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Monogenetic Etiologies of Diabetes
Monogenetic Etiologies of Diabetes
Diabetes
a, b
Bethany Auble, MD, MEd *, Justin Dey, MD
KEYWORDS
Diabetes MODY Monogenic Beta cell Insulin
KEY POINTS
MODY should be considered in patients who do not have autoimmune markers for Type 1
Diabetes and who do not fit the typical body habitus or lack acanthosis nigricans seen with
Type 2 Diabetes.
A strong family history (3 or more generations) should clue the provider for potential
MODY.
Some forms of MODY respond to oral agents (eg, sulfonylureas), some require insulin, and
others require monitoring without treatment.
BACKGROUND
Diabetes Mellitus is a condition in which the body has a relative deficiency in insulin,
leading to pathologic hyperglycemia. The underlying cause of this insulin deficiency
characterizes the type of diabetes the patient has. In America, the prevalence of dia-
betes mellitus in children 0 to 19 years of age is 0.35%.1
There are multiple causes for diabetes mellitus, including polygenic and monogenic
forms. Regardless of the cause, the diagnostic criteria1 for diabetes mellitus remains
the same:
A fasting plasma glucose of 126 mg/dL (7.0 mmol/L) or higher,
Oral glucose tolerance test with 2-h plasma glucose value of 200 mg/dL (11.1 mmol/
L) or higher after the administration of a 1.75 g/kg (max to 75g) glucose load,
Hemoglobin A1C (HbA1C) value of 6.5% or higher on an assay that is NGSP-
certified and standardized to the Diabetes Control and Complications Trial (DCCT)
assay.
Random plasma glucose 200 mg/dL or higher with classic symptoms of hypergly-
cemia or hyperglycemic crisis.
a
Medical College of Wisconsin, 9000 West Wisconsin Avenue, Milwaukee, WI 53226, USA;
b
Medical College of Wisconsin Affiliated Hospitals, Inc., Graduate Medical Education, 8701
Watertown Plank Road, Milwaukee, WI 53226, USA
* Corresponding author.
E-mail address: bauble@mcw.edu
Typically, the above tests should not be obtained during a time of illness to make the
diagnosis. If hyperglycemia is equivocal, there must be 2 separate positive criteria
from the same sample or two positive test results from separate samples.
In the pediatric population, Type 1 Diabetes is the most common form and is caused
by the autoimmune destruction of beta cells in the Islets of Langerhans in the
pancreas. This can be confirmed by measuring autoantibodies in the serum. The
four most common autoantibodies are Zinc Transporter 8, anti-Insulin, Insulinoma-An-
tigen 2 (also known as IA-2, as well as Islet Cell 512), and Glutamic Acid Decarboxy-
lase 65 (also known as GAD 65). These should be checked in all pediatric patients
diagnosed with new-onset diabetes, as the presence of even one of these antibodies
with diagnostic criteria for diabetes mellitus supports Type 1 Diabetes as the diag-
nosis. Type 1 Diabetes is primarily treated with insulin, although newer biologic agents
are being developed (such as the newly FDA-approved teplizumab) to delay its onset
and ultimately prevent its progression altogether. The term “LADA” refers to Latent
Autoimmune Diabetes of Adulthood and is thought to represent slowly progressive
autoimmune destruction of beta-cells. It can be considered Type 1 Diabetes with
the clinical implication that its progression to insulin dependence is insidious and
can vary greatly.
The population of pediatric patients with Type 2 Diabetes is increasing. This form of
diabetes is characterized by tissue resistance to insulin and progressive beta-cell fail-
ure leading to a relative insulinopenic state and resultant hyperglycemia. Patients typi-
cally have an elevated BMI and thickening and darkening of the skin located in any
skin folds called acanthosis nigricans, most often located on the neck.
Monogenic Diabetes refers to a collection of conditions in which one-gene muta-
tions lead to altered beta-cell function, resulting in inappropriately decreased insulin
secretion and hyperglycemia. This often progresses to clinical diabetes. Monogenic
Diabetes encompasses Maturity Onset Diabetes of the Young (MODY) which include
multiple types that present in childhood or older, and Neonatal Diabetes in which clin-
ical disease onset typically occurs before 6 months of age due to mutations affecting
the development of the pancreas (Fig. 1).2
Historically, Maturity Onset Diabetes of the Young, or MODY, was considered to be
the presentation of Type 2 Diabetes in younger individuals with strong family history.2
With new understanding of beta-cell function and the dawn of genetic testing, it
became evident that this group of diseases was distinct from Type 1 and Type 2 dia-
betes. Unfortunately, MODY often remains undiagnosed as patients are mislabeled as
having Type 1 or Type 2 diabetes. Thus, it is imperative for the treating clinician to have
a higher index of suspicion to pursue MODY testing when the clinical picture does not
fit that of a typical Type 1 or Type 2 diagnosis.
CASE
A 13-year-old white male had screening labs were performed that included a random
blood glucose that resulted with value 167 mg/dL. Follow-up fasting labs were ob-
tained with serum glucose 136 mg/dL and Hemoglobin A1C 6.6%. The patient is
otherwise healthy and does not report increased thirst or urination. He is steadily gain-
ing weight along his growth curve, weight consistently 75th percentile, length at the
90th percentile, and BMI 19.2 kg/m2 (58th percentile). On physical exam, the patient
does not have central obesity or acanthosis nigricans. There is a family history of
Type 2 Diabetes in the patient’s father (diagnosed 3 years ago, A1C 6%, briefly on
metformin but did not tolerate due to side effects, A1C is steadily controlled on
diet). The paternal aunt and paternal grandfather carry Type 2 Diabetes diagnoses
as well.
The patient was seen at a Diabetes Clinic where serum autoantibody testing was
performed for Highly Sensitive Insulin Antibodies, Zinc Transporter 8 Autoantibodies,
Glutamic Acid Decarboxylase (GAD) 65 Antibodies, and Islet Cell Antibodies. Titers for
all of these studies were unmeasurable. The patient had negative autoimmune thyroid
and celiac screens as well.
The patient was not started on insulin and instructed to document fasting and 2-h
postprandial blood glucoses. Once his autoantibody testing returned negative and
the review of his blood glucose readings showed no further values above 150 mg/
dL, genetic testing with 5-gene evaluation was sent to evaluate mutations in GCK,
HNF1A, HNF1B, HNF4A, and IPF1 genes. Testing returned positive for heterozygous
nonsense mutation associated with loss of function, corresponding with pathogenic
autosomal dominant MODY 2. Counseling on the general healthy lifestyle was per-
formed and the patient continues to follow in the diabetes clinic every 6 months,
with HbA1C ranges 6.1% to 6.4%.
To fully understand the pathogenesis of each type of MODY, it is helpful to know the
intracellular pathway that leads to insulin secretion in the pancreatic beta-cell. With
this understanding, it becomes clear how mutations in various steps result in clinical
diabetes. When there is an increase in extracellular glucose (eg, after carbohydrate
ingestion and absorption), there is an increase in intracellular glucose transport
through the Glucose Transporter Type 2 (GLUT2) located on the beta cell membrane.
This is converted into glucose-6-phosphate (G6P) through the enzyme Glucokinase
(GCK). The G6P then undergoes glycolysis and enters the citric acid cycle in the mito-
chondria, ultimately creating ATP. The increase in ATP relative to ADP triggers the
closure of an ATP-sensitive potassium channel (KATP) on the beta cell membrane,
leading to depolarization at the cell surface. This in turn activates via voltage-gated
calcium receptor on the beta cell membrane, causing it to open with a resultant influx
of calcium into the cell. The increased intracellular calcium induces insulin release by
exocytosis of insulin-containing granules (Fig. 2).
The different types of monogenic diabetes are portrayed differently across literature;
some resources bunch Neonatal Diabetes and MODY together and refer to each
monogenic mutation as a MODY type, while other resources maintain the distinction
by focusing on the age of typical clinical diabetes onset (Table 1). Neonatal diabetes is
defined as onset before 6 months of age, and these mutations may occur from spo-
radic or inherited mutations in genes typically resulting in permanent diabetes
although some forms have transient neonatal diabetes. For purposes of this review,
both the gene mutation and its referenced MODY type will be introduced.
Also noteworthy is that some forms of MODY that were previously accepted are
now being brought into question whether their associated genetic mutations are path-
ogenic and causative for the development of diabetes.3 Specifically, mutations asso-
ciated with MODY 7 (KLF11), MODY 9 (PAX4), and MODY 11 (BLK) are being brought
into question due to their reports occurring greater than 10 years ago before larger
scope population variant analysis was available. More recently, however, mutations
in these genes are reported in population frequencies that are inconsistent with previ-
ously reported clinical significance.4 This same concern has also been brought up for
mutations associated with MODY 4 (PDX1), MODY 6 (NEUROD1), and MODY 14
MODY I HNF4A (HNF4, NR2A1, TCF14) Hepatocyte nuc]ear factor 4-alpha # 125850, *600281 20ql3.12 AD
(HNF-4a)
MODY3 HNF1A (TCF1) Hepatocyte nuc1ear factor 1-alpha # 600496, *1424IO 12q24.31 AD
(HNF- la)
MODY4 and NDM PDX1 Pancreas/duodenum homeobox # 606392, *600733 13ql2.2 AD/AR
protein 1 (PDX1)
MODY5 HNF18 (TCF2) Hepatocyte nuc1ear factor 1 -beta # 137920, *189907 17q l2 AD
(HNF- 1b)
MODY6 NEUROD1 (BHLHA3) Neurogenic differentiation factor 1 # 606394, *601724 2q31.3 AD/AR
(NEUROD I)
MODY7 KLF11 (FKLF, TIEG2) Kruppel-like factor 11 (KLF11) # 610508, *603301 2p25.I AD
MODY9 PAX4 Paired box protein Pax-4 # 612225, *167413 7q32.I AD
NDM PTF1A (BHLHA29, PTF1P48) Pancreas transcription factor 1 * 607194 10pl2.2 AR
subunit alpha
19
20
Auble & Dey
Table 1
University de ClinicalKey.es por Elsevier en noviembre 15, 2023. Para uso personal exclusivamente. No
(continued )
se permiten otros usos sin autorización. Copyright ©2023. Elsevier Inc. Todos los derechos reservados.
(APPL1).4 The possibility remains that these genes may play a role in the polygenic
development of Type 2 diabetes.
MODY 3 is the most common form of MODY types, causing 30% to 65% of all MODY
cases.4 This autosomal-dominant form is caused by mutations in the Beta-cell tran-
scription factor for Hepatic Nuclear Factor 1 alpha (HNF1A), which plays a role in
the insulin gene. There are more than 1200 mutations that can affect the HNF1A
gene,5 and as such there is a variable expression of MODY 3 with appreciable differ-
ences in severity and onset,6 with symptom onset anywhere from age 6 to 25 year
old.5 The HNF1A gene also plays a role in regulating the expression of the Sodium
Glucose Cotransporter (SGLT2) which plays an important role in glycosuria; as
such, the medication class of SGLT-2 inhibitors is not recommended in patients
with MODY 3.4,6 These patients have a similar risk of microvascular complications
to those patients with Type 2 DM and should be screened annually.4 There is a risk
in a subset of HNF1A mutations associated with hepatocellular adenoma, as such
these patients may receive screening liver ultrasound imaging annually.5
Patients with MODY 3 have good initial response to sulfonylureas and are typically
started with a low dose before titration, similar to patients with MODY 1. Additional
therapies include GLP-1 receptor agonists, Dipeptidyl peptidase-4 (DPP-4) inhibitors,
and insulin.
MODY 5 is a rarer form caused by mutation in the gene encoding the beta cell transcrip-
tion factor, Hepatic Nuclear Factor 1 b (HNF1B). MODY 5 accounts for less than 5% of
MODY types, although a prevalence study in Japan noted MODY 5 comprising 13.6%.11
This form of autosomal dominant monogenic diabetes has a wide span of clinical hetero-
geneity that can exist within a family despite family members carrying the same genetic
mutation.12 Diabetes onset is typically between childhood and young adulthood.
Because the protein encoded by HNF1B spans multiple tissues including the liver,
pancreas, kidney, urogenital tract, and intestine, its mutation can have multi-system
effects. As a result, features of MODY 5 can include the malformation of the pancreas,
exocrine pancreatic dysfunction, renal dysfunction, elevated liver enzymes, urogenital
abnormalities, renal cysts, hypomagnesemia, hypokalemia, and neurodevelopmental
disorders.4,13 In addition, the chromosomal location of HNF1B, 17q12, contains 14
other genes, thus variable deletions correspond with different presentations based
on which/how many neighboring genes might be effective. Indeed, with the advent
of more accessible genetic testing, in this writer’s experience there has been a referral
and ultimately MODY 5 diagnosis given after genetic testing revealed a deletion for in
chromosome 17q12 encompassing HNF1B gene during the evaluation of a completely
independent reason. Again, a testament for the variable phenotype that can be
expressed in this condition.
The mainstay for treatment in these patients remains insulin, although there are re-
ports advocating for the effective use of GLP-1R Agonists in this population.13
Mutations in the CEL gene, which encodes Carboxyl Ester Lipase, is referred to as
MODY 8 which represents less than 1% of all MODY types.4 This protein’s function
is to aid in digestion and is secreted by pancreatic apocrine cells. Mutations cause
pancreatic atrophy and leads to progressive exocrine pancreatic insufficiency before
the onset of diabetes. The onset of symptoms varies and can be as late as 40 years of
age.14 Initial therapy includes oral hypoglycemic agents including sulfonylureas, with
second-line treatment being insulin.
MODY 9 is due to mutations in the Pared Box 4 (PAX4) gene, which plays a role in the
differentiation of beta cells. This is attributed to less than 1% of all MODY types, and
patients typically present with diabetes in childhood or adolescence. There is a connec-
tion between PAX4 mutations and polymorphisms leading to Type 2 Diabetes as well.
Treatment for MODY 9 includes dietary changes and oral hypoglycemic agents
(including sulfonylureas). Insulin is used as second-line treatment as well.5
Mutations in the Insulin gene, INS, can cause defects in the production of insulin or its
action, causing MODY 10. This form of MODY is autosomal dominant. There are over
20 pathologic mutations in this gene that can cause diabetes, but the different muta-
tions will confer different clinical significance. Some more severe forms can cause
beta-cell apoptosis from the endoplasmic reticulum (ER) stress and present as
neonatal diabetes. Less severe mutations may cause mild ER stress or partial insulin
activity and can present as MODY in childhood or adulthood. Because of the variance,
treatment options include diet changes alone to insulin replacement.
MODY 13 refers to activating mutations in the KCNJ11 gene, which encodes a member
of the inward rectifier potassium channel 11 called kir6.2. This is a subunit of the ATP-
sensitive potassium channel. Thus, activating mutations of this gene will cause the
KATP channel to inappropriately remain open, preventing subsequent depolarization
of the cell membrane, thus preventing calcium influx and no insulin would be released.
These mutations may present as autosomal dominant or from de novo mutations.
The presentation of KCNJ11 can change based on the severity of the mutation.
More severe KCNJ11 mutations are the most frequently identified cause for neonatal
diabetes, accounting for ½ to 1/3 of cases. Milder forms causing childhood-onset or
adult-onset diabetes. In these cases, MODY 13 represents less than 1% of all MODYs.
There is also documented variable expression in members of a family with the same
genetic mutation. One multi-generation family was reported to have different disease
presentations including transient neonatal diabetes, childhood-onset diabetes, and
adult-onset diabetes.15
KCNJ11 mutations can be associated with developmental delay, muscle weakness,
and epilepsy. A severe phenotype with severe delay, epilepsy, and neonatal diabetes
is termed DEND syndrome.6
Because this mutation affects the KATP channel, MODY 13 is sensitive to treatment
with sulfonylurea treatment. Doses required can be relatively high but has been proven
to be a safe and effective treatment.6 Insulin can be used as a second-line agent.
Activating mutations of KCNJ11 are associated with congenital hyperinsulinism, as
this causes more depolarization of the KATP channel leading to downstream calcium
influx and insulin release.
zipper containing 1 (APPL1), accounting for less than 1% of MODY types. This gene
codes for a protein that affects multiple steps in the insulin-signaling pathway such
as the insulin signaling regulator AKT. This autosomal dominant condition is treated
with diet and oral hypoglycemics such as sulfonylureas as first line, and insulin as
second line.4
Having reviewed the types of MODY, the key message is that these represent a
smaller portion of diabetes types but are often overlooked. Aspects of history and
physical exam that should clue the provider to pursue further workup would be if
the patient has negative antibodies and does not fit the typical body habitus or lacks
acanthosis nigricans on exam. With the increase in obesity in pediatric patients, the
clinician should be especially wary of overlapping features and should maintain a
higher index of suspicion of the patient does not follow a typical treatment course
while on standard therapy for type 2 diabetes. Additionally, since MODY tends to
be autosomal dominant, if there is a strong family history (3 generations or more)
then monogenic should be considered. Additionally, if a patient is very young at diag-
nosis (<6 month old), monogenic diabetes should be evaluated.
Maturity Onset Diabetes of the Young (MODY) refers to monogenic forms of diabetes
typically inherited in an autosomal dominant fashion.
With the ongoing usage of MODY in the literature, the described monogenic mutations in
adolescents as well as neonates have an associated MODY designation that is often tied to
the specific genetic mutation.
Factors that should prompt the clinical to consider genetic workup of MODY include: family
history of 3 or more generations, onset in neonates or infants, other multi-system disease, or
antibody-negative diabetes in a patient whose phenotype would be inconsistent with Type 2
Diabetes.
The most common form of MODY presents as nonprogressive mild hyperglycemia due to
mutation in the glucose-sensing glucokinase enzyme and does not require any treatment.
Other forms of MODY are responsive to sulfonylureas, offering an oral medication
alternative to insulin therapy.
DISCLOSURE
REFERENCES