistic and figure out necessarily what lo-fi is but to track how
cultural dead end.” 5 Given the propensity for it is used and what is being invoked in its name.6
dramatic pronouncements in pop music writing, In a profile on the otherwise obscure duo
both assertions could be read as equal parts Ween, Times music critic Jon Pareles sets the stage
prediction, bluff, and wish fulfillment. What one for “low-fi rockers”: the “suburban slackers,” who
could say with some certainty is that, by 1995, had just released Pure Guava on Elektra following
lo-fi had arrived—arrived indeed as a discursive several independent label recordings, are found to
formation. be utilizing “primitive two-track and four-track
Although the term itself has been tossed recorders.” According to Pareles, the group’s mu-
around for years in the music press, it was none sic “sounds casual and unadorned; instruments
other than the paper of record, the New York tend toward low-fidelity, and voices pop up at var-
Times, that give lo-fi headline status as far back as ious speeds, exaggeratedly low or chirpy.” 7 The
April 1993. A year later the Chicago Tribune last of these qualities resulted apparently from a
chimed in, shortly followed by another Times malfunctioning tape recorder, the kind of happy
tony grajeda 359

accident over authorial agency that repeatedly sible,” where production values are felt to be “too
crops up (as we will see) in stories on lo-fi. slick” and “sterile,” lo-fi appears as the perfect re-
A greater sense of artistic intentionality under- sponse to “a very processed, perfect sound.” Where
writes a Chicago Tribune feature on Beck, appear- aesthetics, economics, and method meet, lo-fi is
ing, almost to the day, a year later. Beck’s song posited as the “genuine” article, offering “an inti-
“Loser,” which had made the top fifteen on the mate sound with a raw edge.” And where sound
Billboard pop charts, is said to be “the apotheosis can be read as ideology, the discourse of lo-fi pre-
of a rock underground subculture built around serves a sense of authenticity: “Instead of trying to
crude, four-track home taping instead of polished eliminate all incidental room sounds, a lo-fi artist
studio recordings.” Along with Daniel Johnston, embraces incidental noise and incorporates it into
Pavement, Sebadoh, Guided by Voices, Ween, and the mix to achieve a heightened sense of reality.” 10
Beat Happening—reviewed under the banner The investment here in notions of authentic-
“Low-fi is the Latest Trend in the Music Biz”— ity persists, of course, in conventional rock dis-
Beck and “these other cassette-mongers,” it is ar- course, and rather predictably attaches itself to any
gued, “have been releasing records with a living- debate over the function of technology. As Simon
room ambiance, celebrations of spontaneity and Frith has noted, where “the authenticity or truth
humor that meld noise, melodies and good old- of music” is at issue, “the implication is that tech-
fashioned goofing around into music that is the nology is somehow false or falsifying,” adding
antithesis of Bon Jovi.” 8 that the “continuing core of rock ideology is that
This “latest trend” is further elaborated in an- raw sounds are more authentic than cooked
other New York Times Sunday feature, “Lo-Fi sounds.”11 Certainly our experiences of music,
Rockers Opt for Raw Over Slick.” Familiar traits whether “live” or recorded, are always and no
of rock mythology course through the article: lo- doubt already technological.12 What repeatedly
fi’s do-it-yourself methodology is “rooted in rock- takes place at the discursive level, however, is that
and-roll history,” from 1960s garage rock to 1970s these same debates get played out at every stage of
punk, while “the combination of available tech- technological development. Likewise, the case of
nology and impromptu techniques democratizes lo-fi reveals the latest cultural form to embody an
pop music, putting creative power into the hands enduring contradiction in pop music mythos, one
of anyone with a will.” (Notice, by the way, how which elicits a certain anxiety over the insoluble in-
artistic agency has returned to the musician from terdependence between the technological and the
temperamental technology in the earlier account, human, an interdependence in place since at least
a contradiction at work over who or what authors the late nineteenth century. That is to say, the wide-
the sound, about which more later.) The political spread fiction in pop of an opposition between
implications of such populist sentiment notwith- technology and music—as if music somehow pre-
standing, the discourse of lo-fi has begun to take cedes technology, as if the latter distorts rather than
on the trappings of rock ideology: “In a world of enables the former—blithely ignores the extent to
sterile, digitally recorded Top 40, lo-fi elucidates which technology remains a constitutive element
the raw seams of the artistic process.” 9 to music. In short, and somewhat irrespective of
Finally, yet another Times piece, a mere half such periodizations as modernity and postmoder-
year later (“Fleeing Sterile Perfection for Lovable nity, what is always at stake in the discourse of mu-
Lo-Fi Sound”), secures the terms of debate. Set sical authenticity and audio fidelity is a question of
against a world of “advanced technology” which the real or the referent, how it is defined and con-
“make[s] recordings as pristine and clear as pos- stituted, how it is “captured” or represented.13
360 hop on pop

less reports celebrated the machine’s achievement


The Question of Fidelity
in fidelity: “Just how true and faithful is this Re-
As a technical notation, fidelity refers to the qual- creation of the human voice was best illustrated
ity or condition of faithfulness to an original, and when Miss Christine Miller sang a duet with her-
audio fidelity—the signifying practice that invari- self, it being impossible to distinguish between the
ably subordinates the assessment of music as such singer’s living voice and its Re-creation by the in-
to a description of sound—is simply the degree strument that bears the stamp of Edison’s ge-
of accuracy in the reproduction of sound. In the nius.” 18 Initiating an aesthetics of fidelity, the tone
nineteenth-century context of rapid industrial- tests and their responses also set in motion the
ization, expanding mass culture, and cultural cultural coding of reproductive technology to blur
precedents such as photography, the mechanical incontestably the distinction between original and
reproduction of sound—inaugurated by Edison’s copy, and the experiential differences of each.
phonograph in 1877— coincides temporally (and “Just how true and faithful” echoes throughout
spatially) with what Miles Orvell calls the “culture the history of audio fidelity and sound reproduc-
of imitation,” that pervasive (and particularly) tion, resonating most recently within the dis-
American dispensation “fascinated with repro- course of lo-fi, with its “special air of intimacy”
ductions of all sorts.” 14 From the very beginning and “goal of greater realism.” As one musician put
of sound’s technological reproducibility, then, the it, “I prefer the lo-fi thing over a more slick sound
realm of aural culture presupposes the terms of because we get more of a live, organic feel that
debate—natural and constructed, authenticity way—the snaps, the pops, the accidents that al-
and artifice, original and copy, reality and simula- ways happen make it more human.” 19 What is cu-
tion. These binaries will carry through from the rious about the terminology of naturalism here is
period of modernity and the industrialization of that we’re still talking about recorded music. How
sound to our own so-called postmodernity and sounds become coded as “organic” or “slick,” let
the digitalization of sound.15 An early moment in alone “more human,” requires a brief visit to
the history of sound technologies provides a case the site of sound (re)production—the recording
in point. studio.
In 1915 the Edison Company began marketing
a new line of phonographs by staging what be-
Fidelity and Dissimulation in the Studio
came known as Tone-Test Recitals, evenings of
“musical entertainment” featuring phonograph By at least the mid-nineteenth century, a particu-
recordings and live accompaniment. In order to lar standard for acoustics had been set by the con-
prove that “the Edison Diamond Disc’s re-cre- cert hall. The history of audio fidelity doesn’t end,
ation of the music cannot be distinguished from however, at that moment when recorded sound
the original,” performers—including well-known was considered to have successfully approximated
opera stars of the day (such as soprano Anna this ideal.20 As Edison’s anticipation of the Memo-
Case)—sang along with their phonographic re- rex “test” suggests, sound reproduction not only
productions, thereby challenging audiences to de- aimed to re-create the “real,” rendering the origi-
termine the differences between vocal renditions.16 nal indistinguishable from the copy (the two were
These highly ritualized performances, thousands now inseparable); such reproduction also revealed
of which took place across the country over the the referent’s susceptibility to being displaced.
next several years, typically culminated in “the so Consequently, over and beyond achieving fidelity
called dark scene, where the artist steals from the to the real, specific developments in recording
stage, while the phonograph is playing.” 17 Count- techniques eventually superseded it, thereby ush-
tony grajeda 361

ering in a new level of aesthetic criteria to which all “flawed” performance as a privileged (anti-)aes-
else would be measured.21 thetic for what the system supposedly can never
Studio recording in the first half of this century tolerate.
involved the direct registering of sound onto a Imperfection is a key term in the discourse of
disc, one that couldn’t be edited. In other words, a lo-fi. It underwrites not only the celebration of
recorded performance (no matter how many amateurism (itself both a critique of rock’s profes-
times rehearsed) was still a singular performance sionalist cult of technique and an alibi for poor
by musicians captured in one “take.” With the ad- musicianship) but, moreover, the kind of happy
vent of magnetic tape in 1948, however, a record- accidents that keep popping up, as already noted,
ing could be assembled out of different takes, in lo-fi stories.25 Yet the notion of imperfection has
a final version made up from patches of several taken on additional cultural significance in our
performances.22 Along with the development of current era of digitalization, one heralded as the
multitrack recording facilities in the 1960s, tape latest manifestation of what could be called the
technology irretrievably transformed the record- “technological sublime.” 26 A rather less sanguine
ing process. The recording of a performance in its treatment of digitalization, however, taking into
entirety was now, for the listener, the appearance account the exultation over its efficiency and ac-
of an uninterrupted performance. The editing curacy—since “precision is fundamental to any
process of cutting out mistakes and splicing in digital system” 27—would consider those qualities
preferred extracts allowed producers, as Frith has and values digital instantiates as something much
noted, to “make records of ideal not real events.” 23 more akin to the procedures of instrumental
The studio became the site where music was en- rationality.28
tirely constructed, manufacturing a sound with-
out any reference whatsoever to a “live” event. In-
Digitalization: The Sound Remains the Same
deed, live performances soon came to be measured
against the sound standards of studio recordings. A few short years into the digital ‘revolution,’ one
The entrenchment of this aesthetic of audio could be treated to the full-throated singing of its
fidelity (the idealized state of music) continues to virtues:
set conditions on and for a listening subject, shap-
What you hear on the cd is flawless sound repro-
ing the ways in which aural pleasure is experienced
duction, free from the scratches, ticks, pops, and
through a technological apparatus. And the aes-
surface noises that frequently (and naturally) be-
thetic cuts both ways. The studio standard raised
devil conventional lps. . . . You only have to hear
the stakes on the notion of an immaculate sound,
a Compact Disc once, through headphones or
altering the terms of assessment—spontaneity,
through speakers, to understand why older analog
artificiality, and accuracy. Once an unblemished
playback media inevitably will become obsolete. On
sound has been judged, say, to be “sterile” (the re-
cd, climaxes gain explosive strength. High notes are
sult perhaps of what is called “recording con-
reproduced with startling realism. Even the lowest
sciousness” said to afflict some performers), the
passages sound amazingly clear. The difference be-
blemished sound subsequently takes on new
tween analog and digital sound is as striking as the
meaning, now valued over the “artificial” studio
distinction between mono and stereo.29
recording.24 Put another way, once it has been so-
cially and culturally determined what constitutes Even as sales talk, one can detect here the in-
“perfect” sound (the flawless performance for in- stalling of an aesthetics of audio fidelity, the
stance), what returns dialectically as the other of cultural coding of a sound-related technology
this order is nothing less than imperfection—the dominated by notions of perfection, purity, and
362 hop on pop

permanence. Given the heritage of these specific That condition of “imperfection,” then, consti-
traits, the discourses of digital technology, from tutive to lo-fi (which, as we shall see later, is also
advertisers to audiophiles, could be thought to laden with gendered characteristics), seems rather
imply less a radical postmodern break with the out of tune with the overall digital aesthetic of
past its adulators proclaim than a continuation “perfect sound forever.” This commonly heard
and perhaps intensification of previous social and mantra invokes a dual desire for permanence and
cultural relations. For in its valorization of perfec- perfection.35 The first of these traits speaks to the
tion, purity and permanence, digitalization ap- scourge of early technologies which degraded in
pears as the result of a curious intersection be- time and degraded with use. The guarantee of the
tween social modernity and a particular musical compact disc, however, promises not just dura-
history. While the former can be encapsulated by bility but no appreciable wear. This appeal for a
Antonio Gramsci’s notation of “order, exactitude stable, immutable object, one impervious to the
and precision” necessary to the imperatives of cap- passage of time, could be traced back to the late-
ital (efficiency and technical rationality, the stan- nineteenth-century crisis of modernity around
dardization of production and consumption, the notions of decay, disintegration, and deteriora-
commodification and reification of culture),30 the tion, a time when, as Marx put it, “all that is solid
latter has been supported, according to Michael melts into air.” 36 One response to this crisis of
Chanan, “by the long tradition, going back to modernity, as Mark Cheetham claims, was a re-
Pythagoras, which assimilates music to the laws of assertion of Platonic “transcendental purity” (in-
mathematical harmony and proportion.” 31 This spiring at least the abstract painting of mod-
narrative of an aesthetic form, in which it is be- ernism): “Purity and purification are powerful
lieved that “all is founded in perfection,32 has tools for organizing and controlling otherwise in-
reached eminent articulation through a techno- choate experience.” 37
logical form that demands precision, infallibility, This “rhetoric” of purity can also be found as a
certainty, clarity and so on. This remarkable con- normative principle in the discourse of audio
fluence of aesthetics and technology speaks as fidelity. For example, the phenomena of noise as
much to the persistence of social modernity as to unwanted sound persists as the dire enemy of au-
its supposed eclipse by postmodernity. diophiles. (Performance standards, of course, have
Similarly, such fictions of audio fidelity (“flaw- traditionally castigated errors, flaws and inconsis-
less sound reproduction”) suggest the contours of tencies.) Digital engineering has installed the pu-
an ideological interpolation, one intent on the rity aesthetic technologically (e.g., with “error cor-
production of a listening subject as an effect of rection” circuitry): production values consist of a
both an aesthetically and a scientifically inflected cleansing process to expunge whatever is thought
discourse on sound.33 But this discursive structur- to contaminate the recording of sound—mistakes
ing of subjectivity infers not just any subject since, are corrected, impurities expelled, accidents pre-
it could be argued, it has been gendered mascu- vented, uncertainty predicted. Indeed, if earlier
line on two accounts: socially, in terms of an econ- technologies foregrounded their material produc-
omy of “leisure” (audiophiles as a demographic tion (tape hiss, radio static, turntable hum), then
are overwhelmingly male)34 and theoretically, in digital technology offers a kind of groundlessness
terms of a libidinal economy of mastery, control, of profound absence from the very materiality of
and the fetishization of technology. (After all, one its instrumentation. As one commentator noted,
trusts that those explosive “climaxes” spoken of in “All describe digital technology by its absence: the
the previous quote remain strictly musical in absence of any interference with simply experi-
nature.) encing the music, the absence of that sense of spa-
tony grajeda 363

tial distance one gets from an lp, the absence of however, without the very technology that broad-
surface noise, of rumbles, pops, and scratches. casts it. In other words, the technology itself pro-
Digital is what it isn’t.” 38 In that it “is what it isn’t,” duces noise, which then requires further develop-
concealing nevertheless its means of production, ments in technical formats for noise reduction
the “ideological effect” 39 of digitalization fulfills (e.g., the Dolby system). But the technological
the putative desire for eliding any mediation be- imperative to eliminate anything perceived as
tween sound and its reception—the metaphysics noise also entails a judgment: what is signal, what
of presence. is noise.44 The apparatus, after all, must be read,
To be sure, this desire for the infallible, un- and the reader, no matter how white his or her lab
tainted object constitutes an aesthetic with an an- coat, must enter into an act of interpretation. Call-
cient pedigree, although one that was rehabilitated ing into question the distance between cultural
more recently, for example, inhering in the values and scientific evaluation, Jacques Attali re-
codification of (late) modernism issued by Clem- minds us that “noise had always been experienced
ent Greenberg, who famously valorized form as the as destruction, disorder, dirt, pollution, an aggres-
essence of art. By eliminating whatever was consid- sion against the code-structuring messages.” 45
ered to be extraneous to a specific art-form (since This conceptualization of noise as a figure of dis-
each particular art was “unique and irreducible” to order, a metaphor for subversion and resistance,
itself ), Greenberg claimed that “each art would be functions as shorthand for a kind of excess or rad-
rendered ‘pure,’ and in its ‘purity’ find the guaran- ical outside to any system. And this accords with a
tee of its standards of quality as well as of its inde- cultural avant-garde (reaching back at least to Ital-
pendence.” 40 What Hal Foster termed this “will- ian Futurist Luigi Russolo’s “art of noises” in 1913)
to-purity” in modernism can be found coursing as that privileges what has been deemed unaccept-
well throughout the discourses of audio fidelity.41 able by social convention. The discourse of lo-fi
Until, that is, the rather unexpected unfolding of plays upon both senses of noise—as a cultural
less than perfect sound, represented by such cul- signifier of revolt and as a technical term for the
tural moments as lo-fi (among other develop- “unwanted.” We need to bear in mind, however,
ments) and its altogether noisy soundscape, quietly that the ideology of audio fidelity constitutes it-
casting doubt on our apparent yearning for at least self through a differential relationship to “noise,”
the appearance of perfect incarnations of pure, un- without which it could never define itself as
tarnished sound. fidelity.
The noise associated with lo-fi turns upon
technological dissonance commonly at odds with
Noise Annoys
the digital drive for pure signal. In production
There’s definitely a trend toward dirtier tracks. Tape lingo this means “working in the red”—the dis-
hiss, guitar-amp noise, low-level garbage. Five years tortion zone on recording equipment.46 This in-
ago, we would have cleaned all that up. But today, tentional distortion in the recording process,
the prevailing wisdom is to go lo-fi and let that noise disrupting the expectation for “clean” sound,
become part of the music.42 overlaps with the typical lo-fi practice of utilizing
limited machinery—machinery technically inca-
As a technical term in the field of electronics,
pable of noise-free recording. In failing to elimi-
noise is that phenomena which disturbs or inter-
nate its own workings, the equipment’s noise, as
rupts a transmission and interferes with a signal,
John Corbett points out, “foregrounds the music
such as static on a phone line or “snow” on a tv
object as such.” 47 And incorporating sounds
screen.43 We could never apprehend such noise,
dwelling in the medium itself (such as tape hiss)
364 hop on pop

assumes that this noise can be attributed solely to this fantasy of direct communication is either cel-
cheap equipment. But what are we to make of ebrated as a form of personal self-expression or
noise produced not out of necessity but rather by ridiculed as a form of self-indulgence. To move
choice? An article on Guided by Voices, for ex- beyond this particular reading of lo-fi, however,
ample, reveals an intentional breach of both tech- requires us to consider the extent to which such a
nological expectations and audible trust: “About reading is gendered. I want to suggest that not
half our last album was recorded on twenty-four- only is the home or bedroom recording character-
track, then re-mixed to seem like four-track ized as a “feminine” site of production but, more-
stuff—it sounds like messed-up arena rock!” 48 over, that lo-fi itself has been gendered feminine
Recordings that play on this relation between pro- within the overall masculinist discourse of rock, a
duction and consumption hover amidst artistic characterization that serves to devalue it on those
intentionality, aural perceptions, and the vicissi- very same grounds.
tudes of what the medium itself produces. They In August of 1995 the Village Voice ran a major
confound the treatment of lo-fi as emblematic of feature on the state of pop music. In “The Rock
romanticism, leading us back once again to the is- Beyond” critic Simon Reynolds ruminates on the
sue of authenticity.49 aftermath of corporate “mainstreaming” of alter-
native music:

The Feminization of Rock Lo-fi, the mess-thetic of record collector bands like
Guided by Voices, was the U.S. underground’s first
Most discussion on lo-fi emphasizes home record-
response, and a weak one, since lo-fi is just grunge
ing, whether as an effect of low-rent studio work
with even grungier production values. As the ersatz
or as an actual site of production. One hears of Liz
folk culture of fanzine editors and used-vinyl store
Phair’s bedroom or Beck’s kitchen, basement tapes
clerks, lo-fi was always gonna prove a stylistic and
and garage tapes—spaces that function ideologi-
cultural dead end (which won’t stop Pavement, the
cally to signify intimacy, immediacy, authenticity.
genre’s R.E.M., from taking the sensibility into the
In contradistinction to the outside world, with its
mainstream, four albums from now).
impersonal high-tech studios and alienated and
alienating mass culture, home is regarded in the The article goes on to explore what Reynolds
discourse of lo-fi as a “safe space,” one presumably calls “post-rock,” “a new breed of guitar-based ex-
free of most social constraints. Here one’s “self ” is perimentalists struggling to escape lo-fi’s retro-
more clearly or easily itself, allowing the “true” self eclectic cul-de-sac.” 51 Setting aside for the mo-
to emerge; meanwhile, the low-tech presentation ment Reynolds’s inscription of lo-fi as “weak,”
is said to offer quite unproblematically direct ac- I want to examine briefly the article’s implicit
cess to this act of the artist’s revelation. This echoes model of culture, one which relies on a surpris-
Walter Benjamin’s observations on the technology ingly traditional notion of mass culture.
of the cinema over half a century ago: “The equip- The first principle of Reynolds’s argument
ment-free aspect of reality here has become the holds that the “mainstream” is little more than a
height of artifice; the sight of immediate reality lost cause, a corporate wasteland, seemingly free of
has become a ‘blue flower’ in the land of technol- contradiction; further, whatever has been assimi-
ogy.” 50 Rather than mediate the experience be- lated or incorporated into the mainstream—
tween listener and performer, the technology of or mass culture—is utterly compromised artis-
home recording—at least in the mythology of lo- tically. What manages to evade commercial
fi—actually enacts the unconcealing of the artist. conformism though is this “new breed of experi-
Axiomatic of the discourse of romanticism, mentalists” (who sound pretty interesting by Rey-
tony grajeda 365

nolds’s account), but why, we might ask, does this graded) mass culture, as a form of (banal) con-
account require a dichotomy between the innova- sumption—is exacerbated by its principal dis-
tors and the mainstream? tinction as home recording.54 To be sure, this ac-
In valorizing the experimental risk-takers over tivity coincides with the political economy of the
the mainstream—which presumes a fairly undif- rationalized household endemic to a post-indus-
ferentiated mass culture—the article posits a de- trial society, where work and play, production and
cidedly modernist cultural model premised on consumption are now merely a key stroke and
a stark binary operation, with an avant-garde modem away. But the specifics of this “emergent”
uniquely outside or, literally, in front of a cor- culture of home recording also consist of a “resid-
rupted or degraded mass culture. This opposition ual” culture.55 An archaeology of the arrival of the
between high culture and “low” or mass culture— mechanical reproduction of sound in the late
what Andreas Huyssen calls the Great Divide that nineteenth century reveals that the first casualties
persists across modernity— entails a model of of the phonograph’s entry into the domestic
culture that many have argued is irredeemably sphere were amateur musicians, many of whom
gendered. In particular, Huyssen’s landmark essay, were women.56 So in many ways this activity of
“Mass Culture as Woman: Modernism’s Other,” home recording could also be read as staging a se-
examines a range of discourses which, since the ries of reversals: inverting the conventional treat-
industrialization of culture, “consistently and ob- ment of domestic space as a private, “feminine”
sessively gender[s] mass culture and the masses as sphere, the bedroom— our trusted guarantee for
feminine, while high culture, whether traditional reproduction—has become instead (or perhaps
or modern, clearly remains the privileged realm once again) a site of cultural production, inverting
of male activities.” 52 The cultural work such as well the gendered coding of consumption and
documents perform, he maintains, is to “ascribe mass culture as “merely” feminine. History enters
feminine characteristics to mass culture” (49). the bedroom, we might say, from which it never
Indeed, such texts signify not only “the identi- left.57
fication of woman with the masses as political This notion of the feminization of rock is fur-
threat” (50); what is also at work generally is “the ther suggested by facets of the lo-fi aesthetic. As
persistent gendering as feminine of that which is mentioned earlier, its sound typically is marked by
devalued” (53). a seemingly amateurish approach to both record-
Apart from reinforcing the modernist assump- ing and performance, effects that shape what
tion of mass culture and its other, celebrating loosely can be called song “structures.” Several
some radical cutting edge thought to be in oppo- critics have noted, given the standard three-
sition to the sorry state of everything else, what’s minute pop framework of verse-chorus-verse-
curious about the configuration delineated by etc., the rather fragmentary nature of lo-fi songs
Reynolds’s text is the way in which lo-fi is deni- that often clock in at less than two. Unlike the
grated: not merely “retro” or “ersatz folk culture,” punk predilection for compression of standard-
it is the stuff of “record collector bands,” “fanzine ized compositional forms through speed, many
editors,” and, perhaps worst of all, “store clerks.” lo-fi songs (especially those of Pavement, Guided
In other words, and again set against vanguardist by Voices, and early Sebadoh) simply end “prema-
trendsetters paving the way toward a “post-rock” turely,” abbreviated and provisional pop num-
future, lo-fi appears as a past-oriented culture bers, shards instead of songs that come and go
based in consumption, a hopelessly consumerist without resolution. Instructive here is a review of
culture of collectors, fans, and clerks.53 Pavement’s Wowee Zowee from 1995: “Good, com-
This feminization of lo-fi—as a form of (de- plete songs” are in short supply, insists the re-
366 hop on pop

viewer, with “the album as a whole feeling scattered Rollins comes up again, this time in an article
and sloppy”; producing merely “song fragments,” on Lou Barlow’s group Sebadoh. Barlow is re-
one of “which sounds like an unfinished re- minded of reports in the music press that Rollins
hearsal,” the group is faulted for having “turned in has thrashed Pavement for “slacking,” deriding
a handful of half-baked performances.”58 them and other bands believed to be playing
The sound of incompleteness, indefinite struc- “losercore.” (Another Barlow project, Sentridoh,
ture, lack of resolution—such traits have been released the 1991 single “Losercore.”) Acknowl-
gathered up by traditional music theory as “femi- edging the significance of Rollins to post-punk
nine endings.” Evidently lacking a “strong tonic,” culture and the influence of Rollins on his own
these features, as musicologist Susan McClary ar- work, Barlow good-naturedly impersonates the
gues, have been castigated in the discourse of mu- hardcore icon: “I fuckin’ hate that Sebadoh loser-
sic criticism as passive and “weak.” 59 Such “weak- core shit! They’re weak! Why celebrate weakness?!
ness,” I would suggest, characterizes lo-fi both You need to have strength in the world today!” 61
formally, as fragmentation, and technologically, as Of course, the insinuation here is that the mu-
disruption. This latter notation of instability, the sical traits of hardcore as aggressive, angry rock
breakdown of technology and its concomitant loss are bound up with the corporeal dimensions of an
of mastery, control and order, throws into ques- almost histrionic masculinity. Getting “pumped
tion the status of the authoring agent of lo-fi up” after all is precisely the hardcore virtue of
sound. For how else are we to take all those happy a hard (male) body, “impenetrable, invulnerable,
accidents but as minor ruptures in our sense of au- invincible, one it is hoped that is entirely under
thorship? With the autonomous artist no longer control.62 As for “losercore,” in the dread of and
fully in charge—sharing credit for the source of a amusement in someone getting “pumped up” by
sound with an apparatus that makes itself heard, squeezing a cue ball could be heard a latent quar-
with a technology somewhat out of control— rel with rock as a masculine form, one dominated
such proceedings recast the dismissal of lo-fi, to by the loud, hard and fast school of rebellion. For,
return to the Reynolds passage, as “weak,” a weak- how else is one to articulate dissatisfaction with
ness due in part no doubt to a lack of artistic the way things are? And what if the way things are
agency and technical virtuosity. included this very same masculinist ethos? What,
Since the text in question predicts the in- in fact, would that dissatisfaction sound like?
evitable mainstreaming of Pavement, let us turn to
a Pavement story, in which the group’s Steve
Lo-Fi Suicide 63
Malkmus, recalling an early encounter opening
for the hard-core band Black Flag, describes a The metanarrative of “high fidelity,” running the
telling moment: length of the twentieth century, consists of one
long march of sound production incessantly striv-
I was backstage before the show and all those guys,
ing to at first more accurately reproduce “real”
they looked so scary, I was afraid of them. . . . And
sound (in the phonograph and early studio era)
before they played, Henry Rollins was back there
and then to displace this take on the real with a
with this pool ball, this white cue ball, just squeez-
simulacra of autonomous sound (the digital era of
ing it to get pumped up for the show. I mean,
disembodied abstraction, de-materialized purity).
squeezing a cue ball! . . . It’s like smashing your head
Every industry development in sound technolo-
against a brick wall. That’s what I thought punk was,
gies—from 78 to lp, mono to stereo, am to fm—
you know. That’s when I knew that maybe I’m just
moves without fail in the direction of bringing
not punk enough.60
the listener ever nearer to some perceived idea of
tony grajeda 367

the “truth” of sound.64 The technological ratio- in market terms (major label signings, aaa [“al-
nality of digital precision and the cd’s promise bum adult alternative”] radio everywhere, mtv
to eliminate “noise” is only the latest chapter in apparently sticking around for awhile), what it
the drive for perfect sound forever. But a curious means to sound alternative has been circum-
counternarrative has appeared, gaps in the trajec- scribed by a certain level in production values.
tory of high fidelity that include such “reversals” This sound threshold, below which (commercial)
as the comeback of vinyl 65 and the latest craze for radio and tv will not tolerate—and where lo-fi
“vintage” equipment.66 Enter also the discontinu- seems destined to reside— offers us another way
ity of lo-fi and its accompanying debates on aes- of reading formalist properties politically, at least
thetics, reception, and the phenomenology of those associated herein with the hegemony of dig-
sound. ital aesthetics (humanist subjectivity, bourgeois
We need to keep in mind that lo-fi practices— ideology of autonomous art, dematerialization of
i.e., not no production values but low production perception, “transcendental purity,” masculinist
values—remain thoroughly technological. What fetishization of technology). But by resisting in-
inheres in the discourse of lo-fi, however, is an- dustry incorporation and testing the limits of ac-
other rehearsal of the same old story about the ceptability, lo-fi remains at the margins of social
natural and the artificial, the story, in other words, and cultural production, effecting, if nothing else,
of nature and culture. The same story gets mapped the verve of the unassimilable.
onto nearly every shift in technology, played out, What I’ve also tried to suggest, however, is the
for example, in the analog vs. digital debates.67 attempt to circumvent the somewhat deathless op-
While new or emerging technologies render our position of authenticity and artifice underwriting
relationships to previous technologies differently, much of the rock mythology. Primarily by instan-
the arguments remain fairly static: older forms of tiating how technology has been a constitutive el-
technology are usually set against newer forms as ement to all of pop, certain lo-fi recordings delib-
less alienating, less anti-humanistic, indeed, al- erately incorporate rather than mask noises of the
most as if they have become naturalized. medium, thereby calling attention (as in dub and
Most of the groups heretofore mentioned as some tendencies in hip hop) to their own con-
lo-fi have already moved on (if not to major labels, struction.69 Willful obscurity notwithstanding, the
then certainly to “cleaner” sound productions), Mountain Goats, Daniel Johnston, and the Folk
implying that, as an aesthetic device, lo-fi is Implosion have produced some of the noisiest
the stuff of home recordings prior to a group’s recordings around. Or consider the Silver Jews
seemingly inevitable professionalization. But such (which once included members of Pavement) and
movement isn’t always perceivable, so insinuates their 1993 ep The Arizona Record.
the previously mentioned example of simulation In typical lo-fi fashion, the entire work sounds
staged by Guided by Voices, providing as well as if it was recorded on a cheap portable cassette
something of an object lesson in rock’s order of recorder—all muffled and murky and not a little
things. Still, such reversals remain rare, and usu- bit difficult to actually hear. One can expect such
ally reinscribed (if our earlier reading of the pop sounds for lo-fi aesthetics, until one of the songs
press on lo-fi is any indication) as a more genuine suddenly drops out, followed by silence and then
form of authenticity. Nevertheless, the entire his- just as suddenly resumes—as if someone had ac-
tory of sound production demonstrates how cidentally erased a segment. Another track just
recorded music is fundamentally a construct, one ends in mid-song—as if the recorder had shut off,
sufficiently given over to the realm of simulacra.68 and the tape had run out and clearly before the
With the success of alternative largely defined song is “resolved.” It is an altogether jarring expe-
368 hop on pop

rience, with songs ending abruptly or interrupted through the discourse of romanticism is also an
by other songs. Moreover one is unsettled that effect upheld by historical change through digital
such seemingly avant-gardist tactics have been technology. As already mentioned, this form of
employed in the recording process of fairly “tradi- technology paradoxically brings into being its
tional” pop songs. In this gorgeous mess of a own absence, that seeks to erase any trace of its
recording, you can never not know what you’re mediation.
experiencing, never not hear the sound of the Either by refusing or failing (both produce
recording in the very act of revealing its own the same effect) to repress the signifier and fore-
means of production. grounding its own constructedness, lo-fi sustains
Usually reserved for work produced by the his- a strategy of “baring the device.” Developed
torical avant-garde (in Peter Burger’s configura- through the historical avant-garde, the concept
tion) such a tactic of “exposing the instrumenta- has long become a function, as Thomas Crow in-
tion” seems out of place on a pop record.70 But this sists, of the culture industry.74 Yet in terms of cul-
collision of formal experimentation and mass cul- tural theory, to return to the feminization of rock,
tural production is exactly the strategy of a politi- this gendered inscription of lo-fi as a feminized
cized avant-garde, one which casts doubt on the form of commodified culture would, perhaps di-
reified dichotomy between high and low culture, alectically, appear to complicate that treatment
or in this case, between an aesthetics of estrange- of the historical avant-garde itself, one that tra-
ment and the pleasures of lo-fi pop music. “What ditionally has been rendered as a masculinized
is elided in the construction of standard music form of rebellion against bourgeois society.75 Not
history,” as John Corbett argues, “is precisely the only does lo-fi offer, then, a specific instance of
materiality of the apparatus.” 71 This very process interdependence between high and mass culture
shores up the bourgeois notion of autonomous (which of course has long been under way—in
art, an art free from social constraints, economics, theory if not always in practice) 76 but it also sug-
politics and history. gests a kind of redistribution of methods and sen-
Music has always been conceptualized as the timent related to issues of gender and culture.
most idealized of art forms, the one least beholden Here we need only recall the question of artistic
to the grubby world below. Even pop music, the agency in lo-fi “accidents,” events that serve to dis-
first to be soiled in the strict hierarchy of musical pel the shroud of authenticity and intentionality
idioms, is not immune from this faith in some enveloping creative autonomy while transmitting
rarefied pure outside. In part this situation attests an implicit critique of a gendered will to mastery
to the staying power of nineteenth-century ro- through technology. Hence, to the extent it has
manticism and its belief, as Caryl Flinn reminds been rendered feminine, lo-fi’s appropriation of
us, “that music’s immaterial nature lends it a tran- avant-gardist procedures from within rather than
scendent, mystical quality, a point that then makes against mass culture reminds us of the permeabil-
it quite difficult for music to speak to concrete re- ity of both traditional cultural boundaries and
alities.” 72 But this desire for autonomy that forges conventional cultural theory. The politics of
an identification between high and mass culture “popular” music, however attenuated, also involve
has also been attained and sustained through tech- a politics of gender and sexuality that hit home, so
nology, the “hidden dialectic,” in Huyssen’s phrase, to speak, in daily life.
holding in tension the still vested interest in The lo-fi practice of “making strange” and de-
hierarchical cultural categories.73 That is to say, familiarizing our experiences of sound in the dig-
the aesthetic of autonomy linking high and low ital age seems to be taking up what was, for
tony grajeda 369

Huyssen, “the historical avant-garde’s insistence tions (Madison, WI: Coda Press, 1980), viii. I should
on the cultural transformation of everyday life.” 77 add that I’m less interested in how the technologies un-
And while all this revealing and exposing and un- der discussion actually work than in the ways they are
represented.
masking pretty much leaves lo-fi in the same
4 Nathan Brackett, “Lo-Fi Hits Big Time,” Musician 195
predicament the historical avant-garde found it-
(January/February 1995): 44.
self in: how to address the politics of representa- 5 Simon Reynolds, “The Rock Beyond: To Go Where No
tion. The experience of lo-fi appears to entail less Band Has Gone Before,” Village Voice (August 29, 1995):
a political tract than a gesture of dissonance, the 26 –32.
sound of disaffection with a culture evidently im- 6 That is to say, I’m less interested in attempting to define
pelled toward permanence, purity, perfection. lo-fi as such than I am in parsing out its symbolic func-
tion, exploring both the formal traits determined as lo-
fi and the range of issues interpellated by the term. To
Notes that end we should note how lo-fi will be riven with
contradiction through the competing, overlapping and
This essay has benefited greatly from conversations rather incompatible discourses of romanticism, real-
with Paul Dickinson, Brent Keever, and Joe Milutis, as ism, modernism, and postmodernism.
well as with colleagues at the Society for the Study of 7 Jon Pareles, “Low-Fi Rockers,” New York Times
Social Problems (New York City) and the International (April 11, 1993): sec. 9, 6.
Association for the Study of Popular Music (Denver) 8 Greg Kot, “Taking Up the Slack for a Whole Genera-
conferences in 1996. I am indebted to Charles Weigl tion,” Chicago Tribune (April 3, 1994): sec. 13, 7, 21–22.
and Gary Weissman for music that mysteriously fell 9 Matt Diehl, “Lo-Fi Rockers Opt for Raw Over Slick,”
through the cracks at my nearby chain stores. I also New York Times (August 28, 1994): sec. 2, 26. As stan-
wish to thank Ghislaine McDayter, Kathy Green, and dard procedure, the article also makes reference to the
the editors of this volume, especially Tara McPherson, murky recordings of the Velvet Underground, forerun-
for their generous critical readings of this essay. ners, it would seem, to anything perceived as “non-
1 Although “alternative” has become one of the more commercial.”
notorious floating signifiers of 1990s rock discourse, 10 Rene Chun, “Fleeing Sterile Perfection for Lovable
provisional distinctions of institutional contexts might Lo-Fi Sound,” New York Times (January 10, 1995): B-1, 4.
still be drawn between college radio and aaa (“al- 11 Simon Frith, “Art versus Technology: The Strange Case
bum adult alternative”) commercial programming, of Popular Music,” Media, Culture and Society 8 (1986):
mtv’s “120 Minutes” and vh-1, or independent record 265, 266. This essay, crucial to my own argument, goes
shops and chain retailers such as Tower, Sam Goody, or on to sketch the degree to which technological devel-
Best Buy. opments (recording processes, the microphone, mag-
2 The noisy garage aesthetic of 1970s punk provides an netic tape) “have made the rock concept of authenticity
obvious example of encoded production values, a di- possible” (269). Elsewhere, Frith insists that the “most
rect assault on what was taken to be the creeping pro- misleading term in cultural theory is, indeed, ‘authen-
fessionalization of rock that extended to “subcor- ticity.’ What we should be examining is not how true a
porate” distribution, circulation, and reception (crack piece of music is to something else, but how it sets up
labels, zines, and clubs). An initial hearing of lo-fi sug- the idea of ‘truth’ in the first place—successful pop
gests that, in its attempt to reclaim recording processes music is music which defines its own aesthetic stan-
from high-tech studios, it has inherited from punk this dard.” “Towards an Aesthetic of Popular Music,” in
aim of demystifying rock’s means of production. Music and Society: The Politics of Composition, Perfor-
3 My use of the term “technology” should be taken to mance and Reception, ed. Richard Leppert and Susan
function not merely as “a set of tools or techniques” but McClary (Cambridge: Cambridge University Press,
as “a relation of the technical and the cultural, as a ma- 1987), 137.
terial and cognitive form of social process.” Teresa de 12 To quote Frith again: “The industrialization of music
Lauretis, Andreas Huyssen, and Kathleen Woodward, cannot be understood as something which happens to
eds., The Technological Imagination: Theories and Fic- music, since it describes a process in which music itself
370 hop on pop

is made—a process, that is, which fuses (and confuses) 19 Scott Taylor of the Grifters quoted in Brad Lips, “We’ll
capital, technical and musical arguments.” “The Indus- Take the Lo Road: On the 4-Track Trail,” Option 59
trialization of Music,” in Music for Pleasure: Essays in (November/December 1994): 78. The lo-fi aesthetic
the Sociology of Pop (New York: Routledge, 1988), 12. seems to function immanently to this Memphis quar-
13 Against the modernist preoccupation with an artwork’s tet’s riveting blend of churning guitars and junkie blues,
formal traits, privileging as well an artistic practice of one that privileges echo, distortion, and feedback. And
suspending the referent, Jacqueline Rose argues that the I’d swear that’s a blown speaker front and center of the
“transition to postmodernism . . . has been read as a mix on “Bummer” from One Sock Missing (1993), per-
return of the referent, but the referent as a problem, not haps yet another recording “accident.”
as a given.” Sexuality in the Field of Vision (London: 20 The approximation model of recording lasted well into
Verso, 1986), 229. the 1940s and 1950s. As Edward Kealy describes it,
14 Miles Orvell, The Real Thing: Imitation and Authentic- record corporations “encouraged their engineers and
ity in American Culture, 1880 –1940 (Chapel Hill: Uni- mixers to develop their craft skills and strive for a
versity of North Carolina Press, 1989), xv. recording aesthetic of ‘concert hall realism’ and ‘high
15 Although turn-of-the-century sound technologies fidelity.’ This required the construction of large studios
were technically incapable of faithfully replicating non- and the development of microphone and mixing tech-
recorded sound, these forms of mechanical reproduc- niques in order to record whole symphony orchestras
tion—what Michael Taussig calls “mimetically capa- and dance bands in a way that simulated the psycho-
cious machines”—involved both a desire to preserve acoustics of a live performance.” Edward R. Kealy,
and a desire to imitate, to offer both a document of “From Craft to Art: The Case of Sound Mixers and
what has been and a representation of the “real.” This Popular Music,” in On Record: Rock, Pop, and the Writ-
double function of preserving and reproducing will ten Word, ed. Simon Frith and Andrew Goodwin (New
carry through to current forms of machinery, becom- York: Pantheon, 1990), 210.
ing intensified, as I will suggest, through notions of 21 On how developments in the recording process in-
permanence and perfection. Michael Taussig, Mimesis creasingly impacted on the cultural practices of making
and Alterity: A Particular History of the Senses (New music, see Steve Jones, Rock Formation: Music, Technol-
York: Routledge, 1993), 198. For an intriguing take on ogy, and Mass Communication (Newbury Park, CA:
phonography involving the imperative to preserve, see Sage, 1992), and Michael Chanan, Repeated Takes: A
Charles Grivel, “The Phonograph’s Horned Mouth,” in Short History of Recording and Its Effects on Music (Lon-
Wireless Imagination: Sound, Radio, and the Avant- don: Verso, 1995).
Garde, ed. Douglas Kahn and Gregory Whitehead 22 See Iain Chambers, “Contamination, Coincidence, and
(Cambridge, MA: mit Press, 1992). Collusion: Pop Music, Urban Culture, and the Avant-
16 Evan Eisenberg, The Recording Angel: The Experience of Garde,” in Marxism and the Interpretation of Culture,
Music from Aristotle to Zappa (New York: Penguin, ed. Cary Nelson and Lawrence Grossberg (Urbana:
1987), 111. University of Illinois Press, 1988).
17 For a fascinating cultural history of the tone test cam- 23 Frith,“The Industrialization of Music,” 22.
paign, see Emily Thompson, “Machines, Music, and 24 For H. Stith Bennett, “an understanding of the acoustic
the Quest for Fidelity: Marketing the Edison Phono- control that is possible in the recording studio has pro-
graph in America, 1877–1925,” Musical Quarterly (79)1 moted a unique consciousness of the make up of
(spring 1995): 152. The above quote is taken from corre- sounds in general—what I call the recording conscious-
spondence between the Edison Company and one of its ness.” “The Realities of Practice,” in On Record, 229.
dealers sponsoring tone tests. See also Neil Baldwin, 25 Addressing the “fuzzy-needle surface buzz” of early
Edison: Inventing the Century (New York: Hyperion, Pavement recordings, band member Steve Malkmus
1995), especially 337–39. claims that it “was actually a mastering mistake as
18 This account from the Boston Herald is quoted in Walter much as anything else.” Such an incident is consistent
L. Welch and Leah Brodbeck Stenzel Burt, From Tinfoil with one of the great myths of rock—the cosmic acci-
to Stereo: The Acoustic Years of the Recording Industry, dent. The story of “Rocket 88,” for instance, itself con-
1877–1929 (Gainesville: University Press of Florida, sidered one of the earliest rock records, always includes
1994), 147. mention of the damaged amplifier that had fallen off
tony grajeda 371

the band’s truck en route to the song’s recording, thus ologist Georg Simmel had already noted at the turn of
producing a distorted sound fundamental to rock’s the century how “punctuality, calculability, and exact-
emergence. See Jim Dawson and Steve Propes, What ness,” along with precision, were key components of
Was the First Rock’n’Roll Record? (Boston: Faber and the rationalization of European societies, “The Metrop-
Faber, 1992), 88 –91. The collision of art and technol- olis and Mental Life” (1903), in On Individuality and
ogy, author and accident, persists through the lo-fi Social Forms (Chicago: University of Chicago, 1971). For
discourse of ego reduction, to which we will return. a compelling account of the often fraught relations
Pavement quoted in David Sprague, Option 45 (July/ between social and cultural modernity, see Anson
August 1992): 33. Rabinbach, The Human Motor: Energy, Fatigue, and the
26 Consider, e.g., two recent titles: Steven Holtzman’s Dig- Origins of Modernity (Berkeley: University of California
ital Mantras: The Languages of Abstract and Virtual Press, 1992).
Worlds (Cambridge, MA: mit Press, 1994), and 31 Michael Chanan, Musica Practica: The Social Practice of
Nicholas Negroponte’s “national bestseller,” with its Western Music from Gregorian Chant to Postmodernism
vaguely Heideggerian invocation, Being Digital (New (London: Verso, 1994), 8. See also Richard Leppert, The
York: Vintage, 1995). Sight of Sound: Music, Representation, and the History of
27 Ken C. Pohlmann, Principles of Digital Audio (India- the Body (Berkeley: University of California Press, 1993)
napolis: Howard W. Sams, 1989), 40. for a skeptical look at that strain in the Western tradi-
28 For a particularly pessimistic view of digitalization tion intent on forging an identity between music and
as “the final culmination of a process of alienation,” see mathematics (rational order, pure form, the logic of
Jean Baudrillard, Simulations, trans. Paul Foss et al. numbers, etc.).
(New York: Semiotext(e), 1983). For a particularly per- 32 Thomas Levenson, Measure for Measure: A Musical
ceptive critique of Baudrillard’s work, see Peter Wollen, History of Science (New York: Touchstone, 1994). For
“Modern Times: Cinema/Americanism/the Robot,” more on “music’s mathematical underpinnings,” see
in Raiding the Icebox: Reflections on Twentieth-Century Sir James Jeans, Science and Music (1937; New York:
Culture (Bloomington: Indiana University Press, 1993), Dover, 1968) and Edward Rothstein, Emblems of Mind:
67. See also Jonathan Crary on the “modernization ef- The Inner Life of Music and Mathematics (New York:
fect” of the cd within the “ongoing rationalization and Random House, 1995).
industrialization of the cultural” at work since late nine- 33 The digital era offers not only a discourse of aesthetics
teenth-century modernity, in “Capital Effects,” October but also, as already suggested, a discourse of science.
56 (spring 1991): 122. “The compact disc digitalizes the Even a cursory glance at the audiophile magazines re-
gramophone,” observes Friedrich Kittler, “numbers veals a preponderance of theory in the abstract lan-
and figures become (in spite of romanticism) the key to guage of audiologists. Such experts debate whether the
all creatures.” “Gramophone, Film, Typewriter,” trans. latest mathematically measurable and scientifically doc-
Dorothea Von Mucke, October 41 (summer 1987): 118. umented technical achievements (a system’s specifica-
29 “The Compact Disc Phenomenon: How It All Began,” tions) are even audible—i.e., not immediately appar-
Digital Audio’s Guide to Compact Discs, ed. Larry Canale ent—but theoretically possible. If the technology itself
(New York: Bantam, 1986), 1. has far surpassed our ability to discern its claims of dif-
30 Antonio Gramsci, “Americanism and Fordism,” Selec- ference, then the rhetorical maneuvers of the special-
tions from the Prison Notebooks, ed. and trans. Quintin ists—intent on having us believe we’re actually hearing
Hoare and Geoffrey Nowell Smith (New York: Interna- qualitatively improved sounds—approach something
tional Publishers, 1971), 298. While Gramsci’s work resembling an article of faith.
(much of it written within Mussolini’s prisons) has 34 The early vestiges of audio fidelity, from this 1907 ac-
been extremely influential on contemporary cultural count, already presupposes a male listening subject in-
theory (especially for British cultural studies), I am vested in “perfect specimens of the recording art. To this
using his remarks here somewhat ironically, at least to man the class of record is immaterial, his aim being only
the extent that a radical Italian communist could be records which for clearness, volume, and quality of tone
said to have argued for the appropriation of Fordist are absolutely faultless” (A. Lillingston, The Living Age
principles of capitalist production for socialist means. [August 24, 1907]: 488). Or, consider this anonymous
Less directly political but no less incisive, critical soci- tongue-in-cheek piece from 1957: “A new neurosis has
372 hop on pop

been discovered: audiophilia, or the excessive passion 38 Gerald Seligman, “The Compact Disc Experience:
for hi-fi sound and equipment.” These “audiophiliacs,” Concert Hall Sound at Home,” Village Voice, “Video
it is claimed, “are middle-aged, male and intelligent,” Vision/Audio Adventures” supplement (October 22,
exhibiting aggressively emotional attachments to their 1985): 71.
hi-fi sets: “To many it has a sexual connotation: addicts 39 Against the “ideological effect” of, in particular, the cin-
may be seeking a ‘sterile reproduction without biologi- ema, in which “the instrumentation itself [is] hidden or
cal bother,’ and in extreme cases, a record collection be- repressed,” Jean-Louis Baudry posits Althusser’s notion
comes a ‘symbolic harem’” (“Audiophilia,” Time [Jan- of a “knowledge effect”: Manifestation of the apparatus
uary 14, 1957]: 44). For more recent (but less jocular) and its techniques “produce a knowledge effect, as ac-
evidence of “audiophilia,” see Barry Willis, “Toys for tualization of the work process, as denunciation of ide-
Boys?” Stereophile 16(1) (January 1993): 101–11. ology, and as a critique of idealism,” Baudry, “Ideolog-
35 An early Pavement recording, before the “major” indie ical Effects of the Basic Cinematographic Apparatus,”
releases on Matador, is called, appropriately enough, in Narrative, Apparatus, Ideology: A Film Theory Reader,
Perfect Sound Forever. This Stockton, California, group, ed. Philip Rosen (New York: Columbia University
known for assembling a wild pastiche of pop styles and Press, 1986), 288. This “knowledge effect” will come up
sounds, are sort of the postmodern pranksters of lo-fi, later in my discussion on the production of lo-fi sound.
incorporating as well the discourse of audio fidelity self- 40 Clement Greenberg, “Modernist Painting” in The New
reflexively. They are also clearly aware of the blatant Art, ed. Gregory Battcock (New York: E. P. Dutton,
artifice of pop, evinced by this response to the alleged 1973), 68.
spontaneity of lo-fi: “The Beatles managed to do it in 41 Hal Foster, “Re: Post,” in Art after Modernism: Rethink-
the most expensive studios, like on The White Album. ing Representation, ed. Brian Wallis (New York: New
At least they simulated spontaneity, anyway.” Diehl, Museum of Contemporary Art, 1984).
“Lo-Fi Rockers Opt for Raw Over Slick.” 42 David Kahne, senior vice president of artists and reper-
36 “Constant revolutionizing of production, uninter- toire at Columbia Records, quoted in Chun, “Fleeing
rupted disturbance of all social conditions, everlasting Sterile Perfection for Lovable Lo-Fi Sound.”
uncertainty and agitation distinguish the bourgeois 43 R. Murray Schafer, The Tuning of the World (New York:
epoch from all earlier ones. All fixed, fast-frozen rela- Knopf, 1977), 182.
tions, with their train of ancient and venerable preju- 44 Ibid., 93.
dices and opinions, are swept away, all new-formed 45 Jacques Attali, Noise: The Political Economy of Music,
ones become antiquated before they can ossify. All that trans. Brian Massumi (Minneapolis: University of Min-
is solid melts into air, all that is holy is profaned, and nesota Press, 1985), 27.
man is at last compelled to face with sober senses, his 46 On the similar practice of “working in the red” found in
real conditions of life and his relations with his kind.” hip hop production, see Tricia Rose, Black Noise: Rap
Karl Marx and Friedrich Engels, “Manifesto of the Music and Black Culture in Contemporary America
Communist Party,” The Marx-Engels Reader, ed. Rob- (Hanover, NH: Wesleyan University Press, 1994), 74 –
ert C. Tucker (New York: W.W. Norton, 1978), 476. On 80. A good deal of lo-fi sound was anticipated by Pub-
the “terror of disorientation and disintegration” as lic Enemy’s It Takes a Nation of Millions to Hold Us Back
an overriding condition of modernity, see Marshall (1988) in its radical textural dissidence engineered by
Berman, All That Is Solid Melts into Air: The Experience the Bomb Squad production team of Hank Shocklee,
of Modernity (New York: Simon and Schuster, 1982). Carl Ryder (Chuck D), and Eric (Vietnam) Sadler.
37 Mark Cheetham, The Rhetoric of Purity: Essentialist More specifically, the sampling of decrepit vinyl record
Theory and the Advent of Abstract Painting (Cambridge: effects (scratchy needle sounds, brittle pops, raspy
Cambridge University Press, 1991), 112. On “the role of static) has become a staple of “black noise,” from the
the unclean and the impure” in the history of philoso- etched surfaces of Arrested Development’s 3 Years,
phy, see Susan R. Bordo, The Flight to Objectivity: Essays 5 Months and 2 Days in the Life of . . . (1992) to the
on Cartesianism and Culture (Albany: suny Press, crackling backdrop of Tricky’s “Hell Is Around the
1987), and Mary Douglas, Purity and Danger: An Analy- Corner” from Maxinquaye (1995)—all of which was
sis of the Concepts of Pollution and Taboo (1966; London: paved long ago by the extraordinary work of reggae
Ark Paperbacks, 1984). musician and producer Lee “Scratch” Perry.
tony grajeda 373

47 John Corbett, “Free, Single, and Disengaged: Listening cal discussions of art and mass culture are almost al-
Pleasure and the Popular Object.” October 54 (fall ways accompanied by gendered metaphors which link
1990): 89. ‘masculine’ values of production, activity, and atten-
48 This Dayton, Ohio, group’s penchant for British Inva- tion with art, and ‘feminine’ values of consumption,
sion-era rock (by way of Big Star and R.E.M.) crystal- passivity, and distraction with mass culture.” What’s
lizes the lo-fi aesthetic: placing a premium on melody also curious about the cultural model ineluctably in-
(harmonies and hooks galore), their sound is scruffed hering to the Voice piece is that Reynolds himself has
up with a glaring amount of recording noise (static and co-authored, with Joy Press, The Sex Revolts: Gender,
tape hiss, e.g., are prominent features). Recalling the Rebellion, and Rock’n’Roll (Cambridge, MA: Harvard
initial debate on lo-fi as a question of either economics University Press, 1995), the most ambitious attempt yet
or aesthetics, GbV’s production process bridges both: to apply 1970s French feminism and psychoanalytic
four-track recordings out of necessity (apparently they concepts to rock. Indeed, the book opens with a cri-
have been laboring for years, releasing their own base- tique of the same “negative association of femininity
ment tapes) intersect with deliberately experimental and popular culture” (5) that I’ve been tracing, even
techniques (vocals run through guitar amps for in- making use of the very same essay by Huyssen. Regard-
stance). Moreover, fairly traditional song structures are less of the rhetorical maneuver of the Voice article to
fractured unexpectedly (the twenty-eight numbers on set up a foil to what Reynolds champions, the text
Alien Lanes [1995] in forty-one minutes), suggesting a nevertheless attests to “the tenacity,” as Petro puts it,
kind of avant-pop at odds with their reception in the “of hierarchical gender oppositions both in our culture
music press as nostalgic bearers of a by-gone era when and our theoretical discussions” (6). Patrice Petro,
rock was “innocent.” Indeed, as the above quote at- “Mass Culture and the Feminine: The ‘Place’ of Televi-
tests, GbV’s “authenticity” is entangled with dissimula- sion in Film Studies,” Cinema Journal 25(3) (spring
tion: “We used to do pretend interviews, pretend photo 1986): 5 –21.
spreads, pretend liner notes, pretend lyric sheets.” 54 Of course, the home of our cultural imaginary, as both
Robert Pollard of Guided by Voices, quoted in John private refuge and as a “woman’s place,” also has a his-
Chandler, “I Heard You Call My Name,” Puncture 28 tory. As Griselda Pollock contends, the long-standing
(fall 1993): 61. dictate (especially in the West) legislating a dichotomy
49 Although a highly contested field, my use of “romanti- between public and private and its attendant assigning
cism” here functions generically to denote a belief in of sexual difference intensified in the nineteenth cen-
the potential for access to poetic/artistic subjectivity— tury, becoming a constitutive feature of modernity: “As
that somehow unmediated communication with the both ideal and social structure, the mapping of the sep-
artist’s (oftentimes tortured) soul. aration of the spheres for women and men on to the di-
50 Walter Benjamin, “The Work of Art in the Age of Me- vision of public and private was powerfully operative in
chanical Reproduction,” in Illuminations, trans. Harry the construction of a specifically bourgeois way of life.”
Zohn (New York: Schocken, 1969), 233. For a trenchant “Modernity and the Spaces of Femininity,” in Vision
reading of Benjamin’s already much-discussed text, see and Difference: Femininity, Feminism, and Histories of
Miriam Hansen, “Benjamin, Cinema, and Experience: Art (London: Routledge, 1988), 68.
‘The Blue Flower in the Land of Technology,’” New 55 The temporal concepts of residual and emergent cul-
German Critique 40 (winter 1987), as well as Susan tures were developed by Raymond Williams, one of the
Buck-Morss, “Aesthetics and Anaesthetics: Walter Ben- key figures in British cultural studies, to differentiate
jamin’s Artwork Essay Reconsidered,” October 62 (fall historically those “experiences, meanings and values”
1992). which “cannot be expressed in terms of the dominant
51 Reynolds, “The Rock Beyond,” 26 –27. culture.” “Base and Superstructure in Marxist Cultural
52 Andreas Huyssen, “Mass Culture as Woman: Mod- Theory,” Problems in Materialism and Culture (Lon-
ernism’s Other,” in After the Great Divide: Modernism, don: Verso, 1980), 40.
Mass Culture, Postmodernism (Bloomington: Indiana 56 This displacement of “family” musicians was antici-
University Press, 1986), 47. Page numbers of further ci- pated by the player piano, but the phonograph acceler-
tations given in the text. ated empirically the passing of “the piano girl.” See
53 As Patrice Petro argues, “It is remarkable how theoreti- Holly Kruse, “Early Audio Technology and Domestic
374 hop on pop

Space,” Stanford Humanities Review 3(2) (1993); Judith Barlow and John Davis) from their Electric Idiot ep
Tick, “Passed Away Is the Piano Girl: Changes in Amer- (1994). Although Barlow’s group Sebadoh has aban-
ican Musical Life, 1870 –1900,” in Women Making Mu- doned lo-fi on the last couple of recordings for more
sic: The Western Art Tradition, ed. Jane Bowers and conventional production values, the Folk Implosion’s
Judith Tick (Urbana: University of Illinois Press, 1986); contributions to the movie soundtrack for Kids sustain
Emily Thompson, “Machines, Music, and the Quest for a noisy lo-fi sensibility.
Fidelity,” and Richard Leppert, The Sight of Sound. 64 Frith, “The Industrialization of Music,” 20 –21.
57 Liz Phair’s bedroom recording, prior to her break- 65 On the creation of vinyl collectors as a new subculture,
through Matador release Exile in Guyville, is called Girly see George Plasketes, “Romancing the Record: The
Sound. Vinyl De-Evolution and Subcultural Evolution,” Jour-
58 “What does a defiantly anti-corporate rock band do nal of Popular Culture 26(1) (summer 1992). On the “re-
when it starts getting too much attention? In Pave- sistance” to cd format and the significance of vinyl
ment’s case, they recoil.” So begins a Rolling Stone re- to the fields of alternative, rap, dance music, and club
view—for our purposes confirming as well a sense of culture, see Richie Unterberger, “The cd Takeover,”
how production values are coded corporate or alterna- Option 29 (November/December 1989), 13 –15, and
tive—which also ends sounding betrayed, if not a tad Parke Puterbaugh, “The Wax Factor,” Rolling Stone
resentful: “Maybe this album is a radical message to the (January 26, 1995): 22. On how “the major labels have
corporate-rock ogre— or maybe Pavement are simply gotten wise to the fact that vinyl speaks of authenticity
afraid to succeed.” Mark Kemp (review), Rolling Stone and passion,” as a form of “street credibility,” see Trip
(April 20, 1995): 70. Gabriel, “Not So Fast with the Last Rites; The Vinyl
59 Susan McClary, Feminine Endings: Music, Gender, and Underground Lives,” New York Times (July 24, 1994):
Sexuality (Minneapolis: University of Minnesota, 1991), sec. 2: 30, 35.
11. See also Claire Detels, “Soft Boundaries and Related- 66 The “re-claiming” of vintage equipment such as tube
ness: Paradigm for a Postmodern Feminist Musical Aes- amps for recording obtains not only in the more ex-
thetics,” boundary 2 19(2) (1992), and John Shepherd, pected sounds of roots and retro stuff (Ben Vaughn’s
“Music and Male Hegemony,” in Music and Society. Mono U.S.A., for instance, an eight-track mono record-
60 Quoted in Jason Fine, “Catching Up with Pavement: ing, seems intended to invoke the sensibilities of 1950s
Lo-Fi Leaders of the Stockton Scene,” Option 59 (No- rockabilly and am radio), but also in the techno and
vember/December 1994): 92. acid house of such outfits as Prototype 909, who utilize
61 Quoted in Milk magazine, issue 6. “obsolete” analog circuitry for a sound that paradoxi-
62 Reynolds and Press, The Sex Revolts, 99. For, if one cally isn’t meant to be “too refined, too polished, or
needs “to have strength in the world today,” the “fully too synthetic.” Marisa Fox, “Taylor 808,” Option 61
armored body image of (especially) working class mas- (March/April 1995): 24. Or consider the “nostalgic fu-
culinity,” as Fred Pfeil points out, is strictly for show, turism” of Stereolab, St. Etienne, and Pram, largely
and a show increasingly put on for a world on the wane. electronic groups who employ such dated technology
While maintaining “a hierarchical order within mas- as the Ondioline, Moog synth, and the theremin, re-
culinity and the domination of women,” Pfeil argues— minding us of the technological sublime of yesteryear’s
in regards to the pumped-up Bruce Springsteen of the imaginary futures. Simon Reynolds, “Plasticine and
mid-1980s—“that a certain kind of white working class Heard,” Artforum 33(9) (May 1995): 15 –16; see also in-
masculinity associated with Fordist regimes of mass terviews with Candi Strecker, Robert Moog, and Juan
production and capital accumulation is being rendered Garcia Esquivel in Incredibly Strange Music, vol. 2, ed.
artifactual,” White Guys: Studies in Postmodern Domi- V. Vale and Andrea Juno (San Francisco: Re/Search
nation and Difference (London: Verso, 1995), 77, 88. On Publications, 1994). Finally, it should be noted that 1994
rock as a masculinized form of rebellion, see Leerom brought the first increase in sales of vinyl albums in
Medovoi, “Mapping the Rebel Image: Postmodernism thirteen years, coinciding with the “arrival” of lo-fi.
and the Masculinist Politics of Rock in the U.S.A.,” Cul- John Leland, “Sound and the Fury: The Revenge of Low
tural Critique 20 (winter 1991–92). Tech,” Newsweek (February 27, 1995): 75.
63 “Lo-Fi Suicide” is a song by the Folk Implosion (Lou 67 As Andrew Goodwin states, “Playing analogue synthe-
tony grajeda 375

sizers is now a mark of authenticity, where it was once 72 Caryl Flinn, Strains of Utopia: Gender, Nostalgia, and
a sign of alienation.” “Sample and Hold: Pop Music in Hollywood Film Music (Princeton, NJ: Princeton Uni-
the Digital Age of Reproduction,” in On Record, 269. versity Press, 1992), 7.
68 As for this postmodern aesthetic often attributed to 73 Andreas Huyssen, “The Hidden Dialectic: Avant-
such digital technologies as the sampler, Andrew garde— Technology—Mass Culture,” in After the
Goodwin asks, “is it in fact an aspect of economic, his- Great Divide.
torical, and technological developments in pop that 74 As Crow maintains, “the avant-garde serves as a kind of
need to be understood in the context of the continuing research and development arm of the culture industry:
dominance of realism, modernism, . . . and romanti- it searches out areas of social practice not yet com-
cism?” Goodwin, “Sample and Hold.” This disjunction pletely available to efficient utilization and makes them
between postmodernism and the discourses of contem- discrete and visible.” Thomas Crow, “Modernism and
porary music reflects my earlier argument on how dig- Mass Culture in the Visual Arts,” in Pollock and After:
italization involves an extension of features associated The Critical Debate, ed. Francis Frascina (New York:
with social modernity rather than a clear transition to Harper and Row, 1985). Although speaking to “high”
postmodernity, suggesting, at least in terms of sound culture practices, Crow’s argument also applies to the
and technology, an utter lack of consensus on what is “low” culture of lo-fi, suggesting as well the extent to
said to constitute the “postmodern condition.” which such phenomena manage to straddle the Great
69 On the ways in which dub “remind the audience they Divide, and which finally assigns something like lo-fi to
are listening to a recording,” see Paul Gilroy, “Steppin’ a now rudimentary diagnostic of the postmodern. I
Out of Babylon: Race, Class, and Autonomy,” in The would like to thank Bernard Gendron for bringing
Empire Strikes Back: Race and Racism in ’70s Britain Crow’s essay to my attention.
(London: Hutchinson in association with the Centre 75 See Susan Rubin Suleiman, Subversive Intent: Gender,
for Contemporary Cultural Studies, University of Bir- Politics, and the Avant-Garde (Cambridge, MA: Har-
mingham, 1982), 300. vard University Press, 1990).
70 In Burger’s initial conceptualization, the historical 76 Fredric Jameson’s approach, for example, “demands
avante garde is defined against both the bourgeois that we read high and mass culture as objectively related
realm of autonomous art and the elite modernism of and dialectically interdependent phenomena, as twin
purely aesthetic experimentation, one set over and in and inseparable forms of aesthetic production under
opposition to everyday life and mass culture. This aes- late capitalism.” “Reification and Utopia in Mass Cul-
theticist version of modernism came to be conflated ture,” Social Text 1(1) (winter 1979): 133 –34. For a re-
with a rather traditional notion of the avant garde, lated argument more specific to the British context, see
typified by Clement Greenberg’s famous 1939 essay Simon Frith and Howard Horne, Art into Pop (London:
“Avant Garde and Kitsch” and codified in Renato Pog- Methuen, 1987).
gioli’s 1968 treatise The Theory of the Avant Garde. 77 Huyssen, After the Great Divide, 7.
Burger’s rendering of dada, surrealism, and the Soviet
avant garde, however, attempts to distinguish between
a politically charged avant garde, which sought a reinte-
gration of art and life, and the modernist ideology of
aestheticism, which insisted on the separation of aes-
thetics and politics (a separation often believed to
counter commodification). Peter Burger, Theory of the
Avant Garde, trans. Michael Shaw (Minneapolis: Uni-
versity of Minnesota, 1984). See also Andreas Huyssen,
After the Great Divide, and Victor Burgin, “Modernism
in the Work of Art,” in The End of Art Theory: Criticism
and Postmodernity (Atlantic Highlands, NJ: Humani-
ties Press International, 1986).
71 Corbett, “Free, Single, and Disengaged,” 84.
Corruption, Criminality, The story of D’amato concerns us not for its
rarity but for its typically negative portrayal of the
and the Nickelodeon
cinematic institution. Emerging alongside the so-
cial upheaval attendant upon rapid urbanization,
Roberta E. Pearson and William Uricchio
increasing immigration, labor strife, and so forth,
the new film medium quickly found itself caught
We begin with the sad story of the rise and fall of up in the social debate over national values and
Gaetano D’amato, a young Italian American who identity that raged during the first two decades of
went from bootblack to the relatively prominent the new century.4 As the cinema struggled to dis-
position of deputy chief of New York City’s Bureau associate itself from the workers and immigrants
of Licenses, the government office that issued perceived as threatening the status quo and to es-
common show licenses to the city’s nickelodeons. tablish itself as mainstream, respectable entertain-
In October 1908, following an extensive inves- ment, tales of corruption, immorality, fires, col-
tigation of the Bureau, D’amato was arrested, lapsing balconies, and other outrages circulated
“charged with grafting.” 1 publicly in the popular press and privately in the
official reports of state and civil institutions. Gov-
The facts indicate that in place of allowing these
ernment officials, both corrupt and upright, cler-
matters to take the regular course, he put himself to
gymen, both moralistic and supportive, civic re-
considerable trouble in many cases, and interested
formers, both repressive and progressive, and
himself beyond the limits of his usual duties, in or-
theatrical entrepreneurs, wanting simply to crush
der to “expedite” the issuance of licenses, notwith-
the competition, all pursued their own agendas, in
standing that in so doing, he was acting contrary to
the process contributing to this negative discourse
rule and prescribed practice.2
about cinema.5
In one such instance, D’amato issued a license During the nickelodeon period, anecdotes
contrary to the Fire Department’s expressed dis- about D’amato and his ilk formed part of a master
approval of the proposed nickelodeon premises. narrative constructed in the popular press and
Despite such “expediting,” often done for his fel- private documents, and it is possible to trace in
low countrymen, the majority of those testifying this tale a move from the disequilibrium of anar-
against D’amato were also Italian. Others among chy and corruption associated with the marginal-
his countrymen supported him, as D’amato’s ized worker and immigrant classes to a rational
plight called forth contradictory reactions from equilibrium associated with social /cultural elites
the “Italian colony of New York, with its several imposing control on the new medium. The pe-
hundred thousand members,” which the New riod’s archival record (court cases, fire insurance
York Times reported was “split wide open over records, journalistic reports, police investigations,
[his] arrest.” city ordinances, and civic reform groups’ investi-
gations) resulted directly from the attempt to im-
Little else has been talked of all week among the
pose this master narrative and thus both consti-
politicians of the colony. The older men, the ones
tuted and was constituted by the discourse of
who have always resented D’amato’s rapid rise,
rationality. The period’s master narrative posi-
shake their heads and declare they had long fore-
tioned Gaetano D’amato as a corrupt individual,
told it. But with the younger element, who accepted
an exploiter of the underclass, vanquished by the
D’amato as a sort of leader, they declare it is all a
powers of progressive reform.
plot.3
Today, the archival record established by the
roberta e. pearson and william uricchio 377

period’s elites constitutes the “facts” that comprise the period’s master narrative, data that would per-
what we normally consider to be historical evi- mit an alternative and perhaps more favorable po-
dence. Given this limitation upon the available sitioning of D’amato may never be forthcoming,
data, scholars reassessing the nickelodeon period but re-examining the available data from a slightly
are in danger of partially reproducing the elites’ different perspective, reading it against the grain,
master narrative, as we speak of “Americaniza- as it were, might cast a more favorable light upon
tion,” of “bourgeoisification,” of “industrializa- D’amato’s behavior. The New York Times tells us
tion,” or of the “social control” of the cinema.6 In that “the younger element [among the Italians],
fact, when we began our investigation of cinema who accepted D’amato as a sort of leader” de-
exhibition in New York City between 1907 and clared that “it is all a plot.” Might D’amato have
1913, master narratives of this kind appeared to been a hero of sorts to some of his people, even af-
provide powerful explanatory paradigms. At first, ter the discovery of his grafting? Might they have
Mayor George B. McClellan and other city offi- appreciated the fact that he “expedited” their
cials relied upon the powers granted them by license applications? Might they have seen his
pre-existing state statutes and city ordinances, approval of premises disapproved of by a Fire De-
but this legislation rapidly proved an inadequate partment inspector as an appropriate response to
means for dealing with the social upheaval engen- a city department reputedly controlled by and run
dered by the growing popularity of the new film for the benefit of the Irish immigrant population?
medium. Faced with such ineffective control Might they have perceived the case against their
mechanisms, various social elites—McClellan’s peer as yet another in a series of systematic
successor, Mayor William J. Gaynor, civic reform- discriminatory actions directed against Italians?
ers, fire underwriters, and others—joined to- These questions must remain unanswered but
gether to draft a detailed ordinance regulating posing them suggests that trying to hear the voices
moving picture exhibition venues, eventually of the marginalized social groups whose perspec-
passed by New York City’s Board of Aldermen in tives were largely excluded from the period’s mas-
1913. Were one seeking to impose coherence upon ter narrative might lead us both to reposition
these events through the customary historio- D’amato and to question many of our assump-
graphic practice of periodization, one could char- tions about “corrupt” and “criminal” behavior
acterize the 1907 to 1909 period as fairly anarchic, during the nickelodeon period.
with the state’s primary response being outright Does questioning these assumptions entail
suppression, and the 1910 to 1913 period as one of condoning graft, or, worse yet, the truly appalling
containment, regulation, and rationalization. One conditions existing in some New York City nick-
might even detect in the period’s discourse a Fou- elodeons before the enactment of the 1913 ordi-
cauldian trajectory from morality and personi- nance? Were we ourselves somehow magically
fied authority to rationality and systematization, transported back to 1908 New York City, we must
in which highly visible means of control, such admit that a serious concern for life and limb
as suspending licenses, were replaced by the dis- might outweigh the immediate urge to undertake
ciplinary micro-techniques of the regulation of a personal investigation of some of the less salu-
architectural spaces, employees, and the cinema brious nickelodeons. Between 1907 and 1909, the
audience. These interpretive frameworks would popular press and official reports indicate that
position Gaetano D’amato as a relic of an out- nickelodeon owners obtained licenses illegally,
moded and rapidly transforming system. safety inspectors demanded payoffs, projectionists
Given the origins of archival evidence within smoked while handling volatile celluloid film, and
378 hop on pop

understandably panicky audiences made condi- ations largely excluded from the period’s archi-
tions even worse. (And conditions seem to have val record and from the construction of the pe-
been bad enough, with fire exits leading to bricked- riod’s master narrative, who nonetheless played a
up walls, balconies collapsing, and a general failure prominent part within it. How might members of
to meet even the minimum safety requirements such social groups, from whose ranks came many
well in evidence.) Consider a few excerpts from the nickelodeon proprietors, employees and audience
official report to Mayor McClellan that preceded members, regard the laws which mandated com-
the famous 1908 nickelodeon closings: pliance with safety standards or forbid grafting?
The law, as the discursive realm of definition,
A wooden stairs led up at the left side to the top of
regulation, and arbitration, might have seemed
the fence at the rear of the yard. Nine steps take one
the quickest route for the motion picture’s incor-
up to a small platform and three higher lead to the
poration into (or exclusion from) the social order.
top of the fence. On the left is a sheer drop of eight-
Yet, as we have said above, the social order was it-
een or twenty feet into the yard of the adjoining
self in flux, undergoing change so rapid that some
house. There is no stairs leading from the before de-
historians speak of a hegemonic crisis in the de-
scribed stairs to the yard behind that of the yard of
cades between 1880 and 1920, perhaps most appar-
the moving picture show.
ent on a local level, in the cities that were initially
The exit on the right hand side of the hall was
the primary site of both cinema production and
blocked up by a chair behind the door. The court-
exhibition. The medium found itself caught be-
yard is bounded by a board fence about 6’ 6” and by
tween two different modes of social organization,
a four or five story brick building. There are no
roughly characterizable as the “old” and the
doorways through the fence. To get out of the yard
“new.” On the one hand, there was the charis-
one must scale the fence or else go through an iron
matic, ad hoc, and personalized authority of the
door leading into an adjoining building. This was
clergy and of the political machine: Tammany
not open when I inspected the premises.
Hall in New York City. On the other, there was the
Here one is given his choice of leaping a picket
rationalized, systematic authority of the manage-
fence, behind which there is a drop of ten feet, or of
rial classes: civic reform groups, professionals
going up a stoop into the kitchen of the adjoining
such as fire underwriters and engineers, “progres-
house.7
sive” city officials. Tammany saw the new medium
Do we mean to excuse such flagrant disregard as yet another opportunity for personal gain in a
of basic safety standards? Can we even understand field that had already yielded them a rich harvest.
it? We could challenge the “accuracy” of the As John Collier of the People’s Institute, a civic re-
“facts” reported in the press and official docu- form group concerned with the film industry,
ments—was the fire exit really bricked in? Did the noted, “All the exhortations that can be made and
balcony really collapse, killing three people? We all the laws that can be passed won’t break the grip
could “explain” these conditions in terms of the of Tammany as long as Tammany controls the
excesses of an early-twentieth-century capitalism, people’s amusements.” 8 Some Tammany politi-
concerned with profit at any price, that gave rise cos quickly added nickelodeons to their exist-
both to robber barons such as Andrew Carnegie ing theatrical interests while the Tammany alder-
and to cockroach capitalist nickelodeon owners men (city councilmen), whom the City Charter
with few means and fewer scruples. But, as we did granted the ultimate authority for the issuance
with D’amato, we might once more read the evi- of licenses, demanded payoffs from nickelodeon
dence against the grain, attempting to take the proprietors. Many of these proprietors, hailing
perspective of those marginalized social form- from the “old country,” found nothing surprising
roberta e. pearson and william uricchio 379

about a personalized authority that demanded in- and eastern Europe, ill-disposed to conform to
dividual tribute, and the aldermen may indeed dominant, i.e., white, Anglo-Saxon, Protestant
have been more responsive to their needs than an values, yet constituting a large proportion of the
impersonal government bureaucracy.9 Even the city’s population and, according to the clergy,
organ of a progressive reform organization, the of nickelodeon audiences. Banning the Sunday
Civic Journal, was sympathetic to this perspective, showing of moving pictures, thought certain cler-
as it answered the question: “What, in practice, is gymen, was a tactic for disciplining these unruly
an alderman?” elements, who, as Methodist minister John Wesley
Hill said, substituted “the red laws of riot, carnival
In the congested districts the alderman is the poor
and immorality” for the blue laws of puritanism.11
man’s lawyer (getting people out of trouble by poli-
The managerial classes saw the new medium as
tics not by law). He is an employment agency (rep-
yet another field for rationalization through the
resenting his political organization always, whether
imposition of their professional expertise. This
helping out those on civil service lists or getting the
ethos drew upon an emerging social science para-
applicant a place with some friendly corporation).
digm predicated upon the gathering of data that
He gives stand permits for news dealers, bootblacks,
would “objectively” reveal patterns of human be-
and the like. In some districts he collects toll for
havior and thus enable predictions about the ame-
these services, and those affected pay the five or ten
liorative possibilities of particular regulations.
dollars as if it were a fine imposed by law; it is im-
During the first decade of the twentieth century,
posed by custom and tradition.10
surveys proliferated on various aspects of the ur-
Some clergymen hailed the new medium’s po- ban condition: demographics, living conditions,
tential for “uplift,” but others, like the Tammany the “social evil” (prostitution), and cheap amuse-
politicos, simply extended their previous practices ments, among others.12 These surveys rendered
and rhetoric to encompass it. These repressive individuals as statistical constructs marked only
clergy associated the cinema with all the other by aggregate variables such as age, gender, ethnic-
“cheap amusements” that wreaked havoc by dis- ity, and occupation. Here, the reformers’ stance
tracting the “lower orders” from their religious closely resembled reform rhetoric about tenement
obligations and exposing them to texts of dubious conditions, with researchers investigating condi-
morality. Seeking to counteract the deleterious tions such as crowding, sanitation, and potential
influence of these cheap amusements, the clergy fire hazards. Evidence such as this enabled these
mounted a rigorous defense of “blue” Sundays, reformers to make both predictions and recom-
bringing pressure to bear upon civic officials to mendations, as they called for better air flow or
enforce archaic laws that prohibited various activ- more frequent fire inspections, hoping that such
ities on the Sabbath day. Unlike many European ameliorations would better the lot of an under-
countries, but like England, the United States had privileged and relatively powerless audience whom
a strong tradition of Sabbitarianism, and even the the reformers saw as dependent upon their inter-
entertainment media of a cosmopolitan urban vention. Casting the audiences as victims, they of-
center such as New York City were occasionally ten ignored the immigrants’ established folkways,
subject to Sunday closing laws, despite the fact that avowedly seeking to abolish such “anachronistic”
for many working people the Christian Sabbath practices in favor of a modernized bureaucracy.13
was the single day of leisure. Many New York cler- In the film industry, the more successful pro-
ics associated the danger to the Sabbath, and by ducers, whose opinions were represented in such
extension to fundamental American values, with trade journals as the Film Index and the Moving
the ever-rising influx of “aliens” from southern Picture World, generally allied themselves with the
380 hop on pop

managerial classes and supported the framing of has harassed the exhibitor since the first picture the-
legislation to rationalize and modernize their in- atre opened.14
dustry (as well as providing a way to rid the in-
Once more reading the available evidence
dustry of its “lowest” elements), viewing this as
against the grain, we conclude that the “cockroach
a route to respectability and increased profits.
capitalists” of the film industry’s low end sus-
At the same time, they resisted those laws, often
pected the motivations not only of municipal
framed and/or supported by the repressive clergy,
authorities but of the financially more secure pro-
that aimed at the outright suppression of cinema
ducers, whom they believed were attempting
exhibition, seeing them as emanating from a
to impose control over the industry through
groundless moral panic over the new medium.
such means as the establishment of the mppc and
The more marginal nickelodeon proprietors, the
an alliance with the managerial classes. Hence,
cockroach capitalists, shared their more fortunate
some nickelodeon owners probably appreciated
brethren’s suspicion of repressive legislation, while
the power of their many enemies— conservative
sometimes suffering on the one hand, from Tam-
clerics, rival theater and vaudeville owners, the
many’s use of the law for personal gain, and on the
mppc—to use the law and the press against them.
other, from their more powerful rivals’ use of the
However “true” the reports about health and
law to drive them out of business.
safety dangers, however necessary regulatory stat-
Caught as they were among these conflicting
utes, low-end nickelodeon proprietors may have
discourses and practices of corruption, morality,
had ample grounds to discount them as yet an-
and rationality, members of the film industry har-
other attempt to drive them out of business. From
bored a certain justifiable suspicion of the law. Ar-
their perspective, discrediting both “disaster re-
ticles in the trade press reveal that the successful
ports” and the “laws” designed to prevent them
producers, both the members of the Motion Pic-
might have been simply the necessary evasion of
ture Patents Corporation and their independent
their opponents’ knavish tricks.
rivals, considered negative discourse about the
Certainly the more prosperous elements of the
cinema a weapon employed by those hostile to the
film industry constantly fulminated against the
industry who wished to frame repressive legisla-
more marginal nickelodeons as they strove for a
tion. With a certain (justifiable) paranoia, mem-
“middle-class” respectability. In December 1908,
bers of the industry may have deemed everything
Francis V. S. Oliver, Chief of the Bureau of Li-
from official reports about bricked-up exits to the
censes, included the views of a Mr. Rubenstein in
popular press’s constant refrain about fire as easily
his report on the Bureau’s inspection of moving
discounted “enemy propaganda.” For example, in
picture theatres:
1910, the Nickelodeon, a trade journal for the mo-
ment allied neither with the mppc nor the inde- Every man who has the interest of the business at
pendents, complained of the law’s attitude toward heart is looking forward to the time when every
motion picture exhibition. moving picture show in the country will be shown
not in a cut-out front store, but in an actual theatre
Municipal authorities seem generally prone, with-
put up for the production of moving pictures as
out reason, to assume that the proprietors and man-
they are put up at the present time for plays.15
agers of motion pictures theatres are natural viola-
tors of the law, and that special ordinances are Rubenstein’s statement is an early example of
requisite to hold them in restraint. This spirit is re- the Trust’s anti-storefront rhetoric, oft-repeated
sponsible for much of the peculiar legislation that during the following years’ debate over nickelo-
roberta e. pearson and william uricchio 381

deon regulation. In 1910, the Film Index, jointly The Iriquois fire in Chicago, December 30, 1903, in
owned by trust members Vitagraph and Pathé, which 600 persons lost their lives, was a terrible
lauded New York City’s efforts to curb the “moral” object lesson in bad construction and equipment,
and safety hazards of the storefront shows: yet this was not sufficient to stop these disasters.
The January 13, 1908 fire in an opera house in Boyer-
In New York, the authorities are going after the dark
town, PA, cost the lives of nearly 200 women and
houses and the irresponsible machine operators
children.17
with a vengeance that is wreaking havoc among
cheap exhibitors of the East Side. This is as it should Neither of these famous fires, however, occurred
be. There is no excuse for a dark house where un- in nickelodeons. And, despite the widespread im-
mentionable evil may flourish, and there is no ex- pression to the contrary, while the Boyertown
cuse for a ten dollar a week foreigner turning the opera house was exhibiting films on the disastrous
crank of a picture machine on the ground floor of day, official reports stated that the motion picture
a tenament containing a hundred other excitable equipment did not cause the fire.
foreigners.16 Industry representatives continually sought to
counter the conviction that motion picture pro-
Any “foreign” entrepreneur, struggling to
jectors inevitably led to fires. Gustavus Rogers,
make a go of his “dark house,” would probably
representing the New York exhibitors at the hear-
have sensed the anti-immigrant bias here and may
ing that preceded the Christmas Eve, 1908, nick-
have had good grounds to regard regulations con-
elodeon closings, spoke directly to the issue of
cerning theater lighting and the employment of
fires.
qualified projectionists as yet more unfair imposi-
tions originating from his business rivals. Indeed, So as far as fires and panics are concerned—and I
during the battle over the framing of the 1913 audi- challenge contradiction of the statement I now
ence, the smaller proprietors repeatedly claimed make—an examination of the records of the Fire
that some of the more stringent requirements Department of the City of New York will show that
were specifically designed to drive the “small fry” there have been more fires in butcher shops and in
out of the business. other places where articles of merchandise are ex-
Reports of dark houses, irresponsible machine hibited than in moving picture places.18
operators and excitable audiences may have circu-
A year later, the Nickelodeon said much the same
lated primarily to the detriment of the low-end
thing about Chicago.
operators, but the industry as a whole resented the
exaggerated and often groundless reports of cin- There were 7, 075 fires in Chicago in 1909. . . . There
ema-related fires, distrusted a popular press that is no reference whatever to picture theatres or to
sought to boost circulation through attacking the motion picture films. It will be noted that they are
highly visible film industry and believed some of not represented under “explosions”—that favorite
the more stringent regulations proposed by fright- expression of the theatre fire reporter; neither are
ened legislators to be unnecessary. The Iriquois they mentioned under “ignition.” The conclusion
theatre fire of 1903 had forged a popular associa- grows upon us that there were no film fires in Chi-
tion between fires and theatres, reinforced by the cago in 1909.19
Boyertown fire of 1908, that led to great public
Given the disparity between public impres-
concern about the mandating of safety standards
sions and what seem to have been the actual
to avoid future disasters. Said the National Board
“facts” of the matter, members of the film indus-
of Fire Underwriters in 1909:
382 hop on pop

try might be excused for taking a fairly cynical at- proprietors simply followed the era’s standard op-
titude toward fire regulation laws, viewing them erating procedures.
not as necessary for the preservation of life but Seeing the potential for corruption every-
rather as a necessary public relations ploy. where, the film industry’s trade organs, as well as
progressive reform organizations concerned with
So much exaggeration has existed in the treatment
cinema regulation, often denounced legislators,
of picture theatre fire reports that exhibitors have
their proposed legislation, and the entire legal
come to detest and avoid the very word, even when
system. For example, a 1910 editorial in the Film
used in a protective way. They are inclined to over-
Index suggested that New York state politicians
look the fact that the danger lies not in the actual li-
wished to establish a state censorship board not to
ability to fire, but purely in the minds of the people
protect the people but to line their own pockets
themselves.20
and continued by extending its critique to the law
A broader public shared the film industry’s generally. “The way not to have a thing properly
cynical attitude toward the law, since the period’s done is to give someone authority by law to do
hegemonic crisis entailed a widespread critique of it.” 22 The New York Times reported on a meeting
the legal system as corrupt and inefficient, partic- in which members of civic reform organizations
ularly within the nation’s machine-ruled urban denounced the Board of Aldermen for obstructing
centers. New regulations or changes in existing the ordinance to regulate motion picture theatres.
ones were frequently viewed as but another means
Some of the speakers said that the reason the ordi-
of extorting graft from the struggling business-
nance was being held up was because “the motion
man. New rules meant new payments, and, thus,
picture show proprietors had ‘reached’ the Tam-
more often functioned to exclude those who
many Aldermen.” Other speakers said that the Al-
would not pay than to regulate the behavior of
dermen had been “reached” by the vaudeville the-
those who would. City inspectors, policemen,
ater propritors who didn’t want the rival business of
firemen, and petty city bureaucrats like Gaetano
motion pictures to improve and develop. All agreed,
D’amato found new ways to supplement their in-
however, that the Aldermen had been subjected to
comes through new regulations. The “law,” in
some mysterious and malign influences and they
practice rather than theory, often came down to a
were characterized generally as “grafters.” 23
matter of whom to pay, not what regulations to
follow. A 1913 article written by New York City’s But critics went beyond excoriating only the
Commissioner of Accounts Raymond Fosdick, most obvious excesses of corrupt politicians, as a
head of the department charged with investigating ubiquitous lack of respect for the law, its framers
illegalities in city agencies, makes it clear that cor- and its agents made suspect every aspect of the le-
ruption on all levels had become an accepted busi- gal system, from the drafting of legislation to its
ness practice. Talking about the city’s building enforcement. This was especially true with regard
trade, he asserted that even the initially honest city to the often vague laws regulating entertainments,
inspector came to participate in the corrupt sys- cheap amusements, and the cinema. Highly re-
tem. “By and by he comes to expect it [the pay- garded public figures openly challenged legal deci-
off ], and learns how, by rigorous application of sions and the motivations of those who made
minor features of the law, to make the life of the them, while the press represented aspects of the
non-tipping contractor miserable.” 21 In paying legal process, especially the deliberations of the
city inspectors or bribing Gaetano D’amato or Board of Aldermen, as a cross between a cir-
their aldermen to issue them licenses, nickelodeon cus and a prize fight. William Sheafe Chase, canon
roberta e. pearson and william uricchio 383

of the Episcopal Church and one of motion don’t know the law myself. Why don’t you go
pictures’ most vociferous opponents, was once at once to the Corporation Council’s office?” 27
charged with contempt of court for having “vi- The famous Tammany magistrate “Battery Dan”
ciously and maliciously criticized” a New York Flynn dismissed a complaint against a nickelo-
judge who made a Sunday closing decision favor- deon proprietor charged with admitting an un-
able to the film industry.24 Theodore Bingham, der-age (under sixteen) patron, saying, “The law is
having resigned his position as New York City’s an outrage. It deprives poor people of going to the
police commissioner, asserted that Mayor McClel- theatre, and I believe it was passed in the interest
lan had closed the nickelodeons merely to appease of the big theatres that don’t want people to go to
his political opponents. “I asked the Mayor why he the five and ten cent shows.” Flynn said that he
had taken such a sudden interest in the moving himself had bought nickelodeon tickets for unes-
picture question, and he answered: ‘I am playing corted children.
a little game to win the ministers.’” 25 Newspapers Not only were the laws represented as unclear
delighted in reporting on the more bizarre aspects or unjust, they were also represented as unequally
of legal decision making and the Board of Alder- enforced. Some interpretations of the statutes held
men proved a ready source of good material, with that both nickelodeons and saloons should be
the aldermen engaging in name-calling and even closed on Sundays, yet a widespread system of
the occasional fist-fight. In 1907 the New York payoffs enabled the latter to continue their opera-
World reported on the aldermen’s deliberations on tions even on the “Lord’s” day. In 1909 the Mov-
the Doull ordinance, a piece of legislation de- ing Picture World complained of this inequity,
signed to amend Sunday closing requirements. reprinting an article from the Brooklyn Standard
Union that criticized the police for permitting the
The Aldermanic meeting yesterday was a peppery
saloons to sell liquor on Sunday.
occasion literally and figuratively. Soon after it be-
gan a man in a crowded gallery sifted about a pound Few people could be convinced, in view of the evi-
of cayenne pepper among the throng of spectators dence on all sides, that the police knew the excise
standing below. Sneezing and coughing and the law was placed on the statute books to be en-
wiping away of tears became the occupation of forced. . . . And perhaps not until hypocrisy is ban-
everybody in the rear of the chamber. ished from local police affairs and intelligent and
fearless leadership directs police activity will the
Later in the same meeting, an Alderman Peters
laws be enforced impartially.28
who refused to be quiet and take his seat had to be
restrained by two sergeants at arms and forcibly An unlucky but ingenious nickelodeon propri-
put back in his place.26 etor, Mr. Cohen, of whom we shall hear again
The situation did not improve once the laws shortly, was arrested numerous times for showing
were on the books, as those charged with their en- films on Sundays. On the occasion of his fifth ar-
forcement seemed unclear as to their intent and rest, Cohen said that “he was being harshly treated
even questioned their usefulness. After the 1908 by Captain Reynolds, who allowed other men to
closings that also affected vaudeville and other do the same things without arrest. ‘He says he
theatres, entertainment executives asked Police can’t arrest them because they sell soda water,’ said
Commissioner Bingham to clarify the Sabbath Cohen. ‘Well, last week I was selling soda and he
laws. Said Bingham, “I’d like to know what the arrested me.’ ” 29
law is myself.” A little while later, in answer to Faced with unjust or unequally enforced legis-
another question, the commissioner said: “Oh, I lation, opponents of the law could simply ignore
384 hop on pop

legislation and face the consequences of fines or tended to relegate them to the status of period
imprisonment, but the more astute used the legal “color.” Then we realized that such relegation
system against itself in an attempt to get specific might result in our unwittingly reproducing the
laws repealed. Said the Nickelodeon about the un- period’s own preferred discourse and confirming
der-sixteen admission requirement: “The quick- its own biases. In this article we are endeavoring to
est way to kill an obnoxious law is to enforce it empower the voices of those who in their own pe-
so rigidly that the people grow sick of it and see riod might not have “fit”—in terms of class, or
that it is repealed.” 30 The test case—arresting a ethnicity, or cultural background—and who in
violator in the hopes of a judicial decision invali- our period do not “fit” historiographically. Our
dating the law—was also a useful tactic. The Tam- method is to read the available evidence against
many Times asserted that this was Mayor McClel- the grain of the period’s interpretation, reconsid-
lan’s motivation for strictly enforcing Sunday ering practices that period elites categorized as
closing laws. corrupt or criminal, in order to see the sometimes
curious, sometimes outrageous, and sometimes
Mayor McClellan wants neither a blue Sunday nor
startlingly dangerous actions of nickelodeon pro-
the pleasure of the people unduly curtailed or re-
prietors and their personnel operators as the
stricted. . . . What the Mayor wants is to obtain from
guerrilla-like activities of those simply struggling
the courts a proper definition of the laws now on the
to survive.
statute books. There is only one way of getting this
Nickelodeon owners adopted several survival
desired information, and that is through the me-
strategies. Some worked within the legal system,
dium of a test case. . . . To make a test case arrests are
cooperating with those who sought test cases or
necessary.31
seeking court injunctions to prevent city officials
As we have seen, several factors, ranging from like McClellan from suspending their licenses.
corruption to unequal enforcement, combined to Others evaded the law, violated fire-regulations
undermine the legal systems’ authority during the or Sunday closing statutes and paid off city of-
nickelodeon period. The nickelodeon entrepre- ficials like D’amato. And others responded in a
neurs, often drawn from the ranks of lower or im- more imaginative fashion, claiming to stay within
migrant classes, had good reason to share the pe- the letter if not the spirit of the law. The same
riod’s general disdain for the law. Not yet fully Mr. Cohen who was frequently arrested for violat-
acculturated within the idealized ethics of the sys- ing the Sunday closing laws continually contrived
tem, nor economically able to stand by and watch ingenious defenses. At one of his court appear-
their investments destroyed (and perhaps even in- ances, “Captain Reynolds told Magistrate Hylan
spired by the model of robber-baron entrepre- that Cohen had been charging admission to his
neurial capitalism), nickelodeon proprietors seem show by a subterfuge. Persons were admitted free
to have developed a set of unorthodox, innovative of charge, but when seated on the inside everyone
responses to legal constraints. But since the his- had to purchase five cent’s worth of candy, or in-
torical records (popular and trade press reports, cur the displeasure of the management.” 32 Cohen
police, fire and judiciary records, and the pub- had earlier claimed that the profits from Sunday
lished observations of concerned clerics, progres- exhibitions went to charity or that he charged his
sive reformers, and even the fire insurance indus- patrons for soda water, not the films.33 Two nick-
try) contained relatively few of these responses elodeon owners fined twenty-five dollars for ad-
and they formed no coherent pattern, we at first mitting under-age minors attempted to make life
invalidated them as historical “evidence” and difficult for the court clerk by paying
roberta e. pearson and william uricchio 385

in nickels from three large paper bags they carried Sometimes the owners of moving picture ven-
under their arms. Court clerk Fuller refused to ues engaged in a more active resistance aimed at
count the money in court and said it must be taken the lawmakers themselves. At the “peppery” meet-
up to a quieter room. . . . On their way up one of the ing at which the aldermen debated the Doull Or-
bags broke and the contents scattered in all direc- dinance, a Mr. Moses, owner of an establishment
tions. This was too much, and the two prisoners that showed films, first raised the issue of corrup-
were taken before the justices again while the ques- tion, saying to those who opposed the bill, “What
tion of legal tender was considered. do you mean by voting against an open Sunday?
Is it another hand-out for graft?” 37 When this tac-
The pair relented when told to pay their fine in pa-
tic produced no results, Moses resorted to more
per money or go to jail.34
strongly persuasive means, physically attacking Al-
Proprietors also engaged in less veiled ridicule
derman Cornelius D. Noonan, who had voted
of the law. When the police department finally en-
against the ordinance.38
forced Sunday shutdowns in 1907, ironic signs ap-
Isolated incidents of selling candy instead of
peared on the closed nickelodeons: “Little Old
charging admission, posting humorous signs and
New York died to-day. We have gone to the fu-
hitting public officials do not normally consti-
neral. We will be back to-morrow”; “We are on the
tute “valid” historical evidence, since their com-
ice temporarily. Will get off to-morrow”; “We
parative rarity and random occurrence mitigates
have not gone into the undertaking business. Not
against their fitting into our historiographical
yet, but . . .” and, most mordant of all, “We are
models of consistency, resonance, etc. But we have
thinking of moving to Boston.” 35 The next year’s
argued that this lack of “fit” stems from the pe-
closing gave rise to unintentional humor as the
riod’s own archiving practices—in which the
proprietors of Hammerstein’s Victoria (a vaude-
records that were kept tended to support the pe-
ville house) strove to keep within the letter of the
riod’s master narrative—and the present-day un-
law by providing a lecture to render a travel film of
witting reproduction of that master narrative. We
northern Europe an “educational” show suitable
have attempted to use these examples of “random,
for the Sabbath.
non-patterned” evidence to suggest a counter-
“A railroad track,” said the lecturer, the moving pic- narrative by drawing upon the probable perspec-
tures having been taken evidently from the front of tives of the period’s marginalized social groups
a train. with regard to the legal apparatus.
“Some men,” continued the educationalist Survival tactics that entailed flouting the regu-
presently when a group of men on skis were shown. latory apparatus constructed by law and civil stat-
The next scene revealed them speeding downhill. ute occasionally resulted in violations with disas-
“Men skiing,” announced the man. trous consequences such as the collapse of a
The pictures again switched to the railroad balcony at a Rivington Street nickelodeon that
track. cost several lives. More often, however, the poten-
“Another railroad track.” tial for danger was subject to strong discursive
The track ran across a low trestle. amplification. We do not wish to trivialize at-
“The Brooklyn Bridge,” bellowed the an- tempts to “better” the conditions of film exhibi-
nouncer. tion, but, rather, to offer a new vantage point on
Pictures showing reindeers tramping about in seeming “transgressions,” that is, the many inci-
the snow were explained as “animals eating snow- dents of “criminal” or “corrupt” behavior associ-
balls.” 36 ated with the emergent nickelodeons. As noted at
386 hop on pop

the outset of this essay, the limited array of inter- Why did the journal print this story—to ap-
pretative paradigms currently used to understand peal to their readers’ rubber-necking propensities,
the period tend to emphasize the sordid nature of their potential schadenfreude? For that matter,
these “violations” and the subsequent triumph of why do we reprint it? We do so because we wish
“progress.” We have suggested an alternate para- to suggest that such anecdotes might have had
digm that might see these “violations” as perfectly a powerful communicative function. The top-end
consistent with the period’s dominant practices. of the film industry joined with groups such as the
The laws regarding nickelodeons—from their fire underwriters or New York City’s Department
conception and formation to their deployment of Water, Gas and Electricity in promulgating cer-
and enforcement—were seen as corrupt and tain “reasonable” (nonmoral, nonjudgmental)
sometimes as specifically designed to subvert the propositions: “Don’t touch bare wires”; “Don’t
film business. In this context, the various tactics smoke around nitrate film”; “Don’t hire inexperi-
deployed by nickelodeon owners seem less “cor- enced projectionists.” But in an environment
rupt” or “irrational” as they do motivated and rea- where authority was so fundamentally subverted,
sonable acts of survival. so suspect, where statute, law, or even “common
In concluding this chapter, a return to the kind sense” safety standards were undermined and
of anecdotal evidence with which we began may questioned, where every law could be seen as yet
help to reinforce our point concerning reading another another attack or opportunity for graft,
period evidence against the grain or within the how were “rules” to be communicated? With the
perspective of the periods’ marginalized social discursive structure of laws and regulations inval-
formations. In 1908 the Moving Picture World ran idated, cautionary tales, narrativized vignettes of
a story titled “Audience Applauds His Shrieks of operators with horribly maimed arms and others
Agony,” relating the horrifying experience of pro- that we have found, were called into service.
jectionist John Riker.

Reaching into the sheet-iron cage that covered a Notes


moving-picture machine with which he was giving
1 “D’amato’s Arrest Stirs Italians,” New York Times
an exhibition, John Riker seized a bare electric wire
(Oct. 4, 1908).
instead of the switch. He was held fast while a cur-
2 The complainants and prices paid for a $25 initial
rent of 1000 volts went through his body. He license and/or $12.50 renewal included M. di Chris-
shrieked for help. His cries, coming through the topero, $185; Roger di Pasca, $100; and Joseph Brunelli,
narrow aperture of the booth, sounded to the audi- $75. Special examination of the accounts and methods
ence like a phonographic accompaniment to the of the Bureau of Licenses, Office of the Commissioners
blood and thunder drama that was being portrayed of Accounts, Nov. 2, 1908, Accounts, Commissioner of,
mgb 44, New York City Municipal Archives.
in the moving pictures. The audience, not suspect-
3 “D’amato’s Arrest Stirs Italians,” New York Times
ing the dangerous plight of the man, applauded. . . .
(Oct. 4, 1908).
[When he was rescued] Riker’s hand still gripped 4 For a detailed discussion of this situation, particularly
the wire and had to be pried off. His hand was al- as it regards the workers and immigrants so often as-
most roasted by the strength of the current. [When sumed to constitute cinema’s audiences, see William
will operators learn? We cannot understand why a Uricchio and Roberta E. Pearson, Reframing Culture:
bare wire was allowed to be used. Every operator The Case of the Vitagraph Quality Films (Princeton:
ought to use only properly insulated wires, and if Princeton University Press, 1993), especially chapter 1.
5 William Uricchio and Roberta E. Pearson, “Construct-
any bare surface shows they should be bound with
ing the Mass Audience: Competing Discourses of
tape.—ED.] 39
roberta e. pearson and william uricchio 387

Morality and Rationalization in the Nickelodeon Pe- the license bureau. “Not only was it [the License Bu-
riod,” Iris 17 (1994): 43 –54. reau] found to be doing a land office business in graft,
6 For example, see Tom Gunning, D. W. Griffith and the by charging double and sometimes treble the legal cost
Origins of American Narrative Film (Urbana: University of common-show licenses, but it was also trafficking
of Illinois Press, 1991); Miriam Hansen, Babel and Baby- in peddler’s licenses in the same outrageous way.”
lon: Spectatorship in American Silent Film (Cambridge, Theodore Bingham, “Why I Was Removed,” Van Nor-
MA: Harvard University Press, 1991); and Uricchio and den’s; World Mirror (Sept. 1909): 595.
Pearson, Reframing Culture. 14 “Putting the Picture Theatre Right,” Nickelodeon 4(2)
7 Francis V. S. Oliver, Chief, Bureau of Licenses to George (July 15, 1910): 27.
B. McClellan, Mayor, “Regarding Inspection of Moving 15 Francis V. S. Oliver, Chief, Bureau of Licenses to George
Picture Theatres,” December, 1908, Folder 4, Bureau of B. McClellan, Mayor, “Regarding Inspection of Moving
Licenses, mgb 51, New York City Municipal Archives. Picture Theatres,” December, 1908, Folder 4, Bureau of
The inspections were carried out under the city’s man- Licenses, mgb 51, New York City Municipal Archives.
date to protect the safety of its citizens, even though 16 “Answer New York Sun’s Editorial,” Views and Film In-
specific statutes regarding nickelodeon construction dex (Dec. 31, 1910): 245.
were not approved in New York City until 1913. 17 Proceedings of the 43rd Annual Meeting of the Na-
8 “People’s Amusements,” New York Daily Tribune tional Board of Fire Underwriters, May 13, 1909, 70.
(Dec. 19, 1908). 18 Francis V. S. Oliver, Chief, Bureau of Licenses to George
9 Mario Maffi, among others, argues that the organiza- B. McClellan, Mayor, “Regarding Inspection of Moving
tion of social life particularly in southern Italy was Picture Theatres,” December, 1908, Folder 4, Bureau of
based upon a pattern of social stratification and per- Licenses, mgb 51, New York City Municipal Archives.
sonified power which was transferred to and quickly 19 “The Causes of Fires,” Nickelodeon 4(5) (1910): 120. The
adapted by the immigrant community in the United list of probable causes curiously includes seventeen
States. See Gateway to the Promised Land: Ethnic Cul- fires resulting from “rats and mice with matches.” Be-
tures on New York’s Lower East Side (Atlanta: Rodopi, ware of pyromaniac rodents!
1994). 20 “Panics,” Nickelodeon 2(5) (Nov. 1909): 136.
10 “Worrying about the Aldermen,” Civic Journal 1(7): 3, 8. 21 Raymond B. Fosdick, “Driven from the City: Another
11 “Commends the Mayor,” New York Times (Dec. 28, Point of View,” Outlook (Jan. 18, 1913): 134.
1908). 22 “Casual Comment,” Film Index (Nov. 26, 1910): 2.
12 For an overview of these surveys, see Alan Havig, 23 “Denounce Fight Law Fight,” New York Times (June 18,
“The Commercial Amusement Audience in Early- 1912): 6.
Twentieth-Century American Cities,” Journal of Amer- 24 “Rector Chase Found Guilty of Contempt,” Moving
ican Culture 5 (1982): 1–19. For period surveys see, Picture World (Jan. 18, 1908).
among many others, Edwin R. A. Seligman, ed., The 25 Theodore Bingham, “Why I Was Removed,” Van Nor-
Social Evil: With Special Reference to Conditions Existing den’s; World Mirror (Sept. 1909): 596.
in the City of New York (New York: G. P. Putnam’s Sons, 26 New York World (Dec. 18, 1907): 2.
1912); Robert Coit Chapin, The Standard of Living 27 “Diluted Vaudeville To-Day’s Show Menu,” New York
Among Workingmen’s Families in New York City (New Times (Dec. 27, 1908): pt. 2:1.
York: Russell Sage Foundation, 1909); and Louise Bol- 28 “Trade Notes,” Moving Picture World (Oct. 1909): 521.
lard More, Wage-Earners’ Budgets: A Study of Standards 29 Moving Picture World (June 1, 1907): 201.
and Cost of Living in New York City (New York: Henry 30 “Putting the Picture Theatre Right,” Nickelodeon 4(2)
Holt, 1907). (July 15, 1910): 27.
13 One of the problems faced by the managerial classes in 31 “The Mayor No Puritan,” Tammany Times (May 22,
their reform program was the entrenched corruption of 1909): 8.
the system upon which they were forced to rely for so- 32 Moving Picture World (June 8, 1907): 217.
cial change. After he was pushed out of his office by 33 Moving Picture World (June 1, 1907): 201.
Mayor McClellan, former Police Commissioner Bing- 34 “Nickles to Pay Their Fines,” Nickelodeon 5(10): 282.
ham said that the mayor ordered a hearing about the 35 New York World (Dec. 9, 1907).
nickelodeons but the man put in charge was the head of 36 New York World (Dec 28, 1908).
37 “Aldermen Fail to Doctor Blue Laws,” New York Ameri- “Racial Cross-Dressing”
can (Dec. 11, 1907): 1.
38 “One More Silent Sunday Certain; Aldermen Halt,” in the Jazz Age: Cultural
New York Herald (Dec. 11, 1907): 1.
39 “Audience Applauds His Shrieks of Agony,” Moving
Therapy and Its Discontents
Picture World (Feb. 22, 1908): 138. Countless of these in Cabaret Nightlife
cautionary tales appeared in the Moving Picture World,
usually with an admonitory comment at the end (see
Nicholas M. Evans
also Aug. 8, 1907, 359, and Sept. 14, 1907, 438).

In his 1933 autobiography, Along This Way, James


Weldon Johnson recalls delivering a lecture in 1917
containing a controversial proposition: “that the
only things artistic in America that have sprung
from America soil, permeated American life, and
been universally acknowledged as distinctively
American, [are] the creations of the American Ne-
gro.” Johnson reasserts this idea in the autobiog-
raphy, identifying ragtime and jazz (“lighter mu-
sic”) as particularly influential cultural creations:

It is to this music that America in general gives itself


over in its leisure hours. . . . At these times, the Ne-
gro drags his captors captive. On occasions, I have
been amazed and amused watching white people
dancing to a Negro band in a Harlem cabaret; at-
tempting to throw off the crusts and layers of inhi-
bitions laid on by sophisticated civilization; striving
to yield to the feel and experience of abandon; seek-
ing to recapture a taste of primitive joy in life and
living; trying to work their way back into that jungle
which was the original Garden of Eden; in a word,
doing their best to pass for colored.1

The basic terms of Johnson’s formulation re-


produce a social, cultural, and racial binary popu-
lar well into the twentieth century—the idea that
“sophisticated civilization,” or bourgeois rational
culture associated with upper-middle-class “An-
glo-Saxons,” was divided irrevocably from “prim-
itive joy in life,” or intense physical and emo-
tional pleasure associated with African Americans
and other social minorities. Johnson clearly sati-
rizes this distinction as untenable; his invocation
nicholas m. evans 389

of “passing,” for example, reminds of the manner promoting social policies that oppressed black
in which educated, light-skinned African Ameri- Americans. I suggest that this correlation mani-
cans traversed the color line and appropriated fested a quasi-imperial relation between white and
“sophisticated civilization” as their own. Johnson black Americans, in that larger African American
himself, like many other black intellectuals, ac- populations challenged northern Anglo-Saxons’
cessed “civilization” even without disguising his sense of social and cultural dominance. To main-
background. Yet his more poignant satire lies in tain control, the latter group pursued colonizing
reversing the direction of passing: in Harlem strategies, enforcing the socioeconomic inequality
cabarets, he posits, “civilized” whites sought to of African Americans as well as expropriating and
appropriate a supposedly black, primitive state. commodifying their culture.3 Whites’ jazz danc-
This ironic reversal of terms is all the more pierc- ing in cabarets, their passing for colored, mani-
ing given that it echoes the discourse used by fested such cultural expropriation: it represented a
many white Americans in the 1920s to articulate complex and paradoxical desire to control threat-
their own experience of jazz dancing. Cabaret ening “black” energy by confronting it within the
goers often openly expressed their desire to re- confines of white selfhood, thereby defusing racial
capture primitive physical and emotional inten- anxiety imaginatively. If white Americans could
sity because oppressive civilization robbed them master “black” identity in bodily cultural per-
of such feeling. Johnson’s argument, historically formance, they could supposedly manage a black
positioned by his autobiography between World social presence in the body politic.
War I (1917) and the Depression (1933), identifies However neatly I have just phrased it, this proj-
the racialized cultural dynamic in white, Ameri- ect was fraught with complexities. Bourgeois
can, 1920s popular culture with which my essay is white discourse about jazz and jazz dancing in the
primarily concerned. 1920s was far from monological; what Johnson
This cultural dynamic was situated principally calls “passing for colored” was a controversial cul-
in northern urban centers such as New York and tural phenomenon whose meanings were highly
Chicago, where dancehalls, ballrooms, nightclubs, unstable. The only issue on which all 1920s white
and cabarets sprouted before and after World War commentators agreed was that jazz dancing man-
I. These venues offered food, alcohol, dancing, ifested primitive experience. With respect to two
and other entertainment to their white, well-to-do other crucial issues—the relation of the primitive
clientele of wealthy (sub)urban sophisticates, busi- to African Americans, and the value assigned to
ness professionals of the middle and upper- primitive experience—1920s discourse about jazz
middle class, and upwardly mobile youths.2 Ele- reveals a diversity of perspectives not evident in
ments of this popular culture also spread to Johnson’s passage. This discourse divides roughly
suburban country clubs and college parties, as into two strains, moralist opposition and primi-
represented in the fiction of F. Scott Fitzgerald. tivist celebration. Jazz’s moralist opponents
Historically, this white fascination with cabarets equated primitive dancing with blackness, but
and jazz coincided with a period of heightened their evaluative orientation conflicted with the
racial tensions in the North. African American one Johnson emphasizes: for them, emulating the
migrants were perceived to invade northern cities, primitive state of African Americans signified a
inspiring reactionary fear and anxiety among—as perverse embrace of inferiority. They found jazz
well as violent reprisals from—the white bour- degrading mentally, physically, and spiritually, as
geoisie. Paradoxically, then, embracing leisure ac- many subsequent studies of jazz’s reception dem-
tivities deriving from black culture correlated with onstrate.4 These moralists—whose views domi-
390 hop on pop

nated the popular press— expressed faith in the tive” qualities—its spontaneity, emotionalism,
absolute difference of the races, privileging the and sensuality—but also to distance those quali-
supposed whiteness of “sophisticated civilization” ties from associations with African Americans. My
over and against the presumed blackness of the analysis focuses principally on Osgood and
primitive. Whiteman’s projects.
In contrast, jazz’s celebrants—a diverse, subdi- Osgood’s So This Is Jazz and Whiteman’s Jazz,
vided group—promoted primitive experience to both published in 1926, are generally considered
varying degrees. One celebrant camp consisted of the first two full-length books on jazz.7 Both cele-
“Negrophiles” like bohemian Carl Van Vechten. brate jazz’s primitive energy; both try—and fail—
In George M. Fredrickson’s words, these “roman- to hide jazz’s black origins. To dissociate them-
tic racialists” valorized African Americans as “ex- selves from this past, Whiteman and Osgood
otic primitives” admirable for their “natural spon- promote only “refined” jazz, the music that
taneity, emotionalism, and sensuality.” 5 These Whiteman performed. They take pains to distin-
“Negrophiles”—many of whom were associated guish “early” jazz—supposedly raucous noise
with artistic modernism—were no doubt the pri- of roadhouses and brothels patronized by African
mary targets of Johnson’s satire, for they reversed Americans, ethnics, and poor whites—from
the order of valuation in the primitive– civilized Whiteman’s “symphonic” jazz, consisting of melo-
binary. However, the primitivism of many of these dic pop music heard by the white bourgeoisie in
figures also often proved to be subtly reactionary cabarets, hotel ballrooms, and even concert halls.
by insisting on the separate (and not quite equal) To Osgood and Whiteman, good jazz has been el-
status of African American culture, thereby rein- evated aesthetically and socially, removed from
scribing the color line.6 Another camp of cele- suspect black conditions—like those in Johnson’s
brants who also reversed the binary managed, at Harlem cabaret—to respectable white ones. Yet,
least initially, to avoid this reinforcement of dom- since their project also depends upon claiming
inant racial ideologies. These figures consisted that jazz’s transformation and transportation does
mostly of white, ethnic musicians, especially in not deplete the music’s primitive energy, they
Chicago, whose embrace of African American jazz never fully distance themselves from jazz’s “black-
problematized the color line. My brief consider- ness.” Their emphasis on refinement and ele-
ation of these musicians concludes the essay. A vation is thus a counteractive effort to obscure
third group of celebrants that reversed the binary persisting, ultimately irrepressible anxiety about
did so in more qualified fashion than “Negro- jazz’s racially “contaminating” effects. Osgood’s
philes.” These figures, represented by jazz band- and Whiteman’s works help to demonstrate that
leader Paul Whiteman and music critic Henry O. many bourgeois white celebrants remained pro-
Osgood, maintained primary allegiance to civi- foundly ambivalent about jazz; they desired its
lization but promoted primitive jazz dancing primitive intensity but feared the imagined cul-
as a temporary, therapeutic escape from civilized tural miscegenation that embracing it manifested.
life. Their compromised position derived from They worried that jazz dancing did mean pass-
ambivalence about the relationship between the ing for colored, that it comprised racial cross-
primitive and African Americans: Osgood and dressing.
Whiteman shared with moralists the fear that I borrow the term “racial cross-dressing” from
proximity to “blackness” brought degradation. Eric Lott. His essay “White Like Me: Racial Cross-
Their project thereby combined conflicted im- Dressing and the Construction of American
pulses. They sought to expropriate jazz’s “primi- Whiteness” extends his work on mid-nineteenth-
nicholas m. evans 391

century minstrelsy in Love and Theft: Blackface cause the Other personifies their inner divisions,
Minstrelsy and the American Working Class.8 In hatred of their own excess of enjoyment necessitates
“White Like Me,” racial cross-dressing refers to hatred of the Other. Ascribing this excess to the
cultural praxes derived from blackface perfor- “degraded” blackface Other, and indulging it—by
mance that involve the conscious or unconscious imagining, incorporating, or impersonating the
imitation of “black” behavior, with or without the Other—[those] confronting the demand to be “re-
literal minstrel trappings of grease paint or burnt spectable” might at once take their enjoyment and
cork. For Lott, blackface serves a dual ideological disavow it.11
function: it allows whites the luxury of playing
In Love and Theft this argument applies to la-
with stereotypical “black” behavior while leaving
borers during the industrial revolution of the early
intact both the stereotypes and the illusion of ab-
nineteenth century, but the formulation is also
solute racial difference that they perpetuate. That
relevant to social dynamics of the second such rev-
is, through blackface, whites imaginatively clarify
olution at the turn of the twentieth century. Lott’s
their own racial identity by maintaining con-
description of whites’ experience of internal ten-
tradistinct notions of blackness. However, because
sion between self-indulgence and self-control,
these stereotypes of blackness exist in the white
and their expression of that tension in ambivalent
imagination, they paradoxically reveal blackness
feelings toward a racial Other, captures well Os-
as a “constituent element” of white subjectivity, an
good and Whiteman’s conflicted stance toward
internalized component of “black” identity im-
jazz and jazz dancing.
manent in whiteness. As Lott puts it, “The other is
Still, applying Lott’s argument to Whiteman’s
of course ‘already in us,’ a part of one’s (white)
work, in particular, requires a few crucial quali-
self.” 9 Especially in moments of rapid industrial-
fiers. Some bourgeois whites in the 1920s did enact
ization, when bourgeois-liberal ideologies of ra-
precisely the dynamic that Lott identifies—they
tionalized social order and self-control become
temporarily set aside “white,” rational self-control
paramount, the particular configurations of this
in cabarets to enjoy the primitive, “black” pleasure
Other relate to pleasure and the body. Sander L.
of jazz dancing, all the while unconsciously imag-
Gilman’s work on race and sexuality at the turn of
ining the two modes of experience as discrete.
the twentieth century confirms this idea: in an
However, this assumed discreteness became much
implicitly imperial relation, whites attributed to
more tenuous for whites, like Whiteman, who
blacks the sexuality they believed lacking in them-
wanted consciously to deny jazz’s “blackness”—
selves, so that ambivalent identification with black
who, in effect, refused to see jazz dancing’s rela-
figures gave imagined access to that sexuality.10
tion to blackface performance. Since these figures
Lott, following the Lacanian work of Slavoj Žižek,
were aware of jazz’s “blackness” and sought to
elaborates:
dissociate its valued primitive qualities from Afri-
Because one is so ambivalent about and represses can Americans, they necessarily reconceptualized
one’s own pleasure, one imagines the Other to have whiteness to encompass those same qualities. That
stolen it or taken it away, and “fantasies about the is, they reconfigured the racial categories—white/
Other’s special, excessive enjoyment” allow that civilized vs. black /primitive— on which Lott’s
pleasure to return. Whites get satisfaction in sup- formulation of racial cross dressing, like Johnson’s
posing the “racial” Other enjoys in ways unavailable idea of passing for colored, rests. In Jazz White-
to them—through exotic food, strange and noisy man tries to resolve the internal conflict of self-in-
music, outlandish bodily exhibitions, or unremit- dulgence and self-regulation by deracializing the
ting sexual appetite. And yet at the same time, be- idea of the primitive, making it generically “hu-
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man.” This vexed effort, as I will elaborate later, in particular became anti-immigration targets due
hinges on extracting race and ethnicity from con- to racist fears that they would “semitize”—misce-
temporary views on the linear-historical develop- genate and weaken—Anglo-Saxon America. The
ment of civilization. Only with this work could dominant social group reacted to this threat (if I
jazz’s spontaneity, emotionalism, and sensuality may pursue the body-politic metaphor) by trying
become colorless. Ultimately, then, Jazz does per- to close all orifices: the immigration policies and
petuate myths of absolute racial difference, a con- quotas established by Congress in 1924 were the
dition for racial cross-dressing upon which Lott strictest to date. Vast African American migrations
insists; however, first, it smuggles features of comprised a similar, internal “race problem.”
blackness across the color line and whitewashes Racial tensions exploded in riots and demonstra-
them. Whiteman tries—and fails—to remove tions after the war, especially in 1919, but white re-
race from racial cross-dressing. He promotes a actions to the “problem” of a black social presence
type of performative identity that masquerades began earlier. In 1915 a rejuvenated Ku Klux Klan
openly, in whiteface, as primitive cross-dressing. began to garner popular support among millions
The bleached suit that Whiteman fashions for re- of Northern white urbanites. A major goal con-
spectable white Americans to wear at cabarets only sisted of instituting segregation—federally legal-
covers his persisting fears that the dancing white ized by the 1896 Plessy v. Ferguson Supreme Court
body is racially mongrel. decision—in the public sphere. Segregation would
Accelerating industrialization comprised the supposedly excise and isolate the racial “disease”
general context for early-twentieth-century racial from the (white) body politic, amounting even to
cross-dressing. Further grounding lies in the spe- partial amputation when separate-and-unequal
cific social and historical conditions of northern social conditions suffocated those who were forc-
cities during the second and third decades. Afri- ibly segregated.
can American migrations to these urban centers Gilbert Osofsky’s sociohistorical work, which
inspired local hysteria that related significantly to traces the demographic shifts that accompanied
growing white interest in black music and dance. black migrations to Northern cities from 1890 to
These cities’ Anglo-Saxon elites hated and feared 1930, identifies segregation’s function as ambiva-
the migrants’ growing presence even as they en- lent social amputation.12 African Americans had
gaged, fascinated, in activities perceived to mani- registered a cultural presence in the north since at
fest blackness. least the early nineteenth century, but the migra-
tions at the turn of the century seemed a threat of
unprecedented proportions. As Osofsky reports,
Flipside Phenomena:
the case of Harlem dramatizes well Northern
Ragtime, Jazz, and “Negro Invasions”
whites’ anxiety about a growing black social pres-
At the turn of the twentieth century, dramatic so- ence. At the turn of the century, many longtime
cioeconomic changes wrought by industrializa- Harlem residents were of Dutch origin; more re-
tion coincided with vast immigration from south- cent ones were upwardly mobile Italian and Rus-
ern and eastern Europe. Americans of northern sian-Jewish immigrants. At this point, Harlem was
European descent anxiously perceived the com- a “respectable” middle-class and upper-middle-
plexion of the national body politic to miscegenate class neighborhood, “a symbol of elegance and
and darken, its health to fail. Anglo-Saxon “na- distinction.” In the first two decades of the cen-
tivists,” especially those in northern cities, believed tury, when African Americans increasingly moved
that Italians, Poles, and other groups threatened to the area, many panicking white residents
the racial purity of the nation-state. Russian Jews sought “to repulse what they referred to as the Ne-
nicholas m. evans 393

gro ‘invasion.’” By the early teens, virtually all of material black success. However, at this point,
white-owned real-estate companies in Harlem re- the city’s powers turned toward a strategy of quar-
fused to rent to black tenants. However, as the antining the “disease” that had invaded the body
Dutch-American and other residents began to flee politic. By 1930, when approximately 72 percent of
to other parts of the city, reversals in these policies Manhattan’s African American population lived in
were “forced upon” the landlords, as a 1916 build- Harlem, landlords and neighborhood-protection
ing notice stated. The African American “inva- organizations had begun to restrict them there.
sion” effectively defeated white opposition. By Residents of Washington Heights, Yonkers, and
1920 many blacks living in other parts of New York Westchester warded off black “invasions” in the
moved to Harlem, and “practically every major 1920s; the Bedford-Stuyvesant section of Brooklyn
Negro institution moved from its downtown became one of the few other areas to house a
quarters to Harlem by the early 1920s.” 13 growing African American population. By the end
Paradoxically, in 1912 –1916, at the same time of the decade, New York’s black populations were
that whites perceived and combated the black “in- concentrated in dense pockets: “Most Negroes
vasion,” a ragtime dance craze erupted on Broad- were ‘jammed together’ in Harlem— even those
way. How did this racial cross-dressing cohere who could afford to live elsewhere—with little
with anxiety about the body politic’s penetra- possibility of escape.” 16 At the same time, the ma-
tion, hysterically figured as a miscegenizing rape? terial quality of life in Harlem and Bedford-
Why would affluent white Americans embrace Stuyvesant declined rapidly. Landlords, white and
(masked) “blackness” culturally in their leisure black, exploited a captive residential market, rais-
time, while sociopolitically they supported the ing rents drastically while allowing buildings to
violent effort to repel African Americans? Lott’s deteriorate. Overcrowding and congestion con-
psychosocial analysis of self-regulation and racial tributed to poor sanitation and health problems,
projection suggests an explanation that can be fur- including comparatively high mortality rates. Fur-
ther elaborated with reference to Freudian theory. thermore, bootlegging, the narcotics trade, illegal
Racial cross-dressing arguably manifested a re- gambling, and prostitution (with most brothels
action formation in which certain impulsive feel- owned by whites) became more prevalent, or at
ings—revulsion, fear, hatred of African Ameri- least more visible, in Harlem than in other parts of
cans—were repressed in a coping mechanism that the city, dubbing the area a vice district.17 Such
generated opposing impulses—attraction to, de- was the partial amputation: social policy gave up
sire for, enjoyment of “blackness.” 14 Psychoana- sections of the city to the “invaders,” but then
lyst Otto Fenichel notes that reaction formations built walls around those areas and induced the de-
do not erase the initial impulses, but “primarily velopment of destructive conditions.
serve the purpose of keeping still existent opposite Harlem’s vice-district reputation obviously co-
tendencies in the unconscious.” 15 This formu- hered with images of primitive black sensuality,
lation captures Osgood and Whiteman’s radical contributing to whites’ growing fascination with
ambivalence about the “blackness” of white jazz the neighborhood in the 1920s. In his study of
dancing. New York nightlife, Lewis A. Erenberg notes that
Though reactions to ragtime (before and dur- Harlem was perceived as “too far away to be dan-
ing the war) and jazz (during and after) were sim- gerous yet close enough to be exciting.” Late at
ilar, urban social policy toward African Americans night, wealthy white slummers drove up to Harlem
shifted in the third decade of the century. Osofsky through Central Park, describing their trips in im-
observes that, as white flight from Harlem acceler- perialist terms as journeys “out from civilization”
ated in the early 1920s, Harlem became a symbol and into the “heart of darkness.” 18 There they fre-
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quented cabarets and nightclubs such as the Cot- social oppression is fundamentally imperialist.
ton Club and Connie’s Inn, which catered directly Fascination with the supposedly primitive nature
to whites’ perceptions of African Americans as of ragtime and jazz coincided with similar interest
self-indulgent pleasure seekers. Geographically, in the cultures of other non-Western peoples—
Harlem became marked as the primitive space and, significantly, with U.S. colonialism at the
within sophisticated New York, a conceptual turn of the century. As “black” dances became
counterpart to the “black” primitive within civi- popular on Broadway, so did “Latin” dances like
lized “white” subjectivity. White slummers who the tango as well as (after the war) the Hawaiian
went there accessed the intense selfhood they be- hula, “Egyptian dances, South Sea Island dances,
lieved their civilized selves lacked, but then imag- and other exotic forms of bodily expression.” 19
inatively regained rational self-control on the It is perhaps no accident that this wide-ranging
journey home. These whites—“Negrophiles” like primitivism followed the Spanish-American war
Carl Van Vechten—most directly tried to pass for and coincided historically with other U.S. inter-
colored. ventions in South and Central America, the Pacific,
The openly “Negrophilic” pursuit of racial and European colonies involved in World War I.
cross-dressing in Harlem represented a variant of As the U.S. military dominated racial others
whites’ reaction formation that can be character- abroad, and segregation did so domestically, af-
ized in at least two ways. Either the geographic fluent white Americans commodified those others’
containment of the African American “invasion” cultures.20 Even if isolationism characterized U.S.
tempered feelings of fear and anxiety, making foreign policy in the teens and 1920s, that orien-
whites less conflicted about the racialized dimen- tation involved anxiety about racial others “at
sion of their pursuit of the primitive; or, in con- home”—an “internal” colonial situation.
trary fashion, the realization of a permanent black Exploring the sociopolitical issues attending
presence in the city (however restricted) intensi- turn-of-the-century African American migration
fied those same negative feelings, thereby also in- further historicizes the psychosocial analysis of
tensifying the reactionary feelings of attraction. racial cross-dressing, but it does not address how
Given the persistence of racial tensions in twenti- members of the urban white bourgeoisie at-
eth-century America, the latter contention seems tempted ideologically to justify their pursuit of
more likely, as manifested also in the later popu- primitive “blackness.” In what terms did they
larities of big-band swing, rock music, and rap articulate their fascination with the practices of
and hip hop. ostensibly inferior cultures? One answer lies in
The confluence between Anglo-Saxons’ op- another phenomenon related to accelerating
pression of African Americans and their simulta- industrialization.
neous indulgence in black music and dance con-
flicts with James Weldon Johnson’s optimistic (and
The Therapeutic World View: Recovering
possibly ironic) claim that in cabarets “the Negro
the “Black” Childhood of the “White” Race
drags his captors captive.” African American so-
cial power did register indirectly in white anxiety White Americans sought “the feel and experience
about black “invasions,” but white/black power of abandon” in cabarets, as Johnson puts it, for
relations were hardly reversed in racial cross- complex reasons stemming from a crisis in cul-
dressing. On the contrary, thanks to figures like tural authority at the turn of the century. As T. J.
Osgood and Whiteman, jazz dancing could par- Jackson Lears argues, nineteenth-century bour-
ticipate in systems of racist domination. This pro- geois-liberal ideology proved insufficient to ac-
cess through which cultural expropriation joined count discursively for shifts in material relations
nicholas m. evans 395

and subjectivity relating to heightened industrial- of medieval religious mysticism and knight-
ization and the rise of corporate capitalism.21 The hood—related generally to the emergence of
bourgeois-liberal idea that Western, rational, An- purportedly more scientific, neurological forms of
glo-Saxon society represented the pinnacle of psychological therapy. The fundamental pro-
world civilization, and its corollary that moral grams of all of these therapies were relatively con-
progress conjoined with material progress, were sistent: conflicting with bourgeois liberalism’s
challenged by at least two factors. The first threat equation of moral and material progress, they
came from within the ranks of the bourgeoisie. portrayed “modern civilization” as the cause of
Prescribed bourgeois-liberal subjectivity—the the bourgeoisie’s nervousness. From this perspec-
autonomous, willful individual, exemplified by tive, Victorian social conventions were to blame:
the self-made man—seemingly became untenable their demand for absolute, rational self-control
in the increasingly interdependent social struc- unhealthily repressed vital emotions and im-
tures of corporate bureaucracies. This sense con- pulses. To combat this condition, Lears writes,
tributed to feelings among the bourgeoisie of “mind-cure panaceas . . . advised the overstrained
unstable selfhood, of widespread emotional debil- to put themselves in touch with [inner] psychic
itation, anxiety, and nervousness, manifesting the energy in order to win back and perhaps even in-
condition known as neurasthenia.22 The second, crease lost mental and emotional vigor.” These
“exterior” threat, which also contributed to this therapies, liberating affluent Americans from “the
condition, related to anti-immigrant sentiment. A constraints of the modern superego,” were be-
“radical specter” of labor activism and unionism lieved to return repressed parts of identity and the
seemed to invite social disorder and disintegration feeling of “real” life—to dispel anxiety through
and was often attributed to foreign insurgents restoring psychic wholeness. Such was precisely
from southern and eastern Europe. In this con- the case for leisure activities in cabarets, which
text, elements of republican ideology, which also Lears does not discuss: in Johnson’s words, jazz
privileged rational, autonomous subjectivity, re- dancers were “attempting to throw off the crusts
emerged discursively among the bourgeoisie to and layers of inhibitions laid on by sophisticated
compete with bourgeois liberalism. Republican- civilization; striving to yield to the feel and experi-
ism offered an alternative interpretation of the his- ence of abandon; seeking to recapture a taste of
torical situation: the American middle class and primitive joy in life and living.” The so-called rev-
social elite were effete, nervous, “overcivilized” olution of morals and manners that dominates
milquetoasts vulnerable to overthrow by the characterizations of the 1920s owes much to the
“rabble”—the (ethnic) working classes—because therapeutic worldview.23
wealth and comfort had severed them from the in- Republican images of “real” life were nostalgi-
vigorating intensity of “real” life. By the turn of the cally primitive in romanticist terms—pastoral,
century, republicanism helped to inspire leisure preindustrial, premodern—and intersected with
activities intended to restore the bourgeoisie’s racial discourses, as Johnson satirizes in equating
contact with “real” life, to combat their debilitat- the primitive with the “jungle” and “colored”
ing nervousness, to recover their prized, willful people. Lears provides historical detail to ground
autonomy, and (in some cases) to return them to the discursive confluence of race and historical
unquestioned social dominance. These activities nostalgia. At the turn of the century, popular con-
registered what Lears calls the therapeutic world ceptions of human development were linear or
view. scalar. Macrocosmically, development was histor-
The leisure activities on which Lears focuses— ical: different “races,” conceived of as discrete, bi-
the arts and crafts movement, orientalism, cults ological lineages, occupied different locations on a
396 hop on pop

timeline of progress. In one respect, this model vidual’s life progressed through the same stages
supported belief in northern-European superior- that his or her race traversed historically. The reca-
ity. Supposedly, the Anglo-Saxon race had ad- pitulation theory— ontogeny recapitulates phy-
vanced beyond stages of savagery and barbarity to logeny—summarizes this notion. As children
the highest state of rational civilization, while and adolescents, twentieth-century Anglo-Saxons
“contemporary primitives” such as African Amer- were supposedly savage primitives; they attained
icans had not advanced beyond a lower position civilized status only upon achieving self-controlled
on the scale—and could never do so, according to adulthood. Thus a nostalgic past, primitive races,
racist eugenicists.24 Yet this system’s portrayal of and contemporary children became mutually as-
racial development also harbors at least one para- sociated. In romanticist fashion, children—like
dox that destabilizes belief in racial discreteness: medieval life, that “childhood of the race”—were
the premodern, medieval forebears of Anglo- repositories of “spontaneous feeling and intense
Saxons were considered, in many ways, to be experience” on which contemporary Anglo-Saxon
as undeveloped as—and, hence, as analogous adults could draw for therapy. By the same token,
to—“contemporary primitives.” In contradictory African Americans and other non-Western groups
fashion, then, Western and non-Western peoples were perceived as “childlike premodern types.” 26
became members of the same family, with the Such romantic racialism stretched from antebel-
latter all but embodying the former’s ancestors. lum days well into the twentieth century; “the
Thus, representations of medieval culture oddly child Negro” was central to “the restored 1920s
converged with those of contemporary non-West- plantation myth.” 27
ern cultures. In an August 25, 1917, Literary Digest The idea that a contemporary, adult Anglo-
article that Osgood quotes in his book, jazz and Saxon could possess residual primitive traits de-
the bodily movement attending it are associated riving from childhood or adolescence recalls Lott’s
not only with “those jungle ‘parties’” of “the notion that “the [racial] other is of course ‘already
Kongo” but also with “the medieval jumping ma- in us,’ a part of one’s (white) self.” Seeking to em-
nia.” The same article confirms the salience of the brace one’s repressed inner child in processes of
therapeutic world view in quoting the views of therapeutic self-reconstitution dovetailed with
Professor William Morrison Patterson of Colum- seeking the primitive in ragtime and jazz dancing.
bia University (on which, as we shall see, White- That is, the process of racialized Othering that Lott
man draws). Patterson, too, implies a relation be- identifies obtained in the specific historical mo-
tween presumed savages and a deep-seated part of ment that Lears details. Lott’s work also elaborates
the white self: “Modern sophistication has inhib- on the particular notion of accessing racialized
ited many native instincts, and the mere fact that adolescence when he discusses constructions of
our conventional dignity usually forbids us to white American manhood. He contends that
sway our bodies and tap our feet when we hear ef- white men adopt masculinity by borrowing the
fective music has deprived us of unsuspected perceived behavioral inflections of black men
pleasures.” 25 His implication is carried by the am- and, furthermore, that whites commonly associate
biguity of the term native, signifying both foreign “black maleness with the onset of pubescent sexu-
primitives and an inescapable inheritance. ality.” 28 Hence, in some cases, white men who don
The instability of genealogical relations be- personae characterized by dynamism, strength,
tween Anglo-Saxons and groups like African spontaneity, and sexual potency engage with what
Americans also found expression at the microcos- they imagine, unconsciously, to be their inner,
mic level of personal development. A corollary of “black,” adolescent selves. The sense of restoring
the linear model of civilization was that each indi- contact with this masculinity via ragtime and jazz
nicholas m. evans 397

dancing would therapeutically dispel neurasthen- provoked anxiety about white social control that
ics’ “feminized” state, an effect sought by “new” Osgood and Whiteman sought to allay ideologi-
women as well as men in an era that prized head- cally. In their texts they expropriate jazz’s thera-
strong self-assurance. peutic intensity to reconstruct bourgeois white
Imagining that blackness comprised raw, cha- identity, masking and disciplining the music’s
otic, premature energy also bolstered the tendency vitality by transforming it into an aesthetic form
to consume such primitive images while oppress- appropriate for civilized, adult, Anglo-Saxon con-
ing African Americans sociopolitically. Marianna sumption. This sanitary racialized therapy sup-
Torgovnick’s analysis of primitivist discourses posedly dispels anxiety, restoring belief in white
helps to articulate these threads of imperialistic control and dominance by containing African
logic. Notions of primitives as childlike suggested Americans’ potentially subversive power.31 Os-
that they “needed guidance in order to emerge good and Whiteman’s approach to managing
into modernity, the cultural equivalent of adult- black music and dancing follows precedents of-
hood,” while notions of them as “sexually volatile fered by actual performers—musicians, singers,
and, by a further extension, naturally violent” led and dancers—who enacted similar ideological
to belief that they “required severe control.” 29 One work in cultural praxis. This work largely took
thinks here not only of discourses that criminal- place in a site marked out for it— cabaret
ized and pathologized African Americans, legiti- nightlife.
mating segregation, but also of lynching, that
ultimate expression of white hysteria about black
Bourgeois Cabaret Culture, 1911–1929:
men’s alleged propensity for sexual violence. Tor-
Disciplining “Blackness” for the Drawing Room
govnick follows both sets of notions to their
shared, “inevitabl[e]” conclusion: “whites [be- Cabarets, which began appearing on Broadway
lieved] they were destined, indeed obliged, to con- around 1911, provided a novel space in which
trol and dominate primitive peoples.” 30 bourgeois white Americans could engage in activ-
The therapeutic worldview helped ease ideo- ities associated with the supposedly primitive state
logical tensions for members of the white bour- of African Americans. Erenberg’s study of turn-of-
geoisie who adopted forms of “racially primitive” the-century nightlife supports this thesis. Eren-
behavior. Yet these tensions were never fully re- berg extensively documents the social history of
solved; the embrace of “blackness” was always cabaret performance as well as the cultural dis-
conflicted and ambivalent. If Anglo-Saxons were courses about (including perceptions of the
to remain civilized as adult representatives of their significance of ) such performance.32 Although his
race, they could not embrace their intense, scholarship lacks a theoretical framework, the ma-
“black,” adolescent self, even temporarily, without terial it provides conforms to the dynamics of
reservations. They felt the need to “civilize” their racial cross-dressing and the therapeutic world
bodies’ primitive emotions and sexuality—to dis- view. For example, Erenberg shows that “prosper-
cipline, domesticate, control, and master these ous urbanites” believed that cabaret culture al-
feelings and impulses. The dominative order is lowed them “to throw off the weighty hand of civ-
clear: a white superego constrains a black id to ilization,” to “revitalize and reorient their lives,”
maintain a well-balanced ego. This perspective and to regain “their true, more vital selves.” 33
helps to clarify Osgood’s and Whiteman’s convo- Whites’ engagement with racialized leisure ac-
luted discourse. Ragtime and jazz, symbolizing tivities in cabarets came in roughly two forms. The
African American sociocultural threats “from first consisted of consuming the supposedly prim-
below” akin to the radical specter of labor unrest, itive performances of racially charged vaudeville
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acts; the second involved both witnessing and par- American musicians, by far the most common
ticipating in ragtime and jazz dancing. Erenberg and popular Broadway-cabaret performers at this
notes that the format of cabarets blurred distinc- time were of distinctly ethnic European extrac-
tions between performers and audience, encour- tion—Irish, Italian, Polish, and especially Rus-
aging slippage between these two forms of engage- sian-Jewish 36—who occupied a vaguely interme-
ment. Dispensing with a separate, elevated stage, diary position in racial hierarchies. These figures’
cabarets featured performers who mingled with relative prominence reveals that many bourgeois
the audience. Patrons often became part of the whites remained anxious about racial contamina-
performance, and they effectively constituted “the tion even as they desired racialized therapy. By vir-
act” when they took to the dance floor. In other tue of these performers’ ethnicity, they were per-
words, cabarets promoted ritualized conditions in ceived as premodern types who could supply the
which both designated performers and patrons “black” spontaneity, emotionalism, and sensuality
could racially cross-dress. that bourgeois whites consumed therapeutically;
By the turn of the century, African American by virtue of being qualifiedly white, they appealed
performers were relatively prominent in urban to elite Anglo-Saxons who wished to avoid expo-
vaudeville and musical theater. Many had been sure to African Americans. This dual role was per-
appearing in New York nightclubs and saloons, es- formed particularly well by vaudeville and cabaret
pecially in the Bowery and the Tenderloin, since as stars such as Al Jolson, Eddie Cantor, and Sophie
early as the 1880s. “Although black artists and au- Tucker, who were of Russian-Jewish origins and
diences were still [largely] excluded from the in- sometimes wore blackface. These performers were
formality of Broadway cabarets,” there were a few seen as translators of black culture for white audi-
notable exceptions.34 In the second decade of the ences at least partially because some racial dis-
century, probably the best-known African Ameri- courses figured Jews as “middlemen between
can performer was the classically trained musi- whites and blacks.” 37 Tucker, for instance, not
cian, composer, and bandleader James Reese Eu- only wore blackface early in her career; she also
rope. Europe led various orchestras before World sang “coon” and ragtime songs with “mixed Jew-
War I that performed at benefits and dances for ish and Negro inflections,” leading some listeners
black organizations as well as “for private social (hearing her phonograph recordings) to mistake
gatherings and entertainments of the eastern her “for a southern black girl.” Billed as the “Last
[white] social elite.” In 1914 –1916, his well-known of the Red Hot Mammas” and, in the early 1920s,
Europe’s Society Orchestra played ragtime-styled as the “Queen of Jazz,” Tucker was believed to
dance music in premier Broadway cabarets. By enable her audiences to “explore the intense emo-
1919, the year of Europe’s death, this group’s pop- tions associated with [racialized] sensuality” while
ularity in the U.S. earned its leader the titles of Jazz also holding such intensity “at arm’s length.” 38 She
King and King of Jazz. For those bourgeois Anglo- provided sanitized therapy by transferring “black”
Saxons who attended cabarets featuring Europe’s vitality while displacing and partially veiling the
groups, the racialized aspect of ragtime dancing original African American referent.
was relatively unmediated. The music of African If ethnic performers provided one imaginary
American performers seemed “infectiously” dy- method of dampening ambivalence about in-
namic, inspiring dancers to lose self-control and dulging in racialized intensity, more elaborate
succumb to the pleasurable “disease” of primitive strategies were needed to mitigate the potentially
experience.35 contaminating effects of “black” dance. In the
Despite the prominence of some African 1912 –1916 dance craze, moralists condemned steps
nicholas m. evans 399

like the turkey trot, grizzly bear, bunny hug, and of “the tiny child.” 41 Tellingly, achieving such
fox-trot as racially tainting. The prominence of refined therapy involved proscribing overt sexual-
these “animal dances” made it seem “as if Uncle ity. Modern Dancing concludes with a list of com-
Remus had joined high society.” Such dances sup- mandments entitled “Castle House Suggestions
posedly illustrated “the influence of lower-class for Correct Dancing”:
sensuality,” “a reversion to the grossest practices
Do not wriggle the shoulders.
of savage man,” and whites’ “uncontrolled inun-
Do not shake the hips.
dation by inferior peoples” such as “swarthy,
Do not twist the body.
lower-class Italians and Jews” and “sensual blacks
Do not flounce the elbows.
and Latins.” 39 Even primitivists who celebrated
Do not pump the arms.
the therapeutic “pep” or “kick” of ragtime feared
Do not hop—glide instead.
that cabaret dancing involved cultural miscegena-
tion. Simply adopting black dance steps was excit- Dips should “not mean an exposure of silk
ing, but it still seemed too dangerous; further stocking”; “a man [should] stand far enough from
sanitizing strategies were believed necessary to his partner to allow freedom of movement; he
protect whites from (“their own”) black bodies. should not hug or clutch her.” 42 The Castles’ em-
The famous dancing team of Vernon and Irene phasis on grace as “another form of discipline”
Castle emerged in the teens to provide such strate- manifested assumptions of aesthetic and racial su-
gies. The Castles emanated white, bourgeois gen- periority. In 1914 the team was instrumental in in-
tility. Irene hailed from a “respectable middle- troducing the fox-trot, which “slow[ed] down the
class” family, while the British Vernon generated faster one-step” and “allowed variation in move-
an air of European classiness.40 In their exclusive ment . . . without being too raucous or too expres-
dancing school, Castle House, this team took it sive.” Since the fox-trot and one-step became
upon themselves to regulate the steps of the new widely popular and remained so after the war, the
craze. The Castles’ dance instructions became Castles’ influence (despite Vernon’s death in 1917)
influential nationally through distribution in extended well into the 1920s. When in 1921–1922
short films; their 1914 book Modern Dancing; the popular black musical revue Shuffle Along
printed interviews; and exhibitions on tour as well popularized the Charleston and black bottom
as in their Broadway cabarets, the Sans Souci and among white audiences, dance instructors care-
Castles in the Air. In revising the animal dances, fully removed objectionable “hip and pelvic
the tango, and other steps, the Castles claimed that thrusts” and combined the dance with the one-
they refined and disciplined overly savage move- step.43
ments while still preserving terpsichorean vitality. Serving to reinforce the Castles’ reputation for
In her introduction to Modern Dancing, Elisabeth civilizing primitive dances was the fact that, from
Marbury—aristocrat, reformer, and Castle pa- 1913 to 1916, James Reese Europe’s Society Or-
tron—wrote: “Refinement is the keynote of [the chestra provided the music for many of their per-
Castles’] method.” Their style allies “the spirit of formances. Europe’s energetic, big-band ragtime
beauty and art” with “the legitimate physical need symbolized the “black” energy that the Castles
of healthy exercise and of honest enjoyment.” ostensibly tamed with elegant bodily grace and
True to the therapeutic world view, Marbury ar- self-control. (That Europe’s bands were them-
gues that dancing helps “working men and selves extremely disciplined could be obscured by
women” to “fling off morbid introspection”—a racially charged perceptions.) In Irene Castle’s
feature of neurasthenia—and to recover the “joy” own words, she and Vernon “toned down . . . nig-
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ger dance[s]” like the shimmy of 1918 –1919 so “blackens”—its performers and audiences, but,
“they can be used in the drawing-room.” 44 As the Osgood and Whiteman anxiously insist, bour-
racialized dimension of the recapitulation theory geois Anglo-Saxons can control and dominate the
demanded, the Castles sought to civilize the ado- desires that jazz awakens.
lescent, sexual energy of (internal) “blackness” so
that Anglo-Saxon adults could indulge in it tem-
Happy Feet: “Black” Sexuality and “White”
porarily without fearing the loss of “white,” ra-
Self-Control in So This Is Jazz
tional self-control. This mode of mediating be-
tween “black” culture and white bodies differed Henry O. Osgood, of New England, Yankee stock,
from that of figures like Sophie Tucker, consisting served as music critic for and editor of the Musical
more of disciplining and masking than of trans- Courier. In So This Is Jazz, he promotes the kind of
mitting “blackness.” 1920s “jazz” that most white dancing enthusiasts
The cultural functions that Sophie Tucker and enjoyed: Tin Pan Alley songs by Irving Berlin,
the Castles respectively performed reappear sym- George Gershwin, and Jerome Kern as performed
bolically in discursive strategies of Osgood’s and by the white society orchestras of Paul Whiteman,
Whiteman’s works. Racially ambiguous, interme- Vincent Lopez, and Isham Jones. I am concerned
diary figures like Tucker appear in their texts, but only with the book’s first, brief chapter, in which
the two writers ultimately reject these figures’ roles Osgood distinguishes this supposedly legitimate
in favor of emulating the Castles’ approach to jazz from other styles. Presumably to assuage
dancing. Osgood, and even more so Whiteman, moralists, this chapter summarily rejects “early,”
sought not only to sanitize jazz as commercial implicitly African American jazz in favor of Isham
therapy but also to legitimate it in terms of fine-art Jones’s “refined” music.
aesthetics. This goal requires that jazz be pre- For Osgood, early jazz is epitomized by come-
sented unambiguously as civilized, rationally or- dian-clarinetist Ted Lewis, who, with Paul White-
dered, “white.” Such presentation was challenging man, was among the best-known “jazz” perform-
in the face of 1920s anti-jazz discourse. Moralists ers. In the chapter’s opening, Osgood recounts
portrayed jazz in exactly opposite terms: as an- hearing Lewis’s band playing at a New York ban-
thropologist Alan P. Merriam summarizes, they quet sponsored by commercial recording manu-
not only “regarded [jazz] as a symbol of bar- facturers. The music was “nerve-harrowing, soul-
barism, primitivism, savagery, and animalism” wrenching noise,” consisting of animal-noise
but also “associated [it] with crime, feeble-mind- imitations and apparently wild improvisations.
edness, and . . . individual physical collapse.” 45 His distaste for the performance takes on racial
Hence Osgood and Whiteman’s convoluted dis- overtones: “all the players jolt[ed] up and down
cursive strategies. They necessarily invoke images and writh[ed] about in simulated ecstasy, in the
of primitive blackness as the source of jazz’s ther- manner of Negroes at a Southern camp-meeting
apeutic energy, but they must also mask those im- afflicted with religious frenzy. . . . All-brass circus
ages and assert that civilized whites can master and minstrel bands were as nothing compared to
their potentially dangerous energy. Sexuality it.” Osgood laments that Lewis’s fans emulate the
figures prominently in this process: for Osgood performer. He reports and then jokingly dismisses
and Whiteman, jazz inspires a battle between the a friend’s admission that “when Ted and his old
“white,” civilized adult and the internal “black” clarinet got shrieking on top of all the other in-
primitive, between the rational mind and the un- struments it acted on me just like a couple of
ruly body. As it provides therapy, jazz sexualizes— drinks. I’d get so excited I couldn’t sit still—I just
nicholas m. evans 401

had to get up and dance. I like the modern jazz. It’s teel musicians. Since this emplotment requires
pretty, but it doesn’t give me the kick the other that mature jazz outgrow its primitive state, Os-
used to. . . . (Jazz, a state of mind!)” 46 good distances Jones’s jazz from images of black-
Half a page later, Isham Jones arrives to repre- ness with various rhetorical maskings and dis-
sent “the modern jazz.” A few years after hearing placements. First, he avoids associating jazz with
Lewis (circa the early 1920s), Osgood accompa- blackness directly: African American culture—
nied another friend to the dining room of “a big the stereotyped “Southern camp meeting”—ap-
lake-front [Chicago] hotel” where Jones’s orches- pears only as background for Lewis’s music. Addi-
tra was performing. This jazz, played by “eight tional displacements protect mature jazz from its
gentlemen,” was “music, languishing, crooning raucous past: Osgood distances Jones from Lewis
music, rude neither in sound nor tempo, music aesthetically, temporally (by “three or four years”),
that soothed and yet, with insinuating rhythms, geographically (from New York to Chicago), and
ear-tickling melody and ingenious decorations, situationally (from a crass commercial banquet to
stirred me within as much as Ted Lewis’s racket a swank hotel dining room).48 Furthermore, Os-
had agitated the friend just quoted.” Osgood is so good’s discourse recalls and deploys cultural icons
stirred, so therapeutically invigorated, that he analogous to Sophie Tucker and the Castles. The
wants to dance: fact that Lewis was of Jewish extraction—and
sometimes performed in blackface, which Osgood
My feet began tapping of themselves. Had there
notes only obliquely by comparing Lewis’s group
been an acquaintance among the women in the
to “minstrel bands”—suggests that he, like Tucker
room, I should unquestionably have challenged her
with her “black” singing style, displaces yet still
to dance in spite of the fact that those feet had been
transmits jazz’s racialized energy. In contrast,
strangers to a ballroom floor for at least fifteen
Jones’s genteel jazz, like the Castles’ disciplined
years. Luckily for the possible victim, I knew none
dancing, is seemingly purged of all racial connota-
there except my host, a man every inch of him. I be-
tions and made safe for bourgeois consumption.
gan to expatiate with enthusiasm upon this mar-
However, Osgood’s representation of the ef-
velous new thing in music. . . . Somebody had put
fects of Lewis’s and Jones’s jazz suggest his sup-
music into jazz.
pressed anxiety that racial contamination is still
Osgood’s approval derives partially from the occurring. He seems particularly concerned about
discipline with which Jones’s musicians perform: his friend’s response to Lewis. He tries to put a
“there was no careless improvising in what the men good face on it: since Lewis supposedly tempers
played. . . . Each one played a definite part that some jazz’s “black” energy by displacing it, Osgood’s
clever musician had written for him in preparing friend experiences not frenzied “Negro” affliction,
the score.” This is the “jazz” that Osgood seeks to but the mild inebriation of “a couple of drinks.”
legitimate, with formal musicological analysis, in Yet even the latter image, possessing illicit conno-
the rest of his book and in related essays.47 tations during Prohibition, blends into the pos-
In constructing a version of jazz historiogra- sible danger of losing rational, “white” self-control:
phy, Osgood’s first chapter follows a linear em- the friend says “I’d get so excited I couldn’t sit
plotment structurally consonant with the recapit- still—I just had to get up and dance.” Osgood
ulation theory: jazz advances from a raucous half-heartedly dismisses the logical conclusion of
“black” adolescence—“the grotesque extrava- his friend’s statement—that the “blackness” of the
gances of Lewis”—to the sedate, disciplined, and body can overthrow prescribed “adult” status—
yet still energized “white” maturity of Jones’s gen- with the joke that constitutes its own one-line
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paragraph: “(Jazz, a state of mind!).” He sup- The jazzy feet, then, initially pose a threat, in-
presses worry about the dangerous physicality of spiring Osgood’s internal, “black” id to supersede
the “state” he invokes by correctively recontaining his “white” superego. Yet Osgood the bourgeois
it— emphatically, as the exclamation point re- Anglo-Saxon cannot let this occur, and he care-
veals—under the safer rubric of the rational fully details the process through which he subli-
mind. His use of parentheses seems to indicate mates and masters his sexual desire. First he
that further suppression and containment of the attempts to channel the desire into a polite het-
“state” is necessary. erosexual ritual: he seeks union with an absent
That this defense fails—and that the failure is woman, who indeed is lucky to be spared his
then whitewashed—is evident in Osgood’s own terpsichorean/ sexual favors given his unpracticed
engagement with Jones’s music. He says his re- “feet.” Osgood then turns to another polite form
sponse to Jones equals that of his friend to Lewis, of sublimation, this time with homoerotic over-
yet his reaction is superficially more sedate: Os- tones: he professes relief that the only “possible
good suppresses his desire to dance and instead victim” present was his male companion—sug-
joins in intellectual conversation with his dining gestively denoted “a man every inch of him”—
companion. The particular figuration of his desire with whom he enthusiastically engages in in-
and the channels into which it is directed deserve tellectual verbal intercourse. Osgood’s ultimate
closer inspection. Osgood’s wayward feet “tapping ability to control his desire, to refrain from sex-
of themselves” expose the sensual “black” primi- ualized dancing, would seem to prove his su-
tive that already lies within him. Acting on their perior, civilized status. In contrast with the Ted
own, the animated appendages are initially be- Lewis fan who dances uncontrollably, Osgood
yond his control; Osgood himself suggests their presents himself as master of his body. He thereby
independence later in the passage, when he denies also distances himself from the fear that his feet
ownership of “those feet.” It is perhaps this unruly invoke—that the internal racial primitive, which
bodily rebellion that leads Osgood to compare his jazz strengthens, can destabilize white rationality.
experience to the hyperphysical “state” that Ted However, this distancing is only partially success-
Lewis inspired in his friend. Indeed, there are sex- ful, since Osgood’s adoption of all aspects of
ual connotations in Osgood’s response: the muti- prescribed bourgeois subjectivity—including het-
nous feet may serve to displace another image as- erosexuality—is interrupted by the homoerotic
sociated with (male) blackness, the erect penis. In overtones of his final sublimation, overtones in-
Freudian symbolic systems, feet can replace the dicative of Victorian views about the consequences
penis, and Sander L. Gilman identifies whites’ fre- of uncontrolled sexuality.50 Thus Osgood’s efforts
quent conceptual “reduction of the black to the to suppress fears of jazz’s “black” sexuality, and
genitalia” at the turn of the century. Jazz and jazz hence to legitimate refined jazz, remain unstable.
dancing, imaginatively awakening the internal, He insists paradoxically that white jazz orchestras
adolescent, “black” self, sexualize the dancer. This and their audiences are purged of “blackness” and
equation is reinforced by widespread belief that yet also that they must, can, and do discipline and
jazz, the verb, can designate copulation. Osgood dominate jazz’s (black) “frenzy.” He wants to en-
himself, in retracing the origins of jazz, finds one able himself and his readers to indulge in jazz’s
genesis in the trade vocabulary of the Barbary pleasurable, racialized therapy without fracturing
Coast—the name of “the once notorious red- belief in absolute racial difference. Osgood at-
light district of San Francisco” as well as a punning tempts imaginatively to maintain the color line
reference to northern Africa.49 despite his own admission— evident in the image
nicholas m. evans 403

of “the Southern camp meeting”—that “black- cross-dressing, but only in the guise of a sanitized,
ness” irrepressibly underwrites white jazz danc- whitewashed primitive cross-dressing that (in
ing. In Jazz, Paul Whiteman—who, in 1930, therapeutic doses) poses no threat to white, bour-
popularized a song fittingly entitled “Happy geois subjectivity.
Feet”—supports and extends Osgood’s project.51 In 1920, as his recordings gained national pop-
ularity, Whiteman usurped James Reese Europe’s
title and proclaimed himself King of Jazz.53 He
Let’s Get Physical: Whiteman’s Jazz and
toured the country incessantly and managed a na-
“Human” Rhythmic Liberation
tional network of orchestras, which promoted the
To Osgood, Whiteman— even more than Isham aesthetic preferences evident in Jazz. One measure
Jones— embodied mature jazz. Whiteman’s sup- of Whiteman’s popularity, and of his wide impact
posed racial superiority, like that of Jones and Os- upon the meanings of jazz and jazz dancing, was
good, enabled him to obscure and refine the the manner in which Jazz was serialized in 1926 in
“black” energy of jazz more thoroughly than the Saturday Evening Post—arguably the nation’s
could ethnic transmitters like the Jewish Ted most popular periodical at the time. Three sizable
Lewis. His name nearly overdetermines the argu- excerpts were printed in consecutive installments
ment: Whiteman sought to transform jazz and on February 27, March 6, and March 13; the first of
jazz dancing into safe therapy—good clean fun— these featured the article on the front page.54
for the white social elite and middle class. As Eren- Both in performance and print, one of White-
berg incisively observes in his brief commentary man’s central aspirations was to render jazz ac-
on jazz, Whiteman “became a star by doing for ceptable as serious music according to fine-art cri-
jazz what the Castles had done for black dances.” 52 teria. For example, in Jazz—and in the March 6
Jazz, written with the assistance of Mary Margaret Post—Whiteman emphasizes his “experiment in
McBride, reinforces Osgood’s narrative in many modern music,” his orchestra’s concert at New
respects: it emplots the music’s aesthetic matura- York’s Aeolian Hall on February 12, 1924.55 Well-
tion in the same way, and it exhibits the same am- attended by various fine-art composers and pop-
bivalent, conflicted process of noting yet still ten- culture stars, the concert supposedly documented
uously masking jazz’s racialized meanings. In this the history of jazz. It concluded with the premiere
fashion, Whiteman also reaches Osgood’s conclu- of George Gershwin’s Rhapsody in Blue. After the
sion—that jazz dancing can be unproblematically event, Whiteman continued to pursue high-art
civilized. Yet Jazz also employs another strategy to pretensions by performing at venues like Carnegie
reach this conclusion: Whiteman admits to the Hall, sometimes labeling his music “symphonic
primitive qualities of jazz even as he deracializes jazz” or “modern American music.”
the concept of the primitive. This pursuit takes the This pursuit of artistic legitimization conflicts
form of dramatically recasting a musical emblem with the other main discourse that Whiteman de-
of racial difference—rhythm—as a racially un- ploys in Jazz, that of the power of and need for jazz
marked component of primitive existence. In this therapy. These two discourses’ competition gener-
respect, Whiteman’s discourse diverges from Os- ates major ideological contradictions extending
good’s somewhat: he concedes that jazz dancing beyond representations of race. Whiteman’s pre-
involves temporarily crossing into a primitive sentation of jazz’s musical refinement as compris-
field of experience, though one still purged of ing artistic progress and improvement not only
imagined racial contamination. Jazz implicitly ac- involves veiling and disciplining the music’s origi-
knowledges that jazz dancing constitutes racial nary “blackness” but also intersects more broadly
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with bourgeois-liberal ideology—specifically its in racial difference. Whiteman’s relatively direct


faith in material progress. The latter intersection representations of “blackness” generate a counter-
appears in Whiteman’s unabashed proclamations balancing rhetorical strategy that suppresses this
(also in the March 6 Post) that “symphonic” jazz anxiety: when images of African Americans ap-
performance is a major financial industry that pear in Jazz, rational, self-controlled, white figures
achieves “business-like” stature in Tin Pan Alley’s of the Castles’ ilk always accompany them to re-
“song factor[ies].” This echo of Coolidge’s famous strain their unruly energy. If expropriating jazz
dictum that “the business of America is business” can destabilize constructed black /primitive and
also finds more general expression when White- white/civilized subjectivities and thus invoke fears
man touts the industrial productivity of the of miscegenation, Whiteman’s rhetorical strategy
United States as a whole. For Whiteman, effecting represses this possibility by imaginatively rein-
artistic progress by elevating jazz complements scribing those subjectivities.57
and even engenders the accumulation of wealth, One need go no further than Jazz’s first para-
enabling the so-called American dream. In direct graph to perceive its anxious, conflicted represen-
contrast, Whiteman’s claims about jazz’s thera- tation of whiteness’s relationship with blackness:
peutic power intersect with republican ideology’s
Jazz came to America three hundred years ago in
suspicion of notions of material progress. When
chains. The psalm-singing Dutch traders, sailing in
Whiteman promotes jazz therapy, he condemns
a man-of-war across the ocean in 1619, described
industrialism as alienating and dehumanizing and
their cargo as “fourteen black African slaves for sale
depicts the music’s rhythms as a corrective tonic.
in his Majesty’s colonies.” But priceless freight des-
The two discourses coexist apparently without in-
tined three centuries later to set a whole nation
tended irony, sometimes appearing side by side in
dancing went unnoted and unbilled by the stolid,
the same passage.56
revenue-hungry Dutchmen.58
Whiteman’s overall treatment of jazz thus har-
bors unresolved ideological fissures and tensions. Whiteman tries to draw an uncrossable color
My main concern is the discursive process by line in Jazz’s first sentences, to insist on faith in
which he attempts to resolve these tensions, to white rationality’s distance from and control over
refine jazz while still preserving its implicitly black bodies and their energy. The Dutch traders
“black” intensity. Like Osgood, Whiteman para- are willful businessmen; the slaves are powerless,
doxically invokes the referent of African Ameri- chained, objectified cargo. Whiteman, as the one
can jazz to expropriate primitive rhythm as a ther- who finally does “note” and “bill” jazz, presum-
apeutic device, only to obscure and discipline the ably inherits the Dutch’s potent autonomy—a
“blackness” in white jazz that this acknowledg- move that unwittingly underscores the relation
ment exposes. Yet even here, where Whiteman’s between his cultural expropriations and the slave
and Osgood’s projects cohere directly, their rhe- trade. However, these contradistinct notions of
torical strategies differ somewhat. Since White- racial identity are inherently unstable: Whiteman
man articulates jazz therapy openly and exten- must necessarily cross the color line to expropriate
sively, he qualifiedly concedes the influence of jazz’s cultural power, its ability “to set a whole na-
African American culture on his own music. Still, tion dancing.” To obscure this implied foray into
this concession is hardly an open acknowledg- “blackness” and suppress the ideological tensions
ment of debt, as in James Weldon Johnson’s por- that it invites, Whiteman dissociates jazz from the
trait of white dancing in a Harlem cabaret; rather, Africans grammatically: the “jazz” in the first sen-
it heightens anxiety about the instability of belief tence, apparently synonymous with the slaves,
nicholas m. evans 405

paradoxically becomes a separate, disembodied through the crowd and interviewed the leader.”
entity— other “priceless freight”—by the third Soon, “Brown’s orchestra”—the invocation of
sentence. That is, jazz’s original referent is dis- color is necessarily explicit—“had been taken
placed even as the referent itself, in muted form, over by Mr. Gorham and placed at Lamb’s Cafe” in
is present. Black contributions to jazz are erased; Chicago.61 Racist minstrel imagery abounds in
the Africans and their descendents are denied au- this passage; the jazzy “frenzy of syncopation,” for
tonomous culture and agency. A few pages later, instance, echoes Osgood’s Southern camp-meet-
Whiteman caps this reinscription of the color line ing. Moreover, the excessively physical scene—
by, gallingly, crediting the Dutch for giving jazz “its the prize fight, the musicians’ sweat—takes on
start in life.” He notes offhandedly that the music, bestial connotations as the prancing, swaying per-
disembodied, just so happened to “bid[e] its time formers take off their clothes. These “bucks” resist
among black laborers.” The first pages of Jazz, vac- the constraints of polite civilization, of domestica-
illating between admission and obfuscation of a tion—until Gorham reins them in. He masters
racial debt, reveal anxiety about white “owner- and contains the musicians’ virile sexuality by
ship” and use of black cultural praxes.59 commodifying its musical expression. By exten-
The same narrative pattern frames Whiteman’s sion, Whiteman and his readers also supposedly
portrayal of an early jazz band. (He necessarily begin to learn how to master “black” intensity; the
discusses only the band’s “discovery,” studiously audience imaginatively encounters and manages
ignoring its formation and development—im- their own internal primitive through symbolic ex-
plicitly among or influenced by autonomous ex- posure to Brown’s orchestra. Even so, the presence
slaves—since his racially polarized discourse can- of this black “interlocutor” (as Lott would put it)
not account for them.) This passage, in chapter 2 again complicates Whiteman’s project, since the
of Jazz, was among the first paragraphs of the Africanness that he previously dissociated from a
front-page Saturday Evening Post installment of disembodied “jazz” returns irrepressibly as the
February 27. Here, another willful white expropri- music’s undeniable essence. Such is the conflicted,
ator—Whiteman’s de facto father figure— con- uneven process through which Whiteman alter-
trols jazz’s power: “A showman, Joseph K. Gor- nately invokes and veils jazz’s racial origins.
ham, gets credit for first realizing the possibilities This process of representation takes another
of the underworld waif.” 60 Gorham serves as me- ambivalent turn later in the same chapter (and the
diating reporter (narrative overseer) of the musi- first Post article), when Whiteman effaces Brown’s
cians’ intense display of “black” energy: display of “blackness” in retelling his own origi-
nary experience with jazz in San Francisco. This
Gorham, a newcomer to New Orleans, heard a
episode serves as the epiphany leading Whiteman
group of musicians playing on the street to advertise
to his career in jazz. He invokes blackness only in-
a prize fight. He was halted first by the perspiring,
directly at the beginning of the passage, where he
grotesque energy of the four players. They shook,
employs the same geographic pun that Osgood
they pranced, they twisted their lean legs and arms,
mentions: “We first met—jazz and I—at a dance
they swayed like mad men to a fantastic measure
dive on the Barbary Coast.” The rest of the ac-
wrung from a trombone, clarinet, cornet and drum.
count, despite its implicit references to African
They tore off their collars, coats and hats to free
Americans, displaces blackness by silently refusing
themselves for a very frenzy of syncopation.
to identify the venue’s racial character. Finding
“With the sure instinct of a good showman,” “the jazziest of the jazz places,” Whiteman “am-
Whiteman assures us, “Gorham pushed his way bled at length into the mad house. Men and
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women were whirling and twirling feverishly devising a formal, “scored, trained” method of
there. Sometimes they snapped their fingers and jazz orchestration. This disciplined effort, like Os-
yelled loud[ly].” This scene of intense vitality, good’s turn from dancing to conversation, sup-
reminiscent of Brown’s street performance, causes posedly reassures Whiteman’s audience that jazz
Whiteman to lose self-control: need not destabilize bourgeois subjectivity: mas-
tering jazz through structured work means subli-
My whole body began to sit up and take notice. . . .
mating the desires jazz enflames. As Whiteman
My blues faded [Whiteman had been depressed]
puts it, suggesting both “black” jazz’s adolescent
when treated to the Georgia blues that some trom-
hypermasculinity and jazz orchestration’s mature
bonist was wailing about. My head was dizzy, but
rationality: “in the good old phrase, [jazz] ‘ma[d]e
my feet seemed to understand that tune. They began
a man of me.’ ” 63
to pat wildly. I wanted to whoop. I wanted to dance.
When Whiteman discusses jazz orchestration
I wanted to sing. I did them all.62
and professional jazz performance, bourgeois-lib-
More like Osgood’s friend, the Ted Lewis fan, eral ideology shapes his narrative. Making jazz
than Osgood himself, Whiteman experiences jazz progress artistically by scoring it in regimented,
therapeutically, discovering his internal primitive trained fashion coincides with Whiteman’s per-
self. Despite Whiteman’s superficial suppression sonal, moral progress in gaining self-control.
of African American referents in the account, his These ideological equations are prominent in
invigorated persona is of course characterized by chapter 9 of Jazz, which details the instrumental
“black” adolescent sexuality: his initial, full-body devices of Whiteman’s jazz “orchestra,” and in
erection leads to the familiar image of his wildly chapter 12, where Whiteman emphasizes his band
happy feet as well as other displays of sensual dy- members’ formal academic training and their
namism. The trombonist’s “Georgia blues” rein- moral status as “conscientious” married men who
forces the “blackness” of this persona, while “stick to their jobs with greater persistence.” These
Whiteman’s “whooping” invokes Native Ameri- chapters constitute the bulk of the March 13 Post
cans, other purported noble savages. This depic- article. Such discussions seek to legitimate jazz to
tion of Whiteman’s first experience with jazz, music educators and fine-art composers, but they
suggesting more direct contact with originary also pose a problem when Whiteman begins to
“blackness” than does Osgood’s experience with pursue his project of jazz therapy. The problem
Isham Jones, is somewhat risky. Whiteman pre- first arises when Whiteman, like Osgood, dis-
sumably invokes this contact to authenticate his misses the early jazz that he heard in San Francisco
career in jazz, yet this authentication has a cost: he as “raucous,” “crude,” and “unmusical.” Echoing
nearly admits to losing self-control and succumb- Irene Castle, he asserts in chapter 9 that early jazz’s
ing to the hyperphysical, primitive state that so “demoniac energy, fantastic riot of accents and
concerned Osgood. Whiteman’s management of humorous moods have all had to be toned
the same concern in Jazz is not limited to the pas- down.” 64 Such refinement produces Whiteman’s
sage’s suppression of black referents. Just after re- “melodious” jazz, which uses “every kind of legit-
lating this episode, he worries about possessing imate orchestral instrument” and requires fine-art
“stores of vitality” that will debilitate him unless “discipline” to perform.65 In a passage reprinted in
he can turn them “into some channel.” His solu- the March 13 Post, Whiteman casts his band as an
tion is to regulate his vitality by regulating jazz it- “army” and himself its “commander.” The similar
self: he studies various jazz bands—implicitly image of Isham Jones’s regimented gentlemen
white ones in this case, perhaps because they pose symbolically concluded Osgood’s civilizing proj-
less of a racial threat—and masters the music by ect, but Whiteman’s work continues past this
nicholas m. evans 407

point. The conflicting ideological principles un- Whiteman pursues a different strategy, openly
derwriting jazz therapy interrupt his full-fledged admitting the sensuality of rhythm while harness-
investment in bourgeois liberalism. Jazz, he in- ing it to sanitized therapy. He concedes “the effect
sists, cannot be so refined that it loses its primitive the rhythms have on the emotions—their intoxi-
vitality, which here takes on the more generic label cating effect,” but he finds such emotional awak-
“life”: “I hope that in toning down we shall not, as enings healthily liberating: jazz “stir[s] up the
some critics have predicted, take the life out of our whole human being.” The primitive already lies
music. I do not believe we shall. It seems to me within, Whiteman allows, but—true to the thera-
that we have retained enough of the humor, rhyth- peutic world view—it represents a simple side of
mic eccentricity, and pleasant informality to leave the civilized (“human”) self that must be reclaimed
us still jazzing.” 66 Whiteman tries to avoid desta- and explored. Strategically, Whiteman neglects to
bilizing his efforts to civilize jazz by carefully hid- mention the racialized network of associations
ing his therapeutic project under the bland, that surround rhythm—reminders of the color
racially unmarked rubric of “life”—a term res- line—as he proceeds to reclaim it as a necessary
onating with republican ideology’s “real life.” This feature of generic “human life.” Adopting rhetoric
term obscures the traces of “black” vitality neces- derived directly from therapy-oriented neurolo-
sary for therapy, and with it Whiteman hopes to gists, Whiteman condemns industrialism:
resolve ideological fissures between therapy and
I believe all the tendencies of modern living— of
refinement. Life signifies something much more
machine civilization—are to make crippled, per-
friendly and reassuring than “the perspiring, gro-
verted things of human beings. The machines are
tesque energy” of Brown’s orchestra or the uncon-
standardizing everything. . . . At their work, men
trolled animation of Whiteman’s own whooping,
and women are the victims of efficiency, the [Fred-
dancing, singing persona.
erick Winslow] Taylor system [of systematizing la-
Whiteman advances his therapeutic claims
bor tasks], so that humanity itself is being made into
fully in chapter 7, where rhythm—syncopation,
machines. On their way home, on the streets, in the
“irregular” accents—surfaces as a focal compo-
cars, subways, trains, humans are transported in
nent of “life.” Rhythm, of course, was (and still is)
masses, like wheat run through a mill.
a stereotypical metonym for African American
identity: black people supposedly “have” rhythm. Such a lifestyle unhealthily suppresses emotions
Such racist equations can dovetail with linear-his- and impulses: “The Machine Age is as bad as the
torical models of civilization, in which hyperphys- Puritan Age, in that it brings repression.” It is ra-
ical primitive peoples are supposedly dominated tional, industrial life, says Whiteman—not jazz,
by rhythmic movement—the savage equals the as his critics would have it—that “might conceiv-
drum. Also relevant here is the association of ably plunge a whole nation into nervous prostra-
rhythm with sexual intercourse that arises in Os- tion or insanity.” 67
good’s book: his etymology of jazz fluctuates be- Whiteman’s solution, of course, is the therapy
tween the bawdy vocabulary of the Barbary Coast of jazz’s rhythmic effects. Jazz intoxicates, yes, but
and the ritual language used in “jungle ‘parties’ intoxication is “natural”; Whiteman surveys the
when the tom-tom throbbed.” Moralist attacks on animal kingdom to cite behavior illustrating that
jazz’s sensuality often had these meanings in “[all] life needs intoxication now and then.” Such
mind. Osgood’s book responds to such attacks intoxication is generically human:
by muting jazz rhythm’s implicitly sexual con-
Every society of human beings known upon this
notations: refined jazz has tepidly “insinuating”
earth has had intoxicants—not only drinks and
rhythms that are mainly of intellectual interest.
408 hop on pop

drugs of various kinds, but seasons of intoxicating nature, thoroughly obscured, nevertheless peeps
themselves with song and dance. The lowest sub- through:
men in the jungles of Africa have these seasons in
In America, jazz is at once a revolt and a release.
common with the ancient Greeks, citizens of the
Through it, we get back to a simple, to a savage, if
highest civilization in the modern world.
you like, joy in being alive. While we are dancing or
Blackness irrepressibly reemerges here as the singing or even listening to jazz, all the artificial re-
ultimate referent for jazz, but it is immediately re- straints are gone. We are rhythmic, we are emo-
contained and legitimized by the image of Greek tional, we are natural. We’re really living—living to
bacchanalia. Invoking the unreproachable prece- a pitch that becomes an intoxication. And it’s good
dent of ancient Greek society, Whiteman attempts living.
to assuage Anglo-Saxon fears about losing Apol-
The term savage displaces “blackness” only
lonian rationality. Indeed, he argues that rhythm’s
barely, given the invocation a mere nine pages ear-
therapeutic effects can actually help reconstitute
lier of “sub-men in the jungles of Africa.” Still,
civilized self-control. Rhythmic intoxication is
Whiteman does his best to distance himself from
healthy, he says, not destructive like other intoxi-
the word (“savage, if you like”), and the preceding,
cants. This position requires a grand theory about
deracialized discourse—life, humans, ancient
human nature: “Maybe this will seem fantastic,
Greeks—recasts savagery as a less threatening,
but I almost believe that everything wrong—
even desirable premodern condition. With such
disease of the body, unhappiness of the spirit—
strategies Whiteman attempts to construct a
may be due to a disturbance of the natural
rhythmic, emotional, natural “we” for white
rhythms.” In an obvious appeal to Prohibitionists
America, a “we” that experiences a “joy in living”
(who often associated jazz with alcohol), White-
quite distinct from the malodorous, bestial, “gro-
man assures that “drink and drugs” cannot com-
tesque energy” of Brown’s orchestra. He seeks to
bat internal rhythmic disturbances. In contrast,
provide imaginary solutions to racialized anxiety
jazz, a “good” intoxicant, can “get one back into
about jazz by arguing that the primitive lies within
the right rhythms.” Earlier I cited a 1917 Literary
civilized selfhood without tainting the latter. He
Digest article that quotes William Morrison Pat-
idealizes this paradoxical dynamic elsewhere in
terson’s authorization of the nostalgic, therapeutic
the book—and in the Post of March 6 —in the
pursuit of the primitive. At this point in Jazz,
figure of the Prince of Wales, whom he met while
Whiteman recirculates that authorization:
touring England. “His Royal Highness” is not only
Professor Patterson of Columbia University says an eminent symbol of European civilization but
somewhere in his studies of rhythm that the music also “an extraordinarily good dancer, I should say,
of contemporary savages taunts us with a lost art. with a splendid sense of rhythm” and a penchant
Modern life, he points out, has inhibited many nor- for playing drums. Whiteman’s discourse about
mal instincts, and the mere fact that our conven- jazz therapy helped fashion this rhythmic-yet-civ-
tional dignity forbids us to sway our bodies, to tap ilized persona for bourgeois Americans, a persona
our feet when we hear rhythmic music, has deprived also popularized by George and Ira Gershwin’s fa-
us of normal outlets for natural impulses. mous 1930 song “I Got Rhythm.” This persona has
figured immensely in the creation and reception
Jazz restores internal rhythmic order by re-
of popular culture far beyond the 1920s and 1930s,
turning the experiential intensity that modern, in-
from swing to postwar rock music—as in Lott’s
dustrial life suffocates. This therapy’s racialized
analysis of Elvis—to contemporary rap and hip
nicholas m. evans 409

hop.68 According to Whiteman, whites can adopt discursive trend of the mid-1920s, a civilizing mis-
this persona temporarily in cabarets and ball- sion led by music critics and educators. This mis-
rooms to revitalize their civilized selves, without sion involved conceding the emergent distinction
cultural miscegenation. between early (“black”) jazz and refined (“white”)
Having said that, it is difficult to measure the jazz as well as privileging the latter’s ordered regu-
direct impact of Whiteman’s discourse on white lation of the former. In August 1924 the music-ed-
dancers’ material experience. There are few if any ucator journal Etude sponsored a forum in which
indications that Whiteman espoused his argu- only five of the thirteen participants “rejected jazz
ments at concerts, for example, and persuaded his without qualification.” The other eight distin-
audiences to accept them. Available evidence of guished between jazz styles and promoted “ ‘ad-
this nature relates mainly to Whiteman’s disci- vanced’ or ‘refined’ jazz.” 71 The lead editorial of
plined regulation of his bands’ performances, the Etude issue also expressed the latter position,
which necessarily affected dancers’ experience. as did a New York Times editorial that documented
“At present there are . . . fifty-two Paul Whiteman the forum. When the forum continued in the
orchestras located all over the U.S. and in Paris, Etude’s following issue, about half of the contribu-
London, Havana and Mexico,” Whiteman wrote tors concurred with Osgood and Whiteman. Mu-
in 1924. “All these orchestras receive careful super- sic educators who championed the “better” jazz
vision and training, and play according to specific generally believed that making the music “less vul-
directions which I have personally prepared.” 69 gar and more refined” would help to control it, to
Direct evidence is available on Jazz’s ideological keep it in “its ‘proper’ place.” 72 By the 1930s swing
impact, as seen in an unsigned evaluation of the era, it became common to treat sanitized “black”
book in the New York Times Book Review. The re- music and dancing as safe therapy for middle-
viewer summarizes the text and its main argu- class whites.73 Whiteman and Osgood popular-
ments sympathetically; for example, he or she ized a cultural aesthetic of controlling and re-
agrees with Whiteman’s narrative of the linear de- straining “blackness” that, directly and indirectly,
velopment of jazz, from its “African background,” affected Americans’ material experience of music
to its “raw and wild” stage “out in Califor- and dance for years to come.
nia,” to its “uplift” at Whiteman’s hand. Because Whiteman’s and Osgood’s texts show that
“Mr. Whiteman . . . invented the orchestration of white fascination with ragtime and jazz dancing
jazz, . . . he achieved being taken seriously. He got resonated with reactionary, racist social practice
his jazz taken seriously.” Most importantly, the re- toward African Americans in at least three ways.
viewer accepts Whiteman’s sanitization of racial- At the broadest level, the confluence manifested
ized jazz therapy: “The decriers of jazz proclaim the paradoxical dynamic of a psychosocial reac-
that it makes those who listen to it (and especially tion formation of racial feeling. The conflicting
those who dance to it) drunk. So it does, answers impulses of this dynamic were rationalized, at a
Whiteman; jazz does make the listener drunk; it second and more specific level, by the therapeutic
makes him alive, awakens all his faculties, stimu- world view: embracing “blackness” in jazz therapy
lates him. But it is a good drunkenness, not a bad would presumably reconstruct the bourgeoisie’s
drunkenness.” 70 agency, empowering that group to battle social
Such ideas found acceptance not only because threats posed by African Americans and other mi-
of Whiteman’s popularity, but also because he— norities. At a third level, the confluence appears
and Osgood—were not alone in promoting them. in another paradoxical claim that Whiteman
Jazz and So This Is Jazz participated in a general makes—that his therapeutic project has different
410 hop on pop

effects on different social classes. Whereas jazz most dramatically.75 However, the therapy they
heals the overcivilized bourgeoisie, he suggests collectively sought was not a temporary respite
that it disempowers the discontented masses, dissi- from the office or parlor, but an altogether differ-
pating their threatening energy and robbing them ent mode of lived experience. As ethnic immi-
of their agency.74 All three dimensions of this proj- grants or their children, these figures experienced
ect of sociocultural control have proven influen- forms of discrimination that rendered them suspi-
tial in the United States, yet even in the 1920s the cious of assimilatory bourgeois-liberal ideology.
project failed to attain hegemonic status. Among Rather than pursue bourgeois (white) American
other variant formations of racial feeling, in 1920s identity, the Chicagoans rebelled: they skipped
Chicago a small group of ethnic white musicians school, joined street gangs, ventured to the South
pursued cultural praxes relating to racial cross- Side. When they found “therapy” for their alien-
dressing but manifesting more constructive social ation in black jazz, they dedicated themselves to
relations. My brief consideration of these figures the music, making it a shared avocation that (ini-
concludes the essay. tially) held no promise of financial reward.76 It is
possible that their dedication expressed a particu-
larly intense, variant reaction formation, but the
The Exceptional Chicagoans?
similar aspects of marginalized social experience
Chicago’s South Side hosted a dynamic jazz scene among African Americans and white ethnic im-
in the 1920s, attracting white patrons to integrated migrants also suggests a more constructive cross-
“black and tan” cabarets. Circa 1925, a number of racial identification.77 The Chicago phenomenon
young white men from ethnic-immigrant families may have represented what anthropologist Victor
frequented cabarets to hear African-American Turner calls “a loving union of the structurally
performers such as Joe “King” Oliver and Louis damned”—a tentative coalition among those sim-
Armstrong. This group included Eddie Condon ilarly alienated—that “pronounc[es] judgment
and Jimmy McPartland (both of Irish extraction), on normative [social] structure and provid[es]
Benny Goodman and Mezz Mezzrow (Russian- alternative models for structure.” 78 The most
Jewish), and Bud Freeman (French Catholic). prominent aspect of prescribed social structure
Their black idols influenced them so dramatically that these musicians critiqued was segregation:
that they committed their lives to playing “au- Goodman, Condon, and Mezzrow helped to or-
thentic” black jazz. Condon, McPartland, and ganize some of the earliest interracial jazz bands.
Mezzrow remained steadfastly loyal to New Or- Even if this argument holds for the Chicago-
leans jazz, while Goodman and Freeman became ans’ early contact with African American musi-
famous big-band performers. Initially, social rela- cians, it becomes more untenable in later periods.
tions between these figures and African American Jazz historian William Howland Kenney notes
musicians were significantly different from those that the Chicagoans’ “appropriations of black
between blacks and bourgeois whites, distinguish- jazz” contained the seed of expropriation, of
ing the so-called Chicagoans from other 1920s “racial exploitation.” 79 Indeed, as Benny Good-
racial cross-dressers. man and Bud Freeman became swing-band stars
In visiting the South Side, the Chicagoans did from the 1930s onward, they arguably updated the
pursue therapy based on primitivist notions of roles of Sophie Tucker and Ted Lewis, displacing
black culture. Their autobiographies display in- and decontaminating the supposed intensity of
tense, even “Negrophilic,” investment in such no- African American culture for white, middle-class
tions; Mezzrow’s Really the Blues (1946) does so audiences. Furthermore, even purists like Condon
nicholas m. evans 411

and Mezzrow (who condemned swing’s commer- per couple or single man per evening). See LeRoy E.
cialism) eventually traded on their association Bowman and Maria Ward Lambin, “Evidences of Social
Relations as Seen in Types of New York City Dance
with “authentic” New Orleans jazz to establish ca-
Halls,” Journal of Social Forces 3(2) (Jan. 1925): 286 –91.
reers in various Dixieland revivals. If the Chicago-
For patrons who purchased bootleg liquor commonly
ans initially embodied an alternative response to supplied by some dancing venues, the cost of atten-
the Northern influx of African Americans, even- dance per evening probably doubled. In 1922 the going
tually they participated in cultural projects resem- rate for half-pint bottles of gin or whisky was $2.00. See
bling Paul Whiteman’s. “Izzy, Ebon in Hue, Raids Rum Bazaar,” New York
I highlight the early Chicagoans because I want Times (Mar. 3, 1922).
to believe that more constructive white identities 3 I should clarify immediately that white jazz dancing, as
cultural performance, derived at best only partially
did and can exist. Processes of racial cross-dress-
from African American cultural praxes. What Eric Lott
ing so impact twentieth-century U.S. whiteness
says of blackface minstrelsy applies equally well to 1920s
that they seem always to threaten alternative white jazz dancing: “What was on display in minstrelsy was
subjectivities. This essay nevertheless participates less black culture than a structured set of white re-
in efforts to redefine white selfhood. If, as Lott sponses to it which had grown out of northern . . . so-
suggests, white Americans delusionally explain cial rituals and were passed through an inevitable filter
their own psychosocial crises about pleasure and of racist presupposition.” See Lott, Love and Theft:
the body with reference to racial hierarchies, then Blackface Minstrelsy and the American Working Class
(New York: Oxford University Press, 1993), 101. When I
those crises do not resolve but persist and self-per-
surround the terms black and blackness with quotation
petuate—as do their contributions to processes of marks, I refer to what many bourgeois Anglo-Saxons
social oppression. Excavating these aspects of for- believed to constitute, or what they associated with, Af-
mations of whiteness should, at the very least, rican American culture.
prompt white Americans to devise other, more 4 See Morroe Berger, “Jazz: Resistance to the Diffusion of
constructive methods for confronting fragmenta- a Culture-Pattern,” Journal of Negro History 32 (1947):
tions of selfhood wrought by industrial—and 462 – 68; Neil Leonard, Jazz and the White Americans:
The Acceptance of a New Art Form (Chicago: University
late— capitalism.
of Chicago Press, 1962), 29 – 46; Alan P. Merriam, The
Anthropology of Music (Evanston, IL: Northwestern
Notes University Press, 1964), 241– 44; MacDonald Smith
Moore, Yankee Blues: Musical Culture and American
1 James Weldon Johnson, Along This Way: The Autobiog- Identity (Bloomington: Indiana University Press, 1985),
raphy of James Weldon Johnson (New York: Viking, 82 –92; and Kathy J. Ogren, The Jazz Revolution: Twen-
1933), 327, 328. ties America and the Meaning of Jazz (New York: Oxford
2 A 1925 study that surveys the social atmospheres of New University Press, 1989), 139 – 61.
York dancehalls, restaurants, and cabarets provides 5 George M. Fredrickson, The Black Image in the White
specific statistics about the venues’ clientele that are Mind: The Debate on Afro-American Character and Des-
probably reliable. The authors assert that “the majority tiny, 1817–1914 (1971; Hanover, NH: Wesleyan Univer-
of patrons fall in the age group between seventeen and sity Press, 1987), 327.
forty” and estimate that 10 percent of Manhattan’s 6 Michael North pursues this argument regarding mod-
women and 14 percent of its men “attend dance halls ernist writers in The Dialect of Modernism: Race, Lan-
[at least] once per week.” Average admission charges guage, and Twentieth-Century Literature (New York:
($0.75 – 0.80 per person), costs for refreshments and Oxford University Press, 1994), 27–28.
coat checking ($0.20), and dancing charges ($0.20)— 7 Henry O. Osgood, So This Is Jazz (Boston: Little, Brown,
the latter usually for single men—suggest a clientele 1926); Paul Whiteman and Mary Margaret McBride,
with a fair amount of expendable income (at least $2.00 Jazz (New York: J. H. Sears, 1926). A third major work
412 hop on pop

addressing jazz and ragtime is Gilbert Seldes, The Seven 26 Lears, No Place of Grace, 143, 145. The prominent neu-
Lively Arts (New York: Harper, 1924), a study of several rologist G. Stanley Hall popularized these ideas about
forms of American popular culture. Seldes’s handling of childhood, race, and the recapitulation theory. See Gail
jazz’s racialized meanings largely resembles that of Os- Bederman, Manliness and Civilization: A Cultural His-
good and Whiteman. See Nicholas M. Evans, Writing tory of Gender and Race in the United States, 1880 –1917
Jazz: Race, Nationalism, and Modern Culture in the 1920s (Chicago: University of Chicago Press, 1995), 77–110.
(New York: Garland Publications, 2000). 27 Michael Rogin, “Blackface, White Noise: The Jewish
8 Eric Lott, Love and Theft; Lott, “White Like Me: Racial Jazz Singer Finds His Voice,” Critical Inquiry 18 (spring
Cross-Dressing and the Construction of American 1992): 442. See also Fredrickson, Black Image, 97–129,
Whiteness,” in Cultures of United States Imperialism, 327–28.
ed. Amy Kaplan and Donald E. Pease (Durham: Duke 28 Lott, “White Like Me,” 480.
University Press, 1993), 474 –95. 29 Marianna Torgovnick, Gone Primitive: Savage Intellects,
9 Lott, “White Like Me,” 476, 481. Modern Lives (Chicago: University of Chicago Press,
10 Sander L. Gilman, Difference and Pathology: Stereotypes 1990), 99.
of Sexuality, Race, and Madness (Ithaca: Cornell Uni- 30 See Gilman, Difference and Pathology, 131–149; Torgov-
versity Press, 1985), 126. nick, Gone Primitive, 99.
11 Lott, Love and Theft, 148. 31 See Lott, Love and Theft, 113.
12 Gilbert Osofsky, Harlem: The Making of a Ghetto, 2d ed. 32 When I speak of social history, I mean that Erenberg’s
(New York: Harper and Row, 1971). text not only documents performers’ repertoires, repu-
13 Ibid., 111, 105, 110, 112 –13, 120. tations, and biographies but also extensively describes
14 On reaction formations, see Otto Fenichel, The Psycho- venues’ locations, clienteles, floor plans and shows,
analytic Theory of Neuroses (New York: Norton, 1945), financing, and the like. Based on exhaustive research of
151–53; Sigmund Freud, Three Contributions to the The- primary documents in library archives and the public
ory of Sex, trans. A. A. Brill (New York: Dutton, 1962), record, the book’s reconstruction of cabaret culture
40, 94. comes as close as is possible to offering a “factual”
15 Fenichel, Psychoanalytic Theory, 151. record. I rely heavily on Erenberg in this section of the
16 Osofsky, Harlem, 130, 248 n.15, 130 –31. essay because his secondary work provides access to
17 Ibid., 135 – 49. primary materials that are otherwise unavailable to me.
18 Lewis A. Erenberg, Steppin’ Out: New York Nightlife and 33 Erenberg, Steppin’ Out, 242, 259.
the Transformation of American Culture, 1890 –1930 34 Ibid., 187; see also 22 –23, 72 –74.
(1981; Chicago: University of Chicago Press, 1984), 35 Reid Badger, A Life in Ragtime: A Biography of James
255, 256. Reese Europe (New York: Oxford University Press, 1995),
19 Ibid., 226. 52, 217, 311 n.11, 88.
20 This argument echoes Frances S. Connelly, The Sleep of 36 Erenberg, Steppin’ Out, 187.
Reason: Primitivism in Modern European Art and Aes- 37 Moore, Yankee Blues, 132.
thetics, 1725 –1907 (University Park: Pennsylvania State 38 Erenberg, Steppin’ Out, 196, 194, 250.
University Press, 1995), 112 –13. 39 Marshall Stearns and Jean Stearns, Jazz Dance: The
21 T. J. Jackson Lears, No Place of Grace: Antimodernism Story of American Vernacular Dance (1968; New York:
and the Transformation of American Culture, 1880 –1920 Da Capo, 1994), 96; Erenberg, Steppin’ Out, 79, 81.
(New York: Pantheon, 1981), 4 –58. 40 Erenberg, Steppin’ Out, 159.
22 For more on neurasthenia, see Tom Lutz, American 41 Elisabeth Marbury, introduction to Modern Dancing,
Nervousness, 1903: An Anecdotal History (Ithaca: Cor- by Mr. and Mrs. Vernon Castle (New York: Harper,
nell University Press, 1991). 1914), 20 –22.
23 Lears, No Place of Grace, 51, 53 –54, xviii. 42 Castle, Modern Dancing, 177, 136, 135.
24 Ibid., 142 – 49. 43 Erenberg, Steppin’ Out, 164, 163, 250 –51.
25 Osgood, So This Is Jazz, 11; “The Appeal of the Primi- 44 Irene Castle, quoted in Erenberg, Steppin’ Out, 163 – 64.
tive Jazz,” Literary Digest (Aug. 25, 1917): 28 (emphasis 45 Merriam, The Anthropology of Music, 242.
added). 46 Osgood, So This Is Jazz, 5 – 6.
nicholas m. evans 413

47 Ibid., 7– 8; Osgood, “The Jazz Bugaboo,” American 54 Paul Whiteman, “Jazz,” Saturday Evening Post (Feb. 27,
Mercury (Nov. 1925): 328 –30; Osgood, “The Anatomy 1926): 3+; (Mar. 6, 1926): 32+; (Mar. 13, 1926): 28+.
of Jazz,” American Mercury (Apr. 1926): 385 –95. 55 Whiteman, Jazz, 87–111; Whiteman, “Jazz” (Mar. 6,
48 Osgood, So This Is Jazz, 7. 1926): 33, 180, 185.
49 Sigmund Freud, Introductory Lectures on Psychoanaly- 56 Whiteman, Jazz, 155 –58, 163, 7, 145 –58; Whiteman,
sis, ed. and trans. James Strachey (New York: Norton, “Jazz” (Mar. 6, 1926): 186, 188.
1966), 155 –56; Gilman, Difference and Pathology, 126; 57 Lott suggests this possibility with respect to minstrelsy.
Osgood, So This Is Jazz, 13. See Love and Theft, 57–58.
50 Another way to interpret Osgood’s homoerotic subli- 58 Whiteman, Jazz, 3.
mation finds its effects less disruptive to his project. 59 Ibid., 9. On similar white anxiety about “owning” min-
Following Eve Kosofsky Sedgwick’s notion of the ho- strelsy, see Lott, Love and Theft, 55 – 62.
mosocial, one might argue that Osgood’s conversation 60 Whiteman, “Jazz” (Feb. 27, 1926): 3; Whiteman, Jazz, 17.
with his companion embodies male bonding that See also Osgood, So This Is Jazz, 12 –13.
reaffirms his “legitimate” masculinity. “Refined” jazz, 61 Whiteman, Jazz, 17–19. The basic details of this story
which can be seen as a feminized version of hyper- are true: in 1915, Gorham did bring Brown’s band to
masculine “early” jazz, serves as the discursive matter Chicago from New Orleans. However, in apparent con-
through which the two men triangulate their desire for tradiction to my argument, members of the band were
relations with one another. In this sense, Osgood’s figu- in fact not black but “white” (some were Creoles). See
ration of his companion as “a man every inch of him” Richard Sudhalter, Lost Chords: White Musicians and
can suggest his need to reclaim prescribed masculinity Their Contribution to Jazz, 1915 –1945 (New York: Ox-
through identification with an ample source. For more ford University Press, 1999), 3 – 8. This information
on this dynamic, see Eve Kosofsky Sedgwick, Between need not qualify my interpretation of Whiteman’s writ-
Men: English Literature and Male Homosocial Desire ing in racially polarized terms. Whiteman never
(New York: Columbia University Press, 1985). identifies the musicians’ racial identities explicitly, and,
51 Paul Whiteman and His Orchestra, “Happy Feet,” as my analysis shows, his representation of Brown’s or-
in Swing Time! The Fabulous Big Band Era, 1925 –1955 chestra relies heavily on imagery of “blackness.” I pro-
(Columbia C3K 52862). This song made something of pose that Whiteman’s (perhaps intentional) ambiguity
a comeback in the late 1990s, as part of the revival of encourages a racially polarized interpretation of the pas-
swing music’s popularity. See, for example, the compact sage, as does the Barbary Coast episode discussed next.
disc Happy Feet by the Austin, Texas, cabaret band 81⁄ 2 Even if Whiteman assumed his readers knew that the
Souvenirs (Continental 8121; RCA Victor 63226). musicians were “white,” his portrayal of them closely
52 Erenberg, Steppin’ Out, 252. resembles Osgood’s treatment of Ted Lewis.
53 It should be noted that most jazz critics, beginning as 62 Whiteman, “Jazz” (Feb. 27, 1926): 4 –5; Whiteman, Jazz,
early as the late 1920s, have discounted Whiteman’s mu- 32 –33.
sic (not to mention James Reese Europe’s music) as be- 63 Whiteman, Jazz, 34, 40, 35.
ing “jazz” at all. To them, Whiteman’s schmaltzy pop 64 Ibid., 238, 33, 210; Whiteman, “Jazz” (Mar. 13, 1926): 137.
music for polite social dancing literally pales beside the 65 Whiteman, Jazz, 94, 192, 211.
authentic 1920s African American musical expressions 66 Ibid., 248, 210; Whiteman, “Jazz” (Mar. 13, 1926): 142,
of figures like Joe “King” Oliver and Louis Armstrong. 137.
While I acknowledge the importance of such defini- 67 Whiteman, Jazz, 12, 145, 153 –54, 155, 16.
tions of authenticity, I also recognize that they derive 68 Ibid., 146, 149 –50, 153, 155, 79; Whiteman, “Jazz”
from retrospective, canon-forming narratives of jazz’s (Mar. 6, 1926): 32; Lott, “White Like Me,” 483 – 85.
musicological development that efface the complexly 69 Paul Whiteman, “What Is Jazz Doing to American Mu-
varied cultural contexts in which “jazz” circulated and sic?” Etude 42 (Aug. 1924): 523.
registered in the 1920s. Whiteman was synonymous 70 “If Jazz Isn’t Music, Why Isn’t It?” review of Jazz, by
with jazz both for his moralist opponents and his fans, Paul Whiteman and Mary Margaret McBride, and
who comprised the population of Fitzgerald’s jazz age. Blues: An Anthology, ed. W. C. Handy. New York Times
See Evans, Writing Jazz. Book Review (June 13, 1926): 5.
414 hop on pop

71 “Where Is Jazz Leading America?” Etude 42 (Aug. 1924): alienated and controlled: “Emotional responses and ex-
517–18, 520; (Sept. 1924): 595 –96; Berger, “Jazz,” 474 – pressions are ‘katharsis for the masses, but katharsis
75. See also Leonard, Jazz and the White Americans, 82. which keeps them all the more firmly in line.’” In this
72 “Where the Etude Stands on Jazz,” Etude 42 (Aug. respect, the pop-music conductor “became a danger-
1924): 515; “A Subject of Serious Study,” New York Times ous, mesmerizing wizard of capitalism’s fascistic im-
(Aug. 11, 1924): Berger, “Jazz,” 463. pulse, the band or orchestra, his destructive tool: Paul
73 For similar arguments, see Berger, “Jazz,” 467, 472 –73; Whiteman became the Fuhrer.” See Mia Carter, “I Jam,
Stearns and Stearns, Jazz Dance, 328 –34. Therefore I Am: Modern Jazz, Critical Postures and
74 This recipe for social control hinges upon reconfigur- Performances” (unpublished essay).
ing jazz therapy as an assimilatory agent. When White- 75 Mezz Mezzrow and Bernard Wolfe, Really the Blues
man warns that America “might conceivably plunge . . . (1946; New York: Citadel, 1990).
into nervous prostration or insanity,” the specific seg- 76 An idea similar to this one appears in Burton W. Peretti,
ment of “America” he refers to is factory workers, The Creation of Jazz: Music, Race, and Culture in Urban
including Asian and eastern European immigrants. America (Urbana: University of Illinois Press, 1992),
“Americans—and the term included Slavs, Teutons, 98 –99.
Latins, Orientals, welded into one great mass as if by the 77 Since some ethnic immigrants were already associated
machines they tended—lived harder, faster than ever with “blackness” and the primitive, their embrace of
before. They could not go on without some new out- African American culture could have manifested re-
let.” From this perspective, jazz’s therapeutic effects pressed resentment about the association. Michael Ro-
unite all “Americans,” including minorities, helping to gin proposes a similar idea in his work on the blackface
dispel their shared alienation with a shared culture. performances of Al Jolson. Jolson, seeking to appropri-
However, nervous prostration and insanity were not ate bourgeois white identity, paradoxically seized
the only possible results of the laborers’ discontent. blackface as a vehicle for assimilation: blackface “liber-
Whiteman also gestures generally toward social unrest: ates the performer from the fixed, ‘racial’ identities of
“the incredible pressure was bound to blow off the lid.” African American and Jew. Freeing Jack [Jolson’s char-
Hence, covertly, jazz also defuses dissidence and main- acter in The Jazz Singer] from his inner blackness,
tains productivity among workers, especially minori- blackface frees him from his [Jewish] father.” See Ro-
ties. This suggestion is reinforced later in the book gin, “Blackface, White Noise,” 440. “Blackness,” then,
when Whiteman muses that “Music has been used by could be embraced as a means to achieve whiteness
Southern planters of all time to speed up work among even as it is loathed for symbolizing both a racial “infe-
the negroes.” See Jazz, 16, 295. The portrayal of jazz as rior” and a part of the ethnically Jewish self. See also
a tool for social control coheres with Lears’s general Evans, Writing Jazz.
conclusions about the therapeutic world view. Lears ar- 78 Victor Turner, From Ritual to Theatre: The Human Se-
gues that the bourgeoisie’s quests for intense, primal, riousness of Play (New York: Performing Arts Journal,
authentic experience ultimately failed to restore their 1982), 51. On the musicians’ cross-racial identification,
autonomous subjectivity and performed instead the see also William Howland Kenney, Chicago Jazz: A Cul-
hegemonic function of easing “their own and others’ tural History, 1904 –1930 (New York: Oxford University
adjustments to a streamlined culture of consumption” Press, 1993), 116.
commandeered by corporate capitalism. See No Place of 79 Kenney, Chicago Jazz, 111.
Grace, xvi. In other words, jazz and cabarets, as com-
mercial culture, helped to disempower all classes. This
perspective, of course, echoes Theodor Adorno’s noto-
rious analysis of jazz (for Adorno, jazz is Whiteman’s
music). Mia Carter observes that “Adorno saw jazz
as the ultimate fetishized commodity of the ‘soulless
modern age’” because it appealed to “base” sensuality.
Rather than liberating subjectivity, jazz— even more
than other products of the Culture Industry—provides
only simulated liberation and leaves the subject further
The Invisible Burlesque and tawdry existence on the margins of urban
popular entertainment.1 Indeed, by the end of the
Body of La Guardia’s
1930s, the burlesque show was a form of amuse-
New York ment rivaled in its ability to transgress and offend
reformist middle-class sensibilities only by the
Anna McCarthy taxi dance hall, where men paid women to dance
with them, and the penny arcade, which proffered
She comes out fully clothed. Slowly to the music, and peep-show pornography for the price of a few
to encore after encore, she takes off hat, gloves, and coins. One of burlesque’s most vigorous reformist
other minor accoutrements. Coyly or brazenly, de- opponents proclaimed in 1937 that
pending upon her style, she slips off dress, skirt, smock,
the so-called burlesque of today is not in reality
blouse or pajamas. Then the brassiere. A few turns
a burlesque— certainly nothing like the sprightly
wherein she gyrates, flings, undulates or fingers her
and amusing music hall entertainment of an older
breasts, and she begins to operate in the nether re-
generation . . . This type of underworld exhibi-
gions. Panties come off. Finally, in some burlesque
tion should not be tolerated in the City of New York.
houses, in the split second of the blackout, the G-
It may give temporary entertainment to “morons
string . . . comes off. In some theaters the girl then con-
and perverts,” . . . but there is no demand for it
tinues, if applause warrants, dancing with breasts and
by the public in general, and its effect upon the
buttocks bare and a hand or strip of cloth held deco-
weak and upon the young and impressionable is
rously over the Mound [sic].
deplorable.2
—eyewitness account of striptease act, ca. 1935

So what exactly was the “underworld exhibi-


tion” of the 1930s burlesque show like, and what
exactly was the source of its offensiveness? Cer-
“Underworld Exhibition”
tainly the show revolved around female nudity,
Beginning in the mid-1920s and continuing but the fact that nudity was a central part of nu-
through the 1930s, striptease acts like the one de- merous Broadway revues suggests that it alone was
scribed above became a standard ingredient in the not enough to render burlesque as loathsome as
entertainment offered by burlesque theaters. Prior the above description paints it.3 The explanation
to this time, burlesque consisted primarily of ris- seems to have more to do with the class lines
qué comic sketches, solo vocal performances by that distinguished forms of popular entertain-
both men and women, and saucy chorus numbers. ment and which guided reformist beliefs about
The addition of strip acts to this formula was, as both the motives of audiences and the “effects” of
observers from the period pointed out, an attempt such entertainments upon them. Thus, on Broad-
to rejuvenate burlesque. This was a time when the way, middle-class “legitimate” theatergoers might
ribald sensibility that had once been the trade- snicker and gasp at daring nude displays and sex-
mark of burlesque was becoming an increasingly ual jokes without being characterized as a group
standard element of the legitimate theater, from seeking sexual arousal in such material. In bur-
semi-nude Broadway “revues” to scandalous plays lesque shows—which often included lewd satires
such as Mae West’s notorious Sex. For burlesque of high culture (for example, a Minsky show en-
operators facing a loss in revenues, the striptease titled Desire Under the El staged during the Broad-
act injected the necessary amount of extra sexual way run of Eugene O’Neill’s controversial Desire
titillation to turn a profit, despite the fact that it Under the Elms)—the meaning of nudity and dirty
condemned burlesque and its artists to a furtive humor was far less flexible, and the motives of the
416 hop on pop

burlesque public were correspondingly character- of the burlesque show that repelled reformers,
ized in one-dimensional terms. From the perspec- however. Other features of 1930s burlesque, not-
tives of reformers (and of “slumming” middle- ably indecorous audience behavior and the ad-
class audience members), the interest of the dition of a unique architectural feature, the run-
burlesque-goer could only be prurient. In what way, were also held responsible for burlesque’s
seems to be the only in-depth eye-witness docu- depravity. Both were insistent violations of bour-
mentation of 1930s burlesque, the 1937 doctoral geois theatrical codes; the disgust they provoked
dissertation of a sociologist named David Dressler, further illustrates how class politics shaped the
we find the burlesque audience described as “a anti-burlesque sentiment of the 1930s.6 With the
little in-group bound together by a temporarily addition of the runway—a narrow extension of
common interest. Nothing else matters but sex.” 4 the stage into the audience space—burlesque vio-
It is true that burlesque created a theater expe- lated the visual relations of classical theater by per-
rience saturated with a salaciousness that seemed forating the invisible “fourth wall” separating the
irredeemably “low,” integrating sex and scatology imaginary world onstage and the “real” world of
into all levels of the performance, from the com- the audience. Allowing members of the company
edy sketch to the chorus number. Even before to move freely between the space of artifice and
the raising of the curtain, the audience was treated the space of reality blurred the boundary between
to an innuendo-drenched sales pitch from the performed sex acts and sex acts performed on
“candy butcher”—a stock entr’acte figure who others. Many strippers took advantage of this
sold various products from pornography to sex confusion, using the runway to work interactive
aids. The show would then open with a barely- components into their acts; some strippers would
costumed chorus doing a suggestive song and talk to or even touch orchestra and audience
dance number, sometimes offering the audience members.7
an extra glimpse of flesh (buttocks, for example) This sense, or promise, of interactivity points
as they exited the stage. These chorus numbers to a second way in which burlesque violated bour-
would be interspersed with comic routines and geois theatrical codes and norms: in the range of
sketches, usually extremely vulgar ones. The tran- audience behaviors it allowed and even promoted.
script of a city Bureau of Licenses hearing for New Irving Zeidman, the eyewitness author of a popu-
York’s Republic Theater in 1935 gives us a sense of lar history of burlesque, described the atmosphere
what these sketches were like. Here, police wit- of the burlesque show in this period as
nesses testified to the “indecent” nature of comic
a frenzy of congregate cooching such as had never
dialogue interwoven with nudity with examples
been presented on a public stage. The chorus girls
such as this:
on the runway yelling, shimmying directly at and
Couple walk on conversing about marriage . . . when over the men, the music blatant, jangling, and dis-
the female asks her friend, “‘what is a baby?’”; comic sonant, the audience alternately hooting or deri-
says “‘nine months interest on a small deposit’”; all sively encouraging—it was a demoniacal, orgiastic
exit. Chorine [chorus girl] now appears in a Mexi- spectacle.8
can number as Toreador while one show girl stands
This frantic spectacle of screaming, gyrating, sex-
nude to the hips in red; they engage in a dance rou-
ualized female bodies—situated dangerously
tine and six show girls wearing red capes, skirts, and
close to a roaring audience and competing with a
black hats with breasts exposed walk on stage.5
discordant orchestra—was, for some observers, a
Such smutty humor and unabashedly coital fe- frightening thing. Film director Rouben Mamou-
male performance styles were not the only aspects lian described a 1920s visit to a burlesque theater
anna mccarthy 417

with abject horror: “Frankly, it made me sick in and often collectively, in “guffaws, applauds, calls
the stomach, this kind of titillation. The audiences out, whistles.” 13
were ugly. The girls were bored. The whole thing For reformers, the anarchy of the 1930s bur-
was tawdry, shoddy, unworthy of a human being, lesque show, so different from the decorous ethos
woman or man.” 9 Mamoulian’s revulsion at the of the bourgeois theatrical tradition, was evidence
audience and the performers is typical of main- of its obscenity. Burlesque, according to this argu-
stream reactions to the alien environment of ment, made no pretense at entertainment; indeed,
working class amusement and recreation. Time “entertainment” served only as a pretext for the
and again, moralistic descriptions of the bur- inartistic sexual display onstage. The striptease act
lesque experience from this period resonate with was crucial to these arguments against burlesque’s
the language of class difference. An article in For- cultural worth. Dressler described the non-
tune magazine offered the following evaluation: striptease portions of the show as “rest periods,”
“The most repulsive thing about a burlesque show whose only purpose was to “rest the gonads so that
is its audience . . . the backwash of a depressed in- they may be revived or refreshed for the next strip
dustrial civilization, their eyes slight and most of act.” 14 As he explained, during these rests “a sing-
their mouths open. It is not a pretty sight.” 10 ing woman will probably come forward, the cho-
It is quite likely that the horrifying coupling of rus cavorting about as she sings, in an untrained,
sexual spectacle and working-class, masculine en- off-key voice, a song to which no-one listens, the
joyment was itself a titillating, transgressive thrill attention being riveted on her body and her move-
for the middle-class viewer, whether reformist or ments.” 15 This “sick” fascination with showing
slummer. However, in Dressler’s study, the non- sex, to the exclusion of any other concerns was,
working-class regulars at burlesque shows seemed for the reformist mind, the core of burlesque’s
more interested in signaling their distance—in degeneracy.
moral and class terms—from the patrons around
them. As one anonymous burlesque-goer, de-
The Burlesque Body
scribed by Dressler as an “intellectual,” explained:
Our contemporary understanding of burlesque,
In the burlesque show I would indulge in [mastur-
and striptease in particular, is perhaps not terribly
bation] through my clothes. I would even have an
different from that of the reformers of the 1930s. In
ejaculation in the theater. The peculiar thing was
their eyes, the libidinal power (and corrupting
that when I did this, I had the utmost contempt for
threat) of burlesque was its visuality—its ability
anyone else about me whom I suspected of doing
to show the female body, miming sex, to a scream-
likewise. I always considered myself above the au-
ing, out-of-control audience. Today, although
dience, and perhaps I was in that I had a certain
motives and methods may differ, most attempts to
amount of insight.11
theorize the power relations of strip-tease are, like
Another of Dressler’s informants, also a well- the psychoanalytic models they tend to draw
educated man of the middle classes, described his upon, similarly fixated on visuality. From a
feelings at being in the theater and watching the Freudian perspective, striptease spectatorship
show as “mingled—some erotic enjoyment and dramatizes Oedipal anxieties about the precise
some disgust.” 12 These bourgeois expressions of meaning of sexual difference, anxieties in which
disgust were probably occasioned not simply by the sight of female genitals can both deny and
the frank display of female sexuality, but by con- confirm the threat of castration for the (male)
tact with an alien audience culture imbued with an subject.16 But this explanation, although it makes
uninhibited air of salaciousness expressed vocally, sense as an abstract model, denies striptease and
418 hop on pop

its diversely pleasured audience members any his- that has been central to much recent theoretical
torical specificity. After all, it works just as well as and practical work in feminist cultural critique,
an explanation of a medical examination, and it namely, that bodies and bodily sensations are pro-
doesn’t allow us much room for thinking about duced in performance, or through performative
striptease as a kind of performance, that is, as a acts. Gender identity, in other words, comes into
representation empowered with the ability to existence only when it is enacted; it is not some-
make something happen as it happens. A visit to thing inherent, or essential to, the person it de-
the burlesque theater must have yielded pleasures scribes. This premise, which underpins the work
beyond a reassuring sense of the stability of sexual of Judith Butler and others, has provided a valu-
difference. Among these might have been the thrill able basis for exploring how categories of social
of experiencing sex in public, of sharing a sexual identity such as gender are experienced as imper-
context with other men, of being confused about fect, mutable, and negotiable. However, much of
what one was seeing, hearing, and feeling; these the fruitful work in this vein rests upon a visually-
and other (un-Oedipal?) pleasures were surely centered framework of ideas; witness the prolifer-
targets of anti-burlesque censorship in the 1930s ation of metaphors and concepts like “marking,”
just as much as the disrobing act itself. On its own, “passing,” “inscription,” etc. to describe how
psychoanalytic theory seems too blunt an instru- identities are “performed” in cultural practice. I
ment for an adequate exploration of such plea- want to extend this concept of the performative
sures, and of burlesque’s hectic, carnal world. beyond the visual and into the realm of the invis-
The rest of this chapter will explore other ways ible by focusing on three sonic aspects of striptease
of reconstructing and accounting for the pleasures that are central to the performative dynamics of
of public sexual amusement in striptease. My fo- pleasure and identification: the voice of the per-
cus is on the sexual forces—homoeroticism, for former, the vocal intervention of the audience,
example—released by invisible aspects of the per- and the sound of the music itself. These sonic and
formance such as music and sound, and the role of musical structures allowed certain unexpected de-
censorship in the production, as well as suppres- sires to be embodied and experienced, unseen,
sion, of these forces. I choose to focus on the sense alongside the manifestly visible bodies of per-
of hearing because it seems so glaringly absent formers and audience members. They defined a
from any psychoanalytic treatments of striptease, field of sensation, transgressions, and fantasies—
even though historical descriptions of burlesque an invisible body—that was sexy and sensuous
immediately confront us with a riotous and ca- like its visible counterparts. As we shall see, this in-
cophonous aurality.17 To overlook this aural com- visible burlesque body, like the manifest body of
plexity is to risk ignoring striptease’s potential for the stripper, came into being through the actions
dissonance, its power to deviate from the narra- and interactions of diverse agents—performers,
tives of heterosexual masculinity that the visual band-members, audience-members, and even re-
components of the striptease act seem so readily to formists and lawmakers—all of whom had a stake
embody. We already know what striptease looks in defining the kinds of pleasure made available by
like; it is time to stop and listen as well, asking what the performance of striptease.
social and sexual identifications are set into play, Of course, the invisible burlesque body I’m de-
what bodily sensations are experienced and imag- scribing here is not a literal body, or object, but
ined when desire is expressed in sound. rather a metaphorical, sonic structure that can be
This essay’s deliberately perverse interest in the felt and not seen within striptease’s structure of
“un-visual” side of striptease stretches a premise looking. However, I’ve chosen to describe the
anna mccarthy 419

structuring functions of music and sound in means removed striptease from the map of popu-
striptease as a kind of “body” because the word lar amusements in the city. After a brief revival of
suggests both representation and sensation: one’s burlesque in a sanitized, authorized (and not very
body is both a place to experience from and a thing popular) form known as “Vaudesque,” the institu-
one experiences. The mystery of the human body’s tion of the “strip joint” emerged, and strip acts
line between the subjective and the objective is, it became a new form of cabaret entertainment.20
seems to me, the source of much erotic affect and During these years of transition, as burlesque op-
performative power. Exploring how this power erators fought for and lost their licenses, watch-
operates in striptease beyond the range of vision ing a strip act was a highly policed form of plea-
will, I think, illuminate the pleasures of popular sure; like the saloon, the movie theater, and the
entertainment as a polymorphous, incoherent, city streets, the burlesque theater was an entertain-
and sensuously complex realm of experience to ment environment organized by the watchful eyes
which censorship, obsessed as it is with the visual, of both municipal authority and civic anti-vice
can never adequately respond. organizations.21
The performance style of striptease in the final
days of theatrical burlesque was greatly shaped by
Censorship And Sensuality
municipal laws governing what could be seen.
From a visual perspective, striptease eroticizes Even so, the ways in which the performance
censorship; a strip act is, after all, a censorious per- remained beyond regulation can be discerned
formance. Its goal is to act out the process of mak- in the very same regulatory structures. Consider,
ing something visible (stripping) but also to censor for example, the following journalist’s report
this process at the very last moment (teasing). Ex- on the municipal codes governing striptease in
ternal censorship, in the case of the strip act, be- New York:
comes a process of imposing a point of onset for
Strippers must perform on a darkened stage, all
the performance’s own censoring mechanisms, a
bumps must be toward the wings, not frontwise,
condition which can make for a certain amount of
during grinds the hands may stray but they mustn’t
confusion between the erotic and the juridical. In-
touch, the flash (the apparent moment of complete
deed, the history of burlesque censorship is largely
nudity) must be at one of the wings, may only last
a history of eroticizing the civic regulations that
for eight bars of music, and may only expose one
were enacted precisely to de-eroticize stripping.18
breast.22
This subversion became increasingly difficult
throughout the 1930s, however, with the severe This absurd legalistic choreography tells us
censorship campaign set in motion by the La more than just the extent of striptease’s surveil-
Guardia mayoral administration and civic organi- lance. It also communicates a great deal about the
zations such as the Society for the Prevention of ways that public sexuality could draw upon invis-
Vice. By the end of the decade, burlesque was no ible forces such as regulation and, in a quite differ-
longer censored in the city of New York, it was sim- ent way, music. It is hard to conceive of a form of
ply prohibited entirely. The campaign to stamp censorship more charged with eroticism; the anx-
out burlesque, initiated by Paul Moss, La Guardia’s ious legal code simultaneously prohibits and en-
licensing commissioner and a Broadway producer, ables a titillating display, transforming the moni-
precipitated a cataclysmic change in the legal and toring function of municipal authority into a
economic status of striptease performance.19 ritual structuring of desire. One can imagine that
However, Moss’s abolition of the institution by no this close imbrication of salaciousness and pro-
420 hop on pop

scription, a pairing that Robert C. Allen identifies to explain the appeal of the record’s lush orches-
as the key to burlesque’s anti-bourgeois erotics in tration: “It’s because it’s well done with a big or-
the nineteenth and early twentieth century, could chestra, but still has the feel of walking down the
only have added to the lascivious and transgressive runway in a strip joint . . . you listen to those little
force of the strip act.23 three and four piece combos in a strip joint
The musical nature of this set of legal codes is a and the music is dirty. This isn’t. It’s naughty—
particularly interesting element in the structuring naughty and nice.” 26 The language here is
of desire in the strip act. When we stop to consider significant. Kay suggests that the recording facili-
the eight-bar limit on the revelation of nudity, its tates several different kinds of auditory identi-
inadequacy and ambivalence as an instrument of fication: the feeling of being in the audience and
regulation becomes clear. After all, a bar of music the feeling of appearing in the show itself. Rather
can last almost any amount of time, depending on than specifically conjuring up an image of a strip-
the overall tempo of the piece. A stripper can show per, the number allows for a variety of possible
a great deal—too much, even—in the time it identifications—audience member, stripper, or-
takes for an orchestra to play eight bars. Indeed, chestra-member. Paradoxically, then, Kay’s de-
one is tempted to speculate here on whether the scription signifies a bawdy, bodily pleasure but
emblematic ritarde that stretches out the final manages not to specify which body and whose
verse of many striptease numbers works as a sly pleasure it represents.27
circumvention of such limitations (recall, for ex- This understanding of sound as material for
ample, the well-known recording “The Stripper”). the fantastic production of a bodily sensation re-
Music, in these regulations, is a way of enabling, calls Roland Barthes’s remarks on the grain of the
and not simply suppressing, the display of the fe- voice, the quality of recording that refers the lis-
male body, a condition which suggests that music tener to the body of the performer, and constructs
played a central and generative role in burlesque’s a form of sensual pleasure based in “the image of
production of desire. the body (the figure).” 28 But unlike this Barthe-
sian body, the burlesque body produced in “The
Stripper” refuses to be fixed as an image.29 It uses
Sounding the Burlesque Body
sound as a medium for multiple embodiments,
It is significant, I think, that the most readily ac- inviting the listener to shuttle between imagining
cessible representation of the strip act of the the feeling of performing and imagining the feel-
1930s—burlesque’s golden age in popular mem- ing of watching, collapsing the distinctions be-
ory—is a musical number: the oft-recorded in- tween the two in the process. Listening to orches-
strumental standard known as “The Stripper.” 24 tration of “The Stripper,” which usually involves
Written by David Rose in the 1950s for a never- punctuating drum accents and trombone slurs, we
produced television show entitled Burlesque and hear a salacious abandon that can serve simulta-
scoring a number two hit for the mgm label in neously as a sonic replacement for the come-ons
1962, the recording is an attempt to recapture what of an imagined stripper, as an incitement to iden-
Variety referred to as the “Goona Goona” of bur- tify with the imagined excitement of the stripper
lesque.25 As a kind of popular historiography, this herself, as a way of encouraging the formation of a
number’s nostalgic recreation of a striptease act visual image of the body, and, at the same time, as
offers us some preliminary contact with the ways an invitation to feel vicariously the bodily sensa-
that music inscribes an invisible burlesque body. tion of stripping.30 The burlesque body “The
Consider how mgm vice president Jesse Kay tried Stripper” constructs is beyond vision, and so are
anna mccarthy 421

the auditory projections, identities, and pleasures for striptease, from the sentimental to the comic,
it makes possible. was a set of formal codes that served as the signa-
A similar sense of music’s invisible eroticism tures of striptease’s “goona goona”—a sensibility
and the urgency of the perceived need to regulate that Sumner probably hoped music would endow
this force is relayed to us from the heyday of bur- on him, and which would apparently not be pres-
lesque through an anecdote related by former bur- ent should he simply rotate his hips in silence.
lesque impresario Morton Minsky. The anecdote David Rose’s famous 1962 recording of “The Strip-
concerns one of the first obscenity trials brought per” can serve as a touchstone for the sound of
against performers and managers, a trial immor- striptease, as it contains many of the stylistic de-
talized in Rowland Barber’s novelistic account, vices that characterized burlesque music in the
The Night They Raided Minsky’s. According to 1930s and 1940s—muted trumpet, slurred trom-
Minsky, some of the most crucial testimony for bone, and punctuating drum accents. As slide
the prosecution came from anti-vice activist John whistles highlighted certain gestures and move-
Sumner. Sumner, who seems to have spent a great ments onstage, a drum technique known in bur-
deal of his free time personally policing the per- lesque parlance as “catching the bumps” under-
formances offered in burlesque theaters, told the scored the performer’s pelvic thrusts. This latter
court that he had observed women on Minsky’s percussive embellishment was crucial; as stripper
stage moving their bodies in obscene ways. When Ann Corio remarked: “I don’t know what a strip-
asked by the judge to demonstrate these move- per would do without that drummer. He controls
ments for the court, Sumner replied that he “could her movements like a drill sergeant—and when
not possibly do so without the music” (emphasis the big moments come in her act, he’s tattooing
added).31 The anecdote raises some interesting that drum like a civil war drummer at Bull Run.” 34
questions about what striptease music signified in In addition to these “bumps,” shrieks, and slurs in
the context of public performance. What exactly the brass section would accompany the performer
did Sumner want the music to “do” for him in his as she “shimmied,” “cooched,” and went into a
attempt to mimic the sexual display of a female grind.35
performer? And what kind of music did he hope Sumner’s request for musical accompaniment
for as accompaniment? in his courtroom reenactment suggest that these
The answer to the latter question is not imme- stylistic flourishes were crucial to the bodily affect
diately clear, as the music that women stripped to of stripping, an affect which— even when repro-
in this period encompassed an eclectic range of duced in the legislative arena— could not clearly
musical forms, including current popular tunes of be labeled obscene. As Sumner’s reluctance to per-
all types, sentimental ballads, ribald parodies of form in silence indicates, music was an apparently
popular songs, and numbers written especially for necessary ingredient in the sexuality displayed on-
the performer.32 Indeed, as theaters were increas- stage; it is as if merely taking off one’s clothes in
ingly censored, songs such as “A Pretty Girl Is Like front of an audience would not be enough. The or-
a Melody” became increasingly popular as accom- chestral accompaniment thus did not simply add
paniment. When a covert signal informed the to the sexuality of the stripper’s bodily display.
stripper that undercover detectives had entered Rather, this sexuality was somehow produced by
the theater, it was easy to expunge the sexual con- the invisible forces of sound. Sexuality, in this sce-
tent of the act and conform to the innocuous sen- nario, is inextricable from its environment; it is
timent associated with the song.33 What linked something in the air and the ear as much as in the
these widely divergent types of accompaniment eye and the (shown and hidden) genitals. Even
422 hop on pop

Dressler had to acknowledge the importance of a sense of control over the objectifying sexuality
such intangible environmental factors, in the pro- that this audience came to produce and consume.
duction of striptease’s erotic charge: “The bur- And indeed, it is important to note that strippers,
lesque-goer is titillated not by nudity alone, but by or at least the stars canonized in celebratory histo-
the salaciousness accompanying it.” 36 Sumner ries of burlesque, were highly aware of the comic
could not make his body burlesque—that is, he dimensions of their acts. Sound and music were
could not mime the transgression he had wit- primary ways of conveying this awareness. One
nessed—without the invisible cloak of smut that popular strategy was to subvert chaste lyrics by
music provided. placing heavy-handed emphasis on or pausing be-
Though the raucous musical style of the bur- fore certain words in a song, as in “would you like
lesque orchestra was necessary for stripping’s bod- to lay your head upon my— er—pillow.” 38 An-
ily affect, the nature of this affect remains an open other involved cracking jokes during the perfor-
question. For even as percussive accents and slide mance. Zeidman writes of a Mutual wheel stripper
whistle interjections supplied a salacious environ- named Jeri McCauley who “would converse with
ment, they also added a defamiliarizing distance the boys while in the throes of her specialty . . .
to the performer’s “bumps” and “grinds,” move- swinging her hips way out of line, stopping sud-
ments which were intended to invoke the act of denly, and screaming ‘get me out of this position,
sexual intercourse. These sound effects must thus boys!’ ” 39 Famous Minsky strippers like Gypsy
have operated not only as ways of fabricating Rose Lee and Gladys Clark would talk to the audi-
eroticism, but also as ruptures in the process of ence throughout their acts. While Gypsy was
producing a “realistic” sexual display. Music both known for her sartorial asides, Clark was a little
provided a titillating sensibility and undercut it, more blunt, uttering cutting lines like “Hey you,
through the humor of the sound effect.37 Fore- take your hands out of your pockets, you’re a big
grounding artifice called attention to the absurdity boy now.” 40
of the situation of the strip act; it reinforced the These instances of feminine vocal authority
impossibility of actual sexual contact. The imagi- complicate any understanding of the stripper’s
nary body produced in this relation between body as a mute puppet of male desire. But at the
sound and performance thus exploited both real- same time, they are probably atypical examples of
ism and artifice simultaneously, refusing to rest in the ironic use of the voice in striptease. In many
one or the other mode of representation. Its tease other instances, the performer’s voice was the only
was not simply the tease of showing and hiding the way she could acknowledge, and perhaps protest,
genitals, but the tease of oscillating between sus- the conditions of striptease that made her a victim
pended belief and distanciation, of revealing the and an object. This latter voicing of resistance
artifice of the act and inviting the spectator to be emerged from a web of speech acts that included
“taken in” all at once. the utterances of the audience. Zeidman describes
It is tempting to read this comic kind of teasing the 1934 audience at the Star in Brooklyn as “a
as a means by which a performer could distance heckling, sarcastic, filthy mob that barely permit-
herself from the dreariness of taking off her ted the performances to proceed . . . as the finale
clothes for an anonymous and scary audience. strippers prepared to introduce the other women
There is a potential (though admittedly problem- principals for the final curtain, a ruffian’s voice
atic) form of empowerment for the performer in would rasp ‘bring the rest of the whores out!’ ” 41
striptease’s musical emphasis on the absurd. Re- Although contemporaneous sociologist David
fusing to get too serious could be a way of feeling Dressler argued that this level of abuse led “the
anna mccarthy 423

girls [to] become inured to the shouts of the audi- lar affective transformation for the audience of the
ence, the masturbators, the perverts,” 42 it is also movie). The use of applause here is highly sig-
true that in the rougher theaters in Brooklyn nificant; in burlesque theaters applause was one of
and on the Bowery, strippers were often heckled the most crucial and highly complex means of
so much they would have to stop stripping and communication between audience and perform-
ask for a break, threatening to leave the stage ers. Indeed, it is possible that Arzner is adding
altogether.43 some irony to the redemptive moment here, by
In such cases, the stripper’s voice was not the having the “transformed” male spectators do es-
vehicle for displacing or deflecting male desire, sentially what they would be doing at a burlesque
but rather a way of throwing male anger back at it- show anyway.
self. Talking back could thus serve the stripper as a Burlesque applause served several signifying
way of repositioning the meaning of her body in purposes. It played a structuring role in the per-
relation to masculine sexual authority. A famous formance, as it ostensibly motivated the removal
cinematic example of this use of the voice to re- of items of clothing.45 It was common for per-
position the body appears in Dorothy Arzner’s formers to present the strip as a series of encores,
1940 film Dance, Girl, Dance. In an oft-cited scene, leaving the stage after shedding a garment and re-
Judy—the ballet dancer played by Maureen turning when prompted by the sound of clapping.
O’Hara—is hired as the “clean act” for a bur- As Dressler noted, applause was the currency in
lesque show. However, when she actually goes on which a stripper’s worth was measured: “since sal-
stage and performs a sensitive, expressive dance ary is often in direct relation to applause, they
she has choreographed herself, the audience re- [strippers] rather like to strip to the point of
sponds with jeers, catcalls, and whistles. Judy stops arousing the audience . . . ”46 And, as Jeffrey Smith
her dance and faces the crowd, verbally con- has pointed out, in one notable moment in
fronting and shaming it into silence. As she Rouben Mamoulian’s 1930 film Applause, the au-
speaks, close-ups show the leering faces of the au- dience’s clapping could make the stripper aware of
dience (comprised of both high class slummers in her own sexuality. In a crucial scene in the film, a
tuxedos and hardened lechers) become chagrined stripper tells her boyfriend, “You’ll never know,
and sheepish. Won over by Judy’s insistence that Tony, what it feels like to be on the other side of
she is not an object, they finally stand and offer her those footlights, to hear them clap and clap for
an ovation of applause. you. It does something to a girl. I don’t know
In this scene, Pam Cook has argued, the film what.” Smith sees this line as part of the film’s con-
actually redeems the men in the burlesque audi- struction of a space of feminine sexuality that rup-
ence, letting them off the hook by showing them tures the patriarchal ideology of the film’s mani-
to be swayed by feminist rhetoric and therefore as fest content.47 Whether or not this was actually the
basically “decent.” 44 But for my purposes, the case for “real” performers, the film’s emphasis on
most interesting aspect of this cinematic example applause as an expression of the desires of both
of feminine resistance and masculine redemption audience and performers underscores its central-
is not the film’s reformist feminist fantasy. Rather, ity in the erotics attributed to striptease. Indeed,
it is the way that the film registers the audience’s the idea of the encore was so crucial to the struc-
transformation: though it gives us visual cues via ture of striptease that the trade press referred to
shots of the men’s faces, the decisive moment is ex- striptease as “the encore business.” 48 The sonic
pressed in sound, through the extended round of cue of applause prevented the act from being a
applause (presumably meant to encourage a simi- continuous, realist performance, making it in-
424 hop on pop

stead a serial play of false climaxes in which a pre- striptease performer, in other words, expressed a
tense of coaxed exhibitionism was corroborated fantasy of lack of control rather than of mastery. It
by both audience and stripper. However, the rau- did not support the certainty of masculine vision;
cous, shameless roaring and clapping of the bur- rather, it called attention to the inadequacy of this
lesque audience involved a kind of “letting go” vision.
that was not always easy to achieve; applause ap- Aside from clapping, other sonic forms of au-
parently signified a lower class sensibility for one dience participation included wolf whistles, foot
of Dressler’s sociological informants, a white, stamping, and— of course— constant exhorta-
middle-class, college-educated young man. In a tions to “take it off.” In this third scripted vocal in-
detailed account of his reasons for frequenting tervention, spectatorial engagement again seems
burlesque theaters and masturbating during the to revolve around a complicated game of thwarted
show, this informant signaled his “moral” (read mastery. The performer, while exposed to and
class) difference from the rest of the audience, by pinioned by the eyes of her public, nonetheless
noting that “I would not applaud any of the num- controlled the process of meting out glimpses of
bers . . . I still, for some reason, react the same her sexual organs and breasts. The spectator’s
way.” Not participating in what was a ritual part of voice, in begging the stripper to “show it to me”
the performance was, for this audience member, a acknowledged his vision’s inability to show it by it-
way of conveying that he “considered [him]self self. Given this structure of desire and frustration,
above the audience.” 49 It also created a protective we can see striptease as a performance form that
barrier between him and the others in the theater. constantly dramatizes, through the dissonant
Applause expressed a fantasy of tactility; it substi- pleasures of its sounds and sights, the neediness
tuted for touching oneself, or another audience inherent in the search for sexual gratification. Go-
member, or the performer. Not to applaud was to ing to a burlesque theater to watch and participate
avoid symbolic contact with the lower class world in a striptease act was both a fantasy of sexual risk
of burlesque and its denizens. and failure, in which the spectator humiliated
The pressures and ignominy of contact and himself by begging to see more, and an illusory
participation that this anonymous spectator fiction of mastery and control, in which the strip-
fought to resist call attention to the ritual charac- per seemed to obey the shouted orders to “take it
ter of applause in striptease. Burlesque applause off ” (but only up to a point that she, the manage-
was unlike applause in other theatrical situations. ment, and the watchdogs of vice determined).
Clapping in vaudeville or legitimate theater com- This discrepancy between what was seen and what
municated the audience’s gratification and ac- was heard— or uttered—made the performance
knowledged closure; clapping in burlesque was a into a play on the fear of missing something. It in-
way of communicating the audience’s need for vited spectators to share in the fantasy activities of
gratification, and an attempt to deny closure. The begging, pleading, and capitulating, to identify, in
“tease” of the act thus derived its structure as other words, with a sonic body that challenged,
much, if not more, from the audience’s sonic pres- rather than supported, the security of masculine
ence than from its powers of vision—the strip was vision.
controlled by the clap rather than the gaze. The af-
fective specificity of this applause structure in
The Gaze in the Theater
striptease underscores the idea that pleasure was
produced as much through the frustration of de- Along with the vocalized body of the audience’s
sire as through its satisfaction. Clapping at a thwarted pleasure and desire, other invisible sex-
anna mccarthy 425

ual dynamics also countered the idealized one- touching in the audience. Dressler made the hy-
way visual relationship between audience member perbolic claim that in certain theaters, “an entire
and stripper. Rather than the singular stare of the row of poorly riveted seats will vibrate with the
audience member toward the performer, the the- masturbatory movement.” 53 But self-love was not
atrical context of striptease involved a network of the only kind of desire policed within the theater.
looks in which the visual was not always pleasura- As George Chauncey has shown, burlesque the-
ble. To begin with, audience members were them- aters were crucial sites in the social and sexual ge-
selves objects of scrutiny from theater manage- ography of gay New York.54 In this geography,
ment; during periods of close municipal and civic known public sites of “legitimate” desire—from
supervision, theaters adopted extensive surveil- the consumer desire of the department store win-
lance techniques to police audience behaviors. dow to the economized desire of the prostitution
The audience at the Bowery Theater was kept in district—sheltered the emergence of gay male de-
line “by diligent ex-pugs who paraded up and sire.55 According to Dressler, burlesque theaters
down the aisles, even cutting off any applause they were favored pickup sites; hence the following
considered too prolonged.” 50 And, when the Star (characteristically homophobic) description of
in Brooklyn attempted to clean up its act, a few the audience environment: “Here and there a ho-
heckling audience members were arrested as a re- mosexual will make stealthy advances to a likely
sult of management complaints. Other extreme neighbor. One will touch the genitals of the other.
measures were also implemented at the Star: Another will try to ‘date up’ a young man through
“When applause for the strippers was too pro- the preliminaries of polite conversation. Here is
longed, or uncalled for comments persisted, a the abnormality of the burlesque business.” 56
huge flashlight was spread over the entire theater It is impossible to know the extent to which the
to detect the culprits.” 51 It is significant that these theatrical text of burlesque accommodated this
attempts to monitor the audience centered on the segment of the audience, although it is clear that
decibel level and duration of its sonic responses to gayness and gender bending were often referenced
the spectacle. While municipal supervision was explicitly within an evening’s performance. Some
primarily concerned with regulating the visual theaters employed transvestite men in the chorus,
display of the performer, the managerial surveil- and a stereotypical stock character named “the
lance of the burlesque theater attempted to regu- nance” appeared in numerous sketches. In addi-
late the sonic “display” of the audience. Again, tion, comics would occasionally appear in bra and
sound apparently held the key to the obscenity panties and parody a striptease number.57 We can
and eroticism of the sexual spectacle; it is as if the discern a nascent homoeroticism in at least one
audience’s sonic participation in the performance other aspect of the performance; a stock per-
was too clear a demonstration of its pleasure.52 For former male tenor who would croon love songs
even though this pleasure derived from a thwarted from the wings as the stripper performed. Known
peek and not a gratifying look, it signaled a dia- as the “tit serenader,” or “bust developer,” this
logue with the visible performer and, by exten- unseen male principal “sang offstage of Mother
sion, a too intimate involvement between her and Machree, and a luscious lady undulated on the
the audience. stage proper.” 58 In this odd voice/body figuration,
The theater searchlight not only regulated the gyrations of the female performer would add
sonic intercourse between audience and per- bawdy meanings to the chaste lyrics carried by the
former, it also served an additional supervisory disembodied male voice.
purpose, namely, discouraging masturbation and In heterosexual terms, the gender dynamic of
426 hop on pop

tit serenader and stripper at once confirmed and grounds, arguing that there was no merit in the enter-
inverted the power relations of striptease. On the tainment other than its salaciousness. For example in
one hand, the tit serenader served as a kind of ven- 1919, William Burgess, director of the Illinois Vigilance
Association, described burlesque shows as “displays of
triloquist, a masterful man controlling and or-
fleshly debauch of semi-nudeness, more repulsively
chestrating the bodily display of a voiceless female
lewd than the naked form can ever be and these are em-
performer. On the other, the female performer’s ployed chiefly as setting, for sensual song, filthy story,
risqué send-up of the “feminine” sentiments ex- dialogue, or action, all of which it is libel to call ‘com-
pressed in the songs thwarted the singer’s control edy.’” From Proceedings of the National Conference of
over her expressiveness. However, this dualism Social Work (1919): 502 – 6, reprinted in Lamar T. Be-
confines the pleasures of striptease to a heterosex- man, ed. Censorship of the Theater and Moving Pictures
ual model of desire, whereas the presence of gay (New York: H. W. Wilson, 1931.) A similar reformist
description of burlesque from around this period is
audience members suggests a less unitary, triangu-
quoted in Abel Green and Joe Laurie, Jr., Show Biz:
lar circulation of erotic identifications. After all,
From Vaude to Video (New York: Henry Holt, 1951), 76.
the tit serenader’s effeminate sincerity aligned 3 Indeed, in the previous decade, the bulk of Sumner’s
masculine affect with love and sentiment, opening anti-vice vitriol was aimed at nudity and immorality on
up a homoerotic relationship between singer and the Broadway stage. See John Sumner, “The Sewer on
audience. As identification and desire circulated the Stage,” Theatre Magazine (December 1923): 9, 78;
between male voice, female body, and male spec- “Effective Action against Salacious Plays and Maga-
tator, the structural possibility for a homoerotic zines,” American City (November 1925): 523 –25. See
also “Naked Challenge,” The Nation (September 5,
relation between spectator and voice emerged, de-
1923): 229.
spite the seemingly straightforward heterosexual 4 David Dressler, “Burlesque as a Cultural Phenome-
nature of striptease.59 non,” Ph.D. dissertation, New York University, 1937, 64.
What we find, finally, in striptease, is less a one- This dissertation follows a “Chicago School” model of
way relationship of viewer to viewed, of male sub- qualitative sociological inquiry, based on six months of
ject to female object, and more a network of such field work involving site visits, interviews, and ques-
relationships, involving a range of participants tionnaires. Studies in the Chicago School vein tend to
present in-depth descriptions of the norms, values, and
switching between, and sometimes acting simul-
beliefs associated with working class and lumpenprole-
taneously in, each role. Although documentation
tarian social institutions (such as taxi dance halls, num-
of the genre’s history is rare and ephemeral, it is bers rackets, etc.) within a larger urban ecology. Dres-
important that future studies embrace these com- sler’s study indicates a similar concern with the social
plexities, seeing striptease as not simply a symp- ecology of the city as in, for example, his detailed
tom of larger cultural prejudices, but as a cacoph- catalogue of the role of burlesque theaters within the
onous arena in which those prejudices both did community life of a neighborhood. Unfortunately,
and undid themselves. Dressler’s overarching goal in such cataloguing was to
“prove” that burlesque theaters produced vice; hence
his somewhat spurious attempts to connect the pres-
Notes ence of burlesque theaters with an elevated number of
venereal disease cases, or sex offenses, or prostitution
1 “The Last Legs of Burlesque,” Theatre Magazine (Feb- arrests in any particular area. These moralistic conclu-
ruary 1930): 36 –37. sions raise the question of whether the study is a useful
2 John Sumner, secretary of the New York Society for the account of burlesque life. However, in conformity with
Prevention of Vice, quoted in “5 Tons of Books Seized the Chicago School method, Dressler’s study includes
in Vice War,” New York Times (May 6, 1937): 26. Prior several unedited transcripts of interviews and state-
to the emergence of striptease, reformers did still chal- ments (from audience members and performers), and
lenge burlesque’s raciness, but primarily on artistic displays, overall, a surprising amount of sympathy and
anna mccarthy 427

compassion for participants in the world of burlesque. dir. Charles Vidor). See Mary Anne Doane, “Gilda:
In this article I draw extensively upon Dressler’s disser- Epistemology as Striptease,” in Femmes Fatales: Femi-
tation as a primary source, i.e., as a place for basic nism, Film Theory, and Psychoanalysis (New York,
information and eye-witness accounts, and attempt to Routledge, 1991), and Kaja Silverman, The Subject of
avoid reproducing the moralizing attitude that colors Semiotics (New York: Oxford University Press, 1983),
the social analysis. Interestingly, Dressler’s subsequent 230 –31. More recently, Eric Schaefer has complicated
publication, Parole Chief (New York: Viking, 1951), the straightforward understanding of striptease as the
based on his experiences as executive director of the dramatization of patriarchal visual relations in “The
New York State Division of Parole manages to down- Obscene Seen: Spectacle and Transgression in Postwar
play the moralizing and offers an interesting set of well- Burlesque Films,” Cinema Journal (winter 1997): 41– 66.
rendered character sketches and humorous anecdotes. Drawing upon the work of Judith Butler, Schaeffer pro-
Dressler later went on to hold a professorship in sociol- poses that the performative aspects of striptease call
ogy and social welfare at California State College at attention to the performative character of gender iden-
Long Beach; he published several books on parole and tity. Stripping, Schaeffer contends, is a process of de-
criminology, most of which were fairly liberal-minded. gendering in which the discarding of costume is the
5 “Exhibit D, City of New York Department of Licenses,” discarding of cultural cues of femininity: “The degra-
Testimony of inspector Frank J. Donavan; reprinted in dation of the stripper often alluded to by critics does
Morton Minsky and Milt Machlin, Minsky’s Burlesque: not occur on a personal level but is instead the degra-
A Fast and Funny Look at America’s Bawdiest Era (New dation of a construction, the feminine, which is valued
York: Arbor House, 1986), 292 –99. by the dominant society” (57).
6 For a similar argument on the class politics of anti-ob- 17 For a related critique of the omission of sound in
scenity movements, see the chapter on Hustler maga- psychoanalytic accounts of the striptease in Gilda, see
zine in Laura Kipnis, Ecstasy Unlimited (Minneapolis: Adrienne McLean, “‘It’s Only That I Do What I Love
University of Minnesota Press, 1994). and I Love What I Do’: Film Noir and the Musical
7 After the City of New York banned runways in the mid– Woman,” Cinema Journal (fall 1993): 3 –16.
1930s, undeterred theater operators simply relocated 18 In 1933, the first of many codes for burlesque was es-
the orchestra and added stairs leading from the stage to tablished to regulate sexual display. As it turned out,
the orchestra section so that the strippers could still in- burlesque operators were fairly pleased with the restric-
teract with the audience. See Dressler, “Burlesque.” tions, which prohibited the removal of clothing except
8 Irving Zeidman, The American Burlesque Show (New “in immobile tableaux and statuesque presentation
York: Hawthorn, 1967), 110. with distinctly artistic appeal, provided the vital parts
9 Interview in James Silke, ed. Rouben Mamoulian: “Style are clad in opaque raiments.” As Irving Zeidman notes,
Is the Man” (Washington, D.C.: American Film Insti- the codes were “a boon rather than a ban, for in prac-
tute, 1971), 7. tice it gave official sanction for the first time to the bar-
10 “The Business of Burlesque, A.D. 1935,” Fortune (Febru- ing of breasts, whereas the verbiage about removing
ary 1935): 142. clothes ‘in an indecent manner’ added nothing to what
11 “X,” quoted in Dressler, “Burlesque,” 190. was already on the statute books.” Operators found
12 Ibid., 180. ways to add “artistic merit” to strip acts and burlesque
13 Ibid., 159. continued in much the same vein as before. Prohi-
14 Ibid., 73. See also Laurence Bell, “Strip-Tease as a Na- bitions against movement continued to be enforced
tional Art,” American Mercury (September 1937): 60; throughout the next decade across the country; by 1950,
“The Last Legs of Burlesque,” American Mercury (Sep- ingenious costumes evolved in which a “bib-like cover-
tember 1937). ing” would expose a breast for a split second in between
15 Dressler, “Burlesque.” steps of the stripper’s dance.
16 See, for example, Roland Barthes, “Striptease,” in 19 Under Moss, the new code for burlesque stipulated that
Mythologies, trans. Annette Lavers (New York: Hill and “no female shall be permitted on the stage in any scene,
Wang, 1972). Drawing from this essay, feminist film sketch, or act with breasts or the lower part of the torso
critics have theorized striptease through a close reading uncovered.” It appears that this code was enforced only
of Rita Hayworth’s gestural strip in the film Gilda (1946; selectively, and mainly along a class axis, given the con-
428 hop on pop

current rash of nude Broadway productions. In this pe- ment within a single level of analysis. However, the
riod burlesque was targeted by federal legislation as body of the stripper remains a problem even within this
well. FDR’s National Reconstruction Act prohibited en- nuanced cultural history. For Allen, the complexity of
cores and enforced the wearing of brassieres. As bur- burlesque is unrelated to striptease. Indeed, in the his-
lesque performers and management continued to vio- torical narrative he details, the emergence of the strip
late obscenity codes, raids became more frequent and act in twentieth-century burlesque marks the begin-
licenses harder to renew each year. Finally, in 1937, al- ning of the decline of a vibrant and subversive popular
most all burlesque theaters in New York were refused amusement. From then on, the dynamic interaction
licenses, the word “burlesque” was banned as a descrip- between female performer and her audience, an inter-
tion of any type of entertainment, and the name “Min- action charged with her “verbal and physical insubor-
sky” was prohibited from appearing on any theater dination” in classical burlesque theater, were gradually
marquee. replaced by a strict separation of “silent feminine sex-
20 After the failure of “Vaudesque,” stripping’s re-emer- ual display and verbal, male-dominated humor” when
gence in the 52nd Street nightclubs was fairly tolerated, stripping came to dominate the show (271–72). How-
although sporadic raids occurred during the war years. ever, Allen continues to emphasize the uneasiness of
This geographical and venue change for striptease burlesque’s relation to dominant culture, and refuses
moved it into a sphere of regulation separate from the to see striptease purely as an enactment of patriarchy’s
licensing of theater and closer to the demi-monde of voyeuristic and fetishistic mastery games. It is, instead,
adult entertainment. This move also aligned striptease one of the central elements in “the inescapable cultural
with jazz, a musical form which was also subject to and political paradox of burlesque” (284). My historical
strict regulation via the cabaret laws. These required “resurrection” of the invisible embodiments that strip-
musicians to carry cards bearing their fingerprints in tease made possible foregrounds powerful paradoxes
order to play live. Striptease thus became detached and ambiguities in the erotics of burlesque during the
from the working-class world of burlesque and recoded late 1930s, the moment in which Allen locates the death
as part of the margins of middle-class amusement, the of the form’s transgressive potential.
place in the habitus of the urban bourgeoisie where 24 This period has, from the 1950s onward, become the
pleasures border on the illicit. See “Two of the Minsky’s object of nostalgia: see histories such as Zeidman’s The
Strike Their Flag,” New York Times (May 6, 1937): 26; American Burlesque Show, and “revivals” such as for-
Laurence Bell, “Strip Tease as a National Art” (Ameri- mer 1930s Minsky stripper Ann Corio’s Broadway mu-
can Mercury (September 1937): 62; Allen Chellas, “It’s sical This Was Burlesque. Corio co-wrote a history of
Still Burlesque, Holiday (August 1950): 20; Paul Chevi- burlesque to accompany this show: Ann Corio and
gny, Gigs: Jazz and the Cabaret Laws in New York City Joseph DiMona, This Was Burlesque (New York: Madi-
(New York: Routledge, 1994); Minsky and Machlin, son Square Press, 1968).
Minsky’s Burlesque, 138 –39; Arnold Shaw, 52nd St.: The 25 Newsweek (June 25, 1962): 60.
Street of Jazz (New York: Da Capo, 1971), 339; and Zeid- 26 Ibid.
man, The American Burlesque Show, 225 –26. 27 A parallel kind of polymorphous pleasure can be found
21 For an excellent discussion of the ways that minoritized in Dressler’s description of a striptease routine from the
groups—in this case gay men—have historically man- 1930s: “She closes her eyes, postures ecstatically and
aged to construct a social world within these policed passionately, voluptuously taking the part both of her-
environments, see George Chauncey, Gay New York: self and her lover. Her face and body are herself, re-
Gender, Urban Culture, and the Making of the Gay Male sponding lasciviously to her lover, symbolized by her
World, 1890 –1940 (New York: Basic Books, 1994). hands, which caress her sexual parts, her buttocks, her
22 Paul Ross, “Lid Is off Strip-Teasing,” PM (April 1, 1941): breasts, on top of and beneath her clothing as she sways
23; cited in H. L. Mencken, The American Language, and quivers hypnotically.” Dressler, “Burlesque,” 78.
Supplement II (New York: Knopf, 1948), 694. 28 Roland Barthes, Image, Music, Text, trans. Stephen
23 Robert C. Allen, Horrible Prettiness: Burlesque and Heath (London: Flamingo, 1977), 189.
American Culture (Chapel Hill: University of North 29 As John Corbett has pointed out, Barthes’s use of the
Carolina Press, 1991). Allen proposes that burlesque op- word “image” in his attempt to discern the workings of
erated through performative excess, resisting contain- the grain of the voice reveals a contradictory form of
anna mccarthy 429

audio fetishism, one which seeks both to recover the vi- was very carefully managing to avoid removing her
sual in sound, filling in the discrepancy between visible clothing. See Minsky and Machlin, Minsky’s Burlesque,
and invisible forms of pleasure, and at the same time as- 182. In Ann Corio’s words, “Georgia stripped and Geor-
serting the autonomy of sound through the valoriza- gia teased, but that was only a minor part of her act. Her
tion of the recording as material plenitude. See John music, ‘Hold That Tiger,’ was wild, the orchestra played
Corbett, Extended Play: Sounding Off from John Cage to at full blast and full tempo, and Georgia came on stage
Dr. Funkenstein (Durham, NC: Duke University Press, in full flight. . . . You didn’t shout from the audience to
1994), 42 – 44. Georgia to take it off; there was no time, no cause, and
30 This multiplicity of identifications is a mode of repre- the music was too loud, anyway. You just sat there and
sentation not confined to music, although Peggy Phelan watched—and wondered how she could do it.” Corio,
argues that it is prominent in performance and is par- This Was Burlesque, 91–92.
ticularly associated with the female body in representa- 46 Dressler, “Burlesque,” 155.
tion. See Peggy Phelan, Unmarked: The Politics of Per- 47 Jeffrey Smith, “‘It Does Something to a Girl, I Don’t
formance (New York: Routledge, 1993). Know What’: The Problem of Female Sexuality in Ap-
31 Minsky and Machlin, Minsky’s Burlesque: 81– 83. The plause.” Cinema Journal (winter 1991): 47– 60.
anecdote is retold in Rowland Barber’s The Night They 48 “The Last Legs of Burlesque,” 37.
Raided Minsky’s: A Fanciful Expedition to the Lost At- 49 Dressler, “Burlesque,” 197.
lantis of Show Business (New York: Simon and Schuster, 50 Ibid., 188
1960), 331–2. 51 Ibid., 178.
32 Dressler, “Burlesque as a Cultural Phenomenon,” 70; 52 Of course, it is also possible that audience members ex-
Zeidman, American Burlesque Show. perienced an exhibitionist thrill from the knowledge
33 Zeidman, American Burlesque Show, 77–78, 228. that they were being watched.
34 Corio, This Was Burlesque, 76. 53 Dressler, “Burlesque,” 161.
35 See Mencken, The American Language, 693. 54 George Chauncey, Gay New York, 290 –95.
36 Dressler, “Burlesque,” 74. 55 According to Minsky, Gypsy Rose Lee once attempted
37 A comparable double role of sound in performance to convey the queer desires of the burlesque audience to
would be the hollow “clunk” we hear when the Three her sister, June, by proclaiming: “While they sit there
Stooges hit each other over the head (and it is hardly jerking off, I’m the one using them. Because there’s an-
coincidental that the Stooges’s style owed a great deal to other audience coming to watch my audience watch
the comedy “bits” that comprised burlesque’s comic in- me” (Minsky and Machlin, Minsky’s Burlesque, 141).
terludes). Although it is beyond the scope of this paper, 56 Dressler, “Burlesque,” 161, 204.
it is interesting to note that a similar effect of sound 57 Zeidman, American Burlesque Show, 110, 78 –9. Zeid-
governed much of the live accompaniment in the cin- man also notes that female principals would also cross-
ema of the first few decades of the twentieth century. dress from time to time; Mutual Burlesque’s Gladys
Rick Altman explores this condition of film sound in a Clark would often appear in a suit and tie during a cho-
paper presented at the Society for Cinema Studies Con- rus number and spank the chorus girls with a cane be-
ference, Syracuse, NY, 1994. fore removing her masculine attire. Dressler saw the
38 Dressler, “Burlesque,” 78. inclusion of such moments, and other kinds of non-
39 Zeidman, American Burlesque Show, 117. normative sexual material, in burlesque comedy as an
40 Ibid., 97–98, 164. attempt to create “situations which would appeal to the
41 Ibid, 177. homosexual, the pederast, the sodomist, the fetichist
42 Dressler, “Burlesque.” [sic], the sadist, the masochist, the necrophiliac.” Dres-
43 Zeidman, American Burlesque Show. sler, “Burlesque,” 77.
44 Pam Cook, “Approaching the Work of Dorothy Arz- 58 Zeidman, American Burlesque Show, 143; Minsky and
ner,” in Feminism and Film Theory, ed. Constance Pen- Machlin, Minsky’s Burlesque, 146; Corio, This Was Bur-
ley (New York: Routledge, 1988), 48. lesque, 75; Mencken, The American Language, 693.
45 Morton Minsky notes that in “clean” burlesque shows, 59 There is limited material available for speculation on
stripper Georgia Sothern would coax applause from the the relation of the occasional women in the audience to
audience as a way of delaying the realization that she the striptease act in general. Sporadic references to
couples attending burlesque together appear in Dres- Quarantined! A Case Study
sler’s sociological study; more telling, perhaps, is the
fact that he employed an anonymous female partici- of Boston’s Combat Zone
pant observer to attend a performance and offer her
“objective” response to what she saw on stage. Her de- Eric Schaefer and Eithne Johnson
scription is a curious mixture of dispassionate scien-
tism and frank same-sex curiosity:

There may be some identification by women in audi- In 1974, Boston received nationwide publicity for
ence with teaser. As to excitation, much depends on officially designating an “adult uses” district in a
mood. If craving sex relations or stimulation, would skid row section of downtown. With its descrip-
say that woman’s gyrations have strong effect, partly tive nickname, the Combat Zone figured promi-
homo-sexual in aspect, partly identification with nently in national debates about adult entertain-
woman . . . Coming as an observer, removed, sci- ment and pornography. Those debates became es-
entific, has tendency to remove any personal feel-
pecially heated in 1976 following on the January
ings . . . Nevertheless, in retrospect, would say that . . .
curiosity re: breasts, removal of brassiere, shapes of
release of Snuff. That X-rated sexploitation film
breasts, etc. lead[s] to thought identification [sic].” was marketed to capitalize on rumors of foreign
(Dressler, “Burlesque,” 83 – 4) “snuff ” films (in which women were allegedly
killed during sex acts), prompting the public
to speculate that Snuff was the real thing.1 In
April 1976, as the snuff issue began to frame
debates on pornography, Time’s cover story
exploited the controversy, suggesting that an
unchecked contagion had swept across the nation.
Boston’s strategy for dealing with adult entertain-
ment and pornography was described in sensa-
tional terms: “Boston lures the licentious— or the
curious—to an anything-goes ‘combat zone,’ and
other cities are rushing to find out how to emu-
late the zone, a device to quarantine the porno
plague.” 2 Seven months later, on November 16,
1976, two white Harvard football players were
stabbed—and one subsequently died of his in-
juries—as they were leaving the Naked i nightclub
in the Zone. Given that the Combat Zone was long
known for its rough and rowdy atmosphere, why
did this case garner so much attention? We suggest
that there was much more at stake than a local
tragedy. At the national level, the Snuff contro-
versy had linked adult entertainment with mur-
der; at the local level, the Combat Zone “crisis”
appeared to prove that there was indeed a direct
connection. This rhetorical framework, which po-
sitioned adult entertainment as both lethal and
eric schaefer and eithne johnson 431

contagious, demanded a moral response—locally in reaction to the football players’ stabbing case of
and nationally—that had implications for indi- November 1976. Much as Simon Cottle argues in
vidual bodies and on the body politic. his analysis of a racially stigmatized neighborhood
Reacting to the “crisis” in the Combat Zone, in England, Boston journalists reported on the
statements by police, city officials, and opponents Zone within a “trouble frame,” drawing on pow-
of adult entertainment repeatedly corporealized erful metaphors of illness and warfare, linking
the Zone as the place “down there.” As we will ar- them to bodies already coded for race, sex, and
gue, this representation of the Zone illustrates class. In 1976, the Zone came to be regarded as
Stallybrass and White’s contention that “the axis symbolically central to Boston’s Imaginary.5
of the body is transcoded through the axis of Stallybrass and White provide a useful definition
the city, and whilst the bodily low is ‘forgotten,’ of this process: “The point is that the exclusion
the city’s low becomes a site of obsessive preoccu- necessary to the formation of the social identity at
pation, a preoccupation which is itself intimately one level is simultaneously a production at the
conceptualized in terms of discourses of the level of the Imaginary, and a production, what is
body.” 3 By exploring the discursive linkages more, of a complex hybrid fantasy emerging out
among the domains of the body, psychic forms, of the very attempt to demarcate boundaries, to
topography, and social formations, Stallybrass unite and purify the social collectivity.” 6 To date,
and White seek to explain the excessive attention local discourses continue to represent the Combat
the bourgeoisie has historically directed at the Zone within the “journalistic ‘trouble frame’ even
“city’s ‘low’—the slum, the ragpicker, the pros- when no actual trouble has occurred.” 7 Summa-
titute, the sewer—the ‘dirt’ which is ‘down rizing this case study, we will consider how the
there.’” 4 Not surprisingly, in Boston’s Combat combat zone controversy helped (re)stigmatize
Zone, specific bodies—prostitutes, pimps, mug- adult entertainment as it verged on legitimacy.8
gers, gays— especially “black” and female bodies This local conceptualization of adult entertain-
became signifiers for “down there”; they became ment as pathological and dangerous interests us
carriers of the “porno plague” threatening Boston. for a number of reasons. It provides an opportu-
This mapping of the city’s “low” as a spatialized nity for us to work together since our specialties
body already coded as pathological emerged from overlap at the emergence of hard-core sexual rep-
preexisting discourses—a “discursive domain” in resentations in the period from the late sixties into
Stallybrass and White’s terms. First, we will ad- the seventies. Our research into the issues sur-
dress the discourse of urban planning and how it rounding the designation of the Zone, as an adult
came to be applied in Boston. Following on Lewis district, was aided by Helene Johnson (Eithne’s
Mumford’s organic model for the city, postwar mother), who was active in civic affairs at the time.
urban planning initiatives called for curing a She designed a report in favor of the liberal zoning
“sick” Boston by clearing away its “diseased” ar- law that effectively contained adult entertainment.
eas. The Combat Zone emerged from just such a At present, the Zone, and its representation in
“low” area, which city officials then designated as public discourses, affects our lives directly. Not
the only permitted site for adult entertainment. only did we live near it (across the Boston Com-
Second, we will examine popular and moralizing mon) when this article was researched and writ-
accounts of the Combat Zone. We will argue that ten, but one of us works in the area at Emerson
the Zone was represented as a hybrid space, a College, which relocated to that end of downtown.
threatening and thrilling urban carnival. Third, Indeed, as Emerson refashions itself as “the Col-
we will investigate the official vice war mobilized lege on the Common,” it has to wrestle with pre-
432 hop on pop

conceptions of the Zone that understandably and re-act means either the temporary suspension
worry students, parents, and alumni. In April 1995, of life or its final end.” 11 In their 1966 book, Bos-
a student commentator offered this sensational ton: The Job Ahead, Martin Meyerson and Edward
description in the campus newspaper: “Everyone C. Banfield summed up the general consensus on
has heard horror stories about the Combat Zone. the urban condition: “The American city—so we
The very name is intimidating. . . . The rumors are are told from every side—is in a state of crisis. Its
mild compared to the reality.” 9 Despite the fact residential neighborhoods are blighted, its streets
that the Zone has shrunk from its heyday—from congested, its economy moribund, its services
thirty-nine adult businesses in the area in 1977–78 deficient, and its government ineffective. The ‘ur-
to five in 2002 —it clearly remains a highly stig- ban crisis’ will soon, it is said, produce an urban
matized space. The student essay repeated the catastrophe.” 12 While cities were “withering,”
journalistic “trouble frame” that has become drained of people and businesses in a gradual pro-
the standard reporting for the area— conflating cess of “decay,” the suburbs appeared to flourish.
the few remaining adult businesses with the street Titles of articles from specialized and popular
trafficking of prostitutes, drug users, and mug- magazines of the period reveal the sentiments of
gers. By looking at the ways the Zone was repre- many urbanists, journalists, as well as the general
sented in the seventies, we will offer a cultural and public: “Prescription for the Ideal City”; “Does
historical context for this “trouble frame.” Your City Suffer from Suburbanitis?”; “Flight to
the Suburbs”; “Blight on the Land of Sunshine”;
and “Rx for Tired Town.” “Crisis,” “blight,”
The Diseased City
“flight,” a lack of “life” called for a response in the
When blight sets in . . . the inhabitants or the owners of form of “prescriptions” and “cures.” This organic
buildings can no longer pay their share of municipal model inscribed a body on the cityscape. Here we
taxes; the street-cleaning department tends to overlook will examine the official transcoding of bodies and
the more run-down neighborhoods, where the need for space in downtown Boston. In the postwar period,
public hygiene is often worst, and even the fire inspec- local officials sought to reinvigorate the “sick” cor-
tors and sanitary inspectors become lax: the repairs pus by cutting out its symbolic “low”—that is, the
needed to keep blighted properties up to standard slum in the urban core—and replacing it with a
would do away with what little profits may remain in new symbolic head in the form of a monumental
the investment, and so, by indifference or collusion or City Hall Plaza.
bribery, the city officials permit the blight to deepen. Although “blight” affected all northern indus-
—Lewis Mumford, The Culture of Cities trial cities, Boston seemed to have been hit partic-
ularly hard. Once known as the “hub of the uni-
During the postwar years, the American city was verse,” it had suffered the collapse of the textile
increasingly conceived of as a “sick” place. Lewis industry, a decline in commercial fishing, and its
Mumford’s influential book, The Culture of Cities diminution as a banking center, making Boston a
(1938), had promulgated an organic model for prime target for planning initiatives and federal
thinking about urban space: “To maintain its life- policies that called for the removal of blighted ar-
shape the organism must constantly renew itself eas— often low-income housing—in favor of
by entering into active relations with the rest of large tax-producing developments. “Urban re-
the environment.” 10 To fight the “uglification” newal” became the nostrum for sick cities. The
of American cities drastic measures would be 1950 Plan for Boston developed by Boston’s Plan-
needed. As Mumford had put it, “the failure to act ning Board called for redeveloping 20 percent
eric schaefer and eithne johnson 433

less and blamed the city administration for giving


the developer a sweetheart deal. In contrast, rela-
tively little protest occurred when the city, backed
with millions of federal dollars, bulldozed Scollay
Square for the new City Hall and Government
Center.
At the center of a tangle of narrow streets, Scol-
lay Square had served residents, visitors, and ser-
vicemen as a marketplace of cheap diversions since
the mid-1850s.16 A popular haunt for sailors from
nearby Charlestown Navy Yard, Scollay Square
bustled with activity, especially during World War
II. Round-the-clock movie theaters and vaudeville
houses stood next to bars, shooting galleries, ar-
cades, bookstores, and joke shops. Hotel dining
rooms and coffee shops offered steak and lobster,
while Joe & Nemo’s purveyed hot dogs and coffee.
Photo galleries took snapshots of locals and sold
stills of striptease queens; tattoo parlors provided
permanent souvenirs from Boston. The Square’s
All but a few of the adult businesses in Combat Zone most infamous product was adult entertainment.
have closed, yet it remains a highly stigmatized space. Not only were strippers popular at burlesque
Photo by Eric Schaefer. palaces such as the Casino and Old Howard, but
also Sally Keith—“Queen of the Tassels”—was fa-
of the city’s land over a twenty-five year period.13 mous for her nightclub act at the Crawford House.
In 1957, the Boston Redevelopment Authority Although women were welcome at these shows
(bra) was established as a “semi-autonomous, and specials were offered to attract them, local lore
five-member board, with four members ap- focused on the cadre of “bald-headed men,” Har-
pointed by the mayor and one by the state.” 14 The vard professors, and college students who fre-
bra promptly embarked on redevelopment proj- quented these places. Indeed, these venues fol-
ects in the West End and in the New York Streets lowed in the nineteenth-century trend toward
areas. In both instances multiracial and multieth- sexually explicit entertainments for men. Accord-
nic neighborhoods were bulldozed as a means of ing to Kathy Peiss, the nineteenth-century music
clearing “slums.” In the West End, thousands of hall “was closely tied to the male subculture of
low-income households were replaced by the lux- public amusements,” and it attracted “a heteroge-
ury apartment buildings of Charles River Park; neous male clientele of laborers, soldiers, sailors,
light industrial and commercial buildings went up and ‘slumming’ society gentlemen.” 17 Although
in the New York Streets section of town. Residents men and women of “polite society” were known to
were displaced by the projects quickly and cruelly. enjoy the Scollay Square entertainments, public
Boston’s redevelopment during this period—par- and official discourse increasingly disdained them;
ticularly the clearance of the West End—was the for example, the Old Howard came to be seen as “a
subject of national controversy.15 Local critics at- sink of sin” and “a social cancer.” 18
tacked Charles River Park as sterile and character- By the 1960s, Scollay Square had lost its vitality
434 hop on pop

as an entertainment center. City censors had away from its monumental power base. (As we will
closed the Old Howard in 1953. However, the argue in the third section, this process of official
Square still provided shelter and shopping for purification intensified during the Combat Zone
working-class people as well as transients who “crisis” of 1976.)
could shack up for the night in one of its many Most of the adult businesses that opened on
flophouses. Edward J. Logue, head of the bra, de- lower Washington Street were new, rather than
scribed the area as “a rundown and notorious skid displaced Scollay Square enterprises.23 The area
row.” 19 The Old Howard burned to the ground on was home to the majority of the city’s aging movie
June 20, 1961, and, by Labor Day, the city began palaces, and by 1962 the 1,500-seat Pilgrim Thea-
claiming the land by eminent domain. Demoli- ter was showing “adults only” films—primarily
tion of the area started in February 1962.20 In a nudie-cutie and nudist pictures. At least two
short time the razing of the “mean-spirited, sour, newsstands or bookstores were selling adult mag-
brutish, and nasty” district was complete, and the azines.24 At some point in the 1960s, lower Wash-
new City Hall, state and federal buildings, and pri- ington Street and several side streets, including
vate office complexes were underway. The “can- LaGrange and Essex, came to be known as the
cerous” Scollay Square was cut out and paved over “Combat Zone.” This moniker was apparently in-
in an effort to realize “the New Boston.” 21 spired by the presence of rambunctious youth and
According to Larry Ford, the typical develop- servicemen who were notorious for their brawls in
ment in North American downtowns results in a and around the area.25 More adult bookstores
“dumbbell” pattern with a “zone of assimilation” were established as the decade advanced. The
along a “retail spine” that connects a newer central Combat Zone began to attract more notice, and
business district at one end with an older skid-row adult businesses were targeted as evidence for the
area—“zone of discard”—at the other end.22 At decline of the area, even though it had already
one end of Boston’s “retail spine,” Washington been a skid row. In 1969, Theodore Glynn Jr., the
Street, stands the city’s modern central busi- assistant district attorney for Suffolk County, as-
ness/government district, including the Quincy serted that adult businesses served as a magnet for
Market retail complex, City Hall Plaza and, nearby, the abnormal: “The people who sell this stuff are
Bulfinch’s State House with its golden dome. Fol- preying upon a very sick element of our society. . . .
lowing Stallybrass and White’s thesis that “thinking It’s garbage and trash. They are real purveyors of
the body is thinking social topography,” this clus- filth.” 26 By 1970, ten “adults only” bookstores
ter of official buildings can be conceptualized as the were clustered in the area along with nine bars
symbolic “head” of the city. From there, Washing- that featured adult entertainment, usually in the
ton Street winds through the shopping district to form of strip dancing.27 The New Boston’s Combat
the section designated as lower Washington Street, Zone had replaced Old Boston’s Scollay Square
where the Combat Zone emerged. That name, as a “zone of discard” or “dangerous movement
“lower Washington Street,” took on value in the zone.” 28 Moreover, the term “Combat Zone”
city’s Imaginary as the place “down there” once came to be used for several areas in the city that
adult entertainments began to accumulate in the were considered blighted, until the lower Wash-
area in the early sixties. In this way, official and ington Street area was officially zoned as the city’s
popular discourses created symbolic distance be- only permitted adult uses district.29
tween high and low areas that were geographically The Combat Zone was bounded by the edges of
close. This discursive purification of the body poli- other geographically distinct areas including the
tic located pathology in the city’s “lower” regions, downtown shopping district to the north, the
eric schaefer and eithne johnson 435

legitimate theater district to the south, the gar-


ment district and a growing Chinatown to the
east, and the Park Square skid row to the west. In
addition to adult businesses, the Combat Zone
and Park Square included other mixed-use build-
ings, including single-room-occupancy hotels
(sros) for transients, retired merchant marines,
and working-class men.30 However, such residents
were largely overlooked in urban renewal plans.
As Larry Ford points out, “From the 1920s
through the 1960s, city plans and policies aimed at
eliminating the blight of single-room-occupancy
hotels.” 31 In Boston, proposals to renovate Park
Square had been floated since 1960 and later called
for elimination of the adjacent Zone. In the late
1960s, the bra put forward a two-phase redevel-
opment plan dubbed the Park Plaza. Phase I called The Combat Zone was quarantined off from the rest
for the clearance of several blocks around Park of downtown Boston as illustrated in this city plan-
ning document, “Boston’s Adult Entertainment Dis-
Square and the construction of new hotels, apart-
trict,” from January 1976. Courtesy of Boston Redevel-
ments, office buildings, shops, and entertainment
opment Authority.
sites. Phase II entailed demolishing the Combat
Zone to make way for luxury apartments, a park-
ing garage, and other facilities.32 Both plans met movies”—prompted neighborhood groups and
with opposition as well as a lack of federal fund- business alliances to advocate a containment strat-
ing.33 In June 1973, the Park Plaza Civic Advisory egy for adult businesses, urging the city to clean it-
Committee (cac), a local group formed to give self up, in particular for “middle class adults.” 37
citizens a voice to the bra on the Park Plaza plan, As David Sibley notes in Geographies of Exclusion,
concluded “the bra proposal for Phase II was nei- “The fear of infection leads to the erection of bar-
ther convincing nor practical.” 34 Experience from ricades to resist the spread of diseased, polluted
the destruction of Scollay Square had convinced others. The idea of a disease spreading from a
many in the neighboring communities that clear- ‘deviant’ or racialized minority to threaten the
ing the Combat Zone would only scatter adult ‘normal’ majority with infection has particular
businesses to other parts of the city.35 power.” 38 In April 1974, the bra and the Park
Back Bay Association representative and news- Plaza cac’s Subcommittee on the Entertainment
paper columnist Dan Ahern had argued in 1972 District released an interim report on the issue.
that the city had to take over six blighted areas, in- This Entertainment District Study concluded,
cluding the Combat Zone: “Action must be taken “that a special Adult Entertainment Zone be cre-
to fence in and civilize these areas [including ated in the Lower Washington Street area between
lower Washington Street]. . . . Each district should Essex and Kneeland Streets. Containing a major-
be geographically restricted. . . . There is a ten- ity of the adult entertainment facilities for the en-
dency for all of these areas to sprawl and spread tire city in this compact area would facilitate the
into adjacent neighborhoods.” 36 Fear of blight policing of such activities and would avoid their
and contagion—linked to “dirty streets, dirty spread to other areas of the city where they create
436 hop on pop

incompatibilities with neighboring land uses or moral.47 Even so, this zoning strategy was guided
inhibit needed real estate investments.” 39 Zoning by moral assumptions about the nature of adult
could be used to inscribe a “little island” around entertainment and its patrons. For instance, the
an “E” district for “adult uses”—to preserve the bra warned that the businesses it was sanctioning
“health” of the downtown and to prevent the pro- in the district were “often associated with a high
liferation of such businesses into respectable resi- incidence of illegal activity” without addressing
dential districts.40 the fact that such activities had already been per-
At Boston Zoning Commission hearings in mitted to flourish in that skid row.48 To ensure that
September 1974, bra Director Robert T. Kenney the Zone remained a space apart, the city allowed
stated, “The spread of [adult entertainment] cre- moving signs and flashing lights, signage consid-
ates a blighting effect. We think it is time to face ered as evidence of blight and forbidden elsewhere
the issue and try to contain it.” 41 Neighborhood by the city’s restrictive codes. These gaudy adorn-
groups from Back Bay, Beacon Hill, and China- ments gave the area, as one bra document as-
town tended to support the move, while repre- serted, “a distinct character appropriate to its
sentatives of businesses and institutions that use.” 49 At the same time, they signified a contam-
abutted the area, such as the Sack Theater chain inated space, drawing those that sought it out
and the Tufts New England Medical Center, op- while warning others who wanted to stay away.
posed the new zoning. Without any evidence to By officially designating the Combat Zone as a
back up the claim, George McLaughlin Sr., lawyer unique district and encouraging architecture and
for the Sack chain, sinisterly opined that “no one’s signage that signified blight, Boston officials effec-
life is respected [in the Zone] and death is the all tively laid the foundation for the area as a site of
too common reward for one who resists as- crisis, arising from congestion, neglect, and an
saults.” 42 The Medical Center representative ex- “anything goes” atmosphere. In March 1976, the
pressed concern for employees walking through Park Plaza cac issued a report charging that the
the district, but acknowledged, “Our main con- “flamboyant scheme to preserve the Combat
cern is not the morality issues. We understand Zone” was implemented at the expense of the the-
why people in other parts of the city prefer to keep ater district, “a depressing bombed-out scene,”
undesirables out of their areas and in ours.” 43 Two suffering from the city’s continued neglect of the
months later the Zoning Commission approved whole area.50 According to evidence offered by
the measure as an amendment to the existing zon- Zone establishments, the city neglected regular
ing code.44 street lighting, arbitrarily issued safety and fire
The bra’s director of public information code violations, and ineffectually policed illegal
claimed, “We believe it is the first time an Ameri- street activities. Debra Beckerman, spokesperson
can city has zoned to allow adult entertainment in for Zone businesses, claimed that they had re-
one specific part of the city.” 45 Boston’s experi- quested “additional police protection between
mental therapy for treating the hard-core “epi- 1 and 4 a.m.,” to no avail.51 The manager of the
demic” was considered liberal and risky in com- Naked i nightclub illustrated the way the Zone was
parison to the dispersal strategies practiced by treated compared with other areas of the city: “If
most cities that prohibited the clustering of such someone passed out drunk in the Prudential Cen-
businesses; however, city officials were well aware ter [an upscale development], someone would
that the Zone served as a profitable attraction.46 have him removed. Here they’re just left to lie.” 52
Journalists emphasized that the city’s rationale Even garbage pickup was neglected. In the city’s
“for this quarantine was pragmatic rather than Imaginary, the Zone’s literal trash merged sym-
eric schaefer and eithne johnson 437

bolically with its figurative trash—the polluting [Society] need to believe that sin is seedy and vio-
presence of adult entertainment. By setting up lent, so the Zone merchants play it that way.” 53 Re-
a quarantine “down there” on lower Washington garding the historical distrust of popular sites,
Street, the city attempted to purify its official Stallybrass and White observe that “the fair had to
body. Yet, the Zone was understood to be a space be split into two opposed parts: in so far as it could
with a threateningly perverse mix of pleasure and be thought of as low, dirty, extraterritorial, it
commerce. could be demonized (and in time idealized) as the
locus of vagabond desires. In so far as it was eco-
nomically useful, it could be seen as part of what
Combat Zone as Carnival
Norbert Elias has called ‘the civilizing process.’ ” 54
Except for the Back Bay, Boston’s streets are routinely Much like the fair and the carnival, the Combat
narrow and twisted. Washington Street where it de- Zone was split in local representations as a hybrid
scends into the Combat Zone is notably so. Cars space in which proper commerce was mixed up
cruised slowly by. Often they were filled with young with “dirty” transactions. Even as the Zone was
men drinking beer from the bottle and yelling out represented by most (even those who worked
the window at women. Sailors from other countries, there or frequented it) as morally problematic and
women in suggestive clothes, men in stretch fabric suits dirty, it was also seen as economically viable,
and miracle fabric raincoats with epaulets and belts, pumping money into the city by attracting subur-
an elderly Oriental man moving through on his way to banites and conventioneers. In this “world upside
Chinatown, seeming oblivious of the crudely packaged down,” the powerful Congressman Wilbur Mills
lust about him. Winos shuffled about down here, too, could become an alcoholic buffoon, discredited
and kids wearing black warm-up jackets with yellow by his association with stripper-dancer Fanne
leather sleeves that said Norfolk County Champs 80 – 81 Foxe, while Foxe could shine for a while as a
in the center of a large yellow football on the left front. highly paid, nationally recognized celebrity.55 In
—Robert B. Parker, Ceremony the subsections below, we examine the characters
who dominated this urban sideshow as they were
Much like Robert B. Parker’s novel, Ceremony, represented in popular accounts, especially draw-
popular accounts of the Combat Zone typically ing on newspaper reports from November 1976.
featured a cast of characters that included leering What resulted were ambiguous, hybrid character-
college boys, seedy “B” girls and saucy prostitutes, izations. On the one hand, they served to differen-
flashy pimps, winos, wayward husbands, co-ed tiate legitimate, if morally dubious, capitalist en-
strippers, muggers, shady operators, convention- terprises from what were vilified as parasitic,
eers, frightened pedestrians, and hard-bitten cops. criminal, and illegitimate trafficking. On the other
While no doubt “real” in certain respects, these hand, they perpetuated a logic of contamination
characterizations must also be understood as rep- in which clear distinctions could collapse—be-
resentations—that is, as the “combat zone” of the tween entrepreneurs and criminals, between pa-
city’s Imaginary. Robert Campbell, the Boston trons and johns (straight and gay), between enter-
Globe’s architecture columnist, pointedly ob- tainers and prostitutes.
served: “There’s a kind of theater of violence in the
Zone—pimps lolling on street corners, knives entrepreneurs/criminals
and boots and green berets for sale in what used to Like the carnival, the Combat Zone was repre-
be Army-Navy stores—but it’s not the real thing. sented as a heterogeneous, chaotic “commercial
Perhaps we descendants of the Watch and Ward convergence,” through which money was ex-
438 hop on pop

The Combat Zone was character-


ized as “an urban sideshow” that
was populated with “transients”
who had been kicked out of other
areas and suburbanites and con-
ventioneers who would stop briefly
to patronize the adult businesses.
Courtesy of The Boston Herald.

changed for a variety of entertainments and ser- they cultivated their liminal status in the “low”
vices.56 Ordinarily, cities encourage business ven- Zone, even as they resisted their representation as
tures that attract paying customers and increase criminals.
tax revenues. However, Boston was ambivalent In newspaper accounts, allegations about “or-
about the money generated by adult businesses, ganized crime” in the Zone served to give the sto-
since such goods were illegal elsewhere in the city ries a well-known “trouble frame.” Historically,
due to the zoning mechanism. In effect, the Zone many forms of adult entertainment had been ille-
was a commercial ghetto, a marketplace for adult gal, but they had been incrementally granted a
entertainments that, because of their ambiguous provisional legitimacy, which continued to be
constitutional status, were legally available, yet po- tested in the courts. Blurring the distinction be-
tentially subject to prosecution. Owners and oper- tween legal and illegal capitalist activities, local
ators were dubiously depicted, even as they be- newspaper accounts continued to insinuate alle-
haved like legitimate entrepreneurs— organizing gations of criminality. Reports frequently referred
a trade association, hiring a spokesperson, and to rumored “twice-weekly tribute” payments to
lobbying for city services. Since so many similar mobsters.57 That some of the operators and em-
enterprises were concentrated in a small area, they ployees of Zone establishments had police records
were motivated to raise the stakes for thrill-seek- was used as evidence to condemn them all. Ac-
ing consumers—the harder the core, the dirtier cording to Marvin Finkelstein’s study published in
the dance, the greater the opportunity for profits. the Technical Report of The Commission on Ob-
Despite doing the “right” things as businesses, this scenity and Pornography, vol. v (1970), a sample of
capitalistic impulse was seen as morally question- sixty-three bookstore operators and employees
able because it catered to what were perceived as was divided between those who had police records
base instincts. This ambivalence about the prod- (excluding obscenity violations which were
ucts was inscribed on the bodies of the sellers viewed as hazards of the trade) and those who
through popular and official accounts. In turn could not be classified as “criminal types.” 58
eric schaefer and eithne johnson 439

Finkelstein argued that “there [was] no necessary looking the possibility that the fear of public
correlation between individual or collective crim- stigma itself may have encouraged some owners to
inality and ‘organized crime’”; furthermore, he remain invisible.65 Other owners may have pre-
noted that no case had been “fully adjudicated” ferred anonymity to ensure privacy for themselves
nor were Boston police able to bring forth any in- and their gay customers; among the eight adult
criminating evidence.59 bookstore owners personally interviewed by Fin-
According to newspaper stories, police sources kelstein, three were “admitted homosexuals.” 66
supported the idea that “organized crime” was Making the best— or worst— of their liminal sta-
the sinister power behind adult entertainment.60 tus following the 1976 crisis when the Harvard
Finkelstein observed that police speculated that football players were stabbed, sixty Zone opera-
some Zone operators were connected with the tors established an alliance they called “bad” for
Mafia, in part because some adult materials were Boston Adult District.67 Surely, no business al-
distributed and/or produced by an outfit in Prov- liance would choose such an acronym if it feared
idence, Rhode Island, an area with a reputation for losing customers during a controversial period.
harboring mobsters.61 Yet such statements by the However, this “bad” attitude also fed into the ru-
police appeared to be based solely on personal mors that Zone businesses were associated with
perception, rumor, or evidence that was, at best, “organized crime.” Whether or not such allega-
circumstantial, such as Providence’s role as a dis- tions were based in real relations of production,
tribution center. As reported in Boston news- they may have served a variety of capitalistic inter-
papers, police called on the perceived threat ests: an enterprise with little regulation and “low”
of “organized crime” and “illegal activities” on social standing may have attracted certain entre-
downtown streets to justify frequent charges preneurs, including seasoned criminals; stigmatiz-
against Zone businesses on all sorts of violations, ing rumors of criminal and deviant types in the
from obscenity to poor lighting.62 By depict- adult business may have functioned to keep away
ing Zone operators as criminal and negligent, all but the most adventurous, preserving the bulk
officials attempted to stigmatize them. Moreover, of the profits for the select few.68
since the Zone was deprived of city services, street
criminals concentrated there—muggers, pick- patrons/johns/queers
pockets, pushers, and prostitutes—known in the Recalling descriptions of burlesque patrons in
Herald American as “‘freelance’ predators.” 63 Scollay Square, Combat Zone patrons were typi-
Thus, adult entertainment was further stigma- cally described as a mix of men across class and so-
tized, and the adult district remained a “danger- cial lines. Parker’s Ceremony (1982), one of his
ous movement zone,” visibly marked not only by popular novels about Boston private eye Spenser,
glaring signage and blighted buildings, but also by colorfully illustrated the Zone’s attractions for
the transient types routinely chased out of other men:
neighborhoods.
Time stood still in the Combat Zone. You could see
For their part, Zone operators charged that
a dirty movie or a quarter peep show at most hours
they were harassed when it was good for police
of the day or night. You could purchase a skin mag-
publicity.64 Not surprisingly, some operators at-
azine specialized in almost every peculiarity. You
tempted to remain anonymous. In those cases,
could get a drink. Fellatio. Pizza by the slice, adult
news accounts intimated that “hidden” or “undis-
novelty items. Everything necessary to sustain the
closed” ownership of Zone businesses was an in-
human spirit. The neon lights and oversized flash-
dication of “organized crime” involvement, over-
440 hop on pop

ing bulbs and crudely drawn signs that advertised all lawyer or businessman.” 71 Roberts’s rhetoric re-
of this and much more (All Live Acts! Nude College called the cast of characters—particularly the
Girls!) were plastered onto old commercial build- “bald-headed men”—typically associated with the
ings, some of them once elegant in the red brick and Old Howard in Scollay Square. Due to the Zone’s
brownstone that Boston had been built in. Above sexually permissive environment, newspaper sto-
the one-story glitz of the Combat Zone the orna- ries hinted or charged that otherwise respectable,
mental arched windows and intricate rooflines of married men might be inclined to take up with
the old buildings were as incongruous as a nun at a prostitutes. Lt. Det. Anthony J. DiNatale provided
stag film.69 this characterization for Roberts’s provocative ar-
ticle: “Men from truck drivers to college profes-
Parker’s passage stereotypically inscribes gen-
sors frequent [the Zone]. And that includes the
der and sex into the Zone’s cityscape: the prover-
husband who comes in town for Christmas shop-
bially fallen woman is written into the contrast be-
ping with his wife, but spends his time watching
tween the “once elegant” ornamentation and the
erotic dancers or porno films and then goes off
seductive “glitz,” beckoning the male visitor. With
with a hooker.” 72 Thus, sexual contact was pre-
its mobile gaze and sophisticated appreciation for
sumed to follow exposure to sexual entertain-
this urban arcade, Parker’s prose not only draws
ments as if they were contaminants. Following
on the traditional address of hardboiled detective
this logic of contamination, any man might be
fiction but also invokes that much discussed liter-
converted into a john.
ary figure, the “flaneur.” According to Elizabeth
If this temporary transformation could be ex-
Wilson, this particular bourgeois subjectivity in-
cused for unattached men, particularly college
scribes an “essentially male consciousness. Sexual
students, it could not be so easily tolerated for oth-
unease and the pursuit of sexuality outside the
ers because of the potential negative impact on
constraints of the family [is] one of its major pre-
home and family life. Moreover, in this homoso-
occupations.” 70
cial environment, men might be presumed to en-
Not surprisingly, press accounts of the Combat
gage in sex acts with men, even men dressed like
Zone wrestled with the issue of sexual contact be-
women, as with gay drag show performers and
tween male and female bodies. In this way, the
prostitutes. Herald columnist and Back Bay busi-
Zone was seen to follow in—and was called on
ness representative Dan Ahern urged law en-
to perpetuate—the tradition of a separate sphere
forcers to end the “chauvinism” that allowed male
for adult male entertainments. Zone patrons were
prostitution to continue without punishment, es-
comically hailed as thrill-seeking men, among
pecially in residential neighborhoods adjacent to
them suburbanites, conventioneers, professors,
the Zone.73 Based on her tour, Roberts’s article
and inexperienced college students. Detailing a
provided the most sinister mix of porn, pimps,
1976 tour of the area with two plainclothes de-
and gays. Of the “tacky, tarnished” Carnival—a
tectives, Eleanor Roberts provided this descrip-
gay bar—she wrote: “It was a dismal scene. Seed-
tion for the Herald: “A distinguished gray-
ily-dressed men drooping on stools over drinks,
haired man tamped down the tobacco in
trying to pick up other homosexuals.” Sounding
his pipe, puffed on it—and never took his
the alarm for the heterosexual family, Roberts de-
eyes off the performer. Hollywood might have
scribed a “three-year-old [girl] perched on a stool
cast him as a judge or a stockbroker. There were a
at the bar with her lesbian mother and a friend,”
couple of florid-faced, bald types and a handsome
who watched as “two homosexuals kissed, em-
dark-haired young man with a neatly-clipped
braced and whispered terms of endearment.” 74
mustache who could have been taken for a young
eric schaefer and eithne johnson 441

Demonizing both gay sex and lesbian mothers, city spectacle encourages self-definition in its
Roberts focused on sexuality—and its presumed most theatrical forms.” 77 Comparing the Combat
potential to contaminate public space—rather Zone to a carnival, Globe reporter Robert Camp-
than on the sociality of these environments. Ac- bell described it thus, “Architecture and schlock,
counts like this opened up the gay bar scene to mystery and a little sin, plus a lot of theatrics.” 78 In
official scrutiny, jeopardizing one of the few pub- the Zone, entertainers and prostitutes, who also
lic spaces in Boston for gays and lesbians to meet make theatrical self-display their business, were
openly. As Elizabeth Wilson observes regarding thrown together in a very tight space. Like his-
the experience of gays and lesbians in cities: “Ur- torical characterizations of popular entertainers,
ban life provided the space in which subcultures from nineteenth-century ballerinas to twentieth-
could flourish and create their own identities, yet century burlesque dancers, local accounts of
the more visible they became, the more vulnerable women working in the Zone tended to collapse the
that made them to surveillance and contain- boundary between displaying the female body for
ment.” 75 That Boston’s Combat Zone could be pay and providing sexual contact for pay.
perceived as a transgressively queer space was a Like the Zone’s spectacular signage, women
convenient threat bandied about by adult enter- working in the area were described as deliberately
tainment opponents. From the mid-seventies to drawing attention to themselves. In Ceremony,
the early eighties, as City Councilor Raymond Parker provided this dramatic description of Zone
Flynn launched his successful bid for mayor of prostitutes, as seen by Spenser: “They both wore
Boston, he promoted a concerted effort to drive blond wigs. They both had on slit skirt evening
out all sex businesses. The Zone was vilified as “a gowns with sequins and cleavage. The white girl
notorious gathering place of homosexuals.” 76 wore open-toed sling-back high heels. The black
Taking the contamination theory of sex exposure girl had on boots.” 79 Spenser’s investigative gaze
to its logical extreme, not only might patrons of was conveniently unobstructed because they were
adult entertainment become johns, but also they both wearing “transparent plastic raincoats.” Not
could become truly queer, shaking the city by dis- only were flamboyant prostitutes a staple in local
mantling its foundation in the bourgeois family. press coverage of the Zone, but also the college
student/stripper was frequently mentioned.80 The
entertainers/prostitutes “totally nude college girl revue” was a big draw at
Eleanor Roberts’s tour implied that the Combat Zone clubs. Area advertising exploited the sensa-
Zone was too dangerous for any respectable tional and stereotypical concept of the seemingly
woman to visit without official male chaperones. respectable “co-ed” who stripped for fun. To dis-
Other accounts also implied that any woman en- tinguish between stripping and prostitution, news
tering the Zone might be taken for an entertainer accounts emphasized that the “real” students were
or prostitute, even those who had to pass through usually drawn to the work to pay tuition or earn
the area on their way to shops, offices, or the money for more respectable goals.
nearby medical center. In The Sphinx in the City, Regardless of their status, women working in
Elizabeth Wilson observes that both flaneurs and the Zone were suspected of criminal intent, much
city planners have long feared that any woman like the owners of adult businesses. News stories
might be mistaken for a streetwalker, especially in took special interest in scams and tricks that might
disreputable areas. According to Wilson, this befall thrill-seeking male patrons, especially where
problem for women stems in part from the fact women’s bodies were displayed. A Herald story
that “there is no identity without visibility, and the noted a typical ploy involving women: “Money
442 hop on pop

can go fast inside a drinking spot. As the nude profile drawn from a local survey: twice as many
dancers weave what is intended to be an exotic males as females, predominantly teenagers and
spell, the bar girls go into action. They ask for a young adults, from low-income, nontraditional
drink that can cost $6, and a ‘gero bomb’ (Jer- families.84 Quoting expert opinion that “most rob-
oboam—large bottle of champagne) can go for beries and assaults are intraracial,” Taylor added
up to $500 if the man is a ‘real sucker,’ undercover that the local survey indicated blacks and whites
investigators report.” 81 Although prostitution was suffered victimization equally. Thus, poor, espe-
never legal in the Zone, the “anything goes” atmo- cially male, youth were depicted as most in danger
sphere and sluggish enforcement of existing laws of being robbed and/or assaulted and most likely
allowed it to occur. In news stories, distinctions by their peers. Such cases were not considered es-
between “good” and “bad” prostitutes emerged. pecially newsworthy. The events of November 16,
Good prostitutes were those who provided their 1976, challenged this victim profile. Indeed, the
services for a set price and moved on to the next journalistic “trouble frame” for representing the
trick without attracting too much attention. Bad Zone could now map it as a theater of war in which
ones might use the job as a ruse to steal money power relations (regarding race, sex, and class)
without servicing patrons. Debra Beckerman, were dangerously inverted—predatory prosti-
the spokesperson for Zone businesses who also tutes and transient black men were seen to prey on
danced in clubs, described such women as “pseudo privileged white men.
prostitutes [and] robber barons.” 82 As she ex- Following an annual celebration at the Harvard
plained in news accounts, these “robber barons” Club, several Harvard football players went to the
were female muggers disguised as prostitutes who Zone’s Naked i nightclub. This outing came to a vi-
duped prospective johns and deprived good pros- olent end in the early morning hours. Newspaper
titutes of opportunities to work. In the Combat articles on the case invariably described how, after
Zone, everyone was suspected of having a duplici- leaving the club, the athletes attempted to retrieve
tous, hybrid nature, and nothing was ever quite a wallet allegedly stolen by one of two or three
what it appeared to be. In the city’s Imaginary, the black prostitutes they rebuffed as they prepared to
Zone was mapped as a stereotypically sexualized leave the Zone. As typically reported, several black
body, impure yet desirable. men—accounts ranged widely from six to ten—
came to the aid of the prostitute by attacking the
players, stabbing Thomas Lincoln and Andrew
Combat Zone as Theater of War
Puopolo. News accounts hailed the heroic patrol-
Although the Combat Zone was characterized as men who transported the wounded Puopolo to
a blighted place populated by an unsavory lot, the hospital instead of following regulations and
violent crime in the Zone received little atten- waiting for emergency medical technicians.
tion prior to November 1976. Indeed, one police The swift response to the stabbing was coinci-
spokesman claimed early that year that crime in dentally determined by an increased police pres-
the area “hasn’t changed much. It’s still a haunt ence following the release of an internal report
for purse-snatchers and pickpockets, but crimes on November 8 by outgoing Commissioner Rob-
such as murder and auto theft are much lower ert DiGrazia. The report charged the Boston Po-
than in other parts of Boston.” 83 One reason lice Department with corruption and laxity—
crime was seldom noted may have been dictated, particularly District 1, which included the Com-
in part, by the profile of typical victims in the bat Zone. Subsequently, the new commissioner
downtown area. In October 1976, Boston Globe re- vowed to improve the force. As described by Rich-
porter Jerry Taylor provided the following victim ard Steele and Richard Manning for Newsweek, on
eric schaefer and eithne johnson 443

When this photo appeared in


The Boston Herald in Novem-
ber 1976, following the stabbing
of two Harvard football players
in downtown Boston, it was
captioned, “More police in
evidence on Washington St.
in the heart of the Combat
Zone, now reportedly being
‘squeezed’ by organized crime.”
Courtesy of The Boston Herald.

November 15, “the police reacted to the report ‘combat medicine,’ not unlike the Medevac-style
with a massive show of force, assigning the 25- medicine of Vietnam.” 87 When the story was re-
man vice-control unit to ‘saturation’ duty in the printed verbatim in the next day’s morning edi-
area and hauling off prostitutes to jail by the tion, it became “Tufts New England Saves an Ath-
dozens.” 85 Thus, an unusually large number of lete’s Life with Its Combat Medicine.” If once the
police were on the streets, and the “atmosphere in Combat Zone earned its name for the off-duty
the zone grew increasingly ugly” (35). The Globe’s military men it attracted, now it could clearly be
first story on the football players case observed associated with the horrors of the battlefield it-
that “the stabbings coincided with the first night self. The war on vice was subsequently waged in
that a substantial increase in patrolmen was or- and around the Zone to prevent contamination
dered for the Combat Zone by new police com- from this area, which was variously identified as
missioner Joseph Jordan.” 86 Their rescue effort a “sewer,” a “cesspool,” and, by City Councilor
and concern for Puopolo’s condition diverted at- Raymond Flynn, as a “terminal cancer zone.” 88
tention away from the charges against the police On the meaning of military terms to represent ill-
force. The Harvard athlete never regained con- ness, Susan Sontag writes, “To describe a phe-
sciousness and died several weeks later. During nomenon as a cancer is an incitement to vio-
those intervening weeks, press and public scrutiny lence.” 89 People who called for the elimination of
was focused on the Zone and the adult entertain- the district ominously hinted that violence and
ment it contained. vice presented a kind of unwinnable urban war so
Building on the “trouble frame,” press cover- long as the Zone was officially sanctioned for adult
age quickly exploited metaphors of illness and entertainment. According to critics, this quaran-
warfare. For instance, the first report on Puopolo tine was now seen as irresponsibly liberal and
from the Boston Evening Globe was titled “Quick ineffective in protecting the city from contamina-
Action by Doctors, Police Saved Puopolo.” The tion. What was to have been “a little bit of Co-
story’s lead sentence stated, “Because of its prox- penhagen” was becoming a whole lot of trouble.90
imity to the Combat Zone and South End, Tufts- After the football players were stabbed, the
New England Medical Center gets plenty of op- marginal people associated with the Zone sud-
portunity to practice what one of its surgeons calls denly became larger than life in the popular Imag-
444 hop on pop

inary; alarmist reports suggested a forcible inva- up with what’s going on down there.” 96 This spa-
sion of the city. Newspaper accounts dramatically tialization of the Zone as “down there” was ar-
rendered the events of November 16 by privileging ticulated mostly by the police, city officials, and
binary oppositions: white, male, ivy leaguers vs. especially opponents of the Zone. Quotes that lo-
black, knife-wielding males and predatory prosti- cated the Zone “down there” appeared regularly
tutes. These narratives frequently referred to a in the more conservative Hearst-owned Herald
“group” of black men who, according to a police and were echoed in subsequent stories both locally
source, “materialized ‘from nowhere’” to aid the and nationally. The liberal, independent Globe
prostitute and attack the football players.91 Sinis- also discursively located the Zone as a place of vi-
ter descriptions of an organized agency on the part olence and vice represented through women’s
of these men and sensational terms—“fracas” and bodies and the traffic in prostitution. Globe re-
“melee”—to describe the scene suggested that the porter John Cullen quoted a patrolman stationed
attackers employed guerrilla-style tactics, recalling in the Zone after the stabbings: “ ‘This place looks
the way the Viet Cong had been characterized.92 like the Berlin Wall,’ he said. ‘Every 10 feet there is
Several days after the stabbings, Donald Gould, an an armed guard and every place you turn down
off-duty state trooper, died of a heart attack here, there’s a uniformed cop.’ ” 97
brought on by fighting in the Zone with a shad- That the Zone was “down there” indicated
owy figure identified only as “Richie.” 93 Outrage more than a geographical location on lower Wash-
over the Combat Zone mounted. Herald colum- ington Street; rather, this sexualized spatialization
nist Jim Delay scripted this sensational account related to an “imaginary geography,” 98 As an in-
of Zone denizens: “There are super-sedulous verted world, the Zone was seen to privilege the
murderers and thieves. Mostly, though, there are lower part of the body, particularly the female
creeps. These creeps are difficult to see clearly in genitals. What was normally “down” was “up” in
the dark. In the sunlight— even if touched by one the Zone— on signs, stages, and screens. Women
pale sunbeam—they would melt into sticky little who worked in the Zone, especially “common
puddles on the Combat Zone sidewalk.” 94 An illu- streetwalkers,” were marked as threats to the
sive, even supernatural, ability was also attributed social order when they stepped out of the contain-
to area prostitutes. None were apprehended nor ment area. According to Sibley, dominant dis-
charged for stealing the football player’s wallet. course seeks to reject polluting bodies by displac-
Nevertheless, not a single reporter from the ma- ing them: “This ‘elsewhere’ might be nowhere, as
jor dailies raised any doubt about the guilt of the when genocide or the moral transformation of a
prostitutes or the validity of the athletes’ accounts minority like prostitutes are advocated, or it might
of the incident. Not coincidentally, the most stri- be some spatial periphery, like the edge of the
dent opposition to the Combat Zone decried the world or the edge of the city.” 99 In Boston, prosti-
“aggressive hookers” who defied public morals tutes came to represent desires mobilized, and
and resisted police efforts at control.95 made mobile, by the presence of adult enter-
Two days after the Harvard football players tainment in the core of the city. To keep them in
were stabbed, the Herald ran a front-page story in their place “down there,” police had usually
which then City Councilor Raymond Flynn railed herded them back into the Zone rather than book-
against the Zone. He warned that “Downtown ing them all. However, after November 16, 1976,
Boston is going to become a smut capital of the such leniency was publicly criticized. For instance,
nation unless we take some swift, decisive, forceful on November 21, 1976, Herald columnist Dave
action” and further asserted that citizens were “fed O’Brian summed up the “official tolerance” of the
eric schaefer and eithne johnson 445

This Boston Herald photograph


of lower Washington Street was
captioned, “The hookers are
definitely more aggressive.”
Courtesy of The Boston Herald.

Zone since 1974: “even as . . . the vice squad in- than undermine the economy. They rob pedes-
sisted that its job was still to enforce the letter of trians and when people resist they are kicked,
the law down there, the police were leaning more gouged and knifed.” 103 In sum, from Novem-
toward chasing the hookers out of Park Square, ber 16, 1976, on, issues of gender, race, and capital
the theater district and Bay Village, and back into were transcoded into a discursive domain of vice
the [Combat Zone]. Where they belong.” 100 Be- warfare wherein the bodies of the Zone’s marginal
cause this “down there” was the city’s “elsewhere” people appeared to be grotesquely out of pro-
of vice, such women could contaminate the city by portion, threatening to overpower Boston’s re-
crossing out of the Zone. spectable citizens.104 From November 15 to 30, the
Indeed, violence and vice could both be Globe reported that “93 persons [had] been ar-
mapped onto the bodies of those “aggressive” rested in the Combat Zone, including 43 for pros-
prostitutes and “common streetwalkers.” Espe- titution, 13 for liquor violations and seven for
cially from the Herald’s perspective, the city was common night-walking. Also 66 complaints were
seen to be invaded by an “army” of hookers and drawn up . . . charging a number of persons with
undesirables intent on “savagery.” 101 This alarmist disseminating obscene material.” 105 Moreover,
view dates from the nineteenth century when press stories made it seem that the city’s very econ-
Western city planners interpreted the “urban ex- omy was the spoil of this urban battle. By clamp-
perience as a new version of Hell,” represented ing down on the Zone’s legitimate businesses as
as the “female Sphinx, the ‘strangling one,’ who well as the street traffickers, city officials could ap-
was so called because she strangled all those who pear to be attacking the cause of violence—this
could not answer her riddle: female sexuality, quarantined district afforded the police a theater
womanhood out of control, lost nature, loss of of war in which dangerous Others could always-
identity.” 102 Exploiting the traditional association already be located. In contrast to press coverage of
of female sexual agency with urban danger, Herald the football players’ case, little sympathetic ink
columnist Dan Ahern wrote: “Hookers do more was spilled nine months later when Debra Becker-
446 hop on pop

man, now identified as a “dancer-publicist” for not invariably, [moral] panics concern contested
Zone businesses, mysteriously disappeared.106 spaces, liminal zones which hostile communities
are intent on eliminating by appropriating such
spaces for themselves and excluding the offending
Assimilating the Zone
‘other.’ ” 111 Just such a moral panic was created in
After the football players’ case, newspaper stories Boston as a result of the coverage accorded the
began predicting the death of the Zone. The 1976 Harvard football players’ case. As the Globe’s Rob-
vice war so stigmatized the Combat Zone as a dan- ert Campbell recalled a few years later, “About the
gerous place— especially for middle-class, white same time as the Puopolo murder, an acquain-
men—that it peaked as an adult attraction a short tance of [a bra] planner was strangled on Mt.
time later, 1977–1978. Every time a theater, an Vernon Street [on Beacon Hill]. No paper or tv
adult bookstore, or strip joint closed after that, station mentioned the crime. It didn’t have the
officials and reporters rushed to pronounce the myth-power of the killing of a Harvard student in
death of the adult district.107 However, since it was a den of iniquity.” 112 Not only were the athletes
the only area zoned for adult businesses, such en- stabbed in an area considered disturbing to the
trepreneurs persisted; thus, observers had to con- official body politic, but also this case followed the
cede that the ailing Zone was always “down but recent revelation that the police department was
not out.” 108 This popular framing of the Zone as a troubled by lax law enforcement as well as corrup-
perpetually moribund place echoed the anthropo- tion. In this moment, the difference between do-
morphized discourse of urban planning, which mains— official culture’s “high” and the Zone’s
had mapped a body—subject to health and sick- “low”—threatened to disappear in the city’s rep-
ness— onto the cityscape. Instead of eradicating resentation of itself. By making the Zone and its
the Zone in the manner of Scollay Square, the city marginal people symbolically central to the city’s
had used a zoning amendment to quarantine the Imaginary as contaminants, popular representa-
blighted “low” within the official body politic. The tions perpetrated a moral panic. Periodic crack-
1976 crisis allowed the city to begin to constrict downs on prostitutes and transients forced their
the Zone by two means without having to con- displacement from the area without having to ad-
front First Amendment issues regarding adult en- dress the economic needs of such people through
tertainment: first, by discouraging adult busi- any official process. In this way, Boston police
nesses through bureaucratic procedures—license served notice that such people would not be tol-
hearings, building codes, and safety citations; sec- erated in an area that had once been conceded
ond, by encouraging developers to assimilate the to them.
area along the downtown spine.109 Assimilation Although people lived in the Zone and in the
was contingent on the exhaustion of adult enter- adjacent Park Square—in single-room-occu-
tainment as an economically viable attraction. Be- pancy hotels (sros), in the retired merchant
cause the containment strategy clustered adult marines’ home, or in homeless shelters—these
businesses in an area badly neglected by the city, places were never perceived or treated as residen-
property values dropped over time. Only as adult tial areas. A manager of the Naked i put it this way
entertainment dispersed to the suburbs and video in 1984, “The Combat Zone really isn’t a neigh-
stores in the 1980s, could the Zone be safely do- borhood. It’s more like the reverse of a neighbor-
mesticated for new development projects.110 hood, where a person can be anonymous if he feels
In order for “spoiled” space to be assimilated, it like it. The zone is the orphan of the city for the or-
has to be purified through the purging of its “low” phans of the city.” 113 Over time, illegal squatters
Others. According to David Sibley, “Often, but were evicted, the shelters closed, the merchant
eric schaefer and eithne johnson 447

The Pilgrim Theater and the


Naked i fall to the wreckers in
January 1996. Photo by Eric
Schaefer.

marine home was demolished, and sros were the area, began to shoot up, forcing others to
converted to other uses.114 Adjacent to the Zone, close.118 The State successfully assimilated one
Chinatown suffered from the dominant anti-resi- corner of the Zone with a multimillion dollar
dential perception of the urban core, in part be- Transportation Building. A mall development on
cause mixed commercial /residential zoning had the downtown spine, Lafayette Place, failed but is
already been implemented in that area. Indeed, undergoing revival. The adult businesses that an-
Chinatown civic groups had opposed the adults chored the Zone—the Pilgrim Theater and the
uses district. Nevertheless, a growing immigrant Naked i— closed after property owners decided
population, especially “more women and chil- to demolish those buildings for a parking lot.119
dren,” forced that neighborhood to expand in the Moving into the area, Emerson College purchased
direction of the stigmatized Zone.115 In 1980, the and refurbished the Majestic Theater and acquired
Chinese Economic Development Council pur- buildings for office and classroom use. In 1995, the
chased the Zone’s Boylston Building, which college turned the massive 1916 Little Building,
housed several adult establishments, including abutting the Zone, into a student dormitory. Suf-
“some kind of men’s health club,” as reported by folk University followed Emerson’s lead, convert-
Ahern.116 Replacing those businesses and a gay ing a building a few blocks away into a dormitory.
bathhouse with a Chinese cultural /commercial Thus, in these more lucrative versions of the sro,
center was seen as a major step in reclaiming the college students have replaced the “college revue.”
Zone for other business ventures. Writing about Perhaps the most striking change can be found in
efforts to shrink the Zone in 1981, John Yang com- the construction of the Ritz-Carlton Towers on
mented, “the combatants that appear to be the former parking lots running along Avery Street
most effective in this battle against the profiteers between Washington and Tremont. The creation
of sex are the profiteers of real estate.” 117 of luxury condominiums on what was once the
New landlords within the Zone evicted adult most feared piece of real estate in the city repre-
businesses. Low rents for theaters and storefronts, sents the final phase in the purification of the
which had once attracted such entrepreneurs to Combat Zone.
448 hop on pop

The history of Boston’s Combat Zone paral- early 1976. Protests against that film provided a
leled adult entertainment’s emergence into the guiding logic for opposing adult entertainment—
public sphere in the United States in the 1960s that exposure can lead to physical violence—for
and 1970s: moving from a gaudy high profile ex- the antipornography discourse that rapidly gained
pression of sexual liberation, to concern over its ground. That logic contributed to the virtual evac-
negative impact on individuals and families, to uation of the Combat Zone by adult businesses. It
its gradual disappearance as it moved into the did not, however, kill the ostensible contaminant
home via domestic technologies—vcrs, cable, itself, since adult entertainment was dispersed
and home computers.120 The Combat Zone briefly across Boston through other means, especially in
flourished, with official sanction, during a period legitimate video stores.123
when adult entertainment appeared to be achiev- We suggest that adult entertainment was fur-
ing respectability. During the late 1960s, more and ther stigmatized at the very moment in which
more “sexploitation” films had moved into gen- what had historically been “low” culture for (pre-
eral release. Films made by Russ Meyer (Vixen, sumably) heterosexual men became more public
Goodmorning and Goodbye) and Radley Metzger and accessible to women and to gays. The Combat
(Camille 2,000, The Lickerish Quartet) were no- Zone crisis following on the heels of the Snuff
table because they appealed not only to men, but controversy indicate that 1976 marked a shift in
also to growing numbers of women and the valu- the contemporary elaboration of sex as contami-
able “couples” market. With the advent of hard- nant and the ways in which certain bodies were
core features and “porno chic,” sparked by the re- positioned in such discourses. This shift has had
lease of Deep Throat (1972), adult entertainment enormous implications as socially conservative ar-
began to attract a wider audience. Boston’s zoning guments have been officially popularized, while
strategy was offered as a fair-minded acknowledg- others—“liberal” and “sexual liberationist”—have
ment of the pragmatic coexistence downtown of been marginalized. The Combat Zone crisis il-
adult entertainment and legitimate theaters. Op- lustrates the way adult entertainment has been
ponents resisted this zoning strategy, and, in the demonized as a pathological form of culture—
wake of the football players’ case, sought political particularly on the grounds that it contaminates
power by vilifying “liberals” for making the city, public space. Urban planning, whether Burnham’s
and by implication the family, vulnerable to this “City Beautiful,” Le Corbusier’s “Radiant City” or
“cancer.” any of the myriad schemes carried out in urban
Both locally and nationally, the Combat Zone spaces around the world, has been unable to turn
came to represent a failed social “experiment” ini- the city into a utopia. But, as Elizabeth Wilson cau-
tiated during a more liberal era; and its blighted tions, “Both the utopia and the architectural trea-
appearance signified contamination at the center tise proceed from the assumption that human
of a major city. During coverage of the 1976 vice deviance and unreason can be wiped out by the
war, the Herald quoted Thomas Walsh of Morality perfect plan.” 124 The effort to move Boston closer
in Media of Massachusetts, who reportedly said: to utopia, first by quarantining then by shrinking
“We wouldn’t go there [Zone] after 8 p.m. because the Combat Zone, was rife with contradictions.
you’re liable to get killed.” 121 The Herald’s politi- The morality and antipornography campaigns
cal editor, William J. Lewis, opined: “Life, of that began gaining ground in 1976 sought to elim-
course, is cheap in the Zone. Deaths are common- inate that which was presumed to be deviant in the
place.” 122 These conservative comments echoed name of saving women and bourgeois families.
the moral outrage that emerged around Snuff in However, as we have indicated, deviance was not
eric schaefer and eithne johnson 449

only identified with a space that was sexually and worthy because of its prior association as a place of
racially demarcated, but was also located on the trouble”; therefore, journalists continued to use the
very bodies of marginal people— especially fe- “trouble frame” when reporting on that neighborhood
(249).
male prostitutes—taken to represent the “porno
9 Mary Ellen Carter, “The Combat Zone: Our New Next
plague.” To purify the public space contaminated
Door Neighbor,” Berkeley Beacon (Apr. 6, 1995): 4 –5.
by adult entertainment, not only did those bodies 10 Lewis Mumford, The Culture of Cities (1938; New York:
have to be swept away, but also the legitimate adult Harcourt, Brace, Jovanovich, 1970), 301.
businesses had to be so stigmatized that patrons, 11 Ibid.
especially middle-class men, would be repelled. 12 Martin Meyerson and Edward C. Banfield, Boston: The
Perhaps most ironic, this purging of adult enter- Job Ahead (Cambridge, MA: Harvard University Press,
tainment in public spaces, in the name of the 1966), 1.
13 Lawrence W. Kennedy, Planning the City Upon a Hill:
bourgeois family, helped speed pornography’s do-
Boston since 1630 (Amherst: University of Massachu-
mestication via cable, vcrs, and the Internet. Bos-
setts Press, 1992), 158 –59.
ton and other cities were “saved” by taking por- 14 Ibid., 161.
nography out of public spaces and putting it into 15 Sociologist Herbert Gans’s study, The Urban Villagers:
the private space of the home. Group and Class in the Life of Italian Americans (1962),
became a classic in participant-observation research.
The last section of the Charles River Park complex is
Notes currently being developed but continues to stir contro-
versy due to issues relating to the displacement of the
Our thanks to Helene Johnson for sharing original
original area residents.
documents from the Park Plaza Civic Advisory Com-
16 Our understanding of Scollay Square is based on plan-
mittee and the Back Bay Association. With Dan Ahern,
ning documents, newspaper accounts, and, to a large
she prepared and designed the Downtown as an Arts
extent, David Kruh’s book, Always Something Doing: A
Center report (1976); they also worked with the bra
History of Boston’s Infamous Scollay Square (Boston:
to develop the interim report, Entertainment District
Faber and Faber, 1990).
Study (1974).
17 Kathy Peiss, Cheap Amusements (Philadelphia: Temple
1 For more on the snuff controversy, see Eithne Johnson
University Press, 1986), 141– 42.
and Eric Schaefer, “Soft Core/Hard Gore: Snuff as a
18 Stewart Holbrook, “Boston’s Temple of Burlesque,”
Crisis in Meaning,” Journal of Film and Video, 45 (2 –3)
in The Many Voices of Boston: A Historical Anthology,
(summer–fall 1993): 42 –59.
1630 –1975, ed. Howard Mumford Jones and Bessie
2 “The Porno Plague,” Time (Apr. 5, 1976): 58 – 63.
Zaban Jones (Boston: Atlantic Monthly Press/Little,
3 Peter Stallybrass and Allon White, The Politics and Po-
Brown, 1975), 387.
etics of Transgression (Ithaca, NY: Cornell University
19 Kennedy, Planning the City Upon a Hill, 177.
Press, 1986), 145.
20 Kruh, Always Something Doing, 133.
4 Ibid.
21 Although the phrase “New Boston” was coined early
5 Stallybrass and White cite and elaborate on Babcock’s
in the century, it was popularized in the postwar pe-
formulation: “What is socially peripheral is often sym-
riod. Lawrence W. Kennedy credits Mayor John F. Col-
bolically central” (ibid., 20).
lins “for making ‘New Boston’ a reality as well as a
6 Ibid, 193.
watchword” in the 1960s (Planning the City Upon a
7 Simon Cottle, “Stigmatizing Handsworth: Notes on Re-
Hill, 157).
porting Spoiled Space,” Critical Studies in Mass Com-
22 Larry Ford, Cities and Buildings: Skyscrapers, Skid Rows,
munication 11 (1994): 249.
and Suburbs (Baltimore: Johns Hopkins University
8 Cottle argues that a neighborhood populated by lower-
Press, 1994), 86.
income, minority residents became a “racialized sign”
23 Boston Redevelopment Authority/Park Plaza Civic Ad-
through media coverage, receiving far greater visibility
visory Committee, Entertainment District Study, In-
than warranted (ibid., 239). The area became “news-
450 hop on pop

terim Report (Boston: Boston Redevelopment Author- 41 Janice Elliott, “bra’s Proposal to ‘Contain’ City’s Com-
ity, April 1974), 4. bat Zone Is Blasted, Defended,” Boston Herald Ameri-
24 M. Marvin Finkelstein, “The Traffic in Sex-Oriented can (Sept. 12, 1974): 4.
Materials in Boston,” in Technical Report of the Com- 42 Ibid.
mission on Obscenity and Pornography, vol. 4, ed. 43 Ibid.
W. Cody Wilson (Washington, D.C.: U.S. Government 44 Robert Jordan, “Boston Board Approves Zone for
Printing Office, 1970), 104 –5. Adult Shows,” Boston Globe (Nov. 15, 1974): 1, 17.
25 We have not been able to pinpoint the exact date when 45 Ibid., 1.
this area became known as the Combat Zone, but 46 “Boston Designates ‘Combat Zone’ as Only Permissible
sources suggest that it emerged in the early to mid- Area for Porno,” Independent Film Journal (Dec. 11,
sixties. Most likely, reporters popularized a name that 1974): 8; “High Court Mulls Legality of Anti-Smut Zon-
was already in circulation on the streets. According to ing Maneuvers,” Independent Film Journal (Oct. 29,
landscape architect Shirley Kressel, “servicemen came 1975): 5. The city made a half-hearted effort to give the
to the garment district for uniforms,” which suggests area a new identity by renaming it Liberty Tree Park af-
that the adult spots were established nearby to take ad- ter a historic tree that had once grown on the site. The
vantage of this preexisting pattern of movement in the “park” amounted to a stretch of brick sidewalk and
area (Carter, “Combat Zone,” 4). a few spindly saplings. As Ahern and Johnson put it,
26 Bob DiIorio, “Smut Sales Are Booming in Boston,” the “bra built the expensive brick-lined, brightly lit
Sunday Herald Traveler (June 29, 1969): 37. Liberty Park as a ‘catalyst for investment’ and they got
27 Finkelstein, “Traffic in Sex-Oriented Materials,” 105. three more dirty bookstores and a strip club” (Down-
28 Ford, Cities and Buildings, 89. town as an Arts Center [Boston: bra, 1976]).
29 Dan Ahern, Boston’s Red Districts (Boston: Back Bay As- 47 Carter, “Combat Zone,” 4.
sociation, 1972), 5. 48 “Combat Zone,” Newsweek (Dec. 2, 1974): 43.
30 According to Larry Ford, sros were a tradition in the 49 bra, Boston’s Adult Entertainment District (Boston:
United States: “For at least a century, hotel living was bra, Jan. 1976).
considered an acceptable and respectable housing al- 50 Ahern and Johnson, Downtown as an Arts Center, n.p.
ternative for (male) bachelors, retirees, and others who 51 Paul Corsetti and Jim Morse, “Combat Zone Concept
were not interested in the task of running a home” Held Failure; Tight Enforcement Plans Revealed,” Bos-
(Cities and Buildings, 69). ton Herald American (Nov. 30, 1976), 11.
31 Ibid., 70 –71. 52 Terry Minsky, “Those Who Live, Work, or Hang Out in
32 Park Plaza Civic Advisory Committee, Park Plaza (Bos- Area Feel It Serves a Need,” “The Combat Zone: Can It
ton: Park Plaza Civic Advisory Committee, n.d.), 4. Survive? Second in a Series,” Boston Globe (Dec. 28,
33 Citizen groups feared that the high-rises permitted in 1984): 14.
these plans would “Manhattanize” Boston, so they lob- 53 Robert Campbell. “They’re Out to Get the Combat
bied against them; a scaled-down version was finally Zone!” Boston Sunday Globe (April 16, 1978): B4.
completed in the 1980s to attract wealthy residents and 54 Stallybrass and White, The Politics and Poetics of Trans-
visitors (Park Plaza cac, Park Plaza, 6). gression, 31.
34 Ibid., 4. 55 Carter, “Combat Zone,” 5.
35 Kennedy, Planning the City Upon the Hill, 208; Ahern, 56 Stallybrass and White, The Politics and Poetics of Trans-
Boston’s Red Districts, 6. gression, 27.
36 Ahern, Boston’s Red Districts, 3. 57 William J. Lewis, “Pleasures in the Zone Not Cheap,”
37 Ibid., 1. Boston Herald American (Nov. 27, 1976): 18.
38 David Sibley, Geographies of Exclusion (London: Rout- 58 Finkelstein found that a fairly high percentage of em-
ledge, 1995), 24 –25. ployees in adult bookstores had juvenile offense rec-
39 bra/cac, Entertainment District Study, Interim Re- ords; in comparison, those operators who had police
port, 26 –27. records had been charged with a high percentage of
40 Earl Marchand, “Troublesome Combat Zone Here white collar crimes (“Traffic in Sex-Oriented Materi-
to Stay, City Planners Say,” Boston Herald American als,” 62 – 65).
(Dec. 9, 1976): 3. 59 Ibid., 66, 67, 77.
eric schaefer and eithne johnson 451

60 Paul Corsetti and Earl Marchand, “Zone Known Far, not those charged are rumored to be associated with so-
Wide, ‘Secret’ Owners Sought,” Boston Herald Ameri- called organized crime. Other industries—from waste
can (Nov. 24, 1976): 3. management to mainstream film making—have been
61 Finkelstein, “Traffic in Sex-Oriented Materials,” 76 –77. accused of such collusion, as well as rumored to include
62 Joan Vennochi, “Cleanup Poses Its Own Questions,” mob and criminal types. However, such rumors have
“The Combat Zone: Can It Survive? Last in a Series,” usually failed to generate as much moral indignation
Boston Globe (Dec. 29, 1984): 2. as those that connect criminals with sex businesses.
63 Earl Marchand and Paul Corsetti, “Crime Bosses Therefore, cultural critics must continue to question
Squeeze Zone Clubs,” Boston Herald American (Nov. 26, the rumors and their discursive effects. In 1977, Herald
1976): 1. American columnist Dick Flavin facetiously suggested
64 According to Finkelstein’s study, adult bookstore own- that Zone operators fight reformers by forming their
ers “complained of what they perceived to be police own union, “Purveyors of Illicit Morals and Pornogra-
‘harassment.’ All but one of them complained of al- phy (pimp)” (“Combatting the Combat in the Zone,”
leged pilferage of the stock and/or name-taking with Boston Herald American [Jan. 9, 1977]: 10).
threats of arrests” (“Traffic in Sex-Oriented Materials,” 69 Parker, Ceremony (New York: Delacorte, 1982), 45.
147). For their part, police complained in news accounts 70 Elizabeth Wilson, The Sphinx in the City (Berkeley:
after November 16, 1976, that club and store owners University of California Press, 1991), 5.
posted “lookouts” and used “closed-circuit television” 71 Eleanor Roberts, “What’s Behind Doors,” 29.
to spot police (Eleanor Roberts, “What’s Behind Doors 72 Ibid.
Along the Combat Zone,” Boston Herald American 73 Dan Ahern, “Mobile Pimps, Hookers Poser for City,”
[Nov. 28, 1976], 29; Earl Marchand, “Civic Drive on to Boston Herald American (Nov. 24, 1976): 11.
Purge Combat Zone,” Boston Herald American [Nov. 74 Roberts, “What’s Behind Doors,” 29.
18, 1976]: 1, 10). These tactics recalled those used in Scol- 75 Wilson, The Sphinx in the City, 120.
lay Square’s Old Howard, where secret buttons at the 76 David Farrell, “Ray Flynn’s War on Combat Zone,” Bos-
front of the house could be pushed to signal strippers ton Globe (Dec. 23, 1984): 14.
and comedians to clean up their routines when city 77 Wilson, The Sphinx in the City, 12.
censors or police appeared (Kruh, Always Something 78 Campbell, “They’re Out to Get the Combat Zone!,” B4.
Doing, 78). 79 Parker, Ceremony, 46.
65 During the November 1976 crisis, Herald reporters Cor- 80 Perhaps recalling the 1976 allegations that a Welfare De-
setti and Marchand floated a sensational story, charging partment official had investments in the Zone, Parker’s
that a “highly placed state Welfare Department official novel hinges on the exploitation of minors by an Edu-
owns a piece of the Combat Zone’s most corrupt bar” cation Department official-turned-pornographer.
(“Welfare Aide Owns Bar in the Combat Zone,” Boston 81 Marchand and Corsetti, “Crime Bosses Squeeze Zone
Herald American [Dec. 2, 1976]: 1, 8). Subsequent news Clubs,” 1, 24.
stories failed to connect anyone in that department 82 Corsetti and Marchand, “Charge Made Muggers, Pick-
with the bar (Marchand and Corsetti, “Crime Bosses pockets Rule Combat Zone,” Boston Herald American
Squeeze Zone Clubs,” 1, 24; “State Police Join Probe of (Dec. 1, 1976): 3.
Zone Bar Ownership,” Boston Herald American [Dec. 3, 83 David Gumpert, “X-Rated Businesses in Boston Are
1976]:1, 7). Given Home on the Raunch,” Wall Street Journal
66 Finkelstein, “Traffic in Sex-Oriented Materials,” 102. (Jan. 6, 1976): 1, 34.
67 “State Trooper Dies of Heart Attack Following Fight 84 Jerry Taylor, “Analysis of Crime in Hub Lists Causes,
in Combat Zone,” Boston Herald American (Nov. 20, High-Risk Areas,” Boston Evening Globe (Oct. 27, 1967):
1976): 1. 1, 7.
68 In his study of adult bookstores, “Traffic in Sex-Ori- 85 Richard Steele and Richard Manning, “Mortal Com-
ented Materials,” Finkelstein argued that the “adult bat,” Newsweek (Dec. 6, 1976): 35.
bookstore business, although moving in the direction 86 Stephen F. Crimmin, “2 Harvard Athletes Stabbed in
of oligarchic control, retains some characteristics of the Hub,” Boston Evening Globe (Nov. 16, 1976): 1, 20.
free market” (127). Certainly, collusion to restrict trade 87 Richard Knox, “Quick Action by Doctors, Police Save
is nothing unusual in a capitalist economy, whether or Puopolo,” Boston Evening Globe (Nov. 16, 1976): 1, 20.
452 hop on pop

88 Corsetti and Morse, “Combat,” 11; George Ryan, state- would be revisited some years later after he became
ment in Boston Herald American (Nov. 21, 1976); Mar- congressman (and openly gay) when it was widely re-
chand, “Civic Drive on to Purge Combat Zone,” 3. ported that his roommate was operating an escort ser-
George Ryan, president of Morality in Media in Massa- vice from Frank’s home.
chusetts, issued a statement after the stabbings that was 104 The city was already embroiled in race- and class-based
treated differently by the Herald and the Globe. The for- clashes over court-ordered busing to implement deseg-
mer used it as the basis for an article without a byline; regation of the public schools.
the latter printed a truncated version under letters to 105 Paul Feeney and Peter Mancusi, “Officials Say Concept
the editor (“Combat Zone a ‘Cesspool,’” (letter to the of X-Rated Zone Failed, Plan Crackdown on Viola-
editor), Boston Sunday Globe [Nov. 21, 1976], A6). tions,” Boston Globe (Nov. 30, 1976): 1, 12.
89 Susan Sontag, Illness as Metaphor (New York: Farrar, 106 Her allegation that an “unnamed bar . . . was ‘immune
Straus and Giroux, 1978), 81. from harassment’” by the police because an unnamed
90 Ahern and Johnson, Downtown as an Arts Center, 10. politician had a hand in it was left dangling in her ab-
91 Crimmin, “2 Harvard Athletes Stabbed In Combat sence (Jerome Sullivan, “Dancer-Publicist for Combat
Zone,” Boston Herald Americana (Nov. 17, 1976): 1, 18. Zone Reported Missing,” Boston Evening Globe [Aug.
92 Alexander Hawes Jr., “Harvard Athlete Is Stable after 30, 1977]: 41).
Combat Zone Melee,” Boston Globe (Nov. 17, 1976): 1, 7. 107 Tom Ashbrook, “Going the Way of All Flesh,” Boston
93 George Croft, “Trooper Dies After Beating in Combat Globe (Aug. 2, 1988): 53 –54; Dan Caccavaro, “Zoned
Zone,” Boston Evening Globe (Nov. 19, 1976): 1, 7 Out,” Boston Tab (Feb. 1, 1994): 10, 11; John F. Cullen,
94 Jim Delay, “What About the Zone? A Few Suggestions,” “The Shrinking Combat Zone,” Boston Globe (Dec. 23,
Boston Herald American (Nov. 22, 1976): 13. 1987): 1, 24; Jonathan Kaufman, “Real Estate Develop-
95 Ahern, “Mobile Pimps,” 11; John Cullen, “Prostitutes ment Boom Threatens ‘Adult Entertainment,’” “The
Invade the Back Bay,” Boston Sunday Globe (Nov. 21, Combat Zone: Can It Survive? First in a Series,” Boston
1976): 14; Corsetti and Marchand, “Charge,” 3. Globe (Dec. 27, 1987): 33.
96 Marchand, “Civic,” 1; emphasis added. 108 Richard Kindleberger, “Down but Not Out,” Boston
97 Cullen, “Prostitutes,” 1; emphasis added. Sunday Globe (Dec. 17, 1995): A1, 7; Vennochi,
98 Sibley, Geographies of Exclusion, 49. “Cleanup,” 1, 2; Jane White, “Combat Zone Hangs
99 Ibid. Tough,” Boston Ledger (Oct. 12 –18, 1979): 3, 5, 8; John E.
100 Dave O’Brian, “‘Zone’ Experiment Isn’t Working Out,” Yang, “Whither Boston’s Combat Zone?” Boston Sun-
Boston Herald American (Nov. 21, 1976): A1; emphasis day Globe (Feb. 8, 1981): C3.
added. 109 Richard Hudson, “Combat Zone Plan: Shrink It,” Bos-
101 Paul Corsetti and Jim Morse, “Hub Official Warns ton Globe (Aug. 22, 1977): 1, 6.
Zone a “Fire Trap,’” Boston Herald American (Nov. 23, 110 Ian Menzies, “Combat Zone on the Prowl,” Boston
1976): 6; Joe Heaney, “Prostitution Rap May Also Hit Globe (Aug. 26, 1982): 25.
Men,” Boston Herald American (Nov. 28, 1976): 27. 111 Sibley, Geographies of Exclusion, 39.
102 Wilson, The Sphinx in the City, 6 –7. 112 Campbell, “They’re Out to Get the Combat Zone!,” B4.
103 Ahern, “Mobile Pimps,” 11. Extending the threat posed 113 Minsky, “Those Who Live,” 14.
by the streetwalker to bourgeois propriety, Ahern called 114 Though gentrification elsewhere in the city SROs were
for the end of “chauvinist” legislation that failed to converted into pricey condominiums. Many people,
charge male as well as female prostitutes (11). This call especially single male lodgers, were subsequently dis-
was not taken very seriously, although it may have placed. In reaction to citizen lobbying, some condo
served to heighten local homophobia. On the other end buildings had to include a percentage of low-income
of the spectrum, State Representative Barney Frank hu- units.
morously floated the idea that other areas of the city, es- 115 Anthony Yudis’, “The Plan: Chinatown to Grow, Evict
pecially the financial district, should be given over to Combat Zone,” Boston Sunday Globe (June 4, 1978):
prostitutes at night, so that they could freely ply their D1, 2.
trade (Marchand, “A Frank Suggestion: Hookers in the 116 Dan Ahern, “Monumental Peeping,” Boston Herald
Financial District,” Boston Herald American [Nov. 25, American (Nov. 18, 1976): 17.
1976]: 29. Frank’s benign perspective on sex-for-pay 117 Yang, “Whither Boston’s Combat Zone?” C3.
eric schaefer and eithne johnson 453

118 Kaufman, “Real Estate Boom.”


119 Despite opposition, club owners have announced plans
to reopen the Naked i at some other location in the
Zone, and an upscale “gentlemen’s club,” Centerfolds,
has recently opened across from the remaining strip
club, the Glass Slipper.
120 The moral panic over “smut” on the Internet follows
much the same pattern that it did with the Combat
Zone: there is the fear that an unsuspecting net surfer
might stumble across porn in cyberspace; there is the
fear that predators lie in wait for the innocent and
the inexperienced; and, finally, there is the fear that
the “filth” of adult material will contaminate this new
“community” with all its utopian potential. Although
we can only point to this similarity here, the topic de-
serves further research.
121 “Citizen Group Blasts Combat Zone Legality,” Boston
Herald American (Nov. 16, 1976): 6.
122 Lewis, “Pleasures in the Zone Not Cheap,” 18.
123 Andrew J. Dabilis, “The Shrinking Combat Zone: Is
It Shifting Toward Suburbia?” Boston Globe (Dec. 23,
1987): 33. Following on the publicity gained by their re-
action to Snuff in 1976, antipornography activists have
been able to attract a lot of attention and support
through public protests at X-rated movies. They have
also found support in other venues where their pro-
vocative lectures and slideshows are seen arguably to
raise awareness about date rape and violence against
women. The antipornography movement slowed as
home videotapes replaced X-rated theaters. In contrast,
protests against video stores renting adult tapes are
rare, but when they occur it is usually a contest over
community space and the alleged “threat” of adult en-
tertainment. Like moral conservatives, antipornogra-
phy feminists perceive urban space as dangerous for
women. But, as Elizabeth Wilson warns, “we must cease
to perceive the city as a dangerous and disorderly zone
from which women—and others—must be largely ex-
cluded for their own protection” (The Sphinx and the
City, 9).
124 Wilson, The Sphinx in the City, 20.
On Thrifting buy new goods, here we differentiate between re-
tail and thrift shopping and focus our attention in
Matthew Tinkcom, Joy Van Fuqua, the latter part of this piece on the anatomy of
thrift. As an initial distinction, we name all types
and Amy Villarejo
of shopping that involve the “debut” of the com-
modity within the store, “first-order shopping.”
Thrift: from Old Norse, “prosperity”
First-order shopping organizes consumer goods
in fairly predictable (but changing) ways with
which most of us are familiar: department stores,
A long time ago, we stopped buying our lives’ “specialty” shops, megastores (or, a phrase we
commodities in retail stores. We didn’t stop shop- like from the French, hypermarchés), and so on.
ping, and we didn’t undertake shoplifting to any Thrift forms a second-order form of shopping,
significant degree. We began thrifting. This chap- and insists on organizing the merchandise, and
ter is the product of years of discussion and argu- therefore the thrift experience itself, in often quite
ment about the role that thrift-shopping plays in strikingly different ways. Cultural studies’ atten-
our lives, and what “thrifting” has taught us about tion to shopping incessantly focuses its gaze on
elaborating (in both senses) the critique of capital. first-order shopping; even when that attention
We write as a collective because we learn and shop shifts from “consumption” to the “commodity”
as a collective, and this essay is offered in the spirit (consumption socially coded, consumption’s min-
of an open-ended discussion about thrifting and imal predication, the consumer good “first pro-
value. It also offers tips about thrift-shopping and duced in order to be exchanged for profit”).1
how to equip your life in ways perhaps unimag- While cultural studies work on shopping, con-
inable to the nonthrifting among us. This chapter sumerism, and commodities is proliferating, in-
will have been successful if you, reader, have fused with its most productive paradigms, it has
thrifted this book. Thrift on. rarely touched thrift.2

Daily life encompasses advertising, tel-


“The Immense Collection of Commodities”
evision, cinema, popular music, journalism, art,
photography, architecture, fashion, and cuisine, In order to investigate the distinction between the
as well as cultural studies, literature, teaching, commodity’s debut and its recirculation (retail
feminism, Marxism, psychoanalysis, and, as Marx shopping and thrift-shopping, respectively) we
says, “carbuncles on our asses,” by which we mean need to address the problem of value.3 By value, we
to designate, as he did, the closely felt and lived mean to designate that “contentless and simple”
minutiae of the everyday. In thrift, we are speaking abstraction which structures the production and
of thrift stores (Salvation Army, Value Village, St. circulation of commodities and money. By the
Vincent de Paul, etc.). Thrift cuts across each of problem of value, we enjoin with the longer
these domains. We are aware that we are isolating history of critique which wrestles with the frag-
heuristically certain practices of consumption for mented and contradictory effects of value-coding
close attention; it is therefore incumbent upon us rather than treating value as a unified phenome-
to distinguish carefully among the practices we in- non. For example, value embeds hierarchical dis-
voke. To begin, then, on the level of consumption, tinction (a pbs “quality drama” vs. a soap opera),
for the sake of distinguishing between the various a sense of frugality or a good deal within the ex-
ways in which we are encouraged as consumers to change matrix (a Taco Bell “extreme value meal”),
460 hop on pop

a sense of necessity or utility (impact air bags throughout the globe. Marx understands and
in cars), and a sense of emotional investment reads the coat as it is made, circulated, and worn,
(“When you care enough to send the very best®”). but an enormous and mostly neglected activity
These dimensions of the abstraction “value” around the continuing circulation of commodi-
emerge in practices of value-coding, practices ties has recently arisen. We are, of course, talking
which are overlapping, difficult to distinguish, about thrift stores. At the historical moment at
and conceal the relations of production which which Marx was writing, he was, in other words,
make possible and structure them. Such hierar- unable to foresee that capitalism would be unable
chies are lived as crises in the day-to-day con- to clean up after itself.5 It would whip itself into
frontation between one’s income and one’s spend- the frenzy of consumer culture we call postwar
ing. But they mirror the dynamic movement of America, dive into the murky waters of late capi-
capital (its political economy) centrifugally from talism (cf. Jameson), and leave in its wake the de-
the home to the neighborhood, city, state, nation, tritus of material goods and broken promises of its
and globe. (For example, commodities made in efficiency and essential democracy.
Hong Kong and purchased in the department Thrift Tip #2: Acknowledge the dirt in thrifts:
store might well find their way through the thrift stains, tears, outmodedness can teach us about the
store into our kitchens, but might then if not pur- commodity’s trajectory through its production and
chased in the thrift store be “discarded” by way of consumption. Also, remember that a good dry
international aid into Haiti or Bosnia, the abjected cleaner can remove many stains, but if in extreme
underside of the international division of labor.4) doubt, pass it up.
Thrift Tip #1: Most prices are not negotiable. If a Marxist critique can teach us about the
Nothing that is not priced will sell. Rule: Do not con- world of contemporary capital, what can thrift
test this. Know the scheduled sales: Ladies Day, Se- teach us about contemporary Marxism? While
niors Day, Colored Price Tags, etc. Marxist philosophy would direct us toward ques-
We turn to Marx, whose explanation of these tions of value, labor, profit, exploitation, and class
relations has for years challenged us in our reading difference, thrift ushers us toward those questions
and our shopping. In his attempt to show how the and also to the commodity itself—its apparent
labor demanded in an object’s production abets in death and its rebirth within a nexus of crises of
the creation of value within human societies, value.6 We find these crises in the soiled racks and
Marx uses the example of a linen coat. Noting that shelves of old sweaters, discarded fad appliances
the coat, a commodity itself, comprises both other (“The Hotdogger,” “The Popcorn Pump,” “The
commodities, such as thread, buttons, and linen, FryDaddy”), unmatched martini glasses, and alu-
and the human labor demanded for the produc- minum Christmas trees. And the lessons that both
tion of a garment, Marx traces the production of habits of radical critique and afternoons of sorting
the linen coat, in terms of how capitalist societies through thrift stores can teach us simultaneously
produce (a) commodities, (b) money as money, make us realize that seldom is the commodity ex-
and money as capital, and (c) more abstractly, the hausted of its value. Its potential handiness, its cir-
sense of value, in all of its complexity. In the Grun- culation, and, most important, re-circulation, and
drisse, Marx focuses on the consumption of the its potential to have any number of meanings
commodity; he was hardly in a position to antici- (sentiment, nostalgia, camp, loving disdain) at-
pate that the wealth of capitalist societies would it- tributed to it are hard to seize within the “eco-
self lead to the current bizarre matrix of surfeit nomic,” as traditionally and rigidly understood.
and scarcity of consumer goods mapped unevenly The problem of thrift is not simply one of the use/
tinkcom, fuqua, and villarejo 461

exchange nexus, but rather how that opposition tique furniture, the mere fact of thrift stores’ exis-
can be productively undone by the vibrant im- tence suggests different forms of work and differ-
probabilities available in thrift. Both an object of ent social relations than those determined by the
inquiry and a critical practice, both a strategy for initial productive labor of commodities in their
coping with graduate student salaries and a tem- debuts. Thrift may force us to shift our analysis of
plate for value-coding, thrift challenges our re- capitalism from productive labor to consumption
ceived notions about how to learn from and about (often understood as a form of reproductive la-
late capitalism. Why do one’s research in the li- bor), yet in that shift we must acknowledge the im-
brary when Raymond Williams’s Keywords ap- brication of production and consumption. Thus,
pears, priced at 65 cents at the Salvation Army, or in Capital, when Marx generalizes the wealth of
for the cinephiles among us, a bag of 1932 Photo- all economies as being the “immense collection of
plays can be had for $1.95? Why run to Dean and commodities” which that society produces, is he
Deluca for a new spice grinder when a selection of anticipating the very problem of capital’s tendency
Braun coffee grinders, the debris of 1980s yuppie to produce, simply, too much for some in some
culture, awaits the fussy thrift shopper for $4.95? spaces? “Consumerism,” as a name given to post-
Not only does the thrift store offer this variety of war economies, has defined the analysis of how we
goods, but thrifting has been central to our in- live and work. But too often the term consum-
tellectual work in that it also makes differences erism conceals the fact that the proliferation of
among shoppers visible. In the encounter among goods cannot rely upon, and indeed must ignore,
an astonishing variety of thrifters of different eth- the fact that not all goods are ever, and indeed sel-
nicities, races, classes, genders, regions, and sizes, dom, completely used up. (To rejoin the example
a theory of thrift necessarily must involve distin- of the linen coat, barring the coat’s physical disin-
guishing among people’s differential relations to tegration, it continues to exist in the world after it
capital. Typifying the thrift shopper is as difficult has been purchased in a first-order setting. Yet, in
as typifying the thrift merchandise: this is late cap- Marx’s analysis, that purchase marks the final mo-
ital in one of its most complicated settings. ment in the circuit of production and consump-
Thrift Tip #3: Evaluate your relationship to rac- tion.) Thrift stores embrace the commodity at this
ism and your anxieties about class privilege. Thrift very moment in which it becomes entangled in a
will reconfigure your notions of privilege, mainly be- web of labor and seemingly unrecognizable forms
cause thrift erases the semiotic determinants of dis- of work (both remunerated and unremunerated
tinction. Your habitus will not remain intact. via charity). For that reason thrift stores appeal
To return briefly to Marx, within the realm of not only as a way of clothing and furnishing our
exchange-value, we are told that “all commodities lives, but because they can teach us something
are merely definite quantities of congealed labor- about the way that certain facets of capitalism
time.” This sense of labor’s coalescing within the make themselves felt in daily life, by turning our
commodity and defining its movement through critical attention to practices of consumption
production and consumption helps us to under- hitherto unexplored.
stand the making and selling of new commodities.
But what does it say about those goods that come
The Crisis of Distinction
to have no perceived use or exchange value within
contemporary socio-semiotic registers? Exempt- We are often surprised that more people don’t
ing for the moment the fascination with old things thrift or address thrift, out of need and out of the
that sell for large sums, such as high art and an- pleasure to be found in the acquisition. A com-
462 hop on pop

mon reaction by first-time thrifters (we know monetary value of a thing can only be known by
what we’re talking about: we recruit) to the spec- its small asking price. The value of the commodity
tacle of an old Safeway store converted into a is thus deferred to other notions of what might
Salvation Army is that there’s too much to take make it desirable, that is, the specific social rela-
on here. Likewise, the critical literature on “con- tions in a given moment whereby an agreed-upon
sumption” has not and cannot begin to sort price is met.8
through all the stuff on the racks and shelves of the More often than not, this leads to a weird
thrift store: “lifestyle shopping” is not thrift-shop- amassing of stuff by some thrifters (regular thrift-
ping and the subject of consumption is neither ers can often be assumed to collect in delightfully
thrift nor the thrifter.7 While one seldom hears the different and aberrant ways) and a sense of the un-
complaint (except maybe from Jean Baudrillard) expected distribution of thrifted oddities and their
that a shopping mall is scaring him or her, one rec- accompanying affects. Such collecting is not solely
ognizes that the average thrift store, while smaller the hallmark of a particular social type such as the
than a department store, seems to instill a dread in “hipster” or the slumming record collector; thrift-
those unfamiliar with thrifts. In part, this may be shopping seems to lend itself to collecting among
to some because thrifts obey the logic, anathema many kinds of shoppers who appear in thrifts.
to retail, that “used” goods don’t need to be dis- Within our own personal experiences, we have
tinguished—they are used up, exhausted of value, met some people with remarkable collections:
unworthy of further attention, and it is therefore a 1960s “barf-ware” (brown-tinged plastic used in
challenge to encounter the commodity as it lan- bowls and vases), union badges, religious com-
guishes in the realm of uselessness. Simultane- memoration photos (christenings, weddings, bar
ously, though, by putting all the commodities into mitzvahs), glitter-rock platform shoes, plastic-
a sort of crisis in the refusal to distinguish relative bonnet hairdriers, and a rather dizzying array of “I
worth (that is, exchange), the sense of fear in Love You This Much” statuettes. In addition, we
which it seems that the thrift store cannot be man- have had occasion to witness the unsolicited ap-
aged by generally acknowledged rules of value- pearance of these thrift tastes within popular ven-
coding confronts the thrifter with the work of ad- ues.9 Rather than asserting that the shopper will
judicating value beyond or outside its more typical know the value of the object by its customary, “ap-
designations: the work demanded by finding some- propriate” (and, to thrifters, exorbitant) price, as
thing worth buying in the thrift, and perhaps the in retail shopping, thrift stores often confront the
even greater challenge of deciding that it is worth shopper with the cheapness (i.e., the low price) of
the price being asked. Not to mitigate matters, a sweater or chair. This act forces the thrift-shop-
thrifters are vocal in their assessment of other per to contemplate its pleasures and uses in an-
thrifters’ potential purchases: as one woman an- other way. While we would hesitate to call this
nounced while looking at our giant framed 1950s “use” in a simply nostalgic way (for example, the
photo of Old Faithful: “You couldn’t pay me to liberal fetish for Guatemalan clothing or Icelandic
take that.” No hushed murmurings of the depart- hand-knit sweaters), it is vexing to consider what
ment store are heard here. other descriptive term we might bring to bear
With respect to the items apparently in-them- upon the crises of value which thrift so handily
selves, in its failure to distinguish among com- demonstrates.
modities in a hierarchical fashion, thrift value op- In order to dispel any fast utopianism around
erates through a logic that inverts commonsense the specter of thrifting, it is important to recall
determinations of a commodity’s worth. The that thrift is itself a product of capitalism, and the
tinkcom, fuqua, and villarejo 463

convergence of Marxist theory and thrift store or identified) in the “information age.” These are
shopping for our work appears on the side of persistent arguments, but if one wants to behold
abundance and commodities, not in their dearth. the effects of capital’s reorganization of class, visit
It is truer than ever that money, and the relation your local Value Village or Salvation Army. Most
between labor and value which the money form of the shoppers are there because they need to be:
regulates, is central to capital’s concealing of its the age of “late capital” has bypassed them, at least
operations, and the relative lack of money among to the extent of their purchasing power in the do-
all but the most affluent classes is said to mete out main of the upscale (i.e., anything but thrift
commodities in a supposedly even fashion. But stores). Spending time in thrifts can teach us how
what thrift reveals through the fact of superabun- communities devastated by the economic joyride
dance among the wealthy is the fallacy of the com- of the 1980s and 1990s remobilize, and this is not
modity’s alleged depletion: retaining its material- simply shopping to make do. The fact is that most
ity, but not its cachet, the linen coat of Marx’s commodities are discarded because of the velocity
analysis moves quickly to the thrift, entering an- of fashion, and thrifters know this in ways that
other sphere of distribution or continued circu- even the savviest of cultural critics may forget.
lation. There is nothing necessarily democratic One of the challenging problems that we have
about thrifts—they do not operate with an ethos had to consider in relation to thrift is our position
of who needs what the most—but at the same as consumers of thrift and as allegedly socially
time, thrift stores effectively demonstrate that mobile professionals of the academy. The problem
more customary notions whereby class difference here is that we are said to be promised greater
is detected in everyday social interaction are not income with our eventual change in status from
identical with the decisions that thrifters make graduate students to faculty members. Therefore,
to come to the thrift store, nor indicative of the the logic runs that someday we will no longer need
choices they make within the store. The problem to resort to such seemingly desperate measures
is not that class dissipates as a category of critique, as going to thrift stores, drinking non-imported
but that thrift complicates class beyond a notion beer and serving substandard imported cheeses at
of “simple” material circumstances. Indeed, while our parties. Someday, the logic continues, we will
we do not deny that many shoppers in thrifts form be Nordstrom (or Bergdorf ) shoppers, too. But,
part of the expanding pool of the working poor, there is a fiercely difficult professional ideology at
unemployed, and “downsized,” the effects of the work in this promise, which runs counter to our
work of thrift are unpredictable. experience of the academy. Given the fact that the
Further, the differences among people who ap- university, as a site of knowledge production, is
pear in thrifts can disable the sense in which in- being rapidly corporatized, and despite so much
come is any indicator of possession. Working in a polite hand-wringing in the publications of pro-
cultural studies program, we have had occasion to fessional associations, whose pages regularly fea-
hear a number of our senior colleagues from our ture “get it off your chest sessions” for frustrated
own and other universities bemoan the fact that graduate students and junior faculty, the fact is
the working class in the United States is difficult to that the university is not going to be divested
ascertain. This lament leads to all sorts of argu- miraculously of its status as training site for up-
ments about post-Fordism, the global economy, wardly mobile technocrats. Thus, when we thrift,
the sense of a disappearance of a working class (by we are not slumming in order to prepare us for the
which they mean the disappearance of a working- real shopping that lies ahead, but we thrift to
class culture, which apparently cannot be specified learn, and for life.
464 hop on pop

dumpster-diving would be beyond the women’s


The Anatomy of Desire: “You Can’t Always
boundaries of acceptable “shopping.” It was.
Get What You Want, But . . . Sometimes . . .
As with all shopping, it is an outing (in both
You Get What You Need”
senses, perhaps—you will notice that many thrift
The rest of this chapter is devoted to the more shoppers are queer), if a necessary one, requiring
specific analysis of thrift shopping, attempting to leisure time. But it can be a collective activity plea-
answer the ontological question “What is thrift- surable in itself, regardless of the aim or even the
shopping?” We continue by comparing “second- presence of an aim. And, like retail shopping,
order” shopping with “first-order shopping.” We thrift shopping can also be tiring, frustrating, con-
acknowledge at the outset that our first-order des- founding, a haphazard experience designed to toy
ignation is increasingly problematic in the face of with desire. For the working poor, the temporar-
retail’s strategies of proliferation and differentia- ily poor, the increasing poor, the homeless, the
tion, in the form of outlet malls, “discount” stores, privileged, and the marginal (measured by class
and the like. Nonetheless, it is possible to make but also by other axes of social definition, such as
some preliminary comparisons between thrift vectors of sexuality, race, locale, and ethnicity),
shopping and the bulk of retail practices. For in- thrift shopping is nonetheless shopping, although
stance, thrift shopping shares with retail shopping a shopping experience that often reconfigures how
the pleasure of goods on display, immense quanti- decreasing purchase power can result in gainful
ties of items, the promise of satisfaction through expenditures.
the commodity. Like the department store as well But of a significantly different sort. Thrift
as the outlet mall, the finer thrift store will cover shopping differs from retail shopping in at least
every dimension of life’s pursuits, offering cloth- several ways, some of which we provide in axio-
ing, furniture, appliances, kitchen gadgets, cur- matic fashion.
tains and towels, bedding, office supplies, toys, A. Thrift shopping rarely satisfies the hunt for a
china and glasses, accessories, children’s clothing, particular object, even if that desire motivates the
coats, shoes, the occasional snack bar, and, in the shopping experience. It instead requires fluidity
largest Goodwill store in Seattle, an espresso bar and is structured by chance and surprise. When
and a museum. you buy your life’s goods from a thrift, you are as
Like retail shopping, too, thrift shopping is much at the mercy of time, chance, and luck as the
complicated. It is less often based on the desire for next shopper, and showing up with twenty bucks
a novel commodity available on the market (such in your pocket offers no assurances that you’re
as a George Foreman grill, although those are al- more likely to find the $4.95 coat you’ve been
ready in the thrifts). But it does hold the promise looking for than the person with a five dollar bill
if not its fulfillment of a targeted object of neces- and two ones. It is this sense of chance, of the
sity or desire (a linen coat for the summer, a re- aleatory threats and rewards that thrifting can of-
placement fan, a black dress for the holiday party, fer, that makes retail begin to reveal the assurances
larger clothes for growing children). it offers, at much higher cost: multiple units of the
Thrift Tip #4: Avoid arriving at the thrift with same thing, repeated in a variety of colors and
a specific commodity on your mind. Recently, one sizes, with no panic that the “good stuff ” might
of us overheard two Gen-X women asking a pricer disappear before the store opens. There are, of
for aluminum Christmas trees; to their horror, the course, important material differences of income
pricer responded, “We just threw ten or twelve of that show up in thrifts—where the most affluent
those into the dumpster,” gleefully knowing that shopper may pick up the ten dollar lamp without
tinkcom, fuqua, and villarejo 465

a second thought, we may agonize over the pur- are not guaranteed to lead to anything at all, much
chase of so expensive an item. less revolution, but it does produce a different
Thrift Tip #5: With the exception of Goodwill, awareness of commodity-relations and the affect,
thrifts don’t permit you to return any item. Ever. or “aura,” surrounding different items which can
Because thrift store merchandise is most often be political. Our central example of this effect
donated, to continue with our coat example, it is would be the sudden appearance at one of our lo-
rare that one will find the coveted linen overcoat cal thrifts of what signified as a gay man’s ward-
(a) in one’s size, (b) with both sleeves and lining robe (Mr. Stein, his name tags indicated). In pur-
intact, (c) without a large grease stain on the front chasing Mr. Stein’s lavender Barney’s dress shirts
lapel, or (d) of an acceptable cut. More than likely, and flamboyant ties, we were forced to contem-
one will settle on a tan wool overcoat or no over- plate the likelihood that Mr. Stein died of aids, a
coat at all . . . until the next trip. Thrift forces the legacy which we literally wear and remember to
issue, literally and metaphorically, of the stain and the present day. If this represents a transformation
the question of style (and therefore of taste). of memory, of mourning, it is a form of preserva-
B. Thrift shopping has an entirely different re- tion shared by a community pressed to contem-
lation to novelty and quality than does retail shop- plate the signifying complexities of “these things,”
ping. Very few items at thrift stores are new (see the title of an Out magazine article which opens
axiom D below), and none carries the guarantee with the very problematic we seek to elaborate in
that it will function, or fit, or contain all the requi- this chapter:
site pieces, etc. This is marked in thrifts by the
A confession, Mark: When you died, last August,
ubiquitous disavowal, “as is,” the retail name for
what I wanted most was your clothing. Others in at-
broken, damaged, tainted, or stained (as in our fa-
tendance just wanted you back, but what good
vorite room at ikea). Like the “save as” command
would that have been, in your condition? No, I cov-
on computers, the “as is” reminds us that the
eted the leather jacket and the dozen pairs of pleated
commodity, like the text, has a mutable identity,
chinos (though they’d have needed taking up by
and that it has a history. The stain thus exceeds the
several inches), the cashmere scarves, the ottery
fiction (for it is a fiction, as anyone who has ever
overcoat I’d seen so often, gleaming in the street
returned a new purchase knows) of the guarantee.
light, with you gleaming inside it. I wanted these
The stain gestures to the commodity’s past, it func-
things not as mementos to hang in the closet and
tions as an ever-present reminder of its recycled
remember you by but on their own merits, as
nature, and it hints at a realm, which we might call
merchandise.10
the abject (literally, moving away, not simply from
the normative but in the sense of traveling further This vexed form of wearing history, both per-
afield from the paradigms through which the nor- sonal and proximate, and emphatically aware of
mative is intelligible), that the new commodity at- clothing as a commodity, is substantially different
tempts to erase. It is a reminder of dirt, of sweat, in its affective dimensions from the practice of
of piss or shit, of grease and grime. Of labor: un- buying something retail which is “environmen-
like the new commodity, which conceals these tally responsible” or shopping at a retail store that
relations in its fetish-character, the thrift item promises to contribute a percentage of the prof-
reminds us of its past by forcing us to consider, its from a given item to a “good cause,” still at
“Where did this come from?” That is, the very fact some remove and rarely embodied in this way.
of its circulation in this realm forces the question Significantly, the flip side of this affective recogni-
of its production. The effects of this recognition tion is that the luxury items Mr. Stein or Mark
466 hop on pop

“passed on” more than likely were produced un- in “saleable” condition, and that term is obviously
der relations of exploitation (a Turkish sweatshop) broad indeed. The question one most often hears
than in an environmentally sound Newbury Street in the aisles of thrift stores, “Is this OK?,” means
entrepreneurship. This circumstance forces us, on something like, “Is this absolutely weird, anachro-
the underside of our example, to remember that nistic, or ugly, or might it be cutting edge, antici-
“sexual orientation” rarely guarantees a swerve in patory of coming trends or fabulously hip?”
the international division of labor. D. Thrift shopping necessarily links the ques-
C. Thrift shopping will not cooperate in one of tion of style with the question of value in ways dif-
the central functions of retail: to determine mass ferent from retail shopping. Thrift stores are not
taste, and therefore to determine “appropriate” uniformly 501(C)(3) non-profit establishments,
social signification, including the lines of gender but many of them are (Goodwill, Salvation Army,
division. Not even the minimal requirement that church-related stores such as St. Vincent de Paul,
an item be appropriately gendered (by depart- Junior League, spca, etc.). Both types, though,
ment, say, or specialty store) functions at the have a relation to “charity” beyond their irs sta-
thrift, since “cross-shopping” is easy without hov- tus: thrift stores exist ideologically to provide
ering salespeople, and the items themselves are goods at low cost to those who cannot “afford” re-
rarely separated “correctly” along gender lines. A tail goods. Due to this ethos and because their only
paradigmatic rack of “men’s” overcoats, to con- overhead expenses are connected to the building
tinue Marx’s and our example, will likely look and staff and not the inventory, thrift stores are
something like this: leathers gathered together, able to price goods at levels lower than required by
from the 1970s calf-length through the late 1980s a retail calculus. But what rules does thrift pricing
bomber jackets (think Shaft to Banana Republic) obey, if any, and how does one determine value
followed by coats sorted by color (a thrift prin- within the thrift codings?
ciple) of various fabrics (wool, cashmere, camel Thrift Tip #6: Uniformly, as we suggested above,
hair, blends) followed by tweeds and, finally, new goods are priced higher than used goods. An
trench coats, lined and unlined. All are of different acrylic sweater with a tag from K-mart still on it
origins in time and in style, some reaching back may be $7.95, but a cashmere sweater from Saks
to as early as the forties or even earlier (depending Fifth Avenue may sell for as little as $.90. On a prac-
on where in the country one thrifts) and some tical level, this means that one can purchase a glam-
roughly contemporary. Many will retain labels, in- orous birthday gift for less than the cost of a Taco Bell
dicating origin and size (and occasionally some- Extreme Value Meal.
thing more fanciful, such as the cashmere blazer Even without value-coding the cultural signif-
Matthew recently found for Amy with a label that icance of fabric (acrylic vs. cashmere), the thrift
boasts, “This garment made of 100% pure shit”), pricing scenario is divorced from value-coding
but others will have no label at all. The sizes them- based on what equivalent items would sell for if
selves are not uniform and are of mixed gender they were new.
designation. While the retail store sanctions the Thrift Tip #7: “Old” items perceived to be of “col-
acceptability—in terms of quality, style, and gen- lectable” value are priced higher than “simply” old
der specificity— of any given garment merely by items. At one thrift store where we shop, a set of
carrying it (and therefore by advertising it and/or 2⬘ tall ceramic Billie Jean King and Bobby Riggs stat-
relying on national if targeted ad campaigns), the ues have remained unsold for $125 for the past four
thrift store carries any item donated to it which is years.
tinkcom, fuqua, and villarejo 467

Thrift pricers rely on antiques and collectibles Whereas the auction is always assumed to have the
guides wherein certain items are designated as de- force of driving the price of the commodity up,
sirable and therefore of higher value than those the thrift store displays a countervailing tendency
not mentioned. Examples in this category include of driving the price of the commodity down. The
Fiestaware and McCoy, Kirby vacuum cleaners, thrill of the auction depends upon the shared
certain “antique” furniture, Oriental rugs, cinema knowledge that a kilim from the 1920s among the
and popular culture artifacts, old metal fans, any- cognoscenti is worth upward of $1,200, but the
thing with identifiable art deco lines, clothing per- thrift presumes that not a soul, regardless of what
ceived as “vintage” as opposed to “just” old, quilts, she or he knows about the marketplace, can or
and cameras. This method of pricing, however, will pay more than $79.95 for any commodity
clearly relies upon the cultural knowledge, the whatsoever.
ability to identify and value-code, of the pricers But this slippage raises, then, the second half
themselves (and their participation or lack thereof of our question: How does one determine value
in the circulation of these items outside the thrift within thrift value-coding? When is an item
as well as their perceptions within the thrift of de- “worth” its price, and what arithmetic is required
sired commodities, since pricing relies equally on for such a determination? The answer, “it de-
the patterns of consumption of regular thrift pends,” can be demystified as a matter of individ-
shoppers), the comprehensive nature or reliability ual taste and whimsy through an analysis of the di-
of the pricing guides, and, most important, the mensions and specificities, the economy, of the
ebb and flow of value within the spheres of an- phenomenon itself. Since thrift shopping is an ex-
tique stores, flea markets, collectors’ circles, and ercise in chance and surprise, as we indicated
the like. Certain items in our area therefore evade above (Thrift Tip #4), it is virtually impossible to
this logic: ties from the 1940s and 1950s are rarely say, as one says on the way to the mall, “Today I
marked up, likewise unmarked china and porce- would like to buy a pair of running shoes for less
lain, and the “just” old which cannot be marked than $50.” This example produces some of the
by pricers as valuable. The pricers’ attribution of most unwieldy contradictions of thrift shopping,
value forces the thrift shopper to reconsider the first among them the nexus of knowledge involved
“worth” of certain items s/he may have passed up; in the measurement of value (a risk minimized by
a $4.95 bag of plastic dinnerware (Melmac, now the retail “guarantee” of newness and the promise
increasingly “hot”) may draw the thrifter’s atten- of the return). The thrift, unlike the Foot Locker,
tion to “value” which may have escaped her/him may not have a single pair of running shoes in
otherwise. Clearly, part of the challenge and fun one’s size that day, and, if a pair is found, the will-
for some thrifters involves “scoring” items per- ingness to accept the hand-scrawled price involves
ceived as valuable by them, and not by the pricers, a number of questions.
for as little money as possible. But equally chal- It is necessary here, as it is in examining retail,
lenging for the thrifter is the tracking of value as to explore the determinations on the “I” of our ex-
it finds determination within notions of trash, ample. If the “I” is a yuppie running for leisure/
debris, the unworthy. Unlike the auction, the su- exercise, the “I” will likely be overeducated on the
preme example of the so-called democratic deter- characteristics, brand names, and worth more
mination of value, thrift shopping cannot pre- generally of running shoes: if they have been worn
sume the equal distribution of cultural capital by a previous runner, that runner may have had
upon which the ethos of equal competition relies. problems with pronation leading to problems for
468 hop on pop

the thrift shopper in stride or in physical stress it when you go to work: it’s a full meal when you
as a result. The thrifter may not be able to run in come home, barring any fire hazards”), while an-
the shoes, let alone go thrift shopping in them; other consumer with more upscale pretensions
members of the underclass know as well as over- (but not necessarily knowledge or income) may
educated technocrats what thrifting, and leisure, opt for the $7.95 Le Creuset or Calphalon equiva-
involve. The thrift shopper may also know that lent. This type of “brand hunting” might seem
even shoes which have never been worn lose their only to characterize those more formally educated
cushioning as the materials age, and may even thrift shoppers whose cultural capital is dispro-
know as well that only New Balance running shoes portionate to their income (such as graduate stu-
come in very wide sizes. If a pair of appropriately dents!) or those who are shopping for the thrill of
sized New Balance running shoes is available in the the bargain rather than the so-called utility of the
thrift that day, priced at $3.95, is it worth the risk purchase or, The Enemy, the thrift shopper buy-
that the previous wearer may have molded them in ing goods for resale at “vintage” or “consignment”
such a way that the shopper will encounter poten- shops. But these distinctions quickly break down,
tial physical problems? (Thrift shopping is physi- both in the store and in the analysis: thrift begs the
cally demanding.) Any variation in the cultural question, “When is something necessary?” They
capital our shopper possesses leads to variations in also break down to the extent that one realizes that
consuming decisions: running shoes may be in all shoppers are “label conscious,” so that seeking
vogue for a particular constituency, and s/he may an All-Clad omelette pan is just as haphazard and
want only those which “look best.” (And, thrifting labor-intensive as pursuing a “utilitarian” Revere-
reveals that even the most “debased” shopper car- Ware two-quart saucepan lid. More particularly,
ries with her/him questions of socio/cultural aes- thrift shopping demystifies the manufacture of
thetic evaluation.) And a middle-aged heart attack necessity by capitalism, and one is not required to
victim who is beginning an exercise plan may only have read Marx to know this.
demand that the shoes hold up on the treadmill, E. Thrift stores, however, harbor some of the
whereas the inveterate thrifter will worry primar- same contradictions as retail, but they tend to
ily about their ability to move through the nasti- make at least one of them more visible. Thrifts are
ness of snow, oil, and gravel of the parking lot, filled with bodies that “don’t fit” idealized and
all of which pertain to our specific locale. Balanc- ostensibly normative contours, yet the donated
ing knowledge with the risk of any purchase is a clothing, especially, reproduces the disdain for
hallmark of value-coding in certain dimensions of those bodies held in contempt by the retail mar-
thrift shopping, where the risk that any given item ket. As one woman on an Internet discussion
will be “flawed” is minimized in retail shopping. group eloquently lamented,
Thrift calls attention, then, to commonsense as-
To bring in another thread topic, anyone wanna join
sumptions about pricing in relation to affective
me in griping about the lack of big-people clothes in
matrices of value-coding (i.e., “it just feels good—
most thrift stores? I spend a lot of time in thrift
I don’t know why”), while retail relies on a less flex-
shops (Goodwill, St. Vincent de Paul, ReVisions,
ible grid for determining a commodity’s worth.
etc.) and about all I find for larger sizes are polyester
Thrift shopping also, however, poses chal-
stretch pants (the kind with that funky “crease”
lenges to the division between function or neces-
“sewn” down the fronts of the legs) and those Omar-
sity and desire (use and exchange: our vexing bi-
the-Tentmaker muumuu dresses (usually in table-
nary). Someone shopping for a functional soup
cloth-size-flower patterns).
pot may snap up a $3.95 Wear-ever crock (“plug in
tinkcom, fuqua, and villarejo 469

Women of size may be able to cross-shop a few A sampling of Hoff ’s work might entice the
cotton flannel shirts in men’s big sizes (in the reader to seek out other thrifters and their knowl-
“XL” section, usually separated for both men and edges. For example, here are the first ten items
women), but thrift is generally not congenial— from Al’s “75 Things I hate about Shopping in
either logistically or in terms of the merchan- Thrift Stores”:
dise—for bodies that contest the industry’s stan-
Everything reported below is true and happened
dard 4 –16 range. Thrifts do, on the other hand,
to me (though thankfully not on the same day).
expose the fact that “most” shoppers are not in that
[with apologies to John Waters for ripping off his
range at all. Rather than consign them to a dark
style . . . ]
corner of a large department store or to a specialty
Arrgh! The alarm goes off at 7:45 a.m. I hate to
“plus-size” shop, thrifts guarantee that the often
get up, but you gotta be at the thrifts early. [1] I go
self-satisfied “normative” shopper will encounter a
and grab half a cup of joe. I really need two cups but
range of bodies during any given outing: big folks,
thrift stores never have bathrooms. [2] OK, let’s go!
wheelchair-bound folks, folks on crutches, etc.
The First Thrift: It’s freezing in here and I left my
While that juxtaposition again does not ensure a
jacket in the car! [3] The store is set up so everybody
politics, it certainly does prompt thrift shoppers to
has to sidle down this one narrow little aisle to get to
contemplate the calculated designs of the fashion
the rest of the store. [4] It is also the shoe and dish-
industry and its regulation of bodies and “looks.”
ware aisle, so it’s clogged. [5] “There’s a kind of hush
F. Lastly, thrift shopping produces its own “or-
all over the world tonight.” [6] There’s some guy tak-
ganic” intellectuals; thrift is a field of knowledge
ing up the whole aisle while he’s super slowly mov-
production outside the academy and has tentacles
ing plates one at a time from one pile to another. [7]
into zine culture, Gen-X culture, Martha Stewart
Excuse me, excuse me, excuse me—I bug outta
features, Internet discussion groups, and the like.
there for another aisle.
More than a rest stop on the information highway,
I eyeball a magnificent fold-up snack tray with
thrift “sites” reveal modes of pleasure in and cop-
pink-and-rhinestone poodles watching ’50s tv, but
ing with the morphing dimensions of late capital.
it’s too awkward to haul around. [8] I stick it be-
Al Hoff, Girl Reporter, publishes a zine on thrift-
tween some bad paintings, and cut myself on a rusty
ing, ThriftSCORE, recruiting the thrift army with
picture frame nail. [9] “My baby loves love, my baby
tips on how to: get banned from a thrift, tell al-
loves lovin’” [10] 11
paca from acrylon, buy paint-by-numbers, make a
tv star wear a crocheted beer hat, etc. Reading
ThriftSCORE (or teaching ThriftSCORE to our Thrift Protocols: Before You Go . . .
undergraduates) is an exercise in popular history,
The premise of this essay is that knowledge is pro-
in the vagaries and determinations of style, in the
duced in various sectors which licensed academic
constitution of communities across regional and
critique frequently fails to recognize. To that ex-
economic borders. Retro denim and tiki parties,
tent, we would fail as Marxist shoppers if we left
swimsuits and star culture: all are occasions for in-
the reader without bearings in the arena of thrift.
quiry, historicizing, and contemplation equal to
Thus, we would close with some final suggestions
or surpassing academic commentary on popular
for practical and theoretical understanding of the
culture; the way in which second-order shopping
anatomy of thrift:
becomes socially inscribed has become a field in
itself worth seeking out for the ways it can inform — Pee before you leave home and dress in layers.
pop culture analysis. Thrifts provide only the most rudimentary of
470 hop on pop

services (lighting, over- or underheating, soft What is degraded to some only reveals how
1980s hits and a preponderance of Christian degradation works, how certain practices, includ-
ballads— expect to hear “From a Distance”), ing those of the university, maintain their own
but they seldom provide restrooms. Also, legitimacy by continually coding some texts or
wear clothing that allows you to try on other practices as “valuable” and others less sacrosanct
clothing over it: shorts, leggings, tights, etc. as “trash.” To those keepers of the gate, we (the
Thrifts rarely provide fitting rooms, and, if dubious, the queens, the poor, the marginalized,
they do, they are occupied or otherwise unde- the big, the trashy) say “thrift on.”
sirable.
— Don’t go on an empty stomach. Thrifts rarely
Notes
have food, and you won’t want to lose shop-
ping time to eating. Exception: Akron, Ohio, 1 Martyn J. Lee, Consumer Culture Reborn: The Cultural
Village Discount Outlet with Snack Bar, 69 Politics of Consumption (London: Routledge, 1993), xi.
cents for hotdog and small beverage. 2 See Angela McRobbie’s Zoot Suits and Second-Hand
Dresses: An Anthology of Fashion and Music (Boston:
— Carry rope or string in your car, or, better,
Unwin Hyman, 1988), and Daniel Miller, A Theory of
borrow a truck.
Shopping (Ithaca: Cornell University Press, 1998).
— Look in the phone book under used furniture, 3 We will attempt here to define several of the specific
thrift, consignment. Do not tear out the page if Marxist terms that we use in this essay. By invoking
it is a public phonebook; this is just good man- value, we refer to Marx’s struggle to differentiate use
ners (thanks to Al Hoff for this necessary re- value from exchange value; according to Marx, use
minder). Make a map. Give yourself time. value is the sense of an object’s necessity (“I need these
Things to look up: Goodwill, Salvation Army, shoes to keep my feet warm”) whereas exchange value
is what the object will bring on the marketplace. In prior
St. Vincent de Paul, Value Village, Thrift
historical moments, exchange fluctuated in relation to
Town.
what an object might be bartered for, and for which
— Get a cart. Watch your cart. People will shop precious metals could be said to stand in for, whereas in
your cart. contemporary capitalist societies, the exchange value
— Go at the beginning of the month, or when appears to be determined by the marketplace of goods
you know there will be new stuff. and money. What such exchanges conceal is the fact
— Bend over and examine the space beneath that the object is made through industrial means using
the racks. An occasional cashmere item falls standardized labor, and exchange can conceal the cre-
ation of profit. Through his analysis of the movement of
through, since most merchandise is on wire
money through social relations of production and ex-
hangers. Check the pockets of things you change, Marx argues that what is circulating most pow-
examine or buy. Get in there. Look inside erfully in capitalist societies is not commodities, but
old books for items such as postcards, photo- money itself as it functions both as the medium of ex-
graphs, recipes, letters, bookmarks, and the change and the medium of profit.
like. 4 Labor is central to an analysis of cultural value because
— Surrender preconceived notions of what it is the human production of commodities, most com-
monly in industrial settings, that allows for many com-
“your size” is, particularly if you’re going to
modities, and indeed many different kinds of commod-
cross-shop. Even if you really like something,
ities, to become available. Despite glowing reports of
make sure that you won’t mind throwing it the new “information economy” in industrialized na-
away or giving it away or redonating it later. tions that is said to have dispelled the function of the
Sometimes you can have too much stuff. working class, the fact remains that “knowledge work”
tinkcom, fuqua, and villarejo 471

in the United States, Europe, and Japan retains the con- play it. While perusing the cd cover and insert, I saw
ditions of labor under capital, while the production my shirt. I mean, I saw my #@!*& shirt! What was
of clothing, cars, and stereos has been dispersed to k.d. doing in the shirt that I had thrifted in Austin
the venues of the “developing world” where wages are and then given to my girlfriend Jan?
substantially less and regulated with more consider- I called Jan and said, “Hey, why is k.d. wearing
able force than might be allowed elsewhere. The pain- the shirt I gave to you?”
ful irony of a woman making Disney sweatshirts in Let me tell you a little about the shirt so you can
Haiti, and then having them “donated” back through understand why it was so special. See, I thrifted the
charitable means after they have circulated through shirt in a Salvation Army in Austin, Texas, in about
France or California, drives home the perverse logics of 1986. It was lime green, long-sleeved, cotton with tiny
globalization. raised felt horseheads all over it. It was a western-
5 An important companion historical investigation into style shirt with those “snap” buttons and all. And, it
those institutions contemporary to Marx, such as pawn had really, really long lapels and sleeves. It was hand-
shops and flea markets, would provide a context for this tailored for an air force serviceman who must have
essay. been stationed in Korea—the tag was stitched in the
6 The history of human societies, according to Marx, is collar with his name on it. I loved the shirt but
the history of struggle among classes. In contemporary thought that Jan—a wistful grunge girl before they
societies, this means that there are primarily two classes, were so classified— could really do it justice.
those who own the means of production (whom Marx Well, Jan explained that she had worn the shirt
identified as capitalists and their allies, the bourgeoisie) and that her roommate Danielle had wanted to wear
and who enjoy the fruits of profit, and those who have it also. At this time, Jan and Danielle were friends
only their labor to sell (the proletariat) and who thus with k.d. lang, and she would party with them when
are exploited, in the sense that their labor, extracted be- she came to Austin for gigs. k.d. and Danielle were
yond compensation, is both maximized to its fullest sort of “involved” for a while, and k.d. saw The Shirt.
extent and used to expand profit. The reality of this sit- Jan had loaned it to Danielle for a fancy dyke night
uation is, of course, more complicated, as the exploita- on the town, and, to make a long story short, k.d. saw
tion that a migrant worker in the San Fernando Valley The Shirt and had to have it.
experiences is considerably different from that of a And, now she does.
unionized French truck driver. Nevertheless, both en-
ter the scene of production with theoretically the same 10 Jesse Green, “These Things,” Out (June 1995): 128 –30.
thing, namely their labor power to sell. 11 “75 Things I hate about Shopping in Thrift Stores,”
7 See Rob Shields, ed., Lifestyle Shopping: The Subject of ThriftSCORE (issue 2, summer 1994), 6 –7. (Thrift-
Consumption (London: Routledge, 1992). SCORE P.O. Box 90282, Pittsburgh, PA 15224; e-mail:
8 Much of this discussion expresses our debt to Gayatri al@girlreporter.com).
Chakravorty Spivak’s work on value and its discontinu-
ous and textualized status. See “Scattered Speculations
on the Question of Value,” in In Other Worlds: Essays in
Cultural Politics (New York: Methuen, 1987), 154 –78.
Spivak’s reading through Derrida disrupts the use/ex-
change binary, a reading which makes visible the labor
ignored by certain “orthodox” Marxist analyses of the
commodity and concealed through the commodity’s
circulation.
9 Joy’s Tale of Unexpected Thrift:

It was Austin, Texas, 1988. k.d. lang’s Shadow-


lands had just been released. I went to Waterloo
Records, bought the cd, came home and started to
Shopping Sense: Fanny Fern around what historian Mary Ryan calls “the invis-
ible tentacles of the urban market.” 2
and Jennie June on Consumer
June and her contemporary, Fanny Fern, offer
Culture in the Nineteenth complicated and detailed reactions to the emer-
gence of consumer culture. These professional
Century
journalists run counter to the still prevalent char-
acterization of nineteenth-century women au-
Elana Crane
thors as “largely ignorant of the developing eco-
nomic situation of which they were a part.” 3 For
more than twenty years, from the 1850s through
In her critique of New York Times columnist Mau- 1870s, Fern and June devoted a great deal of at-
reen Dowd, Susan Faludi sketches out the two tention to examining fashion, shopping, and the
roles between which women journalists have his- ways in which women’s movements were routed
torically been forced to choose: “Since women through consumerism.
first broke into press punditry, they’ve had to play Fanny Fern, the persona developed by Sara
either the primly principled commentator or the Willis Parton, started writing for several weekly
wickedly frivolous disher.” Contemporary women papers in Boston, and her success enabled her to
columnists, though, “have been breaking down move to New York City in 1854.4 From 1855 until
these molds by voicing passionate beliefs—partic- her death in 1872, Fern wrote a weekly column for
ularly on women’s rights—with wit and impu- the New York Ledger, a story paper with national
dence.” Faludi now fears, however, that “we seem syndication; over the years she also published
to have been returned to the days of Jennie June’s them in a series of books.5 As one critic has com-
shopping and gossip columns.” 1 Faludi juxta- mented, Fern was “a combination of advice col-
poses politics (women’s rights) with shopping; in umnist, gadfly, and social reformer.” 6 Fern based
her view the two are mutually exclusive, but this many of her columns on things she observed in
was certainly not the case during the second half the city or news items she read in the papers, and
of the nineteenth century at the time Jennie June her columns often responded to modern goings-
and other women were writing. Shopping, as it de- on with biting sarcasm and a caustic common
veloped in the 1850s, demanded that participants sense approach. Shopping was not spared from
learn new ways of acting, understand the new lan- her sharp appraisal; in Fern’s work, shopping is
guage of consumer culture, and adopt or reject a nuisance, an arduous task, or a ridiculous waste
new styles of fashion. All of these areas were con- of time. In “A Glance at a Chameleon Subject,”
sidered political and at times controversial, as for example, Fern adopts the persona of a fash-
shopping took place in the public sphere and ion writer to satirize the enterprise. She advises
raised important questions about women’s eco- women to “puff your hair and your skirts. Lace
nomic and political independence. In contrast to your lungs and your handkerchief.” Responding
Faludi’s trivializing of shopping as a topic not wor- to a reader’s question, “Tell you the fashions?”
thy of a columnist’s attention, many prominent Fern replies, “Take a walk down Broadway and see
nineteenth-century women journalists devoted a for yourself. If you have a particle of sense, it will
considerable amount of copy to women’s interac- cure you of your absorbing interest in that ques-
tion with consumer culture. These writers saw tion during your natural life, though your name be
themselves as consumer experts, guiding women written Methuselah.” 7
elana crane 473

While Fern used sarcasm to discuss the topic of each other to establish shopping districts, pushing
shopping, Jennie June employed a more straight- out housing and transforming residential areas
forward and serious approach to her work as a into commercial zones. By 1869, the stretch of
fashion columnist. The monthly articles June New York City’s Broadway between Tenth Street
produced informed readers about new styles and and Madison Square was known as the “ladies’
directed women through the complicated world of mile.” It consisted of a number of large depart-
fashion and consumer culture. Though known ment stores (including Stewart’s as well as Lord
more today for her part in organizing the late and Taylor’s), jewelry stores, dressmakers, and
nineteenth-century women’s club movement, Jen- ladies saloons. Although other women writers cer-
nie June, the pseudonym of Jane Cunningham tainly contemplated the new demands of shop-
Croly, was also a prolific fashion writer.8 In the ping, Fern and June each produced a significant
1850s, June syndicated a monthly fashion column, body of writing observing, advising, and often
“Fashionable Intelligence,” and in the 1860s, while complaining about the role of shopping in wom-
editing and writing for the women’s fashion mag- en’s lives. Their writings serve as a bridge between
azine Demorest’s Monthly, June started another the domestic-focused work which dominated the
monthly fashion column, “New York and Paris first half of the nineteenth century and the di-
Fashions” carried in urban newspapers across the rect critiques of consumerism made by theorists
country.9 Though June’s work predated the cre- such as Charlotte Perkins Gilman at the end of the
ation of women’s pages in newspapers, it does re- century.11
flect the more commercial enterprise of the news- Fern’s and June’s work, as it envisions a reader-
paper business that emerged during the second ship of both men and women, differs from that
half of the nineteenth century. Financial support of many nineteenth-century women fiction and
for newspapers shifted from political organiza- advice writers who address an exclusively female
tions to advertisers; the largest source of revenue audience and view the marketplace primarily
for many newspapers came from department through the lens of the domestic sphere.12 For ex-
stores, and these advertisers urged newspapers to ample, in Catharine Beecher and Harriet Beecher
introduce material to attract women readers.10 Stowe’s 1869 American Woman’s Home, the au-
I focus on Fern and June because of the great thors offer women guidance on home manage-
deal of writing they generated about shopping and ment; they focus on how women might care for
their interest in exploring what shopping meant their families and homes more efficiently. Conse-
for women. They wrote during the time depart- quently, Beecher and Stowe’s chapter on clothing
ment stores first emerged, when ready-made spends very little time on women’s fashions, with
clothing was beginning to be produced, and when most of the chapter devoted to how to dress one’s
stores first started the work of transforming shop- daughters: “There is no duty of those persons hav-
ping into a leisure pursuit for women. Stewart’s ing control of a family where principle and prac-
Marble Palace, which opened in 1846, was one tice are more at variance than in regulating the
of the first department stores in America. Other dress of young girls, especially at the most im-
department stores emerged in the 1850s and with portant and critical period of life.” 13 Their guide
them selling techniques changed; owners sold imagines an audience of women who do their own
items at fixed prices, created a free entry policy sewing and who shop only to purchase the neces-
to encourage browsing, and made their profits sary supplies. In contrast, Fern and June both see
through quick stock turnover. Stores built up near shopping as occupying a larger part of women’s
474 hop on pop

lives and involving more than just purchasing for women in public, Wolff dismisses shopping
necessary household items; in their work, shop- as an experience comparable to those of the flâ-
ping signals a shift from woman’s identity being neur: “although consumerism is a central aspect
formed through her role as wife and mother to the of modernity, and moreover mediated the public-
more individualistic pleasures afforded by con- private division, the peculiar characteristics of
sumer culture. These writers also insist that shop- ‘the modern’ which I have been considering—the
ping requires all parties involved to learn new fleeting, anonymous encounter and the purpose-
forms of behavior. While their work does offer less strolling— do not apply to shopping or to
women advice, it is in the form of how to analyze women’s activities either as public signs of their
the retail market, and just as much advice is prof- husband’s wealth or as consumers.” 15 As Elizabeth
fered to businessmen. Examining their work not Wilson notes, Wolff relies on Thorstein Veblen’s
only revises assumptions about women’s roles but analysis of women’s role as conspicuous consum-
expands our understanding of women’s writing at ers to inform her understanding of women’s shop-
mid-century. Instead of discussing women’s lives ping and views shopping as a fairly passive activ-
in relation to the domestic sphere, Fern and June ity.16 Wolff believes that no female counterpart to
emphasize women’s public role as consumers. As the flâneur exists; women simply could not wan-
active consumers, women can lobby to effect bet- der alone throughout the city. Instead, Wolff says
ter working conditions for store employees, advo- that we must look at the private side of modernity.
cate improvement of the ready-made clothing in- She seems to be saying that we have had too
dustry, and begin to question their status within narrow a definition of modernity, but her own
patriarchal culture. understanding of modernity’s “private manifes-
The meaning of consumption for women has tations” is equally as confining in its exclusion of
also engaged theorists of women’s experience of shopping. Shopping, though, did entail more
modernity. Recent discussions of shopping con- than consuming or publicizing wealth, and if we
sider whether the female shopper can serve as a think about it creating a separate urban space for
counterpart to the male flâneur, the urban figure women, it is possible to see how studying shop-
introduced by Charles Baudelaire and later dis- ping can also contribute to redefining modernity.
cussed in several essays by Walter Benjamin.14 The Opposing Wolff ’s dismissal of the female shop-
flâneur, with his aimless city strolling, browsing, per as a counterpart to the flâneur, film theorist
and observing, has served as a figure representa- Anne Friedberg considers shopping a useful site
tive of modernity, but his experiences have largely for examining women’s experience of modern-
been thought to have excluded women. Janet ity: “It was as a consumer that the flâneuse was
Wolff argues that modernity has been defined born.” 17 Friedberg sees shopping as a practice that
as what is experienced in the public sphere; she allowed women to participate in the new mobile
rightly argues that this version of modernity has models of vision. “To shop: as a verb, it implies
left women out of the picture. Wolff argues that choice, empowerment in the relation between
because women were relegated to the private looking and having, the act of buying as a willful
sphere, their experience of modernity has never choice. To shop is to muse in the contemplative
been considered. She does not believe women had mode, an activity that combines diversion, self-
a visible presence in the public sphere and says gratification, expertise, and physical activity.” 18
that there is no point in trying to search for the Friedberg does, however, acknowledge that while
figure of the flâneuse because she did not exist. shopping could be empowering, “new freedoms
Conceding that department stores created new sites of lifestyle and ‘choice’ were available, but . . .
elana crane 475

women were addressed as consumers in ways that As Gillian Swanson argues, we need to avoid
played on deeply rooted cultural constructions of the traps of either pathologizing or celebrating
gender.” 19 Overall, though, Friedberg finds that consumption. “Both the fixity of sexual categories
many of the characteristics associated with the and an inherently negative view of consumption
flâneur (the aimless walking, browsing, and mus- need to be superseded so that the involvements of
ing) can also be applied to the shopper, and Fried- women in the city and the various forms of cul-
berg considers women’s access to these experi- tural consumption that form part of modern ur-
ences positive. ban experience can be included as components of
Wolff and Friedberg represent two approaches civic life.” 22 My understanding of the role of con-
to an understanding of the role consumption sumption is similar to Swanson’s. In order to see
played in women’s lives, but neither adequately ad- shopping as part of public life, it is necessary to
dresses the complicated and at times contradic- shed the belief that consumption is at worst an
tory aspects of shopping. During the nineteenth affliction or at the least a triviality; it is equally im-
century, shopping was a new experience and ap- portant not to overstate the liberatory powers
peared to disrupt social norms. Women con- shopping might hold for consumers. What fasci-
sumers were considered a threat to urban order; nates me about Fern and June’s work is the intense
just being visible in the city challenged assump- scrutiny they bring to shopping, avoiding sensa-
tions about women’s position within society. Some tional or derisive commentary, which suggested
commentators argued that shopping was danger- shopping was a vice and that women were unable
ous; they described it as a vice or mania and criti- to control themselves from wanting things. How-
cized women for the hours they spent downtown. ever, they do not imagine shopping as an entirely
As one 1881 editorial complained: “The awful prev- positive way for women to spend their time. In
alence of the vice of shopping among women is contrast to the private diaries Leach discusses,
one of those signs of the times which lead the the women’s public writing on consumer culture
thoughtful patriot almost to despair of the future is more ambivalent. Instead, their work advises
of our country. Few people have any idea of the ex- women how they might use their position as con-
tent to which our women are addicted to this sumers to improve labor practices and shape the
purse-destroying vice.” 20 This writer clearly felt new manufacturing and retailing industries while
threatened by women shoppers. Historian Wil- recognizing that shopping served as a hollow sub-
liam Leach argues that too many scholars have fol- stitute for the careers and opportunities routinely
lowed this lead and treated shopping as a kind of denied them by the cult of domesticity. Fern, who
disease infecting female consumers. Missing is any consistently identified with and showed concern
consideration of the positive impact consumer for working-women, emphasized improving labor
culture may have had on women. His own inter- practices to create a better shopping environment.
est, he explains, lies “largely with those patterns of June’s role as a fashion expert led her to focus
consumer life that implied a new freedom from on the manufacturing industry’s production of
self-denial and from repression, a liberation that ready-made clothing and retailers’ selling strate-
promised to expand the province of rewarding gies. Both writers describe shopping as creating a
work and individual expression for women.” 21 separate female urban sphere, and they worry
Leach examines late-nineteenth-century women’s about the channeling of all of women’s energies to-
diaries and argues that women were fascinated ward shopping. Although they do make specific
with the opportunities shopping provided for recommendations for improving consumer cul-
pleasure and escape from the home. ture, Fern and June ultimately see shopping as
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preventing women from assuming other public store owners will be compelled to improve their
roles such as learning a profession or gaining the management, and in turn, employees will im-
right to vote. A close examination of these writers’ prove their service.
columns suggests both a necessary revision of ex- The male sales clerks most stores employed ir-
isting scholarship and a more nuanced approach ritate Fern because of their lack of expertise and
to women’s involvement in consumer culture. rudeness. In one column, Fern describes a shop-
ping trip where a series of store clerks she collec-
tively refers to as “Yardstick” offends her and
Store Manners
sends her all over the big stores and into little ones
The space of the shopping district demanded new in search of the items she needs. First she goes to a
ways of behaving. In her history of women sales dry-goods store and asks the clerk for blue silk.
clerks in the early twentieth-century department “Yardstick, entirely ignorant of colors, after fifteen
store, Susan Porter Benson has shown that the minutes of snail-like research, hands me down a
intersection of male managers, female employ- silk that is as green as himself.” At another store,
ees, and female customers often created shifting the clerk ignores her request for pointed collars
power alliances. Although managers and custom- and tries to persuade her to purchase round ones
ers had a shared class background, women cus- because he declares pointed ones no longer to be
tomers were often suspicious of store managers the fashion. Undeterred, Fern attempts to pur-
and managers despaired of women customers’ de- chase some wool:
mands. Similarly, although class differences sepa-
Dear me, how tired my feet are! nevertheless, I must
rated the women customers from the women sales
have some merino. So I open the door of Mr. Henry
clerks, their shared gender also allied them against
Humbug’s dry-goods store, which is about half a
the managers.23 These different relations among
mile in length, and inquire for the desired article.
shopping’s participants, though, existed even be-
Young Yardstick directs me to the counter, at the ex-
fore the period Benson examines. Fern’s columns
treme end of the store. I commence my travels thith-
between the 1850s and 1870s examine the relation-
erward through a file of gaping clerks, and arrive
ships between women customers and male and fe-
there just ten minutes before two, by my repeater;
male clerks, male bosses and their employees, and
when I am told “they are quite out of merinos; but
women customers and bosses and attempt to ne-
won’t Lyonnese cloth do just as well?” pulling down
gotiate among the interests of each of these three
a pile of the same. I rush out in a high state of frenzy,
groups. As Fern understands it, women customers
and, taking refuge in the next-door neighbor’s, in-
want to be able to shop in peace and receive polite
quire for some stockings.24
service, store owners want to sell their goods, and
employees want not to be at the mercy of time- However, inexpert service again thwarts her mis-
monopolizing customers and mean employers. sion, and Fern gives up in defeat. Fern, who knows
Balancing these interests, Fern directs her atten- what she wants, has her choices ridiculed and ig-
tion to what middle-class women can do to melio- nored. Over and over, Fern’s columns describe
rate working conditions, and the kinds of recom- customers as at the mercy of ill-trained and in-
mendations Fern made were as concerned with considerate employees.
political activism as etiquette. She believes women To make shopping more enjoyable, clerks need
consumers have power to affect labor issues in the to be trained to know their stock and to treat cus-
stores; if they will be aware of how they treat clerks tomers more politely. The clerks at Stewart’s mea-
and speak out against the employees’ exploitation, sure up to her ideal and are a foil to the employees
elana crane 477

she has previously encountered. She commends time, it is no wonder so many clerks are rude. In
owner A. T. Stewart’s organization and man- addition, she suggests that clerks may be irritable
agement of his establishment: “You may stroll from overwork and poor pay. Fern asks her read-
through his rooms free to gaze and admire, with- ers to consider, “What if their employers looked
out being annoyed by an impertinent clerk dog- upon them merely as tools and machines, not as
ging your footsteps; you can take up a fabric, and human beings? What if they ground them down to
examine it, without being bored by a statement of the lowest possible rate of compensation?” She
its immense superiority over every article of the urges women to feel empathetic toward the clerks.
kind in the market. . . . . You will encounter no For Fern, though, empathy on the part of women
ogling, no impertinent cross-questioning, no tit- customers only goes so far; she then turns from
tering whispers, from the quiet, well-bred clerks, customers to address employers: “Oh! if employ-
who attend to their own business and allow you to ers sometimes thought of this!” 28 Fern moves
attend to yours.” 25 In contrast to the usual frustra- from complaining about service to calling for
tion she experiences elsewhere, Stewart’s clerks better working conditions.29
please her because she is able to shop without The women workers who were gradually hired
interruption. This passage directs women to a for retail positions concern Fern even more, and
store characterized by good service and advises many of her columns discuss the ways that store
store owners to follow Stewart’s model. Fern’s dual managers poorly treat their female clerks. As with
address foregrounds the connections between her columns about male clerks, Fern envisions a
women’s lives and the business world. readership comprised of both businessmen and
While Fern is usually critical of male clerks for women consumers. “Female Clerks” urges owners
their aggressive and surly behavior, she also recog- to treat clerks as they would their daughters, al-
nizes that days spent helping customers who sim- lowing them to sit down when tired and refraining
ply want to fill time can explain the men’s atti- from criticizing them in front of customers: “I
tudes. Fern tries to teach women how to behave in have sometimes heard such brutal things said by
stores, not out of deference to the managers, but employers to a blushing young girl, whose eyes
to the clerks. In “Counter Irritation” Fern re- filled with tears at her helplessness to avert it, or to
proves “a heartless woman, who had been divert- reply to it, that I never could enter the store again,
ing herself with turning a store full of goods topsy- for fear of a repetition of the distressing scene, al-
turvey.” 26 Her “Advice to Ladies,” sarcastically though, so far as I personally was concerned, I had
counsels: “When the spirit moves you to amuse nothing to complain of.” 30 Fern warns managers
yourself with ‘shopping,’ be sure to ask the clerk to treat their employees more fairly or face a dwin-
for a thousand-and one articles you have no in- dling clientele. It also models consumer activism
tention of buying. Never mind about the trouble for other women shoppers; she demands that em-
you make for him; that’s part of the trade. Pull the ployees be better treated or threatens not to shop
fingers of the gloves you are examining quite out at the store.
of shape; inquire for some nondescript color, or According to Fern, women consumers also
some scarce number, and, when it is found, ‘think need to understand how they can unwittingly par-
you won’t take any this morning;’ then, keep him ticipate in the exploitation of store employees. In
an hour hunting for your sunshade, which you, “Tyrants of the Shop” Fern describes an incident
at length, recollect you ‘left at home;’ and depart at a store in which a manager berates a female clerk
without having invested a solitary cent.” 27 Fern in front of customers. This passage illustrates
implies that with so many women wasting clerks’ Fern’s connection of writing with activism; she de-
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mands that women speak out against the unfair how shoppers might be transformed into activists,
treatment of female employees. “You wonder if and by instructing women in this manner, she an-
you were to sit down and write about this evil, if it ticipates the concerns of turn-of-the-century con-
would deter even one employer from such brutal- sumer activists, reformers, and researchers who
ity to the shop-girls in his employ; not because studied working conditions of women employ-
of the brutality, perhaps, but because by such a ees.36 Fern appealed to women to educate them-
short-sighted policy, he might often drive away selves and to understand the larger systems con-
from his store, ladies who would otherwise be nected to shopping.
profitable and steady customers.” 31 Her analysis
recognizes the interests of the different partici-
Ready-Made Expertise
pants. If employees were better treated, Fern sug-
gests, customers would be more comfortable Though Jennie June became interested in labor is-
shopping and might spend more money. sues through her work in the women’s club move-
Her concerns extend to the workers who pro- ment and eventually wrote a book about working
duce these stores’ goods. In “Working-girls of women, she remains silent in her fashion columns
New York” Fern tries to educate readers about about the workers in the shopping industry.37 In-
working women’s daily lives. She asks readers to stead, she scrutinizes the goods themselves, seek-
imagine these women’s work day: “Now follow ing to improve the manufacturing and retail-
them to the large, black-looking building, where ing industries, balancing businessmen’s interests
several hundred of them are manufacturing hoop- against those of women consumers. June tries to
skirts. If you are a woman you have worn plenty; redirect the actions of clothing makers and sellers
but you little thought what passed in the heads and urges women not to blindly accept whatever
of these girls as their busy fingers glazed the wire, goods stores offer. June felt shopping could be
or prepared the spools for covering them, or se- made into a better experience by improving the
cured the tapes which held them in their places.” 32 quality of “ready-made” clothing. In her mind,
Women need to be better educated in economics, ready-made clothing held the promise of sim-
so they can see how shopping is part of a much plifying women’s lives.38 Some comment on the
larger system and how women consumers can pro- ready-made industry appears in nearly all her col-
mote poor working conditions simply by purchas- umns from the late 1860s and early 1870s, when
ing certain products.33 Later in the piece, Fern the industry first began producing garments for
reports on conditions at a dressmaker’s where em- women. Tailors, who made men’s clothes, were
ployees are packed into basement rooms with no the first to mass produce their garments, and the
ventilation. “Oh! if the ladies who wore the gay first women’s clothes to be manufactured were
robes manufactured in that room knew the trag- outer garments such as cloaks and jackets since
edy of those young lives, would they not be to they did not need to be as fitted as dresses. June
them like the penance robes of which we read, lobbies manufacturers to produce high quality re-
piercing, burning, torturing?” 34 The article ends tail clothing and stores to carry ready-made wear.
by discussing The Working Woman’s Protective “A ladies’ furnishing establishment, where outfits
Union, an organization that secures workers’ could be obtained, tasteful and lady-like in design,
wages and finds work for seamstresses outside the careful and good in material, neat in workman-
city. In Fern’s mind, “there is no institution of the ship, and of various grades, is an absolute want in
present day more worthy to be sustained,” imply- New York City, and would realize a fortune, if
ing that middle-class women should contribute properly conducted.” 39 She directs her comments
funds for its support.35 Fern’s work demonstrates to store owners, to improve their lines of ready-
elana crane 479

made clothes, and to shoppers, alerting them to manufacturing companies, she does question their
the problems with stores’ merchandise. This dual expertise. She continues by presenting an alarm-
address illustrates June’s awareness of her role as a ing picture of the retail industry: “There are tuns
public commentator. June shows how her exper- [sic] of black silk cloaks that nobody wants; of
tise is indispensable to the business world: if it mixed woolen suits, trimmed all in the same
wants to succeed, it needs to listen to women. stereotyped way, and looking as if they were
The promise of ready-made clothes was often turned out like sailors’ shirts at twenty-five cents
far from the reality, and June details the problems apiece, by contract. Acres of coarse gray cloth sacs,
with poorly designed and cheaply produced gar- mounted with bone buttons; plenty of embroi-
ments. June turns an expert eye on the clothing dered Breton jackets, at $20 to $25 each; and
sold, demonstrating how readers might assess round cloaks made of the heavy, water-proof
their quality. She explains that the idea of wearing cloth, which can only be worn with the thermom-
out these clothes seems implausible until one ac- eter in the neighborhood of zero.” The piles of
tually puts them on: “How people can buy them unsold clothes underscore her point that busi-
and wear them out is a mystery, until you buy nessmen need to consider what women want. June
them and wear them, and then you find that they positions herself as an expert in consumer matters
have been put together easily, to be replaced by describing in detail the quantities of unsold
quickly. That they have a way of dropping apart goods. She concludes by proposing the kind of
and becoming demoralized to an extent which, ready-made garment that should be produced:
while it does not really wear out the fabric, wears “But try to get a light tweed cloak, heavier than
out human patience, and induces the owner to set linen, but not so heavy as the ordinary thick water-
out on a quest after something better.” 40 This de- proof cloth, and just what is needed for summer
scription of ready-made clothing certainly does traveling wraps, or a pretty jacket for $5, or a neat
not inspire consumer confidence in the new trend suit in a good summer washing material for $10 to
of purchasing clothes instead of remaking older $15, and you will discover that they are not to be
garments to fit the changing fashions. had, and you will take something that you don’t
In effect, June translates between the needs of want, in all probability at a higher price.” 41 This
consumers and the business of manufacturers and conclusion reveals frustration at an industry deaf
retailers. A column, subtitled “How Not to Do It,” to its customers’ needs. Her columns rely on pre-
criticizes the clothes as being made with ill-chosen cise description to identify the problem and to
fabrics and incongruous trimmings. She urges propose a solution to it. Here, the wrong fabrics
companies to devote more attention to produc- and wrong trimming are contrasted with the right
tion: “So far as women’s clothing is concerned, I fabric and practical design. June often used this
think the art of not making any thing they want, in negative-positive strategy to illustrate the changes
any way that they want it, has been brought to per- that the industry needs to make. For example, fol-
fection. There is singular lack of enterprise and lowing her discussion of the poor execution of
knowledge of what is required in every depart- ladies’ suits and coats, the column’s next section,
ment of ladies’ ready made garments, a condition “A Bright Idea,” discusses the success of one com-
of things probably due to the fact that business in pany’s ready-made morning wrappers (printed
this direction, as in all others, is monopolized and cotton dresses for home wear). Although these
presided over by men who know nothing about it dresses have nothing unique or outstanding about
themselves, and depend upon the judgment of ig- them, she explains, they are well made and the
norant and unscrupulous employees.” Although quality of the product “created quite a furor, the
June avoids directly blaming the heads of the sale averaging sixty per day.” June includes this
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statistic to encourage producers to improve their rid, at a “reduced” price, of quantities of old,
ready-to-wear lines: “This single fact speaks vol- shop-worn goods, which otherwise they would
umes in favor of a popular ready-made clothing never think of being able to sell at all. There is a cu-
system for women and children, something like rious idiosyncrasy in the minds of people at such
that which has been reduced to a science for man. times, which makes them, even when they have
At present, women generally are at the mercy of money to spend, willing to do a sort of penance by
high-priced stores and dress-makers, their means buying something they do not like, and do not
and earnings, at the same time, averaging not more want, for a little less than they would pay for
than half those of men.” 42 If stores really want to something they do want and would like. In this
appeal to women consumers, she suggests, they way merchants get rid of a terrible lot of trash, and
need to offer a better made, more affordable, and women accumulate it.” 44 By exposing retailers’
wider variety of ready-made clothing. marketing techniques, June instructs readers how
June also finds store sales to be frustrating ex- to analyze consumer culture, reminding them to
periences, displaying the worst aspects of manu- be critical of products and selling strategies.
facturing and retailing; her columns show women
how they might scrutinize marketing techniques.
The Female Urban Sphere
One column assesses the vast quantities of leftover
stock selling at reduced prices: “The past month Fern and June make it clear that women were ac-
has been signalized by the selling off of summer tively engaged shaping the shopping experience.
stocks and summer goods, and at such rates as Their work, as it appeared in newspapers and was
must have filled the hearts of the innumerable addressed to both men and women, informed
Mrs. Toodleses with joy and triumph.” For June, readers of new ways to approach retail stores and
though, this is not cause for celebration. Indeed, to scrutinize goods. As Mica Niva notes, “Con-
she describes the sales as a gloomy affair: “Thou- sumption (as a feature of modern capitalism) has
sands of the dingy-looking suits which make the offered women new areas of authority and exper-
large furnishing houses dismal, which you wonder tise, new sources of income, a new sense of con-
how anyone could ever have the conscience to sumer rights; and one of the consequences of these
make, or any one else the heart to buy, which are developments has been a heightened awareness
never seen on the street, which are bought by no of entitlement outside the sphere of consump-
one knows who, and worn no one knows when, tion.” 45 In addition to their discussions of retail-
have disappeared, and are leaving vacancies which ing and manufacturing issues, Fern and June use
will only be half filled for months to come, by shopping to explore women’s lack of economic
dreary odds and ends, generally kept out of sight, and political independence. As much as Fern and
but are resurrected for a few weeks in July, in or- June offer women specific advice for becoming
der to afford summer visitors to the city a glance consumer experts, these journalists also believe
at New York fashion.” 43 This passage’s elaborate shopping diverts women from intellectual or pro-
clauses uses mock bafflement to disparage retail fessional pursuits. In the shopping world Fern and
methods retailers use and to warn tourists about June observe, women are infantilized by their lack
this ploy. June suggests fabrics on sale offer better of economic independence, react to their limita-
bargains than leftover clothing. tions by engaging in a critical surveillance of one
June pays close attention to the ways in which another, and fill their hours with devotion to mere
sales encourage spending. She observes that the fashion.
economic panic of 1873 enables merchants “to get As shopping became popular as something
elana crane 481

to do apart from the task of purchasing needed encourages women to engage in verbal and psy-
items, commentators complained about the hours chological skirmishes; it creates a culture where
women spent shopping. June uses these opinions women combat one another in order to appear the
to examine women’s limited control over their most fashionable:
household incomes. One column uses brows-
For dress being so important to those who have
ing and windowshopping to bring attention to
nothing else, every faculty is devoted to it, and it
middle-class women’s restricted social position:
would no more do for a flaw to exist in a toilet which
“There have been quantities of virtuously in-
will be certainly examined by every lady acquain-
dignant articles written about shopping; about
tance the wearer may meet, than it would in the ar-
women who occupied their time in looking at ar-
mor of a knight of the olden times. In both cases the
ticles which they did not want, and could not af-
chances of meeting an opponent, would be the al-
ford to buy. But how do we know they did not
most certainty of being vanquished, a dreadful pos-
want them? Might it not have given them a poor
sibility of being beaten, and one which at any cost,
sort of consolation to look at articles, simply be-
to somebody else, the American young lady insists
cause they could not afford them? Women are so
upon guarding against.
poor there are some who live in very fine houses
The great thoroughfares, therefore, from 12 in
who do not know what it is to have a dollar in their
the morning to 5 o’clock in the afternoon, are
pockets which they can spend freely.” Here, she il-
thronged with beautifully dressed women, nearly all
luminates the compensatory pleasure shopping
of them young and most of them unmarried, who
provides; if women cannot always buy, they can
seem to have no object in life but to put on elaborate
certainly look.46 June criticizes a culture that en-
attire and go out and display it.
courages women to spend, spend, spend, yet does
The spectacle, on a clear bright day, is brilliant in
not allow them to control their finances:
the extreme, but to me it is a sad and sickening sight.
It is this which very often makes women seem There is little more trace of gentleness or womanli-
mean, and like children, pleased with trifles. A very ness about these daily promenades than among the
nice looking old lady was made completely happy painted but less bedizened creatures who walk there
this morning by having two inches on a remnant of at night. They are bold in look, loud in speech, ob-
ribbon “thrown in.” I thought then if one only trusive in manner, and measure every woman they
could be a beneficent fairy about this time, how de- meet by the cost of the material of her dress, or the
lightful it would be to touch with a wand the thin, number of yards and trimming that she wears.49
scant looking pocket-book of some women and
June characterizes the endless showing off
have them find unexpected treasures in the shape of
from noon to five as a battle, where a woman’s
bills and crisp new currency, stretch ribbons to
opponents are other women and their weapons
unimaginable lengths, duplicate gloves, attach the
are their evaluations of each other’s outfits. Her
wished for ornament to the waist, or clasp it round
description of the women, “who have nothing
the neck, and witness the joy of discovery.47
else” to do but stroll on Broadway, indicts the way
June turns observers’ criticism on its head: middle-class women’s lives become absorbed by
women only appear puerile because of their eco- shopping because other avenues are closed to
nomic dependence on men.48 Her humor, imag- them.50
ining herself as the good fairy, suggests the ridicu- More forcefully than June, Fern examines the
lousness of not allowing women any economic impact of shopping culture upon women’s minds
independence. Shopping, in June’s eyes, often and skills; denied other opportunities, they turn
482 hop on pop

mean, maligning one another. Fern describes lady icating herself to policing both her own and other
shoppers as frivolous and mindless, and labels women’s adherence to rule while often becoming
women who shop “‘for fun’” as “silly.” 51 She ex- massively hypocritical.” 56 Fern delivers a pro-
plains, “When ladies ‘go shopping,’ in New York, nounced satire on the New York woman’s obses-
they generally expect to enjoy themselves; though sion with appearances: “The New York woman
Heaven knows, they must be hard up for resources thinketh it well-bred to criticise in an audible tone
to fancy this mode of spending their time, when it the dress and appearance of every chance lady
can be avoided.” 52 Fern characterizes herself as near her, in the street, shop, ferryboat, car, or om-
someone who doesn’t like to shop; three columns nibus. If doubtful of the material of which her
about shopping begin by asserting her disdain for dress is composed, she draweth near, examineth it
it. For example, one column begins with the dec- microscopically, and pronounceth it—‘after all—
laration, “I detest shopping.” 53 Shopping is both- silk.’ ” 57
ersome and time-consuming; it keeps her from This mode of relating to one another extends
doing the things she likes—writing, thinking, go- beyond the spaces of shopping. Observing women
ing places, being with her family. attending a lecture, Fern charges that they occupy
Devotion to fashion and shopping does not themselves by assessing other women: “the first
make women happy: “You should see the gay little bonnet within range passes under the inspection
bonnets, and oh! you should see the vapid, expres- of an inexorable, martinet, vis: ‘Did she make it
sion-less, soul-less faces beneath them. You should herself ?’ or, ‘Is it the approved work of a milliner?’
see the carriages, . . . and the faces, seamed with ‘Does her hair curl naturally?’ or ‘Does she curl it?’
ennui and discontent, which peer through the ‘Is her collar real lace?’ or ‘Only imitation?’ These
windows, from beneath folds of lace and satin.” 54 professional detective queries, so amusing to the
In assessing the women of 1868, Fern laments their general female mind, while away the time edify-
preoccupation with shopping: “I had hoped that ingly, especially when there is a variety of heads
all their time would not have been spent in keep- within in eyes-range for minute inspection.” 58
ing up with the chameleon changes of fashions too Even female clerks participate in the surveillance
ugly, too absurd for toleration. It is because I want of other women; they “are too often taking an in-
them to be something, to do something higher ventory of the way you dress your hair; of the cut
than a peacock might aim at, that I turn heart-sick and trimming, and probable cost of your sacque
away from these infinitesimal fripperies that nar- and dress. No lady who shops much can be un-
row the soul and purse, and leave nothing in their aware of the coroner’s inquest, favorable or other-
wake but emptiness.” 55 While the pleasures of wise, thus held over the dry-goods on her back.” 59
consumer culture fill a void in women’s lives, Fern Characterizing women’s mutual surveillance in
argues, it is a temporary salve that ultimately pre- such clinical terms (engaging in “professional de-
vents women from finding fulfilling vocations. tective queries” and performing a “coroner’s in-
In Fern’s work, shopping does not establish a quest”) depicts the female urban sphere as a sinis-
female community; rather, it seems to bring out ter, threatening environment. “Women,” Fern
the worst in women. As critic Lauren Berlant ar- continues, “always dissect each other the moment
gues, “The failure to cultivate intellect, talent, or they meet, and never leave so much as a hair-pin
simply self-expression has a sublime range of ef- unmeasured.” 60 Fern’s choice of words suggests
fects on women: most parodically, the woman be- the consequences of women’s closed opportuni-
comes a grotesque slave to surfaces and form, ded- ties. Though women have the skills to be detec-
elana crane 483

tives, coroners, analysts, they use that energy to could also feel like freedom, and that is precisely
disparage one another.61 what is so insidious about shopping. Though
While the activities associated with shopping stores attempted to entice women to spend their
are considered appropriate feminine behavior and days shopping, to the exclusion of other activities,
sanctioned by society, women are discouraged they also provided moments of delight and plea-
from entering other public arenas, such as politics sure. In the piece, Fern describes a visit to Stew-
or professional employment. Fern satirizes the in- art’s department store: “It is not often that I treat
consistent codes of proper feminine behavior in myself to a stroll into Stewart’s great shop. Mortal
an attempt to open more doors for women. For woman cannot behold such perfection too often
example, Fern juxtaposes the fashion-obsessed and live. It is like a view of the vast ocean, so hu-
audience in the passage above with a defense of fe- miliating and depressing by its immensity and
male lecturers against claims they are unwomanly. sublimity that little atoms of humanity are glad to
creep away from it, to some locally-big elevation
If conservatism is shocked to hear a woman speak in
of their own.” 64 Although Fern writes tongue-in-
public, let conservatism stay away; but let it be con-
cheek here, evidenced by the passage’s exaggera-
sistent, and not forget to frown on its own women,
tion and mock seriousness, the rest of the section
who elbow and push their way in a crowded assem-
illustrates Fern’s appreciation of the great store:
bly, and with sharp tongue and hurrying feet “grab”
“Once in awhile, when I feel strong enough to bear
—yes, that’s the word—the most eligible seat, or
it, . . . I put on a bold face and plunge in with the
who push into public conveyances already filled to
throng. When I say ‘throng’ I don’t wish to be un-
over-flowing, and, with brazen impudence, wonder
derstood as meaning anything like a mob. It is a
aloud “if these are gentlemen,” as they try to look
very curious circumstance that given how objec-
them out of their seats. There are many ways a
tionably some ‘throngs’ may behave elsewhere,
woman can “unsex” herself, beside lecturing in
even the most disorderly of all throngs, a woman-
public.62
throng—yet at Stewart’s so suggestive of order
Her complaints about women’s conduct while and system is the place, that immediately on en-
shopping are part of her larger examination of the tering, they involuntarily ‘fall into line,’ like
hypocritical standards of conduct applied to proper little Sunday scholars in a procession, and
women. While many people consider it perfectly never shuffle or elbow the least bit.” 65 Though she
appropriate for women to spend their days shop- admits she does not know why women behave so
ping, or to “scramble at a matinee for seats,” they much better at Stewart’s, Fern suggests that it is be-
feel that for women to cast votes, “would be to for- cause of the efficient, machine-like work of the
feit man’s love, and soil both your skirts and repu- employees and the disembodied, luxurious dis-
tation.” 63 Fern uses her observations of women’s play of goods: the “statuesque” clerks, the “eel-like
experience shopping to connect the daily, the manner” of the cash boy darting through the
seemingly trivial, with the political. aisles, the “artistic” exhibition of silks “so that, as
Fern’s strongest but also most alarming critique the light falls on it from the window, it looks like a
of the designs of consumer culture on women is splendid display of folded tulips and roses.” 66 Fern
her piece “A Morning at Stewart’s,” which demon- delights in the order Stewart’s imposes: “Indeed, I
strates her acute awareness of the power retailers sometimes think that if the great Stewart himself
had in directing the inclinations of women shop- were bodily to order them out, they would neither
pers. She shows that what could feel like constraint mutter, nor peep mutinously; but turn about, like
484 hop on pop

a flock of sheep, and obediently leap over the Notes


threshold.” 67 She praises the store because it is
able to control the shoppers’ behavior. Paradoxi- 1 Susan Faludi, “Does Maureen Dowd Have an Opin-
cally, this restraint is represented as a kind of free- ion?” Nation (May 13, 1996): 10.
2 Mary P. Ryan, Women in Public: Between Banners and
dom; Fern is able to shop because the store is
Ballots, 1825 –1880 (Baltimore: Johns Hopkins Univer-
efficiently managed and the crowds of shoppers sity Press, 1990), 87.
are controlled. As Gillian Swanson argues, in the 3 Ann Douglas, The Feminization of American Culture
nineteenth century, “consumption was used as a (1977; New York: Doubleday, 1988), 60.
means of addressing the public management of 4 Biographical information about Fern can be found in
individuals.” 68 While she describes ways individ- Joyce Warren, Fanny Fern: An Independent Woman
ual women can mediate fashion and resist com- (New Brunswick, NJ: Rutgers University Press, 1992).
As professional journalists analyzing the emerging ser-
mercialism, she is not interested in celebrating
vice economy, Fern and June insist that shopping de-
subversiveness in consumer culture. Her work,
mands serious inquiry. Importantly, they do not see
alarmingly, applauds efforts to systematize and consumer culture as moving in one direction, where
regulate women’s appearance and public behavior. women can only be duped by its designs on them. They
The article’s conclusion, though, belies the idea do not view the consumer as a passive figure; rather,
that Fern approves the way stores attempt to con- their columns suggest ways women can use their roles
trol women’s behavior. She ends with the specula- as consumers both to improve the shopping world and
tion, “Perhaps husbands wink at the thing and give to expand their positions within the world beyond.
Combining practical advice with more analytical spec-
the little dears coppers to spend there on pur-
ulations, Fern and June offer a way to reassess this mo-
pose—I don’t know.” 69 While her tone appears
ment in the history of nineteenth-century literature
humorous, the point she makes is anything but; and enhance our understanding of female responses to
Fern suggests Stewart and husbands collude to the emerging consumer culture. Fern and June imagine
control women’s behavior; women fall into line shopping as an experience that enables women to move
at his store, and, for their husbands, that is well beyond the confines of the home, but one that also may
worth whatever money women spend. Though prevent them from assuming other roles in public life.
Fern retreats from this analysis with an exasper- Ironically, shopping did.
5 Though the collections of Fern’s columns are out of
ated “I don’t know,” she leaves the door open for
print, a substantial selection of her journalism can be
women to explore the many different directions found in the reprint of Fern’s novel Ruth Hall (New
shopping pulls their lives. Brunswick, NJ: Rutgers University Press, 1986).
Their work enables Fern and June to assume 6 Nancy Walker, Fanny Fern (New York: Twayne, 1993),
other public roles through their columns. Indeed, 199 –204.
Fern and June highlight the visibility of women’s 7 Fanny Fern, Fresh Leaves (New York: Mason Brothers,
experiences in urban life. Their own experiences 1857), 297.
8 Fern and June did know each other and were both ac-
as flaneuses gave them an authority for their com-
tive in forming Sorosis, one of the first women’s clubs.
mentaries, and it was this experience and author-
It is not clear, though, how familiar with one another’s
ity that lent them the expertise to become writers work they were.
about urban space. As shoppers they became 9 Though none of June’s fashion columns were collected,
flaneuses, and as flaneuses they became writers June did author a number of books, including a history
about shopping and urban life. Their work con- of the women’s club movement. Biographical informa-
firms the need for more complicated analyses of tion about Croly can be found in Elizabeth Bancroft
consumer culture and of the roles female colum- Schlesinger, “The Nineteenth-Century Woman’s Di-
lemma and Jennie June,” New York History 42 (1961):
nists have played in American life.
elana crane 485

365 –79; Madelon Golden Schilpp and Sharon M. Mur- Postmodern (Berkeley: University of California Press,
phy, Great Women of the Press (Carbondale: Southern 1993), 34.
Illinois University Press, 1983), 85 –94; and Karen J. 18 Ibid., 2.
Blair, The Clubwoman as Feminist: True Womanhood 19 Ibid., 36.
Redefined, 1868 –1914 (New York: Holmes and Meier, 20 Editorial, New York Times (June 13, 1881): 4:5, quoted in
1980). Elaine S. Abelson, When Ladies Go A-Thieving: Middle-
10 Women’s pages in newspapers did not become com- Class Shoplifters in the Victorian Department Store (New
mon until the 1880s. See Gerald. J. Baldasty, The Com- York: Oxford University Press, 1989), 30.
mercialization of News in the Nineteenth Century 21 William Leach, “Transformations in a Culture of Con-
(Madison: University of Wisconsin Press, 1992), 126. sumption: Women and Department Stores, 1890 –
11 For example, in Susan Warner’s 1850 novel The Wide, 1925,” Journal of American History 71 (1984): 320.
Wide World (New York: Feminist Press, 1987), shopping 22 Gillian Swanson, “‘Drunk with Glitter’: Consuming
is a site for cultivating a bond between mother and Spaces and Sexual Geographies,” in Postmodern Cities
daughter. For a discussion of the way Godey’s Lady’s and Spaces, ed. Watson and Gibson, 93.
Book envisioned consumer culture as an extension of 23 See Susan Porter Benson, Counter Cultures: Sales-
the domestic sphere, see Gillian Brown, Domestic Indi- women, Managers, and Customers in American Depart-
vidualism: Imagining Self in Nineteenth-Century Amer- ment Stores, 1890 –1940 (Urbana: University of Illinois
ica (Berkeley: University of California Press, 1990), 178 – Press 1986).
84. See also Charlotte Perkins Gilman, Women and Eco- 24 Fanny Fern, Fern Leaves from Fanny’s Portfolio, second
nomics (1898; New York: Harper and Row, 1966). series (1854; Freeport, NY: Books for Libraries Press,
12 For example, Nina Baym argues that women fiction 1971), 378.
writers “were thinking about a social reorganization 25 Ibid., 340.
wherein their special concept of home was projected 26 Fern, Fresh Leaves, 321.
out into the world. . . . If worldly values could dominate 27 Fanny Fern, Fern Leaves from Fanny’s Portfolio (Au-
the home, perhaps the direction of influence could burn: Derby and Miller, 1853), 317.
be reversed so that home values dominated the 28 Fern, Fresh Leaves, 321–22.
world.” Woman’s Fiction: A Guide to Novels by and 29 Though Fern’s recommendations, as they evoke the fa-
about Women in America, 1820 –1870 (Ithaca: Cornell milial model, are similar to the reforms other women
University Press, 1978), 48 – 49. See also Jane Tompkins, writers advocated, the fact that she directly addresses
Sensational Designs: The Cultural Work of American employers is a departure from the way novelists em-
Fiction, 1790 –1860 (New York: Oxford University Press, ployed the idea of woman’s “influence” to effect change.
1985). For a discussion of Fern’s views on labor, see Kristie
13 Catharine Beecher and Harriet Beecher Stowe, The Hamilton, “The Politics of Survival: Sara Parton’s Ruth
American Woman’s Home (New York: J. B. Ford, 1869), Hall and the Literature of Labor,” in Redefining the Po-
158. litical Novel: American Women Writers, 1797–1901, ed.
14 Charles Baudelaire, The Painter of Modern Life, and Sharon M. Harris (Knoxville: University of Tennessee
Other Essays (London: Phaidon, 1964); Walter Ben- Press, 1995), 86 –108.
jamin, “On Some Motifs in Baudelaire,” in Illumina- 30 Fanny Fern, Ginger Snaps (New York: Carleton, 1870),
tions (New York: Schocken, 1968), 155 –200, and “Paris, 66.
Capital of the Nineteenth Century,” in Reflections (New 31 Fanny Fern, Folly as It Flies (New York: G. W. Carleton,
York: Schocken, 1978), 146 – 62. 1869), 194.
15 Janet Wolff, Feminine Sentences: Essays on Women 32 Ibid., 221.
and Culture (Berkeley: University of California Press, 33 In another column, “Where the Money Is Made,” Fern
1990), 46. argues that women should visit the market and ware-
16 Elizabeth Wilson, “The Invisible Flâneur,” in Postmod- house districts, and she hopes that seeing commerce
ern Cities and Spaces, ed. Sophie Watson and Katherine laid bare will curb their spending. See Warren, Fanny
Gibson (Cambridge: Blackwell, 1995), 66. Fern, 264.
17 Anne Friedberg, Window Shopping: Cinema and the 34 Fern, Folly, 226 –27.
486 hop on pop

35 Ibid., 229. opment. See Blair, The Clubwoman as Feminist, 15 –31.


36 For example, Maud Nathan organized the New York It is important to note, however, that June clearly was
consumers league in 1890 to ensure that manufacturers not anti-fashion; her brand of feminism was compati-
treated their employees fairly. Nathan’s group estab- ble with fashion, and she encouraged women to de-
lished boycotts of goods not produced under decent la- velop fashion sense independent of the styles dictated
bor conditions. See W. Elliot and Mary M. Brownlee, by designers and retailers.
eds. Women in the American Economy (New Haven: 51 Fanny Fern, Caper Sauce: A Volume of Chit-Chat about
Yale University Press, 1976), 314 –28 and Kathryn Kish Men, Women, and Things (New York: G. W. Carleton,
Sklar, “Two Political Cultures in the Progressive Era: 1872), 38.
The National Consumers’ League and the American 52 Fern, Folly, 193.
Association for Labor Legislation,” in U.S. History 53 Fern, Fresh Leaves, 212.
as Women’s History: New Feminist Essays, ed. Linda K. 54 Ibid., 295.
Kerber, Alice Kessler-Harris, and Kathryn Kish Sklar 55 Fern, Ginger Snaps, 96.
(Chapel Hill: University of North Carolina Press, 1995), 56 Lauren Berlant, “The Female Woman: Fanny Fern and
36 – 62. the Form of Sentiment,” American Literary History 3
37 Jane Cunningham Croly, Thrown Upon Her Own Re- (1991): 438. For a discussion of Fern’s representation of
sources, or What Girls Can Do (New York: Thomas Y. women’s mistreatment of one another in her novel Ruth
Crowell, 1891). Hall, see Hamilton, “The Politics of Survival.”
38 Not everyone shared June’s opinion. Co-operative 57 Fern, Fresh Leaves, 98.
housing visionary Melusina Fay Peirce, for example, 58 Fern, Folly, 209.
wrote in 1868 that women had lost some of their power 59 Fern, Caper Sauce, 37.
with businessmen taking over clothing production. 60 Ibid., 38.
See Susan Strasser, Never Done: A History of American 61 Here I am indebted to Amelie Hastie for her reading of
Housework (New York: Pantheon, 1982), 196. Fern’s work.
39 Jennie June, “New York and Paris Fashions for Janu- 62 Fern, Folly, 211.
ary,” Cincinnati Commercial (Jan. 31, 1867): 2. 63 Fern, Ginger Snaps, 80.
40 Jennie June, “New York Fashions for June,” Cincinnati 64 Fern, Folly, 216 –17.
Commercial (June 1, 1876): 2. 65 Ibid., 217.
41 Jennie June, “New York and Paris Fashions for August,” 66 Ibid.
Cincinnati Commercial (Aug. 1, 1868): 4. 67 Ibid., 218.
42 Ibid. 68 Swanson, “‘Drunk with Glitter,’” 81.
43 Jennie June, “Fashions for July,” Cincinnati Commercial 69 Fern, Folly, 218.
(July 1, 1871): 2.
44 Jennie June, “Fashions for December,” Cincinnati
Commercial (Nov. 29, 1873): 4.
45 Mica Niva, “Consumerism and Its Contradictions,”
Cultural Studies 1 (1987): 208.
46 June anticipates a theme Kate Chopin later explores in
her short story “A Pair of Silk Stockings,” in Portraits
(Great Britain: Women’s Press, 1979), 143 – 47.
47 Jennie June, “Fashions for December,” Cincinnati
Commercial (Dec. 1, 1875): 2.
48 See also Elaine Abelson’s discussion of this issue as it re-
lates to women’s shoplifting in When Ladies Go A-
Thieving, 166 – 67.
49 Jennie June, “New York and Paris Fashions for Novem-
ber,” Cincinnati Commercial (Nov. 1, 1869): 2.
50 The women’s club June helped to found, Sorosis, was
devoted to women’s intellectual and professional devel-
Navigating Myst-y tended earlier multimedia trends.3 This emphasis
on what made Myst new made it difficult to see
Landscapes: Killer
clearly what Myst actually did. Rather than create
Applications and Hybrid a radically distinctive form of multimedia, Myst
reworked characteristics of previous cd-roms
Criticism
combined with various techniques borrowed
from other media. This essay in part traces how
Greg M. Smith
Myst reconfigured strategies borrowed from ear-
lier media paradigms. Viewing Myst in terms of
preexisting media helps us to see the blend of old
Persuading consumers to purchase expensive new and new that is necessary for a commercially suc-
technology usually requires a software application cessful killer application. Reconnecting Myst to
demonstrating the medium’s distinctive capabili- other media helps us see more clearly what was so
ties. If these pieces of software, called “killer appli- distinctive about this cd-rom.
cations,” can show that the new medium offers Even if the software was in many ways revolu-
new pleasures, consumers can justify purchasing tionary, our way of talking and thinking about the
the new equipment, thus opening up previously medium were not revolutionized. The terms we
untapped commercial markets for further devel- used to describe the cd-rom medium and the
opment. At the time of its introduction, an inno- expectations we had regarding what a cd-rom
vative software blockbuster such as Brøderbund’s should do were a crucial part of the background
cd-rom Myst not only sold cd-roms (over two against which we made sense of Myst. Discussions
million copies),1 but it also sold consumers on the concerning Myst in the popular press and on the
need for cd-rom technology.2 It helped to create Internet were rooted in the utopian rhetoric sur-
a widely held understanding of the nature of the rounding virtual reality and hypermedia. Over
cd-rom. and over the discussions about Myst refered to its
Killer applications are by definition shining “interactivity” and its “virtual reality,” and these
examples of the “new.” Showing that a ground- terms mystified as much as they enlightened the
breaking product is radically different from its pre- game. What did these words mean specifically in
decessors is necessarily a part of creating a killer relation to Myst? This chapter investigates several
application. Popular hyperbole promises that common observations about Myst that circulated
“you’ve never seen anything like this before,” or in public discourse at the moment of the game’s
“you ain’t heard nothing yet” (as Al Jolson was release in 1994 and amplifies what these terms
widely reported as saying in The Jazz Singer, 1927’s mean in relation to this particular cd-rom.
killer application, which paved the way for wide- A closer understanding of Myst proves useful
spread conversion to sound film). The lure of new for understanding our society’s definition of mul-
ways of seeing and hearing helps create consumer timedia’s capabilities. Since such killer applica-
demand, but this emphasis also hides the continu- tions demonstrate a medium’s capabilities early in
ities between old and new paradigms of media use. its history, they can powerfully shape our under-
By heralding Myst as “one of those works that standing of what the medium is and what it should
irrevocably changes the parameters of an artform, do. The New York Times acclaimed Myst as com-
multimedia’s equivalent of Don Quixote or Sgt. ing close to “the Holy Grail of multimedia devel-
Pepper,” popular discourse at the time of the opers: finding a way to immerse the viewer in a
game’s release necessarily emphasized Myst’s in- narrative but to let them shape it freely.” 4 A killer
novations over the ways it continued and ex- application is important not only as a model for
488 hop on pop

future development (e.g., Qin: Tomb of the Middle story, the story quickly loses narrative signifi-
Kingdom, 9, Drowned God, Timelapse) but also as cance, leaving us only with the goal of staying
a particular definition of the goals of a medium alive. Doom has only one rule: “if it moves, shoot
itself. The capabilities exploited by a killer applica- it.” This dominant paradigm of cd-rom games (as
tion loom large in our conceptions of the plea- embodied by Doom) offers the spectacular plea-
sures offered by the medium. Better understand- sures of nonstop violent action, supplying the
ing the social network of meanings activated by player with sufficiently de-veloped hand reflexes
Myst should help us understand our past, present, with graphic pictures and digital sound of their
and future conceptions of multimedia. lethal triumphs. Such games provide an interactive
version of the culturally devalued pleasures of
wrestling, martial arts movies, and the splatter film.
Nonlinear Narrative
Almost immediately Myst announces itself as
Computer games found their first economically a very different kind of game from the Doom par-
viable audience by positioning themselves as an adigm. When we the Myst players arrive on Myst
outgrowth of arcade video games. A generation of Island, we find an uninhabited virtual world of
players whose fine motor reflexes were honed us- placid landscapes, strange equipment, and burned
ing joysticks at arcades further developed those books. We learn of Sirrus and Achenar, two broth-
skills in their homes as they played Nintendo or ers, and their father Atrus, a man who creates fan-
Sega home versions of arcade games. Once the tech- tastic worlds or “ages” by writing them into books.
nology was domesticated, computer games found These books provide links which allow travelers to
a ready-made audience by providing similar vis- venture from one spectacularly realized age to an-
ceral pleasures of quick moves executed against other. However, the library of books has been vir-
the clock. Beginning with two-dimensional games tually destroyed by fire, and Atrus leaves messages
such as Donkey Kong and Super Mario Bros., the for us casting suspicion that one of his two sons is
computer game then called upon the detailed responsible for foul play. If we solve the puzzles
graphics information that could be provided by which protect the few remaining books, we can
cd-roms to create simulated three-dimensional use the books to travel among five other ages,
games. Based on the same principles of quick ac- urged on by Sirrus and Achenar (who are both
tion, hand dexterity, and time pressures, cd-rom trapped in books themselves and who accuse the
games such as Doom offered the player the plea- other of evil via distorted Quicktime video). Col-
sures of racing through a maze of corridors while lecting loose pages in the different ages enables us
accumulating a staggering body count before to unravel the mystery of what happened to Atrus
dying. and his two sons.
Doom epitomized an important early para- Some have called Myst’s story “compelling”
digm for cd-rom games. We the player play the and “engaging,” but most note how minimal the
part of the hero who has been sent to investigate plot is.5 For example, PC Magazine says that “if
a crisis. Our mission, we are told, is to find out you like a neat plot with defined goals, you’ll be
what went wrong with interdimensional space disappointed [by Myst].” 6 Given the enormous
travel between the moons of Mars. Once trans- popularity of Myst, it is remarkable how little plot
ported into the eerie landscape, we are suddenly there is in Myst. We learn what happened before
besieged by a variety of lethal attackers, and we we arrived on Myst Island through some extraor-
must fight our way through by blasting a swath dinarily terse expository devices: the opening
through these marauders. Although Doom has a credit sequence, three brief video clips, and the
greg m. smith 489

unburned pages of several handwritten journals. dent on deadlines to drive the plot.8 After a brief
After the initial exposition is over, we do not learn taste of Raiders of the Lost Ark-style narration,
about any more significant plot events until the the Myst player suddenly finds him/herself in
end of the game when we get the denouement. L’Avventura. Like a protagonist in an episodic art
This is an astoundingly flat narrative structure: film, the Myst player wanders through an ambigu-
a setup of the situation and the resolution, sepa- ous world without time pressures exerted by the
rated by hours or even months of player activ- narrative.
ity without any payoff provided by new story Myst is not so much a nonlinear narrative (as
information. some commentators have described) as much as it
Experienced cd-rom game players will recog- is a linear narrative which stops and transforms
nize this structure from playing “shoot-em-ups” into a game only to return to the narrative for
such as Doom. The brief exposition and denoue- ending closure.9 The destabilizing force in this
ment frame and provide a rationale for the pri- narrative is not simply that Myst has four possible
mary game activity. Although Myst works hard to endings, nor is it that a player can visit the Chan-
differentiate itself from the Doom paradigm, it nelwood, Stoneship, Mechanical, and Selenitic
calls upon a similar narrative framework for its Ages in any order. The reason it doesn’t matter
action. in what order the player visits the different ages is
However, Myst structures its action with- because the narrative has been stilled.
out the urgency characteristic of most cd-rom Of course there is some new narrative informa-
games. One of the most commented on features of tion offered along the way to the Myst player, but
Myst is its almost complete lack of time deadlines. that information has more to do with gaining in-
MacWorld notes that “there’s no time pressure to sights into characters than it does depicting new
distract you, no arbitrary punishments put in your plot occurrences. Visiting Sirrus’s and Achenar’s
way.” 7 But time pressures and the threat of arbi- rooms in various ages helps us understand their
trarily punishing characters are two of the primary characters. Sirrus’s rooms are plushly and lavishly
driving forces in cd-rom games. Without these decorated, and Achenar’s rooms are filled with
local structures pushing the plot forward, Myst’s weapons, implements of torture, and poisons. Af-
narrative comes to a standstill. ter solving the puzzle in each age, we revisit Myst
This standstill differs from the plot structure in Island where we receive another Quicktime video
Doom because Doom incorporates norms from message from Sirrus and Achenar, allowing us to
modern spectacle-oriented Hollywood product, examine their performances in detail. This infor-
as Angela Ndalianis argues (in this volume). Low- mation is useful in helping the player to decide
budget popular films such as Evil Dead II and which brother is guilty and which is innocent, but
big-budget blockbusters such as Twister are now this information does not advance what we know
structured so that the narrative progress of the about the storyline. Myst does not show us plot
film comes to a halt while the film stages an action occurrences (formative events in their past, battles
spectacle (explicit gore, expensive special effects, in the present) to help us decide between the two
etc.) intended to elicit a visceral reaction. Rather brothers. Instead, Myst transmits its narrative
than the action-packed narrative stasis of the information (after the intense early exposition)
modern action-adventure spectacle or the dead- through the art direction, not through character
line-driven progression of the classical Hollywood action.
film, Myst chooses a time scheme more character- As the player traverses Myst’s lushly detailed
istic of art cinema narration, which is less depen- environments, his/her primary activity involves
490 hop on pop

solving puzzles. Solving these puzzles provides lo- tive setup, the puzzles would provide less pleasure.
cal payoffs to the Myst player, which keeps him/ In fact, after successfully completing the game, the
her involved. The narrative framework not only player is told that he/she is free to do exactly what
provides a forward impetus to the player’s activity they’ve been doing: explore the various worlds of
but it also provides justification for the puzzles. Myst. But few players do because the overall nar-
Commentators have noted that “Myst’s challenges rative goal has already been achieved. Without the
aren’t shoehorned in to the landscape. The puz- promise of narrative closure, the spectacular views
zles, for the most part, are logically and integrally and intricate puzzles lose much of their appeal.
linked to place, time, and story. Instead of con- Myst has much at stake in trying to differenti-
fronting you with brainteasers that have no more ate itself from the Doom conception of cd-rom
purpose than extending play time, Myst demands games. If this killer application can distance itself
that you have a hands-on interactive experience from the fast action and abundant violence of the
manipulating the clocks, valves, machinery, and Doom paradigm, it can open up new audiences
gadgets found in the game.” 10 Unlike many other whose reflexes have not been trained by arcade
games, Myst’s story justifies the presence of the games. Rejecting time deadlines and relying on
puzzles we players have to solve. Rather than subtle art direction as a primary means of convey-
seeming to be added arbitrarily as an obstacle for ing narrative information help Myst position itself
the player to overcome, the puzzles’ existence in opposition to the “shoot-em-up.” Classically
makes sense in terms of the narrative: the books justifying its puzzles in terms of the narrative dif-
that link the various ages need to be protected ferentiates Myst from games whose puzzles are
from people who might use them for evil pur- merely arbitrary obstacles added to the landscape.
poses. In this sense Myst plays by one of the rules But these strategies which distinguish Myst are
of the well-made classical narrative form. Ob- supported by the same narrative structure used in
stacles that protagonists have to overcome must Doom. A narrative standstill makes possible both
not be thrown into the story arbitrarily to delay the gory pleasures of Doom and the quieter plea-
their progress toward the goals. Instead obstacles sures of Myst.
in classical narratives (and in Myst ages) must be
justified in terms of who these particular charac-
Intuitive Immersion in Virtual Reality
ters are and what events have happened to them.
In Myst the story, as brief as it is, underwrites the Real life is what happens between Myst.
activity of puzzle solving and the fantastic con- —Myst player Arthur Siegel11
struction of these worlds.
The game of puzzles and panoramas cannot A computer designer quoted in Rolling Stone
be separated from the narrative framework, how- called Myst “a real breakthrough, imaginative,
ever. The narrative framework provides an over- hypnotic, as close to virtual reality as we’ve
all trajectory for the player by setting up a large come.” 12 Erik Davis in Village Voice says that
question to be answered: which one is guilty, Sir- “Myst is the first home-computer game I’ve expe-
rus or Achenar? The framework energizes the play- rienced that produces the almost haunting sense
er’s search and buoys us with the hope that (even- of having passed into some parallel place.” 13 This
tually) the enigma will be solved. The narrative frequently-alluded-to sense that Myst immerses
construction maintains a classical sense that the players in alternate virtual universes may seem
hermeneutic code will eventually be unambigu- peculiar to students of new media because this
ously disclosed, and this long-delayed hope pro- cutting-edge software most closely resembles the
pels us through the cd-rom. Without this narra- hoary technology of the slide show (with accom-
greg m. smith 491

panying music and effects). At first glance a slide cd capacity to lend its visuals a sense of intimate
show of tourist snapshots seems antithetical to the presence.20
promises of a virtual reality which can envelop us. A crucial aid to Myst’s seeming real is its seam-
However, the still images do rely upon some less interface that does not call attention to the
qualities media scholars discuss as giving a socially computer medium but encourages us to con-
convincing sense of the real. Many have com- centrate solely on the diegetic world it depicts. Un-
mented on the level of detail in Myst’s 2,500 im- like many software applications, Myst appears on-
ages, stating that the intricacy of these 3D modeled screen as a series of images with no computerized
images helps give them their virtual reality. This instrument panel or pulldown menus in sight (un-
echoes Christian Metz’s argument that the rich de- less your mouse pointer wanders to the top of the
tail of the cinematic signifier helps us disavow the screen to reveal a standard Windows-style menu).
absence of the actual object being depicted.14 For most of the time the Myst player receives rela-
Myst’s seeming real similarly depends on its level tively few cues which remind you of the game’s
of detail, as Myst co-creator Rand Miller says: “A “computerness.” 21 Lindstrom notes how Myst
lot can be done with texture. . . . Like finding an “almost entirely does away with the interface. . . .
interesting texture you can map into the tapestry With no artificial computer layer between you
on the wall, spending a little extra time to actually and the game, Myst effectively lures you into its
put the bumps on the tapestry, putting screws in own reality and enhances its hands-on illusion of
things. These are the things you don’t necessarily life.” 22
notice, but if they weren’t there, would flag to your Myst’s primary brilliance lies in the way it pro-
subconscious that this is fake.” 15 Myst takes full vides narrative justification for the very things that
advantage of the cd-rom’s capability to present are most annoying about cd-roms. Compared to
lavishly detailed still images in its attempt to create the utopian promises of the potential of hyperme-
images which seem “real,” or even “hyperreal.” 16 dia and virtual reality, cd-roms are quite humble
Many have commented on Myst’s soundtrack objects. Instead of rising to the potential of to-
(a combination of New Age-ish music and digital morrow, cd-roms are often mired in the technol-
sound effects), suggesting that it also bolsters the ogy of today: slow access time, difficult installation
sense of virtual reality in a way reminiscent of film procedures, animated images much fuzzier than
sound. Bob Lindstrom in Compute! magazine calls the worst television. Myst ingeniously makes the
attention to Myst’s “brilliant digital samples with medium’s limitations part of the story it tells. For
the realer-than-real impact that we normally asso- example, Quicktime video clips are of extraordi-
ciate with motion-picture audio.” 17 Mary Ann narily poor visual quality and are frequently pre-
Doane has argued that sound provides a sense sented in a small window occupying a fraction of
of presence which is crucial to the cinema’s sense the computer screen. Myst’s creative solution is
of seeming-real, that sound reawakens our early to locate these clips in books and small viewers
childhood awareness of space (which is first de- in the various story ages. Myst even alludes to the
fined by the audible, not the visual).18 Sound for difficulty most cd-rom users have experienced
Doane provides a sense of nearness which coun- when running too many programs in the back-
terbalances the necessarily distant cinematic sig- ground while trying to run a cd-rom application
nifier,19 and the crispness of digital sound (in cd- with video clips in the foreground. Myst dupli-
roms, dvds, or present-day Hollywood films) cates the erratic, interrupted quality of cd-roms
only increases this effect. Myst recognizes that “the under multiprocessing in the disjointed video
ear builds a sense of embodiment as much as messages from Sirrus and Achenar.23
the eye,” as the Village Voice puts it, and uses this Since animation in cd-roms tends to be con-
492 hop on pop

siderably less fluid than media savvy audiences are Myst player’s time is spent tediously traversing the
accustomed to, Myst avoids relying on animation space. This reminds us that this space is recalci-
and justifies this in terms of the story. Either Sir- trant to our desires, just as the real world is. Al-
rus’s or Achenar’s vandalism has assumedly caused though we would like to be able to move instantly
the populations of these ages to be wiped out, re- from one place to another, the real world requires
sulting in a series of uninhabited landscapes that time to walk through, fumble with keys, and un-
require minimal animation. lock doors. Because Myst keeps us from moving
Then there is the issue of cd-rom’s slowness. through its spaces too quickly, it reminds us of the
Anyone used to channel surfing on cable would real world which also does not bend so easily to
have found waiting on the response time of early our desires.
cd-roms agonizing. According to MacWorld, And yet we are frequently reminded that the
however, “Myst is the first cd-rom game we’ve Myst worlds do not respond as the real world does.
seen that doesn’t constantly remind us how slow The Myst player must use somewhat non-Carte-
the medium is.” 24 This has less to do with Myst’s sian tools to explore these virtual worlds. Clicking
seek time than it does with the structure of the the mouse on a portion of the screen allows you to
game. The lack of timed deadlines is a major fac- “move” left or right, up or down. However, direc-
tor here, but more subtly Myst emphasizes the ne- tionality in Myst is not as straightforward as this
cessity of waiting in order to complete the game would suggest. A click left in a particular location
successfully. You cannot simply get into the tree el- may shift you either 90 or 180 degrees left; clicking
evator on Myst Island, press the button, and have right is similarly unpredictable.26 In a fairly dis-
the elevator respond. You must wait for the steam tinctive location, there are enough overlapping
boiler to build up pressure before the elevator will spatial cues to keep your movements from becom-
respond. Unlike timed games such as Super Mario ing too confusing. In spaces with great redun-
Bros., Myst trains the player to wait (a handy skill dancy (e.g., the network of very similar treehouses
in dealing with early cd-roms). in the Channelwood age), this unpredictability
Things take time in Myst. Like the real world, can become quite confusing. Why are the Myst
movement through Myst’s (virtual) space involves player’s movements structured this way? In the
real time, and much of the player’s time is spent real world we can control whether we’re making a
traveling through diegetic distance. A puzzle fre- 90- or 180-degree turn. Why not let a click left al-
quently will be located away from the correspon- ways execute a 90-degree left turn in Myst?
ding book-link to another age. This situation re- Myst suggests that the new cd-rom medium
quires that the player travel a significant distance does not have quite the same fear of losing the
from the solved puzzle to the linking book (for in- spectator in space that the new medium of film
stance, after solving the puzzle in the clocktower, had when it created the classical cinema’s stylistic
the player must “walk” to the other side of the is- norms. Myst seems more concerned about losing
land to go to the next age). Myst arranges its ob- the spectator narratively. It is designed so that only
jects in such a way that the player must spend a one clue is so absolutely crucial that if you miss it
great deal of time shuttling back and forth be- you cannot progress at all. The box even includes
tween locations.25 In Channelwood, for instance, an actual paper brochure revealing this clue (con-
a player must navigate through a maze of water cerning the tower rotation on Myst Island) just in
pipes, turning on multiple valves located across the case you miss it. This suggests that once the player
island to enable the machinery to work properly. understands the basic narrative trajectory, he/she
In contrast to the Doom player, much of the can tolerate significant ambiguity of spatial cues
greg m. smith 493

without becoming disoriented.27 Narrative trajec- Jon Katz in Rolling Stone writes, “Myst’s
tory seems more important here than consistency strange, mystical world rewards not the quick re-
of movement. flexes of Super Mario Bros. but creative reasoning.
Movement commands in Myst are structured The more we guess, the more we guess right, and
so that you will go where you need to go, instead of the more we guess right, the more our confidence
being structured to maintain a clear spatial orien- builds. . . . The thrill is not in the story so much as
tation. If you click left and turn 180 degrees, you in discovering that this technology can be mas-
can assume that there is nothing significant in the tered by intuition.” 32 Myst activates the fantasy
space you would have seen had you turned only 90 that many of us have: that we will be able to mas-
degrees. Myst will let you see what you need to ter our technology without resorting to manuals,
know, editing out spatial perspectives which are that technology will so closely duplicate the work-
not significant to the narrative or to solving the ings of the human mind that we can use it based
puzzles.28 purely on intuition. The non-Cartesian method of
The sense that the Myst player moves based on movement in Myst enables the player to interact
where his/her mind wants or needs to be (and not with the virtual spaces in ways that feel more nat-
on a purely logical, Cartesian system of move- uralistic.
ment) recalls the argument that hypermedia is Myst, therefore, gives the impression of im-
supposedly arranged to approximate the human mersion in an alternate reality through its simula-
mind more closely. According to this line of think- tion of the processes of intuition, its intricately de-
ing, the mind functions not based primarily on tailed art direction, its atmospheric sound, and its
formal binary logic but on nonlinear associations, narrative justification of the limitations of the cd-
links, intuitions.29 We can move from one subject rom medium. Immersion figures largely in dis-
to another as long as these subjects are somehow courses about Myst. “It will become your world,”
mentally linked, regardless of whether that link announces the Myst packaging. A woman alleg-
makes purely logical sense. Myst takes this prin- edly wrote to Brøderbund Software, Myst’s pub-
ciple and maps it onto a virtual space, and the lisher, that her children had to sleep in sleeping
player’s moves through this space are consistent bags because she was too immersed in the game to
with this popular model of mental functioning.30 do the laundry. The director of marketing at
By allowing us to visit potentially significant Brøderbund says that they receive online messages
spaces and preventing us from seeing insignificant saying, “I’ve lost my job, I’ve lost my girlfriend.
spaces, Myst simulates the mental landscape of a When is Myst 2 coming out?” 33
player who intuits the significance of the various Stories such as these are part of the Myst leg-
locations. Instead of duplicating most games’ lit- end, which is initially puzzling because there is
eral conception of a player capable of simulated little in Myst which would seem to elicit tradi-
physical movement in any direction, Myst posi- tional visual immersion: few moving images, few
tions the player in a world whose operating prin- images of humans to identify with, a stagnant
ciples are both physical proximity and mental narrative. Immersion usually occurs when you’re
connection. The result is a compromise world that swept up in narrative progression, not when you’re
samples from both the real and the virtual. Myst mired in digression.
(like the real world) denies us the freedom of The fact that Myst is widely acknowledged by
moving at the speed of our intuitions, and yet it its players to provoke immersion in the game/
shapes our movements to simulate a limited sense diegesis suggests that an alternative paradigm
of intuition.31 of immersion (or engagement) is at work in cd-
494 hop on pop

roms.34 The requirements for this form of im- spaces in a distinctive manner. We are encouraged
mersion seem to include a narrative framework to treat almost everything in the space as being po-
providing forward direction; a cohesive detailed tentially significant to the narrative/game. Myst
virtual world which makes logical sense on its own teaches us that we should “handle” (click on)
terms; and the lack of an intrusive interface which every panel, every decoration, and every object in
might remind us of “computerness.” These three a room because each of these could provide infor-
qualities characterize both Myst and the game mation needed to solve the puzzle. This makes you
which seems to be its antithesis: Doom. Doom sup- aware of the possible significance of the smallest
plies a narrative framework (as discussed earlier), items in the space.
and its atmospheric details and digital sound cre- With few human figures and little spoken dia-
ate a cohesive and detailed world with little visible logue, Myst foregrounds its spaces as being the
interference from a computer interface. Within most important object of our attention. Our early
this paradigm of cd-rom immersion there is con- experiences with Myst teach us to treat the space in
siderable room for variation, and Myst’s version this manner, just as neoformalist film criticism
of immersion is distinguished by its simulation suggests that the initial moments of a film teach us
of mental intuition (rather than slavishly literal- how to watch and listen to this particular film.35
minded understanding of the player as moving We are initially placed on Myst Island with no
through a physical environment). Myst and Doom overt instructions on what to do, no clear sense of
share certain fundamental requirements for cd- what the object or goal of the game is. The lack of
rom immersion while offering very different ex- clear instructions on how to proceed is one of the
periences based on the qualities that shape their innovations most frequently noted about this
interactivity. killer application. The discussions of this highly
praised aspect of Myst need to be tempered with
the acknowledgment that for most of the time one
Interactivity
plays Myst, one knows exactly what the goal is and
Although popular discourse seems to have given how to maneuver in the space. However, this ini-
new technology a monopoly on the word “inter- tial (though temporary) lack of clear orientation is
active,” reader response theory has made the crucial to teaching us the importance of close at-
academy aware that all reading is interactive in tention to the space. The narrative standstill and
some sense. The important question is, what kinds the intricate detail of the images also encourage us
of interactions are promoted and discouraged in a to explore the landscapes carefully, as does the
reader’s encounters with various kinds of texts? lack of a time deadline. A timed game such as Su-
What does “interactivity” mean in different texts? per Mario Bros. or an action-intensive game such
In Myst interactivity clearly refers to the fact as Doom do not promote perusing the scene; all
that the player can control the order in which the emphasis is on the figure’s actions. In Myst we
he/she visits the various ages instead of the cd- haltingly uncover the narrative and the unwritten
rom dictating the order. This clearly differentiates rules of playing as we click on various objects, and
the game from the form of interactivity proffered along the way we discover the potential impor-
by Doom, in which the player must progress tance of the most negligible objects.
through an ordered sequence of numbered levels. Myst encourages you to interact with all the ob-
But even more importantly, interactivity in Myst jects, but it discourages purely random guessing
means that you can choose which portions of the since many clicks don’t do anything at all. The
space to attend to and manipulate. game does provide intermittent reinforcement for
Myst asks the player to conceptualize its virtual our clicking behavior, however. Just because one
greg m. smith 495

Myst’s intricately detailed


spaces (such as Sirrus’s room in
the Stoneship Age) encourage
the player to click on or
“handle” all these objects to
determine if they are
significant to the game.

clicked-on object doesn’t do anything does not


mean that another very similar object will not be
the key to the puzzle (for instance, in the Stone-
ship Age most of the semicircular panels lining a
hallway do nothing, except for one which is the
gateway to the compass room). Myst encourages a
continuous curiosity about the minutiae of its de-
tailed spaces, shaping the quality of our interac-
tions with the cd-rom.
In addition to training us to watch its virtual
spaces, Myst instructs us that close attention to
sounds is just as important. Musical motifs cue
you to whether or not a place is significant to the
narrative/puzzle (e.g., intriguing music plays in Sound plays an important role in alerting the player to
the Myst tower only when a clue is available).36 In crucial information. To solve this particular puzzle,
the player must duplicate a series of tones heard else-
some cases being able to remember and recon-
where on the organ.
struct a sequence of sounds in Myst is crucial to
working the puzzle (sound memory is crucial in
order to get to the Selenitic Age and to leave it).
The crisp, overly near, omnipresent digital sounds
we hear on our first visit to Myst Island prepare us
to recognize the importance of sound in Myst
problem solving.
So Myst foregrounds portions of the signifier
which are generally relegated to the “background”
in mainstream visual media.37 In Doom, for ex-
ample, players must pay much more attention
to the lethal demons hurtling toward them than
to the patterns on the wall. Myst restructures the
way the reader/player encounters the cd-rom
496 hop on pop

text, similar to the way hypertexts has been argued is comparable to the difference in the attention
to restructure the hierarchy of traditional written you give to a new location when making a map of
texts. In a hypertext, items which play a secondary it as you travel versus the attention given to a new
role on the conventional page (for instance, the place when you already have a map in hand.
footnote) can become prioritized, forming the Oddly enough, that sense of the potential of
basis for a reader’s interactions.38 Myst also re- Myst’s landscapes seemed to disappear once I had
arranges the normal hierarchy of dealing with solved the puzzle. Once I hit upon the solution I
visual media, making typically subordinate ele- found it difficult to remember the many other so-
ments such as setting and sound effects crucial to lution attempts I tried unsuccessfully. The space
navigating the virtual spaces. transformed from chora to topos in my memory,
This restructuring makes the Myst player very with the designer’s solution seeming somehow ob-
aware of the possibilities of this space. The act of vious. The space changed in my mind from the in-
constantly clicking on things that don’t do any- teractive space of multiple possibilities to the sin-
thing makes you aware of how many things could gular space designed by the cd-rom’s authors.
have a function. There is no obvious difference be-
tween objects that are significant to the narrative/
Author
puzzle and objects that are not, so the player is
constantly aware of things that could lead to a so- I read about some of those mysteries [of science and
lution but do not. In Myst you are frequently aware nature] and look at the world around me in its com-
of the road not traveled by the software designers. plexity, and I am just awed. From my point of view,
While playing Myst, I experienced a bit of what Ju- there is a creator in all that. It is hard to express my awe
lia Kristeva’s concept of the chora must be like: a at the detail and craftsmanship in what I see.
space of generative potential, a space structured by —Rand Miller, cocreator of Myst 39
possibility more than by firm actuality.
It is much more difficult to get a sense of this As the player becomes aware that some objects
possibility in narratives which unfold at a pace perform functions when clicked on while other
outside the viewer’s control (such as film or the- objects do not respond, he/she becomes aware
ater). For example, Hollywood film opens up nar- that someone has chosen what is significant and
rative possibilities (will she be rescued? killed? will what is not. In other words, this is not a real world
she escape?) only to close them down with a clear in which everything can be handled and manipu-
answer in a few minutes, giving the particular lated; it is an authored world where someone has
arrangement of plot events in a film a sense of in- chosen to imbue certain objects with significance.
evitability. After we have seen the outcome, it is Myst’s structure consistently reminds us of the
sometimes hard to reconstruct the feeling we once presence of this author.
had that there could have been other possible out- Myst has the narrative conciseness of a well-
comes. In Myst our narrative questions can re- made classical narrative, with few loose ends or
main open for a much longer time (even indef- red herrings. There are no spaces which are there
initely). This makes us intensely aware of all the merely to be admired. Virtually every space has
potential solutions for this particular Myst puzzle significance to the narrative/puzzle. Unlike the
which unfortunately do not work. Because we stay real world, in which a detective must sort through
in this limbo for such a long period of time, which clues are important and which are not,
this awareness of the narrative roads not taken every clue provided in Myst is needed for the solu-
is heightened. The difference between traveling tion, with nothing left over. If you can handle a
through diegetic space in Myst and in classical film book of patterns or a faucet or a key, you can be
greg m. smith 497

Myst foregrounds the


importance of the author
who “wrote” these fantastic
worlds and emphasizes the
significance of a particularly
old-fashioned piece of
technology: the book.

certain that it is required to solve the puzzle. An to better understand how these worlds are put to-
author assures us that, unlike the real world, there gether. While I was stuck trying to solve a puzzle,
is a lock corresponding to every key you find.40 I would envision all kinds of possible solutions to
The game relies on the same privileging of the attempt, many of them relying on elaborate and
ending, on the Barthesian drive to solve the narra- minute connections among the various elements
tive enigma and reveal the hermeneutic code, that in the space. I pondered the fact that the bedrooms
characterize classical narratives. But unlike the and elevators on Channelwood and the Mechani-
reader of a novel, you are prevented by the author cal Age were in a similar spatial arrangement in re-
or the medium itself from skipping to the last lation to each other, and that the bedrooms on
chapter. There are limitations imposed by the au- these two ages used the same musical motifs. Once
thor on our interactivity. You can visit the four the significance of the virtual environments was
ages in any order you wish, but you can only see foregrounded in my mind, I found numerous ob-
the ending after you have completed all the tasks scure points of connection. However, I finally re-
assigned to you by the author.41 In addition, Myst’s alized that some of the patterns I noticed were too
authors perform the classic authorial function of obscure for a mass audience to find dependably
withholding information until the ending. All of and use in the solutions. I realized that the creators
the rhetoric of the game is phrased to ask us to of Myst could not use too simple nor too complex
choose which one of the brothers is evil and which a solution if they were to sell mass numbers of cd-
is good, never directly raising the possibility that roms. So it was helpful to conceptualize an author
both are evil, which is the case.42 Myst does not of- trying to reach a mass audience, an author more
fer us free access to the narrative information and resembling a Hollywood director than an idiosyn-
diegetic spaces promised by utopian notions of cratic artist such as a Jean-Luc Godard. Myst asks
hypermedia. Instead our interactions are bound you to mindread the implied author in order to
by an authorial presence which withholds narra- understand better the world he has created.
tive information from us in a way resembling clas- One might argue that playing Myst simply in-
sical narrative practice. volves learning the intrinsic rules of this diegetic
The process of playing Myst involves becoming world without reference to an authorial presence,
familiar with “Myst logic,” or in other words, try- but the Myst story itself foregrounds the notion of
ing to reconstruct how the authors think in order a creator of worlds. A character in the diegesis
498 hop on pop

(Atrus) has “written” these worlds into existence primary means of shifting a text from a low popu-
from his own imagination. These ages are crea- lar culture status to a high culture status as Art.
tions of his mind, according to the story. This em- Works authored by corporate entities (such as
phasis in the story on the creator of these worlds Campbell’s soup can labels) tend not to be given
points us not only to Atrus but to the real-life cre- the cultural cachet associated with works by an in-
ators of Myst, Robyn and Rand Miller. It is not co- dividual artist, which poses a problem in gaining
incidental that the Miller brothers have received status for media which are necessarily collabora-
an unprecedented level of publicity for cd-rom tive because of their complexity (such as filmmak-
designers (they have been interviewed in People ing or cd-rom developing). Associating the cin-
magazine and have appeared in Gap ads).43 Each ema with “auteurs” such as Fellini and Bergman,
Myst disk even includes a thirteen-minute self- the art cinema in the 1950s raised the status of the
promotion video detailing their efforts in The cinematic medium. The art cinema offered film
Making of Myst. style that was clearly different from the indus-
This authorial presence can be considered as trially manufactured product of the Hollywood
yet another way that Myst narratively justifies the studios. By marketing these works of individual
properties and limitations of cd-roms. By defini- “artists,” the art cinema brought the “lost audi-
tion we cannot write to a cd-rom. As much as we ence” (those who preferred books and theater over
“interact” with it, our interactions are bound. We Hollywood) into the theater, and therefore gained
cannot transgress outside where the authors want a new customer base and a new status as “art.”
us to go. And Myst itself is a story about what hap- Through extratextual discourse and the struc-
pens when wanderers stray outside the limitations ture of the game itself, Myst emphasizes the pres-
placed on them by creators. Atrus gives Achenar ence of a Creator, a Maker of worlds, an Author.46
and Sirrus access to the various ages, but their cu- Publicity about the Miller brothers encourages us
riosity overwhelms them, causing most of the ages to read the software as being “written” by their ar-
to be destroyed. In the “winning” ending of Myst, tistic visions rather than “developed” by a faceless
these transgressors are themselves seemingly de- corporate entity. Emphasizing authorship is a cru-
stroyed by the creator.44 Myst is a cautionary tale cial part of Myst’s attempt to distance itself from
about the potential perils of giving people unbri- the dominant conception of cd-roms. This strat-
dled access to information, about the dangers of egy complements Myst’s rejection of certain lower
the same curiosity to explore virtual worlds that cultural associations of the Doom paradigm. Re-
the game encourages in its players. jecting explicit physical violence, emphasizing de-
Although hypermedia is sometimes thought of liberative thought over muscular reaction time,
as the physical embodiment of poststructuralist and foregrounding authorship, Myst creates a co-
freedom, this is clearly not true of the hybrid herent strategy to gain higher cultural status than
medium of the cd-rom. As Mireille Rosello ar- other cd-roms. It also opens up cd-roms to a
gues, “the relationship between hypertext and au- “lost audience” who values the rarefied pleasures
thorship may never be radically reconfigured. . . . of intellectual reflection, not the “lower” pleasures
The dream of collaborative writing and partici- of gore and quick reflexes. Myst’s emphasis on the
patory reading often falls short of the theoreti- author announces that the cd-rom game is now
cally infinite possibilities offered by hypertexts.” 45 capable of “art” and not merely diverting products
Barthes and Foucault notwithstanding, the author such as Doom. As Myst demonstrates, when a killer
is not dead. He/she is alive and well and living on application changes our conception of a medium,
Myst Island. it also frequently changes its class appeal to an
The foregrounding of the author is perhaps the audience.
greg m. smith 499

Hybrid Text, Hybrid Criticism tory. Recall that even the novel itself began as a
mix of components taken from other familiar
Myst uses new technology to emphasize the status
forms (Greek classical literature, picaresque tales,
of the author and to commemorate that anti-
romantic and pastoral cycles). A killer application
quated technology called the book. By making
by definition must be new, but not so new that its
books the central links between ages, it celebrates
foreignness makes it commercially unviable.49 To
the book’s capacity to take readers to new worlds.
see clearly what is innovative about a killer appli-
Less overtly, Myst’s intricate imagery points out a
cation, it is productive to view it as a hybrid, a mix
shortcoming of books: the inability to portray
of current entertainment forms. Treating Myst as
those worlds with detailed signification. The blend
part game, part book, and part movie helps show
of postmodern technology and premodern imag-
what makes it truly distinctive as a cd-rom: its
ery (books, gears, boilers) helps Myst to position
seamless interface; its narrative justification of the
itself on the frontier of a new medium.47
drawbacks of the new technology; the way its
Myst blends old and new in creating worlds
player movements simulate intuition; its rejection
that are undeniably fabricated and yet familiarly
of time deadlines; the way it encourages curiosity
worn. Details in its virtual worlds show that the
about the possibilities of its spaces; and its fore-
“wood” has been “aged,” the surfaces have been
grounding of the author.
“worn,” and that nails have been “hammered.”
A hybrid conception of new media can create
This is a world that has been built by hand (au-
criticism which goes beyond the commonplace
thored) as much as it has been manufactured. This
descriptions in the popular press. To say that Myst
calls to mind the industrial practice Stuart Ewen
is “interactive” or “intuitive” or “close to virtual
mentions that was used at the beginning of the
reality” is correct, but what do those general terms
nineteenth century to make manufactured goods
mean? Paying attention to the components of cd-
seem handmade. When industrial capitalism be-
rom narration helps us to see better how these
gan to boom, many factories used mechanical
terms, which are inherited from utopian popular
production to stamp a hand-worked look onto the
discourse, structure the meanings provided by a
surfaces of the goods they produced, providing a
particular text.
link to the recent artisanal past and making the
Such a hybrid media form using hybrid con-
mass-produced surfaces seem more familiar.48
tent seems to call for a hybrid criticism. A critical
Myst’s hybrid form allows us to mix our pleasures:
approach which samples from established meth-
the pleasure of handmade craftsmanship and the
odologies can provide close attention to individ-
pleasure of cutting-edge technology; the pleasure
ual instances of new media. I began conceptualiz-
of being told a story by a storyteller and the plea-
ing this paper as a straightforward narratological
sure of exploring a story space on our own.
investigation of how we make sense out of Myst’s
Mixing the familiar with intriguing new tech-
narrative, space, and time, given that we are ini-
nology works well for new commercial objects of
tially given no overt goals and no instructions on
material and symbolic culture. Killer applications
how to proceed. I soon felt that such a program-
are heralded as embodiments of the new, but
matic approach missed much more than it ex-
they tend to blend in established forms with their
plained, and I began this essay with its blend of
innovations. This mixture is similar to early nar-
Julia Kristeva, David Bordwell, Stuart Ewen, and
rative cinema, which took plots from well-known
Greg Smith. Close attention to the surfaces of
novels, plays, and tales (Uncle Tom’s Cabin, Little
these texts should usefully counterbalance some
Red Riding Hood) to root its narrative and stylistic
current scholars’ emphasis on the potential of the
experimentations in comfortably familiar terri-
medium, which too often tends to fall into the
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trap of accepting the utopian rhetoric of popular 12 Jon Katz, “Rom and Roll,” Rolling Stone (Apr. 7, 1994):
marketing concerning the “interactivity” of new 44.
technologies. These discourses are important, but 13 Erik Davis, “Into the Myst,” Village Voice (Aug. 23,
1994): 45.
they and the technological objects they describe
14 Christian Metz, The Imaginary Signifier: Psychoanalysis
should both be scrutinized through critical eyes.
and the Cinema, trans. Celia Britton, Annwyl Williams,
Just as Myst switches from movie to game to book, Ben Brewster, and Alfred Guzzetti (Bloomington: Indi-
the cd-rom critic should be able to switch from ana University Press, 1982), 61–74.
one analytic tool to another to follow the path 15 Rand Miller, quoted in Marilyn Gillen, “Interac-
blazed by this new and old medium. tive Gamers Try to Follow Enveloping Myst,” Billboard
(July 1, 1994): 100.
16 In fact, Lindstrom says that “the lure of seeing all
Notes of Myst’s stunning locales is a major motivator pull-
ing you through the game” (“Entertainment Choice,”
I wish to thank Bob Lisson for acting as therapist and
86). This suggests that, although Myst’s narrative drive
coach during my Myst playing experience.
comes to a virtual standstill, the player’s curiosity con-
1 Myst’s sales figures are even more remarkable because
cerning the virtual environment may provide an im-
Myst is primarily sold as a stand-alone product rather
portant forward impetus. If classical narratives are
than being bundled into a package with other software
structured around the question “What happens next?”
(a common marketing practice to boost sales).
portions of Myst may be structured around the ques-
2 Mike Snider, “Myst Remains a Solid Best Seller,” USA
tion “Where will we visit next?”
Today (Feb. 1, 1996): D1.
17 Ibid., 87.
3 Erik Davis, “Into the Myst,” Village Voice (August 23,
18 Mary Ann Doane, “The Voice in the Cinema: The Ar-
1994): 45 – 46.
ticulation of Body and Space,” in Movies and Methods,
4 James Sterngold, “Multimedia: cd-roms Hitch a Ride
vol. 2, ed. Bill Nichols (Berkeley: University of Califor-
with a Man on a Spider,” New York Times (Apr. 2, 1995):
nia Press, 1985).
B1.
19 In addition, Doane’s argument that sound when not
5 Michael Desmond, Steve Fox, Jeff Bertolucci, Eric Ben-
clearly tied to an onscreen sound source conveys a
der, Michael S. Lasky, Heidi Wolff, Gregg Keizer, Leslie
sense of the uncanny provides useful explanation for
Crawford, and Laurianne McLaughlin, “Games and Lei-
the common feeling that the landscapes in Myst (which
sure,” PC World (December 1994): 132 –35; Lori Grunin,
frequently uses atmospheric sound without a clearly
“Solve, Shoot, and Puzzle Your Way to Holiday Gaming
specified source) are somehow unsettling.
Happiness,” PC Magazine (Dec. 6, 1994): 508 –9.
20 Davis, “Into the Myst,” 45.
6 Lance Ulanoff, “PC Magazine Picks the Top 100 cd-
21 This is comparable to the way a darkened film theater
roms,” PC Magazine (Sept. 13, 1994): 156.
helps audiences to become immersed in the cinematic
7 Although commentators such as Levy say there are no
diegesis and less aware of the theater.
time deadlines in Myst, there is one (the battery in the
22 Lindstrom, “Entertainment Choice,” 87.
Stoneship age runs out of power after a period of time,
23 This discussion has important parallels to Rudolf Arn-
shutting off all the lights). However, this time deadline
heim’s argument that the potential of cinema is defined
is temporary, since it is relatively easy to recharge the
by its limitations. Rudolf Arnheim, Film as Art (Berke-
battery and reactivate the lights. Steven Levy, “Myst,”
ley: University of California Press, 1957).
Macworld (January 1995): 102.
24 George Beekman and Ben Beekman. “Myst 1.0,” Mac-
8 David Bordwell, Narration in the Fiction Film (Madi-
World (March 1994): 76.
son: University of Wisconsin Press, 1985), 205 –33.
25 Myst’s emphasis on traveling through space while find-
9 Michael J. Miller, “After Hours,” PC Magazine (De-
ing and carrying objects which allow you to solve puz-
cember 20, 1994): 144.
zles reveals the game’s origins in Adventure. Adventure
10 Bob Lindstrom, “Entertainment Choice,” Compute!
(and its descendant, Zork) were early text-based games
(Aug. 1994): 86.
which sent the player on an interactive quest involving
11 Jon Carroll, “Guerillas in the Myst,” Wired (Aug. 23,
puzzle solving and object manipulation. Various ver-
1994): 80.
greg m. smith 501

sions of King’s Quest took this structure and added in- only changes this argument slightly. Zip mode allows
creasing amounts of graphics. Such quest-based object the player to move through the space more quickly, but
manipulation remains central to the conception of it is roughly limited to moving about as far as the “eye”
computer games. can see. Were it not for zip mode, moving across a
26 Whether a click executes a 90- or 180-degree turn de- known space would be significantly more tedious and
pends on the player’s location in the diegetic space. A frustrating. Thus zip mode allows a comparative but not
click left at a particular location will always execute the an unlimited freedom of mobility, more like leaping
same turn, no matter how many times one revisits that across space rather than teleporting to a new space. This
location and clicks left. The system is not random, in allows us to be aware that moving through Myst’s spaces
other words. requires time (as it does in the real world), while simul-
27 My experiences trying to teach post-mtv undergradu- taneously providing a means of moving which is opti-
ates about continuity errors seem to bear this out. As mal given these bounds.
long as a character’s overall narrative trajectory is clear, 32 Katz, “Rom and Roll,” 46.
many seem able to tolerate jump cuts and 180-degree 33 Don Steinberg, “The Myst Mystique,” New York Times
rule violations without significantly experiencing dis- (July 17, 1994): A31; Chris McGowan, “cd-rom Suc-
continuity. It is difficult to convey a sense that crossing cesses: How They Happen,” Billboard (Feb. 18, 1995):
the 180-degree axis was once considered a radical and 68, 75.
jarring stylistic choice in film. 34 Davis suggests that the belief that cd-roms should em-
28 The game creates a position roughly comparable to the ulate film, that “immersion is identical with simulating
ideal observer position promised by classical cinema. the movement of physical bodies,” is a “naive literalism
Classical Hollywood narration promises that the spec- that drives much vr design.” Instead he roots Myst’s
tator will be given the “best” view of the action. Classi- structure in comic books and fairy tale picture books,
cal cinematic narration excises “unnecessary” actions arguing that “the enchantment provided by these pic-
(e.g., going to the bathroom) which do not advance the tures is empowered rather than weakened by stillness
story. See Bordwell, Narration in the Fiction Film, 161. and defined borders” (Davis, “Into the Myst,” 45).
29 John Slatin, “Reading Hypertext: Order and Coherence 35 Kristin Kristin, Breaking Through the Glass Armor: Neo-
in a New Medium,” in Hypermedia and Literary Studies, formalist Film Analysis (Princeton, NJ: Princeton Uni-
ed. Paul Delany and George Landow (Cambridge: mit versity Press, 1988), 38 – 44, 89 –95.
Press, 1991), 158. 36 This resembles the filmic practice of using music to
30 In fact, Myst itself seems structured to exemplify the alert us that crucial actions are imminent.
commonsense understanding of human memory artic- 37 Lighting also provides cues to the Myst player. Objects
ulated by Christian Metz. Metz says that “all one retains which are not at least partially lit are not significant to
of a film is its plot and a few images” (The Imaginary the narrative/puzzle. The player eventually learns to
Signifier, 46). The experience of playing Myst resembles click on all lit objects, ignoring all totally dark spaces.
Metz’s description of what we remember after seeing a 38 Terence Harpold, “Threnody: Psychoanalytic Digres-
film: the narrative and still images. sions on the Subject of Hypertexts,” in Hypermedia and
Playing Myst, however, exposes the insufficiency of Literary Studies, ed. Delany and Landow, 172.
our own (human) memory. Players cannot remember 39 “The Mystery in Learning,” Electronic Learning (May/
all the details they need to know to solve the various June 1995): 28.
puzzles, so they must keep a journal of their observa- 40 Some spaces in Myst almost seem to be dead ends, but
tions to navigate the various ages successfully. A cd- even these maintain some narrative justification. Tak-
rom can keep these details stored, but we must rely on ing the tree elevator on Myst Island upward seems to
other technology (the paper journal) to aid our own provide you with nothing more than a bird’s-eye view
limited memory. of the island, but once I realized that this elevator had to
31 Myst does have a “zip mode” which allows a player fa- be there for a purpose, I recognized that there had to be
miliar with an age to move faster through the space. I a way to make that elevator go down below ground
have argued that the necessity of so much tedious trav- level, which was crucial to finding my way to Channel-
eling time in Myst makes us aware of this space’s recal- wood. Working on the assumption that there are no
citrance, which reminds us of the real world. Zip mode gratuitous machines in Myst, the “dead end” trip up the
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elevator helped me to rethink my assumptions about be “killed.” More accurately, no one gets killed until the
how the elevator worked. end of Myst, and the player can get trapped in total dark-
Of course not absolutely every space you can click ness for all eternity if he/she chooses the wrong ending.
on can be significant to the plot/puzzle. Sirrus’s and 45 Mireille Rosello, “The Screener’s Maps: Michel de
Achenar’s rooms in the various ages primarily exist to Certeau’s ‘Wandersmanner’ and Paul Auster’s Hyper-
house the “pages” we are collecting and to give us clues textual Detective,” in Hyper/ Text / Theory, ed. George
about the brothers’ personalities. Thus there are some P. Landow (Baltimore: Johns Hopkins University Press,
objects which exist as “atmosphere” or as character- 1994), 143 – 44.
oriented informative cues. A player can experience con- 46 The fact that Rand and Robyn Miller are sons of a fun-
siderable frustration if he/she tries to find narrative/ damentalist minister has received much commentary
puzzle functionality in an object that is decorative. But in popular discourse, tying together Myst’s story of cre-
every object which can be manipulated and which ation by a father, the creation of cd-rom worlds by the
clearly is not solely decorative is crucial to the puzzle Millers (Rand plays father Atrus in the game’s video
solution. clips), and the ultimate act of Creation. Robyn Miller
41 Many consider Myst’s ending to be an anticlimax after noted that “sometimes late at night, after I had done
spending so much effort on arriving at the denoue- something really cool, I would look down on my cre-
ment, but the promise of an unambiguous ending ation and I would say, ‘It is good’” (Jon Carroll, “Guer-
(even if it turns out to be disappointing) is crucial to the rillas in the Myst, Wired (August 1994): 73.
player’s forward progression through the game. Few 47 Many have made the connection between the juxtapo-
seem to feel outraged by the disappointing ending, sition of old and new objects in Myst’s fantastic land-
however. As Siegel puts it, “Games can get away with scapes and surrealism. For instance, Rothstein says,
sucker endings if the puzzles are good.” The emphasis “Myst . . . in its combination of surreal futurism and
on the process of exploring the ages and solving the old-fashioned imagery . . . seems to reflect the condi-
puzzles seems to compensate for the relative lack of tion of the video game itself, poised at the brink of
payoff in Myst’s ending. David Siegel, “Spinning Pizza something new even before it has finished mastering
into Gold: A Structural Analysis of Myst,” http://www something old” (Edward Rothstein, “A New Art Form
.upandrunning.com/storyweb/film/myst.html. May Arise from the Myst,” New York Times [Decem-
42 How Myst cues you to suspect one brother or another is ber 4, 1994]: 25). Descriptions of playing Myst fre-
interesting. Atrus tells us that he suspects Achenar, and quently rely upon this connection: “This is a dream
I initially trusted him. But Sirrus’s performance is so which can alternate from beautiful to eerie and back
nasal and condescending that he quickly comes under with no effort, a waking dream. That perhaps describes
suspicion. I read Achenar’s performance as more guile- the experience best—a waking dream” (David Pipes,
less, but he seems overly emotional to the point of in- “Myst by Broderbund,” Game Bytes 18).
stability. Eventually we figure out that Achenar’s rooms 48 Stuart Ewen, All Consuming Images: The Politics of
are more warlike and ethnic (using native masks as dec- Style in Contemporary Culture. (New York: Basic Books,
orations, for example), and Sirrus’s spaces are more 1988), 32 –33.
plushly decorated according to European standards. 49 The academic criticism of new media early on empha-
When I played Myst, I decided that Achenar was the evil sized hypertext’s radical capabilities to restructure nar-
one, relying on Eurocentric, classist notions, which rative. However, it is this hybrid entertainment form
made me feel more comfortable with Sirrus’s plush (and not a radically destabilizing narrative such as
rooms. Thus I duplicated the game’s own emphasis on Michael Joyce’s Afternoon) that developers soon envi-
set decoration over more common sources of informa- sioned as the future of the medium. For discussions of
tion about characters (such as acting performance). Afternoon, see Stuart Moulthrop, “Hypertext and ‘the
The Gap ad (photographed by Richard Avedon) ap- Hyperreal,’ in Hypertext ’89: Proceedings, ACM Confer-
peared in Wired (May 1995): 18 –19. ence on Hypertext, November 5 – 8, Pittsburgh, PA (New
43 Susan Reed and Cathy Free, “CD(ROM) of Brotherly York: Association of Computing Machinery, 1989);
Loves,” People (Jan. 16, 1995): 185 – 86. David J. Bolter, Writing Space: The Computer, Hyper-
44 This fact is overlooked by many reviewers who state text, and the History of Writing (Hillsdale, NJ: Lawrence
that no one gets killed in Myst, or that the player cannot Erlbaum, 1991).
The Rules of the Game: before him—and he revels in every gory detail. A
sequel to Aliens: Aliens Meets the Demons of Hell?
Evil Dead II . . . Meet
Or perhaps Evil Dead II in outer space? This is no
Thy Doom film space. The horror of this story belongs to the
cult computer game released by id Software in
Angela Ndalianis 1993: Doom: Evil Unleashed.
Doom reveals the complex relationships that
currently exist between entertainment structures.
The cross-over between popular culture forms
The Evil Is Unleashed—Science Fiction
such as films and computer games tests the clear
and Horror Meet the Shoot-’em-Up
separation between diverse media forms, and this
Interdimensional doorways finally make possible overlap has ramifications for genre analysis. Hans
space travel between the two moons of Mars: Jauss has argued that a genre’s development in-
Phobos and Deimos. The Union Aerospace Cor- volves both the repetition of previous conventions
poration’s research into interdimensional travel is within a genre, and the introduction of elements
a success. Or is it? In a climactic series of events, that extend and alter those conventions. Each new
things start to go terribly wrong. Some people addition to a genre calls upon “rules of the game,”
sent through the gateways disappear. Others re- or sets of generic conventions, which are familiar
turn from Mars’s moons as zombies. Then the to the audience. These rules can “be varied, ex-
moon Deimos vanishes without a trace. Enter the tended, corrected, but also transformed, crossed
hero-leader of a specialized team of space marines. out, or simply reproduced.” 1 Genres are viewed as
He sends his troops ahead of him through the in- language games that can introduce radical changes
terdimensional gateway; armed with a Space Ma- within a category, even leading to the “transfor-
rine Corporation gun, he follows them through, mation into another genre through the invention
but once on Phobos his worldview changes. The of a new ‘rule to the game.’ ” 2 One question that
space marines have vanished. Instead, dark sur- needs to be addressed is what happens when the
roundings envelop him, and eerie, atmospheric “rules of the game” extend beyond the one me-
music accentuates the suspense-filled moments. dium? Do genres cross media borders?
The marine leader begins to scour the corpor- A more flexible account of genre’s functions in
ate installation in search of any living human be- contemporary media would acknowledge the dy-
ing . . . but it’s not the living who come to greet namic interchange between various popular cul-
him. Seemingly out of nowhere, an array of bi- ture forms. Genre films and computer games are
zarre creatures charge down dim-lit corridors and not closed systems drawing purely on their own
through automatic doors: zombified humans, de- genre and media specific conventions. Their
mons, imps, minotaur-like forms, evil spirits. And “meaning” also crosses into other media. Clearly,
so it begins. He must explore the installation to audience familiarity with genres from related me-
find out what happened, then get the hell out dia is economically advantageous to computer
of there at any cost! Picking up weapons along game and film companies. This is especially the
the way, he attacks the monsters like a man gone case given the horizontal integration currently op-
berserk—with fists, chainsaw, gun, rifle, and mis- erating across a variety of entertainment media.3
sile launcher. His body takes a beating, but his vic- Genre and media hybridization is crucial to creat-
tims also pay the price. Hundreds of those de- ing a larger cross-over market. Economic moti-
monic bodies audibly erupt, explode, and splatter vations aside, this cross-over suggests that the
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boundaries of our critical models must expand to sequel Doom II. The sequel was made possible be-
consider cross-media hybrids such as the “interac- cause someone left open one of the dimensional
tive” computer games Under a Killing Moon and doors. The result? Demons of Hell gained access to
Phantasmagoria. Not only do both these games de- Earth. So, it begins again. We reprise our role as
pend on mise-en-scènes and cinematography that hero and return to kick some more demon butt as
owe a great deal to filmic modes of production, but we struggle to save humanity from being trans-
their very structures are influenced by film genres. formed into a population of zombies. The full dra-
Under a Killing Moon combines its game format matic—and at times horrific— effects of this story
with detective, noir, and science-fiction conven- would have been impossible to experience without
tions, and Phantasmagoria is a combination of the the genre’s technically innovative three-dimen-
psycho-killer and splatter horror films. sional graphics and texture and the atmospheric
While the game Doom: Evil Unleashed does not sound effects; these effects added to the hypervio-
employ film production techniques in the way lent and hyperaction dimensions of the game.
these other two examples do (including film ac- Before Doom graced our computer screens, the
tors and directors), the game does depend on game effects of id software’s Wolfenstein 3-D (1991)
player familiarity with science fiction and horror had transformed the two-dimensional game for-
conventions, especially those evoked by Aliens mat known as the “platform game” into a separate
(James Cameron, 1986) and Evil Dead II (Sam genre known as the corridor game, or shoot-’em-
Raimi, 1987). As a superhybrid form that ruptures up genre. Before Wolfenstein 3-D, platform games
generic and medium-specific boundaries, Doom like Donkey Kong had stressed action that took
has become the blockbuster success of the gaming place on a two-dimensional plane that ran parallel
industry. Doom, and its equally addictive sequel to the computer screen. The layout of the games
Doom II: Hell on Earth, introduced a filmic quality resembled a mazelike ant farm; the player navi-
to game spaces and thus helped to broaden the gated a two-dimensional, cartoonish character
digital market. An analysis of the Doom games re- through this maze while trying to avoid obstacles
veals how film genres have extended and opened placed in his/her path. Corridor games like Wolf-
their borders; the “old rules” of the generic game enstein 3-D were instrumental in transforming this
spill outward from films into new media products two-dimensional platform space into a more con-
such as computer games.4 The Doom games cre- vincing three-dimensional environment. Rather
ated new generic rules and new audience re- than moving characters across a series of plat-
sponses: not only did the games alter the rules of forms that ran parallel to the screen, the player
the genre in their own medium, but their impact maneuvered them through a series of corridors;
also reveals the potential computer games have for the corridor format stressed movement into the
influencing the development of film genres. simulated depth of the computer screen space.
In Doom we play the main protagonist (a ma- The title “corridor games” has recently been super-
rine). The aim of the game is to navigate this char- seded by the term “shoot-’em-up” (or first-person
acter through the three worlds of Phobos, Deimos, shooter) because shoot-’em-up action is the main
and Hell to discover what went wrong with the in- emphasis in much of the game play. The most
terdimensional experiments. In the process, we common example of the corridor games, there-
must also destroy all monsters that come within fore, is these “shoot-’em-up,” body count varia-
shooting distance. When (and if ) we get to the tions that require the player to move through cor-
end of the game, we will have defeated the demon ridors shooting all enemies that come toward
hordes, returning to Earth victoriously . . . until the him/her.
angela ndalianis 505

However, even a game like Wolfenstein 3-D spheric effects in the shoot-’em-up emphasizes
(which was groundbreaking for its time) remains Jauss’s argument that some new additions to a
“unrealistic” when compared to Doom.5 Doom genre can alter the rules so much that a new genre
further extended the conventions of the shoot- can emerge. Working with the conventions of
’em-up. The differences between Doom and many of its shoot-’em-up predecessors, Doom
Wolfenstein 3-D are visible primarily in the ways introduced enough new rules to allow for a redi-
we experience the environment that the hero, and rection in the aesthetics of the shoot-’em-up
we, immerse ourselves. In most shoot-’em-ups we genre. The redirection cemented the break be-
adopt the view point of the main protagonist. The tween platforms and shoot-’em-ups instigated by
player does not see the hero’s entire body; often Wolfenstein 3-D and made possible our more con-
only his hands and the weapon he wields are vis- vincing immersion into the game narrative spaces.
ible at the bottom of the screen. The game play The game was also pivotal in broadening the
logic is that our own body—which exists beyond conventions and expectations of the shoot-’em-
the computer screen—“fills in” the protagonist’s up genre. Doom became the form that all shoot-
body. Despite the movement into a simulated ’em-ups would aspire to and was even compared
three-dimensional space, in Wolfenstein 3-D the to other “classic” examples of other genres from
cartoonish, two-dimensional articulation of that other media. As one review noted, “To describe
three-dimensional space persists. We discover a Doom as a first-person perspective action adven-
game world based upon blocky, monotonous en- ture would be like calling Blade Runner ‘a film
vironments composed of minimal color arrange- about robots.’ ” 6
ments and flat surfaces lacking in texture and The Doom duo triggered a craze in Doom-like
attention to detail. Doom, on the other hand, en- shoot-’em-ups. These included games that re-
velops us in environments filled with realistic de- peated conventions formulaically such as Alien vs.
tails, details that flesh out laboratories, torture Predator (also an offshoot of Dark Horse com-
rooms, infernal landscapes, and military installa- ics); In Extremis (which borrows heavily from
tions. Such visual details are accompanied by Aliens); and Terminator Rampage (also influenced
sound effects: background music, the demons’ by the Terminator films). However, innovative
cries of attack, and groans of pain coming from the new additions such as Dark Forces, System Shock,
hero’s aching body. The result is an atmosphere Duke Nuke ’em 3D, and Quake have expanded the
of suspense, action, horror, and grueling ten- boundaries of the genre by incorporating new
sion. The movements of the hero further enhance features, adding an even greater realism and more
this convincing experience of an alien world. In intensive form of game play. Graphics and sound
Wolfenstein 3-D, we slide robotically along the cor- effects have become even more detailed and three-
ridors and confront our enemy (a continual as- dimensional, and the character movement in-
sault of identical, cartoonlike Nazis) with a limited cludes greater mobility: aside from walking, run-
range of weapons. In Doom, not only do we face ning, and turning, heroes can now also look up
a whole barrage of demonic forms of different and down, jump, swim, and crouch.
shapes and sizes (complete with matching arsenal Besides influencing the genre within its own
of weapons with multiple sound and visual ef- medium, Doom’s entry onto the shoot-’em-up
fects), but we also move along corridors and up scene technically and creatively bridged the gap
and down stairs in bobbing, jerky motions that between the genres and styles of two separate me-
simulate running actions more realistically. dia. The enhanced graphics, special effects, digital
Doom’s articulation of more realistic and atmo- sound effects, musical track, as well as the level
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and articulation of violence and “realism,” am- Street Fighter, and Rise of the Robots) corner the
plified the shoot-’em-up genre’s connections with action game market. As with action cinema, both
contemporary Hollywood cinema. Discussing game genres reveal their capacity for generic surf-
Doom’s influences, Jay Wilbur, the chief executive ing. Examples of this surfing include the refer-
officer of id, stated that “[id] wanted to make an encing of science fiction (Rise of the Robots and
Alien-like game that captured the fast-paced ac- Duke Nuke ’Em 3D), science fiction-horror (Doom,
tion, brutality and fear of those movies. Another Doom II), war/combat (Wolfenstein 3-D), science
fine influence was the movie Evil Dead II— chain- fiction-medieval-horror (Quake), and martial arts
saws and shotguns are an unbeatable combina- and fantasy (Mortal Kombat, Street Fighter, Virtual
tion!” 7 While the games draw upon various sci- Fighter). The articulation of the “ ’em” becomes
ence fiction and horror film conventions, these the means by which iconography associated with
two specific film sources—Aliens and Evil Dead film genres is called upon. The “them” gives form
II—stand out when playing both Doom games. and shape to the visuals, particularly to the envi-
ronment we move around in, and to the appear-
ance of the antagonists that we destroy. In Doom
The Doom Duo, the Shoot-’em-Up,
and Doom II the visual generic references vacillate
and Action Sensibilities
between an array of creatures—specters, imps,
While emerging from a different tradition, many cacodemons, hell knights (thus calling up hor-
conventions of action cinema intersect with those ror iconography and character types), as well as a
of the shoot-’em-up game genre, reflecting the hy- series of cyberdemons, arachnotrons, and corpo-
brid nature of entertainment media. In Aliens, the rate military zombiemen (which merge science
hero Ripley goes back to an alien-infested planet fiction-horror components with the combat film).
with a specialized marine squadron to discover In addition, we’re thrust into science fiction en-
the whereabouts of the inhabitants (who have vironments that consist of moon bases, techno-
been used as incubators for the alien spawn). The logical gadgets, and teleporters; these are coupled
film’s hybrid structure collapses the boundaries of with an atmosphere dominated by dim lighting
several genres—science fiction, horror, and the and eerie sound effects that recall the ghoulish
combat film—into one by incorporating all these backdrops that dominate in horror films. As with
genre forms into an overriding action cinema tra- action cinema, generic specificity of an icono-
jectory. For example, a dominant plot concern of graphic, narrative, or thematic kind is no longer
the film is a science fiction interest in corrupt cor- central to the genre. The only stable, defining
porations that misuse technology and science and characteristics that exist are those prolonged mo-
endanger humanity. Often, however, this story is ments of pure, adrenaline-rushing action.
frozen for the sheer spectacle displays of bodies, The role required of the game player adds a
special effects, violence, and blood-pumping ac- further action cinema sensibility to the game ex-
tion. The film invites us to take part in a series of perience. Action cinema is defined by the physi-
adrenaline-rushing scenes that focus on chases, cally active roles required of the protagonists. This
explosions, gun blasts, and spectacular special genre of games is also classified according to the
effects as humans hunt aliens and aliens stalk dominant action it requires of its player: to shoot
humans. “them” up. The games not only contain the role of
A comparison of action cinema with the shoot- sole vigilante against a multitude of no-good fu-
’em-ups reveals interesting parallels. Shoot-’em- turistic demonic spawn (complete with arsenal of
ups (along with beat-’em-ups like Mortal Kombat, weapons), but also focus on spectacles of action
angela ndalianis 507

encapsulated in the never-ending gun battles and themselves provide a different experience to that
fist fights that players engage in as they fend off provided by action films. In action cinema, no
their enemies. The physiques of some of the “hu- matter how economically pruned down the narra-
man” baddies (“The Heavy Weapon Dude” and tive and no matter how often the story is frozen
“The Shot Gun Guy”) also reflect the connection for the spectacles of action, the action is still
with action cinema. Their chunky, muscular bod- placed within a rigidly ordered sequence of narra-
ies and assortment of machine guns and bullets tive events. For example, in the final, climactic
recall characters who populate action films like scene in Aliens (after Ripley and Newt’s tension-
Commando and Broken Arrow. Action cinema, riddled and action-packed “escape” from the alien
however, focuses its spectacles of action around mother’s den), we find ourselves engrossed in the
the bodies of its muscular, half-naked protago- duel between the alien mother and Ripley. As
nists—the most popular being Bruce Willis, Jean viewers, we are enticed by the action in its own
Claude Van Damme, and Arnold Schwarzenegger. right: the build up of nail-biting suspense as the
But in shoot-’em-up action games like Doom, alien mother stalks Newt; Ripley’s exit to change
Duke Nuke ’em, Quake, and Dark Forces, we are into her “transformer/terminator” outfit; and the
invariably the protagonists. Rather than seeing a final explosive encounter as alien and human en-
display of main protagonist hyperbodies on the gage in hand-to-hand combat. However, the pre-
computer screen, we have to make do with the sentation of these events is unchangeable. And,
knowledge that our own muscular, well-oiled, and eventually, this action sequence returns us to a
sweaty bodies occupy the real space beyond the storyline concerned with unraveling events about
screen. the Corporation, Ripley and Newt, and the aliens.
The action of the Doom games has enough in In the shoot-’em-ups (overt connections to
common with action films to allow for a two-way film aside), game players would profoundly resent
flow between these media. Universal Studios had the freezing of the visuals, spectacle, and action for
been seriously considering producing a film ver- the sake of the linear unraveling of the story. The
sion of Doom with Arnold Schwarzenegger—the Doom storyline outlined earlier may sound like
man who brought the capital A into Action— the foundations of a great action-science-fiction-
everyone’s favorite for the lead role.8 Jay Wilbur horror film and may soon be one, but when we
saw the Doom film as likely following the game’s play this game (and others like it), we desire dif-
lead in providing “mainly, just nonstop seat-of- ferent experiences than we do as film spectators.
your-pants sweat-of-your-brow action.” 9 Con- In game play reality is the last thing a Doom player
temporary blockbuster movies’ greater emphasis thinks of when in the throes of shoot-’em-up
on action and spectacle at the expense of tighter, action for the higher purpose of saving humanity.
more literary-oriented narratives is no new phe- Intricate science fiction-horror plot details are dif-
nomenon to the cinema. It is, however, an aes- ficult to glean (and of little interest) once within
thetic that has become more pronounced because the game itself. The primary directive is to exter-
of the exchange with computer and arcade game minate (and revel in exterminating) the barrage of
formats. The chase and action scenes that take aliens as they pour out of corridors, secret pas-
place in corridorlike spaces in films like Die Hard sageways, and multidimensional doors and come
3 and Under Siege 2, for example, reflect a certain straight for us. As protagonists, we work according
“shoot-’em-up” sensibility. to the principle: “shoot first, and shoot anything
While these overlaps reveal the extent of the that moves—and don’t even bother about asking
convergence of popular culture forms, the games questions later.” The game revels in those mo-
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ments of spectacle so typical of action cinema, but minutes into the film, Ash’s girlfriend Linda be-
now the action has become the essence of the comes possessed. After Linda’s death, a group of
game experience. travelers join Ash and, one by one, similarly be-
come possessed, leaving Ash behind to play the
hero. From the beginning of the film, we are
The Aesthetics of Gore:
thrust into what can only be described as a roller-
Doom Meets Evil Dead II
coaster ride of gore and splatter. Three examples
Aliens’ impact on Doom is reflected in the way the will suffice. Gore moment number 1: Within the
action tendencies in the game move beyond the first few minutes of the film, Ash dispenses with
generically specific. The influence of Evil Dead II, his demonically possessed girlfriend by chopping
however, draws Doom back to the specifics of hor- off her head with an axe; later that evening, he sees
ror. In Aliens and Evil Dead II, different kinds of her decaying, decapitated body performing pirou-
action spectacle are evoked. The display of bodies ettes in the woods outside the cabin—with her
and violence is a feature that sprawls across several head rolling along the ground in accompaniment.
genres and is present especially in action cinema. In a series of events that deal with this struggle
However, horror differentiates its brand of body between the living (Ash) and the dead (Linda),
horror and bodily destruction through the self- Linda’s body (minus the head) attacks Ash with a
conscious play and graphic articulation of the vi- buzzing chainsaw. But since Linda’s head is lying
sual (and aural) sense of horror. Splatter horror on a bench in the tool shed, her body has no access
films like Evil Dead II amplify the gore factor that to vision, and she accidentally slices her own body
runs across many contemporary horror films; the in half from the neck down. The result? Every inch
audience responds to spectacles of action that ra- of space in the tool shed is flooded with sprays of
diate around bodies in revolting states of destruc- blood. Gore moment number 2: Ash’s hand be-
tion.10 This visual assault of splatter horror aims at comes possessed. The solution? First he stabs it,
extracting an emotive response from the audience tacking it onto the floor. Then he saws it off with
and targets a gut-level reaction. This reaction vac- the chainsaw, complete with more blood-spraying
illates between revulsion and comedy and, like ac- effects as the blood gushes over Ash’s face, and
tion, is always at the expense of the narrative. The he victoriously cries out, “Who’s laughing now?”
playful intensification of the sound and visual ef- Gore moment number 3: Ash tries to push a de-
fects of gore and the splatters of blood and flesh mon spawn into the basement by slamming the
in Doom and Doom II reveal an undeniable debt trapdoor down on its head. He succeeds. In the
to the erupting and audibly splattering bodies of process, however, one of the demon’s eyeballs va-
the Evil Dead films, particularly the over-the-top cates its socket at a super velocity, making its way
quality of the second film. The Evil Dead films and full speed across the room and into the mouth
Doom computer games depend on games played (and, presumably, down the throat) of a hysteri-
with the spectator; these games converge around cal, screaming character. While blood may not be
gore and, through this gore, around issues of genre. involved, the abject events we witness make our
The “buckets of blood” attitude to bodily de- own blood curdle and our flesh tingle in a combi-
struction finds its perfect expression in Evil Dead nation of revulsion and humor.
II in a frenzied series of morbidly hysterical We are invited to participate in a film that takes
scenes. The story begins in a way that recalls the the violence and gore of horror cinema to their
prequel. A couple—Ash and Linda—arrive at a absolute sensory limits. The horror genre is re-
cabin in the woods only to discover that an evil has duced to moments of excess: excess of style and
been unleashed from the Realm of Darkness. Only excess gore. Besides the gut reactions that the
angela ndalianis 509

film’s bloody sequences provoke in us, this sensory lae. In the shift of films to games, a main difference
involvement is also present on a stylistic level— is found in the role of the audience/game player.
especially through the hyperkinetic camera move- In film the extent of our physical involvement
ments that thrust our vision into the narrative within the film space is limited; a linear narrative
space. This is nowhere more evident than in the exists before we see it and has been preorganized
high-velocity tracking shot used in the beginning in a precise temporal sequence. Unlike their filmic
of the film. The camera glides rapidly through the counterparts, computer games provide us with
woods and cabin, then collides into Ash, sending “narratives” that transform and extend the nature
him spinning in a clockwise direction at an in- of film spectatorship. In computer games, rather
credible speed. All along, sound effects amplify than perceiving the narrative through the protag-
the visual disorientation that assaults us. onists of a predetermined narrative, we often are
In calling upon Evil Dead II and the tradition of the protagonists.
the “gross-out” splatter film, the Doom games de- In her exploration of the human-computer in-
ploy the destructive sensibilities of the splatter terface, Brenda Laurel attempts to articulate the
film. Many shoot-’em-ups also have this crucial precise nature of the interaction between human
link to the splatter factor of horror cinema; while and computer. She imagines a situation: if, during
the narrative and iconography may alter, the com- a theatrical performance, audience members were
bination of violence, gore, and splatter remains taken up onto a stage and made to perform, their
stable.11 But by the time this spectacle of gore relationship to the performance would shift from
emerges in Doom and Doom II, it has reached a that of spectators to that of “audience-as-active-
state of transcendental purity. In a homage to Ash, participant.” 12 Computer games display precisely
the Doom hero has the option of replacing his this sense for theatrical and performative possi-
hand with a chainsaw appendage while (again, like bilities that allow the game player a more active
Ash) also having access to a shotgun. With these role. The player must interact with and propel the
two weapons (among many others), the hero ex- narrative events that are taking place. The pro-
poses the game player to a series of visual and gramming of the games appears to offer limit-
sound extravaganzas that circulate around bodies less (though often highly controlled) options and
in states of destruction. Masses of these evil beings choices in the sequence of these narrative events.
erupt and explode as they become the recipients of In Doom and Doom II, the temporal structure
the hero’s punches, chainsaw attacks, and shotgun branches off like a web into multiple directions
bursts. Even the visual style of the games recalls that break up any signs of strict linearity. When re-
Evil Dead II: the high-velocity, out-of-control, playing a specific game level, for example, we can
point-of-view tracking shots of Evil Dead II find change the direction and order of our character’s
their parallel in the point-of-view movements of movements; we can take different routes; we can
the game hero. Evil Dead II and the Doom games fight a different sequence of demons; we can die in
invite us to interact with an experience that is in- a variety of ways, then return to the game reborn
tent on the aestheticization of gore. again. In other words, the same “story” is retold—
or, rather, replayed—in a series of different ways,
and the notion of the singular, linear narrative no
Lights, Camera, Interaction! . . .
longer holds sway.
Let the Games Begin
This alteration and loosening up of closed nar-
Despite overlaps, it’s inevitable that the shift of a rative structures can be taken further still through
genre from one medium into another alters the the use of patches or .wad files. While not allowing
presentation of various conventions and formu- the player to alter the actual game play itself, the
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.wad files can modify the sound effects and the are participating; in this process of participation,
level data that affect the look and texture of the the imagination and “playful instincts” have an
game environment (the walls, lifts, doors, ceilings, important role to play in collapsing the bound-
sky, landscape, etc.) and can also transform the aries between illusion and reality. In the human-
appearance of the aliens. If we were to categorize computer interface experienced in playing com-
the Doom games according to film genre cate- puter games, the illusion or representation
gories that place a great deal of emphasis on set- “invite(s) us to extend our minds, feelings, and
ting and iconographic details, the .wad files would senses to envelop” the games as if they were real.15
actually allow the player to take an active part in While not a computer game, Evil Dead II extends
altering the genre of the game itself. For example, just such an invitation. Not only are we thrust into
popular .wads include “Porndoom” (which deco- the narrative space through our emotional reac-
rates the game architecture with pornographic tion to the gore, but our senses are also plunged
images of women, thus aligning the game to into the film every time our point of view merges
pornographic genres); “Pacdoom” (which trans- with the view of the camera as it races through the
forms some of the nasty demons into not-so- narrative space.
nasty-looking Pac Men, therefore reliving the “Interaction” encompasses a dual function.
game’s links with the platform game format); The first is concerned with an interactivity partic-
“Simpsons Doom” (which swaps the characters of ular to the computer game medium. This consists
Doom with characters from The Simpsons); and of a more active interaction in shaping the game
“Aliens Doom” (which samples Hudson’s voice “narrative.” The second form of interaction is not
from the film Aliens and transforms the Doom restricted by medium limits. Besides reflecting our
demons into the film’s aliens). In other words, de- willingness to immerse ourselves in illusionary
spite the plot layout as outlined on the Doom game spaces as if they were real, interaction also de-
cover, in the game itself, due to cheats, .wads, pends upon our more active and critical engage-
and general game play, the “narrative,” character ment with these fictive spaces. The Doom games
types, setting, iconography, and sound effects do and Evil Dead II achieve this in the way they dare
not stay still long enough for us to impose on the us to become engrossed in a game about genre.16
games the generic form of categorization more In particular, Doom II and Evil Dead II ask us to
traditionally aligned with film. consider the function of the sequel in a genre.
The types of interaction required of the specta- Jauss has argued that the relationship between au-
tor and game player therefore differ between the thor, the work, and the public is never a passive
two media. However, it is problematic to assume one. Active participation of the public is central to
that computer games provide an active type of in- the production of a genre’s meaning.17 Evil Dead II
volvement and a “truer” form of interaction, while and Doom II acknowledge the central role the au-
films only offer the audience passive levels of en- dience plays in actively shaping and participating
gagement. Brenda Laurel has suggested that the in a genre’s conventions.
notion of “interactivity” is a troublesome term.
One assumption is that “interactivity” is viewed as
Generic Game Play and the Sequel:
the “unique cultural discovery of the electronic
Evil Dead II
age.” 13 Interaction can, however, also be achieved
in other ways—including “sensory immersion” In her book Broken Mirrors, Broken Minds, Mait-
into an illusory space.14 This idea of interactivity land McDonagh makes a comment about Dario
and immersion depends greatly on feeling as if you Argento that could easily have been written about
angela ndalianis 511

Sam Raimi. Argento’s films, she argues, often film is literally marked as sequel when a “II” in-
“sublimate their narratives to mise-en-scenes signia stamps itself visibly and audibly through the
whose escalating complexity is characterized . . . “Evil Dead” titles. From its beginning, the film
by a series of baroque stylish devices.” 18 This func- tells us “I am a sequel” and establishes an expecta-
tion of excess is an important component of the tion in the audience of the sequel as repetition of
post-1980s horror film and, as McDonagh points the “original.”
out regarding Argento, excess does not just imply After the opening narration and the opening
“more.” Excess involves a process that causes the titles, we’re introduced to the two main characters,
mind of the spectator to rebel because expecta- Ash and Linda, as they drive up toward the cabin.
tions have been shattered and everything does not This sequence presents us with a minifilm that
seem to make sense “according to the rules.” 19 In is quite self-consciously presented as a reduced
Evil Dead II, Raimi produces precisely such a re- version of the events that occurred in the first
sponse from the spectator, forcing us to stand out- film, The Evil Dead. We are introduced to the same
side the film and interrogate its structure. lead actor (Bruce Campbell) with the same name
Evil Dead II is preoccupied with its status as a (Ash); in a similar drive through similar woods
sequel. This fact becomes one of the most chal- with a similar girlfriend, they come across a simi-
lenging aspects of the film’s interaction with its lar bridge and arrive at a similar cabin in the
audience. In the prequel The Evil Dead, a group woods; then, as the ominous feeling of doom
of vacationing teenagers—including Ash and mounts, they profess their love to each other in a
Linda—arrive at a cabin in the woods. In the similar way (with the narrative dwelling on the
cabin they discover a book called The Book of locket that Ash gives to Linda). All these cues
the Dead, which unleashes an evil spirit from the wreak of copy, formula, and repetition of the
depths of hell itself. This evil spirit attacks and “original.” On the one hand, we have this famil-
possesses the characters—including Ash’s girl- iarity to cling to. On the other, something is not
friend Linda—leaving Ash alone to fend off the quite right and our expectations for the familiar
forces of darkness. The film ends with Ash emerg- are undercut. A series of details begin to accumu-
ing from the cabin in broad daylight. We, and he, late and the opening scene not only focuses on
assume that his struggle has been successful, but in points of repetition and familiarity that connect
the final shot of the film we are plummeted into a the film to The Evil Dead, but also introduces sev-
high-speed tracking shot that we associate with a eral variations that contradict its status as sequel.
demon’s viewpoint as it races through the woods The differences pile up. While Ash is familiar,
and the cabin and, finally, toward Ash. And so the the girlfriend is not the same. She has the same
film ends. name—Linda—but is played by a different ac-
In case the viewer missed the first film, the tress. Additionally, this cannot be the identical
opening scene of Evil Dead II provides the audi- event depicted in The Evil Dead because none of
ence with a brief narration that outlines the sig- the other characters are present. In the sequel,
nificance of The Book of the Dead. This narration only Ash and Linda make the trip to the cabin. An
commences: “Legend has it that it was written by alternative interpretation would be that it’s just the
the dark ones. Necronomicon ex Mortus, roughly beginning of another, different story also starring
translated Book of the Dead. The book served as a Bruce Campbell, who appears as a “different guy”
passageway to the evil world beyond.” After this who coincidentally happens to be named Ash. But
opening sequence, the film’s status as a continua- things are still not quite right. If Campbell plays
tion of the first film is further driven home. The some “other guy,” and if the story taking place in
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the first five minutes is taking place sometime af- the events that we see in the opening sequence of
ter the events in the first film, then the bridge that the beginning of Evil Dead II? Is the opening
Linda and Ash drive by (which was destroyed in scene, perhaps, the prequel to the rest of the film?
The Evil Dead) should not be present at the begin- Is this a copy or an original? Are these old rules or
ning of Evil Dead II. Raimi presents us with a puz- new rules? 21 Somehow, the film is all these things,
zle to be solved, and this puzzle dares us to be- with two “narratives” (one present in the prequel
come involved in a game of actively interrogating and one in the sequel) coexisting and struggling
the film’s structure. with each other and with the audience. The con-
The beginning of the film therefore introduces tradictions, the plays on repetition, the undercut-
us to false leads that depend on our sense of ge- ting of expectations, all have the effect of making
neric and sequel expectations. There are enough us contemplate the production of generic “mean-
familiar elements to suggest a reworking of The ing” and how we extract it. Rather than passively
Evil Dead as a reduced flashback. However, the accepting Evil Dead II as a sequel, the film invites
opening story also establishes itself as a new story the audience to ask the question “what is a se-
that is intent on denying the fact that Ash was ever quel?” and furthermore “what is a sequel’s rela-
in the woods in The Evil Dead, that is, until the tionship to genre?” Raimi refuses to give us a con-
death and burial of the possessed girlfriend (which tinuation or sequel that is about sameness and
occurred halfway through the first film and occurs repetition. Instead, the beginning of the film plays
only minutes into the sequel). At this point, Evil on the idea of a sequel as similar to and different
Dead II picks up at the precise point that The Evil from the original.22 Like genre films, Evil Dead II
Dead left off: with the high-speed tracking shot draws on our expectations while simultaneously
through the cabin headed at breakneck speed for altering and adjusting those anticipated conven-
Ash. This movement seems to send the camera tions and patterns. As extensions of both The Evil
and our vision spinning in all sorts of acrobatic Dead and of the horror genre, Evil Dead II’s refusal
directions, making us feel as if we truly are on a to repeat formulaically the prequel explores the
rollercoaster ride that takes us on a one-way trip generic process as a dynamic system. While doing
back to the prequel. It takes about seven minutes this, the film does not deny us the thrill of the ride
before our desire for repetition appears to be un- that we are taking.
problematically fulfilled, and the film suddenly
seems to remember it is a sequel. Or does it?
Generic Game Play and the Sequel: Doom II
Again, issues of generic repetition are complicated
because, even in this tracking shot, the beginning The kind of interaction involved in our critical
of the film again presents itself as a film that both immersion in Evil Dead II suggests an audience in-
is and is not a sequel, a narrative that is and is not teraction that exists at the level of generic game
a narrative continuation. In the “sequel” version play. While the notion of game play and interac-
of the tracking shot, the camera propels forward tivity may be more literal in the Doom games (in
in an “over-the-top” way that is eager to establish the way the medium itself embraces player inter-
its superiority to the first film. The camera does action), interaction also works on this second level
not stop once it arrives at Ash’s location; it follows in computer games. This level of interactivity de-
Ash as he is sent flying and somersaulting through pends on the audience’s critical awareness and rec-
the air.20 ognition of the way the games self-reflexively and
This poses some riddling questions. Is this a se- deliberately manipulate generic conventions. Both
quel to the first film, or is this a continuation of Doom games exhibit an obvious playfulness in the
angela ndalianis 513

references they make to Evil Dead II. Besides the perience between Doom and Wolfenstein 3-D:
splatter sensibility already mentioned, the most “Next to the horrors of Doom, Wolfenstein is a
obvious allusion is the way both games allow the front seat at a Johnny Mathis concert (or some-
hero to part with his hand and brandish a chain- thing like that).” 23
saw arm in the style of Ash in Evil Dead II. Beyond One of the most disorienting experiences while
this, as with Evil Dead II, the sequel Doom II de- in the Wolfenstein 3-D levels occurs when touches
velops a tongue-in-cheek attitude that goes fur- of Doom II spill into this game predecessor, mak-
ther than Doom. Not only does the latter game ac- ing the “3-D” addition to the “Wolfenstein” title
knowledge some of its sources, but, like Evil Dead seem quite hollow when compared to changes that
II, it also explores the relationship that exists be- have been introduced into the genre since Wolfen-
tween generic repetition and generic variation in stein 3-D. Occasionally we encounter this spill as
the extension of a genre’s vocabulary. three-dimensional decor (e.g., in the textured, 3-D
Taking its lead from Evil Dead II, Doom II plays trees and skies) that invades the two-dimensional
a clever game with the genre of its own medium. space of the Wolfenstein 3-D world. We are also
Doom II consists of thirty levels (and two secret continually reminded of Doom II’s presence
levels) located on Earth, Mars, and Hell. Having through the superweapons still at our disposal;
traveled through fourteen levels of gore, destruc- these contrast to the limited and primitive weap-
tion, and mayhem, the hero arrives at the richly ons used in Wolfenstein 3-D . The player also expe-
textured and layered settings of Doom II’s “In- riences the occasional and unexpected minotaur
dustrial Zone” (level 15). Having undergone some figures that charge forward, catching the player off
genuinely hair-raising and heart-pumping mo- guard by introducing a blast of suspense and hor-
ments fighting an array of imps and demons (to ror that is so much the trademark of Doom II (now
the accompaniment of atmospheric music tracks, buried deep in other levels of the game). The most
sound effects, and suspense-filled horror light- spine-tingling moment that escapes into this se-
ing), the player enters not one but two secret lev- cret “Wolfenstein” level from the depths of Doom
els hidden behind a secret doorway on this level. II occurs when the cyberdemon (the most awe-
This secret doorway transports us to the corridors some creature in the game) comes seemingly out
of Wolfenstein 3-D, id Software’s predecessor to of nowhere—intent on never allowing us access
Doom. The first secret level (“Wolfenstein”) takes to the Doom levels again. The processes of generic
us back to the first level of Wolfenstein 3-D, and the variation emphasized in this exchange between
second (“Grosse”) to the final level of Wolfenstein predecessor and successor reflect the crucial im-
3-D. After the hyperrealism of Doom II, we find pact that innovative graphics and design had on
ourselves in the rigidly angular, monotonously the development of this shoot-’em-up genre dur-
decorated and colored corridors of Wolfenstein ing and post-Doom.
3-D, where we battle against two-dimensional im- The play on the Wolfenstein 3-D secret levels
ages of soldiers that all look exactly the same. This reveals an awareness of an audience familiar with
shift of game experience is both a treat and a dis- the generic conventions of these games and with
appointment. It is hysterically funny and quite the filmic tradition being referred to. As Brophy
jolting. The atmospheric game play of Doom II is states in reference to the contemporary horror
suddenly replaced by a type of game play that had, film, we are dealing with a genre that “mimics it-
before the emergence of Doom, been quite inno- self mercilessly” and exposes a “violent awareness
vative and exciting. But to quote one reviewer who of itself as a saturated genre.” 24 Exactly the same
grappled with the differences in the game play ex- point may be made of the shoot-’em-up genre in
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the wake of the Doom games, which are to the the cyberdemon, in order to exit level 15 and move
shoot-’em-up what the Evil Dead films were to on to the “Suburbs” (level 16), we must enter the
the splatter film. As Brophy argues in response to exit room. In this room we find four identical car-
the horror film, Doom II in particular recognizes toonlike figures hanging from nooses on a futuris-
that the player is aware of its place within the tic gallows in the center of the room. To complete
shoot-’em-up genre’s historical development. It this level the player must first shoot these char-
“knows that you’ve seen it before. It knows that acters down, releasing them from the nooses
you know it knows you know.” 25 In laying out its that keep their two-dimensional, primitive, card-
film and game predecessors, the makers of Doom board-cutout little bodies swaying in midair.
II are telling us that they have outdone their pre- These “cute” little additions to the level have some
decessors. The predecessors, however, are not only historical significance. These characters are clones
Wolfenstein and earlier, more primitive shoot- of “Commander Keen,” another id Software prod-
’em-ups; they also include Doom II’s prequel uct dating back to 1990; Commander Keen even
Doom. This idea of an example saturated with al- predated Wolfenstein 3-D and reigned back in the
lusions that stress its generic superiority is driven days when id was still making platform games.
home quite jarringly when we roam back through Again, the joke involves Doom II’s sense of his-
the door that separates the Wolfenstein 3-D levels toricity. The game asks its audience to celebrate
from level fifteen of Doom II: we shift from the the advances made in extending the shoot-’em-up
angular, simplistic visuals into the labyrinthine, genre’s rules.27
weaving complexities and hyperreal environ- The humor stays with us until the end of the
ments of Doom II—and its accompanying may- game. When we enter level 30, an onslaught of
hem, monsters, and ultragore. demons attacks us. Finally, we make our way to
In an interview on his film The Evil Dead, Sam the doorway decorated with a ram’s head—the
Raimi discussed the role of allusion in the horror doorway that separates us from the exit to the en-
film. Discussing Wes Craven’s allusion to Jaws (via tire game. Once beyond the ram (in my case,
a poster) in The Hills Have Eyes (1977), Raimi thanks to the cheat codes that not only made me
stated that in Craven’s film the poster was there invincible and powered me up with every weapon
to make the point that Jaws was “pop” horror under the Doom sun but also allowed me to walk
whereas The Hills Have Eyes was “real” horror.26 through walls), we find ourselves face to face with
The subsequent appearance of a The Hills Have John Romero, or, more to the point, his head on
Eyes poster in the basement in The Evil Dead un- a stake. Romero was one of the game’s program-
dercuts its predecessor by suggesting that, by 1983, mers and one of the individuals who made every
it was Craven’s film that produced “pop” horror Doom II player’s life both a joy and a nightmare for
and Raimi’s that presented “real” horror. It is pre- many weeks and months of torturous game play.
cisely this sentiment that the makers of Doom II Having played (and suffered because of having
are expressing, and often, as with Raimi’s films, played) the game, we can now destroy one of its
with a wicked sense of humor. The inclusion of makers. Just as post-1970s horror cinema treads a
the “Wolfenstein” level asks us to ponder the dif- fine line that distinguishes it from comedy, Doom
ferences between the “real” game horror of Doom II plays off the same sentiment. The game injects a
II and the “pop” game horror of Wolfenstein 3-D. refreshing bout of comedy into the shoot-’em-up
The “Grosse” level (which is also the exit level and, taking its cue from Evil Dead II, is very much
out of level 15) introduces a different game— one a virtuoso performance that displays the ease with
filled with humor. Having successfully pulverized which it has perfected and developed the conven-
angela ndalianis 515

tions that preexisted it and into which it has in- categories of “dirt.” Within these categories of
jected new life. dirt, it becomes difficult to discern a clear separa-
In all these scenarios, a game is being played tion between one text and another. It is at this
with the spectator, a game that depends on audi- point of intersection, in this “ambiguity of bound-
ence familiarity with conventions of the genre—a aries” rather than in the “clear oppositions and
game that bargains on outdoing and outgrossing demarcations,” that the “power of (generic) dirt
examples that preceded it. It is a game that cele- lies.” 29
brates its genre’s rules while also actively altering
those rules, inviting the audience to acknowledge
Notes
that alteration. Those exhilarating moments in
which the Doom II game player is transported This chapter was written in 1994 at the peak of Doom
back to a past time when Wolfenstein 3-D ruled the frenzy.
shoot-’em-up genre are precisely about such a 1 Hans Jauss, Toward an Aesthetic of Reception (Min-
neapolis: University of Minnesota Press, 1982), 88.
ploy. In response to the horror film, William Paul
2 Ibid., 90.
has argued that “there are values in gross-out hor-
3 The economic viability entailed in this intersection of
ror . . . (that have) more to do with the immediacy entertainment media has not been missed by the Spiel-
of play than the delayed satisfaction of ultimate berg, Geffen, and Katzenberg “Dreamworks” project.
purpose.” 28 For both film spectator and game The Dreamworks company focuses on the integration
player, the experience of Evil Dead II, Doom, or of a variety of popular culture forms—including films
Doom II is about an immediacy of play that greatly and computer games.
depends on audience recognition of the conven- 4 This cross-over and intermingling of genres is, of
course, nothing new. The difference is that in recent
tions of horror and shoot-’em-ups— conventions
years this trend has become more pronounced. Not
that celebrate, parody, and take to absurd limits
only have generic borders become more malleable, but
the codes drawn upon. this cross-over is now occurring on a grander, block-
Popular culture forms have evolved into a buster level that emphasizes spectacle.
complex web of interconnections, connections 5 The same may be said now of the Doom games follow-
that often refuse the enclosed, self-contained struc- ing the release of new breeds of shoot-’em-up realism
tures imposed by many genre critics. The move- in games like Duke Nuke ’Em 3D and Quake in 1996.
ments within and beyond generic and medium 6 “Doom: Evil Unleashed,” Edge (March 1994): 30.
7 “Violence is Golden,” PC Gamer 1(4) (March 1994): 43.
borders fluctuate in perpetual motion, refusing to
8 “Doom the Movie!” PC Zone (December 1994): 8. The
be contained in any definitive way. Aliens, Evil question of who will be the lead protagonist of Doom
Dead II, and the Doom games reveal the way the the film was a topic of great discussion on the Net, and
boundaries between film genres, computer game Schwarzenegger was a hot favorite.
genres, and other media are continually shifting as 9 “Doomed: In Extremis,” PC Gamer 1(3) (April 1994): 42.
they intersect with diverse media in a multitude of 10 Philip Brophy has provided an engaging discussion of
ways. This nexus of popular media will further ex- contemporary cinema’s “rampant body-ness.” His
analysis of the bodily destruction present in action and
pand as vertical mergers in the entertainment in-
horror cinema becomes a means of exploring the com-
dustries continue. Our methods of analysis need
plex overlaps between genres and media. See “The
to be revised to consider generic processes in light Body Horrible: Some Notions, Some Points, Some Ex-
of cross-media overlaps. John Hartley has dis- amples,” Intervention 21(2), (1988): 58 – 67.
cussed the blurring of boundaries currently wit- 11 Michael Arnzen, “Who’s Laughing Now? . . . The Post-
nessed in television, describing this cross-fertiliza- modern Splatter Film,” Journal of Popular Film and
tion between different types of programming as Television 21(4) (Winter 1994): 179.
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12 Laurel states that “people who are participating in the 57(683) (December 1990): 347; Philip Brophy, “Horral-
representation aren’t audience members anymore. It’s ity— The Textuality of Contemporary Horror Films,”
not that the audience joins the actors on stage; it’s that Screen 27 (January-February 1986): 12.
they become actors—and the notion of the “passive” 22 Steve Neale has convincingly argued that in genre, rep-
observer disappears.” Computers as Theatre (Reading, etition and difference are inseparable and that “they
MA: Addison-Wesley, 1991), 17. function as a relation.” Therefore, rather than revealing
13 Ibid., 20. the generic process as “repetition and difference,” it is
14 Ibid., 20 –21. more appropriate to claim for “repetition in differ-
15 Ibid., 32. ence.” See Genre (London: British Film Institute, 1980),
16 In relation to The Evil Dead, Scott McQuire argues that 50. This point is aptly illustrated in the opening minutes
“the movement of this film is structured around a series of Evil Dead II.
of dares, the tension spring-boarding the viewer into 23 “Doom: Evil Unleashed,” 31.
realms of dismemberment and disembowelment. You 24 Brophy, “Horrality,” 3.
wonder how far the film will go. It dares you to watch it 25 Ibid., 5.
and go further and constantly takes your breath away 26 Phil Edwards and Alan Jones, “The Evil Dead Speak,”
with its obviousness and its unrestrained transgres- Starbust 57 (1983): 27.
sions, its (technical) sophistication and its (narrative) 27 id Software is, of course, also presenting us with an
bluntness.” See “Horror: Re-makes and Offspring,” homage to the company’s own contribution to the de-
Antithesis 1(1) (1987): 23. This dare factor and transgres- velopment of the shoot-’em-up genre—particularly its
sion of boundaries goes even further in the sequel. crucial role in transforming its own platform game
17 Jauss, Toward an Aesthetic of Reception, 19. Commander Keen, to corridor/shoot-’em-up games like
18 Maitland McDonagh, Broken Mirrors, Broken Minds: Wolfenstein 3-D and the Doom games.
The Dark Dreams of Dario Argento (London: Sun Tav- 28 William Paul, Laughing Screaming: Modern Hollywood
ern Fields, 1991), 14. Horror and Comedy (New York: Columbia University
19 Ibid. Press,1994), 422 –23.
20 Similarly, on this issue of variation, the tracking shot 29 John Hartley, Tele-ology: Studies in Television (New
may duplicate the ending of the first film, but the two York: Routledge, 1992), 22 –23.
holes present in the cabin door in the first film (the
damage caused when Ash was attacked by a demon who
thrust his hand through the door) are no longer there.
21 This question of original or copy is further complicated
by the fact that the film reveals the impossibility of the
existence of such a thing as “the original,” especially as
far as genre is concerned. While the use and assimila-
tion of conventions may reveal originality and may in-
stigate new directions in a genre, genre films depend
greatly on that which has gone before, even if only to
contest or reject a previous form. As an example, while
Evil Dead II’s absurd, darkly hysterical, and over-the-
top nature may appear original and new within the
context of the horror genre, this morbid humor owes a
great deal to the tradition of EC comics, which influ-
enced the deconstructive tendencies of contemporary
horror cinema. For more information on the comic
book /horror film connections, see Kim Newman,
Nightmare Movies: A Critical History of the Horror Film,
1968 – 88 (London: Bloomsbury, 1988), 18, 207; Farrah
Anwar, “Bloody and Absurd,” Monthly Film Bulletin
Seeing in Black and White:
Critical Blindness and Lenticular Logics
Gender and Racial Visibility
Hazel Carby’s work on early African American
from Gone with the Wind women novelists, Reconstructing Womanhood, un-
derscores that “we need more feminist work that
to Scarlett
interrogates sexual ideologies for their racial
specificity and acknowledges whiteness, not just
Tara McPherson
blackness, as a racialized categorization,” high-
lighting the always racialized dimensions of the
white southern lady.1 Critical writings before and
The winter of 1991 found me roaming around the after Carby have insisted that race is not just a
Mississippi Delta, on paid leave from a northern “black thing,” but this insight has not necessarily
graduate school beginning my doctoral research permeated wider culture (or even most of the
on southern femininity. I was born and mostly academy). As discussions with both my students
raised in the South, so this return to the region felt and with family and friends make clear, many
fairly comfortable, and I soon settled into the people (and especially white ones) still understand
rhythms and rituals of the area. These rituals in- “race” to be a category applicable largely to mi-
cluded almost daily sojourns to any of a number norities. This chapter continues the project to de-
of small diners that dot the area, in search of home center the “race⫽black” binary that permeates
cooking and plate lunches. At one of these es- much of late-twentieth-century thought and un-
tablishments, a combination gas station/country derscores the inevitable impossibility of under-
store/lunch-counter-type place, I came across a standing whiteness apart from its connections to
dusty postcard tacked up near the cash register. It blackness.2 Although it may seem all too obvious
was one of those plastic, ridged postcards I’ve al- to say that whiteness exists in relation to blackness,
ways called “3-D,” composed of two interlaced there is real labor involved in training one’s eye
images. This particular card most often depicted a (particularly the white eye) to discern these rela-
young hoopskirted belle standing before an ante- tionships and their changing valences in different
bellum mansion on the scale of Tara, much like historical and geographic registers. In Playing in
the opening moments of the film Gone with the the Dark, Toni Morrison uses the analogy of the
Wind. However, if you stood in just the right spot fishbowl to describe this difficult-to-achieve pro-
as you paid your bill, this vision of southern archi- cess of recognition, noting that “it is as if I had
tecture and femininity was supplanted by the fa- been looking at a fishbowl—the glide and flick of
miliar iconic image of a grinning, portly Mammy. the golden scales, . . . the tranquil bubbles travel-
The owners wouldn’t sell me the postcard, but it ing to the surface—and then I saw the bowl, the
stuck with me over the years and came to symbol- structure that transparently (and invisibly) per-
ize for me a very particular mode of racial visibil- mits the ordered life it contains to exist in the
ity, one I see as a prominent way of seeing in black larger world.” She goes on to insist that is a “will-
and white in the latter half of the twentieth cen- ful critical blindness” that allows us not to see
tury that dovetails with much of critical scholar- race.3 Perhaps one cause of the difficulty in dis-
ship on race in the past two decades. cerning the interrelations of our cultural con-
structions of race derives in part from the chang-
ing trajectory of these images over time and space.
Thus one of the aims of my work is to suggest the
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differing ways in which the figure of the white versus covert, differ in that the former brings to-
southern lady and other iconic southerners is cast gether figurations of racial difference in order to
against, beside, or in front of various figures of fix the categories, while the later enacts a sepa-
blackness, highlighting some of the myriad con- ration that nonetheless achieves a similar end.6
figurations these relationships have produced. She While these two modes are not entirely distinct
serves as a powerful nodal point for various cul- historically and can coexist in any one era, this
tural understandings of the connections of race, covert strategy of representation is more prevalent
class, and gender in America. To underscore that in the present than it was in the pre– civil rights
these relationships change is not to suggest that era. Certainly, overt racism continues to exist to-
any connection or any meaning can exist at any day, as a well-documented litany of contemporary
time, but rather to insist that what relationships hate crimes attests, but even groups like the Ku
are visible is less a function of empirical fact or Klux Klan have adopted more covert styles of rep-
critical whimsy than of historical process and resentation and discourse to their ends. Moreover,
shifting economies of the visibility of race. I focus these representational modes are complexly re-
here on blackness and whiteness, even as the lated to politics and to forms of racist practice,
South as a whole becomes less black and white, be- structuring particular ways of feeling and acting
cause the black /white axis in southern culture re- southern that expand the scope of the lenticular
mains so prominent. Indeed, as Zillah Eisenstein from a mere visual strategy to a way of organizing
has argued, despite racial and ethnic diversity in knowledge about the world. This chapter explores
the United States, “blackness is made the bedrock the workings of these twin logics in two twentieth-
signifier of race and racial hatred, and African- century triangulations of race, place, and gender,
Americans stand in for the multirace threat. Black- tracing the transit loops between ways of seeing
ness, repressed in the mind’s eye, threads through and ways of knowing, although I move away from
the process of creating ‘others.’” This American the term “covert” as a name for this more recent
obsession with blackness owes much to the partic- logic, preferring instead to designate this frame of
ularities of the South’s role in national history and reference a “lenticular”one.
culture.4 A lenticular image is composed when two sep-
In what follows, I detail some of the ways in arate images are interlaced or combined in a spe-
which the different economies of visibility that cial way. This combined image is then viewed via a
were prevalent in the 1930s and the 1990s struc- unique type of lens, called a lenticular lens, which
ture different representations of the relation of allows one to see only one of the two views at a
white and black femininity in the novel Gone with time. By slightly rotating the picture, the second
the Wind and in its sequel, Scarlett.5 To summa- image comes into focus, displacing the first. The
rize briefly, the earlier novel in many ways fore- most familiar type of this image is probably one of
grounds the interdependence of its images of those thick, plastic-coated postcards like the one I
black and white femininity (though critics have described above.7 The ridged coating on each card
rarely read it this way) if only to insist upon racial is actually a lenticular lens, a device that makes
difference. Scarlett, on the other hand, attempts viewing both images together nearly impossible.
a dismissal of black femininity, an erasure that I have a large collection of these cards, but the
denies the historical webs that bound black and reason the phrase “lenticular logic” struck me as
white southern women (and their representa- a particularly apt trope for the racial economy of
tions) together during the period in which the visibility I denoted “covert” above derives from
novel is set. These two modes of representing ra- that country-store postcard, with its southern
cial difference, which might be labeled as overt belle and mammy. As critics we can read these two
tara mcpherson 519

images (and the connections between them) in a of the (white) national family’s conflict and final
variety of ways, but the structural logic of the card reunion, it can never integrate the story of the
itself makes joining the two images within one slaves it images into its tale.9
view difficult if not impossible, even as it co-joins During its first season, the television series Sa-
them at a structural level. Like the fishbowl logic vannah deployed another version of a lenticular
that Morrison identifies as prevalent today, a len- narrative, one that froze the dual image in its first
ticular logic is capable of representing both black frame, for Spelling’s Savannah was almost exclu-
and white, but one approaches the limits of this sively a white world. This move served to erase
logic when one attempts to understand how the blackness from the South at precisely the historic
images are joined or related. Such a positioning moment when African Americans were for the
naturalizes images and their possible meanings, first time in the twentieth century returning to the
erasing context and connections. Unlike the im- South at a rate faster than they were leaving it. In
age of the fishbowl, the term lenticular also moves the words of Michael Eric Dyson, Savannah’s pre-
us away from a division between form and con- tense “of colorlessness [is] actually an investment
tent, container and contained, toward a more flex- in whiteness.” 10 Exploring the varied economies
ible model. of visibility that structure twentieth-century rep-
I prefer lenticular to covert because the first resentations of the South illustrates the degree to
term allows one to move away from an under- which the cultural and material meanings of race
standing of this logic as an always intentional one, in America are both definitive and shifting. As
as strictly a sneaky practice of bad faith. Though such, my work is part of an ongoing project of
racial images in the late twentieth century can antiessentialist racial critique that investigates how
certainly derive from ill intent (one need only re- race, an unstable category, gets fixed, especially in
call the infamous Willie Horton ads of the elder relation to gender, in particular landscapes and
George Bush’s presidential campaign), this way of temporalities. Put differently, this project explores
thinking is also often an unconscious or unrecog- how race gets made via narrative and image at pre-
nized one, one of those economies of visibility cise moments in place and time.
produced at a specific historic juncture that can In an age when race seems increasingly to be a
derive from multiple intentions ranging from cultural pressure point and to be ever present, it
the naive to the liberal to the insidious. The “addi- also retains an opacity, a now-we-see-it, now-we-
tive” strategy of race in much contemporary criti- don’t quality that makes adequate explanations of
cal theory is one example of a lenticular logic, in its workings in today’s society difficult to produce.
which images of race (and class and gender and This is partially due to the tendency described ear-
sexuality; name your favorite) get tacked onto an lier to see “race” as equivalent to “minority” and
initial image or narrative, but without a frame- to attempt to understand it by adding it on to
work that will allow us to understand the images already existing structures or categories. Thus, it
or narratives in relation.8 Such a framework oper- is crucial to explore how race— especially as it
ates in tales like the one told in Ken Burns’s pbs is yoked to gender— continues to recede from
special, The Civil War. This five-night, eleven- our field of vision.11 By exploring, in two wildly
hour journey through the history of the war does popular texts from very different historical peri-
include segments on black soldiers and slaves dur- ods, how race becomes visible in relation to gen-
ing the conflict, but the overall force of the series der, I am not suggesting that one novel is “better”
segregates these details about race from the over- or “less racist” than the other. I instead want to
all narrative drive of the series. Because the pro- foreground the notion that racial categories like
gram ultimately portrays the Civil War as a story “white” and “black” not only are interrelated but
520 hop on pop

are related differently at different historical mo- tionist professional and popular history,” com-
ments. Thus, this is not an argument that Scarlett bined with media representations of a “devilish”
(or Savannah) should simply include more Af- South, had “tarnished the sentimentalist image
rican American characters, but rather an explo- of the plantation and slavery” (166).16 By the early
ration of what its strategies of racial representation 1990s, works like Scarlett signal a return to this im-
reveal about how race was made visible at the end age, particularly to a national fascination with the
of the last millennium. Such an argument also image of the southern lady.17 These images may
suggests that visibility is not inherently something feel familiar from Gone with the Wind, but their
to be desired, as work on the commodification of reprisal deploys very different linkages of race and
minority and lesbian images has made clear.12 gender than did that earlier work.
If I chose here to focus on two novels set in the
South, this is largely an acknowledgment of the
An Old South
nation’s tendency to locate its racial past on south-
ern terrain. Thus, it is not surprising that two of The Pulitzer Prize-winning novel Gone with the
the most popular and best-selling epics of the Wind, a bestseller virtually from the moment of its
twentieth century deploy their racial logics south publication in 1936, has sold nearly thirty million
of the Mason-Dixon line. Elsewhere I have con- copies to date. It has been issued in nearly two
sidered the relative “southernness” of each of hundred editions in forty countries. The book’s
these two books, but here I want instead to read author, Margaret Mitchell, was born in 1900 and
them as indicative of larger national frameworks came of age in a South that was experiencing the
for understanding race and its visibility vis-à-vis onset of industrialization, a process that was rife
gender.13 The two tales are separated by nearly with hardships but also with possibility. In the
sixty years, a period characterized by the South’s early twentieth century, southern cities, including
move toward industrialization and away from a Mitchell’s own Atlanta, were challenging rural ar-
period often referred to as the “colonial South.” If, eas as the center of the region, and racial violence
as Franklin D. Roosevelt maintained in 1938, and widespread lynching characterized the area.
the South was “the Nation’s No. 1 economic prob- Mitchell’s early years coincided with moments of
lem,” the intervening six decades saw substantial sharp increases in lynching throughout the South
changes in the area.14 During the 1970s, the South and with the Atlanta race riots of 1906. These years
became a center of growth and economic ex- were also marked by a black resistance to such vi-
pansion, attracting new industry and stimulating olence, including the efforts of Ida B. Wells and
urban growth due to a variety of factors.15 And, of the naacp. From 1882 to around 1930, lynching
course, the 1950s through the 1960s saw the rise was woven into the very fabric of southern society,
and initial success of a black southern-born civil a normalized aspect of subjugating the black mi-
rights movement. In the 1930s, the South was a nority, and Georgia and Mississippi had the high-
fiercely segregated society; by the 1990s, it was (at est rates of lynching. The practice began to decline
least nominally) integrated, with Atlanta recently around the time Mitchell was revising her novel,
deemed by Ebony readers the “best U.S. city” to for, as the South moved toward increasing mod-
live and work in as an African American. ernization, lynching was seen as bad for business,
The decade preceding 1990 also marked an both because it was driving away a cheap labor
“improvement” in the nation’s popular images of force as African Americans migrated north and
the South. In his Media-Made Dixie, Jack Kirby because it hindered southern efforts to court
notes that, during the 1960s and 1970s, “neoaboli- northern business by damaging the region’s im-
tara mcpherson 521

age.18 I am interested in how Gone with the Wind because it was not dark skin. In and of itself, white
might be situated vis-à-vis this history. Mitchell’s skin would signify little; it only takes on value in
novel can be read as a story about the South dur- contrast to darker skin, which in the antebellum
ing this transition to modernity, a tale about the South signaled low-class status or “mixed blood.”
formulation of region and race as material condi- Through a running series of contrasts, Scarlett’s
tions shifted in the 1920s and 1930s, even if the (white) femininity gets set up as the opposite of
novel’s subject matter focuses on an earlier period. Mammy’s blackness. The darkness in the text de-
Central to Mitchell’s concerns was the role of marcates the white characters, and this darkness
woman in this move to modernity, an issue Mitch- serves as a central feature of almost every descrip-
ell was fully aware of from early childhood. Her tion of Mammy afforded by the novel.
mother, May Belle Mitchell, had been an active Mammy enters the story “shining black, pure
participant in southern suffrage campaigns, and African” with a “lumbering tread,” “huge . . . with
Margaret Mitchell once wrote, “My earliest mem- the shrewd eyes of an elephant” (15). She is consis-
ories are of my mother and the women’s suffrage tently described as either old and gnarled, as gi-
movement.” Mitchell displayed mixed feelings gantic, or as animalistic, all images that portray
about her mother’s political activism, and Gone her as unfeminine and as desexualized.21 She is
with the Wind becomes a platform on which to not, of course, ever called a “lady”; rarely is she
play out the author’s deeply conflicted feelings even designated “woman,” although she some-
about women’s progress. Of course, women’s rights times serves as a source of maternal comfort, an
in the South have never been only about gender, image to which I will return. She is often like
for southern suffrage campaigns often staged their “an old ape” (701) or a “restless bloodhound” (15);
populist appeal by offering white women’s votes her “mountainous figure” waddles and quakes
as a counter to the black male vote.19 And, while (701); she wears huge men’s shoes and her “shape-
at one level Gone with the Wind debates whether less body overflows” into the spaces it inhabits.
Scarlett should side with modernist Atlanta or the Mammy is here figured via “metaphysical con-
agrarian past, this struggle is not just about gen- densation,” which, in the words of Toni Morrison,
der; her character’s development also hinges upon “allows the writer to transform social and histori-
a very specific and overt relationship to blackness, cal differences. Collapsing persons into animals
particularly via the novel’s representation of slaves prevents human contact and exchange” (68). This
and slavery. Here, I want to focus on the degree to constant barrage of imagery pointedly contrasts
which the novel’s construction of Mammy be- Mammy’s “figure” to that of the “feminine” ladies
comes intricately tied to that of Scarlett in at least who are identified as contained, petite, high class
two ways.20 and, it goes without saying, white. Hence, Gone
First, the figure of Mammy provides the (dark) with the Wind is a novel that defines feminin-
background against which the (white) image of ity, and this definition has everything to do with
Scarlett can take shape. Throughout Gone with the how Mitchell conceptualizes and focuses on
Wind, representations of white femininity, partic- race. Mitchell deploys blackness as a background
ularly as embodied by Scarlett and her mother, are against which she elaborates the details of white
sketched in stark and deliberate contrast to those female subjectivity in the South at precisely the
of black femininity. On the opening page of the moment the region begins to recover (from a
novel, Mitchell details Scarlett’s “magnolia-white white perspective) both economically and politi-
skin—that skin so prized by Southern women”; of cally from the years following the Civil War. Of
course, such white skin was “so prized” precisely course, this recovery operates in both senses of the
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word: as a recouping of the losses of the war for femininity/womanliness and masquerade, a posi-
white southerners and as a covering over of the tion elaborated on by contemporary feminist film
brutalities during and after Reconstruction for the theorists like Mary Anne Doane. However, Riv-
former slaves. iere, Doane, and the feminists celebrating Scar-
Mammy’s role in defining who counts as a lady lett—all of whom place different values on the
does not end at the level of descriptive detail. As strategic potentials of feminine masquerade—
the narrative unfolds, she will also come to play a read femininity only as a performance of sexual
key role in the actual production of white femi- difference, a move that renders invisible the degree
ninity. The novel’s first sentence asserts that “Scar- to which femininity also indexes other markers of
lett O’Hara was not beautiful,” underscoring that identity, highlighting the limits of many accounts
it is not beauty but something to do with appear- of masquerade.23
ances that defines (white) Southern womanhood. For instance, Riviere’s essay centers on her
A certain “veneer of femininity” (42) is key, and analysis of a female patient, a successful career
we soon learn of Scarlett’s consummate skill in woman who exaggerates her performance of fem-
manipulating this veneer. Gone with the Wind un- ininity whenever she enters the masculine work
derscores that to be a southern lady required the world, a performance Riviere reads as a kind of re-
observance of certain strict codes of etiquette and action formation against the prohibited assump-
decorum, and many feminist critics of the novel tion of masculinity. Here, as is the case with Scar-
praise the character and the narrative precisely be- lett’s celebrants, femininity is defined strictly in
cause they subtly push against the established relation to masculinity, and its performance al-
codes of ladylike behavior. Though Scarlett ulti- lows women access to the new spaces. Yet, within
mately longs to be a lady in the novel, she does at the text of her analysis, Riviere points out that her
various moments resist her training in proper patient is a woman from the “Southern States of
femininity. Much as in feminist valorizations of America” who repeatedly had dreams and fan-
Madonna during the 1990s, these optimistic critics tasies that “if a negro came to attack her, she
read these moments of Scarlett’s (or the text’s) planned to defend herself by making him . . . make
performance as a campy subversion of the rigid love to her, ultimately so that she could then de-
boundaries of southern femininity. For example, liver him over to justice.” That the patient is a
literary historian Anne Goodwyn Jones praises southern woman being attacked by a black man is
Mitchell’s decision to have Scarlett deploy femi- then dropped by Riviere who goes on to read the
nine wiles in order to gain entrance into “the dream as an expression of the woman’s fear of
male, public, economic and competitive world.” reprisal for having “killed mother and father,” a
Literary critic Ann Egenriether reads Scarlett as fear that leads her to then perform womanliness
“the quintessential American heroine” because with a vengeance.24
“she capitalizes on her womanliness,” while Har- Although Riviere certainly makes a case for her
riet Hawkins goes further, calling Scarlett’s mas- reading, a more compelling analysis would ac-
querades “radically, breathtakingly liberating.” 22 count for the culturally specific racial dynamics at
Of course, figurations of femininity as tied to work in her patient’s dreams. Such a reading
masquerade or performance have occupied a key would make it hard to position the black man, as
position within feminist theory during the past Riviere does, as primarily an instrument of “the
twenty years, particularly in feminist film theory retribution of the father”; much more likely would
via its return to the work of psychoanalyst Joan be an interpretation that reads this execution of an
Riviere. In her 1929 essay, “Womanliness as a Mas- exaggerated femininity as about a performance
querade,” Riviere structures an equation between of racial as well as sexual difference, particularly
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given the fact that Riviere’s patient came of age in her performance. Likewise, as Scarlett’s “maid,”
a region and era—Margaret Mitchell’s South— Mammy laces her into her corset, pulling and
where ideologies of femininity were deployed to jerking vigorously, and, “as the tiny circumference
prop up apartheid-like conditions. Essentially, of whalebone-girdled waist grew smaller, a proud,
Riviere’s reading—and much of the feminist the- fond look” comes into Mammy’s eyes (55). Para-
ory that follows from it—posits femininity solely doxically, Mammy is here figured as a chief co-
against masculinity and thus cannot discern the conspirator in the production of a system of fem-
racial or regional contours of the masquerade. ininity that simultaneously works to deny her
Scarlett may indeed manipulate femininity own status as a bearer of privileged womanhood.
but to what end? Scarlett’s “play” with femininity Mitchell consistently represents Mammy as the
works in the service of capitalism and chain-gang enforcer of southern etiquette, thus supporting
labor as she uses her feminine wiles to maintain her narrative claim that Mammy has author-
her lumber business, while simultaneously al- ity over Scarlett and the whole plantation. But
lowing Mitchell to appropriate for women larger Mammy’s “power” is only the power to labor in
social spaces within the organization of urban the maintenance of white femininity. Her “power”
and public spheres. But this appropriation only is the power to police Scarlett (at home and on the
serves upper-class white women. Then, at the streets of Atlanta), thus producing Scarlett as a
narrative’s end, rather than overturning or chal- lady (i.e., as not Mammy) and simultaneously
lenging Southern codes of behavior, the novel maintaining Tara as the space of the family and of
ultimately reinforces them as Scarlett embraces white rule.
tradition and returns home. Furthermore, cele- Of course, this policing of white femininity has
brations of Scarlett’s manipulations of femininity everything to do with class as well. For Scarlett is
and entry into public life also miss what has his- not just any white woman; she is also a woman of
torically shaped and supported her masquerades; the planter class, and whiteness, proper femininity,
namely, a whole geographic system of social and and class position are all closely bound in Gone
economic production—the slave system—has with the Wind. One need only recall the novel’s
enabled this play. As literary theorist Cora Kaplan representation of the Slattery family to understand
has explained in relation to The Thorn Birds, “The that true femininity is no more within the reach
reactionary political and social setting [of the of the average lower-class white woman than it
novel] secures . . . a privileged space where the is achievable by Mammy. In fact, nearly each of
most disruptive female fantasy can be ‘safely’ in- the tale’s “white trash” women functions as a de-
dulged.” 25 Scarlett’s performance as a “strong” yet graded third term that holds the novel’s black-
feminine woman is possible because it is situated white equation in place. Emmie Slattery’s descrip-
within a scenario that romanticizes the Old South. tion as an “overdressed, common, nasty piece of
This symbiotic relationship between Scarlett’s poor white trash” serves as a nightmare image that
strategic femininity and the reactionary social works to underscore the effect on the social order
setting that supports it is best illustrated by re- of not maintaining clear distinctions between
turning to the figure of Mammy and her role in black and white. Emmie’s very touch had killed
producing white femininity. Throughout the nar- Ellen O’Hara, and her attempts at proper femin-
rative, Mammy’s physical labor and “supporting” inity miserably fail her, revealing as they do her
role allow Scarlett to perform femininity. For in- “rabbity face, caked with white powder” (376).
stance, when Scarlett decides to dress up in cur- Scarlett’s masquerades are not available for Em-
tains to work her feminine wiles on Rhett, it is mie, and the novel’s representations of the lower
Mammy who sews the dress and, thus, “assists” in classes only underwrites its black-white logic.
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To privilege Scarlett’s uses of femininity or to age of Mammy’s “broad bosom,” the history of
read her masquerades as being only about sexual enforced wet nursing.27 From its early pages, Gone
difference is to forget that this narrow view of the with the Wind stages an inevitable return of Scar-
southern belle erases the historical specificity of lett to Tara, to a utopian, safe space of white south-
the lives of many poor and working-class white ern identity that can allow no memory of how
women in the South. It denies the suppression white safety has been secured by practices of omis-
of black femininity that helped produce Scarlett’s sion, exclusion, or violence. Such a vision also
masquerades while also ignoring the historical re- freezes the origins of white southern identity
sistance slave women waged against their own cul- within the physical and mental geographies of the
tural positioning as “unwomanly.” 26 And, finally, past, situating the plantation home as an essential
it overlooks the degree to which the narrative pun- landscape of desire and escape. Margaret Mitchell
ishes Scarlett for her transgressions, highlighting and her heroine, Scarlett, in the words of film
what happens to independent women in the post- critic Thomas Cripps, “remained ever Southern”
bellum (and, by extension, the modern) South. in a familiar southern landscape that modernity
The novel’s final scene firmly reinscribes the neatly altered to its own ends.28
interdependency of white and black femininity Still, Scarlett’s longing for a return to the safety
while simultaneously naturalizing those connec- that Mammy symbolizes points toward a contra-
tions and their class connotations. On the last dictory impulse in Mitchell’s portrait of the slave.
page, after losing Rhett, Scarlett realizes she must While Mammy repeatedly emerges in the text as
go home to Tara and plantation life, and “it was as dark, animalistic, and dehumanized (one recalls
if a gentle cool hand were stealing over her heart” her “lumbering tread,” her “elephantine” form),
(733). The narrative paints an Edenic picture of she simultaneously comes to connote the mater-
Tara, a portrait that, of course, includes Mammy: nal, as the foregoing passage strongly suggests. In
these moments, white and black womanhood are
[Scarlett] stood for a moment remembering the
no longer cast in strict opposition but joined via
small things, the avenue of dark cedars leading to
the desires of white feminine subjectivity. Hence
Tara, . . . vivid green against white walls. . . . And
Scarlett and Mitchell are at once repelled by
Mammy would be there. Suddenly she wanted
Mammy’s blackness and also powerfully attracted
Mammy desperately, as she had wanted her when
to it, a doubling that points to the complexity and
she was a girl, wanted the broad bosom on which to
ambiguity of southern racial experiences, particu-
lay her head, the gnarled black hand on her hair.
larly as they unfold for white women.29 For the
Mammy, the last link with the old days. (733)
white woman (as character and as author), black-
The novel closes by bringing black and white fem- ness becomes a shadowy source of comfort and se-
ininity together within a sentimental frame, a curity, a desirable space of safety. The presence of
frame which cannot allow for any range in its Mammy underwrites Scarlett’s fantasy of a return
definition of the lady. to the world of childhood and also allows Mitchell
Scarlett’s (and the text’s) desire to return to to explore her character’s capacity for love. If Scar-
Tara is a desire for a space undisturbed by racial lett has failed at loving Rhett, Melanie, her chil-
difference, a space where Mammy becomes part of dren, and her mother, Scarlett’s devotion to and
the landscape of southernness, one of the “small desire for Mammy enables Mitchell to reveal her
things” allowing white safety and white privilege character’s worthiness and humanity as the novel
within the secure space of home. Such a memory draws to a close. Thus this black presence sets the
cannot include the history that lies behind the im- stage for Mitchell’s playing out of the often con-
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tradictory and complex imperatives of power, two seemingly contradictory modes at once. This
guilt, and desire. fantasy of union is too unsettling to be simply pre-
Here, Gone with the Wind exhibits a desire for sented; rather, it is contextualized via the dehu-
commonality or connection that we might term a manizing images of Mammy that permeate the
white southern structure of feeling, a latency in the text, framed strictly via white desire. Let me be
text that is in tension with the novel’s overtly racist clear: though the novel does reveal a desire for
expressions. Although the dominant culture in union, this latency in no way mitigates the novel’s
Mitchell’s South deployed Jim Crow tactics to dis- racism. It does, however, signal a current that
avow and guard against this very commonality, might be accessed differently by a more radical
the culture’s visual logics continually joined black white subjectivity.
and white, defining each race via and against the Historian Deborah Gray White has written that
other. Beneath the surface of this logic coursed a the mammy image developed from an attempt by
subterranean desire for connection, a hunger for pro-slavery propagandists to demonstrate that the
the other. Cultural critic Raymond Williams notes plantation South benefited slaves by providing
that “structures of feeling” are “concerned with moral instruction. Hence the mammy was figured
meanings and values as they are actively lived and as capable, content, and nurturing, an example of
felt, . . . characteristic elements of impulse, re- slavery’s good effects, and her large, desexualized
straint and tone, specifically affective elements form countered claims that white masters might
of . . . relationships.” He singles out art and litera- be attracted to slave women. One could read
ture as having a particular purchase on structures Mitchell’s Mammy simply as an extension of this
of feeling and further argues that these structures ploy, as a lost-cause justification for “the benevo-
“can be defined as social experiences in solution.” lent institution” of slavery. Certainly, her portrait
We might say that Mitchell’s latent longing for of the excesses of freed field hands as wild, terrify-
connection is an affective mode still “in solution,” ing, and out of control supports such an interpre-
hovering as it is at “the very edge of semantic avail- tation, as does her insistence that “good darkies”
ability”; the novel’s precipitated meaning is its like Mammy and Peter “stood loyally by their
overt racism.30 Very few whites in Mitchell’s time white owners” after the war (476). But the re-
had moved beyond this affective suspension, al- lationship of Scarlett and Mammy also reveals
though some had. Of course, reading the mammy Mitchell’s simultaneous desire to picture a more
as a maternal figure of comfort for whites is a harmonious version of women’s relationships,
tricky game, and Mitchell offers an array of harsh particularly interracial ones. Of course, this rela-
images to distance the figure of Mammy. Mitch- tionship is only figured via white longing, for
ell’s representations range from monkey-faced to Mammy’s own interiority is denied by the novel.
maternal, and Mammy also functions as a shad- Although Mitchell amply explores Scarlett’s per-
owy substitute for Scarlett’s mother, Ellen. This formances of white femininity, the text never at-
ambiguity hints at a longing for racial union even tributes a similar mimetic capacity to Mammy.
while it labors to hold black and white apart, a Critics such as Hazel Carby have repeatedly noted
familiar pattern across southern history and ra- slave women’s own performative strategies, skills
cial representation. For whites, Mammy could be that allowed them to “play” the Mammy while si-
a “great mother” (via the psychic and cultural multaneously resisting the white definition of that
mechanisms of nostalgic fantasy) and also abso- image. But the Mammy of Mitchell’s world is con-
lutely not the mother (via the dictates of language tent to serve white power, always working to en-
and the law: she’s black and beastly), inhabiting sure it. Thus while Mitchell represents black and
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white femininity coming together in the space of and behind them were the Yankee bayonets. She
Tara at the novel’s close, this (re)union must be could be killed, she could be raped and, very prob-
read as a white fantasy.31 Other potential affective ably, nothing would be done about it” (456). She
possibilities of longing and union are short-cir- thus writes in the service of an ideology of which
cuited, rewired back into the plantation and the she is aware and supportive. This is not, moreover,
landscape, trapping Mammy and Scarlett within a lenticular logic. Rather, her construction of
Tara’s deep verandas. racial difference is overt and pointed. Mitchell’s
That Mitchell is ultimately unable to envision presentation of the Ku Klux Klan’s slaughter of
black female subjectivity as existing in any rela- black men and women (in the name of white
tionship to white women beyond a supporting one women’s “protection”) underwrites and justifies
suggests a limit to her critical imagination while the racial violence of her own era.34 Since it seems
also highlighting the contradictory movements of quite evident that Gone with the Wind is a novel
her text. But Mitchell’s failures do not mean that about race, racial difference, and racial represen-
we should simply dismiss this impulse toward tation, it is at first surprising to learn that until
union in the novel. Literary critic Minrose Gwin quite recently most critics denied that the novel
points out that fictional re-creations of southern was about race at all. This reinforces the claim
women’s interracial experiences offer “a powerful that much current white discourse on race does
lens through which we may envision new criti- not understand whiteness as itself a racialized
cal relationships, new illuminations,” an insight category.
that suggests that we can explore the contours of Literary critic Kenneth O’Brien argues that “as
Mitchell’s vision to understand how she uses black extraordinary as it may sound, Mitchell’s novel
womanhood in her delineation of white southern would . . . still make sense if all the . . . black char-
femininty.32 acters disappeared. . . . Race, and politics too,
Gone with the Wind is not particularly subtle in are essentially negligible elements” in the book.35
its delineation of whiteness in relation to black- O’Brien’s sentiments are typical of those of many
ness. It is a novel that proceeds in black and white, commentators on the novel, all of whom read it as
foregrounding the mutual dependency of the two being about issues of survival, tradition, or wom-
terms. In an essay on another early-twentieth-cen- anhood. In fact, only a small and very recent per-
tury tribute to the Old South, D. W. Griffith’s 1915 centage of the mass of critical articles written
film The Birth of a Nation, film theorist Richard about Gone with the Wind focus their remarks on
Dyer notes that “Birth knows that it is about racial issues of race.36 Instead, critics like O’Brien and
purity or, to use a contemporary phrase, ethnic Anne Goodwyn Jones maintain that the novel is
cleansing.” He also argues that the film’s represen- about “the struggle of one individual against the
tation of race “includes the whites just as much as confines of Southern womanhood,” 37 and each
blacks, something Birth itself is clearer on than traces the various ploys of Scarlett as she attempts
most current white discourse about race.” 33 Both to outwit southern tradition and its ideals of fem-
of his observations apply to Gone with the Wind ininity. Such interpretations frame Gone with
(as novel and as film), for it is a text that proceeds the Wind as a struggle between “tradition” and
via the more overt of the two logics of racial visi- “change” and read Scarlett as sympathetic to and
bility I outlined in the previous section. Mitchell as representative of change or modernity. Hence,
writes, for example, that “[Scarlett] knew what Re- both Jones and O’Brien must view Scarlett’s (and
construction meant. . . . The negroes were on top Rhett’s) return to tradition at the novel’s end as a
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“strangely ambiguous and unsatisfying conclu- for so long. Certainly, this oversight has more to
sion.”38 Rather than being mystified by the novel’s say about the shifting economies of racial visibility
ending, I would argue that this final scene (where at the close of the twentieth century than about
Scarlett leaves “modern” Atlanta to return to tra- the racial politics of Margaret Mitchell or of the
dition at Tara) makes perfect sense if one carefully 1930s. As such, this refusal to see the structures
examines the role and representation of race in the that shape our understanding of race stands as a
novel. Indeed, rather than being a “negligible ele- prime example of the lenticular racial logic that
ment” of the relationship of gender to region, race characterizes post-civil rights discourse on race. In
is the key to understanding both the narrative tra- the remainder of this chapter, I want to explore
jectory of Gone with the Wind and its final return how this economy of visibility, one that operates
to a fairly conservative figuration of southern quite differently than the overt economy deployed
womanhood. by Mitchell, can be traced across the rewriting of
In arguing that race is not an issue in Gone Gone with the Wind in the 1990s.
with the Wind, analyses like O’Brien’s repeat an
ingrained pattern of western thought that sees
A New South
“race” as only applying to people of color; in such
thought, whiteness remains a category somehow Scarlett, Alexandra Ripley’s 1991 sequel to Gone
unmarked by race.39 Specifically, it overlooks the with the Wind, was, much like its predecessor, an
degree to which the social construction of white instant bestseller, with many stores’ stock sell-
southern womanhood in the antebellum period ing out as soon as it arrived. Over two million cop-
depended upon a simultaneous definition of black ies were sold in the novel’s first year, before the
women as unfeminine and unwomanly. In their book’s paperback issue in 1992. The sequel was
explorations of racial dynamics, feminists from also filmed as a television miniseries (in seventeen
Sojourner Truth to Angela Davis to Hazel Carby languages), which, upon its premiere in 1994, gar-
have long recognized that ideologies of black and nered a worldwide television audience of more
white female sexuality “only appear to exist in iso- than 275 million and was the top tv movie of the
lation while actually depending on a nexus of figu- year in several countries, including the United
rations which can be explained only in relation to States, Germany, Spain, and Japan.42 Although
each other.” 40 This relationship is evident in Gone Ripley was praised by some critics for capturing
with the Wind, for Scarlett’s role as the “transgres- the essence of Mitchell’s style (and roundly hated
sive belle” and her relationship to southern society by most), the two novels deploy strikingly differ-
are both played out on a racialized and highly ent economies of visibility in regards to race.
charged terrain. Much like the television series Savannah, Scarlett
Writing on the erasure of the consideration of finally deals with the interrelation of black and
race from literary criticism, Toni Morrison sug- white by erasing blackness. In the end, Ripley, who
gests that “what is fascinating . . . is how [literary no doubt faced quite a dilemma in deciding how
scholars’] lavish exploration of literature manages to capture the “essence” of Mitchell’s overt de-
not to see meaning in the thunderous, theatrical fense of racism during Reconstruction, displaces
presence of black surrogacy . . . in the literature the text’s considerations of blackness onto an en-
they do study.” 41 Given the highly detailed racial tirely new geographic terrain. But before this dis-
contours of Mitchell’s novel, it is particularly fas- placement occurs, Ripley first constructs a view of
cinating that critics could miss its racial content ante- and postbellum southern race relations that
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retains all the nostalgia of Mitchell’s accounts with equation of Mammy and Scarlett’s mother, Ellen
none of the vituperative defenses of the Klan that O’Hara, as both women are drawn as objects of
might today serve to warn reader’s away from Scarlett’s deepest daughterly affection and are, at
Mitchell’s rosier portraits. her insistence, buried side by side. Still, Mammy
More specifically, Ripley reproduces an old tale dies within the first thirty of nearly nine hundred
familiar from Gone with the Wind and other lost- pages, and the novel quickly moves on to define
cause ideologies about the tight bond between for- femininity without the dark background of Gone
mer slaves and their masters. Throughout the first with the Wind, thus naturalizing the whiteness of
half of the novel, casual references to former slaves southern femininity. As the novel begins to take
“still loyal to old pre-War owners” (243) paint a up the question of the southern lady most force-
picture of these “servants” as longing for the fully, blackness fades from view, erasing the his-
“early days at Tara” (34). These slaves are incorpo- toric interrelatedness of constructions of black
rated into the white family much as the “good” and white womanhood in the era of the novel’s
slaves were in Mitchell’s novel, once again erasing setting. Black and white are thus held apart as Rip-
their specificity beyond the confines of white soci- ley dispatches Scarlett to Ireland in the sequel’s
ety and rehabilitating the plantation household second half, conveniently expunging black char-
for contemporary tourist consumption. Mammy acters from her text. If Gone with the Wind and
is once again deployed as the key figure who jus- The Birth of a Nation foreground racial represen-
tifies master/slave (or, more accurately, mistress/ tation, the second half of Scarlett seemingly enacts
slave) relations, and, much as in Gone with the a blanching in which whiteness is the implicit but
Wind, her characterization underscores her love unspoken telos or goal. Still, the very necessity of
for the white characters. Early in the sequel, Scar- this narrative displacement of the racism of the
lett returns home to Tara, hoping to “rest her South and the United States during Reconstruc-
wounded heart on Mammy’s love” (9), only to tion—a displacement compelled by the text’s own
find the former slave on her deathbed. In an odd lenticular logic—simultaneously serves to high-
reversal of the care-taking sequences of the first light racism’s very intractability. At first glance
novel, Scarlett nurses Mammy until her death, Scarlett may hardly seem to be about race at all,
watching with loving eyes as Mammy dreams of but a closer look reveals a tale deeply concerned
“those . . . happy times” before the war when, as a with securing the meaning of whiteness in an era
slave, she cared for Scarlett’s mother, Ellen O’Hara of multiculturalism.
(15). Though Mammy is occasionally figured as (at Indeed, the specter of the first novel’s overt de-
least formerly) “big” and “fleshy,” and once re- fense of plantation owners’ rights reappears in Ire-
ferred to as a “creature,” the conscious depiction land’s seemingly white landscape at the novel’s
of her as representative of blackness is missing close. Though Scarlett is, at first, sympathetic to
in the sequel, as are characterizations of blackness the fight for Irish independence and the text ini-
and blacks as ominous and lethal. And Scarlett tially represents the plight of Ireland as a con-
is no longer repeatedly delineated via images of quered land as similar to that of the South (658 –
pale whiteness. Whiteness is given meaning in 662), the narrative trajectory of the novel finally
other ways. figures the Irish revolutionaries as ungrateful and
The novel’s primary linkage of black and white rebellious laborers, unable to appreciate “a good
femininity is thus less pronounced than that of landlord” (860). The characterization of the Irish
Gone with the Wind, resting as it does on a subtle peasants as “so inhuman, so like . . . yowling . . .
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wild beasts” echoes Mitchell’s portrayals of “evil many recent southern (and American) texts, illus-
negroes,” and, thus, the sequel condenses the ear- trating our continued inability as a nation to come
lier novel’s figuration of blacks and of white trash to terms with the meaning of race in southern
onto one group. Finally, the moral force of both history.
novels rests with the aristocratic landowner, for all Although race is suppressed in the novel, Scar-
is fair in defense of the plantation. Interestingly, in lett’s overt narrative question is an inquiry into the
The Wages of Whiteness, historian David Roediger viability of the southern lady for a new era (our
points out that Irish immigrants to the United own as much as the one of the novel’s setting). On
States were often considered “black,” and he its surface, Scarlett appears to call the ideal of the
tracks the process by which the working-class Irish southern lady into question, echoing the early am-
came to claim whiteness as an appropriate label by bivalence to this figure displayed in Gone with
distancing themselves from blacks. To the degree the Wind, but like the earlier text, Ripley’s novel
that it maps the ascent into aristocratic culture of finally resolves the dilemma of femininity in favor
Irish immigrant Gerald O’Hara, Gone with the of the lady. Early in the novel, Scarlett strives to be
Wind can be seen to trace a similar “whitening” a lady, recalling the example of her mother, who,
of the Irish. Scarlett reverses this process, again the text relates, was “always occupied with the per-
“blackening” the Irish, who come to represent a petual work required to produce the orderly per-
threat to white southern femininity, as the ma- fection that was life at Tara under her guidance”
rauding hoards attack Scarlett, Rhett, and their (33), for “Ellen O’Hara had quietly ruled the plan-
daughter in the final chapters of the novel. Still, tation” (39). When an aunt comments that Scar-
this threat is covertly figured—that is, the racial lett had “grown up to be the image of Ellen,” the
displacement is not foregrounded, and not the narration assures us that “there was no greater
primary interest in femininity that the text dis- compliment in the world that anyone could pay
plays. Indeed, the novel selectively reclaims as- [Scarlett]” (124). The novel also offers a surrogate
pects of Irishness, as it links Scarlett’s vitality and for Ellen in the figure of Eleanor Butler, Rhett’s
independence to her Celtic roots. When mediated mother, who smells of lemon verbena, “the fra-
through Scarlett’s white southern femininity, the grance that had always been part of Ellen O’Hara”
“wilder” aspects of Irishness are tamed and re- (130). Eleanor “was a Southern Lady . . . [and]
purposed, severed from their class associations. If ladies were trained from birth to be decorative . . .
Gone with the Wind plumbed its heroine’s depths [but] they were also trained to manage the intri-
via associations with and appropriations from cate and demanding responsibilities of huge
black characters, the sequel’s Scarlett finds her hu- houses . . . while making it seem that the house
manity and depth via the text’s theft of ethnic, and ran . . . flawlessly” (130). This new southern lady
not racial, difference. Thus, rather than mobiliz- picks up on the earlier Scarlett’s “New Woman”
ing the earlier novel’s latent and suppressed desire spunk, transforming her into a slightly veiled ver-
for cross-racial alliance, illustrating a new capacity sion of the career woman of the 1990s.
to imagine integration in the post-civil rights era, Once Scarlett moves to Ireland (where she
the sequel flees from a vision of racial union, manages her own estate), she begins to question
sketching instead the contours of a blindingly certain aspects of the ideal woman her mother and
white American subject, dolled up via strategic Eleanor each appeared to be. Well into the story,
raids into the emotional textures of ethnicity. Such Scarlett is enraptured by her new daughter, re-
an inability to imagine racial union is a failure of deemed from the bad mothering traits evident in
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the first novel, when she realizes that she loves her gest, it is precisely this figure of southern woman-
daughter, Cat, more than her mother loved her. hood who is now enjoying a late-twentieth-cen-
Her insight propels her to think, “Being a lady like tury renaissance.
her isn’t the only way to be. It isn’t even the best Central to this process of reclaiming the south-
way to be” (629). Scarlett then rejects the super- ern lady for our times is a lenticular logic of race
ficial and hypocritical standards of those people in that allows for a selective revamping of southern
Atlanta who deemed her un-ladylike, seemingly mythologies that conveniently displaces the racial
dispensing with an interest in being a lady at all, context of the past while cherishing the images a
but the text itself redeems the finer traits of lady- previous racial economy had supported. Thus,
like behavior for a more modern Scarlett. Indeed, both Gone with the Wind and Scarlett privilege the
Scarlett’s newfound sense of self-worth derives figure of the southern lady, but they do so through
precisely from her position as the head of a new quite different logics. While I do not mean to sug-
plantation, a landscape she manages with all the gest that an overt (and often racist) racial visibility
efficiency of the classic plantation mistress. Thus, is at all preferable to the lenticular logic deployed
Scarlett, much like its predecessor, initially cri- in the post-civil rights era, it is crucial to recognize
tiques the social restrictions heaped upon the that these two logics each strive to give whiteness a
southern lady only to triumph the “time-hon- meaning. If, as Toni Morrison suggests, whiteness
ored” traits of ideal womanhood: maternal love, is mute, meaningless, and empty, both novels il-
quiet strength, serenity. Scarlett insists the ideal lustrate their authors’ (and their respective cul-
woman can have it all: she can run the show, have tures’) attempts to fill the category with meaning,
her Cat, and get Rhett, too. to give it voice.
Scarlett’s gentle refiguring of the lady as self- Gone with the Wind carves out whiteness’s def-
reliant might seem a welcome change to her status inition by foregrounding difference and what
as “decorative” object, but this is not an entirely whiteness is not. Scarlett also struggles to give
new configuration of the southern lady. Through- whiteness contour and content but does so by high-
out the postbellum south, the ideology of the lost lighting Irish ethnicity and that mythic figure of an
cause triumphed the strength of the southern lady, all-white past, the southern lady. We could simply
exalting her hard work and courage and firmly se- dismiss the two epic tales as racist, if differently so,
curing her place upon a pedestal. For instance, in but little is gained in such a move. Instead, in ex-
a speech delivered to the graduates of Franklin Fe- ploring the different ways in which whiteness
male College in June 1873, the Honorable J. W. comes to voice in these stories of twentieth-cen-
Clapp draws upon familiar rhetoric when he urges tury women, we might hear also the expression of
the young women “to renounce all ostentatious a need to understand whiteness as a category that
display” and resort to “those lessons of energy and is not meaningless. Scarlett’s travels to Ireland thus
self-reliance” that are the hallmarks of each “cul- become not only a way to avoid representing
tivated southern woman.”43 His celebration of blackness and slavery but also an attempt, in an
southern women’s management skills and inner era which “celebrates” multiculturalism, to dis-
strength coincides perfectly with the figure of ideal cern the heritage of whiteness, reclaiming select
southern womanhood popular in that period, a aspects of Irishness in order to give Scarlett both
figure that both Gone with the Wind and Scarlett spunk and a history that is not tied to slavery. We
rework and finally triumph. And, as the recent can recognize that drive while also underscoring
popularity of Scarlett and countless television those aspects of race that the novel will not ac-
mini-series like The Blue and the Gray might sug- knowledge.
tara mcpherson 531

While exploring the racial logic of each novel valorize or triumph whiteness. Still, this early writing
does suggest that to reclaim the southern lady is has spawned an academic subspecialty, work not always
sensitive to the relations of whiteness to other registers
a dangerous move, understanding the impulses
of racial difference.
behind each logic also points the way toward bet-
3 Morrison, Playing in the Dark, 17–18.
ter understanding the varied meanings whiteness 4 Zillah Eisenstein, Hatreds (New York: Routledge 1996),
and blackness have had throughout our nation’s 79.
complex racial history. Neither the original myths 5 Margaret Mitchell, Gone with the Wind (New York:
of Scarlett nor her sequels can account for the Macmillan, 1936) and Alexandra Ripley, Scarlett (New
myriad possibilities for femininity which the two York: Warner Books, 1991). Further citations of these
tales excise. We might begin new explorations of works appear as parenthetical page numbers in the text.
6 I borrow the phrase “economies of visibility” from
race and femininity by examining these very omis-
Robyn Wiegman’s development of the term in Ameri-
sions, asking what other ways a southern woman
can Anatomies (Durham, NC: Duke University Press,
might be. What stories might Prissy or Belle What- 1995). What I have labeled overt and covert visual
ling or Emmie Slattery tell us if we were to listen economies correspond to the different economies of
to them? Surely, the social relations of race, class, visibility Wiegman sees as typical of the regimes of vi-
and gender are more complex than two figures sion predominant in the pre- and post-civil rights eras,
trapped in a postcard would suggest. These com- economies that she designates (following Foucault) as
plexities may be good or bad, but nothing is specular and panoptic. She notes that the “primary
characteristic of the modern panoptic regime [in late-
gained in not addressing them.
twentieth-century life] is its reliance on a visual pro-
duction which exceeds the limited boundaries of the
Notes eye. . . . It is for this reason that the signs of race . . . are
today seemingly unleashed in a proliferation of circu-
1 Hazel Carby, Reconstructing Womanhood: The Emer- lating images: integration beckons now the rising pri-
gence of the Afro-American Woman Novelist (New York: macy of difference as commodity” (41). She links this
Oxford University Press, 1987), 18. shift in visual economies to the ascendancy of “cinema,
2 A brief listing of such works would include Toni Mor- television and video” which “serve up bodies as nar-
rison, Playing in the Dark: Whiteness and the Literary rative commodities.” While this focus on a prolifera-
Imagination (New York: Vintage, 1992); bell hooks, tion of images of race (which for Wiegman means an
Black Looks: Race and Representation (Boston: South abundance of images of blackness) might seem to run
End Press, 1989); Ruth Frankenberg, White Women, counter to my observation that Scarlett erases black-
Race Matters: The Social Construction of Whiteness ness, this simultaneous proliferation and erasure of
(Minneapolis: University of Minnesota Press 1993); blackness is characteristic of the covert or panoptic
Fred Pfeil, White Guys: Studies in Postmodern Domina- visual economy of race today. Thus, televisual produc-
tion and Difference (New York: Verso, 1995); David Roe- tions of race today, to take just one example, are gener-
diger, The Wages of Whiteness: Race and the Making of ally populated by black or white casts, but representa-
the American Working Class (New York: Verso, 1991) tions of “integration with equality” (to borrow again
and his Towards the Abolition of Whiteness (New York: from Wiegman) are rare.
Verso, 1994); and Vron Ware, Beyond the Pale: White Ruth Frankenberg similarly discusses the likenesses
Women, Racism, and History (New York: Verso, 1992), and differences between what she calls “essentialist rac-
as well as numerous anthologies on whiteness. While ism” and “color-evasive” racism, categories that would
this turn to whiteness has been likened to the men’s also correspond to my “overt” and “covert” designa-
movement’s tendency to appropriate the hard work of tions. Frankenberg also posits a third category, “race
feminism in reactionary ways, much of the work in the cognizance,” in which the workings of power vis-à-vis
books mentioned above springs more from an attempt race are made visible. In this way, her work is more op-
to understand racial oppression than from a move to timistic than Wiegman’s, who remains critical of “the
532 hop on pop

easy turn in contemporary critical theory toward an 373 – 400. Kasarda lists several factors leading to the
emancipatory rhetoric that rings increasingly hollow to South’s growth in the period, including its lower cost of
many ears” (American Anatomies, 42). living, its improved consumer services, changing racial
7 Many thanks to Anna McCarthy for alerting me to attitudes, and the spread of air conditioning. I would
the correct label for all these postcards I have been suggest that the South’s weak labor unions and right-
collecting. to-work policies, its cheap labor force, and a wide-
8 Cf. Wiegman, American Anatomies, especially pages spread campaign of “image building” by southern cities
189 –90. were equally important, if not more so. This period of
9 This analysis of Ken Burns’s The Civil War is developed growth was not equally distributed among the South’s
in my “‘Both Kinds of Arms’: Remembering the Civil citizens; the New South developed along fairly familiar
War,”Velvet Light Trap 35: 3 –18. See also my Recon- lines of racial geography.
structing Dixie: Race, Gender, and Nostalgia in the 16 Jack Kirby, Media-Made Dixie (Baton Rouge: Louisiana
Imagined South (Durham, NC: Duke University Press, State University Press, 1978).
2002), chapter 3. 17 I provide an in-depth examination of this post-1970s
10 Dyson, “Three Black Men Define the Image,” Los An- return to a “new old South” in my Reconstructing Dixie.
geles Times (Oct. 22, 1995): M1. There I argue that the Reagan-Bush years saw a return
11 Ruth Frankenberg writes of the inability of whites to to a more sentimental version of the old South than had
perceive race as “lacunae in perception” enabled by been possible during the civil rights movement or the
racial privilege (White Women, 9). Roots years. I also detail the marked return of the south-
12 I am thinking here of Danae Clark’s insightful essay on ern lady as a popular image after 1980, a reprisal I link
the explosion of lesbian visibility in the mass media in to a backlash against both feminism and the gains of the
the past decade. Clark rightly points out that the in- civil rights era.
creased inclusion of lesbian images in visual culture has 18 I am indebted in this analysis to E. M. Beck and Stewart
more to do with corporate financial interests than with Tolnay’s Festival of Violence: An Analysis of the Lynching
an interest in lesbian civil rights. Likewise, one could of African-Americans in the American South, 1882 –1930
argue that the O. J. Simpson trial certainly increased (Urbana, IL: University of Illinois Press, 1995), a sta-
racial visibility but that increase in no way signaled an tistical history analyzing patterns of lynching across
automatic or “positive” advance in our understanding the south from 1882 to 1930. They note the “bloody
of racial relations in the late twentieth century. Danae nineties” as marking the period of the worst violence,
Clark, “Commodity Lesbianism,” in The Gay and Les- but they also single out 1908 and 1915 as particularly
bian Studies Reader, ed. Henry Abelove, Michele Aina brutal years. They underscore the fact that lynching
Barale, and David Halperin (New York: Cassell, 1994). continued throughout the 1940s, 1950s, and 1960s, and
13 My Reconstructing Dixie explores both the meaning of that the decline in numbers doesn’t reflect lynchings
“southernness” in a variety of twentieth-century texts that were attempted but thwarted. While Festival of Vi-
and the ways in which the South comes to hold a vari- olence provides important analyses, it does, in its drive
ety of meanings for the nation at large at different his- to the scientific, downplay the relationship of the eco-
torical moments. nomic to the cultural. In underplaying these links, the
14 For a useful “textbook-style” tracing of both the “colo- authors neglect the powerful ideological work popular
nial South” and the pre- and postindustrial South, see culture did in the service of this reign of terror. For
John B. Boles, The South through Time: A History of an studies that explore these links with more nuance, see
American Region (Englewood Cliffs, NJ: Prentice Hall, chapter 5 of Grace Hale’s Making Whiteness: The Cul-
1995), especially chapters 4 and 5. ture of Segregation in the South (New York: Pantheon
15 See, for example, Richard M. Bernard and Bradley R. Books, 1998), and Fitzhugh Brundage’s Lynching in the
Rice, eds., Sunbelt Cities: Politics and Growth since New South: Georgia and Virginia, 1880 –1930 (Urbana,
World War II (Austin: University of Texas Press, 1983), IL: University of Illinois Press, 1993).
1–30, and John D. Kasarda, “The Implications of Con- 19 Mitchell’s remark on her mother’s career as a suffragist
temporary Distribution Trends for National Urban along with a brief recounting of May Belle’s work is
Policy,” Social Science Quarterly 61 (December 1980): reported in Darden Pyron’s Southern Daughter: The Life
tara mcpherson 533

of Margaret Mitchell (Oxford: Oxford University Press, 33 – 43. Joan Riviere’s essay, first published in 1929, is
1991), 43. Pyron largely neglects the racist populism of reprinted in Formations of Fantasy, ed. Victor Burgin,
the southern suffrage campaign, but this history has James Donald, and Cora Kaplan (New York: Methuen,
been well documented. 1986), 35 – 44. Patrice Petro has recently extended my
20 Leslie Fiedler also notes the link between Scarlett and analysis of Riviere and race in her work on Weimar
Mammy in The Inadvertent Epic (New York: Simon and cinema.
Schuster, 1980), though his analysis veers in a decidedly 24 Riviere, “Womanliness as Masquerade,” 37, 38.
different direction. 25 Cora Kaplan, “The Thorn Birds: Fiction, Fantasy, Fem-
21 Several feminist critics have incisively detailed the ininity” in Formations of Fantasy, ed. Burgin, Donald,
stakes and the terrain of the mammy image, includ- and Kaplan, 164.
ing bell hooks, Patricia Morton, Hazel Carby, K. Sue 26 For an excellent description of the discursive and ma-
Jewell, and, in the context of Gone with the Wind, terial forms of resistance deployed by African Ameri-
Helen Taylor and Diane Roberts. Hazel Carby and can women, see Hazel Carby’s Reconstructing Woman-
Thomas Cripps also comment on Hattie McDaniel’s hood, bell hooks’s Ain’t I a Woman? Black Women and
performance as Mammy in the film version, pointing Feminism (Boston: South End Press, 1981), and Angela
out the ways in which McDaniel briefly transcends the Davis’s Women, Race, and Class (New York: Random
script’s imaging of race, calling its construction of racial House, 1983). In Between Men (New York: Columbia
stereotypes into question, particularly for the African University Press, 1985), Eve Kosofsky Sedgwick offers a
American viewer. Thus, the film is able to reveal (par- reading of Mammy that supports the interpretation I
ticularly for its black audiences) the performative na- delineate here. She notes that Mammy is “totally in
ture of black femininity in a way that the novel is not. thrall of the ideal of the ‘lady,’ but in a relation that ex-
22 Anne G. Jones, “Gone with the Wind and Others: Popu- cludes herself entirely . . . her personal femaleness loses
lar Fiction, 1920 –1950,” in The History of Southern Lit- any meaning whatever that is not in relation to Scarlett’s
erature, ed. Louis D. Rubin Jr. et al. (Baton Rouge: role” (9). This corresponds to what I call a “lack of in-
Louisiana State University Press, 1985), 372; Anne Egen- teriority” in the character.
riether, “Scarlett O’Hara: A Paradox in Pantalettes” in 27 For a discussion of the use of slave women as wet
Heroines of Popular Culture, ed. Pat Brown (Bowling nurses, see bell hooks, Ain’t I a Woman? and Deborah
Green, Ohio: Bowling Green State University Popular Gray White, Ar’n’t I a Woman?: Female Slaves in the
Press, 1987), 125; and Harriet Hawkins, “The Sins of Plantation South (New York: Norton, 1985). Addition-
Scarlett,” Textual Practice 6(3) (winter 1992): 492. See ally, female slave narratives discuss the impact of the
also Amy Levin, “Matters of Canon: Reappraising Gone historical use of wet nurses by wealthy slave-owning
with the Wind,”Proteus 6(1) (1989): 32 –36. families, and Julie Dash’s moving film, Daughters of the
23 A more detailed elaboration of this key debate within Dust, also provides illuminating commentary.
feminist theory can be found in my Reconstructing 28 Thomas Cripps, “Winds of Change: Gone with the
Dixie. While southern literary scholarship rarely inter- Wind and Racism as a National Issue,” in Recasting:
sects with the terrain of feminist film theory, the issue Gone with the Wind in American Culture, ed. Darden A.
(and debates on the value) of feminine masquerade Pyron (Miami: University Presses of Florida, 1984),
surface in both. The work of Jones, Hawkins, and Egen- 140.
riether is certainly more celebratory in its assessments 29 Nell Irvin Painter provides insightful comments on
of masquerade’s subversive potential than are the ar- a “psychological” interrelatedness among black and
ticles by Doane and Riviere, but each shares an inabil- white southern daughters in her examination of the
ity to discern the racial contours of the masquerade. psycho-social role dynamics of southern families in “Of
Doane’s work on masquerade began in two early essays, Lily, Linda Brent, and Freud: A Nonexceptionalist Ap-
“Film and the Masquerade: Theorizing the Female proach to Race, Class, and Gender in the Slave South,”
Spectator” (1982) and “Masquerade Reconsidered: Fur- in Half Sisters of History: Southern Women and the
ther Thoughts on the Female Spectator” (1989); both American Past, ed. Catherine Clinton (Durham: Duke
are available in her Femme Fatales: Feminism, Film The- University Press, 1994), 208 –10. Eric Lott also notes the
ory, Pscyhoanalysis (New York: Routledge, 1991), 17–32, affective consequences of racial proximity in his Love
534 hop on pop

and Theft: Blackface Minstrelsy and the Working Class already mentioned, Hales, Cripps, Fiedler, and Kaplan
(New York: Oxford University Press, 1993). consider race to varying degrees, as do Elizabeth Young,
30 Raymond Williams, Marxism and Literature (New York: Disarming the Nation: Women’s Writing and the Ameri-
Oxford University Press, 1977), 132, 133, 134. can Civil War (Chicago: University of Chicago Press,
31 This is not to suggest that African American women 1999), Linda Williams, Playing the Race Card (Prince-
might not also desire unity. Indeed, it is in the work of ton: Princeton University Press, 2001), Diane Roberts,
African American novelists like Margaret Walker and The Myth of Aunt Jemima: Representations of Race and
Sherley Anne Williams that the possibilities for such Region (New York: Routledge, 1994), and Helen Taylor,
a unity are most powerfully explored. As feminist theo- Scarlett’s Women: Gone with the Wind and Its Female
rist Michelle Wallace notes in Invisibility Blues: From Fans (London: Virago Press, 1989). In addition, Eve
Pop to Theory (New York: Verso, 1990), 145, the power Sedgwick, Hazel Carby, Joel Williamson, Toni Morri-
of work like Williams’s resides in its definition of son, and Alice Walker all offer critical commentary in
“friendship as the collective struggle that ultimately the context of larger works on other topics.
transcends the stumbling blocks of race and class.” 37 O’Brien, “Race, Romance,” 163.
Other African American women have also recon- 38 Ibid., 165.
structed the image of the mammy. The work of artist 39 In her book White Women, Race Matters, anthropolo-
Bettye Saar refigures the mammy and her twentieth- gist Ruth Frankenberg characterizes such “color-blind-
century counterpart, Aunt Jemima, via tropes of mili- ness” as “color-evasive,” noting that such strategies ac-
tancy, while Cheryl Dunye’s film Watermelon Woman tually evade an acknowledgment of the privileges of
seeks to reinscribe the agency of mammy. This film also whiteness by arguing against racial difference.
suggests the complex ways in which black women (as 40 Carby, Reconstructing Womanhood, 20.
the slaves who “played” the mammy and as the ac- 41 Morrison, Playing in the Dark, 13.
tresses who later portrayed the figure onscreen) per- 42 For an interesting look at the miniseries’ statistics and
formed black femininity as a survival strategy. self-promotion, see the advertisement for the sequel in
32 Minrose Gwin, Black and White Women of the Old the Hollywood Reporter (November 29, 1994): 6. In ad-
South: The Peculiar Sisterhood in American Literature dition, TV Guide published many articles on the series.
(Knoxville: University of Tennessee Press, 1985), 17. Another odd bit of Gone with the Wind trivia is the huge
33 Richard Dyer, “Into the Light: The Whiteness of the success in Japan of a musical based on Scarlett O’Hara
South in The Birth of a Nation,” in Dixie Debates: (see the introduction to Pyron’s Recasting). In a longer
Perspectives on Southern Cultures, eds. R. H. King consideration of the novel, I also examine “the place” of
and H. Taylor (New York: New York University Press, Charleston in Scarlett, noting its role as historic setting
1996), 169, 167. and also as a nodal point of 1990s global capital. See my
34 Mitchell’s novel clearly defends the Klan night rides as Reconstructing Dixie, chapter 2.
a necessary defense of white women, though her poli- 43 A copy of J. W. Clapp’s speech is housed in the archives
tics outside the novel seem quite contradictory. She at the University of Mississippi, Oxford, Mississippi.
at once claims to love the novels of Dixon while sup- It was first published by the Public Ledger Printing Es-
porting and championing the revisionary history of tablishment in Memphis in the spring of 1873. Clapp
W. J. Cash. For a longer contextualization of Gone with also urges the young women to honor the confederate
the Wind within contemporary Atlanta, see my Recon- dead and to retain their influences within the domestic
structing Dixie, chapter 2. sphere.
35 Kenneth O’Brien, “Race, Romance, and the Southern
Literary Tradition,” in Recasting, ed. Darden A. Pyron,
163.
36 During the time that this volume was in preparation,
what I term an emergent strand of southern studies be-
gan to take on the racial implications of Mitchell’s epic
quite directly, while a few earlier critics also discussed
race as an important element of the novel. Of the work
style avoiding a clearly defined position ideologi- “The Last Truly British
cally or spatially. Ultimately, Hartley makes a case
People You Will Ever Know”:
for breaking rules and opening up notions of
community, nation, and homeland to follow the Skinheads, Pakis,
richer and ever-changing landscape of culture.
and Morrissey

Nabeel Zuberi

Worked upon and reinterpreted, the landscape be-


comes a historical landscape; but only through contin-
ual and active reworking.
—carolyn steedman, landscape for a good woman

I am now
a central part
of your mind’s landscape
Whether you care
or do not
—morrissey, “the more you ignore me the
closer i get”

Britain is still convulsed by its postwar, postcolo-


nial identity crisis. Most of Britain’s dominions
have been liberated from colonial rule since 1945.
The end of empire and the need for cheap labor
brought many migrants from the former colonies
to the “mother country.” This settlement has un-
settled older conceptions of the white body poli-
tic. The nation coughs and splutters into a new
Europe. The British Union faces the challenge of
devolution from Irish, Scottish, and Welsh nation-
alisms. British nationalism (largely defined on
English terms) is no longer the feisty bulldog of
Churchillian features, but a (J)anus-faced pug,
wheezing after years of inbreeding. At seemingly
regular intervals, it froths at the mouth and barks
from the Tory backbenches and inky blots of the
tabloid press. In the late 1990s, cricket, mad cows,
and the national lottery became issues to test the
boundaries of who we are as a people, who be-
longs and who doesn’t in this small island off the
coast of continental Europe. These rabid excesses
540 hop on pop

apart, the dog is generally content with its own the sound,” popular music and the myriad cul-
lamppost to piss on. tural activities surrounding it form one cultural
One of the taken-for-granted ways the English arena in which “the national” is informally de-
mark territory is through the notion of Little En- bated. In what Michael Bracewell calls “England’s
gland, “our patch,” a white place with a sedi- unofficial commentary on itself,” musicians inter-
mented, continuous way of life in which the Eng- rogate and jostle with ideas of Englishness and
lishness or Britishness of things is so thoroughly Britishness in the constant reevaluation of na-
ingrained, ordinary, specific, so nuanced in its de- tional identity.4 They draw upon inherited truths,
tails and hierarchies that it’s impossible for an out- invented traditions, and common sense. Pop mu-
sider to truly master its repertoire and gain mem- sic plays upon nostalgic yearnings. This looking
bership of this “imagined community.” As George backward cannot simply be dismissed as a desire
Mikes writes in the bestselling satirical classic How to escape to the past and freeze history. The retro
to be an Alien (1946): “A criminal may improve mode in certain strands of British pop music re-
and become a decent member of society. A for- veals white Englishness to be in a state of flux. This
eigner cannot improve. Once a foreigner, always a may not be the “passing of whiteness,” but a signal
foreigner. There is no way out for him. He may be- of a shift in white ethnicity.
come British; he can never become English.” He The memory work of Britpop, for example, is
goes on to add in a footnote that “[w]hen people part of a reaction to both U.S. cultural hegemony
say England, they sometimes mean Great Britain, and multi-cultural Britain, a turning inward to
sometimes the United Kingdom, sometimes the familiar narratives, images, musical tropes, and
British Isles—but never England.” 1 ways of representing England. During the mid-
For a nation that prides itself on its sense of nineties tabloid-fueled rivalry between Oasis and
irony, one of the most British of ironies might be Blur, familiar scenes of white working-class life
that many Brits (from a range of political persua- and lower middle-class suburbia saturated their
sions) have turned repeatedly to their own ver- songs and product packaging, which captured the
sions of this Little England of the imagination at sounds and shapes of a “timeless” British popular
the same time as the nation-state has been reduced culture. The landscapes on cd covers have been
to a corporate agency that facilitates the move- reproduced countless times before as immediate
ment of transnational finance capital. John Ma- signifiers of Englishness: the greyhound races,
jor’s “Back to Basics” campaign to promote Brit- the canal lock, the country mansion, the semi-
ain as the heritage land of warm beer and village detached suburban house. The characteristically
green cricket and Tony Blair’s nation-branding ex- British device of irony allows young Britons to
ercise of “Cool Britannia” still imagine quite nar- revel in the familiar continuities of “our way of
row and sentimental versions of the national com- life” while claiming some critical distance from
munity. In this context, a Scot, Tom Nairn, writes clichéd versions of the past. In an ambiguous fluc-
that the English are captivated by the “glamour of tuation between intimacy and distance Britpop’s
backwardness.” 2 Other foreigners might be for- camp gestures are part of an ironic attitude to na-
given for believing that England is like an old cu- tional history that suits a decadent nation, more
riosity shop with one of those closing-down sales content to deal with the archives than to grasp the
that never ends. possibilities of an uncertain future. Musically,
“They [the Germans] make good cars. All Brit- most Britpop groups revived the tried-and-
ain is good at these days is pop music” says Chris trusted riffs and motifs of English pop and its
Lowe of the Pet Shop Boys.3 “Selling England by high points, from the Beatles and Kinks to Bowie
nabeel zuberi 541

and Cockney Rebel’s 1970s glam rock and post- white working class shifts south to London’s East
Sex Pistols punk. Britpop was a (re)invention of a End, and those landscapes (of the mind) where
specifically British guitar rock /pop tradition, an white working-class boys will always be white
assertion of an indigenous national version of U.S. working-class boys. In this essay, I’m concerned
rock. Britpop acts have vied for attention in mega- with Morrissey’s representation of the skinhead in
store displays alongside a number of rapidly mul- songs and the photographic imagery of music
tiplying and hybridizing dancefloor genres and packaging, t-shirts, and concert backdrops. In the
subgenres such as techno, jungle/drum ‘n’ bass, early 1990s, skins (mainly male, but some female)
bhangra, and trip hop. Representing a multi-racial, appeared in his iconography at the same moment
multi-cultural Britain which includes Caribbean as extreme right-wing groups like the British Na-
and Asian elements, musicians like Goldie, Massive tional Party underwent a revival and actively re-
Attack, Bally Sagoo, Tricky, Talvin Singh, and even cruited skinheads. As a Pakistani-born British fan
Britpop-sounding groups like the Voodoo Queens of the Smiths and Morrissey, my discomfort with
and Echobelly, have challenged pervasive, banal the star’s apparent fascination with English fas-
nationalisms, and helped to redefine the “British” cism leads me to examine the skinhead’s role
in British music.5 as quintessential working-class English figure in
Britpop shares something of its fetishization of popular culture. The skinhead also has a secure
things English and British with Morrissey, former place as a subcultural working-class subject in the
lead vocalist with Manchester guitar group the discourse of (British) cultural studies. I examine
Smiths (1983 – 87). Morrissey is currently a major the gendered, racialized, and ethnic assumptions
recording artist in Britain, the United States, and behind some of this writing.
other large markets for Anglo-American pop. In Rather than just lay out yet another history of
Morrissey’s body of work, the nature of English- discourse about the subcultural skinhead, I trace
ness or Britishness is an obsession as deep and out his representation in relation to his antithesis,
murky as the waters of the Manchester-Liverpool the Paki—the South Asian in Britain—the object
canal. His particular fascination with an almost of the right-wing skinhead’s wrath, the body at the
exclusively white English working class can be receiving end of the Doc Marten boot. The stereo-
mapped through record sleeves, songs, videos, and typical contours of the Paki emerge at the same
the visuals of his gigantic concert stage backdrops. time the skinhead is created as a folk devil in the
Popular music has the power to construct a late 1960s. The Paki is a figure in the white youth’s
sense of place. The northern landscapes of Smiths’ shadow. Where is this British Asian, the designated
songs present a proletarian past of back-to-back Paki, to be situated in the national landscape?
houses and grimy, rain-sodden streets. Many of Morrissey’s pop strategies in music and image
the group’s plaintive guitar motifs and geographi- provocatively and ambiguously riff on discourse
cal references in lyrics conjure up a Manchester about the skinhead and the British Asian. As a
beautifully sorry for itself and its post-industrial longtime fan, I pose these underlying questions of
urban wasteland.6 In her book And God Created the pop star: Are you really racist or have you just
Manchester, Sarah Champion notes that Johnny been brave enough to confront certain realities
Marr’s psychedelic Bo Didley guitar riff in the that British people on the right and left want to
Smiths’s “How Soon Is Now” evokes the wet Man- dismiss as “politically incorrect” or find too trou-
chester streets as powerfully as Ry Cooder’s blues bling to face honestly? Are you a trickster figure
twang does the desert terrain of Paris, Texas.7 forcing British folks to confront painful fractures
As a solo artist, Morrissey’s perspective on the in the national body? Or are you just another mis-
542 hop on pop

erable Little Englander who wishes Britain was Thatcherite free enterprise or tight-fisted acquisi-
still white? Are the answers to these questions mu- tive bastards. When the kids weren’t behind the
tually exclusive? shop counter developing entrepreneurial skills,
Here popular music is not the primary object they would be upstairs doing school homework,
of interpretation, but something that enables in- passing exams which took them to college or
terpretation of a cultural situation.8 This essay es- uni, and studying to become doctors, engineers,
sentially explores how my fascination with an En- lawyers, and chartered accountants. Asians were
glish pop star can reveal something of the ways in religious fanatics, burning books and bombing
which Pakistani-British subjects, often derided as bookshops. They wrapped themselves in oppres-
Pakis, are positioned in British culture and its sive family pathologies that promised only failed
“cultural studies.” parents, wounded children, and arranged mar-
Paki is the pejorative four-letter word that riages. Some of these stereotypes have colonial an-
names the south Asian in Britain, though racist tecedents, some have sprung forth in the context
Canadians have also borrowed the term for south of migration, settlement, and post-imperial Brit-
Asians in north America. An abbreviation of Paki- ish racism. Through these representations, British
stani, in racist parlance the term is also applied Asians have been defined as immutably different,
to Bangladeshis and Indians: “They all look the “alien cultures” threatening to “swamp us” in one
same.” Like the skinhead, the British Asian or of Margaret Thatcher’s infamous soundbites.
more commonly known Asian is the object of of- Where does the Paki fit into the histories of
ficial language. Conservative and Labour govern- British popular music culture and cultural stud-
ments and a race-relations industry promising in- ies? Not many places, and only seriously consid-
stitutional multiculturalism may not use the word ered since the 1980s with Apache Indian, Bally Sa-
Paki to describe south Asians but they draw upon goo, and the bhangra explosion, hip hop acts like
a reservoir of English “common sense.” We have the Kaliphz, Hustlers HC, and Fun^Da^Mental,
a history of official identities. In the 1960s and and guitar groups such as the Voodoo Queens,
early 1970s Britain’s Asians were “immigrants,” of- Cornershop, and Echobelly, and musicians such
ten presumed illegal. “How many you got in your as Asian Dub Foundation, Talvin Singh, Black
loft then?” jested my primary school mates, con- Star Liner, and State of Bengal, associated with
juring up a clutch of unwashed subcontinentals, the Asian Underground. Before that the Asian is
potential social security scroungers, reeking of largely invisible in pop music, unredeemably un-
garlic, and breeding like rabbits in the attic. “They cool in comparison with Afro-Caribbean youth.
stick to their own. They don’t want to be like No wonder then that some of the early 1990s Asian
us,” summed up the insularity of alien “ethnic music was branded the New Asian Kool in re-
minorities” in the heart of English cities. Asians sponse to this uncool history. In “multi-racist
were passive wimps whereas West Indians were Britain,” Philip Cohen points out that “many
hard; Pakis took the beatings quietly from the White working-class boys discriminate positively
white racists, whereas Jamaicans fought back. in favour of Afro-Caribbean subcultures as ex-
Asians sat besieged in their homes waiting for the hibiting a macho proletarian style, and against
shit and burning paper to come through front Asian cultures as being ‘effeminate’ and ‘middle-
door letterboxes. Bricks wrapped in Union Jacks class.’ Such boys experience no sense of contradic-
crashed through their shop windows. Asians were tion in wearing dreadlocks, smoking ganja and
the Stakhanovites of the corner shop and the late- going to reggae concerts whilst continuing to as-
night takeaway restaurant, quiet exemplars of sert that ‘Pakis stink.’”9
nabeel zuberi 543

I attempt to place the male Paki on the national over whether “the personal” is valid in serious/
map by looking at the representation of his nem- academic criticism, pondering if writing my self
esis, the skinhead. Without the skinhead, we is an indulgent exercise or justified because it
wouldn’t have the Paki in the form he has taken. has some typicality that can stand for something
They appeared as part of national discourse on greater than the experience of a single individ-
race at about the same time in the late 1960s. As a ual /subject. Am I trapped in identity-thinking,
Paki(stani) who grew up in Britain during the late forever gazing at my middle-class postcolonial
1960s, 1970s, and early 1980s, I’ve been produced diasporic Pakistani-English navel, unable to move
as a British citizen (“naturalized,” in official terms, on to a more grown-up objective, broader politi-
in 1973) in significant measure by the presence of cal perspective? After all, as feminist critics have
the skinhead.10 My family migrated to Britain in pointed out, sometimes the personal is not politi-
1968. I was five years old. This was the year that cal, but just personal.
Enoch Powell, the godfather of New Right cultural However, while still ambivalent about the au-
racism and a Member of Parliament from the tobiographical in academia, I believe that writing
Midlands where we first lived, made his infamous the self can question the claims of grand, over-
speech predicting civil war and “rivers of blood” if arching theories of culture, can point out their ab-
immigration from the former colonies in the Ca- sences and ellisions, and bring to voice neglected
ribbean and the Indian subcontinent were to con- subjects. Experience theorized can also, as Elspeth
tinue. According to Powell, allowing more black Probyn suggests, lead the critic to the social for-
people into the country was also like piling bod- mation: “As I have found in the sometimes sober-
ies on a funeral pyre. By 1968, the skinhead was ing experience of teaching, the absence of a reason
emerging from its subcultural precursor the “hard to theorize is soon filled by students wanting to
mod.” Powell’s public statements gave skins the know, quite rightly, how theories about culture
license to indulge in “Paki-bashing.” I only re- can help them to understand their own experi-
member getting beaten up once for being a Paki, ences. Put very bluntly, our experience as critics
but the threat of violence seemed ever present dur- and teachers can articulate and allow for expres-
ing all my years in England. I was reminded that I sions of experience, both our own and others,’
was a Paki by children, teenagers, and adults, who ‘one’s feeling in and through another.’ ” 13 I have
verbally abused me innumerable times at bus no wish to represent my “experience” as emblem-
stops, in the school playground, outside the school atic of British Asian life; I don’t know any “typical
gates, at the football match, in the park, and pub. British Asian.” I don’t wish to reproduce the false
“Where is the place that you move into the cultural binary of Pakistani diasporic identity
landscape and can see yourself ?” poses Carolyn against white Englishness nor to proclaim right-
Steedman in her analysis of the failures of marx- on militant Asianness against racist whiteness. On
ism and psychoanalysis to account for the experi- the other hand, I have no desire to act as a cheer-
ences of working-class women and girls.11 “What leader for British metropolitan hybridity either.
binds together images and sounds in personal Though we’re all hodge-podge black white brown,
memory with images and sounds in collective the pain and bitterness, anger and self-doubt of
memory?” asks Annette Kuhn.12 Writing the self growing up in-between in a “third space” within a
in academia is discomfiting. According to some deeply racist society are often bypassed in the rush
of my peers and advisers, it’s a luxury earned only to validate and celebrate the hybrid and hyphen-
by those with credentials established with more ated self. By taking apart white Englishness in this
“objective” scholarship. For years I’ve anguished essay, I also acknowledge that aspects of both cul-
544 hop on pop

tural whiteness and destructive forms of knowl- The objects of this violence are represented as
edge and discourse that produced “the Paki” have a catalogue of anthropological details that fix
shaped my identity. their difference from the host nation. It’s unclear
It is worth reiterating in these times of cultural whether Hebdige is reciting these cultural traits as
absolutism that British Asians consume, use, and received wisdom to be critiqued or just assuming
abuse white popular culture for their own needs, that they have an empirical truth. As to the vio-
purposes, and despite themselves. Where are the lence, while black and white unite, even if tempo-
histories of our reception of “white texts”? Grap- rarily, the Pakistanis “disappear” like the “contra-
pling with Morrissey involves an unravelling of diction” itself. The tentative love affair between
my Britishness and Englishness, my sense of be- black and white youth cultures effaces the agency
longing and unbelonging—a problem which I of the Pakistani, and race relations continue at
haven’t been able to escape, despite some distance the expense of the alien, unassimilable Asian. A
and time away from dear old Blighty. Writing my- playground racist joke I remember stretches this
self in relation to the discourses of skinhead, the vanishing to its limit: “What’s transparent, and
Paki, and British cultural studies through Morris- lies in the gutter? A Paki with the shit kicked out
sey is one attempt toward a solution. of him?”
In the cultural studies classic Subculture: The Pete Fowler’s 1972 article on the emergence of
Meaning of Style, Dick Hebdige suggests that we the skinhead explains that Asians basically stick
can observe “played out on the loaded surfaces of to themselves, and have middle-class values. He
British working-class youth cultures, a phantom is hopeful that the skinhead love of reggae and
history of race relations since the War.” Where to appropriation of working-class macho Jamaican
locate the British Asian in this dynamic? In a trou- rude boy style signals a coming together of the
bling passage, Hebdige describes the interaction races through shared class experiences. Asians are
between Pakistanis and reggae-loving skinheads excluded from this racial and class-based com-
in the late 1960s and early 1970s. The activity of pact. Des, a “garage worker and a Skin of three
“Paki-bashing” is an outcome of the awkward al- years standing,” explains his antipathy to Asian
liance of Afro-Caribbean and white youth: settlers:

“Paki-bashing” can be read as a displacement ma- I’ll tell you why I hate the bloody Paks. I’ll tell you a
noeuvre whereby the fear and anxiety produced by story. A week or so ago I was walking down the
limited identification with one black group was street with a couple of mates. I wanted a light for my
transformed into aggression and directed against fag, so I walk up to this Paki git and ask him, “You
another black community. Less easily assimilated got a light, mate?” And what do you think the fucker
than the West Indians into the host community . . . did? I’ll tell you. He walks—no, runs—into this
sharply differentiated not only by racial characteris- shop and buys me a box of matches! Now I ask you!
tics but by religious rituals, food taboos and a value What the fuck could I do with a bleeder like that but
system which encouraged deference, frugality and hit him? And another thing. Have you ever been in
the profit motive, the Pakistanis were singled out for their restaurants? Have you seen the way they grovel
the brutal attentions of skinheads, black and white round you, the way they’re always trying to please
alike. Every time the boot went in, a contradiction you? I hate them, that’s all.15
was concealed, glossed over, made to “disappear.” 14
The Paki here is an obsequious creature. His re-
In other words: “We don’t have to kick each luctance to resort to violence is seen as a weakness.
other’s heads in, if we can beat someone else up.” His emasculation is doubly assured when one
nabeel zuberi 545

compares him to Afro-Caribbean youth. White culinity are essential to these far-right fantasies.
male identification with (and desire for) the black Since Asians are not hard, have been emasculated,
male often involves a worship of certain tropes and “stuck in their own ways,” they are even less
and images: black cool, machismo, the Stagger fit for identification as integrated members of the
Lee/gangsta/outlaw figure, the natural, strong, nation. In contrast, for many English academics
physical, sensual self with rhythm. and journalists, the skin, however politically mis-
In another example of mid-1970s cultural stud- guided he may be, is still the genuine article, as
ies writing on the skinhead, John Clarke explains: British as fish and chips and a pint of bitter.
“Paki-bashing involved the ritual and aggressive In 1975 under the influence of Althusserianism
defence of the social and cultural homogeneity of at the Birmingham Centre for Contemporary Cul-
the community against its most obviously scape- tural Studies, Clarke states that skinhead style
goated outsiders—partly because of their particu- “represents an attempt to re-create through the
lar visibility within the neighbourhood (in terms ‘mob’ the traditional working class community as
of shop ownership patterns, etc) by comparison a substitution for the real decline of the latter.” 18
with West Indians, and also because of their dif- Rock critic Paul Du Noyer explains that the skins
ferent cultural patterns (especially in terms of their “were aggressively working class, taking tradi-
unwillingness to defend themselves and so on)— tional styles (big boots, braces, short hair) up to
again by comparison with West Indian youth” the point of parody. In fact it was the exaggerated
(my emphasis). uniform of an old proletariat that had vanished
Left-wing culture in the 1970s often measured along with the blitz.” 19 Subcultural analysis in the
“political resistance” by the individual and collec- 1970s took skinheads as ethnographic subjects and
tive aptitude and readiness for violence if neces- texts to be deciphered, recording some of their
sary. Spectacular forms of protest form part of a speech, compiling their fashion fetishes, expand-
romantic ideal of praxis that permeates popular ing on their other activities. This research was
cultural forms. The Clash capture this urge for concerned with how the skinhead embodied a
glamorous action, taking to the streets, and “man- structural change in the English working class.
ning” the barricades in their 1977 punk single The focus was male skins, rarely female skins.20
“White Riot.” 16 Singer Joe Strummer wishes that The skinhead’s style was a mark of his agency, an
he could have a riot like the black people had in act of partial, if misplaced resistance. He was a
Notting Hill during the previous year’s carnival. In semiotically charged naif that signified the break-
leftist pop culture mythology, the “hardness” or down of post-war social consensus.
toughness of the working-class male (black or The 1970s saw the rise of the National Front
white) is lumpen-potential for class action. In and British Movement, far-right political parties
popular music culture, particularly the influential actively recruiting skinheads. The nf’s youth pa-
British music press circa 1977–78, “street credibil- per was sold outside the Leeds United soccer
ity” and working-class credentials were a boon. ground. When I was a student in Leeds in the early
Being middle class was decidedly unhip, some- 1980s, Bulldog could be found at gigs by Oi! bands
thing to keep quiet about. In the post-punk era, (a kind of skinhead punk) and at certain local
the skinhead’s seduction by the far Right proves an pubs. Confrontation with fascist skins was always
unfortunate embarrassment for the Left. In skin- a possibility during anti-racist events and marches
head music and culture, the rhetoric of class be- in support of the ira hunger strikers. In fact, just
comes increasingly articulated through ideas of walking in Leeds streets, not engaged in any po-
race and nation.17 Notions of a macho white mas- litical activity, you could get your head kicked
546 hop on pop

in. Before being aware of Dick Hebdige or “cul- which Morrissey had sung only minutes earlier,
tural studies,” I was taught how to identify the so- seemed shockingly appropriate. Morrissey had a
cialist skin from the fascist skin by the colour of way of pinpointing the violence that was normal
the laces on Doc Martens: red for fascist, white for in northern homes, schools, and streets. My near
socialist. Or was it the other way around? run-in with the skinheads in Leeds also presaged
A bitingly cold February night, 1984 in front of the solo Morrissey song, “Asian Rut,’ in which the
the Georgian facade of Leeds University. My sister narrator passively watches an Asian boy getting
and I wait alone for the last bus home to Ilkley af- beaten up by white youths. Though I, of course,
ter seeing the Smiths in concert, our ears still had watched a white skin being assaulted.
humming from the loudness of the pa system. Like me, the Smiths were northern. Morrissey,
Across the street, the neon sign for the Islamabad Marr, Rourke, and Joyce came from Manchester.
Restaurant glows red. Suddenly four white skin- Their music photographed the industrial north in
heads burst into the street through the restaurant’s economic decline. Morrissey’s lyrics and Johnny
doors, hurtling toward us like toppling skittles. Marr’s plaintive guitar arrangements lovingly
Two Pakistani waiters in white jackets storm out drew a bleak urban landscape of bus stops, bedsit
of the doors. They trip one skin, and kick him re- flats, disused railway lines, canals and iron bridges.
peatedly as he lies jerking around on the pave- On the inner sleeve of their album The Queen Is
ment. His mates gawp at the scene from our side of Dead, the Smiths stand in front of Salford Lads
the street, only a few feet away from us, unsure Club on the corner of Coronation Street, the orig-
whether to enter the fray or give their comrade up inal setting for Granada tv’s long-running soap
to the Pakistani kicks. opera. Coronation Street represents the quintes-
A number of thoughts raced through my head. sential northern working-class street and neigh-
The three skins might kick the shit out of us in borhood.21 In the 1930s, the photographs and
revenge and frustration. Worse still, they might ethnographic descriptions of Mass Observation
hover interminably, spit abuse, or just mutter and George Orwell’s The Road to Wigan Pier re-
“Paki” at us like a thousand and one times before. vealed the poverty of the mythical working-class
I hoped that silence and deference would assuage street. For Richard Hoggart in The Uses of Literacy
the fist and the boot. Sometimes it seems emi- (1957), this “landscape with figures” and its neigh-
nently reasonable to comply to the passive, emas- borly working-class culture were threatened by
culated middle-class Asian stereotype when you’re mass American-style consumerism. In the early
middle-class, Asian, outnumbered, and scared 1960s, the “kitchen sink” films turned this urban
shitless. Fortunately the skins retreated up the landscape into a poetic mirror for the existential
street. Safely on the 783 bus, fear turned to exhila- desolation and class resentments of angry young
ration. Our fellow Pakistanis had wrought justice men (but very few angry young women). By the
on some of those bastards sons of Enoch. The 1980s, this vision of the north had been pastiched
waiters had really hurt the skins, who doubtless and parodied endlessly to the point of cliché: aye,
had tried to disturb the peaceful consumption of we all knew “it was grim up north.” However, this
curries. This was like payback for all the years of mythology of “northernness” still asserted a de-
schoolyard abuse. Though I was a mute witness to fiant regionalism in a period when the north was
the violence, the incident proved that we Asians suffering most from Thatcherite policies.22
were not the passive race the whites made us out The Smiths adopted many of these representa-
to be. The Smiths’s “Barbarism Begins at Home,” tional tropes. Record sleeves reproduced photo-
nabeel zuberi 547

graphs of Rita Tushingham and Terence Stamp, ism” as Janet Wolff puts it.25 On the bbc’s Top
stars of some of these kitchen-sink films. The of the Pops in 1984, Morrissey caught the narrow-
group cited snatches of film dialogue in songs, ing possibilities with close-to-the-bone humor
even directly sampled from these films on their when he sang, “I was looking for a job and now
recordings. Teenage playwright Shelagh Delaney, I’ve found a job / But heaven knows I’m miser-
writer of A Taste of Honey, was a favorite reference able now.” 26
in record sleeves and songs. Pat Phoenix, star Morrissey seemed to dissolve the distance be-
of Coronation Street, was the “cover star” for tween public and private space in his songwriting.
the Woolfian single “Shakespeare’s Sister.” The His lyrics obsessed over adolescent angst, every-
group’s few videos included clips of vintage British day humiliations, and the misery of not belonging.
films and often surveyed this classic working-class But personal traumas were always placed in a con-
landscape. crete public context, usually the landscape of the
Morrissey’s romance with this iconography re- northern city. In rock mythology, the street is
worked popular memory, looking back at a past where the boys are, where the action is, the road to
that had almost disappeared, at a landscape trans- empowerment, or at least the place where the lads
formed from satanic mills to shopping malls. hang out and look good. But Smiths songs with
Working through the mythical tropes of English their plangent guitar lines articulated the loneli-
northern “ordinariness” with wit and invention, ness, danger, and violence of city streets. On The
the Smiths’ images and sounds responded both Queen Is Dead (1986), Morrissey sings that “you
to Thatcherism’s assault on working-class people, walk without ease on these the very streets where
and expressed a regional solidarity against the you were raised.” 27 “The Death of a Disco Dancer,”
false glitter and yuppie consumerism of a more a song from the Smiths’ last studio album Strange-
prosperous south in its temporary economic ways, Here We Come, suggests that “if you think
boom.23 In the north, middle-class university stu- peace is a common goal, it goes to show how little
dents and graduates seemed downwardly mobile, you know.” 28 This had a particular resonance for a
spending intermittent and sometimes long peri- fan like me, familiar with everyday racist indigni-
ods on the dole in an economic climate where ties, and the brutalities that had left British Asians
academic qualifications didn’t translate into em- insulted, bruised, seriously maimed, or dead.
ployment. Higher education kept at bay the dole’s Rock encyclopedias might describe the Smiths’s
mind-deadening subsistence lifestyle, the priva- meteoric career as garnering fifteen Top Thirty
tized hell of the thriving service and financial singles and seven Top Ten albums, including a
sectors, and provided some kind of narrative of Number One in The Queen Is Dead. The Smiths
a future. Hugo Young notes in his biography achieved national success and international “alter-
of Margaret Thatcher that in 1981 a “Tory back- native” appeal on independent label Rough Trade.
bencher returned from a visit to Hartlepool, in In the United States their recordings were licensed
North-east England, with the intelligence that ac- to Sire, part of the Time-Warner empire. From
cording to the town’s director of education it was 1987, Morrissey solo product was sold on the emi
now statistically more probable that a young per- label in Britain (under the Beatles’ former label
son would get to university than get a job.” 24 Parlophone for that vintage British look), and Sire
However, with cuts in government spending on in the United States. He has developed his career
education throughout the 1980s, some chose to es- as an international pop artist fairly typically with
cape to foreign parts, “refugees from Thatcher- regular album releases, video promotion, televi-
548 hop on pop

sion appearances, tours, carefully timed press in- California, tickets for Morrissey’s show at the
terviews, and so on. As he has gotten older, less Hollywood Bowl sold out in twenty-three min-
scrawny, and more affluent, the imagery on his utes, breaking a longstanding record held by the
record sleeves reflects an increasing narcissism. Beatles.31 Meanwhile, in Finsbury Park, north
While the sleeve for the Smiths’s second single London, Morrissey played support slot for English
“This Charming Man” (1983) had featured Jean pop group Madness at its “Madstock” reunion
Marais gazing at a mirror-pool in Cocteau’s Or- concert. Dressed in blue jeans and an open-
phee, now Morrissey is the singular photographic necked gold lamé shirt, he sashayed across the
subject on single sleeves, seemingly obsessed with stage against a huge projected backdrop of two
the camera’s every angle on his face, the dimen- skinhead girls. During the song “Glamorous
sions of his quiff, the jewelry adorning the hairs Glue,” he swirled a Union Jack flag around himself
on his chest.29 “Fame, fame, fatal fame, it can play and lyrically lamented, “We look to Los Angeles
hideous tricks on the brain,” he’d quipped in for the language we use. London is dead! London
“Frankly, Mr. Shankly” on The Queen Is Dead, and is dead!”
like many a pop star before him, he began now to This performance of Britishness resulted in a
sing more about the psychological perils of fame, volley of homophobic insults, sieg-heils, and small
the need for love, and the dynamic between star projectiles hurled by neo-Nazi skinhead fans of
and audience. In his body of work, now in its man- Madness. Morrissey’s use of the loaded signifiers
nerist stage, loneliness and unrequited love sit of National Flag and Skinhead also sparked vari-
alongside homoerotic paeans to working-class ous forms of abuse from antiracist sections of the
young men. The Smiths had recorded songs about audience concerned with the rise in racist attacks,
Rusholme Ruffians and Sweet and Tender Hooli- and the renewed and vigorous recruitment of
gans, mixing fear, envy, and adoration, with a sar- skinheads by extreme right-wing organizations.
castic edge; now characters like the Kray Twins, Just outside Finsbury Park that Saturday, National
the Artful Dodger, and the gangsters of Grahame Front and British Movement supporters held aloft
Greene’s Brighton Rock form part of Morrissey’s Union Jacks in opposition to a Troops Out (of
gallery of lovable rogues. Northern Ireland) march. Upset with the Mad-
The solo work has achieved moderate chart stock crowd’s response, Morrissey stormed off
success in the UK, while Morrissey’s star continues stage, never to return that night. A press statement
to rise in North America. In Britain, he generated issued the next day claimed that he was forced to
some controversy with a song that appeared to abandon his performance after being hit in the
tell Asians that they didn’t belong in Britain. “Ben- face by an orange-juice carton and a fifty-pence
gali in Platforms” uses the fashion ineptitude of coin thrown by “National Front skinheads.”
a settler in the 1970s to say, “Shelve your west- This musical moment spilled over with lo-
ern plans/Life is hard enough when you belong cal /national / transnational ironies: a pop star in
here.” 30 Another song, “Asian Rut” describes a London tells his audience that local language and
violent encounter between white youths and an culture are dead at the hands of American cultural
Asian. The doubts about Morrissey’s Little Eng- imperialism while he spectacularly sells out a con-
landism were seriously compounded by the 1992 cert in Los Angeles; a performer known for this
release of the album Your Arsenal and an outdoor androgyny and Oscar Wilde obsession is abused
concert that summer. by the macho, determinedly hetero English skins
On Saturday, August 8, 1992 in Los Angeles, he seems to celebrate; and the war in Northern Ire-
nabeel zuberi 549

land looms large (if offstage) as an English singer ated as another national anthem. The case for the
of Irish-Catholic descent wraps himself in the prosecution seemed, however, to rest predomi-
Union Jack. nantly on a couple of provocative tracks from Your
Following the Madstock debacle, the nomi- Arsenal. “We’ll Let You Know” and “The National
nally left-liberal British music papers almost uni- Front Disco” deal with well-known aspects of
formly pounced on Morrissey’s flirtation with na- working-class nationalism: football hooligans and
tionalist imagery. When he refused to respond to far-right political organizations. The songs do not
charges of racism, they exhumed all questionable refer directly to skinheads (of course, not all skin-
song references to Asian immigrants, black music, heads are right-wing and vice versa), but in dom-
Americanization, National Front youth, and foot- inant media discourse in Britain the association is
ball hooligans. Contentious interview statements clear. For many people, it’s a thin line between
about reggae, the Channel Tunnel, and English- shaven-headed youth, soccer hooligans, and neo-
ness made during Morrissey’s career were cited as Nazism.
evidence for the prosecution. Morrissey seemed to Your Arsenal, track three: “We’ll Let You Know”
have worryingly racist tendencies. His former fans responds to official “documentary” discourse that
Anglo-Asian rock group Cornershop burnt a marginalizes skinheads as the most abject of the
poster of Morrissey outside emi’s offices in Lon- English working class. The words and music
don, admittedly to get some press coverage for accentuate the pathos of their plight. “How sad
themselves as pop situationists, but the gesture are we? / And how sad have we been? / We’ll let
was also motivated by genuine hurt and disgust at you know / But only if you’re really interested,”
the singer’s brush with fascinatin’ fascism at a sings Morrissey over a plaintive acoustic guitar.
moment of increased racist violence. Morrissey The voice of the singer is the collective voice
graffiti was found and photographed alongside of the football hooligans. However, the defense
British National Party scrawlings on a wall in Lon- for bad behavior is couched in ironic terms:
don’s East End where British fascists have had “We’re all smiles / And honest, I swear it’s
some electoral success since the 1930s days of Os- the turnstiles / That make us hostile / And the
wald Mosley and his blackshirts. Bangladeshi Brit- songs we sing / They’re not supposed to mean a
ish residents face daily attacks to their bodies, thing . . . la la la / We will descend on anyone un-
homes, and businesses in these neighborhoods. able to defend / Themselves.” Football supporters
Photographs in the music press showed Morrissey go through the “turnstiles” to enter the stadium,
smirking at the camera in a t-shirt with a photo- but this also suggests that the fans are coralled like
graph of an angry skinhead defiantly sticking two animals. A long instrumental break follows these
fingers up at the camera. Like the skinhead, the words as an electric guitar wails tremulously. A
pop star shared a desire to provoke; though with a faint sample of the words, “Get off the roof ” can
large fan base on both sides of the Atlantic, he be heard during this part of the song. The sound-
didn’t need to court controversy purely for pub- bite is taken from Peter Medak’s film Let Him
licity’s sake. In one photograph, Morrissey wore Have It, about the execution of hapless working-
a shirt emblazoned with the St. George’s cross of class teenager Derek Bentley by the machinery of
the English flag, in another he proudly displayed a the British state in the early 1950s, after his in-
Britain-shaped badge on his denim jacket. Con- volvement in the killing of a policeman. The pre-
cert performances were heralded with a recording viously subdued music builds up to a crescendo as
of William Blake’s “Jerusalem,” a hymn appropri- a sample of football fans chanting on the terraces
550 hop on pop

provides a kind of melancholic chorus. The acous- stores are even full of autobiographical accounts
tic guitar is drowned out by more dissonant elec- of “my years as a hooligan,” amounting to almost
tric chords. Morrissey then intones: “We may a literary/journalistic genre. Stories about football
seem cold / Or we may even be the most depress- hooligans provide middle-class British readers
ing people you will ever know / But at heart we with a salacious kick, a dose of the ultra-violence
sadly know / That we are the last truly British similar to the thrill of gangsta rap for a white sub-
people you will ever know.” The music comes to a urban audience in the United States. These tales
shuddering halt as he repeats, “The last truly Brit- allow the audience the vicarious thrill of working-
ish people you will ever, never, want to know.” class laddish transgressions from a safe distance.32
The music shifts momentarily to the kind of mili- On his 1995 album Southpaw Grammar,
tary pipe-and-drum band march heard at Protes- “Reader Meets Author” rips apart those who seek
tant, Orange Day parades in Northern Ireland. to “understand” the working class but have no
Here it evokes a hardline, right-wing British clue. There may be a hint of self-deprecation in the
nationalism. Then the music fades away into si- words. If not, Morrissey has overlooked his own
lence almost as soon as it begins, a decaying echo romantic fascination with the working class yob:
of the past to match the doomed end of “the last “You don’t know a thing about their lives / They
truly British you will ever know.” live where you wouldn’t dare to drive. . . . Books
Repeated listening to the song suggests that don’t save them / Books aren’t Stanley knives /
Morrissey is not celebrating acts of football vio- And if a fight broke out tonight / You’d be the first
lence or nationalism. First, the song comments on away, because you’re not that type. . . . So safely
discourse about the hooligan. Notions of the with your soft way / Miles from the front line / You
“British hooligan” have cemented themselves in hear their sad voices / And you start to imagine
the public consciousness for several reasons: sup- things.”
porters are held mainly responsible for the 1980s Your Arsenal, track four: “The National Front
football disasters at Heysel and Hillsborough, Disco” is as aggressive in its rock guitar sound and
even though unsafe facilities and bad policing forward-looking in its lyrics as “We’ll Let You
were at least partially responsible for the deaths Know” is musically restrained and elegiac in tone.
in Brussels and Sheffield respectively. British soc- The song describes the enthusiasm of a boy who
cer fans have developed a reputation for going wants to join the nf despite the anguished protes-
abroad, getting drunk, and pissing in the foun- tations of his parents. Morrissey voices the boy’s
tains of Europe’s city squares before fighting racist slogans like “England for the English” as if
pitched battles with opposing fans and local po- they were nursery rhymes. He offers an under-
lice. The football hooligan has become a national standing commentary and empathic commentary
institution. When England plays another national on the boy’s revenge fantasies: “You look forward
football team, home or abroad, sociologists, police to the day you can settle the score.” Then he wails
experts, and various pundits appear in the media the parental worries: “Where is my boy? I’ve lost
to explain this “English disease.” Since the soccer my boy. He’s going to the National aaaghhh!” The
disasters of the late 1980s, grounds have become parents are so exasperated, they cannot come to
better equipped, clubs are more corporate and utter the horrible full name of the right-wing
tickets more expensive. Soccer fans are more or- party. Morrissey identifies the disillusion that
ganized. These factors contribute to football once turns the boy toward an organization that prom-
again becoming hip as popular culture. Book- ises to give him a sense of belonging. His margin-
nabeel zuberi 551

alized, outsider status marks him with a certain embody a dying Britishness. The skinhead is also
pathos. As Armond White puts it, Morrissey “risks attractive because he is unsullied by matters of the
the anger of people who want to pretend that the mind, a common fantasy about the working class.
kids are always all right or that fascism has no at- He is not intellectual but physical. In a 1993 press
traction.” 33 Morrissey rationalizes for the boy: interview with Tony Parsons, Morrissey says:
“There’s a country / You don’t live there / But “They don’t need to use their imaginations all that
someday you would like to / And you might do / If much—they act upon impulse—and that’s very
you show them what you’re made of / Then one enviable. Theirs is a naturalness which I think is a
day you might do.” Then Morrissey mimics the great art form, which I can’t even aspire to.” 36
voice of “reason” and skepticism as the parents ex- Morrissey’s skinheads are noble savages. Support-
plain, “David, we wonder / If the thunder / Is ever ing him on this matter, Parsons states that his
really gonna begin.” Shifts in point of view com- attraction to “shaven-headed machismo has noth-
mon to Morrissey songs make it difficult to pin ing to do with right-wing tendencies and every-
down his position on the issue. The power of the thing to do with the grudging admiration he feels
recording lies in the way it presents the boy’s de- for lives that can be lived without angst. The at-
sire. He longs for independence from his parents traction is not political but psychological.” 37
and yearns for a utopian elsewhere, back to the fu- Apart from not giving the skinhead much
ture of the white British nation-state. Adolescent credit for brains, this perspective too neatly sepa-
freedom is equated with nationalist longing. rates the political from the psychological. Morris-
“We’ll Let You Know” and “The National sey’s approach is aesthetic and erotic, but has po-
Front Disco” work through the discursive terrain litical implications too. Despite a long history
outlined by Hebdige in his essay “Hiding in the of representing the skinhead’s homosocial world,
Light.” By the late 1980s, there has been a subtle its homosexual implications are rarely acknowl-
shift in the cultural studies approach to the skin. edged. Morrissey opens up this possibility, and
The style in which the skinhead is represented be- this is why he met with skinhead homophobia at
comes more important than the way the skin rep- the Madstock concert. His love affair with “hard-
resents himself or herself. Regimes of representa- ness,” a tough working-class masculinity, is polit-
tion have taken precedence over the skinhead’s ically ambiguous. Eroticizing and aestheticizing
agency. Discursive power becomes the focus. Heb- the skin’s hypermasculinity may question that
dige concludes that “youth” is janus-headed: masculinity’s very construction, but such a gesture
youth-as-fun, youth-as-trouble. He uses photo- of serious camp may also fail to undermine mas-
graphs of skinheads and punks to explain their culine power. The preoccupation with macho
position in the documentary photography tradi- working-class lads is part of an important history
tion as either a criminal threat or as victims in the of transgressive sexual desire that crosses class
inner-city concrete jungle. The skinhead is the boundaries. However, the attractions of the hard
“object of Our fear” or “object of Our compas- skinhead are not easily separated from often racist
sion.” 34 These are the “two skinheads” we en- and nationalist politics.38
counter most often in the familiar regimes of rep- Pat Kane describes the ambiguous politics of
resentation within news media and the academic this romance in his review of a Morrissey concert
domains of sociology and cultural studies.35 at Glasgow Barrowlands in February 1995. After a
Maybe Morrissey is the Jean Genet of the foot- lacklustre start the band and Morrissey only warm
ball terraces. Skinheads are beautiful losers. They up when they begin the song “The National Front
552 hop on pop

Disco.” Kane notices that some people in the au- less ambiguous and more troubling when he
dience sing along weakly with the chorus line of makes statements that wouldn’t sound amiss on
“National Front . . . National Front”: the lips of Enoch Powell or Margaret Thatcher. On
the Bengali inhabitants of London’s East End,
At that moment, something smelled extremely rot-
Morrissey remarks: “I suppose there has been a
ten in the state of adult rock. But as the song appro-
complete invasion.” When interviewer Tony Par-
priately dissolved into white noise frenzy, Morrissey
sons suggests that this has enriched the national
adjusted his jacket, stepped forward and began
culture, he replies: “No, not at all.” Then Morris-
to croon, rather beautifully, “Moon River,” the old
sey suggests, like Evans, that “it’s a subject that
tear-jerker covered on the current cd .
can’t really be discussed. Because if you try to open
I’m gagging at his audacity. Is Morrissey taking
it out and have the broad discussion it’s almost like
this anthem of the white trash, Enoch Powellite, six-
admitting that there is a case for racism.” There’s a
ties-seventies generation and forcing us to confront
reluctance on Morrissey’s part to admit that cul-
how the most virulent hatreds can seethe alongside
tural nationalism may be a form of racism. He
the most gauzy and romantic fantasies? Are we be-
does admit the limits of his own Little Englan-
ing presented with both the banality of England’s
dism: “I think it’s the village atmosphere, the
evil, and the evil of England’s banality? One dearly
small-mindedness, which is still very much a part
hopes so: for what also gives these seven minutes
of me. I can’t shake it off. I can’t become interna-
their queasy power is the faint possibility that Mor-
tionalised and I don’t think of the world as a place
rissey perhaps understands this tumorous England,
that is mine. I don’t feel that I can go anywhere I
and its skin-headed carcinogens, far too well.
choose to go. But I think I’ve pounded my Eng-
“We’re after the same rainbow’s end,” runs “Moon
lishness into the ground. It’s just me. I don’t claim
River”’s key line.39
to have a copyright on the English stamp.” 42
Julian Evans suggests that other songs on Your But what claim does the British Asian have on
Arsenal which appear to be about love—“It’s the English stamp? In “Bengali in Platforms” from
gonna happen someday” and “Tomorrow”— 1988’s Viva Hate (1998), the Bengali who wears un-
could just as well articulate a “totalitarian long- fashionable platform shoes is trying to make the
ing” for a white England.40 Evans defends Morris- English love him through a (failed) impersonation
sey’s prying open of this can of worms: “To have of westernness. He’s a pathetic creature: “he only
any kind of discussion about Englishness, as he wants to impress you . . . and embrace your cul-
has discovered, is practically impossible now— ture . . . and to be your friend forever.” According
though it may be worth remembering in the fu- to Morrissey, the integration of such a sorry sight
ture Claude Lévi-Strauss’s warning in his autobi- into the national way of life is impossible. He ad-
ography: we should question carefully, even sadly dresses the Bengali directly: “I break the news to
if we wish, “the future of a world whose cultures, you gently / Shelve your western plans / Bengali,
all passionately fond of one another, would aspire Bengali / It’s the touchy march of time that binds
only to celebrate one another in such confusion you / don’t blame me / don’t hate me / just because
that each would lose any attraction it could have I’m the one to tell you / that life is hard enough
for the others and its own reasons for existing.” 41 when you belong here.” I have to admit that Mor-
It’s doubtful that we are anywhere near this rissey’s description of the sartorial inadequacies of
state of affairs, or that “globalization” has dis- the Bengali reminds me of the recent Asian mi-
solved national cultural distinctions. The ambigu- grants we saw in post-punk Birmingham and
ities in Morrissey’s “nationalist” position become Bradford, who always seemed to dress in unfash-
nabeel zuberi 553

ionable seventies gear (dodgy color-coordination, cally doomed.” 45 His work suggests, not so much
bell-bottoms, and platforms) and about whom how wonderful the past was (though at least it
my brothers, sister, and I would have a supercil- was our white English past), but how awful the
ious middle-class assimilated laugh. But according present is, and how dreadful the future will be.
to Morrissey, the Bengali must be reminded that This apocalyptic approach to the British way of
he will never belong; a sense of belonging is hard life is a response to Britain’s diminishing power
enough to achieve for the alienated local, so the and the myriad local and national transformations
outsider has little chance of ever feeling at home in brought about by globalization. In an era of un-
England. certainty, the myth of a Little England and its
“Asian Rut” from 1991’s Kill Uncle (1991), about white ethnicity reveals a poverty of vision, an in-
an Asian boy fighting with white thugs to avenge ability to imagine a different future for Britain that
the killing of his friend further suggests Morris- isn’t defined by its whiteness and cultural insular-
sey’s attitude to Britain as a multiracial nation. The ity. As Jesus-Martin Barbero points out, in the
plight of the Asian is dealt with pathos and dark search for the quintessentially national—in this
comic rhyming: “Tough and hard and pale / Oh, case, “the last truly British people you will ever
they may impale you on railings.” The melodrama know”—that which is native is defined within
of the scene is pushed to the max with mawkish, stricter limits: “transformed into the touchstone
melancholic music that recalls the northern brass of identity, the indigenous would seem to be the
band soundtrack from old Hovis Bread television only thing which remains for us of the “authen-
ads set in a vintage heritage north. “Asian Rut” tic,” that secret place in which the purity of our
ends with Morrissey observing, “I’m just passing cultural roots remains and is preserved. All the
through here / On my way to somewhere civilized rest is contamination and loss of identity.” 46
/ And maybe, I’ll even arrive.” 43 The tone is one of In this regard, as a studious fan I want to con-
sadness and inevitability. The Asian will get beaten cede to Morrissey the escape clause of irony—that
up because he doesn’t belong. That’s the way it is. he doesn’t really mean it, and he’s just provoking
Violence isn’t celebrated, simply deemed the only Brits to think about the past, juggling the images,
possible consequence of the presence of non- sounds, notions and potions of collective mem-
whites in the nation. ory. This is the attraction of tricksters. Repeated
Morrissey’s staging of the white working class listening to the songs suggests that Morrissey is a
in Little England shares some of the features of ventriloquist, posing different voices against each
George Orwell’s representation of the “proles” in other. You’re never very sure which voice belongs
1984. Patrick Wright suggests that in Orwell’s acti- to him. On the other hand, the ambiguities of this
vation of popular memory about the working class kind of queer English tricksterism leave me frus-
in his novel, “the past is imagined as the hopelessly trated too. I sometimes feel that it’s about bloody
redemptive trace of values which are all but totally time the British got beyond irony as a device to
buried by a destructive and inferior present. Thus deal with their limited repertory of the national.
human value comes to be associated with an As much as an ironic mode has the potential to
everyday life which has been shredded and is no critique certain versions of history, irony can serve
longer capable of supporting anything except par- to evade realities and new possibilities as it takes
ticularistic argument and quarrel.” 44 In a 1990 in- apart the same decaying body of national cultural
terview Morrissey opines: “Even people who are concerns again and again with its blunt scalpel.
quite level-headed and quite capable of happi- I remain stuck in an ambivalent bind: irony can be
ness feel that this country is absolutely shamboli- exasperating, but who wants politically correct
554 hop on pop

music! You can’t escape the ironies of being En- in the Making of Multi-Racist Britain,” in Multi-Racist
glish or British, whether you’re Morrissey, a skin- Britain, ed. Philip Cohen and Harbajan S. Bains (Lon-
head, or a Paki. Maybe irony is a necessary mech- don: Macmillan, 1988), 83.
10 A memorable photograph by Nick Knight taken in the
anism through which certain versions the national
early 1980s shows a skinhead facing an elderly gray-
must be invoked and thus disempowered, before
bearded Pakistani Muslim man and giving him the
being eventually disavowed. One hopes that camp- Nazi salute. They stand just a few feet away from each
ing the national robs it of its power. But irony and other, alone on a piece of urban wasteland. The caption
camp can also keep the crushing ordinariness notes that the Pakistani returned the salute a few min-
of English racism at bay without destroying it. utes later. See Nick Knight, Skinhead (London: Om-
As Hanif Kureishi remarks: “Very few people in nibus, 1982).
England would want to be considered not to have 11 Carolyn Steedman, “Landscape for a Good Woman,” in
Truth, Dare, or Promise: Girls Growing up the 1950s, ed.
a sense of humor, and the English are very self-
Liz Heron (London: Virago, 1985), 122.
conscious about not being considered to be stony-
12 Annette Kuhn, Family Secrets (London: Verso, 1995),
faced about things. So if someone says, ‘You fuck 107.
off home, you Paki,’ you have to laugh about it, 13 Elspeth Probyn, Sexing the Self: Gendered Positions in
and that works all the way through. The levels of Cultural Studies (London: Routledge, 1993), 20.
irony—you would get lost in them over here.” 47 14 Dick Hebdige, Subculture: The Meaning of Style (Lon-
don: Methuen, 1979), 58.
15 Pete Fowler, “The Emergence of the Skinhead” in The
Notes Faber Book of Pop, ed. Hanif Kureishi and Jon Savage
(London: Faber and Faber, 1995), 378 – 84.
I would like to thank the following people for their help
16 The better version of the song can be found on the de-
with this essay: the editors of this anthology, Mia
but album The Clash (cbs, 1977).
Carter, Mary Desjardins, Shuchi Kothari, and Neil
17 See the excellent discussion of cartoonish Oi! punk and
Nehring.
the “degeneration of the punk rock dialectic” in more
1 George Mikes, How to Be an Alien (London: Andre
loathsome “fascist” skinhead bands like Skrewdriver in
Deutsch, 1946), reprinted in How to Be a Brit (Har-
Stewart Home, Cranked Up Really High: An Inside Ac-
mondsworth: Penguin, 1986), 18 –20.
count of Punk Rock (London: Codex, 1995).
2 Tom Nairn, The Enchanted Looking-Glass: Britain and
18 John Clarke, “The Skinheads and the Magical Recovery
Its Monarchy (London: Radius, 1988).
of Community,” in Resistance through Rituals: Youth
3 Quoted in Chris Heath, Pet Shop Boys: Literally (Lon-
Subcultures in Post-War Britain, ed. Stuart Hall and
don: Viking 1990), 59.
Tony Jefferson (London: Routledge, 1993), 99 –102.
4 Michael Bracewell, “Selling England by the Sound,” in
19 Paul Du Noyer, “The Seventies: Rebellion, Revival, and
England Is Mine: Pop Life in Albion from Wilde to Goldie
Survival,” in Cool Cats: 25 Years of Rock ‘n’ Roll Style, ed.
(London: HarperCollins, 1997), 211–36.
Tony Stewart (New York: Delilah Press, 1982), 104.
5 See Michael Billig, Banal Nationalism (London: Sage,
20 See Angela McRobbie, “Settling Accounts with Subcul-
1995), for a discussion of the everyday, routine ways that
tures: A Feminist Critique,” in On Record: Rock, Pop,
belonging to the nation is signaled in the media and
and the Written Word, ed. Simon Frith and Andrew
society.
Goodwin (New York: Pantheon, 1990), 66 – 80.
6 Mancunians will report that large parts of the city of
21 Richard Dyer, Christine Geraghty, Marion Jordan,
Manchester have since been gentrified and redeveloped
Terry Lovell, Richard Patterson, and John Stewart,
in the 1990s (with the help of European money).
Coronation Street (London: bfi, 1981).
7 Sarah Champion, And God Created Manchester (Lon-
22 Listen to the Justified Ancients of Mu Mu’s hit “It’s
don: Wordsworth, 1990).
Grim Up North” in which a list of northern towns is
8 See the discussion of Greil Marcus’s work in John
read ominously over a propulsive electronic beat,
Street, Rebel Rock: The Politics of Popular Music (Ox-
sounding to London ears as foreign as a Latin litany in
ford: Basil Blackwell, 1986), 157.
the Vatican.
9 Philip Cohen, “The Perversions of Inheritance: Studies
nabeel zuberi 555

23 Simon Reynolds, “Miserabilism: Morrissey” in Blissed shop to pick up a newspaper and a bottle of milk, which
Out: The Raptures of Rock (London: Serpent’s Tail, together cost him one pound and four pence. He only
1990), 15 –29. has a pound, and the fastidious Pakistani owner will
24 Hugo Young, One of Us (London: Macmillan, 1991), 317. not let him take the goods until he has produced the
25 Janet Wolff, Resident Alien: Feminist Cultural Criticism four pence. They argue and Alby storms out of the shop
(London: Polity Press, 1995), 1–22. empty handed. At home he shaves his head, returns to
26 The Smiths, “Heaven Knows I’m Miserable Now,” the shop with his late father’s British army bayonet,
Rough Trade UK 45, 1984. throws the four pence at the Pakistani, calls him a
27 The Smiths, “Never Had No One Ever,” from The “thieving Paki” repeatedly, then stabs him to death. Af-
Queen Is Dead, Rough Trade UK, 1986. ter the murder, Alby scrawls the number 9615489 in
28 The Smiths, Strangeways, Here We Come, Rough Trade blood on the shop wall. We learn later that this refers to
UK, 1987. the 96 Liverpool fans killed in the Hillsborough disaster
29 See the book of tour photographs taken by Linder Ster- on 15 April 1989. Alby intends to kill exactly 96 people.
ling, Morrissey’s friend, former lead singer of Ludus, He targets a tabloid journalist who had written a story
and graphic artist, in Morrissey Shot (New York: Hype- blaming Liverpool supporters for the Hillsborough dis-
rion, 1992). aster. A university criminologist who comes up with a
30 Morrissey, Viva Hate, emi uk, 1988. psychological profile of the Pakistani’s murderer is also
31 New Musical Express (August 22, 1992). confronted by Alby. The profile describes the killer as a
32 One such text, Bill Buford’s Among the Thugs (London: typical white racist skinhead. Alby tells him that he lis-
Martin Secker and Warburg, 1991), works in the tradi- tens to Mozart and is nothing like this stereotype, then
tion of Orwell. The roving male journalist enters the stabs him to death and photocopies his head. He kills a
nether world of proletarian life and emerges with a police detective, and turns up at a Manchester United v.
vivid piece of literary journalism for review in the Sun- Liverpool match in the Manchester end, before finally
day supplements. Buford’s book is gripping, mainly for being apprehended. We learn that Alby and his father
its laconic detailing of the perils of participant observa- witnessed the terrible events at Hillsborough and Alby’s
tion. Buford gets beaten up too, often by police. How- father could not bear to go to another football match af-
ever, like many a study before it, Among the Thugs re- ter this disaster. During interrogation, Alby tells the po-
sorts to dubious quasi-sociological concepts of the lice psychologist that he became a skinhead because
“mob” and the “crowd” in order to understand work- that’s what everyone—the police, the politicians, and
ing-class behavior. Buford also describes a nervous the media— expects of white working-class football
night out at a pub in East Anglia where a National Front fans. He has transformed himself into this folk devil as
disco is held. Maybe the description of this disco in- a protest against a discourse that marginalizes the white
spired the Morrissey song “The National Front Disco.” working class. At one point, Alby says that the bizzies
33 Armond White, “Anglocentric: Morrissey,” Village (politicians) and the bourgeois lefties listen to the
Voice (September 1, 1992): 70. blacks, Pakis, and queers but have no time for the white
34 Dick Hebdige, Hiding in the Light: On Images and working class. This Cracker story, with all its contrived
Things (London: Routledge, 1988), 17–36. plotting, does theatricalize a “structure of feeling”
35 Cracker, Granada Television’s detective show starring among the disenfranchised white working class.
Robbie Coltrane as a drinking, gambling, but brilliant 36 Tony Parsons, Dispatches from the Front Line of Popular
police psychologist, theatricalized the continuing crisis Culture (London: Virgin, 1994), 93 –96.
in white working-class power with a 1994 storyline that 37 Quoted in Jo Slee, Peepholism: Into the Art of Morrissey
brought skinheads, Pakistanis, and football together in (London: Sidgwick and Jackson, 1994), 159.
an ideologically ambiguous and charged space. “To Be 38 For a provocative reading of this history of upper-class
a Somebody” centered on Alby, a white working-class men and working-class young men’s sexual relations,
Liverpool fan who works the nightshift at a factory. He see Alan Hollinghurst’s novel The Swimming-Pool Li-
is frustrated with life after the death of his father from brary (New York: Vintage, 1988).
cancer, the break-up of his marriage, and problems 39 Guardian (February 1995).
with his fellow workers on the shopfloor. On his way 40 Julian Evans, “The Object of Love,” Guardian Weekend
home from work one morning, he stops by a corner- (February 26, 1994): 6 –11.
41 Ibid., 6. Finding One’s Way Home:
42 Parsons, Dispatches from the Front Line, 95 –96.
43 Morrissey, Kill Uncle, emi uk, 1990. I Dream of Jeannie and
44 Patrick Wright, “The Ghosting of the Inner City,” in On
Diasporic Identity
Living in an Old Country: The National Past in Contem-
porary Britain (London: Verso, 1985), 243.
45 Nick Kent, “The Deep End,” an interview in the Face Maria Koundoura
(March 1990).
46 Quoted in David Morley and Kevin Robins, “Spaces of
Identity: Communications, Technologies, and the Re-
configuration of Europe,” Screen (autumn 1989): 34.
Beginnings
47 Quoted in Jonathan Wilson, “A Very English Story,” I came to dream of Jeannie through a very cir-
New Yorker (March 1995).
cuitous route. My family, wanting to leave the
economic and political situation of junta-ruled
Greece, took advantage of the post–World War II
immigration accord between Greece and Australia
and joined the 650,000 Greeks already in Aus-
tralia.1 We arrived November 10, 1970, on the im-
migrant ship ironically named Patris, homeland.
Our passage to Australia was paid for by the Aus-
tralian government out of the surplus generated
from capital exports, the prospect of available la-
bor that encouraged capital holders to move to
Australia.2 The Australian government, in order to
guarantee the constancy of this labor, brought in
immigrants to fill the factories.
With their passage paid for in the immediate
present, and their two-year minimum residency
clause and the incremental repayment of that pas-
sage in the distant future, my parents decided to
ignore the reports from the “battlefront”—stories
from friends of friends who were already in Aus-
tralia— of hardship, of an uncouth wilderness, of
immense distance and of not so welcoming na-
tives. They threw in their lot with the Department
of Immigration and Ethnic Affairs and its portrait
of Australia as a land full of opportunity where, if
you worked hard, you could comfortably support
your family. Although my parents were alarmed
by the rumors, their reason prevailed. It was fu-
eled by their belief that things could not be eco-
nomically worse for them in such a rich land nor
could they be politically worse off because Aus-
tralia did not have Greece’s long history of internal
and external strife. Thus, my father came to work
maria koundoura 557

for General Motors and my mother for Tom Pap- reality and into the timeless, locationless (for me
pas, a canning plant that was part of the Greek then) place of the imagination, the place where I
American tycoon’s global empire. wasn’t teased for looking different or beaten up
It did not take long after our arrival for us to re- because I couldn’t speak English. That half-hour
alize that both stories were true: we were not so show, foreign as it was, allowed me to forget my
very welcome—“wogs” that we were—and we foreignness and, with the blink of an eye, imagine
had an income that we could only dream of in myself in my grandmother’s arms being told sto-
Greece.3 Thus, as with many immigrants, we im- ries of heroes and gods.
mediately benefited from our exile: we drowned Though my odyssey of academic legitimization
our sorrow at leaving home in a frenzy of con- has brought me to the United States, I still dream
sumerism that only the buying power of the of Jeannie, but now I can use the cultural capital
“lucky country” could offer.4 Among other things, gained in the intervening years to argue that the
we acquired our first-ever tv set—a used black- show facilitated my displacement from home even
and-white Phillips that I boasted about in my let- as it enabled a double displacement back “home.”
ters back home. Jeannie, in other words, in her foreignness made
Like other children of immigrants whose par- my foreignness to others all the more obvious to
ents worked long hours on the production line, me. She also showed me the way to belong. If I
the television set was my babysitter. I came to could, like her, hide my “difference” in the guise of
know The Jetsons, Tom and Jerry, Speed Racer, and modernity, I too could pass as a thoroughly mod-
The Roadrunner Show, among others. My younger ern and not “new Australian” (the official label for
brother and I began this viewing marathon at 3:30 immigrants like myself ).
in the afternoon, after walking home from school, This desire, which manifested itself as the need
and it continued until six when our parents re- to fit in and resulted in conflicting dual (at best),
turned home from work. Six, however, heralded multiple (at worst), cultural identities, has been
not only my joy at my parents arrival, but also the dominant factor in the construction of my
the viewing time of my favorite show, I Dream of identity not only as a diasporic but also as an in-
Jeannie. I loved the theme music, the cartoon of tellectual. I have spent my life, since that first mi-
Jeannie coming out of her bottle, her dancing, her gration, moving between Greece and Australia
costume, her playfulness, Major Nelson’s aston- (and now the United States) every five years and,
ishment, his exasperation with her, Dr. Bellows’s as a consequence, in my academic training I have
suspicions about Nelson, and Major Healy’s sup- focused on theories of displacement as they are
port of the pair. But, most of all, I was transfixed discussed in the most recent critical debates: post-
with Jeannie’s magical powers. I wanted to be colonialism, multiculturalism, cultural studies.
Jeannie. To my mother’s chagrin, I walked around Throughout both my personal and academic
the house wearing a long scarf as a veil, folding my experience my main focus has been culture’s
arms and blinking at anything in sight. influence in the construction of narratives of the
Looking back, rueful nostalgia aside, I realize nation.
that, from the perspective of an eight-year-old I am not unusual in my use of my personal ex-
Greek girl recently migrated to Australia, watching perience in my academic work. As Elspeth Probyn
television, especially I Dream of Jeannie, was more points out, there is a “small industry of theorists
than a way to fill time until my parents came home [who] turn to themselves, their own difference,
from work. It was one of the ways through which trying to explicate the world metonymically from
I learned English and a means to transport myself their own.” Probyn argues that in contemporary
(metaphorically at least) out of my new Australian cultural criticism this has been “stretched to the
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limit.” 5 Although, to a degree, I agree with Anxious to portray “authentic experience” and
Probyn, nevertheless, I believe that there is still avoid the elitism of theory, critics of one type em-
much to be learned from the use of the personal in phasize their and others’ enjoyment of popular
critical accounts of cultural practices. Through an culture by stressing, in mostly empirical studies,
account of my fascination with Jeannie, I want to audience reception without reading the compli-
explore in this chapter the question of the rela- cated ideological structures behind that reception.
tionship of theory to lived experience. Given the Meanwhile, despite the risk of being perceived as
multinational rootlessness of my life, my pleasure practicing a paternalistic politics, other critics read
with popular culture in general, but especially cultural imperialism as an ideological property of
with I Dream of Jeannie, has been a surprising con- the text itself, condemn it and the people who
stant, one whose stability was guaranteed by the consume it as participating in “false conscious-
flow of multinational capital that enabled me to ness,” and attempt to “speak for” the culture as
watch the show not only in Australia for the first a whole.8
time but also in Greece and now in the United These two poles represent the scope of the
States. Unlike that initial “innocent” consump- methodological and theoretical context available
tion, however, now I wonder whether the very to me in this essay. I, with my added trait of the
same cultural capital that enables me to recount “native informant”—a trait so valuable in ethno-
my experience with the show also impedes my graphic research—want to step outside current
pleasure in it. Then, I “identified” with the show; readings on the use of television in my identity
now, I can either engage it with the high cultural formation and find a place for the pleasure I had
mode of theory and argue with Baudrillard against and have in watching I Dream of Jeannie. I am nei-
the possibility of not only identity formation but ther the “duped” and uncritical consumer of the
also representation or, I can enter the world of cultural imperialism of the United States (also of
identity politics and have Jeannie represent my Anglo-Australia) that these readings would have
otherness either as the twice-migrated Greek Aus- me be, nor, because of my training, the literate and
tralian living in the United States, or as the Greek, savvy producer of politico-theoretical critiques of
or the Australian.6 Nowhere in any of these theo- such consumption which, by necessity, because of
retical accounts is there a place for that early con- their theoretical distance, are not “authentic.”
sumption of popular culture, its pleasures and es- I Dream of Jeannie was not only the place where
pecially my use of it in the construction of my I saw my otherness in the form of the exoticized
imaginary homeland. djin but also the place where I saw that otherness
as empowering. It not only inducted me into the
dominant culture, it was also the means through
Finding a Place from Which to Speak
which I maintained my otherness by “blinking” a
Illustrating their common genealogy in the circuit passage home, however fleeting and imaginary.
of Anglo-American cultural studies, most cultural Such a double use and a double pleasure, with all
critics in their readings of popular culture are its contradictions, cannot be accounted for in the
caught on one side of the dilemma Fredric Jame- practices of Anglo-American cultural studies that
son identifies when he argues that, under multi- would have me explore my pleasure in the popu-
national capitalism, “if individual experience is lar through what Kobena Mercer calls “the all-too-
authentic, then it cannot be true; and . . . if a familiar mantra of race, gender, ethnicity, sexual-
scientific or cognitive model of the same content ity.” 9 In focusing on any one of these, I would have
is true, then it escapes individual experience.” 7 to negate at least one of my multiple identities. My
maria koundoura 559

class status, for example, changes according to the one I left behind nor the one that developed in
which country I live in and how my identity is my absence; it was, instead, the abstract place of
read there: in Greece I am part of the petit bour- my imagination. Mediated by my vicarious life
geoisie, in Australia, as an immigrant, I am gen- with Jeannie, it was an imaginary place, one in
erally seen as working class, while in the United which the reasons for my departure did not exist.
States, because of my academic credentials, I am Politics and economics, in other words, had no
seen as upper middle class or part of the intellec- place in that magical kingdom nor did the pain of
tual elite. A postcolonial or multicultural critique, migration.
on the other hand, would read my pleasure in Watching the show, however, was also a sign of
watching Jeannie as a product of the imperial distraction. Alienated by my Australian reality, I
dominance of the single integrated market domi- turned to I Dream of Jeannie and transformed the
nated by the United States and have me, as a per- abstract space of the communication network into
son of the diaspora, be the victim of this globality. the place of my lived experience. In Jeannie’s for-
The fact that Jeannie functioned as a “school” of eignness I saw mine, in her limited world of the
English and a lesson in “home” building for me is bottle I saw my limited world of the Greek Aus-
not taken into account in this equation. tralian community, and in her constant efforts to
In those early days in Australia, lost in the hide her otherness I saw my constant battle to fit
interstices of the global cultural and economic in. Thus, unlike Jameson’s singular and negative
networks, more acutely felt because of my recent reading of the power of communication networks,
migration, my experience of the present was ham- the show functioned as both a “feeble” and a
pered by the nostalgic return to another more “au- strong marker of place for me: “feeble” when that
thentic” present— Greece and its memory of psy- place was the Greece of my imagination, strong
chological, cultural, and experiential unity. In the when that place was the Australia of my then
abstract space framed by the television set, my everyday life.
window to the world, and its timeless, because for- I watched the show in 1970s Australia, a time of
eign, context of 1960s American popular culture, I political upheaval that led to changes in govern-
forgot the foreignness of my present Australian ment and its policies toward immigration, the
culture and dreamed of the lost past and its recap- economy, culture, and the media. For example,
ture in the utopian future. My experience of I 1972 saw the fall of the very popular Whitlam
Dream of Jeannie is a perfect example of Fredric Labour government through an act that reminded
Jameson’s argument that “the truth of experience Australians of the sovereignty of the queen: her
no longer coincides with the place in which it representative, the Governor General, fired Gough
takes place” but is spread-eagled across the world’s Whitlam. His was a government that immigrants
spaces.10 For Jameson, in the saturated space of felt was sympathetic and helpful to them. In one of
multinational capitalism, place no longer exists its last pieces of legislation, it introduced the mul-
except at a “much feebler level,” drowned by the ticultural Australia policy to replace the assimila-
other, more powerful abstract spaces of commu- tionist policies of the past. For ethnic Australia
nications networks. this meant that, through the establishment of the
Watching the show was a sign of abstraction for Department of Immigration and Ethnic Affairs,
me. Despite my desire to return to Greece, my they could lobby for legislation more sensitive to
sense of place was indeed drowned by the more their needs, they could get funding for their vari-
powerful abstract space of the communication ous organizations, and their different cultural and
network. The Greece that I dreamed of was neither ethnic backgrounds could, on paper at least, be
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celebrated as contributing to the mosaic of Aus- It is in the interests of this nation to encourage its lo-
tralian culture. cal film and television industry so as to increase the
The early 1970s also saw the end of the quantity and improve the quality of local material in
post–World War II policy of mass immigration our cinema and on our television screens. . . . Our
and the introduction of smaller scale and more audiences are subjected to the ever-increasing soci-
specialized immigration: family reunions and, ological influence of imported material, and our
most importantly, the encouragement and con- writers, actors and film-makers are unable to fulfil
tinuation of capital import driven immigration. their creative potential. . . . This situation hampers
Part of this later policy was the encouragement of Australia’s efforts to interpret itself to the rest of the
overseas investment in the Australian film indus- world.
try, an encouragement that, together with gener-
Continuing in this tradition, the Australian Film
ous government investment in the form of grants
Commission wrote in 1975:
and tax breaks, led to the industry’s revival.11
All of these changes had a huge impact on the Australia, as a nation, cannot accept, in this power-
up until then quite insular and isolated Australian ful and persuasive medium, the current flood of
reality: Australians began to think not only of the other nations’ production on our screens without it
identities of their immigrants but also of their own constituting a very serious threat to our national
identities. Indicative of its time, the inspiration for identity.
the founding of an Australian film industry was
In 1977 the Australian Broadcasting Tribunal
the desire to have a cinema that could speak of the
concluded:
national and the local, to have films in which, in
the words of an early industry campaigner, “the An Australian television service which looks unmis-
workaday world is integrated with the world of takenly Australian has long been regarded as a
one’s imagination.” 12 Thus, from the onset, the in- highly desirable ideal.13
dustry was heavily protected by the government in
Clearly, the discourse underlying these official
the form of subsidies and legislation that man-
positions is nationalist. As Elizabeth Jacka has ar-
dated the presence of minimum Australian con-
gued, it is nationalist in its protectionism and na-
tent in foreign co-produced films and television
tionalist in its construction of “Australian-ness.” 14
programs, Australian themes in Australian films,
Meanwhile, as I found out at the age of eight, pro-
and the use of Australian crew members and ac-
tection from “foreign-ness” did not apply only
tors in the films’ production. The government
to the threat posed mostly by American cultural
also established various agencies to police these
practices and products. (English cultural imports
mandates: the Australian Broadcasting Tribunal,
were not seen as foreign at the time since England
the Australian Film Commission, and the Aus-
was, and for a great many Australians still is, con-
tralian Council for the Arts.
sidered the “mother country.”) “Foreign-ness”
In 1969 in an Interim Report, the Film Com-
was also what all immigrants carried with them,
mittee of the Australian Council for the Arts, al-
despite the fact that a substantial number of them
ready feeling the pressure of Jameson’s abstract
were second- and third-generation Australians.
spaces and betraying the nationalism that charac-
Thus, there were no Greek-speaking or immigrant
terizes Australian cultural policy of the time,
theme shows on television and, if there was any
wrote the following about the role of film and tel-
portrayal of immigrants, it was generally as uned-
evision in the lives of the nation and of govern-
ucated or backward—the colorful comic relief to
ment’s responsibility to both:
maria koundoura 561

authentic Australians like those portrayed in baffling episode, however, was one that involved
shows such as the cop series Division 4 and the her brunette, and hence, evil, twin. In it, the twin,
more risqué, because of its adult theme, Num- jealous of Jeannie’s fortune in having such a hand-
ber 96 (both on television in the 1970s). It was only some master and living in 1960s Cocoa Beach,
much later (in the 1980s) that the government manages to dupe Jeannie into switching places
founded sbs (Special Broadcasting System), and masters with her. The forever gullible Jeannie
whose budget was minuscule compared to the falls for the trick and finds herself trapped in
abc’s (Australian Broadcasting Corporation). Baghdad with an old master, archaic in his cruel
Available to 75 percent of the population, sbs ways. Initially, Major Nelson cannot tell the dif-
broadcasts programs from the country of origin of ference between the twins, especially since the
all of Australia’s multicultural community and, at brunette turned herself into a blonde. After she
the same time, produces original Australian-made ends up being too obvious about her advances to-
shows (news and entertainment) with a multicul- ward him, however, he realizes that some blondes
tural theme. are more authentic than others: this blonde is not
Against this background, then, I watched I his servile Jeannie but a woman who knows what
Dream of Jeannie. None of the shows on television she wants—him. He refuses her advances, she gets
reflected my Australian reality, and the Australia angry and blinks him to Baghdad. A bewildered
that they did represent was the one that hurt me: I Major Nelson finds himself in a Baghdad that is
regularly returned home from school with cuts timeless: the bazaar with its peddlers and thieves,
and bruises, the unwanted trophies from school- errant boys, and cruel emissaries of the emir, all in
yard scuffles between my name-calling Australian “ancient costume.” What a difference from nasa
tormentors and myself. Apart from the physical headquarters and 1960s Cocoa Beach! It is here,
bruising, there was the psychological trauma of however, that he manages to find Jeannie, rescue
muteness: I left Greece a very articulate child and her—and thus himself—and go back home to
a good student and became in Australia the frus- oust the evil impostor.
trated and silent non-English-speaking student. When I first saw this episode I certainly didn’t
Thus, the foreign (initially I did not even register see the sexism, orientalism, and imperialism
the fact that it was American) and exotic (yet fa- at work in it. I didn’t see the problem of having
miliar from fairy tales) show about a genie was two very powerful, but literally “old fashioned,”
the one that I could not help but identify with: it women fight over the favors of a man who didn’t
spoke to my reality of being both foreign and ex- really respect them and who certainly used them,
otic. It alone reflected my desire to vanish and be however bumblingly, as a means of shoring up his
somewhere else. manhood. I didn’t see the strangeness in having
Baghdad be timeless, forever ancient, and the
United States be the mark of modernity. I also
Displaced Fantasies/Fantasies of Displacement
didn’t see the problem with having Major Nelson
I watched every episode of I Dream of Jeannie. teach both women how to behave, how to learn
Mine was a wholesale acceptance of the show, no American ways, how to forget their cultures, and
discernment there. Individual shows had no last- how to stand up for themselves (on his terms, of
ing effect; it was the constant reminder of the course). Instead, true to my good Greek upbring-
power of her magic that I was after. Her magic was ing, my anger was directed at the evil twin who
the source of my fascination and my constant fan- fooled poor Jeannie and her master and took
tasies of displacement. My favorite, and the most something that was not hers. I felt gratified when
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she was put in her place, sent where she belonged, could be as Australian as the rest; in fact, it was ex-
Baghdad, where masters were masters and djins pected that I assimilate. Yet why, like her, did I not
knew their place. choose to live outside my “bottle” in the comfort
Apart from this moral, there was another les- of my new modern life? I fear that it was because,
son for me in this show, one that didn’t play itself like her, I always bore the mark of difference in my
out in the field of plot convention and the creation ways. I wasn’t in projected or real ethnic costume
of suspense and resolution in the space of a half like Jeannie, but I might as well have been since I
hour television show. Jeannie’s unwilling return to will always be “ethnic” in Australia.
Baghdad represented the fear that most immi- It would seem that the less enlightened and seg-
grants have of being sent “back to where they regated past is behind us now. Yet, as recently as
came from.” It was a common taunt, one that I 1987, a report by the Committee to Review Aus-
heard every day in the schoolyard, and one that tralian Studies at the Tertiary Level, whose pur-
left a lasting impression on me: “wogs go home.” pose was to “enhance citizenship, patriotism and
Could I be forced into going back home? Wasn’t nationalism; secure a productive culture; increase
going home all I wanted, which is why I imagined international awareness; bring intellectual enrich-
that I was Jeannie and could blink my way home to ment and lead to cultural broadening,” placed
continue the life I had left behind? “understanding and studying the cultures from
My mixed feelings and the contradictory na- which all and not only Anglo-Celtic Australians
ture of this return were what helped me assimilate come from” under the goal of “increasing interna-
into the culture of my new home. I wanted to go tional awareness” and not under “enhancing citi-
back to Greece not as the ousted or failed immi- zenship.” 15 It seems that, for Australia, naturalized
grant but as the triumphant Odysseus coming Australian citizens like myself will always be for-
back from his journey. My dreams of being Jean- eign. Foreign enough for some of my teachers at
nie always involved showing off my newfound the University of Melbourne to marvel at the fact
modernity to the people I left behind, stuck in that I, a Greek, was in the English department
their “archaic” time. I had all the accoutrements of and not the department of Modern Greek. For-
a growing capitalist economy: television, modern eign enough for “fair dinkum Aussies” to mutter
clothes, a new language and multiple stories of “bloody wogs” whenever we perform a public dis-
places and things that I had seen. My family and play of our cultural heritage.
friends in Greece, on the other hand, could only Jeannie’s evil twin presented me with another
show me what I already knew: my place. problem: was I, like her, being evil in wanting to
Thus I, like Jeannie, was trapped in the bottle of assimilate, in wanting to be modern, in throwing
time. Like hers, my place was the world of ara- off the shackles of a more traditional family and
besques: the fake and orientalist interior of her embracing the role of the independent young
bottle for her, the petrified time of departure from woman who knows what she wants? Would the
Greece for me. To both of these places she and I past—in the form of her old master in Jeannie’s
staged a continuous return only to turn back dis- twin’s case and Greece and my family in mine—
satisfied with our old selves. After living with Ma- draw me back and leave me nostalgic for my new
jor Nelson, the show implied, she couldn’t be found ways? Was I not already nostalgic for pre-
happy with her old-fashioned master. After Aus- cisely just that past when I imagined I could blink
tralia, I couldn’t be happy with Greece. And yet myself back from my Australian reality? Trapped
that’s what I wanted. Like Jeannie’s, my “bottle” in this double nostalgia, all I could do was to trick
was always left open: I could come and go as both sides into believing in my “authenticity.” Un-
I pleased (after the obligatory two-year stay). I like Jeannie’s twin, I did not dye my hair blonde,
maria koundoura 563

although I did what all blonde Australian kids ical expertise can meet. If Jameson is right and in-
did: I played cricket, watched football, ate meat dividual experience and cognitive models cancel
pies, wore the same clothes, and developed the out each other’s truth, then my struggle is essen-
typical Australian attitude of nonchalance when tially quixotic. I will have to choose between my
being praised for doing well in school—I didn’t personal experience as a child of eight watching
want to “shine” in difference.16 Meanwhile, I also “Jeannie” and my exploration of the methodolog-
had to be the good Greek girl: I went to Saturday ical and historical context of my viewing of the
Greek school so I wouldn’t forget my language, I show. My intention in this essay was neither to
was properly behaved around adults, and, above add to the work that I have already done as a critic
all, I tried harder than anyone at school to show working on postcoloniality nor to write as an in-
those Australians who made fun of immigrants nocent-from-theory consumer. Neither my ac-
like myself that I wasn’t just a “dumb wog.” Thus, count of my favorite episode of Jeannie now nor
unlike Jeannie’s sister, I wasn’t found out, I wasn’t my then-eight-year-old viewing self are free of
sent back home in disgrace, and I certainly could critical consciousness. To map out the difference
not be labeled “bad.” I was the best impostor of between these two moments in my life as a viewer
them all. was also not my intention: what else could that
I Dream of Jeannie taught me dissimulation: narrative be but a banal stating of the obvious dif-
like her, I could pass as an “ordinary” girl because, ferences in age, location, and training between
like her, I could change my exotic ways with the myself then and now.
blink of an eye. It was that very same blink that I loved watching Jeannie then, and I love it
also made me exotic at home in Greece. In my now. Jeannie was a useful tool for survival in my
dreams of return, I regaled my friends and family new home of Australia. Living in the interstices of
with the stories of my new home and, like Jeannie, the dominant culture, I used Jeannie as a means
I was always generous with my powers: I shared of maintaining my identity and my difference. I
my knowledge of the new world, I gave them all watch the show now, not in the campy or retro
that they wanted and literally lacked—tvs, new way of most of my friends and—I suspect—most
clothes, music, and all the products of the “lucky of the viewing public, nor via the ethnographic or
country.” No wonder I took such delight in the semiotic methodological practices of cultural
show: it confirmed both the reality that I was ex- studies. I watch it, instead, with the fondness and
periencing and the reality that I wished for, and, familiarity that one has when one finds a favorite
along the way, it also taught me some survival tips. old toy. After all, the show created a place for me
to make sense of such an abstract, at least to me,
space as “Australia.”
Safe Places: A Theoretically Personal Story
To the dehistoricizing vacuum of activities like
Today I struggle to maintain the specificity of my cultural theory, the show helps me to rehistoricize
story and to make sense of the forces that make my experience of theoretically abstracted concepts
that story not only peculiar to me but also the like “identity,” “nation,” “home.” At the same
story of anyone living in the age of multinational time, as I have argued, those abstracted concepts
capital. It is difficult. Constantly read as “cosmo- were understood as such only through my experi-
politan,” my specialty as a critic working on post- ence of their very real implications: home was
coloniality often used as proof of this cosmopoli- not something I questioned until I was forced to
tanism and my dislocated existence as further think about what “wogs go home” meant, identity
proof, there seems to be no place where the was not an issue until I saw that mine was recog-
“truth” of my story and the “truth” of my theoret- nized as foreign. I Dream of Jeannie, then, far from
564 hop on pop

diminishing my sense of place in the abstract provided me with what Michel Foucault calls a
space occupied by communication networks like “technology of self.” “Technologies of self,” writes
television, became the tool through which I could Foucault, “permit individuals to effect by their
occupy that space and turn it into the place of my own means or with the help of others a certain
lived experience. number of operations on their bodies and souls,
Postmodern theory would call this practice the thoughts, conduct, and a way of being, so as to
effect of the simulacrum that is today’s experience transform themselves.” 18 I Dream of Jeannie gave
of the real. My training in postcolonial theory— me a place from which to speak and an image-rep-
and its criticism of postmodernism’s culturally ertoire of metaphorical selves with which to speak.
insular announcement of the death of the sub- In other words, I Dream of Jeannie taught me to
ject and the birth of historical fragments of dis- theorize, a practice I used and enjoyed then just as
course—halts this prematurely euphoric celebra- much as I do now.
tion of the subject’s freedom. At the risk of being
accused of naïveté at best, modernist belatedness
Notes
at worst, my turning on/off (being) Jeannie was
and is not a historical and fragmented practice. 1 The migration of Greeks to Australia dates back to 1827
As I have shown in my account of my viewing but most Greeks in Australia today came after World
of the show, it is a practice very much rooted in War II.
2 This policy has a long history in Australia. Known as
the “national, the global, and the historical, as
the Wakefield project, after its author Edward Gibbon
well as the contemporary diasporic” that make up
Wakefield who dedicated his treatise on the “art of
“the story of the development of [my] cosmo- colonisation” to John Hutt the then governor of West-
politanism”—the cosmopolitanism, that is, of the ern Australia, it was popularized by J. S. Mill in Prin-
migrant and not the tourist.17 As such, it is not ciples of Political Economy. The Wakefield project of
the temporary and full-of-pleasure visit to other colonization was the means through which white settler
places and other times of the postmodern subject, colonies like Australia, Canada, New Zealand, and
but the always never-quite-permanent stay of the South Africa were settled by the British. For a more de-
tailed account of this see my “Multiculturalism or
“guest worker,” the illegal, the immigrant. Jeannie
Multinationalism?” in Multicultural States: Rethinking
for me represents not the souvenir or the postcard
Difference and Identity, ed. David Bennett (New York:
from a temporary visit, but the temporary and Routledge, 1998), 69 – 87.
hastily built house of the nomad. 3 “Wog” was a pejorative term used against “new Aus-
In representing the temporary, Jeannie retains tralians,” immigrants like myself.
its initial function: it still is the means through 4 “The lucky country” is the term that Australians use to
which I can blink my way home, in the current in- refer to their nation. Part an attempt to persuade them-
stance, through this personally theoretical narra- selves (immigrants all) of the wisdom of their choice of
a new home, part wonder at the vastness and plenitude
tive. The show represents my “as if ” self, my abil-
of this new home, the term was popularized and passed
ity to transport myself to a better place, a place into everyday usage by Donald Horne’s book The Lucky
that is both familiar and foreign: the imagined Country (Baltimore: Penguin, 1964).
community of the nation which, in my case, can 5 Elspeth Probyn, “Technologizing the Self,” in Cultural
only be represented by the multiple cultures in Studies, ed. Lawrence Grossberg, Cary Nelson, and
which I have lived. Since, to paraphrase Raymond Paula Treichler (New York: Routledge, 1992), 501–11,
Williams, a culture cannot be reduced to its arti- 202.
6 Jean Baudrillard, “The Masses: The Implosion of the So-
facts while it is being lived, only now do I under-
cial in the Media,” in Selected Writings, ed. Mark Poster
stand the past role of Jeannie in my life: the show
(Stanford: Stanford University Press, 1988), 207–19.
maria koundoura 565

7 Fredric Jameson, “Cognitive Mapping,” in Marxism tising slogan developed by General Motors in the 1970s
and the Interpretation of Culture, ed. Cary Nelson and in Australia to sell their cars. Inserting their message
Lawrence Grossberg (Urbana: University of Illinois into the connotational strings that made up the (al-
Press, 1988), 349. ready problematic in its exclusion of immigrant and
8 John Fiske, in his seminal book Television Culture (Lon- Aboriginal communities) stock of knowledge that con-
don: Methuen, 1987), gives us a classic example of both stituted the national cultural identity of Australia, Gen-
sides of this equation when he suggests a dual strategy eral Motors’ aim was to appeal to Australians’ sense of
for cultural studies, that of using semiotics to read texts patriotism, hiding, in the process, its own multinational
and ethnography to read subjects/fans. Virginia corporate identity. The slogan said: “Football, meat
Nightingale has written quite eloquently on the impos- pies, kangaroos, and Holden cars. They go together un-
sibility of this project, especially its ethnographic part. der the southern stars.”
She demonstrates how Fiske’s apparently simple for- 17 Gayatri Chakravorty Spivak, “The Question of Cultural
mula of “using semiotics to study texts and ethnogra- Studies,” in Outside in the Teaching Machine (New
phy to study audiences depends for its coherence on a York: Routledge, 1993), 255 – 84.
refusal to acknowledge the theoretical and method- 18 Cited in Probyn, “Technologizing the Self,” 504.
ological inadequacies inherent in the enterprise.” See
“What’s ‘Ethnographic’ about Ethnographic Audience
Research?” in Australian Cultural Studies, ed. John Frow
and Meaghan Morris (Urbana: University of Illinois
Press, 1993), 150. Graeme Turner, meanwhile, in an es-
say that critiques the parochialism of British cultural
studies and the colonial genuflecting of some of its Aus-
tralian practitioners, demonstrates the Eurocentrism of
much work. See “ ‘It Works for Me’: British Cultural
Studies, Australian Cultural Studies, Australian Film,”
in Marxism and the Interpretation of Culture, ed. Nelson
and Grossberg, 642.
9 Kobena Mercer, “Welcome to the Jungle: Identity and
Diversity in Postmodern Politics,” in Identity, Commu-
nity, Culture, Difference, ed. J. Rutherford (London:
Lawrence and Wishart, 1990), 43 –71.
10 Jameson, “Cognitive Mapping,” 349.
11 For an account of the Australian film industry and Aus-
tralia’s cultural policies toward it, see Elizabeth Jacka,
“Australian Cinema: An Anachronism in the 1980s?” in
Nation, Culture, Text: Australian Cultural and Media
Studies, ed. Graeme Turner (London: Routledge, 1993),
106 –22.
12 Tom Weir, “No Daydreams of Our Own: The Film as
National Expression,” as quoted in Nation, Culture,
Text, ed. Turner, 106.
13 All quoted in ibid., 107– 8.
14 Jacka, “Australian Cinema,” 108 –10.
15 Windows onto Worlds: Studying Australia at Tertiary
Level (Canberra) (June 1987): 12.
16 Eating meat pies and watching football were used then
and are used now to invoke images of essential Aus-
tralianness. The interesting thing about this slogan of
essential Australianness is that its origin was an adver-
566 hop on pop

As Canadian as surely result.1 This cultural and fictive project of


constructing a “Canadian-ness” went hand-in-
Possible . . . : Anglo-
hand with another technology of national cre-
Canadian Popular Culture ation. Back in the 1860s when the country severed
its colonial ties to Mother England, the Fathers of
and the American Other
Confederation had proclaimed that the transcon-
tinental railroad, which they envisioned binding
Aniko Bodroghkozy
the nation together with bands of steel, would en-
courage Canadians to trade and communicate
with each other east-west rather than north-south
“The State or the United States!”
with their American cousins. Thus a top-down
Thus proclaimed Canadian nationalist and early construction of an economic structure would be
broadcast lobbyist Graham Spry to a Parliamen- complemented by (an equally) top-down man-
tary committee in the early 1930s investigating dated communications system that would some-
public broadcasting options for the young nation. how elicit bottom-up allegiances to an agreed
Either the federal government must create and upon sense of shared identity and national pur-
oversee a national broadcasting system or, inevita- pose. Public broadcasting would also, crucially,
bly, private American interests would take over the serve as a weapon to keep seductive American
new medium and further colonize the culturally mass culture on the other side of the border. The
and economically fragile country north of the all constructing of a Canadian-ness could never suc-
too permeable border at the 49th parallel. In 1936 ceed if the nation’s inhabitants were perpetually
Spry and his allies got their wish. Parliament cre- being enticed to participate in the fictions that
ated the Canadian Broadcasting Corporation helped to solidify the imagined community to the
(cbc), a federally funded Crown corporation. Its south.
mandate was to provide radio (and later televi- At the close of the twentieth century, it would
sion) programming to a small population scat- be hard to argue that the Canadian project of cre-
tered over a vast land mass encompassing five ating a viable imagined community has been an
time zones, a forbidding climate, at least six geo- unqualified success. The nation recently teetered
graphically and culturally distinct regions, two on the brink of disintegration when a referendum
separate, official languages, and a citizenry always in the province of Québec on its separation or sov-
inclined to prefer the exports of their southern ereignty (these terms are semiotically loaded and
neighbour’s culture industries. often undecidable in the local context) resulted in
Broadcasting was to be the latest technology to a whisker-thin “victory” for Canadian nationalist
assist in nation-building and cultural unification. forces. The country’s ongoing, perpetual low-level
The regular dissemination and consumption of crisis of national unity has now been ratcheted up
made-in-Canada media messages would assist in to a much higher level of on-going crisis. Arguably
the creation of what historian Benedict Anderson related to this situation, the nation finds itself with
has called an “imagined community.” If the het- not one system of broadcasting encouraging a ho-
erogeneous occupants of this vast territory from mogenizing sense of national identity, but with
the Pacific to the Prairies to the Arctic to the At- several, including two linguistically separate pub-
lantic to the industrial centre could all imagine lic and private systems—French and English. The
each other engaging with the same media dis- francophone systems have been quite successful in
courses, an imagined notion of “Canadian” would encouraging the francophone Québécois in imag-
aniko bodroghkozy 567

ining themselves “un peuple distinct.” Franco- degree to which our popular imagination has
phone television— drama, comedy, public affairs, been colonized by the United States. Cultural
talk shows—frequently draw on American for- commentators such as Morris Wolfe, tv critic
mulas and rework them for Québécois audiences for English Canada’s cultural magazine, Saturday
who watch in huge numbers. While some dubbed- Night, coined the much used term “jolts-per-
into-French American programmes are popular, minute (jpm)” to disparage American program-
nine out of ten of the most watched offerings on ming (for having too many) and to extol the less-
francophone Quebec television are home-grown popular Canadian offerings (for having admirably
productions.2 The broadcasting situation in En- few). Morris proclaims, “Much of the Ameri-
glish-speaking Canada (on which this chapter will can television (and film) is about the American
focus) has been much more problematic. Rather dream—the world as we wish it could be, a place
than using the medium successfully to promote a in which goodness and reason prevail and things
shared national culture while limiting access to work out for the best. Much of Canadian tele-
that of the United States, one Canadian broadcast vision (and film) on the other hand, is about real-
critic has argued that “the United States today ity—the grey world as we actually find it.” 6
dominates the television environment of English Cultural elites like Wolfe may prefer the “docu-
speaking Canada, which, especially during prime- mentary” or quotidian quality they attribute to
time, appears to exist as a mini-replica of the Canadian stories, but the evidence of Canadian
American system.” 3 Statistics on Anglo-Canadian popular tastes indicates that “the grey world” is
television viewing seem to bear out Richard Col- not the stuff of popular culture.
lins’s assertion that Canadian programming car- If, after a century of attempts to carve out a
ries a “cultural discount” among indigenous view- space of cultural sovereignty, the bulk of Canadian
ers: English-speaking Canadians actively avoid citizens still prefer to engage with high “jpm”
watching entertainment programming produced American dreams rather than sedate northern
by their own countrymen and women.4 An A. C. greyness for their entertainment, is it possible
Nielsen survey of the top twenty most watched to speak of a “Canadian popular culture?” Or is
programmes broadcast on the cbc and the private that term the ultimate oxymoron? Has American
ctv and global networks in English Canada for cultural imperialism so colonized Canadians’ col-
the 1994 –95 season appear to support the argu- lective imagination that we no longer have (if
ment. With one notable exception, the top ten we ever had) the narrational tools to conceive of
programmes were all American comedies and a uniquely Canadian community? In a postmod-
dramas. The only Canadian offering was the ctv- ern landscape characterized by heterogeneity,
cbs coproduction Due South, which garnered a multiple and fluid identities, blurred boundaries,
position as the fifth most watched show with an and the globalization of culture, is it useful even
average Canadian audience of 1,750,000. We will to ask such questions about specific national
discuss the phenomenon of this show in more de- configurations?
tail later. The only other Canadian offerings in- For those of us located out in the margins, per-
cluded the cbc stalwart, Hockey Night in Canada, haps it still is. Graeme Turner, an Australian cul-
in eleventh place and the ctv national news in tural studies critic, has argued that we can re-think
twelfth. Rounding out the list at the very bottom the project of national identity in progressive ways
of the top twenty were a group of four cbc public to embrace post-colonial attributes of struggle
affairs and political satire offerings.5 against (imperial) domination, recognition of
It is commonplace in Canada to bemoan the diversity and difference within the national for-
568 hop on pop

mation, and a nationalism that celebrates plural- ing, as well as recoding, rewriting, and reworking
ism and hybridity.7 The national identity and cul- American forms.9 Can we see something similar
tural problems that Turner, along with other happening in the Canadian context?
Australian cultural theorists such as Meaghan This chapter will also map out the often con-
Morris, grapple with resonate in familiar ways tentious debates about (Americanized) popular
with questions that obsess many of their postco- culture in Canada. Long standing and almost
lonial Commonwealth cousins in the Northern hegemonic has been the argument that Canadi-
Hemisphere. Questions that animate my discus- ans’ voracious appetite for American mass culture
sion in this paper have provided grist for recent has crippled Canada’s ability to assert a sense of
explorations of nation and popular culture in national identity (typically seen as singular), per-
Antipodean scholarship and publishing. I would haps even to maintain itself as an independent na-
like to consider this work as part of a larger dia- tion-state. More recent theorizing, influenced by
logue among Canuck, Aussie, Kiwi, and other the bottom-up, audience-focused approaches of
postcolonial First World nations negotiating the cultural studies methodologies, are beginning to
relationship between their British and American question that “common sense.” From a more
“parent” formations.8 reader-oriented standpoint this paper will explore
The questions I want to explore here concern the possibilities that Canadian popular audiences
what happens when Canadian cultural producers may be engaged in more locally empowering and
mimic the forms and conventions of American self-defining activities than the “American-tv-is-
popular culture. Such activity has been largely un- bad-for-you-and-will-rot-your-Canadian-brain”
controversial in Québec where francophone tele- arguments can countenance. Using a number of
vision has, for example, produced a Québécois examples of popular “Americanized” television
Wheel of Fortune, a wildly popular version of Can- series produced in Canada for indigenous viewers,
did Camera called Surprise, Surprise, and most re- I will examine ways in which Canadian audiences
cently a David Lettermanesque late-night talk may use popular texts as sites for working through
show. These kinds of appropriations of “Ameri- a sense of what it means to be Canadian in relation
can” forms have been far more contentious in to a feared, but always desired, mythic American
English Canada. Socially and culturally, what are Other.
the circulated meanings of these appropriations?
Along with that, what happens when Canadians
Mapping Canadian Media Studies
consume made-in-America popular culture? Does
such activity indicate that Canadians are the ulti- Engaged theorizing about popular culture—as
mate cultural dupes, avidly gobbling up the impe- opposed to condemnations of “mass (read: Amer-
rializer’s messages, disempowering, if not obliter- ican, read: debased) culture”—has not elicited
ating, themselves in the process? Or is something much interest from Canadian cultural theorists
more complicated—more negotiated—going on? and critics historically. In Continental Divide, a
Are Canadian cultural producers and consumers groundbreaking comparative study of U.S. and
engaged in uniquely post-colonial strategies of Canadian values and institutions, Seymour Mar-
meaning-making similar to those analysed by tin Lipset argues that Canada has traditionally
Meaghan Morris? In an analysis of the hugely been more elitist, culturally conservative, and sus-
popular Aussie-export film, Crocodile Dundee, picious of populist tendencies.10 While this heri-
Morris discusses the positive value of the film’s tage has promoted a more stable and non-violent
“unoriginality”—borrowing, stealing, plunder- social order, it has not nurtured an intellectual
aniko bodroghkozy 569

class inclined to embrace popular tastes—at least products, but, according to Dallas Smythe’s pro-
not in English Canada. In his sweeping survey of vocative argument, we end up exporting Canadian
Canadian broadcasting, Richard Collins notes audiences as a commodity to the American cul-
Anglo-Canadian intellectuals’ deep-seated dis- ture industries.13 From this perspective, American
taste for mass culture and the dearth of serious television programming popular with Canadian
writing about Canadians’ engagement with enter- viewers is nothing more than a manifestation of
tainment media. Morris Wolfe’s knee-jerk loath- monopoly capitalism. Like other Canadian raw
ing of American fare and his frankly snobbish materials such as lumber, wheat, or codfish, Cana-
championing of “good-for-you” cultural material dian television audiences are merely products for
serve, for Collins, as emblematic of popular cul- export to enrich American business.
ture analysis in English Canada.11 Of course, this While it is currently fashionable to criticize the
suspicion is not unique to the Canadian intellec- economic determinism and totalizing nature of
tual formation. The British academic and intellec- these arguments, they cannot be dismissed en-
tual tradition has evidenced similar anxieties that tirely. It does matter that mass communications
recent inroads by British cultural studies have not outlets are being concentrated in fewer and fewer
succeeded in thoroughly displacing. The tena- hands as transnational conglomerates, through
ciousness of moral panics about the popular mergers and acquisitions, oligopolize the media.14
among Anglo-Canadian elites suggests the extent Many of these conglomerates are not even “Amer-
to which these elites are still clinging to particular ican” any more in any unproblematized definition
colonial ties that bind. of the word. Media corporations are now global
It is not just a mass/elite, cultural snob attitude entities. Whose culture and meanings, then, are
among Canadian intellectuals that has discour- being exported to this global audience by Time-
aged engagements with the potential meanings of Warner or Paramount-Viacom? For that matter,
“the popular” in Canada. Leftist media analysis whose culture and meanings are being dissemi-
has largely been dominated by a “political econ- nated by the home-grown colossus, Maclean-
omy” paradigm heavily influenced by the work of Rogers, a recent mega-merger of Canada’s most
Canadian economic historian Harold Innis. His powerful cable companies (Rogers Cablesystems)
scholarly legacy to communications and media and the country’s most powerful publishing em-
studies critics focuses on his analysis of metropo- pire (Maclean-Hunter)? Despite ceo Ted Rogers’s
lis-hinterland relationships and the trap of de- rhetoric about preserving a “Canadian voice” on
pendency seen as fundamental to such relations. the much ballyhooed information superhighway,
In this argument, Canada is an economic and cul- the particularities of region or the voices of mi-
tural dependent of the United States. Seen as pe- norities have little place to assert themselves in the
riphery to the American centre in cultural pro- global strategies of these communication giants.15
duction, Canadians are helpless in asserting their In fact, Rogers can be no more interested in en-
own independence. The American economic and couraging the creation and distribution of local
cultural colossus reduces the disempowered na- articulations of identity and cultural meanings
tion to a position of vassal-state and colony. Un- than the other mega-corps he is emulating. All
able to produce cultural products in the hinter- need to maximize profits by maximizing audi-
land, creative artists and producers must relocate ence. As these conglomerates gobble up more and
to the American centre, assimilate its dominant more of the means, not only of mass cultural pro-
genres, and, thereby, perpetuate a cycle of depend- duction, but distribution and exhibition as well,
ency.12 Not only do we import someone else’s national cultural sovereignty increasingly becomes
570 hop on pop

challenged. Richard Collins points out that Euro- self be uniquely Canadian, differentiating us from
peans, faced with the new realities of globalized the nation of optimists to the south. Yet these top-
communications, satellite technology, and their down, monolithic, economically and technologi-
lack of respect for national borders, have come to cally deterministic arguments fly in the face of
see the situation in Canada vis-à-vis American Canada’s continued viability as a nation-state (a
mass communication as a metaphor for a general tad shaky at the moment because of the uncer-
threat to national communication sovereignty.16 tainty in Québec) and as a social formation dis-
While postmodernist globalization and blur- tinct from the United States.
ring of national boundaries seems a clear threat
to traditional notions of the nation-state, the
New Approaches: How the Beaver Bites Back
process need not herald the death-knell of na-
tionalist-oriented imagined communities. Graeme Some recent work in Canadian media study at-
Turner usefully points out that in the wake of tempts to nuance and problematize the grimness
global capitalism and phenomena such as the Eu- of previous explorations of Canadians’ seeming
ropean Economic Union, nationalisms— es- infatuation with American cultural products. It
pecially within Europe—have been flourishing may be almost inevitable that one of the most
(although not necessarily in progressive ways). hopeful and cheerful studies of Canadian televi-
Arguing against the notion that globalized me- sion should come from a non-Canadian. Richard
dia industries are irresistible and inevitably suc- Collins, a British telecommunications scholar
cessful in eradicating cultural differences, Tur- (now teaching Down Under) argues that Canada
ner emphasizes that the process is dialectic, is a viable nation-state—and in fact a harbinger
uneven, and often results in an increase in nation- for others—by the very fact that it does not have a
alist feeling among diverse ethnic and political common symbolic culture. Arguing that political
communities.17 sovereignty and a strong sense of cultural identity
Turner’s nuancing of the situation might pro- are not necessarily congruent, Collins suggests
vide a more compelling explanation for Canada’s that “political institutions are more important
continued existence as a nation-state in the face than television and culture, or even language, in
of over a hundred years of American cultural producing and reproducing a solid sentiment
influence. Nevertheless, in dominant discourse, of national identity among Canadians.” 18 Such
Canada has been served up as a paradigm case of an argument is heresy to cultural nationalists for
media imperialism. An industrial powerhouse by whom localized cultural production is the sine
global standards, a charter member of the Group qua non of national identity formation. As an out-
of Seven economic powers, regularly ranked by sider, unafflicted by the supposed “misérabilism”
the United Nations as one of the world’s most liv- inherent in the Canadian point of view, Collins
able societies, and yet, according to much of Ca- sees a robust and stable social order characterized
nadian communications theory, Canada wallows by low levels of crime and heightened tolerance
in dependency and dubious sovereignty, always for difference mandated by official policies of
on the verge of being dismantled as a failed exper- bilingualism and multiculturalism. Such qualities
iment in nation-building. And our taste for Amer- are the fruits of a lack of strong nationalism. If Ca-
ican popular culture serves as one of the villainous nadians choose to relax and entertain themselves
culprits. Such gloomy pessimism, circulated with with American television programming rather
variations since the birth of the country, may in it- than Canadian alternatives, the activity does noth-
aniko bodroghkozy 571

ing to threaten Canada’s viability as a sovereign Popular culture is not consumption, it is cul-
nation. This “How I Learned to Stop Worrying ture—the active process of generating and circu-
and Love American tv” argument is certainly re- lating meanings and pleasures within a social sys-
freshing in the ways it questions the thesis of a tem.” 21 If, as Fiske suggests, formations of the
controlling and totalitarian American conscious- people are adept at taking their commodities and
ness rolling over the weaker country, obliterating turning them into our culture, then one can argue
difference as it does so. However, Collins’s op- that American mass culture becomes Canadian at
timistic book was written before the Québec sov- the point of reading. Rutherford points to a survey
ereignty referendum and before federal Parlia- of Canadian audiences of American mass culture
mentary elections resulted in the separatist Bloc conducted in the mid 1930s that provides some
Québécois finding itself as Her Majesty’s Loyal clues about how Canadians were using American
Opposition. It remains to be seen whether Collins’s popular culture at the dawn of broadcasting. An-
faith in Canada’s political institutions and their glophones appeared to appropriate images of
viability was misplaced or not. American life pouring over the border to con-
Collins’s questioning of the American cultural struct their own country as superior. “Americans
imperialism argument has been echoed by Cana- were seen as excitable, even ‘childlike,’ ‘money-
dian media historian Paul Rutherford who asserts mad,’ lawless, ‘more corrupt,’ and ‘less moral,’
that “mass culture in itself does not pose, and boastful, and ‘less cultured,’ although they were
never has posed, a direct threat to the Canadian given credit for being ‘daring and enterprising’ or
identity, because consumers have ‘read’ its mes- generous. By contrast, Canadians appeared more
sage through a special lens made in Canada.” 19 honourable, law-abiding, and conservative, and
This viewpoint suggests a cultural studies perspec- their society, ‘quieter, slower, in tempo and saner
tive. Rather than seeing Canadian audiences of in quality.’ ” 22 Rather than a means to indoctrinate
American mass entertainment as duped by and vassal-like dupes into an American hegemonic
subjected to the imperializing strategies of these worldview, these texts provided readers a way to
texts and their producers, audiences negotiate subvert the preferred meanings and construct lo-
with and struggle against texts in active and self- cally useful ones.
interested ways. Cultural studies theorists such as Tamar Liebes and Elihu Katz employ a similar
John Fiske and Stuart Hall have provided useful paradigm to show that different national-ethnic
correctives to the “mass/elite” and “culture indus- groups will decode mass media texts in culturally
try” paradigms that have for so long functioned as local and distinct ways. Focusing on the world-
hegemonic common sense among Canada’s Anglo wide success of the American night time television
intelligentsia. As Hall has insisted, the vast num- soap opera, Dallas, they employ a cross-cultural
bers of people who consume and enjoy the prod- analysis to examine the show’s unique meanings
ucts of the culture industry are not passive “cul- among different cultural communities including
tural dopes” living in a permanent state of false Russian, Moroccan, and kibbutzim Israelis in
consciousness.20 The products of mass culture, contrast to Japanese and Californians. Question-
while carrying the discourses of dominant ideol- ing the media imperialism thesis, they argue that
ogy, are decoded variously depending on the the openness to negotiation of so many American
social subjectivities of readers. As John Fiske has television shows and their ability to be reworked
argued, “To be made into popular culture, a com- by disparate cultural groupings explains some of
modity must also bear the interests of the people. the success of these texts.23 While American media
572 hop on pop

texts may be encoded with hegemonic and impe- verted, and, at other times, acceded to. Mass cul-
rializing messages, decodings may actually subvert ture texts become popular to the extent that they
that political project. Liebes and Katz’s work pro- help socially situated readers work through funda-
vides a useful new avenue for considering how mental dilemmas. They are the myths of elabo-
Canadian viewers decode American media texts. rated capitalist societies. So, while it remains im-
However, a caveat: since Canadians are not a portant to pay attention to what American, and
culturally homogenous and unified bunch, it is increasingly global, culture industries “do” to
problematic to speak of a univocal “Canadian” ap- Canada—such as prevent the flourishing of an in-
proach to meaning making. As a nation without a digenous film industry, for instance—it is also
strong sense of identity and with distinct regions important to pay attention to what Canadians
constantly challenging Ottawa’s calls for “national “do” with the products of those industries.
unity,” singular definitions of Canadian-ness have What Canadians do with their popular culture
remained elusive, despite the attempts of some is to work through imaginatively their relations
nationalists to promote them. Such attempts sug- with their southern neighbours. If, as Seymour
gest an essentialist notion of some ultimate, uni- Martin Lipset observes, “Canadians have tended
form, and national type—what Turner calls “the to define themselves not in terms of their own na-
old nationalism.” This old nationalism, which has tional history and traditions but by reference to
always been problematic when applied to post- what they are not: Americans,” then their hardy
colonial nation-state formations, can no longer appetite for American cultural products makes a
be supported in the postmodern age—if it ever great deal of sense. As “not-American,” Canadians
could be.24 Nevertheless, while meanings of “Ca- are the ultimate anti-Americans.25 A particularly
nadian” may need to be constantly inflected by re- fruitful way to work through this central binary
gion, language, and ethnicity, I would argue that opposition at the core of what it means to be Ca-
there is one experience all residents of the True nadian is to engage with popular texts that provide
North Strong and Free share (if diversely): an am- a productive space for that cultural work. One
bivalent relationship to a fictive American Other. could argue that most of the indigenously pro-
Debates about (American) mass culture in Can- duced Canadian cultural texts, which tend to be
ada are so heated and obsessive by virtue of the rooted in the particularities of region, do not pro-
fact that they require a continual working and re- vide either the polysemy needed or the “Ameri-
working of the unresolvable dilemma of how Ca- can” signifier necessary to be broadly useful in
nadians can construct their imagined community pan-Canadian strategies of meaning-making. This
as ultimately different from an intensively desired, is not to suggest that made-in-Canada mass enter-
but just as deeply loathed made-in-Canada con- tainment texts cannot serve this function. Later
struction of “America.” on in this paper, I will examine two Canadian
This irresolvable contradiction forms the produced television series that were hugely pop-
foundation of Canadian popular culture. Cultural ular and, in their own distinctive ways, success-
studies theorists have argued that popular culture ful precisely because they served as home-grown
functions as a terrain for the working through vehicles for thinking through a Canadian sense
of social contradictions. It is a site, not where of difference from the American Other. Unfor-
dominant (in this case, “American”) ideology is tunately, perhaps in part because anti-popular
triumphantly displayed, but rather, where it is ne- cultural snobs like Morris Wolfe and his ilk still
gotiated, played, and struggled with, at times sub- help determine broadcast policy in Canada, much
aniko bodroghkozy 573

made-in-Canada cultural production continues other examples, the anthology shows the ambiva-
to be regionally limited in appeal at best or elitist, lent ways in which Canadians respond to and ap-
irrelevant, and dogmatic at worst. propriate American forms and styles. There is an
How can we productively think through Cana- ironic, self-parodying doubleness to the process.
dians’ use of popular culture in ways that do not Literary theorist Linda Hutcheon has argued that
perpetuate “mass/elite” theories of victimization irony may be a particularly Canadian discursive
and passivity in the face of culture industry on- mode. She points out that irony “allows speakers
slaught? Very little work has been done in Canada to address and at the same time slyly confront
that assumes an active audience perspective. Even an ‘official’ discourse, that is, to work within a
less ethnographic work or discursive analysis of dominant tradition but also to challenge it—
popular audience reading strategies have been con- without being utterly co-opted by it.” 28 Canadian
ducted. Canada’s top-down, state-funded public readings of American culture and reworkings as
service approach to culture, along with its tradi- Canadian popular culture may, then, be subtle
tional suspicions of anything smacking of pop- and often playful counterhegemonic tactics of as-
ulism may account for the situation. However, a serting difference.
recently published anthology delightfully titled SCTV, a hugely popular satiric look at Ameri-
The Beaver Bites Back? American Popular Culture can television that succeeded with both Canadian
in Canada may herald a new era in media studies and American audiences, is a useful case in point.
analysis in the Frozen Northland. Many of the The Toronto-based Second City troupe was paro-
volume’s contributors, especially its co-editor, dying the huckster-like American border stations
Frank E. Manning, argue that Canadian audiences with their cheap, at times embarrassing, local pro-
do not merely survive or endure the aggressive- gramming and commercials. To a lesser extent
ness of American cultural power, but devise ways they also lampooned home-grown personalities
to “bite” the imperialistic hand that feeds. Arguing and familiar Canadian shows. To many Canadian
that Canadian popular audiences adopt a tactic viewers there was little doubt that this was a
of “reversible resistance,” Manning writes that uniquely Canadian take on their own continuing
their popular culture is “a relational phenomenon fascination with even the dregs of American pop-
that assumes its significance vis-à-vis a particular ular culture. Unfortunately, cbc officials were not
Canadian conception of the United States. The re- as sophisticated about such ironized Canadian
lationship is both symbiotic and dialectic. Sym- humour and demanded that the show’s producers
biotically, Canadian popular culture needs its insert at least two minutes of “Canadian content”
American partner as an ambiguous and reversible when the public broadcaster agreed to begin
opposite. Dialectically, Canadian popular culture screening the series.29 Thus was born the “con-
imposes a particular construction on the United tentless” two-minute continuing sketch, “The
States and then defines and redefines itself in Great White North,” whose hosts, Bob and Doug
terms of ambivalently held differences.” 26 McKenzie, were stereotypical Canuck airheads in
Canadians’ “pragmatic, localized, episodic and toques who could do nothing but drink beer and
fluid” sense of themselves and their culture needs argue inanities in suitably exaggerated Canadi-
an “absolute, forceful, and mystified ‘Other’” for anisms, eh?
useful comparison.27 Using case studies of Cana- The series’ popularity in the United States with
dian versions of baseball, football, Olympic sport, viewers who were most likely unaware of the Ca-
televangelism, television lawyer shows, among nadian meanings of the show complicates its read-
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ings among viewers back home. Having turned ratives, myths, and dreams, Cultural Policemen
their television into our satire, we exported it back due north attempt to assert a decisive and absolute
to them, but the beaver’s bite would most likely go sense of difference. Therefore, texts that engage
unnoticed. One might suggest that Canadian view- with signifiers connoting “American” can only
ers, who are typically highly conscious of which of raise suspicions. So, as Mary Jane Miller’s analyti-
their cultural creations achieve favour with the cal history of cbc English-language drama pro-
folks down south, ended up constructing more gramming, Turn Up the Contrast, notes, the
complicated, doubled responses to SCTV. Like “Mother Corp” historically avoided mimicking
female spectators who adopt and fluidly move successful American genre formats such as the cop
between “masculine” and “feminine” viewing po- show or the soap opera, and eschewed cultivation
sitions while watching narratives supposedly con- of a home-grown star system. cbc’s offerings also
structed for a “male gaze,” Canadian viewers shied away from constructing a Canadian heroic
might also adopt a doubled spectatorship.30 If, as mythos.33
Bernard Ostry suggests, Canadians are to some Nevertheless Canadian viewers appear to crave
extent already American because of the extent to myths and ritual experiences that encourage a
which Canadians have learned American values, sense of cultural collectivity whether such experi-
then it is relatively easy for Canadians to adopt an ences are created at home or not. Reid Gilbert ob-
American subject position when necessary or de- serves, “Canadians seeking such myths will accept
sirable.31 Canadians may thus be uniquely skilled the rituals of their neighbours as entertainment,
at the disempowered’s game of what John Caughie will overlay the homogeneity of American life on
calls “playing at being American.” 32 By watching their own silent sense of regional self, and will
SCTV in the wake of its American success, Cana- look to U.S. imports for the collective experience
dian fans could, by the very fact of their ability to their own more pragmatic culture does not pro-
move fluidly between an “American” and a “Ca- vide.” 34 Canadians from one end of the country to
nadian” subject position, gain a certain amount of the other may share little in common culturally
ironic pleasure from the meanings lost on Ameri- beyond their collective “outsider” engagement
can viewers who could not also adopt a Canadian with American popular culture. More pessimis-
subjectivity. If the beaver bit back, only Canadian tic cultural commentators would argue that this
viewers were aware of it—but therein lay some of makes it more difficult for Canadians to work out
the pleasure. the perennial dilemma of “where is here.” 35 David
Cross-border successes like SCTV that allow Taras gloomily argues that “American dominance
Canadian audiences to ridicule both the imagined is now so great that Canadians have become not
national self and the imagined mythic American only ‘strangers in television’s land of the imagin-
Other, all the while preserving a certain amount of ation’ but strangers to themselves.” 36 Yet Cana-
ironic protective covering, are unfortunately rare dians do know that “here” is not the American
in the annals of Canadian broadcasting. Broadcast “there.” By engaging with the Other’s popular
regulators with mandates to assure a minimal media, inflected with the particularities of Cana-
amount of Canadian content grace Canadian tele- dian subjectivities during the process of reading,
vision screens may, along with cultural critics, Canadians recode those texts as their own popular
have constrained views of what “Canadian” can culture. Frank Manning notes that Canadians
mean. Rather than recognize the extent to which “reconstitute and recontextualize [American cul-
Canadians are “American” and eagerly, if ambiva- tural products] in ways representative of what
lently, participate in American generic forms, nar- consciously, albeit ambivalently, distinguishes
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Canada from its powerful neighbour: state capi- ration of national self-in-relation to the American
talism, social democracy, middle-class morality, Other? Canadian television has produced a num-
regional identities, official multiculturalism, the ber of recent successes, including the broadcast
True North, the parliamentary system, institu- newsroom drama, ENG; the long-lived cbc high
tionalized compromise, international neutrality, school kids series, DeGrassi High; and Road to
and so on.”37 Avonlea, the cbc-Disney coproduction about life
Canadians may be adept at using American in bucolic nineteenth-century Prince Edward Is-
cultural texts to remind themselves that “here” is land. However, I want to focus on two series that
quite different in fundamental ways from the succeeded by Nielsen measures and which were,
American “there,” but Taras and other pessimistic in different ways, thoroughly preoccupied with
critics are right in pointing out the imaginative working through the “American-not American”
poverty inherent in the heavy reliance on someone binary: Street Legal, a cbc lawyer drama which ran
else’s national myths and narratives for collective from 1987 until its retirement from the air in 1994,
cultural experiences. Nevertheless, Canada does, and Due South, produced for Canada’s private ctv
in fact, have a popular, indigenously produced tel- network in conjunction with the American cbs,
evision. One could argue that broadcast news and which ran on both networks for two years from
public affairs programming are Canada’s shared 1994 to 1996.
popular culture. As well-known cbc broadcaster
and anchorman Knowlton Nash has pointed out,
Legal Beavers: Struggling over “Americanization”
Canadians are inveterate “infomaniacs.” As the
top-twenty Nielsen rated programmes for 1994 – Street Legal did not begin its long cbc run as a
95 showed, five out of the six Canadian-produced successful show. Debuting the same year as L.A.
programmes were all news/public affairs-ori- Law, the show suffered blistering comparisons to
ented. Two of cbc’s comedy stalwarts, The Royal the American hit in the Canadian press. Where
Canadian Air Farce and This Hour Has 22 Minutes, the American show was glamorous and sophisti-
are both satires and spoofs of Canadian politics. cated, Street Legal suffered all the markers of
To the extent that the country has a star system, it much-maligned Canadian earnestness and sobri-
is peopled with journalists, interviewers, and ety. cbc publicity material for the show’s debut
other public affairs/documentary personalities.38 depicted its three stars under a caption reading,
ctv’s Evening News with Lloyd Robertson or The “Their only crime is they care too much.” 39 Initial
National on cbc, both coast-to-coast pro- ratings were poor and, according to the cbc’s “en-
grammes heavily viewed by Anglo-Canadians may joyment index,” the series scored a low 51 out of
be the closest Canadians come to a shared com- 100.40 The series followed the courtroom and per-
mon culture. However, because of the linguisti- sonal drama of a trio of lawyers: left-wing, idealis-
cally divided nature of the broadcasting system in tic Leon Robinovich, hard-headed and ambitious
Canada, this common culture does not tend to in- Chuck Tchobanian, and tender, caring Carrie
clude Québécois viewers. They watch their own Barr. They set up practice in Toronto’s gentrifying
made-in-Québec news with their own made-in- but still somewhat seedy Queen Street West neigh-
Québec news personalities. Thereby, broadcasting bourhood where, according to a cbc press release,
reenforces the “two solitudes.” the series could explore “the streets and neigh-
What about fictional programming? Besides bourhoods of Toronto from high-life to low-
SCTV, what other home-grown offerings have life.” 41
provided useful grounds for a collective explo- The series stumbled along for two years before
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hitting its stride and becoming not only a sudden One of the anxieties provoked by the series was
popular hit, but also a flashpoint for commentary, that it did not provide enough suitable markers of
criticism, and anxiety about the show’s “Ameri- difference. Much of Canadian elite cultural dis-
canization.” In 1988 the sexy, scheming Olivia course persists in privileging a notion of Canada
Novak joined the law firm. As described by the as “Landscape,” “Weather,” “Wilderness” in op-
television critic for the Globe and Mail (the self- position to America’s “huddled masses” and cities
proclaimed “national newspaper” of Canada), she teaming with urban life. Imagined as a country
was “all lacquered talons and shellacked hair. She of forbidding Nature, the Great White North is
may well prove a positive addition; the show and either empty of human presence or constantly
its characters have so far been altogether too nice, victimizes its puny human settlers. Canada’s can-
too dully— dare we say it?— Canadian.” 42 When onical narratives include the nineteenth-century
the show was plodding, earnest, and boring it was settler Susanna Moodie’s whining memoir, Rough-
“Canadian” and, thus, worthy of contempt. How- ing It in the Bush, and Farley Mowatt’s wilderness
ever, by 1990 the series was hot enough for the cbc adventures. Street Legal, situated in present day
to launch a massive ad campaign of posters and Toronto—and insisting on the fact by lovingly
billboards provocatively proclaiming “the heat showing off the city in skillfully chosen establish-
is on the street” with images of cast members ing shots— encourages a complex of anxieties
locked in steamy embraces. Suddenly the Globe about how this place is different from their space
critic found the show too un-Canadian. He ar- across the border. Many of these anxieties are pro-
gued that the series “looks like a masters thesis in voked by the meanings of “Toronto” in the Cana-
American prime-time tv. It has been the public dian context. As Canada’s biggest city and finan-
network’s most successful and shameless homage cial headquarters, Toronto has come to stand for
to Television City, California since the unpro- brashness, hustle, money-madness, careerism, su-
claimed policy of Americanization first took hold perficiality—in a word: “Americanization.” As an
at the corporation about four years ago.” 43 Yet a industrial-information-service-financial power-
few years later this very same critic was eulogizing house, Toronto is a “centre” to the rest of Canada’s
the series for “reflecting the urban Canadian real- “hinterland.” Thus, it is “America” north of the
ity as authentically and entertainingly as possible 49th parallel. Equally crucial to this complex of
while trying to emulate the U.S. prime-time meanings is the popular knowledge that Toronto
form.” And rather than representing cbc’s alleged has stood in for and masqueraded as any number
policy of Americanization, now the show “was the of American cities in countless films and television
flagship of the network’s renewed and ambitious programmes shot there by American production
commitment to Canadianizing prime-time.” 44 crews lured north by the cheap Canadian dollar
The critic’s incoherence over what “Canadianiza- and Toronto’s excellent production facilities.
tion” and “Americanization” meant provides Therefore, in the Canadian imaginary, Toronto, to
some clues about how Street Legal functioned as a some extent, is not “Canadian” at all, but chock
terrain for discursive struggle in publicly circu- full of the attributes of the American Other. If Ca-
lated commentary over those semiotically unde- nadians are American already in some ways, then
cidable concepts. Both terms, but in particular the a show like Street Legal insisting on all the “Amer-
latter, were used almost obsessively in publicly cir- ican” meanings of the nation’s premier city could
culated commentary about the series. The reac- not help but churn up anxieties about the blurring
tions the show generated indicate a particular con- of the boundaries between the two.
stellation of anxieties about changing definitions Street Legal also functioned as a flashpoint for
of “Canadian” in this period. debate about Canadian identity because, as the
aniko bodroghkozy 577

Globe’s critic correctly (if confusingly) noted, the culture-vulture snobbism on the one hand, and
show was the cornerstone of major programming “lowest common denominatorism” on the other.
policy changes that were going on at the time At stake in this battle, ultimately, was the defini-
in the corporation’s English television section. tion of “Canadian.”
Whether these changes were part of a process of Reworking Street Legal was one of Fecan’s ma-
“Canadianizing” or “Americanizing” was, indeed, jor goals. Press articles made much of the fact that
the question. The late 1980s were a period of crisis a former cbs executive (who, conveniently, car-
for the public broadcaster. The hostile Tory gov- ried a Canadian passport) had been flown up from
ernment of Brian Mulroney had saddled the cbc Los Angeles to fine-tune the series.48 Another for-
with draconian budget cuts, leading to the whole- mer cbs staffer, New Yorker Brenda Greenberg,
sale dismantling of much regional programming, who had worked on As the World Turns, took over
the selling off of a number of tv stations, and the as executive producer, promising to give the series
laying off of hundreds of creative staffers.45 In an “more punch and energy.” 49 “Los Angeles-based”
attempt to generate audiences and advertising Canadian-born actors were added to the cast. For
revenue to compete with the burgeoning choices those used to considering Canada a cultural hin-
Canadian audiences now had in their television terland that could only lose top rate talent to the
offerings from American networks, cable, spe- American centre, the reversal in the migration
cialty channels, and home video, the Mother Corp of talent might seem confusing— or another in-
hired hip, young Ivan Fecan in 1988 to head pro- dication of how “free trade” between the two
gramming for the English Television Network. In countries would further infect the smaller one
press discourse, Fecan’s most significant attribute with “Americanism.” The perceived “spicing up”
was his status as a former protégé of Brandon Tar- of the series by American imports left some critics
tikoff at nbc. The (at times) snooty arts and poli- uneasy. Slickness, sex, passion, and intrigue were
tics magazine, the Canadian Forum, surveyed the just not—well, Canadian. Toronto Life magazine
situation and in a cover story asked rhetorically stated, “Well, of course what makes Street Legal
whether the cbc was now “Just Another Ameri- seem a touch un-Canadian, no matter how many
can Network?” 46 The more populist TV Guide was shots of city hall and the cn Tower it features, is
willing to give Fecan the benefit of the doubt about its entertaining luridness.” 50 The critic for the Fi-
whether he was planning to sell the public broad- nancial Post noted the cast’s new wardrobe, the
caster down the commercialism river. In a mostly “decadent luxury” of the sets with items such
sympathetic profile, the magazine noted: “Critics as silk sheets, and the fact that “the good guys are
have panned him for being ratings driven, for fol- nicer, the villains are nastier and the bitches are
lowing the American model in what he calls the bitchier.” To him this was all a disaster: “The
‘Darwinian environment’ of commercial televi- result is what always happens when a Canadian
sion. But Fecan believes that while cbc shouldn’t series tries to mimic an American counterpart
be only ratings driven, it should not be entirely [L.A. Law]: it falls between two stools, and man-
‘intelligentsia driven,’ either.” He was quoted ar- ages to be bad American and bad Canadian tele-
guing that the Canadian intelligentsia were more vision at the same time.” He went on to contrast
difficult to deal with than “the sharks of L.A.” be- the “muck” of Street Legal to the far preferable
cause of the former’s sniffing at popular television “family-based” cbc offerings such as Road to
and their “loser talk” about Canada’s ability to Avonlea. “Does this say something about the
produce top-quality entertainment.47 In the dis- warm, cuddly Canadian stereotype? Is it true? Are
cursive struggle to determine what the cbc now we all more comfortable with stories about a
“meant,” the lines were being drawn between elite 12-year-old boy kissing a girl than ones about a
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35-year-old man screwing a client?” 51 Presumably for American tourists who (perhaps inevitably)
in the True North, Canadians did not cavort on graft American meanings onto what they see and
silk sheets, fornicate, engage in bitchy behaviour, read. Canadian cultural critics who were so non-
or pursue lurid affairs—at least not in its fictional plussed with material like Street Legal may them-
narratives. Road to Avonlea or Anne of Green Gables, selves have been more comfortable with colonial-
situated in the (safe) rural past in isolated Prince ist fare that, while seeming to construct a palpable
Edward Island and concerned with pre-pubescent sense of difference from the American Other,
children untouched by modernity, reinforced a also worked to deny Canadian post-colonial post-
notion of Canada as somehow removed from the modernity.
realities of urban life and capitalism. American While Street Legal generated a great deal of
narratives could grapple with the raw and dan- concern over its “American-ness,” other com-
gerous but enticing challenges and disasters of mentators insisted on its absolute Canadian-ness.
the modern age. When these “American” concerns Labeled “The Great Canadian tv Series” by one
were brought into a Canadian setting, confusion journalist, the programme served as a site for
reigned. How could “sexiness” and “slickness” be meditating on perennial questions about national
Canadian? Canadian cultural “protectors,” having character and identity.53 Despite the slick, high
essentialized certain narrative conventions and “jolts-per-minute” look of the series that made it
themes as American, seemed loathe to see them so “American” to some, other critics pointed out
taken up into home-grown productions. Rather how Canadian it looked. In a eulogy marking the
than see this hybridization as the inevitable process show’s retirement from the air, the Toronto Star
of creative cultural struggle and dialogue in the noted, “We certainly will cherish our memories of
postmodern era, they saw only Canadian surrender Toronto portrayed, for once, as Toronto—not as
to the feared Outside Imperializer. some generic Anywhere City, North America.
We should also look more closely at the appeal Street Legal was bold enough, brash enough, Ca-
of “traditional” Canadian fare such as the veri- nadian enough to give us Queen St., old city hall,
table cultural industry around the Avonlea and Toronto Island, Osgoode Hall, Harbourfront and,
Green Gables narratives. Generally overlooked by yes, The Toronto Star. Through the bubbles of
Canadian nationalists is the extent to which those soap, it also gave us our country—Bay Street
narratives can be appropriated in colonialist ways bashing, the hated Tories, stuffy Ottawa bureau-
by our neighbours to the south. American fans crats, and the ever-whimsical ndp.” 54 If part of
of these stories can end up constructing “Canada” Canada’s national dilemma is that the country is
as a mythically innocent, comforting reminder so “hard to see” next to the avalanche of American
of what “America” used to be. Discussing the ap- cultural imagery, then a key pleasure offered by
peal to Americans of particular Australian films, the series was making Toronto so easy to see. By
Graeme Turner notes, “Australian films speak not insisting on its locale, the series appeared to have
so much of Australia itself as of a highly idealised, done exactly what Canadian culture is supposed
deeply nostalgic vision of America.” Americans to do: answered the question “where is here?”
seek refuge from their own cynicism and pes- Making Toronto as Toronto easy to see would,
simism in Australian period pieces that suggest however, have different meanings for Torontoni-
“old frontier values” now lost, but presumably ro- ans compared to, let’s say, Edmontonians. A staff
bust and flourishing out there in the unsophisti- writer at the Edmonton Journal had this to say
cated, pre-modern colonies.52 Both Canada and about the star status of the Queen City: “Toronto’s
Australia end up as bucolic, frontier theme parks patina of narcissism is buffed to a sparkle usually
aniko bodroghkozy 579

reserved for polished silver. There’s trendy York- “Its actors . . . have always had that special defining
ville. There’s the Yonge Street strip. Look at all Canadian softness. They look Canadian and walk
those street musicians. Real streetcars. Hip dudes Canadian. They talk Canadian, use Canadian
in red shoes. Wow, am I impressed! Street Legal body language and live in Canadian houses and
reminds me of the cbc publicist who once asked apartments with Canadian furniture arrange-
me to a trendy rooftop bistro for a cappuccino. ments.” 58 Whether Canadians have a special body
Sorry, I said, too busy. Maybe when I come to language or manner of displaying household fur-
Edmonton, she offered, adding with the inevitable nishing that distinguishes them from their cross-
twist of Toronto condescension: ‘Do they have border cousins may be debatable. What both of
cappuccino in Edmonton?’ ‘Yes,’ I replied. ‘We these reading strategies point to, however, are
find that it goes very well with bannock and pem- pleasures in the perception of difference in detail.
mican.’” 55 In this reading, we see a representation Street Legal was so enjoyably “Canadian” because
of Toronto from the Canadian “hinterland.” The of its subtle variations in look, tone, and style from
Toronto Star and Toronto Life may have found comparable American offerings. As Bernard Ostry
“T.O.-specific” pleasures in seeing their city has pointed out, “It is because our culture is so
displayed in all its glory. To Canadians outside close to the American one that we feel we must
the self-satisfied metropolis, Street Legal’s paean insist on the differences, small though they may
merely marginalized them further. On the other seem.” 59 It is a foundation of fine details, typically
hand, the Edmontonian’s reading (involving the unnoticed by non-Canadians, upon which Cana-
Prairie beaver biting back with superb dry, Ca- dians have built their shaky edifice of national
nuck irony) could not have been possible had he identity.
been responding to Toronto’s many featured roles Other critics saw the show’s themes, its charac-
as generic Anytown. Canadians residing outside ters, and plots as thinly veiled allegories about
the ever-expanding bounds of the former “Hog- Canada itself. During the period of the much de-
town” are known for engaging in frequent dis- bated (at least north of the border) Canada-U.S.
cursive Toronto-bashing sessions. Street Legal Free Trade negotiations, Barr, Robinovich, Tcho-
provided a popular culture space to practice a banian, and Novak decided to merge with a big
pleasurable Canadian pastime.56 U.S. law firm and subsequently spent much of the
Besides the disparate joys of seeing Toronto as season dealing with their loss of independence.
Toronto, there were other pleasures of national The lawyers were themselves seen as personifica-
self-recognition. As most Canadians know, the tions of the conflicting impulses of the imagined
Canadian judicial system is different for the national character. In a perceptive cover story in
American. The Anglo-Canadian system is closer Broadcast Week, the television listings magazine of
to the British model (albeit without the white the Globe and Mail, John Doyle argued that Leon
wigs), while the Québec judicial system is based and Carrie represented the nation’s “socially con-
on the French Napoleonic Code. This allowed the scious and nationalistic impulse.” Yet, for all their
Ottawa Citizen to note: “The legal setting meant underdog proclivities and “anti-establishment
there were Canadian flags everywhere. It featured grandstanding, they are virulently conformist Ca-
courtroom terms and procedures including the nadians and they’re gallingly complacent.” Chuck
use of legal robes, that instantly set it apart from and Olivia, on the other hand, were money-mad
the U.S. competition, and gave it a special edge and needed “to be as glamorously amoral as the
with a Canadian audience.” 57 Michael Valpy, Americans.” Olivia’s role as an entertainment law-
columnist for the Globe and Mail, rhapsodized, yer “trying to guide American producers around
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the dumb Canadian regulations that stopped creation on its hands, all glitzy, glamorous, and
wealth spreading to American producers and Ca- successful, could do nothing but sabotage its “too
nadian entertainment lawyers” was a particularly American” problem child. While cbc program-
useful symbol. For Doyle, Chuck was the most ming executives argued that the show had peaked,
sympathetic character. On the one hand suspi- and could only go downhill, the dominant dis-
cious of Leon and Carrie’s goody-goodiness and, course about the situation painted a Mother Corp
on the other hand, leery of Olivia’s Hollywood thoroughly indifferent to popular tastes and audi-
scheming, Chuck was “conscious that he’s at the ence desires.
mercy of a force much greater than himself. That’s
why he’s so appealing—his mood mirrors the
Playing at Being Canadian Due South
querulous attitude of most Canadians.” 60 The ad-
dition of the reptilian slimeball of a Crown prose- While Street Legal was a popular Canadian hit and
cutor named Brian Malony also seemed to rep- while it was successfully sold to a global television
resent something beyond his own villainy. His market in such countries as Germany, Austria,
name sounded awfully similar to the, by then, Switzerland, Spain, Norway, Greece, and Turkey,
much loathed Prime Minister.61 the series was not sold to American syndication.64
The cbc’s decision to cancel the series at the The figure of “America” may have loomed large
height of its popularity with Canadian viewers led in the show’s cultural significance, but viewers in
to an avalanche of letters and phone calls to the Canada were not sharing the show and thus ways
network, newspapers, and radio call-in shows pro- of making sense of it with the feared and desired
testing the action. One of the dominant circulated Others south of the border. Such was not the
meanings of the decision constructed the cbc case with Due South. Produced by Canadian-born
as uncaring about its audiences and incapable Paul Haggis who had achieved some renown for
of dealing with popularity. A fan from Frederic- his work on thirtysomething, the series was the
ton, New Brunswick, said: “If it had gotten a little first Canadian-made television programme ever
stale or something like that, maybe we could have to play on American prime-time. In its first year
seen it coming. . . . It just seems so popular that (1994 –95), cbs provided two-thirds of its financ-
it’s hard to imagine they would cut it off.” 62 Tor- ing, but production was all done in Canada. After
onto’s right-wing, populist tabloid, the Sun, saw a cbs decided not to renew the series for a second
Mother Corp conspiracy to set the show up for a year, the show’s Canadian production company,
fall. By taking away key creative people, the paper Alliance, decided to go it alone and scraped to-
opined, the network expected the show would de- gether financing from its Canadian broadcaster,
teriorate, thus providing a reason to cancel it. The ctv and from Telefilm Canada (a government-
paper also reported the corporate brick wall one sponsored film and media production funding
(and presumably others) of the show’s outraged organization). Luckily for all concerned, cbs de-
fans encountered when trying to protest directly cided to pick up Due South again as a mid-season
to the network. The fan kept trying to reach a cbc replacement. Unfortunately, at the end of the
programme head “but I was put on to audience 1995 –96 season, the American network again de-
relations, and that was like talking to a machine. cided to remove the series from its schedule for
It’s like cbc’s saying to those million people, ‘You the upcoming season and the series met its ap-
don’t matter.’” 63 In this reading, popular tastes parent demise.65 As the Nielsen ratings referred to
didn’t count. The cbc, a grim, stodgy Canadian earlier indicate, the show was wildly and unprece-
cultural arbiter with a suspiciously un-Canadian dentedly successful among Canadian viewers. It
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received respectable ratings among American au- tramodern American Megalopolis. Dundee was
diences and generated a fiercely loyal and active the quintessential Aussie “national type:” laconic,
fandom.66 brawny, and macho, but self-deprecating.69 Fraser
While Street Legal implicitly concerned itself was the quintessential Canuck type: precise
with Canada’s relation to the American Other, and softly spoken, gentle and nonviolent, polite,
Due South wore that concern on the red serge thoroughly well-mannered, and self-abnegating.
sleeve of its main character, Mountie Benton These “types” exported to the American market
Fraser. The show’s premise, which producer Hag- seemed to work because of the ways in which they
gis admitted “sounds like a really stupid idea,” both acknowledged and fed American stereotypes
involved the unfailingly polite Mountie Fraser, of seemingly more innocent colonial Others. And
almost always decked out in full traditional uni- since these Others were emphatically white and
form, his deaf, lip-reading pet wolf named Diefen- male, no criticisms of racist infantilization would
baker, and their partnership with a tough-talking, likely result. While both “types” were innocent
pistol-packing Chicago cop named Vecchio. They and seemingly naive, both were emphatically mas-
fought crime together and engaged in male bond- culine. Both the Aussie film and the Canadian tel-
ing on the mean streets of the Windy City.67 Fraser, evision series made much of their heroes’ sexual
the colonial naïf, more at home in the snow-swept desirability to members of the opposite sex.
landscape of the Northwest Territories than the Meaghan Morris has called Crocodile Dundee
big city, nevertheless was able to use his wilderness an “export-drive allegory.” 70 With a population,
training to prevail over anything Chicago could like Canada’s, too small to support an elaborate
throw at him. indigenous film and television industry, Australian
As an American-Canadian coproduction, Due producers needed to find narrative strategies that
South provided Canadian viewers a unique op- would appeal to American audiences, while also
portunity to “play at being Canadian,” as well as allowing for articulations of Aussie senses of iden-
American, within the space of the American tity and difference. Crocodile Dundee thus appro-
Other, all the while engaging in a sly mining of the priated codes and conventions familiar to Ameri-
semiotic markers of difference. Satirizing Ameri- can audiences, but reworked them in particularly
can stereotypes of Canadians and Canadian ster- Aussie ways. Morris argues that the film can be
eotypes of Americans, the series was a fine ex- read as a post-colonial comedy of survival as well
ample of the “forked tongue of irony” and as a “takeover fantasy of breaking into the circuit
“inherent doubleness” that Linda Hutcheon finds of media power, to invade the place of control.” 71
in Canadian literary and artistic productions.68 Due South clearly appropriated the same post-
On the other hand, taking this tactical ironic play colonial strategy for survival. If Canada has tradi-
into the Americans’ sandbox, resulted in some tionally been so “hard to see,” what better way to
tradeoffs and constraints. change that than by making a kind of “Canada” so
The textual strategies employed in Due South visible in the very place where Canada has been
would be very familiar to filmgoers who remem- most invisible—American television? Unfortu-
ber the mid-1980s Australian export hit Crocodile nately this tactic presents a range of dilemmas.
Dundee. Both narratives involved a backwoods (or The only “Canada” or “Australia” on view is a de-
backbush) white man, steeped in the wisdom of cidedly patriarchal one. Both national “types” are
the indigenous population (Canadian Indians in idealized macho men, even if the Canadian one is
Fraser’s case, Aboriginals in Mike Dundee’s) who oh-so-polite and politically correct. In these
managed to conquer the wilds of the violent, ul- myths of survival, it is Canuck and Aussie white
582 hop on pop

men who get to see themselves triumphing in the Canadian and I know why your dog’s called Die-
space of the Other. This form of post-colonial na- fenbaker.” 73 The only reason why the use of these
tionalism, if we can call it that, displays none of the two names would be funny to Canadians (or to
pluralism and hybridity that Turner has called for Americans with a suitable “Canadian connec-
in reconceptualizing new nationalisms. tion”) was because such references would be un-
Another major dilemma in this strategy is evi- known to Americans whom Canadian viewers
dent in the struggles Due South had to weather in knew would be watching the show in the United
staying on the air. Canadian fans of the show States. In a piece of self-deprecating irony, Cana-
found themselves dependent on the decisions of dian viewers could take their conditioned sense of
their southern neighbours about the show’s fu- insignificance in relation to their self-centered
ture. Economically tied to the American market, neighbours, showing up the latter’s ignorance on
export-driven products like Due South cannot their own territory. As with the pleasures of SCTV,
survive no matter how hugely successful they are the beaver was at work taking another chunk out
in the domestic market. It may be hard to sustain of the American Other, while the Other remained
fantasies of takeover and control in the space of largely oblivious.74
the Other when the Other has the power to oblit- The show’s premise of a Mountie attired in full
erate one at any moment. dress uniform and riding boots, even when out on
Nevertheless, Due South as exported Canadian every day assignment, also served as a significant
popular culture provided viewers up north with site for mediating difference, identity, and ques-
unique pleasures. Canadian press accounts reveal tions about the constructedness of iconic Cana-
the extent to which a doubled spectatorial posi- dian images. Canadians tend to have a compli-
tion—watching as a “knowing” Canadian as well cated relationship to the image of the Mountie. In
as an “ignorant” American— could supply a great quotidian, daily life (“the grey world as we actually
deal of the show’s appeal. Almost all press ac- find it”), the rcmp is a federal police force, cor-
counts made mention of the choice of “Diefen- rupt at times, secretive, and slow to respond to so-
baker” as Fraser’s wolf ’s name, as well as the fact cial change, certainly not a group of mythic crime
that a supporting player, a female reporter, was fighters. Recent issues that have swirled around
called Mackenzie King. Most Canadians would be the “real” Mounties include controversy over Sikh
familiar with those names. Yet, a report on a gath- members of the force wearing turbans with their
ering of a hundred and fifty American and Cana- uniforms and the apparent appearance of some
dians reporters at a cbs press conference on the officers at an American gathering of white su-
upcoming series made clear, some knowledges premacists called “The Good Ole’ Boy Roundup.”
were reserved for Canadians only. The article Race and gender issues have been a site of much
highlighted American reporters’ inevitable ques- debate. Currently in a force of almost 16,000 regu-
tions about how series star Paul Gross handled lar members, women, Aboriginals, and other vis-
working in the snow. Producer Haggis declared ible minorities account for only about 2,500 mem-
that the significance of “Diefenbaker” and “Mac- bers.75 However, as Reid Gilbert notes, “citizens of
kenzie King” were among the show’s jokes “that Canada respond to the power of the image even
are just for Canadians.” 72 Into its second year on while rejecting it as phony.” 76 A law enforcement
the air, popular press reports in Canada continued official as the country’s major symbol to the world
to delight in the name game. Paul Gross was suggests Canada’s self-definition as law abid-
quoted asserting that he was getting letters from ing and orderly, a place devoted to “peace, order,
some American viewers asserting “My mother was and good government.” On the other hand, the
aniko bodroghkozy 583

Mountie is largely a construct for American tour- testing. While we are arguing at home about blur-
ists who expect to see police in red serge when they ring and broadening our definitions of national
visit Canada in order, perhaps, to convince them- identities, our identity overseas may have actually
selves that they have indeed been to another coun- sharpened and narrowed.” 78
try. This tourist Mountie has much to do with an- Due South, because of its need to appeal to the
other recent controversy around the force. The “tourist trade” of American viewers, put on dis-
rcmp recently sold exclusive rights for world- play numerous singular versions of Canada. How-
wide marketing of its likeness and image (the scar- ever, the series was also playing upon Canadian
let tunic, the Stetson, the tall riding boots) to the assumption of how America constructs Canada as
American entertainment conglomerate, Disney. Other. As portrayed in the opening credit se-
Disney now is the sole licenser of any goods carry- quence, “Canada” was a snowy, empty wilderness,
ing the Mountie image. The move set off a moral a far cry from the sleek, sophisticated urbanism
panic about the selling off of whatever remains of emphasized in the credits of Street Legal. Fraser,
Canadian cultural independence to the Ameri- the lone human figure, walked out of this pristine,
cans. Certainly the Disney interests in Mounties, vast whiteness with the sound of a Native voice in
as well as the Disney stake in Road to Avonlea sug- a traditional chant on the soundtrack. The credit
gest a process of turning the country into one big sequence moved to images of a frenetic urban mi-
Disneyland theme park: “Canadaland.” An inter- lieu that could only connote “America” as the bi-
view with Due South’s rcmp technical advisor re- nary opposite to a precivilized Canada of snow.
veals a telling example of the process of erecting a Fraser as a mythic figure with almost supernatural
hyperreal image to satisfy Americans’ expecta- skills of observation and physical prowess led to
tions of the Canadian Other. Arguing that it was a certain amount of discomfort from some com-
not completely unheard of to see officers doing mentators. Reporters on a cbc radio arts pro-
regular patrol in the uniform, the rcmp adviser gramme compared Fraser to a Mountie lead char-
said, “I know in St. Andrew [New Brunswick], in acter in cbc English television’s drama series,
the summertime, there is always a member who North of 60. The commentators, noting that both
walks the beat in uniform because there are a lot of series had been nominated for Gemini awards
tourists and it’s part of the Canadian image.” 77 as best Canadian television programmes, were
Part of the Canadian image for Americans. From frankly dismissive of Due South’s Mountie and
their doubled spectator positions, Canadian audi- praiseworthy of North of 60’s version. The latter
ences of Due South might be able to take pride and Mountie was both female and Native. The series,
pleasure in this fictive figure (who, of course, does about a largely Native community in northern Al-
not wear a turban and is certainly not female or berta and produced with numerous Native per-
“ethnic”), while on the other hand, dismissing it sonnel on both sides of the camera, is a good
as a pleasing American construct of an imaginary example of the public broadcaster’s attempt to de-
“Canada.” Such postmodernist playing with hy- pict the regional quality of Canadian life, as well as
perreal touristy images does have consequences, representing the diversity of Canada’s multicul-
though. Discussing the mobilization of particular tural richness. However, neither Fraser, nor North
images of a Crocodile Dundee-inspired Australia of 60’s Michelle, are “realistic” or representative of
by the tourism industry, Graeme Turner warns, the rcmp. Both are cultural constructs, pleasing
“Tourism advertising is peddling precisely those and useful for different reasons. Due South’s Fraser
singular versions of national identity that in other may have been more broadly popular because, un-
contexts we have spent at least two decades con- like Michelle, his representation helped mediate
584 hop on pop

pervasive unresolved dilemmas about Canadian the same conclusion their grandparents came to
identity and self in relation to the American Other. back in the 1930s in the study Paul Rutherford re-
That is not North of 60’s fundamental concern. ferred to: here again Canadians could use popular
The series is far more preoccupied with working media to reassure themselves that, after all, Cana-
through Native-white contradictions (including dian society really was superior and preferable to
the traditional tensions between Natives and the mayhem south of the 49th.
the rcmp) from a generally Native point of view. Such readings, however, could only be deeply
While the show is successful and engaging on its ironic ones, considering the fact that the series was
own terms, the localism of its themes—in many partially funded by American production dollars
ways what makes it so refreshing, satisfying, and and kept on the air mostly by its (precarious) suc-
important—tends to prevent it from achieving cess with American audiences. Describing the
the textual polysemy necessary to be broadly work of Wayne Booth on irony, Linda Hutcheon
popular.79 argues that, rather than being elitist (by excluding
Due South’s polysemy seems particularly wide- readers who aren’t “in the know” about a text’s os-
ranging. According to Paul Haggis, the show was tensible meaning), irony actually creates commu-
popular with gay communities in California (some nities.82 Within the larger context of an American
of whom gathered to watch the show in bars while broadcast environment, northern viewers of Due
dressed in Mountie attire) and with the Christian South could construct themselves as a Canadian
right.80 The “wholesomeness” and “family values” community through their collective knowledge
quality of the show provided a certain amount of that their reading strategies would be fundamen-
protective cover for other meanings that may have tally different from those of the American major-
been less easily activated by non-Canadian read- ity. The show’s “in-jokes” acknowledged and re-
ers. For Canadian viewers, Fraser’s partner, Vec- warded Canada-specific knowledges and assuaged
chio, could be read as the ultimate Ugly American. Canada-specific anxieties about self-in-relation to
Unlike Fraser, Vecchio was rude, loud, quick tem- the Other.
pered, brash, and dressed in showy, somewhat
sleazy outfits. While American viewers might have
Conclusions
read Vecchio as just another cop character, in
Canada he would have far more archetypal con- Drawing on the work of Michel de Certeau, John
notations. While Fraser was every bit as stereo- Fiske has argued that “the ‘art of being in between’
typed, he was the more attractive of the two. To the is the art of popular culture.” 83 Canadians are per-
delight of the Canadian news media, the matinee haps the ultimate in-betweeners: a nation built on
idol good looks of Paul Gross got him the moniker compromises, in between two colonial empires,
“Studly Do-Right” in an American magazine.81 the British and the American, and in between two
Ironically, when Street Legal producers sexualized founding cultures, anglophone and francophone.
their characters, the result was supreme discom- In its relationship to and use of mass culture, Ca-
fort from commentators. When the American nadians also practice the art of being in between.
press acknowledged the sexualized Mountie, the Finding ways to adapt to the imposed system of
response up north was delight: “Maybe we can be Americanized (now globalized) popular culture,
sexy—if the Americans say so!” Fraser’s polite and Canadians tactically find ways to make do. While
non-violent ways (coded as “Canadian”) suc- the country’s cultural arbiters and policy makers
ceeded where Vecchio’s more aggressive shoot- have traditionally been blind to the activity, Cana-
’em-ups did not. As a meditation on difference, dians have managed to assert an ambivalent but
Canadian audiences in 1995 would likely come to ultimately affirming sense of national self using
aniko bodroghkozy 585

the materials at hand. Often those materials are the phenomenon of mass culture itself. However,
provided by the colonialist Other or are fashioned the tenacious arguments that equate “the popu-
at home using tactically deployed tools appropri- lar” with “the American” and lump both together
ated from the Other, but they become fundamen- as threatening to Canadian sovereignty need to be
tally Canadianized at their moment of use. cbc’s questioned. Francophone Québécois appear to
Street Legal may have been an Americanized Ca- have little fear that by adopting “American” genres
nadian show and ctv’s Due South may have been and conventions in their entertainment forms
a Canadianized American show, but in their very their distinct culture will be obliterated by the
“in-between-ness” they revealed their popular American Other. Unlike anglophone Canadians,
cultural power.84 the Québécois have a truly popular, indigenously
This more optimistic view should not, how- produced cultural industry. Canadians in English
ever, blind us to the economic realities of popular Canada may have good reason to avoid much
cultural production in the global marketplace. of what passes for home-grown “entertainment”
Canadian cultural producers and audiences may offerings. As an industry insider dryly noted, “Ca-
“make do” with what it imposed, but this making nadian entertainment television has become the
do tends to accept as given numerous ideological cod liver oil of television broadcasting.” 85 The
positions that are not particularly emancipatory. top-down mandating of a culture that is “good
In order to be an acceptable export product, Due for” the country makes for terrible entertainment.
South perpetuated patriarchal notions of the ac- Canadians did not watch Street Legal, Due South,
tion hero. In order to garner big ratings points, or SCTV because any of these programmes would
Street Legal mimicked glitzy, big city “American” strengthen the national health of the country.
tv dramas thus marginalizing Canadian viewers They watched because of the useful and imme-
who were not sophisticated urbanites and who diately relevant ways in which the show medi-
were not well-heeled Yuppies driving bmws. And ated, appropriated, subverted, and played with
while it is important to emphasize that Canadians the markers of the American Other. And they
do construct their own made-in-Canada readings were fun.
of American programming, that argument should
not lead us to a position of complacency and Notes
“what-me-worry?” about the fact that localized
cultural production, ever precarious in this coun- This chapter was written in 1996. I would like to thank
try, is now fundamentally threatened here as well Lorna Roth, Kim Sawchuk, and Marty Allor, former
colleagues at Concordia University in Montreal, for in-
as in every other national and ethnic formation
fluencing my thinking. I’d especially like to thank stu-
around the world. McLuhan’s Global Village may
dents in various sections of my Introduction to Mass
be upon us, but this doesn’t mean that the trans- Communications course at Concordia for sparking
national media conglomerates who have helped ideas and debating with me about some of the issues in
construct this village have any interest in letting us this article. Thanks also to Pierre Belanger at the Uni-
all tell our stories from our locales. versity of Ottawa. Finally, thanks to my partner Elliot
However, acknowledging the power of im- for putting up with this when he’d rather be watching
posed systems doesn’t mean that we ignore or pbs.
1 Benedict Anderson, Imagined Communities: Reflections
marginalize how Canadian or other national /eth-
on the Origin and Spread of Nationalism (London:
nic formations negotiate those systems. For too Verso, 1983). Anderson discusses how the spread of
long, Canadian cultural commentators have done newspapers assisted in creating a sense of the nation.
precisely that. Debates about imperializing (Amer- The daily ceremony of reading, knowing that thou-
ican) mass culture in Canada are almost as old as sands or millions of others were engaged in the same
586 hop on pop

activity assures the individual reader that he or she is and Institutions of the United States and Canada (New
part of a larger community rooted in everyday experi- York: Routledge, 1990). Lipset’s book received a huge
ence and living. Thus, a sense of the nation is created amount of attention in Canada when it was published.
from the bottom up via the social circulation of shared Had the author and publisher been Canadian rather
fictions (see 39 – 40). than American, and had the book not received major
2 I would like to thank Pierre Belanger for this obser- write-ups in the American media, it is unlikely Lipset’s
vation. book would have caused such a stir in the Great White
3 Bruce Feldthusen, “Awakening from the National North.
Broadcasting Dream: Rethinking Television Regulation 11 Richard Collins, Culture, Communication, and Na-
for National Cultural Goals,” in The Beaver Bites Back? tional Identity: The Case of Canadian Television (Tor-
American Popular Culture in Canada, ed. David H. Fla- onto: University of Toronto Press, 1990), 205 –14.
herty and Frank E. Manning (Montreal and Kingston: 12 Rowland Lorimer and Jean McNulty, Mass Communi-
McGill-Queen’s University Press, 1993), 42. cation in Canada, 2d ed. (Toronto: McClelland and
4 A note on how I am using the terms “Anglo” or “En- Stewart, 1991), 311. An anecdotal example: My hus-
glish” Canadian. These signifiers can be troublesome in band’s Canadian brother-in-law is a successful film
a nation of immigrants, many of whom do not have En- director living and working in the Los Angeles area.
glish as a first language. In the context of this article, I He and his wife wanted to relocate to Toronto for fam-
am referring to Canadians who do not perceive them- ily and quality of life reasons. He was advised that hav-
selves as part of the Québécois imagined community. ing a Toronto address would be career suicide. The
Thus, I am referring to residents of Canada, inside non-L.A., non-centre address would connote “second-
and outside Québec, for whom English is either their rater.” He would be considered a marginal filmmaker
mother tongue or their most frequently used acquired who couldn’t “make it” in the centre. Among successful
tongue. In general, the arguments I pursue here are re- Canadian filmmakers, David Cronenberg is among the
stricted to the situation in English-speaking Canada. very few who have been able to cultivate international
The case of popular television and constructions of reputations while remaining in Canada.
community in francophone Québec is a unique and, 13 Dallas Smythe, Dependency Road: Communication,
shall we say, “separate” phenomenon that is outside the Capitalism, Consciousness, and Canada (Norwood, NJ:
parameters of this paper. I am also retaining Anglo- Ablex, 1981).
Canadian spelling (e.g., neighbour). 14 See, in particular, Ben Bagdikian, The Media Monopoly
5 See table in appendix A in Seeing Ourselves: Media (Boston: Beacon Press, 1990), and Herbert Schiller,
Power and Policy in Canada, 2nd ed., ed. Helen Holmes Culture, Inc.: The Corporate Takeover of Public Expres-
and David Taras (Toronto: Harcourt Brace, 1996), sion (New York: Oxford University Press, 1989).
334. 15 Brenda Dalglish, “King of the Road: Ted Rogers’ Com-
6 Morris Wolfe, Jolts: The TV Wasteland and the Cana- munication Empire Is Growing. But Is He Building a
dian Oasis (Toronto: James Lorimer and Co., 1985), 78. Highway or a Monopoly?” Macleans (Mar. 21, 1994):
7 See Graeme Turner, Making It National: Nationalism 36 – 40.
and Australian Popular Culture (St. Leonards, Australia: 16 Collins, Culture, Communication, and National Iden-
Allen and Unwin, 1994), especially 119 –39. See also his tity, ix.
edited volume: Nation, Culture, Text: Australian Cul- 17 Turner, Making It National, 121. Turner draws on the
tural and Media Studies (London: Routledge, 1993). ideas of Anthony Giddens in The Consequences of Mo-
8 This dialogue was put into practice in a major gather- dernity (Stanford, CA: Stanford University Press, 1993).
ing of cultural studies practitioners from Australia, 18 Collins, Culture, Communication, and National Iden-
New Zealand, and Canada in 1993 at Griffith University tity, 329.
in Brisbane. 19 Paul Rutherford, “Made in America: The Problem of
9 Meaghan Morris, “Tooth and Claw: Tales of Survival Mass Culture in Canada,” in The Beaver Bites Back?” ed.
and Crocodile Dundee,” in The Pirate’s Fiancée: Femi- Flaherty and Manning, 280.
nism, Reading, Postmodernism (London: Verso, 1988), 20 Stuart Hall, “Notes on Deconstructing ‘the Popular,’”
241– 69. in People’s History and Socialist Theory, ed. Raphael
10 Seymour Martin Lipset, Continental Divide: The Values Samuel (London: Routledge and Kegan Paul, 1981), 232.
aniko bodroghkozy 587

21 John Fiske, Understanding Popular Culture (Boston: Television: Essays in Cultural Criticism, ed. Patricia
Unwin Hyman, 1989), 23. Mellencamp (Bloomington: Indiana University Press,
22 Rutherford, “Made in America,” 270. 1990).
23 Tamar Liebes and Elihu Katz, The Export of Meaning 33 Mary Jane Miller, Turn Up the Contrast: CBC Television
(New York: Oxford University Press, 1990), 4. Drama since 1952 (Vancouver: University of British Co-
24 Turner, Making It National, 10. Turner discusses “old lumbia Press and cbc Enterprises, 1987).
nations” and “new nations” and the construction of 34 Reid Gilbert, “Mounties, Muggings, and Moose: Cana-
identity in ways that suggest the Canadian and Aus- dian Icons in a Landscape of American Violence,” in
tralian dilemma are remarkably similar: “I regard the The Beaver Bites Back? ed. Flaherty and Manning, 186.
dominance of the ‘cultural purity’ model of national 35 This is a question Margaret Atwood has argued to be
identity as a trap laid for the new nations by the old na- at the heart of the Canadian literary imagination. See
tions: it proposes the old nations’ primacy, endowing her analysis of Canada-as-victim, Survival: A Thematic
them with a naturally coherent identity which throws Guide to Canadian Literature (Toronto: Anansi, 1972).
ours into negative relief as especially constructed and Her work is heavily indebted to Canadian literary critic
spurious. Of course, all nations are ‘constructed’—in- Northrop Frye and his book The Bush Garden (Tor-
deed, all forms of collective identity are culturally pro- onto: Anansi, 1971).
duced. The older nations, however, have more densely 36 David Taras, “Defending the Cultural Frontier: Cana-
mythologised histories from which explanations or le- dian Television and Continental Integration, in Seeing
gitimations can more implicitly emerge. The newer na- Ourselves: Media Power and Policy in Canada, ed. Helen
tions have to undertake the process of nation formation Holmes and David Taras (Toronto: Harcourt Brace Jo-
explicitly, visibly, defensively, and are always being vanovich, 1992), 176.
caught in the act— embarrassed in the process of con- 37 Manning, “Reversible Resistance,” 8.
struction. Traditional definitions of nationhood deny 38 Along with Nash, such down home broadcast luminar-
the legitimacy of such societies and of such processes” ies include David Suzuki, the late Barbara Frum, Lloyd
(122 –23). Robertson, Sandy Rinaldo, Peter Mansbridge, Patricia
25 Lipset, Continental Divide, 53. He draws on the obser- Wallin, Patrick Watson, Hana Gartner, Moses Znaimer,
vations of Frank Underhill, In Search of Canadian Lib- etc. Except for Suzuki, whose long-running cbc pro-
eralism (Toronto: Macmillan, 1960), 222. gramme The Nature of Things is syndicated on many
26 Frank E. Manning, “Reversible Resistance: Canadian American pbs stations, it is unlikely any of these names
Popular Culture and the American Other,” in The are known due south.
Beaver Bites Back? ed. Flaherty and Manning, 9. Man- 39 TV Guide [Montreal region] (Sept. 26, 1987): P-23.
ning died prematurely while this anthology was in 40 cbc clipping file for Street Legal: “Poor Ratings for
press. Tragically, Canadian cultural studies has lost a vi- Street Legal have Programmers Worried,” Toronto Star
brant and trail-blazing critic. (Feb. 6, 1987?).
27 Ibid., 19. 41 cbc Television Program Release dated November 28,
28 Linda Hutcheon, As Canadian as . . . Possible . . . Under 1986 in Street Legal clipping file.
the Circumstances! (Toronto: ecw Press and York Uni- 42 cbc clipping file: John Haslett Cuff, “Promising Legal
versity, 1990), 9. Series Could Lead the Way for Canadian Drama,”
29 Martin Knelman, “The Inner Networkings of sctv,” Globe and Mail (Oct. 8, 1988?).
Toronto Life (October 1983): 36. 43 cbc clipping file: John Haslett Cuff, “Taking it to the
30 Laura Mulvey explores, from a psychoanalytical frame- Sheets, Globe and Mail (Oct. 1, 1990?).
work, this notion of female double spectatorship in “Af- 44 cbc clipping file: John Haslett Cuff, “We’ve Grown Ac-
terthoughts on ‘Visual Pleasure and Narrative Cinema’ customed to Their Faces,” Globe and Mail (no date).
Inspired by Duel in the Sun,” in Visual and Other Plea- 45 The impact of the cuts to the cbc—and to Canada—
sures (Bloomington: Indiana University Press, 1989). are eloquently discussed in Wayne Skene, Fade to Black:
31 Bernard Ostry, “American Culture in a Changing A Requiem for the CBC (Vancouver: Douglas and McIn-
World,” in The Beaver Bites Back? ed. Flaherty and tyre, 1993). Despite raised hopes that the new Liberal
Manning, 36. government might be more generous with the Mother
32 John Caughie, “Playing at Being American,” in Logics of Corp, the current policies of Prime Minister Jean Chré-
588 hop on pop

tien and his cabinet have merely continued the Tory 61 cbc clipping file: Shirley Knott, “Trials and Tribula-
cuts. Thousands more cbc employees are due to be tions,” Broadcast Week (Nov. 5, 1994): 7.
laid off in the next few years. The current cbc presi- 62 Wendy McCann, “Out of Steam or Too Costly?” Mon-
dent, Perrin Beatty, is a former Tory cabinet member treal Gazette (Feb. 17, 1994): B5.
and does not appear to be particularly disposed to 63 cbc clipping file: Jim Slotek, “So Was It a Sneaky cbc
protest or challenge the inexorable dismantling of pub- Conspiracy?” Toronto Sun (Jan. 14, 1994). I can sympa-
lic broadcasting in Canada. thize with the fan’s complaint about Audience Rela-
46 Canadian Forum (March 1993). tions. In researching this article, I contacted the depart-
47 Linda Aisenberg, “Is This Ivan So Terrible?” TV Guide ment at the cbc Toronto Broadcast Centre about
[Montreal region] (September 23, 1989): 20. viewing audience letters related to the show. While the
48 cbc clipping file: Mike Boone, “Street Legal Season department has folders fat with letters for this, and
off to Shaky Start—Again,” Montreal Gazette (Oct. 7, presumably many other cbc programmes, scholarly
1988): C11. researchers have been denied access to this material—
49 cbc clipping file: John Haslett Cuff, “Taking the Law documentation of rich importance for historians want-
into Her Own Hands,” Globe and Mail (October 13, ing to pursue reception histories of the “public” broad-
1989?). caster. The most I was allowed was a perusal of the
50 Martin Knelman, “Legal Appeal,” Toronto Life (Mar. Street Legal clipping file. One can only hope for an
1993): 30. eventual reversal of policy.
51 Richard Ouzounian, “Overhaul of Street Legal a Disas- 64 cbc press release dated December 7, 1990, in Street Le-
ter,” Financial Post (Nov. 26, 1990): 44. gal clipping file.
52 Turner, Making It National, 115. In this discussion, 65 As this chapter went to press in 1996, Alliance was
Turner draws on Peter Hamilton and Sue Matthews, hopeful about working out a production deal with
American Dreams, Australian Movies (Sydney: Cur- broadcasters in Britain and other European countries
rency Press, 1986). where Due South has also been hugely popular. The
53 cbc clipping file: John Doyle, “Case Closed,” Broadcast show could possibly go back into production to be
Week (Feb. 12, 1994). Broadcast Week is the television screened in non-American markets for non-American
listings magazine of the Globe and Mail. viewers who, like Canadians, may find pleasure in con-
54 cbc clipping file: “So Long, Olivia,” Toronto Star [edi- structing their own meanings about the American
torial?] (Feb. 19, 1994?). Bay Street is Toronto’s ver- Other.
sion of Wall Street. The New Democratic Party (ndp) 66 The show’s online fandom is apparently quite active.
is Canada’s version of a socialist party. At the provin- It also has a grassroots fanzine, Even Steven, soliciting
cial level, the ndp ran Ontario with a majority gov- fannish fiction, poetry, and artwork. The show has
ernment for much of the time Street Legal was on also inspired “slash” fiction—fan-written stories about
the air. the homoerotic interactions of the two leading men,
55 cbc clipping file: Bob Remington, “T.O. Keeps Conde- Mountie Fraser and Detective Vecchio. When the series
scension Intact in Legal Eagle Show,” Edmonton Journal faced cancellation, fans coordinated a mass mailing ef-
(January 4, 1987): A20. fort to persuade cbs to reconsider its decision. Thanks
56 Having recently accepted a teaching position in Ed- to Henry Jenkins for this information.
monton, I plan to hone my own skills in creatively 67 Tony Atherton, “‘Stupid Idea’ Steals Ratings,” Calgary
bashing my former hometown. Herald (Nov. 2, 1994): D6. The article was reprinted
57 cbc clipping file: Tony Atherton, “Last Rites for Street from the Ottawa Citizen.
Legal Give cbc Show an Almost Perfect Ending,” Ot- 68 Hutcheon’s work tends to focus on irony within do-
tawa Citizen (Nov. 5, 1994): E6. mains traditionally considered “high culture” rather
58 cbc clipping file: Michael Valpy, “Chuck and Olivia than popular culture. Nevertheless, I find her argu-
and Leon and Alana,” Globe and Mail (Jan. 14, 1994). ments extremely useful in discussing the textual opera-
59 Ostry, “American Culture in a Changing World,” 36. tions of popular Canadian television.
60 cbc clipping file: John Doyle, “Street Legal,” Broadcast 69 Turner, Making It National, 115.
Week, (Jan. 18, 1992): 7. 70 Morris, “Tooth and Claw,” 248.
71 Ibid., 250. Wheels of Fortune:
72 Wendy McCann, “Canucks Cause Kerfuffle as New
Shows Beam South,” Winnipeg Free Press (July 27, Nation, Culture, and
1994): C8. “Kerfuffle” is a Canadianism meaning a stir
the Tour de France
or commotion.
73 Jim Bawden, “The South Shall Rise Again,” Starweek
(Mar. 2, 1996): 78. Catherine Palmer
74 By the way, Diefenbaker and King were two of Canada’s
most important and long-serving prime ministers in Even if there was another Chernobyl disaster twenty
the twentieth century. If called upon to list recent lead- kilometres from Paris, the Tour would still go on. The
ers of the United States’s most important trading part- race is unstoppable. You almost don’t need the riders
ner, most Americans would be hard pressed to come up anymore.
with any names beyond Pierre Elliot Trudeau. Large
—jean-claude colotti
numbers of Americans could not say who the current
prime minister is.
75 Tim Harper, “Hiring Policies Changing Face of Moun-
ties,” Toronto Star (Aug. 8, 1995): A1. As the article em- In the following pages, I examine the transforma-
phasizes, the rcmp is in the midst of an affirmative
tion of landscape that is accomplished by the Tour
action recruitment drive, strongly favouring female,
Native, and visible minority recruits.
de France; a bicycle race that occurs annually
76 Gilbert, “Mounties, Muggings, and Moose,” 187. in July, dramatically impacting upon the social
77 Brian McKenna, “Mountie Always Gets His Laughs,” and symbolic territory of France. Given that this
Vancouver Sun (Jan. 19, 1995): C10. “mega-event” 1 involves a capital investment of
78 Turner, Making It National, 117. some 150 million francs ($40 million), requires
79 For theorizing about the need for popular relevance in a cast of thousands, and mobilizes cultural and
order for mass media texts to be taken up by differently
commercial resources on a scale without prece-
situated social formations, see Fiske, Understanding
dent, unraveling the range and reach of its impact
Popular Culture.
80 Jane Stevenson, “Cross Border Hit Due South Rushes is beyond the scope of any single ethnographer.
for More Shows,” Montreal Gazette (Dec. 3, 1994): D11. This chapter thus focuses on one dimension of the
81 Richard Helm, “‘Studly Do-Right’: Paul, Paul, He’s Our Tour, namely the cultural consequences that are
Man Catching U.S. Viewers Like No Canadian Can,” effected by it as it moves across France. By paying
Calgary Herald (Jan. 11, 1995): B6. particular attention to the role that consumer ac-
82 Hutcheon, As Canadian, 19. She refers to Wayne Booth’s tivity plays in the restructuring of symbolic and
A Rhetoric of Irony.
territorial landscapes, I look at the various ways in
83 Fiske, Understanding Popular Culture, 36.
which the Tour de France—and France itself—
84 For an autobiographical discussion of my own in-be-
tween-ness as a popular culture scholar and a Cana- are socially constructed. The extreme commercial-
dian, please see my contributor’s statement in this vol- ization of the event presents a range of images of
ume. “Frenchness,” out of which consumers can con-
85 Sheelah D. Whittaker, “Canadian Programs are the struct an enduring cultural identity. As I develop
Cod Liver Oil of tv,” Canadian Speeches (March 1990), in this chapter, the Tour de France involves a deep
56. Whittaker was president of Canadian Satellite Com- transformation of everyday life that is inextricable
munications, Inc. and delivered this speech to The Em-
from the practices of consumer activity.
pire Club of Canada.
Before expanding this argument ethnographi-
cally, there is some preliminary theoretical terri-
tory to negotiate. The emphasis placed on the cen-
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tral role of consumerism in transforming national culture vis-à-vis the Tour de France is a key point
culture points to a need to shift the focus of an- of entry to the main theme of this chapter, namely
thropology (and other social sciences) so as to that the Tour de France dramatically alters land-
take into account the climate of postmodern scapes and territory as it moves around France.
times. While the relationship between nation and The logical progression from this assertion is
culture has been a longstanding concern for an- to develop the argument that far from being
thropologists, the increasingly media-rich and pre-given and inalienable—there simply to be
commodity-replete nature of social life in the late traversed—landscape and territory are socially
twentieth century offers an unprecedented range constructed and are the product of sustained in-
of possibilities for exploring this association. The volvement and accomplishment by those who live
ubiquity of the media, and the sheer quantity of in the nation. As Bender recognizes, “landscapes
commodities which circulate in contemporary so- are created by people—through their experience
ciety, provide a new set of provisions for articulat- and engagement with the world around them.” 4
ing identity. Through their ongoing encounters The landscape of France is repeatedly worked
with goods, commodities, and the media, con- upon by the producers and consumers of public
sumers are continually presented with, and pro- culture to yield a range of narratives that are
duce for themselves, images of their nation. brought into being and progressively elaborated
While social agency remains central to the con- by the Tour de France. Its annual return provides
struction of national identity, it is now mediated a particularly compelling account of the ways in
by consumer involvement.2 This being the case, which the spatial landscape of France is con-
anthropologists must focus their attention on structed by social relations. In moving around the
those sites of experience which are saturated by country, the Tour presents an unfolding cartogra-
commercial activity, for it is here that members of phy that ultimately fetishizes France by defining
nations collectively produce versions of them- her composition, aesthetic, and ambience. The
selves. As Peace recognizes, there is a “need to es- Tour reorders, reframes, and restructures the cul-
chew the cliché ridden, metaphor replete formu- tural territory of France; it gives the landscape
lae which reify national cultures and national a life of its own. Through commercial activity
identities to the point of inaccessible abstraction. particularly, the Tour capitulates and reinvents a
The analytical focus must shift toward the ethnog- particular social map of France; a specific con-
raphy of events, processes and encounters.” 3 It struction of “Frenchness.” As I elaborate in the
is precisely the collective and commodity-rich following pages, the Tour de France provides a key
nature of contemporary ceremonies, be they rock site, albeit one of many, at and toward which new
concerts, art expositions, or sporting contests, trajectories for nation building can be articulated
that provides valuable data with which to orient and directed.
ethnographic inquiries into “national identity.” At This chapter has two concerns: First, to trace
these events, consumers are provided with a spe- the Tour as it transforms the spatial landscapes it
cial opportunity to work through what it means to encounters and, second, to elaborate the ways in
belong to a nation. As I demonstrate in this chap- which this social mapping of France promotes
ter, the national festival of the Tour de France pro- particular imaginings of the nation. In packaging
vides a fine example of the interpretive potential and presenting France through a range of stock
that grand-scale events can hold for reading images of national identity, the country is invested
culture. with style, flair, and sophistication; attributes of
My emphasis on the central role that con- “Frenchness” that are reinforced by the annual re-
sumerism plays in the transformation of public turn of the Tour. Being French is distilled in com-
catherine palmer 591

mercial activity, and the Tour de France provides licly French. The stage villages that the Tour de
an ideal site from which to attempt a reading of France visits provide a succession of sites for the
this construction. “cultural praxis of national identity.” 5
It is at this juncture that I raise an important
methodological issue: the material that I have as-
The Calm before the Storm
sembled here is drawn from my fieldwork between
Before addressing the representations of French- June 1993 and August 1994. During this time, I saw
ness that are articulated by and through the Tour, two Tours de France. The first I spent as a guest of
it is necessary first to provide some sense of the sbs Australia, traveling virtually the entire race
commercial activity that enables and inspires with the television crew. The second I spent im-
these imaginings of national identity. The Tour mersed in French appreciations of the race; read-
brings to France a barrage of media personnel and ing about it in papers, watching it on television,
an avalanche of commercial activity which trigger and talking about it in bars, cafés, post offices, and
a manifest transformation of her social and spatial laundromats. One week of this second Tour I also
landscapes. To illustrate the capacity of the Tour to spent with the Festina professional cycling team.
redefine territory through consumer intervention, In between Tours I was most immediately con-
I pay particular attention to the transformation of cerned with the actions and interactions of those
those stage or host villages that oversee the arrival cyclists living and riding in the département of
and departure of each of its daily stages, for it is Isère and the neighboring ones of Savoie, Haute-
these villes-étapes that most notably bear the brunt Savoie, and Hautes-Alpes. Most of my fieldwork
of its power. By sustaining a veritable pummeling was conducted in this far eastern corner of France;
from the Tour, the stage villages that it visits serve participating in daily cycling excursions to a range
to spatially record the history of the event through of towns including Villard-de-Lans, Serre Cheva-
the rich tapestry of social relations that unfurl in lier, Alpe d’Huez, Bourg d’Oisans, Val-Thorens,
each town. Moûtiers, and Cluses—those stage villages in
My privileging of the ville-étape to highlight Isère and in neighboring départements that wel-
the effects of the Tour upon France is not to deny comed the Tour in 1993 and 1994. While the em-
its impact upon other towns, nor is it to deny that phasis in this chapter is on the relationship be-
towns and villages exist independently of the Tour tween nation and culture as articulated and
de France, for like all communities, they are in- commodified by and through the Tour de France,
volved in a daily process of self-construction. Cer- it comes out of my sustained involvement with lo-
tainly, the Tour operates as an imperative cultural cal cycling lives.6 As I elaborate in the following
force when moving throughout the country, how- pages, national identity is mediated by local ex-
ever its social, economic, and political ramifi- periences, and regularly riding to the aforemen-
cations are most obvious for those towns that host tioned places enabled me, with my fellow cyclists,
its arrivals and departures. It is in response to to witness their progressive transformation as they
these social, political, and economic influences prepared for the arrival of this national festival. By
that indigenous actors—be they spectators, shop undertaking periodic cycling excursions to these
owners, or local dignitaries—articulate their im- stage villages it was possible to trace their system-
pressions of the Tour in France. Host villages most atic reconstruction as they prepared for the arrival
obviously (although, of course, not exclusively) of the Tour de France.
provide a stage upon which local actors can do While I do not propose to provide a compre-
some highly interpretive, culturally constitutive hensive description of these towns prior to the ar-
work on being both proudly parochial and pub- rival of the Tour de France, there are, nonetheless,
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certain features that make their encounter with the conditions, can function as a medium for objecti-
Tour all the more remarkable. While stage villages fying the nation,” 7 and the flurry of media activity
can be major metropolitan or urban centers such that surrounds the Tour de France provides many
as Bordeaux or Montpellier, those in Isère and the examples of the ways in which commodities can
neighboring départements are characteristically produce new cultural trajectories for a nation.
small, provincial towns, often betwixt and be- In the month before the event, television, radio,
tween alpine serenity and the incursions of con- and newspaper advertising becomes increasingly
sumer culture. Alpe d’Huez, Serre Chevalier, and Tour-oriented. Every conceivable product or bus-
Val-Thorens are custom-built ski resorts, while iness is given a second use value: to promote the
Bourg d’Oisans and Villard-de-Lans are market Tour de France. For the 1993 Tour, for example,
towns which service the smaller communes dotted télécartes and a special issue of the 100- and 500-
throughout the Massif de l’Oisans and the Massif franc note feature the faces of past Tour greats,
du Vercors; key mountain ranges in the regional while a set of commemorative dinner plates, made
topography. Although small in size, these villes- in conjunction with Michelin Maps, is embossed
étapes remain parochial landmarks that provide with the route for that year. A survey of advertise-
key sites for the production, distribution, and, ments in the French popular press reveals that
above all, the consumption of cultural products Coca-Cola becomes “la boisson officielle du Tour
associated with the Tour de France. The villes- de France,” Festina watches are now “les chrono-
étapes throughout Isère and elsewhere represent métreurs professionnel,” while France 2/3 Télévi-
important places at which to manufacture and sion defines itself as “l’image du Tour” when fea-
sustain, through the agency of the Tour de France, tured in newspapers such as Le Dauphiné-Libéré
a particularly commodified representation of the or Le Parisien. Television advertising is similarly
country it embodies on a national level. packaged to promote the Tour. In one commercial
The calm air of alpine serenity that character- for the Quick hamburger chain, a young girl is
izes life in Isère and neighboring départements is featured riding her bicycle into a Quick restau-
shattered as the arrival of the Tour de France be- rant wearing the distinctive red-and-white polka
comes increasingly imminent. From the month dot jersey of the King of the Mountains. The text
of May onward, both cultural and commercial which accompanies the widely screened commer-
landscapes are razed and replanted with the seeds cial for the then newly released Coupé and la
of the Tour de France. An enormous swath of con- Punto Cabrio models of Fiat cars reads: “Cette an-
sumer activity precedes the Tour, which, once put née, avec 47,7km/h de moyenne nos croma ont
in place, then leaves the landscape “pure” for the battu un record. Rouleur au ralenti sous un soleil
race action itself. The order in which the Tour un- de plomb, pendant des heures, descendre le col
folds is a theme I will pick up on shortly, but d’Izoard à la poursuite d’un coureur échappé à 120
suffice it to say here that the coming of the Tour km/h, puis attaquer la montée d’Isola 2000 à fond
triggers a period of high consumerism in which its de seconde. Nous remercions donc les hommes
imminent arrival is elevated to a position of pre- du Tour, et surtout les coureurs, qui nous per-
eminence in the material concerns of daily life in mettent chaque année d’aller un peu plus loin.
France. The iconography of the everyday is sur- partenaire officiel du tour de france.” 8
rendered to the Tour. Most notably, a veritable The semiotics of this text are easy to decode: at-
flood of advertising saturates the prosaic backdrop tempting to follow the riders in the Tour de France
of routine life with images of the Tour de France. has given Fiat a nationwide test track for its cars.
As Foster notes, “any commodity, under certain Commodity fetishism lies at the heart of the inter-
catherine palmer 593

pretive structure of all advertisements, and this ners are endorsed by the Chazal racing team, while
one is no different. Here the Tour is granted with brands of fruit juice and soft drinks are similarly
the powers of being and doing. Thanks to the Tour supported by other teams including WordPerfect
de France, these cars have become better than and gb-mg Boys.
ever. If it was not for the descent from the Col Given the sheer quantity of images to choose
d’Izoard or the climb to Isola 2000, then Fiat from, it is interesting to note which goods and
would not be able to showcase the stylish han- icons are selected to promote the Tour, and which
dling of its Coupé and Punto Cabrio. The Tour de are ignored. The privileging of certain commodi-
France has injected new life into Fiat; it has created ties over others provides an index of national
opportunities for which advertisers are publicly identity in which the selection of certain images
grateful. Supporting newspaper advertising picks reflects salient national archetypes. As Braudel
up on this notion of commercial reciprocity: the notes, “a nation will consistently recognize in itself
closing sentence in one advertisement reads: “Le certain stock image.” 12 Most notably, the theme
Tour de France aime Fiat, Fiat aime le Tour, la of sophistication—in both fashion and tech-
Grande Boucle est bouclée.” 9 As Goldman notes: nology—is repeatedly amplified by the media.
“A dialectic of interpretive contestation and ideo- Television commercials and newspaper advertise-
logical reincorporation unfolds in a commodity ments for France Télécom and France 2/3 Télé-
culture.” 10 vision elaborate the hi-tech vision of France,13
While the increase in media coverage is not, in while the esteemed virtues of beauty, finery, ele-
itself, peculiar to stage villages—indeed, it is na- gance, and physical perfection are espoused in ad-
tionally omnipresent—the incorporation of con- vertisements for everything from cars to perfume.
sumer products into everyday streetscapes is. The In one series of television advertisements for
landscape of a host town is peppered with images Chanel No. 5, a woman, dressed in the style of haute
from the Tour. Billboards, posters, advertising in couture, exudes luxury and elegance. With blood-
bus shelters, and promotions in store windows are red lipstick, glittering jewelry, and no doubt smell-
all dominated by representations of the Tour de ing like a million bucks, she embodies the stereo-
France: clothing shops hang cycling uniforms on type of a chic and sophisticated France.
their mannequins, and the cover sheets from old When promoting the Tour de France, advertis-
editions of L’Equipe 11 are included in the window ers employ a similar range of iconic images which
displays of tabacs and cafés. Even haberdashery perpetuate the notion of a sophisticated and sexy
and lingerie stores get in on the act, with lengths of France. As in most Western commodity cultures,
material draped over bicycles and scantily clad la pub in France trades on the maxim that “sex
models posing across their bikes. Corporations sells.” When advertising everything from sun-
such as Coca-Cola and gan Assurances offer pro- screens to telephones, romantic and sexual imag-
motions and special deals, while Crédit Lyonnais ery is customary. Cellular phones from Motorola
touts itself as “la banque du maillot jaune.” Casto- are the ideal way to say “je t’aime,” Cacharel is “the
rama features “yellow jersey specials,” and Super- forbidden fragrance,” while Tendre Poison is ad-
marché Champion, the pmu, Bricomarché, and vertised as a “playful and seductive” perfume. In
Bosch all shape their advertising campaigns in both print and electronic media, thin, languid,
terms of the Tour de France. The most mundane and semi-naked bodies abound, with doubles en-
of commodities are used to promote the Tour, tendres plentiful. A television advertisement for
with groceries in supermarkets being incorpo- Perrier mineral water, for example, features a fe-
rated into this commodity bricolage. Frozen din- male hand with long red talons caressing the neck
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of a bottle. Above the steamy soundtrack, punctu- tured as Tour space. Prior to its arrival, the race or-
ated by heavy breathing, the bottle begins to grow ganization La Société du Tour de France submits
until it blows its top; an unashamed allusion to a detailed report on what transformations need
ejaculation. Such images grace French screens and to be made, right down to how many tables and
pages on a daily basis, confirming the centrality of chairs, flower bouquets, and telephone lines will
sex to imaginings of a general “French cultural be required. When the race arrives, bollards, sign-
style.” 14 posts, benches, and rubbish bins are taken out for
In promoting the Tour de France, the populist the time that the Tour spends in a stage town. In
press trades on both the sensuality of cycling and Moûtiers in 1994, it was decided that the road sur-
the sophisticated nature of French society at one face would be a hazard for the riders, so local
and the same time. A newspaper advertisement, officials roughened the surface of the cobblestones
again for Fiat cars, features a woman, clad in eve- in the finishing straight to provide the necessary
ning wear and a pearl necklace, drinking out of a grip, while in Montluçon in 1993, the town was
bidon and wearing a pair of cycling gloves. The ac- ordered to take up fifteen traffic islands and
companying text reads: “l’élégance, c’est savoir roundabouts.
faire les choses les plus folles et les faire jusqu’au The physical transformation of urban space by
bout. Personne ne sait si l’auteur de cette défini- the Tour de France is striking as entire towns be-
tion était un amateur de cyclisme, toujours est-il come engulfed by the race. Common garden areas
qu’elle convient admirablement aux héros du metamorphose as the Village Départ, car and fur-
Tour.” 15 The juxtaposition of cycling and elegance niture showrooms become the salle de presse, and
in this advertisement is striking—a common soccer pitches and rugby grounds are turned into
strategy when packaging and promoting the Tour helicopter landing pads. Differently colored ar-
de France for popular consumption. Similarly, rows strategically placed throughout the town di-
tourist pamphleteering exploits sexual imagery in rect the media and other vehicles toward the finish
the selling of the Tour de France. Publicity bro- area. Press cars park haphazardly on the footpaths
chures for the stage finish at Serre Chevalier—le and technical vehicles scream recklessly through
Toit du Monde invited one to “monter au septième the streets. In Cluses, a few shoppers grumble and
ciel,” to climb to seventh heaven—while one one elderly woman shakes her fist at the latest
women’s magazine featured the young French rid- driver to jump the curb. He just smiles back,
ers Richard Virenque and Jacky Durand in a pic- knowing full well that the bicycle race comes first,
torial spread entitled “les mecs à saut,” literally far ahead of such mundane concerns as being able
“guys to jump.” In each example the sexual con- to pass on the footpath. The entire landscape of a
notation is explicit, reinforcing the carnal and he- town is transformed by the presence of the Tour.
donistic nature of life in France. Streets are closed off, traffic is diverted, and barri-
cades are erected, marking the route of the riders
through the town. To quote Jean-Marie Leblanc,
Transformation of Place and Space
the Directeur Général du Tour, “We close towns
The flood of Tour-oriented media advertising that for a living.” For one stage finish in 1994, the fun-
saturates a stage village gives way to a transforma- nel-shaped church in the ski resort of Alpe d’Huez
tion of place and space as the encounter between was converted into the press room. Nôtre Dame
the traveling circus and the ville-étape draws des Neighs was probably the only church where,
near.16 A town awaiting the race is totally restruc- for one day of the year at least, there were ashtrays
catherine palmer 595

in the nave and a bar in the vestry, and where, as with one’s neighbor in the beer tent, all conversa-
local opinion has it, an organist was asked to leave tions stop and all enthusiasms are redirected
because he was disturbing the journalists’ concen- toward the race action the moment Daniel Man-
tration. In every possible way, “normal” life is sus- geas, “the Voice of the Tour,” announces that the
pended or displaced to accommodate the “abnor- riders have entered a town. For all its extrava-
mality” of the Tour de France. gances, the transformation and commercializa-
In each stage village, a range of sites is provided tion of space by the entourage of the Tour is no
from which to experience the enormous and ever- more than a necessary preface to the arrival of the
expanding nature of the Tour de France. In ad- riders themselves.
dition to permanent bars and cafés, food and The order with which the package of the Tour
drink stalls are set up selling overpriced Kronen- unfolds is critical, for having dispensed with com-
bourg, Coke, and Evian and, in merchandise stalls, mercial activity, the road is then left clear, literally,
t-shirts, windbreakers, pullovers, posters, mini- for the riders to enact a contest that is surely one
bicycles, maps of the route, videos, bottles of com- of unsurpassed sporting authenticity.17 As the rid-
memorative wine, and copies of team jerseys, in- ers descend upon a stage town, the “mega-event”
cluding le maillot jaune, can all be bought and becomes the territory of “mega men.” The flood
flaunted as evidence of participation in this su- of advertising, the removal of street signs, the
premely entrepreneurial event. Around these takeover of hotels and restaurants, and the sheer
stalls, a veritable army of workers busy themselves extravagance of the publicity caravan, set the stage
by erecting scaffolding, placing portable toilets, for the arrival of the riders—the central actors—
and installing tiers of seating in anticipation of the and their supporting cast of team managers, driv-
swell of people that will wash over the stage village. ers, soigneurs, and publicists.
In keeping with the commercial carnival of the As the prime performers, the riders get the
Tour, pubs and clubs offer Tour promotions such biggest reaction when they descend upon a stage
as cheap drinks and half-priced entry passes. After- village. The repeated cry of “allez! allez!” echoes
dark activities include street parties, fireworks dis- throughout the stage town as the riders race to-
plays, and concerts by prominent French and in- ward l’arrivée. When they appear in the finishing
ternational artists such as Jean-Michel Jarre, Roch straight, the thousands of fans pressed into this
Voisine, and d:ream. The restructuring of a ville- section of roadway beat their hands against the
étape to accommodate not only a vast number of barricades that keep them from spilling into the
Tour workers but also their sound systems, light- road. The din is deafening and crescendic, climax-
ing rigs, stage scaffolding, and fireworks detona- ing in an explosive roar of approval and applause
tors demonstrates the transformative capacities of as the jostling sprinters surge across the finish line.
the Tour to impact upon territory by annually in- Place and space as customarily imagined are rein-
troducing a complex web of interlinked social re- stalled, barricades and scaffolding are dismantled,
lations to new (and old) regions of France. and the start and finish areas, the television com-
While the range of sites from which one can ex- mentary boxes, the race jury headquarters, the
perience the Tour de France is indeed diverse, the medical center, and the portable toilets are all re-
arrival of the riders refocuses the gaze that the moved. Even the row of Fiat logos stenciled onto
transformation of place and space disperses. the finishing straight are blasted off with a high-
Whether perusing the merchandise stalls, ogling pressure water hose. The riders are now elevated
the scantily clad publicity girls, or “talking Tour” to a position of symbolic preeminence in the un-
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folding order of the Tour de France. Interviews assumptions of the French as being stylish, exu-
with the winning riders and the key players in the berant, and xenophobic are borne out in the an-
day’s racing become the main focus, with televi- nual return of the Tour de France. The Tour is a
sion and radio commentaries being presented distinctly French focus of distinctly French inter-
from the finishing straight, the commentator of- ests, and it is when articulated through commer-
ten appearing breathless and windblown, as if to cial activity and media coverage that these cultural
simulate the frenetic pace of the race itself. The traits become most pronounced.
Tour has a building momentum that culminates The recognized ability of the Tour to produce a
with the arrival of the riders themselves. social cartography of France is of special note
when detailing French appreciations of the Tour
de France. As de Certeau notes, “any map is a ma-
Mapping France
nipulation of space,” 18 and it is the ways in which
So far, this chapter has focused on the commer- the Tour manipulates the map of France that con-
cialization of place and space that the Tour de tribute to the making of a distinctive social reality.
France brings to and imposes upon stage villages. Through the annual return of its emblematic bike
By paying particular attention to the towns that race, France is constructed through a range of
the Tour visits in Isère and neighboring départe- complementary cartographies against or through
ments I have shown the ways in which it recasts which the elaboration of French national char-
spatial landscapes in new cultural and commercial acter can be done. The Tour provides a map of
terms. While the ways in which commodities and France, drawn anew daily, which engages its fol-
advertisements are employed and fetishized to de- lowers in a variety of ways through which com-
note a ville-étape as Tour territory provide a com- mitment and belonging to the nation can be con-
pelling account of the transformative capacities of ferred. The various narrative threads produced in
the Tour de France, they also provide an indispen- commercial and media activity come together in
sable means of articulating a particular French the one race, the one nation. It is my aim now to
cultural style. The absence of traditional rituals of identify and elaborate the dimensions of this na-
national representation—there are no national tional map of France which are constructed and
colors, no national flags, and no national an- negotiated by the Tour de France.
thems—mean that those who follow the Tour’s The physical movement of the riders and their
progress in France must draw upon other re- entourage across the countryside provides the first
sources to articulate their cultural identity. It is grid in this Tour-mediated map of France. The
through reading, interpreting, and reappropriat- progress of the Tour around France is clearly
ing the icons used to promote the Tour de France charted. In its daily coverage, L’Equipe features
that this is most consistently done. The remainder a “progress to date” map, while tourist offices,
of this chapter is thus concerned to examine the tabacs, and cafés post the expected times that the
Tour de France as a key site for both the com- race will pass through the various towns and
modification and the consumption of national villages on its itinerary. When it moves into each
culture. Drawing on the ethnographic terrain cov- new pays, the local newspaper prints a listing
ered when examining the transformation of place of the roads that will be closed as the race steams
and space, this chapter now looks at the ways through. While the progress of the riders is
in which the blitz of media activity that accompa- charted by media sources, it is also mapped by the
nies the Tour supplies a range of images and rep- strategic placement of personnel along the course.
resentations of “being French.” The customary Road closures, for example, are policed vigilantly,
catherine palmer 597

with a gendarme covering every crossroad to en- not exist without the media: it is an event induced
sure that no unauthorized personnel stray onto by the media and by which the media are seduced.
the course. France as a territorial construct is now Journalists from just about every major sporting
the hostage of the army of workers who ensure the newspaper and magazine in the world fill the Tour
safe passage of the Tour de France. Local roads be- village, mobile radio stations carry the race into
come national roads, the Tour’s intended takeover the homes of people in Bogota, Madrid, Adelaide,
clearly stated to the public. According to Didier, and cities worldwide, while television networks
an Isèrois cyclist and part-time pompier who has from the United States, Japan, England, Australia,
marshaled several Tours, “when we see the pilote and of course, France, transmit their images
we know that the right of way is given to every car around the world. While the “global ecumene”
carrying a Tour sticker.” 19 Such expressions give within which these images circulate warrants dis-
voice to the power of the Tour to transform the cussion in itself, the concerns of this chapter
landscapes of France. Roads, streets, and other lie elsewhere.22 I am more interested in the ways in
territorial features are recast as Tour space. The which the French media coverage both constructs
landscape of France becomes an “ethnoscape”; “a and confirms particular messages and motifs
landscape of persons” 20 that is totally dependent of national belonging, for as Hargreaves notes,
on social relations for its geographical definition. “a sense of unity, conferred by the feeling of be-
France as territory does not exist without the longing to the nation, cutting across class, ethnic,
agency of individuals. It is not a neutral spatial gender and other loyalties, is perhaps the very
grid, but a space charged with cultural salience linchpin of a hegemonic system, and the media
which is made visible by the extravagant excesses are, arguably, the most important instrument of
of the Tour de France. reproducing national unity today.” 23 Despite the
Of course, the movement of Tour personnel internationalism of media personnel and sources,
could not be charted if it were not for the inescap- the Tour de France exists as a uniquely French
able involvement of the media in packaging, pro- event in that the media coverage provided in
moting, and presenting the Tour de France. The France offers, for those who reside there, a range
progress of the riders throughout France consti- of national (and transnational) character types
tutes one dimension of the cartography of France through which they can constitute a distinctive
that is augmented and amplified by the intense cultural presence. The vast communications net-
media coverage that the Tour receives. The in- work which carries the Tour around the globe
escapability of television, radio, and newspaper does not diminish the ability of the French media
coverage produces another cartography against or to foster a particularly insular view of national im-
through which the elaboration of French national portance, for those who receive these images ulti-
character can be done; a landscape of people exists mately control their interpretation in ways that
alongside a landscape of images which are rou- reflect salient national archetypes.
tinely negotiated and appropriated in ways that As detailed elsewhere, the media in Isère
reflect national identity. As Blair et al. note, “the and neighbouring départements are intensely pa-
media take aspects of sporting competition and rochial, emphasizing local events over national
reconstitute them into a wider cultural and ideo- ones.24 However, the horizons of media con-
logical construction of national stability.” 21 sumers are significantly broadened with the ar-
Considering the role of the media is unavoid- rival of the Tour de France. On the first Saturday
able in any discussion of a sporting event and the in July listeners tune into Radio Tour, which
Tour de France is no exception. The Tour could is transmitted across France, while supporters
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now read L’Equipe in preference to Le Dauphiné- rus et 10 millions de téléspectateurs, ça fait 2632
Libéré; as Laurent notes, “I feel like I know what is téléspectateurs au km. 120 techniciens, 25 caméra-
happening wherever the Tour is in France.” The men, 22 journalistes qui parlent alors que 180 cour-
standardization of media coverage across the na- eurs pédalent pour 3800km de route, il faut 80
tion functions to mediate the partial and provin- heures de retransmission en direct et 3 rendez-vous
cial nature of regional media sources. The local quotidiens. Finalement, à quelques détails près, le
becomes national, with followers, irrespective of Tour de France est une véritable histoire de vélos.
where they reside, all receiving the same informa- France Télévision . . . le plus grand terrain de
tion. And they receive vast quantities of informa- sports” 26 As detailed in this advertisement, a vast
tion: television coverage alone attracts between 3.3 cavalcade of personnel and technology are intro-
million and 4.6 million viewers who tune in daily duced to the territory of France when charting the
for the live finishes. Broadcasting begins en direct Tour’s progress around the nation. The distribu-
at midday and continues uninterrupted until 9 tion of media personnel, and the images that are
p.m., alternating between the channels of tf1, created by them, comprise what Appadurai defines
France 2, and France 3. Highlights from the stage, as a “mediascape”; an environment in which events
interviews with the riders, and excerpts from are experienced as a “complicated and intercon-
Vélo-Club are packaged for late-night programs, nected repertoire of print, celluloid, electronic
giving a perpetual, inescapable quality to the Tour. screens and billboards.”27
Radio and newspaper coverage are equally com-
prehensive. Europe 1 Radio Tour is broadcast
One Race, One Nation
across France, providing live commentary as the
events of the Tour unfold, and the circulation of The effect of the unfolding and overlapping car-
L’Equipe is estimated at over 500,000 copies for tographies that are designed and traced by both
each of the twenty-three days of the Tour. Like all the riders in the Tour de France and the media
“media events,” the coverage that the Tour de personnel who chart their every movement is to
France receives is monopolistic in that “all chan- produce an “imagined community” in which the
nels switch away from their regularly scheduled members of the nation-state of France are bound
programming in order to turn to the great together by shared cultural imaginings of same-
event.” 25 In doing so, they compel viewers to tune ness.28 Popular sentiment particularly reflects the
into the Tour. The unanimity of the networks in ability of the Tour de France to unite the nation as
presenting the same event underlines the worth, one: Jean-Luc, a rider in Isère maintains, “it is a
even the obligation, of viewing. race that we all have in common. It is a commun-
The sheer volume of media coverage is ac- ion between us that has lasted since the time of
knowledged by the media themselves and incor- Maurice Garin.” 29 Whether watching the race
porated into advertising campaigns to comprise from a vantage point along the route, reading
yet another dimension of the Tour-mediated car- about it in the newspaper or discussing it in a bar
tography of France. A four-page newspaper ad- or a café, the annual return of the Tour connects
vertisement for France 2/3 Télévision charts the people in ways that customary links cannot. “The
comprehensive mapping of France by the me- triumph of the Tour de France” is, as Vigarello
dia: “Pour suivre 180 mecs qui ne pensent qu’à notes, “the image of a France unified by the soil,
s’échapeer, il fallait bien 9 motos, 40 voitures, 6 stronger, without a doubt, than the France unified
cars-vidéo et 3 helicoptères. Avec 3800km parcou- by language or morals.” 30
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The idea of the nation as one is the leitmotif par ternalization of meaning in such a way that people
excellence of the Tour de France. The populist me- can communicate with one another without being
dia pick up on the power of the Tour to unite mul- in one another’s immediate presence; media are
tiple personnel across multiple registers of in- machineries of meaning.” 33 The media products
terpretation. An article in Le Parisien on July 24, which are routinely appropriated by consumers do
1994, describes the Tour as producing “une France not disappear when the consumer enters a new
réconcillée,” while an advertisement for France 2/3 cultural space; they circulate within a wider system
Télévision in the same newspaper announces: which people move in and out of. The importance
“France 2/3 Supervision. Super! La boucle, encore of social agency is again stressed, for it is when
plus grande sur France Supervision, l’arrivée du working with media texts that one’s sense of be-
Tour comme si vous y étiez.”31 Journalists from longing to a community or a nation is both felt and
L’Equipe adopt phrases such as “all of France is expressed. While cultural membership in France is
speaking of Virenque,” “a nation rejoices,” or “a formalized and institutionalized at the level of the
nation is plunged into despair” when reporting on State, it is in the everyday encounters with adver-
the unfolding events of the Tour de France. If, as tising, goods, and media products where this
Anderson suggests, the nation is an imagined imagining is most consistently done.
community, then the media play important roles Indeed, the media offer a key mechanism by
in the process by which this community is con- which to fabricate a sense of cultural unity out
structed. The sheer inescapability of the media of massive regional diversity. As Braudel writes,
provides an “arena in which individuals who have “France is a “dazzling triumph of the plural, of the
never met, can feel part of a wider community.” 32 heterogeneous, of the never quite the same, of the
The ubiquity of the media, particularly advertis- never quite what you find elsewhere,” 34 and it is
ing, provides an important basis for interaction precisely this variety that the movement of the
when the Tour comes to France. Tour around France magnifies. While there are
The Tour de France provides a fine example of major cycling Tours in most European countries,
not only an imagined community, but also ways it is the Tour de France that consistently employs
of imagining community. The circulation of com- geographical variations for dramatic advantage.
modities and media images are constituent fea- In mapping France, the Tour both exploits the
tures in this process. When people interact with geographical features of individual regions and
the goods on sale in the merchandising stalls, links each with France at large. National identity is
discuss the events as reported in L’Equipe, or mediated by local experiences to construct the na-
buy the products endorsed by the professionals tion as one; a nation that is built out of geograph-
(among other things) they share a sense of being in ical and cultural diversity. Described by Vigarello
common, of a “we-ness” despite their dispersal as a “valorization, above all, of the landscape,” the
throughout France. A person in Grenoble can have Tour de France is the perfect showcase for cultural
a sense of familiarity when in Bordeaux or Paris, and regional diversity.35 The tranquility of the
for he or she is surrounded by the same advertise- Alps stands in opposition to the urban landscape
ments, listens to the same radio personalities, and of Paris, the dramatic coastline of Brittany is most
watches the same television programs when mov- pronounced when compared to the lapping
ing between these very different sites of experi- shores of the Mediterranean, and the single-story
ence. As Hannerz notes: “The defining feature of whitewashed villas of Rousillon are distinctive in
the media is the use of technology to achieve an ex- opposition to the gaudy high-rise complexes that
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line the Côte d’Azur. The climate and terrain of the finish line, draws attention to Normandy’s
each region presents its own individual character, dairy industry. Commemorative bottles of wine
which is elevated by virtue of global media cover- are used to mark the passage of the Tour through
age to a position of international prominence. As Villard-de-Lans, and artwork on t-shirts, coffee
the Tour moves across the countryside, it high- mugs, cigarette lighters, cufflinks, refrigerator
lights the contrasting landscapes of France; it con- magnets, and postcards, among other things, are
structs a variety of “Frances” for popular con- used to highlight individual regions. Far from the
sumption. national simply swamping the local, the annual re-
The cultural and geographical diversity of turn of the Tour de France opens up a range of
France is, of course, made most visible by the me- spaces through which locals can articulate their
dia. As the Tour unfolds, a range of new archetypal identity vis-à-vis the national.
images are highlighted, the cumulative effect pro- The tourist industry particularly picks up on
ducing an enduring pattern of Frenchness. Each these impressions of regional identity, incorporat-
day the television program Autour du Tour features ing them into brochures and pamphlets. The var-
a segment entitled “La Découverte de la Ville de sa ious leaflets, newsletters, and magazines that detail
Région” which provides an overview of the towns the Tour’s itinerary contribute to the cultural car-
and regions that come under the Tour spotlight. tography of France. One brochure available from
By mentioning its food, produce, and notable his- the tourist office in Limoges offers a menu du jour
toric sites, each region is elevated to a state of tem- of local specialties. Through such representations,
porary preeminence as the Tour moves across one discovers that perdreau (partridge) and pineau
France. When the Tour returned to Brittany from (a brandy-fortified wine) are delicacies of the
its two-day sojourn in England, the television Limousin region, and that Pau, at the foot of
cameras for France 2/3 zoomed in on a field of ar- the Pyrénées, is the center of the Armagnac indus-
tichokes growing along the road’s edge. The com- try. Other pamphleteering advises that “while in
mentator mentioned that artichokes were one of Perigord, one must sample the regional delicacies
the great crops of Brittany’s productive farmland; of foie gras and foie d’oie,” and “while waiting
their export being the catalyst for the foundation for the riders, perhaps one could spend the morn-
of Brittany Ferries, who returned the Tour from ing searching for the elusive ‘black diamonds’
Britain. The distinctive qualities of individual dé- [truffles] of the region.” 36 When the Tour traveled
partements are placed under the national spotlight through Provence in both 1993 and 1994, the local
as the Tour moves through each pays. vignobles seized upon the opportunity to con-
The analytical point to emphasize is that while tribute to this culinary cartography of France. A
the Tour de France is emblematic of national char- general brochure announcing road closures, ac-
acter, its iconic status as a festival of France is fre- commodation listings, and the names of local res-
quently enhanced and articulated at the local level. taurants was put out by the wine makers from the
In other words, the Tour de France opens up a Côtes du Rhône under the heading: “Wines here
range of opportunities at which expressions of re- are like the ambience—light and sunny—but are
gional competitiveness can be played out. The re- best enjoyed in their native environment, so raise
sources through which local identities articulate a glass to the passing peloton.” Given that wine is,
themselves are various: intricate flower arrange- in many ways, emblematic of France, the juxtapo-
ments painstakingly assembled by townsfolk wel- sition of the national bike race and the national
come the Tour in Avranches; in Livarot, a gigantic drink is a particularly appropriate means of unit-
wheel of cheese, prominently displayed alongside ing one nation through the one race.
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As befitting this national festival of France, the boulevard’s many flâneurs disappear when the
these iconic imaginings of regional identity culmi- riders cross the Place de la Concorde and clatter
nate when the Tour reaches the nation’s capital. In onto the cobblestones of the Champs-Elysées. For
the popular imagination, Paris equals France; it is the last Sunday in July the Champs-Elysées be-
the center for the production of French cultural comes Tour territory, the sacred space of the rid-
style. It is in Paris where the national stereotype of ers. They glide across it, not once, but seven times,
chic sophistication is expressed and embellished, their actions given strength through repetition.
as wealthy Parisians parade their haute couture, The Champs-Elysées, such an integral part of
haute cuisine, and savoir vivre. While the stage vil- Parisian iconography, is imbued with a different
lages that the Tour visits—and the regions that it set of meanings once the Tour comes to town. As
passes through—provide a succession of sites for one elderly gentleman remarked to me, “I’m glad
nation building, it is Paris that provides the su- it’s cyclists and not tanks here today.” In following
preme site for the cultural praxis of national iden- the banks of the river Seine, in turning in the
tity. The movement of the Tour around France shadow of the Arc de Triomphe, in racing along
peaks in Paris, for it is there where understandings the Champs-Elysées, the landscape that the Tour
of being French are most obviously distilled and negotiates is so familiar that it could only be Paris
displayed. and thus France where this event is raced. By in-
The Tour de France has always finished in corporating such internationally recognizable
Paris. For ninety-three years, the nation’s capital symbols of France into its repertoire of icons and
has received this final, largely ceremonial, stage images, the Tour presents itself in a manner that is
finish. While the precise location has changed over self-evidently and unmistakably French.
the years—from the Parc de Princes of its early Media accounts in particular inscribe the
days, to La Cipale in 1968, and since 1975, the significance of Paris for the Tour de France. On
Champs-Elysées—the city of Paris remains a cen- July 24, 1994, Le Parisien writes of “une grand finale
tral feature in the iconography of the Tour. The sur les Champs-Elysées,” while L’Equipe predicts
landmarks of Paris become crucial for marking “la course au podium.” The emphasis placed on the
the conclusion of the Tour de France. One rider, events that will unfold in Paris means that the
Jean-Claude Colotti, remembers that “my suffer- three weeks spent mapping France are concertedly
ing melted into the past the moment I entered the directed toward the victory dais on the Champs-
Champs-Elysées in Paris,” while Paul Sherwin, a Elysées. The regional diversity previously high-
former rider and now commentator for the British lighted by the media is now replaced with an em-
television station Channel Four, remarked in his phasis on this very recognizable symbol of France.
commentary for the 1996 race: “The riders have The national event is the product of local varia-
waited for three weeks to see that sight [the Eiffel tions and regional differences that combine to as-
Tower]. They’ve been all over France, and finally, sert a national unity. The media construct a sense
when you see that sight, you know that you’ve of national belonging out of local distinctiveness
made it.” by appealing both to provincial sentiments and to
On reaching Paris, the riders head toward the the image of Paris at one and the same time. In re-
Champs-Elysées where they complete seven laps porting the win by Eddy Seigneur on July 25, 1994,
of the boulevard. The normal chaos of traffic at- L’Equipe described it as “le dernier vainqueur
tempting to negotiate the ten-lane confusion d’étape français sur les Champs-Elysées, en 1982,
around the Arc de Triomphe, the noise of the late- s’appelait Hinault. Hier, le Beauvasien lui a suc-
night drag races, and the wealthy extravagances of cédé. Un bonheur fou pour ce débutant sur le
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Tour.” Here, Tour fans can be both proudly paro- Others. What is French is articulated in terms
chial and publicly French as they read of the of what or who is not French. Media coverage
victory claimed by this Beauvasien along the of the Tour when in Paris picks up on these cul-
Champs-Elysées.37 Cultural unity is fabricated out tural imaginings of belonging and otherness. A
of regional diversity by simultaneously appeal- cartoon in Aujourd’hui on July 24, 1994, features a
ing to Seigneur’s home département, the French triumphant Spanish cyclist emerging from under
hero Bernard Hinault, and the Champs-Elysées, the Arc de Triomphe. One voice bubble from the
a symbolic juxtaposition that strikes at the heart of crowd contains the phrase, “After the Germans,
French national sentiment. As one rider, Thierry there are the Spanish on the Champs-Elysées.”
Claveyrolat, maintains, “for a Frenchman, there A second voice retorts, “Yes, but we are yet to
is no greater stage to win than the Champs- be reconciled with the Germans.” As Blair et al.
Elysées. It’s a ‘champagne’ stage, better even than note: “Media coverage of sport attempts to con-
Bastille Day.” struct a sense of social stability by offering an ex-
Paris remains an enduring location not only perience with which individuals can relate in such
for the itinerary of the Tour de France but also for a way so as to encourage them to work out one
representations of being French. Given that Paris country from another.” 38 The media coverage of
is, in many ways, the point of reference for stereo- the Tour, whether it be in the form of factual re-
types of French style, class, flair, romanticism, and porting in L’Equipe or in humorous accounts such
excitability, it can perhaps be anticipated that as that displayed in Aujourd’hui, unites the imag-
sponsors and advertisers play with these images of ined community of France in a collective heart-
France to promote their products. The stereotype beat that evokes a loyalty to the nation through
of the French as being excitable and enthusiastic is highlighting its position within the wider Euro-
incorporated by the pmu to advertise its latest sys- pean community.
tem of horse race betting. The pamphlets distrib- To return to the starting point of this chapter,
uted by their float in la caravane publicitaire read: although anthropologists have long been con-
“Un peu de calme, voyons, le Tour est là!” (“calm cerned with the relationship between nation and
down, the Tour is here”). Along the Champs- culture, the social climate of postmodern times of-
Elysées, publicity girls for Mercier Champagne fers a new set of resources through which to ex-
dispense free tastings and distribute leaflets pro- plore this association. As I have argued in this
claiming (in English): “What better way to cele- chapter, the quantity of commodities and media
brate the end of a Tour than with a glass or two of images produced and consumed by the Tour de
champagne? Mercier Champagne: “C’est le Tour, France provide important means through which
c’est la France, c’est la vie.” Being French is distilled these imaginings of Frenchness can be done. The
in these consumer-driven iconic imaginings of commodities presented for national consumption
national identity. The ready availability of com- are carefully chosen representations of national
mercial products provides a resource through identity, for they promise nothing less than the
which one can imagine, recognize, and articulate appropriation of qualities deemed essentially
belonging within a complex commodity culture “French.” The qualities of sophistication, style,
such as France. and exuberance are all reflected in the Tour de
Like all national stereotypes, the bundle of cul- France. The Tour thus becomes a site of extreme
tural characteristics that is used to define “French- self-reflexivity; an event to which people can turn
ness” unravels in opposition to a range of cultural to make sense of themselves. In moving around
catherine palmer 603

the country, the Tour experiences France and ing the climb to Isola 2000, out of the valley in a flash.
France experiences the Tour; it provides an annual We thank the organizers of the Tour, and above all,
occasion for a very public period of reflection and we thank the riders who allow us to, each year, go
a little bit further. Official sponsor of the Tour de
contemplation. As Myerhoff and Ruby note: “All
France.”
societies have created occasions for reflecting
9 L’Equipe (July 24, 1995): 9. Translation: “The Tour de
upon themselves, regularly engineered crises, col- France likes Fiat, Fiat likes the Tour. The Big Lap is
lective ceremonies, celebratory rites of passage, complete.”
public performances and the like—times when 10 R. Goldman, Reading Ads Socially (London: Routledge,
the society tells itself who it is (or how it would like 1992), 2.
to be) or should have been.” 39 The Tour de France 11 L’Equipe is France’s daily sports newspaper.
provides a resource through which what it means 12 F. Braudel, The Identity of France: History and Environ-
ment (New York: Harper and Row, 1986), 23.
to be French can be annually articulated and
13 Since the brothers Auguste and Louis Lumière made
authenticated.
their first motion picture in 1895, France has prided
herself on her technological vision. In recent years, the
developments of the microchip-driven télécarte, the na-
Notes
tionwide information system Minitel, the nuclear en-
1 P. Little, “Ritual, Power, and Ethnography at the Rio ergy programs, the digital flight control systems in the
Earth Summit,” Critique of Anthropology 15(3) (1995): Airbus 320 jetliners, and the spot imaging satellite that
265 – 88. gave the world its first detailed look at the Chernobyl
2 R. Handler, Nationalism and the Politics of Culture in nuclear disaster in the former Soviet Union have posi-
Quebec (Madison: University of Wisconsin Press, 1988), tioned France at the cutting edge of the technology and
for example, provides a compelling analysis of the so- information service industries.
cial processes that are employed by the Québécois when 14 R. Chartier, “Text, Symbol, Frenchness,” Journal of
constructing their national identity. Modern History 57 (1985): 687.
3 A. Peace, “Grand Prix, Global Culture: Critical Notes 15 L’Equipe (July 24, 1994): 9. Translation: “Elegance is
on Popular Culture at the Periphery,” paper presented knowing how to do the craziest things to the limit.”
at the Popular Culture Association/American Culture Nobody knows whether the author of this definition
Association Conference, Honolulu, Hawaii, January 9 – was an amateur cyclist; still, it describes admirably the
11, 1996. heroes of the Tour de France.
4 B. Bender, Landscape: Politics and Perspectives (Oxford: 16 I use the term “space” to denote the territorial areas
Berg, 1993), 1. that the Tour moves into. I use the term “place” to refer
5 O. Löfgren, “The Nationalization of Culture,” Ethnolo- to the spaces that have been personalized; invested with
gia Europaea 19(1) (1989): 5 –24, 105. symbolic resonance by virtue of the intervention of the
6 As a further note on presentation of ethnographic ma- Tour de France. In other words, place is space that holds
terial, when I cite individuals in the text by their first meaning for the social actors who occupy it.
names it is to signal their membership within this re- 17 While I deal with this elsewhere (C. Palmer, “A Life of
gional cycling community. Unless appropriately ac- Its Own: The Social Construction of the Tour de
knowledged and cited in the text, all quoted exchanges France,” Ph.D. thesis, University of Adelaide, Australia,
are personal communication. 1996, chap. 1), it is important to realize here that for
7 R. Foster, “Making National Cultures in the Global Ec- those who line the road of the Tour, watch it on televi-
umene,” Annual Review of Anthropology 20 (1991): 249. sion, or read about it in the newspaper, the Tour de
8 Translation: “With an average speed of 47.7 kph, this France symbolizes a gluttonous feast of sporting com-
year we have beaten our record. Racing for hours under bat that both demands and demonstrates complete cy-
the blazing sun, descending the Col d’Izoard in pursuit cling competence. With its death-defying sprints at
of a rider who has broken away at 120 kph, then attack- more than seventy kilometers an hour, with its solitary
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suffering as the riders endure the individual time trial, 29 Maurice Garin won the first Tour de France in 1903.
and with its back-breaking climbs through the Pyrénées 30 G. Vigarello, “Le Tour de France, Une Passion Na-
and the Alps, the Tour tests every facet of cycling. tionale,” Sport-Histoire 4 (1989): 163.
18 M. de Certeau, The Practice of Everyday Life (Berkeley: 31 Le Parisien (July 26, 1993): 5. Translation: “France 2/3
University of California Press, 1984), 119. Supervision . . . the biggest lap is on France Supervi-
19 In each département, local police and pompiers are sion. The arrival of the Tour is like you are there.”
brought in to boost the corps of troops (La Garde 32 Blair et al., Sport and National Identity, 5.
Républicaine) who travel with the race proper. The pi- 33 U. Hannerz, Cultural Complexity: Studies in the Social
lote is the first officer from La Garde Républicaine who Organization of Meaning (New York: Columbia Univer-
signals the arrival of la caravane publicitaire, which sity Press, 1992), 26.
marks the arrival of the Tour itself. 34 Braudel, The Identity of France, 38.
20 A. Appadurai, “Global Ethnoscapes: Notes and Queries 35 Vigarello, “Le Tour de France.”
for a Transnational Anthropology,” in Recapturing An- 36 Les Evénements du Limousin (Fall 1994): 1.
thropology: Working in the Present, ed. R. Fox (Santa Fe, 37 The Beauvais region lies about 100 kilometers to the
NM: School of American Research Press, 1991), 198. north of Paris.
21 N. Blair et al., Sport and National Identity in the Euro- 38 Blair et al., Sports and National Identity, 43.
pean Media (Leisser: Leisser University Press, 1993), 52. 39 B. Myerhoff and J. Ruby, A Crack in the Mirror: Reflex-
22 The term belongs, of course, to U. Hannerz, “Notes on ive Perspectives in Anthropology (Philadelphia: Univer-
the Global Ecumene,” Public Culture 1(2) (1989): 66 –75. sity of Pennsylvania Press, 1982), 3.
While the global character of the Tour de France is in-
deed compelling, I deal with it elsewhere (see Palmer,
“A Life of Its Own,” chap. 7). Here I am more immedi-
ately concerned with the representations of local and
national character that are articulated through the Tour
de France.
23 J. Hargreaves, Sport, Power, and Culture: A Social and
Historical Analysis of Sport in Britain (Cambridge:
Polity Press, 1986), 154.
24 Palmer, “A Life of Its Own.”
25 D. Dayan and E. Katz, Media Events: The Live Broad-
casting of History (Cambridge, MA: Harvard University
Press, 1992), 5.
26 Le Parisien (July 25, 1993): 9. Translation: “To follow the
180 guys who think nothing of a breakaway, it takes 9
motorbikes, 40 cars, 6 outside broadcast vans, and 3
helicopters. With 3,800 kilometers to cover and 10 mil-
lion television viewers, that equals 2632 viewers per
kilometer. The 25 cameramen and 22 journalists who
interview the 180 riders need 80 hours of live broadcast
time and 3 daily up-dates. Finally, the Tour de France is
a great history of cycling, and France Television offers
the greatest coverage of the sport.”
27 A. Appadurai, “Disjuncture and Difference in the
Global Cultural Economy,” Public Culture 2(2) (1990):
299.
28 B. Anderson, Imagined Communities: On the Origins
and Spread of Nationalism (London: Verso, 1983).
Narrativizing Cyber-Travel: of the globe’s primitive cultures. Acknowledging
primitives’ existence as a construct only, we are
cd-rom Travel Games and the
then led to seek out authenticity in the past. And as
Art of Historical Recovery our fascination with computer games’ re-creations
of Egyptian pyramids and medieval fortresses il-
Ellen Strain lustrates, our desire to reaccess that past drives us
even further into a world of simulation and
artificiality, a post-modern playground in which
While 1995 witnessed the introduction of the com- artifice parades as authenticity.
puter game sensation Myst, consumers by 1997 The quality of authenticity seems particularly
could purchase Pyst, a parody of the 1995 game of- inaccessible to the widely disdained figure of the
fering a trek through a litter-strewn, tourist-rid- tourist, a figure believed to be a superficial con-
den island plagued by overcommercialization. sumer of foreign culture and a despoiler of the
Pyst plays upon one of the Myst phenomenon’s world’s unique treasures. In fact, if authenticity
central ironies: despite the game’s commercial is a type of purity which exists before or outside
success and the millions of computer game players of commercialism, then like King Midas, the tour-
who have made their way across the island’s allur- ist as a global carrier of commercialism reaches
ing landscape and through its mysterious portals, out for authenticity but taints all she touches.
the island remains perpetually deserted. Like a Or at least this is the common tale told by the
modern archeologist unsealing an ancient tomb, anti-tourist.
each consumer of Myst finds an uninhabited is- Sociologists, semioticians, and literary critics
land and a series of undisturbed clues which un- alike have commented on anti-tourism’s perva-
lock the secrets of its past. Thus, while various sec- siveness and its long history.1 For instance, James
tors of cyberspace are shared spaces where virtual Buzard suggests that the word “tourist,” as op-
communities burgeon, cyberspace also offers new posed to the less disliked traveler, has had nega-
frontiers for journeys of a highly private nature. tive connotations as far back as 1792.2 A few of
The territories of Myst and of other computer these thinkers have also suggested the most likely
games with exploration or colonialist narratives
are infinitely renewable as every visitor at her own
computer is positioned as a lone trail-blazer
amidst an untouched landscape.
Our private journeys through the forever virgin
terrains of computer adventure games illustrate
the paradoxes of what we might call anti-touristic
tourism. We yearn for the kind of travel experience
that preceded the neon signs of Pyst and the high
admission costs of our own world’s tourist traps.
We seek an escape from the superficiality of the or-
ganized tour and hope for a kind of communion
with an elusive entity known as authenticity. This
authenticity appears to retreat from the industrial-
ized world, residing primarily in the time warps Pyst’s cluttered landscape: tourism run rampant.
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group to express anti-touristic sentiments: tourists the tourist gaze is a culturally-constructed dy-
themselves. As Jonathan Culler explains, the anti- namic of sight and representation tied to a larger
touristic distinction between tourist and traveler power structure and economic framework.5 Pri-
has functioned primarily “to convince oneself that marily, it is a question of positionality, i.e., the tak-
one is not a tourist . . . the desire to distinguish be- ing up of a psychic and visual perspective in rela-
tween tourists and real travelers [being] a part of tion to an Other, whether that Other be defined as
tourism—integral to it rather than outside or be- a foreign person, an exoticized culture, or an un-
yond it.” 3 The anti-touristic desire to enjoy the familiar landscape. Like Mulvey’s gaze, it involves
sights and privileges of tourism from a position a position of mastery, an underscoring of distance
other than that of the tourist hints at yet another and difference. And perhaps most importantly,
property of tourism: its transmutability or ability with its roots in colonialism and its surfacing in
to surface in other practices and under other practices as diverse as academia and pop culture,
guises. In the same way that some computer the tourist gaze is both enduring and portable.
games invite players to live out a tourist’s fantasy While there is not space here to explore in de-
all while pretending to be something far more tail the theoretical underpinnings of the tourist
lofty than a crass tourist just out for a few exotic gaze as a concept, many of its constituent parts
thrills, various realms of culture offer touristic will become evident as the touristic component of
pleasures while eschewing the label of tourism. computer adventure games is examined. Three in-
For instance, in the contemporary critique of tertwined elements of the touristic stance—anti-
ethnography, even anthropologists have been ac- tourism, the search for authenticity, and nostal-
cused of being tourists hiding under academi- gia—have already been mentioned and will be
cians’ clothing.4 And indeed it could be argued pursued in further depth in relation to particular
that anthropologists and popular culture con- games. However, the goal of this article is not only
sumers both employ a series of viewing strategies to elucidate the strands that connect computer ad-
common to tourists, yet in the context of cultural venture games to other manifestations of the tour-
practices distinct from tourism itself. Thus, to ac- ist gaze but also to speak to the specificity of cd-
knowledge the transmutability of tourism is to roms as a medium. In particular, I explore the
recognize the surfacing of touristic desires and mediated understandings of space that are integral
touristic viewing strategies outside the confines of to the tourist gaze and the multimedia formats
commercialized travel. of computer games that make this aspect of the
Although the term “the tourist gaze” was first tourist gaze particularly pronounced. More speci-
employed by John Urry in his book The Tourist fically, computer games’ mediation of space is an
Gaze: Leisure and Travel in Contemporary Society, attempt to satisfy the tourist’s desire to both be
elsewhere I have elaborated on the concept to re- immersed in a space and understand it from a dis-
fer to much more than Urry’s more literal refer- tance. As will be shown, a game’s various tools for
ence to the visual perspective of the tourist. By understanding place and orienting oneself within
juxtaposing the viewing patterns and epistemo- a space are both a reaction to the pressures of
logical strategies of anthropology, actual travel, immersive travel in general and to the new rules
and popular culture’s representation of the cul- of simulated mobility forged by cd-rom adven-
tural Other, I have arrived at a number of conti- ture games. Additionally, I address the overlay of
nuities across these diverse practices, continuities narrative and mobility in these games, an over-
that I collectively refer to as the tourist gaze. Like lay that further defines a relationship of mastery
Laura Mulvey’s gaze well known to film scholars, between game player and the represented Other.
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However, as a way of beginning it seems appropri- to quickly complete procedures, has converged
ate to address a couple of more basic questions: with the idea of getting from one place to another
how have computer technologies become devices in a short time—traveling the Web, navigating
of mobility (i.e., tools for the armchair traveler) cyberspace, barreling down the highway in a high-
and how can we define the nature of mobility powered machine. One ad in PC Magazine reads,
within these games? “386max runs Windows so fast you’ll need a seat-
belt. With qemm, you may need something else.”
The accompanying photograph features a home
Into Orbit with Our Hands on the Controls
computer with an inflated air bag protruding
Touting a medium’s ability to bring you some- from the screen. Another ad bragging about quick
where, to show you some part of the world, acceleration shows a personal computer with red
fictional or actual, past or present, is an old tech- flame detailing and dual, fire-shooting tail pipes of
nique for introducing a new technology. For in- polished chrome.
stance, one early motion picture studio advertised However, it is not just about speed. A number
their collection of films with the line, “the world at of ads highlight alluring destinations and “enter-
your fingertips.” 6 Similarly, when televisions were able” spaces. Ads for high-resolution monitors,
marketed to American consumers, advertisers for instance, routinely show exotic locales from
used European tourist attractions as backdrops Barbados to Hawaii to Paris displayed on screen,
for displaying their console models.7 Of course, suggesting the foreign environment as the ideal
the computer in its earliest embodiments was not testing ground for an apparatus’s enhanced reality
an armchair traveler’s companion but a scientist’s effects. Moving toward the idea that the computer
tool for computing and storing information. Only can offer a virtually enterable space, a cartoon fea-
with recent technological developments has the tured in a software ad reads, “Bob, now totally
home computer been transfigured into a device into his computer, was beyond Windows—way,
of mobility, delivering the user to cyberspaces way beyond.” Like other computer ads, the moni-
and virtual destinations. Actual locations become tor displays a blissful, tropical beach scene, only
tangible either through “link-up” capabilities or “Bob” is drawn sitting on this beach wearing a
through interactive representations of these lo- flowered shirt and leaning outside the screen to
cales. Multi-user interfaces create new virtual manipulate the mouse which sits on his desk next
spaces defined not by walls but by signals and sup- to the computer. Ads for cd-rom applications
porting hardware. And imaginative worlds incar- further the suggestion of immersive cyberspace
nated through computer graphics suggest a range with repeated appeals to the consumer: “enter,”
of fictional paraspaces beyond our more earthly “explore,” or, as ads for Microsoft’s cd-rom en-
existence, paraspaces that entice and engulf in cyclopedia Encarta entreat, “Where do you want
their illusion. to go today?”
The employment of metaphors of motion have Even in games that would not be categorized as
become commonplace in describing new com- travel games, exotica or references to actual cul-
puter technologies. The term “information super- tures of the past or present frequently serve as
highway” was quickly incorporated into colloquial spice to liven up the game. In Lemmings Chronicles
language, launching a host of travel analogies (Psygnosis), the player can lead landing parties of
ranging from discussion of internet highway Egyptian lemmings or ninja lemmings to three
patrols to jokes about roadkill and wrong exits. newly discovered islands. Vague references to
The meaning of a computer’s speed, i.e., its ability European and Polynesian locales are encountered
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in Freddi Fish and the Case of the Missing Kelp tica: The Last Continent (Cambrix Publishing) cites
Seeds (Humongous Entertainment) as the player connections to the International Antarctica Re-
leads Freddi through an underwater castle, vol- search Center just as Material World foregrounds
cano, and theater starring Helga the Singing Mer- its links to the United Nations. Scientific American
maid. Other cd-roms more explicitly marketed magazine and the Discovery Channel have both
as travel games are entirely situated in a single used their established authority in popular science
locale rendered in textured, three-dimensional to sponsor cd-rom applications. And Robyn
graphics; ancient Sumeria, the African veldt, the Davidson has used the publicity and adventurer
Amazon, the American West of the 1850s, medie- status garnered from her trip across Australia,
val Europe, Antarctica, the Australian outback, documented by National Geographic photogra-
and ancient Egypt are just some of the environ- pher Rick Smolan, to compile the cd-rom From
ments depicted on cd-roms. Often times such Alice to Ocean.
games create cartoon-like universes that simply As is apparent in this amalgam of cd-rom
replicate the popular imagination’s envisioning games, a wide range of strategies exists for repre-
of such locales with little or no claim to authentic- senting place and space—that is, actual photo-
ity: medieval castles filled with armored knights, graphed places from around the world and spaces
Egyptian slaves building pyramids while high that may be modeled on actual places but that are
priests record their secrets in hieroglyphics, and rendered in computer graphics and are more
gun-toting cowboys borrowed as much from the amenable to the illusion of three-dimensionality
silver screen as from history books. and player movement through space. At this point
An equal number of cd-rom applications do in time, fairly clear differentiations between the
boast of some kind of engagement with the actual depiction of place and space can be maintained
world, past or present. Photography is still the since the technological capability for rendering
most sure-fire way of delivering the distant locale photographed place as navigable space is very lim-
to the computer monitor and satiating the home ited. Some golf and flight simulation games have
tourist’s desire for authenticity. Games like Where come the closest in replicating actual spaces with
in the World Is Carmen Sandiego and Wrath of the graphics that approach photorealism and in simu-
Gods intertwine animated figures and still photo- lating the movement of an aircraft or golf ball
graphic backgrounds taken from actual locations. through that space. For example, Looking Glass
Some games, on the other hand, employ the strat- Technology’s Flight Unlimited is one technologi-
egy used by Africa Trail (mecc), an educational cally sophisticated example of this merging of
adventure game whose not quite photo-realistic place and space with its flight simulation using ac-
graphics were nonetheless created from footage tual footage from Arizona sites mapped onto 3-D
taken on actual expeditions to Africa. A number terrain. One titillating development has been
of cd-rom applications designed to educate as Apple’s QuickTime VR and Microsoft’s Surround
well as entertain combine photography with an Video, which offer fluid movement over 360-de-
appeal to an authoritative body which endows gree, wrap-around panoramas and which are al-
the application with the air of authenticity. For in- ready replacing the “full-frame slide shows” of
stance, Carmen Sandiego’s music and photos come games like Myst.8
from two renowned experts on the non-Western
world: the Smithsonian Institution and National
Defining Movement through Space
Geographic magazine. Voyage in Egypt (E.M.M.E.)
is advertised as having been developed from the Most cd-rom games that depict 3-D spaces pro-
internationally respected scala archives. Antarc- vide some means of simulating continuous move-
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ment through space using a first-person film-like the mouse could also “move” her into another way
perspective. The ability to determine the direction of seeing, into a different way of representing the
and speed of this movement adds an element of world, or from a seeing mode into a listening
interactivity that brings cd-rom technologies a mode.
step closer to the player-controlled navigability of It is worthwhile to ponder why this movement
virtual reality. However, one could argue that this between viewing modalities, or these brief respites
illusion of motion through a simulated 3-D space from three-dimensionally modeled spaces, are so
is neither the only nor the predominant type of common in travel games that promise above all
movement in cd-rom games. In fact, another else the pleasures of “being there.” Perhaps “being
type of “movement” stems from cd-roms’ there” is not unceasingly pleasurable. New and
unique history within the development of home unfamiliar spaces can be daunting at the same
computer technologies. Unlike film, computer time that they are enthralling. In fact, actual
technologies are perhaps most notable in their tourism is characterized by a number of behaviors
combination of disparate materials, a capability designed to counteract disorientation and culture
that has consistently grown in sophistication over shock by giving travelers a sense of mastery over
the past twenty years. From home publishing soft- the space and the culture. These behaviors, which
ware, the development of which has brought a shape the nature of the tourist gaze, include the
greater ease in creating and importing nontextual use of maps, the translation of space into picture
items, to the World Wide Web with its similar or photograph, the pursuit of elevated/aerial per-
combinatory possibilities, computer applications spectives, and the use of guided tours. In this re-
have incorporated photographic representation, spect, my fleshing out of the tourist gaze draws in
animation, text, voice annotation, music, sound part upon Timothy Mitchell’s concept of the trav-
effects, and visual depictions of information in the eler’s “double demand,” that is, the desire to be in
form of graphs, charts, and maps to a greater extent the midst of an exotic place while still being able to
than commonly employed in any other medium. digest the space as flat, framed image.9 Again the
Thus, interactivity and movement within cd-rom similarities between the tourist gaze and Mulvey’s
games—in many ways an extension of previous analysis of the gaze within Hollywood film be-
computer applications— often involves a scurry- come evident; a flattening process which reduces
ing between media, between experiential modali- signs of difference into consumable spectacle is a
ties. A cd-rom may imitate placement within mechanism for defusing threat. Confrontation
space using optical point of view, provide a means with a way of life radically different from one’s
of activating “movement,” and then simulate that own is turned into a pleasurable affair as the spec-
desired movement through the representation of tacle of difference is contained and framed within
the same space from slightly altered perspectives. the postcard or snapshot. The sublime landscape
However, with a single command, this immersion is tamed by the photograph which freezes, minia-
may be temporarily abandoned while a map screen turizes, and typically imposes Western aesthetic
is consulted or textually conveyed information is standards on a chaotic environment. Most impor-
sought. The virtual traveler thus pauses to become tantly, the photograph, the map, and the aerial
reader or alters her interpretation of flat image as perspective produce the illusion of separation
three dimensional space in order to engage in an- from a potentially engulfing and disorienting en-
other type of spatial interpretation, that required vironment. Touristic pleasure is therefore achieved
by map-reading. Thus, the cd-rom traveler may by a precarious balance between these two ex-
click her mouse, moving in one of four directions, tremes: surrendering to complete immersion
through doors, and into new rooms, but a click of within an environment and the extraction of one-
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self from that environment in order to see and un- ensures the pleasures of immersion. For instance,
derstand the environment as a flattened whole.10 games like Broderbund’s Where in the World Is
Supplementing Mitchell’s concept of the Carmen Sandiego? maintain touristic mastery by
double demand, we could add that the tourist’s straddling the two aforementioned modes of ex-
desire to experience an exotic locale as both flat- perience—the belief in image as immersive 3-D
tened spectacle and occupiable three-dimensional space and the distanced understanding of place as
space is mirrored by a related set of twin demands a flow of information. Within the game, some
which seem similarly at odds with one another: level of touristic immersion is guaranteed by
the desire to perceive foreign culture as a play of the illusion of real space and multisensory simula-
surfaces without depth or meaning and the urge to tion. The game’s featured photographs are fore-
view foreign culture as a layered structure requir- grounded as static images or as postcards which
ing decoding and demystifying. The camera is the tame, appropriate, and capture the world’s sights.
tool for recording the former whether it be the At the same time, animated sequences suggest that
mealy brilliance of face paint smeared onto the these images constitute real space through which
cheek of a Native American dancer or the robust one could pass, or at least through which a cartoon
colors of an intricately woven African textile prod- character, Carmen herself or one of her hench-
uct. Even while digesting culture as an accumula- people, could pass. Folk music appropriate to the
tion of tastes, colors, and textures, the tourist locale accompanies the player’s voyage and con-
views this foreign culture as hieroglyph, awaiting tinues for the duration of the visit, contributing to
translation. The tourist gaze thus seeks a vision of the illusion of immersion and authenticity. The
the foreign site as annotated spectacle. Guide- player might visit eight locations around the world
books, maps, translators, tour guides, and labels in the course of tracking down a single criminal,
provide the annotation, or one might say, a ready all while linked to a steady flow of information
supply of information about the unfamiliar cul- about the locales and the pursued thieves. A
ture which transforms puzzling foreign-ness into portable video phone, a criminal database with a
distantiated knowledge. A distillation process oc- robotic interface, and a computer readout with
curs as the map with its godlike perspective and constant information about the destinations and
the guidebook collapse a complex body of history, the ongoing crime-fighting efforts occupy the ma-
geography, and daily practice into a picture of jority of the screen and provide this stream of in-
the whole painted in broad strokes and marked formation. These technological tools are aligned
with simple labels. With these tools at hand, the with the player and stand in contrast to the less in-
tourist circumvents the loss of self-placement in- dustrialized cultures portrayed by the game as pic-
herent in culture shock by positioning herself as turesquely exotic.
viewer and knower who stands apart from a mas- A similar formula shapes multimedia atlases.
terable culture. Within Electronic Arts’ 3-D Atlas, a technologi-
A similar process of defusing the threat of un- cally aided omnipotent visuality allows users to
familiarity takes place in cd-rom games as maps view the earth as abstracted map, to manipulate
and a ready flow of information provide forms of the flat geographic image through nine zoom lev-
spatial mastery, control, geographical orientation, els, and to access satellite images. The thousands
and an assurance of the objects’ and locations’ of statistics contained within the software converts
knowability. A number of cd-roms could be used countries and locales into facts, numbers, hard
to illustrate this touristic gaze and how its mainte- data. The 800-plus color photographs or “country
nance of spatial mastery and cultural distancing postcards” occupy a middle ground between the
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distanced perspective which renders the world as


flat, manipulatable image and the immersed, first-
person perspective provided by the software’s 3-D
flights over world terrains.
The vacillation between the illusion of being
there and separation from an image-world is even
more apparent in games within which the player is
positioned as tourist-photographer. In From Alice
to Ocean: alone Across the Outback (Claric Clear
Choice), for example, the invitation to feel like a
fellow traveler on Robyn Davidson’s seven-month
journey across the Australian outback is clear and Adventurer Robyn Davidson documents her travels
redundantly referenced. The written materials in- across Australia in the cd-rom From Alice to Ocean.
cluded with the cd-rom offer the words of the
publisher, “The enclosed cd-rom lets you join
Robyn in her travels.” A letter from photographer therefore, of their authority to deliver the world to
Rick Smolan appearing in the same pamphlet re- users. In the absence of any other Western charac-
iterates, “With this interactive cd-rom, imagine ter, the photographer as traveler provides a figure
yourself joining Robyn. . . . I wish you good luck for identification, positioning the game-player as a
and Godspeed on your own journey.” Spoken looker and an image-capturer, rather than as an
journal entries, video clips, still photographs, and indigene. To the degree that this incorporation of
a map that allows the home traveler to join in on the photographers’ stories into cd-rom narra-
the trip at any point are designed to flesh out a tives details cross-cultural contact, its inequities,
sense of the place and communicate the excite- and awkwardness, such discourses can reveal the
ment of the journey. The photographs serve as en- constructed nature of a cd-rom’s cultural depic-
tryways into the represented space and as docu- tion. Yet when the photos themselves become vir-
mentation of Smolan’s and Davidson’s presence in tual souvenirs that can be downloaded, as in Ma-
the exotic space. Yet, the artifice of the photograph terial World, or when the artful compositions and
is simultaneously foregrounded through Smolan’s silhouettes romanticize and objectify indigenes
commentary on photographic technique. In an ef- who become less important than the successful
fort to educate the player and prepare the tourist capture of a Kodak moment, then the image-world
for her next adventure, Smolan doles out advice takes a dangerous precedence over the political re-
on how to capture action and how to create alities of the actual world.
silhouettes, dissecting his own images and reveal-
ing the tale of their creation. A similar backstory
Animated Worlds: The Tomb of Qin
inhabits Material World (StarPress Multimedia) as
the dominant discourse on the lives of the world’s While Carmen Sandiego, 3-D Atlas, Material
families is accompanied by the narratives of the World, and From Alice to Ocean all rely on photo-
photographers who captured Material World’s graphic representation to deliver touristic plea-
images. sures within a primarily educational format, it is
Such behind-the-scenes looks exhibit the pho- important to note that a similar manifestation of
tographers’ expertise and remind cd-rom users the tourist gaze can be found in less educationally
of Smolan’s and others’ presence on the scene, and directed games which simulate exotic spaces using
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computer graphics and 3-D animation rather than authentic instruments in an attempt to replicate
photographs. One such game worthy of a more the spirit of Qin dynasty music. However, the
sustained analysis due to its interesting content cd-rom publishers admit that many of the in-
and unusual blend of fact and fiction is Qin (Time struments and melodies postdate Qin. The music
Warner Electronic Publishing). Qin focuses on a changes to match the various environments as you
single location using a lush graphic style and a move through not just a tomb but a virtual empire
highly atmospheric feel reminiscent of Myst. In constructed underground. Doors and gates to new
fact, the game has been accurately described by realms remain impassable until certain puzzles are
one reviewer as “Indiana Jones meets Myst.” The solved. The resolution of puzzles and the resultant
game’s title refers to Qin Shi Huangdi, China’s first movement through space bring you closer to the
emperor and occupant of the subterranean tomb game’s final goal: to discover the secrets of Qin Shi
available for exploration by the game player. As a Huangdi, a powerful man obsessed with the pos-
player of Qin, you are simultaneously pulled into sibility of immortality.
the future and the past as you learn that the year is As with many such games, movement through
2010 and that you have volunteered for the excava- the game space is quite compelling at first, that is,
tion of the tomb of Qin, buried deep in the earth until the novelty wears off, leaving you increas-
for the past two millennia. As an archeologist, you ingly aware of its awkwardness and the tedium of
are the (anti-) tourist par excellence, able to wit- transversing the same space to manipulate pieces
ness what no one else has seen, if you can outwit of the game’s puzzles. Disorientation is one net ef-
Qin’s booby traps and locking devices. fect of inconsistent movement commands. Click-
The game begins with an animated opening se- ing the left arrow may sometimes spin you around
quence, which is quickly becoming a convention 90 degrees, while other times it initiates a 180-
of computer adventure games. A small-frame, degree turn. Forward movement may unpre-
noninteractive sequence initiates your journey by dictably propel you a few feet or several yards into
drawing you into another world. In this case, sim- the space in front of you. Add to this the general
ilar to Myst, it is a fall through a crevice that pre- effort required to constantly connect the dots,
cipitates the adventure, leaving you bruised and stitching together different perspectives of a par-
shocked fifteen stories beneath the surface locked ticular scene in order to conceive of it as a three-
inside the tomb of the man who united China and dimensional space. Since this process is never
began the construction of the Great Wall in the seamless, Qin provides a couple of orientation
third century b.c. The opening sequence thus tools: a compass in the bottom right of the screen
sweeps you across the landscape of the excavation and a map which charts your progress. The player’s
site interrupted only by a dizzying drop through view of the game space is letterboxed with various
this crevice. When the sequence ends you are star- controls accessible in the black areas above and be-
ing upward at the cracked rock above through low the image, areas referred to by the game docu-
which you entered and which is now unreachable. mentation as the DataVisor. The compass is always
Due to the efforts of a team of fifteen artists, the in view indicating your current direction with a
graphics are remarkably engaging as you tap the yellow line and using two blue dots to indicate the
arrow keys to move up, down, left, and right in directions you would be facing were you to turn
this mysterious environment. Of equal notewor- left or right. The maps accessed via the DataVisor
thiness is the music that, according to the accom- involves a temporary removal from the space of
panying documentation, is an original soundtrack the tomb but conveniently provides a “you are
based on traditional melodies using so-called here” indicator as well as Transport Nodes, i.e.,
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realm just beyond this system of wheels, bridges,


and waterways. The second Archive function, the
Encyclopedia, contains a list of categories and re-
lated subcategories which link to illustrated text
searchable using the Find function. The various
categories of information include among others:
Myths and Rituals, Science and Technology, the
Afterlife and Occult, and Manufacturing and
Crafts.
The effect of the annotated environment is in-
tensified by another element of the DataVisor, the
Interpreter. Many of the Qin environments are
The maps of Qin both alleviate travel tedium and me-
dotted with Chinese language inscriptions and la-
diate the player’s experience of game space.
bels which can be instantaneously translated with
the aid of the Interpreter. When the Interpreter is
markers on the map which you can click to return activated, a gray box drops from the DataVisor
to an area you have already explored. In this way, and a light gray grid is imposed over your view of
the maps’ functions alleviate travel tedium and the game space. The entire inscription is trans-
they mediate the player’s experience of the game lated or a Chinese character appearing in the scene
space. The pull-down maps for each realm also is shown along with a pronunciation guide and
provide an overview of the game’s narrative to the the character’s meaning. When Mandarin is spo-
extent that narrative progression is charted by spa- ken, a translation simultaneously appears as a sub-
tial movement through the tomb. Thus not only title at the bottom of the screen.
do the maps provide orientation (a glimpse of the The past tense of the Qin Dynasty effectively
whole seen from above) but they help direct your framed within the technologically advanced
movement toward the tomb’s central point and future tense of 2010 allows for an ideal (anti-)
beyond. touristic arrangement. The mystery and splen-
Choosing the Archive function in the Data-
Visor may also change experiental modalities.
Through the Archive, the illusion of spatial im- Qin’s Interpreter adds to the cd-rom’s annotated
environment.
mersion is abandoned while textual information
on ancient Chinese history, culture philosophy,
and science is sought. One of the Archive’s two
functions, the Room Index, provides information
on Chinese culture related to objects or puzzles
within that particular room. For instance, one en-
vironment includes a number of water wheels and
the ruins of other machinery. The Archive’s Room
Index provides information on Qin’s efforts to
build roads and aqueducts and on irrigation
methods during the Qin dynasty. The information
proves to be useful in triggering the gate-opening
mechanism which then leads the player to the
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dor of the past (or at least a fantasy version of it and to unlock the protected realms of Qin’s un-
seeped in Orientalist imaginings yet couched in an derground resting place. The DataVisor thus acts
aura of authenticity due to the accompanying his- like a decoder ring for your adventure. Of course,
torical material) is abundantly accessible to the for the player who decides not to sort through the
tourist-turned-explorer enjoying a private jour- Archive’s kernels of knowledge for that metaphor-
ney through Mount Li, China of 210 b.c. The ical decoder ring, a bit of persistence in rearrang-
game documentation even tells us that Qin’s tomb ing chopsticks and clicking random Chinese sym-
actually exists and still quietly rests beneath bols will often bring the same results.
Mount Li due to insufficient excavation funds. Qin is somewhat unusual in that the accumula-
Within the world of Qin, excavation has begun, tion of knowledge about an actual culture assists
and lucky for the tourist, technology has dis- the player in moving through the game space. A
pensed with the need for a bilingual tour guide. number of games such as Carmen Sandiego pro-
One only needs to strap on a handy-dandy vide cultural information but such material re-
DataVisor and embark on a sojourn through un- mains incidental to the game. Even on educational
charted territory. cd-roms like Material World and From Alice to
This unexplored world is meant to be appre- Ocean, the casual player can glide through the im-
ciated for its rich texture and color as artifacts ages while learning very little about the repre-
such as sculpted dragons and exquisitely crafted sented cultures. But perhaps what most closely
musical instruments can be examined in isola- links each of these games is the privileged position
tion. When the cursor is passed over an object assigned to the player who either enters these
and changes from its neutral marker to a yellow exotic worlds as detective or archeologist or is
squiggle, the object can be scrutinized in detail given a Western identificatory figure in the form
with a click of the mouse. The art object or histor- of a photographer, journalist, or adventurer. Un-
ical artifact is magnified and isolated against a doubtedly, much of the popularity of adventure
black screen. The arrow keys may then be used to cd-roms has been due to the games’ delivery of
rotate the item as if you were circling a museum picture-perfect scenery and their staving off of
case to see all possible views of a particularly curi- traveler disorientation. Yet, these very pleasures,
ous or beautiful object. Each perspective on the secured through cultural distancing devices, fore-
interior of the tomb is also generated with con- close the opportunity for the perspective-altering
certed attention to aesthetics and balance. The experience of culture shock in which spatial dis-
gray grid of the Interpreter function dividing a orientation takes on larger proportions as the as-
view into a series of perfect squares furthers this sumed inevitability of one’s own culture is shaken.
sense of a beautiful and ordered environment de- The privileged role of the Western explorer or ex-
spite the strangeness of its splendors. Yet at the cavator offers an entry point into a distant land
same time that this empire is presented as exotic and fulfills the requirements for an anti-touristic
spectacle and the culture presented as surface adventure; however, such choices pass over more
beauty, the game promotes the interpretation of interesting and possibly decentering inductions
Chinese culture as mystery. However, the game into a culture. To date, no sophisticated cd-rom
provides a set of guiding principles for deflating its game has been released which allows a player to
perplexing nature. Animals are invested with assume the position of an indigene and meet the
mythical meanings and environments are per- challenges of cross-cultural role-playing. Instead
fectly ordered through the rules of feng shui. Cul- games like Qin ask the player to learn about an-
ture is boiled down to a set of meanings and rules other culture in order to better annihilate the en-
that can be used to decipher the game’s puzzles emy and exit the tomb.
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exist, for the most part the appearance of certain


Constructing Travel Tales
obstacles and enemies are anchored to particular
The relationship between the player and an unfa- points within the game space. For instance, each
miliar culture is constructed not only through time a player visits Spain in the game Around the
spatial orientation and a gaze which separates World in 80 Days, a charging bull will have to be
viewer from viewed. Another type of framing is dodged, and each visit to France will bring the un-
created through narrative. The player participates fortunate encounter with a rude waiter.
in the creation of a narrative but must act within a Working from Lotman’s character groups as
structure of goals created by the game. Narrative applied to the story of Oedipus, Teresa de Lauretis
theory may offer the best tools for analyzing the theorizes, “The work of narrative, then, is a map-
implications of such goals and the relationship ping of differences, and specifically, first and
between player and foreign environment. foremost, of sexual difference into each text.” 14
Michel de Certeau has described narratives Within the Oedipal tale, the male, mobile hero
as “spatial trajectories” that regulate changes in is differentiated from the female Sphinx or mother
space, placing locations within a linear series.11 who serves as “an element of plot-space, a topos,
Based on this sparse definition of narrative struc- a resistance, matrix, and matter.” 15 Similar analy-
ture, the player, traveling through represented ses have been applied to the structure of the travel
space with its illusion of three dimensionality or narratives in literature and film. For instance,
through the more inclusive game space, thus maps Eric J. Leed describes the “spermatic journey” as
a trajectory and engages in the spatial weaving of a travel tale which mirrors the narrative of repro-
narrative. Jurij Lotman’s concepts supplement de duction. The traveler’s journey from place to place,
Certeau’s notion of narrative by defining character encountering stationary women in each locale,
types: “Characters can be divided into those who leaves a trail of descendants in every port. This
are mobile, who enjoy freedom with regard to plot journey plot replicates the female immobility/male
space . . . and those who are immobile, who repre- mobility dichotomy as witnessed in the sperm’s
sent, in fact, a function of this space.” 12 Applying spatial trajectory into the female body and through
this rule to cd-rom games, it is possible to differ- the ovum’s outer surface or in the spatial trajectory
entiate these two categories of characters. The of the baby-subject’s “escape” from the female
player consistently enters the narrative as a char- body-space.16 Ella Shohat has similarly written
acter who possesses the ability to move or navigate about the travel film, noting the preponderance of
through the game space. When the game does not gendered narratives of military and epistemologi-
provide a subjective point of view and the illusion cal conquest over female-obstacle-boundary-space
of the player’s own movement through space, an and the sexualized unveilings of the immobile ex-
identificatory figure is often provided. The player oticwoman.17 Althougheachoftheseanalysesfocus
as puppet-master may direct the movements of a on narratives plucked from very different realms—
young man in Wrath of the Gods, a female fish in history, film, literature, and biology—the con-
Freddi Fish, Phileas Fogg in Around the World in 80 clusions converge at the repaired binarisms of
Days, or two high school girls in Hawaii High. In female/male and stasis/mobility.
such cases, the player may not be an actual game Gender, thus differentiated via levels of mobil-
character but is aligned with a mobile character. ity, can be a difficult category for analysis within
Belonging to Lotman’s second category are the the cd-rom narrative in that the primary mobile
game’s obstacles or antagonists, “immobile en- character is often the player, whose gender is not
emy-characters fixed at particular points in the determined by the game but by who sits down to
plot space.” 13 Although a number of exceptions play. In most cases where a game’s subjective per-
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spective creates the illusion of first-person travel, strangeness defined by cultural difference. None-
the player’s gender is designed to be irrelevant to theless, one can apply narrative theory to travel
the game’s actions. Nonetheless, gender cues are tales and investigate the unevenly distributed priv-
often still apparent. For example, in Gadget, the ileges of mobility within such stories.
first-person traveler’s suitcase (i.e., the player’s De Certeau describes the search for the space of
suitcase) gets switched for a case full of mysterious the Other as the motivating force of the travel ac-
gadgets, but not before the player glimpses the count: “This a priori of difference, the postulate of
contents of the original luggage: men’s clothing. In the voyage, results in a rhetoric of distance in
Myst, the player’s gender is not (mis)represented travel accounts. It is illustrated by a series of sur-
within the game in the same way as in Gadget, but prises and intervals (monsters, storms, lapses of
the trail charted by the island’s former explor- time, etc.) which at the same time substantiate the
ers/time travelers, who are explicitly coded as alterity of the savage, and empower the text to
male, is the text’s founding movement which the speak from elsewhere and command belief.” 19
player retraces. In From Alice to Ocean, the player The outbound journey frames the encounter
may identify with either the male photographer with the Other, and the length of the voyage, its
or the female adventurer. However, while Robyn hardships and distance traveled, authenticates the
Davidson, and her movement across the continent, Otherness of the people and objects encountered.
is presumably the focal point of the From Alice Only some cd-roms, which choose to include
to Ocean, Rick Smolan’s own story of following some element of the outbound journey, rely on
Davidson through the outback assumes a more this rhetoric of distance to assure the strangeness
dominant position on the cd-rom. Smolan’s video of the Other. In other cd-rom applications, the
clips give his presence an immediacy absent from Other is experienced as abundantly and instanta-
Davidson’s journal entries, and authorial control is neously available. Digital atlases, Material World,
given over to the male photographer as the images and Carmen Sandiego, to name a few, are charac-
take precedence to the written materials. terized by easily accessed exoticism; views of the
A comprehensive gender analysis conducted in Other can be triggered with a simple click, and
the same spirit as de Lauretis’s study of Oedipal glimpses of various parts of the world can be had
narrative would contribute significantly to an un- by the dozens. The framing of the exoticism in
derstanding of the story patterns which may char- these cases is accomplished through the cd-rom’s
acterize cd-rom games. However, the limits of a introductory material. To provide an example,
conceptual framework grounded in the Oedipal Voyage in Egypt requires the player to enter the
narrative should be noted. Various travel narra- game through an animated sequence which serves
tives could indeed be considered “Oedipal” to the as a lengthy introduction or passageway which can
extent that they involve a search for self, a visit to not be bypassed. The player experiences the illu-
the birth place of civilization, a return to the site of sion of being sucked into the game as a small pic-
one’s ancestry, or a journey to one’s death as a ture frame features a moving image against a black
cyclical return to one’s origin.18 However, the background. The white outlines of a pharaoh on
Oedipal narrative with its long journey— only to either side of the frame push themselves to the
find a place of unrecognized familiarity followed foreground, increasing the illusion of depth. Due
by blindness—hardly accounts for the sight-see- to its dynamic movement within an otherwise
ing journey’s manifest content—the search for static screen, this central image box quickly be-
the strange. Or at the very least, the travel tale comes dominant as it features movement through
seeks not solely a gendered strangeness but a the complex architecture of an unnamed Egyptian
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structure. The player is visually pulled through cartoonish characters (and the player herself )
corridors deep into the recesses of the monument have powers of mobility, while the more material
until entrance is finally announced by the slow people are photographically captured in all their
opening of heavy stone doors and the scattering of exoticism and are rendered immobile by the me-
light into the deep interior which lies beyond. This chanics of the camera and of the game.
passage initiates the viewer into the space of the One could argue that a character’s movement
Other where travel down the Nile is instantaneous through space does not constitute narrative in and
and a click on any map label immediately elicits of itself. Even de Certeau identifies three stages of
exotic images and accompanying text. the travel narrative; in his formula, the outbound
Regardless of the nature of the passage into journey, the encounter with the Other, and the
game space, from Qin’s precarious drop into a homecoming form the travel tale’s necessary com-
dark crevice to Voyage into Egypt’s feeling of being ponents.20 In the cd-rom game what determines
sucked into a tomb, the mouse-clicking tourist the point where the journey ends and the home-
pursues expectations formed by reading the cd- coming begins? Narratologists have also ex-
rom box’s promise of strange, secret, distant pounded upon the role of the goal-directed pro-
worlds. The player’s own mobility contrasts with tagonist. What are the goals that propel the
the immobility of those objects and individuals player’s movement through game space? A num-
encountered in the space of the Other—the world ber of cd-rom games do assign goals the player
on the other side of the cd-rom’s passageway. must achieve; their fulfillment marks the conclu-
Thus, the player’s narrative-making maps cultural sion and the traveler’s homecoming is enacted by
difference. The Australian aborigine is an an- the “exit” option. These goals contain the narra-
chored image bound to a single locale within From tive possibilities and the myriad of possible spatial
Alice to Ocean. The matador of Around the World paths through the game space. Certain paths and
in 80 Days must always remain in the same spot. actions are rewarded while others may even bring
And Qin himself will not be found randomly wan- the disincentive of death and aborted narrative.
dering through the tomb’s various levels. The variety of game goals is vast: build the
Carmen Sandiego more accurately represents a Great Pyramid, unravel the ancient mystery that
world in transit: an Asian “helper” character can has fallen upon an Indian village, help rescue a law
be encountered in South America and an Italian in student’s time-traveling fiancée, get the inhabi-
Africa. Within a single game, these characters ap- tants of Zarg to dig up precious stones faster than
pear to be stable, but after multiple solved cases, your opponent, destroy a doomsday machine,
the same characters reappear in different parts of outwit the master computer in a game of psycho-
the world. The villains, who are definitely mobile logical warfare, find the stowaway, defeat the Chi-
as in any traditional chase story, are of various eth- nese emperor. However, often the means to the
nicities and nationalities. However, the goal is to goals are relatively similar involving comprehen-
curtail their mobility, to imprison them with the sive spatial exploration and accumulation, two
help of a police officer and a judge, both of whom pastimes none too foreign to the tourist. Move-
are white American males regardless of the loca- ment toward the goal can often be spatially plot-
tion of the arrest or trial. While the title character ted, and successful transversal of a space is often
Carmen Sandiego, presumably a Latina or His- awarded through the discovery of some item or
panic woman, seems to be forever on the loose, clue which can be virtually acquired by the player
the immobility of the game’s photographically de- and which may become necessary at some later
picted individuals should also be noted. Only the point. Or in a game such as Diggers, the movement
618 hop on pop

is downwards into the earth, and the accumula- past cultures focus on the valued treasures they
tion of precious gems allows the purchase of more left behind, allowing the cd-rom user to view the
sophisticated equipment which facilitates even past in material terms, much like the museum ef-
greater movement and accumulation of precious fect experienced through Qin’s artifact examina-
gems. Although the game may not prescribe a cer- tion function. Interestingly, cd-roms such as An-
tain order or itinerary, the failure to explore a cer- cient Lands adds to this museum formula a degree
tain space and add a certain object to a player’s bag of voyeurism otherwise foreclosed by a past emp-
of tricks may prevent further movement and thus tied of its inhabitants. Ancient Lands reincarnates
prevent the goal from being achieved. In Gadget, and repopulates the past beginning with an over-
the train may fail to depart on time unless the view movie featuring a living mummy who plays
player has explored the destination thoroughly Ancient Lands on his computer. He exclaims, “Fi-
and added any new gadgets to her suitcase. The nally, I’ve found a way to discover ancient lands
player proceeds in a “gone there, done that” fash- without ever leaving the tomb.” The reincarnated
ion, scanning the environment for trophies and mummy is only the first tour guide or informant.
treasures, any item which may be snatched from The user may choose between several guides in-
the premises and later benefit the traveler. The ac- cluding a coy-looking slave girl who promises to
quired objects punctuate the player-spun narra- provide the native’s point of view on the “back re-
tive in much the same way that souvenirs may gions” of Rome. The tour guide can be abandoned
launch narratives of the tourist’s overseas adven- at any point so that the player may pursue an al-
ture. As Susan Stewart concludes, the souvenir au- ternate path or may look more closely at a partic-
thenticates experience and documents achieve- ular aspect of Egyptian, Greek, or Roman life. The
ment: “Removed from its context, the exotic interactive, multi-leveled structure of Ancient
souvenir is a sign of survival—not its own sur- Lands and other cd-rom applications facilitates
vival, but the survival of the possessor outside his this penetrating gaze, as people’s personal objects
or her own context of familiarity.” 21 The intangi- are made available for scrutiny. Icons such as the
bility of experience is converted into the tangi- microscope in Material World or the eyeball in
bility of possession. However, within the game, Freak Show invite the player to click her way to an
possession is as intangible as experience, thus sou- intimate perspective which may bring a new level
venirs are easily traded to perpetuate the game of information visually or textually conveyed.
experience. Whether rifling through a circus member’s diary
A similar materialist gaze even inhabits many hidden in his trailer, shuffling through the prized
cd-rom applications with more educational lean- belongings of a Brazilian family, or scrutinizing an
ings. In Material World, each family’s prized pos- Egyptian woman’s cosmetics, the world’s people,
sessions are displayed in front of their place of past and present, fictional and actual, are accessed
abode in what could be called the spread-eagle through a voyeuristic perusal of their material
style of exterior decorating. A family’s home ap- possessions.
pears to be turned inside-out, exposing the in-
terior and its inhabitants to the gaze of the passer-
The Digitalized Past
by. At times, the manner of display is even
suggestive of a yard sale, evoking a consumerist The assignment of goals or a motivating question
gaze. The cd-rom user can peruse the items and such as “Where in the world is Carmen San-
even use a magnifying glass icon for a closer look. diego?” may direct the player’s movement and
Unsurprisingly, many educational “trips” through contain the narrative possibilities provided by in-
ellen strain 619

teractivity. However, the use of an existent narra- suscitation of the past through cinematic spectacle
tive or the placing of the player in the shoes of a became possible. Even today we can watch the
historical figure also acts as a force of contain- 1898 footage captured by anthropologist A. C.
ment. To the extent that most players are aware of Haddon in Australia’s Torres Straits and imagine
the exploits of Marco Polo, a narrative and a set of being on the location witnessing some of the first
goals suggest themselves to the player of the cd- exchanges between Australia’s indigenous people
rom Marco Polo. The supranarrative of history and Europeans. Yet, in the spectator’s inability to
provides a model for the player’s path down the be seen by the participants and in the spectator’s
Silk Route and contextualizes the game’s places. inability to swing her gaze around to see all that
In their analysis of Nintendo games, Mary lies offscreen, she is like a ghost in the camera, un-
Fuller and Henry Jenkins comment on the use of seen and incapacitated. And in return, all that she
colonization narratives and new frontier meta- views has an ephemeral quality, inhabiting the un-
phors in new game technologies. Jenkins specu- alterable past through its ghost-like image cap-
lates that the re-creation of a New World open for tured on celluloid.
exploration represents a desire to return to “a The cd-rom game offers an opportunity to
mythic time when there were worlds without lim- enter the past as something more than a specter.
its and resources beyond imagining.” 22 Tourism The digital re-creation of the past may be a poor
to less industrialized nations and to geographical visual imitation, but nonetheless, its very pliabil-
locations seemingly untouched by the passing of ity, the opportunity to explore, and the illusion of
centuries is often motivated by the desire to cap- infinite possibilities in terms of space and action
ture the romance long since drained from our compensate for its frequent lack of photorealism.
over-industrialized nation, to catch sight of an un- Additionally, the material nature of the cd-rom
spoiled world as past figures must have seen it, to does not change; its encoded possibilities and the
find unpopulated, undeveloped expanses of land mapped spaces are forever renewable, as long as
where one can imagine that she is the first to set the cd-rom itself does not wear out. The actual
foot. The anti-touristic notion that the tourist de- tourist may lament that her visit may be the last
spoils land and culture by her presence has gained time she witnesses a certain locale in its current
currency over the past years, giving strength to the state or that a place is simply not the same as be-
eco-tourism movement. Additionally, time travel fore, now crowded with scenery-blocking hotels
through tourism appears to be less and less pos- and overrun with tourists. Meanwhile, the cd-
sible as computers, American products, and En- rom game, as the home tourist’s personal play-
glish-language television become ubiquitous even ground, may be saved; we may continually return
in the remotest of locations. The goals of tourism to its pristine starting point. Digital realities pre-
thus get shifted into simulated forms of travel sent the illusion of coming into being; nascent
where a denial of this loss is enacted, where his- possibilities are brought to life by a player’s deci-
torical recovery through retroactive environmen- sion-making. The allure of a past without fixity,
talist control over the land and vivification of past pouring out like the present tense, is clear; loss is
events appear feasible. negated as the past can be entered and changed.
In past centuries, literature offered one form of The promise of a resuscitated past is realized
simulation which could place the reader in the with varying degrees of satisfaction and at varying
shoes of previous explorers thereby recapturing levels of technological finesse in actual cd-rom
the past. By the end of the last century, preserva- games. Wrath of the Gods almost accomplishes the
tion of the past through documentary film and re- tricky task of photographically depicting ancient
620 hop on pop

history within an interactive game. The game’s homogeneity and the obliteration of local culture.
temporal placement is clearly in the past with ref- Similarly, in Carmen Sandiego, the player-crime-
erences to kingdoms, ancient Greek costumes, fighter can experience all the advantages of a
and revitalized myths from centuries past; yet, global communication system while the exotic
they all find a place within photographs of Greece images remain pristine, free from any signs of in-
from a more modern era. Similarly, Voyage in dustrialization and Westernization.
Egypt invites players to “Visit the most important Other cd-roms focus on environmental con-
archeological sites and view photographs of the cerns and atone for the loss of delicate ecologies
ruins accompanied by 3-D reconstructions which and the species they once supported. The 3-D At-
will allow you to enter the buildings as they once las commands not only space but also time, offer-
were.” And Qin reconstructs the tomb of Qin Shi ing time-lapse photography of urbanization, pol-
Huangdi from accounts of its construction and lution, and deforestation. In a kind of fort-da
evidence from other archeological sites. Further- process of loss, mourning, and mastery, these
more, the game suggests that undiscovered sites time-lapse sequences can be repeatedly returned
still exist, that the world’s mysteries have not been to their starting points and re-observed. Mirror-
exhausted, and that journeys into the past are still ing the recent surge in ecotourism, many cd-rom
possible. games embark on exotic expeditions in the name
In another example, Carmen Sandiego illus- of environmental care-taking. One of the most
trates how cd-rom games and other contem- popular cd-rom treks through Africa to date has
porary armchair voyages may also function as been a game called Eco East Africa (Viridis). A
atonement, easing historical anxiety over lost player still experiences the touristic: “three-di-
ecosystems, decimated tribes, and the more gen- mensional animals, stunning landscapes, and
eral disappearance of unknown lands and buried changing seasons all in unbelievable photorealistic
secrets. Within the game, lost items are consis- detail.” In fact, one of the game’s options involves
tently recovered and returned to their proper a choice between being a tourist or a game war-
owners. This narrative of loss and recovery seem- den. If the player chooses the latter, the beauty of
ingly reverses the past flow of artifacts, prized pos- Ethemba, Eco East Africa’s fictional game park,
sessions, and historical items from indigenous may be fleeting unless the player effectively man-
hands into European museums and private col- ages the game park’s precarious eco-system. How-
lections. Additionally, through the game’s crime ever, even if poachers, disease, drought, and park
information network, cellular phone, computer mismanagement ravages the environment, the
database, and the always accessible robotic war- forests, grasslands, savannas, and highlands can be
rant-issuer, Carmen Sandiego accomplishes some- instantaneously restored using the restart button.
thing akin to the effect of a recent series of By way of closing, it seems appropriate to ask
ibm commercials. These commercials, filled with exactly what the armchair tourist will discover in
Greek fishermen, Italian nuns, Japanese dancers, looking to cd-rom travel games to fulfill the
and elderly French men all bragging about their yearnings that impel touristic exploration. Some
computer technologies, suggest a world conve- software will undoubtedly be purchased for their
niently linked by compatible computers; yet, the markers of authenticity, and many will serve some
picturesque images of these unique cultures, educational function. Yet, in other cases, the game’s
within which virtually no computers are actually structure encourages viewing the globe as a “ma-
visible, imply that this technological globalization terial world,” a world defined by the products
can take place without moving toward worldwide available for collection and consumption, a world
ellen strain 621

defined by the logic of accumulation. Rather than 8 Gregg Keizer, “The Next Generation of Multimedia
taking advantage of the role-playing elements of Software,” Multimedia World 2(6) (May 1995): 66 –72.
such games in order to position a player as an in- 9 Timothy Mitchell, Colonising Egypt (Cambridge: Cam-
bridge University Press, 1988), 27.
habitant of a distant land, most games still deliver
10 For more information about these impulses within
mobility and promote identification with Western
the field of anthropology, see Martin Heidegger, “The
travelers. Thus, the virtual tourist, aligned with Age of the World Picture,” in The Question Concern-
technologies of both mobility and information- ing Technology and Other Essays, trans. William Lovitt
retrieval, stands in counter-distinction to the static (New York: Harper Colophon, 1977), and Christopher
inhabitants of touristic destinations, frozen by Pinney, “Future Travel,” in Visualizing Theory: Selected
photographs or viewed as tools, maybe impedi- Essays from V.A.R. 1990 –1994, ed. Lucien Taylor (New
ments, to the continued collection of booty and to York: Routledge, 1994).
11 Michel de Certeau, The Practice of Everyday Life, trans.
the conquering of terrain. In short, in a world
Steven Rendell (1984; Berkeley: University of California
which, according to Fredric Jameson, is no longer
Press, 1988), 115.
mappable, travel cd-roms will provide environ- 12 Jurij M. Lotman, “The Origin of Plot in the Light of
ments which can be comprehensively mapped, ex- Typology,” trans. Julian Graffy, Poetics Today 1(1–2)
plored, understood, and consumed from the priv- (autumn 1979): 167.
ileged position of the tourist. 13 Ibid.
14 Teresa de Lauretis, Alice Doesn’t: Feminism, Semiotics,
Cinema (Bloomington: Indiana University Press, 1984),
Notes 121.
15 Ibid., 119.
1 Dean MacCannell, The Tourist: A New Theory of the
16 Eric J. Leed, The Mind of the Traveler: From Gilgamesh
Leisure Class (1976; New York: Schocken Books, 1989);
to Global Tourism (New York: Basic Books, 1991).
Jonathan Culler, “Semiotics of Tourism,” in Framing
17 Ella Shohat, “Gender and Culture of Empire: Toward a
the Sign: Criticism and its Institutions (Norman: Uni-
Feminist Ethnography of the Cinema,” in Discourse of
versity of Oklahoma Press, 1988); James Buzard, The
the Other: Postcoloniality, Positionality, and Subjectivity,
Beaten Track: European Tourism, Literature, and the
ed. Hamid Naficy and Teshome H. Gabriel, special is-
Ways to Culture 1800 –1918 (Oxford: Clarendon Press,
sue of Quarterly Review of Film and Video 13(1 and 3)
1993); Erik Cohen, “Authenticity and Commoditization
(1991): 45 – 84.
in Tourism,” Annals of Tourism Research 15(4) (1988):
18 The anthropologist’s voyage could be considered Oedi-
371– 86.
pal in its search for a mirror image of Western civiliza-
2 Buzard, The Beaten Track, 1.
tion’s pre-civilization savagery and in its contemplation
3 Jonathan Culler, “Semiotics of Tourism,” American
of some essential human nature.
Journal of Semiotics (1981): 156.
19 Michel de Certeau, Heterologies: Discourse on the Other,
4 For a relatively comprehensive list of sources that com-
trans. Brian Massumi (Minneapolis: University of Min-
pare anthropology and tourism, see Deborah Gewertz
nesota Press, 1986), 69.
and Frederick Errington, “Anthropology and Tour-
20 Ibid.
ism,” Oceania 60(1) (September 1989): 37–54.
21 Susan Stewart, On Longing: Narratives of the Miniature,
5 Laura Mulvey, “Visual Pleasure and Narrative Cin-
the Gigantic, the Souvenir, the Collection (1984; Durham:
ema,” in Movies and Methods, vol. 2, ed. Bill Nichols
Duke University Press, 1993), 148.
(Berkeley: University of California Press, 1985).
22 Mary Fuller and Henry Jenkins, “Nintend07 and New
6 Virginia Wright Wexman, “The Critic as Consumer:
World Travel Writing: A Dialogue,” in CyberSociety:
Film Study in the University, Vertigo, and the Film
Computer Mediated Communication and Community,
Canon,” Film Quarterly 39 (spring 1986): 35.
ed. Steven G. Jones (Thousand Oaks, CA: Sage Publica-
7 Lynn Spigel, “Installing the Television Set: Popular Dis-
tions, 1995), 58.
courses on Television and Domestic Space, 1948 –55,”
Camera Obscura 16 (January 1988): 17.
Hotting, Twocking, and textual form taken by academic knowledge; traces
of travel suffuse the writing so pervasively that
Indigenous Shipping:
knowledge and travel seem to be metaphors for
A Vehicular Theory of each other.
There’s something compelling and curious
Knowledge in Cultural
about intellectual travel—as a biographical event,
Studies a cultural practice, and as a genre of writing 2—
and in Heyerdahl’s case its appeal is enough to
John Hartley warrant a series of regularly reissued popular
bestsellers, still in print after more than forty
The treaty takes the place of love. years.3 But the bodily mobility of research and
Hardly attempted, the dance degenerates. its writing can also be a destination for analysis
The festival becomes war. And already at the water as well as its vehicle. Knowledge is travelogue,
hole . . . bringing to the diectic “here” of reading some ex-
—jacques derrida, of grammatology otic “there” of observation, experience, or intel-
lection (writing), whose truthfulness seems to be
dependent on distance: the closer Our Hero has
been to the End of the World and the more dif-
This chapter is about family (race) and travel
ficult the adventure, then the more convincing is
(writing) in cultural studies; the problem that it
the resultant revelation. Accounts of intellectual
wanders (wonders) about is the relationship be-
travel still conform to a Renaissance model—the
tween origins and destinations, and between writ-
authorial pilgrim’s progress to colonize a discur-
ers and readers, in the production of knowledge.
sive Newfoundland.4 For the reader, the verac-
ity and scarcity value of the knowledge so pro-
There There duced seems to be guaranteed by the distance
traveled and the difficulties encountered in the
Thor Heyerdahl’s account of his 1955 –56 research
getting, so that, for instance, Heyerdahl’s theories
expedition to Easter Island, in search of “centu-
and conclusions seem to be valuable because (as a
ries-old secrets,” is a book called Aku-Aku, which
latterday Jason the argonautist) he brings them
opens with a chapter called “Detectives Off to the
back (golden fleece-style) from the “End of the
End of the World.” 1 It belongs to the genre of aca-
World.”
demic adventure, where the account of the travel
Meanwhile, the role of the reader is to mark
is as thrilling as the secrets discovered at the “End.”
whatever stationary “here” it is that forms the
The getting of wisdom is the thing, not the wis-
point of departure—the origin— of intellectual
dom itself. Still today, despite the transformation
travel. It seems to me that the displacement of
of international travel and tourism since Heyer-
knowledge to some exotic elsewhere is a version of
dahl’s day, academic knowledge is valued for its
the “origin of society” problem discussed by Der-
distance from self. Not only do we compete ea-
rida in Grammatology, where the idea of a fixed
gerly for grants to get us out of our home territo-
point of origin always implies a “before,” which
ries to do research, but academics are also the
therefore unfixes the point.5 In the realm of
most active conference-goers of all professional
knowledge, it seems that there’s an endless repeti-
groups, at least in Australia. The distribution as
tion of the problem of indeterminacy by project-
well as the production of knowledge is a thor-
ing knowledge from the here of the reader to any-
oughly mobile practice, and this extends to the
where else (a Galaxy Long Ago and Far Away, or
john hartley 623

some other Orient), its power to command being cases the offenders are mobile, traveling for the
suddenly an effect of distance not truth. sake of it, in vehicles not belonging to them, with-
Do readers still have to rely on traveler’s tales, out instrumental purpose. Twocking requires a
endless reruns of authorial indeterminacy, or is moral code at variance with that of possessive in-
reading itself the mobility of knowledge? In par- dividualism; it’s an offense to ownership, intellec-
ticular, can the reader, rather than the writer, be tual or vehicular, being in the end a kind of pure
mobilized as the locus of sense-making? If so, or total gesture of travel, wherein the vehicle, the
it may at last be time to set a period at the close streets, moving quickly and being out of account-
of these premodern (renaissance/classical) meta- able time, are enjoyed for themselves, foreground-
phors of exploration.6 Modernism is no help here, ing the act and skill of driving (reading), not the
since its idea of progress is Tennyson’s Ulysses; 7 it possession of the car (text) or the promise of a
has retained distance as a criterion for truth but destination (closure). In a twocked vehicle (book),
added eyewitness observation/speculation, trans- driving (reading) is its own reward, travel (sense-
forming the traveler’s tall story into the scientific making) is its own end, and time is the duration of
expedition, and taking the skills of the pirate and the trip itself, not the steady state that travel dis-
graverobber into the laboratory and the museum rupts. Twocking (of cars or texts) is not a glam-
collection. Perhaps it is time to consider a new orous crime of cultural politics or personal pas-
concept of knowledge, a vehicular theory, cen- sion, not epic or heroic; it’s a routine, low-grade,
tered on reading not writing, on petty theft not the show-off offense. It is also called joyriding—
expropriation of whole domains, and interested in joyreading—and in that spirit I begin; by twock-
the pervasive sense-making practices of popular ing Thor Heyerdahl’s expeditionary metaphors,
media, not in preserving the hierarchies of arcane hot-wiring his vehicular theories, so I can take
sciences. It’s a move from there to here; an an- some ideas for a ride.
tipodean inversion of the polar-relations of
knowledge; it’s asking, with Stephen Hawking, the
The End of the World
impossible question (which is also Derrida’s):
what’s North of the North Pole? Not long ago (as I write, but not necessarily as you
read, when “not long ago” may have become
“once upon a time”), I too went off to the “End of
Offense: t.w.o.c.
the World,” and like Heyerdahl I went as a “De-
In what follows, I am interested (as a reader) in the tective,” also searching for “centuries-old secrets.”
mode of discursive transport used in the getting of My own forensic investigations were trying to
wisdom in various writings. But instead of starting identify secrets not in Easter Island’s caves but in
(as a writer) with the familiar exploratory travel- the shadow of Plato’s, since I was looking for traces
space metaphors, which would simply be to set off of the classical public forum within modern me-
on a generically predetermined path, I am going to dia readerships.8 Like Heyerdahl, I went not only
do something which is called, in British police- as researcher, but also as family. He was accompa-
court terminology (and thence in the slang of nied by his wife Yvonne and two children, Thor Jr.
those so charged), “twocking”—from the initials, and Anette, who are all duly indexed in Aku-Aku;
as written in charge-sheets, of a common, petty, we too (two parents and two toddlers) mixed
vehicular offence: t.w.o.c.: “T(aking) W(ith)O(ut) study and domesticity by going on a four-month
C(onsent).” Outside Studies Program from Australia to Britain
Most familiarly, juveniles twoc cars. Here, en famille.
metaphorically, readers twoc writings. In both Thor Heyerdahl was the adventurer-academic
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of his age; no one in the twentieth century man- ing facts” about something that has “puzzled the
aged to combine quite so successfully as he did the world for centuries,” namely what—and indeed
eyewitness ideology of science, the thrill of Viking where—is the public? I was looking for evidence
voyages, the exoticism of the South Seas, and the of the diffusion of democracy, not of white skins;
racial fantasies of those for whom civilization has my investigations concerned prosaic, profane,
white skin and a red beard. Pursuing a Nordic pervasive, contemporary texts, not epic, sacred,
quest for whiteness to a little island in the Pacific secret, ancient statues; I was digging through the
may seem quixotic (it may seem altogether nastier mysteries of popular media, not literally digging
too, though you wouldn’t guess this from the up a lonely, windswept island. I was trying to
chatty Aku-Aku) but it is the very uselessness, the make sense of journalism, not ju-jus, but Heyer-
harebrained outlandishness of Heyerdahl’s quest, dahl’s evidence was made of rock, mine of dis-
that makes it good copy—so the “Kon-Tiki Man” courses; his treasures in the cave were things, mine
got a year, a crew, a vessel, and a bestseller out of were ideas, and even though those ideas help to
his conspicuously unscientific project, on the organize the government of selves and societies
strength of his own red-bearded narrative appeal. throughout the contemporary world, they are not
This is how readers were enticed to read all about reckoned “real” in the same way as a good old
it, in a big display ad in the [London] Daily Sketch cave-load of buried treasure that can be grasped
(Thursday April 10 1958): and photographed and cataloged and produced in
evidence. Ironically, the eventual significance of
the mystery of easter island
Easter Island’s treasure, if any, is precisely tex-
from the man who wrote kon-tiki
tual—textual traces, on stone and wood and land-
Thor Heyerdahl, famous author of Kon-Tiki, has
scape, of discourses and of governing ideas about
written another magnificent true adventure story
selves and society. The “detective” skill required of
that you can’t put down.
the adventurer-academic at the “end of the world”
It’s about a strange, remote island in the
is the same, i.e., to be able to read such evidence
Pacific—Easter Island, where giant god-like statues
for meanings which help to explain how things got
brood over the countryside.
to be the way they are; indeed, in the official ac-
With the powerful help of a devil—Aku-Aku—
count of my “findings” I coined the term “foren-
Heyerdahl solved the mysteries of Easter Island that
sic analysis” to describe the methodology of cul-
had puzzled the world for centuries.
tural studies.10
He rolled back the years to uncover amazing
facts about the colossal, glowering statues.
He brought to light treasures that had lain hid- A Race for Time
den in caves for generations.
But rocks is rocks and race is race, as Kipling
He has discovered the secrets of the lonely in-
might have said, while democracy and the public
habitants in a way that only Heyerdahl can do.
are just words, and so, even though the Australian
This is a thrilling adventure you must not miss!
Research Council application form does specify “a
It starts this Sunday. Reserve your copy now.
vessel” as an allowable piece of “research equip-
starting in this week’s sunday dis-
ment,” I was unable to call on the services of a ship
patch .9
to take me on my quest from Australia to a small,
A generation later, I too was looking for an- secretive island at the (Other) End of the World.
tecedents to contemporary global society, trying We could just about afford Aeroflot, but the uni-
to “roll back the years” in order to “uncover amaz- versity travel agent wouldn’t let us use it, so we
john hartley 625

spent a little more and traveled by Malaysian Air- previously from an outpost of ancient Egypt to
lines instead.11 On board a packed jumbo with South America (Ra), ending up on Easter Island
puking children, I was unable to check out my (Aku-Aku), thereby encircling the globe with a
theoretical hypotheses by chatting, as Heyerdahl civilization that predates but exceeds the cultural
does in the last chapter of Aku-Aku, with my own competence of the known or surviving indigenous
personal familiar spirit, or “aku-aku” in Polyne- society.15 What Heyerdahl was looking for on
sian. But in the little island I visited—I want to Easter Island was a “red-haired strain” within the
call it Uka-Uka, but UK will have to do—the indigenous population that could be traced back
spirit of racial purity was all too real; not the still to a white-skinned, statue-building, “long-eared”
small voice of what Heyerdahl calls a “moderate ancestry. His conversation with his imaginary
form of ancestor worship” as on Easter Island,12 aku-aku culminates in this:
but media full of stories about Maastricht,13 as the
“We were talking about a possible link between
European Community changed itself into the Eu-
Malays and short-ears,” I said. “What would your
ropean Union and inaugurated the new fantasy of
view be, as an aku-aku, if language said yes and race
a “common” European “heritage,” where much of
said no?” “If language suggested that Harlem ne-
what was paraded as “European tradition” and
groes and Utah Indians came from England, I’d
“heritage” was merely euphemized white racism.
back the race expert.16
Unlike Heyerdahl, I was preoccupied with
reading the papers and watching the tv news, so I It seems that what’s sauce for the aku-aku is source
never had the leisure of a conversation with an for the scientist, so Heyerdahl collects from vari-
aku-aku about the gap between scientific knowl- ous unsuspecting Polynesian islands “a bag full of
edge and racial fantasy: “I felt sorry for my own test tubes filled with blood”:
aku-aku,” writes Heyerdahl:
Chiefs, elders, and local authorities had helped [the
It had followed me for a year on a lead, without the expedition’s doctor] select those who could still be
freedom to wing its way into the unbounded uni- considered pure blooded. We had sent the samples
verse. I thought I could hear its complaining voice. by air in ice-filled thermos bottles from Tahiti to
“You’re getting stale, and too prosaic,” it said. the Commonwealth Serum Laboratories in Mel-
“You’re no longer interested in anything but dry bourne. . . . never before had living blood from na-
facts.” . . . “This is a scientific expedition,” I said. tives in these islands reached a laboratory in such
“I’ve lived most of my life among scientists and have good condition that all the hereditary genes could
learnt their first commandment: the task of science be studied and determined.17
is pure research. No speculation, no attempt to
The point of this archaeological vampirism was
prove one thing or another.” “Break that command-
to isolate “all the hereditary factors arguing Poly-
ment,” said my aku-aku. “Tread on their toes.” 14
nesian descent from the original population of the
You probably remember Thor Heyerdahl, if at American continent and at the same time clearly
all, for his exploits on research vessels; not only separating the Polynesians from all Malays, Me-
Kon-Tiki but also the reed boat Ra. What is less lanesians, Micronesians, and other Asiatic peoples
well remembered is that these Boy’s Own adven- of the West Pacific.” 18 Such an argument, for
tures with indigenous shipping had a purpose, blood over language, wanting the great precontact
namely to demonstrate the possibility that an ad- civilizations of the Americas and the Pacific to be
vanced, white-skinned, red-bearded people could white, is the purpose of Heyerdahl’s expeditions.
have sailed from Peru to Polynesia (Kon-Tiki), and The argument is presented as having something to
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do with science, even when it wishes to tread on self-consciously patriarchal and quite cheerful
scientific toes with its fantasy-speculations; the sacrifice of a young female child in favor of a mas-
gist of the book’s last chapter is to achieve in nar- culine “scion,” tends to overwhelm Heyerdahl’s
rative what cannot be “proven” by normal archae- “science” with his desire for his red-haired, white,
ological and anthropological methods, but to do male, Nordic seafaring strain to be fused with that
this, paradoxically, with a combination of tradi- of the indigenous population he studies. The Hey-
tional ethnographic research and modern high- erdahl family sails the seven seas with dad not to
tech forensic-science (blood-testing) methods. keep itself intact but to provide racial purism with
a local habitation and a name.
It only remains for you to know that one of the
A Moderate Form of Ancestor Worship
secrets of my past is that I was given Aku-Aku (the
However, narrative is the clear winner over sci- book) while at an orphanage in 1960, and I still
ence. What drives Heyerdahl’s quest in Aku-Aku is have the same copy. Its tales of an intact family
much more personal than the “prosaic . . . dry pottering about “trying to prove one thing or an-
facts . . . of pure research”; it’s the combination of other” in the South Seas clearly had some sort of
red hair, family, travel, and race. His acknowledg- impact on me, since that’s what I went on to do for
ment of his family’s presence on the expedition is a living. However, although I remember reading
more than mere cutesy parental pride. The family and being enthralled by the travel aspect of the
serves a crucial narrative purpose, since the book book (and its strange ethnographic-tourism color
closes with an anecdote about how his daughter pictures), I don’t remember noticing at the time
Anette’s flower wreath, thrown from the departing either the Heyerdahl family (irrelevant to the ad-
Research Vessel as the expedition left Polynesia, venture), or the Heyerdahl thesis (ditto). Reading
failed to clear the ship’s rail. Heyerdahl relates how it again, after all these years, the book’s narrative
he retrieves the garland and tosses it overboard to desire for the globalization of a patriarchal white
join the others—a superstitious gesture that earns family is all I can see in it. My own desire on reread-
him the approval (and symbolic integration with ing it, namely to recognize the identity of my “erst-
the culture) of his aku-aku.19 while theoretical self ” 21—a pre-teenage fatherless
Heyerdahl’s aku-aku was assigned to him by white male, institutionalized in Wolverhampton
Easter Island’s “mayor,” the only descendant of but dreaming of Rapa Nui—was thwarted, how-
the “long-ears,” a man who wanted his grandson ever, since I am confronted only by a yellowing,
to be christened “Thor Heyerdahl Kon-Tiki El Sal- loose-leaved, unglued book, inscribed with a dedi-
vador de Niños Atan”—a boy whose “skull was cation that reads:
covered with stiff, flaming red hair,” who was “the
to
last scion of the long-ears’ race” and over whom
his royal highness
Heyerdahl claims symbolic parenthood—at his
crown prince olav
christening “I was to be godfather and sat on the
the patron of the
first bench on the women’s side.” There’s more, in-
expedition
cluding an account of the death of an unnamed
granddaughter of the mayor from the flu that was Underneath this is my personalization of the
brought to Easter Island annually by the Chilean book; my possessive individualist aspiration (i.e.,
navy, and for whom the “strapping grandson” was to make it my own) was both marked and mocked
“compensation.” 20 All of this, including the un- by a signature that prioritizes my orphanage num-
john hartley 627

ber over my individual name, for this is what is science scarcely suspects. Perhaps it no longer
written in wobbly capitals: matters that these prehistoric wanderings were,
for Heyerdahl, racially motivated, white-skinned,
56
long-eared, Nordic-type journeys. His overseas
hartley
study trips are remembered for themselves—not at
The sight of which leaves me with an impression all for their intellectual content or scientific rigor,
not of Proustian recall (nostalgia) but of Derridean but for their status as travel. What has survived is
duplicity (textuality); not the comfort of origin not a collective memory of a wonderful racial the-
but “hopelessly mediated” writing.22 Across the di- ory, but of wonderful indigenous shipping.
vide of time and distance, I do not experience self- Here “taking without consent”—twocking—
presence with the ghost of my “erstwhile theoreti- is raised to the level of historical practice, engaged
cal self,” I only wonder retrospectively whether the in by a popular readership. Of course Heyerdahl
ambitions which tutor my current professional himself is also twocking; traveling in a series of in-
practices are founded on a twocked misreading: I digenous designs that don’t belong to him, he at-
read Aku-Aku in 1960 for its aspirations, made tracts the admiration of the crowd for his devotion
them mine, and in the 1990s discover that adven- to pure travel, without instrumental purpose. Like
ture, education, travel, discovery, and academic so many other popular performers, he’s embar-
popularization are, after all, merely a species of rassing when he confides his own beliefs, but
racist fantasizing about an intact family.23 when he does wheelies in a balsa raft and hand-
brake turns with a reed boat, we know we’re
watching pure talent. But this isn’t the end of the
Vehicular Theory
story, for Heyerdahl’s own vehicle—his text—is
Everyone I’ve asked, without exception, has heard twocked by his readership. The meaning of the
of Heyerdahl and many have even read one of his performance turns out, as always, to be in the
books,24 even those who weren’t born when he was hands of the driver (reader), not the intentions of
drifting through the currents of twentieth-century the manufacturer (author). Heyerdahl’s reader-
intellection, but not a single one of them remem- ship has “misunderstood” Heyerdahl’s purposes
bers why he went on his expeditions. Heyerdahl so thoroughly that while he was tracing dia-
has crossed the Derridean divide—the distance chronic, longitudinal connections among hu-
between self and identity, between subjectivity mans—i.e. origins in time, blood-flows through
and text—shorn of his own purposes and en- generations, authenticity in racial “stock”—his
dowed with a later generation’s racial preferences. public has simply flipped the theory sideways, and
He’s remembered as being a Good Guy vis-à-vis taken him to be a Derridean whose voyages per-
indigenous peoples, since he demonstrated that form the synchronic, latitudinal connections be-
they could do a great many technological, naviga- tween peoples; erasing the différance between in-
tional, and spectacular traveling tricks of their digenous and western, primitive and advanced,
own, never mind modern science. Heyerdahl’s magic and science. Heyerdahl was talking nine-
perverse desire to have human migration go from teenth-century grand narrative of origins, but his
east to west (i.e., not from Africa via Asia to the popular readership has been hearing twentieth-
Americas but from Egypt via Peru to Polynesia), century structuralist relations, positing humanity
actually helps him—it reads as if the ancient vira- not temporally but spatially, not as ancestors but
chochas were privy to knowledges that modern as a simultaneous network. This is vehicular the-
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ory, where the motive intentions of the author sister suspects neighborly poison (her leaves fall
(pure race), embodied in the purposes of the on his path). Here we house-sit for her while she
institution (pure science), upholstered in the col- takes a family holiday in Spain, while our children
ours of rhetoric (pure narrative), become but an get to know Rover the dog and Florence the fish.
empty vehicle which is parked, keys in the ignition The house is a big toy, as is the countryside; redo-
(published), ready to be twocked by the popular lent English destinations are a stone’s throw away,
readership (pure travel). Vehicular theory presup- including Chatsworth, Hardwick Hall, Haddon
poses in principle that meanings are stolen, but for Hall (our favorite), the Peak District, Arbor Low
use only, not possession. Heyerdahl’s readership stone circle, Peverill Castle, Mam Tor, Blue John
takes him to mean what they want, not what he Cavern, The Trip to Jerusalem (a pub in Notting-
argues, and this seems to be a collective, social ham Castle rock), Elvaston Park, Sherwood Forest
“reading,” not (indeed, over-riding, over-writing) and Major Oak (major disappointment), and con-
an individual one. stant glimpses of this country’s industrial under-
Meanwhile, we arrived intact in hideous belly, giant coal pits, some closed, with only their
Heathrow, after a day’s delay in Kuala Lumpur, aku-akus to rebuke the Thatcherite traffic whizzing
where the “mechanical fault” in the plane seemed by on the M1.
designed simply to shake extra foreign currency “Greetings” from Tufnell Park, a London sub-
out of 400 stranded tourists; a kind of corporate urb whose only claim to fame is HM Women’s
twocking from helpless captives. But at last, after Prison Holloway, in the news at the time of our
endless queues and endless walking, we were on stay because of the imminent release of yet an-
the road, thirsty for knowledge. We set off in search other wrongly convicted “ira terrorist,” this time
of the public, hoping that the “public sphere” was Judith Ward, convicted of the so-called M62
not in fact that grim, grey, airport, busiest interna- bombing seventeen years earlier, during which
tional hub in the world, which no one loves but time the prison itself had changed from Victorian
everyone visits sometime. Gothic castle (one crenellated turret of whose im-
posing gate-tower was the laundry chimney) to
redbrick modernism of the new brutalist school,
Half a Dozen Postcards from the M62
with prison as an architectural cross between col-
“Welcome” to Breaston, a dormitory “village” lege of education and window-free office block.
right underneath the M1 Motorway on the Not- But here, in the People’s Republic of Camden, the
tinghamshire-Derbyshire border. Here, between yellow-brick houses and aphid-shitting lime trees
the Trent Canal and a large out-of-town Sains- do somehow cohere or confuse into a tolerant,
bury’s supermarket, where everything is labelled grimy urbanity. Council blocks (soon to be sold
by country of origin except petrol and South off to private ownership), where radio music and
African apples (in this period they were called car maintenance are the chief outdoor pursuits,
“Cape Produce” instead of “Apartheid Produce”), back on to private flats in formerly bourgeois ter-
is the house we stay in. It has lobelias and my sis- races, and in both cases the occupants are mixed—
ter’s sculpture in the garden, Jessye Norman cds race, age, and family circumstance mottle the
and a well-stocked kitchen inside, also a big beech community. The Caribbean single mother chats
tree, several oaks, and a privet to shield us from with the self-employed psychotherapist, while
the neighbors, though some sycamores on one the cab-repair firm’s blue-serged mechanics hail
boundary fence are inexplicably dying, and my the Sri Lankan proprietor of the corner shop,
john hartley 629

and fifteen people of fifteen different ethnic back- to sightsee Bristol docks (waxed fat on the slave
grounds (but mutually unremarkable) trudge and tobacco trades) and Isambard Kingdom Bru-
silently through the garbage and chewing-gum nel’s SS Great Britain, being careful to pass under
goo and aphid shit from Holloway Road tube sta- his spectacular Clifton Suspension Bridge en-
tion to destinations that are geographically close route, and then on past grassy perturbations
but culturally unconnected. which hardly disturb the natural contours of the
“Wish you were here” in Trenowth, Cornwall, landscape; singularities which bespeak the fan-
where primeval oak forest, farming, and tradi- tasy racial origins of Englishness: Cadbury Castle
tional English values are maintained, along with (probable site of the “real” Arthurian Camelot),
the miller’s house we stayed in, several hundred Silbury Hill (largest neolithic structure in Eu-
years old and solid granite (i.e., a couple of feet rope—a huge white chalk mound containing
thick), right under an Isambard Kingdom Brunel nothing at all), and on via Kennett Long Barrow,
viaduct of 1837 which still carries the London-Pen- Avebury Circle, Stonehenge, and such places
zance Express, the whole idyllic scene resting where you stop and are windswept with wonder,
solidly on eu subsidy. “Europe” seems an unlikely but where you certainly can’t stay longer than to
champion of Englishness, but it is the only line of pick up a feather here, a piece of redolent chalk
defense between this garden of Eden and a fall there, a postcard, and a guidebook, and then we
from grace known elsewhere merely as economic and the children are off again, destination another
unviability. (The reason for the oak forest’s sur- London suburb with room for four.
vival is the same—it is “unproductive” land too “Having a lovely time” in Swiss Cottage, in
steep to farm.) Visible from the ancient British hill London’s northern inner suburbia, where posh
fort that is perched above the farm (a “turfy preparatory schools and the Freud Museum rub
mountain, where live nibbling sheep”),25 lies a shoulders with the Finchley Road, a busy and grim
vast white horizon; mounds of kaolin tailings like metropolitan artery. Just off this six-lane conduit
monstrous long barrows over the English China to the electoral heart of Thatcherism (Finchley be-
Clay Company’s declining industrial heartland. A ing Mrs. Thatcher’s parliamentary constituency),
breeze wafts one of my favorite smells, that of the there’s the Central School of Speech and Drama,
kaolin-impregnated stiff white paper used in the vibrating slightly with fame-seeking hormones in-
most stylish fashion and photographic magazines side as the fire hydrant outside oozes precious
like Australian Style, across the intervening valley, summer water for the third straight week, and
up the nearer slope of which we can see our friend traffic piles up while some poor student’s battered
and her two small sons toiling behind a flock of Peugeot is craned on to a truck for a parking in-
sheep which she is driving up to be ceremoniously fringement, and we pick our way over the drib-
introduced to us (and the children sing, Maddy bling pavement to the children’s playground,
Prior-style: “And how do you do, and how do you where a pair of Afro-Caribbean-English sisters
do, and how do you do again!”). dressed like fashion models frolic with their
“Come on in the water’s lovely” at Nailsea, a dor- daughters while we do the same with ours, glanc-
mitory suburb of Bristol and our stop-over be- ing admiringly at the locals’ stylish agility, as they
tween Land’s End and London; all new housing es- defy their confinement in the coralled and dog-
tate and kempt gardens, with time for a chat and dabbed concrete that passes for children’s space in
a meal with old friends and mutual admiration this rapidly undeveloping metropolis.
of the suddenly numerous children, a quick trip “Kiss me quick” in Lancashire (or, as the Devel-
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opment Corporation ad puts it: “Thanks, Central academic, hawking knowledge from town to town
Lancs”), way up north on the M1 to Leeds, then like a medieval colporteur, is nowadays mostly a
across the Peaks on the exposed and dangerous citizen of the imagination. Although the academic
M62 (whose persistent terrorist is not the ira but mind—such as the brain of Einstein 28—is still
the weather), up the M66 to Padiham, another occasionally valued in popular culture, it has
dormitory suburb/village somewhere between withered in importance in intellectual life as a
Blackburn and Burnley, facing Pendle Hill, home thing in itself, since its unique capacity to carry
since the seventeenth century of the Lancashire around (in something weighting mere kilos) all
Witches, to stay with my elder sister, the North-of- the “facts wanted in life” has been usurped by ex-
North endpoint of our journey, furthest away trasomatic technologies. Postmedieval academics
from Australia and darkening with November usually conduct their travels via the vehicle of
chill, as our younger daughter catches something metaphor, communicating with the rest of the
that leaves her crumpled in Blackburn Hospital planet by publication, air-mail, and e-mail.29 As
overnight, starting a race between her bugs and Charlie Chaplin might have put it, we live in Mo-
our departure date that did nothing for parental dem Times; as Charles Dickens nearly did, the one
stress levels but left the doughty, no-nonsense, Af- thing needful (in these hard times) is faxes.
rican-English bearers of the Thatcherized nhs Occasionally, however, their administrative
completely unflurried as they checked her for minders do let academics out into the world, not
meningitis and we just had to wait. just in metaphorical vehicles but in their own
physical bodies. These they send expensively to
far-flung continents in a quaint pre-Derridean
OSPitality
hope that if you put the subject of knowledge (the
Now, what I want is, Facts. Teach these boys and girls academic brain) and its object (some distant da-
nothing but Facts. Facts alone are wanted in life. . . . You tum) together into the same space then you’ll get
can only form the minds of reasoning animals upon some sort of metaphysical fusion of the twain,
Facts. . . . This is the principle on which I bring up my which con-fusion then returns to the home uni-
own children.26 versity replete with the one thing needful that it
(the university) could not otherwise afford— orig-
Ever since medieval times, travel and knowledge inal knowledge. Storing this priceless good in the
have been seen as so similar that each is under- brains of jet-lagged academics may seem precisely
stood through metaphors of the other.27 Travel quixotic (though it may also be cheaper than stor-
broadens the mind, and the most trusted knowl- ing the stuff in the library). Nevertheless, the prac-
edge (i.e., science) is still that of the eyewitness tice does at last solve the age-old problem of where
who’s “been there, done that.” Meanwhile, knowl- exactly the origin of knowledge is located. This sa-
edge is figured as a place, area, “domain,” “ter- cred fountainhead turns out to be a body with an
rain” or “field,” which we “explore” or “survey,” exotic name, as you’d expect, but an all-too-pro-
undertaking “archaeologies” of the “sites” of dis- saic function: at the university that was destined to
courses and institutions, or “pursuing” some truth send me to the End of The World it is called “osp,”
which is itself “elusive” and “fleeting,” always trav- being the body that awards study leave; the O(ut-
eling faster than trudging scholarship. In fact the side) S(tudies) P(rogram) committee.
language of travel is nowadays more important Since it makes no attempt to cover the actual
than actual footslogging; the itinerant jobbing costs incurred, osp requires itinerant academics
john hartley 631

to spend most of their intellectual ingenuity and phers, and this isn’t even a traveler’s tale. Let it be
research skill on survival; in my case, how to keep generically in-between and not-quite; a “Research
two adults and two children alive, fed, sheltered Postcard,” addressed to no one in particular, not
(etc., etc.) on one side of the planet for four even Derrida; 30 part image, part message, it is a
months, while on the other side a 17.5 percent marker of movement, but unsure of its destination.
mortgage rate and all the other financial tape-
worms of family-building demanded their dinner
Dreaming Spires . . . Screaming Tires
as usual, never mind all this junketing. The ques-
tion of how to feed the knowledge-seeking self and Here then, poised precariously on the brink of
family is much more compelling on a daily basis financial disaster— our own matched by the post-
than the question the four of us were collectively Thatcherite landscape’s—somewhere between
sent by osp to investigate. And so we spent most suburbia and the mythical English village so often
of our time, perforce, in unscholarly places where quoted in suburban housing, thirstily imbibing in-
we could find free beds; that is to say, in suburbia. formation by watching tv and keeping up with the
The children’s insatiable quest for knowledge gossip in the style and fashion magazines, at the
had to be slaked before osp could be initiated, edge of the known epistemological universe (in a
much less propitiated. We headed compulsively place called “cultural studies”), I started my formal
for parks and playgrounds, and they got on with research by doing a little participant observation of
their research, collecting an amazing array of popular culture, in these places less renowned for
leaves, pebbles, wet things, and novel microorgan- their scholarly resources than is, say, Oxford.
isms, all of which adhered tightly to their own Even so, it was straight to Oxford that my re-
physical bodies, fusing together and to their faces, search led, via the inexpensive medium of the
confusing yesterday’s peach, today’s muddy acorn, nightly tv news. There are bits of Oxford that no
and tomorrow’s cold, in a childish parody (or was scholar enters, of which there are few if any post-
it proof ?) of the metaphysics of presence. But cards, where no dreaming spires can be seen. A car
none of the resulting insights, collections, empiri- factory perhaps, or the remains of one, waiting for
cal samples, or taxonomies could be reported to the last skilled workers to unbolt the presses and
the osp committee, even though osp paid half the machine tools for scrap, a football club of declin-
children’s air fares. It is impossible, for reasons of ing fortune, and interminable housing estates for
genre, to tell the truth about a trip, because your the workers, the ex-workers, their families, and
“findings” may be scientific, or they may adhere the random drifts of underemployed youth, un-
to the sole of your shoe, but you cannot report dercapitalized young couples, underachieving
both in the same piece of writing. So this piece of productive assets. Here, rather than in the Oxford
writing, which is indeterminate and wandering of scholarly mythology, occurred the most impor-
(though not purposeless), is not a research report tant event in Britain of that year, the emblem of
with its stately rhetoric of distortion and suppres- the British summer, which was both long and hot.
sion (pretending that what you found out on the On tv the nation saw for the first time, direct
trip was confined to disciplinary knowledge), but from the council estates of Oxford, the newest
it’s not really a holiday postcard either, partly be- pastime of popular culture; it was called “hot-
cause most of the places we stayed in are those for ting.” And with it, a little rioting. Hotting is the
which there are no postcards. We weren’t nomads, practice of driving hotted-up cars flamboyantly in
explorers, tourists, or field-tripping ethnogra- suburban streets at night to impress the onlookers
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and to tease the police. The tv shows a glint of red These were twocking itself, ramraiding, and Essex
paint, the guttural noise of an over-revved engine, girls. Essex girls won pride of place—a cover
knots of suburbanite bystanders on the gray pave- mention—in The Face’s review of the year. Since
ments, arms folded against the glare of the camera it liked to think of itself as world’s greatest style
lights, looking like latecomers to a Guy Fawkes magazine, The Face could hardly bring itself to
bonfire party. That’s all, apart from the usual spat- share Essex girl jokes with its readers, but it ges-
tering of journalists, politicians, and police, with tured to the genre with this:
the collective gravity and cranial capacity of Win-
Q: What do Gorby and an Essex girl have in
nie the Pooh.31 Hardly a political crisis, and only a
common?
riot because the police media release said it was.
A: They both went on holiday and got (that’s
The crisis wasn’t easily legible as such because it
enough, Ed).32
took place not in the traditional binary context of
mainstream adversarial politics, but in (or be- “Essex girl” is a taste/class category, denoting
tween) more ambiguous domains: lifestyle (cars), lack of both, applied to young working women
class (lower middle to working), location (subur- from outer metropolitan suburbs, who became
bia). It was “produced” not as a public event by culturally visible as their spending power began
metropolitan political vanguardists, but literally to outstrip the readiness of style-setters to accept
produced as a media event by media crews with their purchasing choices. Notorious for what
deadlines and the usual hunger for daily visuals, they do in cars— cars that may well have been
even in summer when the public sphere proper is twocked—Essex girls get fucked, literally, or (like
on holiday. Was there more to hotting (and riot- Gorby on holiday) metaphorically. (“Get fucked,”
ing) than mere silly season journalism? Was the el- incidentally, is Australian for “go away,” so the
evation of tacky, unglamorous, politically naive phrase is another metaphor of travel where the
and stylistically inept suburbia to the status of na- “tenor” [make distance] uses a “vehicle” [make
tional preoccupation evidence of a political crisis love] whose literal meaning is to join together, re-
after all? Or is summer rioting just another diary sulting in a figure of difference in sameness, dis-
event in British journalism; Notting Hill, Brixton, tance in conjunction.) This was not only the year
Toxteth, Moss Side, St. Pauls, . . . Oxford—a sum- of the Essex girls’ joke (which was also generic—
mer irritation, like aphid shit underfoot and with outside Britain the same genre circulated as
the same political significance? Traditional British “blonde jokes”), but also their sitcom, Birds of a
summer rioting is usually explained away in the Feather (pronounced “fevvah”), which explored
popular media not as popular disaffection with the domestic space between petty bourgeois sub-
the political system but as “race riots.” This one, as urban-respectable Essex girls and crime, petty or
so often in fact, couldn’t be blamed on the ethnic otherwise, as the two sisters cope with the vicissi-
minorities, even if, like so many other forms of tudes of a comfortable lifestyle while their blokes
popular entertainment, it borrowed from them are banged up in the nick for armed robbery.33
some stylistic elements. A twocked car may be taken down to one’s own
housing estate for a bit of hotting in the light sum-
mer evening, or more seriously it may be used for
“Shell Suit Shauns and Lycra Lindas”
ramraiding. Ramraiding is the latest form of win-
As well as hotting, that year in Britain was note- dow shopping, where a twocked vehicle—pref-
worthy for some other emblematic cultural icons. erably an upper-class Range Rover or an haute-
john hartley 633

bourgeois Volvo estate (wagon)—is rear-ended ism. The one we’re looking for is in a Gramscian
into a shop window at high speed, often in full state of “moving equilibrium” as two forces fight it
view of the security cameras, using the arse end of out for stylistic hegemony; the neat aspirations of
the very image of smug fat-bummed class su- diy handyman-dad vying with the random de-
premacy to facilitate the removal of quick-sale rangements of the children, the opposing forces
consumer-desirables. All this is duly relayed to the engaged in noisy negotiations as we arrive.
nation on the evening news bulletins, with the aid Naturally, we’re in my sister’s subcompact
of videotape from the said security cameras (the Metro, not her husband’s company bmw, whose
latest and cheapest signifier of “gritty reality” on presence would add at least £100 if spotted by the
tv),34 and small riots ensue in the housing estates vendor. We look at a beige Mark IV Cortina. Fatal
where “shell-suit Shauns and Lycra Lindas” 35 attraction. I’m a fan of the Ford Cortina as such,
hang out, waiting for something other than John having had (in my youth) no less than five of
Major to happen. them, of varying vintage. In those days the Cortina
was the British volume car—the biggest selling
and most stolen car in the U.K., and Cardiff
Cars and Class
(where I then lived) was the city with the most car
I was about to suffer the fate of Gorby and Essex thefts. Unsurprisingly I lost two Cortinas that way,
girls before me. We never went to Oxford—we twocked, burned, and dumped. My favorite had
just saw it being hotted on tv—but we did get been a fast, tight, beige Mark IV with tan acrylic
around. I got a car from the newspaper classifieds roof. It had been, as a passing African Welshman
in Nottingham. After looking at two or three remarked when I parked it one day outside a pawn
dispiriting examples of what neglect and weather shop in Butetown (the so-called Tiger Bay of film
can do to cars, and visiting several car yards whose and Shirley Bassey fame) on my way to buy an
salesmen reminded me of why I’d emigrated, a Italian coffee maker called the Atomic (£5), a “nice
more promising prospect appeared in the paper. tool.”
Off we go to another grotty, downmarket housing This one was not. It had suffered the fate of the
estate; the kind whose streets have been given a Essex girl. It was neat enough looking (from across
helical twist by some crazed bureaucrat planner, the street); but on closer inspection it had black
so you’re always on a bend, but never going any- paint on the tyres, a dreadful portent. It had beige
where. The local youths’ creative response to this paint on the rubber seals, silver paint on the en-
Kafkaesque topography is to use cars to go no- gine. It had been Gorbied. But it had rear seatbelts,
where too, giving them the flamboyant helical and it was Proustianly beige, and it even had a
twist of the handbrake turn, and doing noisy, little booster seat for one of the children, and the
flashy, rally-style declutching, hotting off into the young couple who sold it to me were nice enough,
next cul-de-sac. The houses are rendered in gray not sleazebags, just a little hasty to close the deal
concrete, and they are being sold off, so this isn’t a and get on with their lives, and they just happened
council estate pure and simple; some houses have to have a spare wheel in the loungeroom that
been clad in fake stone, others in yellow paint, and would fit it. Would it last four months? Shaun and
one over there is exuberantly ethnicized in the Linda just smiled a lot.
gaudy manner of an Indian restaurant, complete We barely made it to London. The car stopped
with spy-hole and buzzer in the front door to somewhere in an inner northern suburb, oozing
monitor would-be guests for obvious signs of rac- wetly over the anonymous short street, a car with
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the vehicular equivalent of emphysema, gasping honorary degrees by the universities of Oxford,
for breath and with no force in its movements. At Cambridge, London, St. Andrews, and Bristol.
this point, class takes over. My classy London He’d married in 1899, and he had two sons, one of
friend, who drives a classy silver Saab, has a per- whom, Richard, went on to become chairman of
sonal mechanic who may be turned to in a crisis; Faber and Faber, which was Walter De La Mare’s
he’s in the Filofax. His business card puns gently publisher. Perhaps Richard had a son or a brother
on his forename. Mark One Motors is tucked in a called Walter, or perhaps not (the Dictionary of
mews off Eton Avenue; and while you’re waiting National Biography is silent on the matter), but at
just walk down England’s Lane to Maitland Park any rate there was in fact a Walter De La Mare
Road and there, Number 41, is where Karl Marx wandering the streets of North London around
lived and where he died. Dartmouth Park Hill (where my own publisher
also lived), in a midnight blue Volvo 144 estate
with a Blue Guide to England in the side pocket
The Point Is, to Change It
and a Royal Automobile Club GB sign under the
Well, of course they know about class in that part dash, for most of the 1970s.36 Did he play Abba
of London. Mark had a car that he himself used to on the 8-track cassette while he pressed a flared
carry parts in; a midnight blue Volvo estate auto- trouser leg down on the Volvo’s flabby throttle?
matic—your average class supremacist’s wife’s Did he know about Grease, vehicular or disco-cin-
runabout. He’d get it through its “mot” roadwor- ematic, or was his mind devoted to higher things;
thiness test and let me have it for £350. No, he the Althusserian Detour through High Theory,
didn’t want the Cortina in part exchange, and perhaps, or the Gramscian Digression through
would I kindly move it out of his mews? On top of subcultural style? Or was “Walter De La Mare”
the £320 I’d already paid for the beige bomb this just a nom de plume for someone who likes to use
wasn’t really a bargain. But of course I bought it, the names of famous English authors, especially
driving it away with an old piece of popular class on car log books, as a revenge against literary au-
analysis ringing in my ears: thenticity—a twocker of other people’s names, as
well as their cars? Who can tell these days?
Q: What’s the difference between a Volvo and a por-
Now I have Walter De La Mare’s Volvo with
cupine?
Mark One’s mot parked outside Karl Marx’s
A: Porcupines have the pricks on the outside.
house, and a Cortina, sans everything, parked in
Like any art object a car has a provenance, an haute-bourgeois street where no Cortina has
meticulously recorded by the state in the so-called dared to park before. Soon, with the help of com-
log book. When I looked at the Volvo’s book I was plaining neighbors and the local council’s Dead
in for a shock. Sure, this is bourgeois north Lon- Cortina Officer, the déclassé embarrassment will
don, and the Volvo is that kind of car, and this one be humanely put down and recycled into a small,
had never been owned further out of London than useful metal cube. The Volvo, for its part, will take
Golders Green, but still, you don’t expect literature us all over England—uncomplainingly, reliably,
from a log book, and so the name “Walter De La and close to the speed limit. I begin to wonder
Mare” as previous owner was unsettling. It’s as about porcupines.
close as I’ve ever been to a real (literary) author. If there’s a lesson about class in this tale of two
But while the Volvo was a 1970s car, Walter De La cars, perhaps Walter De La Mare can enlighten us.
Mare himself had died in 1956, after being awarded Among other things he wrote children’s stories,
john hartley 635

the pre-Second World War equivalent of kids’ ness/misery in high society, but happiness in na-
tv; well-meaning, interesting, didactic, and ulti- ture/poverty): “How very odd, then, that the mo-
mately strange visions of a class society into whose ment it [the manor-house] ceased to be a place in
mysteries Walter would initiate generations of which any fine personage would be proud to be of-
preteen girls. I do possess one book by him, pre- fered a pillow, [Jean-Elspeth] began to be friends
served unread from my own childhood. Here it is; with it.” Her personal freedom and identity come
published the year one of my sisters was born, to her, and Lucy disappears, at the very moment
with a short story about three daughters (some- when material wellbeing departs. “Lucy” is a tale
times I think my biography was written in advance that uses class analysis to criticize capitalism (ever
in the books I’ve unwittingly collected), called so slyly, so you can miss it if you wish) in favor of
“Lucy.” 37 Lucy is an imaginary friend, a sort of a vision of sororal solidarity held in place by an
white modernist aku-aku, belonging to one of empty house, the symbolic legacy of their patri-
three girls who live in the mansion built by their arch the grandfather, who was born poor and
jute-manufacturing capitalist grandfather, until whose surviving granddaughters live long enough
the day when their spendthrift father’s collapsed to be “taken in” to the home of their kindly erst-
speculative investments force them into poverty. while scullery maid. “Lucy” is a gentle critique of
The girls’ relationship with this history is entirely patriarchy too, and it seems that what Walter De
textual, since they know their forebears only by La Mare really valued was oddity, which is a kind
portraits on the dining room wall, and they know of integrity that survives physical displacement
their financial situation (up or down) only via let- and mental derangement. Jean Elspeth is out-
ters from Four Lawyers. wardly a simpleton suffering hallucinations, and
Jean Elspeth and her sisters are no Essex girls, she ends up as a dotty old lady staring at her own
but they are Birds of a Feather; beholden to absent reflection in a dank pond. But that, Walter seems
men for inexplicable riches and unaccountable to be saying, is OK, even a truth; in the end it’s a
losses, while they more or less cope with home more moderate and worshipful vision of English
and each other. Jean Elspeth, youngest and least ancestry than the conventional respect given to
worldly sister, discovers her imaginary Lucy at the money and manors.
age of seven, when the family is still rich and time
hangs heavily in a house where everyone works
Masculine Understanding
hard keeping order but nobody has time for talk.
The story is about how a family fails to cope with This is literally kids’ stuff, written by a man who
changes in class, from active (manufacturing) to got honorary doctorates from all the best univer-
passive (investment) capitalists, thence to market sities for doing it, and whose eponymous Volvo is
collapse and the sale of all moveable effects. Lucy even now on the road, a few minutes up the M1
is Jean Elspeth’s confidante right up until the mo- from my sister’s house, parked outside the “curi-
ment when material ruin transforms their house ous little church of Ault Hucknall, with early Nor-
from a monument to money into an empty, airy man details, in which is buried Thomas Hobbes
shelter for nesting robins and “a marvelous bush (1588 –1679), author of Leviathan,” according to
of Traveler’s Joy” flowering in what had once been the entry in Walter De La Mare’s own copy of the
the boot cupboard. Blue Guide to England. We go inside the picture-
A “narrative of enlightenment” this may be,38 postcard church and one of us transcribes the
with an improving moral too (you’ll find mad- great possessive individualist’s black flagstone in-
636 hop on pop

scription while the children dart about right over second marriage to Sir William Cavendish, and se-
the top of the “repute of his learning”: curing her own eminence in her fourth marriage
in 1567 to George Talbot, sixth earl of Shrewsbury.
Condita hic sunt ossa
Of him it has been said:
Thomae Hobbes
Malmesburiensis By the side of his formidable wife he tends to seem
Qui per multo annos servivit a rather colourless character, but it would be a mis-
Duobus Devoni comitibus take to under-rate him. He used his inherited wealth
Patri et Filio as a basis on which he became perhaps the biggest
Vir Probus et Fama Eruditionis tycoon in England. He was a farmer on an enor-
Domi Forisque bene cognitus mous scale, an exploiter of coal mines and glass-
Obiit Anno Domini 1679 works, an ironmaster and shipowner with interests
Mensis Decembris die 40 in lead and steel. . . . To some extent their marriage
Aetatis Sui 91 can be seen as the merging of two companies. The
... deal was clinched by a triple marriage; not only did
Preserved here are the bones Lord Shrewsbury marry Bess, but his second son
of Thomas Hobbes married her daughter Mary, and his daughter mar-
of Malmesbury, ried her eldest son Henry.41
who for many years served
Hobbes thus had firsthand experience of bour-
two households of [the earls of ] Devonshire,
geois possessive individualism as it was being in-
father and son.
vented within the persons and families of the
The virtue of the man and the repute of his learning
existing aristocracy; it was this “merging of two
are well-known at home and abroad.
companies” (feudal dynasticism with modern cap-
He died in the Year of Our Lord 1679,
ital) into the thing incarnate that gave him lifelong
on the fourth day of the month of December,
patronage and protection, which itself may be
in the 91st year of his age.39
seen as a wise investment by the Cavendishes,
Hobbes died in the imperious Hardwick Hall, since the “repute of his learning” has certainly
having tutored the second and third earls of De- outlived theirs:
vonshire—patri et filio—son and grandson of
The second earl’s main claim to fame is that Thomas
Hardwick’s builder, Bess of Hardwick, of whom it
Hobbes . . . entered his service when they were both
has been said:
young men just down from Oxford. According to
A woman of masculine understanding and conduct, John Aubrey, although ostensibly the earl’s tutor,
proud, furious, selfish and unfeeling. She was a Hobbes mainly “rode a hunting and hawking with
builder, a buyer and seller of estates, a moneylender, him and kept his privy purse. . . . His lord, who was
a farmer and a merchant of lead, coals and timber; a waster, sent him up and down to borrow money,
when disengaged from these employments, she in- and to get gentlemen to be bound for him, being
trigued alternately with [Queen] Elizabeth and ashamed to speak himself.” 42
Mary [Queen of Scots], always to the prejudice and
This wastrel died within two years of inheriting
terror of her husband.40
Hardwick, and so his eleven-year-old son, the
Bess of Hardwick married four times, laying third earl, inherited house and Hobbes, and con-
the foundations of four future dukedoms (Devon- tinued to patronize him for half a century. As for
shire, Newcastle, Portland and Kingston) with her Hobbes:
john hartley 637

At Hardwick he used to sing prick-song very badly died of a broken heart for the love of a daughter,
in his bed at night and to walk up and down the hill nor, perhaps, that his last recorded words on the
“till he was in a great sweat, and then give the ser- country where he had lived and worked most of
vants some money to rub him.” 43 his life, but which had refused him naturalization
as a “subject” in 1874 on the grounds that he was a
In fact Thomas Hobbes was a merry old soul,
“notorious German agitator” who “had not been
and the contemporary diarist John Aubrey re-
loyal to his own King and Country,” were: “To the
minds us that this greatest of English political phi-
devil with the British.” 48
losophers owed his wits to his ability to puke, a fact
We also visited my father John William Hart-
that went down well with my travel-sick children:
ley’s grave in Margate Municipal Cemetery. It
’Tis not consistent with an harmonicall soule to be a looked somewhat battered after a recent and very
woman-hater, neither had he an Abhorrescense to un-British hurricane, with felled trees untactfully
good wine but he was, even in his youth (generally) exposing the view to the recycling garbage plant
temperate, both as to wine and women. . . . When he next door, although they had restored the head-
did drinke, he would drinke to excesse to have the stone to an upright position. In truth the visit to
benefit of Vomiting, which he did easily; by which the cemetery was a flying one, to show the grave to
benefit neither his wit was disturbt longer than he my new family and vice versa, en route to that
was spuing nor his stomach oppressed.44 most English of summer pastimes, a day-trip to
the seaside, in this case to Ramsgate, where I had
lived (post-orphanage) in the mid-1960s. Karl
Visiting dwems Marx’s daughters were, according to their mother,
“attached body and soul to London and have be-
We visited two other Dead White European Males
come fully English in customs, manners, tastes,
on our trip. Karl Marx’s grave is in Highgate, a
needs and habits,” and one of their customs was
pleasant walk from where we were staying in Lon-
the annual holiday by the sea in Ramsgate:
don, to see the man who thought the point of phi-
losophy was to change things, lying peacefully [In 1857] Jenny [Marx] went to Ramsgate with
among ragged oaks and behatted matrons who Lenchen [Helene Demuth, housekeeper and mother
charge you £1 a head to visit the heavy marble and of Marx’s unacknowledged illegitimate son Freder-
cast iron monument erected in 1956 —the year ick Demuth] and the children for several weeks to
when Walter De La Mare died, Hardwick Hall was recuperate and this eventually became an annual oc-
taken over by the National Trust, and Thor Heyer- currence: the Marx family had great faith in the
dahl returned from Easter Island—and we stand health of sea air, and at one time or another visited
there, world socialism collapsing about our ears, practically every resort on the south-east coast. In
admiring the man with three sisters and three Ramsgate Jenny had, so Marx informed Engels,
daughters,45 who in the year of his own death vis- “made acquaintance with refined and, horribile
ited his eldest daughter Jenny, “seeking rest in the dictu, intelligent English ladies. After the experience
noise of the children, this ‘microscopic world’ of bad society, or none at all, for years on end, the so-
that is much more interesting than the ‘macro- ciety of her equals seems to suit her.” 49
scopic.’” 46 When Jenny herself died in January
And so we sat on the refined and intelligent
1883, Marx’s biographer says that, “Irredeemably
sand and, as I remember, made some pretty
shattered by the death of his “first born, the daugh-
pointed comments on the quality of the sea air (in
ter he loved most,” Marx returned to London to
comparison to Fremantle’s). But the children were
die.” 47 It is not often remembered that Karl Marx
638 hop on pop

delighted by water-rounded chalk pebbles and (fifteen people were killed in high-speed chases
flint nodes, some of which went into the collec- over a two-year period). The police commissioner
tion, and Ramsgate is a pleasant enough place to maintained that “to do otherwise would be con-
drive a Volvo round, looking for the undemol- ceding to the actions of a few, which would lead to
ished sacred sites of (my) childhood. However, a breakdown of law and order” (West Australian
having subjected Volvo, family and reader alike to (December 5, 1991).
this unscholarly diversion along the byways of On Christmas night, while the premier of
moderate ancestor-worship, I spare you further Western Australia Dr. Carmen Lawrence was on
patrilinearity, and return to History, and Australia. holiday in Italy, a pregnant woman and her one-
year-old son were killed in a collision with a stolen
car containing three Aboriginal minors, which
Overkill
was being pursued at high speed by the police
It turned out we needn’t have left. As we got off the at the time. That was the pretext for “family men”
plane in Perth, Western Australia was in the grip of to turn on indigenous children, literally with a
an orchestrated media campaign that proved to be vengeance:
an exemplary case study of the very issues I had
get tough on car louts: taylor
gone to Europe to research. It had everything: a
Acting Premier Ian Taylor has called for juveniles
public domain created by popular media, reader-
with records of car theft and violence to be given
ships mobilized as citizens, twocking, hotting, in-
long jail terms. . . . Mr Taylor, a family man with two
digenous peoples, patriarchal racists, pure travel,
sons and a daughter, is at odds with the Premier, Dr
and class relations played out in fictional form.
Lawrence, and the Community Services Minister,
History and death were colliding in the accidental
Mr Ripper. They both believe long sentences do
juxtaposition of family saloons. Unfortunately,
not deter young criminals. (Sunday Times, Decem-
while this amounted to a vindication of my own
ber 29, 1991)
reading of the current phase of the textualization
of politics, it was not such a confirming experience The Rupert Murdoch-owned Sunday Times
for those who were being textualized in this way. ran an editorial, a New Year’s message to the West-
For some of them, it seemed more like genocide. ern Australian community, which spelt out why
While the campaign was directed against “juvenile the matter was so serious. Aboriginal car theft, it
car crime,” everyone knew (though no-one in transpires, undermines the entire basis of Western
government or media said) that this meant Ab- binarism:
original children’s car crimes.50 In fact, although
The Sunday Times is on the side of the police. Their
white youths were quite capable of the most seri-
job is to uphold the law and they deserve total com-
ous vehicular offences, up to and including the
munity support. Not to chase hopped-up young car
murder of a young Aboriginal man called Louis
thieves would be to invite traffic anarchy, surren-
Johnson, who was run over by a carload of white
dering the roads to young criminals and making
youths (male and female) and left to die “because
hostage a community that already cannot put its
he was black,”51 it was the lesser but more
trust in traffic lights. (December 29, 1991)
identifiably indigenous crime of twocking that
seemed to inspire a fear in the organs of public en- Being able to trust the difference between bi-
lightenment that the whole fabric of society was nary oppositions (red-green) is one of the fun-
under threat. The police policy of high-speed pur- damantal premises of Western thought (as well as
suit of stolen cars, was defended to the death being the most commonplace exemplar of mean-
john hartley 639

ingful opposition in Saussurian semiotic theory), $5000, and several others were paid for by the Bull-
so a challenge to it in the form of feral Com- creek Lions Club which raised $7000.
modore sedans crashing through red lights at over The Airways Hotel donated a week’s free accom-
100 kph is naturally seen in terms of social disso- modation for the Dawbers [the dead woman’s fam-
lution—“anarchy . . . surrender . . . hostage . . . ily], and Budget has thrown in two vehicles for their
cannot trust.” The Sunday Times reckons that the use in Perth.
“time is long overdue to stop rapping offenders There have been offers of free funerals and hun-
over the knuckles with a feather duster.” What’s dreds of dollars sent by different police squads.
needed is “tougher sentences . . . long periods of (Sunday Times, January 1, 1992)
secure detention for violent young offenders.” The
This vision of a united community— “Perth”
Sunday Times has no time for “anyone who has
showing its true pecuniary colors with “dona-
more consideration for offenders than for their
tions” that just happen to get free press for various
victims,” or “misguided critics” who “bring al-
publicity-hungry institutions (Radio 6PR, sgio
legations of press and television hysteria and
Insurance, Airways Hotel, Budget car rental, the
charges that the media are somehow to blame for
police) —is imagined by local media that have col-
it all” (Sunday Times, December 29, 1991).
lectively done a Heyerdahl sidestep. The story is
A week later the boundaries were all tidied up:
about community, support, an open heart, and
“we’ll lock them up,” promised the Sunday
“public generosity” for those within the pale; but
Times headline; “‘This small group is waging war
such a vision is only possible if something else, lit-
on society’ (Acting Premier).” The paper ran a se-
erally unspeakable, is placed beyond the pale. In-
ries of stories on “tragedy dad,” the survivor of the
sisting that the campaign was against “hopped-up
most recent crash:
young car thieves” and “criminals” who are also
10,000 at vigil for father described as “violent,” neatly sidesteps the need to
Tragedy dad swamped by letters address an Australian racial fantasy that sees En-
Sympathetic public gives $20,000 glish in-laws as “us” and indigenous children as
perth has opened its heart to accident victim “them.” Trust in traffic lights is restored, via the
Peter Blurton. exclusionary tactics of racial binarism.
The young father has been inundated with offers As for Carmen Lawrence, the state premier
of help, notes of sympathy, gifts and $20,000 in who less than two months earlier had said that
cash. “the prison system had proved a cataclysmic fail-
The Blurtons expressed amazement yesterday ure in the case of juvenile crime” (West Australian,
after a week in which they were on the receiving end November 18, 1991); she returned early from her
of a huge show of support. trip to Italy and got off the plane to announce the
Organizers at 6PR radio station, which has con- victory of a small coup d’etat, duly and dispas-
ducted an appeal for the Bayswater man, also spoke sionately recorded on the front page of the state
out about the public generosity which has seen thou- newspaper: “People Power Won: Premier” (West
sands of dollars collected and pledged to help get Australian, January 6, 1992).
Mr Blurton’s in-laws to Australia [from England]. The government, ramraided by the local me-
The radio station and Royal Perth Hospital have dia, crumpled: a new draconian law was pushed
received hundreds of letters and cards. through a hastily recalled parliament, and some
The State Government Insurance Commission commercial enterprises got free advertorial out of
donated two of the return air-tickets, worth about all the publicity. The new law was immediately
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criticized as contravening Australia’s position as a twocking can be something much more danger-
signatory to the UN charter on the rights of the ous. It inspired populist revenge in the ugly shape
child. of a mob of shop-keepers trying to convert Ab-
original people from citizens into a fencing prob-
lem (“keep out”). This shows that twocking is
Here Here
more than mere hooliganism; it is a challenge to
Deconstruction is therefore the means by which one the petit-bourgeois discourse of “law ‘n’ order,”
operates from the “inside” in order to reach an “out- and thence to the “basic premise of Western
side.” Derrida is unable to stand somewhere else and thought” which declares that “strength lies always
explain how the change is going to come about—for and only in a recognizable position” (Gibson).
there is nowhere else to stand; we are, of necessity, The fear that things might be otherwise, i.e., that
here. “ours” and “here” are also “theirs” and “there,”
—Hilary Lawson, Reflexivity: The Post-Modern Predica- and that the relationship between the majesty of
menti the law and despised Aboriginal youths is precisely
one of circulation, gives rise to a classic over- and
This piece of writing started with the racial fan-
undervaluing (i.e., overvaluing the threat of un-
tasies of a Nordic anthropologist, and it ends with
dervalued people). Long ago in 1758, at the point
those of Perth media. It illustrates what Mark Gib-
of invention of journalism as the textual system of
son has called the “increasing confusion between
modernity, Dr. Johnson concluded that the very
“here” and “there” in a world where positionality
“duty of the journalist” was to point out such
(associating “here,” “us” and “now” with a place)
up/down deviations from any social norm; a con-
doesn’t confer strength or the power to “lay down
ceptualization which is still theorized as the gen-
the law.” 52 Certainly in the case of the Perth cam-
eral discursive function of the news in society.53 In
paign against twocking, laying down the law
this instance “society” turns out to be a petit-
proved to be ineffective and flawed from the start
bourgeois clean-up which expresses “support” for
(at the time of writing no-one had been convicted
a bereaved father by totting up the dollar-value
under the new laws), and the attempt to enforce
and commercial sponsors of his gifts, and which
“law and order” proved lethal not only to “they”—
would rather have its children die or spend twenty
offenders but also to random individuals among
years in jail than have its “trust in traffic lights”
the approved family model of “we”— citizens too.
shaken.
Conversely, the weakness and dispossession of a
few dozen Aboriginal kids and their mates was
not seen as weak at all when they turned twocking The Origin of Society
and joyriding into class war; it was treated as a
Accidental juxtapositions are of the essence in ve-
fundamental threat to society, and it mobilized
hicular theory; though some are the kind of acci-
the full array of Repressive State Apparatuses,
dents you try to avoid. In my case, it was a relief
cheer-led by the local press, talk-back radio and
that just as the new “car crime” laws were passed,
tv news.
I had booked in my battered old 1968 Chevrolet
I began to take an interest in “vehicular theory”
Impala for a complete body restoration costing a
in Britain, where hotting seemed to be the latest
Veblenesque $7000. It came back a month later a
aestheticization of politics for young people in
shocking shade of pop-culture green, with a
housing estates—it was newsworthy enough, but
Jimmy Pike/Desert Designs Aboriginal pattern
was it politics? On returning to Perth I found that
called “Billabong Country” for its upholstery
john hartley 641

(luckily misread by the not-very-tolerant Italian- hicle. The necessity for traffic lights at points of in-
Australian bodyshop boys as merely “hippy”), and tersection, together with the inevitability of trans-
one very pleased possessive-individualist owner. gression, leaves us not with a theory of society,
However, partly because it is what it is—a “nice but, as Derrida has already mentioned, a theory of
tool”—it has never been locked, and never been writing (pure travel) as movement, and society as
twocked. It’s just vehicular theory on wheels; cir- writing:
culating in the synchronistic spatial network of lat-
Language, passion, society, are neither of the North
itudinal connections between peoples, alert for
nor of the South. They are the movement of supple-
intersectional crises and police cars at traffic lights,
mentarity by which the poles substitute each other
a Derridean vehicle that has become almost pure
by turn. . . . Local difference is nothing but the dif-
signifier; it is so old that the same metal now
férance between desire and pleasure.54
merely quotes the thing that it once was, namely
the modernist American commitment to freedom This is the antipodean difference between writing
and comfort via applied science, consumer mobil- and reading: authorial red lights being run by
ity and a productive steel industry. It is also, like hopped-up readers in twocked texts. Let’s call it
the indigenous shipping of Thor Heyerdahl, en- joyreading.55
tirely emancipated from its American ancestry,
being explicable now only as an Australian car,
Notes
dedicated to the delights of antipodean différance,
taking meanings from “there” to “here” without Extracts of an earlier version of this essay have been
either pole of this deixis being identified as origin published as “Twocking and Joyreading,” Textual Prac-
or destination. The turns I take in it are not en- tice 8(3) (1994): 399 – 413.
tirely rhetorical, but they are communicative— 1 Thor Heyerdahl, American Indians in the Pacific (Lon-
don: Allen and Unwin, 1958), chap. 1.
along with several other “yank-tanks,” the re-
2 See my “Been There—Done That: On Academic
stored vehicle was soon featured nationally on the Tourism,” Communication Research 14(2) (April 1987):
Australian Broadcasting Corporation’s nightly tv 251– 61, which considers genres of academic writing in
current affairs show The 7.30 Report as an example terms of exploration/travel /tourism, the village raid,
of the continuing appeal, in the age of postmod- and the difference between oedipal and narcissistic/
ern poached-egg cars, of going to the supermarket fetishistic modes of transport; and my “Expatriation:
in something that by comparison feels like driving Useful Astonishment as Cultural Studies,” Cultural
Studies 6(3) (1992): 449 – 67, which discusses cultural
around in a tennis court.
studies itself as a form of disciplinary “expatriation,”
Interestingly, the Perth media (together with
and Englishness as a migratory term that must be
other control agencies like the police, government explained by reference to its destinations not its
and various lobby groups) locate the source of the origins.
social at the point of intersection between diver- 3 I thought my interest in Thor Heyerdahl was ideolectic,
gent pathways; society is constituted or originated outmoded, and perverse—a generation out of date at
at the moment of control—the traffic light. With- least. But while I was writing this my colleague Steve
out control (“law and order”) to enforce stops to Mickler handed me a catalog from a local bookshop,
which announced the rerelease of three of Heyerdahl’s
travel, society cannot be(come). This theory of the
books (Kon-Tiki, Tigris, Ra) in a uniform edition. The
social is a theory of point, moment, origin; but it
blurb reckoned that these “very popular titles,” cover-
is refuted in a collision with a countermanding ing “thirty years of adventure and discovery,” will be
theory of twocking—non-citizens (minors) driv- “best sellers for a new generation of readers. Certainly
ing across the path of order in a dispossessed ve- they are riveting reading” (New Editions Bulletin 13
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[April-June 1993]). As for Aku-Aku, it was on offer in tronomy, atlases and marine charts (in Dutch, French,
the same bookshop’s $10 bargain bin. German, and Spanish), as well as literary works. Thus
4 The “ur-texts” here would certainly be John Bunyan’s was early-modern knowledge imagined literally as a
The Pilgrim’s Progress, ed. G. B. Harrison (London: landscape for the roving eye of the traveler.
Dent/Dutton, 1678), and his earlier, autobiographical- 7 Tennyson is preoccupied with the “untravell’d world”
spiritual journey, Grace Abounding to the Chief of Sin- (i.e., death) which gleams through the arch of expe-
ners, ed. G. B. Harrison (London: Dent/Dutton, 1666). rience, using it as a point of destination to oppose
As for Newfoundland, how about John Donne’s “Ele- to the (Derridean) point of origin of society, which,
gie: To His Mistris Going to Bed”?: however, is projected into the future via Ulysses’ son
Telemachus (who is “centred in the sphere / Of com-
Licence my roving hands, and let them goe
mon duties”). As for Ulysses himself, despite the fact
Behind, before, above, between, below.
that Tennyson borrowed him from (Renaissance)
Oh my America, my new found lande,
Dante, where he burns in the Eighth Ring of Hell for
My kingdome, safeliest when with one man man’d,
seeking sacrilegious knowledge and immoderate expe-
My myne of precious stones, my Empiree,
rience, his project is that of modernism:
How blest am I in this discovering thee. (The
Metaphysical Poets, ed. Helen Gardner [Har- . . . I cannot rest from travel . . .
mondsworth: Penguin, 1966], 1966) And this gray spirit yearning in desire
To follow knowledge like a sinking star,
5 Jacques Derrida, Of Grammatology, trans. Gayatri Spi-
Beyond the utmost bound of human thought.
vak (Baltimore: Johns Hopkins University Press), 7.
. . . for my purpose holds
6 See a section on the illustrated book in the seventeenth
To sail beyond the sunset, and the baths
century, by Claudine Lemaire, in The Book through Five
Of all the western stars, until I die. (Tennyson: Po-
Thousand Years, ed. Hendrik D. L. Vervliet (London:
ems and Plays, ed. T. Herbert Warren [Oxford:
Phaidon, 1972), 393 – 409, where an explicit connection
Oxford University Press, 1971]: 89 –90.)
is made between the expansion of knowledge, the ex-
pansion of geographical horizons, and the develop- See also Bruce Chatwin and Paul Theroux, Patagonia
ment of literacy and science, up to and during the sev- Revisited (London: Jonathan Cape, 1985), 52 –58. It is
enteenth century: “Works on geography, topography, conventional, and instructive, to compare the death-
cartography and accounts of voyages grew apace to sat- defying overreaching of the 1842 Ulysses with the death
isfy a widespread curiosity about newly discovered wish of the 1864 Tithonus, in which the immortalized
countries. . . . The accounts of voyages, an ever popular Tithonus envies the “happy men that have the power to
literary genre . . . are very numerous and especially re- die, / And grassy barrows of the happier dead” (90 –91).
vealing of the attitudes of an age. . . . Voyages of explo- Tennysonian modernism seems happy enough with
ration considerably enlarged the known world from the infinity of space (Ulysses), less so with that of time
end of the fifteenth century. Gradually, fantastic ac- (Tithonus). This is partly a matter of deictics—“here/
counts, their facts often based on Classical authors, there” and “this/that” are latitudinal shifters that place
became rare, and a more scientific spirit appeared. and orientate (map) the subject of history, but “above/
Writers take an almost sensuous delight in describing below” and “ground/sky” produce not distance (knowl-
sumptuous festivals and ceremonies, and the more sen- edge) but death.
sational tortures inflicted in distant lands” (396 –97). 8 The results of this research were published as a book;
The “scientific spirit” and its concomitant “sensuous see Hartley, The Politics of Pictures: The Creation of the
delight” are illustrated by a Vlad-like scene of impale- Public in the Age of Popular Media (London: Routledge,
ment, pyramids, a dissected hand and a fetus done as a 1992), especially chapters 2, 5, and 8.
flower on/in a woman who poses—standing—in a 9 Plug for serialization of Aku-Aku, Daily Sketch (Lon-
landscape complete with beached ship; the latter from don) (Apr. 10 1958): 6.
the important Amsterdam firm of Blaeu, who pub- 10 See Hartley, The Politics of Pictures, especially 29ff.
lished town plans for Italy and Holland, a book on as- 11 Because we went in July 1991, this meant we missed the
john hartley 643

opportunity of traveling via pre-coup Soviet Union on times. Let us not forget there are vestiges of a former
our outward leg, and post-coup Russia on the return people . . . who still have naturally red hair, blue eyes,
leg. In compensation we bought a Gorby doll in Lon- beard, hooked nose and light skin” (ibid). Even if mi-
don’s Camden Market; a £45 Russian doll comprising, gration to the Americas came from Africa, for Heyer-
in ever-decreasing size, models of Gorbachev, Brezh- dahl the whole point was it was still white.
nev, Khrushchev, Stalin, Lenin, Nicholas II, Catherine 16 Heyerdahl, Aku-Aku, 331.
the Great, Peter the Great, and Ivan the Terrible. And 17 Ibid.
when we got home to Perth, we took the children to see 18 Ibid.
the Moscow Circus. 19 Ibid., 333.
12 Thor Heyerdahl, Aku-Aku: The Secrets of Easter Island 20 Ibid., 275 –76, 201, 245.
(Harmondsworth: Penguin, 1958), 339. 21 This lovely phrase is Tony Bennett’s, as recorded by Tom
13 We visited Britain just as the Maastricht Treaty, which O’Regan, “(Mis)taking Policy: Notes on the Cultural
transformed the European Community (ec) into the Policy Debates,” Cultural Studies 6(3) (1992): 419. It re-
European Union (eu), was signed. Maastricht meant, fers to textual evidence of “one’s own past history,” es-
we were told, full integration within the eu; but by the pecially where it contradicts one’s current enthusiasms.
same token it meant sharpening the distinction be- 22 Hilary Lawson, Reflexivity: The Post-Modern Predica-
tween people inside the Union and those left outside the ment (London: Hutchison, 1985), 100.
new “Europe.” Events since then, for instance in France 23 I wonder in retrospect about the tactfulness of being
and Germany, which include rioting, terrorism against sent (by my mother) a book about an adventurous fam-
“guest workers” (in Germany), and police harassment ily traveling the world together while I was away at an
of ethnic minorities such as Algerians (in France), have orphanage. But my enthusiasm for it obviously started
demonstrated that the line between insiders and out- something; I also still possess a follow-up present from
siders is empirically (on the street) a matter of skin my mother’s live-in lover, a woman who took pride in
color, not citizenship. being able to procure for me Heyerdahl’s magnum
14 Heyerdahl, Aku-Aku, 324. The last chapter is called “My opus (1952). This huge tome, a royal octavo hardback
Aku-Aku Says . . . ” costing 75 shillings (1960s prices) and containing 820
15 Heyerdahl, American Indians; this book contains an pages, had to be ordered from a mysterious acquain-
entire section, 217–345, called “Traces of Caucasian-like tance who knew how to get hold of such outlandish
Elements in Pre-Inca Peru,” which concludes: things. Its extravagance was her offering to our house-
When the Norman and Spanish conquerors reached hold just around the time when I finally left the or-
the Canary Islands a few generations before the dis- phanage to return to a home life and day school in my
covery of America, they found an aboriginal popula- mid-teens. Having begged for it I forced myself to read
tion part of which was of Caucasian race, light- the whole thing over the next year or two, but despite
skinned and tall, with blond hair, blue eyes, hooked wanting Heyerdahl to be right about the globalizing
nose and beard. . . . Any people living on the shores potential of indigenous shipping I still didn’t notice
of the Atlantic, with vessels and maritime ambition what he was driving at, racially.
capable of leaving racial vestiges on the Canary Is- 24 One of my colleagues (Toby Miller) was so pleased with
lands, may run the risk of setting similar migrants or my question that he dredged up an anecdote about
castaways ashore in the Gulf of Mexico. One may sporting-telebrity Lisa Curry-Kenny (Olympic swim-
look east or north— or even for a local evolution— mer and tv promoter of Uncle Toby’s breakfast cere-
when searching for the origin of the Caucasian-like als), who is reputed to have written more books than
elements in aboriginal America; it is incautious only she’s read but who counts Kon-Tiki among the few that
to close one’s eyes to their existence. (345) she remembers. I don’t know if this is true, but even if
it’s an apocryphal story it demonstrates the pervasion
East or north (i.e., toward white Europe) . . . but not of Heyerdahl’s popular academic adventurism.
black: “there is a popular but erroneous belief that black 25 William Shakespeare, The Tempest (IV.i.62). For a
people, if anything, would be all that Central America timely and persuasive analysis of this line, showing how
could receive with the African current in prehistoric
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its idyllic pastoralism is simultaneously a record of land in the middle of the “juvenile car crime” hysteria de-
enclosure, agrarian capitalization, the invention of scribed below. As usual the Sunday Times was first on
wage labor and concomitant unemployment, in all of the scene, even though it couldn’t find the right word
which Shakespeare the landlord had some personal in- for it: “Police move on beach ‘drags.’ Two hundred
vestment, see the essay by Terence Hawkes, “Playhouse- youths cheered as hooligan drivers did dangerous high-
Workhouse,” in That Shakespeherian Rag (London: speed stunts in a Scarborough Beach car park early yes-
Methuen, 1986), 1–26. terday. Police moved in after oil was poured on the
26 Charles Dickens, Hard Times for These Times (1854; ground. . . . Drivers spun their wheels in burn-outs
Harmondsworth: Penguin, 1969), 47. before racing off—some appearing close to losing
27 Metaphors of knowledge as travel can also be traces of control . . . some youths jeered at police officers and
the histories of colonization. See Ali Behdad, “Traveling accused them of heavy-handed action. But Acting In-
to Teach: Postcolonial Critics in the American Acad- spector Eddie Giumelli said, ‘It is dangerous. . . . It is
emy,” in Race, Identity, and Representation in Educa- not something police can ignore. Otherwise, this week
tion, ed. C. McCarthy and W. Crichlow (New York: there are 200 here and next week 400’” (Sunday Times,
Routledge, 1993). See also James Clifford, “Travel- January 12, 1992).
ing Cultures,” in Cultural Studies, ed. Larry Grossberg, 32 The Face 40 (January 1992): 92. (The phrase “that’s
Cary Nelson, and Paula Teichler (New York: Routledge, enough, Ed” is an homage to British satirical magazine
1992), and Janet Wolff, “On the Road Again: Metaphors Private Eye.)
of Travel in Cultural Criticism,” Cultural Studies 7(2) 33 Birds of a Feather (bbc) was first shown in Australia on
(1993): 224 –39. abc-tv in May 1993. It has since gone to seven series.
28 See the chapter of that name in Roland Barthes, Myth- 34 So “generic” is the footage that I saw the tape of the 1991
ologies (London: Paladin: 1973), 68 –70. Einstein’s brain British ramraiding being used—labeled onscreen as
has also starred in an episode of the mid-1990s tv spin- “file vision”—to illustrate a story about the phenome-
off version of Weird Science, where it was conjured into non in Western Australia (ABC News, May 12, 1993).
existence to assist in the successful resolution of that This journalistically unethical invention gave the clear
most important remaining problem of American screen impression that what we saw on screen was “in Perth”
intellection—how can nerds date teenage ice queens? as the voice-over said, despite the fact that the shop, the
29 Communicating requires not only the writing of arcade, and the Range Rover all looked oddly familiar.
knowledge, but also the reading of books, and for some Evidently, in tv semiosis, ten thousand kilometers of
it is the readership that distinguishes Western mod- distance and two years in time are not enough to sepa-
ernism from the rest of the planet. For a straightfor- rate a good story from available pictures, rendering
ward statement of the idea that reading literally maps “there” as “here,” and thus “different” as “same.”
“progress,” note this editorial comment by Herman 35 Among the list of “Best We Forget” phenomena of 1991:
Liebaers, writing as the chairperson of the unesco “1991 in Review,” The Face 40 (January 1992): 86.
Support Committee for the International Year of the 36 The Blue Guide to England, first published in 1920, is it-
Book, as director of the Bibliotheque Royale, Brussels, self a national institution of Englishness; witness the
and as president of the International Federation of Li- opening of J. B. Priestley’s book English Journey: being a
brary Associations. From this perspective, he writes: rambling but truthful account of what one man saw and
“One fifth of the population of the globe produces four heard and felt and thought during a journey through En-
fifths of its books. . . . Is then the unassuming book gland during the autumn of the year 1933 (1934; Har-
to be the line of demarcation between industrialized mondsworth: Penguin, 1977):
countries and developing nations? The divisions of the
I will begin, I said, where a man might well first land,
map suggest it. Progress can be read” (introduction to
at Southampton. There was a motor coach going to
Vervliet, The Book through Five Thousand Years, 14).
Southampton . . . and I caught it with the minimum
30 Jacques Derrida, The Postcard: From Socrates to Freud
of clothes, a portable typewriter, the usual parapher-
and Beyond (Chicago: University of Chicago Press,
nalia of pipes, notebooks, rubbers, paper fasteners,
1987).
razor blades, pencils, Muirhead’s Blue Guide to En-
31 Hotting came to my hometown, Perth, in January 1992,
gland, Stamp and Beaver’s Geographic and Economic
john hartley 645

Survey, and, for reading in bed, the tiny thin paper All this is printed under a headline which reads: “DCS
edition of the Oxford Book of English Prose. (9) [Department of Community Services] figures show
youth crime is up” (Sunday Times, Feb. 9, 1992) despite
See also The Blue Guide to England, ed. Stuart Rossi-
the report showing that Aboriginal offending rates had
ter (London: Ernest Benn; Chicago: Rand McNally,
dropped—the Sunday Times can’t (be bothered to) dis-
1972).
tinguish detention rates from crime rates.
37 “Lucy,” in Walter De La Mare, The Dutch Cheese and
51 See Steve Mickler, Gambling on the First Race: A Com-
Other Stories (London: Faber and Faber, 1946), 16 –51.
ment on Racism and Talk-Back Radio (Perth: Louis St.
38 Wolff, “On the Road Again,” 235.
John Johnson Memorial Trust/Centre for Research in
39 Translated from the Latin with the help of Tina Horton.
Culture and Communication, 1992). This report docu-
40 Edmund Lodge, Illustrations of British History (1790),
ments the death of Louis Johnson in January 1992 at the
quoted in Mark Girouard, Hardwick Hall (London:
height of the media campaign against car crime, and
National Trust, 1989), 4.
shows how his murder was treated quite differently
41 Girouard, Hardwick Hall, 6 –7.
from Aboriginal car crime (i.e., it wasn’t mentioned) by
42 Ibid., 38 –39.
Perth’s leading talk-back host and anti-juvenile cam-
43 Ibid. The internal quotation is from John Aubrey,
paigner on Radio 6PR).
Aubrey’s Brief Lives, ed. O. L. Dick (Harmondsworth:
52 Mark Gibson, “A Centre of Flux: Japan in the Aus-
Penguin, 1972), 305 –20.
trialian Business Press,” Continuum: The Austrialian
44 Ibid., 314 –15.
Journal of Media and Culture 8(2) (1994): 102. Gibson
45 David McLellan, Karl Marx: His Life and Thoughts
questions “one of the most fundamental premises of
(London: Macmillan, 1973). Marx “seems to have been
Western thought: that strength always and only lies
particularly attached” to his elder sister Sophie in his
in a recognisable position” (85); for him differences
childhood, and later married Sophie’s “best friend” ( 8,
between “here” and “there” cannot be explained by
15, 21). I too have three sisters (though I haven’t seen my
the received geopolitical metaphors of territoriality,
half-sister since childhood) and three daughters, the
strength, groundedness and location, since the strength
youngest of whom is called Sophie.
of “Japanese” (postmodern) economies is not based on
46 Ibid., 449. The internal quotation is a letter from Marx
them, but on fluidity, flux, indeterminacy, deterritori-
to Jenny Marx.
ality, and even “weakness” (as understood from a terri-
47 Ibid., 450. The internal quotation is from Marx’s
torial perspective). Gibson points out also that such
youngest daughter Eleanor.
“Japanese” indeterminacy is often feminized in dis-
48 Ibid., 426, 447.
course. (It therefore follows that “weaknesses” imputed
49 Ibid., 329. See also 271 for Freddy Demuth.
to “feminine” unpositionality may simply be a case of
50 Western Australia Premier Carmen Lawrence reported
mistaken lack-of-identity, missing strengths which are
in November 1991 that Aboriginal children were 33
not visible from “masculine” metaphors.) This note is a
times more likely to be put in detention than whites
summary of an argument developed more fully in
(West Australian, Nov. 18, 1991). Two days after the new
Hartley, “Twocking and Joyreading,” Textual Practice
“juvenile crime” laws were passed in February 1992, a
8(3) (1994): 399 – 413.
small item in the Sunday Times revealed the same “lat-
53 See Hartley, The Politics of Pictures, 141ff. and 161– 63 for
est” figures:
Dr. Johnson on “the duty of a journalist” (1758); see also
Aboriginal youths who break the law are 33 times Richard Ericson, Patricia Baranek, and Janet Chan, Vi-
more likely to end up in custody than young non- sualizing Deviance: A Study of News Organization (Mil-
Aboriginal law breakers. . . . While Aboriginal youths ton Keynes: Open University Press, 1987). They charac-
comprise 16 per cent of all offenders who appeared terize journalists as “playing a key role in constituting
before the Children’s Court in 1990/1, they made up visions of order, stability and change, and in influenc-
59 per cent of young people whose most recent pun- ing the control practices that accord with these visions”
ishment was detention. . . . The figures also show that (3 – 4).
Aboriginal offending rates dropped 11 per cent in 54 Derrida, Of Grammatology, 268.
1990/1. 55 Talking of joy, I’d like to name names in the OSPitality
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(staying alive) department: without Frances O’Brien


and Anna Patterson in particular, who lent us their
houses, happiness, and hours of company, we wouldn’t
have made the trip at all; and thanks to Rose Barnecut,
Malcolm and Maureen Brady, and Mary Hartley,
friends and sisters whose hospitality shone like beacons
across the English countryside, lighting our way from
South to North. The incomparable Tina Horton
(leaves), Karri Hartley (pebbles), Rhiannon Hartley
(wet things and novel microorganisms) were the rest of
the “we” who made the travel (knowledge) so memo-
rable; and thanks to Sophie Hartley for not being born
until it was all over.
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they have no control of. The photo or video more “Ain’t I de One Everybody
often becomes a substitute for action or thought.
Come to See?!”: Popular
And in the end fear becomes more virtual than real.
Finally, Charles Weigl evokes the issues in hor- Memories of Uncle Tom’s
ror film by creating fear. He artfully steps across the
Cabin
traditional division between criticism and fiction
by writing a critical study of the horror genre that
Robyn R. Warhol
is more of a Poeian nightmare than a classic argu-
ment. He asks “What is horror?” and his answer
becomes a short story about the potential horror
surrounding his life as a lone writer. Switching Late-twentieth-century readers approaching Har-
back and forth from regular type to italics, he pre- riet Beecher Stowe’s Uncle Tom’s Cabin (1851–52)
sents a metacommentary on how contemporary for the first time are often in for a surprise.1
critics of horror film might analyze the develop- “Uncle Tom” survives in American popular mem-
ments in his story. He concludes that the question ory as an aged, ineffectual, emasculated slave who
should be “What isn’t horror?” given the breadth stoops to conciliate the white master, but the
of the meaning of the term. As his story demon- figure of Uncle Tom in Stowe’s text—represented
strates so well, fear is omnipresent. as virile, outspoken, principled, and physically
powerful—provides a sharp contrast to the legacy
his name carries. Over the second half of the nine-
teenth century, the collective memory trans-
formed “Uncle Tom” from a literary character to
an icon, a voiceless visual emblem of the male
slave’s condition. The consequences of that trans-
formation range from the damage it has caused
Harriet Beecher Stowe’s literary-political reputa-
tion to the blueprint it has provided for the dom-
inant culture’s image of African American mas-
culinity. And while “collective memory” must
necessarily be various and fragmented in reference
to an issue so divided and divisive as race in the
United States, the consistency of the popular
memory of “Uncle Tom” in the late twentieth cen-
tury is remarkable. I will argue that this icon grew
out of the making of slavery into a spectacle in the
Victorian American theater, and that this memory
of “Uncle Tom” exemplifies the results of what
Michael Rogin calls the “political amnesia” that
goes hand in hand with imperialist spectacle.2 I
will follow Rogin’s example to think about how
spectacle functions as cultural amnesia, or “moti-
vated forgetting” (507), wiping out collective
memories of the very phenomena it hides “in
robyn r. warhol 651

ory is the joint product of personal and structural


influences upon culture. “Images of the past bear
the imprint of the present not because of an im-
personal affinity between them,” he argues, “but
because of the actions of people who feel deeply
about both, and in some measure successfully im-
pose their convictions upon contemporaries”
(317). However, as Schwartz argues, individuals
seeking to reshape the collective memory are lim-
ited to representing what is plausible, given “the
available past” (Schudson’s phrase). “Since this
available past reflects fundamental qualities of the
social structure, believable individual conceptions
of the past are not boundless. Two social forces
dialectically shape collective memory: different
people bearing different images of the past and
social structures imposing limitations on those
images” (317).
An additional force is operating, however,
when the “past” being recalled is itself a discursive
construction, or—in the case of “Uncle Tom”—a
Cover of a 1932 children’s book, depicting the twenti- fictional character. Whereas events and persons
eth-century idea of Tom as an aged, bent, powerless operating in the world must always be represented,
man. (Private collection.) through narratives or icons, at one remove from
“reality,” a fictional character has no existence
outside of representation. While it is impossible to
plain sight” (503). As America remembers Uncle measure the distance between the “real” Abraham
Tom this way, it forgets not just Stowe’s text, but Lincoln and the representation of his character in
the lived experience of slavery.3 commemorative statuary, for instance, the origins
Studies of collective or popular memory typi- of “Uncle Tom” are traceable to Stowe’s text. Of
cally focus on the recollection of historical persons course, that source, too, is polysemic, and the
or events, people who “really lived” or things that many versions of “Uncle Tom” that have survived
“really happened.” Michael Schudson’s 1992 study through the past century can be seen as competing
Watergate in American Memory, for example, or readings of Uncle Tom’s Cabin. But the visual im-
Barry Schwartz’s 1991 essay “Lincoln’s Image in the age of Uncle Tom that exists in the popular mem-
American Mind” analyze the politics of recalling ory is remarkable, both for its consistency across
presidential personae in varying ways, or of in- “high” and “low” American culture, and for its
terpreting polysemic historical narratives from difference from the way the figure is described in
competing perspectives.4 Maurice Halbwachs has the novel.
defined collective memory as “essentially a recon- Equally remarkable is the cultural authority the
struction of the past [that] adapts the image of an- icon “Uncle Tom” appears to hold. In a study of
cient facts to the beliefs and spiritual needs of the the collective memory of undergraduate history
present.” 5 As Schwartz concludes, collective mem- students in the 1970s and 1980s, Michael Frisch
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asked his classes to make lists of names they describe the evolution of the visual image of
recalled “in response to the prompt, ‘American “Uncle Tom” and of Uncle Tom’s Cabin since 1852,
History from its beginning through the end of focusing on tableaux, playbills, and posters for
the Civil War.’” 6 The first ten names students productions of plays bearing that title through the
produced were typically those of “presidents, nineteenth century. First, I will demonstrate icono-
generals, statesmen, etc.,” so Frisch asked them graphic variations in popular and literary-critical
to make a second list, excluding people from accounts of Uncle Tom’s Cabin in the 1980s, and I
those categories. Frisch has found (in refutation will conclude with a consideration of what hap-
of those who worry that contemporary college pens when the icon of “Uncle Tom” gains a speak-
curricula are undermining “cultural literacy”) a ing voice in a contemporary “New Jack” revision
notable consistency among the names students of the play. The icon of “Uncle Tom,” implicated
have recalled since 1975. According to Frisch, “the as it has been in the spectacularization and ame-
free association producing the lists is tapping a lioration of the history of slavery, stands in a space
very particular kind of cultural memory” (1141), in the collective memory that I propose to “empty
the content of which is “the stuff of popular out” (to use Stephen Greenblatt’s phrase), in order
culture rather than school curricula” (1138). to sketch a cultural backdrop against which the
Ranked in order of frequency, the names his collective obsession with such spectacles as the
students produced in 1988 of persons other than notorious videotape of Rodney King’s beating can
politicians and statesmen include authors, ex- be reframed. The figure of “Uncle Tom” mediates
plorers, inventors, suffragists, and other figures, contemporary notions of African American men’s
including only one fictional character: “Uncle historical experience. After tracing the evolution
Tom” (1140). of the “Uncle Tom” icon through the nineteenth
Frisch calls his study “A Modest Exercise in century, I propose to refill that space in the cul-
Empirical Iconography,” suggesting that the his- tural memory with contemporary re-writings of
torical figures who live in students’ memories take “Uncle Tom” that may enable dominant culture to
visual form. “Uncle Tom” is not the only icon of a perform more complex and multiple “rereadings”
slave that the students recalled; Harriet Tubman of black masculinity.
occurred with more consistency and frequency on
their lists (she ranked sixth, while “Uncle Tom”
Uncle Tom and the “Image Problem”
was fortieth). Tubman, remembered by Frisch’s
students as the courageous slave who escaped and For an illustration of the mainstream popular
then returned to help others to freedom, fits well memory of Uncle Tom’s Cabin, consider the ac-
into the “ongoing fixation on creation myths of count in American Theatre magazine of “Cabin
origin and innovation” that Frisch identifies as a Fever,” as they call the phenomenon of African
motivating force structuring the collective mem- American adaptors presenting radically revised
ory in mainstream America (1143). The icon of productions of Uncle Tom’s Cabin in the 1990s.
Harriet Tubman stands for the origin of the em- Describing Bill T. Jones’s The Last Supper at Uncle
powerment and emancipation of African Ameri- Tom’s Cabin and the San Francisco Mime Troupe’s
cans. What, then, does the icon of “Uncle Tom” I Ain’t Yo’ Uncle, the magazine’s account of these
stand for? And what does the pseudo-historical productions’ relations to Stowe’s novel and its
status of the figure mean for the dominant cul- nineteenth-century dramatizations illustrates the
ture’s collective memory of slavery? common conflation of the nineteenth-century
Toward answering these questions, I will stage versions of the character of “Uncle Tom”
robyn r. warhol 653

with his counterpart in Stowe’s text.7 Showing no have broke trust, nor used my pass no ways con-
sign of familiarity with the novel, the reporter trary to my word, and I never will. It’s better for
takes it on faith that “Stowe’s already broad char- me alone to go, than to break up the place and sell
acterizations of African-Americans” only “grew all” (90). And as for holding up his head, or look-
more exaggerated in the theatre” (21), and that ing whites in the eye, Stowe’s Tom is represented
Uncle Tom’s Cabin is “a novel of the evil South” as interacting with each of his white “masters”
whose “gripping plot, many picaresque (if one-di- with dignity and self-possession; even after Legree
mensional) characters, cornball humor and moral has kicked and beaten him, Tom “gained his feet,
urgency contributed to its popularity” (21). Any- and was confronting his master with a steady, un-
one who has recently read the novel (or the grow- moved front” (539). But it would be pointlessly
ing body of scholarly commentary upon it) will pedantic to argue that Williams is “wrong” when
have difficulty recognizing Stowe’s text in this he says, “Uncle Tom . . . couldn’t be a man.” The
comic-book caricature of it. But the American entity signified by his “Uncle Tom” exists more vi-
Theatre reporter does not seem to know the novel, tally in the popular memory than does the figure
nor really even make reference to it. The substance Stowe created.
of the article consists of secondhand reports and Indeed, the “New Jack Revisionist” play, as
comments on Uncle Tom’s Cabin, most of them re- written by Robert Alexander, begins with a con-
ferring, explicitly or indirectly, to the many dram- sideration of the “image problem” Uncle Tom suf-
atized versions of Stowe’s material rather than the fers from. The character of Uncle Tom “enters
original text. As a result, the article (unwittingly) through the audience, like a shuffling janitor; with
offers a glimpse at the popular memory of that a handkerchief in his hand, he wipes the arms of
icon, “Uncle Tom.” the theatre chairs,” saying, “Excuse me y’all . . .
Referring to that popular memory, Stanley E. pardon me, ma’am . . . excuse me, suh . . .” When
Williams of the Lorraine Hansberry Theatre—the the other African American characters—who are
group that collaborated with the San Francisco conducting a tribunal against Harriet Beecher
Mime Troupe to produce Robert Alexander’s I Stowe for having misrepresented them in her
Ain’t Yo’ Uncle—told the magazine that the naacp novel—tell him to leave, Tom turns to the audi-
and many of his troupe’s subscribers “didn’t like ence to say, “Ain’t I de one everybody come to
the idea” of reviving Uncle Tom’s Cabin, even in a see?! Don’t y’all want to see me stoop, shuffle and
revisionist version. “I think people react to the bend over backwards with a smile for every white
title—Uncle Tom is a figure no black wants to person I meet?!” (ms. p. 2). Tom’s emphasis in this
identify with because he couldn’t be a man—he speech on himself as spectacle, as the object set up
couldn’t have principles, or hold his head up high, to be seen, points to the iconographic status of the
or even look whites in the eye” (21). Anyone who part he plays in American culture. In this play,
were to read Stowe’s novel outside the context of however, Tom refuses to continue in that role.
twentieth-century collective memories of “Uncle Taunted by the other characters, Tom adjusts his
Tom” might be startled to see Stowe’s hero de- posture and joins them in turning against “Har-
scribed in such terms: the first Uncle Tom may not riet”: standing up tall, he turns to the white woman
have much, but he has certainly got principles.8 in the Victorian dress and says, “Let’s get a few
When, for instance, Chloe and Eliza suggest Tom things straight, Ms. Stowe. First of all, I ain’t yo’
should escape before Mr. Shelby can sell him to Uncle!” Tom’s personal rebellion gets played out
Haley, Tom’s principles forbid it: “Mas’r always in his physical appearance, as he is transformed
found me on the spot—he always will. I never from the “shuffling janitor” to an energetic man in
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his prime. He elaborates on the accusation: “Yeah, not that Stowe’s Uncle Tom is not a racist portrait,
your book turned some folks against slavery, but it for he certainly is, in the sense that his personality
created a big image problem for me” (ms. 2). This is presented—according to the principles of phys-
prelude to Alexander’s revisionist version of the iognomy—as being legible in his physical fea-
play addresses the concern Williams had raised tures, which are stereotyped as “truly African.”
about what the audience would expect from a char- However, the appearance of Stowe’s Uncle Tom
acter named “Uncle Tom.” The figure that “every- hardly resembles the old, shuffling man who ap-
body come to see” is bent, aged, ineffectual, con- pears in the opening scene of I Ain’t Yo’ Uncle. At
ciliatory, ridiculous; in short, he is conceived in the end of Stowe’s novel, Tom is still relatively
perfect opposition to the 1990s model of African young and physically strong: some time passes be-
American masculinity that the new Tom (intelli- tween Legree’s final assault on Tom and Tom’s
gent, virile, politically self-conscious, and power- death, “for the laws of a powerful and well-knit
ful) turns out to embody in Alexander’s play. frame would not at once release the imprisoned
The fact that the “New Jack Revisionist” play spirit” (588).
calls into question the relative age and (implicit) Although Stowe’s descriptions of the charac-
virility of Uncle Tom points to a central disagree- ter’s appearance are consistent throughout her
ment among twentieth-century commentators own text, literary and cultural critics writing
over who and what “Uncle Tom,” the character, is. about Uncle Tom’s Cabin disagree in their assump-
Some critics present portraits of Tom that are dif- tions about what “Uncle Tom” is like. James Bald-
ferent from the descriptions other critics employ, win’s version selects and interprets certain details
as well as different from the description of Tom in of Stowe’s description: “The figure from whom
Stowe’s text. Depending on the source of the de- the novel takes its name, Uncle Tom, who is a
scription, we can picture Uncle Tom as a physi- figure of controversy yet, is jet-black, wooly-
cally powerful man or an aged, weak one; as self- haired, illiterate; and he is phenomenally forbear-
respecting and dignified or as shuffling and ing. . . . Tom, [Stowe’s] only black man, has been
scraping; as sexless or manly or feminine. Stowe robbed of his humanity and divested of his sex.” 9
describes Tom as Ann Douglas works a further variation on the
characteristic Baldwin highlights, Tom’s forbear-
a large, broad-chested, powerfully-made man, of a
ance, placing quotation marks around an adjec-
full glossy black, [with] a face whose truly African
tive Stowe’s narrator never attributes to Tom:
features were characterized by an expression of
“Uncle Tom’s docility is docility only in the sense
grave and steady good sense, united with much
that Stowe considers it ‘feminine,’ but it is ‘femi-
kindliness and benevolence. There was something
nine’ only in that it represents adherence to spiri-
about his whole air self-respecting and dignified, yet
tual values—and this adherence, for Stowe, is
united with a confiding and humble simplicity. (68)
strength” (25). (“Feminine” is Douglas’s importa-
There is certainly much to object to in this de- tion into the text: when Stowe’s Tom must leave
scription, from a late-twentieth-century, anti- his wife and children, the narrator does not call his
racist perspective: some of the language Stowe’s tears “feminine,” but underlines his “brave, manly
narrator uses to evoke the visual image of Tom heart” [163] and “manly disinterestedness” [169].)
would be equally appropriate in describing a Alex Haley’s vision of Tom is even further removed
draught animal (“large,” “broad-chested,” “pow- from the novel’s description: “Mrs. Stowe’s hero is
erfully made,” “full, glossy black”). My point is a white-haired, pious, loyal slave-foreman” 10 The
robyn r. warhol 655

icon Haley invokes resembles what American The- race politics, in reconsidering the role Stowe’s au-
atre says “Uncle Tom” means: “the stock figure thorial act played in creating Uncle Tom’s “image
of the aged, Bible-spouting slave who shuffles and problem.” 11
scrapes before white bosses.” The magazine goes
on to say that “the new, authoritative Tom [in I
The Iconic Text: Playbills
Ain’t Yo’ Uncle] is a robust, vigorous man in his for-
ties, and a shrewd observer of those around him” If, as Thomas Gossett has asserted, it is true
(22). The image of the “new, authoritative Tom” that fifty people would eventually see “the play”
is, of course, much closer to “Stowe’s hero” than is (whichever of the many and varied productions
the popular conception of what that hero was like. that might signify) of Uncle Tom’s Cabin for every
That popular conception evolved through theatri- one who read the novel, then the preponderance
cal adaptations of Stowe’s story, produced around of theatrical versions of the story can certainly
the United States throughout the second half of help account for the variety of impressions Uncle
the nineteenth century. Those plays—rather than Tom has left upon the popular memory.12 As
the novel—are the source of the early cinematic no copyright law existed to give Harriet Beecher
versions of Uncle Tom’s Cabin, and of the assump- Stowe the right to control the material of her novel
tions about the icon, “Uncle Tom,” that led to the in 1852, adaptors and producers had unlimited
phrase’s use as one of the ultimate put-downs one access to her characters’ names, her title, and her
African American can level at another. plot, and they had unlimited license to alter those
The general impact the plays had upon the in accordance with their own ideas about what
popular memory of Uncle Tom’s Cabin was to would appeal to American theatrical audiences
emasculate the figure of Tom and to eviscerate the (not to mention their own ideas about slavery).
anti-slavery sentiment of Stowe’s novel. Gradu- The result was a plethora of plays called Uncle
ally, over the second half of the nineteenth cen- Tom’s Cabin, some of them claiming Stowe’s ap-
tury, the publicity for the plays came to present proval, some disavowing her; some of them fol-
Uncle Tom’s Cabin as a story of the pitiful martyr- lowing parts of her novel’s plot and characteriza-
dom of a helpless victim (the aged, shuffling tions, some varying wildly from the original.
Tom), downplaying or even eliminating the From a literary-critical perspective, one could
novel’s parallel plot, in which George and Eliza compare the plots of Stowe’s novel and of the var-
Harris escape to Canada, and eventually emigrate ious adaptations to look for ways that the content
to Liberia. During and after the Civil War, plays of the plays departed from the stance the novel
based on Uncle Tom’s Cabin offered up slavery as takes on Uncle Tom and on the institution of slav-
an entertaining spectacle for the public delecta- ery in general. But my focus on the popular mem-
tion, suggesting a nostalgic attitude toward ante- ory makes me less interested here in what actually
bellum plantation life. To the extent that Robert took place on the stage of nineteenth-century pro-
Alexander and the San Francisco Mime Troupe ductions called Uncle Tom’s Cabin than in the way
follow James Baldwin’s lead in holding Harriet they were represented to the public through play-
Beecher Stowe personally responsible for the cul- bills, posters, and newspaper reviews. If more
tural fact of that nostalgia, Stowe—as an author— people saw the play in the nineteenth century than
is getting a bum rap. As feminist commentary on read the novel, then surely even more people saw
Stowe’s novel has recently emphasized, there is a the advertisements and notices than saw the actual
great deal at stake both for gender politics and for productions. Reflecting the emphasis of the play
656 hop on pop

versions they are touting, the playbills highlight nent on the bill. After the list of tableaux comes
certain moments in the story of Uncle Tom’s Cabin either the advertisement for another play being
(when, indeed, the productions follow the novel at produced at the same showing (which did not of-
all) which were played up on stage, though many ten happen with Uncle Tom’s Cabin, save for a few
of the moments hold no marked emphasis in notable exceptions I will mention later), or an ex-
Stowe’s text. The scenes which came to form the planation for Uncle Tom’s Cabin’s being the only
traditional “tableaux,” or frozen visual images play on the program. Playbills for the National
ending each scene in the play, loom large in the Theatre production in Philadelphia began in 1853
iconography of Uncle Tom’s Cabin, and even tend by explaining “In Consequence of the great length
to dominate recent criticism of the novel. Adver- of the drama, there will be no other perfor-
tising posters, too, served to crystallize tableaux mance connected with it,” but by 1856 the same
that stood in synecdochal relation to the entire theater’s bills were saying, “In order not to erase
productions they were designed to promote, the deep impression this Sublime Entertainment
which, in turn, have come in the collective mem- leaves upon the memory, no other perfor-
ory to stand in for the novel. A close look at a mance will be connected with it.” An 1857 bill for
chronologically arranged selection of playbills and that theater elaborates, explaining that Uncle Tom’s
posters shows that the visual images they foster Cabin is on the bill alone so “that the audience
are largely responsible for the twentieth-century may keep in their ‘Memory Lock’d’ the Pleasing
memory of Uncle Tom’s Cabin as an entertaining, Recollections of this Great Modern Drama.”
death-obsessed, spectacular trivialization of slav- As the evolution of that explanation implies,
ery, and for the reputation of “Uncle Tom” as an the playbills provide an interpretive frame for the
aged, shuffling slave who “couldn’t be a man.” 13 productions, attempting to fix an idea of the play’s
Playbills for nineteenth-century productions meaning in the public memory. The same 1856
of Uncle Tom’s Cabin follow a standard set of con- playbill from Philadelphia provides an unusually
ventions for this form of print advertisement. The discursive example of this directive mode of de-
playbill always carries the play’s title in enormous, scription. Citing “S. E. Harris as ‘The Poor Slave,’
bold type, sometimes including certain words or in his original Dramatization of Uncle Tom’s
phrases (“Bress de ladies!” or “I Golly!,” for ex- Cabin,” the bill goes on to call the play an
ample) or the names of prominent cast members
affecting moral drama
in type nearly matching that of the title. A cast list
which, for brilliancy and success, stands unequalled
usually appears in small type, with stars’ names in
in the City.
boldface; the list is generally followed by a synop-
Overflowing Audiences, in Smiles and Tears,
sis of scenes, sometimes denoted by their setting
nightly hail the beautiful scenes in Mrs. Harriet
(“Interior of Uncle Tom’s Cabin,” “Exterior of the
Beecher Stowe’s
Ferry House on the River Ohio”), sometimes by
“Life Among the Lowly!”
famous lines spoken in the scenes (“Friend, thee is
with unbounded laughter and applause.
not wanted here,” “I specks I’se jes’ wicked”), and
The Trials of Poor Uncle Tom—the Simplicity of
sometimes by summaries of their action. Playbills
the Gentle Eva—the Quaint Humor of Topsy—the
for the version written by George Aiken and pro-
Heroism of Eliza and George—the Cruelty of
duced by George C. Howard—the first, most
Legree—the Delightful Songs and Choruses—the
faithful, and phenomenally successful staging of
Plantation Sports.
Stowe’s material, which premiered in 1852 —usu-
ally list the tableaux that ended each scene, in large The interpretations this offers for the charac-
enough type to render these visual images promi- ters’ experience are relatively consistent with the
robyn r. warhol 657

novel’s narrator’s attitudes toward them (Eliza’s of death and scenes from the second half of the
and George’s “heroism,” Eva’s “simplicity”), al- novel dominate the playbills’ version of the story.
though the reduction of Uncle Tom’s position to In the Aiken version, “The Freeman’s Defence”
that of “the Poor Slave,” “Poor Uncle Tom” cer- (the scene where George Harris and Phineas foil
tainly diminishes the connotative stature the novel the slave catchers) is a death scene, as Loker is
grants him. Still, a reader of Stowe’s novel might killed in the action. (In Stowe’s version, Loker re-
be unsurprised by the images presented here, un- covers from his wounds.) Four of the ten tableaux
til encountering the “delightful songs and cho- in the Aiken and Harris versions represent deaths,
ruses” and “the plantation sports.” These promise whereas death is the central subject of only three
an injection of the kind of light-hearted entertain- of the novel’s forty-five chapters. Appropriate
ment that playbills for Uncle Tom’s Cabin per- to the stage genre of melodrama, this adjustment
formances came increasingly to associate with the in the story’s emphasis is in large part responsible
slave experience, a mode that is completely anti- for the melodramatic associations the title Uncle
thetical to the “grimness” (as Hortense Spillers Tom’s Cabin carries today.
calls it) of Stowe’s presentation of slavery.14 To perceive shifts in emphasis from the novel’s
In addition to the playbills’ directives on how comparatively balanced treatment of the escape
to interpret the story of Uncle Tom’s Cabin, each motif (in the George and Eliza plot) and the for-
playbill’s list of tableaux provides a summary of bearance-unto-death motif (in the Uncle Tom
the notable and memorable scenes. These lists, plot), we can look to the amount of space devoted
too, function as interpretations of the material by to each motif on the lists of tableaux. Eventually,
foregrounding selected iconic images. The Phila- the martyrdom plot overcame the escape plot in
delphia playbill quoted above lists nine tableaux the discourse of the playbills. The proportion of
that were common to the Harris and Howard George/Eliza scenes (associated with the escape
productions during the 1850s, and that simulta- theme) to Eva/ Tom scenes (associated with the
neously constituted and reinforced the popular death theme) is almost consistent with that which
notion of what Uncle Tom’s Cabin is about: prevails in the novel: twelve of forty-four narrative
chapters are devoted to the Harrises, as are three
1st—Escape of Eliza
of the nine tableaux. But by making Tom’s death
2nd— The Trappers Entrapped
and Eva’s ascension into heaven the ultimate im-
3rd— The Freeman’s Defence
ages, leaving out the Harris’s eventual reunion with
4th—Death of Little Eva
Cassy and migration to Liberia, the play-bill places
5th— The Death of St. Clair [sic]
heavy emphasis on the martyrdom plot to the
6th— Topsy Butting the Yankee [a comic
detriment of the escape plot; and by presenting
interpolation]
“the freeman’s defense” as eventuating in a white
7th— Cassy Helping Uncle Tom
man’s death, the playbill makes George Harris’s
8th—Death of Uncle Tom
path a considerably more threatening one from the
9th— Grand Allegorical Representation
point of view of the white mainstream audience.
[listed on some bills as “Little Eva in Heaven”]
These nine or ten tableaux remained constant
The Aiken-Howard version adds a tableau at on playbills through the 1850s and 1860s, although
the beginning, giving slightly more emphasis to later productions added scenes highlighting spe-
the George-and-Eliza-Harris plot—which ends in cific performers.15 When the number of tableaux
their triumphant escape—and less to Uncle Tom’s rose over twenty, as it did in one 1867 production,
story, which ends with his death at Simon Legree’s the added scenes focused on the increasingly pop-
hands. Nevertheless, as the list suggests, scenes ular figures of Topsy and Eva-in-heaven. Scenes
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from the escape plot featuring the Harrises re- dition to “Death of Poor Uncle Tom” and “Im-
mained stable at three; hence, scenes from the pressive Denouement.” This playbill treats George
martyrdom plot, totaling eighteen, strongly dom- and Eliza more frankly than do the American bills
inated the images evoked by the playbills. Sig- as a married couple, implying that their relation-
nificantly, two of the tableaux on this 1867 playbill ship is taken more seriously in this production
depict a subject peculiarly absent from the origi- than in the American versions. They figure here in
nal list of nine: “Sale of the Slaves” and “Life on the “Stolen Interview between George Harris and his
Plantation.” Before the Civil War, playbills for beloved Wife” and in “Fearful Situation of George
American productions of Uncle Tom’s Cabin made and his Wife.” Furthermore, the absence of em-
next to no reference to slavery, unless—like P. T. phasis on Eva’s friendship with Tom reduces the
Barnum’s production of the Conroy version— potential for images that glamorize or ameliorate
they purported to show “slavery as it is” and, in so slavery as an institution.18
doing (according to a contemporary review of One American show calling itself Uncle Tom’s
Barnum’s show in the Liberator), offered “a ver- Cabin in 1861 emphasizes the subject of slavery in
sion of the great story . . . which omits all the the icons its advertisement invokes, but it takes
strikes at the slave system and . . . so shaped [the] some stunning departures from Stowe’s original
drama as to make it quite an agreeable thing to be material. A playbill for Sanford’s Opera House
a slave.” 16 In this respect the plays followed the in Philadelphia lists a long program of songs, flute
tradition of minstrel shows, which—as Eric Lott solos, and a play called Bridget’s Trouble!, then
puts it—“pretend[ed] that slavery was amusing, adds in small type, “To conclude with Sanford’s
right, and natural.” 17 Southern Version of,” and then, in extremely bold
The suppression of the topic of slavery from type, “uncle tom’s cabin!” The cast list con-
pre-1865 American playbills other than Barnum’s tains such familiar names as Uncle Tom, Master
becomes evident when they are contrasted with a George Shelby, George, Topsy, Chloe, and “Lize,”
British example. In 1853 the Theatre Royal Bir- among others. But the synopsis of scenes bears
mingham advertised a version of Uncle Tom’s no resemblance to those on other Uncle Tom’s
Cabin whose plot (judging by the synopsis of Cabin playbills. For example, the first scene is de-
scenes) diverged quite a bit from Stowe’s novel. scribed thus:
The impression created by the bold-face type on
uncle tom’s cabin. Aunt Chloe very industrious.
the Birmingham playbill would be dramatically
A tale about the Abolitionists. Aunt Chloe don’t like
different from the standard American advertise-
Cincinnati! “I’d radder be on de Old Plantation.”
ments of the same period. Alongside images that
song—“Dere’s no use talking when a Nigger wants
would be familiar to American audiences (for in-
to go.” Topsy. Uncle Tom’s Return from Camp
stance, “The Ice Blocks—perilous situation and
Meeting and happy time and plenty money. song
miraculous escape of Eliza,” and “Death of Poor
and dance—“Dere’s a Nigger in de Tent” . . .
Uncle Tom”), references to slavery are predomi-
Banjo Solo, Topsy.
nant: the first headline reads, “The Buyer and
Seller of Human Flesh!” Eliza and Harry are called The last scene ends with George and Lize’s get-
“The Slave Mother and her Infant,” a locution that ting married (“Dey both Jump de Broom. Such a
never appears on an American playbill before the Happy Time. Congo Dances, Reels, Camp Meet-
Civil War. The third act descriptors include “The ing Chants, Corn-Shucking Reel”). In other
Slave Market, New Orleans,” “Horrors of an words, while the names of the characters are con-
American Slave Sale,” and “The Plantation,” in ad- sistent with the novel and other, ostensibly aboli-
robyn r. warhol 659

tionist versions of the play, the visual images would have been based on the more sensational as-
of slavery invoked by this advertisement could pects of slavery (the rape, torture, and humiliation
hardly be more different from those depicted in that dominate Stowe’s novel’s representation of the
Stowe’s text. To be sure, the playbill includes, in institution, for instance), Uncle Tom’s Cabin plays
extremely tiny type, the lyrics to a song admit- came to be more like minstrel shows than melo-
ting the lack of relationship between the novel and dramas. Slavery was presented as something sur-
this show: passingly pleasant. One example is a playbill from a
production starring “Lotta” (Charlotte Crabtree)
Oh! White Folks, we’ll have you to know,
as Topsy that traveled to Montreal in 1865 and ap-
Dis am not de version of Mrs. Stowe;
peared three years later at Pike’s Opera House in
Wid her de Darks am all unlucky.
Cincinnati.20 The larger type on its 1865 playbill
But we am de boys of Old Kentucky.
emphasizes “songs, dances, and solos on the
Den hand de Banjo down to play,
banjo” as the show’s main attraction, and banjo
We’ll make it ring both night and day;
performances receive equal billing, as it were, with
And we care not what de white folks say,
the traditional tableaux associated with the story:
Dey can’t get us to run away.
escape of eliza and child
The playbill, however, is arranged to make it
upon the ice!
possible for a person who did not read the small
thrilling tableau
print to believe that this is what Uncle Tom’s Cabin _________________________
is about. Even a spectator who, having read the
banjo solo and song
novel or seen an anti-slavery version of the play,
eccentricities of topsy
might “know better” is here being offered a dras-
the point of rocks
tically revisionary reading of Stowe’s novel. In no
escape of george harris, eliza, and harry
way could George and Eliza’s escape, or even _________________________________________
Tom’s death (in the Christian teleology within
death of eva
which Stowe presents it) be constructed as “un- ____________
lucky”: George and Eliza realize their rewards in
death of st. clair [sic]
this life, and Tom is, by Stowe’s reasoning, assured
The Slave Mart. Sale of Uncle Tom
of meeting his in the next. The novel figures all
thrilling tableau
three as “fortunate” in the highest Christian sense. ___
________________
But the impact of seeing this play— or indeed,
remorse, Cassy and Legree
seeing only the advertisement for it—might be
death of legree!
the same as that of looking at a Mad magazine par-
death of uncle tom!!
ody of a familiar film: the original never looks
apotheosis of eva!!!
quite the same thereafter.19
Slavery eventually made its way into the visual Death and apotheosis still dominate the picture (as
images invoked on playbills for “serious” produc- the exclamation points insist), but the “slave mart”
tions of Uncle Tom’s Cabin during and after the and “sale of Uncle Tom” enter the North American
Civil War, but the further into the period of Re- representation of the play hand-in-hand with the
construction the playbills go, the more spectacu- banjo.
larly entertaining the topic of slavery is presented as By 1876, the playbill for Uncle Tom’s Cabin as
being. While the melodramatic forms popular on produced at the Museum Theater (“formerly Col.
the stage of the period might suggest the spectacle Wood’s, Corner of Ninth and Arch Streets”)
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unabashedly emphasizes the slavery themes and Eva in heaven”—not surprisingly the visual im-
mixes them with cheerful predictions of their en- ages that seem to have survived most strongly in
tertainment value. The bill promises “a grand real- the popular memory of what Uncle Tom’s Cabin is
istic plantation scene introducing 100 Gen- about.21 The other five original tableaux are re-
uine southern colored folks, Men, Women placed by the “slave market in New Orleans,” the
and Children, in a Holiday on the Old Time Cot- “Great Plantation Scene,” and “Warren Griffin.”
ton Plantation—a Scene never before witnessed in Even if the 1870s plays themselves were only partly
any Theatre. In order to give effect to this Great as jolly as the advertisements, the tone of the
Moral Drama, a Special Engagement has been ef- public representation of what Uncle Tom’s Cabin
fected with the old original southern ju- meant had changed dramatically over a quarter of
bilee singers.” The typeface for that last phrase a century. Notably, the “authenticity” these plays
is huge, drawing attention to the explanation that claim makes no reference to Stowe’s text, but
follows it: “All the members of this Troupe were rather to the historical experience of the persons
slaves prior to the War, and they sing the Melodies appearing on the stage. That these blacks—
of the South as they were sung upon the Southern among the first to appear on American stages—
Plantation.” The value of the former slaves’ ex- were “real” African Americans, now “really” free
perience gets presented as inhering in its enter- but formerly “real” slaves is what, the playbill im-
tainment potential. Like Uncle Tom in I Ain’t Yo’ plies, makes them worth looking at. Of course, the
Uncle, they were the ones “everybody [should] minstrel-show emphasis of these advertisements
come to see.” reproduced Sam Sanford’s anti-abolitionist claim
Even the 1870s productions of Uncle Tom’s that slavery “as it actual existed” was actually a
Cabin involving the Howards—who might have singing and dancing jamboree.
been supposed to hold some allegiance to the Nevertheless, the Howards’s later stagings—
“original” Aiken version they made famous— resembling the shows of their early competitor for
took this spectacular turn. (According to Harry Uncle Tom’s Cabin audiences, P. T. Barnum—
Birdoff, the first chronicler of what he calls “the were mild compared to the “double mammoth”
world’s greatest hit,” “It now became almost fatal versions of Uncle Tom’s Cabin that took to the
to stage the play without colored singers” [235]). road in the latter part of the century, sprinkling
Mrs. Howard as Topsy shared the stage at Ford’s playbills in their wake that unabashedly make the
opera House in 1878 with “Little Sawney (aged play out to be a circus. A memorable example is
six years). The best Colored Boy Dancer in the the double-sided leaflet, suitable for distribution
World,” “Warren Griffin! The Greatest Living rather than posting, for “Abbey’s Double Mam-
Banjo Player, who was formerly a slave at Mil- moth Uncle Tom’s Cabin Co., Brass Band, and
ledgeville, Georgia, before the war,” and “100 Gen- Royal Bell Ringers.” One side is dominated by a
uine Southern Colored People (who were slaves large sketch of the head and shoulders of Harriet
before the war).” The bill promises instruments to Beecher Stowe, accompanied by her signature and
be played by “Genuine Plantation Darkies,” as the phrase, “presented with the special approval
well as a “plantation scene” and “camp meeting” of . . . ” The veracity of that claim is questionable,
“redolent of ante-bellum slave life, the characters given the details that follow.
being represented by veritable colored persons, After declaring “the clergy unanimous in
without the aid of burned cork.” The tableaux its praise,” the large type cites “2 —famous
listed for this production include Eliza’s escape, funny topsys—2, with songs and dances,” “2 —
the deaths of Eva and Tom, and the “Allegory of comical eccentric lawyers—2, Marks Sr.
robyn r. warhol 661

and Marks Jr.,” and “The Celebrated South Caro-


lina Jubilee Singers.” Apparently such companies
promoted the idea that audiences would be doubly
amused if the production doubled the comic
figures on stage: Topsy thus becomes a pair of
slaves, Marks a pair of slave catchers (the tradition
held that Marks, singly or doubly, had a lot of
trouble with a recalcitrant donkey ridden out onto
the stage). Reviews of the Aiken-Howard version
had praised Caroline Howard’s portrayal of Topsy
for its complexity, for the “something almost
tragic,” as one reviewer put it, in Mrs. Howard’s
depiction of Topsy’s “fiendish glee.” 22 But any
connotations of poignancy the figure of Topsy ac-
quired from earlier reviews focusing upon the
character’s individual plight, her social and spiri-
tual isolation, and eventual conversion are entirely
blotted out in this process of reproducing her as if
a slave were to be perceived, in playbills as in po-
litical history, as a commodity instead of a per-
son.23 The icon of singing, dancing, funny Topsy
had—by century’s end— entirely displaced any
notion of Topsy as a fictional person with more
than one dimension. Like Topsy, the icon “jes’
growed,” with no awareness of or reference to its
origins.
The playbill for the “double mammoth” pro-
duction is far more visual in its conception than
its predecessors. Rather than relying on verbal de-
scriptions of tableaux, this bill enumerates the
wonders to be seen on stage (including “Manuel
Trujillo’s Negro-hunting Siberian and Cuban
bloodhounds,” “Eva’s Intelligent Pony,” “the saga-
cious Trick Donkey, Oscar,” “Edison’s Electric

—————

Back of playbill for “Abbey’s Double-Mammoth Uncle


Tom’s Cabin Co., Brass Band, and Royal Bell Ringers.”
The shadow of a bust of Harriet Beecher Stowe shows
through the thin paper from the reverse side, implying
the author’s (fictitious) endorsement of the images in
the show. Harry Ransome Humanities Research Cen-
ter, the University of Texas at Austin.
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Parlor Light,” “Exciting Steamboat Race and Col- whole of Uncle Tom’s Cabin. Downplaying the vi-
lision,” “Grand realistic Cotton Field Scene,” and olent realities of slavery, typical post-Civil War
the more familiar but considerably melodramatic posters emphasize the domestic and spiritual as-
“Thrilling Floating Ice Scene, introducing the pects of the story. One might look at the posters
Same Bloodhounds in the realistic, blood-cur- that have survived (a few beautifully preserved ex-
dling chase.” The largest type is still reserved for amples exist in the Albert Davis collection at the
“gorgeous tableau and transformation: University of Texas, Austin, and are reprinted by
Eva in the Heavenly Realms!” But the audience is kind permission with this essay), and never regis-
advised immediately after that “do not fail to ter the idea that any of the characters being repre-
see the street parade given daily by Jubilee sented are supposed to be “property,” owned by
Singers, Eva and her Pony, Marks and his Donkey, others. The posters are about family crisis, death,
and the Savage Bloodhounds.” The reverse side and Christian faith, and while the character of
includes, in tiny type, a list of “scenery and inci- Uncle Tom figures heroically in most of them, the
dents,” but they are overpowered by four sketches posters seldom even implicitly associate him or his
at the top of the page, showing a black man hold- predicaments with his enslaved condition. These
ing bloodhounds on leashes, the two Markses and visual images turn the story of one racial group’s
their uncooperative donkey, the two Topsys joking oppression of another into a middle-class fable
together, and Eva cantering on her clever pony. about “everyone’s” desire for upward mobility. In
This is political amnesia in action: when the pop- so doing, they perform spectacle’s function of
ular memory is dominated by images of the circus, political amnesia, hiding the fact of slavery in
the spectacle is everything: slavery disappears in plain sight. They remove the icon of Uncle Tom
the process of its representation. from the arena of racial politics, divesting him of
his ethnic specificity, as well as of his historical
condition.
The Synecdochal Image: Posters
A reproduced painting entitled “Uncle Tom
Uncle Tom himself is nowhere to be seen among Bidding His Children Farewell,” undated but
the sketches on the “double mammoth” playbill. probably from the last quarter of the nineteenth
By this time his name had become a synecdoche century, illustrates very well the disproportionate
for the spectacles associating slavery with street emphasis on bourgeois domesticity that dominates
parades, performing animals, jubilee singers, and the posters, effacing the topic of slavery altogether.
fun. His iconographic image existed, of course, on The setting is the interior of Uncle Tom’s cabin,
the stages where these exaggerated versions of his which Stowe’s text represents as comfortable,
story were being played out. It received even more though decorated in a style distinctly different—
circulation, however, in posters serving as adver- her narrator implies—from that which would be
tisements for the plays. If the posters are read as approved by the middle-class reading audience.
visual interpretations of the material of Uncle Stowe’s description of the cabin shows Chloe’s
Tom’s Cabin, they bring forward a valence of class middle-class pretensions, including one carpeted
ideology that is not present in the playbills, and corner
that has contributed to the character, Uncle Tom’s
“image problem.” Visual images of scenes from treated with distinguished consideration, and made,
the play isolate certain features of the material, just so far as possible, sacred from the marauding in-
as the descriptions of the tableaux on the playbills roads and desecrations of little folks. In fact that cor-
do, fixing those moments as representative of the ner was the drawing room of the establishment. . . .
robyn r. warhol 663

The wall over the fireplace was adorned with some


very brilliant scriptural prints, and a portrait of
General Washington, drawn and colored in a man-
ner which would certainly have astonished that
hero, if ever he happened to meet with its like. (68)

The heavy irony of the italicized phrase, like the


arch description of the hopelessly déclassé art-
work, points to the crucial difference (from the
middle-class audience’s perspective) of Chloe’s
“home”: she and Tom are not bourgeois house-
holders but slaves, and that difference between
them and their comfortably situated white readers
is what will lead, in the diegesis, to the destruction
of their conjugal arrangements. This difference is
supposed to be funny: as Christina Zwarg has ob-
served, in Stowe’s text “the appropriation of white
values by the slave community always assumes
dark comedic hues” (277). At first glance, then,
that difference between Chloe’s “drawing room”
and the intended reader’s presents the “comical” Poster: “Uncle Tom Bidding His Children Farewell.”
face of slavery, in the form of a burlesque of Harry Ransome Humanities Research Center, the
middle-class interior decorating. But in the larger University of Texas at Austin.
frame of the novel’s plot, that difference is also the
scandal, the violence of the institution of slavery
which—at the same time that it upholds bour- ing, but extremely respectably dressed, in necktie,
geois norms in white American society—renders white waistcoat figured with red clover, a frock
Chloe’s aspirations so hopeless.24 coat with tails, matching trousers, and good shoes.
By contrast, the interior depicted in the poster Chloe, in brightly colored dress, apron, and ker-
is indistinguishable from any lower middle-class chief and gold hoop earrings, wears a dazed ex-
American dwelling of the period. Lace half-cur- pression: aside from the boys, she is the only figure
tains hang in the windows; the mantle-piece is whose position and attire are not thoroughly
decorated with a pitcher, a china cup, and a minia- middle-class. Eliza, in an un-bustled gray traveling
ture grandfather clock. A very healthy dog— dress, high-necked and long-sleeved, looks—with
wearing a collar!—lies before the roaring fire, her distinctly Hispanic features—alertly toward
looking with a lolling-tongued “smile” at two tiny Tom’s back, which is turned to her as he looks
black boys who lie (somewhat incongruously for down at the boys. The scene could be any nine-
the setting) under an orange blanket spread on the teenth-century American family’s parting out of
floor. One of the boys sleeps while the other props externally imposed exigency: the idea that every
himself up to wave, at Tom or perhaps at Eliza, figure in the frame, the man as well as the dog, is
both of whom are standing with Chloe in the pic- owned by someone else is absent: invisible. What
ture’s center. Tom is the aged figure the play ver- this poster suggests is that Uncle Tom’s Cabin is a
sions made him out to be: gray-haired and bald- bourgeois domestic drama, no more and no less.25
664 hop on pop

It achieves the remarkable effect of erasing slavery


by making it into a spectacle for the viewer’s gaze.
A poster in similar style from the same period
depicts Tom and the St. Clare household at Eva’s
deathbed. Again, nothing in the image suggests
Tom’s enslaved condition; on the contrary, he
stands in the picture’s foreground, at the foot of
Eva’s bed, his bald head—fringed with white
hair—bowed respectfully, his body clothed in the
most elegant butler’s garb imaginable. St. Clare
kneels at the dying, blonde-haired Eva’s side, as
does Marie, her face covered by her handkerchief,
at a slight distance. The rest of the room is filled
with somber or weeping African Americans, all fo-
cusing their gazes upon Eva, and all standing im-
mediately behind the family, suggesting the status
of devoted servants.
This poster, however, does more than imply
that slaves are in exactly the same position as any
working-class Americans. It makes a visual sug-
gestion that slaves are closer than their owners
are to angels, a suggestion that does not conflict
with Stowe’s treatment of “spiritually awakened”
slaves, but that takes on valences of racism in the
poster that go beyond the prejudices such critics as
Hortense Spillers and Richard Yarborough have Poster: Eva on her deathbed, surrounded by the St.
pointed out in Stowe’s text. As Yarborough sees it, Clare household and heavenly hosts. Harry Ransome
Humanities Research Center, the University of Texas
“In Stowe’s world, to be born black is to be born a
at Austin.
pagan, but paradoxically close to a state of grace”
(50). The poster makes that supposed relation of
blacks to grace manifestly clear, but it stops short
of Stowe’s novels’ optimism about the ultimate says their individual identity (not to mention their
fate of Christian blacks. sexuality) is of no importance. And yet the image
Here, a flock of a dozen or so winged beings does not assert an identity between slave and an-
hovers in a beam of light over Eva’s bed. The pray- gel—while the slaves are all drawn with distinctly
ing or crying black women and men standing be- African coloration, every angel is as pale and blond
hind the bed are each more indistinctly drawn than as Eva herself. The implication is that the pious
the last, until the figure at the bottom of the col- slave might get next to heaven, but the white spec-
umn of light is entirely blurred. This proximity to tator need not worry about seeing any black faces
angels effaces the slaves’ individuality: the viewer on the other side of the pearly gates. The suggestion
cannot distinguish even the gender of that last reproduces the gesture that ends Stowe’s story, in
slave. The poster seems to suggest that slaves are which the Harrises, now free, leave America (to
sanctified by their position at the same time that it the whites, as it were) and move on to Liberia,26
robyn r. warhol 665

but radically (that is to say, conservatively) trans-


forms that gesture by translating it into the world
beyond. At the bottom of this poster, the only text
is the phrase “uncle tom’s cabin,” in extended
rustic type. The poster conveys, much more sub-
tly, the same message as its contemporaneous play-
bills: Uncle Tom’s Cabin is about how much better
the blacks had it under slavery, and about how
spectacularly picturesque slavery itself used to be.
This is the version that prevails in the American
popular memory, for the most part uncompli-
cated by the dialectics Stowe’s text sets up between
spirituality and politics, resignation and activism,
martyrdom and renunciation.27
Contradictions abound in the iconography of
another striking poster, but the conclusions they
point to are significantly far from the novel’s. This
poster bears three images of black men. On the left
is an aged version of Uncle Tom in very formal
butler’s dress, his white head bowed, his gaze Poster: Australian prizefighter Peter Jackson as Uncle
downcast, a bible in his hand. On the right, the Tom. Harry Ransome Humanities Research Center,
same, elderly Tom is shown in colorful, rustic the University of Texas at Austin.
clothing in good repair, holding a soft hat and gaz-
ing up, off the right hand edge of the page. Be-
tween them is a figure in much larger scale, a bust an explicit analogy between the slave and the ac-
of a young, naked black man with rippling chest tor: if Tom is honorable in the degree to which he
muscles and a facial expression of supremely calm fills the role assigned to him as the chattel property
self-confidence. This bust, surrounded by spiky of another man (a notion in line with the “prin-
laurel leaves, sits atop a plaque engraved with ciples” Stowe’s text attributes to him), Jackson is
a motto: honorable insofar as he does justice to Tom’s part
on stage. On the face of it, the poster is a strong
honour and shame
statement for the dignity of black manhood, pre-
from
and post-Civil War. But the poster’s capacity to
no condition
convey this message to the nineteenth-century
rise;
viewer would depend upon that viewer’s igno-
act well your
rance of Jackson’s identity and of the particular
part
adaptation of the play that he was starring in. For,
there all
according to Birdoff, the curtain would come
the honour lies
down after Tom’s being sold to Legree, Jackson
In large type below the figures is “peter jack- would step forward to box a few rounds with the
son,” the name of the black Australian prize- actor who played Mr. Shelby, then the play’s
fighter who played Tom in “Chas. E. Davies’ Spec- action would resume (330 –31). Peter Jackson
tacular Production” of the play. The motto draws earned his laurels as an exhibition pugilist; as Pe-
666 hop on pop

ter Jackson, he embodies youth, aggressive physi- figure. The figure rises (weakly? stubbornly? The
cal power, and virility. As Uncle Tom, he wears a viewer cannot be sure.), and the officers beat it
gray wig and receives blows without returning down again. During the period immediately after
them. The change of costume, along with the box- the videotape’s release to the press, during the
ing match, would confirm Uncle Tom’s iconic sta- criminal trial of the officers for using excessive
tus as commodified spectacle: the (aged) black force (and the riots that followed the verdict of
man whose primary function in the culture is to “not guilty”), and during the second trial of the
be viewed, particularly in the context of a scene of officers for violating King’s civil rights, the most
violence. brutal segment of the tape was played again and
The icon of Uncle Tom that emerges from the again on television, frozen in stills in the print me-
playbills and posters, then, maintains the black- dia, and imprinted upon the American popular
ness, the “African features” of Stowe’s hero, but di- memory.
vests the figure of youth and virility—those twin The videotape frames the scene from a dis-
twentieth-century signifiers of power—as well as tance; caught as they are in the remote gaze of
of the signs of his enslavement. The icon also has someone who was not supposed to see or to
no voice. These visually oriented texts downplay record the spectacle, the figures bear no visible
the historical experience of African Americans signs of race, although the violence of the scene
who were owned as property by emphasizing the suggests something about the participants’ gen-
spectacular aspects of slavery and by glossing over der. The narrative that came with the tape as it en-
both the scandal it represents in Stowe’s text and tered the collective consciousness, however, made
the African Americans’ own testimony to that the racial facts (if not the relative culpability)
scandal. As Tom’s status in American culture clear: those were white, male police officers beat-
shifted from verbal, textual construct to visual ing a black, male suspect. During the first trial, in
icon, his “image problem” became entrenched. which the officers were acquitted, only the police
Without making an explicit argument about the gave words to the story; the person who received
experience of slavery, the aggregate of iconic rep- the beating did not testify. Until the second trial,
resentations of “Uncle Tom” taught the dominant two years after the incident, Rodney King had no
culture to read the sign of African-American mas- input into the public narrative that formed the
culinity in this particular way. official interpretive frame for the videotape; even
though he spoke briefly during the Los Angeles ri-
ots—to make a plea for “just getting along”—in
American Scenes of Violence: Uncle Tom
the matter of his own experience at the hands of
and Rodney King
the police he might be said to have had no voice.
To turn in conclusion to a more recent icon of the The videotape—and the courtroom strategies of
African American male that has taken hold in the the lawyers involved—made King into a wordless
American collective memory, consider the image icon, a visual sign of African American men’s pre-
invoked by the name “Rodney King.” For anyone sumed relation to the dominant culture. As Hous-
who even casually followed the American mass ton Baker puts it:
media after March 1991, the name signifies an ex-
There was virtually no call for the “fugitive” himself
tended and horrific scene reproduced on an ama-
to record his story before white audiences. He had
teur’s grainy videotape, a spectacle of uniformed
merely to be wheeled out for television cameras and
police officers heavily wielding batons and boots
turned silently before outraged courts of American
as they repeatedly beat and kick a prone human
robyn r. warhol 667

opinion in all of his bandaged, swollen, and bruised fun, and entertaining, then making this revisionist
victimization. . . . King was always already silent. image of slavery into an icon that America re-
Moral pundits and paparazzi alike took up his members most vividly, is one of the culture’s lin-
cause. Not only was there a scene of violence, but an gering crimes against African Americans. This
overseen one.28 collective violence is analogous to the beating of
Rodney King, just as the continual repetition of
Baker calls this visual framing of King’s victimiza-
the videotape of that beating in the mass media is
tion the “sceneing” of violence, to underscore the
analogous to the process the image of “Uncle
iconic, silent role the black man plays in it.
Tom” has undergone. The making of the video-
The historical context of the “sceneing” of such
tape into a repeated public spectacle constituted
violence becomes vivid in a scene near the end of
an enactment of spectacle as political amnesia.
I Ain’t Yo’ Uncle, when the drama arrives at one of
The more we saw the video, the more we were sup-
the iconic legacies of the nineteenth-century play-
posed to forget how representative this fetishized
bills: the spectacle of Uncle Tom lying prostrate
incident actually was.
before the slaveholder Simon Legree, who beats
Houston Baker construes King’s problem as
him with a whip. As Legree stands over Tom, with
the imposition of silence that comes with iconic
whip raised, the stage is suddenly filled with an
status. The process of redressing that problem—
enormous backdrop projection, a still reproduc-
both for Uncle Tom and for Rodney King—would
tion of the scene of King’s beating. The iconic con-
seem to call for a reintroduction of textual voice
nection is striking. For all of the twentieth-century
into their public identities. In I Ain’t Yo’ Uncle,
African American man’s difference from the nine-
Harriet Beecher Stowe stands accused of “writing
teenth-century slave, the visual image of his sub-
stuff she couldn’t possibly know about. A slave’s
jugation to white power is eerily the same.
experience. The black experience” (ms. p. 2). Her
These two icons, Uncle Tom and Rodney King,
novel’s narrator speaks from a specifically white,
are closely, harrowingly related. As Frisch’s study
middle-class, feminine position to an audience of
shows, the collective American memory remem-
her social peers; the “engaging” narrative stance
bers “Uncle Tom” well. In remembering him,
(as I have called it elsewhere) of Uncle Tom’s Cabin
American culture substitutes a spectacular version
allows her to seem to speak directly, out of the
of a fictional image of a slave for the lived experi-
pages of her text, into American society on the
ence of actual slaves. That image mediates slavery
African Americans’ behalf.29 In Robert Alexan-
through multiple filters: the romantic racialism of
der’s play, the character of Stowe never addresses
Stowe, the spectacularization of the plays, the
the audience, but the character of Tom frequently
amelioration of the playbills and posters, and the
does. His asides and monologues give his voice
conclusions of reviewers and critics. All these
unmediated access to his spectators. To bestow the
influences have combined to form the surviving
character of Tom with a voice is to begin to over-
image of “Uncle Tom”—the old, gray, bent,
turn his iconic status as passive spectacle.
shuffling, emasculated black man who enjoys his
Yet what about that icon who is not a character,
servility, and therefore is perceived as deserving it.
but a person, Rodney King? While King did testify
Although Stowe’s Tom is already a racist portrait,
in the second trial—where two of the officers were
the culture’s process of making him into an icon is
finally found guilty of depriving him of his civil
even more insidious: it is an act of violence,
rights—his words have hardly replaced the visual
through which the figure is drained of his moral
image of his victimization in the collective mem-
and physical power. Making slavery look cozy,
ory. Baker turns not to King himself but to rap
668 hop on pop

music for a voicing of the contemporary African “the past as scar,” and other matters impinging on his-
American man’s predicament: “we might actually toriography in Watergate in American Memory: How
gain a hearing from rap of what precisely it sounds We Remember, Forget, and Reconstruct the Past (New
York: Basic Books, 1992), 207– 8.
like to be violently scened in the United States”
5 Quoted by Schwartz from La Topographie Légendaire
(ms. p. 20). And while Baker (himself a powerful
des Évangiles (Paris: Presses Universitaires de France,
speaker) holds out another figure of black man- 1941), 7. See Barry Schwartz, “Iconography and Collec-
hood as a source of potential inspiration—the tive Memory: Lincoln’s Image in the American Mind,”
pointedly verbal and vocal Frederick Douglass— Sociological Quarterly 32.3 (1991):301–19.
one might ask with Gayatri Spivak whether indeed 6 Michael Frisch, “American History and the Structures
the subaltern can speak.30 Anything Rodney King of Collective Memory: A Modest Exercise in Empiri-
might or could say is always already mediated by cal Iconography,” Journal of American History. 75(4)
(19xx): 1130 –55.
“Uncle Tom,” anyway. The persistence in Ameri-
7 Misha Berson, “Cabin Fever,” American Theatre 8.2
can popular memory of visual versions of Uncle
(1991): 16 –23, 71–73, and Robert Alexander, I Ain’t Yo’
Tom, of Rodney King, over verbal renditions of Uncle: The New Jack Revisionist “Uncle Tom’s Cabin,”
them suggests that American conceptions of race typescript of play, November 20, 1991, San Francisco
are at the heart of the violent “sceneing” that Mime Troupe touring version.
makes the two figures into wordless icons. Deeply 8 Yarborough is one critic who thus credits Stowe’s Tom:
embedded in American culture is the notion that “Tom’s principled refusal to strike out aggressively for
race itself can be seen, that “color” and facial fea- his freedom grows out of his unimpeachable personal
integrity and his staunch faith in Providence” (54). See
tures are visible revelations of an “essential” dif-
Richard Yarborough, “Strategies of Black Characteriza-
ference. Until America can see race differently, vi- tion in Uncle Tom’s Cabin and the Early Afro-American
olence like the Los Angeles riots ought inevitably Novel” in New Essays on Uncle Tom’s Cabin, ed. Eric J.
to be the reaction to the violence of racism itself. Sundquist (Cambridge: Cambridge University Press,
1986), 45 – 84.
Notes 9 Elizabeth Ammons, Critical Essays on Harriet Beecher
Stowe (Boston: G. K. Hall, 1980), 94.
1 Parenthetical page references to Stowe’s novel in this 10 Quoted in Thomas Gossett, Uncle Tom’s Cabin and
chapter are from the 1981 Penguin edition: Harriet American Culture (Dallas: Southern Methodist Univer-
Beecher Stowe, Uncle Tom’s Cabin (1851–52; Harmonds- sity Press, 1985), 280.
worth: Penguin, 1981). 11 Feminist interpretations of Stowe’s text have been
2 Michael Rogin, “Make My Day! Spectacle as Amnesia among the most illuminating, though they are not al-
in Imperial Politics,” in Cultures of United States Im- ways presented as defenses of Stowe’s intentions. Ann
perialism, ed. Amy Kaplan and Donald E. Pease (Dur- Douglas’s, “Introduction: The Art of Controversy,” in
ham: Duke University Press, 1993). Stowe, Uncle Tom’s Cabin, 7–34, and Jane P. Tomp-
3 In an excellent chapter published since this essay was kins’s Sensational Designs: The Cultural Work of Ameri-
written, Turner confirms my contention that Tom’s im- can Fiction, 1790 –1860 (New York: Oxford University
age has undergone erosion throughout the nineteenth Press, 1985) offer noncanonical (though contradictory)
and twentieth centuries and that this erosion has im- readings of the novel. For insights into the discourses of
portant ramifications for American race politics. Patri- domesticity in the novel, see Lora Romero, “Bio-Politi-
cia Turner, Ceramic Uncles and Celluloid Mammies: cal Resistance in Domestic Ideology and Uncle Tom’s
Black Images and Their Influence on Culture (New York: Cabin,” American Literary History 1(4) (1989): 715 –34;
Anchor, 1994). Gillian Brown, Domestic Individualism: Imagining Self
4 Schudson lists “the ambiguity of stories” among nine in Nineteenth-Century America (Berkeley: University of
factors that influence popular recollection of past California Press, 1990); and Myra Jehlen, “The Family
events, including “institutionalization of memory,” Militant: Domesticity versus Slavery in Uncle Tom’s
robyn r. warhol 669

Cabin,” Criticism: A Quarterly for Literature and the treatment of slavery is unmixed would be, however, to
Arts 31(4) (1989): 383 – 400. For alternative gender- (and oversimplify. Uncle Tom’s Cabin is followed on the
language-) centered readings, see Helena Michie, “‘Dy- playbill by a burlesque version of Othello, the descrip-
ing Between Two Laws’: Girl Heroines, Their Gods, and tion of which is racist in the extreme. The effect of the
Their Fathers in Uncle Tom’s Cabin and the Elsie Dins- juxtaposition of the two plays on the bill would be to
more Series,” in Refiguring the Father: New Feminist undercut the seriousness of the first play.
Readings of Patriarchy, ed. Patricia Yeager and Beth 19 Gossett attributes the song to a minstrel show producer,
Kowaleski Wallace (Carbondale: University of South- Sam Sanford, who says that he first did the show in Phil-
ern Illinois Press, 1989), 188 –206, and Christina Zwarg, adelphia in 1853: “I did a piece called ‘Rebuke to Uncle
“Fathering and Blackface in Uncle Tom’s Cabin,” Novel Tom’ in which I tried to depict slave life as I knew it, and
22(3) (1989): 274 – 87. as it actually existed at the time. I took in $11,000 in nine
12 Gossett, Uncle Tom’s Cabin and American Culture, 260. weeks” (Uncle Tom’s Cabin and American Culture, 276).
Gossett is not alone among commentators of the mid- That this satirical anti-abolitionist material could be
1980s who generalize about the impact of vastly dis- running (still? again?) in Philadelphia as late as 1861, un-
parate versions of “the play”; for another example, see der Stowe’s title rather than Sanford’s, is surprising.
Robson. Other discussions of the theatrical tradition of 20 The show did well in Montreal: Winks mentions the ex-
Uncle Tom’s Cabin include David Grimsted, “Uncle traordinary popularity of Uncle Tom’s Cabin plays in
Tom from Page to Stage: Limitations of Nineteenth- Canada, observing that their “hold . . . on the public
Century Drama,” Quarterly Journal of Speech 56 (1970): imagination was secure and long-lasting— certainly
235 – 44, and Bruce McConachie, “Out of the Kitchen longer in British North America than in the United
and into the Marketplace: Normalizing Uncle Tom’s States.” Considering the positive connotations of “Can-
Cabin for the Antebellum Stage,” Journal of American ada” in all abolitionist versions of Uncle Tom’s Cabin,
Theatre and Drama 3 (1991): 5 –28. the appeal for a popular Canadian audience is under-
13 The playbills and posters cited in this article are all in standable. Robin W. Winks, “The Making of a Fugitive
the Albert Davis and Howard-Fox collections in the Slave Narrative: Josiah Henson and Uncle Tom—A
Harry Ransom Humanities Research Center at the Uni- Case Study,” in The Slave’s Narrative, ed. Charles T.
versity of Texas at Austin, unless otherwise noted. Davis, Henry Louis Gates, Jr. (Oxford: Oxford Univer-
14 Hortense Spillers, “Changing the Letter: The Yokes, the sity Press, 1985), 112 – 46, 121.
Jokes of Discourse, or, Mrs. Stowe, Mr. Reed,” in Slav- 21 Consider, for example, the basic material used by
ery and the Literary Imagination, ed. Deborah E. Mc- Tuptin, one of the King of Siam’s wives, in her adapta-
Dowell and Arnold Rampersad (Baltimore: Johns Hop- tion of Uncle Tom’s Cabin in the 1950s American musi-
kins University Press, 1989), 25 – 61. cal, The King and I: her dramatization concentrates on
15 The bill for the 1867 production starring Caroline images of Eliza’s escape, Tom’s happiness with Eva and
(Mrs. George) Howard, who originated the part of Topsy, and Eva’s death and apotheosis.
Topsy in the first stagings of the Aiken version, lists a 22 Kesler, title and pub info to come, 187.
whopping twenty-one tableaux, including the original 23 As Gillian Brown has argued, the commodification of
nine, as well as “Wild Topsey} [sic], “Tame Topsey,” African Americans is a pattern present in Stowe’s text,
“Singing Topsey,” “Dancing Topsey,” “Topsey & the too, where “conjunctions of market value and color
Stocking,” and “Civilized Topsey,” obviously showcases underscore the identity of blacks with commodities
for Caroline Howard’s critically lauded interpretation that Stowe retains even as her ethic of sentimental pos-
of the role. See Gossett, Uncle Tom’s Cabin and Ameri- session offers a way of transforming commodities into
can Culture, 266. citizens” (Domestic Individualism, 59).
16 Harry Birdoff, The World’s Greatest Hit: Uncle Tom’s 24 Jehlen notes this theme in Stowe’s text, observing that
Cabin (New York: S. F. Vanni, 1947), 88. since “the best of the slaves in Uncle Tom’s Cabin are
17 Eric Lott, Love and Theft: Blackface Minstrelsy and the models of upward mobility . . . slavery may do its worst
American Working Class (New York: Oxford University in breaking up families, but a close second is its denial
Press, 1993), 3. of social advancement” (“The Family Militant,” 387).
18 To imply that the British production’s more serious Brown points out that for Stowe, skin color limits char-
acters’ upward mobility even after their emancipation Stress Management Ideology
(Domestic Individualism, 55).
25 The poster’s implications are, in this respect, in direct and the Other Spaces of
opposition to Stowe’s version where, as Gillian Brown
remarks, “The distinction between work and family is
Women’s Power
eradicated in the slave, for whom there is no separation
between economic and private status” (Domestic Indi- Kathleen Green
vidualism, 15).
26 As Yarborough reads it, “Stowe’s tragic failure of imag-
ination prevented her from envisioning blacks (free or In an episode from the 1994 –95 season of The
slave, mulatto or full-blood) as viable members of Oprah Winfrey Show, psychologist Ellen McGrath,
American society, so she deports the most aggressive,
Ph.D., on a book tour for her latest medical self-
intelligent, ‘acceptable’ ones to Africa” (“Strategies of
help book, When Feeling Good Is Bad, explained
Black Characterization,” 65).
27 Kenneth T. Rainey argues that American theatrical pro- how exercise can relieve bouts of mild depression
ductions of plays other than Uncle Tom’s Cabin served and energize even the slightly frazzled:
to reinforce racist and nostalgic attitudes toward slav-
If you’re feeling down, Stressed-Depressed, the best
ery, contributing to making “the period between 1877
one [action strategy] that we have is the ten minute
and 1901 . . . the ‘nadir’ of American attitudes towards
Negroes” (“Race and Reunion in Nineteenth-Century energy walk. This one really works. All you do is get
Reconciliation Drama,” American Transcendental up. You don’t have to do aerobics; you just get up.
Quarterly 2[2] (1988): 156). You walk back and forth in a room or around the
28 Houston A. Baker, Jr., “The American Scene of Vio- block, count your steps one-two, one-two or one to
lence: Reading Frederick Douglass and Rodney King,” ten, and it does two things: it’s a meditation effect, it
talk delivered at International Conference for the Study
lowers stress and it raises energy. And the research
of Narrative Literature, Albany, NY, April 1993.
showed that an hour later, it was better than talking
29 See Robyn R. Warhol, “Women’s Narrators Who Cross
Gender: Uncle Tom’s Cabin and Adam Bede,” in Gen- to a friend or eating a candy bar.
dered Interventions (New Brunswick, NJ: Rutgers Uni-
McGrath’s “action strategy” of walking for ten
versity Press, 1989), 101–33.
minutes is typical of the expert advice that claims
30 Thanks to Stephen DaSilva for making this connection
for me (Gayatri Spivak, Selected Subaltern Studies [New
exercise is a stress reducer. Certainly, physical ex-
York: Oxford University Press, 1988]). Thanks also to ercise has been an important theme in U.S. culture
Roxanne Lin, Helena Michie, Scott Derrick, Colleen since industrialization created a sedentary middle
Lamos, Beth Kowaleski-Wallace, Joseph Won, Wolf- class. But the tenacity with which women have
gang Mieder, and this volume’s editors for comments clung to exercise in recent decades marks a new
that contributed to this essay. phase in the U.S. obsession with fitness. This new
exercise imperative is a key element in the con-
struction of the U.S. stress management culture.
According to McGrath, the ten-minute energy
walk does more to increase self-esteem, mastery,
and control than “talking to a friend or eating a
candy bar.” 1 In her comparison between talking
to a friend and the ten-minute energy walk, Mc-
Grath articulates something that is inherent but
rarely explicit in women’s stress management dis-
course: that exercise has replaced talk between
kathleen green 671

women. This is a significant point considering professional expertise and women’s personal expe-
that, in women’s history, talking to a friend has of- rience—which has been a key feature in U.S. med-
ten been the first step toward consciousness rais- ical history since the professionalization of medi-
ing, political action, and improvements in the cine in the mid-nineteenth century—still arises
conditions of women’s lives. The energy walk is even when the experts are female. Few of Oprah’s
more expedient than conversation; it readies a audience members (studio and home viewers) are
woman to continue her tasks without questioning likely to “talk back” to medical experts as Oprah
them. Thus, McGrath implies that individual so- does (in this case, very subtly, but in others quite
lutions are better than collective ones and that be- explicitly). Oprah can “talk back,” can claim dis-
ing “Stressed-Depressed” is more a personal than cursive space, because she is Oprah—because she
a social problem. It is especially ironic that this is has money and power, but also, because she is an
the underlying message of the country’s leading African American woman who does not push too
talk show for women, hosted and produced by one hard against the limits of hegemonic discourse,
of the most powerful women in the United States. who does not challenge white, corporate culture
As Wendy Kaminer puts it in her critique of self- enough to lose ratings.3
help, “Feminism is women talking, but it is not The theme of McGrath’s and Oprah’s advice is
women only talking and not women talking only a familiar one, for it is halfway through the 1994 –
about themselves.” 2 95 season, and the audience has heard this much
Oprah responds to McGrath’s advice with her slimmer Oprah tell her story of psycho-spiritual
own more “down to earth” version of this advice: recovery and extol the virtues of exercise for sev-
eral weeks now. Oprah tries to downplay the
Now, I know it’s hard to believe. Because there are
specifics of her own social position in order to
days too, like, I just don’t feel like working out, and
highlight the similarities between her situation
you really, really, really, don’t feel like it. But some-
and those of other women. Women audience
thing happens once you start doing it. The days
members might experience this as an oppressive
when I’m the most pissed off about doing it, and I’ll
move or a feminist one, depending on their own
start doing it, like today for instance, and you start
subject position in relation to any given show.
doing it and something in your body physically
Oprah knows that this advice and her own success
changes and you feel better.
story are difficult for many of her audience mem-
Regular Oprah viewers will notice immediately a bers to take. She begins with the phrase “Now, I
familiar tactic: the guest expert talks and then know it’s hard to believe,” in an effort to identify
Oprah vouches for her by presenting her own per- with her audience members’ skepticism, itself a re-
sonal experience in a form that shows she’s just as curring motif in her self-portrayal as “every-
much the expert—if not at medicine, then at life. woman.” She admits that even she sometimes still
For Oprah always seems to know more than the “gets pissed off about” exercising. The lesson to be
experts she brings on the show; her questions learned from her example of coming out of de-
seem designed to provoke the expert to say what pression, exercising, and losing weight, as Oprah
Oprah already knows. And when the expert does has said earlier in the show, is “simply that it can
speak first, as in this example, Oprah can follow be done.”
with her own advice. The Oprah Winfrey Show resonates with the is-
As this exchange between Oprah and McGrath sues of mastery, energy, expertise, and happiness
shows, women are among the “experts” of stress that have come to be key matters in the formation
management culture. Yet, the tension between of women’s subjectivities in the 1980s and 1990s.
672 hop on pop

This show both helps create and is the product of One of the reasons stress management culture
ideas about womanhood that permeate U.S. cul- is so fascinating is its engagement with popular
ture, and it is through such texts as The Oprah culture and social change. Women’s stress man-
Winfrey Show and the lifestory of Oprah that agement texts—from The Oprah Winfrey Show to
many women come to define themselves. The cul- women’s popular print media to bell hooks’s Sis-
tural construction of “womanhood” emerges from ters of the Yam: Black Women and Self-Recovery
the interaction of a number of themes prevalent in (1993) 4—share a common attempt to negotiate
what Mimi White has called the therapeutics of the complicated matrix of feminism and popular
television: narratives of recovery; television’s role culture. In their own ways and with differing de-
as therapy service; the contention over expertise grees of success in different contexts, each of these
among host, guest, and viewers; the class conflict stress management texts makes an appeal to
between those on television and those watching it; women’s collectivity through a particular configu-
and the master narrative of self-definition and ration of “the popular.” For instance, as we have
power as the path to happiness. Though stress seen, Oprah tries to bridge class and racial differ-
management is clearly not the only topic of dis- ences between women by showing their similar
cussion in the popular psychology of Oprah, its plights: low self-esteem, the difficulty of exercis-
fundamental concepts underlie much of what is ing, their common struggles with sexism. Ulti-
circulated on and through the show. mately, these appeals to collectivity cannot be re-
Stress management culture has become one of alized from within stress management discourse,
the most compelling threads in late-twentieth- which brings with it a history and structure that
century United States culture; it is crucial to the is antithetical to women’s collective resistance.
economy of money and bodies upon which our Again, in the example of The Oprah Winfrey Show,
consumer culture is based. While many scholars this desire for collectivity is voiced through what
assume stress management to be oppressive, none television theorist Mimi White calls “new voices
have explained the specificity of its ideological and new subjectivities” of television therapy,
workings. This paper shows how the concepts of voices “that nonetheless remain in fee to con-
“power” and “burnout” define the parameters of sumer culture.” 5 By reading these very diverse
women’s health in stress management, and how women’s stress management texts in relation to
this mandates individual change almost always one another—montage style, if you will—I hope
to the exclusion of collective political change. to analyze the political ramifications of women’s
Throughout this essay, I am not concerned with embrace of stress management discourse; I hope
whether or not stress management “works” for in- to show how and why the cultural net of stress
dividual women. (Certainly it does, which is one management discourse has managed to capture
reason it has taken hold so thoroughly. Sadly, for the imaginations of so many woman who identify,
many women it is the only way they can care for in one way or another, as feminists.
and value themselves; it is a necessary part of Thus, my specific analysis of women’s stress
women’s survival in late-twentieth-century cul- management discourse has wider implications for
ture.) Rather, my concern in this outline of the feminism and cultural studies. In terms of the
history and politics of stress management is to in- present volume’s concerns with questions of
vestigate how and why stress management has be- agency and resistance through popular culture, it
come such an integral part of our understanding might be useful to think of stress management itself
of power and to question the impact this formula- as a metaphor for the new modes of subjectivity-
tion has on feminism today. formation that have come to shape women’s lives
kathleen green 673

in the last fifteen years or so. In its depiction of a Selye’s “adaptation energy” concept offered a
constant ebb and flow of coping, stress manage- way to see organisms in terms of continuous pro-
ment seems a particularly apt analogy for the of- cesses of change. He described the stress response
ten confusing and contradictory movements of as a three-part chain reaction that occurs when-
power in postmodern culture. Stress management ever an organism is subjected to stimuli. This
is a seductive model for feminists because it is al- three phase process, the “general adaptation syn-
ways contextually bound and is predicated on the drome” (gas), consists of the introduction of a
details of everyday life, which, as cultural studies stressor (the alarm stage), the body’s adjustment
feminists have shown, have too long been ignored or response to the stressor (the resistance stage),
in many radical movements and theories of social and the body’s eventual failure to respond
change. Yet, ultimately, stress management dis- indefinitely to the stressor (the exhaustion stage),
course hinges on mistaking self-help for mutual which results in exhaustion and, if this state is
aid. As I show below, stress management is inher- reached repeatedly over time, in death.7 The most
ently individualizing; it configures a woman’s rela- important bodily force, “adaptation energy” is,
tionship to power only through her coping mech- according to Selye, the body’s ability to respond
anisms, her ability to negotiate and eventually to good and bad stressors appropriately. “The real
adapt to structures of domination. In stress man- strength of life,” wrote Selye, “is not the fuel
agement culture, for some women to gain power (food) we take, but adaptability, because the liv-
requires the disempowerment of others. This is ing machine can make considerable repairs and
hardly a feminist model of agency or resistance, adjustments en route, as long as it has adapta-
and because it is often advocated in the name of tion energy.” 8 There is, of course, no physiolog-
feminism, it bears close scrutiny. ical substance known as “adaptation energy.” It
affects the hormones, but is not one; it is influ-
enced by nutrition, but is not food or calories. A
“Adaptation Energy” and Dominant Stress
vague but crucial concept in the theory of stress,
Management Discourse
“adaptation energy” is the force—like faith, moti-
In the late 1930s, Hans Selye, a young medical sci- vation, and other such forces were to previous
entist then conducting experiments at McGill generations—that makes personal experiences
University, discovered that a specific and pre- good or bad.
dictable hormonal reaction occurred when labo- Selye subdivided stress into “eustress” (Good
ratory rats were subjected to extreme tempera- Stress) and “distress” (Bad Stress) to show that
tures. He called this phenomenon “stress.” In stress itself was not good or bad, but that one’s ex-
1956, Selye published The Stress of Life, the book perience of it would depend upon the subject’s re-
that laid down the foundation of stress theory and action to it. Further, he advocated that eliminating
that would garner him the title of the “father of stress would lead to death (if only from boredom),
stress.” 6 Selye’s immense production of scientific and that the best way to manage the amount of ten-
books and articles, popular writings, and autobi- sion in one’s life would be to seek a happy medium
ographies has provided the foundation for the de- between hypostress (too little) and hyperstress
velopment of stress management. Taking the re- (too much), to find “one’s own best stress level.”
sults of his experiments with rodents as a scientific As one of Selye’s popularizers, Nancy Gross, de-
basis and his own life as a concrete example, Selye scribed it, each individual has an innate internal
formulated the key concept of “adaptation en- and instinctual pace at which he or she should
ergy” as a way to achieve right living. live.9 To best handle stress, one should not attempt
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to live beyond one’s innate—and genetically pre- The emphasis in Selye’s rhetoric on what are
disposed—personal pace. Or, as Selye put it: usually understood as “masculine” traits is no
coincidence. Although since the early 1970s stress
Our goal should be to strike a balance between
has been very much a “woman’s problem,” earlier
the equally destructive forces of hypo- and hyper-
uses of the stress concept were obsessed with mas-
stress, to find as much eustress as possible, and to
culinity. Whether described in terms of the ego-
minimize distress. Clearly, we cannot run away
psychology of combat aviators in World War II or
timidly from every unpleasant experience; in order
the cardiac health of Type A and Type B business-
to achieve our purposes, we must often put up
men in the 1950s and 1960s, stress was a man’s dis-
with unhappiness, at least for a time. Here faint-
ease for the first few decades of its existence in
heartedness would in the long run prove even more
medical discourse and popular culture.12 While
distressing by depriving us of the joy of ultimate
stress has remained important to the construction
success. . . .
of masculinity ever since, the early 1970s ushered
It is a biological law that man, like the lower an-
in a new era of stress research, one that included
imals, must fight and work for some goal that he
women and that began to revise the theoretical
considers worth while. . . . Only through effort, of-
models that had previously held sway. New re-
ten aggressive egoistic effort, can we maintain our
searchers and popularizers, many of them women,
fitness and assure our homeostatic equilibrium with
began to describe the impact stress has on women.
the surrounding society and the inanimate world.10
They emphasized daily stressors over tragic life
By introducing these distinctions and the con- events, and they concentrated on the role conflict
cept of “adaptation energy,” Selye opened the that emerged for many middle-class married
door to a flood of popular ideas about stress and women with children who were entering the paid
its management. If the experience of stress de- workforce for the first time. By the early 1980s,
pended on the subject, who could ostensibly con- stress was commonly used in both medical and
trol certain factors, then the subject—and possi- popular discourses to describe women’s experi-
bly those surrounding him or her— could be held ences. Despite new models of psychological stress
accountable for the level of tension in his/her life. and coping that provide for more nuanced analy-
The value-laden rhetoric that pervades this pas- ses of the subject’s relationship to society, popular
sage, as well as much of Selye’s writing and of most stress advice literature for women and men has re-
popular writing on stress, hints at the potential lied almost exclusively on Selye’s concept of
political repercussions of stress management. “adaptation energy.” 13
Many of Selye’s conclusions are based on his direct Stress management discourse, which has been
and untheorized application of biochemical pre- a mainstay of both corporate and mainstream cul-
cepts to psychological functioning and social in- ture since the early 1980s, relies on the slippage be-
teraction. Selye’s language here—we mustn’t be tween the physiological, the psychological, and
“fainthearted,” we must strive with “aggressive the social inherent in Selye’s popularization of
egoistic effort” to “maintain fitness and assure our “adaptation energy.” Its central premises are that
homeostatic equilibrium with the surrounding one can never rid the body of stress and that one
society and the inanimate world”—is the end re- must learn to manage it. Stress management in-
sult of this slippery slope.11 Through this maneu- cludes a number of forms of discourse and occurs
ver, he inscribes into the science of stress what in a variety of social spaces, ranging from costly
have come to be viewed (by critics and supporters corporate seminars at exotic resorts to inexpensive
alike) as the classic U.S. values of productivity, self-help books, tapes, and videos that can be bor-
self-reliance, and individualism. rowed from libraries or used by social and medi-
kathleen green 675

cal service organizations. As its critics have stress management and provides long case his-
pointed out, it is especially useful to corporate in- tories as examples. There is also an audience
terests—and oppressive to workers—in the ser- participation component; the listener is instructed
vice industries and in lower-level white collar jobs. to turn off the tape at certain points to do the ac-
Corporate stress management programs are often tivity along with the studio audience. Stress man-
used in place of other forms of employee health agement discourse is also circulated in print for-
care because they are more cost effective.14 At the mat. For instance, Vitality magazine is a monthly
same time that health benefits have been cut inside magazine geared toward secretaries, data entry
corporate America, the number of work-related personnel, and other female-dominated occupa-
stress management programs has increased. Ac- tions. It offers general advice about “health, well-
cording to one source, by 1988 over half of U.S. ness, and happiness” clearly intended to make
Fortune 500 companies had health-and-fitness happy, healthy, and therefore productive employ-
plans intended to reduce stress-related productiv- ees. The October 1993 “Less Stress Issue” was de-
ity losses.15 Often explicitly goal-directed, the mes- voted almost entirely to stress management. In
sage of such programs is that one should maintain addition to quizzes designed to measure stress, re-
physical and emotional health in order to be pro- laxation and exercise hints, and suggestions on
ductive in business, and that placing oneself and how to give yourself an “attitude adjustment,” the
one’s goals above all else is the most effective way magazine sells the Vitality company’s own stress
to do so. These programs serve the very immedi- management products, such as the “Hot and Cold
ate interests of workers— certainly, it is good Therapy Pillow.” Vitality is purchased in bulk by
to feel healthy and sane—while simultaneously corporations to distribute free of charge to em-
fulfilling corporate goals. ployees; according to their own blurb, as of 1993,
There are literally hundreds of examples of 26 percent of Fortune 500 companies provided Vi-
corporate stress management, and most of them tality to their employees.
share the same approaches. Most of these texts as- The crucial question in analyzing this advice is
sert the additional difficulty of “modern life” as one that scholars often overlook: to what extent do
compared to life in the past, citing the influence of workers need to be so productive? As economist
computers, the women’s movement, global econ- Juliet Schor argues, in the post–World War II U.S.
omies, and the like. The logic of these texts, which economy, “progress” is marked by excessive pro-
is circular, is that employees need to work harder duction and continual but unnecessary increases
to be successful and that high productivity is suc- in the workday that also result in rising unem-
cess. One of the most profitable stress manage- ployment.16 “Since 1948, . . .” writes Schor, “the
ment companies has been CareerTrack Publica- level of productivity of the U.S. worker has more
tions from Boulder, Colorado. CareerTrack runs than doubled.” 17 When an economy has an in-
“personal growth” seminars such as Roger Mel- crease in worker productivity, two things can hap-
lott’s “Stress Management for Professionals: How pen: each worker’s worktime can be decreased,
to Feel Better and Perform Better on the Job” which also means that overall employment could
(1987) and Jacquelyn Ferguson’s “Stress Reduction increase (that is, the workforce can move to a part-
Workshop for Women” (1992). These employee- time workweek at nearly full-time wages), or pro-
participation seminars are then audiotaped and duction can continue at the same pace to sell
sold in bookstores and distributed through public products and services in new markets. U.S. society
libraries. Often consisting of four to six one-hour has taken the latter option, which benefits corpo-
tapes, the seminars feature an ostensibly charis- rations rather than workers. The rise of consumer
matic host who outlines the major principles of culture (what many have called the “work and
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spend” cycle) and the decline in labor union ef- dorsed by companies and distributed directly to
forts to work for a reduction in the workday have workers are crucial to the success of corporate
made this option possible, according to Schor.18 productivity programs. But the staying power of
The result of this emphasis on productivity is corporate culture’s stress management programs
that the employed are hyperemployed, and stress is largely the result of the widespread circulation
management seems particularly applicable to of such discourse outside of the workplace. Essen-
their lives. As Schor explains, “Nationwide, people tially, stress management discourse itself has be-
report their leisure time has declined by as much come a desirable commodity with a wide open
as one third since the early 1970s. Predictably, they market potential.
are spending less time on the basics, like sleeping
and eating.” 19 Equally, the number of unem-
Women and the Power-Burnout Continuum
ployed or underemployed continually rises, since
employers tend to hire fewer employees but work Women, especially, seem drawn to the ideology of
them more. The un- and under-employed face the stress management. Women consume literally
material stressors of poverty, yet rarely have access hundreds of popular books, magazine articles,
to high levels of health services or the social status and audiovisuals about stress every year. Fashion
of stress. Their experiences are rarely intelligible magazines regularly feature columns by medical
when viewed from the stress management culture experts, many of them female. Vogue and Made-
in which most Americans are, sometimes unwit- moiselle, for example, published articles about
tingly, positioned. stress throughout the 1970s, and by the early 1980s
Given that overwork and unemployment are each ran a multi-page article at least three to four
the two options with which most U.S. employees times a year and a short, one-page advice column
are presented, it is not surprising that many seek every second or third issue. Magazines aimed at
stress management’s short-term, individual, and homemakers, such as the Ladies’ Home Journal,
ostensibly feasible approach to the problems of an Good Housekeeping, and Woman’s Day, followed
overextended body and mind. Stress management suit beginning in the mid-1980s. Such specialty
is appealing to these overworked employees be- publications as Working Woman depend on stress-
cause it makes a big promise: it endeavors to teach related discussions for a large percentage of their
coping skills that will make one better able to annual page count, and ethnic group-oriented
handle more tasks quickly and easily. It teaches magazines, such as Essence, also regularly publish
how to increase one’s “adaptation energy”; such a on stress. While the middle-class offers an impor-
skill would seem to improve the quality of every tant market for the commodities (information
aspect of life. Stress management claims to offer and services) of stress management, working class
the gift of time and its management, and to pro- women are also very much part of this economy,
vide the semblance of security in what many through magazines and grocery store “mini-
people (are taught to) believe to be their chaotic, mags” (those little booklets that are available for
late-twentieth-century lives. 59 and 89 cents at checkout counters) and through
Corporate stress management discourse, more obviously prescriptive forms, such as govern-
though an important cultural force, is not entirely ment pamphlets, school textbooks, and the like.
self-sustaining. On the contrary, corporate stress As even this quick overview shows, when women
management programs are highly dependent look to texts that feature stress, they find an illu-
on the circulation of the ideals of stress manage- sion of choice. There is information designed to
ment in other discursive and social spaces. Cer- appeal to whatever social or economic position a
tainly, publications, workshops, and seminars en- female reader occupies, whether she defines her-
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self as a young career woman, a business executive, tween women and power by bypassing feminism.
a single mother, or a partner, among many others. For instance, in a 1986 Redbook column on stress,
Yet, despite its currency in a wide range of forms, the author makes an analogy between women’s ex-
most stress management for women nevertheless periences and “recharged batteries”:
functions to support and create the dominant ide-
when we are involved in an activity that excites and
ology of late-twentieth-century womanhood as
challenges us, we may in fact be increasing our en-
ultimately defined by role conflict.
ergy store. We all know that if we come home ex-
In terms of women’s stress management dis-
hausted after a hard day’s work and just flop onto
course, “adaptation energy” is mapped onto a con-
the couch and watch tv, we keep feeling tired. But
tinuum of women’s health that positions power
if we get up and jog or play tennis or take part in
and burnout at opposite ends of the spectrum.
some other sport we enjoy, we start feeling more
Within the logic of this spectrum, women must
alert and alive—and we can recharge our psycho-
learn to balance hypo- and hyper-stress, to reduce
logical batteries in much the same way. So it’s not
distress and increase eustress in order to experi-
just how much a woman does that’s important but
ence life at the power, rather than the burnout, end
also how she feels about what she does.23
of the continuum. Power and burnout have be-
come important cultural icons in narratives of The author does not explicitly refer to Selye;
women’s experience in the 1980s and 1990s.20 importantly, she relies mostly on female experts,
The word “power” evokes such images as the such as the frequently quoted psychologists Grace
“powerwalk,” the “powerlunch,” the 1980s “super- Baruch and Rosalind Barnett from the Wellesley
woman,” and the 1990s new age “goddess within.” Center for Research on Women. The use of
Women’s magazines of the 1980s and 1990s—par- women experts is typical of 1980s and 1990s publi-
ticularly the advertisements—are full of photo- cations on stress, but it does little to change the
graphs of women in motion or women otherwise foundation of the “adaptation energy” model. The
coded as being capable of physical, sexual, or last sentence of this passage shows how thor-
financial shows of power. Exercise is perhaps the oughly indebted to Selye this author’s concept of
primary way that women believe they can access “recharged batteries” is. The author downplays
“power” in U.S. culture. The majority of U.S. differences between women’s material lives—“it’s
women regularly exercise walk, swim, practice not just how much a woman does that’s impor-
aerobics, run, or otherwise work out recreation- tant”—and privileges attitude—“how she feels
ally.21 Like Oprah, many women believe that exer- about what she does.” 24 By positing television and
cise wards off stress, thereby helping them gain sport as the two alternatives, the author obliterates
“power” and thus stay sane, healthy, and in control the possibility of the energizing effects of collec-
of their lives. Medical research, as it is dissemi- tive activity, such as the forms of talking back and
nated in women’s mass culture, supports these be- talk among women that might lead to political ac-
liefs: “Studies confirm,” writes one Vogue colum- tion. The “recharged batteries” model of women’s
nist, “that regular aerobic exercise . . . not only subjectivity springs from stress management no-
improves one’s physiological state by condition- tions about the female body’s relationship to work.
ing the heart and lowering blood pressure but also The goal is to become productive again, and the
relieves depression and fatigue.” 22 Exercise in work that makes that possible (tennis, jogging) is
this context is not leisure but therapy, emotional presented as play, though it does not function as
“work.” such in social life.
Selye’s “adaptation energy” is the crucial con- Educational theorist Alfie Kohn points out in
cept, I would argue, that forms this circuit be- his analysis of competition in U.S. society that
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“our leisure activities no longer give us a break mones that have been touted as a miracle sub-
from the alienating qualities of the work we do; in- stance by medical popularizers—in order to show
stead, they have come to resemble that work.” 25 how exercise can increase one’s ability to handle
Exercise as it is understood in this “recharged bat- stress. And, as one of the many medical experts
teries” model is a prime example of this process of she quotes says, “the ability to handle stress is as
alienation. While such exercise often begins as important, if not more important than, native
fun, it seldom remains so because of the way it is managerial ability in rising to the top and func-
positioned in the structure of daily life. For tioning effectively once there.” 28
middle-class women, it is part of the routine of Inherently anticollective, such advice clearly
body care that has come to be expected and ac- privileges individual success (at any cost) over col-
cepted as part of being a woman, not unlike lective gains and long-term social change. There is
housework. Exercise is part of what makes us no critique here of the fact that working sixty-hour
“competitive”—as an employee (good-looking weeks in corporate America is counterproductive
and healthy people are rewarded) and as a person to social change, nor is there any mention made of
(we rate ourselves vis-à-vis others’ bodies). Kohn changes in labor laws and regulations. While this
argues that this competitiveness is central to the may not be surprising, arising as it does from a
fabric of capitalism, and he mourns the transfor- piece of consumer culture, it is significant that the
mation of play into work that has marked U.S. exercise imperative, and the overall construction
society. of “power” in stress management discourse, is
This process of alienation through exercise is made in the name of feminism and is understood
blatant in women’s stress management advice. For by many women to be a feminist strategy. Like the
instance, one article from Working Woman, “The texts that Susan Bordo describes so eloquently in
Exercise Edge,” claims that exercise is not just an Unbearable Weight, such understandings of wom-
added edge, but a mandatory part of a successful en’s power reinscribe cultural norms of beauty un-
lifestyle. Most successful managers, the article ex- der the guise of resistance to such norms. Bordo
plains, work at least sixty-hour weeks, and analyzes the post-1987 hardbody Madonna and
the exercising bodies in the quasifeminist Reebok
exercise is one way you can develop the energy to
“I Believe” ad campaign to show how the link be-
meet that kind of schedule. If, like so many busy
tween women and power has been stripped of its
women, you think you’re too tired to exercise, think
feminist politics and coopted by commodity cul-
again. The reason you’re tired may well be your lack
ture in recent years.29 As Bordo is concerned to
of exercise. Aerobic exercise is an energy enhancer
point out, “postmodern and other celebrations of
because it boosts the level of oxygen in the blood-
‘resistant’ elements in these images” efface “the
stream.26
social contexts and consequences of images from
In addition, the article continues, exercise can popular culture.” 30
boost creativity, give a woman confidence, help To be fair, in some contexts the icon of the
her manage her time better, and teach her how to powerful exercising woman has positive effects. As
stick to a routine.27 In a common tactic, the author Susan Willis asserts, the public presence of women
appeals to science—another power discourse— as exercisers, the visible evidence of their strong
to explain why “aerobic exercise is an energy en- bodies in spandex, is a symbol of a freedom of
hancer.” She explains in some detail the microbi- movement that was not available even a genera-
ology of exercise— especially the production of tion previously. According to Willis and many ex-
the magical beta-endorphins, the anti-stress hor- ercising women, exercise has “positive features”
kathleen green 679

such as “the development of independence and courses such as those of stress management and
the opportunity for bonding between women.” 31 exercise, which are meant to help women achieve
But even Willis cautions that exercise in U.S. cul- an individualized form of power in dominant cul-
ture is also bound up with class and consumer cul- ture.33 The psychologist McGrath’s words return:
ture— exercise and stress management are the the ten-minute energy walk is better than talking
prerogative of and the commodities for the over- to a friend. Such advice is a stop-gap measure for
worked middle classes. In that it participates in gaining power as an individual woman, which is
maintaining hierarchical class divisions between always a limited notion of power. The frame of
women, the stress management imperative to ex- this advice—the television talk show where ther-
ercise for power enables sexism to continue un- apy is consumerism and competition between
abated. In Willis’s example of 1980s workout vid- women masquerades as mutual aid—provides a
eos, she concludes: social context for this inherently anti-feminist
message. Through stress management, women
The workout focuses women’s positive desires for
rewrite the “personal is political” slogan of earlier
strength, agility, and the physical affirmation of self
feminism to mean that personal change is equiva-
and transforms these into competition over style and
lent to political involvement, and hence they sever
rivalry for a particular body look and performance.32
the connection between personal and social
In the context of stress management, this rivalry change.34
can be understood as that between individual At the other end of the continuum of health lies
women, say for a particular job, but more funda- “burnout,” which is bound to the notion of “re-
mentally, it is an intense but largely invisible class laxation” in the same ways that “power” and exer-
divide. cise are joined. Essentially, by applying the prin-
Part of the success of late capitalism is due to ciples of “adaptation energy” that assert that
the fact that stress management discourse pro- perspective is more crucial than material reality,
vides a medium through which women appear to relaxation becomes, exactly like exercise, another
transcend class, and often race, group identi- way to achieve self mastery and power. “Active re-
fication. They leave behind, of course, class and laxation gives you ways to make your life your
race consciousness and struggle as well. Working- own,” writes Janette Scandura in her introduction
class women’s popular culture discusses stress just to Working Woman’s April 1988 special section on
as frequently as middle-class women’s popular “body management.” The oxymoronic quality of
culture, though it rarely mentions the particulari- “active relaxation” seems lost on most writers and
ties of working-class women’s lives. While some readers of stress management discourse, as is the
working-class women might perceive a difference disciplining force, to use Foucault’s rhetoric, of the
between themselves and middle-class women in term “body management.” Like exercise, relax-
terms of access to some of the accoutrements of ation functions as work within a woman’s daily
middle-class stress management, the guiding life. It is part of “body management” and one
force behind stress management ideology is that it must do it actively— often with a credit card. In
appears to link all women by their common en- women’s magazines, articles about “burnout” are
emy, stress. Such a conception of women’s collec- usually accompanied by images of women in re-
tivity is significantly different from that which sec- pose, engaged in therapies to prevent “burnout.”
ond-wave feminism attempted to make real. The A key part of the service economy, “burnout” sells
point is that feminism itself has become easily preventive measures. At the spa, in a bath, getting
commodified, particularly by therapeutic dis- a massage, these figures are representations not of
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“burnout” itself but of the pleasure that comes new candidate for this state of depletion is the ’80s
from preventing “burnout.” The explosion in the working mother, who lives under constant stress,
U.S. health spa industry and the proliferation of who continually caters to the needs of others and
body care products in shopping malls and cata- who finds herself used up even at the start of the day.
logues are prime examples of this commodi- It’s the nature of the double role. Whether at home
fication of relaxation. Far beyond the “Calgon take or on the job, we give and give. We run through our
me away” days, women spend millions of dollars emotional cash flow and find ourselves in deficit
on lotions, bath salts, and other products that spending.36
claim to relax the body and thus reduce stress.
Again, it is easy to see the class—and often, by
Images of “burnout” are not as revered as those
extension, racial—implications of this historiog-
of “power” because they are not as useful in selling
raphy of working mothers. For it is mostly middle
products, but they are nevertheless crucial to
and upper class women who are new to paid work
women’s stress management in that they embody
in the 1980s. The economic metaphor of the work-
the “other” of the coping woman. In certain in-
ing mother’s “emotional cash flow,” with burnout
stances, the representation of “burnout” can be
meaning “deficit spending,” is an apt comparison
seen as an attempt to smooth over—and some-
in that it highlights the political stakes involved in
times trivialize—the contradictions of women’s
such representations of “burnout.” As the follow-
lives. This is true of the plethora of cartoon and
ing passage from the same article makes clear, the
coffee cup images of stressed women that are
problem of “working mother burnout” is that it
circulated within the office gift economy. (The
makes the woman unable to play her role as
constantly frazzled comic strip character “Cathy”
mother to the nuclear family:
is a prime example.) More important, though,
“burnout” is also used in the iconography of the burnout victim is confronted by too many de-
women who are more seriously destabilizing to mands too often. But she takes the step into the sec-
dominant culture—such as the white, middle- ond stage herself. “Instead of taking a break,” says
class “working mother.” Though many mothers Dr. Walker [Duke University psychiatrist and au-
have been employed for years—and housework thor of Everybody’s Guide to Emotional Well Being],
and childrearing go unrecognized for the labor “burnout victims eliminate exercise and recre-
that they are—the post-1970s boom in middle- ational time in a desperate attempt to meet the de-
class women’s employment had significant reper- mands placed on them.” 37
cussions for stress management discourse. The
This may work in the short run, the experts
“working mother” embodies the frightening limit
quoted in this article agree, but if such coping
of womanhood—that point at which a woman
strategies continue over a period of time, the result
would become incapable of caring for herself and
is burnout, the last stage of which is illness. And, if
her children.35
a woman is a “burnout victim” she cannot care for
One long Redbook article from 1983, “More
her family properly. Furthermore, since a woman
Power to You” by Maggie Strong, describes “work-
“takes the step into the second stage herself,” it is
ing-mother burnout” and points to some of the
largely her own fault, the result of her inability to
implications of it:
live by the principle of stress management, that
Combat soldiers, intensive-care nurses and over- cause this situation. This underlying conservative
burdened executives have long suffered from what approach to childcare, where everything is once
has only recently come to be called burnout. The again “mom’s fault,” is at odds with the other con-
kathleen green 681

stant refrain in women’s magazines: that partners speak to other women. The stress management
need to share childcare responsibilities. This sub- model is flexible enough to appeal to feminists
tly masks a blame-the-victim approach to stress. and nonfeminists alike. Thus, it offers the possibil-
Like the “pull yourself up by your bootstraps” ad- ity for women to speak with other women—and
vice given to many young people born into pov- to supplement, if not replace, the ten minute en-
erty, this call for the working mother’s attitude ad- ergy walk with feminist models of talk.
justment epitomizes the shape of capitalism and One academic feminist who has explicitly tried
patriarchy after the second wave of feminism. to situate her work on women’s psychology within
Neither exercise, which is meant to increase an “other space” of feminist subjectivity is bell
power, nor relaxation, which is meant to ward hooks, whose Sisters of the Yam: Black Women and
off burnout, change the material conditions of Self-Recovery outlines a program for self-actual-
women’s lives that cause stress. Indeed, for many ization that interweaves mainstream self-help—
women they may increase potential stressors, as including stress management discourse—with
they always take time and often money too, and radical politics. The book begins with a theoretical
they certainly work to maintain the systems of preface that locates the project within the contexts
sexual and class inequality that create the con- of African American revolutionary struggle, main-
ditions for stress. That is precisely why the rheto- stream self-help, and white feminism, which she
ric of stress management is one of individual, views as mostly racist. The introduction explains
rather than social change. Exercise and relaxation that the book emerged from a support group
techniques are not intended to change material for African American women at Yale University.
conditions. They are intended to change a wom- Thereafter, each chapter deals with one theme that
an’s appraisal of such conditions, to help her cope hooks believes to be important to African Ameri-
better, to accept material reality. And they do of- can women’s mental and spiritual health—for in-
ten succeed in this task. The price of a high stan- stance, work, addiction, beauty, and eroticism.
dard of individual health for some, however, is the By examining how hooks uses stress manage-
perpetuation of the gulf between women of differ- ment ideology and comparing this to the more
ent classes. obviously corporate and mass media uses of such
ideology described earlier, we can see the depth
and breadth of stress management in our culture
Self-Recovery Feminism
and in women’s conceptions of power. Sisters of
While stress management discourse is an exten- the Yam resonates with many of the same issues of
sion of patriarchal and capitalist ideology, some power and agency that other stress management
forms of it function in the spaces that, accord- texts try to address, but hooks adopts a manner
ing to Teresa de Lauretis, enable feminist agency: more appropriate for radical politics.
“those other spaces both discursive and social that hooks criticizes the white and heterosexist as-
exist, since feminist practices have (re)constructed sumptions of popular women’s advice literature.39
them, in the margins . . . of hegemonic discourses She notes that of the plethora of therapeutic books
and in the interstices of institutions, in counter- for women published in the 1980s and 1990s, few
practices and new forms of community.” 38 The of them even mention race, much less provide
success of women’s stress management discourse detailed analyses of how the experience of race
is partly due to its links to these alternative spaces. in U.S. culture is an important factor in mental
The cultural icons and rhetoric of stress manage- health. hooks tries to address this silence with Sis-
ment are circulated in those spaces where women ters of the Yam. She writes that African American
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women need to heal themselves so that they can san Jeffers’s Feel the Fear and Do It Anyway. These
participate fully in social change movements: books influenced hooks’s own decision to take an
academic leave to work solely on writing and her
Black female self-recovery, like all black self-recov-
sister’s less-lucrative decision to quit a job that was
ery, is an expression of a liberatory political prac-
too stressful.42
tice. . . . Before many of us can effectively sustain en-
The conflict between hooks’s radical politics
gagement in organized resistance struggle, in black
and her indebtedness to stress management cul-
liberation movement, we need to undergo a process
ture is most visible in the chapter “Knowing Peace:
of self-recovery that can heal individual wounds
An End to Stress.” As the chapter’s title hints,
that may prevent us from functioning fully.40
hooks’s approach differs from Selye’s conception
Here she positions Sisters of the Yam within the of stress in that hooks believes stress can end. Here
space of agency and resistance and asserts the she rejects the productivist logic of contemporary
text’s power to politically reshape black female capitalism. Yet, as her reference to “burnout”
identities. Her argument, which draws on long- makes clear, hooks cannot escape other aspects of
standing traditions of feminist consciousness- stress management ideology. The chapter is con-
raising, assumes a new meaning within the con- cerned with two fundamental themes, knowing
texts of hooks’s book, her career, and the larger when to quit and how to stop worrying. Her ex-
culture of stress management. amples in this chapter—which spring from her
While hooks’s inclusion of African American own life, from a fellow sister of the Yam who was a
women’s experiences represents an important in- lawyer, and from her sister’s life—are about the
tervention, she does not fundamentally question need to quit stressful jobs that endanger mental
the ideological implications of the self-help genre health. African American women must conquer
and its configurations of “power” and “burnout.” their worry about loss of status and economic se-
For instance, in the chapter “Work Makes Life curity and replace it with positive thinking.43
Sweet,” hooks links her recognition of her own The first theme, knowing when to quit, does
“burnout” to a self-help book quiz: much to resist the dominant ideology of stress
management. African American women do not
I remember finding a self-help book that listed
know and appreciate their own value, according to
twelve symptoms of “burn-out,” encouraging read-
hooks, which is why they do not take care of them-
ers to go down the list and check those that de-
selves. Stress comes when African Americans “can
scribed their experience. At the end, it said, “If you
no longer assert meaningful, transformative
checked three or more of these boxes, chances are
agency in our lives, when we are doing too much,
you are probably suffering from burn-out.” I found
when we experience an ongoing impending sense
I had checked all twelve! That let me know it was
of doom.” 44 This is a fairly conventional under-
time for a change.41
standing of stress, though hooks takes it in a di-
hooks does not critique the concept of rection opposed to stress management. She does
“burnout” and its deployment in U.S. culture. not advocate the exercise or relaxation strategies
Rather, here as elsewhere, she takes what she can designed to ready the subject for the productivity
use from self-help and stress management dis- mill, but instead calls for what seems (in theory if
course. She refers to nearly thirty conventional not in practice) the much more radical move of
self-help books as useful in her own experience, resistance. She says that African American women
often quoting from her favorites, Marsha Sinetar’s need to learn when to quit.
Do What You Love, The Money Will Follow and Su- The second major theme of the chapter is that
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African American women worry too much; hooks sion, Gamble had wanted to write an account of it
advises them to replace worry with positive think- to show, she writes, “how it had disrupted my life.
ing. This arises squarely out of dominant stress How I had to struggle, and occasionally still have
management assumption that the subject’s atti- to struggle, against it. . . . I also wanted my story to
tude and perception—not material reality—are offer hope to those who were still suffering.” 48
the problem. hooks would in no way deny that Gamble did not write or publish this account,
racism makes the material realities of African however, because an African American female col-
Americans more stressful than those of whites. league “criticized [her] for ‘wanting to put [her]
However, she argues that in order to become men- business out in the street.’ ” 49 Gamble’s own de-
tally healthy, African Americans need to change scription of her experiences with depression and
their thoughts: her use of Sisters of the Yam as a therapeutic tool is
very powerful and convincing. It attests to the
The vast majority of black people, particularly those
need for books like Sisters of the Yam and illus-
of us from non-privileged class backgrounds, have
trates how the text does work to develop alterna-
developed survival strategies based on imagining
tive, political subjectivities.
the worst and planning how to cope. Since the
Yet such liberatory uses of Sisters of the Yam
“worst” rarely happens, there is a sense of relief
must be contextualized within the wider self-help
when we find ourselves able to cope with whatever
and stress management culture. hooks has been
reality brings and we don’t have to confront debili-
known for her “sustained allegiance to her own
tating disappointment.45
working-class background,” 50 but her advice on
By replacing this worry with “positive think- coping with stress buttresses the class division that
ing,” hooks asserts, African American women mainstream stress management discourse helps to
might be able to “change the outcome of events.”46 inscribe in U.S. culture. Throughout Sisters of the
She cites Rev. Martin Luther King Jr. and Shirley Yam, hooks weaves in and out of a class-based
Chisholm as leaders who have used positive think- analysis, at times pointing to the devastating and
ing for social change, but the real impetus for stressful effects of poverty, yet elsewhere simply
hooks’s understanding of the concept is self-help asserting that “poverty itself need not be a condi-
author Susan Jeffers, whom she quotes at length tion that promotes nihilism and despair.” 51 Keith
on the subject.47 Essentially, she returns to the in- Byerman, editor of the African American Review,
dividualistic approach to women’s problems that calls hooks to task for failing to sustain a class
pervades most self-help advice. analysis. He argues that Sisters of the Yam’s advice
For many women, Sisters of the Yam works pre- is rather unsubtly limited to middle-class profes-
cisely in the ways that hooks would like it to: as a sionals such as teachers, lawyers, and business
tool for women’s resistance to patriarchy and rac- women, “that significant but still not typical group
ism. For instance, Vanessa Northington Gamble, of black women entering the American middle
an African American medical doctor, begins her class.” 52 In response to hooks’s “know when to
review of the book with her own narrative of de- quit” advice, Byerman writes: “The issue of agency
pression during her residency. The point of relat- is crucial. How are black women . . . to find the
ing this account is to offer personal testimony to personal and economic resources to even begin to
hooks’s description of African American women’s do the kinds of things hooks recommends? . . . For
experiences and to illustrate hooks’s point that Af- those on welfare or in minimum wage positions
rican American women have been partly to blame such recommendations are irrelevant.” 53 To the
for silencing their own pain. Long after her depres- extent that it does use middle-class women as a
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starting point, Sisters of the Yam participates in the help is the issue of female expertise.59 I would ar-
denial of class differences upon which U.S. stress gue that hooks is not alone, as she seems to think
management culture is predicated.54 she is, in her attempt to write a politically engaged
Certainly, conventional self-help is not the investigation of women’s experiences for a wide
only tradition of women’s writing on which hooks audience. Rather, she joins a cacophony of diver-
draws. Sisters of the Yam shows how the fiction and gent voices about female subjectivity and self-
autobiography of African American women such recovery with Sisters of the Yam. To best under-
as Audre Lorde, Alice Walker, and Paule Marshall stand hooks’s work, we must situate her writing
can be used therapeutically. hooks believes that within the wider contexts of feminist writing and
such writers have filled the “space of longing” that mainstream advice literature, and examine her
the feminist movement in general has failed to own position as an “expert.” 60
fill.55 Moreover, hooks points to the long tradition One of the most salient characteristics of the
of mutual aid in African American culture and new female experts (those women who do not
politics. Nevertheless, she feels compelled to sup- simply “talk back” to the experts, but are them-
plement that tradition with the mostly white, selves part of the knowledge-production industry)
mainstream self-help books that she had dispar- is that their narratives defy the personal-profes-
aged a few years earlier as “narratives that suggest sional split. On this point we can compare hooks
we are responsible for male domination.” 56 hooks to Oprah Winfrey, whose personal experience of
makes this odd coupling of African American depression supplemented— even usurped—her
writers and mainstream self-help writers because guest expert’s mere professional knowledge. For
she is angry with “popular” (read “white”) femi- both hooks and Winfrey, movement in and out of
nism. She dismisses “popular feminism” on the various communities has created the framework
second page of her book when she takes Susan for representing their personal experiences and
Faludi to task for erasing race from the bestselling professional lives. In an earlier essay “On Self-Re-
book Backlash. But in doing so, hooks seems to re- covery,” hooks charts her own path from southern
ject almost all non-African American feminism as black woman to professional academic, and that
well.57 She rarely refers to the non-African Ameri- trajectory is still very much at issue in Sisters of the
can feminist writers who have similarly dealt with Yam, where she explores her ambivalence about
self-recovery, despite the fact that the work of the academic community. hooks contrasts the
women like Nancy Mairs, Maxine Hong Kingston, “segregated Southern black world” where “black
and others might easily be situated in the same folks collectively believed in ‘higher powers,’ knew
radical but sophisticated consciousness-raising that forces stronger than the will and intellect of
vein as Sisters of the Yam.58 Essentially, hooks re- humankind shaped and determined our exis-
jects “popular feminism” in favor of mainstream tence,” with the intellectual world, which offers
women’s self-help literature without adequately at- her little “new community, new kin.” 61 Oprah, as
tending to the rhetorical or political positioning of well, uses this contrast between past and present
the latter genre, particularly its use of female ex- in her self construction as “everywoman.” She of-
perts and feminist language, and without recog- ten juxtaposes her “down home” self with her fa-
nizing the extent to which feminist consciousness- mous self: her personal chef Rosie now makes her
raising has been present in women’s creative and a low calorie sweet potato pie. After 1994, she also
critical writing. compares her previous stressed-depressed, over-
Part of what is at stake in hooks’s relationship weight self with her new mentally heathy, thin self.
to both “popular feminism” and mainstream self- She has been on both sides of every situation,
kathleen green 685

which grants her the wisdom to offer advice to a candy bar to curb a mid-afternoon slump when a
millions. brisk walk— or even a brief nap—would probably be
more energizing” (see “Food for Mood,” Vogue [Octo-
For both hooks and Oprah, this self-position-
ber 1988]: 411). Clearly, McGrath’s “action strategy” for
ing substantially influences both their relationship
the “Stressed-Depressed” is in line with the advice
to their audiences and the advice they offer. Ide- voiced in other prescriptive literatures.
ally, such representations allow both hooks and 2 Wendy Kaminer, I’m Dysfunctional, You’re Dysfunc-
Oprah access to audiences across class lines. Oprah tional: The Recovery Movement and Other Self-Help
moves with the rich and famous, but is moved by Fashions (Reading, MA: Addison-Wesley, 1992), 31.
her audience members’ stories of everyday life. 3 By saying this, I do not mean to prescribe what radical-
hooks asserts her unique ability to translate be- ism would look like in every context. In the case of
Oprah, her late 1990s move only to do “positive” shows,
tween the university and the rest of the world. In
which was accompanied by a plunge in ratings, might
Sisters of the Yam, hooks endeavors to address the
be indicative of a move toward the limits of white, cor-
African American section of the popular audi- porate culture.
ence—a mass rather than a middle-class aca- 4 bell hooks, Sisters of the Yam: Black Women and Self-
demic audience—that it is widely believed Oprah Recovery (Boston: South End Press, 1993).
has already garnered. hooks wants to politicize 5 Mimi White, Tele-Advising: Therapeutic Discourse in
this space, make it into an “other space” that American Television (Chapel Hill: University of North
would appeal to women across class divisions and Carolina Press, 1992), 186.
6 Hans Selye, The Stress of Life (1956; New York: McGraw-
create new feminist communities. Yet in her re-
Hill, 1976).
liance on conventional self-help and stress man- 7 These phases take place in the adrenal gland, the pitu-
agement, and the resulting problems with class is- itary gland, and the stomach, and several hormones are
sues and feminist community, hooks reinscribes involved in the process.
the dominant ideology while she attempts to un- 8 Selye, The Stress of Life, 437.
dermine it. It is a testament to the pervasiveness of 9 Ibid., 182.
stress management ideology in U.S. culture that 10 Ibid., 18 –19.
11 Indeed, most of Selye’s later writings (he wrote, among
even a radical theorist such as hooks would use its
scores of scientific reports and books, two autobiogra-
concepts of “burnout” and “power.” hooks is just
phies, several popular articles, and his bestseller Stress
as much a participant in stress management cul- without Distress) are devoted to expounding and circu-
ture as she is a cultural critic of its ideology. lating his “code of altruistic egoism,” a philosophy of
life that asserts the individual’s social responsibility to
Notes meet their own needs.
12 Men under Stress (Philadelphia: Blakiston, 1945), pub-
Many thanks to Patrice Petro for extensive comments lished in May 1945 by Army Air Force psychologists
on this essay and her unwavering support of my re- Roy R. Grinker and John P. Spiegel, brought the effects
search. of stress on the male ego to the attention of medical
1 The candy bar comparison is a stock feature of advice specialists and the lay public. In this book, Grinker and
on how to be energetic. For, as women’s prescriptive lit- Spiegel explain what it takes to be a member of a World
erature maintains, the instant gratification of food, es- War II aviation combat unit; they do so by detailing the
pecially chocolate, lasts only a short while and ulti- case studies of numerous aviator breakdowns due to
mately leads to fat, thought to be one of the biggest the grueling physical and emotional stresses of flying
stress-inducers. According to a Vogue magazine colum- missions. The subtext of Men under Stress is the horri-
nist, “So intertwined are eating and relaxing that many fying idea that stress poses a serious threat to many U.S.
women replace rest with food, particularly when they’re soldiers, whose masculinities are too fragile to take the
tired. The classic example is the woman who reaches for pressures of combat.
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In the postwar years, a way of framing masculinity abruptly ended in the late 1940s, it marked the begin-
through stress arose with the formulation of Type A ning of a new era in worktime. But the change was barely
and B personalities. First described for a lay audience by noticed. Equally surprising, but also hardly recognized,
cardiologists Meyer Friedman and Ray Rosenman, has been the deviation from Western Europe” (Juliet B.
Type A and B behavior quickly came to be thought the Schor, The Overworked American: The Unexpected De-
most deadly stress-related disorder for men (see Type A cline of Leisure [New York: Basic Books, 1991], 1).
Behavior and Your Heart [New York: Knopf, 1974]). 17 Ibid., 2.
Barbara Ehrenreich argues that the formation of the 18 The shift from a workday-based to a benefits-based ap-
Type A and B categories was integral to the postwar proach to union organizing is reflective of both these
shift in the construction of gender roles: conditions, I would argue.
19 Schor, The Overworked American, 5.
In the 1950s, medical opinion began to shift from ge-
20 This idea is taken from Anson Rabinbach’s wonderful
netic to psychosocial explanations of men’s biologi-
book, The Human Motor: Energy, Fatigue, and the Ori-
cal frailty [manifested in their shorter life spans rela-
gins of Modernity (Berkeley: University of Califor-
tive to women’s]: There was sometime wrong with
nia Press, 1990), which argues that the turn-of-the-cen-
the way men lived, and the diagnosis of what was
tury obsession with productivity was figured in the cul-
wrong came increasingly to resemble the popular (at
tural icon of the human motor, the body as part of a
least among men) belief that men “died in the har-
machine.
ness,” destroyed by the burden of responsibility. The
21 Exact data on the number of women who exercise is
disease which most clearly indicted the breadwin-
hard to compile, as some women participate in more
ning role . . . was coronary heart disease. (The Hearts
than one form of exercise. According to the Statistical
of Men [New York: Doubleday, 1983], 70)
Abstract of the United States 1995, 59 percent of adult fe-
Thus, stress in the postwar years was part of the males participate in an exercise program and 29 percent
burden of masculinity. play sports (U.S. Department of Commerce, 115th ed.
13 The most important researcher to theorize psychologi- [Washington, D.C.: Government Printing Office], 257).
cal stress is Richard Lazarus, whose 1966 book Psycho- 22 “The Aerobic Antidote,” Vogue (October 1988): 413.
logical Stress and the Coping Process provided the spring- 23 Caryl Rivers, “Why Are You a Bundle of Nerves,” Red-
board for a number of studies on psychological stress, book (March 1986): 97.
including women’s stress. Lazarus articulated a more 24 This raises serious questions about class and divisions
well-grounded theory of threat and coping that could, between women. For, while a game of tennis is a great
possibly, be used to argue against the prescriptions to stress reliever for many, it is not a possibility for all.
social norms that Selye’s theory embraces. However Identity politics theory has done much to point out the
influential Lazarus’s work has been in many medical effects of such omissions in popular culture, and it is in-
circles, the stress management texts under discussion in tegral to my analysis. However, what is even more dis-
this essay, unfortunately, tend to rely almost exclusively turbing than this rather obvious and familiar ignorance
on Selye’s theory, and not those that came later. of class issues are the underlying implications of the
14 See Kenneth Pelletier and Robert Lutz, “Healthy “solutions” to stress, even for middle-class women.
People—Healthy Business: A Critical View of Stress 25 Alfie Kohn, No Contest: The Case Against Competition
Management Programs in the Workplace,” in Stress and (Boston: Houghton-Mifflin, 1992), 82.
Coping: An Anthology (New York: Columbia University 26 Mary E. King, “The Exercise Edge,” Working Woman
Press, 1991). (March 1991): 115.
15 Janette Scandura, “Mastering the Art of Mellow: A 27 Ibid., 116.
High Achiever’s Guide to Stress,” Working Woman 28 Ibid., 115.
(April 1988): 121. 29 Susan Bordo, Unbearable Weight: Feminism, Western
16 Schor writes, “If present trends continue, by the end of Culture, and the Body (Berkeley: University of Califor-
the century Americans will be spending as much time nia Press, 1993), 272, 297–300.
at their jobs as they did back in the nineteen twenties. 30 Ibid., 275.
The rise of worktime was unexpected. For nearly a hun- 31 Susan Willis, A Primer for Daily Life (New York: Rout-
dred years, hours had been declining. When this decline ledge, 1991), 65.
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32 Ibid. loss, are the types of self-help books most often read by
33 Barbara Ehrenreich makes this point in her discussion women (23). Through her ethnographies of women
of the “marketplace psychology” of such writers as self-help readers, writers, and editors, Simonds con-
Helen Gurley Brown and Dr. Joyce Brothers who, she cludes that
argues, “amplified the youthful voice of a new femi-
Though self-help readers do feel a sense of com-
nism: It’s OK to be angry; it’s OK to be a woman; it’s OK
monality with other women through their reading,
to be you,” but this commitment to feminism was su-
the genre fails them in that it encourages individually
perficial and short-lived (For Her Own Good [New
oriented and adaptive endeavors to achieve personal
York: Doubleday, 19xx], 298). Ehrenreich explains that
change. . . . Like romance reading, self-help reading
the ideology of this new marketplace psychology was
can be said to enable women to express dissatisfac-
“willing to accept the values of the marketplace as uni-
tions with gendered interactions, while it also re-
versal principles” (299). Gone were the sexual stereo-
presses a definitive challenge to the ways in which
types about women’s passive femininity, but gone as
the social construction of gender works against
well were the values of community, responsibility, and
women. (48)
love that had been a function of that femininity. For
Ehrenreich, the key issue is political commitment. 35 Though the employed mother is still a threat, recently,
Feminism was just one more thing to be subsumed by this icon has been superseded in political and popular
popular psychology. Consumerism conquered the in- rhetoric by an even more threatening image of “burned
cipient feminism almost before it got a foothold. out” womanhood, the single “welfare mother,” who is
34 Researchers have begun to analyze how people use self- usually characterized as a “burned-out” African Amer-
help as a genre, though none have extensively studied ican teenager.
stress management advice alone. Steven Starker’s Ora- 36 Maggie Strong, “More Power to You,” Redbook (Sep-
cle and the Supermarket: The American Preoccupation tember 1983): 103.
with Self-Help Books ( New Brunswick, NJ: Transaction 37 Ibid.
Publishers, 1989) provides a solid history of self-help 38 Teresa de Lauretis, Technologies of Gender: Essays on
books. In his research, he found that many self-help Theory, Film, and Fiction (Bloomington: Indiana Uni-
readers found self-help books useful, and many psy- versity Press, 1987), 26.
chologists suggested that their patients read them. He 39 I use the term “self-help,” following hooks’s language,
concludes that self-help books do not usually harm to refer to the entire genre of prescriptive literature of
readers’ mental health, but he finds no evidence that which stress management is a major part.
they help them either. Wendy Kaminer’s 1992 critique 40 hooks, Sisters of the Yam, 14 –15.
of self-help, I’m Dysfunctional, You’re Dysfunctional 41 Ibid., 49.
argues that 42 Ibid., 50.
43 The similarities between hooks’s advice and the plot of
the self-help tradition has always been covertly au-
Terry McMillan’s novel, How Stella Got Her Groove
thoritarian and conformist, relying as it does on a
Back (New York: Viking, 1996), are astonishing, but un-
mystique of expertise, encouraging people to look
fortunately I do not have the space here to enumerate
outside themselves for standardized instructions on
them or to compare the texts and their critical recep-
how to be, teaching us that different people with dif-
tions.
ferent problems can easily be saved by the same tech-
44 hooks, Sisters of the Yam, 54.
niques. It is anathema to independent thought. (6)
45 Ibid., 62.
A more forgiving critique can be found in Wendy 46 Ibid., 64.
Simonds, Women and Self-Help: Reading between the 47 Ibid.
Lines (New Brunswick, NJ: Rutgers University Press, 48 Vanessa Northington Gamble, “The Political Is the Per-
1992), which was inspired by Janice Radway’s Reading sonal,” Women’s Review of Books (October 1993): 12.
the Romance. Simonds does not emphasize stress man- 49 Ibid.
agement advice in her survey of women readers, though 50 Isaac Julien, “bell hooks,” Artforum (November
she does note that books about stress and anxiety, 1994): 64.
alongside those on love and relationships and weight 51 hooks, Sisters of the Yam, 12.
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52 Keith Byerman, “Review of Sisters of the Yam: Black tional stress management discourse and radical politics
Women and Self-Recovery by bell hooks,” College Liter- are, ultimately, incompatible.
ature 22.2 (1995): 134. 60 hooks has been called a “cultural critic/feminist pooh-
53 Ibid. bah” (Lisa Jones, “Rebel without a Pause,” Village Voice
54 Byerman’s critique goes further than simply the Literary Supplement [October 13, 1992]: 3). She has pub-
question of inclusiveness. Indeed, he is suspicious of lished many books, and several have sold over 50,000
hooks’s very conceptualization of self-recovery: Self- copies, quite a large number for academic books. Ac-
recovery as a discursive practice assumes a middle- cording to her editor at South End Press, Sisters of the
class audience of individuals operating in a compet- Yam had sold over 35,000 copies by March 1995 and is
itive, stressful world with few communal resources. still in print (Calvin Reid, “Books—and More Books—
It projects a norm of self-control and self-assertion From bell hooks,” Publisher’s Weekly [March 27, 1995]:
lost through acceptance of the demands of some 25). Again, it is doing well as an academic book, but
Other, which could be family, personal relationship, with such a small circulation and a $14.00 paperback
social status, occupation, or addiction. The self must price tag, it does not compete with trade self-help
be returned to some “natural” state of primacy in or- books for women.
der for healing to occur. 61 hooks, Sisters of the Yam, 8, 10.
55 bell hooks, Talking Back: Thinking Feminist, Thinking
Black (Boston: South End Press, 1989), 33, 34.
56 Ibid., 34.
57 In a vituperative review for the Village Voice Literary
Supplement, Michele Wallace has argued that in recent
years hooks has become more interested in self-promo-
tion and fame than in scholarship or critical analysis.
She argues that the white media promotes bell hooks as
“the only black feminist that matters” and thus erases
the long history of black feminism in America (Michele
Wallace, “For Whom the Bell Tolls: Why America Can’t
Deal with Black Feminist Intellectuals,” Village Voice
Literary Supplement [September 19, 1995]: 20).
58 Elsewhere, hooks has referred to such writers. For in-
stance, in her reflections on the roles and responsibili-
ties of criticism for Artforum, she quotes Mairs’s refusal
to distinguish creative from critical writing (bell hooks,
“Critical Reflections,” Artforum [November 1994]: 65).
59 This is not to say, of course, that her expertise goes
unchallenged by many on the right, a fact to which
she alludes several times when she mentions the ex-
periences of discrimination that prompted her to
write Sisters of the Yam. Nor is it to say, as Michele Wal-
lace points out, that hooks stands alone in her black
feminism. Indeed, Wallace challenges hooks’s self-
promotion, arguing that hooks’s recent work “is clearly
trying to drive a wedge into the current white market
for books on race and the recent upsurge in the black
market for books on spirituality and self-recovery”
(“For Whom the Bell Tolls,” 20). Questioning whether
she is a “Black feminist or poststructuralist Oprah”
(“For Whom the Bell Tolls,” cover), Wallace raises one
of the fundamental issues about how and why conven-
“Have You Seen This Child?” its relation to similar uses of video framed by the
need for surveillance, and justified by traditional
From Milk Carton to concerns for public interest and public safety. As
Mise-en-Abîme a concluding note, through a consideration of
Blockbuster Video’s foray into this arena, and its
further contribution to this particular “imagi-
Eric Freedman nary” of video (naturalizing it within the family—
partially effectuated by marketing this service as
an ancillary to home video rentals), I also look at
The use of video in criminology by commercial
the domestication of the apparatus, and the par-
enterprise (the “video fingerprint”) has created a
ticular ideological residues with which it (and our
rather unique form of virtual community of vir-
vision) has been saturated.
tual bodies—a community created through the
archiving of images of potential kidnap victims. All it takes to endow the possible as such with a re-
Confronting the popular understanding of the ality all its own is to speak, and to say “I am afraid”
video/audio ontology, my project focuses on the (even if it is a lie). (From Gilles Deleuze and Félix
work of Child Shield, U.S.A., a company that Guattari, Qu’est-ce que la philosophie?)
trains people to videotape their own children and
I want to talk about fear. Or maybe I don’t re-
stores these tapes in the event that their children
ally want to talk about fear, but I am afraid that I
are ever missing.
actually have nothing to talk about. I analyze texts
Claiming that video provides a more accurate
not to understand them but to understand myself;
and detailed “portrait” of a subject than still pho-
again it is my fear of not knowing myself rather
tography, Child Shield contrasts its services to
than an active, positivistic pursuit of knowledge
photo IDs, milk cartons, and commercial mailers.
(or perhaps one limited to self-knowledge) that
The accuracy and detail ascribed to the video im-
drives me onward.
age can be correlated with an assumed mastery of
As one subject of analysis, consider the milk
the subject, maintained through particular atten-
carton, its sides not only acknowledging its con-
tion to sound and movement, to unique (vocal)
tents, but self-reflexively acknowledging its own
inflections and gestures. Yet what are the correla-
production (a hierarchy of dairy and distributor);
tive shifts in perception and memory as we move
not only does it engage in self-analysis (calories,
from a static to a moving image, and from a filmic
fat, cholesterol, sodium, carbohydrate, protein—
medium to an electronic one? On a more general
each considered in terms of a percentage of a daily
level, what notions are embedded in these tapes
value based on a 2,000 calorie diet), but it does so
themselves and in the minds of those who both
in a mode that acknowledges “you,” the consumer
create and see a need for their creation? In addi-
(a form of personal address, considering “your”
tion, what can be said of the mapping out of a sec-
calorie needs, markedly allowing room for an
ond imaginary, that of the potential crime suspect,
“other” or “others” requiring more or less than
and what are the possible points of intersection
2,000 calories a day). At the top is an expiration
between these two imagined communities of vic-
date, and although I am not quite certain what re-
tims and victimizers?
lation this date has to the date of production, I can
Using Raymond Williams’s categorical distinc-
situate this carton of milk temporally; in fact to
tion between technological determinism and
make the most of my dollar, I have to consider not
symptomatic uses of technology, I examine here
only my present patterns of consumption, but
the motive behind this particular use of video and
those of the near future as well. How much milk
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will I be drinking in the coming week? Will I be value on the life of a child? Well at least I know
eating at home or traveling? And I guess if I had a how much I can get my carpet cleaned for.
family—how much milk will my kids consume by
The moment a population is identified as a risk,
week’s end? As I ask myself these questions, I turn
everything within it tends to become—necessarily
the milk carton around to consider its other
becomes—just that. Risk has an allusive, insidious
face—in recent years more often than not, a
potential existence that renders it simultaneously
literal face. Though the back—and I hesitate to
present and absent, doubtful and suspicious. As-
call it a back, because I am not really certain which
sumed to be everywhere, it founds a politics of pre-
is the front of the milk carton (indeed there are
vention. The term prevention does not indicate sim-
presumably two potential fronts—mirror images
ply a practice based on the maxim that an ounce of
of the product label)— of the carton that is the
prevention is worth a pound of cure, but also the
subject of my present analysis bears a printed ad-
assumption that if prevention is necessary it is be-
vertisement for a local radio station, popular
cause danger exists—it exists in a virtual state be-
memory (if I read it correctly) recalls a time when
fore being actualized in an offense, injury, or acci-
most of these backsides were populated by missing
dent. This entails the further assumption that the
children.
responsible institutions are guilty if they do not de-
But the missing children still appear in my
tect the presence, or actuality, of a danger even be-
home. Now they are stuffed into my mail slot,
fore it is realized. (From François Ewald, “Two In-
smiling up at me from the floor of my apartment
finities of Risk”)
when I get home in the evening, framed by the all
too familiar question: “Have you seen me?” (some- Someone has failed; some institution or insti-
times “Have you seen us?”). Frontside or backside, tutions are at fault. Children are missing, and
the “other” side features advertisements for carpet Mailbox Values tells me so. But the crisis has been
care services, home shopper merchandise (such constructed. In his discussion of epidemics—an-
as the Baby Boombox), the regional Goodyear other form of crisis situation—Michel Foucault
dealer, and other local merchants; the majority of points out that the determination that a situation
these mailers (about eighty of my stack of one is epidemic is typically a political determination,
hundred) do in fact feature carpet cleaning ser- one made by those with access to statistical data
vices, perhaps appropriate since I usually find my- and the authority to make and circulate such
self picking these things up off the floor (stooped determinations.1 Such an authoritative discourse
low enough to do a quick visual inspection of my governs the missing children epidemic, allowing
carpet). I personally have never responded to the mobilization of bodies, the dispensation of
these product ads; and I’ve never responded to the resources, and the justification of tactics of sur-
ads on the other side, have never seen any of these veillance and regulation.2 Children are indeed be-
children, have never phoned the 800 number, ing victimized, but the labeling of the situation
though presumably someone has—the statistics as a crisis has depended upon the collection of
at the bottom of the mailer state that one out of (scientific) data—tabulated and interpreted by
every 7 children featured have been recovered. Yet “experts.” Though anecdotes do not provide sci-
it is unclear what role if any these ads have played entific evidence, they are nonetheless critical to
in their recovery; and the return on these ads from keeping the crisis alive; they give the epidemic a
a marketing standpoint—ninety-nine kids found, face. Visibility is simultaneously problem and so-
how many of these mailers distributed nation- lution. The campaign’s visibility has focused pub-
ally—is incredibly low. But how can one put a lic concern on the crisis (in a sense bringing the
eric freedman 691

crisis into existence by making it visible—though sure from influential lobbyists, and (3) an out-
the campaign is certainly not responsible for the pouring of sympathy and concern from individu-
incidents themselves) and allowed the authorita- als around the country for victims and families.6
tive discourse to take hold (most significantly the These forces came together in the late 1970s and
mobilization of dollars and resources); and citi- early 1980s, shaping the missing child problem
zens willingly surveil each other, though appar- into an epidemic of national proportions; what
ently in the interest of recovering lost (or stolen) catalyzed the crisis were several sensational crimes
children. occurring both decades, some of which were clear
With such an interest in mind, we have come to cases of kidnapping and homicide, and others
privilege particular technological devices that aid which involved child homicide under unclear cir-
us in surveillance; moreover, we are asked to ac- cumstances. These cases, though all different, were
cept surveillance as the principal raison d’être of somehow melded together in media reports and
certain new technologies (such as the camcorder). institutional surveys (and concomitantly in the
Outside of an immediate use for surveillance, we popular imagination) as missing children cases.
rely on technology to help us define, identify, and The Adam Walsh story is perhaps the most well-
evaluate risks (and preventive mechanisms).3 Yet known among the first cases of younger missing
in both scenarios (of observation/data collection children. Adam disappeared on July 27, 1981, while
and evaluation/assessment) the technology is not he and his mother were in a shopping center in
politically or ideologically neutral. Hollywood, Florida. Despite a massive search led
To expose the ideological underpinning of the by law enforcement officials, Adam’s body was not
technology in relation to its use, I focus on risk, for found until two weeks later, recovered from a
as François Ewald notes the mere recognition of ditch about one hundred miles from the site of his
risk depends on the shared values of the group disappearance.
threatened by it.4 Though certain objective risks do The media have been instrumental in not only
exist, they are given effective existence only when informing the general public of the factual events
accepted by a population. We may know a risk ex- associated with specific cases of missing children,
ists, but are faced with the problem of having to but also in shaping the public’s reaction to what
choose whether or not to accept it.5 In line with would otherwise be individual acts. In the early
the science of probability, we reconsider risk as a 1980s, stories of missing children began appearing
“quantifiable presence.” in popular magazines such as Ladies’ Home Jour-
The odds are one in forty-two that your child nal, Reader’s Digest, and Redbook. Although many
could be kidnapped. Every forty seconds, another of these articles had a semblance of newsworthi-
child becomes lost or missing in America (Vanish- ness, and proactively and productively positioned
ing Children’s Alliance). Each year kidnapped, personal anecdotes alongside preventative tips
lost, missing and runaway children number almost and evidentiary statistics, most of the hard crime
two million (National Center for Missing and Ex- stats and figures presented were of unclear origin
ploited Children). If your child is not found in and were grossly exaggerated.7 Nonetheless, the
twenty-four hours, s/he is either dead or out of net effect of this fury of coverage in the popular
the area (Durham police officer). press was to elevate human interest stories to the
The birth of the missing child problem has re- status of a social problem. An article in the De-
sulted from an intriguing combination of social cember 1985 Parents magazine claims that “no one
forces that include: (1) media attention given to knows exactly how many children are abducted
several spectacular cases, (2) intense political pres- by strangers each year, but estimates range from
692 hop on pop

4,000 to 20,000.” 8 These statistics were supported istration found no evidence that a child had been
by the National Center for Missing and Exploited recovered as a direct result of his or her picture
Children which, in one of its early publications, appearing on a piece of Senate mail. “Neverthe-
estimated the number of stranger kidnappings as less, the National Center [for Missing and Ex-
high as fifty thousand per year. ploited Children] believes that the widespread dis-
Television, as well, acted to stimulate the pub- semination of such pictures on Senate mail
lic’s interest in the “problem.” The most widely produces approximately 20 to 30 leads per photo
viewed made-for-tv movie on missing children used.” Moreover, “the use of Senate and other
was the docudrama Adam, based on the Adam official mail keeps the general public aware of the
Walsh case, which first aired in October 1983. The problem of missing children.” 11
program closed with photographs of fifty missing One of the most visible strategies organized by
children and made an appeal to viewers to call lo- private companies involved putting the photo-
cal authorities if they had information on the graphs of missing children on a variety of prod-
whereabouts of the featured children.9 The pro- ucts. The Chicago dairyman Walter Woodbury
gram was aired on three separate occasions with was the first person to propose the now familiar
different children featured each time, and an esti- photographs of missing children on milk cartons,
mated fourteen children were located as a result of and in January 1985 Hawthorn Melody Farm
the broadcasts. Adam was closely followed by two Dairy in Chicago began running the ads.12 By the
other television dramas: Adam, His Song Contin- end of the month almost four hundred dairies
ues and Missing: Have You Seen This Child? Miss- around the country were participating in this pro-
ing children were found elsewhere on television gram.13 The milk carton strategy prompted other
during the same decade. Child Search was a two- industries to place photos of missing children on
minute spot featuring missing children which their products— cereal boxes, grocery bags, egg
aired on nbc affiliates. Magazine shows such as cartons—and to place displays of these photos in
Good Morning America and Hour Magazine also a variety of locations, including supermarkets, air-
featured segments on missing children. Coverage ports, post offices, bus stops, on municipal buses
spilled over into other television genres, including and subway cars, and on junk mail coupons.14
local news broadcasts, true-crime shows (includ- More recent publicity efforts have been devel-
ing America’s Most Wanted and Unsolved Myster- oped with the assistance of several of ncmec’s
ies), and talk shows (such as Donahue).10 corporate sponsors. Pizza Hut is the official spon-
Through print and broadcasting, missing chil- sor of the missing children kiosk program; this na-
dren groups received the media’s help in launch- tional program will place kiosks in airports, bus
ing a national campaign to publicize the names, terminals, shopping malls, and train stations to
faces, and descriptive statistics of missing children. provide viewers with pictures of missing children,
The goals of this campaign were both retrieval and as well as safety tips and information on commu-
prevention. As groups and individuals in the pri- nity action programs. Polaroid’s KidCare ID pro-
vate sector began to develop strategies to further vides free identification and safety information
the campaign, their activities stimulated political to families nationwide, with the partnership of
and governmental entities to take action as well. Chrysler, Kmart, Sears, and Toys ‘R’ Us. Details
On May 22, 1985, Senator Howard Metzenbaum of these programs are available on ncmec’s Web
introduced S. 1195. This act authorized the use of site, which also includes a searchable database of
Senate mail to disseminate pictures of and infor- missing children.
mation about missing children. A 1992 report Concern for missing children created a new
from the Senate Committee on Rules and Admin- growth industry of its own, with a complete line of
eric freedman 693

products related to missing children. For example, Identification Videotape using the easy to follow
in 1989 two medical illustrators at the University of instruction guide (completed tapes must be no
Illinois, Chicago—Scott Barrows and Lewis Sad- longer than five minutes). Safe delivery of the
ler— developed a computer simulation system to completed videotape to Child Shield headquarters
project changes in physical appearance over time. is guaranteed using a protective preaddressed
The computer system, which utilizes scanning and Videotape Mailer; tapes are placed in secure stor-
digitized facial mapping, can create a copy of an age, each marked with a unique Identification
original photograph and generate new photo- Code Number known only to the parents. Child
graphs of what a child would look like at any time Shield maintains a separate facility outside of its
after his or her disappearance. In its earliest office to ensure the safe storage of all videotapes.
configuration the system was sensitive to the dif- For security purposes, the location of the video-
ferences between males and females (presumably tapes is known only to Child Shield officers, its in-
differences in bone structure) yet did not register surance company, and the chief legal counselor
racial differences (in mapping facial dimensions for the law firm which represents Child Shield. In
the two illustrators relied on data drawn from a the event a child is missing, the parent contacts
study of Caucasian children in Iowa).15 Child Shield. The agency duplicates the missing
Like the computer industry, the videotaping child’s tape and proceeds to distribute copies, first
industry has also benefited from the missing chil- to local and state law enforcement agencies, then
dren campaign, expanding its applications and to neighboring states, and finally to the fbi.
markets. During the late 1980s, many private stu- Videotapes are also provided to several national
dios began offering videotaping services to parents missing persons organizations and a variety of na-
wanting a visual and audio record to help identify tionally syndicated and network television news
their children (in the event of an “incident”). programs. (Efficient videotape duplication facili-
ties enable Child Shield to produce more than one
When a child turns up missing, the ability to posi-
hundred high-quality videotape copies per hour.)
tively identify that child becomes critical. Our uni-
Blockbuster Video and local law enforcement
que videotape registration service provides
agencies offer similar but not equivalent services,
the highest level of identification record available.
providing videography but not storage and distri-
Unlike a still photograph, a properly prepared Iden-
bution.16
tification Videotape gives the authorities and con-
The services of Child Shield naturalize the state
cerned citizens so much more to go on when
of emergency that is the central concern of the Na-
searching for a missing child. Familiarity with char-
tional Center for Missing and Exploited Children.
acteristics of voice, manner, motion, and others can
Danger exists. The milk carton ad—more gener-
greatly improve the likelihood that someone may
ally, the print ad—is a precedent to the Child
remember having seen the child. Such a recollection
Shield ad—the video ad. The danger exists. The
could be the all-important clue that leads to a re-
documentation attests to it. The records quantify
union of child and family. (From an informational
it. The photographic evidence is there, to be taken
packet published by Child Shield, U.S.A.)
at face value. We are not allowed to consider the
Through its national team of independent reg- still photograph as a site of analysis; some would
istered agents, Child Shield, U.S.A. offers parents say we cannot afford the “luxury” of such hesita-
the protection of its unique Videotape Registra- tion. The danger that Child Shield seeks to curtail
tion Service; in toto, the program is based on pre- does not appear to us as virtual, but visible; there
ventive education first, and effective organized re- is proof—the proof of the still photo. Moreover,
covery second. Parents shoot their own child’s the photo is part of a national campaign; images
694 hop on pop

“Have You Seen Us?”


Familiar images from
the National Center
for Missing and
Exploited Children.

from New York, Michigan, Colorado, Illinois, and activity. This will allow your child to act more natu-
Texas resurface in my Florida residence; these are rally and it can make the camera seem less impos-
decontextualized images, and on a fundamental ing. Get your child talking by asking open-ended
level, depict children and families I do not know. questions about familiar topics like school, pets,
My community takes on new dimensions. My toys, hobbies, etc. You may even want to ask your
family grows. Danger is nowhere and everywhere, child to sing a song. Many people will remember a
as it circulates through the printing presses, along voice better than they can remember a face. Shoot a
postal routes, and through my front door (not un- ten second close up of your child’s face from the
like the nowhere and everywhere of the broadcast front, and another from the side (profile). Also, take
image). I can see the breach in my nation’s secu- close up shots of any identifying marks or scars.
rity; my home is being invaded. (From an informational packet published by Child
Shield, U.S.A.)
Please remember that you are shooting a moving
videotape with sound, not a silent still photograph. In The Burden of Representation, John Tagg
The more your child moves and talks, the easier it considers the ideological contradiction that was
may be for someone to identify him/her from view- negotiated so that photographic practice could be
ing the tape. It is best to videotape your child while divided between the domain of art, whose privi-
engaged in a game, hobby, or some other favorite lege is a function of its lack of power, and the
eric freedman 695

scientific/technical domain, whose power is a The link between Tagg’s history of police pho-
function of its renunciation of privilege.17 The tography in the eighteenth and nineteenth centu-
Foucauldian framework that I began to sketch out ries, and more contemporary practices of a partic-
earlier places the body at the center of a certain po- ular type of “portraiture” is found in the codes
litical economy; it can be mobilized or made im- that shape these exercises. Though not police pho-
mobile. It can be trained, supervised or forced to tos (photos taken by the police), are the codes of
emit signs. The body is a social body, readily sub- the family photo of the child nonetheless the same
jected to control, to tactics of regulation and sur- (to the extent that they embody a disciplinary
veillance. The formation of knowledge is inextri- method)? Are the codes bound up with the act of
cably bound up with power relations (“those who taking the photo? Or are these photos different (in
know, can”), and since the late eighteenth century process) but made to read the same when taken on
the refinement of such power relations has been as police documents (in distribution and exhibi-
made possible through new technologies which tion)? Does the family photo look the same as a
provided the means to secure new forms of mug shot, conceived by similar mechanisms, or is
knowledge. it simply reworked to stand in (after the fact of its
production) as a mug shot? Is the family photo a
From the eighteenth and nineteenth centuries on-
form of surveillance and subjugation, to the extent
ward, an immense police text came increasingly
that children are told what is appropriate behavior
to cover society by means of a complex documen-
in front of the camera? Are the enforced codes
tary organization. But this documentation differed
(parenting) of early childhood (experiencing how
markedly from the traditional methods of judi-
to sit in front of the camera at Sears, and at school)
cial or administrative writing. What was registered
later internalized? Do children learn to willingly
in it were forms of conduct, attitudes, possibilities,
surveil themselves?
suspicions: a permanent account of individuals’
By referring to the “mechanisms” of produc-
behaviour.18
tion (both physical and psychical), I am not sug-
More than a picture of a supposed criminal, gesting that all home modes (of video and pho-
the standardized image of criminology (proper tography) are handed down to the general public,
pose, lighting, placement) is a portrait of the determined by our governing institutions (to in-
product of the disciplinary method, of those de- clude corporate America). We are not simply told
vices that serve to objectify, divide and study the how to shoot, and in any case such directives are
body, enclosing it in a cellular structure of space: not simply written into camera manuals (popular
the image-frame.19 In the case of the mailbox ad television programs bear some of this responsibil-
there are multiple architectures: the square photo, ity). Rather, there is a form of negotiation at work
the rectangular mailer, the postal box. Each of here. In addition, I do not intend to move away
these formal devices in turn forces the image (and from arguments about medium specificity, and
figure) to yield up its truth, separates and individ- have perhaps oversimplified portraiture, eliding
uates it, sets apart layers of reality as external to it. for the moment the mode of production (video or
When accumulated, such images amount to a new photography) and the distinct features of each
representation of society, though that same society mode (grounded in the technology and its pre-
is responsible for the assumptions which under- scribed uses). I do want to suggest, however, that
pin this particular use of photography, assump- certain mechanisms of “fear production” can
tions concerning “the reality of the photograph work to more closely align home modes (in any
and the real ‘in’ the photograph.” 20 medium) with a dominant discourse; and the dis-
696 hop on pop

ciplinary method (and any negotiation of that ular attitudes, rather they are embraced by the
method) can be read not only into the relative family in a form of self-censorship/self-control
subjugation of the actor, but the director as well. that is willful. The law is being taken on by com-
Stylistically, the Advo photo and the mug shot mercial enterprises/services that replicate particu-
share some basic features. Each is typically a head lar codes and bring them to bear on family life—
shot (close-up) with a neutral background; the all the more acceptable because this form of
framing excludes details that would give the sub- governance does not read as government, and all
ject an identifiable context. Unable to be situated the more beneficial for companies like Block-
in space and time, the subject becomes a free- buster, being the good parent, caring for families,
floating signifier, and can be inserted into an end- preserving family values and developing a kinship
less assortment of narratives. The criminal (in the base (as family photographer) with their clientele.
photo) is fixed to the crime scene when recog- As a hard-sell, the service that Child Shield
nized by a viewer; his/her identity as a criminal provides to local “re-sellers” is an example of the
is tied to the act of recognition. The “wanted” private sector taking over what is referred to as the
poster must be reattached to a story line. Likewise, government’s responsibility—a grassroots action
the images on Advo mailers conjure up a host of towards preventing/solving child abduction cases.
suppositions. When there are two photos, one of The police are ill-equipped to duplicate video-
the child and the other of the person last seen with tapes, while missing child agencies are reported to
the child, the latter is presumably the guilty vic- have inferior databases. Yet what information is
timizer and the former the innocent victim, being recorded in these tapes produced by families
though the production codes of each photo are al- throughout the country?
most identical (and the conditions of the dis- As I pour over the images of missing children
appearance largely unspecified). It is only the age on my desk, I see that most of these kids were last
and physiognomy of the former subject (identi- seen with family members, perhaps abducted by
fied as a child) that positions him or her as the vic- family members. What I have found is a crisis of
tim. The narrative cues found in the photo boxes representation as well as the representation of a cri-
are bound only to the text below them, which re- sis. What I don’t see are the statistics on runaways,
veals the date and location of the disappearance those missing on a voluntary basis. What I don’t
(letting us know how long the subjects have been see are the statistics on the number of kids ab-
missing, and how recently they can be attached to ducted by relatives.21 What I don’t see are families
our popular memory) as well as the possible rela- in crisis, broken homes. However concrete these
tionship of the two subjects (assessable if by images, their circulation yields only an abstrac-
chance they share the same last name). What most tion: a pervasive threat to the American family.
clearly separates the Advo photo from the mug Child Shield offers protection from that
shot is the attitude of the sitter; the photo appro- threat—a threat whose evidence is the still photo.
priated for the Advo ad is typically an occasional Child Shield distances its product from the still
portrait, with the subject posed accordingly; most photo, distances its product from the threat; as
are smiling for the camera, and those that aren’t prevention it cannot signify the threat though it
appear more guilty (if only because of their sour simultaneously acknowledges its existence—a
demeanor). slippage perhaps made evident only when the
Child Shield has rules of conduct (for taking videotape is called into action, leaves the security
the video—what the shot should contain and look of the vault, is broadcast and circulated. But still,
like). Here, no longer do the police enforce partic- somehow, its presence, its action is a distancing
eric freedman 697

mechanism; the liveness of the image is a testa- tape fulfills its destiny; it becomes public property.
ment to the liveness of the missing child. After all, What we have are two sites of anxiety—the tape
wouldn’t the still photo suffice if the child were and the child—the latter of which seems, at least
no longer walking, talking, playing games? The on the surface, to be a more appropriate point (or
videotaped image will literally not hold still, will object) of investiture. Yet it is only through a par-
not allow itself to simply stand in as a positive ID. ticular commodity fetishism that this duality is re-
Still photographs and some circulated home video alized.22 While we are disdainful of the need to
images have the awkward status as private records worry about our children—“the world should be
becoming public domain, images taken inno- a safer place; child molesters should be locked
cently at parties and gatherings which then be- up”—it is only through a financial investment that
come the most recent records of children that at a the healthy fixation becomes possible. We do not
later date are reported missing. The videotapes want our children exploited and we do not want
produced by Child Shield are created specifically their images used for the wrong purposes. Yet
for the public domain (though privately stored); when our children disappear, so does the possibil-
issues of family safety are thus relegated to a sepa- ity for the misuse of their images (or so we would
rate domain, are recorded on different tapes. One like to believe), for now the tapes must be re-
can buy peace of mind. “I have done what I should moved from the vault, circulated, and seen. What
do to ensure the safety of my child. I have detected becomes apparent is that the image may either be
the danger before it has been realized. I am free consumed by no one or everyone—the no one of
from guilt.” the vault or the everyone of the public sphere (of
It is no coincidence that both the still photo- television). What is not allowable is the consump-
graph and the videotape of the missing child cir- tion of the image by a few, by individuals who are
culate along pre-existing paths of commerce (in nevertheless read collectively, who constitute a
the grocery store or on tv). We are faced with yet (deviant) community engaged in private activi-
another system of distribution guided by the ties—they are deviant if only because of the pri-
economy. Missing children photos follow the flow vacy of their actions (first, because a community is
of milk, that bone-building staple of the American thought to be appropriately a public body; and
diet found on breakfast tables across the country; second, in violation of this premise, “we” as the
while missing children tapes circulate along the true and healthy community proper want to, in-
pre-existing channels of broadcasting, the deed have a right to know—“they” are guilty not
medium dictating their form and content (for im- because of what they do, but because of their need
ages must adhere to the production standards that to do so without our knowing, even if we are un-
define “broadcast quality”). aware that our knowing/our knowledge/our sci-
The production of the tape secures the child; it ence/our truths govern and make their actions
dispels the threat; anxiety is displaced. The pri- unlawful).23 Within this imagined community (of
mary concern of those parents registered with victimizers), abductors and molesters are often
Child Shield does not seem to be the possible dis- linked together; the call to action is strengthened
appearance of their children, but rather the disap- by this vision, as sexual abuse is one of the most
pearance or exploitative use of the videotape (thus radical forms of violation. Parents magazine warns
the need for it to be locked away in secrecy). Yet that “while kidnapping is terrifying to contem-
the concern for the safety of the tape, the need for plate, sexual molestation is far more common,
its privacy, its anonymity, is no longer an issue and most molesters are known to the child and
once the child disappears; called into action, the parents.” 24 Abduction and (sexual) violation are
698 hop on pop

fused in the 1995 made-for-tv movie The Face on which the lived moment is taped only to provide a
the Milk Carton (a Family Channel production form of evidence. In the worst scenario, the tape is
based on Caroline B. Cooney’s book of the same a substitute for action or contemplation. It pro-
title and its first sequel). As the two affected fami- vides evidence but not insight. It is a sign that only
lies assess blame, the kidnapper herself, variously someone else can decipher.
described as a cult member, a prostitute, and “God Fear and the public sphere are illusive (and in-
knows what else” remains blameless and largely timately bound to one another); and as the statis-
unrepresented in the text. The kidnapper’s mother tics on missing children suggest, fear is not simply
confesses that her daughter fled the cult and turned outside the home, but down the hallway. Felt
the abducted child over to her, for “there were ru- though not measured, our fears remain more vir-
mors that the cult members were doing things to tual than empirical; and though it is the very (vir-
the children.”25 Though not the face of the film’s tual) nature of fear and of the public sphere that
title, the kidnapper too is a missing person; how- drives us toward empiricism, what we may finally
ever, unlike Janie (the face on the milk carton), discover is that what we fear most is lying beside us.
she is inevitably unredeemable (as perhaps dic-
tated by the conventions of the genre); she turns Notes
up dead from hepatitis.
Brian Massumi notes in his preface to The Pol- 1 Michel Foucault, The Birth of the Clinic: An Archaeology
of Medical Perception, trans. A. M. Sheridan Smith
itics of Everyday Fear, that “fear is a staple of pop-
(New York: Vintage Books, 1973), 23.
ular culture and politics.” 26 American social space
2 Ibid., 25.
has been saturated by mechanisms of fear produc- 3 François Ewald, “Two Infinities of Risk,” in The Politics
tion, a process perhaps hastened by the role mass of Everyday Fear, ed. Brian Massumi (Minneapolis:
media has come to assume in this country. From University of Minnesota Press, 1993), 224.
a Foucauldian perspective, the materiality of 4 Ibid., 225.
the body is the ultimate object of technologies of 5 Ibid., 224 –225.
fear, and from a meta-critical vantage point it is 6 Martin L. Forst and Martha-Elin Blomquist, Missing
Children: Rhetoric and Reality (New York: Lexington
these technologies that naturalize social bound-
Books, 1991), 55.
aries and hierarchies. Moreover, the use of these 7 Ibid., 62 – 63.
technologies has itself been naturalized. I share 8 Gay Norton Edelman, “Kids and Kidnapping,” Parents
the concern voiced by media activists such as Dee 60, no. 12 (Dec. 1985): 81. In the same article Dr. Law-
Dee Halleck over the manner in which a home rence Balter (a child psychologist) reminds us that “a
mode (of video production) has been sanctified little fear is a good thing. Without it we wouldn’t have
by America’s Funniest Home Videos (though this caution.” And Dr. Katherine Yost (a clinical therapist)
suggests “children are naturally prone to fear because
mode has been appropriated not created by the
they’re little and powerless.” Fear is unproblematically
program); participants all too willingly turn their
naturalized in clinical discourse.
tapes over to the networks, allowing their lived 9 Forst and Blomquist, Missing Children, 65 – 66.
moments to be narrativized by someone else, 10 The same subject—missing children—was fodder for
while the flow of this narrative is itself determined a number of distinct television genres (each with its
by product placement.27 Yet I am more concerned own conventions), some more grounded in fiction
with home modes that more directly simulate than others; this slippage invites further study.
control through surveillance and separation, in 11 Senate Report No. 102 –303, Committee on Rules and
Administration, Printing Pictures of Missing Children on
which we scrutinize ourselves and our neighbors
Senate Mail, 25 June 1992. Appendix D of the report in-
without thinking about a laugh track, and in
eric freedman 699

cludes an attachment listing the names of 190 missing charged by Child Shield seem to be justified by the
children recovered through pictures. The word “pic- more-extended offerings of the contract—access to
tures” refers to a variety of media, including posters, di- duplication and distribution).
rect mail postcards, and both local (news) and national 17 John Tagg, The Burden of Representation: Essays on Pho-
television programs. The attachment indicates that each tographies and Histories (Minneapolis: University of
of the program types I have discussed (docudrama, Minnesota Press, 1988), 67.
news, magazine, true-crime, and talk) was instrumen- 18 Ibid., 74.
tal in the recovery of at least one missing child. 19 Ibid., 76.
12 “Milk-Carton Hunt for Lost Children,” U.S. News and 20 Ibid., 76.
World Report 98, no. 5 (11 Feb. 1985): 12. 21 In the 1984 Missing Children’s Act, Congress mandated
13 Ironically, the first beneficiary of the milk carton pro- that the Office of Juvenile Justice and Delinquency Pre-
gram was a thirteen-year-old runaway (Doria Yar- vention conduct national incidence studies to deter-
brough), not an abducted child. Yarbrough’s case was mine various statistics, including the number of juve-
perhaps the inspiration for Caroline B. Cooney’s book nile “victims of abduction by strangers” and the
(for young adult readers), The Face on the Milk Carton, number of “parental kidnappings.” While the act pro-
which was followed by two sequels: Whatever Happened vided a statutory definition of “missing children,” the
to Janie? and The Voice on the Radio. expression became a catchall in the public mind.
14 Advo, Inc. has been working with the National Center ncmec now differentiates between: (1) attempted ab-
for Missing and Exploited Children since 1985. Its direct ductions of children by nonfamily members, (2) ab-
mail fliers are sent to sixty million households on a ductions by nonfamily members reported to police, (3)
weekly basis. Each flier contains a fixed-inventory post- abductions by nonfamily members where the children
age mark, the cost of which is offset by the advertise- were gone for long periods of time or were murdered,
ment on the reverse of the ncmec “ad.” Advo’s shared (4) children abducted by family members, (5) children
mail advertising program, previously distributed under who ran away, (6) children who were thrown away, and
the Mailbox Values brand, was repackaged as Shop (7) children who were lost, injured, or otherwise miss-
Wise in January 2000. ing. In May 1990 the U.S. Department of Justice re-
15 Geoffrey Cowley and Karen Springen, “Faces from the leased the following numbers (for the year 1988):
Future,” Newsweek 113, no. 7 (13 Feb. 1989): 62. In refer- (1) 450,700 children who ran away, (2) 354,000 children
ence to this new technology and it beneficiaries, Bar- abducted by family members, (3) 114,600 attempted
rows states, “This opens the files again. They can be nonfamily abductions, (4) 4,600 nonfamily abductions,
considered alive again.” More recently, Sony, ibm, and (5) 300 nonfamily abductions resulting in long period
CompuAge have donated age-enhancing technology to absence or murder. What these statistics make clear is
ncmec. The initiative is supported by the Special Proj- that the number of children abducted by family mem-
ects Unit of the Federal Bureau of Investigation and the bers far exceeds the number abducted by nonfamily
Forensic Services Division of the U.S. Secret Service members (three times as many children were abducted
through their technical support of ncmec’s video labo- by family members than by nonfamily members), while
ratory. Current age progression techniques rely in part the number of runaways exceeds both family and non-
on data from heredity, using the photographs of par- family abductions. Indeed, there seems to be a signif-
ents and siblings and merging these gathered facial fea- icant (though only vaguely identified) threat looming
tures with those of the missing child. In this act of con- inside the family circle.
vergence, it is possible that victim and victimizer may 22 This commodity fetishism is all too readily assessable
literally be mapped onto one another (if the case is one given the abundance of corporate sponsors that sup-
of family abduction), in an all too literal act of bodily port ncmec’s programs, all of whom would agree that
co-optation. their own products are a more desirable point of in-
16 Blockbuster Video’s service, sponsored by ncmec (and, vestiture (a luxury we could all enjoy if only the world
in 1996, Marvel Comics), is registered as Kidprint; the were a better place).
Kidprint Identification Video, unlike the Child Shield 23 The inappropriate consumption of the child’s image is
video, is offered at no cost to parents (though the fees a risk that ncmec is willing to take in posting photos on
the Internet. In any case, these photos all conform to a Introducing Horror
certain production code (a prescribed form and con-
tent—what is to be contained within the box of the
Charles E. Weigl
photo and what must be excluded) that perhaps limits
the possibility of an incorrect reading.
24 Edelman,“Kids and Kidnapping,” 83. In the same side-
So that, thus it is that natural men are held in the hand
bar, Edelman also gives the assailant a voice: “Abduc- of God, over the pit of hell . . . neither is God in the least
tors and molesters often play on a child’s natural desire bound by any promise to hold them up one mo-
to help, by asking for directions or making up stories ment . . . there are no means within reach that can be
such as, ‘I lost my dog and I need your help to find any security to them. In short, they have no refuge,
him.’ . . . Another kidnapper’s lure is to say, ‘Your nothing to take hold of; all that preserves them every
mommy is hurt and needs you.’”
moment is the mere arbitrary will and uncovenanted,
25 The mother assumed the child was her natural grand-
unobliged forbearance of an incensed God.
daughter; she was not aware that her daughter had ac-
—jonathan edwards
tually kidnapped a child and claimed her as her own.
26 Brian Massumi, “Preface,” in The Politics of Everyday
Nor is it an accident that the horror story ends so often
Fear, ed. Massumi, vii.
with an O. Henry twist that leads straight down a mine
27 See, for instance: Dee Dee Halleck, “Towards a Popular
Electronic Sphere, or Options for Authentic Media Ex- shaft. When we turn to the creepy movie or the crawly
pression beyond America’s Funniest Home Videos,” in book, we are not wearing our “Everything works out
A Tool, A Weapon, A Witness: The New Video News for the best” hats. We’re waiting to be told what we so
Crews, ed. Mindy Faber (Chicago: Randolph Street Gal- often suspect—that everything is turning to shit.
lery, 1990). —stephen king

What is horror? According to the Oxford English


Dictionary, it is “a painful emotion compounded of
loathing and fear; a shuddering with terror and re-
pugnance.” It is a hybrid feeling, a fusion of fear and
revulsion. And this fusion takes place on the surface
of the body: “ ’Tis taken for a shivering and trem-
bling of the Skin over the whole Body.” Hence the
word’s origins in the Latin, horrere, to bristle.
In The Philosophy of Horror, Noel Carroll quite
reasonably defines the horror genre as that which
evokes an emotional response of fear and revulsion.
However, he immediately goes on to distinguish that
response from the emotions we feel when confronted
by real horrors in the world around us. For Carroll,
“natural horror” is an emotional response to actual
monstrosities, such as war, murder, or ecological de-
struction. “Art-horror,” on the other hand, is a re-
sponse evoked by visual or textual representations—
a product, in short, of fictions.1
A sudden, weightless descent. He jerks “I didn’t know those things had titles. But,
upright, nearly knocking his laptop from its perch whatever it was called, it scared the hell outta me
on his knees. His gasp is echoed throughout the when I was a kid.” A grin splits the gaunt face,
plane as a hundred men and women hastily mea- making it seem, in the wan light of the overhead
sure the 30,000 feet between themselves and the lamp, like a poor imitation of the tattoo. “I still
ground. Cocktails spill over glass rims, puddling think about it every time I get on a plane.”
in fold-out trays. Somewhere behind him, a wom- The plane shudders again, rises slightly, then
an’s scream is abruptly cut off as if she, or someone dips. With a soft electronic ping, the fasten seat-
else, had slapped a hand over her mouth. belt sign lights up. Other cabin lights flicker and
Then, just as suddenly, it is over. The 747 redis- he resists the urge to look out his window. Instead,
covers whatever keeps 747s aloft and his internal he focuses on the back of the seat in front of him,
organs slosh indelicately into their original posi- the pleated pocket that holds America in Flight, the
tions. The plane levels off with groans and shud- airline magazine, as well as an air-sickness bag and
ders that conjure images of buckling metal and a laminated Passenger Safety Card. The card pokes
loosening bolts. He pushes his glasses to the tip of from the top of the pocket, revealing two frames of
his nose and peers over their wire frames. Outside its colorful apocalypse. In one, an expressionless
the tiny window to his left, a pale, gray wing lay on mother reaches to place an oxygen mask over her
the darkness, immobile and apparently intact. Two child’s face. The little boy is smiling. In the other,
red lights blink indifferently at its outermost tip. mother and child assume the crash position: arms
The smell of whiskey and a voice almost in his folded, heads to knees. Serene supplicants to the
ear: “Looking for gremlins?” dark god of Descent.
Startled for a second time, he turns to face a The plane lurches. His companion laughs and
wiry young man in a loose-fitting black t-shirt slaps the armrests as if he were on an amusement
leaning over from the next seat. Unkempt blonde park ride. He leans his forehead against the
hair hangs around a sallow face that still holds its scratched plexiglass window, gazing into the im-
smirking question. He responds, flustered, “Uh, measurable, moonless night. The plane tilts
no, I hadn’t considered that.” sharply to the left, but the darkness doesn’t move.
His companion raises a tiny bottle of Jack Dan- Somewhere behind him a serving cart topples and
iels to his chapped lips and empties it without he thinks, I’m going home.
seeming to swallow. Above the word “mega-
death” in gothic letters, a skull grins from his bi- Nine years old I was scrubbing floors and I ain’t
cep. “You seen that Twilight Zone, right? The one dead yet.
with whassisname . . . the guy from Star Trek, Cap- Who else was gonna do it? My mother was in
tain Kirk?” that wheelchair for thirty-five years with her
“William Shatner,” he answers automatically. arthritis. The pain got so bad sometimes, she’d
“Yeah, him. The show where he’s on this plane just sit there and cry all day long. The doctor
and he keeps looking out the window and seeing finally took pity on her, gave her a shot with gold
this ugly gremlin fucking with the engine, but in it. Tiny flakes of gold. The only thing that ever
everyone thinks he’s crazy . . .” stopped the pain she said. She said you couldn’t
“‘Nightmare at 20,000 Feet.’” imagine how good it felt—that gold inside you
“Huh?” going straight to the pain.
“That’s the title of the episode: ‘Nightmare at We couldn’t afford to keep something like
20,000 Feet.’” that up, though, not with all those mouths to
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feed. Things were bad enough already and my process of the reading or viewing experience itself.
mother knew it. Never asked for another shot, The most resolute of these is between fictional char-
but she remembered the one she got. A world of acters and real audiences, each of whom react to ob-
good she said. She kept saying it right up to the jects of fear and revulsion with different “ontological
day she died. statuses”: characters confront (fictional) realities
while audiences confront (real) fictions. Related to
He stands in the kitchen doorway watch- this is Carroll’s ongoing attempt to, as he says, “va-
ing his grandmother push a mop back and forth porize” the paradox between thought and belief, the
across the spotless, worn linoleum. Groggy with paradox of “how anyone can be frightened by what
lack of sleep after his aptly named “red-eye” flight, they know does not exist.” 2
a mug of black coffee in his hand, he listens to the And here the reader might hesitate. Carroll’s
flow of words, knowing it will continue whether study—in effect a meticulous exercise in the identi-
he stands there or not. fication and resolution of a series of logical para-
He moves into the small living room, dim with doxes within and around a popular genre of film and
the shades still drawn, and sits in an old recliner. fiction—is well-suited to the needs of a philosophy
He leans forward, elbows on the patched armrests, lecture. But what relation or relevance does it have to
unwilling to sink into the threadbare hollows and the genre it seeks to explain? Certainly, to any horror
grooves left by his grandfather. The shape of a fan, it would seem like something had been lost or,
dead man. Death and madness. Home. more likely, lopped off in the translation.
And pain. And gold. The abundance of one, In the encounter between text and critic, Carroll
the endless search for the other. Longitude and assumes that he is the only one producing theory. He
latitude on the map of this family. His family. assumes that the object of his inquiry does not contain
He closes his eyes and listens to the sound of an implicit or, quite often, explicit theorization of
ticking clocks. There are three of them in this both the world and its place in that world. Such as-
room, all set to different times. He trusts only the sumptions are hard to sustain when considering a
one set by his own watch; the watch he carries in genre like horror. Not only is horror utterly self-refer-
his pocket, brought here from Outside. The watch ential, but it also asks many of the same questions
that measures the distance between him and his Carroll himself asks. Horror repeatedly explores the
own past. The watch that proves he knows what relationship between thought and belief, truth and
time it is. fiction. It investigates (rather than simply assumes)
the configuration of “that which we know does not
Carroll’s distinction between natural horror and exist.” And, in so doing, it produces a body of knowl-
art-horror (which is essentially a distinction between edge that destabilizes the very methodology that Car-
truth and fiction) is the first of many lines he draws roll employs.
in the course of his study. These lines are consistent
with the nature of his project: a functionalist philos- He wakes before dawn to an argument. In
ophy of mind in the tradition of Western analytic the kitchen, his grandmother remonstrates with
philosophy. two small children who refuse to eat their break-
In terms of the emotion itself, Carroll makes a fast:
clear division between horror’s physical and cogni- “What’s the matter with you? You better eat
tive dimensions, arguing that shudders and screams whatever I put in front of you. And drink your cof-
are secondary reactions caused by the evaluations fee. I can’t be making coffee just to pour it out.
readers/viewers make about monstrous fictional be- You’re gonna get me in trouble. They keep asking
ings. He also erects categorical boundaries within the me why I go through coffee so fast.”
charles e. weigl 703

He rises slowly, pulls on a pair of pants and above them, dragging her from familiar surround-
trudges toward the kitchen. The children again. ings. But they were right: she can’t function on her
They are bad children. They hide beneath the fur- own. They deserve more than a month’s vacation.
niture, smoke cigarettes in the closets. They are Before I go to bed, I lock the doors from the in-
finicky eaters. Sometimes, late at night, they lock side to keep her from walking “Hannah” or “Lulu”
her out of the bathroom, giggling behind the home. I hide the key and sleep fitfully on the sofa-
closed door, refusing to let her in until she begs bed, one ear open for rattling doorknobs, the howl of
and pleads. a nightmare, or the clanging pots of a 3:00 a.m. din-
In the kitchen, his grandmother stands with ner party. Otherwise, my job is merely to give her a
her back to him, hands on the hips of her polyester pill every evening, to make sure she eats three meals
slacks, frail shoulders hunched in exasperation. a day, and to try convincing her that the things she
Stepping to one side, he looks at the table: two sees are not real. Failing that, I protect her from the
bowls of Corn Flakes, two cups of coffee, two intruders who creep from closets or slink down the
empty chairs. attic stairs. None of which is beyond my capability,
This ritual never fails to unnerve him. He faces however upsetting, and I think I can manage to sur-
it every day wondering if this is the morning he vive this month with my sanity intact.
will wake to find those chairs inhabited by pale Predictably, my writing— or, as my grand-
children with sinister smiles and dirty fingernails. mother insists, my “homework”—has slowed to a
It is not. He tries to control his voice when he trickle. I barely produce a paragraph per day and
speaks, not wanting to startle her, to wrench her what I do come up with is written in a language that
too abruptly from one world to another. “Morn- seems less and less substantial amidst these ghosts
ing, Grandma,” he says, then adds, a bit more and ticking clocks. I’m hoping that this is temporary,
forcefully, as he heads down the hall to the bath- just a matter of getting adjusted, but I’m not sure
room, “There’s no one here but you and me.” how well “Cultural Studies” can hold up against the
flood of memories and emotions unleashed by com-
They’re calling it senility, but I still say it’s a bad ing home.
dream. Like someone took a key and opened the Is this home? No, home is with you and I count
top of my head. the days till I get there.
Yours,
Honey,
Well, I’m here. In more ways than one. Frozen He escapes his responsibilities by going to
into this tiny apartment by two terrible snow storms the empty apartment downstairs. Every morning,
in the last four days. More predicted, of course. The he spends a few hours in front of his computer try-
sky is low, solid and gray; the same flat inexorability ing to gather his increasingly disordered thoughts.
from dawn to dusk. But even this relative privacy offers little reprieve.
My grandmother’s condition is pretty much as I Downstairs has its own memories, wraiths that
feared. Maybe a little worse. What else could I ex- flicker in the corners of the room as his grand-
pect? It’s been a year since I’ve spent this much time mother’s incessant, now muted, monologue drips
with her, a year since my grandfather’s funeral, since from the ceiling. There is one memory in particu-
she woke to find herself sharing her bed with a stiff- lar, one so oppressive as to crowd out any pleasant
ening corpse. A year since she began her descent into reminiscence he might have. The rooms that sur-
hallucination and paranoia. round him, stark and surreal in the morning light,
I thought that my aunt and uncle had made a are the same rooms he inhabited as a child in the
mistake when they moved her into the apartment hours immediately following his father’s death.
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Twenty years ago he sat in this same chair, numb shuffles from the bathroom, muttering angrily. He
and terrified, staring into a mug of hot cocoa and can’t hear what she is saying. He can’t remember
listening to the unfamiliar sound of weeping where his words were supposed to lead. He stubs
adults. The room off the kitchen, currently an of- out his cigarette and rests his fingers lightly on the
fice, had been his cousin Timmy’s bedroom, and delete key. He pauses and then switches files. He
he can almost see the small boy now, kneeling be- writes:
fore a plastic racetrack, his back to the door and
the tableau of a horror he is too young to under- Massive Coronary Thrombosis. They were for me
stand, watching the electric cars speed around and three words of dark magic, conjuring images of my
around . . . father’s heart exploding like a bomb in his chest as he
He shakes his head in an attempt to clear it. sat behind the wheel of his 1969 Rambler. A wind-
Memories and personal pain: these have no place shield splattered with blood. A traffic light that shifts
on his lcd screen. The hum of the computer from red to green as his car rolls toward the curb,
mixes with the muffled drone of his grand- ponderous and unmanned, stopping a few feet from
mother’s voice, and he tries to concentrate on the the gates of the cemetery where he would soon be
task at hand: the introduction to a series of essays buried.
on horror film and fiction. He lights a cigarette My uncle and I waited at that same traffic light
and hunches over the keyboard, shoulders braced two hours later, rain beating against the roof of his
as if for a blow. He writes. Camaro. We were driving from the church youth
group meeting I had been attending to his home,
But what is the theory of horror and how does one where friends and relatives had gathered to share
evaluate it? To answer that question we must assume the shock. I remember looking at the scene of the
that horror speaks and does not simply lie mute event, amazed at how innocent it seemed. Yet there
upon our well-lit dissection table. Second, we must was something suspect about its very innocence. The
be willing to enter horror rather than merely study it, whole intersection, and the world that spread out
to abandon the standard protocol of detached and from it like a stain, seemed contrived. A major piece
masterful criticism. As even Carroll admits, horror had been ripped from reality, but everything shim-
operates by blurring cultural categories. How could mered, straining to look exactly as it had before.
we hope to understand the genre by keeping those What finally gave it away was the people on the
same categories intact? How can we judiciously in- street. There were far too many of them out on such
terpret a genre for which, in tale after tale, the per- a stormy October night. The rain came down in tor-
son (usually a professor or scientist) who insists that rents and, still, they lined the sidewalks as if for a
“there’s nothing to be afraid of ” or “there must be a parade, as if they had a reason for being there. They
reasonable explanation for all this” is the one most moved restlessly to and fro, collars up, heads down,
likely to have his head ripped off in the next scene? as if they had no idea what had happened.
But they knew. I realized this as I watched them
His grandmother shouts downstairs to through the passenger-side window, my face averted
let him know that lunch will be ready in half an from my silently crying uncle. I studied them
hour. She calls him by his father’s name. through rivulets of rain, their faces warping and
He looks at the screen, frowning as if words dividing. I noticed how deliberate their indiffer-
have appeared on it in a foreign language. Horror ence seemed. They were too nonchalant. They were
speaks? Enter horror? He watches as meaning seeps bending closer and closer to the ground, wrapping
from his words. Blood down a shower drain. their coats and their knowledge more tightly around
Above him his grandmother flushes the toilet and themselves.
charles e. weigl 705

Of course they knew. And my discovery of their bowls. The other end is taken up by the black-and-
cloaked-but-bulging truth was causing them to mu- white television his grandmother turns on at noon
tate before my eyes, to become feral and dwarfish. every day, just as they sit down to eat. cbs Midday
The streets were filled with these misshapen crea- News with lunch, Eyewitness News with dinner
tures, deformed by the effort of their artifice, limping and, filling the spaces in between, News Radio 88:
busily and secretly gleeful alongside our car. I began the brutal soundtrack of life in his grandmother’s
to notice an occasional furtive glance, a face rough apartment.
and unfinished in the glow of a streetlight. Then, as “I’ve been here at three-thirty every day,” he
we waited for that traffic light to change, one young- says, speaking loudly enough to be heard over a
old thing, its face melting inside the hood of its ratty commercial for Promise, the dish-washing liquid
sweatshirt, looked directly at me and smiled. that cuts right through grease. “Why don’t I ever
I don’t remember the rest of the trip, only our ar- see this guy?”
rival, the way the house seemed threatening and She tells him that the stranger knows how to sit
alien as we approached, carved from the darkness in a way that makes him hard to see.
surrounding it by a sharp, angry blade. I remember “You gotta look.”
the women silhouetted in the doorway murmuring He raises his eyebrows. “Alright, I’ll be sure to
among themselves in a language Ihad never heard do that today.” The commercial ends and the news
before, the way I was crushed in one desperate em- begins.
brace after another, the way “comfort” ceased to have more bloodshed today in former yu-
any meaning now that the world had revealed its goslavia as the bosnian/serb cease-fire
terrible face. Red-eyed, drunk adults reeled around agreement is violated for the third
me, some wailing demons, others numb and dead, time in as many days. A hand-held camera
all looking more like monsters than the family and pans shakily across a recently bombed market-
friends I thought I had known. And, through the place. Bodies strewn among the shattered stalls. A
smoke and babble, the stinging fog of alcohol and leg twitches and the camera pauses, then zooms
anguish, I watched reality transform around me, like a descending hawk. as the death toll
like a body with its skin removed, like the nightmares mounts . . . Cut to a woman, covered in blood,
everyone said would never hurt me. screaming, lifted into an ambulance. The sound of
heavy artillery in the hills.
I don’t know who he is, but he comes in here also today, a tragedy closer to home:
everyday. At three-thirty on the nose, right in an eleven-year-old boy on his way to
the middle of General Hospital. He sits in your school was beaten, raped, and sexually
grandfather’s chair. He won’t say anything, just mutilated in a playground in brooklyn.
sits there smiling with his arms folded. I tell him ron diaz has the story. Medium shot of Ron
to go away. I tell him I gave them his name down Diaz, breath steaming from the hood of his heavy
at the precinct, but he keeps on smiling. He parka, strategically positioned in front of the play-
knows I don’t know his name. There’s nothing I ground’s swingset. little jimmy williams
can do about it. did not show up for st. sebastian junior
high’s science fair today, where he
The ritual of lunch: two bowls of Camp- planned to exhibit his model of the
bell’s Chicken Soup, a platter of cold cuts, a loaf of solar system. at ten o’clock this morn-
Wonder Bread, a quart of Darilee milk. They sit at ing, a parks department employee found
one corner of the aluminum and formica table, jimmy’s ravaged body in a dumpster near
heads nearly touching as they lean over their the entrance to this playground in ben-
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sonhurst. Cut to a haggard middle-aged it impossible to distinguish the street from the
man standing next to a green Parks Department sidewalk. As he watches, the figure slips, loses its
van. “i kept finding these styrofoam balance and goes down onto one knee. It remains
balls on the ground. they were painted in that position long enough for snow to begin pil-
like little planets. i went to throw ing on its shoulders.
them out and . . .that’s when i found . . . He wonders if his grandmother’s is the more
the body.” reasonable response. Her inability to distance her-
He turns to watch his grandmother, her head self from mass-mediated images of violence and
shaking as the horror unfolds on their lunch table. cruelty is also her inability to let the events they
It is amazing, he thinks, that she can still be describe pass unacknowledged, unmourned. It’s
shocked. She has performed this call and response almost funny. He is the one who was raised on tv,
of atrocity and anxiety for as long as he can a member of the allegedly postmodern generation
remember. that has lost the ability to distinguish between
“What’s this world coming to? Can’t even walk symbol and reality. You’d expect him to be far
down the street without getting shot or stabbed. more upset by the news, to read it as real. Yet the
They’ll even come right into your house.” opposite seems to be true. He apparently finds it
It seems that as she gets older, rather than be- more difficult to see the human beings behind the
coming inured, she is affected more and more per- images. To feel the pain of the bleeding woman. To
sonally by the news. Things that once remained at understand the vacuum left behind when a boy is
a relatively safe distance are now jiggling the door- viciously subtracted from this world. Which is the
knob and prying up the windows. The man who greater madness: to be wounded by the news or to
visits at three-thirty. The two women in green ignore it? To see what everyone claims isn’t there,
dresses who stare up at her window from the or to fail to see what so obviously is?
street. The bad children. Outside, the sky darkens as if the storm clouds,
He stands up and carries his dirty dishes to the which were already blocking the sun, have sud-
sink, lights the flame under the tea kettle. As the denly grown more dense. He removes his glasses
water heats, he moves across the room to stand in and rubs his eyes as the wind rises to a scream and
front of the window. Outside, more snow falls on television children sing a happy song about the
an already suffocating world. The third major breakfast cereal that is both good and good for
snowfall of the month. Weather that keeps them them. The cereal is called Life.
both indoors: she because she cannot negotiate the “You gonna go out there and shovel the walk
drifts and icy patches, he because he is afraid to again? The paperboy’ll be coming soon. Don’t
leave her alone. want him to slip on the ice and sue us. They’re all
“If this keeps up much longer, we’re gonna be just waiting for the chance, y’know. Them and the
buried.” lawyers.”
He doesn’t answer, not completely sure whether On cue, the paperboy appears down the block,
she’s talking about the carnage on the television or a black speck against endless white. He turns
the snow outside. A lace curtain twitches in a win- off the tea kettle and hurries down the hall for
dow across the street, and he catches a glimpse of his coat.
a white-haired head before it recedes into dark-
Because we remember pain and the menace of
ness. A lone figure struggles through the frozen
death more vividly than pleasure, and because our
wasteland, head bent against the wind, a plastic
feelings toward the beneficent aspects of the unknown
shopping bag in each hand. Snow drifts have made
charles e. weigl 707

have from the first been captured and formalized by looking, of knowing, requires “a malign and par-
conventional religious rituals, it has fallen to the lot of ticular suspension or defeat of those fixed laws of
the darker and more maleficent side of cosmic mystery Nature which are our only safeguard against the
to figure chiefly in our popular supernatural folklore.3 assaults of chaos and the daemons of unplumbed
space.” 7
Despite its stylistic idiosyncracies, H. P. Lovecraft’s
1927 Supernatural Horror in Literature still offers a
At night, after his grandmother has gone
useful view of the horror genre. One of its more awk-
to bed, he slips back downstairs to watch horror
ward attributes—namely, the pompous tone that is
movies on his aunt and uncle’s vcr. He sits cross-
so indicative of Lovecraft’s extravagant elitism—is
legged on the floor—ashtray, cold Budweiser,
especially telling. Lovecraft was a man of contradic-
notebook, and remote control, all within easy
tions. A pulp writer who scorned most of the pulp
reach. It is a comfortable habit, one that stretches
magazines he wrote for, he would tear the offensively
back to a time before beer and vcrs, a childhood
lurid covers off volumes that contained his own
fascination sanctioned in recent years, cloaked in
luridly excessive prose. Yet he also believed that such
the respectable robes of academic research.
magazines provided one of the last refuges from
Truth be told, it has always been more of an ob-
which thinkers “of the requisite sensitiveness” could
session than a fascination. When he was a boy,
refuse “calls for a didactic literature to ‘uplift’ the
from the moment he was able to read the televi-
reader toward a suitable degree of smirking opti-
sion listings in the newspaper, he spent almost
mism.” 4 As he writes: “Relatively few are free enough
every Saturday afternoon glued to the set for that
from the spell of the daily routine to respond to rap-
afternoon’s line-up of old horror films. For four,
pings from outside.” 5
sometimes six, hours he would sit there, unmoved
Horror literature, which is for Carroll (the critic)
by his mother’s pleas that he “go out and get some
a realm of that-which-we-know-does-not-exist, is
air,” watching The Creature from the Black Lagoon,
for Lovecraft (the practitioner) a place where spells
or Donovan’s Brain, or any number of gory Ham-
are lifted and senses are heightened. But those spells
mer vampire movies. His graduate work in Amer-
are not lifted to “uplift” and vision is improved only
ican popular culture has tempered his obsession
so that we might gaze into a previously unadmitted,
somewhat. It has forced him to slow down, to re-
seething darkness. The best of the genre, as he puts it,
play certain scenes, to break down shot sequences,
excites in the reader “a profound sense of dread, and
to hit the Pause button in order to take notes.
of contact with unknown spheres and powers; a
Although the institutional legitimization of his
subtle attitude of awed listening, as if for the beating
tastes has forced him to watch with two sets of
of black wings or the scratching of outside shapes and
eyes—those of the fan and those of the theorist—
entities on the known universe’s utmost rim.” 6
the boundary between the two has been steadily
What Lovecraft gives us is a theory of knowledge.
eroding since he came to stay with his grand-
It is not, admittedly, a very precise epistemology,
mother. More and more during the past two
but, since precision is not what Lovecraft is after, it
weeks, the cultural theorist has bowed to the fan,
should not be the main criterion by which we judge
analysis has bled into obsession. He has been
his work. And, in any case, the contours are clear
watching two or three films every night, allowing
enough. There are shapes and spheres, powers and
himself to become fully absorbed by each narra-
entities all around us. They reside outside, at the
tive, to sit quietly and nearly oblivious, not once
edges of the known, but if we listen we can hear them,
reaching for the remote control. Only afterwards
if we look we can see. But the act of hearing and
does he guiltily pick up his notebook.
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Tonight is no different. He has watched In- The original film is interesting not for how it
vaders from Mars twice: John Cameron Menzies’s plays on Cold War paranoia (which it certainly
1953 version and Tobe Hooper’s 1986 remake. Both does), but for the way it reveals how that paranoia
films ran in their entirety, with one short inter- is structured around and relies upon another set
mission between them to grab another beer from of fears. The film is, in fact, two films. The first is a
the refrigerator. Now that they are finished, he horror film. In it, a boy realizes that the world is not
picks up the remote control and turns the vcr off. what he thought it was. Nothing is what it seems; or,
Film credits are replaced by the maniacal blare of rather, what everything seems is only a thin layer
a late-night infomercial. A loud, athletic-looking of deceit stretched over a horrible truth. The fact that
woman with very little hair stomps aggressively the terror this involves is congruent with Cold War
across the screen, gesturing wildly with a calcu- propaganda does not mean that the two are the
lated passion so insincere that it is strangely mov- same.
ing. Her arm muscles ripple as she points toward The second film within Invaders from Mars is a
him, exhorting him to invest in the ultimate war movie concerned almost entirely with fire-power
health plan. His self-esteem is low, his body is a and troop movements. Structurally very different
nest of filth and disease, but she, this sweat-glis- from the first, this section is composed largely of care-
tening dominatrix of vitality, will cast out those lessly montaged stock footage of rolling tanks and
demons, filling him with the same sterile light that marching soldiers. The same clips are sometimes
dances in her frenzied eyes. She cares about him used two or three times, highlighting the fact that the
and, if he cares about himself, she will send him a Cold War theme need only be gestured toward, that
specially priced video called Stop the Madness! it is an ideological superstructure built on a founda-
He lowers the sound and opens his notebook. tion of fears much closer to home.
The horror movie occupies the first third of the
The invasion is a dream, the dream is real. Reality film; the war movie the second. In a textbook ex-
and illusion, love and deception, security and mon- ample of the way personal fears are channeled into
strosity, all change places. more abstract political objectives, the final third of
A little boy wakes in the middle of the night to see the film weaves the two themes together, however
a ufo land just over a dune on the beach behind his awkwardly. The tone of horror is revived when the
house. His kind and gently disbelieving father agrees boy and the nurse are sucked beneath the sand
to go investigate. Dad is gone most of the night and, to face the horrible truth that lives beneath their
when he returns after dawn, he is changed: dishev- town—a disembodied head in a glass jar giving tele-
eled, five o’clock shadow, one shoe missing, dead un- pathic commands to humanoid servants in velour
blinking eyes. And he is mean. Within seconds of his jumpsuits—and this, in turn, is intercut with more
arrival, he is angrily demanding coffee from his wife stock footage and a few desultory scenes of military
and slapping his son. strategizing. The film ends, after the green horde has
Two cops are next, then the little girl down the been blown to smithereens, with the boy waking
street, then Mom: all sucked beneath the sand to an up, realizing it was all a dream, and then looking out
unknown fate that leaves them with open wounds on his window to see another ufo landing behind the
the backs of their necks and rotten dispositions. The dunes.
boy runs all over town seeking help, only to find more We are left to believe that our worst nightmares
Martian slaves and a series of disbelieving adults. are true. But what are our worst nightmares? Not
Eventually, a kindly nurse believes him and, with Martians or even the Commies they supposedly rep-
the help of her astronomer boyfriend, convinces a resent. The most frightening scenes in this film are
colonel at the airforce base. The troops are gathered. also the most prosaic: an angry father, a little girl in
charles e. weigl 709

a pretty dress who gives flowers to her mother just be- moment I knew Ben would have gladly looked into
fore burning their house down, cops who seem to that giant glass bowl at the tentacled Martian head
lack any human emotion. The fears that this film rather than into his father’s drunk-red eyes . . .
plays on are not fears of invaders from outer space Never again would we mention to each other the
(despite the title), but of the invaders who are al- movie where Martians plotted to conquer the earth,
ready here: the fear of the things Dad is capable of, town by town, father by mother by child. We had both
the fear that there’s something sinister about your seen the face of the invader.8
next-door neighbor, the fear that the police are not
there simply to protect and serve. The fear, in short, It is important to breathe as if he were
that the ground you stand upon is a thin crust over a asleep. Mouth closed, lips pressed together lightly.
vast network of underground tunnels occupied by Draw the air in, slowly, through the nose. Hold it.
forces that want to destroy you, that can suck you Let it out again—not too fast! A barely audible
and everyone you know down whenever they want. hiss. Again.
He is not sure why this is important until, as if
He pauses, scribbles “Long American tra- his efforts have somehow engaged the grinding
dition— cf. Jonathan Edwards” in the margin, gears of a terrible machine, he hears the harsh
then awkwardly crawls, stiff from sitting for so sound of keys being dropped on the front porch,
long, to a pile of books near the couch. He chooses followed by a low growl of anger.
one and returns to his notebook. Daddy’s home.
His breath quickens before he can control it,
If critics of the horror genre are slow to understand struggles in his grip like a scared animal. Heart
this, the genre itself is not. In Robert McCammon’s pounding. The panic of panic. He thinks, play pos-
Boy’s Life, two young boys, Cory and Ben, attend a sum play possum, and burrows more deeply be-
Saturday matinee of Invaders from Mars. After the neath his blanket, willing his muscles to unclench,
terrifying movie, Ben invites Cory to spend the night his lungs to expand.
at his house. Once there, Cory witnesses a strange Downstairs, the front door is thrown open to
family scene: Ben’s father decides to go out with one slam against the wall. The entire house trembles.
of his friends, but Ben begs him to stay at home. The More muttering precedes the second slam, the
father ignores his son’s tearful pleas. Cory assumes fumbled lock. Muddy workboots thunder down
that his friend, still caught up in the movie they the narrow hallway to the back of the house, stop-
watched earlier, is afraid that his father will be cap- ping in the kitchen. His mother’s tired murmur of
tured by Martians. He reassures Ben that it “was just greeting, the growled response. A chair scrapes.
a movie . . . It’s all made up. You don’t have to be Then a silence that is not silence; a silence he
scared. See?” knows is filled with whispers. The hiss and spit
When the boys are later awakened by the father’s of his daily transgressions. Anger sealed all day in
return, Cory realizes that he misread his friend’s an- the tomb of her resentment and frustration,
guish. The father is stumbling drunk, violent and marked with the epitaph: “When Your Father Gets
abusive. After Dad eventually passes out in a chair, Home . . .” Released now in a miasma of decay.
Cory decides: The rasp of leathery wings, a dark cloud swirling
beneath the bulb in the kitchen ceiling, shadows
There are some things much worse than monster
on his father’s face.
movies. There are horrors that burst the bounds of
One Mississippi. Two Mississippi. He counts
screen and page, and come home all twisted up and
his breaths, knows that the gap between his lashes
grinning behind the face of somebody you love. At that
ruins the facade of innocent slumber, but he can-
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not tear his gaze from the door. He knows it is fu- Another giggle.
tile anyway. It makes no difference whether he is He pulls the blanket up to his chest and cranes
awake or asleep; the storm will break. The storm his neck, trying to see into the kitchen. He is about
always breaks. to speak again, when a small figure in white steps
The rumble of a mountain uprooting itself. into the doorway, causing his heart to leap. It is his
The toys on his shelf rattle against one another as grandmother.
the stairs outside groan. Breathe. “Jesus,” he gasps, “you scared the hell outta
The room opens. High noon glare against the me.”
slit of his eye. Dark beast silhouetted in the door- “You were having a bad dream.”
way, shoulders nearly touching either side. He de- “Yeah, I was. It’s over now.”
cides some things are better left unseen. Darkness. One final giggle as she moves back to her bed-
Eyes clamped shut and ears open to the slightest room.
sound. Don’t screw up your face like that. Don’t “I’m the one who’s supposed to have the bad
brace for the blow you know will fall. Relax in your dreams.”
terror.
The blanket is torn away and the massive hands Another dawn argument. An exhaustion
descend, close into fists, one at the seat of his coffee cannot erase. More snow.
pants, the other at his collar. He is lifted, arms and His watch has stopped.
legs flailing, all pretense gone, breath sucked now After breakfast, he looks out the window as his
in desperate liquid clumps. He wails as he chants grandmother paces her bedroom, talking to her
imsorryimsorryimsorry to a god—white t-shirt, reflection in the large mirror atop her dresser.
anchor tattoo, belt buckle, stale smoke—that Through swirling white, he sees two motionless
couldn’t care less. women in long green dresses staring up at him.
“Son . . . of . . . a . . . bitch,” and with that last “Shrubs,” he mutters, turning away. “They’re
snarled syllable he is flung across the room, feeling just shrubs.”
a mixture of relief and despair. The brief escape of
weightless flight, but arms outstretched, warding Honey,
off the inevitable impact. Jesus Christ, I miss you. You who might help me
And lands in another bed. Face down, tangled keep some perspective in all of this, who might give
in blankets and still flailing. He spins around and me something to hold onto as everything shifts and
sits up abruptly, gasping in his grandmother’s liv- dissolves. Don’t worry: it’s not as bad as it sounds.
ing room, just in time to see a small white shape I haven’t lost it—sanity, control, whatever. But I
dart across the doorway in the hall. have, perhaps, forgotten the qualities that defined
No. That last part didn’t happen. The night- “it” in the first place.
mare is over. He is awake, sweat cooling on his This ice-encrusted prison of duty and compas-
skin to make him shiver. There was no white sion is a chrysalis. Everything inside it mutates to
shape and it was not the size of a child. become something else. Things move in the shad-
He leans toward the coffee table next to the bed ows. Around me, in me, something takes shape.
and fumbles for his cigarettes. He lights one with But what? Dread? Understanding? Madness? By
shaking hands, and then freezes as he hears a quiet now, these things are impossible to distinguish and
giggle from the kitchen. He listens. Everything is it may be that impossibility that defines me. The
silent again except for the ticking clocks. Then, a impossibility of separating sense from terror, terror
sound: the soft scrape of a chair against linoleum. from theory, theory from pain. Sound crazy? I can’t
“Grandma?” he whispers. judge. Maybe I can explain.
charles e. weigl 711

Once upon a time, before I met you, I worked strangers. That sort of generosity is more dangerous
as a counselor in a home for schizophrenic women. with the people you love. There’s a helluva lot more
It was a horrible place: green cinder-block walls; at stake.
ratty second-hand furniture; vacant-eyed, over- But respect precludes the idea of delusion, right?
medicated residents wandering the halls like ghosts. Or at least redefines it so as to efface whatever
It’s purpose was profit, not therapy. The only “coun- comfort it might offer the ostensibly sane. Yet, if my
seling” I was expected to do during my graveyard grandmother is not delusional and her vision of the
shift was to tell women to go back to bed or, if they world contradicts my own, where does that leave me?
got out of hand, threaten a return to the overcrowded Where do I stand? Right here, I suppose, at her side.
hell of the state hospital. Young and idealistic, I did Her pain is real. Her paranoia is justified. The dead
neither. Unlike my co-workers, I didn’t lock myself walk. The living maim and abuse. The air is filled
in my office. Unlike my co-workers, I listened. with voices, webs of force and significance. Listen.
Over the course of six months, I sat in the flores- Feel. The universe is held together by lies and malice.
cent-lit haze of the smoking room, filling ashtrays The exercise of power. The theft of hope. It’s not so
and heard one 4:00 a.m. set of so-called delusions hard to admit, really: I have known it all along. My
after another. The women told me of worlds filled first tottering steps were taken with her down those
with huge mechanical devices that hunted, trapped dark, echoing halls.
and tortured them. They saw their doctors as enemy Can you see how this relates to my academic
spies, agents of larger, darker forces bent on their an- work, or is that connection just a symptom of my
nihilation. They were Christ, dying over and over for own delusional decomposition? It seems quite obvi-
the sins of others. Or the Virgin Mary, “blessed” ous to me: respect is also something that most aca-
among women, impregnated by an immaculate and demic critics of popular culture seem to lack. The
inhuman Purpose that could lay its seed without spectrum of their discourtesy runs from the lifeless
ever deigning to touch. titillation of “slumming” to the blind violence of de-
And they were absolutely right. These women nial and denunciation. Even the least offensive the-
were describing their lives in an accurate, even literal oretical work stands above mass-produced culture,
manner. Some of their stories could be sifted from supposedly reading texts and films more subtly, more
the manila folders of their “case histories”—abusive profoundly than the people who read and watch for
parents, rape, dead-end jobs, brutal marriages— “pleasure.” The language of criticism, like the lan-
but never were they rendered with the canny preci- guage of mental health, presumes to expose rather
sion the women themselves employed. I was shocked than share, to define rather than listen—none of
by the realization, so obvious in hindsight, that the which, in any case, is even conceivable to me without
mental health industry operated through a system- believing the stories you hear, without respect, with-
atic denial of what these women knew. In fact, what out a certain border-blurring madness.
they knew had been designated as their problem: My grandmother has taught me this. She’s forc-
madness resided not in pervasive violence and alien- ing me to live the difficulties of translation; the grace-
ation, but in the convulsive strategies that the vio- less, at times injurious, ignorance with which one
lated and alienated used to make sense of their pain. stands between two languages, a traitor to every in-
Doesn’t it seem strange that I’ve taken so long to terpretive and communicative effort, subtracting
recall these experiences? I mean, they were my only sense, mutilating meaning in the effort to under-
previous exposure to a “madness” comparable to my stand and make understood.
grandmother’s. This makes me suspicious. Perhaps I’m in the same position when I write about hor-
I’m afraid to grant my grandmother the same em- ror. What I want to say, what I continually dance
pathy, the same respect I once granted a few dozen around, lost in the schizophrenic translation be-
712 hop on pop

tween fan and theorist, confidant and cop, is that three weeks to enter a nightmare. The wind drives
horror is not metaphorical. Only in the most obvious snow into his face as he stands on the frozen side-
and theoretically manageable sense does it operate walk between a McDonald’s and a 7–11. His mus-
as allegory. Its central power resides in . . . and here tache is stiff with frozen snot, and he cannot feel
vocabulary begins to fail me . . . an intensification, his feet. One hand holds the plastic bag filled with
rather than metaphorization, of experience; a simul- videotapes he has just rented, the other holds his
taneous distillation and amplification of the struc- coat collar tight against his neck.
tures and relations of daily existence. “I’m warning you: the longer it takes for you to
Do you remember watching Brian Yuzna’s So- get in this fucking car, the worse it’s gonna be!”
ciety with me? It’s the one in which the upper class He should not be here. He should be at home
of the film’s fictional community literally devours with his grandmother and her ghosts. But he has
members of the working class. Through special ef- watched all the videos he brought from home and
fects, doctors, ceos, judges, crew-necked sons, and cannot bear the thought of a single night without
debutante daughters mutate, liquefy and merge into his ritual. He was afraid to lock her in while
a single, gelatinous organism of perversity and hun- he made the mile and a half trek to Blockbuster
ger. The film’s hero, a working-class boy adopted as Video—visions of flames and smoke, arthritic
an infant and fattened into adolescence, realizes the hands clawing at the door—but made her prom-
true nature of the “contribution” he is expected to ise to sit quietly in front of the television until he
make to society as he is dragged toward this many- returned.
mouthed embodiment of social power. The scene is And now another dilemma. A woman stands
not fantastic. It is absolutely realistic, utterly accu- about five yards in front of him on the sidewalk,
rate. Certainly as accurate, and no more metaphor- crying, shivering in her short skirt and open-toed
ical, than a Marxist tale of expropriated surplus shoes. In the street, atop a pile of filthy ice left be-
value. It is cinema verite with a vengeance. hind by a snowplow, a man bellows down at her: he
The sense of horror is predicated on a willful is a mammoth silhouette of rage, backlit by the
conflation of symbol and reality, a calculated refusal glare of traffic, coat whipped by snow-laden gusts of
to abstract, a blurring of the categories we critics wind. The entire scene seems staged, a counterfeit
hold so dear. Word becomes flesh, identity is embod- world that is nonetheless frightening, as if he some-
ied and vague suspicions take deadly shape at the how exists both within and beyond the frame of a
“utmost rim” of the known. Relations, the previously film. He thinks of the “Night on Bald Mountain” se-
“empty” spaces between human beings, become as quence from Fantasia, the demon rising slowly to
palpable as tumors. Violence is literal, visible: it spread its wings, and takes one step forward.
opens wounds, tears off limbs, crushes, swallows and The demon sees his movement and turns. The
digests. red glow of brake lights, and the soundtrack turn
How can I retrieve such sense? How can I stand ominous.
between two languages—the popular and the aca- “What the fuck you starin’ at?”
demic, the scream and the lecture—in order to make He doesn’t answer, but shifts his gaze to the
one hear the other? How do I carry anything back woman, mascara smeared and then frozen against
from that maelstrom of viscera, not as varnished her cheeks, lower lip swollen, her eyes somehow
booty in some intellectual flotilla, but as a monstrous pleading and resigned at the same time. He looks
gift that stains the page, bloody and still throbbing? back up at the demon, who suddenly laughs and
begins descending the mountain.
“Get in the car, you bitch!” “You got somethin’ to say, little man? Huh? You
He has left the house for the first time in over want some of what she’s gonna get?”
charles e. weigl 713

He doesn’t. All he wants is to be back home He stops on the front walk, just short of
with his grandmother, safe behind locked doors. the rectangle of light thrown from the gaping door
He also wants to articulate this but can’t seem to onto the glistening snow. There are no aunts wait-
open his mouth. The demon reaches the sidewalk ing on the threshold, no murmurs of grief, but the
and starts lumbering toward him, swaggering as feeling is the same as it was twenty years ago. Trag-
much as the icy ground allows. The face is visible edy. Upheaval.
now. It is the face of anyone, of everyone, utterly He drops his bag and runs up the stairs, calling
nondescript. The quintessential character actor. for his grandmother. The house absorbs his cries
He puts his bag down, rubs his frozen hands but doesn’t respond. He searches every room, the
together, and hears his father’s voice: On the out- attic, the closets, the places where the children
side. Your thumb goes on the outside when you make hide. She is gone.
a fist. You wanna punch like a girl? He struggles He stumbles back downstairs, losing his foot-
against the wind that pushes like callused hands ing once and twisting his ankle. He limps out-
on his back. side, searching the snow for footprints, but sees
He doesn’t want to punch at all. Lips mashed only his own. The street is empty in both di-
between knuckle and tooth. The crunch of carti- rections, the streetlights obscure orbs diminish-
lage, the snap of bone. Broken celery stalks in a ing in the white haze. He moves back toward the
sound editor’s lab. He doesn’t want to replay house, muttering “Jesus” over and over in a child’s
scenes of those paternally sadistic boxing lessons voice.
in a damp basement. The lessons of manhood be- He pauses at the front steps, wondering what to
neath a swinging light bulb. His father slapping his do, when he hears a name called from behind the
face repeatedly, telling him to keep his guard up, house.
getting more and more angry, each blow a little “Kurt!” His grandfather’s name. His grand-
harder than the last. mother’s voice.
“I . . .” He manages to find his voice as the de- He hurries down the driveway. In the small
mon stops in front of him. It don’t matter if they’re backyard, he finds her standing next to his uncle’s
bigger than you. Kick ’em in the balls. The creature toolshed, a pale ghost on white, her nightgown
is fury and shadow, leaning closer. The music is billowing. Her feet are bare.
discordant now, sliding imperceptibly from Dis- “Grandma,” he calls, freezing snow filling his
ney to Dario Argento. And when you got ’em down, shoes as he struggles toward her. “What the hell
keep ’em down. Go for the kidneys. Kick ’em in the are you doing?”
head. “I don’t fight.” She whirls toward him, eyes aflame, then ges-
Sudden silence. Reality holds its breath and, as tures toward the shadows behind the shed. “It’s
the demon considers this strange sentence, a po- your father. He won’t come inside.” She turns back
lice car pulls into the McDonald’s parking lot. and screams into the darkness: “Kurt! Who do you
They both look at it: one with relief, the other with think you are, spending all night in your goddamn
annoyance. The woman’s expression does not bars. What kind of family do you expect to raise?
change. Leaving us alone every night. I don’t want to be
“You’re gettin’ off lucky, little man. Real lucky.” alone!”
The demon turns and strolls nonchalantly toward The shadows shift and rustle. He does not, will
the woman, opening his coat wide to engulf her. not, look. He wants only to sink into the snow, to
To keep her warm. curl up at his grandmother’s tiny feet and sleep
Stop crying, boy. You’re lucky I don’t really hit forever. Instead, he puts an arm around her trem-
you. bling shoulders and guides her gently toward the
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house. “C’mon, Grandma. It’s cold. We’ll get him Savini told an interviewer, “Much of my work for
later.” Dawn of the Dead was like a series of portraits of
Once inside, he settles her on the recliner and what I had seen for real in Vietnam.” 10
finds a blanket to wrap around her. He kneels on
the carpet and rubs her frigid feet between his When he first arrived, his uncle had been
hands. She kicks out at him. waiting for him, anxious to leave, suitcase in
“Stop that. Just get me a pair of socks and go hand and dark circles beneath his eyes. In the
bring your father in. He’s drunk again.” midst of their simultaneous hellos and goodbyes,
“He’s not my father. He’s . . .” He pauses, con- his uncle informed him, “The bar downstairs is
fused, struggling to remember the actual structure stocked. You’ll need it.” He laughed at the time,
of their lives, then looks up at her. “Grandma, pretending it was a joke, as fragments of an angry
your husband is dead. Your son is dead. I’m your one-sided conversation drifted from his grand-
grandson. I . . . I’m sorry.” There is nothing else mother’s apartment. It would be the first of many
to say. denials.
Her eyes still burn. She opens her mouth to tell And here he is, dressed in his long coat and wool
him never to say such things. But the spark goes hat, sitting on a stool at the bar in a half-finished
out and is replaced by bewilderment. Her back, basement, sipping his half-finished scotch. The
momentarily straight with indignation, bends house crouches above him. Two floors of creaking
with age. She looks around at the familiar furni- and rustling—none of it, as far as he can tell, com-
ture in an unfamiliar room. ing from his grandmother’s bedroom.
“You’re right. I know you’re right. But . . . they The basement is a crumbling sculpture of de-
were here.” ferred dreams. The sporadically tiled dropped
He resumes rubbing her feet, concentrating on ceiling leaves barely enough room to stand. The
the task so as not to see her tears. “I know they cement walls of the house’s foundation are lined
were, Grandma. I know they were.” with evenly spaced two-by-four studs that have
waited fruitless years for fiberglass insulation,
In 1937, as Europe teetered on the brink of another sheetrock and cheap paneling. The bar itself is in-
World War, director Abel Gance finished his film, tact—polished oak and brass, bought years ago at
J’Accuse. The story concerns a veteran-turned- a flea market—but the festive decor around it has
scientist who creates a device he believes will pre- decayed. A coconut hangs from a wooden support
vent future wars. When the government confiscates beam, its surface, carved to resemble a human
his invention and puts it to military use, the man face, barely visible beneath a layer of dust. A travel
takes his revenge by summoning dead soldiers back poster of a sunny beach in Jamaica is stained and
from the grave. To portray the hideous resusci- wrinkled by damp-rot. The bulbs have burned out
tated soldiers, Gance turned not to make-up art- in half the plastic lanterns that line the mirror be-
ists, but to the Union des Gueules Cassees, The hind the bar. The other half produce a somber,
Union of Bashed Faces: a group of disfigured war muddy glow.
veterans who traditionally led French Armistice Outside the wind howls, shouting down any
parades.9 vestige of cheer the basement might have held.
Make-up artist Tom Savini was disappointed The storm is the worst of the season and the
at being unable to work on George Romero’s Night weatherman has warned, with ill-concealed glee,
of the Living Dead. He had been conscripted as an of frozen pipes and downed power-lines. He tops
army photographer in Vietnam. Ten years later, af- off his drink and leans over to read a print-out of
ter producing the grisly effects for Romero’s sequel, something he wrote, it feels, years ago.
charles e. weigl 715

Contemporary critics of horror film often link the early Wes Craven film. To accept the buzz-words of
genre’s formulaic cycles to specific social and political the media as sources of American anxiety is to re-
events. It is common, as I have noted, to see the hor- duce most horror criticism to tautology.
ror/sci-fi “invasion” films of the 1950s as illustrations
of McCarthy-era fears of the advancing Red horde. And what of his own writing? He looks
In a similar reading of the “stalk-and-slash” films of up from the page, stares at the shrouded coconut
the late 1970s and early 1980s, Vera Dika sees them face. Is his own work any less tautological? It cer-
as expressing a “national mood . . . of outrage and tainly feels redundant, driving the same point
impotence.” These films, she says, appeared in the home over and over. He thinks of the characters in
wake of the Vietnam War and in the midst of the Stephen King’s Salem’s Lot. Confronted by an en-
Iranian hostage crisis, finding a certain resonance in tire town of vampires, they wonder if they can face
the media images of an impotent Jimmy Carter and the task of destroying the creatures, of tracking
an outraged, get-tough Ronald Reagan. Dika con- them down one by one, driving stake after stake
cludes that once the madman’s terror(ism) in these into heart after heart, drenched in black blood,
films is terminated by a resourceful and previously maddened with rage and revulsion.
powerless heroine, “the cheers at the end of the film And never finished.
are for an enfeebled but still strong America.” 11 He pushes the print-out away and rubs his face
Such analyses are useful insofar as they maintain with shaking hands. Who wrote those words?
that the horror genre is inextricably tied to the events Who imagined that he could corral this madness,
in our lives and that it should not be written off as that he could get anything to stand still long
simply tasteless, sensationalist, or otherwise dismis- enough to even point to, let alone define?
sible. At the same time, accounts like Dika’s leave He can’t keep things straight. Is that the shuffle
one with a sense of only having skimmed the surface of feet in the room above him, or the echo of
or even, at times, of having been the victim of a so- a movie he has watched? He feels drenched. Con-
phisticated sleight-of-hand. After all, what part did taminated. His words squirm on a page of flesh.
“communism” play in the lives of most people Categories mutate and merge; world, film, and
watching Invasion of the Body Snatchers at drive- criticism exchange places continually, but so sub-
ins in 1956? What did “terrorism” mean to the teen- tly that he is never sure where he stands. The
agers who saw Halloween twenty-two years later? Is storm outside. The storm in his head. The storm
it accurate to describe political terminology as of a genre that Wes Craven once described as “rage
“events in people’s lives?” against the horror of life itself.” 12 Fighting horror
Perhaps, but only as events constructed, medi- with horror. Massive storm fronts collide and he
ated and undergone in much the same way that one stands there like an idiot, trying to gather pages as
“undergoes” a horror film. For most Americans, the wind rips them from his grasp.
communism and terrorism are (or, in the case of He retrieves the print-out, turns it over and
communism, were) horror stories of only a slightly writes on the back.
different sort: tales of terror in the service of national
security interests and Nielsen ratings. Even the phrase I watched Night of the Living Dead tonight. Or
“national mood of outrage” sounds as if it were lifted tried to. The images started getting to me. They
from a newscaster’s teleprompter: the same device hit, as it were, too close to home. Home as fortress,
that scrolls its own species of relentless horror, a as deathtrap. As pathetic and illusory asylum in a
nightly narrative of catastrophe and violence that— world gone mad.
despite the sympathetic, head-shaking dismay of re- Outside, a holocaust waits, hungry in the dark-
porters—unfolds with the gruesome eagerness of an ness. It wants in. It wants you. Lock the doors. Nail
716 hop on pop

boards across the windows. Keep it out. Psychoana- neath the house. Be careful what you wish for.
lytic theorists claim that these are gestures of repres- Hope can close like a remorseless talon around
sion, that “outside” is, in reality, “inside.” They ar- your heart.
gue that victims, through the arcane displacements
of projection, are victims of themselves, barricading The living and the dead. Disfigurement. Desolate
their psyches to imprison their own inadmissible de- resurrection. We all live in foxholes. Haunted by
sires, further protecting their shameful secrets by events that are still unfolding.
casting them outward in distorted form. Night of the Living Dead poses a question quite
It is sometimes a tough call. But doesn’t that very familiar to the horror genre: What is to be done?
difficulty suggest a more humane, not to mention How do we survive our seemingly endless ordeal? It
parsimonious, hypothesis: one that gives the victims is a question I cannot avoid. Turning off the vcr
the benefit of the doubt? Did the daughters of Vien- does no good; I have seen the film so often that it
nese society unconsciously long for their own mo- is always playing somewhere inside me. I watch as
lestation or had they actually felt that hateful paw Barbara sinks into catatonia, reviving only in time
beneath their skirts? to scream as pale hands drag her into the darkness. I
know that Harry wants to barricade himself and his
The wind is a chorus of tortured women. family in the basement, to bar the door and huddle
It circles the house with screams, seeking entry. in a corner until the nightmare passes. I listen as
Inside, the house is filled with whispers and Ben, the group’s sole Afro-American, argues for re-
stealthy movement. A cold draft caresses his neck maining upstairs where there is more room to ma-
with fingers of ice, and he turns up his collar. His neuver, where they can see the enemy, fight it and,
face floats in the filthy mirror like a featureless perhaps, prevail long enough to elude it.
ghost, making the shadows behind him seem Night of the Living Dead is a film about the
more substantial, congealed into shapes he can strategic decisions we make every day; choices be-
almost name. When he turns, nothing is there. tween fight or flight, fortification or guerilla warfare,
Nothing but his uncle’s sad, incomplete project. catatonia or rage. However, the fact that its horrors
One of his childhood homes had a similar are embodied in the form of zombies does not mean,
basement—the second one, the one in the sub- as Douglas Kellner says of the supernatural elements
urbs. The one his father had worked two, some- in Poltergeist, that the film “displaces” or “obfus-
times three, jobs to afford, moving them from cates” American anxieties, directing “the audience
Staten Island’s decaying, crime-infested north toward occult horror rather than the actual horrors
shore to the converted farms and landfill of its of contemporary American life.” 13 Night of the Liv-
south. The basement was to be the house’s crown, ing Dead does not provide a detailed political or
the embodiment of an imagined salvation. It economic investigation of American society. At the
would have a seafaring motif: fishing nets and same time, however, a methodical Marxist analysis
plastic lobsters, liquor bottles shaped like pirates, is unlikely to capture the actual horrors of contem-
a fish tank with its bubbling chest of treasure. It porary American life. Even Marx, searching for a
would convey the sense of going somewhere. language appropriate to his subject, periodically re-
And his father would die before it was com- lied on phrases like “werewolf hunger” to describe
plete, betrayed by an overworked body. He would the capitalist’s driving greed.14
die like a character in a cheaply inked story from The emotions that Night of the Living Dead
Weird Tales, survived by sawdust and stacked lum- both speaks to and elicits—fear, dread, revulsion,
ber, scattered tools that smirked in their lair be- despair, rage—are not very amenable to rational
charles e. weigl 717

analysis. In a strict, and, therefore, limited sense, ing terror of children betrayed by the person they
Romero’s lumbering, cannibalistic corpses are “fan- trusted most, screams silenced as lungs fill with
tastic” constructions. However, their presence in the water. A woman maddened by a life of intolerable
film ensures a precise and phenomenologically ac- options, believing she must choose between happi-
curate rendering of the inexorable brutality of the ness predicated on murder and loneliness as reward
world we live in: there is something horrible out for motherhood. A boyfriend who has been, by what-
there; it is about to break down the door; and what ever means, sufficiently drained of compassion to is-
it feels like to be watching that door buckle and crack sue such inhuman ultimatums. Who is the monster?
cannot be understood, can barely be gestured to- Who is the victim? Who isn’t?
ward, in a language that makes arrogantly clear “You know the word autopsy,” horror author/
distinctions between truth and false consciousness, director Clive Barker once asked. “It means the act of
between reality and what Adorno calls “the meta- seeing with one’s own eyes. The work of a horror
physics of dopes.” 15 writer is actually in a sense a kind of extended au-
topsy. The act of seeing with your own eyes and say-
He grips his pen more tightly as he, in ing I can look at that.” 16
turn, is gripped by an emotion he can’t name. And the work of a horror writer is not all that
Or, perhaps, it is several emotions fused into a difficult. It takes only a slight shift in perspective for
single monstrous amalgam, a tentacled thing, the quotidian to turn monstrous. A minor tilt of the
unresolved and writhing. Traces of anger twist head, and woven into the tapestry of normality is a
through him. Adorno’s arrogant disdain merges panorama so hideous it makes Bosch look like the
with the haughty faces of the rich men and women Sunday comics. Alongside the obvious atrocities are
for whom his father did yardwork and then images of infinite subtlety, scenes of apparent inno-
spreads out to cover the face of reality like a bloody cence that are made up of a thousand tiny tragedies.
caul. Despair embraces him, a succubus, a des- Men and women—the lucky ones—spend half
iccated mouth that whispers his grandmother’s their waking hours at jobs they hate, jobs that drain
name, mocks the futility of his words, and offers and degrade them. They produce far more wealth
another drink. than they receive in wages in order to satisfy an in-
And fear. The barometric sense of forces gath- satiable race of vampires. This is called making a
ering, gelatinous, pressing in from all sides. The living.
world, the basement, its shadows, seem to lean to- Demon fathers bequeath legacies of violence to
ward him, breathing, alive with venomous inten- their sons, hardening them into zombies, teaching
tion. Something will happen. The ground will them how to dish out and receive pain without be-
open. Pale arms will reach for him. traying a single emotion. This is called becoming
a man.
What is horror? That is a dangerously misleading Wives wear long sleeves to hide the bruises. They
question. We should ask instead, what isn’t? make up tales of falling down stairs and walking into
A young woman buckles her two sons into their walls. They move like ghosts as they take responsibil-
car-seats, moves the gearshift to neutral and watches ity for their suffering. This is love.
as the car rolls into a lake. She later tells the author- “You gotta look.”
ities that her wealthy boyfriend did not like children, But looking, we are told, is a bad idea. Medusa’s
that he wanted her but not her little boys. How mass of writhing snakes will turn you to stone. In po-
many horrors does this single event hold, how many lite society—the domain of committees and task
nightmares within nightmares? The uncomprehend- forces—the repeated refrain is that images of horror
718 hop on pop

are the problem, that “violence in the media” habit- sharp claws and hungry eyes? Judging from the
uates its viewers to actual violence. books that line my shelves at home, it is.
What a strange and insidious inversion: genteel My grandmother’s lonely madness. My father’s
murmurs of moral dismay uttered from atop a anger and frustration like a bomb in his chest.
mountain of skulls. If anything can habituate a hu- A slaughterhouse masquerading as a civilization.
man being to violence—a dubious proposition in the Crimes more vicious and bloody than even the most
first place—it is violence itself. Like rats quivering in extreme splatter film. Who wrote this screenplay?
their Skinner boxes, shocked into learned helpless- Who can deny their role, the axe whistling its down-
ness, our bodies are etched and scarred by violence ward arc, the bodies piling up around them? Who
from the moment we are born into a culture of dom- can sit in this theater and calmly take notes?
ination. Physical abuse, psychological torture, degra-
dation, humiliation, crushing boredom and despair: The basement stairs creak beneath an un-
these are the means by which the world reproduces it- known weight. He lays down his pen but doesn’t
self, the building-blocks of identity and culture. The turn, refusing to believe his ears, refusing to face
horror genre knows this and, even worse, refuses to what he believes. His glass is empty and the shad-
look away, rejects the fraudulent solace of carefully ows are full; they move over his hands, over the
constructed ignorance. Which is one reason it is re- half-filled page, living things that obliterate his
viled: it insists on conducting Barker’s autopsy, on words. The lights dim as the wind rises to an in-
plunging its hands into wounds no one is supposed tolerable scream, and the house feels as if it is
to have, on, as Bataille might say, “hollowing out about to be ripped out like a rotten tooth.
chambers in a decomposed soil repugnant to the del- Then, another scream joins in: his grand-
icate nose of the utopians.” 17 mother’s hoarse voice echoing suddenly through
the heating ducts. It is not a howl of dreams but
The house trembles in the storm’s grip. Be- the sound of conscious, wide-eyed terror.
hind the bar, the lights flicker. The power remains He stands quickly and the room tilts. His glass
on, but the shadows around him do not recede slides from the bar and falls in slow-motion,
accordingly. “Too much booze,” he confides to glancing off his shoe to roll purposefully toward
whatever approaches. the stairs. He follows it with failing eyes and takes
His muscles tense as he reaches for the bottle of an unsteady step forward. The lights flicker once
Dewar’s, anticipating the grip of a heavy hand on and the glass stops before a pair of muddy work
his shoulder. Snow hurls itself against the ground- boots; twice and his grandmother resumes her
level windows with an accusing hiss. The door at screaming; three times and his gaze moves upward
the top of the stairs opens almost, but not quite, against his will.
silently. It’s just the wind. It’s just the house set- The lights go out and shadows descend.
tling. It’s just them coming for him. He does not
look up. I don’t need no monster movies. I got plenty of
monsters already.
Does this even need to be written down? What could
be more obvious? The horror genre exists because
Notes
horror exists.
Is it possible to practice cultural criticism and not This chapter was written before September 11, 2001.
become filled with rage and pity, with terror and 1 Noel Carroll, The Philosophy of Horror, or Paradoxes of
despair? Is it possible to look into the corners of this the Heart (New York: Routledge, 1990), 89.
2 Ibid., 8.
room, this culture, and not see small shapes with
charles e. weigl 719

3 H. P. Lovecraft, Supernatural Horror in Literature (New


York: Dover, 1973), 14.
4 Ibid., 12.
5 Ibid.
6 Ibid., 16.
7 Ibid., 15.
8 Robert R. McCammon, Boys Life (New York: Pocket,
1991), 50.
9 David J. Skal, The Monster Show: A Cultural History of
Horror (New York: Penguin, 1993), 66, 206.
10 Bob Martin, “Tom Savini: A Man of Many Parts,” Fan-
goria (19xx): 50.
11 Vera Dika, “The Stalker Film, 1978 – 81,” in American
Horrors: Essays on the Modern American Horror Film,
ed. Gregory A. Waller (Chicago: University of Illinois
Press, 1987), 97, 99.
12 Christopher Sharrett, “‘Fairy Tales for the Apocalypse’:
Wes Craven on Horror Film,” Literature/Film Quar-
terly 13 (1985): 141.
13 Douglas Kellner, “Fear and Trembling in the Age of
Reagan: Notes on Poltergeist,” Socialist Review 13(3)
(May/June 1983): 129.
14 Karl Marx, Grundrisse: Foundations of the Critique of
Political Economy (Middlesex, Eng.: Penguin, 1973), 706.
15 Theodor Adorno, Minima Moralia (London: New Left
Books, 1974), 241 (cited in Kellner, “Fear and Trem-
bling,” 129).
16 Michael Beeler, “Clive Barker: Horror Visionary.”
Cinefantastique 26(3) (April 1995).
17 Georges Bataille, Visions of Excess: Selected Writings
1927–39 (Minneapolis: University of Minnesota Press,
1985).
About the Contributors ways of seeing and being until I felt that only a thin
veneer of respectability divided my experiences from
those of the Stars; I would wait and watch tremulously
and expectantly (though inevitably with mounting dis-
appointment!) for the moment when my determinedly
refined family would suddenly throw aside their public
john bloom
facades and, like my fabulous icons on the screen, sud-
My work on baseball card collecting begins from an in- denly launch into spontaneous song and dance in the
terest in the ways that sports provide images, icons, street. I don’t think I have ever lost that expectation that
spectacles, and cultural references through which under the normal and the explicable lies the imaginary
people understand their daily lives. Of course, I would and the uncanny—if we could but see it! My ethno-
like to say that my interest in sports stems from my su- graphic research, grounded in the disciplines of an-
perior athletic talents; that after being offered generous thropology and cultural studies, continues to explore
scholarships in football, baseball, basketball, and track, the ways in which the mimetic power of film, music,
after turning down a promising career as a major league and play facilitates that experience of wonder and magic
pitcher, and after winning a bronze medal in the two- in so many everyday lives and cultures.
man luge in Innsbruck, I decided that I was tired of Gerry Bloustien is a senior lecturer and program
being treated like a piece of meat, and that I wanted director of Communication, Culture, and New Media
to search for greater meaning in life. In actuality, my Studies at the University of South Australia. Her writing
greatest athletic achievement was a chin-up I managed on youth, film, and popular culture, published in the
to sweat out in eighth grade during those terrible Pres- United Kingdom, the United States, and Europe, fo-
ident’s Physical Fitness tests. However, I have long had cuses on youth cultures, fandom, and aspects of repre-
an active fantasy life in which I have been all of the sentation and gender, particularly those that intersect
things mentioned above and more. Perhaps it is the with music and new technologies. Her essay is drawn
wide disparity between my skills on one hand, and my from her larger ethnographic study of teenage girls, Girl
desires and passions for sports on the other, that has led Making: A Cross-Cultural Ethnography on the Processes
me to examine their social meanings. of Growing Up Female (Berghahn Books, 2003).
John Bloom is the author of A House of Cards: Base-
ball Card Collecting and Popular Culture and To Show
aniko bodroghkozy
What an Indian Can Do: Sports at Native American
Boarding Schools, both published by the University of My life has been a series of border crossings. Literally.
Minnesota Press. I’ve hopped back and forth between the United States
and Canada since I was seven years old. Pittsburgh for
three years during my childhood. New York City during
gerry bloustien
my early and mid-twenties. Wisconsin in my early thir-
Where does my love of film and my passion for its ties. Every border crossing, either south or north, in-
magic and mimetic transformative power come from? volved a culture and identity shock. “Who am I now?”
Perhaps it emerges from my early childhood in England “Where is here now?” Each return to Canada following
when Saturday afternoon at the cinema was a regular a period of living in the States forced me to reconsider
step into the fantasy and drama of other worlds. The what my “Canadian-ness” meant on home territory.
quiet and dutiful daughter of migrant parents, I lived Whenever I found myself back in Canada, either on a
the usual schizophrenic existence of such a life; inside visit or for an extended stay, I voraciously consumed
the home was noise, color, and drama. Outside the Canadian television shows—public affairs and news
home was the studied attempt to emulate British refine- shows to try to catch up on all the Canadian politics
ment and Otherness. Excitingly, the cinema seemed to and current affairs I’d missed, but also entertainment
blend these two separate worlds for me. Every weekend programming. Watching Canadian television allowed
I vicariously explored the complexities of these other me to “play at being Canadian” and served as one useful
722 about the contributors

site to work at determining what that might mean the show by my parents at six (what were they think-
for me. ing?), growing up with an unpronounceable surname
My contribution to this volume also arises from my in an ethnically fractured family (“Russian” on my fa-
desire to think through how the cultural studies-media ther’s side, “Anglo” on my mother’s), I often felt like an
studies approaches I learned during my Ph.D. studies at outsider caught between worlds. Only later did I realize
the University of Wisconsin–Madison could be put to how ordinary such feelings are among science fiction
use in analyzing Canadian media and Canadian popu- fans; I began to ponder the frequent cliqueishness of
lar culture. While I was teaching Canadian students, I “outsiders” and the in-differences of the “different.”
felt the need to suggest how the critical insights pro- Meanwhile, Klingons shifted from a Soviet to a black
vided by cultural studies and the engaged study of pop- typology just as I began to understand that “white eth-
ular culture can yield fruitful new ways of thinking nic” identity, however troublesome and ironic, had
about Canadian popular media. In 2001, I crossed the never affected me as race had affected friends not priv-
border again. I am negotiating my “Canadian-ness” yet ileged to be white; this moment coincided with my
again in Virginia. commitment to antiracist cultural criticism. Star Trek
Aniko Bodroghkozy, formerly an assistant professor is cheap, as therapy goes, and therefore exhilarating and
at the University of Alberta, is now at the University of disappointing by turns, like all processes of growth. My
Virginia. She is the author of Groove Tube: Sixties Tele- aim has been to take the show’s therapeutic potential
vision and Youth Rebellion (Duke University Press, out of the realm of the strictly personal and into the
2001). social.

dianne brooks elana crane


This piece is both deeply personal and professional, Until graduate school, I was not particularly interested
representing turning points for me in a couple of dif- in consumer culture, nor was I much of a shopper. But
ferent ways. I teach in a legal studies department and at the end of my first year as a grad student the Body
until this time have tried to make all of my writing Shop opened at the Grand Avenue Mall in Milwaukee.
about media have some, if sometimes vaguely, legal I spent what seemed at the time to be an unbelievable
relevance. So here, for the first time, I am writing amount of money on soap, and I think it was then that
something that has no real legal analysis—a dangerous I started thinking about what it means to be a con-
yet exciting attempt to step beyond some of my own sumer. Shopping became for me both a form of recre-
boundaries. I also see this piece as a turning point be- ation and a subject of scholarly inquiry. In contrast to
cause it serves as both a tribute and a step away from my historical and theoretical work that views shopping as
own operatic relationship to my mom. Mom looms being about distraction, I believe that shopping has a
large in this work and, through Leontyne Price, I can great deal more to do with contemplation. As I wrote
give her my tribute as a great black lady herself. At the my dissertation, shopping offered a way to reduce anx-
same time, I’m done—now I can get on with the more iety, not through its mindlessness, but through the
subtle tributes to parents that work themselves out in scrutinizing and decision making it involved.
one’s own independent thought and existence. Finally, Elana Crane is Visiting Assistant Professor of En-
this piece helps me to acknowledge that I am a black glish at Miami University, where she teaches courses in
lady, without apology, and really proud of the great writing and American Literature.
ones who came before me like the glorious Leontyne
Price.
alexander doty
Where did it all begin? At that muscle-bound matinee
peter a. chvany
of Hercules when I was six? Playing Marilyn Monroe to
My work on Klingons extends a twenty-seven-year my sister’s Robert Mitchum after a Saturday Night at
meditation on my own ethnic identity. Introduced to the Movies television showing of The River of No Re-
about the contributors 723

turn? Dragging my high school best friend to a mid- causes. Somewhere along the way he fell into academia,
night double bill of The Golddiggers of 1933 and Freaks? lured by the promise of a life of endless pontificating
Or perhaps it was when I caught myself using a line and perpetual slack. His work on the politics of alterna-
from Stage Door to put down someone at a college tive culture is an attempt to weave together the dis-
party. Whatever the turning point was, I’m still here, parate parts of his life into a seamless whole.
still queer, and still ready to confront the mainstream Stephen Duncombe teaches the history and poli-
and “read” it—in both senses of the word, honey! tics of media and culture at the Gallatin School of
Alexander Doty is Professor of Film, Television, New York University. He is the author of Notes from
Popular Culture, and Gay/Lesbian/Queer Studies in Underground: Zines and the Politics of Alternative Cul-
Lehigh University’s English Department. He has writ- ture (Verso, 1997) and the editor of Cultural Resistance
ten Making Things Perfectly Queer and Flaming Classics: Reader (Verso, 2002). He is also a lifelong political ac-
Queering the Film Canon and coedited Out in Culture: tivist, most recently working with the Lower East Side
Gay, Lesbian and Queer Essays on Popular Culture. Collective and Reclaim the Streets/New York City.

robert drew nicholas m. evans


Like most lost souls I was a literature major in college. I Having played guitar in punk bands before and during
plunged into the great books, but couldn’t shake the college, I never thought I’d be interested in jazz. De-
feeling that these were no longer the voices that com- pending on its vintage, that music had seemed either
pelled most people, and that there were equally com- old-fashioned or overly complex and abstract. For rea-
pelling voices closer to home. Our erudite, late-night sons still mysterious to me, I became an avid jazz lis-
gabfests always turned on the same sources: movies, tv tener in my postgraduate days as a Southwesterner in
shows, pop songs. Communication seemed a natural Boston. I began attending as many performances and
field for graduate study, and amid all the hand wringing collecting as many recordings as I could afford, and
about “media effects” and conniving about “persua- I started haunting libraries and bookstores in search
sion,” I had the luck to take a class in aesthetic com- of jazz criticism. Now I can say I “love” jazz in all its
munication with Larry Gross. Larry taught that art, like forms, but I don’t fully understand what that means—
love, was only realized in the sharing, and that there was in terms of, say, racial /cultural politics or consumer
artfulness to be found in places scholars rarely visited. culture. My essay in this volume attempts to explore
He also taught me, and many other students, to follow these issues by returning to one of the earliest historical
the threads of our questions wherever they led us. In moments when formations of whiteness entwined with
1991, scouting for a dissertation topic, I wandered into jazz as pop culture.
a karaoke bar for the first time, observed briefly, and Nicholas M. Evans has served as Visiting Assistant
volunteered almost immediately. Thus began a six-year Professor of English at the University of Texas at San
joyride of which this essay is one result. Antonio. His essays have appeared in the Minnesota
Robert Drew is Assistant Professor of Communi- Review, Library Chronicle of the University of Texas, and
cation at Saginaw Valley State University. His book ATQ, and his book Writing Jazz explores the cultural
Karaoke Nights: An Ethnographic Rhapsody was pub- and literary significance of early jazz. He is now a tech-
lished by AltaMira Press in 2001. nical writer and editor.

stephen duncombe eric freedman


Stephen Duncombe writes about bohemian “losers” I can trace my engagement with photography back to
with both love and self-identification. Having played my role as family photographer during summer vaca-
guitar in several obscure—and thus truly authentic— tions. I willingly embraced the task, toting my trusty
punk bands in the early 1980s, he graduated to working Polaroid One Step to national parks and monuments
as a political activist for equally noble and hopeless across the United States, posing members of my clan in
724 about the contributors

front of token landmarks. Though my photos have long in her years as a rape crisis counselor, women’s self-
since turned deep shades of blue, I am still enthralled defense instructor, and counselor at a women’s health
with these relics of my youth and their shifting eviden- center.
tiary status—at once a record of numerous regions,
a marker of my family’s travels, a testament to our
john hartley
conquest of the great frontier, a cultural trace of a de-
cade, a document of each member of my family dur- Since this chapter was completed, John Hartley has re-
ing a particular past moment, and, on close inspec- located to Australia to take up a position as Dean of the
tion, a map of our interpersonal dynamics. Perhaps my Creative Industries Faculty, Queensland University of
fascination with images formed over those summers Technology, Brisbane. At the time of writing he was
in the seventies as I longingly watched the chemicals Head of the School of Journalism, Media, and Cultural
of overheated instant film develop into an exquisite Studies, and Director of the Tom Hopkinson Centre for
corpus. Media Research, at Cardiff University, Wales. Previ-
Eric Freedman is Assistant Professor in the Depart- ously he was Foundation Professor of Media Studies at
ment of Communication at Florida Atlantic University. Edith Cowan University in Western Australia, and held
An independent video artist and former public access posts at Murdoch University and at the Polytechnic
producer, he is currently at work on a manuscript on of Wales. He is author of Communication, Cultural
the aesthetics and politics of public access cable tele- and Media Studies: The Key Concepts (Routledge, 2002),
vision, excerpts of which are included in The Televi- Uses of Television (Routledge, 1999), Popular Reality:
sion Studies Book and the journal Television and New Journalism, Modernity, Popular Culture (Arnold, 1996),
Media. His experimental video work has shown at The Politics of Pictures: The Creation of the Public in the
such venues as the Long Beach Museum of Art, the Age of Popular Media (Routledge, 1992), Teleology: Stud-
American Film Institute, and Ars Electronica in Linz, ies in Television (Routledge, 1992), and Understanding
Austria. News (Routledge, 1982); coauthor of The Indigenous
Public Sphere: The Reporting and Reception of Aborigi-
nal Issues in the Australian Media (Oxford University
tony grajeda
Press, 2000), and Reading Television (Routledge, 1978);
Tony Grajeda holds a B.A. and M.A. in American stud- and coeditor of American Cultural Studies: A Reader
ies from SUNY–Buffalo and a Ph.D. in modern studies (Oxford University Press, 2000). He is founding editor
from the University of Wisconsin–Milwaukee. In a of the International Journal of Cultural Studies (Sage,
previous life he played bass with Buffalo’s legendary London).
anarcho-punk band the Painkillers, and also worked Having emigrated to Australia, eventually to be-
at Ani DiFranco’s Righteous Babe Records. He now la- come an Australian citizen, I began to build a family life
bors as Assistant Professor of Cultural Studies in the with an Australian partner and two (eventually three)
English Department at the University of Central Flor- Australian children. In the middle of all this I was in-
ida. His book manuscript, “Machines of the Audible: A trigued to return to Britain on study leave. But in fact
Cultural History of Sound, Technology, and a Listening the realities of traveling with a family, into a land that
Subject,” is informed by British cultural studies and the had become strange to my Australianized eyes, turned
Frankfurt School theory of cultural critique. the trip into an “ethnographic” experience, where the
exploration of the “peculiarities of the English” became
just as important to me as was the formal process of
kathleen green
gathering research materials for a book, The Politics
Kathleen Green is an English instructor at Pasadena of Pictures. Everyday experience began to infiltrate the
City College. She is currently at work on a book about work I was doing, to the extent that the customary
women, stress, and mass culture in the United States. boundaries between my personal life and more public
She learned to be skeptical about the relationship be- questions dissolved. What constitutes citizenship, na-
tween feminism and mainstream self-help discourse tion, knowledge, even “society” itself, and where to
about the contributors 725

look for these things in the era of popular media, were struction manual. God authored my manual, and, ac-
questions that were addressed not in scholarly libraries cording to Him, sex outside of marriage would void my
but in the suburban, private, familial, personal setting warrantee for eternal life.
of our immediate affairs as we drove around the coun- Visiting Birmingham more than a decade later, I
try and as we listened to speech-radio (i.e., the bbc ), find myself struggling to decipher the relationship be-
watched tv , or admired the plenitude of magazines tween my research on Christian culture and the sick
that between them seemed to constitute a grand, if vir- feeling I get when I drive past the clinic. I only begin to
tual, public arena for the democratization of culture grasp at the connection between this personal memory
and semiosis. I wanted to catch and record the intense and my intellectual work when I run into an old Quaker
dialogue between public and private life, formal and friend. It was Quakers who taught me that religion and
informal knowledge, as we conducted it in our vehicu- social justice could be intertwined, and it was my inter-
lar travels, because these lived conversations with pop- nalized Quaker “manual” that had enabled me to artic-
ular media and everyday culture in ordinary places ulate that the clinic doctor was not just a “wacko”: she
were decisive in forming my “authorial speaking posi- was “denying me reproductive choice.” Adulthood and
tion” (my “current theoretical self,” as Tony Bennett scholarly research have expanded my understanding of
might say). In this paper I “read” cars, class, race, and reproductive politics, while a Quaker-inspired under-
family by the simple process of driving around in or standing of ethics and human dignity reminds me why
with them. From there it is but a short step to a general the academic work matters.
theory of reading (as constitutive of “society”) based on Heather Hendershot is Assistant Professor of Me-
the metaphor of petty theft (of cars and indigenous dia Studies at Queens College/cuny . Her teaching
shipping). and research focus on media censorship and Christian
Several years later I returned to Wales from Aus- fundamentalist culture. She is the author of Saturday
tralia, along with the family and my pop-green Chevy, Morning Censors: Television Regulation before the V-Chip
to take up a new job in Cardiff. It was not a case of (Duke University Press, 1998) and Shaking the World
“going native,” nor even of returning to the ancestors, for Jesus: Media and Conservative Evangelical Culture
since it was just the next job for the itinerant jobbing (University of Chicago Press, forthcoming).
academic (a “movement of supplementarity,” as Der-
rida might say), and since then I have emigrated for the
henry jenkins
third time—back to Australia, this time to live on the
east coast in Brisbane, without the Chevy, alas, which When I was a child, I used to grill my mother and father
was last seen living in Somerset. International popular mercilessly for information about “what the world was
culture and international academic job markets follow like when you were children.” I watched old movies, lis-
some of the same trade routes, but as Tom Paine did tened to their old 78s and old radio shows, studied old
say, in Rights of Man (1791), international commerce is photographs, and flipped through the crumbling pages
a “pacific system, operating to cordialize mankind, by of old Life magazines and personal artifacts we found
rendering nations, as well as individuals, useful to each in the attic of my grandmother’s house. Yet, somehow,
other.” In the name of useful cordialization, then, I’m I never found a satisfactory answer that linked their
continuing the international turn-taking in intellectual personal experiences to the larger collective history of
ideas about popular culture by writing a personal trav- the Depression and the Second World War. This work
elogue about a theoretical quest. on the good doctors, Seuss and Spock, reflects a similar
inquiry into the realm of my own childhood, again an
investigation of my parent’s generation but also an in-
heather hendershot
vestigation of the way their culture impinged upon my
I grew up in the heart of the Bible Belt. My first direct own life. You might read it as my attempt to answer for
encounter with fundamentalism occurred when a clinic my son the questions my parents never answered to my
doctor denied me birth control pills. She informed me satisfaction. For me, the writing of history, no less than
that my body, like a vacuum cleaner, came with an in- other modes of studying popular culture, stems from a
726 about the contributors

need to better understand the place of media within my self—as well as its deployment as a popular way to
own family. transmute suffering into laughter. I guess that’s what
Henry Jenkins is Director of the Comparative Me- fascinates me about Ringelblum’s diaries and Holocaust
dia Studies Program at mit . His most recent books humor in general.
have centered around the cultural studies of childhood. Louis Kaplan is Assistant Professor of the History
He is the editor of The Children’s Culture Reader (New and Theory of Photography and New Media in the
York University Press, 1998) and coeditor of From Bar- Department of Fine Art at the University of Toronto.
bie to Mortal Combat: Gender and Games (mit Press, He is the author of Laszlo Moholy-Nagy: Biographical
1998). He is currently working on two books on post- Writings (Duke University Press, 1995) and has pub-
war children’s culture, one an intellectual biography of lished and lectured widely in such fields as modern
Dr. Seuss, the other a study of the influence of permis- visual culture, film and media studies, Jewish stud-
sive child-rearing doctrines on popular culture. ies, and popular culture. From 1993 to 1995, he was a
Franz Rosenzweig Postdoctoral Fellow at the Hebrew
University of Jerusalem, where he worked on the dis-
eithne johnson
course of the Jewish joke in twentieth-century Ger-
My interest in pornography stems from the ways in many. His current research is concerned with imaging
which civic and domestic discourses intersected in my and imagining community in twentieth-century Amer-
family’s home in Boston in the 1960s and 1970s. My lib- ican photography.
eral parents subscribed to Evergreen magazine and the
recently available pornographic “classics” distributed
maria koundoura
by Grove Press. Along with “sexy” pictures, Evergreen
featured articles about the New Left and against the Truly bicultural, I have moved between Greece and
Vietnam War, topics that were a staple of family discus- Australia all of my life, spending five years in each
sions. While urging us to read widely, my parents were country at regular intervals until I moved to the United
conflicted over whether or not we should have access States ten years ago. As a result, I started my B.A. in
to everything they did. Though my parents were not Greece, finished it and my M.A. degree at the University
opposed to X-rated movies, they joined in the liberal of Melbourne in Australia, and received my Ph.D. from
effort to create the Combat Zone. Thus my parents’ Stanford University in 1993. I’m a specialist in late-
participation in a civic discourse to legitimize “adult nineteenth- and early-twentieth-century British litera-
entertainment” through containment reflected their ture as well as in the most recent cultural debates found
own domestic discourse to regulate the circulation of in postcolonial theory, multiculturalism, and cultural
“adult” materials within our home. Perhaps both dis- studies. In 1987 I organized the inaugural Antipodes cul-
courses speak to a desire to carve out child-free zones tural festival funded by the Ministry of Culture of
for adults. Though my parents remained liberal on Greece and the Victorian Ministry for the Arts.
pornography, they shielded us from the “wasteland” of Maria Koundoura is Associate Professor of Cultural
television by barring it from the home. Now, to their Criticism and Literature at Emerson College in Boston.
amusement, I’ve studied not only pornography but Her most recent articles examine the discourses of ori-
television, both of which are more readily available in entalism and philhellenism (in The Eighteenth Century:
the home. Theory and Interpretation) and the postcolonial critique
Eithne Johnson and Eric Schaefer have also pub- of the discourse on modernity (in Journal X).
lished an essay on the “snuff ” film controversy in the
Journal of Film and Video.
sharon mazer
“Who would have imagined that I’d end up claiming
louis kaplan
‘men with muscles’ as my area of expertise?” Sharon
I’ve always been interested in the subversive power Mazer is Head of the Department of Theatre and Film
of Jewish humor—subverting even Jewish identity it- Studies at the University of Canterbury in Christ-
about the contributors 727

church, New Zealand. She is the author of Professional signing Women and the documentary Sherman’s March.
Wrestling: Sport and Spectacle (University Press of Mis- What I discovered in the process was a way to begin to
sissippi, 1998). When a passage of her book was read to work through many of the realities of southern life—
Stone Cold Steve Austin, a WWF wrestler, in a 1998 in- including its sexism and racism—that I found trou-
terview for Rolling Stone, he said: “Why do people with bling. I also found that my own writing style was shaped
such levels of intelligence . . . come up with such absurd by the South and its patterns of storytelling, a style that
theories?” did not easily conform to the theoretical models I was
studying in seminars. Gradually, I’ve learned to live
with certain pasts without completely jettisoning them
anna mccarthy
and also to know that it’s okay to write theory without
I wish I could trace my interest in burlesque back to the sounding like Deleuze.
exhibitionist days of my childhood, when my sister and Tara McPherson is Associate Professor of Critical
I spent hours devising performances we called “bal- Studies in usc ’s School of Cinema-tv . Her writing has
lets.” These involved sliding solemnly across a hard- appeared in Camera Obscura, Velvet Light Trap, Dis-
wood section of the living room floor in underpants course, and Screen, and in several anthologies. She re-
and stockinged feet while gesturing gracefully to the cently completed Reconstructing Dixie for Duke Uni-
beat of such hi-fi classics as “Raindrops Keep Falling on versity Press and is currently editing two anthologies
My Head,” but unfortunately, this essay connects with examining the role of new technologies in the construc-
those days only in the sense that both reveal my invest- tion of everyday life.
ment in music’s power to channel fantasies and trans-
form environments. It’s strange, perhaps, that the twists
angela ndalianis
and turns of the research path led me to express this in-
vestment through a study of something I’ll never have Angela Ndalianis is Head of the Cinema Studies Pro-
the chance to experience directly. Still, I’ve derived gram at the University of Melbourne, Australia. She
much pleasure, both solitary and collective, from acts has published widely on such topics as contemporary-
of listening to and playing music over the years; this es- effects cinema, computer games, and theme park at-
say is only a first attempt to think seriously about the tractions. She coedited Stars in Our Eyes: The Star Phe-
sensual nature of listening, and it’s made me excited nomenon in the Contemporary Era (Praeger, 2002). In
about doing more work like this in the future. Neo-Baroque Aesthetics and Contemporary Entertain-
Anna McCarthy teaches in the Department of Cin- ment Media (MIT Press, 2003), she explores the paral-
ema Studies at New York University. She is the author lels between contemporary entertainment forms and
of Ambient Television: Visual Culture and Public Space the baroque. Her enthusiasm for these topics stems
(Duke University Press, 2001). from her unabashed love of engagement with the wild
and wonderful world of entertainment.

tara mcpherson
edward o’neill
Given that I grew up sharing my name with Scarlett’s
plantation, it probably should have come as no surprise Edward O’Neill was raised by wolves. Wanting a better
that I ended up writing a dissertation on southern race, life for him among the goyim, the wolves (who were
place, and femininity. But it did surprise me, for I had Jewish) put him in a basket and put the basket in the
left the South for a northern graduate school intent on river. But the wolves’ plan went awry; the child drifted
leaving the “backward” region of my birth behind. Of downstream toward Manhattan, where a bunch of drag
course, such migrations are never as simple nor as com- queens discovered him in the bulrushes near the now-
plete as they might seem (or as we might hope), and defunct Greenwich Village Pier. They took the child in
within a year or two of graduate study I found myself as one of their own, weaned him of the wolves’ Kabbal-
(like many southern expatriates before me) drawn to istic dialectical materialism, and fed him Camel Lights
southern topics, writing term papers on the sitcom De- and ontology. Eventually, the queens sent him to a
728 about the contributors

Swiss boardingschool, but he boarded the wrong plane non-French, transnational corporations. When not
and wound up studying poststructuralism in Paris. His looking at cyclists, her work examines perceptions
ucla dissertation, Of Fags and Femmes Fatales, en- of risk and danger, again within the context of con-
gages with theory, fiction, autobiography, and criticism temporary sporting experiences, and work so far has
as both textual modes and theoretical objects. All the focused on skaters, mountain climbers, and other
same, Mr. O’Neill insists his identity is untrammeled by extreme athletes.
fantasy.
Edward O’Neill is currently Mellon Postdoctoral
roberta e. pearson
Fellow at Bryn Mawr. He has been a Visiting Guest Lec-
turer at both ucla and the usc School of Cinema-tv . I have been fascinated by history since I was a child and
Mr. O’Neill has published on queer theory, identity consumed vast quantities of historical novels, films,
politics, and “reality” television in Strategies, CineAc- and television programs. My great regret is that a viable
tion, and Spectator. His next project is entitled Phantas- method of time travel probably won’t be discovered in
matic Communities: it confronts the paradoxical unrep- my lifetime, although I keep hoping! In the meantime I
resentability of mediated communities by tracing the am consoled by immersing myself in historical archives
textual figures used to construct images of community and walking around the streets of lower Manhattan,
at those sites at which existing and emerging media en- trying to imagine what it would have been like in 1908.
gage one another. Roberta E. Pearson is Reader in Media and Cultural
Studies at Cardiff University. She is the author, co-
author, and coeditor of numerous books, articles, and
catherine palmer
edited collections. Among her favorite publications are
As the sort of cyclist who rides through the pouring rain The Many Lives of Batman (Routledge, 1992), Refram-
and in searing heat, I have long been interested in the ing Culture: The Case of the Vitagraph Quality Films
politics, presentation, and sheer fanaticism of sporting (Princeton University Press, 1993), Worlds Apart: Essays
cultures and events. My more recent incarnation as a on Cult Television (University of Minnesota Press, 2003),
social anthropologist allows me to indulge this passion and Small Screen, Big Universe: Star Trek as Television
on a sustained and critical basis. More than just a self- (University of California Press, forthcoming).
indulgence on my part, the Tour de France provides an
ideal and timely point of entry to a range of issues fac-
elayne rapping
ing anthropologists and other social scientists, includ-
ing perceptions of belonging and identity and the rela- I can’t remember a time when popular culture wasn’t
tionship between nation, culture, and social reflexivity. central to my life—a source of pleasure, meaning,
Although issues of nation and culture have been long- dreams, and desires. Nor did I ever— despite the dele-
standing concerns for anthropologists and others, the terious influence of a “good” education—seriously
ubiquity of the media and the sheer quantity of com- doubt, in my heart of hearts, the legitimacy of my cul-
modities that circulate at the Tour de France provide an tural preferences. However, I did learn to keep them to
entirely new set of provisions for reading, interpreting, myself as I moved through college, graduate school,
and reflecting upon public life. and a position teaching literature, for I was carefully
Catherine Palmer teaches anthropology and cul- and traditionally trained to do it.
tural studies at the University of Adelaide. Her research But when the sixties hit, and Left and feminist poli-
interests include consumption and identity, particu- tics became my primary activities— obsessions, re-
larly as played out in contemporary sporting culture(s). ally—I turned my critical attentions back to pop cul-
She is currently at work on a manuscript that looks at ture. For, along with all the other things that suddenly
the increasing involvement of global identities and made sense to me as a result of “being politicized” and
influences in the staging of the Tour de France, partic- “having my consciousness raised” about things like his-
ularly the responses of local and regional communi- tory, class, race, and gender, my early instincts about
ties to an event that is now dominated by powerful, the importance and value of movies, tv , pop music,
about the contributors 729

and the powerful if contradictory emotions they author of Bold! Daring! Shocking! True! A History of
evoked, suddenly also made sense and seemed worth Exploitation Films, 1919 –1959 (Duke University Press,
thinking and writing about. 1999) and is currently working on “Massacre of Plea-
During those heady years, although I kept my day sure: A History of Sexploitation Films, 1960 –1979.”
job, most of my energies went into politics. And it was
the Left and feminist press to which I sent my reviews,
jane shattuc
articles, and manuscripts, all of which focused on the
politics of popular culture from the point of view of The telephone rang in the middle of writing my article
an engaged, radically activist agenda. Those days, of on expertise for this anthology. It was the head of the le-
course, are gone (although hopefully not forever). But gal department at Warner Bros. asking me to be the
my hardbitten activist, political perspective—“pes- expert on talk shows in the upcoming civil suit against
simism of the intellect, optimism of the will” as Gram- the Jenny Jones Show and its parent company Time/
sci so eloquently put it—has stubbornly remained with Warner. The responsibilities of cultural studies ex-
me, no matter the shifts in intellectual fashion. This is pertise (however much I had previously deflected it)
why the opportunity to contribute to this volume, crashed down on me. A media conglomerate was ask-
which so insistently links the pleasures and politics ing me to legitimize its television practices because of
of pop culture and in so personal a way, seemed so the concept of the “active audience” I had developed in
inviting to me. Writing my very personal piece on the my book The Talking Cure: TV Talk Shows and Women.
role of soap opera in my own life felt to me like a “com- Jon Schmitz, the straight man who had killed the gay
ing out,” a way of summing up the various discordant man, was in Warners’ eyes an active or “knowing” par-
strands of experience, emotion, and thought by which ticipant and therefore was not “ambushed” by the pro-
my own identity has been forged and developed. It’s gram. Could I participate in this trial? Was my interest
been fun. in Warners’ offer a result of the lucrative rewards of ex-
Elayne Rapping is Professor of Media Studies and pertise? Or had the academic Left (myself included)
Women’s Studies at suny –Buffalo. changed in a post-1989 world to become more prag-
matic and less programmatic? My academic work and
participation in this volume reflect this growing am-
eric schaefer
bivalence about my once-strict adherence to Marxist
In 1978 I made a trip to Boston to visit two friends at- theory. I still question the limits of popular reception
tending college in the city. I was still bumming around, and inequity of economic power in America, but now I
having graduated from high school, feeling that college also focus on political contradictions. How could the
had nothing to offer me. I remember standing on the shooting of a gay man by an angry heterosexual friend
corner of Boylston and Tremont streets—now the lo- after a talk show appearance not be about corporate
cation of the college where I teach—staring down power and responsibility? But then, could it be one of
Boylston into the heart of the Combat Zone. At the those contradictory moments where a more complex,
time I considered the Zone, and my own curiosity less morally smug understanding is called for? I have
about it, unworthy of a second thought. Just like col- not decided.
lege. So as I wrote this paper with my partner, Eithne
Johnson, it was not without some sense of irony, an
greg m. smith
irony that now seems to guide my life: Didn’t want to go
to college; became a college professor. Wanted to study I’d like to be able to argue that I was a visionary in the
the “masterpieces” of cinema; ended up specializing in 1980s, that I got my bachelor’s degree in computer sci-
trashy movies. Vowed to always work alone; enjoy col- ence and my higher degrees in media studies because I
laborating with Eithne. Just goes to show, you never re- anticipated the coming convergence of computers,
ally know. . . . film, and television. If I had been that much of a sooth-
Eric Schaefer is Associate Professor of Visual and sayer, I’d be rich now. As with many people who never
Media Arts at Emerson College in Boston. He is the quite knew what they wanted to do when they grew up,
730 about the contributors

I lurched from one career to another, from software de- dustrial production, after capital had pretty much left
signer to media academic. Now as I try to unite the two there to go to Asia and back to New York (or so we were
halves of my professional life, my career wanderings told). The previously robust economy of steel, coal, and
look more like a career path. Or at least that’s what I’m glass left behind an astonishing amount of debris,
telling people. much of which clothed, furnished, and educated us
Greg M. Smith is Assistant Professor of Communi- about the current historical moment. Even more im-
cation and graduate director of the Moving Image Stud- portant, it left behind a remarkable society of women
ies Program at Georgia State University. He is editor of and men whose lives tell us about how capital is lived in
On a Silver Platter: CD-ROMs and the Promises of a New the everyday. We would like to thank the citizens of
Technology (New York University Press, 1999) and co- western Pennsylvania for all their kindnesses and good
editor of Passionate Views: Film, Cognition, and Emo- humor as they helped us to see the world anew, one
tion (Johns Hopkins University Press, 1999). His book rack of old sweaters at a time.
Film Structure and the Emotion System is forthcoming Matthew Tinkcom teaches in the English Depart-
from Cambridge University Press, and he is currently ment and the graduate program in Communication,
working on a book about Ally McBeal. Culture, and Technology at Georgetown University.
Joy Van Fuqua teaches television and cultural stud-
ies in the Department of Communication at Tulane,
ellen strain
and is working on a book on the culture and economy
Raised and schooled alternately in Silicon Valley and of hiv/aids .
Los Angeles, Ellen Strain appropriately works in the Amy Villarejo teaches film in the Department of
intersection between the stock-in-trade of these two Theatre, Film, and Dance and also in the Women’s
regions: computer-based media and film. Her book Studies and Lesbian, Gay, Bisexual Studies programs at
Public Place, Private Journeys: Ethnographic Spectacle Cornell University.
and the Tourist Gaze and her neh-funded cd-rom on
D. W. Griffith’s The Birth of a Nation represents two fac-
william uricchio
ets of her blending of film and new media while en-
gaged in the study of cross-cultural immersion. The I spend quite a bit of time moving between Cambridge
latter project, undertaken with coauthor and southern in the United States and Utrecht in the Netherlands,
studies scholar Gregory VanHoosier-Carey, was the re- two homes that compel a confrontation with media’s
sult of the “cross-cultural” experience of moving from rich and complex history. Utrecht’s thirteenth- and
familiar California to that part of the nation commonly fourteenth-century church bells, for example, serve as
known as the South. Despite this attempt to understand a reminder of digital culture’s long history. Add to this
southern culture from the perspective of a film histo- the Dutch predilection for punch-card-driven street
rian, in addition to six years in Atlanta, she remains organs, or the many antique shops with perforated
unassimilated and to date has not been spotted in metal polyphone disks, and the notion that there is
a floral sundress with parasol in hand at a Buckhead much to be learned from “old” media when they were
tearoom. More likely, she can be found commuting new seems inescapable. By contrast, MIT is a place
between Atlanta and New York, where she does con- where many of tomorrow’s media systems are taking
sulting on educational software for Pearson Education. form and where the discourses that inform and shape
Sometimes she has also been known to show up on the them abound. Positioned between this artifact-intensive
Georgia Tech campus, where she is an assistant profes- history and a discursive present, it is no surprise that
sor of film and interactive design. much of my research concerns the transformation of
media technology into cultural practice. I’ve long been
interested in why certain technological capacities are
the thrifters
developed or suppressed, and how these have been
We went to graduate school in Pittsburgh, Pennsylva- understood and deployed by various social groups
nia, the epicenter of American twentieth-century in- and to what ends. At the heart of my interest is the on-
about the contributors 731

going reorganization of knowledge and publics—a re- waking: a nightmare involving the Three Stooges and
organization that, as demonstrated by my essay in the a bloody pitchfork. Dreams are “like going inside your
current collection, has sometimes surprising political own ear,” I told my mother that morning. So is the
consequences. study of popular culture.
William Uricchio is Professor of Comparative Me- Charles E. Weigl is one of those “independent
dia Studies at MIT and Professor of Media and Repre- scholars.” A senior staff writer for dELiA*s, he is the
sentation at Utrecht University. author of how2 write love poems that don’t suck and
other instructional books for teen girls. Before that he
was a bartender in Honolulu. He can be reached at
robyn r. warhol
cweigl@telocity.com.
Growing up in Taos, New Mexico, and Las Vegas, Ne-
vada, I used to read a lot of nineteenth-century British
alan wexelblat
and American novels and feel as far away from the cen-
ters of culture they represented as if I had been living on Alan Wexelblat has been a Babylon 5 fan since the pilot
the moon. Although the “high culture” education I got aired. He’s also been a Net geek since he got his first
at Pomona College and Stanford University from the Usenet access in 1983, braving wave after wave of new-
mid-1970s through the early 1980s was very traditional, comers over the succeeding years. Currently he reads a
nineteen years into my career as an English professor I lot, posts little, and moderates a newsgroup dedicated
am still much more at home in a shopping mall than an to reviews of sf works. He bought a Worldcon mem-
art museum. Give me the choice between watching the bership in part so he could vote for Bab5’s first Hugo
latest installment of Masterpiece Theater and today’s award.
episode of As the World Turns, and I’ll take that second In his secret identity as a researcher, he completed
option every time. Unless, that is, pbs is presenting his Ph.D. at the mit Media Lab, working for Pattie
a series based on a good Victorian soap opera, like a Maes in the Software Agents group. He works in the
Trollope novel. My feminism means that I see the lines area of interaction design, trying to build systems that
between “high” and “popular” culture as increasingly can adapt to how communities of people actually do
blurred, arbitrary, and contingent. tasks in the real world.
My interest in Uncle Tom’s Cabin grew out of my
puzzlement, when I read the novel for the first time in
pamela robertson wojcik
graduate school, over how profoundly it moved me. If
it was such a bad book how could it make me cry like Having spent most of my youth watching Gidget mov-
that? Either there was something wrong with my work- ies and Hollywood musicals virtually nonstop on Sat-
ing definition of a “good novel” or there was something urdays and Sundays—and knowing there were proba-
wrong with me. The question became the topic of my bly more productive ways to spend my time—I still
first book, Gendered Interventions; since then I have sometimes can’t believe that I make my living talking
concentrated on identifying and “rehabilitating” femi- and writing about movies. When our students assume
nine (or what I am now calling “effeminate”) cultural that a film class is going to be a fluff course, we all have
forms and feelings. reasoned arguments about the cultural importance of
Robyn R. Warhol is Professor of English and Chair film studies and the rigorous training required to ana-
of the Department of English at the University of lyze films. And, of course, those arguments are true.
Vermont. Still, in my heart of hearts, I have to admit that watch-
ing Gold Diggers of 1933 to prepare a class or write an es-
say isn’t a bad way to earn a living. However, I do not
charles e. weigl
think the point of academic work on popular culture is,
My earliest memory: Leave It to Beaver on a wall- or should be, simply to indulge ourselves in unreflec-
mounted television in the children’s ward of St. Vin- tive celebrations of our own pleasure. It may seem old
cent’s Hospital. The first dream I remembered upon fashioned, but I still believe that our job is, at some
732 about the contributors

level, to destroy pleasure. While we may wish, for the of (not) being British led to an American studies degree
sake of candor, to admit our own pleasure in popular in Nottingham, which then provided a means to escape
culture, we should nonetheless aim to denaturalize it Thatcherite Britain for Michigan and then Texas. In
and consider its ramifications and effects. I still love Austin, I finally became English while writing the Eng-
Gidget, but, really, who cares? lishness out of myself through pop fandom.
Pamela Robertson Wojcik is Associate Professor in Nabeel Zuberi is Senior Lecturer in Film, Televi-
the Department of Film, Television, and Theatre at the sion, and Media Studies at the University of Auckland,
University of Notre Dame. She is the author of Guilty Aotearoa/New Zealand. He is the author of Sounds Eng-
Pleasures: Feminist Camp from Mae West to Madonna lish: Transnational Popular Music (University of Illi-
(Duke University Press, 1996) and coeditor of Sound- nois Press, 2000), and his essay on British (South) Asian
track Available: Essays on Film and Popular Music (Duke documentary, music, and video is included in Sound-
University Press, 2001). track Available: Essays on Film and Popular Music, ed-
ited by Pamela Robertson Wojcik and Arthur Knight
(Duke University Press, 2001). He has also published
nabeel zuberi
reviews and articles on popular music, film, and cul-
Pop music helped to orient me in Britain as the child of tural studies in the student press, arts weeklies, and
Pakistanis. It made sense of the place and was a channel academic journals, and from 1995 –96 he hosted “Roots
for my disaffection, anger, and desire. References to and Routes” on kvrx 91.7 fm in Austin. He is cur-
Nietzsche, Derrida, and Barthes in pretentious record rently researching contemporary South Asian diaspora
reviews in the music press of the early 1980s led me to a media and the impact of digital technologies on music
more academic interest in media and popular culture. cultures.
An obsession with the exotic American Other as a way
Name Index Bailyn, Bernard, 236
Baker, Houston, 134 –35, 666 – 68
Baker, Josephine, 302
Bakhtin, Mikhail, 161, 279
Baldwin, James, 296, 654, 655
Abelon, Josh, 232, 248n.16 Balsamo, Anne, 18
Adler, Peter Herman, 306 Balter, Lawrence, 698n.8
Adorno, Theodor, 26, 31, 32, 34, 414n.74, 717 Bammer, Angelika, 54
Ael t’Arrilaiu, 111 Banfield, Edward C., 432
Agnew, Spiro, 203 Bankhead, Tallulah, 254, 316, 317–18, 320 –22, 323 –27,
Ahern, Dan, 435, 440, 445, 447, 450n.46, 452n.103 328 –33, 334n.9, 334n.12, 335n.30, 335n.34, 336n.39,
Aiken, George, 656, 657, 660 336n.43, 336n.54
Akins, Zoë, 327 Banks, John (“Bud”), 232
Aldrich, Robert, 327 Baranek, Patricia, 645n.53
Alexander, Robert, 653 –54, 655, 667 Barber, Rowland, 421
Ali, Muhammad, 132 Barber, Samuel, 311
Allen, Pat, 126 –27 Barbero, Jesus-Martin, 553
Allen, Robert C., 420, 428n.23 Barker, Clive, 718
Allen, Theodore, 118 –19n.9 Barlow, Lou, 366, 374n.63
Allen, Walter, 131, 133 Barnett, Rosalind, 677
Althusser, Louis, 372n.39 Barnum, P. T., 658, 660
Altman, Dennis, 287 Barrille, Jackie, 99
Altman, Robert, 34 Barrows, Scott, 693, 699n.15
Ammerman, Nancy Tatom, 102, 105n.41 Barthes, Roland, 161, 226n.8, 253, 279, 286n.19, 420, 428 –
Anderson, B., 599 29n.29
Anderson, Benedict, 106, 117, 566, 585 – 86n.1 Bartkowski, Fran, 53 –54
Anderson, Marian, 301–2, 303, 307, 314n.3, 315n.15 Baruch, Dorothy W., 187, 196 –97, 199 –200
Andre the Giant (wrestler), 279 Baruch, Grace, 677
Ang, Ien, 65n.15 Bataille, Georges, 718
Angell, Roger, 84 Battle, Kathleen, 300 –1, 310
Ansara, Michael, 108 Baudelaire, Charles, 474
Appadurai, A., 598 Baudrillard, Jean, 38, 186n.50, 371n.28, 462, 558
Applegate, Mauree, 189 Baudry, Jean-Louis, 372n.39
Applestein, Mike, 229 Bauman, Roberta Jeffries, 156n.38
Argento, Dario, 510 –11 Baym, Nina, 485n.12
Armstrong, Louis, 289, 410, 413n.53 Beavers, Louise, 289, 296, 297
Arnold, Eva, 182n.3 Beck (rock singer), 357, 359, 364
Arnold, Matthew, 29 Beckerman, Debra, 436, 442, 445 – 46, 452n.106
Arzner, Dorothy, 36, 423 Beecher, Catharine, 473
Aschheim, Steve, 353 Belloc, Hilaire, 189
Astor, Mary, 326 –27 Bender, B., 590
Attali, Jacques, 363 Benjamin, Walter, 32, 162, 167, 281, 342, 364, 457, 474
Atwood, Margaret, 587n.35 Bennett, H. Stith, 262, 370n.24
Aubrey, John, 637 Bennett, Tony, 16 –17, 28, 30, 38, 643n.21
Ausubel, Nathan, 355n.9 Bennett, William, 134
Benny, Jack, 350
Babcock, Barbara, 266 Benson, George, 258
Bailey, Cynthia, 295 Benson, Susan Porter, 17, 476
734 name index

Bentley, Derek, 549 Braudel, F., 593, 599


Bergman, Ingmar, 498 Brecht, Bertolt, 279
Berkman, Alexander, 249n.64 Breggin, Peter, 128 –29
Berlant, Lauren, 191, 295, 482 Bregman, Adam, 237
Berlin, Irving, 400 Bressart, Felix, 350
Berman, Marshall, 67, 84 Brezina, Dennis, 234, 235
Bernardi, Daniel, 112 Brice, Fanny, 288
Bernhard, Sandra, 294 –96 Bright, Susie, 13
Berubé, Allan, 145 Brint, Stephen, 124
Bess of Hardwick, 636 Brooks, Avery, 119n.18
Bethune, Mary McCleod, 304 Brooks, Diane, 253
Bhabha, Homi K., 112, 114 Brooks, Mel, 352
Bigelow, Bam Bam, 279 Brophy, Philip, 513 –14, 515n.10
Bing, Rudolf, 311 Brothers, Joyce, 122, 687n.33
Bingham, Theodore, 383, 387n.13 Brown, Gillian, 669 –70nn.23 –25
Birdoff, Harry, 660, 665 Brown, Helen Gurley, 687n.33
Bison (Star Trek fan), 110 –11 Brown, Tom, 405 – 6, 407, 408, 413n.61
Bizet, Georges, 300 Browne, Kali Amanda, 243 – 44
Blacking, John, 255, 256, 268 Brudnoy, David, 136 –37
Blacnight9 (Babylon 5 fan), 221 Brumberg, Joan Jacobs, 100 –1, 104 –5n.39
Blair, N., 597, 602 Brunelli, Joseph, 386n.2
Blair, Tony, 540 Budd, Michael, 21
Blak, Joan Jett, 287 Buford, Bill, 555n.32
Blake, William, 549 Bukatman, Scott, 15
Bledsoe, Tempestt, 133 Burger, Peter, 368, 375n.70
Bloody Mary (zine author), 244 Burgess, William, 426n.2
Bloom, John, 46 Burke, Peter, 28
Bloustein, Gerry, 161 Burnham, Daniel, 448
Bly, Robert, 280 – 81 Burns, Ken, 519
Bodroghkozy, Aniko, 538 Bush, George, 519
Bogle, Donald, 289, 290, 297 Butler, Judith, 253, 279, 318
Bogus, SDiane, 292 Buzard, James, 605
Bonaduce, Danny, 133 Byerman, Keith, 683, 688n.54
Bon Jovi, Jon, 359
Boone, Pat, 99 –100 Cadigan, Pat, 23 –24n.1
Booth, Wayne, 584 Caldwell, Erskine, 206n.27
Bordo, Susan, 678 Caldwell, Mrs., 309
Bordwell, David, 499 Callas, Maria, 331
Boswell, James, 29 Cameron, James, 504
Boswell, Thomas, 70 Cammermeyer, Margarethe, 152
Bourdieu, Pierre, 6, 37, 38, 112 –13, 121n.51, 124, 163, Campanella, Roy, 72
182n.5, 185n.47, 341 Campbell, Bruce, 511–12
Bourke-White, Margaret, 206n.27 Campbell, Joseph, 210, 219, 220
Boyd, Brendan, 66, 84 Campbell, Robert, 437, 441, 446
Boyd, Todd, 10 –11, 11–12 Campbell, William, 113, 120n.38
Boyer, Charles, 311 Cantor, Eddie, 288, 398
Bracewell, Michael, 540 Capote, Truman, 316 –17, 318, 321, 323, 333, 334n.9
name index 735

Capra, Frank, 190, 193, 194, 207n.32 Clarke, John, 545


Carby, Hazel, 291, 517, 525, 527, 533n.21 Claveyrolat, Thierry, 602
Carle, Gilda, 122, 126, 130 Clay, Andrew Dice, 266
Carlisle, Anthony, 303 Clifford, James, 274
Carnegie, Andrew, 378 Clift, Montgomery, 318, 319, 320 –21, 323, 334n.15
Carpenter, Karen, 263 Clinton, Bill, 135
Carpignano, P., 127 Close, Glenn, 152
Carrier, Jeffrey L., 326, 329, 330 Cocker, Joe, 263
Carrier, Therein, 326 Cocteau, Jean, 325
Carroll, Diahann, 313, 315n.14 Cohen, Mr., 383, 384
Carroll, Lewis, 189 Cohen, Philip, 542
Carroll, Noel, 700, 702, 704, 707 Colicos, John, 108, 113
Carter, Angela, 279, 286n.19 Collier, John, 378
Carter, Hodding, 206n.27 Collins, Jim, 40
Carter, Jimmy, 313, 715 Collins, Richard, 567, 569, 570 –71
Carter, Mia, 414n.74 Colotti, Jean-Claude, 589, 601
Carteris, Gabrielle, 133 Coltrane, Robbie, 555n.35
Case, Anna, 360 Condon, Eddie, 410 –11
Cash, W. J., 534n.34 Connell, R. W., 182n.6
Castle, Irene, 399 – 400, 401, 403, 404, 406 Conried, Hans, 200, 201, 208n.67
Castle, Terry, 141 Cooder, Ry, 541
Castle, Vernon, 399 – 400, 401, 403, 404 Cook, Pam, 423
Caughie, John, 574 Cooney, Caroline B., 698, 699n.13
Cavendish, Sir William, 636 Coppola, Francis Ford, 65n.11
Cawelti, John G., 34 Corbett, John, 13, 291, 363, 368, 428 –29n.29
Ceplair, Larry, 193 Corio, Ann, 421, 428n.24, 429n.45
Chagall, Marc, 311 Corsetti, Paul, 451n.65
Champion, Sarah, 541 Coslow, Sam, 293
Chan, Janet, 645n.53 Cottle, Simon, 431, 449n.8
Chanan, Michael, 362 Coward, Noël, 325, 326, 329
Chaplin, Charles, 343, 630 Cowdry, Tony, 257
Chase, William Sheafe, 382 – 83 Crabtree, Charlotte (“Lotta”), 659
Chauncey, George, 425 Craib, Ian, 31
Chaz (zine author), 244 Crane, Elana, 457–58
Cheetham, Mark, 362 Crapanzano, Vincent, 281
Chisholm, Shirley, 683 Crary, Jonathan, 371n.28
Chisolm, Mrs., 303 Craven, Wes, 514, 715
Chomsky, Noam, 249n.55 Crawford, Joan, 182n.3, 294, 326, 327, 328, 329
Chotzinoff, Samuel, 306 Creekmur, Corey K., 9
Chrétien, Jean, 587– 88n.45 Crenshaw, Marshall, 257
Christina (zine editor), 239 Cripps, Thomas, 524, 533n.21
Churchill, Winston, 325 Croly, Jane Cunningham. See June, Jennie
Chvany, Peter, 46 Cronenberg, David, 586n.12
Clapp, J. W., 530, 534n.43 Crow, Sheryl, 357
Clark, Danae, 532n.12 Crow, Thomas, 368, 375n.74
Clark, Gladys, 422, 429n.57 Crowther, Bosley, 349, 350
Clark, William Lane, 294 Cukor, George, 145, 153n.6
736 name index

Cullen, John, 444 Dondey, Theophile, 240 – 41


Culler, Jonathan, 606 Donne, John, 642n.4
Curry, Ramona, 291 Dorn, Michael, 108, 109, 113, 120n.37
Curry-Kenny, Lisa, 643n.24 Dortner, Kirsten, 183n.8
Doty, Alexander, 9, 40, 46
Dallas, Linda, 286n.17 Douglas, Ann, 654
D’amato, Gaetano, 376, 377, 382, 384 Douglas, Mary, 97
Darnton, Robert, 15 Douglas, Susan, 13 –14
David, Bette, 140 Douglass, Frederick, 668
Davidson, Robyn, 608, 611, 616 Dowd, Maureen, 472
Davis, Angela, 310, 527 Doyle, Arthur Conan, 14
Davis, Bette, 37, 326 –27, 328, 329, 331, 336n.39 Doyle, John, 579 – 80
Davis, Erik, 490, 501n.33 D:REAM (French artist), 595
Davis, John, 374n.63 Dressler, David, 416, 417, 422 –24, 425, 426 –27n.4,
Davis, Miles, 26 428n.27, 429n.57, 429 –30n.59,
Davis, Sammy, Jr., 307 Drew, Robert, 253
de Beauvoir, Simone, 54 Du Bois, W. E. B., 305
de Certeau, Michel, 19, 38, 69, 127, 584, 596, 615, 616, Dumas, Alexandre, 326
617 Duncombe, Stephen, 162
De La Mare, Richard, 634 Du Noyer, Paul, 545
De La Mare, Walter, 634 –35, 637 Dunye, Cheryl, 533n.31
Delaney, Shelagh, 547 Du Plessis, Rosemary, 286n.32
de Lauretis, Teresa, 615, 616, 681 Durand, Jacky, 594
Delay, Jim, 444 Durkheim, Emil, 124
Deleuze, Gilles, 689 Dworkin, Andrea, 280 – 81
Denebeim, Jay, 221–22 Dyer, Richard, 13, 16 –17, 60, 287, 319, 323, 328, 336n.61,
Denning, Michael, 191, 205n.8, 205 – 6n.14, 206 –7n.32 526
Derrida, Jacques, 333, 471n.8, 622, 623, 627, 640, 641 Dylan, Bob, 241, 263
Dershowitz, Alan, 123 Dyson, Michael Eric, 12, 123, 131, 132 –33, 519
Deutsch, Albert, 206n.27
Diawara, Manthia, 40 Eagels, Jeanne, 329
di Christopero, M., 386n.2 Early, Gerald, 12
Dickens, Charles, 30, 215, 630 Eastman, Phil, 193 –94
Dickinson, John, 236, 248n.37 Eco, Umberto, 13, 280 – 81
Diefenbaker, John, 589n.74 Edelman, Gary Norton, 700n.24
Dietz, Leonard, 316 Edelman, Lee, 318, 321
DiGrazia, Robert, 442 Edison, Thomas, 360
Dika, Vera, 715 Edwards, Jonathan, 700
DiNatale, Anthony J., 440 Egenriether, Ann, 522, 533n.23
Dingwall, Robert, 125 Ehrenreich, Barbara, 49, 686n.12, 687n.33
di Pasca, Roger, 386n.2 Eiges, Signey, 307, 308, 309
Dishwashin’ Pete, 237 Einstein, Albert, 630
Dix, Dorothy, 122 Eisenstein, Zillah, 519
Dixon, Thomas, 118n.8 Elias, Norbert, 437
Doane, Mary Ann, 491, 500n.18, 522, 533n.23 Ellington, Duke, 289
Dolan, Marc, 15 –16 Ellison, Harlan, 211
Donahue, Phil, 134 Ellison, Ralph, 296
name index 737

Engels, Friedrich, 372n.36 Fosdick, Raymond, 382


English, Deirdre, 49 Foster, Hal, 363
Englund, Steven, 193 Foster, John, 229
Epperson, John (“Lypsinka”), 332 Foster, R., 592
Erenberg, Lewis A., 393, 397–398, 403, 412n.32 Foucault, Michel, 38, 47, 64, 93, 123 –24, 125, 211, 216, 279,
Ericson, Richard, 645n.53 564, 679, 690
Eriksen, Thomas Hylland, 114 Fowler, Pete, 544
Europe, James Reese, 398, 399, 403 Fox, Joseph M., 317
Evans, Julian, 552 Fox, Marisa, 374n.66
Evans, Nick, 342 Foxe, Fanne, 437
Ewen, Stuart, 499 Francis, Kay, 336n.58
Frank, Barney, 452n.103
Faludi, Susan, 472, 684 Frankenberg, Ruth, 531–32n.6, 532n.11, 534n.39
Fassbinder, Rainer Werner, 294 Fredrickson, George M., 390
Fecan, Ivan, 577 Freed, Arthur, 151, 153n.2, 156n.42
Fellini, Federico, 498 Freedman, Eric, 649 –50
Fenichel, Otto, 393 Freedom (zine editor), 239
Fergusen, William (“Fergie”), 232 –33 Freeman, Bud, 410
Ferguson, Jacquelyn, 675 –76 Freeman, Elizabeth, 295
Fern, Fanny (Sara Willis Parton), 472 –74, 475 –78, 480, Freud, Sigmund, 14, 48, 321, 322, 323, 329, 346, 348,
481– 84, 484n.4, 484n.8, 485n.29, 485n.33 355n.26
Ferraro, Geraldine, 649 Freund, Karl, 326
Fielder, Cecil, 71, 79 Frick, Henry Clay, 249n.64
Fink, Eugene, 183n.15 Friedberg, Anne, 474 –75
Finkelstein, Marvin, 438 –39, 450n.58, 451n.64, 451n.68 Friedman, Bonnie, 143, 151, 154n.10, 156n.41
Firbank, Ronald, 294 Friedman, Meyer, 685n.12
Fischer, M., 184n.20 Friedman, Seth, 243
Fiske, John, 38, 49, 167, 565n.8, 571, 584 Frisch, Michael, 651–52, 667
Fitch, Don, 227, 230 Frith, Simon, 262, 263, 359, 361, 369 –70nn.11–12
Fitzgerald, Ella, 307 Frow, John, 13
Fitzgerald, F. Scott, 389 Frum, Barbara, 587n.38
Flacks, Richard, 191 Fuchs, Cindy, 13 –14
Flair, Ric, 279 Fuller, Mary, 619
Flaubert, Gustave, 30 Fuss, Diana, 111
Flaus, John, 13
Flavin, Dick, 451n.68 Gabriel, Trip, 374n.65
Flax, Barbara, 40 Gallo, Charles, 249n.64
Fletcher, Andy, 104n.35 Gamble, Vanessa Northington, 683
Flinn, Caryl, 368 Gamson, Joshua, 256
Flynn, “Battery Dan,” 383 Gance, Abel, 714
Flynn, Errol, 326 Garber, Marjorie, 123
Flynn, Raymond, 441, 443, 444 Garbo, Greta, 326
Flynt, Larry, 10 Garin, Maurice, 598, 604n.29
Foley, Douglas, 77–78 Garland, Judy, 139, 140, 142, 152, 154n.8, 157n.49, 323, 328,
Fong-Torres, Ben, 255 331, 336n.61
Fontana, D. C., 211 Gartner, Hana, 587n.38
Ford, Larry, 434, 435, 450n.30 Gates, Henry Louis, Jr., 12
738 name index

Gaye, Marvin, 259 Griggers, Cathy, 7


Gaynor, William J., 377 Grimm, Jakob, 29
Geertz, Clifford, 15, 274, 280 – 81, 282, 283, 285n.11, 286n.32 Grinker, Roy R., 685n.12
Geisel, Theodor. See Seuss, Dr. Griswold, Robert L., 199
Gendron, Bernard, 31 Gross, Nancy, 673 – 674
Genet, Jean, 551 Gross, Paul, 582
Germano, Lisa, 357 Grossberg, Lawrence, 7, 20, 38
Gershwin, George, 303, 311, 400, 403, 408 Grosz, Elizabeth, 285n.8
Gershwin, Ira, 408 Guattari, Félix, 689
Giamatti, A. Bartlett, 84 Gunderloy, Mike, 241, 245, 247n.2
Gibson, Mark, 640, 645n.52 Gutman, Herbert, 17
Gibson, William, 15, 23 –24n.1 Gwin, Minrose, 526
Gilbert, Reid, 574, 582
Gilligan, Carol, 54, 62 Habermas, Jürgen, 537
Gilman, Charlotte Perkins, 473 Haddon, A. C., 619
Gilman, Sander L., 391, 402 Haggis, Paul, 580, 582
Ginzburg, Carlo, 14 Halberstam, Judith, 13 –14
Gitlin, Todd, 21–22 Halbwachs, Maurice, 651
Glynn, Theodore, Jr., 434 Haley, Alex, 654 –55
Godard, Jean-Luc, 497 Hall, G. Stanley, 412n.26
Goddard, Henry Herbert, 197 Hall, Stuart, 8, 22, 26n.58, 36, 37, 290, 571
Godwin, William, 241, 245, 249n.62 Halleck, Dee Dee, 66n.22, 698
Goffman, Erving, 259 Haman, 349
Goldman, R., 593 Hamilton, Margaret, 143 – 44, 155n.34
Goldstein, Paul, 239 Hammerstein, Oscar, II, 310
Gombrich, E. H., 327 Hampson, Thomas, 300, 301
Goodman, Benny, 311, 410 Handelman, David, 183nn.15 –16
Goodwin, Andrew, 374 –75nn.67– 66 Hannerz, U., 599
Gorham, Joseph K., 405, 413n.61 Hansen, Miriam, 32, 323
Gossett, Thomas, 655, 669n.12, 669n.19 Hargreaves, J., 597
Gould, Donald, 444 Harlow, Jean, 289
Gouldner, Alvin, 123 Harper, Francis Ellen Watkins, 304
Grabner, William, 205n.11 Harrington, Michael, 241– 42
Grajeda, Tony, 341 Harris, Fred, 66, 84
Gramsci, Antonio, 12, 25n.23, 35, 38, 121n.54, 130, 132, 134, Hartley, John, 9, 38, 515, 538 –39
362, 371n.30 Hartley, John William, 637
Grant, Cary, 292 Hartman, Geoffrey, 354n.6
Green, Kathleen, 649 Harvey, David, 19, 39
Greenberg, Brenda, 577 Haskell, Molly, 37
Greenberg, Clement, 33, 38, 363 Hatch, Orrin, 123
Greenberg, Harvey, 142, 143, 149 Hawking, Stephen, 623
Greenberger, David, 232 Hawkins, Harriet, 522, 533n.23
Greenblatt, Stephen, 190, 652 Hayworth, Rita, 327, 427n.16
Greene, Grahame, 548 Hebdige, Dick, 37, 83, 544, 545 – 46, 551
Greenfield, Elizabeth Taylor, 310, 314n.3 Hecht, Ben, 327
Gretton, Viveca, 83 Heinlein, Robert, 218
Griffith, D. W., 526 Hellman, Lillian, 326
name index 739

Hemus, Solly, 72 Innis, Harold, 569


Hendershot, Heather, 46 Insurgent, Dave, 245
Hepburn, Katharine, 37, 152, 253 Iosti, Richard, 316
Herder, J. G., 28 –29
Heyerdahl, Anette, 623, 626 Jablokov, Alexander, 117
Heyerdahl, Thor, 622, 623 –28, 637, 641– 42n.3, 643n.15, Jacka, Elizabeth, 560
643nn.23 –24 Jackson, Janet, 257
Heyerdahl, Thor, Jr., 623 Jackson, Peter, 665, 666
Heyerdahl, Yvonne, 623 Jacobvitz, Ruth, 123
Hier, Marvin, 123 Jacoby, Russell, 124, 125
Higham, Charles, 336n.39 James, Allison, 185n.48
Hill, Anita, 305, 315n.33 James, Henry, 320
Hill, John Wesley, 379 Jameson, Fredric, 39, 48 – 49, 375n.76, 558, 559, 560, 621
Hinault, Bernard, 602 Janice, Cari Goldberg, 227
Hitchcock, Alfred, 319, 324, 327, 333 Jarman, Derek, 151–52, 156n.46
Hitler, Adolf, 29, 193, 346 – 47, 348 Jarre, Jean-Michel, 595
Hobbes, Thomas, 635 –37 Jarrell, Ron, 225
Hoff, Al, 469 Jeffers, Susan, 683
Hofstadter, Richard, 125 Jehlen, Myra, 669 –70n.24
Hogan, Hulk, 279, 281– 82 Jenkins, Henry, 69, 70, 115, 161, 222, 354 –55n.8, 619
Hoggart, Richard, 8, 20, 30, 36, 546 Jenson, Joli, 7
Hogshire, Jim, 235 –36, 250n.75 Joel, Billy, 263
Hollander, Eric, 123 John, Elton, 263
Hollander, Eugene, 201 Johnson, Eithne, 342
Holloway, Wendy, 185n.47 Johnson, Greg, 92, 94, 103n.5
hooks, bell, 12, 13 –14, 287, 295, 296, 672, 681– 84, 687n.39, Johnson, Helene, 431
687n.43, 688n.54, 688nn.58 –57, 688n.60 Johnson, James Weldon, 388 – 89, 390, 394, 395, 404
Hooper, Tobe, 708 Johnson, Louis, 645n.51
Hopkins, Miriam, 326 –27 Johnson, Samuel, 640
Hopkins, Pauline, 304 Johnson, Victoria, 20
Horkheimer, Max, 31, 32 Johnston, Andrew, 227
Horowitz, Barry, 285n.1 Johnston, Arthur, 293
Horton, Willie, 518 Johnston, Daniel, 357, 359, 367
Howard, Caroline, 660, 661, 669n.15 Joll, James, 242
Howard, George C., 656, 657, 660 Jolson, Al, 288, 328, 398, 414n.77, 487
Howard, Gertrude, 289, 292 Jones, Anne Goodwyn, 522, 526 –27
Huber, William, 209, 224 Jones, Bill T., 652 –53
Huberman, Alicia, 327 Jones, Grace, 152
Huberman, Leo, 206n.27 Jones, Isham, 400, 401, 402, 403, 406 –7
Hughes-D’Aeth, Charles, 155n.27 Jones, Kathleen, 62
Hunter, Tab, 334n.9 Jones, P. B., 317
Hutcheon, Linda, 573, 584, 589n.68 Jones, Sissereta, 314n.3
Hutt, John, 564n.2 Jones, Steve, 260
Huyssen, Andreas, 365, 368 – 69 Joplin, Janis, 263
Jordan, Joseph, 443
Ingersoll, Ralph, 192 –93 Joshua (zine editor), 238
Ingram, James, 258 Joyce, Michael, 502n.49
740 name index

Joyce, Mike, 546 Knight, Nick, 554n.10


June, Jennie (Jane Cunningham Croly), 472, 473 –74, Knowles, Harry, 221
475 –76, 478 – 81, 484, 484n.4, 484nn.8 –9, 486n.50 Kobal, John, 288 – 89
Koestenbaum, Wayne, 11
Kael, Pauline, 34 Kohn, Alfie, 677–78
Kaminer, Wendy, 671, 687n.34 Koundoura, Maria, 537–38
Kane, Martin, 72 Kramer, Peter, 129
Kane, Pat, 551–52 Kramer, Stanley, 201, 207n.32
Kaplan, Chaim, 355 –56n.27 Kressel, Shirley, 450n.25
Kaplan, Cora, 523 Kristeva, Julia, 332, 499
Kaplan, E. Ann, 123 Kuhn, Annette, 8, 543
Kaplan, Louis, 341 Kunzle, David, 32
Kasarda, John D., 532n.15 Kureishi, Hanif, 554
Katz, Elihu, 571–72
Katz, Ephraim, 354n.7 Lacan, Jacques, 320
Katz, Jon, 493 Laclau, Ernesto, 22
Kay, Jesse, 420 La Guardia, Fiorello, 419
Kealy, Edward, 370n.20 Lane, Howard, 197
Keats, John, 311 lang, k. d., 152
Keller, Helen, 318 Langley, Noel, 143, 147, 149, 156n.39
Kellner, Douglas, 716 Laserfeld, Paul, 32
Kelly, Patsy, 325 Laurel, Brenda, 509, 510, 516n.12
Kemp, Mark, 374n.58 Lawrence, Carmen, 638, 639, 645n.50
Kennedy, Harold J., 335n.30, 336n.58 Lawrence, Gertrude, 326, 329, 336n.54
Kennedy, John F., 113 Lawson, Hilary, 640
Kenney, Robert T., 436 Lawson, Sylvia, 13
Kenney, William Howland, 410 Lazarus, Richard, 686n.13
Kenwith, Herbert, 290 Leach, William, 475
Kern, Jerome, 33, 400 Leaf, W. Munro, 193 –94
Kincaid, James, 16 Lear, Edward, 189
Kinder, Marsha, 7 Lears, T. J. Jackson, 394 –95, 396, 414n.74
King, Coretta Scott, 312 –13 Leblanc, Jean-Marie, 594
King, Martin Luther, Jr., 311, 683 Le Corbusier, 448
King, Rodney, 649, 652, 666 – 68 Lee, Aaron, 229
King, Stephen, 700, 715 Lee, Gypsy Rose, 422, 429n.55
King, William Lyon Mackenzie, 589n.74 Leed, Eric J., 615
Kingsbury, Henry, 259 Lefebvre, Henri, 19
Kingston, Maxine Hong, 684 Leigh, Vivien, 326, 329
Kinsella, W. P., 84 – 86 Lemaire, Claudine, 642n.6
Kipnis, Laura, 10, 11, 18, 97 Lennox, Annie, 152
Kirby, Jack, 520 Lerner, Max, 193, 206n.27
Kitt, Eartha, 336n.48 LeRoy, Mervyn, 143
Kittler, Friedrich, 371n.28 Lever, Janet, 76
Klapp, Orrin, 266 Levine, Lawrence, 26
Knight, Arthur, 296 Lévi-Strauss, Claude, 552
Knight, Damon, 247n.2 Levy, Steven, 500n.7
Knight, Eric, 193 Lewis, Lisa, 167
name index 741

Lewis, Ted, 400 –1, 402, 403, 410, 413n.61 Mangin, Daniel, 153n.6
Lewis, William J., 448 Mankewicz, Joseph L., 155n.28
Liebaers, Herman, 644n.29 Mann, Ernest, 234
Liebes, Tamar, 571–72 Manners, Miss, 122
Lillingston, A., 371n.34 Manning, Frank E., 573, 574 –75, 587n.26
Lincoln, Abraham, 651 Manning, Richard, 442 – 43
Lincoln, Thomas, 442 Mannoni, Octave, 323
Lindbergh, Charles, 193 Mansbridge, Peter, 587n.38
Lindstrom, Bob, 491, 500n.15 Marais, Jean, 548
Lipkin, Lisa, 356n.37 Marbury, Elisabeth, 399
Lipset, Seymour Martin, 568 – 69, 572, 586n.10 Marchand, Earl, 451n.65
Lipsitz, George, 20 –21, 85 Marcos, Imelda, 255
Lloyd, Christopher, 113 Marcus, G., 184n.20
Logue, Edward J., 434 Marcuse, Herbert, 47
Lombard, Carole, 351 Marley, Bob, 173 –74
Lopez, Vincent, 400 Marr, Johnny, 541, 546
Lorde, Audre, 684 Marshall, Joe, 133
Losey, Joseph, 327 Marshall, Paule, 684
Lotman, Jurij, 615 Marx, Jenny, 637
Lott, Eric, 290, 294, 390 –91, 393, 396, 408 – 09, 411n.3, Marx, Karl, 30 –31, 61, 235, 249n.50, 322, 362, 372n.36,
413n.57 459, 460, 461, 462 – 63, 466, 470n.3, 471n.6, 634, 637,
Lovecraft, H. P., 706 – 07 645n.45, 717
Lowe, Chris, 540 Marx, Sam, 153n.6
Lubiano, Wahneema, 304, 305, 315n.33 Marx, Sophie, 645n.45
Lubitsch, Ernst, 343, 345, 347, 349 –52 Massey, Doreen, 19
Lugar, Lex, 279 Massumi, Brian, 698
Lumière, Auguste, 603n.13 Mattelart, Armand, 32
Lumière, Louis, 603n.13 Maugham, Somerset, 325, 329
Lupino, Ida, 37 Mazer, Sharon, 104n.30, 253
Lynch, David, 16, 212 McBride, Mary Margaret, 403
McCall, Nathan, 131, 133
Ma’ayan, Dudy, 353 McCammon, Robert, 709
Macdonald, Dwight, 32, 34 McCarthy, Anna, 20, 342
Macdonald, Keith, 125 McCauley, Jeri, 422
MacPhee, Josh, 237 McClary, Susan, 366
Madison, James, 238 McClellan, George B., 377, 378, 383, 384, 387n.13
Madonna (pop star), 38, 176, 294, 327, 678 McCloud, Scott, 13
Maffi, Mario, 387n.9 McDaniel, Hattie, 289, 291, 296 –97, 325, 533n.21
Magritte, René, 162 McDonagh, Maitland, 510 –11
Mahoney, Gene, 236, 239 McFerrin, Robert, 315n.15
Mailer, Norman, 249n.50 McGovern, Maureen, 263
Mairs, Nancy, 684, 688n.58 McGrath, Ellen, 671–72, 679, 685n.1
Major, John, 540 McGuigan, Jim, 21, 124
Malkmus, Steve, 366, 370n.25 McLaughlin, George, Sr., 436
Mamoulian, Rouben, 416 –17, 423 McLaughlin, Thomas, 13, 134 –35, 136
Mandl, David, 249n.55 McMillan, Terry, 687n.43
Mangeas, Daniel, 595 McMillian, Franetta L., 244, 250n.73
742 name index

McNeil, Legs, 230, 248n.15 Monroe, Marilyn, 17, 323


McPartland, Jimmy, 410 Moodie, Susanna, 576
McPherson, Aimee Semple, 325 Moody, Dwight L., 104n.30
McPherson, Tara, 458 Moon, Henry Lee, 308
McQuire, Scott, 516n.16 More, Sir Thomas, 60
McRobbie, Angela, 8 –9, 22, 38 –39, 40, 167 Morelli, Giovanni, 14
Mead, George Herbert, 250n.76 Morley, David, 7, 8
Mead, Margaret, 205n.10 Morris, Meaghan, 13, 20, 568, 581
Meany, Tom, 206n.27 Morris, William, 60
Medak, Peter, 549 Morrison, Toni, 517, 518, 521, 527, 530
Mellencamp, John, 357 Morrissey (pop singer), 537, 539, 541, 544, 546, 547–53
Mellott, Roger, 675 Moses, Mr., 385
Melly, George, 287, 288 – 89 Mosley, Oswald, 549
Mendelsohn, Phillip, 316 Moss, Paul, 419, 427n.19
Mendelsohn, S. Felix, 350 Mother Teresa, 47
Menzies, John Cameron, 708 Mouffe, Chantal, 22, 190
Mercer, Kobena, 558 Mowatt, Farley, 576
Merriam, Alan P., 400 Mulroney, Brian, 577
Messner, Michael, 76 Mulvey, Laura, 37, 606, 609
Metz, Christian, 491, 501n.29 Mumford, Lewis, 431, 432
Metzenbaum, Howard, 692 Muse, Clarence, 289
Metzger, Radley, 448 Myerhoff, B., 603
Meyer, Moe, 287, 334n.12
Meyer, Russ, 448 Nabokov, Vladimir, 207n.35
Meyerson, Martin, 432 Nairn, Tom, 540
Mezzrow, Mezz, 410 –11 Nakamura, Mitsugi, 188
Mia X (zine author), 244 Napoleon III, 346
Michaels, Sean, 279 Nash, Knowlton, 575
Micheaux, Oscar, 304 Nasha (zine author), 244
Midler, Bette, 328 Nataf, Z. Isiling, 296
Mikes, George, 540 Nathan, Maud, 486n.36
Mill, John Stuart, 30, 564n.2 Ndalianis, Angela, 458, 489
Miller, Christine, 360 Neale, Steve, 516n.22
Miller, D. A., 319, 320, 321–22, 329, 334n.13 Nelson, Cary, 18, 20
Miller, Mary Jane, 574 Netter, Douglas, 213
Miller, Rand, 491, 496, 498, 502n.44 Newberry, John, 243
Miller, Robyn, 498, 502n.44 Newcomer, Clarence, 68
Millett, Kate, 37 Newton, Huey, 132
Mills, Wilbur, 437 Nietzsche, Friedrich, 248n.10, 333
Minnelli, Liza, 295 Nightingale, Virginia, 16, 565n.8
Minsky, Morton, 421, 429n.45, 429n.55 Nilsson, Birgit, 312
Miss Manners, 122 Niva, Mica, 480
Mitchell, Juliet, 48 Nochlin, Linda, 291
Mitchell, Margaret, 520 –22, 523, 524 –26, 527–29, 534n.34 Nolan, Jeanette, 326
Mitchell, May Belle, 521 Noonan, Cornelius D., 385
Mitchell, Timothy, 609, 610 Norek, Josh, 246
Modleski, Tania, 332 Norford, George, 307
name index 743

Norman, Jessye, 310, 628 Phair, Liz, 357, 364


Novak, William, 351 Phalen, Peggy, 429n.30
Phoenix, Pat, 547
O’Brian, Dave, 444 – 45 Pico, Pío, 118n.8
O’Brien, Kenneth, 526 –27 Piercy, Marge, 56 –57, 59, 60 – 61
Odets, Clifford, 326 Pike, Al, 245
O’Hara, Maureen, 423 Pipes, David, 502n.45
Okrand, Marc, 110, 113 –14 Pitt, Leonard, 118n.8
Oliver, Francis V. S., 380 Plakson, Suzie, 109
Oliver, Joe (“King”), 410, 413n.53 Plato, 623
O’Neill, Cherry Boone, 99 –100 Plummer, Christopher, 109
O’Neill, Ed, 254 Poe, Edgar Allan, 320
O’Neill, Eugene, 415 –16 Pollard, Robert, 373n.48
O’Neill, Tip, 18 Pollock, Griselda, 373n.54
Ortner, Sherry, 164 Polo, Marco, 619
Orvell, Miles, 360 Pontalis, J.-B., 322
Orwell, George, 30, 236, 546, 553, 555n.32 Porter, Cole, 325
Osgood, Henry O., 390, 391, 393, 394, 396, 397, 400 –3, Powell, Enoch, 543, 552
404, 405, 406, 407, 409, 413n.50, 413n.61 Presley, Elvis, 263, 267, 408 – 09
Osofsky, Gilbert, 392 –93 Press, Joy, 373n.53
Ostry, Bernard, 574, 579 Preston, John, 280 – 81
Price, Leontyne, 253, 300, 301, 302 – 08, 309, 310, 311–14
Page, Geraldine, 327 Price, Reynolds, 314
Page, Jason, 238 Priestley, J. B., 644 – 45n.36
Paine, Thomas, 227, 236, 239 Prince, 295
Palmer, Catherine, 538 Prince of Wales, 408
Pappas, Tom, 556 –57 Probyn, Elspeth, 543, 557–58
Pareles, Jon, 358 Puckett, Kirby, 71
Parker, Dorothy, 318 –19, 320, 321, 325, 332, 334n.9, Puopolo, Andrew, 442, 443, 446
334n.15, 335n.34 Pyron, Darden, 533n.19
Parker, Robert B., 437, 439 – 40, 441, 451n.80 Pythagoras, 362
Parsons, Talcott, 124
Parsons, Tony, 551, 552 Qin Shi Huangdi, 612, 620
Parton, Sara Willis. See Fern, Fanny Quint, Al, 239
Patterson, William Morrison, 396, 408
Paul, William, 515 Rabelais, François, 28
Payne, Jen, 232, 234, 235 Rabinbach, Anson, 686n.20
Peace, A., 590 Radway, Janice, 37, 82
Peale, Norman Vincent, 203 Raimi, Sam, 504, 510, 511, 512, 514
Pearson, Roberta, 342 Rainey, Kenneth T., 670n.27
Peck, Janice, 124, 127, 130 Rainey, Ma, 291
Peirce, Melusina Fay, 486n.38 Rand, Erica, 11
Peiss, Kathy, 433 Randolph, John, 309
Perry, Lee (“Scratch”), 372n.46 Rapp, Mrs., 308
Peters, Alderman, 383 Rapper, Irving, 326
Petro, Patrice, 373n.53 Rapping, Elayne, 13 –14, 46
Pfeil, Fred, 116, 117, 374n.62 Rat, Aaron, 233 –34, 235
744 name index

Ray, Billy, 260 Rosello, Mireille, 498


Reagan, Ronald, 715 Rosen, Alan (“Mr. Mint”), 66, 68
Redgrave, Vanessa, 152 Rosenberg, Robert, 145, 155n.30
Reed, Lou, 263 Rosenman, Ray, 686n.12
Reinhardt, Max, 201 Rosenzweig, Vicki, 234
Reitz, Karl, 537 Rosi, Francesco, 300
Renan, Ernest, 106 Ross, Andrew, 287, 327–28, 330
Rettig, Tommy, 200 Ross, Diana, 295
Reynolds, Captain, 383, 384 Rothman, Stephanie, 37
Reynolds, Simon, 364 – 65, 366, 373n.53, 374n.66 Rothstein, Edward, 502n.45
Rheingold, Howard, 209, 217, 224 Rourke, Andy, 546
Rich, Adrienne, 142, 153n.8 Rousseau, Jean-Jacques, 29, 239, 242
Riefenstahl, Leni, 201 Rubenstein, Mr., 380 – 81
Riker, John, 386 Ruby, J., 603
Rinaldo, Sandy, 587n.38 Rucker, Rudy, 23 –24n.1
Ringelblum, Immanuel, 345 – 49, 350, 352, 355n.10, Rushdie, Salman, 142 – 43, 145, 148, 154n.8, 154n.15,
355 –56n.27 155n.31, 156n.37
Ripley, Alexandra, 527–29 Rushmore, Robert, 263
Ritts, Herb, 39 Russo, Vito, 319
Rivera, Geraldo, 134, 135 Russolo, Luigi, 363
Riviere, Joan, 522 –23, 533n.23 Ruth, Dr., 122
Roberts, Eleanor, 440 – 41 Rutherford, Paul, 571, 584
Roberts, Larry-Bob, 243 Ryan, George, 452n.88
Robertson, Lloyd, 575, 587n.38 Ryan, Mary, 472
Robertson, Pamela, 253 Ryder, Carl (“Chuck D”), 372n.46
Robeson, Paul, 323 Ryerson, Florence, 143, 156n.39
Robinson, Jackie, 305
Rockefeller, Nelson, 207n.32 Saar, Bettye, 534n.31
Roddenberry, Gene, 223 Sackville-West, Vita, 152
Rodgers, Richard, 310 Sadler, Eric (“Vietnam”), 372n.46
Rodz, Johnny, 270 –71, 272, 275, 279, 282 – 83, 285 Sadler, Lewis, 693
Roediger, David, 17, 529 Sagall, Richard J., 239
Rogers, Gustavus, 381 Salisbury, Luke, 84
Rogers, Ted, 569 Samuels, Philip, 156n.38
Rogin, Michael, 414n.77, 650 –51 Sanford, Sam, 669n.19
Rollins, Henry, 366 Sarris, Andrew, 34, 226n.8
Romero, George, 714, 717 Sartin, Hank, 13
Romero, John, 514 Savage, Randy, 279
Roosevelt, Eleanor, 301 Savini, Tom, 714
Roosevelt, Franklin, 193, 520 Scandura, Janette, 679
Rootham, Alex, 209 Schaefer, Eric, 342, 427n.16
Rorty, Richard, 256 Schechner, Richard, 276 –77, 279 – 80, 282, 283
Rosaldo, Renato, 277 Schiller, Greta, 145, 155n.30
Rose, David, 420, 421 Schindler, Oskar, 344
Rose, Jacqueline, 370n.13 Schor, Juliet, 676, 686n.16
Rose, Tricia, 7, 12 Schudson, Michael, 7, 651, 668n.4
name index 745

Schuler, Douglas, 217, 224 Smith, Patricia Juliana, 294


Schultz, Dave, 270 Smith, Patti, 295
Schwartz, Barry, 651 Smith, William Kennedy, 61
Schwarzenegger, Arnold, 507, 515n.8 Smolan, Rick, 608, 611, 616
Scorsese, Martin, 34 Smythe, Dallas, 569
Scott, Hazel, 289 Snead, James, 289, 290
Scott, Lizbeth, 325 Snoop Doggy Dogg (rap singer), 131
Sedgwick, Eve Kosofsky, 13, 78, 253, 318, 320, 321, 334n.13, Soja, Edward, 19
335n.26, 413n.50, 533n.26 Sollors, Werner, 107
Seibel, Mary Diane, 155n.29 Sondergaard, Gale, 143
Seigneur, Eddy, 601, 602 Sondheim, Stephen, 316, 328
Seiter, Ellen, 7, 15 Sontag, Susan, 298n.8, 443
Seldes, Gilbert, 6, 33, 411–12n.7 Sothern, Georgia, 429n.45
Selye, Hans, 673 –75, 677, 682, 685n.11, 686n.13 Spain, Daphne, 19
Sennett, Richard, 247 Spelling, Aaron, 519
Seuss, Dr. (Theodor Geisel), 5, 161– 62, 187–90, 192, 194 – Spence, Louise, 49
96, 198 –202, 203 – 4, 204 –5nn.4 – 6, 205n.8, 206 – Spiegel, John P., 685 – 86n.12
7nn.32 –33, 207n.38 Spiegelman, Art, 13, 352 –53
Shakespeare, William, 28, 215 –16, 643 – 44n.25 Spiegelman, Vladek, 352 –53
Shapiro, Brian, 243 Spielberg, Steven, 344
Shattuc, Jane, 46 Spigel, Lynn, 11, 16, 72 –73
Shearer, Norma, 326 Spillers, Hortense, 292, 657
Shellenberger, Susie, 92, 94, 98, 103n.14 Spivak, Gayatri Chakravorty, 471n.8, 668
Sherman, Cindy, 11 Splat, Patrick, 237
Sherwin, Paul, 601 Spock, Benjamin, 189, 204, 205n.10, 206n.27
Shimuzu, Jenny, 152 Springfield, Dusty, 294
Shiner, Lewis, 23 –24n.1 Springsteen, Bruce, 263
Shocklee, Hank, 372n.46 Spry, Graham, 566
Shohat, Ella, 41, 615 St. Xeno (zine author), 244
Sibley, David, 435, 444, 446 Stallybrass, Peter, 431, 437, 449n.5
Siegel, Arthur, 490 Stamp, Terence, 546 – 47
Siegel, David, 502n.39 Stanwyck, Barbara, 37, 326
Siegel, Marc, 334n.9, 335n.26 Staples, Brent, 131, 132
Silverman, Kaja, 291 Starker, Steven, 687n.34
Simmel, Georg, 371n.30 Starr, Ringo, 260
Simonds, Wendy, 687n.34 Starr, Tommy, 258 –59
Simone, Nina, 295 Steedman, Carolyn, 539, 543
Simpson, O. J., 58, 61, 65 – 66n.21, 532n.12 Steele, Richard, 442 – 43
Sinetar, Marsha, 682 Stegner, Wallace, 207n.35
Sky Magic (wrestler), 274 –75, 282 Stein, Gertrude, 302
Sloan, Jacob, 355n.10 Stein, Mr., 465 – 66
Smit, Leah Zeldes, 243 Stephenson, Neil, 23 –24n.1
Smith, Bessie, 291 Sterling, Bruce, 3, 23 –24n.1
Smith, Greg, 458, 499 Sterling, Linder, 555n.29
Smith, Jeffrey, 423 Stewart, A. T., 477
Smith, Kate, 328 Stewart, Susan, 618
746 name index

Stone, I. F., 206n.27 Toscanini, Arturo, 306


Stone, Sandy, 14 Trend, David, 191
Stossel, John, 270 Trilling, Lionel, 125
Stowe, Harriet Beecher, 31, 288, 473, 650 –51, 652 –59, Trudeau, Pierre Elliot, 589n.74
662 – 63, 664 – 65, 667, 668n.11, 670n.25 Truth, Sojourner, 527
Straczinski, J. Michael, 162, 209, 210 –11, 212, 213 –16, 217– Tubman, Harriet, 652
25, 226n.8, 226n.18 Tucker, Lorenzo, 296
Strain, Ellen, 538 Tucker, Lorraine, 309
Strauss, Richard, 201 Tucker, Sophie, 288, 296 –97, 328, 398, 400, 401, 410
Strong, Maggie, 680 – 81 Tulloch, John, 222
Strummer, Joe, 545 Tura, Joseph, 349, 350, 352
Struss, Karl, 293 Turner, Graeme, 565n.8, 567– 68, 570, 578, 587n.24
Sumner, John, 421, 426n.3 Turner, Patricia, 668n.3
Sutherland, Joan, 312 Turner, Tina, 263
Suzuki, David, 587n.38 Turner, Victor, 183n.14, 280 – 81, 410
Swanson, Gillian, 475, 484 Tushingham, Rita, 546 – 47
Swift, Jonathan, 189 Tuska, Jon, 293
Szwed, John, 292 Tyler, Carol-Anne, 116
Tyler, Parker, 32, 33
Tagg, John, 694 –95
Talbot, George, 636 Undertaker (wrestler), 279
Tandy, Jessica, 329 Upright, Edgar (“Bolt”), 239
Taras, David, 574, 575 Uricchio, William, 342
Tartikoff, Brandon, 577 Urry, John, 606
Taussig, Michael, 162, 167, 177, 180, 184n.24, 370n.15
Taylor, Charles, 244 Valpy, Michael, 579
Taylor, Elizabeth, 327 Van Damme, Jean Claude, 507
Taylor, Jerry, 442 Vande Berg, Leah R., 120n.41
Taylor, Libby, 289, 290, 291, 293, 296, 297 Van Fuqua, Joy, 457
Tebaldi, Renata, 312 Vanilla Bean (DJ), 249n.55
Temple, Shirley, 289, 328 Vanilla Ice (rap singer), 264
Tennyson, Alfred, 623, 642n.7 Van Vechten, Carl, 302, 390, 394
Terrell, Mary Church, 304 –5 Vaughn, Ben, 374n.66
Tesh, John, 109 Veblen, Thorstein, 474
Thatcher, Margaret, 36, 542, 547, 552, 629 Veiel, Andres, 353
Thomas, Clarence, 65n.18, 305, 315n.33 Velez, Lupe, 325
Thomas, Rhys, 156n.38 Verdi, Giuseppe, 313
Thompson, E. P., 17, 30, 36 Vigarello, G., 598, 599
Thompson, J. B., 129 Vile, Jery, 229 –30
Thomson, Virgil, 302 Villarejo, Amy, 457
Tifft, Stephen, 349 Virenque, Richard, 594, 599
Tinkcom, Matthew, 457 Visconti, Luchino, 311
Tlalim, Asher, 353 Vito (“Von Kraut”; wrestler), 270, 271, 272, 275
Tolkien, J. R. R., 215 –16 Voisine, Roch, 595
Tolstoy, Leo, 345
Tompkins, Jane, 8, 9 Wakefield, Edward Gibbon, 564n.2
Torgovnick, Marianna, 397 Waldoks, Moshe, 351, 356n.37
name index 747

Walker, Alice, 684 Wiegman, Robyn, 531–32n.6


Walker, Margaret, 534n.31 Wilbur, Jay, 506, 507
Wallace, Michele, 688n.57, 688n.59 Wilde, Oscar, 332, 548 – 49
Wallin, Patricia, 587n.38 Wilder, Thornton, 329
Walsh, Adam, 691 Wilkins, Roy, 312
Walsh, Thomas, 448 Will, George, 70, 84
Walton, Jean, 295 Williams, Bert, 296 –97
Waltz, Mitzi, 227 Williams, Linda, 37
Ward, Judith, 628 Williams, Oscar, 207n.35
Ward, Terry, 234 Williams, Patricia, 12
Warhol, Andy, 39 Williams, Raymond, 5, 20, 27, 29, 35, 36, 49, 61, 373n.55,
Warhol, Robyn, 649 457, 461, 525, 564, 689
Warner, David, 109 Williams, Sherley Anne, 534n.31
Warner, Jack, 326 Williams, Stanley E., 653
Warner, Kent, 156n.38 Williams, Tennessee, 326, 327, 330, 336n.54
Warner, Susan, 485n.11 Willis, Bruce, 507
Warshow, Robert, 6, 32 –33 Willis, Paul, 37, 167
Warwick, Dionne, 295 Willis, Roy, 185n.49
Washington, Jamie, 131–32 Willis, Susan, 678 –79
Waters, Ethel, 291 Wilson, Carnie, 133
Watson, John, 198 Wilson, Elizabeth, 440, 441, 448, 453n.123, 474
Watson, Patrick, 587n.38 Wilson, Jokie, 229
Weaver, Sylvester (“Pat”), 306, 307, 308 Wilson, Nate, 246
Webb, Alvin (“Chick”), 307 Winfrey, Oprah, 126, 127, 128 –29, 131, 132, 133, 649, 670 –
Webb, Clifton, 325 71, 672, 677, 684 – 85, 685n.3
Weber, Max, 125 Winks, Robin W., 669n.20
Wechsler, Elayne, 239 Winstanley, Gerard, 249n.62
Weidman, Jerome, 72 –73 Winwood, Estelle, 325
Weigl, Charles, 650 Wise, Robert, 155n.27
Welles, Orson, 326 Wojcik, Rick, 13
Wells, Ida B., 520 Wolf, Naomi, 123, 126 –27
Wells-Barnett, Ida, 304 Wolfe, Morris, 567, 569, 572 –73
Weltsch, Robert, 347 Wolff, Janet, 474, 475, 547
Wertham, Frederic, 207n.38, 235, 248n.30 Wood, Robin, 319
West, Cornel, 12, 130 Woodbury, Walter, 692
West, Mae, 253 –54, 288 –90, 291–94, 296, 297, 415 Woolf, Edgar Alan, 143, 156n.39
Westheimer, Ruth, 122 Woolf, Virginia, 31
Wexelblatt, Alan, 162 Woollacott, Janet, 16 –17
White, Allon, 431, 437, 449n.5 Worthy, James, 109
White, Armond, 551 Wright, Patrick, 553
White, Deborah Gray, 525 Wright, Richard, 131, 296
White, Mimi, 672, 673 Wyler, William, 336n.39
Whitehead, Harriet, 164
Whiteman, Paul, 390, 391–92, 393, 394, 397, 400, 403 –10, Yarborough, Richard, 668n.8, 670n.26
411, 413n.53, 413n.61, 414n.74 Yarbrough, Doria, 699n.13
Whitlam, Gough, 559 – 60 Yong, Soo, 290
Whittaker, Sheelah D., 589n.85 Yost, Katherine, 698n.8
748 name index

Young, Hugo, 547 Zeidman, Irving, 416, 422, 427n.18, 429n.57


Young, Neil, 357 Žižek, Slavoj, 391
Znaimer, Moses, 587n.38
Zangwill, Israel, 351 Zuberi, Nabeel, 537
Zeffirelli, Franco, 28, 311, 312 Zwarg, Christina, 663
Library of Congress Cataloging-in-Publication Data
Hop on pop : the politics and pleasures of popular
culture / edited by Henry Jenkins, Tara McPherson,
and Jane Shattuc.
p. cm.
Includes bibliographical references and index.
isbn 0-8223-2727-9 (cloth : alk. paper)
isbn 0-8223-2737-6 (pbk. : alk. paper)
1. United States— Civilization—1970 —Study and
teaching. 2. Popular culture—Study and teaching—
United States. 3. United States— Civilization—1970 –
4. Popular culture—United States. 5. United States—
Social life and customs—1971– I. Jenkins, Henry.
II. McPherson, Tara. III. Shattuc, Jane.
e169.12 .h666 2002
306´.0973 — dc21 2001008590

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