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Journal of Critical Care 48 (2018) 269–275

Contents lists available at ScienceDirect

Journal of Critical Care

journal homepage: www.journals.elsevier.com/journal-of-critical-care

Long-term recovery profile of patients with severe disability or in


vegetative states following severe primary intracerebral hemorrhage
Lester Lee a,e, Yu Tung Lo a,e, Angela An Qi See a,e, Po-Jang Hsieh b,
Michael Lucas James c, Nicolas Kon Kam King a,d,e,⁎
a
Department of Neurosurgery, National Neuroscience Institute, Singapore
b
Neuroscience and Behavioral Disorders Program, Duke-NUS Medical School, Singapore
c
Departments of Anesthesiology and Neurology, Duke University, Durham, NC, United States
d
Duke-NUS Medical School, Singapore
e
Department of Neurosurgery, Singapore General Hospital, Singapore

a r t i c l e i n f o a b s t r a c t

Keywords: Purpose: We conducted a single-center retrospective review to investigate the long-term recovery of patients
Intracerebral hemorrhage who were severely disabled or vegetative secondary to primary intracerebral hemorrhage upon discharge
Long-term improvement from hospital from January 2009 to November 2013.
Severe disabilities
Methods: Patients were categorized into two groups based on their Glasgow outcome scale (GOS) scores at dis-
Vegetative state
charge, namely vegetative state (GOS 2; n = 91) and severely disabled (GOS 3; n = 278). Long-term outcomes at
Minimally conscious state
Recovery profile three years post discharge were defined as death, stable, deterioration and improvement from discharge to
follow-up.
Results: Lower mortality (29% versus 69%) and higher neurological improvement rates at three years (33% versus
10%) were observed in the SD compared to VS group (both p = .0001). Age was a significant predictor of survival
in the VS group (p = .03) and the SD group (p = .012). Age was also the only predictor of neurological improve-
ment in the SD group (p = .01).
Conclusions: Neurological status at discharge from hospital was not truly indicative of long-term prognosis for
patients who were severely disabled or vegetative. Patients in both groups can potentially improve in the long
term and may benefit from prolonged rehabilitation programmes to maximize their recovery potential.
© 2018 Elsevier Inc. All rights reserved.

1. Introduction upon discharge from hospital. Previous studies which attempted to


define the recovery patterns after ICH have either been performed in co-
Spontaneous intracerebral hemorrhage (ICH) has been associated horts with varying degrees of functional disabilities, or reported short
with poor prognosis as well as poorer functional outcomes compared (i.e. 1 to 3 months) [14,15] to intermediate (i.e. 6 to 12 months)
to other types of acute brain injuries such as trauma or ischemic stroke follow-up periods [1,16-23]. Few studies have tracked patient outcomes
[1-5]. In Singapore, ICH accounts for approximately 20% of strokes with over long-term (e.g., 3 years) [8-13,24,25]. A better understanding of
a 17.3% mortality at 7 days and 22.9% at 30 days [6,7]. Survivors of ICH long-term recovery profiles would be helpful for decision-making
may experience severe neurological deficits, and a significant number regarding patients' care.
of patients end up in vegetative or severely disabled states. We conducted a single center retrospective study to investigate
While younger age [8-12], smaller hematoma volume [10], lower the long-term recovery of patients who were in a severely dependent
stroke severity [11], absence of intraventricular haemorrhage [11], and or vegetative state upon discharge from hospital secondary to primary
being female [13] have been identified as favorable factors for long- intracerebral hemorrhage. To our knowledge, this is the first study to
term prognosis after ICH, there remains a gap in knowledge for the review the long-term outcomes in a cohort of patients with spontane-
long-term recovery patterns of patients with poor neurological status ous ICH.

2. Methods
Abbreviations: GCS, Glasgow Coma Scale; GOS, Glasgow Outcome Scale; ICH,
Intracerebral hemorrhage; SD, Severely disabled; VS, Vegetative state.
⁎ Corresponding author at: Department of Neurosurgery, National Neuroscience
Patients admitted to the Department of Neurosurgery at the
Institute, 11 Jalan Tan Tock Seng, 308433, Singapore. National Neuroscience Institute (a tertiary neuroscience center in
E-mail address: nicolas.kon.k.k@singhealth.com.sg (N.K.K. King). Singapore) for spontaneous ICH between January 2009 and November

https://doi.org/10.1016/j.jcrc.2018.09.010
0883-9441/© 2018 Elsevier Inc. All rights reserved.
270 L. Lee et al. / Journal of Critical Care 48 (2018) 269–275

2013 were reviewed. The three-year outcome for patients who sur- 3. Results
vived an ICH but were left severely disabled or vegetative post-
discharge upon discharge was analyzed. A three-year period for A total of 1356 patients with ICH were screened, 298 patients died,
follow-up was decided to allow for sufficient time to analyze the and 478 patients who were either in severely disabled or vegetative
long-term outcomes in this group of patients from 2014 to 2017. states at time of discharge from hospital were eligible for the study. A
Ethics approval was obtained from the National Health Group domain total of 109 patients (22.8% of the cohort) were excluded due to lost
specific review board. to follow-up. The final sample for analysis consisted of 369 patients
(Fig. 1). A comparison between the excluded and analyzed cohorts
showed that both cohorts were matched in baseline characteristics
2.1. Data acquisition, inclusion and exclusion criteria except in the number of patients on antiplatelet agents (p = .0084)
and previous strokes (p = .012) which was significantly higher in the
Electronic medical records as well as magnetic resonance imaging analyzed cohort (Table 1). The VS group consisted of 91 (25%) patients
and computed tomography scans were reviewed. Patients included in with a GOS score of 2 and the SD group, 278 (75%) patients with a GOS
our study had radiological diagnosis of ICH with no history of trauma; score of 3. The overall median age of the final analysis cohort, was
were in a vegetative state or severely disabled at discharge from hospi- 66 years (range 55–77 years; mean 67.22 ± 14) and 58% of patients
tal; and had a follow-up of at least 3 years or death within this period. were male. Comorbidities included a history of previous cerebrovascular
All patients were graded according to the Glasgow Outcome Scale events (n = 123), hypertension (n = 271), diabetes mellitus (n = 91),
(GOS) (5 = good recovery, 4 = moderate recovery, 3 = severe disabil- hyperlipidemia (n = 162), atrial fibrillation (n = 21; Table 2). The
ity, 2 = vegetative state, 1 = dead). Those who had a GOS score of 2 or 3 median GCS on presentation was 10 (range 3–15). Nine patients had
were included in this study for analysis. Patients who had ICH from vas- either a unilateral or bilateral fixed and dilated pupil at Accident &
cular abnormalities, tumor hemorrhage, trauma or hematological ab- Emergency department.
normalities, or had missing follow-up data within the three-year A total of 145 out of 369 patients (39%) died at the end of three years,
follow-up period were excluded from this study. with less deaths observed in the SD group compared to VS group (29%
versus 69%, p = .0001; Fig. 2). Overall 102 patients (28%) showed im-
provement in GOS score of 1 or more, with significantly more patients
2.2. Study groups and outcome measures showing neurological improvements in the SD group compared to VS
group (33% versus 10%; p = .0001). Among surviving patients only,
Patients were stratified into two groups depending on their GOS neurological improvement at three years was not significantly higher
score at hospital discharge. Patients with GOS scores of 2 were included in the SD group compared to VS group (47% versus 32%, p = .13). The
into the vegetative state (VS) group while those with GOS scores of 3, overall mortality and improvement rates are summarized in Table 3.
the severely disabled (SD) group. They were followed up in the outpa- Among 102 patients who improved, 56 patients (55%) improved by
tient clinics for at least three years and their long-term outcome at 6 months, 33 patients (32%) improved between 6 and 12 months, and
three years was compared to their status at hospital discharge. Outpa- 13 patients (13%) improved between 12 and 36 months (Fig. 3).
tient medical notes were reviewed and their outcomes and GOS scores
were noted at 6 months, 12 months and 36 months intervals. Changes 3.1. Patients in the vegetative state group (GOS 2)
in GOS at each interval were recorded. For patients whose functional
outcomes and GOS were not recorded in the electronic medical records, Out of 91 patients in the VS group, 63 patients (69%) died, 19 survi-
phone calls were made to the patients or their family members to ascer- vors (21%) remained stable at GOS 2, and 9 survivors (10%) showed im-
tain their GOS. Outcomes were defined as death, stable (no change in provement in GOS score to 3 within 3 years after discharge from
GOS), deterioration (decrease in GOS) and improvement (increase in hospital.
GOS) between discharge and follow-up at 3 years. Mortality and dates Among the 63 patients who died within 3 years, most remained in
of death were verified with the Singapore National Registry of Diseases persistent vegetative or minimally conscious states from discharge
Office. until their deaths. Two patients showed initial improvement at six
Variables recorded include age, gender, comorbidities, medication months, becoming minimally conversant but remained bedbound
use, Glasgow Coma Scale (GCS) on admission, presence of unilateral (SD) and died within the three-year follow-up period. The causes of
or bilateral fixed pupils, median blood pressure, mean arterial pressure, death among the 63 patients were pneumonia (n = 24), stroke (n =
location of hemorrhage, size of hemorrhage, presence of intraventricu- 21), urinary tract infections (n = 5), ischemic heart disease (n = 4), ma-
lar hemorrhage, presence of hydrocephalus, presence of subarachnoid lignancy (n = 4), infected sacral sore (n = 1), bowel obstruction (n =
hemorrhage and type of surgical intervention (if performed). Patients 1), hepatitis (n = 1), chronic obstructive airway disease (n = 1) and
who were lost to follow-up within three years from hospital discharge vocal cord paralysis (n = 1) (Fig. 4).
had their admission data and variables recorded but were excluded Among the 28 survivors at 3 years in the VS group, 19 patients (68%)
from the final outcome analysis. remained in vegetative states after 3 years while 9 patients (32%) im-
proved, becoming conscious but remained severely disabled with a
GOS score of 3. Among the patients who improved (n = 9), four patients
2.3. Statistical analysis showed improvement by six months, four patients by one year, and one
patient by three years (Fig. 3). Predictors of survival in VS group from
R version 3.3.0 was used for statistical analyses. The Shapiro-Wilk univariate analysis were younger age (p = .01) and absence of hydro-
test was used to test for normality. Non-normally distributed variables cephalus (p = .049). Age was the only significant predictor of survival
were represented by medians and interquartile ranges, while normally after multivariate analysis at 3 years (p = .03).
distributed variables were described using means and standard devia-
tions. A Kaplan-Meier survival graph was plotted. Fischer's t-test was 3.2. Patients in the severely disabled group (GOS 3)
used to compare discontinuous variables to look for statistical signifi-
cance. Predictors of survival and improvement were determined using Out of the 278 patients in the SD group, 82 patients (29%) died, 8 sur-
univariate analysis followed by regression analysis for variables with p vivors (3%) deteriorated and became vegetative, 95 survivors (34%)
b .2 in the univariate analysis. A p value of b0.05 was considered statis- remained stable and 93 survivors (33%) showed improvement in GOS
tically significant. score up to 5 within 3 years after discharge from hospital.
L. Lee et al. / Journal of Critical Care 48 (2018) 269–275 271

Fig. 1. Flow diagram showing patient recruitment and outcomes between the severely disabled (SD) group and vegetative state (VS) group.

Among the 82 patients who died within 3 years, 72 patients (88%) causes of death were pneumonia (n = 25), stroke (n = 21), ischemic
remained severely disabled since discharge up to their deaths; 6 patients heart disease (n = 15), malignancy (n = 8), urinary tract infection
(7%) deteriorated to vegetative states prior to their death; and 4 patients (n = 4), respiratory failure (n = 1), bronchiectasis (n = 1), chronic
(5%) regained independence in daily life (with residual disabilities). The obstructive pulmonary disorder (n = 1), liver cirrhosis (n = 1), renal fail-
ure (n = 1), bowel ischemia (n = 1), infected sacral sore (n = 1), acute
subdural hemorrhage (n = 1), diabetic ketoacidosis (n = 1) (Fig. 4).
Among the 196 survivors at 3 years in the SD group, 95 patients
Table 1 (48%) remained stable and severely disabled, including 13 patients
Baseline comparison between the group of patients included in the final analyses and the
group that was excluded due to missing data or who were lost to follow-up.
(14%) showed transient improvement initially but deteriorated back
to baseline by 3 years. Among the 93 survivors who improved neurolog-
Variable Included in final Excluded from p ically, 52 patients (56%) showed improvement by 6 months, 29 patients
analysis analysis
(31%) by 1 year, and 12 patients (13%) by 3 years (Fig. 3). Specifically, 63
n 369 109 patients (32% of all SD survivors; 23% of all SD patients) gained indepen-
Median (IQR) age, years 68 (57–78) 61 (52–74) b0.01
dence in daily living (GOS 4) while 30 patients (15% of all SD survivors;
Gender (male), n (%) 215 (58) 63 (58) 1
Previous stroke, n (%) 123 (33) 22 (20) 0.012 11% of all SD patients) achieved full recovery (GOS 5). The remaining
Hypertension, n (%) 271 (73) 72 (66) 0.17 eight survivors (4%) deteriorated to vegetative state by three years. Pre-
Diabetes, n (%) 91 (25) 21 (19) 0.30 dictors of survival in the SD group with univariate analysis were youn-
Hyperlipidaemia, n (%) 162 (44) 36 (33) 0.06 ger age (p b .0001), and no previous history of cerebrovascular events
Atrial Fibrillation, n (%) 21 (6) 8 (7) 0.69
Warfarin, n (%) 18 (5) 7 (6) 0.70
(p = .046). After multivariate analysis, only younger age (p = .012)
Antiplatelet Meds, n (%) 98 (27) 15 (14) b0.01 was still significant for survival. No previous history of cerebrovascular
Median (IQR) initial GCS 13 (10–15) 14 (11–15) 0.50 events was no longer significant (p = .31). Predictors of long-term im-
Pupillary dilatation, n (%) 9 (2) 0 (0) 0.21 provement with univariate analysis include younger age (p b .0001), no
Median (IQR) initial SBP 178 (149–198) 170 (148–193) 0.32
previous history of cerebrovascular events (p = .008) and higher GCS at
Side of ICH (left), n (%) 192 (52) 60 (55) 0.64
Median (IQR) vol. cm3 11.6 (4.5–28.7) 17 (5.44–28.6) 0.14 presentation (p = .0008). After multivariate analysis, only younger age
Hydrocephalus, n (%) 60 (16) 18 (17) 1 was found to be a significant predictive factor (p = .01). No history of
IVH, n (%) 136 (37) 41 (38) 0.98 cerebrovascular events (p = .37) and higher GCS at presentation (p =
SAH, n (%) 33 (9) 8 (7) 0.74 .064) became insignificant.
272 L. Lee et al. / Journal of Critical Care 48 (2018) 269–275

Table 2 Table 3
Patient demographics of the overall cohort. Patient mortality and improvement for survivors over a 3-year follow-up period.

Characteristics Overall VS SD Status VS SD p-value

n 369 91 278 n 91 278


Median (IQR) age, years 68 (57–78) 75 (65–84) 64 (54–76) Mortality
Ethnicity (Chinese: Malay: 323:26:16:4 82:4:5:0 241:22:11:4 Died by 6 months 30 (33) 16 (6) b 0.0001
Indian: Others), n Died by 12 months 42 (46) 41 (15) 0.0009
Male, n (%) 215 (58) 45 (49) 170 (61) Died by 36 months 63 (69) 82 (29) b 0.0001
Comorbidities, n (%) Survived at 36 months 28 (31) 196 (71) b 0.0001
History of cerebrovascular 123 (33) 40 (44) 83 (30) For 36-month survivors
events Deteriorated n.a. 8 (3)
Hypertension 271 (73) 72 (79) 199 (72) Stable 19 (20) 95 (34)
Diabetes mellitus 91 (25) 29 (32) 62 (22) Improved 9 (10) 63 (23)
Hyperlipidemia 162 (44) 40 (44) 122 (44) Achieved full recovery 0 30 (11)
Atrial fibrillation 21 (6) 2 (2) 19 (7)
Figures quoted in parenthesis are percentages.
Use of medications, n (%)
Warfarin 18 (5) 1 (1) 17 (6)
Antiplatelets 98 (27) 30 (33) 68 (24) [28], there were more patients with severe ICH in our population who
Antihypertensives 198 (54) 42 (46) 156 (56)
survived with maximal surgical and medical intervention, but remained
Statin 132 (36) 31 (34) 101 (36)
Median (IQR) admission GCS 13 (10–15) 10 (8–12) 14 (11–15) in vegetative or severely disabled states. Following stroke, patients
Unilateral/bilateral fixed pupils, 9 (2) 7 (8) 2 (1) would be considered for neurorehabilitation after assessment by the re-
n (%) habilitation team. They would either enter acute inpatient intensive re-
Median (IQR) blood pressure, habilitation or be discharged to a step down facility for longer term
mmHg
rehabilitation, with the eventual goal for the patients to be discharged
Systolic BP 179 170 180
(149–198) (145–195) (150–200) home. Outpatient rehabilitation such as physiotherapy and day care
Diastolic BP 90 (77–105) 87 (74–100) 91 (78–106) centers were also available. Those who were deemed to have little or
Median (IQR) mean arterial 120 113 121 no rehabilitation potential would be discharged directly back to their
pressure, mmHg (102–134) (100–129) (103–136)
residential homes or to nursing homes.
Left-sided hemorrhage, n (%) 192 (52) 52 (57) 140 (50)
Location of ICH, n (%)
To our knowledge, no study has investigated the long term potential
Lobar 270 (73) 63 (70) 207 (74) for recovery in patients with hemorrhagic strokes who have severe dis-
Basal ganglia/thalamic 65 (18) 23 (25) 42 (15) abilities or in vegetative states. In this study, we found that mortality
Brainstem 7 (2) 2 (2) 5 (2) within three years from hospital discharge was lower in the SD group
Cerebellar 26 (7) 3 (3) 23 (8)
compared to the VS group (69% versus 29%, p = .0001). In addition, im-
Multiple 1 (0.3) 0 (0) 1 (0.4)
Median (IQR) initial hematoma 12 (5–29) 16 (8–50) 9 (4–24) provement in neurological outcomes at three years was higher in the SD
size, cm3 group compared to the VS group (33% versus 10%, p = .0001). However,
Presence of intraventricular 136 (37) 48 (53) 88 (32) this difference in neurological improvement rates between the two
hemorrhage, n (%)
groups became insignificant when comparing among survivors only
Presence of hydrocephalus, n (%) 60 (16) 30 (33) 30 (11)
Presence of subarachnoid 33 (9) 18 (20) 15 (5)
(47% of SD survivors versus 32% of VS survivors, p = .13). Nonetheless,
hemorrhage, n (%) the extent of neurological improvement was significantly greater in SD
Primary surgical interventions group with 11% achieving full recovery (reflected by two-points in-
performed, n (%) crease in GOS), while all patients in the VS group who showed improve-
Decompressive craniectomy 28 (8) 10 (11) 18 (6)
ment had severe disabilities at three years (reflected by one-point
and/or hematoma evacuation
External ventricular drainage 42 (11) 14 (15) 28 (10) increase in GOS).

4. Discussion

The incidence of withdrawal of care or early “do not intubate” (DNI)


or “do not resuscitate” (DNR) rates in Singapore has been shown to be
lower than that in western populations [26], possibly due to Asian cul-
tural differences [27]. Even though our treatment results have been
found to be comparable to western population in terms of mortality

Fig. 3. Chart showing the periods from hospital discharge when patients improved
neurologically from both severely disabled (SD) group and vegetative state (VS) groups.
Fig. 2. Kaplan Meier graph showing difference in survival between the severely disabled Note that while a majority of patients improved within the first six months, there were
(SD) group and vegetative state (VS) group. patients who improved even after one year.
L. Lee et al. / Journal of Critical Care 48 (2018) 269–275 273

Fig. 4. Pie chart showing the causes of death and their proportion in both the severely disabled (SD) and the vegetative state (VS) groups at the end of three years. The majority of patients
in both group died of pneumonia or stroke.

4.1. Long term outcomes for SD and VS patients was also another factor that resulted in the observed higher survival
rates in both groups and long-term neurological improvements in the
Previous studies have reported that the 30-day mortality of patients SD group. A higher GCS on presentation was also associated with
with hemorrhagic stroke could be as high as 44% [29]. Patients with long-term improvement in the SD group and that might be due to less
large bleeds who underwent surgical interventions, or those who cranial injury as evidenced by the better GCS score. Neurological im-
were nursed in dedicated units with adequate blood pressure control provement in many patients occurred in the first six months after the
and the ability to perform various care processes, have shown better initial stroke, although there was still a small number of patients in
long-term survival [30,31]. our cohort who showed improvement after one year.
In our cohort, patients in the SD group had significantly different
outcomes compared to patients in the VS group at discharge. More 4.2. Patients in persistent vegetative states
than half of the patients (58%) in the VS group died by 3 years compared
to 22% in the SD group. There were 33% of patients in the SD group who The term “persistent vegetative state” is used to describe patients
showed improvement compared to 10% in the VS group. As such, the pa- with severe brain damage in whom coma has progressed to a state of
tients in the SD group had a higher three-year survival (p = .0001) and wakefulness without detectable awareness [32]. The prognosis of pa-
a higher rate of neurological improvement (p = .0001) compared to pa- tients in persistent vegetative states has been extremely bleak. In our
tients in the VSD group. Among all the variables analyzed, younger age study, more than half of the patients did not survive to 3 years. It was
was the only significant predictor of both survival and long-term im- traditionally believed that recovery from a non-traumatic brain injury
provement in the VS and SD group. This is consistent with previous resulting in a PVS after three months in adults is exceedingly rare [33].
studies showing younger age being related to better outcomes in pa- This could have resulted in the early withdrawal of care or denial of ac-
tients with stroke [8,11]. A lack of previous cerebrovascular events cess to rehabilitation services for some patients [34,35].
274 L. Lee et al. / Journal of Critical Care 48 (2018) 269–275

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