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2019 Fall Zimmerman R Using Control Charts To Increase and Moniter Employee Engagement A Case Study
2019 Fall Zimmerman R Using Control Charts To Increase and Moniter Employee Engagement A Case Study
____________
A Thesis
Presented
to the Faculty of
____________
In Partial Fulfillment
Master of Science
in
Quality Assurance
____________
by
Randy Zimmerman
Fall 2019
THESIS: USING CONTROL CHARTS TO INCREASE AND MONITOR EMPLOYEE
ENGAGEMENT: A CASE STUDY
APPROVED:
______________________________
Gurpreet Singh
Thesis Committee Chair
______________________________
Steven Schuelka
Committee Member
______________________________
Pam Dunahay
Committee Member
TABLE OF CONTENTS
ABSTRACT .................................................................................................................................. VI
1. INTRODUCTION ....................................................................................................................1
Background ............................................................................................................................1
Statement of the Problem .......................................................................................................3
Purpose of the Study ..............................................................................................................4
Theoretical Basis and Organization .......................................................................................6
Limitations of the Study .......................................................................................................13
Definition of Terms ..............................................................................................................13
3. METHODOLOGY ..................................................................................................................24
Define ...................................................................................................................................24
Measure ................................................................................................................................25
Analyze.................................................................................................................................37
Improve ................................................................................................................................47
Control ..................................................................................................................................50
5. SUMMARY, CONCLUSIONS, AND RECOMMENDATIONS...........................................52
Summary ..............................................................................................................................52
Conclusions ..........................................................................................................................53
Recommendations ................................................................................................................54
REFERENCES ..............................................................................................................................57
iii
LIST OF TABLES
5. Standard Deviation and Confidence Interval for Each Stage of Test ......................................46
iv
LIST OF FIGURES
13. Air Gauge Displaying the Discreet Measurement of the Bore Diameter ................................30
14. Visual Output of the Data Entry: X-Bar and R Charts ............................................................31
17. Test of Equal Variances of the Baseline Stage to the Modified PCL Stage ............................45
18. Analysis of the Means of the Baseline Stage to the Modified PCL Stage ...............................46
v
ABSTRACT
This study explores the problem of employee engagement as related to product quality in
a manufacturing firm. The product quality characteristic is defined as the ability of a product to
meet the specification limits of any design characteristic. To control product quality, operators
need to appropriately monitor the production processes. Since the goal of any quality driven firm
should be to minimize process variation in any process, the operator’s processes tend to consist
of repetitive tasks. This repetition can lead to fatigue, which, in turn, can cause an operator to
pay less attention to process monitoring. By following the define, measure, analyze, improve,
and control (DMAIC) flow, this study uses control charts to stimulate an operator by signaling,
therefore, keeping them engaged in a process such that the process is monitored as closely as it
should be. Modified control limits will provide fewer signals and less monitoring than more
CHAPTER 1
INTRODUCTION
Background
In its simplest form, product quality can be defined as the ability of any product to
function as intended. A product that most people are familiar with is the automobile. These
complex machines provide everything from simple transportation to life saving transport when
converted to the form of emergency response vehicles. Societies have come to expect that when
the ignition is fired, the vehicle should be available for the task in which the occupant has set out
to accomplish. Automotive supply is very complex in that not one entity provides all the
components of its makeup. After all, it is merely an assembly of many different manufactured
components. Just like any chain, it is only as reliable as its weakest component: some
components may cause more of direct failure then others. For example, a problem with the radio,
although annoying, would not render a vehicle unusable. However, problems with safety systems
or the engine could be fatal to an occupant. Design issues aside, the way to make a big impact on
It is hard to argue that quality of consumer goods has not improved over the years. In
fact, according to Information Handling Services (IHS), via Statista, the average life of light
vehicles in the United States has increased to 11.6 years in 2016 from 9.7 years in 2003 (Statista,
n.d.). However, when looking at vehicle complaints, as depicted in Figure 1 from the National
Highway Traffic and Safety Administration (n.d.), one can see that although the life of the
vehicle has increased, there is still room for improvement through improving customer
Figure 1. Graph of NHTSA showing number of complaints per year from 1995 through 2017.
Quality is not something that just happens. Businesses must develop a culture where
employee engagement is part of the culture (Berg, 1999) and quality becomes the way of
business. Unfortunately, a recent Gallup poll indicates that 68% of employees are not engaged in
their jobs. This lack of engagement is a problem for a manufacturing quality engineer as they are
tasked with setting up processes with checks of the product that must be conducted at certain
intervals. The frequency of these checks is usually indicative of the process capability, in which
a greater capability usually means less frequent monitoring. In most production atmospheres,
these process checks are monitored using control charts. As long as the employee engages in
keeping the process in control, there is very little concern over the quality that the process is
producing.
3
The company under review struggles with employee engagement in the form of operator
process monitoring. Measurement methods for process monitoring are developed, and the
process is set up to ensure that these measurements are conducted at specific times throughout an
employee’s shift. These process measurements are required to be recorded on control charts;
therefore, a record of the check is documented. The employee is required to monitor the control
chart and make the appropriate process adjustment when the control chart signals an out of
The aforementioned company uses different methods to calculate control limits such as
modified control limits, and a variation of sigma levels from the mean. Modified control limits
are preferred, as they allow the operator more autonomy to move about the mean; however, the
process may not provide enough out of control signals to ensure that the operator stays engaged
in the process and adjusts the process accordingly. A process with control limits calculated using
the modified method will yield less out of control signals to an operator than limits calculated
with ± 1σ. If an operator receives less out of control signals on control charts calculated with
modified control limits, are they less engaged in the process and do they skip more
measurements than in a process that has tighter control limits; therefore signaling more out of
This study aims to examine the employee engagement epidemic noticed nationally;
however, it focuses the attention within a specific manufacturing firm producing automotive
products. The study will use different variations of control limit calculations to examine if
processes with tighter control limits engage an employee more in the process because more
frequent process adjustments are required to maintain control. The ultimate goal of any
manufacturing firm must be 100% compliance with all production monitoring requirements.
Without 100% compliance, the ability of a process to produce expected results in the form of no
defects will be an absolute uncertainty. As previously mentioned, the company under review has
demonstrated that 19.7% of the time operators are not engaged with controlling the process.
There are consequences to these periods of employee disengagement: scrap and rework. To help
protect the customer, the company has implemented production audits on all shifts to contain any
production nonconformities. Any failures of these audits will result in a red tag: a tag used to
describe the problem and ultimately disposition the product as scrap or rework. Figure 2 shows
the quantity of these red tags written for each period or month of each year. Since these tags
provide unnecessary cost to the organization and ultimately, the customer, they are most
undesirable. The goal is to only have a little more than one per day written in any one month. As
can be seen with the graph in Figure 2, there are only four times in the past three years where the
goal has been achieved. It is theorized that if employee engagement can get to the levels that
sustain 100% compliance of the operators to conduct their process checks, the quantity of red
tags will diminish and the cost associated with such tags will follow suit.
5
Figure 2. Graph showing number of red tags written for each period, or month of each year. Created by the author
of this thesis.
6
Statistical Process Control (SPC) is a very powerful quality tool used to predict and
control a process. There are three key components to this tool. Statistics, which the “S” stands
for in the acronym, is the collection and analysis of data. One of the other two components is the
second letter “P,” which stands for process. Dr. Juran provides a great definition of what a
process is: “any specific combination of machines, tools, methods, materials and or people
employed to attain specific qualities in a product of service” (Juran, 1988, p. 24.2). “C,” the last
letter of the acronym, stands for control. It is “a feedback loop through which we measure actual
performance, compare it with standard, and act on the difference” (Juran, 1988, p. 24.2).
Statistically process controlled characteristics of any process should always resemble that
of a normal distribution. One cannot expect to control something that cannot be modeled
predictably; therefore, there are some key items that can be assessed when looking at a normal
distribution. In the normal distribution of Figure 3, the 68%–95%–99.7% rule can be applied.
Sixty-eight percent of the product produced will fall within ±1σ, 95% will fall within ±2σ, and
99.7% will fall within ±3σ. This important rule is the essence of statistical process control.
Figure 3. Process capability histogram for bushing bore size. This figure depicts the 68%-95%-99% characteristic of
a normal distribution. Created by the author of this thesis.
7
Since all probabilities under a normal distribution sum to 100%, it can be concluded from the
99.7% portion of this rule that there is about a 0.3% chance of a product being made outside the
Figure 4. A distribution plot for bushing bore size with mean 5.00 inches and a standard deviation of 0.00499622
inches. This figure shows the probability of values at the ± 3σ range. Created by the author of this thesis.
A control chart, as depicted in Figure 5, is constructed using the same premise of the
probabilities towards the outer limits of the distribution. One now has a graphical tool in which
to monitor a process.
8
Xbar-R Chart of Bushing Bore Size
UCL=5.00677
5.005
Sample Mean
__
5.000 X=4.99990
4.995
LCL=4.99303
1 4 7 10 13 16 19 22 25 28
Sample
UCL=0.02519
0.02
Sample Range
_
R=0.01192
0.01
0.00 LCL=0
1 4 7 10 13 16 19 22 25 28
Sample
Worksheet:
Figure 5. AnWorksheet
Xbar-R 1chart of bushing bore size. This figure demonstrates the use of control limits instead of
specification limits. Created by the author of this thesis.
The process data is collected and evaluated over time to ensure that there are no abnormalities or
Unfortunately, statistical process control does not guarantee that a customer will not
experience reliability failures due to product differences. There are a couple reasons for this.
First, control charting is based on sampling. Typically, it is very cost prohibitive for a
manufacturer to fully inspect all product. If these inspection levels are requested by the customer,
or necessary for the critical nature of the product, such as aerospace, the product price is
increased to compensate for the added inspection. However, even with 100% inspection, it
typically cannot be guaranteed that the customer will not receive a defect, or part outside of the
control limits. Once the defect or out of control part is produced, it is available to the population
for contamination. It is no longer a method for control, but one for containment. Prevention such
as the use of control charts is the best way to ensure the customer does not receive a defective
9
part because the defect will never be produced; therefore, it cannot be inadvertently mishandled
and shipped to the customer. Second, the signals provided from a control chart can be delayed.
Figure 6. An Xbar chart of bushing bore size. This figure demonstrates how the normal distribution can be overlaid
sideways onto the Xbar chart. Created by the author of this thesis.
One can look at a control chart as a sideways histogram. This characteristic is very
important, as it allows the user to apply the same probability rules discussed above. The key to
point out is that the factors of sample size and frequency of sampling dictate the quantity of
product that can be produced outside the control limits before any signal from the control chart is
indicated. Because of sampling, it is not always immediately apparent that the distribution may
have shifted or increased its variation. Thankfully, there is an equation that can be used to predict
how long it will take for a control chart to provide a signal: Average Time to Signal (ATS) =
Average Run Length (ARL) x h. If the sampling frequency is a very long interval, the customer
may have already received product outside of their normal supply stream. This adds unforeseen
variability that can negatively affect the reliability of the product being placed onto the market.
Although these signals can be delayed, it is evident that without any signal being provided as
feedback, the variability of the population would be drastically increased as there would be no
10
way to graphically monitor the critical to quality product characteristics. This, in turn, would
The visual signals from the control chart help the operator assess when to engage with the
process and make the appropriate adjustment. The main purpose of this study is to assess why
operators fail to engage in the process by not performing the measurement tasks of the process as
required. It is theorized that this lack of monitoring is due to a process being so in control that an
operator has no need to be engaged in the process, thus skipping monitoring and measuring
tasks.
The aim of this study is to see whether operator engagement can be influenced by control
chart limit calculations. A process where the control charts are calculated with modified control
limits will tend to display virtually no out of control signals; there will be little need for operator
engagement. This type of process is termed disengaging. A control chart with tighter methods for
calculating control limits will provide sporadic out of control signals. The operator will be
required to engage in the process and bring it back into a state of control. This process is termed
engaging.
In both disengaging and engaging processes, the measurements for process monitoring
are taken when an operator sets the part on a gauge and starts the measurement. This
measurement process records the time of the measurement. Since the frequency of measurement
is set for the operators during a shift of production, each time the measurement is required will
be logged as a measurement opportunity. Since the measurement records the time the actual
measurement was taken, the counts of the actual measurements will be compared to the
hours, an eight-hour shift would yield a measurement opportunity of four. If the operator only
11
conducts two of the required measurements, the compliance for monitoring the process will be
50%. This production compliance monitoring method was demonstrated previously in the results
of Figure 2. Using a two sample t-test, the compliance rates of engaging processes will be
measurements when running an engaging process versus that of a disengaging process? This
study will utilize the define, measure, analyze, improve, and control (DMAIC) framework to
ultimately improve the compliance rates of production process monitoring in the manufacturing
firm under review, driving down costs and improving customer satisfaction.
Typically, one must revert to a structured problem solving methodology to assist with
solving problems of this nature. In the case of the problem of operator process compliance, the
DMAIC methodology will be deployed. An overview of the DMAIC process map can be seen in
Figure 7. Although DMAIC starts by defining the problem, it should be noted that ultimately it is
a continuous loop. The first step is to define the problem, which in this case is the fact that
process operators are not monitoring the process as frequently as required. The second step of the
process, measure, is simply that. How did the project team measure the problem? In this case, the
measurement involved looking at raw data indicating how many machine cycles were processed
in an hour to determine how many times the operator should have performed a process
measurement to control the process. This data was used to calculate how many measurements
should have been performed. The third step is analyze. This step involved using statistical
methods to process the data and make conclusions from said data. The fourth step is that of
improvement. What steps or process changes need to be implemented to improve the process to
the desired state. In this case the desired state is related to quality characteristic that more is
better: higher levels of process monitoring compliance. It was theorized that as the control limits
12
of a control chart are tightened, an operator will monitor the process more because they are
receiving more signals from the control chart such as trends and out of control points. The final
stage of the DMAIC flow is control. How was the process continuously monitored for
compliance, and if necessary what corrective actions took place in the event of non-compliance?
In the case of operator process monitoring, the tool used for control was the same as the one used
to help measure the problem in the second stage of the DMAIC flow.
1
DEFINE
5 2
CONTROL MEASURE
4 3
IMPROVE ANALYZE
Figure 7. The DMAIC process flow. Created by the author of this thesis.
13
This study will only examine the confines of one manufacturing firm producing
within the manufacturing firm in question. This study by no means will ensure that the data,
discussions, or conclusions can automatically apply to all manufacturing jobs. It is also not
assumed that location and organizational culture may breed some of the disengagement of the
employees. In fact, in 2014 Mann and Cadman presented a study that even suggest employee
disengagement in the form of boredom can breed creativity. This study will not examine the
Definition of Terms
Average time to signal: A calculation for determining how long it will take before a control chart
will provide a signal for a change in how the process is currently running.
Computer numerical control: A type of automation in which a user has the ability to control
Define, measure, analyze, improve, and control (DMAIC): A systematic approach to solving a
problem.
Lights out manufacturing: A term used to signify a fully automated environment in which
machines completely run the process. Since people are not needed, the lights can effectively be
Machine tools: Any tool used to produce a product. A Computer Numerical Control (CNC)
Process control chart: A graphical chart used to monitor a statistically controlled process
Statistical process control: A data tool used to monitor and control a process.
15
CHAPTER 2
REVIEW OF LITERATURE
Some people may think that brain surgery would be a highly interesting career. There is
much knowledge to be obtained, retained, and put into practice; however, as with all jobs, there
is typically a certain level of repetition. This repetition can be great for process control, as it
ensures that the task at hand is repeatable, and variation is reduced; however, because people are
an organization’s number one asset, the effects on a human’s psyche must not be ignored. One of
Dr. Deming’s main theories was that designers of a system, often management, must understand
psychology: “People are not cogs in a machine” (Deming, n.d.). Designers and managers must
understand how the system affects the people participating in it. Without this understanding, the
system cannot be optimized to provide the best possible outcome. People will not enjoy their
In the dawn of the age of the industrial revolution, people manufacturing goods were
craftsmen; all aspects of making the product, from producing the physical object to measuring to
ensure quality, were in total compliance with the craftsman’s interpretation of perfection. As
time has passed, manufacturing has evolved into mass production systems in which machines
and processes need little intervention from the operator due to better processing methods, which
help ensure higher process capabilities. This evolution has been great for the consumer in the
form of cheaper and better goods; however, its effect on the process operators interacting with
Deming’s theory of psychology reveals the need for companies to focus on job design. This
focus helps them directly ensure that humans have a rewarding experience so that they will
16
continue to make positive improvements to the processes they run and ensure that the continuous
The lack of focus on job design is not intentional, as cheaper, faster, and better production
methodologies typically come from engineering the person out of the process as much as
possible, therefore eliminating the one thing that humans are not great at: never making mistakes.
This evolution has caused people to experience a work culture hypothesized in 1878 by
Nietzsche: boredom (Cummings, Gao, & Thornburg, 2016). Boredom is the human emotion that
stems from said processes. To more easily understand boredom one can turn to the boredom
Figure 8. The Boredom Influence Diagram as reproduced from “Boredom in the Workplace: A New Look at an Old
Problem” by M.L.Cummings, F.Gao, and K.M.Thornburg, 2016, Human Factors, 58(2), p. 281.
17
Figure 8 shows that a repetitive task can lead to three interrelated emotions: boredom,
fatigue, and attention lapse. All of which have a performance impact on the task being
performed. As will be discussed further in the results section, when an in-control process has
control limits calculated very widely and very few control signals are produced, the compliance
rates for monitoring the process drops. Boredom in the traditional sense is a situation void of
activity; however, “boredom stems from a situation where none of the possible things that a
person can realistically do appeal to them” (Mann, 2007, p. 165). Lean organizing principles
have been employed by some manufacturing firms to help cope with operator disengagement.
The entire philosophy of lean has been to place more responsibility on the operators in hopes of
engaging them more in the processes in which they are key components. However, lean
methodologies have their own effects on employee psychology. Standardization is one of the
into mundane tasks that can negatively affect people’s job satisfaction (Bouville & Alis, 2014),
Standardization is only one of the ways in which jobs tend toward boring mundane tasks;
1996), the development and deployment must also concern the operators of the system.
Designers must not forget “that monitoring is a role that humans do not perform well even under
the best of conditions” (para. 19). This can be demonstrated in the abysmal performance of
operator process monitoring when reviewing control charts. However, when the control limits
are tightened to provide increased signaling for the operator, their compliance rates increase.
There are current measures for assessing the nature of work. Most of them are self-reported by
18
items such as the work design questionnaire (WDQ) (Morgeson & Humphrey, 2006). Although
these self-reported statistics can provide validity to helping assess job design, an easier way may
be to simply look at how involved the people are in controlling their processes. Especially in the
manufacturing sector, people demonstrate their satisfaction and involvement by completing basic
yet integral tasks of the process; process monitoring compliance is one simple tool that can be
used. The research shows that when people are disengaged, they monitor the process less than
People tend to associate robotics with automated processes. From a macro perspective, computer
numerical control (CNC) is a more basic form of automation that has been around since the
1950s (Wallén, 2008). Machine tools are stuck in an ever-evolving loop of continuous
capabilities continue to increase, removing more and more variation from the processes in which
they are deployed. Due to the variation reduction, it is possible to conceive that fewer
measurements are needed to keep producing products with the print specifications allowed by
customer agreement: less employee interaction is needed for the process and automation takes
hold. Unfortunately, this perception is likely incorrect; if it were true, and operators need not be
present at all, then the machine would operate in what is considered lights out manufacturing. As
stated by Cummings et al. (2016), “A person’s perception of the task at hand may lead to
complacency and cognitive disengagement from the task if the task is perceived to be
reduction in process monitoring tasks such as when the process is allowed to float between large
control limits.
19
These cognitive disengagements can be detrimental to a process. In fact, there is even a special
term used to describe them: counter productive work behaviors (CWB). Kari, Kessler, and
Spector (2011) conducted a study to show that bored employees would be more prone to
that, in fact, the hypothesis was true. In 2015, Bauer and Spector once again demonstrated how
emotions could contribute to such behaviors. Of the seven different emotions they studied, one
was boredom. They hypothesized that boredom in the workplace would lead to more active
forms of CWB such as sabotage and non-passive forms such as production deviance. However,
their study concluded that only the active CWB of horseplay related to boredom more strongly
than any of the passive forms; therefore, it cannot be concluded that production deviance would
feelings of anger have been traditionally considered the negative emotion that is most
closely related to displays of CWB, our results suggest that this is not true across all
dimensions of CWB and that one should not continue to neglect other important emotions
This corroborates the initial study of Kari et al. in 2011. Therefore, it can be concluded that we
would expect bored employees to partake in the counterproductive work behavior of production
deviance. Although there may be confounding variables other than this one human state of
emotion, the current research demonstrates that production deviance is evident in the compliance
These conclusions of Bauer et al. (2015), can be further corroborated when looking at the health
care industry. Dai, Milkman, Hofmann, and Staats (2015) conducted a study in the healthcare
industry to see if fatigue could play a role in rule compliance. The study was conducted on
20
hospital personnel with the premise that as people become more fatigued, they may “deplete
their self-regulatory resources” (Dai et al., 2015, p. 846). Previous research has also suggested
that depletion of this self-regulatory resource has more of an effect on tasks in which the
conductor of said tasks perceives the task to be a less important secondary task. These secondary
tasks can even succumb to decreased compliance as the increased pressure for higher production
intensifies. To prove this the researchers looked at the simple task of hand hygiene. The
researchers installed electronic monitoring devices on the sinks that hospital staff were required
to use to wash their hands upon entering patient rooms. The rule in the hospitals under study was
that every time a hospital employee entered or exited a patient’s room, they were to wash their
hands to prevent the possible spread of germs and infections. Therefore, every entry or exit into
or from a patient’s room was considered an opportunity for washing one’s hands. If the hospital
employee washed their hands prior to entry or exit, this event was recoded as a compliance to the
hand hygiene rule. Conversely if the employee did not wash their hands, this event was recorded
as a non-compliance to the hand hygiene rule. Because the hospital staff was equipped with
monitoring devices, it was also known who the employees were during the events of compliance
or non-compliance. This gave researchers insight into how long an employee had been on their
shift when the events occurred. The results of the study confirmed their hypothesis: as people
work longer and longer, their compliance rate with rules decreases. This can be seen in Figure 9
displaying data from their study regarding average hand hygiene compliance rate versus shift
duration.
21
Figure 9. Hand hygiene rule compliance rate versus shift duration. Reproduced from “The Impact of Time at Work
and Time Off From Work on Rule Compliance: The Case of Hand Hygiene in Health Care” H. Dai, K. L.
Milkman, A. D. Hofmann, and R. B. Staats, 2015, Journal of Applied Psychology, 100(3), p. 853.
The healthcare industry is good example of what should be the best practice model of
carry with them a direct effect on human health. Unless a manufacturing firm is producing a
safety device, production deviance typically only affects customer satisfaction and the firm’s
profits. Therefore, people in healthcare should have the added motivation of patient health to
drive compliance. If there are problems controlling such tasks as hand hygiene, then there must
be other contributing factors, such as fatigue. This fatigue or boredom is also noticeable in
environment, Mann (2007) suggests that there are some tools or processes that can be put in
place to help mitigate the boredom experienced in modern day workplaces. One of the suggested
22
techniques is to make the process more visible. This technique is precisely what Persson, Wanek,
and Johansson (2001) set out to explore in their study of work environments. Their research
looked at different tasks to define two different categories of jobs: active versus passive. Passive
work is characterized by low levels of stimulation. As Pearson et al. (2001) described them, they
consist mostly of monitoring tasks. Active work environments are environments in which an
operator needs to use predictive analysis to plan actions and control a process. Modern-day
manufacturing jobs could fit into either category depending on the way in which job design was
conducted by any one firm. Pearson et al.’s (2001) aim was to validate two critical problems with
operators as they are placed into highly automated systems. The main problem was that a stable
process generally leads to less active tasks, which increases the under-stimulation experienced by
the operator interacting with the process. To prove this, the study explored operators involved in
the production of electricity: a grid operator versus a dispatch operator. The grid operators were
thought to have more passive jobs due to their interaction with the process happening only about
once per day. Most of the other time was spent monitoring said process. Unfortunately, the
comparison of these two different jobs at the one power company studied showed no significant
difference in passive versus active work. The study discussed that, actually, due to a cultural
influence at the company under observation, the passive jobs also contained other duties to
ensure that people in such positions could combat the negative effects of monotony. When this
company was compared to another company in which the similar jobs did not add additional
tasks, there were statistical differences among the groups. One of the most notable differences
was that “job commitment is lower for the passive operators than for that of active operators”
(Persson et al., 2001, p. 446). In the case of production monitoring, when operators need not
adjust the process because they are operating within largely calculated control limits, their
23
compliance rates suffer due to their jobs resembling the passive jobs described above. When they
needed to adjust their processes due to trends or out of control points, their jobs resembled active
All these studies can be summarized when looking at a process with which most people are
familiar: driving. It almost seems antithetical that one could get fatigued just from driving due to
the fact that the physical requirements of the process are not very high. However, most people
can recollect a time when they themselves have been subject to such fatigue. If the physical
demands with a process such as driving are not that high, then what causes the fatigue? Thiffault
and Bergeron (2003) set out to prove that when people experience the same stimulus repeatedly,
the fatigue rates actually increase. Manufacturing processes use largely calculated control limits
where an operator sees the same data point time and time again; one that is always in control and
yields a similar process. As with the driving experiment, the research suggests that as the control
limits are tightened, therefore providing alternate signals (trends and out of control points more
often), the fatigue rates actually decrease, and operators comply more with production
CHAPTER 3
METHODOLOGY
Define
Figure 10 shows the compliance rates for production monitoring in the first 12 weeks of
calendar year 2018. The average compliance rate is 80.3%, with the high being 97.1%, and the
low calculating out at 59.3%. In sticking with the DMAIC model, the problem was defined
(production monitoring compliance is causing unnecessary rework and scrap costs); however,
prior to the research for this thesis, there was not a good measure to track the compliance rates of
process monitoring. Since operators use digital control charts for most processes, it could be
determined that they had or had not monitored the process; however, there was not an easy way
to identify how many process monitoring opportunities there should have been (based on amount
of pieces produced) versus how many process monitoring opportunities were actually conducted.
25
80.0%
Average Compliance
60.0%
40.0%
20.0%
0.0%
1 2 3 4 5 6 7 8 9 10 11 12
201 8 Week Number
Figure 10. Graph showing average compliance rates for production checks in 2018 by week number.
Measure
The second step in the DMAIC process flow, measurement, is employed to perform
actual measurements against the defined problem. In the case under study, the measurements
performed on the process are compared to actual measurements, which should have been
performed. To assist in defect prevention, the company under review utilizes the SPC tool.
Operators run their processes by utilizing a first piece inspection report that includes the manner
requirement of the inspection. Table 1 shows an excerpt from said document. Note that the two
left columns display the print specification and description of the characteristic. The two right
columns display the method of measurement (CMM, Perthometer, etc.) and how often each print
26
characteristic is supposed to be measured. The bottom of the same form contains a section that
lists which characteristics must be controlled using SPC. This can be seen in Table 2.
Table 1
Note. Freq. = the frequency at which each of the line item checks is to be completed. Created by the author of this
thesis.
27
Table 2
Excerpt from a Typical First Piece Inspection Report Demonstrating How an Operator is
Informed of Which Characteristics Need SPC
Note. Each cell defines the characteristics that must be charted on a control chart. Created by the author of this
thesis.
The focus of the study was on the characteristic of bore diameter. Since this bore has a fit
function in which a shaft is inserted into it in the final customer assembly, it is critical that SPC
is maintained to ensure that assembly can commence. A diagram of the bushing can be seen in
Figure 11.
Figure 11. Diagram showing the characteristic under study: bore. Created by the author of this thesis
28
Although this bore is depicted as a perfect cylinder, the reality of manufacturing is that it can
never be perfect. There will always be some deviation from a perfect cylinder, which can
interfere with the parts ability to be assembled. Figure 12 shows the dilemma of measuring size
versus the form error and what pin will actually fit in the bore. Size measurement is always
influenced by form error; therefore, you can see there will always be some discrepancy in the pin
that will fit in the bore and the actual size reported by the measurement.
Figure 12. Showing form versus size versus pin fit. Created by the author of this thesis
29
Because form measurement requires highly specialized equipment that is not easily deployed at
the point of manufacturing, the limits for bore size must be truncated to prevent the non-
assembly issues from happening. Ultimately, the fit of the pin is what matters to the functional
nature of the bore; therefore, a pin is provided to the operator to periodically check the fit of the
bore. Because it is hard for an operator to adjust a size based on feel, the bore size is a discrete
measurement provided to allow the operator to offset the CNC machine, which cuts this feature.
An air gauge (as depicted in Figure 14) is used to measure the numeric bore size.
Technology has helped make the data collection process more user-friendly by
eliminating the error prone waste of manual data entry. The air gauge depicted in Figure 13 is
connected to a PC via a USB connection. This allows the operator to input the data directly from
the gauge instead of key punching the data into the system via a keyboard. This data entry plots
the subgroup on a typical X-Bar and R chart such that the operator can analyze the chart and
make the appropriate process adjustments. The X-Bar and R charts (Figure 14) show the control
limits as well as a colored background: green, yellow, and red. The colors are defined by
percentages of the control limits. The green boundaries depicted 95% of the control limits, the
yellow boundaries depict 99%, and red depicts outside of the limits. The backbone of the SPC
program utilized is a Structured Query Language (SQL) database; therefore, the raw data is
retrievable and consists of the measurement value, the operator who performed the measurement,
the production location in which the measurement data was taken, and the date and time of the
measurement. An example of the X-Bar and R charts can be seen in Figure 15.
30
Analog Readout
Discrete Digital
Readout
Part Being
Measured
Figure 13. Air gauge displaying the discreet measurement of the bore diameter. Created by the author of this thesis
31
Figure 14. Visual output of the data entry: X-Bar and R Charts. Created by the author of this thesis
The production facility utilizes monitors next to each cell of CNC machines to display the
efficiency of each machine. Figure 15 shows a portion of the displayed data. The CNC machines
Figure 15. CNC machine output tracking the number of pieces produced each hour. Created by the author of this
thesis
The machine then starts an internal clock to compute the time it took to complete each cycle. The
actual time is compared to a theoretical time determined from the program currently running in
the CNC machine. These times are then compared to show if the machine is meeting the cycle
time. There are some key points to note when looking at Figure 16. First, the upper portion of the
32
figure shows a time scale. This scale is simply the time in which the machine was running. The
monitors themselves track a complete 24 hour rolling display. Below the time scale is a count.
This is a physical count of the machine cycle starts recorded during each hour of production.
Below the counts is a bar graph colored green or red. Green indicates periods of time where the
machine was actually running, and red demonstrates periods of downtime. To perform the
measurement of employee compliance, the data used in Figure 16 is added up for each eight-hour
shift: 10:00 p.m. to 6:00 a.m. is third shift, 6:00 a.m. to 2:00 p.m. is first shift, and 2:00 p.m. to
10:00 p.m. is second shift. If the machine was running at 100%, a count of 75 is displayed below
the corresponding hour in Figure 16. The total piece count per shift is then divided by 75 to
The total hours of machine production are then multiplied by two factors to determine how many
checks of the bore size the operator should have conducted throughout the shift. The two factors
are expected checks per hour and number of pieces in each SPC subgroup:
The final count that must be obtained comes from the raw SPC database input into the computer
by the operator via the automatic data recording of the air gage (Figure 14). An example output
Table 3
Each line in Table 3 is an entry for a measurement; therefore, the lines can simply be counted to
determine the number of measurements taken during the shift in question: actual bore checks per
shift. The compliance rate for checking the bore diameter is simply:
The baseline data for this study was taken while the process was utilizing modified control limits
for the SPC requirements. Modified control limits are used to provide more flexibility in the
𝑅
𝜎𝑖 =
𝑑2
𝐷𝑖𝑠𝑡𝑎𝑛𝑐𝑒1
𝐶𝑝𝑘 =
3(𝜎𝑖 )
𝑍95% = 1.645
𝜎𝑖
𝜎𝑥 =
√𝑛
CHAPTER 4
Analyze
The third step in the DMAIC process is the analyze stage. This is the stage in which the
measurement data is processed to understand what the data is actually demonstrating. In the case
of employee engagement, the raw data is shown in Table 4. Table 4 shows the compliance rates
of employee engagement by stage. The “Stage” column describes the points at which the data for
the study was taken. The baseline stage consisted of the timeframe when the process control
limits were calculated to be wide using the modified control limit calculations. The term
“Modified Process Control Limits (PCLs)” was used to identify the point in time when the
control limits were tightened to provide more signal to the operator in the form of points nearing
the limits; therefore, signaling process adjustments needed to keep the bore running in a range in
which the functional pin gauge (Figure 13) will still fit. Because the time the machine was in
production was an estimate based on pieces produced each hour, there were times when the
calculations showed that an operator was in compliance more than 100% of the time; therefore,
the adjacent column was added as a calculation to indicate that anything over 100% would be
truncated to 100% compliance. To aid in testing the results, Minitab 17 was utilized.
38
Table 4
Compliance
Week Checks Checks
Stage Date Shift Compliance (Max
Number Required Completed
100%)
Compliance
Week Checks Checks
Stage Date Shift Compliance (Max
Number Required Completed
100%)
Compliance
Week Checks Checks
Stage Date Shift Compliance (Max
Number Required Completed
100%)
Modified
PCL's 32 8/7/2018 1st 72 81 112.5% 100.0%
Modified
PCL's 32 8/7/2018 2nd 31.68 33 104.2% 100.0%
Modified
PCL's 32 8/8/2018 1st 66.24 75 113.2% 100.0%
Modified
PCL's 32 8/9/2018 3rd 53.76 30 55.8% 55.8%
Modified
PCL's 32 8/9/2018 1st 48.96 42 85.8% 85.8%
Modified
PCL's 32 8/9/2018 2nd 34.56 0 0.0% 0.0%
Modified
PCL's 32 8/10/2018 1st 55.68 57 102.4% 100.0%
Modified
32
PCL's 8/10/2018 2nd 33.6 21 62.5% 62.5%
Modified
PCL's 32 8/13/2018 3rd 68.16 69 101.2% 100.0%
Modified
PCL's 32 8/13/2018 1st 68.16 66 96.8% 96.8%
Modified
PCL's 32 8/13/2018 2nd 60.48 81 133.9% 100.0%
Modified
PCL's 33 8/14/2018 3rd 64.32 69 107.3% 100.0%
Modified
PCL's 33 8/14/2018 1st 66.24 66 99.6% 99.6%
Modified
PCL's 33 8/14/2018 2nd 56.64 87 153.6% 100.0%
Modified
PCL's 33 8/15/2018 1st 64.32 81 125.9% 100.0%
Modified
PCL's 33 8/15/2018 2nd 61.44 78 127.0% 100.0%
Modified
PCL's 33 8/16/2018 3rd 62.4 51 81.7% 81.7%
Modified
PCL's 33 8/16/2018 1st 70.08 84 119.9% 100.0%
Modified
PCL's 33 8/16/2018 2nd 53.76 69 128.3% 100.0%
Modified
PCL's 33 8/17/2018 3rd 24.96 36 144.2% 100.0%
Modified
PCL's 33 8/17/2018 1st 72.96 72 98.7% 98.7%
Modified
PCL's 33 8/17/2018 2nd 64.32 81 125.9% 100.0%
Modified
PCL's 33 8/20/2018 3rd 55.68 72 129.3% 100.0%
Modified
PCL's 33 8/20/2018 1st 44.16 42 95.1% 95.1%
Modified
PCL's 33 8/20/2018 2nd 68.16 80 117.4% 100.0%
42
Compliance
Week Checks Checks
Stage Date Shift Compliance (Max
Number Required Completed
100%)
Modified
PCL's 34 8/21/2018 1st 65.28 87 133.3% 100.0%
Modified
PCL's 34 8/21/2018 2nd 72 84 116.7% 100.0%
Modified
PCL's 34 8/22/2018 3rd 70.08 46 65.6% 65.6%
Modified
PCL's 34 8/22/2018 1st 56.64 57 100.6% 100.0%
Modified
PCL's 34 8/22/2018 2nd 71.04 78 109.8% 100.0%
Modified
PCL's 34 8/23/2018 3rd 55.68 72 129.3% 100.0%
Modified
PCL's 34 8/23/2018 2nd 56.64 39 68.9% 68.9%
Modified
PCL's 34 8/24/2018 3rd 57.6 72 125.0% 100.0%
Modified
PCL's 34 8/24/2018 1st 72 61 84.7% 84.7%
Modified
PCL's 34 8/27/2018 3rd 73.92 84 113.6% 100.0%
Modified
PCL's 34 8/27/2018 1st 72 99 137.5% 100.0%
Modified
PCL's 34 8/27/2018 2nd 61.44 93 151.4% 100.0%
Modified
PCL's 35 8/28/2018 3rd 51.84 72 138.9% 100.0%
Modified
PCL's 35 8/28/2018 1st 60.48 61 100.9% 100.0%
Modified
PCL's 35 8/28/2018 2nd 63.36 81 127.8% 100.0%
Modified
PCL's 35 8/29/2018 3rd 61.44 90 146.5% 100.0%
Modified
PCL's 35 8/29/2018 1st 61.44 57 92.8% 92.8%
Modified
PCL's 35 8/29/2018 2nd 32.64 30 91.9% 91.9%
Modified
PCL's 35 8/30/2018 3rd 55.68 87 156.3% 100.0%
Modified
PCL's 35 8/30/2018 1st 67.2 84 125.0% 100.0%
Modified
PCL's 35 8/30/2018 2nd 68.16 69 101.2% 100.0%
Modified
35
PCL's 8/31/2018 3rd 61.44 84 136.7% 100.0%
Modified
PCL's 35 8/31/2018 1st 69.12 84 121.5% 100.0%
Modified
PCL's 35 9/4/2018 3rd 44.16 51 115.5% 100.0%
Modified
PCL's 35 9/4/2018 1st 70.08 94 134.1% 100.0%
43
Compliance
Week Checks Checks
Stage Date Shift Compliance (Max
Number Required Completed
100%)
Modified
PCL's 35 9/4/2018 2nd 57.6 42 72.9% 72.9%
Modified
PCL's 35 9/5/2018 3rd 56.64 27 47.7% 47.7%
Modified
PCL's 36 9/5/2018 1st 50.4 72 142.9% 100.0%
Modified
PCL's 36 9/5/2018 2nd 45.36 27 59.5% 59.5%
Modified
PCL's 36 9/6/2018 3rd 22.32 33 147.8% 100.0%
Modified
PCL's 36 9/6/2018 1st 25.92 36 138.9% 100.0%
Modified
PCL's 36 9/6/2018 2nd 42.48 43 101.2% 100.0%
Modified
PCL's 36 9/7/2018 1st 51.84 66 127.3% 100.0%
Modified
PCL's 36 9/10/2018 1st 19.44 24 123.5% 100.0%
Modified
PCL's 37 9/11/2018 3rd 23.76 27 113.6% 100.0%
Modified
PCL's 37 9/11/2018 1st 40.32 39 96.7% 96.7%
Modified
PCL's 37 9/12/2018 1st 43.2 45 104.2% 100.0%
Modified
PCL's 37 9/13/2018 2nd 45.36 36 79.4% 79.4%
Modified
PCL's 37 9/14/2018 3rd 51.12 66 129.1% 100.0%
Modified
PCL's 37 9/14/2018 1st 51.84 72 138.9% 100.0%
Note. Week number is defined by the calendar week year. Created by the author of this thesis
To visualize the results of Table 4 and help in the analysis, the data was plotted on a control chart
Figure 16. I-MR Chart of Compliance Rates. Created by the author of this thesis.
Breaking the control chart (Figure 16) into stages allows for a first visual attempt at
analyzing the data. The baseline data appears to have more variation as represented by the wide
upper and lower control limits. In this case, the lower control limit (LCL) on the I-chart is
calculated at 14% with the average (represented by the green line) calculated at 78.7%. The stage
with the modified control limits has less variation with the lower control limit calculated at
58.9% and an average calculated at 92.4%. In both cases the upper limit is set as a boundary
limit of 100% because it is not possible to be in compliance more than 100%. These initial visual
cues are confirmed by running a test for equal variances (Figure 18).
45
Figure 17. Test of Equal Variances of the Baseline Stage to the Modified PCL Stage. Created by the author of this
thesis.
These initial visual cues are confirmed by running a test for equal variances (Figure 18). The null
hypothesis in this case (Ho) is set to assume that there is no statistical differences in the variation
between the two populations. Because the P-Value is calculated below the statistical significance
value of 0.05, it can be concluded that there is a significant difference in the variation noted in
Table 5
The next area of testing is to ensure that there is a statistical difference in the averages of
each stage of the test. This is graphically depicted in Figure 18. Since the means for each stage
falls out of the red decision lines, it can be concluded that the average compliance for the
Modified PCL stage is greater than the average for the Baseline stage.
Figure 18. Analysis of the Means of the Baseline Stage to the Modified PCL Stage. Created by the author of this
thesis.
The graphical analysis of Figure 18 can be further confirmed by running a two-sample T test
against each stage. The results of this test can be seen in Figure 19.
47
Figure 19. Minitab Results of the Two-Sample T Test Between the Stages. Created by the author of this thesis
Since the calculated P-value shown in Figure 20 was 0.000, which is below the threshold value
of 0.05, it can be concluded that there is a statistical difference in the mean compliance rates
between the stages. Based on confidence interval, it could be expected that the difference would
Improve
The Improvement stage of DMAIC comes after all the data has been analyzed. From the earlier
analysis it can be determined that the improvement was an increased level of employee
engagement. If the modified data is plotted to remake the bar graph in Figure 10, the production
Figure 20. Graph showing average compliance rates for production checks in 2018 by week number as affected by
the improvement: increase to 92.4%. Created by the author of this thesis.
When looking at how much this improvement can contribute to the organization under study, the
use of a Pareto chart can be utilized. Figure 21 shows the baseline data. The code affected by the
study is “ID dimensional.” Before the improvement, said scrap code accounted for 7.2% and
Figure 21. Pareto chart showing the baseline scrap data. ID dimensional is the code associated with the bore size.
Created by the author of this thesis.
After the improvement the scrap was reduced to 6.5% and fell to the fifth place for scrap reasons
(Figure 22).
50
Figure 22. Pareto chart showing the improvement scrap data. ID dimensional is the code associated with the bore
size. Created by the author of this thesis.
Control
The control portion of the DMAIC model comes into effect by utilizing the newly defined
be can be continuously monitored on a control chart constructed from control limits calculated
after the improvement was determined. In this case, the lower control limit is 58.9%, which is
much greater than the initial lower control limit of 14.0%, as points falling outside the lower
control limit would be identified as a significant decline in employee engagement. This can be
seen by the large red squares in Figure 24. These points would warrant investigation into the
responsible employee to understand why they were not engaged with their production process.
51
Figure 23. Graph showing the lower control limit increase after the improvement. Created by the author of this
thesis.
The increased employee engagement and the reduction of 0.7% scrap has large financial
implications for the organization under study. The product under study is a large volume product
with approximately one million units sold annually. To calculate the improvement, the following
With all manufacturing costs factored into the cost of each unit scrapped, the cost per unit
of scrap is approximately eleven dollars; therefore, the savings to the organization under study
at in the sense of direct labor can be equivalent to the reduction of one manufacturing personnel.
52
CHAPTER 5
Summary
This study provided evidence that can be helpful in today’s modern age of
manufacturing. As certain jobs tend more and more towards mundane tasks, employers should be
seeking ways to engage their workforce. It has been proven that the more workers are involved
in their jobs, the more performance will increase (Woods et al., 2012). Employee disengagement
can be gauged with many issues such as increased scrap costs, the potential for more workplace
injuries, higher employee turnover, and ultimately a reduction in customer satisfaction, the
backbone of quality. Using a legacy tool of quality such as SPC can help to provide interactive
feedback to operators monitoring a process. This feedback is such that operators need to engage
with the process to ensure that the quality characteristics of the process are maintained and
optimized. As shown in the data, if a process’ control limits are too wide, as in those calculated
using the modified method, the signaling to the operator is less, and the operator’s engagement
begins to wane as demonstrated by the reduced amount of checks they perform on the process.
As manufacturing tends more towards automated process, firms must not neglect the importance
of employee engagement. Employee engagement takes a very concerted effort on the part of
Conclusions
Automation has its benefits to help ensure quality; however, until the human aspect can
leaves the open-ended question of whether employees can ever be truly eliminated from an
automated process, for unless there is complete artificial intelligence that creates itself, a human
will always touch some part of the creation of every process. The data collected for this study is
consistent with the research provided that unengaged employees do tend towards
counterproductive work behavior. This counterproductive work behavior is not only costly in the
fact that employees do not complete the tasks they should be completing, but also in the fact the
counterproductive work behavior creates other costs of quality such as increased scrap and
rework. The one characteristic under study amounted to a total annual savings of $77,000 in
scrap costs. The bore diameter characteristic under study is only one of nine quality
characteristics defined on the part reviewed. It would be naive to think that all quality
characteristics are the same, or that each would amount to the savings noted; however, it would
be safe to assume that some amount of savings would materialize with every quality
characteristic if the employees stay engaged and monitor the processes and adjust for each as
needed. Roughly calculating the data, one can see how quickly the cost of employee
The DMAIC model can be utilized to help solve complex problems of almost any nature.
DMAIC provides the structured approach such that the team can stay focused and systematically
whittle away at the problem. The biggest challenge of this study was the lack of a measurement
system to see if employees were conducting the process offsets needed to keep the process
54
producing the best quality parts possible. Once the measurement is obtained, it can and should be
used to monitor future performance to ensure that the improvement is sustained and controlled.
Human beings are not robots and cannot be programmed to complete the same task time
and time again. Even with enlightenment around employee engagement, it will never be a topic
of which variation around different people in different situations will respond with more or less
compliance. The only hope for ultimate quality control is to minimize variation in all processes
utilized in product realization. Utilizing tools such as SPC can help keep employees engaged in
the process by ensuring that they receive the signals they need to interact with their processes to
keep them in control. It cannot be stressed enough that this is not the fix for all employee
engagement issues, nor was it sought out to be; however, it is the hope that the knowledge from
this study will further enlighten process designers in their quest for better product quality and for
Recommendations
This study did not specifically explore the effects of increased signaling mixed with the
variable of time on task. Although all data collected for this study was obtained by operators
throughout their normal working shifts, the workday time of each of the subjects was not just a
typical 40-hour work week. To meet delivery schedules, overtime was worked at different levels
between different subjects; however, it was not specifically tracked for the purpose of this study.
As noted in the nursing study (Dai et al., 2015), time on task does tend toward fatigue and further
exacerbate employee disengagement. Because in other studies this time factor has been shown to
have an effect, it should be explored to see if the effects of the stressor of employee fatigue can
be lessened when the knowledge obtained from this study is applied. For example, the 92.4%
compliance rates from this study could be utilized as a baseline to see if there is a statistical
55
difference in compliance rates when an operator is subject to a typical eight-hour shift versus a
10 or 12-hour shift. The shifts noted are worked in the manufacturing firm that was studied as
well as other manufacturing firms known to the author; therefore, these shifts are employed as a
means to ensure the machines stay running in the event of employee vacations, absences, and
situations in which human capital does not meet the capacity needs of the manufacturing firm.
An example of where a 12-hour shift is employed is in the following situation: A firm is working
three shifts of production in which the human capital is obtained to ensure an operation of three
shifts working eight-hour days. If the employee on the second shift is absent, the employees on
the first and third shifts will work 12-hour shifts to cover the eight-hour absence.
57
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