Professional Documents
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Daniela Marcu Istrate, "Vasile Pârvan" Institute of Archaeology, Romanian Academy, Dan Ioan Mureșan, University of Rouen Normandy and Gabriel Tiberiu Rustoiu, Alba Iulia National Museum of The Union
Daniela Marcu Istrate, "Vasile Pârvan" Institute of Archaeology, Romanian Academy, Dan Ioan Mureșan, University of Rouen Normandy and Gabriel Tiberiu Rustoiu, Alba Iulia National Museum of The Union
General Editors
volume 83
Edited by
LEIDEN | BOSTON
Cover illustration: The Greek-cross church of Alba Iulia, 10th–11th centuries, uncovered in 2011.
Photo by Daniela Marcu Istrate, reconstruction proposal by Călin Chifăr and Marius Păsculescu.
Names: Marcu Istrate, Daniela, editor. | Mureșan, Dan Ioan, 1974– editor.
| Rustoiu, Gabriel Tiberiu, editor.
Title: Christianization in early Medieval Transylvania : the oldest church
in Transylvania and its interpretation / edited by Daniela Marcu
Istrate, Dan Ioan Mureșan, Gabriel Tiberiu Rustoiu.
Description: Leiden ; Boston : Brill, [2022] | Series: East Central and
Eastern Europe in the Middle Ages, 1872–8103 ; volume 83 | Includes
bibliographical references and index. |
Identifiers: LCCN 2022020270 (print) | LCCN 2022020271 (ebook) | ISBN
9789004515772 (hardback) | ISBN 9789004515864 (ebook)
Subjects: LCSH: Transylvania (Romania)—Church history. | Church
architecture—Romania—Alba Iulia. | Archaeology,
Medieval—Romania—Alba Iulia. | Excavations
(Archaeology)—Romania—Alba Iulia. | Alba Iulia (Romania)—Antiquities.
| Transylvania (Romania)—Antiquities.
Classification: LCC BR927.T8 C49 2022 (print) | LCC BR927.T8 (ebook) |
DDC 274.98/4—dc23/eng/20220603
LC record available at https://lccn.loc.gov/2022020270
LC ebook record available at https://lccn.loc.gov/2022020271
Typeface for the Latin, Greek, and Cyrillic scripts: “Brill”. See and download: brill.com/brill-typeface.
ISSN 1872-8103
ISBN 978-90-04-51577-2 (hardback)
ISBN 978-90-04-51586-4 (e-book)
Copyright 2022 by Daniela Marcu Istrate, Dan Ioan Mureșan and Gabriel Tiberiu Rustoiu. Published by
Koninklijke Brill NV, Leiden, The Netherlands.
Koninklijke Brill NV incorporates the imprints Brill, Brill Nijhoff, Brill Hotei, Brill Schöningh, Brill Fink,
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Koninklijke Brill NV reserves the right to protect this publication against unauthorized use. Requests for
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List of Illustrations ix
Abbreviations xiv
Notes on Contributors xvii
Introduction 1
Gabriel Tiberiu Rustoiu
Part 1
Archaeological Debates
2 Bulgaria beyond the Danube: Water under the Bridge, or Is There More
in the Pipeline? 57
Florin Curta
Part 2
Historical Debates
Part 3
Future Debates
Conclusions 382
Ana Dumitran
Bibliography 391
Index 471
Illustrations
3.16 The 9th–12th centuries burials and settlement areas located on the map drawn
by Giovanni Morandi Visconti in 1711 108
3.17 Distribution of calibrated radiocarbon date RM99 Cârnic 1–upper level from
Roșia Montană 111
3.18 Map of the main sites around Alba Iulia and selected Balkan key sites in the
9th–10th centuries 112
3.19 Temporal spans of early medieval cemeteries in the Alba Iulia area 114
4.1 Reliquary crosses with embossed figures Type IA: 1 – Isaccea; 2 – Dolojman;
3a–b – Beroe 117
4.2 Reliquary crosses with embossed figures Type IA: 1a–b. Dăbâca 118
4.3 Reliquary crosses with embossed figures Type IA: 1a–b – Păcuiul lui Soare;
2a–b – Păcuiul lui Soare 119
4.4 Reliquary crosses with embossed figures Type IA: 1a–b – Șuletea;
2a–b – Capidava 120
4.5 Reliquary crosses with embossed figures Type IA: 1a–b – Isaccea; 2 – Hârșova;
3 – Capidava 121
4.6 Reliquary crosses with embossed figures Type IA: 1 – Isaccea; 2 – Dinogeția;
3a–b – Isaccea 122
4.7 Reliquary crosses with embossed figures Type IB: 1 – Măcin;
2a–b – Dinogeția 124
4.8 Reliquary crosses with embossed figures Type IC: 1a–b – Nufăru;
2–4 – Banat 126
4.9 Reliquary crosses with embossed figures Type IC: 1a–b – Păcuiul lui Soare;
2 – Păcuiul lui Soare; 3a–b – Capidava 127
4.10 Reliquary crosses with embossed figures Type IC: 1–2 – Dinogeția; 3 – Păcuiul
lui Soare; 4–5 – Isaccea; 6 – Capidava 128
4.11 Reliquary crosses with embossed figures Type IC: 1a–b – Dinogeția;
2a–b – Dinogeția 129
4.12 Number of enkolpia with embossed figures 132
4.13 Arrangement of enkolpia with human figures in relief depending on the type in
the Romanian provinces 132
4.14 Distribution of enkolpia with human figures in relief depending on the type in
Dobrudja 133
4.15 Map of the spread of reliquary crosses with embossed figures 138
7.1 The consecration of Patriarch Theophylact (Biblioteca Nacional de España, MSS
Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis Skylitzes, fol. 129a) 194
7.2 The emperor Romanos I welcomes the Mandylion, with the patriarch
Theophylact (Biblioteca Nacional de España, MSS Graecus Vitr. 26-2 Codex
Græcus Matritensis Ioannis Skylitzes, fol. 131a) 201
xii Illustrations
7.3 Patriarch Theophylact prays for the co-emperor Romanos II crowned by his
father Constantine VII (Biblioteca Nacional de España, MSS Graecus Vitr. 26-2
Codex Græcus Matritensis Ioannis Skylitzes, fol. 133v) 203
7.4 Queen Olga of Rus’ in front of Emperor Constantine VII (Biblioteca Nacional de
España, MSS Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis Skylitzes,
fol. 135b) 216
7.5 Patriarch Theophylact leaving the Easter office in order to visit his horses
(Biblioteca Nacional de España, MSS Graecus Vitr. 26-2 Codex Græcus
Matritensis Ioannis Skylitzes, fol. 137a b) 223
7.6 Patriarch Theophylact baptizes the Hungarian prince Bulcsú (Boulosoudes)
in St. Sophia church, with Emperor Constantine VII as godfather (Biblioteca
Nacional de España, MSS Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis
Skylitzes, fol. 134v) 234
7.7 The Hungarian cavalry defeated by the Germans at Lechfeld (955) and the
execution of prince Bulcsú (Volosodès) (Biblioteca Nacional de España, MSS
Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis Skylitzes, fol. 135a) 235
10.1 Bishop Theophylaktos’s seal 258
10.2 Bishop Antonios’s seal 259
10.3 Bishop Demetrios’s seal 261
14.1 The pillared church in Alba Iulia (10th–11th centuries) and the first cathedral
in Alba Iulia (11th century) having the same scale and actual distance from one
another. It’s possible that the churches could have existed simultaneously for a
short time 359
14.2 A standard cross-in-square church plan using the quadrature for proportioning
the width and length 360
14.3 A simplified scheme of the naos, represented as a grill of 9 modules with the
position of the interior columns 361
14.4 Extension of the previous figure by a width of 1 module, including the sanctu-
ary on the east and the narthex on the west 362
14.5 The church at the end of the excavations – archaeological plan 366
14.6 Archaeological site. Aerial perspective. Carved stones are visible on the apse,
the north-eastern inner structure and the south-western corner. In the middle –
the pillars 367
14.7 St. Nicholas church in Densuș. 13th century. Unusual volume with central tower
and quarter-cylinder vaulting 368
14.8 St. Nicholas church in Rădăuți. 14th century. Unusual volume with longitudinal
and perpendicular barrel vaulting and without a dome 369
14.9 The pillared church in Alba Iulia, basilica church in Szabolcs and royal court
church in Zirc. Same scale and outline 370
Illustrations xiii
14.10 Church of St. Andrew at Baćina. Early Christian church with pre-Romanesque
vaulting structure 371
14.11 St. Peter at Omiš. 11th century 372
14.12 The cross-in-square version without narthex. Overlap of the archaeological
plan. Architectural plan, section and axonometry. Perspectives 373
14.13 The cross-in-square version without narthex. Overlap of the archaeological
plan. Architectural plan, section and axonometry. Perspectives 374
14.14 Church of St. John the Baptist in Lopud. 11th Century. Middle bay supporting
the tower is slightly narrower 376
14.15 The pseudo-basilical version with a tower. Overlap of the archaeological plan.
Architectural plan, section and axonometry. Perspectives 378
Abbreviations
ÁKÍF Az államalapítás korának írott forrásai, ed. Gyula Kristó. Szeged: 1999
(Szegedi Középkortörténeti Könyvtár 15).
ÁMTBF Az Árpád-kori magyar történet bizánci forrásai, ed. Gyula Moravcsik.
Budapest: Akadémiai Kiadó 1988.
CAH Chartae antiquissimae Hungariae: 1001–1196, ed. György Györffy. Budapest:
Balassi 1997.
CFHB Corpus Fontium Historiae Byzantinae
vol. 1: Constantinus Porphyrogenitus De Administrando Imperio. Greek text
edited by Gyula Moravcsik, English translation by Romilly James Heald
Jenkins. Washington DC: Dumbarton Oaks 1967.
vol. 5: Ioannis Scylitzae Synopsis Historiarum. Edidit Ioannes Thurn.
Berlin – New York: Walter de Gruyter et socios 1973.
vol. 17: Das Strategikon des Maurikios, Einführung, Edition und Indices
von George T. Dennis; Übersetzung von Ernst Gamillscheg. Vienna:
Österreichische Akademie der Wissenschaften 1981.
vol. 44/1: Symeonis Magistri et Logothetae Chronicon, ed. Staffan Wahlgren.
Berlin – New York: Walter de Gruyter 2006.
vol. 49: The Taktika of Leo VI. Text, translation, and commentary by
George T. Dennis. Washington DC: Dumbarton Oaks Research Library
and Collection 2010.
vol. 52: Constantine VII Porphyrogénète, Le livre des cérémonies, sous
la direction de Gilbert Dagron et Bernard Flusin, 5 tomes in 6 volumes.
Paris: Association des Amis du Centre d’Histoire et Civilisations de
Byzance 2020.
CSHB Corpus Scriptorum Historiae Byzantinae
vol. 9: Georgius Cedrenus. Tomus Alter. Ioannis Scylitzae opera, ed.
Immanuel Bekker. Bonn: Weber 1839.
vol. 16–17: Constantine VII Porphyrogenetos, The Book of Ceremonies,
translated by Ann Moffatt and Maxeme Tall, with the Greek edition of
the Corpus Scriptorum Historiae Byzantinae (Bonn, 1829), 2 volumes.
Canberra: Australian Association for Byzantine Studies 2012 (Byzantina
Australiensia 18, 1–2).
vol. 13: Ioannes Cinnamus, Nicephoris Bryennius, ed. Augustus Meineke.
Bonn: Weber 1836.
vol. 26: Leo Grammaticus, Chronographia, ed. Immanuel Bekker. Bonn:
Weber 1842.
Abbreviations xv
Florin Curta
is Professor of Medieval History and Archaeology at the University of Florida.
His books include Southeastern Europe in the Middle Ages (Cambridge
University Press, 2006) and Eastern Europe in the Middle Ages, 500–1300 (Brill,
2019). He is also the editor of two collections of studies entitled East Central
Europe and Eastern Europe in the Early Middle Ages (University of Michigan
Press, 2005) and The Other Europe in the Middle Ages: Avars, Bulgars, Khazars
and Cumans (Brill, 2008). Curta is the editor of the Brill online Bibliography of
the History and Archaeology of Eastern Europe in the Middle Ages and co-editor
of the Brill series “East Central and Eastern Europe in the Middle Ages, 450–
1450.” His most recent book is an economic and social history of Eastern Europe
during the ‘long sixth century,’ which was published in 2021 by Brill.
xviii Notes on Contributors
Horia Ciugudean
is Senior Researcher at the Alba Iulia National Museum of the Union. He is
a historian and medieval archaeologist whose research interests focus on the
Bronze and Early Iron Age of the Carpathian Basin, and the Early Middle Ages
in Transylvania. His fields of research include mining archaeology, landscape
archaeology, and the preservation of the cultural heritage in the Transylvanian
Alps. In the last decade, he has been co-director of several joint excavation pro-
jects of the Museum of Alba Iulia with Eurasien Abteilung D.A.I. Berlin, The
University of Michigan and Hamilton College, in USA. He has served as Guest
Lecturer at the Universities in Heidelberg, Munich, Berlin, and Budapest, and
took part in several international conferences and symposia in Europe. For
more than 20 years he is Senior Editor of the archaeological series Apulum.
Acta Musei Apulensis, the journal of the museum in Alba Iulia. He is a mem-
ber of the European Association of Archaeologists and he is Correspondent
Member – Socium ab epistolis – of the Deutschen Archäologische Instituts
(DAI) since 2012.
Aurel Dragotă
is Associate Professor of Medieval History at the ‘Lucian Blaga’ University of
Sibiu, Faculty of Socio-Human Sciences, Department of History, Heritage and
Protestant Theology. He is a medieval archaeologist whose fields and research
interests are focused on the history of Early Christianity in Transylvania in the
Migration Period and the early Middle Ages and its links to the South-Eastern
and Central Europe in the Middle Ages.
Monica-Elena Popescu
is a Master’s Degree student at the ‘Lucian Blaga’ University of Sibiu, Faculty
of Socio-Human Sciences, Department of History, Heritage and Protestant
Theology. Monica-Elena Popescu specializes in the history and funeral archae-
ology of the Early Middle Ages.
Călin Cosma
(Ph.D. Habil.,) is first degree scientific researcher at the Institute of Archaeology
and Art History in Cluj-Napoca, specialized in the history and archaeology of
the Early Middle Ages. His main research topics are the study of human settle-
ments, artifacts, cemeteries, weapons and military equipment in Transylvania
during the 7th–10th centuries. He took part in archaeological excavations in
Romania and abroad. He coordinated the archaeological excavations at the
early medieval site from Sf. Gheorghe / Mureș County (1994–2001) and at the
10th–11th-centuries fortification from Zalău / Ortelec / Sălaj County (1997–2001),
Notes on Contributors xix
Tudor Sălăgean
is Senior Researcher at the Transylvanian Museum of Ethnography and mem-
ber of the doctoral school Population Studies and History of the Minorities
of the Cluj-Napoca ‘Babeș-Bolyai’ University. Research interests are directed
towards the institutional, social, and political history of medieval Transylvania
in the 10th–14th centuries.
Jan Nicolae
is Professor of Homiletics, Catechesis, Hagiography and Iconography at the
‘1 Decembrie 1918’ University of Alba Iulia, Faculty of Orthodox Theology,
Department of Theology, Religious Music and Sacred Art. He is a theologian
interested in researching the history of preaching and Christianization mis-
sions of the peoples in the field of interference of Byzantium with the Latin
West, in Hungary and in Transylvania, and in the evolution of Christianity in
the Romanian provinces. He is a member of the Pontifical International Marian
Academy (PAMI) in Rome and of several academic scientific associations. He
has also held numerous conferences on various academic and pastoral occa-
sions (Regensburg, Würzburg, Paris, Padua, Dublin, London).
Alexandru Madgearu
is Senior Researcher at the Institute for Political Studies of Defense and
Military History, Bucharest, specialized in late ancient and medieval history.
His fields of interest include the political and military history and archaeology
of the South-East European region, the ancient and medieval Church history.
Member in the Romanian Commission of Military History and in the com-
mittee of the Romanian Society for Byzantine Studies. He has been awarded
the Fulbright post-doctoral scholarship in 2002, and the prize ‘Dimitre Onciul’
of the Romanian Academy in 2016. He is the author of two monographs pub-
lished in this series (volumes 22 and 41).
Gábor Thoroczkay
holds an MA in History and Latin from ‘Eötvös Loránd’ University (1994, 1995)
under the supervision of Professor József Gerics and Professor János Bollók. He
obtained his Ph.D. degree in medieval history at the University of Szeged under
the supervision of Professor Gyula Kristó (2004). He obtained his habilitation
at Eötvös Loránd University (2014). He is currently an Associate Professor with
Habilitation at the Eötvös Loránd University, Faculty of Humanities, Institute
of History, Department of Medieval History, Budapest. His main fields of sci-
entific interest are Hungarian history in the Árpádian period and Hungarian
prehistory.
Éva Révész
is an historian and researcher at the University of Szeged. Her fields of
research are early medieval Hungarian church history, in particular the role
of the Eastern Christianity in the Christianization of the Hungarians, and the
Bulgarian-Byzantine-Hungarian relations, furthermore the modern age mis-
sions order, the ‘verbitas’ (SVD) history in the Hungarian province.
Boris Stojkovski
Associate Professor of Medieval History at the University of Novi Sad,
Faculty of Philosophy, Department of History, is a medieval historian whose
interests and fields of research include the history of Srem and nowadays
Vojvodina in the Middle Ages, Byzantine history, church history, history of
medieval Mediterranean, Arab and Ottoman history and its ties with South-
Eastern Europe in the Middle Ages, Byzantine-Hungarian relations and
Serbian-Hungarian relations. He is a member of several international sci-
entific associations, and has been awarded ‘Domus Hungarica’ scholarship
by the Hungarian Academy of Sciences nine times. He was guest lecturer at
Universities in Pisa, Budapest and Olomouc.
Notes on Contributors xxi
Șerban Turcuș
is Prof. Dr. Habil. at the Department of Medieval History of the ‘Babeș-Bolyai’
University in Cluj-Napoca. He specializes in medieval history, auxiliary sciences
of history, church history. He was a fellow of the Romanian government at the
Archivio Apostolico Vaticano and Biblioteca Apostolica Vaticana (1995–1996).
Between 2002–2006 he was deputy head of mission at the Romanian Embassy
to the Holy See. He was a visiting professor at the Italian-German Institute in
Trento (2001) and at the Università Cattolica del Sacro Cuore in Milan (2007,
2011). He has presented papers and attended conferences in Rome, Milan,
Naples, Padua, Pisa, Trento, Trieste, Venice, Clairvaux, Paris, Troyes. He is the
chairman of the Transylvanian Commission on Heraldry, Sigillography and
Genealogy.
Adinel C. Dincă
(Ph.D. Habil.,) is Associate Professor at the Faculty of History and Philosophy,
‘Babeș-Bolyai’ University, and director of the research group TRANS.SCRIPT –
The Centre for Diplomatic and Medieval Documentary Palaeography. Author
of over 70 scholarly texts (critical editions, monographs, studies, articles,
translations, and exhibition catalogues) on medieval Transylvanian literacy
and church history with a special focus on Transylvanian Saxons. He is asso-
ciate editor of three Romanian scientific publications and member of a series
of scientific associations. Areas of expertise: Latin palaeography and literate
communication, history of the medieval church, pre-modern foundations of
the Transylvanian Saxons’ cultural identity.
Mihai Kovács
is currently a Ph.D. Student at the Romanian Academy Cluj-Napoca with a the-
sis project concerning the Transylvanian bishopric in the early 16th century;
he is also a documentarian at TRANS.SCRIPT – The Centre for Diplomatic and
Medieval Documentary Palaeography. Author of several papers involving the
bishopric in Transylvania from the late 13th to the early 16th century. Areas of
interest: medieval church history.
the way of interacting into an unitary complex. The use of material elements
engaging all the senses to draw personal experiences is part of the architec-
tural discourse.
Ana Dumitran
(Ph.D.,) is a Museologist at the Alba Iulia National Museum of the Union. Her
fields of research are medieval and modern Transylvanian Romanian church
and art history. One of her books, dedicated to the miraculous icons of the
Theotokos in Transylvania, was awarded the ‘George Oprescu’ prize by the
Romanian Academy.
Introduction
Gabriel Tiberiu Rustoiu
Translated by Florin Curta
1 Marcu Istrate 2008a, with the simultaneous version in Romanian: Marcu Istrate 2008b;
Marcu Istrate 2009a; Marcu Istrate 2010.
2 Heitel 1975a, 5–9; Heitel 1975b, 345–350; Heitel 1994–1995, 389–432, here 417 and 427–28.
3 Sfântul Ierotei, Episcop de Alba Iulia 2010.
goal – to turn Hierotheos into a bishop of Alba Iulia, thus stretching the history
of the Orthodox eparchy back to the 10th century. This was in fact a response
to the celebration in 2009 of 1,000 years of existence of the Catholic diocese
of Alba Iulia. Far from being a confessional tit-for-tat, the 2010 volume in fact
drew on the nationalist rhetoric of publications going back as far as 1739,
opposing Romanian to Hungarian territorial claims to Transylvania. No sur-
prise therefore that the volume’s only reviewer, the Cluj-based archaeologist
Adrian Andrei Rusu called it an undisguised attempt to distort the (historical)
truth.4 Rusu pointed to a number of blatant mystifications: Hierotheos, the
bishop sent to Tourkia (a territory of unknown location within the Carpathian
Basin) becomes bishop of Alba Iulia, and instead of preaching to the Magyars
(as his mission was), he now becomes an early figure of Romanian Christianity.
The discombobulation was indeed serious, given that the volume reviewed by
Rusu (to which he referred as ‘a monumental gap between lay and clerical
opinions’) was promoted by members of the Department of Theology at the
University of Alba Iulia, the same who have indeed written several contribu-
tions for the volume, and were now using it for teaching pastoral care to their
students. The mixture of nationalism and Orthodox theology led to a bizarre
form of anti-intellectualism, whereby the opinions of historians and archae-
ologists were dismissed as irrelevant. According to the editors of the volume,
the Romanians had bishopric in Alba Iulia in the 10th century. That it did not
survive is only because it was eliminated by the Catholic diocese, with the pur-
pose of eliminating the Romanians.
At a closer look, the arguments marshaled in this volume were inspired by
the rhetoric of the (Orthodox) reactions to the Union with Rome of a good
number of Romanian Orthodox churchmen, an event that took place in 1700.
In fact, one of the contributors to the volume refers in his chapter to a book
published in 1739–1740 by a Lutheran pastor named Gottfried Schwarz.5 A vic-
tim of Catholic persecutions in Hungary after the Habsburg conquest of 1699,
Schwarz was the first to use the information about Hierotheos, which may
be found in the chronicle of John Skylitzes: “He [Gylas, the Magyar chieftain
baptized in Constantinople] took back with him a monk with a reputation for
piety named Hierotheos who had been ordained bishop of Turkey [Tourkia]
by Theophylact [Patriarch of Constantinople, 933–956].”6 That bit of histori-
cal information served Schwarz to support the idea, which was very popular
4 Rusu 2010.
5 Nicolae 2010, 95–157.
6 Skylitzes 2010, 231.
Introduction 3
among Hungarian Protestants at that time, that Christianity did not come to
Hungary from Rome and that it could therefore be easily and justifiably be sep-
arated from the Roman Church.7 Schwarz’s work was immediately attacked by
Catholic theologians affiliated with the Jesuit Academy of Kolozsvár (present-
day Cluj-Napoca), which had been restored by the Habsburgs in 1698. Some of
the arguments incorporated into those attacks were then used by Uniates such
as Petru Maior, Gheorghe Șincai and Samuil Micu, key figures of the so-called
‘Transylvanian School,’ the historiographic production of which established
the canon for the interpretation of Romanian Christianity. Meanwhile, the
Uniates had engaged in a movement of national emancipation, which cul-
minated with a list of national demands submitted to the imperial Court in
Vienna in 1791 and 1792 and entitled Supplex Libellus Valachorum. In the pro-
cess, the obscure episode of bishop Hierotheos, lifted from the pages of John
Skylitzes’s chronicle by a Protestant polemicist became a weapon for the
defense of Romanian rights in and to Transylvania. Hierotheos had been sent
by the patriarch of Constantinople, so the Uniate ideologues of Romanian
nationalism blamed him for having misled Romanians to the ‘Greek schism.’
Nonetheless, he was now a key asset in the historiographic arsenal, because he
could be turned into the head of a Romanian bishopric, older than anything
the Hungarians had ever created in Transylvania. Since the Magyars even-
tually rejected the teachings of Hierotheos and accepted Christianity from
Rome, Hierotheos was thus useful not only to Hungarian Protestants, but to
Romanian Greek-Catholics as well.
Without any substantive changes, this interpretation of ‘the bishopric of
Hierotheos’ was then adopted by the Romanian Orthodox historiography,
despite its otherwise visceral attacks on the Uniates after the abolition of the
Greek-Catholic Church by the Communist regime in 1948. The only change
of significance is that the ‘bishopric of Hierotheos’ was adopted by the ‘secu-
lar’ historiography of the Communist regime. Under Nicolae Ceaușescu, this
episode could feed the obsessive preoccupation with the continuity of the
Romanian people from Antiquity to the present day, all the time within the
present-day territory of Romania. That is why Radu Heitel’s excavations in Alba
Iulia, particularly his discovery of a rotunda, were quickly linked to Hierotheos.
The most recent testimony of that grotesque distortion is the volume pub-
lished in Alba Iulia in 2010. Rusu wrongly predicted that people would laugh
about it and would soon forget about it. He was wrong because he did not real-
ize that the controversy was fueled, not stopped by new archaeological finds.
7 Schwarz 1740.
4 Rustoiu
8 Sulzer 1781–1782; Eder 1791; Engel 1813–1814. The first works of historiography produced by
members of the ‘Transylvanian School’ were in fact learned replies to those three authors.
9 Roesler 1871.
10 Moravcsik 1970.
11 Curta 2001, 141–65, here 141.
12 Marcu Istrate 2013, 21–24.
13 Takács 2013, 75–135 (the article was published in bilingual form, both Romanian and
Hungarian; the former is clearly the translation of the latter). See also Takács 2018. The
book incorporates a critique of the interpretation of the church found in Alba Iulia;
Introduction 5
Takács’s critical stance is backed by the Hungarian art historian Béla Zsolt Szakács. Both
ignore the archaeological evidence and largely rely on Rusu’s dismissive, but equally igno-
rant attitude.
14 Marcu Istrate 2014, 93–128; Marcu Istrate 2015, 177–213.
15 Madgearu 1994, 147–54; Madgearu 2002–2003, 41–61; Madgearu 2005a, 97–98; Madgearu
2008, 119–38; Madgearu 2010, 69–94; Madgearu 2017, 1–16. Meanwhile, an art historian
claims to have been the first to advance a 10th-century date for the building: Theodorescu
2014, 3–9, here 5.
16 Oikonomidès 1971, 527–533.
6 Rustoiu
metropolitanate until the end of the 12th century. In a less expected manner,
he related this topic with the question of the origins of the second (latin) arch-
bishopric of the Kingdom of Hungary, based in Kalocsa.17 Indeed, no formal
chart was ever recorded concerning its beginnings. To solve the mystery, Baán
postulated that it was nothing but the metropolitanate of Tourkia progressively
turned during the 11th century into a Catholic diocese by the latinization of the
rite. Thus Baán hoped to explain the puzzling ‘Byzantine’ features of Hungarian
Catholicism (such as the Marianic patronage over the realm, the endurance of
married priests or the translation in Hungary of important texts of Byzantine
theology during the 12th century). He hypothesized about the beginning and
the end of this process based on historical analogies with the destiny of the
metropolis of Rus’. However, his conclusions were fiercely disputed by the
medievalist László Koszta, based on his previous work on the constitution of
diocesan structure of the Hungarian Church. In a piece of radical contestation,
Koszta tried to refute any Byzantine contribution, and indeed influence, on
the genesis of the archbishopric of Kalocsa. In his views, the centralization
of the Kingdom and of the Church by King Stephen implied the expulsion of
the Eastern rite prelates after the conquest of Transylvania and Banat fighting
against the local princes Gyula, Ajtony and Kean. In Koszta’s perspective, the
metropolitans of Tourkia attested by the Byzantine sources couldn’t be more
than titular, at best, or pastors for some Hungarian settlers colonized in the
Empire, known as the Vardariote Turks, at least.18 After this radical critique,
the entire corpus of the metropolitanate of Tourkia is badly in need of a new
reevaluation. Our volume is also proposing to proceed towards it.
The disputes surrounding the discovery of the church in 2011 illustrate
clearly the deep methodological and conceptual problems that led to a histo-
riographic cul-de-sac. Without a serious effort to overcome the legacy of more
than two centuries of nationalist debates; with no attempts to move beyond
petty arguments and personal conflicts; in an atmosphere dominated by what
Pierre Bourdieu called the ‘struggle’ for obtaining and maintaining scientific
authority,19 there is no room for a discussion of what Marcu Istrate’s finding
ago actually mean. What does a church of Byzantine-influenced architecture
built in the mid-10th century and destroyed in the late 11th century tell us about
Transylvania and Christianity in the early Middle Ages? How should one inter-
pret the many analogies for this church known from the northern and central
Balkans, which were inside Bulgaria at that time?20 Why was such a large stone
building erected in Alba Iulia? Can it be related to any of the six early medieval
cemeteries discovered in that city?
Those were the questions which the initiative of the Great Union Museum
in Alba Iulia attempted to answer. The initial conference was not attended
by all whose presence was made necessary by previous works or scholarly
positions relevant to the topic. However, a significant group was formed –
archaeologists, historians, architects and theologians, both supporters and
opponents of Daniela Marcu Istrate’s interpretation of her own finds. Because
archaeology now has sufficient material to free itself from the interpretive cli-
chés rooted in a text-driven approach, this conference was an excellent oppor-
tunity for a dialogue between the two disciplines, history and archaeology, the
practicians of which have for so long talked past each other. That is why this
volume will appeal first and foremost to archaeologists and historians. Each
group of scholars may find comparative material and useful data in this book.
There is much need to revisit the ‘Slavonic dossier’ for the Christianization of
the Magyars, and for a comparison, in both historical and archaeological terms,
between conversion in Scandinavia and conversion in the Carpathian Basin.
Long due is a reassessment of the supposed fault line between Western and
Eastern Christianity that went through the Kingdom of Hungary. A long(er)-
term perspective, well into the 13th and 14th centuries may definitely provide
some useful insights, especially in comparison with the situation in Poland
and in the Baltic region. The volume could also appeal to historians of archi-
tecture and to theologians. The former group will definitely be interested in the
mechanisms responsible for the spread of certain church plans on a larger geo-
graphical scale and faster than others. Theologians will appreciate the chapters
dedicated to finding a solution to the nature of the Byzantine mission (the
existence of which is otherwise denied by historians of Byzantium21) among
nomadic and settled groups, and the methods by which such missions could
have operated so far from the centres of Byzantine Christianity.
So, the present volume has the ambition to be at the crossroads of three
fields which have hitherto mostly been distinct: 1. between history and archae-
ology; 2. between religion and politics; 3. between Romanian and Hungarian
historiography. In order to become mutually understandable, these fields need
to be considered together.
Several chapters of the volume may be used separately as material for grad-
uate courses in various disciplines – archaeology, art history, history, religious
studies. The volume as a whole is one of very few that deals with the history
of Transylvania, a region of East-Central Europe poorly known beyond stereo-
types such as Dracula. We can only help that our efforts will encourage not
only more interest in this region, but also comparative research to bring out its
unique features.
Part 1
Archaeological Debates
⸪
Chapter 1
1 Marcu Istrate 2009a; Marcu Istrate 2009b; Marcu Istrate 2010. The celebration of the millen-
nium continued in 2010, with the organization of the archaeological repository within the
Episcopal Museum and with the inventory of the artifacts resulting from the excavations,
which constitute an invaluable treasure of the past of this institution, and of Alba Iulia in
general.
bishops until the early 12th century.2 Based on the archaeological evidence,
it appears that the bishopric did not reach Alba Iulia until the last decades of
the 11th century, when a first cathedral was built, but what happened between
ca. 1009 and 1111 is less clear.3 The analysis of the scarce information pertaining
to the beginnings of the diocese of Transylvania suggests an initial foundation
in the northern part of the province, in or around Cluj/Kolozsvár/Klausenburg,
within an area that had already been conquered in the 10th century. Another
specific element is the title of the diocese itself, which is connected to the
2 For a summary of the problem: Dincă 2017, 35–52, with older bibliography.
3 Kristó 2003, 75–87.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 13
Figure 1.2 The plan of the Roman fort in Alba Iulia with the location of the episcopal site and of the
pillared church (2011)
drawing by daniela marcu istrate
From the Greek Bishop Hierotheos to the Latin Bishop Simon 15
Based on that, scholars surmise that the area of Alba Iulia, on the middle
course of the Mureș River, was in the 9th–10th centuries9 under the control of
the Bulgarian State,10 without a more detailed picture on this fact being pos-
sible (see in this volume the study by Florin Curta). Scholars also believe that
the ‘white fortress’, which the Hungarian prince Gyula is said to have found
sometime in the 10th century, was the Roman fort at Alba Iulia. This line of
historical reconstruction has opened a long debate about the whereabouts
of the mid-10th century mission from Byzantium headed by a bishop named
Hierotheos, who was sent to Tourkia together with a Hungarian leader named
Gyula, recently baptized in Constantinople11 (see in this volume the study by
Tudor Sălăgean).
Supposedly more reliable is the information pertaining to an event taking
place in the early 11th century – King Stephen’s attack upon, and subsequent
defeat of yet another leader named Gyula (aka Gyula the Younger), a local,
but high-ranking warlord, who appears to have been a relative of the king, but
had turned into his political and religious opponent. Most scholars give Alba
Iulia to that Gyula as his seat of power, inherited from his mid-10th century
predecessor and namesake (aka Gyula the Elder).12 There is no mention in
the written sources of where exactly was Gyula’s seat of power, but one can
infer it from the general historical context. Archaeologically, at least, 9th- to
10th-century Alba Iulia was the most important, central place in southern
Transylvania. That must have been a determining factor in moving the Latin
bishopric there, as will be discussed in the next pages.13
This paper focuses on this key center in the history of the 9th–10th cen-
turies, aiming to find out why it was so important, what were the immediate
local consequences of its conquest, and how sure one can be that the bishop-
ric of Transylvania was transferred to this location. In the absence of relevant
9 For the archaeology of the first millennium in Alba Iulia, see especially: Heitel 1985, 224–
226; Heitel 1994–1995, 415; Dragotă – Ciugudean 2002, 7–15, with the bibliography of the
main archaeological finds. Ciugudean – Pinter – Rustoiu 2006, with a mapping of the
funerary discoveries and the related bibliography.
10 Horedt 1954. Heitel 1975b, 343; Rusu 1979, 58. Heitel 1985, 225; Anghel 1994, 286–287. A
synthesis of the period in Iambor 2005, 170–172. For the Bulgarian control of the northern
region of the Danube: Browning 1975, 54–89; Comșa 1960; Madgearu 2002–2003.
11 For the location of Gyula’s land and implicitly of Hierotheos, there are mainly two the-
ories: some support Alba Iulia, others prefer the region west of the Tisza. A summary of
opinions in: Madgearu 1994, 148–149, with the latest variant in 2017 (Madgearu 2017); Rusu
1978, 167–168; Nicolae 2010, 109–112; Dănilă 2010.
12 Kristó 1999, 12–13.
13 For an introduction to the history of Transylvania around the year 1000: Horedt 1986;
Curta 2001.
16 Marcu Istrate
Alba Iulia was shaped around the Roman fort of Legio XIII Gemina, the ruins
of which are still noticeable in the urban fabric, especially on the southern
side of the modern citadel. The Roman fort had been built on the high terrace
of the Mureș River, in a place with excellent visibility, but on sloping ground,
so that the southwestern quarter was at the top.14 It was probably no coinci-
dence – if that is not just the current state of research – that the consecutive
habitations following the Roman withdrawal have always chosen this spot at a
higher elevation. Whatever the reason, the most important medieval ensemble
of Alba Iulia has the same location, that of the Roman-Catholic Cathedral of
St. Michael and the adjacent (arch)episcopal palace, extended to the east by
the monumental buildings of the former princely palace (Fig. 1.2, 1.3).
Broadly speaking, the cathedral is a 13th-century building, the only one in
the medieval kingdom of Hungary that has been preserved almost untouched
to this day.15 There are the ruins of two older churches underneath the still
standing building, both of them poorly known, despite large-scale excava-
tions carried out in the 20th century. One of them was a rotunda, the other
a Romanesque basilica. The cathedral built above them enveloped the ruins
of both buildings. The basilica is regarded as the first episcopal church, with
a three-aisled plan and a semicircular apse.16 Its dating to the second half of
14 Moga 1998; Moga 1999; Anghel 1986, 70–71; Rusu 1979, 58; Iambor 2005, 131–132.
15 For a detailed description of the cathedral: Entz 1958a; Entz 1958b; Vătășianu 1959, 43–44;
Kovács 1996. In recent decades, several important additions have been made to the major
monographs of the 1950s: Sarkadi 2010; Takács 2012; Papp 2012; Marcu Istrate 2009a,
87–123; Marcu Istrate 2012a; Marcu Istrate 2012b.
16 The ruins have been identified during the restoration works from the beginning of the
20th century and then researched in more detail in the years 1960–1970 by Radu Heitel,
but still the data we have are very brief. Based on the first excavations, Entz Géza pub-
lished a plan on which one can see the eastern part of a basilica with a central apse in
a flattened semicircular shape. Entz 1958a, 72, fig. 57. Based on more recent excavations,
Radu Heitel presented a three-aisled basilica, in which the northern and southern aisles
are narrow, and the nave is as large as that of the still standing church. The nave and the
aisles were apparently separated by a continuous foundation on which pillars stood (?),
but the configuration of the western part is by no means clear, which also results from the
fact that the graphic sign used for the respective ruin is different from that of the other
walls. Heitel 1985, fig. 1. Comments about the building: Vătășianu 1987, 10. For a summary
of the archaeological data: Marcu Istrate 2009a, 87–124; Marcu Istrate 2018a.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 17
Figure 1.3 The episcopal ensemble in Alba Iulia, with the spot of the pillared church in front
of the cathedral
photograph by daniela marcu istrate
the 11th century is mainly based on grave goods from the adjacent graveyard.
This church, however, had a rather short existence because of its all-side exten-
sion ca. 1200 and the building of the present cathedral ending at some point
between 1270 and 1280. How the latter developed is quite clear, but unfortu-
nately next to nothing is known about the first basilica, as most comments on
its design have been speculative. Even the chronology is not entirely clear, but
that matter will be discussed in more detail below.
The Romanesque basilica and the rotunda were first brought to light in the
early 20th century when the latter was interpreted as a Roman tower turned
into a church by the addition of an apse to the east. Indeed, two different con-
struction techniques may be distinguished in what is today a ruin in the base-
ment of St. Michael Cathedral: the round part is made of reused limestone
blocks, many retaining traces of plaster, while the eastern part was built of
carefully arch-shaped ashlars. The composition of the walls probably inspired
the hypothesis of a Roman origin for the round part, but it is surprising that
no one has tried to determine the reason for such a tower in the middle of the
fort, or to analyze more carefully the construction technique (Fig. 1.4, 1.20, 1.21).
The rotunda seems much more likely to have been a medieval building, but
its association to the first cathedral needs to be elucidated: was it older (and,
18 Marcu Istrate
in this case, pre-dating the Hungarian occupation) or built at the same time,
as an attached baptistery? There is no firm answer so far, but, from the current
topography, one thing is obvious: both churches were in place when the pres-
ent cathedral was erected to envelop both the rotunda (within a room west of
the south wing of the transept) and the first cathedral.
Radu Heitel concluded, based on his own excavations, that the round
church was older than the Romanesque basilica. In support of his conclusion,
Heitel drew on topographical and technological data, not on stratigraphy, as he
has not published any field documentation. The axis of the rotunda is slightly
different from that of the first cathedral, which could be a serious argument in
favor of different building phases, with the rotunda being the earliest. Building
techniques were also specific to each church, and the same is true for the com-
position of the mortar.
On the other hand, Radu Heitel obviously has tried to integrate the church
into an overcomplicated reconstruction of the early medieval occupation
of the southwestern part of the fort. He saw the rotunda as the chapel of the
residence of a local Bulgarian leader, and as such as a pre-Hungarian church
of Eastern rite.17 In that scenario, which others have meanwhile embraced,
the rotunda operated as church in the 9th and throughout the first half of the
10th century.
Some assigned it to a later date, to associate the rotunda with the mission of
Hierotheos and with the mid-10th-century Gyula.18 Another theory, followed
mainly by Hungarian scholars, has the rotunda as a baptistery built alongside
the first cathedral at the end of the 11th century. That is also the result of spec-
ulation, with no regard for the archaeological data.19 In reality, neither the
function nor the chronology of the building can be established, taking into
consideration the absence of any baptismal font, the stratigraphy (particu-
larly the different ground levels for each church), and the wall between the
two buildings (still standing in place) being part of the rotunda. In short, far
from being interpreted in archaeological terms, the rotunda served to prop up
the theories of various scholars about the history of Alba Iulia or of the Latin
bishopric. Very little, if any attention has been paid to the ruins themselves.20
17 Rusu 1979; Madgearu 2005a, 107; Marcu Istrate 2014, 117; Madgearu 2017, 12–13.
18 Vătășianu 1987, 9; Horedt 1986, 137; Bóna 1990, 158; Theodorescu 1974, 75–76; Blăjan 2007,
246–247; Rusu 1982, 372.
19 Entz 1958b, 6. For the same theory: Heitel 1972, 151; Takács 2012, 17 and fig. 2.
20 The ruin of the rotunda, preserved in the basement of the cathedral, still provides infor-
mation that has not been fully exploited. The plan published by Miklós Takács wrongly
presents an interrupted wall between the two buildings, and on the other hand contra-
dicts the proposed function of baptistery, which required the access of catechumens
directly from the outside, not from the interior of the church. In the same plan, the apses
From the Greek Bishop Hierotheos to the Latin Bishop Simon 19
Figure 1.4 The plan of the archaeological digs published by Radu Heitel in 1985, with the location of all
the churches
After Heitel 1985, fig. 1
The religious topography of Alba Iulia became even more complicated when
Radu Heitel uncovered a third ruin, located west of the other two, within an
area in front of the St. Michael Cathedral that now has no buildings whatso-
ever. That third building was first identified in 1973 during a trial excavation,
the purpose of which seems to have been to explore the relation, if any, between
the cathedral and the western wall of the Roman and medieval fort, in order to
establish a general stratigraphy of the area. Following incomplete research, the
new building was simply described as a single-nave, 14 m-long church with a
round apse and perhaps a small tower to the west (Fig. 1.4).21
Although he correctly noted that graves of the medieval cemetery super-
posed the ruin of the church, Radu Heitel believed that this church had been in
operation for a very short period of time, while the first cathedral was built, i.e.,
during the first half of the 11th century.22 It is not difficult to detect his archae-
ological sleight of hand: Heitel dated the third building between the rotunda
of the two churches appear to be more fragile than the naves, which suggests different
stages of construction in both cases, but I do not think that this detail corresponds to the
known archaeological data. Takács 2018, Tafel XXXI/3.
21 The archaeological investigations were carried out between 1973 and 1975. The first men-
tion in the literature dates to 1975, and a general plan was published in 1985. All the refer-
ences to this building have been in summary: Heitel 1975a, 9; Heitel 1975b, 346; Heitel 1985,
pl. 1.
22 Heitel 1994–1995, 429.
20 Marcu Istrate
and the first cathedral and then proceeded to paint a ‘coherent’ picture of what
Alba Iulia may have looked like during that period. It is no wonder that the
excavation was not completed, the surveys were brief, and the end result was a
historiographic confusion (if not mess) of various solutions meant to explain
the conundrum.
Unexpectedly, a rescue excavation in the spring of 2011 created the oppor-
tunity for a systematic exploration of the third building, thus providing the
surprise of a unique planimetry set in an outstandingly rich context. I will now
turn to the results of the rescue excavation and summarize the main character-
istics of the building in terms of architecture and chronology, as resulting from
the archaeological evidence (Fig. 1.5, 1.16).
Any archaeological excavation within the fortress of Alba Iulia has to face a
bimillennial history, a great amount of Roman-age remains, followed by a series
of post-Roman and early medieval settlements ending with a 9th–10th-century
hamlet. On top of that, no less than four churches were built next to each other
before ca. 1270, and a very crowded graveyard was in operation between the
11th and the 13th centuries. There are, of course, many other interventions
from more recent periods that complicate this already complex stratigraphy.23
In 2011, before reaching the ruins of the building identified by Heitel in 1973,
about 400 graves, numerous pits and trenches, dwellings, and outbuildings
of various ages have been systematically excavated.24 This situation required
thorough methods and imposed a very slow pace of excavation, but the result-
ing abundance of artifacts, including over 100 coins, offers precious points of
reference for a relative chronology. As work advanced, the basic structure of a
church came to light – a rectangular nave with four massive foundations in the
middle and a round apse to the east. Setting all the gathering data, one had to
admit that the same situation had been previously briefly excavated by Radu
Heitel.25
The outline of the church was well preserved: the lower course(s) of the
walls was (were) still standing in the central part of the apse and in the
23 Marcu Istrate 2009a, 39–43 and fig. 7, for a detailed description of the excavation and its
main results.
24 Marcu Istrate 2015, for a more detailed description of the context and the ruins.
25 Obviously, the ruins of the pillars on the north side were then interpreted at the time
as remnants of the wall of the nave, which led to the reconstruction of a much smaller
church and its positioning towards the interior of the lot.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 21
southwestern corner, while the western part of the northern wall was pre-
served up to the construction ground level. Nonetheless, from the southern
and western walls, only fragments from the very base of the foundation have
been found in place.26 The four free foundations in the central bay of the nave
were quite intact, the southern ones in fact perfectly preserved, and a fragment
of an inner pavement made of bricks and small slabs set in a bed of mortar was
also noticed (Fig. 1.5, 1.6, 1.13).
The church was 12.20 m wide and 21.20 m long, with a plinth extending out-
side between 0.25 and 0.35 m in the area of the apse. At the same level, the
naos is 9.50 m wide and 14 m long inside with a square (central) bay, each side
being 4.5 m long and framed by pillars. One may suppose that the general size
of the elevation was 21 m long and 12 m wide, the opening between the naos
and the apse being 6.50 m large, and the central bay with each side of ca. 4.3 m,
depending on what exactly the foundations supported – pillars or columns.
A detailed description of the church has already been published,27 but it is
important to point out that this was a robust and carefully made building. The
archaeological evidence is incontrovertible in that respect: the foundations are
about 1.30 m wide and as much deep, made mainly of boulders (not of spolia
from the ruins of Roman buildings nearby) and occasional fragments of quar-
ried limestone and reused bricks or tiles. Lime slaked on the spot and, occasion-
ally, mortar were thrown over this masonry, which, at ground level, was further
leveled with a thick layer of crumbly white fine sandy mortar, mixed with small
fragments of bricks and un-slaked lime, all of which gave a uniform support
to the walls. The latter were built of coarsely shaped limestone ashlars (two of
which have been preserved in the middle of the apse and several in the south-
western corner), in regular courses of a presumed height of 0.35 m, certainly
alternating with brick courses, as suggested by the reddish debris spread over
a large area all-around at the time of the building’s demolition (Figs. 1.7, 1.8).28
For the pillars’ foundations, square-shaped pits were dug and subsequently
filled with mixed materials, mostly fragments of re-used limestone ashlars and
many pebbles, splinters, and fragments of tiles in order to make a compact
26 The upper part of the ruins stands at depths ranging between −0.76 m and −2.20 m,
depending on the damages. The depths mentioned in text are reported to the western
threshold of the current cathedral.
27 Marcu Istrate 2014, 94–100.
28 This layer is one of the most consistent and coherent stratigraphic deposits from the west-
ern part of the cathedral, up to the limit of the Episcopal Palace. It has been observed
since the beginning of the excavations on this spot (respectively since 2000), and with the
help of stratigraphic analysis and coins had already been dated to the 11th century. The
very compact layer spread over a large area indicated a major construction activity, but
only in 2011 it could be related to a specific ruin and defined as coming from the demoli-
tion of the pillared church. Marcu Istrate 2009a, 41–42.
22 Marcu Istrate
Figure 1.5 The church discovered in 2011 – general view from the east
photograph by daniela marcu istrate
From the Greek Bishop Hierotheos to the Latin Bishop Simon 23
Figure 1.6 The apse of the pillared church during the excavation process
photograph by daniela marcu istrate
24 Marcu Istrate
Figure 1.7 The central part of the church viewed from north-east with the ruins of the
four pillars. The burn remains belong to the 9th–10th-century habitation, and
the tomb built of stone and brick in between the western pillars, belongs to the
period around 1200. In the last plan, in between the southern pillars, a fragment
of the pavement and a section through an oven
photograph by daniela marcu istrate
masonry. Unlike the walls, the orderly composition of which was made pos-
sible by large trenches, the stability of the pillars was secured by filling the
foundation pits. As a result, the foundation blocks are irregular and difficult to
outline because of the almost total absence of mortar.
The subsequent and substantial robbing of the site makes it difficult to
identify any other details related to the operation of this building. Its foun-
dations cut through houses of the first millennium, but not through graves.
Moreover, no graves could be associated to this building either by their posi-
tion or by their grave goods.29 Long-scale excavations on the site of the cathe-
dral have brought to light a series of artifacts dated between the 9th and the
11th centuries, but, lacking any specific context, they could not be associated
either to the earlier settlement or to the church30 (Fig. 1.8, 1.9).
29 Observation made also by Radu Heitel: Heitel 1985, 230. Anyway, the analysis for the situ-
ations encountered in 2011 is still in progress.
30 Marcu Istrate 2009a, 77–81.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 25
Figure 1.8 Stratigraphical sequence between the south pillars, with the traces of pavement
over the black backfill of a dwelling from the 9th–10th centuries, including
an oven
photograph by daniela marcu istrate
31 For the older dwellings, see: Anghel 1994, 286–287; Heitel 1985, 225; Marcu Istrate 2009a,
40–76; Rusu 1979, 58.
32 The settlement was first excavated by Radu Heitel, who identified 13 SFBs located around
the present-day cathedral. Heitel 1972, 141–145; Heitel 1975b, 343–344; Heitel 1985, 223–
226; Marcu Istrate 2009a, 40, 71–84, for the description of the context of this settlement
and of the discoveries from 2000–2002. Similar remains discovered in 2003–2011 are still
unpublished.
26 Marcu Istrate
Figure 1.10
Lunula earring found
on the site, south-west
from the ruin,
9th–10th centuries
drawing by
daniela marcu
istrate
Yellow-, Red- or Gray Ware amphora-like transport jars, each with two handles
and burnished decoration.33 Metal finds are rare: an earring with croissant-
shaped pendant and filigree ornamentation (Fig. 1.10)34 and a finger ring with
granulated decoration.35 Judging by their analogies, those artifacts may be
dated to the 9th and 10th centuries.36
The settlement covers the southwestern corner of the Roman fort and
extends up to the western wall of its enclosure. After the settlement was aban-
doned, the pillared church was built on the site, as indicated by its foundation
33 In most cases, it is a red pottery with a rather rudimentary firing. Marcu Istrate 2009a,
80–82. For similar materials at other nearby points, on the southern side of the fortifi-
cation, see: Heitel – Dan 1986, 188, fig. 2–3; Iambor 2005, 213. Radu Heitel mentions an
amphora made of fine orange clay, covered on the outside with a yellow slip, and deco-
rated with a polished network motif.
34 Marcu Istrate 2009a, 82–84, fig. 27, for a dating around the year 900; Fiedler 1992, 179;
Ungermann 2020, 273–275.
35 Marcu Istrate 2009b, 245.
36 Anghel – Ciugudean 1987, 190–191 especially, fig. 4/1, fig. 6 and 7; Catalog 2006, 114–115;
Iambor 2005, 171–174; Marcu Istrate 2009a, 82; Madgearu 2001a, 188–189; Madgearu 2005c,
106–107.
28 Marcu Istrate
37 The church intersected at least three houses, and a supply pit was uncovered near the
west side, but specific artifacts and burn marks are spread over the entire surface. Marcu
Istrate 2014, 100–101.
38 Possibly the same complex was uncovered by Radu Heitel as well, described as part of
house H 10, said to have been to the west of the church. Heitel 1985, 225 and fig. 1. In
connection with this oven, more precisely with the filling of the dwelling in which it had
operated, a 10th-century mount is mentioned, which Heitel attributed hypothetically to
a burial assemblage, even though no skeletal remains have been identified. The burial
had been supposedly disturbed by the church’s foundation trench. However, that stopped
exactly on top of the oven’s vault, without going any deeper into the filling of the SFB’s pit.
On the other hand, on the basis of the field documentation subsequently published, the
mount in question appears to have been found a few meters west of the church wall, i.e.,
away from the settlement feature with an oven. For the new publication of the mount see
Crîngaci Țiplic – Oța 2005, 96. For the initial publication of the mount, see Heitel 1985,
225; Heitel 1986, 243.
39 The radiocarbon analyses were carried out in the laboratory of the University of Szeged,
through the gracious assistance of Dr. Elek Benkő, to whom I owe a debt of gratitude.
40 From the cemetery, of probably much larger dimensions, over 1,000 graves have been
uncovered, under different circumstances (1152 + possibly another 85 undated, cf.
Ciugudean 2007, 243–244), indicating two distinct burial stages. For a summary data of
this necropolis, see: Ciugudean 2006, 114–115. Cemetery no. 1 contains about 100 graves. For
a general view of the situation around 2007, see: Cosma 2011, 147–151, with bibliography.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 29
Figure 1.11 Pot from the 9th–10th centuries discovered on the hearth of an oven
drawing by daniela marcu istrate
41 Heitel 1975a. For an overview of this period, dealing with the state of research on both
banks of the river, see: Fiedler 1992, 106–116, 417–452. In the Romanian historiography,
the material culture of the period is described either as the Dridu (Nestor – Zaharia 1959.
Zaharia 1967) or the Balkan-Danubian Culture (Comșa 1963). For an attempt to integrate
in this horizon the discoveries from southern Transylvania: Heitel 1975b, 349–350; Heitel
1986, 245–246. The issue discussed in more detail in: Marcu Istrate 2014.
42 Anghel 1968, 469–483; Ciugudean – Anghel 1983, fig. 2; Horedt 1966; Heitel 1983b, 446;
Heitel – Dan 1986, 188; Anghel – Ciugudean 1987, 190–191 especially, fig. 4/1, fig. 6 and 7;
Dragotă – Ciugudean 2002, 50–62; Ciugudean – Pinter – Rustoiu 2006, 114–115; Iambor
2005, 171–174; Marcu Istrate 2009a, 82; Madgearu 2005c, 106–107.
43 Heitel 1975b, 343–344; Heitel 1985, 225.
30 Marcu Istrate
among the latest graves a feature for the first time reported in the Carpathian
Basin – anthropomorphic cists built of bricks. The picture was completed and
detailed by the recent excavations, but the general dating did not change. With
few exceptions,46 the graves may date between the last decades of the 11th and
the first decades (maybe even the middle) of the 13th century – that is, until
the completion of the present-day cathedral. About 30 brick cists are currently
known, all dated to the 12th and the first decades of the 13th century. After the
early 13th century, the cemetery seems to have been in use only intermittently
(Fig. 1.13).47
Quite clear from this survey of the archaeological excavations is the con-
clusion that the cemetery in question was the graveyard of the first cathedral,
as it spread around it, with the largest cluster of graves to the west, on the site
of the pillared church. The situation may have a simple topographical expla-
nation, as the area to the west from the cathedral was the largest plot to be
used for burial. The residence of the bishop, whose boundaries had been set
at the same time as those of the first cathedral, was standing very close on the
southern side.
The episcopal complex also seems to have been limited along the eastern
and northern sides,48 so we can actually see a very clear conception of the
religious topography from the moment the Latin bishopric was moved to Alba
Iulia, receiving a very small area within the Roman fort. The agglomeration of
graves on the western side of the first cathedral, although not unusual for its
time, may have well been based on the sacred character of the area, known
to have been the site of a previous church. The main reason, however, seems
to have been the concern to bury people facing the cathedral. That this was
a privileged position results from the multiple superpositions of 6, 7, or even
46 According to the typology published in 2009, the M-1 horizon includes possible graves
with animal offerings, among which was one with remains of two horses and an ox, in
addition to metal artifacts. Marcu Istrate 2009a, 118–120.
47 In general, about the cemetery: Heitel 1972, 141; Heitel 1985, 222–230; Heitel 1986, 242–244;
Marcu Istrate 2009a, 117–123. In 1985, Radu Heitel had estimated that the total number of
burials around the cathedral must have been around 1200, but this was based on quite
limited and not always completed research. For the anthropomorphic tombs built of
brick: Marcu Istrate – Istrate 2005.
48 The indications provided by previous authors regarding the spread of the graves are con-
fusing. D. Protase mentions that north of the choir the burials stopped at about 9 m away
from the church, and on the south at about 30 m. Protase 1956, 24–26. R. Heitel indicates
30 m on the north side and 15 m on the south side (Heitel 1985, 227–228) but (wrongly)
considers that no graves were dug near the apse. Heitel 1985, 242. Anghel 1975, 268–271 for
younger graves on the northern side.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 33
Figure 1.13 The ruin of the south wall of the church, with the remains of a 12th-century
brick cist, built within the ruin
photograph by daniela marcu istrate
34 Marcu Istrate
more graves.49 There were no less than 200 graves on top of the pillared church
ruin, i.e., about a fifth of all graves in the cemetery.50 Particularly interesting is
the situation of grave 370A, which disturbed two other graves and was super-
imposed by another six, all of which partially placed directly on the ruins of
the church. Equally interesting is grave 374, one of 11 overlapping graves, all
without grave goods.51 The western part of the southern wall of the church was
badly damaged by a succession of at least eight graves in the following order
(Fig. 1.14, 1.15):
In short, at least eight burials were performed over the southwestern corner of
the church, several with 12th-century coins from different reigns, and another
with a coin that could be dated after 1200. The lockrings are characteristic for
the same period, and the belt fittings, a unique discovery so far, may be of a
date ca. 1200.
The oldest coin found in those burials planted above the ruins of the church
are of King Coloman, and are located on the northern side of the apse. A
series of other coins struck in the 12th century (anonymous Arpadian denars),
as well as clothing and jewellery most typical for this type of cemetery, have
been found over the ruin of the church, or in direct connection with it. This
situation leads to the conclusion that, by the late 11th century, the church
had already been demolished, its site covered with debris being now repur-
posed for burials. The density of the graves is relatively uniform, except that
Figure 1.14 The ruin of the southern wall of the church and a cluster of graves from the
12th century
photograph by daniela marcu istrate
36 Marcu Istrate
some burials were dug into earth, others into masonry, dislocating significant
amounts of stone, and badly damaging the foundations. Why would anyone
choose to break a wall for making a grave, instead of easily digging a pit into
the ground without that much effort? The explanation is probably that already
From the Greek Bishop Hierotheos to the Latin Bishop Simon 37
by the late 11th century, nobody could remember exactly what was underneath.
The relationship between the cemetery and the ruin thus suggests the lack of
any direct connection. It is likely that a relatively large span of time separates
the demolition of the church from the establishment of the cemetery. In other
words, it seems that when the first graves of the cemetery were dug, the pil-
lared church was not visible anymore.
The archaeological context briefly described here, but analyzed in detail
elsewhere,52 shows that the church was in operation for about a century,
between the middle third of the 10th and the middle third of the 11th century,
with its demolition taking place prior to the opening of the first cathedral
graveyard. The church discovered in 2011 in Alba Iulia is the first construction
of its kind erected in the lands north of the Danube River and one of the old-
est in the Carpathian Basin, within the period before the Hungarian conquest.
However, the exceptional character of this discovery is matched by the obvious
Byzantine analogies for its architecture, that is, its plan (Fig. 1.16).53
The church is a centrally planned structure, a plan derived from the Greek
cross and based on a central space with four free elements (pillars or columns)
supporting a dome. The model spread at the beginning of the second millen-
nium, the prototype arguably being the Nea Ekklesia built by Emperor Basil I in
the Imperial Palace of Constantinople, although its genesis seems to be more
complicated.54 According to the current state of research, in different regions of
the Byzantine Empire architects followed different paths to solve basically the
same problem – the stability of a dome over a square with four free-standing
points. Different solutions resulted from a number of experiences, in Armenia
already in the 7th century, then in Asia Minor, in Constantinople, and in
Bulgaria, and from there to other Slavic lands. That is why no pair of identical
churches is known so far. Later, the model had enormous success and spread
throughout all the Byzantine territories and those under its influence until the
fall of Constantinople in 1453, and in the Balkan regions and Russian territories
even after that date.55
Figure 1.16 The church at the end of the excavations – with some overlapped Roman ruins in hatches
drawings by daniela marcu istrate
Among the many buildings of this kind built in the capital of the Byzantine
Empire, two churches from the first half of the 10th century are known more
precisely, namely those at Fenari Isa Camii and Bodrum Camii (the church
from the north, consecrated in 907). Both were built on high terraces, were
made of briefly carved stone and brick, and have a Greek cross-in-square plan,
with three apses and a naos covered with five domes. The Fenari Isa Camii is
21 m long and 16 m wide, with a naos of 13 m in length and 9.50 m in width,
in which the columns describe a square bay with a side of 5 m. The naos of
Bodrum Camii is 10.5 m long and 8.80 m wide, and the central pillars mark a
square with a side of 4.5 m.56 In Bulgaria, such churches were chapels, for the
most popular type in that country during the late 9th and 10th centuries was
the basilica. However, several 10th-century buildings are known that may be
regarded as analogies for the church in Alba Iulia. The oldest one is in Pliska:
a single nave church within the palatial compound, which served probably
Figure 1.17 The reconstructed plan of the church in Alba Iulia and some contemporary analogies: 1.
Alba Iulia, hypothetic restitution of the ground plan of the Byzantine-style church;
2. Bodrum Camii; 3. Pliska, one of the Palace churches; 4. Modrá
drawing by daniela marcu istrate (1); AFTER KRAUTHEIMER 1096, 356, fig. 309
(2); AFTER MIJATEV 1974, 103, fig. 109 (3); AFTER CIBULKA 1958, 27, fig. 17 (4)
as a private chapel. This church has a narrow narthex, a 6.3 m-wide and 6.5
m-long naos with four middle columns, and a small apse.57 (Fig. 1.17) Several
churches of the same kind are known from Preslav: each one of the churches
in Avradaka has four pillars in the central area, and three round apses to the
east, as well as a narthex to the west. Particularly significant is the analogy with
the Avradaka 2 church, a small-size copy of the pillared church in Alba Iulia,
if one disregards the number of apses. These 10th-century churches, however,
are smaller in scale, with an exterior length of only 12 m.58
Such examples selected from a larger group of similar buildings can only
offer general indicators for comparison, highlighting at the same time the
exceptional size of the church in Alba Iulia, at least for its own time. Indeed,
the church in Alba Iulia is almost of the same size as its counterparts in Middle
Byzantine architecture. However, there are some particularities that show this
church as a unique occurrence, and the most important refers to the uneven
distribution of spaces inside the nave, as can be deduced from the bay of the
pillars, which does not correspond to the opening of the apse.
The outline of the church appears as a provincial variant of the Greek
cross-in-square plan, for which there is no perfect analogy so far.59 The struc-
ture of the nave bears a close resemblance to the church in Densuș, a small
building in southwestern Transylvania – nevertheless, the nave at Densuș is
square and the division of spaces follows a symmetrical pattern. The dating
of the latter is not at all clear, but the resemblance of the two plans is far too
obvious to be a mere coincidence60 (Fig. 1.18).
In analyzing this plan, we must keep in mind that our knowledge is limited
to what has been preserved,61 and many medieval buildings now appear as
unique projects, although it is hard to believe that this was actually the case
at the time. Among these one-of-the-kind instances would be, for example,
the central chapel built for Symeon of Bulgaria62 or the church with a square
Figure 1.18 The orthodox St. Nicholas church in Densuș (1–2) and the reconstructed plan of the
Byzantine church in Alba Iulia (3)
AFTER VĂTĂȘIANU 1959, fig. 82 (1); Author’s photograph (2);
drawing by daniela marcu istrate (3)
choir and four pillars in the middle of the nave from Modrá (near Staré Město
in southern Moravia).63
There is an exaggerated use of analogies in medieval archaeology, and the
absence of comparisons has led many astray and to bizarre conclusions. My
goal in this chapter is not to go any deeper in the investigation based on anal-
ogies, because the archaeological dating of the church is sufficient. However,
closely similar examples of the same date are numerous in the territories south
of the river Danube, either in Bulgaria or in Byzantium.
There are more important and difficult questions about the church in Alba
Iulia beyond merely identifying analogies. The churches mentioned above,
and in general the churches dated to ca. 1000, were built in regional or imperial
residences by leaders whose socio-political and cultural context is clear or can
be inferred from the context. Alba Iulia may well have been a local center, but
63 Cibulka 1958.
42 Marcu Istrate
To judge by the existing evidence, the ruins of the Roman fort in Alba Iulia, or
at least its southwestern part was inhabited from the 9th to the 11th centuries
by at least three different communities, one of which used an open settlement,
another a Byzantine-style church, and the third the Romanesque church and
its graveyard. However, there is more than meets the eye in early medieval Alba
Iulia, for a number of cemeteries discovered outside the walls of the Roman
fort bespeak the existence of more communities. For now, the oldest seems
to be the first phase of the ‘Stația de Salvare’ cemetery, which, as already men-
tioned, was used by people living inside the Roman fort and sharing the same
material culture.64 Both the settlement inside the fort and the cemetery out-
side it show strong similarities with the Lower Danube area, but it remains
unclear whether that reflects an effective Bulgarian (political) presence, or the
Bulgarian influence (and perhaps control) upon some locals.65 To remain on
solid ground, one can only conclude that Alba Iulia, together with the sites at
Blandiana and Sebeș, were settled by a population that was the recipient of
cultural influences from the south, and that all of that came to an end around
the year 930.
That period had barely ended, when important changes were already on
the way: the number of cemeteries increased and the nature of both grave
goods and funerary practices dramatically shifted. This change is noticeable
primarily in the same cemetery, at ‘Stația de Salvare’ during its second phase,
when a pagan population buried its dead together with (remains of) horses,
harnesses and weapons, as well as specific jewellery that are characteristic for
64 Dragotă 2006, 133; Cosma 2011, 147–151, with the related bibliography.
65 Dragotă 2006, 135 – considers that this group of discoveries can be interpreted as a spe-
cial cultural horizon, Alba Iulia I, dating to the 9th–10th centuries. The communities of
Blandiana A and Sebeș as well.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 43
The stage changed again after the year 1000: the cemetery of the second phase
at ‘Stația de Salvare’ was abandoned,73 but the one on the Brândușei Street
continued throughout the first half of the 11th century, as indicated by coins
deposited in graves, such as those struck for the Hungarian kings between
Stephen I (997–1038) and Solomon (1063–1074).74 Meanwhile, two more
cemeteries came into being, one at the ‘Băile Romane’75 site (?), the other
on the Vânătorilor Street, which produced coins struck for the kings from
Andrew I (1046–1060) to Ladislaus I (1077–1095).76 In close proximity of Alba
Iulia, to the south-east, another cemetery opened at Pâclișa – ‘La Izvoare.’ That
73 Aurel Dragotă considers, however, that some burials in this cemetery could be more
recent. “This phase, partially contemporary with the necropolis Blandiana B and Alba
Iulia – Brândușei Street is related to the arrival of a group of nomadic horsemen on
the Mureș Valley. The upper level of the necropolis can be linked to the expedition of
Stephen I to Transylvania, against Gyula (1002 or 1003).” Dragotă 2006, 138.
74 Dragotă 2006, with a bibliography on the cemetery, and for an analysis of the coins, see
especially 125–130. Cosma 2011, 159–160; Dragotă – Rustoiu 2007 mentioned 188 graves.
75 Horedt 1986, 117; Ciugudean 2007, 243.
76 Dragotă 2006, 133, 135–136 attributes the cemetery to a mixed community consisting of
both locals and newcomers.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 45
cemetery also produced coins struck for Stephen I (997–1038) and Andrew I
(1046–1060).77
Given the archaeological situation around the Roman fort, one can see the
contours of a dense and very dynamic settlement, with different ways of living
and dying, caused by frequent changes of the residents and the adoption of
Christianity. Broadly speaking, four stages may be distinguished: (1) locals in
the 9th–10th centuries live in the settlement excavated within the Roman fort
and bury their dead in the cemetery of the first phase at ‘Stația de Salvare;’78
(2) the first Magyars and the first Christian elements appear simultaneously in
the mid-10th century, as illustrated by the earliest church within the fort and
by the earliest graves in the ‘Izvorul Împăratului’ cemetery, as well as some of
those in the second phase of the at ‘Stația de Salvare’ cemetery;79 (3) an influx
of pagan Magyars in the 11th century, who opened and used various cemeter-
ies outside the Roman fort; and, finally, (4) the opening of the first graveyard
within the fort and the building of the Romanesque basilica. It is important
to bear in mind that no coin has been so far found in the southwestern corner
of the fort that could be dated before the reign of King Coloman,80 which is
a way to say that, until the last decades of the 11th century, irrespective of the
ethnic groups that used them, all local cemeteries were outside the ruins of
the Roman fort and devoid of any adjacent church. In other words, by the late
11th century, the important settlement of Alba Iulia had only field (or ‘rural’)
cemeteries.
Between the first two stages, beginning ca. 930, a change of power is evi-
dent: the southern connection is lost, and a population associated with the
Magyars appears, first in the same cemetery from ‘Stația de Salvare’ (phase 2,
dated between ca. 930 and 960), then in the cemeteries on the Brândușei Street
and at the ‘Izvorul Împăratului’ site – both during the second half of the 10th
century. The latter shows also a cultural and religious change through the use
of some Byzantine artifacts, among which a few reliquary crosses deposited in
graves stand out. These findings prove the presence of Christianity (most likely
of Byzantine origin) for the first time in Alba Iulia.
The third stage brought a series of further changes: the number of cemeter-
ies outside the Roman fort increased, a clear indication of population growth
taking place during the reign of King Stephen I and under his successors, as
demonstrated by coin finds. One can assume the change in question to have
been a mirror of the state of things following the Hungarian conquest when
new settlers are supposed to have arrived. Stephen’s baptism, as well as the
beginning of the Christianization of Hungary, a process that had just started,
made room for the forced conversion of several tribes. The process, how-
ever, was long and interrupted by pagan revolts (see Tudor Sălăgean in this
volume). Even in Alba Iulia, things must not have been very different: the
Christianization of the locals, that is, all those who lived in and around
the fort – an undoubtedly heterogeneous community – lingered throughout
the entire 11th century. There is not enough information to understand this
process in more detail, but a shift from mixed funerary rituals and different
types of grave goods to a uniform ritual and no grave goods, and from several
‘rural’ cemeteries to a church graveyard are certain signs of a process of conver-
sion and organization of the Christian society.
The first church graveyard appears inside the Roman fort as a Christian bur-
ial ground: bodies are placed in graves with the head to the west, with only per-
sonal jewelry, occasionally a coin (deposited as Charon’s obole), but no other
furnishings. A Christian cemetery was typically associated with a church, in
this case, the first cathedral. As there is no case of the foundations of the cathe-
dral disturbing any tomb, one must conclude that when the cemetery was
established, the ground plan of the first cathedral was known or already made.
1.4 Considering the Churches Again: the Byzantine Church and the
Romanesque Basilica
The church discovered in 2011 has a clear chronology, its operation covering
about a century between the middle third of the 10th century and the middle
third or the first decades after the middle of the 11th century, before the open-
ing of the cemetery inside the Roman fort. Things are not as certain in the case
of the Romanesque basilica, the dating of which depends upon the same cem-
etery, as well as a few architectural fragments recovered during restorations
or reused in the masonry of the present-day church.81 The beginnings of the
cemetery and of the cathedral must have at least partially coincided in time,
as it is hard to imagine that during the building process of such a church the
cemeteries outside the Roman fort continued to be used, or that people buried
their dead here and there in scattered graves.
81 Entz 1958a, 55–56, 70–76; Vătășianu 1959, 22–23, 151–152; Heitel 1975a, 6–10; Takács 2012,
15–17.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 47
Figure 1.20 Medieval churches in Alba Iulia: the ruins of the 10th–11th-century
Byzantine church and the restitution of the 9th to 12th-century round
church
drawing by daniela marcu istrate, based on Heitel 1985,
Fig. 1 for the round church
Art historians agreed in dating the cathedral to the last decades of the 11th
century, with work beginning under King Ladislaus I (1077–1095) and ending
under King Coloman (1095–1116),82 although changes and additions were made
after that.83 In the absence of coins older than the last decades of the 11th cen-
tury, there is no way the church could be dated earlier (Fig. 1.4, 1.20, 1.21).84
The first cathedral and the pillared church stood about 30 m from each
another (if one takes into consideration the western limit of the cathedral as
shown by Radu Heitel), having almost the same axis. This is a rather interesting
situation given that the rotunda and the cathedral do not have the same axis.
This situation shows a relation between the two buildings, but what was the
order? Bringing into discussion the archaeological evidence and particularly
the evidence of the cemetery, it appears that the first cathedral was planned
in relation to the (already existing) pillared church. The latter was soon pulled
down to make room for the cemetery. This reconstruction is based on the anal-
ysis of the local context, which shows, on one hand, a clear sequence of events
on the plot west of the cathedral (settlement, pillared church and graveyard
82 Entz 1958b, 1–3; Vătășianu 1959, 22–23; Arion 1967; Horedt 1986, 136–138; Bóna 1990, 159.
83 Vătășianu 1959, 43.
84 Entz 1958a, 75 argued an early dating for the first cathedral, considering its beginning
soon after the establishment of the Bishopric in Alba Iulia, in the first years of the 11th
century. The same in Takács 2012, 15–17. In fact, there is no argument for such a dating,
and the history of Alba Iulia would have to be consider first standing on facts, and sec-
ondly taking into consideration hypothetical presumptions.
48 Marcu Istrate
successively on the same spot), and, on the other hand, certain associations
of living (the settlement before the church is associated with the first phase of
the ‘Stația de Salvare’ cemetery; the pillared church associated with the ‘Izvorul
Împăratului’ cemetery; the first cathedral associated with its graveyard).
Further confirmation of the chronology was obtained from coin finds, the
analysis of art history for the remains of the cathedral, and analogies for the
church buildings. However, doubts about the relation between those churches
were raised not only long before the 2011 excavations, but in recent time as
well. Such doubts typically ignored the archaeological evidence, and instead
insisted on the function of the buildings. As a result, several controversies have
emerged.
Some believe that the pillared church was built during the reign of King
Stephen, as the first church of the bishopric, to be used until the construction
of the first cathedral (the Romanesque basilica). The first to make that claim
was the first excavator, Radu Heitel himself, followed by István Bóna85 and,
more recently, Gergely Buzás.86
Alexandru Madgearu’s idea that, after conquering Alba Iulia in 1003,
King Stephen I established there an archbishopric under the jurisdiction of
the (Orthodox) metropolitan of Tourkia, and therefore decided to build a
church with a plan based on the Greek cross, is implausible, no matter how
much emphasis one wants to place on the king’s vision of a multi-ethnic and
multi-cultural kingdom.87
Others have argued the opposite: the cathedral must have been built first,
and the church to the west later, as a secondary one on the same site. Imre
Takács described the pillared church as “a decanal or a processional church,
similar to several other buildings of the early Árpád[ian] period, such as the
single-aisle church discovered at the south side of the cathedral of Győr.”88
More recently, Miklos Takács took a step further when interpreting the pillared
church as “a chapel within the Latin ecclesiastical center.”89
Figure 1.21 Medieval churches in Alba Iulia: the first cathedral (in black), 11th and
12th centuries, with or without the round church (in black) – ruins
beneath the St. Michael Cathedral (in grey). To the west, the former
Byzantine church (in grey)
drawing by daniela marcu istrate, based on Heitel 1985,
Fig. 1 for the first cathedral and the rotunda
90 For useless discussions based on a wrong plan: Takács 2018, Tafel XXXI; Buzás 2020, fig. 17.
50 Marcu Istrate
would have been a paramount concern.91 As it were, quite the opposite hap-
pened: not only was the older church demolished, but its memory was erased
as well. Its replacement with a larger church must have had a deeper religious,
as well as political significance.
The new church was built to the east of the older one, along the same axis.
Each church was in its time the most important stone building erected in
Transylvania. Unlike the pillared church, whose central plan showed the influ-
ence of the Byzantine architecture, the new church was a Romanesque basil-
ica, the work of a western or central European workshop. This was a building
meant as cathedral for the Latin bishopric of Transylvania. By the time, there
were already a few churches in Transylvania (such as that in Sânnicolau de
Beiuș),92 but the first important Romanesque monument was undoubtedly the
first cathedral of Alba Iulia. On the other hand, this was the first church that
was built as cathedral, in terms of size, architectural characteristics, function,
and representativity.
1.5 Conclusions
95 Heitel 1983a, 102; Heitel 1994–1995, 427; Font 2005a, 285–287; Kristó 2003, 75; Marcu Istrate
2014, 114–17.
96 Especially Madgearu 2017 (with earlier bibliography), for the demonstration that Transyl-
vania during the second half of the 10th century was a white spot, in which nothing impor-
tant could have happened (Madgearu 2017, 10–11). However, the demonstration is based
exclusively on the scarce written information, completely neglecting the archaeological
discoveries in and around the fortification. Takács 2013, 123, taking information from the
press: “And the idea that Hierotheos in his hypothetical mission in his alleged center in
Alba Iulia would have considered its main duty the conversion of the Romanian-speaking
population, is only the projection onto the past, loaded with anachronism, of the con-
fessional and ethnic relations of the modern era.” In his book published later (Takács
2018, 208–213), Takács criticized the idea of Hierotheos passing through Transylvania as
serving the theory of ‘Daco-Roman continuity’ (Takács 2018, 112, note 1509). The church
plan used in Tafel XXXI/3 is distorted, being obviously redrawn after a photo, probably a
photo of the slides used in my 2014 presentation at the conference “Arhitectura religio-
asă medievală din Transilvania”/“Medieval religious architecture in Transylvania” in Satu
Mare, which Takács did not attend, but mentioned it in Takács 2013, 115.
97 Kristó 2003, 64: “When we search for the material remains of the Byzantine relations of
Gyula, we have to consider primarily churches of Byzantine style and coins.” At the time
Gyula Kristó wrote his work, no such a church was known.
98 Marcu Istrate 2014, 120: “If the one who effectively consecrated the church was Bishop
Hierotheos, a member of his mission about whom the documents did not keep informa-
tion, or his direct successor to the pastorate of the church of Tourkia is, after all, of little
importance, since only through speculation we can approach one answer or another.”
Madgearu 2017 carries forward this idea, considering that “[…] Alba was, most probably, in
its first period of existence a bishopric included in the Greek Metropolitanate of Tourkia,
From the Greek Bishop Hierotheos to the Latin Bishop Simon 53
pillared church essentially reflects the existence during the second half of
the 10th century of the social and political conditions that made possible the
Christianization of southern Transylvania, laying the foundations of Christian
society under the recognized authority of a local leader, whoever that was.99
On the other hand, this first church of Transylvania became the model for the
architecture of Byzantine inspiration that defined local Orthodoxy during the
first centuries of the second millennium, the most important example being
the church in Densuș.100
If King Stephen conquered Alba Iulia immediately after the year 1000, the
conquerors are very visible in the large number of graves in cemeteries located
outside the Roman fort, which are coin-dated to the 11th century. The current
state of research, however, suggests that this episode did not at all involve the
fortified area of the settlement, which was taken up only during the last dec-
ades of the 11th century when the facilities for the bishopric of Transylvania
were established in the southwestern corner of the Roman fort. Archaeology
proves incontrovertibly that that was the first time a suitable church was built
with a cemetery around it, and roughly a quarter of the former fort was taken
over for religious and administrative purposes (Fig. 1.2).
During the 11th century, the fort must have been almost in its original state,
with defensive walls, gates, and most of the intermediate towers still standing.
In fact, the southwestern corner of the main wall is still preserved in the struc-
ture of the Episcopal Palace, while an intermediate tower, uncovered nearby,
was demolished only in the 14th century.101 The situation was the same on
the northern side, as shown by the excavations at the ‘Apor’ Palace, where the
dismantling of the fort wall was done in the second half of the 13th century,
probably for the recovery of building materials.102 Until then, the Roman fort,
providing an unparalleled protection for those living there, was only inhabited
to a small extent, as far as it is known. In fact, Adrian A. Rusu’s excavation on
the northern, opposite side from the St. Michael Cathedral showed no occupa-
tion of the area before the 12th century.103
like Biharea and Morisena. This kind of organization which extended east of Tisza an
ecclesiastical structure subordinated to the Eastern Church was necessary because the
population living in those regions, Romanians among them, belonged to that Church.”
Madgearu 2017, 15.
99 Heitel 1975b, 343–344; Curta 2001, 143–145.
100 For the perspectives of the Byzantine mission of Christianization, see: Báan 1999.
101 Marcu Istrate 2009a, 45–48, 52.
102 Rusu 1994, 345.
103 Rusu 1994, 349–351.
54 Marcu Istrate
Why did the Hungarian conquerors then choose the southwestern corner,
particularly the spot of an old, 9th–10th century settlement and the Byzantine
church? Why not taking up another part of the Roman fort, free of any earlier
occupation, such as the northern half, which, in addition, was also closer to
the cemeteries outside the walls of the Roman fort, and most likely to adjacent
settlements as well? The answer seems to be that the goal was to take over a
particular spot – the residence of the owners of the fortress, the elite of the
‘Bălgrad Voivodeship’ that Kurt Horedt wrote about in 1954.
No information exists so far on what that residence may have been, but one
or perhaps two churches operated there, namely the rotunda and the pillared
church. It has also been argued that this quarter of the fort had been previously
enclosed by earthen or stone ramparts on the eastern and northern sides, thus
delineating a relatively rectangular area which is roughly that of the property
later endowed to the Latin bishopric.104 Such an arrangement is the only expla-
nation for the decision to occupy that same spot, and for the subsequent devel-
opment of the medieval fortification.105
The unfolding of events, as reflected in the archaeological evidence, is not
surprising for a border region, one that had been subject to divergent influ-
ences and experienced forms of power with consequences far beyond the local
level. After all, it was probably the most common way of substituting power
in Europe’s formative period, in (comparable) situations where there was a
change in the local elite.106
Of all events taking place at the turn of the millennium, building a church
is certainly the most relevant, as it reveals various issues of a society about
which we know very little. However, the church is a connecting element,
which helps us interpret and integrate into a larger context seemingly isolated
104 The idea of a pre-Hungarian fortification in the southwestern corner of the settlement
is not new. Horedt 1954; Anghel 1975, 245–269. Radu Heitel also considered it possible
that the settlement from the 9th–10th centuries already benefited from its own system of
protection.
105 Anghel 1975, 252; Rusu 1979, 47–70 for the reuse of the fortification from the 10th century
onward. Kovács 1984, for the transformation of the camp into a medieval fortress in sev-
eral stages, until around 1500.
106 See, for example, the remarkably similar situation at Govan. Driscoll 1998. There are, how-
ever, quite a few cases in which the existence of pre-Hungarian centers of power and/
or churches in the Kingdom of Hungary has been accepted, but of these the case of the
church at Zselicszentjakab (Kaposvár) is extremely relevant. Whether the old church was
a Byzantine or a Carolingian one, it was accepted at the time as a sanctuary and, conse-
quently, its ruins were included in the structure of the 11th century Benedictine abbey
church. Molnár 2020, 14–21.
From the Greek Bishop Hierotheos to the Latin Bishop Simon 55
107 Kristó 2003, 77–79 for the process of moving the see of the Transylvanian Bishopric to
Alba Iulia.
56 Marcu Istrate
Acknowledgments
I thank Ana Dumitran for believing from day one in the value of the church
discovered in 2011. She had the courage to edit the first academic presentation
of the results in 2014, and she has constantly supported me during the ten-year
period I dug on the site of St. Michael Cathedral. This volume owes a lot to her
efforts, as well.
I thank Florin Curta for his help in completing this volume and all the
authors for agreeing to participate in this debate.
I am also grateful to all those who have ever written about the church in
front of the cathedral, even during the excavation process, because sharing
ideas always helps to get better.
Chapter 2
Florin Curta
In late summer 813, the city of Adrianople fell to the Bulgars after a brief siege.
In the absence of any military or administrative representative of the Byzantine
emperor, Krum, the Bulgar ruler, threw the local bishop, Manuel, to the ground
and trampled upon his neck in a symbolic gesture of supreme humiliation.1
The inhabitants of Adrianople, including the parents of the future emperor
Basil I, were transferred to the region north of the Danube River, which a
9th-century Byzantine author known as Scriptor incertus calls ‘Bulgaria beyond
the Danube’ (Boulgaria ekeithen tou Istrou).2 Bulgarian historians have primar-
ily focused on the organization of the settlers, who seem to have formed a
self-governing borderland, with its own, separate governor named Kordylas.3
He managed to establish contact with Constantinople, and asked for assis-
tance for his plan to return all prisoners of war back to Byzantium. He organ-
ized and led a revolt of those prisoners against the Bulgars, and the troops that
the komes (count) of the northern region deployed against the rebels were
defeated. Unable to cross the Danube back into Bulgaria, the komes asked for
assistance from the neighboring Magyars, an indication that the revolt took
place some 20 years after the captives from Adrianople were forcefully moved
to ‘Bulgaria beyond the Danube.’4
1 Sophoulis 2012, 256 notes that this was in direct imitation of calcatio, the Byzantine trium-
phal custom. Following a practice established by Runciman 1930 in the literature published
in English, in this chapter I will use ‘Bulgars’ in reference to the inhabitants of early medieval
Bulgaria prior to the conversion to Christianity (the equivalent of the Bulgarian term prabăl-
gari and of the Romanian term proto-bulgari), while employing ‘Bulgarians’ for the period
after the conversion.
2 Scriptor incertus, 54; Leo Grammaticus, 345–46.
3 Tăpkova-Zaimova 1970. Kordylas may well be the same person as the general mentioned in
the Malamirovo inscription as being under the command of the kavkhan (Beshevliev 1992,
186–93).
4 Symeon the Logothete, 236–237. While the Magyars attacked Kordylas and his men without
much success, a Byzantine fleet appeared on the Danube, which quickly transported all the
Byzantines (presumably the captives from Adrianople, now old, and their children) back to
Constantinople. See also Moravcsik (ed.) 1984, 53–58; Tóth 1994, 71–73. The rebellion seems
In Romania, this episode of early 9th-century Bulgar history has stirred the
interest of historians primarily from a geographical point of view: where was
‘Bulgaria beyond the Danube’? Gheorghe Brătianu (1898–1953), who was the
first to dedicate a separate study to this issue, noted that several Romanian
historians and philologists have favored the idea that the captives from
Adrianople were forcefully moved to Wallachia (the southern part of present
Romania).5 However, Nicolae Iorga (1871–1940) vehemently opposed the idea,
as did Nicolae Bănescu (1878–1971).6 Like Iorga, Brătianu believed that ‘Bulgaria
beyond the Danube’ was located somewhere north of the Danube Delta, in the
Bugeac lowlands.7 Only seven years after the publication of his study, Brătianu
was branded as a fascist, and his name reduced to initials, as a part of the dam-
natio memoriae of those whom the newly installed Communist regime had
sent to the gulag. According to Petre P. Panaitescu (1900–1967), himself forced
to sign with the pen name ‘A. Grecu,’ ‘Bulgaria beyond the Danube’ was nei-
ther in the Bugeac, nor (just) in Wallachia. It was an entire country, as large as
Bulgaria proper.8 But in this view, as well as other respects, Panaitescu had no
followers. Shortly after Nicolae Ceaușescu came to power in 1965, the idea that
the territory of modern Romania was part of early medieval Bulgaria simply
petered out.9 Archaeologists, however, picked up where historians have left off.
Maria Comșa (1928–2002) knew that, based on the written sources, it was
impossible to gauge the extent of the Bulgar(ian) influence in the lands north
of the Danube River, much less to delineate the boundaries of ‘Bulgaria beyond
the Danube.’ To her, archaeologists were in a much better position to accom-
plish the task. The extension of the Bulgar rule north of the Danube River
may be tracked by means of the combination of pottery thrown on a tour-
nette with combed ornament, and the Grey Ware with burnished ornament, a
combination that is typical for what she called the Balkan-Danube culture.10
to have taken place under Presian, Krum’s great-grandson, who ruled Bulgaria between
836 and 852.
5 Brătianu 1943, 128.
6 Iorga 1913; Bănescu 1947 and 1948, 6–7.
7 Brătianu 1943, 130; see Iorga 1913, 66.
8 Grecu 1950, 227–228.
9 Mârza 2008, 170–171: by 1980, any discussion about ‘Bulgaria beyond the Danube’ ceased.
However, see Brezeanu 1984.
10 Comșa 1960, 396–397. Chișvasi-Comșa 1960, 69 cited Bănescu and Panaitescu (among
others), but not Brătianu, who had meanwhile died in the gulag. Rebaptized ‘Dridu,’ the
archaeological culture that Comșa had in mind is still believed to be characterized pri-
marily by the combination of the two types of wares. E.g., Hânceanu 2011, 256. For the
Balkan-Danube and Dridu cultures, and the rivalry between Maria Comșa and Ion Nestor,
see Stamati 2019, 171. For the political background of the debate, see Madgearu 2007 and
Ciupercă 2009.
Bulgaria beyond the Danube 59
Comșa first drew attention to signs on pottery (which she interpreted as Bulgar
‘runes’), such as a fragment of Grey Ware from Târgșor (near Ploiești, Prahova
County) or the amphora-like jugs from Celei (in Corabia, Olt County) and
Bucov (near Ploiești, Prahova County).11 Such signs, she argued, appear also
on building blocks from Slon, a stronghold in the Carpathian Mountains (near
Măneciu-Ungureni, Prahova County), as well as from Pliska, the supposed cap-
ital city of early medieval Bulgaria.12 More importantly for the topic of this
study, Comșa first drew attention to a sign scratched on a water pipe segment
that had recently been found at Căscioarele (Călărași County).13 In the 1970s,
the number of finds of water pipe segments, some with incised signs, increased
rapidly (see Annex). In the 1980s, Comșa could therefore tie such finds, as well
as bricks, to trade routes between the Carpathian Mountains and the Danube
territories, as well as to the inhabitants of Adrianople forcefully moved to
‘Bulgaria beyond the Danube.’14
By that time, however, the emphasis has shifted from “runes” and build-
ing materials to the large-scale excavations of cemeteries in southern
Romania.15 Although parallels with similar sites in Bulgaria were acknowl-
edged, nobody thought of attributing any of those assemblages to the captives
from Adrianople.16 Nor has any historical explanation been advanced so far
in Romania for the fact that several large settlements in the same area also
begin in the 9th century.17 This may well be yet another indication of the ‘feud
11 Comșa 1960, 400; 399 fig. 1/4–6; 401 fig. 2/1. Although discovered by Ion Nestor in 1941, the
site at Bucov was excavated by Maria Comșa between 1959 and 1966 (see the first report in
Chișvasi-Comșa 1959).
12 Comșa 1960, 401–403. First discovered by Cezar Bolliac (1813–1881), the stronghold at
Slon-La Ciugă was also excavated by Maria Comșa (Comșa 1969). Comșa 1981 attributes
the first building phase (the so-called timber stronghold) at Slon to a Bulgar advanced
position in the Carpathian Mountains.
13 Comșa 1960, 400; see Mitrea 1960.
14 Comșa 1983 and 1985. See also Ciupercă 2010b, 286 and Ciupercă 2020.
15 Harțuche – Anastasiu – Broscățean 1967; Dolinescu-Ferche – Ionescu 1970; Toropu –
Stoica 1972; Șerbănescu 1973; Comșa – Bichir 1973; Harțuche – Anastasiu 1980; Mitrea 1988
and 1989. The largest cemetery so far is Platonești (Ialomița County), which was discov-
ered in 1990 (Fiedler 2008, 156).
16 It is important to note that many of the new cemeteries that appeared after ca. 800 and
continued into the early decades of the 10th century are located in southern Romania.
The dress accessories found in those cemeteries are conspicuously similar to those in
Moravian burial assemblages (Fiedler 1992, 270; Grigorov 2013). Madgearu 2002–2003, 44
mentions ‘Bulgaria beyond the Danube,’ but in relation to supposedly 9th-century build-
ing materials, not to the many cemeteries in the area. Canache – Curta 1994, 197 with n.
109 link the hoards of tools and weapons dated to the 9th century to ‘Bulgaria beyond the
Danube’ (see also Curta 1997, 251; Curta 2019, 91).
17 There is absolutely no mention of ‘Bulgaria beyond the Danube’ in Corbu 2006.
60 Curta
18 Daskalov 2015. Unlike the dispute over the ethnic attribution of the ‘Dridu culture’ in the
1960s and 1970s, the deafening silence in this case has much more to do with the ethnic
interpretation of finds proposed by a German scholar – Uwe Fiedler (Fiedler 1992; see the
Romanian reactions in Sâmpetru 1993 and Harhoiu 1994–1995).
19 Horedt 1966; Aldea – Ciugudean 1981; Anghel – Ciugudean 1987. For much earlier finds,
see Simina 2002. Țiplic 2005 is among the very few to draw a direct line between the cem-
eteries in southern Transylvania and those in the Lower Danube region (see also Țiplic
2006, 46 and 65).
20 Ciugudean et al. 2003, 5–7; Ciugudean 2006, 13.
21 Fiedler 2008, 160; Yotov 2012, 328.
22 Bóna 2001a, 267; Madgearu 2002–2003, 51; Madgearu 2005, 107.
23 Madgearu 2005, 107. See also Yotov 2010.
24 Madgearu 2005, 108.
25 Aware of that problem, Madgearu 2005, 107–108 includes the cemeteries at Ciumbrud
and Orăștie into the same group as Blandiana, Alba Iulia – ‘Stația de Salvare’, and Sebeș.
Ciumbrud is the only site located in the salt region.
Bulgaria beyond the Danube 61
26 Fiedler 2012.
27 Marcu Istrate 2014 and 2015.
28 Marcu Istrate 2014, 100 with n. 29; Marcu Istrate 2015, 182 with n. 29.
29 Marcu Istrate 2014, 102. The site is located to the east of the intersection of Calea Moților
and the Republicii Boulevard, near the Municipal Stadium.
30 Marcu Istrate 2015, 184 with n. 42 raises doubts about dating the end of the settlement to
the 920s (Heitel 1985, 225).
31 Marcu Istrate 2014, 118.
62 Curta
settlements as Pliska and Preslav has also been the subject of some recent
debates.37 One of the arguments adduced to explain the character of those set-
tlements is the presence of a water supply system, either in masonry or in the
form of ceramic water pipelines.38 To be sure, archaeological excavations at
Pliska and Preslav have revealed a complex system of water supply, with tanks
and long lines, some walled and others made of ceramic segments.39 Leaving
aside complicated problems of stratigraphy and chronology associated with
both sites, as well as the regrettable absence of a systematic study of the fab-
rics and shapes of the water pipe ceramic segments, conspicuously missing
from the general picture is any information about production. No segments
have so far been found in Bulgaria in association with kiln sites, and no wasters
are known.40
By contrast, the situation in the lands north of the Danube is quite different.
No sites are known from this entire region that could be even remotely com-
pared with Pliska and Preslav. Nonetheless, ever since the 1960s, a relatively
large number of water pipe ceramic segments have been found on several
settlement sites, both in the immediate proximity of the Danube River, and
farther away into the Subcarpathian hills (see Annex). Among the former, only
Căscioarele and Chirnogi have been explored archaeologically, albeit through
salvage excavations. Most specimens resulting from those excavations are
fragments found in settlement features (dwellings), but whole examples, each
between 40 and 48 cm long are known from earlier stray finds (Fig. 2.1/2–10).
In addition to segments, excavations in Chirnogi brought to light fragments
of ceramic piping joints (Fig. 2.1/11).41 Stray finds of segments are also known
from Oltenița and Gostinari, but none have been published with illustration to
37 Giuzelev 1986; Bonev 1987 and 2014. For a comparative (and critical) approach to the
problem, see Kirilov 2006.
38 Panova 2007.
39 For Pliska see Shkorpil 1905; Dimitrov 1992, 64; Georgiev 1992, 101–104 and 95 fig. 24;
Vaklinov – Vaklinova 1993; Dimitrov 2002. For Preslav, see Dzhingov 1961, 35 and fig. 11;
Bonev 2011, 404 and fig. 2.
40 Despite an early attempt at classifying pipe segments, primarily on the basis of specimens
from Pliska, Angelova 1971 offers no information about the sites and modes of production
of those materials.
41 It remains unclear whether the specimens found in houses 1a, 3 and 9 of the settlement
excavated in Căscioarele were on the house floor or in the filling. The latter would imply
that the fragments of water pipe segments ended up in those houses after they had been
abandoned and turned into refuse pits. This was clearly the case for the fragments found
in the filling of house 1 in Chirnogi.
64 Curta
Figure 2.1 Water pipe segments (1–10) and piping joint (11): 1 – Bucov-Rotari, house 1;
2 – Căscioarele, stray find; 3, 4 – Căscioarele, house 1a; 5, 7–10 – Chirnogi,
stray finds; 6, 11 – Chirnogi, house 2
After Sâmpetru – Șerbănescu 1975; Comșa 1978a; Damian 1996
Bulgaria beyond the Danube 65
Figure 2.2 The distribution of water pipe segments in the lands north of the river Danube. Small circles
indicate single specimens, larger ones 2 and more than 3, respectively. Numbers refer to
the annex
Author: Florin Curta
42 No illustration has been published for the fragments found in a sunken-floored building
in Viișoara. The fragments from Mironești (on the opposite bank of the Argeș River from
Gostinari), which Schuster 2017 has published with illustrations are much too small for
comparison.
43 Frînculeasa et al. 2017, 19 wrongly interpreted those fragments as of imbrices, not water
pipe segments. However, early medieval imbrices are of a very different form and size. For
very good examples, see Teslenko 2015.
66 Curta
water pipe segments.44 A local production of such segments also results from
the archaeological situation in Chirnogi. A great number of fragments found
on that site have manufacturing defects. In fact, a thick layer of fragments of
water segments, tegulae, and imbrices, many of them with manufacturing
defects indicate a dumping site for wasters.45 Those fragments ended up in
the filling of nearby buildings suggests that broken pieces were discarded else-
where. This suggestion is based primarily on the situation in Târgșor, where
fragments of water pipe segments have been found not only in the kiln, but
also in a sunken-floored building excavated nearby. That several of them were
around the clay oven may indicate that broken pieces were recycled for house
furnishings.
Fragments of water pipe segments have also been found among artifacts
associated with above-ground buildings excavated on sites in the uplands
of Wallachia, such as Bârlogu and Slon. At Bucov, both sunken-floored and
above-ground buildings produced fragments of water pipe segments. Because
of their presence in Slon, a stronghold dated to the 8th and 9th centuries,
Romanian archaeologists have consistently dated the water pipe segments
from Wallachia to the 9th century.46 However, at a close examination, the
archaeological context in which several fragments have been found in Bucov
suggests otherwise. For example, the fragments from annex 4 at the Rotari
site were found together with a glass bangle, which cannot be dated earlier
than ca. 900.47 In house 1 at that same site, fragments of water pipe segments
were associated with fragments of Plain Glazed Wares in a red and grey
fabric, the so-called chafing dishes. Although such wares appear in the late
8th century, the specimens from Bucov are of a 10th-century date because they
have the bowl set on top of the stand, so that it flares widely.48 Moreover, the
44 The Pietroiu kiln has more than double the number of stoking holes (Papasima – Oprea
1984, 237–40 and figs. 1–4). By contrast Frînculeasa et al. 2017, 19 claim that kiln no. 2 in
Târgșor had 9 holes, although the published photographs (Frînculeasa et al. 2017, 42 pl. 11)
clearly show 11, the same number of holes as that of the kiln in Mărăcinele.
45 Sâmpetru – Șerbănescu 1975, 245–246 and 248.
46 Sâmpetru – Șerbănescu 1975, 264 with n. 22 and 265 with n. 23: the segments found in
Chirnogi are unlike those from Preslav, but very much like the segments from the lower
lines of water supply in Pliska. The production of ceramic building materials in Chirnogi
must be dated to the early 9th-century (Sâmpetru – Șerbănescu 1975, 265). A 9th-century
date has been advanced even by those authors who claimed that the water pipe seg-
ments are an indication of the influence of the Byzantine (and not Bulgar) urban culture
(Teodor 1981, 61–62).
47 Mănucu-Adameșteanu – Poll 2009; Bollók 2010, 179; Antonaras 2012, 119 and 120 fig. 5.
48 Comșa 1978a, 108; 107 fig. 88/1, 2, 6; 107 fig. 89; 109 fig. 91/1, 4, 9, 14; Vroom 2005, 73. Chafing
dishes were produced in different places in the Byzantine Empire, especially in Central
Bulgaria beyond the Danube 67
upside-down handles are also a feature most typical for the second half of the
10th century.49 An earlier generation of Romanian scholars followed Maria
Comșa in associating ‘runic’ signs on bricks and on pottery with the Bulgars,
and therefore dated them to the 9th century. Two whole water pipe segments,
one from Căscioarele and the other from Chirnogi, are marked with a Y-shaped
sign between two vertical bars. This sign is common on many categories of
artifacts – stone, ceramic, or metal – found in Bulgaria. While an earlier gener-
ation of scholars have insisted on a pre-Christian significance of the sign (with
various interpretations, all removed from the archaeological evidence), most
scholars now agree upon the Christian meaning of the sign and the dating of
its use primarily in the 10th century.50
Therefore, there are good reasons to believe that the water pipe segments
found in Wallachia date to the 10th, and not the 9th century. Those who pro-
duced them were not Byzantine craftsmen supposedly moved forcefully to
the area from the southern parts of the Balkan Peninsula.51 In other words,
the sites on which such segments have been found have nothing to do with
‘Bulgaria beyond the Danube’ known from the written sources, and may in
fact be a century younger. Some have advanced the idea that the water pipe
segments were produced in Wallachia for urban-like (or ‘pre-urban’) sites in
the vicinity, namely strongholds like Slon. While fragments of segments have
indeed been found in two buildings at Slon, there is no evidence whatsoever
that the site had a water supply system. The same is true for the stronghold
on the Păcuiul lui Soare Island in the middle of the Danube: despite exten-
sive excavations on the site, no water supply system has so far been found at
that location. Conversely, no stronghold is known from the environs of such
Greece (at Corinth), as well as on the Adriatic coast. Sanders 2003, 40 believes, however,
that chafing dishes that are green-glazed were brought to Corinth from somewhere else
(presumably, Constantinople), while local imitations were dipped into a solution of yel-
low glaze. If true, that would indicate that the chafing dishes from Bucov were produced
in Constantinople, not in Greece.
49 Frantz 1938, 430 and 433–434.
50 Georgiev 1978; Beshevliev 1979 and 1989; Mikhailov 1987; Moskov 1987; Petrova 1990;
Rashev 1992; Atanasov 1993; Balabanov 1994; Georgiev 1996; Stepanov 1999; Stanev 2005;
Stateva 2005; Totev 2005 and 2007; Doncheva-Petkova 2015; Iliev 2015. For the Christian
significance of the sign, see Mikhailov 1979, 52 fig. 2/2–5 (four signs on sarcophagus no. 4
in the Great Basilica in Pliska, dated to the 10th-century); Totev 1991 (the sign appears on
the walls of late 9th- and 10th-century monasteries); Ilievski 1996; Dzanev 2000; Rashev
2003, 165; Tabov – Todorov 2007; Ilieva 2008; Rashev 2008; Inkova 2014 and 2020.
51 Sâmpetru – Șerbănescu 1975, 265. Nonetheless, the pipe segments continue to be regarded
as an archaeological correlate of the population of Adrianople forcefully moved by Krum
to “Bulgaria beyond the Danube” (Schuster 2017, 368).
68 Curta
long period of time. That obviously required a large quantity of fuel in the form
of firewood. Little is known about the history of the medieval landscape of
Wallachia, but judging from the zooarchaeological evidence and other indica-
tions, the southern region of present-day Romania was densely forested in the
early Middle Ages.56 The production of ceramic building material on any one
of those centers in Wallachia must have involved therefore a mobilization of
labor force that most certainly required a certain degree of political control.
Judging by the chronology of the archaeological evidence in Wallachia that
include water pipe segments, there seems to have been a sudden surge in the
demand for ceramic building materials during the 10th century. This was the
Golden Age of Symeon (893–927) and his son, Peter (927–970), a period that
witnessed a massive building program in Preslav and Pliska, as well as in their
environs. Preslav must have been rebuilt at this time according to a sophisti-
cated urban concept based, as in Pliska, on a concentric plan, with an Inner
and an Outer Town. In the latter, the area enclosed by stone walls is 350 hec-
tares, with the palatial compound as the largest building complex. To the east
and to the southwest from the palace are two of the 25 churches built in the
10th century in Preslav. One of them is the core of yet another palatial com-
pound interpreted as the residence of the patriarch.57 A large square high-
lighted the significance of this complex of buildings. Most importantly for the
topic of this paper, a fountain stood next to the church in the middle of the
square, a clear indication of the crucial role of water (and the associated pipe-
line network) in the urban concept of the Inner Town.58 No less than eight
compounds have been excavated in the environs of Preslav, all dated to the
early 10th century. Initially interpreted as monasteries, they are now regarded
as “manors” of members of the court aristocracy.59 Several churches built in and
around Preslav shortly before 900 were basilicas.60 However, over 30 domed
56 Cârciumaru 1972; Giurescu 1976, 11; Tomescu 2000, 232. For zooarchaeology and the eco-
logical profile of the lands north of the Lower Danube, see Bejenaru 1998.
57 Ovcharov – Aladzhov – Ovcharov 1991; Konakliev – Doncheva 2011, 2012 and 2013.
58 Bonev 1998.
59 Kostova 2002 and 2004. Some of those “manors,” however, were indeed transformed into
monasteries in the early 10th century. The most famous example is that from Selishte,
where a manor in existence since the late 9th century was turned into a monastic com-
plex most likely by its owner, an aristocrat named George, whose many seals have been
found in the area (Iordanov 2006, 128–129). On his seals, George appears as synkellos, i.e.,
a monk living in the same cell with his bishop and having as a task to witness the purity
of the bishop’s life. See Popkonstantinov – Kostova 2013.
60 Totev 1976; Doncheva 2002; Doncheva 2003, 138–139, 141, and 151; Vaklinova et al. 2003;
Ovcharov – Doncheva 2004. No less than 15 three-aisled basilicas, each with one apse, are
known from Pliska (Doncheva 2003, 142–149).
70 Curta
cross-in-square churches are known so far from Preslav, many associated with
“manors” outside Preslav. The earliest are of the tetrastyle variant.61 In fact, the
“pillared church” in Alba Iulia is a combination of a tetrastyle and single-nave
church, so far the northernmost church of the 10th-century Bulgarian group.62
The association between the domed cross-in-square churches and the
manors opens new interpretive possibilities for the “pillared church” in Alba
Iulia. If this was a church built by a local potentate aspiring to the status of
the court aristocracy in Preslav, where was his manor? Daniela Marcu Istrate
has rejected, in fact, the idea of a proprietary church built by a Bulgarian
boyar or a ruler under Bulgarian obedience, because “no evidence exists that
there may have been a court belonging to a Bulgarian leader in Alba Iulia.”63
However, the archaeological record suggests that power in the lands north of
the Danube River could be effectively represented without courts or palatial
compounds. At Bucov, for example, despite the absence of any large or spe-
cial buildings, there is clear evidence of local elites.64 The chafing dishes from
house 1 excavated at the Rotari site were meant to be placed on a table as a
sort of portable braziers and cooking pots at the same time. The food in the
upper bowl was kept warm by the charcoal placed in the lower stand. Like
dishes with tall pedestals, chafing dishes were therefore appropriate for ban-
quets, where food was shown before being consumed.65 They indicate feasting,
which is a major component of social differentiation that anthropologists and
archaeologists associate with abundant resources and the rise of chiefdoms.66
61 Doncheva 2010, 375 fig. 6; 376 fig. 7; and 377 fig. 8. Church 1 in Avradaka (early 10th cen-
tury) is a quincunx (five-domed) building, for which see Doncheva 2008, 211–212. See also
Totev 2011.
62 In fact, its closest, still standing analogy is the 10th-century church of St. Leontius in
Vodoča near Strumica, in Macedonia (Nikoloska 2015, 276; Domozetski 2015).
63 Marcu Istrate 2015, 193. An important argument in her rejection of a direct link between
the domed cross-in-square churches around Preslav and Alba Iulia is the relatively small
size of the former in comparison with the latter. This, of course, neglects the size imbal-
ance between churches associated with “manors” and those associated with the royal
court in the Inner Town.
64 Comșa 1978a, 146 was convinced that relatively large buildings such as house 12 excavated
at Bucov-Tioca were in and by themselves indication of social inequality. Such arguments
need to be treated with extreme caution given that they were couched in Comșa’s theory
of the village community inspired by the Marxist sociologist Henri H. Stahl (for Marxism
in Comșa’s work, see Curta 2020). At any rate, there is nothing spectacular among the
finds associated with house 12 in Bucov-Tioca: no chafing dishes, and no amphora-like
jugs. Judging by the anvil found there, it may well have been a smithy (Comșa 1978a, 19
and 94; 20 fig. 8/4; 52 fig. 34/9, 11; 117 fig. 92/2; 129 fig. 99/16; 170 pl. XIX/7; pl. XXIV/8).
65 Vroom 2003, 231; Curta 2011, 184.
66 Hayden 1995, 25 and 40; Kim et al. 2016, 129.
Bulgaria beyond the Danube 71
67 Ciugudean et al. 2003, 36. Amphora-like jugs have also been found in Blandiana (Horedt
1966, fig. 6/1, 4; Anghel – Ciugudean 1987, 182 fig. 3/1–3 and 5; 183 fig. 4/6). In Bucov,
amphora-like jugs appear together with chafing dishes in the same ceramic assemblage
(Comșa 1978a, 92 fig. 82/8). For amphora-like jugs from Bulgaria as markers of social pres-
tige used in 10th century burial assemblages in Hungary, see Gulyás – Gallina – Türk 2019.
68 Haimovici – Blăjan 1989, 340–342. Fragments of bricks have also been found in the filling
of two sunken-floored buildings excavated on the Septimius Severus Street, to the south-
east from the Municipal Stadium (the ‘Stația de Salvare’ site); see Haimovici – Blăjan 1992,
209–212.
69 Curta 1998–1999. For more hoards, see Ioniță – Ciupercă 2003, Teodor 2004 and Ciupercă
2010a.
72 Curta
until ca. 900 in the region of the Curvature Carpathians. Meanwhile, at some
point during the 9th century, forms of material culture most typical for the
Lower Danube region of Bulgaria were adopted by communities in southern
Transylvania as well. The exact mechanism for such a sudden reorientation
of cultural relations remains unknown, but it is quite possible that such rela-
tions were mediated by communities in Wallachia, especially if one admits
that some form of political organization survived in that region after “Bulgaria
beyond the Danube” disappeared in the 830s from the written sources.
Some cemeteries in the Lower Danube region of Wallachia ceased
shortly before 900. Others may have continued, but no burial sites are so
far known from Wallachia that could be dated with any degree of certainty
to the 10th century. The exact reason for the end of the large cemeter-
ies that have begun in the 8th or 9th century is not clear – either Symeon’s
wars with the Magyars during the last decade of the 9th century, or
Christianization, a process that took off in Bulgaria in the early 10th century.70
On the one hand, judging by the evidence resulting from the excavation of
settlement sites, there was no interruption or end of occupation on any of
them. There are also no signs of widespread destruction.71 On the other hand,
there are no signs in Wallachia of the dramatic changes in burial practices that
are documented archaeologically in Bulgaria, especially the disappearance of
grave goods and the increase in the quantity of personal, dress accessories.
In other words, the Christianization process taking place in Bulgaria does not
seem to have reached the lands north of the Danube. If ‘Bulgaria beyond the
Danube’ was still in existence in the 10th century in some shape or form, it had
no religious ties to Preslav. This is precisely why the evidence of water pipe
segments is so remarkable. While oblivious to the dramatic political changes
taking place in the lands south of the Danube River, several communities in
Wallachia organized themselves to secure the production of ceramic building
70 For Symeon’s wars with the Magyars, see Dimitrov 1986; Ziemann 2014, 370–376; Mladjov
2015, Pavlov 2018. For the Christianization of Bulgaria, see Doncheva-Petkova – Khristova
2012; Fiedler 2012; Pletn’ov 2016.
71 The archaeological evidence from Wallachia that can be dated to the 10th century comes
primarily from settlement sites. Occupation on many of them started in the 9th century
and continued without any interruption well into the 10th century. For more settlements
besides those in Bucov, to Chirnogi, Căscioarele, and Târgșor, see Zirra – Tudor 1954, 32
and 39–40; (no author) 1955, 630–631; Berciu 1959, 79–80; Mitrea – Preda 1959; Morintz –
Rosetti 1959, 33–34; Preda 1961; Zaharia 1967; Leahu 1969; Panait – Ștefănescu 1973, 7 and
13–14; Turcu 1978; Damian 1996, 126–127; Corbu 1997; Păunescu – Rența 1998 and 2000;
Teodor 2000, 125 and 134; Popa – Matei – Nițulescu – Rența 2003; Olteanu – Grigore –
Nicolae 2007; Corbu 2013.
Bulgaria beyond the Danube 73
72 There are many indications of Byzantine fashions and manners being imitated in Preslav,
but perhaps the best example is the hoard of gold and silver found in 1975 in Kastana,
near Preslav. The find includes 150 pieces of gold and enamel furnishings, silver objects,
ancient gems, and 15 silver coins struck in 959 for the emperors Constantine VII and
Romanus II. The exquisite necklace with medallions is clearly a Byzantine work. The
same is true for the diadem plates with scenes from the life of Alexander the Great, which
was meant probably for a member of the royal family in Preslav. The spherical pendants
of gold with enamel ornamentation may have been part of a long, gem-studded scarf
worn only by members of the imperial family in Constantinople. The hoard may well have
been the possession of one of Emperor Peter’s two daughters, who may have acquired
the furnishings during a visit to Constantinople (perhaps in 940) in the company of her
mother, Maria. See Totev 1993; Atanasov 1999; Bosselman-Ruickbie 2001 and 2004. For
chafing dishes from Bulgaria, see Borisov 2009, 251 and fig. 6; Yotov 2016 and 2020, 170. For
glazed dishes with tall pedestals, which were also used for feasting, see Georgiev 2017.
73 For dress accessories in burial assemblages found at ‘Izvorul Împăratului’, see Dragotă
et al. 2018, 325–331. For the pectoral crosses, see Dragotă 2017, 165–173. For dress accesso-
ries in burial assemblages of the second phase of the cemetery at ‘Stația de Salvare’, see
Ciugudean 2006, 15.
74 Curta
74 Doncheva – Bunzelov 2015–2016. Despite the great number of very similar bronze
enkolpia from Bulgaria, which have been dated to the 10th century, none was found in a
burial assemblage. For enkolpia in Bulgaria, in general, see Doncheva-Petkova 2011.
75 Eggs: Dragotă 2014a. Birds: Dragotă 2019. Pottery: Ciugudean 2007, 247–248; Dragotă et al.
2015, 327–338. Horse gear and weapons: Dragotă 2018f; Dragotă – Blăjan 2019a.
76 Ziemann 2014, 373–376; Mladjov 2015, 68–70.
77 Gáll 2013a, 826–835; Gáll 2013b; Gáll 2014, 89–93. All three locations are in close proximity
(less than 200 m) to each other. The earliest assemblages that could be attributed to the
Magyars in Transylvania are graves 6 and 10 of the cemetery excavated at the corner of
the present-day General Traian Moșoiu and Aurel Suciu streets in Cluj-Napoca (Gáll –
Gergely – Gál 2010, pls. 16–21 and 26–32; Gáll – Gál – Vremir – Gergely 2011; Gáll 2013a,
Bulgaria beyond the Danube 75
the military center in Cluj-Napoca with the Magyar raids into the Balkans,
and no Romanian historian or archaeologist seems to have noted (or acknowl-
edged, as it were) the co-existence of the two political and military poles of
10th-century Transylvania.78
Within a few decades before AD 1000, everything changed irreversibly.
The Byzantine-Rus’ war (968–971) and the capture of Preslav by the troops
of Emperor John Tzimiskes effectively put an end to Bulgaria. A long conflict
ensued with Samuel, but by 1018, the central and eastern parts of the Balkan
Peninsula have been integrated into the Byzantine Empire.79 The power center
in Alba Iulia had already been wiped out by that time as a result of the military
intervention of King Stephen I of Hungary, and the beginning of the conquest,
administrative, and ecclesiastical reorganization of Transylvania.80 ‘Bulgaria
beyond the Danube’ was no longer.
Annex
A List of Water Pipe Segments Discovered in Romania
1. Alba Iulia (Alba County); fragment(s) found together with Grey Ware
with burnished ornament inside an SFB accidentally found at the ‘Lumea
Nouă’ site; Haimovici – Blăjan 1989, 340–342.
2. Bârlogu (Argeș County); fragment(s) found inside an above-ground build-
ing with brick foundations; Nania 1969, 130–31.
3. Bucov (Prahova County) – house 1; fragments found in a SFB excavated at
the Rotari site, together with fragments of chafing dishes (Plain Glazed
Wares in a red and grey fabric); Comșa 1978a, 43 [where the finds are
interpreted as imbrices] and fig. 28/1, 2, 8; Diaconu 1979, 470.
4. Bucov (Prahova County) – annex 4; fragments found in an above-ground
building excavated at the Rotari site, together with the fragment of a glass
272–273, 274, and 276). They have both been dated to the first two thirds of the 10th cen-
tury. The beginning of the cemetery therefore coincides in time with the first phase of
the cemetery excavated at the ‘Stația de Salvare’ in Alba Iulia. In other words, the military
center in Cluj-Napoca was set up a few decades before the one organized in Alba Iulia by
the chief who built the ‘pillared church.’
78 For the ‘traditional view’ of the Hungarian historians regarding the history of Transylvania
in the 10th century, see Makkai 1987 and Kristó 1988b.
79 For the Rus’ in Bulgaria, see Orlov 1997; Iliev 2001; Yotov 2015 and 2018. For the war and the
Byzantine occupation of Preslav, see Maistorski 2009; Stanev 2009; Iordanov 2013. For the
war with Samuel, see Curta 2019, 241–249.
80 Engel 2001, 24; Curta 2001, 145–147; Berend – Urbańczyk – Wiszewski 2013, 148–149;
Madgearu 2019.
76 Curta
bangle; Comșa 1978a, 43 [where the find is interpreted as imbrice] and fig.
28/9; Diaconu 1979, 470.
5. Bucov (Prahova County) – house 3; fragment found in an above-ground
building excavated at the Rotari site; Comșa 1978a, 43 [where the find is
interpreted as imbrice] and fig. 28/6; Diaconu 1979, 470.
6. Bucov (Prahova County) – house 8; fragment found in an above-ground
building (?) at the Rotari site; Comșa 1978a, 43 [where the find is inter-
preted as imbrice] and fig. 28/7; Diaconu 1979, 470.
7. Bucov (Prahova County) – house 9; fragment found in an above-ground
building (?) at the Rotari site; Comșa 1978a, 43 [where the find is inter-
preted as imbrice] and fig. 28/10; Diaconu 1979, 470.
8. Bucov (Prahova County); fragments found in the filling of an oven exca-
vated at the Rotari site; Comșa 1978a, 43 [where the finds are interpreted
as imbrices] and fig. 28/3, 4, 11; Diaconu 1979, 470.
9. Căscioarele (Călărași County); stray find(s); two specimens (each about
40 cm long) with traces of hard water in the interior; one of them has the
sign /Y/ on the outside; Mitrea 1960, 435–39.
10. Căscioarele (Călărași County) – house 1a; three specimens, two of which
are fragments; Damian 1996,122 and 336 fig. 159/4–6.
11. Căscioarele (Călărași County) – house 3; several fragments; Damian 1996,
122.
12. Căscioarele (Călărași County) – house 9; several fragments; Damian 1996,
123 and 323 fig. 146/9–11.
13. Căscioarele (Călărași County) – oven 1; one fragment; Damian 1996, 123.
14. Căscioarele (Călărași County) – refuse pit 1; one fragment; Damian
1996, 123.
15. Chirnogi (Călărași County); several specimens (between 40 and 48 cm
long), some with incised signs on the outside (one of them with the sign
/Y/), found together with bricks, as well as tiles and imbrices, many of
which have manufacturing defects; Sâmpetru – Șerbănescu 1975, 241–
242, 244–252, 255–257, 262; figs. 2/2–4; 3/1; 4/1–6; 5/1, 2, 4–11; 6/1–8; 7/1–4;
11/2–3.
16. Chirnogi (Călărași County) – house 1; several fragments (one with an
incised sign) found in the filling, together with bricks (many with manu-
facturing defects, some with traces of mortar), as well as ceramic piping
fittings, one of which has manufacturing defects; Sâmpetru – Șerbănescu
1975, 242–243, 246, 251–254; fig. 2/1; fig. 8/4–5; fig. 9/2–3, 8–9; fig. 10/5.
17. Chirnogi (Călărași County) – house 2; several fragments found together
with bricks, tiles, and imbrices; Sâmpetru – Șerbănescu 1975, 243.
Bulgaria beyond the Danube 77
18. Chirnogi (Călărași County) – oven 1; several fragments found together with
bricks, imbrices, and tiles; Sâmpetru – Șerbănescu 1975, 243.
19. Gostinari (Giurgiu County); stray finds; several fragments, found together
with imbrices and bricks; Sâmpetru – Șerbănescu 1975, 266; Schuster
2017, 362; 364 pl. IV; 365 pl. V.
20. Mărăcinele (Dolj County); several fragments found together with imbrices
inside a kiln accidentally found at the site La mal; Toropu – Ciucă – Voicu
1976, 98–106.
21. Oltenița (Călărași County); fragments; Sâmpetru – Șerbănescu 1975, 267.
22. Păcuiul lui Soare Island (Călărași County); fragments found inside the
stronghold, near the northern gate; Diaconu et al. 1983, 435.
23. Slon (Prahova County) – Building 1; several fragments used as pavement in
the northwestern corner of an above-ground building with stone walls;
Comșa 1978b, 308–309 and 314.
24. Slon (Prahova County) – Building 6; several fragments found inside an
above-ground building with stone and brick walls; Comșa 1978b, 312
and 314.
25. Târgșor (Prahova County) – house 40; several fragments found inside
a SFB, around the clay oven; Ciupercă – Măgureanu 2010, 155 and 173
fig. 10/1–7.
26. Târgșor (Prahova County) – kiln 5; several fragments found inside a kiln
discovered through salvage excavations at the Movila de la Pădure site;
Frînculeasa et al. 2017, 19 [where the finds are interpreted as imbrices];
43 pl. 12; 44 pl. 13/3, 6.
27. Viișoara (Dolj County); several fragments found in a SFB (?) accidentally
found at the ‘Părul lui Drăguceanu’ site; Toropu – Stoica 1970, 496–498.
Chapter 3
⸪
3.1 Introduction
cemeteries or isolated graves (?) have also been located south and south-east
of the city (Fig. 3.1).4
The largest cemetery in Alba Iulia is undoubtedly the one located in the
northern part of the town, near the building of ‘Stația de Salvare’ (the First
Aid Station). The first graves from this burial area had been excavated by Béla
Cserni in 1904.5 A Roman necropolis existed in the same area: eight Roman
graves were excavated in 1957 near ‘Cantonul C.F.R.’6 During the municipal
works that took place close to ‘Spitalul Veterinar’ (Veterinary Hospital) in 1962,
five more early medieval graves were found.7 However, the size and import-
ance of the medieval cemetery was considerably underestimated and it was
only in 1979 that archaeologists regained interest in the area. The discoveries
from the ‘Cantonul C.F.R.’ and the Veterinary Hospital were long considered
as distinct funerary areas, and their association with the ‘Stația de Salvare’
necropolis has been considered only in the last couple of decades.8
When the urban development extended north of the town, new Roman and
medieval graves came to light near the ‘Stația de Salvare’, a building located
between Moților St. and Victoriei Blvd. The Museum of Alba Iulia and the
Archaeological Institute of Cluj-Napoca joined efforts in excavating the area
between 1979 and 1985.9 Three overlapping cemeteries were uncovered – a
Roman one (2nd–3rd century) with over 300 graves, and two from the Early
Middle Ages (9th–11th centuries). The entire funeral area (including the Alba
Iulia – Zlatna road and the former railway) covers more than 2 ha. According to
the available information, 1152 early medieval graves were excavated at ‘Stația
de Salvare’ between 1979 and 1985 and 83 could not be dated.10 This site, there-
fore, is the largest early medieval necropolis in Transylvania excavated to date.
4 Horedt 1958a, 49–63; Ciugudean 2007, 243; Timofan 2010, 108; Florescu – Ota 2016.
5 Nagy 1913, 269.
6 Protase 1959, 400–404.
7 Dragotă et al. 2004.
8 Ciugudean 1996, 4; Dragotă et al. 2004, 172. Still, both Zlatna St. and ‘Spitalul Veterinar’
are wrongly considered distinct sites in some recently published studies (Gáll 2002, 298;
Țiplic 2006, 75; Marcu Istrate 2009a, 84).
9 Excavations took place in two different stages and by two different field teams, coor-
dinated by the Institute of Archaeology and History from Cluj-Napoca (director acad.
Ștefan Pascu). Between 1979 and 1981, the members of the field team were Mihai Blăjan,
Alexandru Popa and Ioan Șerban. Starting with the second half of 1981 the team partly
changed and it was formed by Ioan Șerban, Cloșca Băluță, Horia Ciugudean, Alexandru
Popa, Vasile Moga, Ioan Alexandru Aldea, Gheorghe Anghel and Dorin Ovidiu Dan.
10 Ciugudean 2006; Ciugudean 2007. Some wrong data regarding the size of the cemetery
has been circulated in the literature, the published numbers make no difference between
the two distinct cemeteries (Gáll 2005, 354).
80 Ciugudean, Dragotă, and Popescu
Figure 3.1 Map of present-day Alba Iulia with the location of the main sites referred to in the
text: 1. Stația de Salvare; 2. Izvorul Împăratului; 3. Brândușei St.; 4. Vânătorilor St.;
5. Micești-Cigaş; 6. The Ravelin of St. Francisc de Paola; 7. Orange Transmission
Station; 8. Former Military Hospital-Museikon; 9. Pâclișa – La Izvoare; 10. Roman
Bath/Governors Palace; 11. Catholic Cathedral
Author: Horia I. Ciugudean
The Roman cemetery has been recently published,11 and there are several stud-
ies and exhibition catalogues dedicated to the medieval finds.12 Unfortunately,
there are no chances for a complete anthropological study of the skeletons
in the future, as far as the skeletons have been mixed with other finds and
completely compromised after 1990, when the reorganization of the Research
11 Bounegru 2017 (the author erroneously attributed a few early medieval graves with tile
cist to the Roman time).
12 Ciugudean 1996; Ciugudean 2006; Ciugudean 2007; Ciugudean 2011; Blăjan – Popa 1981;
Blăjan et al. 1993; Blăjan – Botezatu 2000; Dragotă – Blăjan 2019a; Dragotă 2020; Cosma
2011. In spite of the early publication of consistent topographical, chronological and
archaeological data on the ‘Stația de Salvare’ cemeteries, several authors have still pro-
moted wrong information about this important site, either by ignorance or misunder-
standing (Țiplic 2007; Gáll 2002; Takács 2016 etc.).
The Funeral Landscape of Alba Iulia 81
Institute for Biology in Iași took place.13 There were analyzed just 25% (342) of
the skeletons belonging to the medieval cemetery at ‘Stația de Salvare’, and no
difference has been done between the two different phases of interment in the
necropolis. According to the preliminary anthropological reports, 93 individu-
als (27,19%) fall in the Infans I group (0–7 years old), 30 individuals (8,77%) fall
in the Infans II group (7–14 years old), 11 individuals (3,22%) fall in the Iuvenis
group (14–18 years old), 71 individuals (20,76%) fall in the Adultus group (18–
30 years old), 127 individuals (37,13%) fall in the Maturus group (30–60 years
old), and finally, 8 individuals (2,34%) fall in the Senilis group (≤ 60 years old)
(Fig. 3.15). There were only two uncategorized individuals (1,58%). The demo-
graphical picture of the 9th–10th century burials at ‘Stația de Salvare’ shows a
high rate of death during the childhood and a very low percentage of survival
among the older people, a situation quite common in medieval Europe. The
gender structure indicates a slightly higher percentage of male (38%) in com-
parison with the female burials (31%), but one should consider also the fact
that the proportion of non-determined skeletons (31%) is quite high.14
Radu Heitel was the first archaeologist who separated the funeral finds from
the ‘Stația de Salvare’ site in four distinct cemeteries (I–IV). According to his
system, the site holds: the Roman cemetery = cemetery I; the Blandiana A-type
cemetery = cemetery II; the 10th century Hungarian Conquest cemetery =
cemetery III; and the Arpadian cemetery = cemetery IV.15 Unfortunately, this
system united two different archaeological sites, both from spatial and chron-
ological points of view: ‘Stația de Salvare’ (cemeteries I–III in Heitel’s system)
and Vânătorilor St. (cemetery no. IV in Heitel’s system). Mihai Blăjan, the direc-
tor of the excavations at Alba Iulia – Vânătorilor St., has always considered this
area to be a separate cemetery from the one at ‘Stația de Salvare’ and published
it accordingly.16 In 1996, a different chronological system was strictly proposed
for the medieval cemetery at ‘Stația de Salvare’: cemetery I (the 9th–beginning
of 10th century burial horizon) and cemetery II (the 10th–beginning of 11th
13 All the human and animal bones discovered in the Roman and medieval cemeteries at
‘Stația de Salvare’, and Vânătorilor St. have been transported to Iași, according to several
research contracts between the National Museum of the Union Alba Iulia, the Institute
of Archaeology Cluj-Napoca and the Research Institute for Biology Iași. The anthropo-
logical analysis of the Árpád-time cemetery at Vânătorilor St. has been completed and a
few selected data published (Blăjan et al. 1993). As for the ‘Stația de Salvare’ necropolis,
only about one quarter of the medieval skeletons have been studied, the results being
presented in successive unpublished reports (1985, 1986).
14 The authors of the anthropological reports were Dan Botezatu, Georgeta Miu, Maria
Știrbu and Petru Cantemir (Centrul de Cercetări Biologice Iași).
15 Heitel 1995, 407, note 51.
16 Blăjan et al. 1993.
82 Ciugudean, Dragotă, and Popescu
century burials horizon).17 The correlations between the two systems have
already been specified in the recent literature,18 but there are still research-
ers who use the labels in a different way.19 The separation within the medi-
eval necropolis ‘Stația de Salvare’ of two distinct burial horizons, hereinafter
referred to as cemeteries I and II, is facilitated by stratigraphic observations,
corroborated with the elements of rite and funeral ritual, to which is added the
variety of grave goods.
The first early medieval cemetery (Stația de Salvare I) overlaps the south-
ern area of the Roman necropolis,20 being delimited to the north-east by the
embankment of the ancient road that connected Apulum with Ampelum,
the administrative headquarters of the Roman gold mines in the Western
Carpathians. The tombs of the first phase (9th–first third of the 10th century)
cover a smaller area compared to the one occupied by the burials from the sec-
ond phase (10th–11th century). It is difficult to make an exact estimation of the
number of graves, given that some of them have no inventory. Between 1979
and 1981, the team directed by Mihai Blăjan discovered a number of 18 burial
graves (Fig. 3.2.1) with offerings specific to the first phase.21 Another 80 graves
excavated between 1981 and 1985 can be added to the same phase (Fig. 3.2.2).
The result is a minimum of 98 graves that can be assigned to the Stația de
Salvare I horizon, representing a little less than 10 percent of the total number
of early medieval tombs.22 It should be noted that four cremation graves were
also discovered at the ‘Stația de Salvare’ necropolis. They were initially dated
to the 8th century and considered an earlier funerary horizon.23 However,
17 Ciugudean 1996, 6. In the last decades, new 10th century cemeteries came to light on dif-
ferent locations in Alba Iulia. That is why we preferred to use only Stația de Salvare I and
II labels (Ciugudean 2006, 12–13; Ciugudean 2007, 244 and note 7).
18 Dragotă 2006, 162–163.
19 Gáll 2002, 290, 295, 298.
20 This is the northern necropolis of the ancient town of Apulum, the southern one being
located at ‘Dealul Furcilor’ site. For more information regarding the Roman cemeteries
from Alba Iulia see Bolog 2016 and Bounegru 2017.
21 Dragotă et al. 2020.
22 It should be noted that our first estimation has been accepted and quoted already by
Radu Heitel (Heitel 1995, 407, note 52), a fact ignored in some later publications (see Gáll
2005, 355; Gáll 2010, 206).
23 Blăjan – Botezatu 2000; Țiplic 2006, 25; Dragotă 2006, 137.
The Funeral Landscape of Alba Iulia 83
0 5 10m
Figure 3.2 Plans of the 1979–1981 (1) and 1981–1985 (2) excavations, with the location of the
9th–10th centuries burials. Overlapping graves of the first and second phase in
the medieval cemetery at ‘Stația de Salvare’ (3)
Author: Horia I. Ciugudean
84 Ciugudean, Dragotă, and Popescu
bi-ritual cemeteries are equally present in the Carpathian24 and the Balkan
regions,25 and following this perspective, the cremation graves might be con-
sidered as part of Stația de Salvare I horizon.26
The burial graves belonging to the first horizon do not have an organized
distribution within the cemetery area. Sometimes they form small groups up
to five graves, but quite often they are buried at considerable distances from
one another. The orientation of more than half of the graves is West-East (with
the head to the West in most cases), the others being divided between SW–
NE or SE–NW. Most of the burial pits have a rectangular shape, with slightly
rounded corners (Fig. 3.4.1), a common type for early medieval graves, which
do not require special comments (Fig. 3.14). There are several oval-shaped pits
too, which stand out for their exaggerated length in relation to that of the skel-
eton. A singular case is represented by a grave with a sidewall niche (M. 43/
SXV), which was dug on the long side of the pit (Fig. 3.4.2). This type of grave
is well-known both in early Bulgarian cemeteries and Hungarian Conquest
Period graves, with origins in the Saltovo cultural complex.27
The cist burials present a special form of burial practices in the Stația de
Salvare I cemetery. Two different types of cists can be distinguished, accord-
ing to the constructing materials, the ones using only re-used Roman tiles and
the others built mainly with stones and fewer tiles. The construction materials
were provided by the 2nd–3rd century sarcophagi present in the same area
of the site and often disturbed by the early medieval funeral pits. The ruins
of the Roman buildings widespread in the neighboring areas offered another
accessible source. It should be noted that the tile cists, which are present in
eight graves (Fig. 3.14), have either a rectangular shape (Figs. 3.3.2, 3.3.3) or,
more rarely, a trapezoidal one (Figs. 3.4.3, 3.4.4). Trapezoidal stone cists are
well-known in the Byzantine cultural context,28 but they are also present in
Christian Moravian elite graves.29 A singular and more elaborated arrangement
is present in tomb 10/XIII, where the tiles that close the pit were extended
outside the box to the West, creating a pseudo-niche where the offerings were
deposited: two ceramic vessels and the meat offering: the bones of a sheep
or goat (Fig. 3.4.4). No similar tile cist burials have been reported in the other
24 For the Transylvanian region see the Bratei 2 cemetery (Zaharia 1977).
25 Fiedler 1992; Špehar – Zorova 2012, 430–433; Staykov 2019.
26 Ciugudean 2006, 13–14; Ciugudean 2011, 120. This view is also supported by two other
researchers (Harhoiu 2005, 300, j2; Takács 2016, 10).
27 Türk 2014, 141–143, with the most recent bibliography.
28 See the Parapotamos cemetery in Greece (Poulou-Papadimitriou et al. 2012, 407).
29 Macháček et al. 2016, pl. 110/1.
The Funeral Landscape of Alba Iulia 85
Figure 3.3 Alba Iulia – ‘Stația de Salvare’. 1–2. Tile cist graves of the first burial horizon
(Cemetery I). 3. Burial of the first phase with animal offerings, ceramic and
iron knife
Photographs by Horia I. Ciugudean
86 Ciugudean, Dragotă, and Popescu
Figure 3.4 Alba Iulia – ‘Stația de Salvare’. Different types of graves with food
offerings in the first burial horizon (Cemetery I)
Photographs by Horia I. Ciugudean
The Funeral Landscape of Alba Iulia 87
Figure 3.5 Alba Iulia – ‘Stația de Salvare’. Stone covering of burial pits
(1–2) and deposition of ceramic vessels (3–4) in the second
burial horizon (Cemetery II)
Photographs by Horia I. Ciugudean
88 Ciugudean, Dragotă, and Popescu
cemeteries within the city, dated prior to the 11th century.30 The cist burial rite
is known in Europe over a large part of the Late Roman Empire.31 This type of
tomb has roots in the Roman brick sarcophagus. Parallels for the cist tombs can
be found south of the Danube, both in the Byzantine Empire32 and in the first
Bulgarian state,33 where they were associated with the Christianization pro-
cess of the population in the area. Stone cists were also used in the Moravian
cemeteries.34 The existence of the trapezoidal tile cists in the ‘Stația de Salvare’
cemetery is quite surprising and it should be interpreted as an early presence
of Christians in the first burial horizon, related with the Bulgarian expansion
in Transylvania.
A more rare type of burial construction used in the first cemetery at ‘Stația
de Salvare’ is the stone covering / edging of the grave pits that come from the
ruins of Roman buildings near the burial area. It is used only in a few cases
(tomb 44/SXV and tomb 8/SXXXIII), becoming more common in cemetery II.
It should be noted that in the case of tomb 44 we are dealing with a combina-
tion of a layer of stones deposited in the filling of the pit and a brick edging in
the area of the right hand and a stone near the right foot, so a pseudo-cist vari-
ant. A similar cist, made with Roman tiles and flat stones was excavated in the
10th century cemetery at Alba Iulia – ‘Izvorul Împăratului’.35 The practice of
lining stones around the burial pit is sporadically attested in the tombs of the
Avar period,36 but proper stone cists are wide-spread both in the Carolingian
Empire37 and Great Moravia,38 as well as in the First Bulgarian Empire.39
Pottery is the most frequent grave-good in the Stația de Salvare I phase.
The position of vessels in relation to the skeleton has two dominant options:
close to the skull (Figs. 3.2; 3.4.2) or near the legs (Figs. 3.3.2; 3.4.1). There are
no cases of vessels deposition over the shoulder, chest, or pelvis, nor in the
proximity of the hands. In some of the cist graves, the pottery may be even
30 Dragotă 2006, 135. The child buried in a tile cist close to the Catholic Cathedral has a lock
ring with an S-end and Daniela Marcu-Istrate proposed a date not earlier than the final
part of the 10th century (Marcu Istrate 2009a, 120, foto 123–124). Given the topography of
the funeral area close to the 12th century church, we disagree with a date before 1000.
31 Müller 2010, 160–162; Kniper et al. 2020, fig. 2A.
32 Poulou-Papadimitriou et al. 2012.
33 Fiedler 1992, 291, pl. 104/20–21; pl. 105/3; Văžarova 1976, fig. 207. The tile cists are also used
for protecting the cremation graves, see Dimitrov 1976.
34 Macháček et al. 2016, pl. 73/4–5; 79/1; 86/1–2.
35 Dragotă – Blăjan 2019a, fig. 6.
36 Zábojník 2006, fig. 7.
37 Nowotny 2018, 29–31; Merkel 2004, 23.
38 Kalousek 1971; Macháček – Sládek 2019, fig. 1.10–11.
39 Dimitrov 1971; Dimitrov 1972.
The Funeral Landscape of Alba Iulia 89
separated completely from the body and put outside the brick case, together
with the meat (Fig. 3.4.4). The pottery from Stația de Salvare I phase consists
of three main types: amphora-like jugs (Figs. 3.6.1–6), globular grey burnished
pots (Figs. 3.6.9; 8.), and coarse reddish/grey pots (Figs. 3.7.3, 3.7.5, 3.7.6; 3.8.3).
The amphora-like jugs (Fig. 3.6.1–6) are made of fine yellow or grey clay,
sometimes decorated with burnished lines (Fig. 3.6.3). They may have sym-
bolic signs incised on their shoulders or over the belly (Figs. 3.6.1, 3.6.4, 3.6.6;
3.9.4). They were found deposited as a single vessel or together with a second
one (Figs. 3.4.1, 3.4.3), usually a coarse reddish or grey pot. So far, this pottery
type is present only in two Transylvanian cemeteries: Blandiana – ‘La Brod’40
and Alba Iulia – Stația de Salvare I. Such amphora-like jugs are well-known
from a few cemeteries south of the Carpathians, such as the one at Sultana41
and Obârșia.42 They represent a common pottery type in the Lower Danube
cemeteries of the 9th–10th century,43 but their distribution is far larger than
the political borders of the first Bulgarian state.44 The origin of this ceramic
type should be looked for in the Byzantine Empire, as early as the 7th century.45
The grey burnished pottery includes globular pots, with a short neck and
slightly everted rim (Figs. 3.6.9; 3.8.1–2), sometimes with two small handles
(Figs. 3.7.1–2, 3.7.4), and often with burnished decorations (Fig. 3.7.2). There
are no incised signs on their body, as in the case of amphora-like jugs. The grey
burnished pottery finds closest parallels in Saltovo ceramics, distributed over a
huge area, from the Middle Volga46 to the Lower Danube.47
The coarse reddish/grey pottery, with wavy and horizontal combed deco-
ration is a wide-spread type, with relevant examples in the 8th century cem-
eteries of the Mediaș group in Transylvania,48 but more closely related to the
8th–9th century pottery of the Lower Danube region.49
During the Stația de Salvare I phase, several deliberate associations of pot-
tery types have been observed. The most common one is that of coarse reddish
Figure 3.6 Alba Iulia – ‘Stația de Salvare’. Different ceramic types of the first burial horizon
(Cemetery I)
Photographs by Horia I. Ciugudean and Aurel Dragotă
The Funeral Landscape of Alba Iulia 91
Figure 3.7 Alba Iulia – ‘Stația de Salvare’. Different ceramic types of the first burial horizon
(Cemetery I)
Photographs by Horia I. Ciugudean and Aurel Dragotă
92 Ciugudean, Dragotă, and Popescu
Figure 3.8 Alba Iulia – ‘Stația de Salvare’. Different ceramic types of the first (1–3) and second
(4–8) burial horizon (Cemetery I and II)
Photographs by Horia I. Ciugudean and Aurel Dragotă
The Funeral Landscape of Alba Iulia 93
50 For a comprehensive analysis of knife deposition in burial finds of the Lower Danube area
see Fiedler 1992, 206–208.
51 Fiedler 2008, 157.
52 Dragotă 2019.
53 Dankanits – Ferenczi 1959, 608, fig. 4/10.
54 Văjarova 1976, fig. 218/2–3; Poulík 1955, fig. 18/10–11; Chorvátová 2007, pl. VI. 4; Szabó 2016,
197–198, fig. 10/1; Petrinec 2009, pl. 115/6; 155.
55 Doncheva 2007, tipul C, 24–27, pl. 22–37.
56 Dankanits – Ferenczi 1959, fig. 3/8.
57 Pinter – Boroffka 1999, fig. 7/7.
58 Nemeti 2002, fig. 2/1.
94 Ciugudean, Dragotă, and Popescu
Based on the specific elements of burial customs, but also through most
of the inventory pieces, the first cemetery from the necropolis of Alba Iulia –
‘Stația de Salvare’ has been already included in the same cultural group of dis-
coveries with the Blandiana cemetery59 and with the tombs from Sebeș,60
dating mainly to the 9th–beginning of the 10th century.61 Moreover, a large
number of researchers take into consideration the role played by the first
Bulgarian state in the genesis of the Blandiana A group.62 In the last part of
our study we shall do an extended analysis of the historical and archaeological
context of this cultural horizon.
The second burial horizon in the necropolis from Alba Iulia – ‘Stația de Salvare’
presents clear elements of discontinuity in comparison to the previous one
(disappearance of burnished grey and yellow ceramics, the absence of tile
cists, a much higher diversity in the orientation of the graves). There are sev-
eral cases in which the tombs of the Stația de Salvare II cemetery directly
superposed and sometimes partially destroy the earlier ones (Fig. 3.2).
Along with the common graves set in simple, rectangular pits (Figs. 3.5.3–4),
there is a large number of tombs covered with layers of stone and fragments
of recycled Roman tiles, collected from the nearby Roman ruins (Figs. 3.5.1–2).
The use of Roman materials for the funeral constructions is already known in
the previous Stația de Salvare I cemetery, but the ways in which the materials
are used is different, the cist-type tombs being very rare in cemetery II. Stone/
tile coverings and stone framing are present in two other 10th century ceme-
teries from Alba Iulia, respectively Brândușei St. and ‘Izvorul Împăratului’,63
and one century later in the ‘Piața Centrală’ cemetery at Cluj-Napoca.64 The
practice is known in the necropolises of the Lower Danube,65 being largely in
use during the time of the first Bulgarian state.66 However, it should be stressed
that the Balkans is not the single region of Europe where such burial customs
were in use before the year 1000,67 and such one-sided approach could pose a
methodological error.68
The graves with coffins are quite rare and the wood is poorly preserved. In
Alba Iulia, the presence of wooden coffins has been also noticed in other 10th
century cemeteries.69 The dominant internment in the cemetery Stația de
Salvare II is the standard position on the back with arms alongside the body
and the lower limbs stretched out. Deviations tolerated within the definition
of the standard position include flexing at the elbow, different variants of arm
placement (one or both hands brought to the pelvis or the chest) or slight
bending in the knees and various directions of the feet in the lower limbs. The
dominant orientation of the tombs continues to be West (the skull) – East, but
there are also more diverse orientations (NE–SW, SW–NE, NW–SE or SE–
NW) in comparison with the previous horizon.
There are a few graves with contracted skeletons that can be certainly
attributed to cemetery II based on the specific types of grave-goods (bronze
lock-rings and bracelets). One grave with the skeleton lying on the left side
in a moderately contracted position is known from Alba Iulia – Brândușei St.
cemetery,70 and another slightly later at Vânătorilor St. (11th century).71 Graves
with contracted skeletons are also known in the Hungarian Conquest Period
cemeteries of the Carpathian Basin,72 in the Lower Danube region,73 as well as
in the Moravian necropolis.74
In terms of grave goods, the second burial phase of Alba Iulia – ‘Stația de
Salvare’ necropolis has few things in common with the previous horizon. The
deposition of pottery became less frequent, the percentage of graves with
ceramic vessels is almost 17%, compared to more than 80% in the case of the
66 Fiedler 1992, pl. 95/1, 9; 102/15; 103/21. The practice of body fixation with stones/tiles has
been defined in the group of deviant burials (Parvanov 2016, 45–53).
67 They were used in Pannonia during the Keszthely culture and later on, in the Carolingian
period (Müller 2010, 163–164). The cemeteries of Magna Moravia delivered other good
examples from a completely different cultural and geographical area (Macháček et al.
2016, 32–38, pl. 85/1; 102/1; 109/3–4; 110/1; 112/4–5; 176/1; 121/3).
68 However, this error is already present in most of the references related to the Alba Iulia –
‘Stația de Salvare’ cemetery (see Gáll 2005, 355–356).
69 Gáll 2005, 14–16, with references to other similar finds in Transylvania.
70 Dragotă et al. 2009, pl. 26/M 38.
71 Blăjan et al. 1993, 273.
72 Tettamanti 1975, 101.
73 Fiedler 1992, 299–300, pl. 103/19, 104/8, 114/8.
74 Hrubý 1965, pl. 9/4; Kalousek 1971, pl. 20/2; Rejholková 1995, pl. 132/278; 141/659.
96 Ciugudean, Dragotă, and Popescu
first burial horizon. Pottery offering consist of coarse pots with comb dec-
oration (Figs. 3.8.4–8) similar to the ceramics used in the cemeteries of the
Carpathian Basin.75 The grey and yellow ceramics is completely absent, as well
as amphora-type jugs or the globular grey pots. The small size of vessels is a typ-
ical pattern also present in other 10th-century graves at Alba Iulia – Brândușei
St.,76 Alba Iulia – ‘Izvorul Împăratului’77 or Alba Iulia – ‘Antena Orange’.78 From
certain pieces of evidence, it is possible to propose that pottery serving merely
as a container of food offerings was produced solely for funerary purposes,
which might explain the reduced size of the vessels.
The single vessel becomes the new standard in pottery offering in the later
burials. However, there are still a few graves with two pots, which represent less
than one per cent (0,9%) from the total number of the pottery offerings in the
Stația de Salvare II phase. The position of the vessels in relation to the skeleton
is also different in Stația de Salvare II phase in comparison to the previous one.
The vessels were more often deposited near the shoulder (Figs. 3.5.3–4), close
to the left hand or to the pelvis. Similar pottery placement has been reported
in the 10th century graves of the Transylvanian region.79 There are also pots
deposited close to the skull or the legs, but less frequent than in the phase I of
the cemetery. Without anthropological analysis, the gender assessment of pot-
tery burials is difficult to be solved. However, the placement of ceramic vessels
in several burials with military equipment,80 including four warriors’ graves
with horse remains, should be noted.81
The inclusion of military equipment in the graves of the Stația de Salvare II
phase is another distinctive element in comparison to the first horizon of bur-
ials in the Alba Iulia necropolis. There are 46 graves with military equipment
in the second phase,82 which means approximately 5% of the total number
of graves of the second phase. The weapons mainly include battle axes, quivers,
arrowheads, and bone plates from the bows. Four iron axes have been discov-
ered, three of them belonging to the Ruttkay IV A type with a narrow-arched
edge and a long nape, with rectangular section (Figs. 3.12.1, 3.12.10).83 This type
is not known so far in the Transylvanian warrior graves of the 10th century,
Figure 3.9 Alba Iulia – ‘Stația de Salvare’. Grave goods of the first burial horizon
(Cemetery I): lead pendant with cross motif (1), bronze earring (2), iron knife
(3), amphora-type jug with anthropomorphic graffiti (4), necklace with glass and
ceramic beads (5)
Photographs by Horia I. Ciugudean and Aurel Dragotă
98 Ciugudean, Dragotă, and Popescu
Figure 3.10 Alba Iulia – ‘Stația de Salvare’. Grave goods of the second burial horizon
(Cemetery II): Silver lock rings (1, 3), necklaces with beads made of
glass, semiprecious stones and silver pendant (2, 13), lock ring with an
S-end (4), silver earring decorated by granulation (5), golden lock ring
(6), bronze arm ring (7), bronze twisted torques (8), perforated animal
tooth (9), bronze mounts (10–11), silver twisted ring (12)
Photographs by Horia I. Ciugudean and Aurel Dragotă
The Funeral Landscape of Alba Iulia 101
Figure 3.11 Alba Iulia – ‘Stația de Salvare’. Grave goods of the second burial horizon
(Cemetery II): silver earrings decorated by granulation (1–2), bronze
torques (3), silver twisted ring (4), bronze lock ring (5), iron knife (6), bronze
openwork discs (7–8), iron strike-a-light (9), bronze bell (10), bronze finger
ring (11), bronze torques (12), bronze buttons (13–17), sharpening stone (18)
Photographs by Horia I. Ciugudean and Aurel Dragotă
102 Ciugudean, Dragotă, and Popescu
Figure 3.12 Alba Iulia – ‘Stația de Salvare’. Grave goods of the second burial horizon
(Cemetery II): iron battle axes (1, 10), bone plates from composite bows (2–3),
iron arrowheads (4, 7–9), bronze strap distributor (5), iron stirrup (6)
Photographs by Horia I. Ciugudean and Aurel Dragotă
The Funeral Landscape of Alba Iulia 103
Figure 3.13 Jewelry discovered in the Ciumbrud (1–9), Orăștie X8 (10–13) and Ghirbom
(16–19) cemeteries. Yellow burnished pot (14) and tile cist with cremation
graves (15) discovered at Micești-Orizont
Photographs by Aurel Dragotă (2–9), Liviu Bălan (14–15), and
Horia I. Ciugudean (16–19) drawings by Nikolaus Boroffka (10–13)
104 Ciugudean, Dragotă, and Popescu
of the cemetery. In one male grave, a heart-shaped mount (Fig. 10.11) was found
together with two arrowheads. Different types of belt mounts (Fig. 3.10.10)
have been found isolated, only in a couple of cases their number allowing to
relate them with a proper belt.
In terms of burial customs, the Stația de Salvare II cemetery is similar to the
early phase of the Alba Iulia – Brândușei St. cemetery,100 and with the one at
‘Izvorul Împăratului’.101 Certain ornaments (necklaces, finger and hair rings,
earrings, bracelets) are characteristic of the early phase of the Bijelo-Brdo
culture and allow us to situate most of the Stația de Salvare II cemetery in
the second half of the 10th and the beginning of 11th century.102 The sporadic
presence of small S-shaped lock-rings without longitudinal ribs does not con-
tradict the proposed dating, as this type of pieces appeared in the Carpathian
Basin after 950, while their common use is widespread after the year 1000.
The graves with military equipment and the ones with horse remains might
be related with the first Hungarian expeditions in the south of Transylvania.
However, some of the burial customs, particularly the stone/tile covering in
the case of more than 300 graves, indicate a much more complex ethnic com-
position of the cemetery II.103 Even if king Stephen’s military expedition did
not mark the end of the burials in the ‘Stația de Salvare’ funeral area,104 several
new cemeteries started in the 11th century in completely different areas of the
city (Figs. 3.1, 3.17).105 Less than 1% of the graves at ‘Stația de Salvare’ have been
dated to the first half of the 11th century, according to their grave goods.106 Only
two of them have coins, one belongs to Samuel Aba (1041–1044) and the other
to Andrew 1st (1047–1060). The location of these eight graves is highly signif-
icant, all of them being found in the southern periphery of the cemetery, two
of them (exactly the ones with coins!) even further isolated to the south-west.
This might signify a break in the use of the ‘Stația de Salvare’ funerary area,
followed by a short re-use in the middle of the 11th century. We shall return in
the final part of this study to this particular situation and try to understand it
in the light of the political and religious transformations that occurred after
king Stephen’s victory in the Alba Iulia region.1.
2% 1%
9%
5%
Simple burial pit
Stone setting
Tile cist
Sidewall niche
Pseudo-niche
83%
Figure 3.14 Types of graves in Stația de Salvare I cemetery (9th–first half of the
10th century)
Author: Horia I. Ciugudean
Maturus
3% 1%
9% Maturus
37% Adultus
21% Infans I
Iuvenis
Senilis
27%
Uncertain
Figure 3.15 Demographic composition of the 9th–10th century burials at Stația de Salvare
cemetery (I and II)
Author: Horia I. Ciugudean
106 Ciugudean, Dragotă, and Popescu
3.4 Alba Iulia at the Turn of the First Millennium: Chronological and
Cultural Considerations
One can hardly find a better place to observe the coexistence and development
of early medieval ethnic groups in Transylvania than the Alba Iulia region dur-
ing the 9th and 10th centuries, where political actions and changes in political
and cultural influence were taking place at a quick pace. Following the wars
of Charlemagne against the Avars, and the political crisis in the last decade
of the 8th century, the Carolingian Empire moved its eastern border to the
Tisza River. Regardless the few military equipment finds of Western origin,107
Transylvania did not receive a consistent Carolingian influence. One may
rather invoke the term of ‘control from a distance’, a strategy used for certain
territories situated outside the effective borders of the empire. It is quite pos-
sible that the use of the local late Avar cemeteries continued during the first
quarter of the 9th century, a situation similar to the one proposed for the Great
Hungarian Plain and Banat.108 The same can be said for the Mediaș group,
which continues its bi-ritual cemeteries throughout the 9th century.109
Around the middle of the 9th century, the evolution of a completely new
cultural phenomenon started in the center of Transylvania, along the middle
Mureș Valley. The first finds of the new group (called Blandiana A) have been
published by K. Horedt, who linked them with the first Bulgarian state.110 For
a few decades, the group has been represented solely by the Blandiana cem-
etery and a few destroyed graves from Sebeș.111 The proposal made by István
Bóna to add new sites to this group112 has been too easily accepted, without
any proper field research.113 In the same time, other finds remained almost
unknown, as in the case of the Micești114 and Vințu de Jos115 settlements,
although both sites provided Bóna has also included the so-called Ciumbrud
group, initially assigned to the Moravians,116 in the Bulgarian horizon from
southern Transylvania.117 Several Hungarian and Bulgarian researchers and
more recently, a few of the Romanians too, included both the Ciumbrud and
Orăștie X8118 cemeteries in the Bulgarian group of central Transylvania.119
However, the complete lack of ceramic containers, the absence of animal
(food) offerings, characteristics of Stația de Salvare I and Blandiana – ‘La Brod’
cemeteries, does not allow a unification of the two groups in terms of cultural
expression. The orientation of graves (W–E), the presence of wooden cof-
fins and the deposition of bodies just with the personal ornaments, without
other offerings,120 rather indicate the presence of Christian communities with
their own burial places, both at Ciumbrud and Orăștie. Their jewelry followed
Byzantine fashion (Figs. 3.13.2–3.13.13), which was spread all over the Balkan
and Carpathian regions,121 so it is difficult to consider it an ethnical attribute,
as some researchers have already done. The type of lead pendants with open-
cast crosses found both at Ciumbrud and Orăștie X8 (Figs. 3.13.2, 3.13.12) is
mainly distributed in the Lower Danube region,122 and has no parallels in the
Moravian state. The graves with golden hair rings and granulated decoration
from Ghirbom – ‘Gruiul Măciuliilor’ (Figs. 3.13.16–3.13.19)123 might be part of
another 9th–10th century cemetery related with the Blandiana A and/or the
Ciumbrud-type cemeteries.
The excavation of the ‘Stația de Salvare’ necropolis at Alba Iulia, its first
medieval horizon having close parallels in the Blandiana finds,124 considerably
changed the picture of the Bulgarian-type finds of southern Transylvania. It
should be noted that the cemetery I at ‘Stația de Salvare’ can be related with
a contemporary settlement, located in the south-western corner of the former
Roman fortress (Fig. 3.16).125 The thick limestone walls provided not only pro-
tection but also a good reason for the Slavic name of the site: Бълград. The
relation between the 9th–early 10th century settlement and the ancient forti-
fication is a direct one; such situations of re-use of Roman or Byzantine forts
are known in other ancient sites of the Danubian region, such as Veliki Gradac
Figure 3.16 The 9th–12th century burials and settlement areas located on the map drawn by Giovanni
Morandi Visconti in 1711: A. Former Roman fort; B. The Bulgarian fort (former Roman wall
in red, the earthen wall in yellow) and the 9th–10th centuries settlement; C. Arpad time
settlements inside and outside the fortress; E. The Byzantine pillared church; 1. Stația de
Salvare; 2. Izvorul Împăratului; 3. Brândușei St.; 4. Vânătorilor St.; 5. Marcus Aurelius St.;
6. The Ravelin of St. Francisc de Paola; 7. Orange Transmission Station; 8. Former Military
Hospital – Museikon; 9; Conquest period disturbed burial; 10. Roman Bath/Governors
Palace; 11. St. Michael Catholic Cathedral; 12. the 10th–11th centuries Byzantine pillared
church (yellow star)
Author: Horia I. CIUGUDEAN
together with the residence of the catholic bishop.129 In fact, this area corre-
sponds precisely with the location of most of the 9th–10th century dwellings,
as well as with the location of the Byzantine pillared church, built after the
abandonment of the settlement. Both R. Heitel and D. Marcu Istrate supported
the idea of a 9th century fortified enclosure in the south-western corner of
the Roman fort.130 Part of the Roman wall and northern towers were closed
towards east and north-east by an earthen wall with a rampart.
The analysis of the first burial horizon at Alba Iulia (Stația de Salvare I)
brings good arguments for a control of the Bulgarian state in the middle Mureș
Valley, the chronology of the grave goods supporting mainly the 9th and early
10th century for this political and military dominance. Rather than the raid of
khan Krum (803–814) against the Avar Khaganate in the early 9th century, the
military campaigns against the Franks in 829 would better mark the beginning
of the Bulgarian domination in southern Transylvania. Different opinions have
been supported in relation to the border of the first Bulgarian state north to
the Danube,131 but the archaeological finds continue to be strictly limited to
the middle Mureș Valley, which has to be seen as the most northern military
frontier of the Bulgarians (Fig. 3.18).132 The few grey burnished ceramics from
Poian and Cernat have a very limited significance, they probably represent
some local contacts with the Bulgarian fortress from Slon.133
Research on the Bulgarian interests in the regions north to the Carpathians
has mainly focused on the topic of rich salt resources and their trading
routes,134 following the information about the demand made in 892 by the
Frankish king Arnulf to the Bulgarian King Vladimir to stop the delivery of salt to
Moravia. However, the salt mines were probably not the only mineral resource
of Transylvania controlled by the Bulgarian state. The toponymy has been
fruitfully used to locate the Bulgarian centers of power in the Mureș Valley, the
names Bălgrad (Alba Iulia) and Țeligrad (Blandiana) being already connected
with the known early medieval sites in the area. However, less attention has
been paid to Zlatna (Bulgarian: Златна), the name of a small mining town on
the Ampoi River (Fig. 3.18), which runs into Mureș Valley next to Alba Iulia. The
town did not deliver (yet) any early medieval finds, but it is well-known for
the gold mines. K. Horedt has put it on his map with the mineral ores close to
129 For the medieval sources see Anghel 1975; Anghel 1994; Rusu 1994, 332–333.
130 Heitel 1985, 219–220; Marcu Istrate 2015, 183.
131 Takács 2016.
132 This point of view (the so-called ‘optimistic view’) has been also supported by Takács
2016, 7–10, and Madgearu 2002–2003, 56.
133 Comșa 1978b; Comșa 1981.
134 See for example Madgearu 2002–2003 and Yotov 2012.
110 Ciugudean, Dragotă, and Popescu
the 9th–10th centuries Bulgarian sites.135 We would like to discuss here a recent
radiocarbon dating on a sample collected in the Roșia Montană goldmine,
north of Zlatna.136 The sample, with the label RM99 Cârnic 1–upper level, pro-
duced the date of 1090±60 BP. The 2 sigma calibration of the sample places the
mining activity in the Cârnic upper level between 772–1042 calAD (Fig. 3.17).
There is a reasonable probability that the date might be restricted mainly to
the 9th century and connected with the Bulgarian control of the gold mining
in the Zlatna – Roșia Montană area. This date might even be a possible indica-
tion for the location of the duchy of Kean, and the duke of the Bulgarians and
Slavs who was defeated by king Stephen of Hungary after his victory against
Jula (Gyula). Chronicon Pictum Vindobonense137 specifies that the people of
Kean lived in well-defended places (mountains?) and the booty taken by the
Magyars was very rich, particularly in gold. If we take into consideration the
south Slavic origin of the Zlatna name and the fact that the Hungarian king-
dom did not probably start the gold mining in the Western Carpathians before
the middle of the 11th century, then Horedt’s hypothesis to consider the Ampoi
Valley as part of the duchy of Kean has to be reconsidered.138
The end of the first horizon of burials in the ‘Stația de Salvare’ cemetery has
been connected with the Hungarian expeditions in the Mureș Valley in the
first half of the 10th century.139 The military equipment found in the 46 graves
of the Stația de Salvare II phase include battle axes, bows, quivers, and mainly
rhombic arrowheads, all of them with good parallels in the Conquest Period
cemeteries of the Carpathian Basin.140 The same type of military equipment is
present in the other 10th century cemetery at Alba Iulia – ‘Izvorul Împăratului’
(Fig. 3.16).141 However, it should be stressed that the sabre is present only in the
latter cemetery,142 the type being well-known in the 10th century Hungarian
graves of the Carpathian Basin.143 No less than ten sabres have been found in
the Conquest Period cemeteries at Cluj-Napoca.144 The disparity between the
10th century cemeteries at Alba Iulia and the ones in the Cluj area is striking
and it definitely shows a chronological difference. Some authors have sup-
ported an earlier position for the Conquest Period cemeteries in the Cluj area,
1000
800
600
their start corresponding to the first quarter of the 10th century,145 while the
ones in the middle Mureș Valley should be considered a little bit later, begin-
ning with the second quarter of the 10th century.146 We cannot agree with a
start date for the Stația de Salvare II cemetery earlier than the second third
of the 10th century (Fig. 3.19),147 as long as the sabres are completely miss-
ing from the military equipment of nearly fifty warriors, including seven
horse burials. The first Hungarian expeditions against the Bulgarians and the
Byzantine Empire took place after their defeat at Merseburg in 933. It would
be logical to consider the following years, when the duke Glad has been
attacked and defeated, as the most probable time for the Hungarian expe-
ditions along the lower and middle Mureș Valley and their settlement in the
Alba Iulia region. The events should be connected to the arrival of Gyla (Gyula,
Jula), the Hungarian leader whose name was added to the translation of the
older Slavic name of Alba Iulia (Gyulafehérvár) and whose military retinue
used the cemetery at ‘Izvorul Împăratului’.148 Ioannes Skylitzes narrates that
Figure 3.18 Map of the main sites around Alba Iulia and selected Balkan key sites in the
9th–10th century (1. Alba Iulia; 2. Blandiana; 3. Sebeș; 4. Ghirbom; 5. Ciumbrud;
6. Orăștie; 7. Zlatna; 8. Vințu de Jos; 9. Pliska; 10. Preslav; 11. Belgrade; 12. Slon; 13. Sultana;
14. Izvoru; 15. Obârșia; 16. Poian; 17. Cernat; 18. Constantinople)
Author: Horia I. Ciugudean
around 952 Gyula visited Constantinople, where he was baptized and returned
to Transylvania assisted by a bishop named Hierotheos. The bronze crosses
(three enkolpia and one cast cross) found in the Conquest Period graves at
‘Izvorul Împăratului’,149 together with the pillared church recently excavated in
front of St. Michael Catholic Cathedral,150 represent valid arguments in favor
of a strong Byzantine missionary activity by the middle of the 10th century in
the Alba Iulia region, as in the other areas of the Carpathian Basin.151
152 Anghel 1968; Rusu 1994; Heitel 1983b; Heitel – Dan 1986.
153 Băcueț-Crișan 2014.
154 Popa et al. 2004.
155 Bălan – Ota 2012.
156 Popa et al. 2004.
157 Chronicum pictum Vindobonense, cap. XXXVII, 32 (Lat.).
158 Dragotă et al. 2018a, 333.
159 Dragotă et al. 2009, 121; Dragotă – Blăjan 2019, 168–169. There are other authors who also
separate this cemetery from that featuring traits most typical for the Hungarian Conquest
Period (Gáll 2010, 201–202; 205–206).
160 Băcueț-Crișan 2014.
114 Ciugudean, Dragotă, and Popescu
SITES AGE
1. Staţia de salvare
Izvorul
2. Împǎratului
3. Brǎndusei St.
4. Vǎnǎtorilor St
5. Miceşti-Cigaş
Ravelinul Sf.
6. Francis de Raola
7. Antena Orange
Spitalul militar?
8. Museikon
9. Pîclişa-La Izvoare
Termele/Palatul
10. Guvenatorilor
Catedrala
11. catolicǎ Sf. Mihai
Figure 3.19 Temporal spans of early medieval cemeteries in the Alba Iulia area
Author: Horia I. Ciugudean
settlements (Micești – ‘Cigaș’, and Alba Iulia – Izvor St.), outside the former
Roman fort at Alba Iulia in the time of the Hungarian conquest. These folks
were peacefully taken over by the conquerors in the second half of the 10th
century, the last taking the place of the former Bulgarian elite inside the for-
mer Roman fort. Both groups were buried in large field cemeteries in the time
before the churches and the cemeteries around them appeared. The second
burial horizon at ‘Stația de Salvare’ cemetery, as well as part of the ‘Izvorul
Împăratului’ cemetery belonged to the Hungarian conquerors, part Pagan
and partly Christianized, after the arrival of the Byzantine mission led by the
Bishop Hierotheos. After the building of the Catholic Cathedral towards the
end of the 11th century, several new Christian cemeteries started to function
and Alba Iulia became the seat of the new Catholic Bishopric of Transylvania
soon thereafter.161
161 Curta 2001, 145.
Chapter 4
Călin Cosma
Translated by Ioana Ursu
⸪
4.1 Introductory Remarks
Researchers have identified two main types of reliquary crosses in the area of
modern Romania from the period between the 10th and the 17th centuries:
Byzantine enkolpia and old Russian or Kievan enkolpia.2 By their character-
istics, the Byzantine reliquary crosses have been divided into two groups. The
first consists of those that possess all decorative elements represented in relief.
The second group includes the artifacts that have elements of decoration
made by engraving and/or inlay with niello.3 The typology of the pieces found
on the Romanian territory generally follows the one proposed for this type of
artifacts discovered in an extended geographical area.
Archaeological excavations or fortuitous discoveries on Romania’s territory
have revealed several types of reliquary crosses, few in fact, which carry no
ornament.4 The latter could in fact constitute a third group of Byzantine-type
enkolpion crosses.
1 This study is an augmented and modified version of the paper published in 1988 in
Romanian, alongside Nicolae Gudea.
2 Mănucu-Adameșteanu 1984, 380–382; Spinei 1992, 153–175.
3 Mănucu-Adameșteanu 1984, 380–383; Spinei 1992, 156–160.
4 Barnea 1967, 358–360, Fig. 191/22, 192/10; Diaconu – Vîlceanu 1972, 161, nr. 3, P1. XXVIII/3;
Mănucu-Adameșteanu 1984, 379, nr. 12, Pl. IV/2.
4.2 Typology
From the perspective stated above, the analysis of the reliquary crosses with
relief decorations found on the Romanian territory allows their classification
in three versions of the main type.
Figure 4.1
Type IA: 1 – Isaccea
(after Mănucu-
Adameșteanu 1984);
2 – Dolojman (after
Barnea 1981); 3a–b –
Beroe (after
Mănucu-
Adameșteanu 1984)
Obverse: Jesus Christ crucified, with head slightly turned to the right. The
arms extend almost entirely on the horizontal sides of the cross. A few
better-preserved examples also present anatomic features. In some cases –
Dăbâca (Fig.4.2/1.a); Beroe (Fig. 4.1/3.a); Șuletea (Fig. 4.4/1.a); Păcuiul lui Soare
118 Cosma
(Fig. 4.3/2.a) – the Saviour is depicted with a beard. He wears the colobium,
which falls in folds at the ankles. The artifacts from Dăbâca (Fig. 4.2/1.a) and
Capidava (Fig. 4.4/2a, Fig. 4.5/3) have the side edges of the garment adorned
with a twist-shaped ornament. In the other cases, the folds are represented
only through simple lines. On most of the pieces, the garment does not cover
the arms, stopping in the area of the figure’s shoulders. Exceptions are the
examples from Dăbâca (Fig. 4.2/1.a), Șuletea (Fig. 4.4/1.a), and Păcuiul lui Soare
Byzantine Bronze Reliquary Crosses with Embossed Figures 119
Figure 4.3 Type IA: 1a–b – Păcuiul lui Soare (after Diaconu – VÎLCEANU 1972);
2a–b – Păcuiul lui Soare (after Diaconu – VÎLCEANU 1972)
120 Cosma
Figure 4.4 Type IA: 1a–b – Șuletea (after Maxim-Alaiba 1990); 2a–b – Capidava
(after Barnea 1981)
Byzantine Bronze Reliquary Crosses with Embossed Figures 121
Figure 4.5 Type IA: 1a–b – Isaccea (after Mănucu-Adameșteanu 1984); 2 – Hârșova
(after Harțuche – ANASTASIU 1976); 3 – Capidava (after Florescu 1965)
122 Cosma
(Fig. 4.3/2.a), on which the sleeves of the garment reach to the wrist. Where
they are represented, the feet are barefoot, with the heels close together and
the toes facing outwards. At the ends of the four arms of the cross, above the
head, under the feet and under the palms, the busts of four biblical characters
are more or less schematically represented; they have been identified in some
cases with the Virgin Mary and St. John the Evangelist, especially those situ-
ated at the horizontal ends of the composition.
Reverse: The Virgin Mary in the orans position. She wears a garment com-
pletely covering the body. The maphorium is decorated along the edges on
the artifacts originating from Isaccea (Fig. 4.1/1), Dăbâca (Fig. 4.2/1b), Șuletea
(Fig. 4.4/1b), and Dolojman-Bisericuță (Fig. 4.1/2), with a twisted motif. On the
other pieces, the folds are rendered by simple lines. At the extremities of the
four arms, the busts of the four evangelists are represented.
Obverse: Jesus Christ crucified, wearing a cruciferous halo, with head slightly
turned to the right, barefoot, ‘leaning on the suppedaneum.’ He is dressed in a
long garment that reaches to his ankles, with wide folds from top to bottom.
Above his head, he has a cross, made up of a large quadrilateral in the centre,
from which four trapezoidal arms emerge, with the base projecting outwards.
The sun and the moon are represented on each side of the upper arm of this
124 Cosma
Figure 4.7 Type IB: 1 – Măcin (after Barnea 1967); 2a–b – Dinogeția
(after Barnea 1967)
type of cross. At the two horizontal arms of the enkolpion-cross, at each end
of the hands of Christ, there is a figure schematically represented; the figures
probably depict the Virgin Mary (on the right), and Saint John the Evangelist
(on the left) (Fig. 4.7). The copy from Dinogeția-Garvăn (Fig. 4.7/2a) displays
two inscriptions in Greek under Christ’s hands.
Byzantine Bronze Reliquary Crosses with Embossed Figures 125
Obverse: Jesus Christ crucified, with head slightly turned to the right. The
hands extend to the ends of the arms of the cross. An exception is a copy
from Garvăn – Dinogeția, where Christ is represented with his hands raised
(Fig. 4.10/1). On some pieces, such as those from Capidava (Fig. 4.9/3a) and
Banat (Fig. 4.8/2–4), the Saviour’s head is surrounded by a halo. On a copy from
Isaccea, Christ displays a beard (Fig. 4.10/5). With the exception of the artifacts
from Dinogeția-Garvăn (Fig. 4.10/2, 11/1a) and Capidava (Fig. 4.9/3a), where the
anatomical features of the face are represented, the face is only outlined on
the other pieces.
126 Cosma
Figure 4.8 Type IC: 1a–b – Nufăru; 2–4 – Banat (after Bejan – Rogozea 1982)
The garment that covers the body of Christ is wide and falls down in folds. It is
represented schematically through simple lines. On the copy from Nufăru, the
clothing is a perizoma, tight around the pelvis and of knee-length (Fig. 4.8/1a).
Where they are represented, the feet appear without footwear, with the heels
close together and the paws facing outwards. On the example from Isaccea
Byzantine Bronze Reliquary Crosses with Embossed Figures 127
Figure 4.9 Type IC: 1a–b – Păcuiul lui Soare (after Diaconu – Vîlceanu 1972);
2 – Păcuiul lui Soare (after Diaconu – Vîlceanu 1972); 3a–b – Capidava
(after Florescu – Cheluță-GEORGESCU 1974)
128 Cosma
Figure 4.10 Type IC: 1–2 – Dinogeția (after Barnea 1967); 3 – Păcuiul lui Soare
(after Diaconu – Vîlceanu 1972); 4–5 – Isaccea (after Mănucu-
Adameșteanu 1984); 6 – Capidava (after Mănucu-Adameșteanu 1984)
Byzantine Bronze Reliquary Crosses with Embossed Figures 129
(Fig. 4.10/4) and Capidava (Fig. 4.10/6), the body rests on a very schematic sup-
pedaneum. On the pieces from Banat (Fig. 4.8/2) and Capidava (Fig. 4.9/3a,
Fig. 4.10/6), a cross appears above the head of Christ. The specimen from
Nufăru has the sun and the moon above his head (Fig. 4.8/1), and on a piece
from Dinogeția – Garvăn (r. ICI, 1.4) and Capidava (Fig. 4.9/3a), inscriptions or
groups of Greek letters can be seen under Christ’s arms.
Reverse: The Virgin Mary in an orans position with her head surrounded by
a halo. The anatomical features of the face are represented only on the exam-
ples from Capidava (Fig. 4.9/3b), Dinogeția-Garvăn (Fig. 4.10/2, Fig. 11/2), and
Capidava (Fig. 4.9/3b). The others have the face contoured only. The examples
from Capidava (Fig. 4.9/3b) and Păcuiul lui Soare (Fig. 4.9/2) display the edges
of the maphorium highlighted by a twisted motif. All of the other crosses render
it very schematically, only through lines. On a copy from Capidava (Fig. 4.9/3b),
two groups of double Greek letters appear above the head of the figure.
The three types of enkolpia found in Romania display several notable dif-
ferences. A first differentiation centers on the representation or total lack
of decorative elements. On the arms of the crosses of type IA and IB, both
on the obverse and on the reverse, two (or four) busts of biblical characters
appear. In this respect, they differ from type IC, which has no such figural rep-
resentations. The difference between type IA and IB was established accord-
ing to the manner of representation of the four figures. In the latter type,
the figures are always framed in a circular medallion, which is missing from
type IA.
As for the dimensions of the parts, the examples of type IC are smaller in
size compared to the other two. Some differences exist between types IA and
IB, though not very significant, with type IB being slightly larger.
Regarding the technique of reproducing the iconography, for the IC type the
anatomic characteristics of the two biblical figures, and their clothing, are very
schematic in the vast majority of cases.
In types IA and IB, a superior technique of execution is discernible; appear-
ing more poignantly in type IB, and noticeable by the care with which human
figures were rendered, as well as the ornamental motifs that appear on the
clothes of biblical characters. Moreover, this is evident in the presence of spe-
cific elements, such as the cross and the sun or the moon, displayed above the
head, on the obverse, and the inscriptions under the arms of Christ.
Byzantine Bronze Reliquary Crosses with Embossed Figures 131
Within each type, there are also differences between the pieces, which
indicates that different workshops were involved in their creation. The differ-
ences that appear in type IA refer to the manner of execution of the orna-
mental motifs of the garments (rope moulding/twist-shaped decorations on
some specimens), or to the sketching of facial anatomic features. These are
not, however, elements of decisive distinction, at least at the current state of
the research. They can also be due to the greater or lesser degradation of the
pieces, their state of preservation, the wear and tear of the pattern in which
they were made, not omitting the possibility of their production in different
patterns that retained the key iconographic features, with very few exceptions
of detail. A somewhat greater diversity is observed in the IC type. In particular,
the specimens that have a cross represented above the head of Christ stand out.
Also, two specimens are distinguished by the fact that the Saviour is dressed
in a short garment, the so-called perizoma, which stops at the knees. However,
these differences cannot provide a conclusive indication of a possible subtype,
because, with the exception of these details, the respective crosses conserve
the essential traits of the iconography, namely, the absence of the four biblical
characters at the four ends, to which we add the schematic representation of
Christ and the Virgin Mary.
Many of the enkolpia discovered on the territory of modern Romania are those
that form the ICI type, with a number of 32 reliquary crosses. The second place
belongs to the enkolpia inscribed in the IAI type, consisting of 18 pieces, and
in third place come the enkolpia of the IBI type, having 3 pieces (Tab. 1, 1–3,
Fig. 4.12).
Geographically, there are four areas where reliquary crosses have been dis-
covered: Dobrudja, Banat, Transylvania, and Moldavia (Fig 4.15). However, the
number and types of pieces present in one or another of the four Romanian
geographical areas differ significantly.
Most enkolpia were discovered in Dobrudja. This fact is also tied to the
observation that all three types of enkolpia already described are present in
this area. It is noted that only in the geographical area of Dobrudja appears
the IBI type, which was discovered in two localities and in a small number of
pieces: Dinogeția-Garvăn two enkolpia and Măcin one enkolpion (Fig. 4.13).
The examples from Dobrudja were discovered in the context of several settle-
ments and fortifications.
132 Cosma
33%
61%
6%
21
16
11
3
1 1 1
Banat is the second geographical area with a relatively large number of enkol-
pion crosses. It should be highlighted that in Banat only reliquary crosses of
the ICI type have been discovered. None of them offer information on the con-
text of their discovery (Tab. 3).
For Transylvania and Moldavia, only one enkolpion was discovered in each
of the provinces. Both pieces are of the IAI type of reliquary crosses from
Romania (Fig. 4.13). Both pieces were also discovered by chance. They have no
stratigraphic context. The piece from Transylvania was discovered in a place
Byzantine Bronze Reliquary Crosses with Embossed Figures 133
9
Type IAI Type IBI
5 5
3 5
2 2 2 4
1
1 1 1 2 2
1
1 1
e
ro
a
ţia
av
an
Be
va
ge
d
jm
ea
pi
rșo
no
re
Ca
cc
lo
oa
in
Di
Hâ
Do
Isa
a
ǎc
iS
ru
nţ
M
lu
fǎ
ta
Nu
ul
ns
ui
Co
c
Pǎ
close to the early medieval fortification from Dăbâca. The cross from Șuletea
likewise does not have an archaeological context of discovery.
4.5 Analogies
The origin of reliquary crosses, with their specific characteristics (form, mode
of execution, iconographic representation), must be sought in the Syro-
Palestinian cultural context.5 The first specimens in this area were dated to
the 6th–7th centuries, namely the incised figural types of crosses. The pieces
that display embossed figures, also dated in the above-mentioned period, have
been of the simple cross type.6
The earliest specimens of reliquary crosses with embossed figures from
the ‘holy lands’ or from the Italianate space, which I managed to identify and
which constitute analogies for the IBI Type, are dated to the 8th century or the
9th century.7
5 Wulff 1909, 195–201; Wulff 1911, 80–84; Bárány-Oberschal 1953, 207–215; Vătășianu 1959, 170;
Milchev 1966, 334–344; Lovag 1971, 144–146; Effenberger 1977, 7–17; Spinei – Șadurschi 1982,
187–189; Spinei 1992, 153, and note 1.
6 Wulff 1909, 195–201.
7 Wulff 1909, 80–84.
134 Cosma
Through the Byzantine connection, the enkolpion crosses spread over vast
areas of Western, Central, and Southeastern Europe. I referred especially to the
latter territories, which I consider more eloquent in terms of the analogies and
chronology that they can offer for the pieces in Romania.
Type IA is found in Bulgaria (IAII type repertoire), the Czech Republic (IAIII
type repertoire), Serbia (IAIV type repertoire), Slovakia (IAV type repertoire),
Ukraine (IAVI type repertoire), and Hungary (IAVII). The pieces from Bulgaria,
Serbia, and Hungary were dated between the 10th and 11th centuries, depend-
ing on the context of their discovery, and those from the Czech Republic and
Ukraine to the 11th century, on similar grounds.
For type IB, we found analogies in Bulgaria (repertoire type IBII), the Czech
Republic (repertoire type IBIII), Serbia (repertoire type IBIV), Ukraine (reper-
toire type IBV), and Hungary (repertoire type IB, VI). Except for those in the
Czech Republic and Ukraine, where the artifacts date to the 11th century, in
the other countries the pieces were discovered in both 10th and 11th centuries
contexts.
Specimens of type IC can be found in Bulgaria (ICII type repertoire), Serbia
(ICIII type repertoire), and Hungary (ICIV type repertoire). According to the
context of discovery, they have been dated to the second half of the 9th cen-
tury and through the end of the 10th century. A single specimen from Serbia
(ICIII, 17) was dated to the 7th century.
Without claiming to have provided an exhaustive list, a few remarks can still
be put forth. There is a chronological gap between the pieces originating from
the “holy lands” compared to those from Central and Southeastern Europe. In
the latter contexts, with a few small exceptions, most of the pieces, even those
from fortuitous discoveries, have been dated to the 10th–11th centuries, and
in some areas such as the Czech Republic and Ukraine only in the 11th cen-
tury. In comparison with Syro-Palmyra or Italianate examples, differences are
also observed in terms of decoration. In the first two cases we are dealing with
some copies of a superior execution, with great care for the rendering of all
the decorative elements. The pieces from Central and Southeastern Europe,
although they keep the original iconography,8 distinguish themselves through
the lesser quality of execution, evident in the schematism with which the fig-
ures or their garments9 are represented. From this point of view, the enkolpion
crosses from the Central and Southeastern European spaces have identical
characteristics, depending, of course, on the proposed typology. Naturally,
within each type, nuances exist.
For type IA, the manner of rendering the garments of the biblical figures
is noticeable: the execution is accomplished through simple lines or through
a twisted patter. The differences also appear in terms of the representation
of the busts from the obverse of the artifacts. In some of the cases, they are
arranged at the ends of the arms of Christ (repertoire type IAII, 13; III, 21). The
most numerous are, at least so far, the pieces with the representation of the
busts below the hands of the Saviour. Also, on some copies the Saviour is rep-
resented with a ‘perizoma,’ and his legs leaning on a suppedaneum (repertoire
type. IAII, 13; IV, 19, 21). One piece displays a cross above the head of Christ
(IAV type repertoire, 22).
In type IB, the difference resides only in the way the medallions are pre-
sented. Almost in all cases, the rendition of the medallion was made through
a thick circle (repertoire IBII, 3; III, 3, 7; IV, 8, 11; V, 12–15; VI, 16, 19, 20–21). The
other manner of rendition was through a circle with a twisted motif, and is
encountered in only one case (IBVI, 20).
Type IC also has differentiations. There are pieces that have a cross above
the head of Christ (ICII, 11, 13–14; III, 16–17, 19–20, 22–14; IV, 27, 30), and copies
on which the Saviour appears with a ‘perizoma’ (ICII, 10, 13–14; III, 16, 20–24).
However, the nuances are not fundamental from an iconographic point of
view, the more so as they do not account for chronological differences either,
as the pieces display similar characteristics in contexts datable to the 10th and
the 11th centuries.
From what has been presented so far, it results that the enkolpion crosses
found on the territory of modern Romania do not stand apart from the arti-
facts of the same type, these being found, typologically, in all of the mentioned
spaces.
4.6 Chronology
With a few exceptions, the enkolpia with embossed figures from Romania
were not discovered in clear stratigraphic contexts. Some of them come from
accidental discoveries. This affects the possibility of dating the pieces within a
narrow timeframe.
The exceptions I mentioned are materialized in three cases for the IAI type.
These are the pieces from Capidava (Fig. 4.4 / 2a–b, Fig. 4.5 / 3), discovered in
two dwellings from the level attributed to the second half of the 10th century
and the beginning of the 11th century, and an example discovered in a dwell-
ing from Dinogeția-Garvăn (Type IAI, Fig. 4.7), together with a coin struck for
Emperor Constantine VIII (1025–1028).
136 Cosma
For the IBI type, a single copy, from Dinogeția-Garvăn (Fig. 4.7 / 2a–b)
holds a more precise dating element: a coin issued during the reign of Alexios
Komnenos (r. 1018–1118) was found in the same place as the mentioned piece.
The ICI type presents a single piece that was discovered in a context that
can be dated. The artefact comes from Capidava (ICI, 2.13, Fig. 4.10 / 6), from
an 11th-century dwelling.
The reliquary crosses from Păcuiul lui Soare were mostly discovered in the
11th century level of habitation.
We note therefore that the reliquary crosses from the territory of Dobrudja
come from archaeological contexts that date to the 10th and 11th centuries.
The age determination of the pieces on the territory of Dobrudja, as well as the
typological analogies with the neighbouring areas of Romania discussed in the
previous pages, that are also dated to the 10th–11th centuries, are arguments
that support the temporal assessment of enkolpia with embossed figures from
the territory of Banat, Transylvania, and Moldavia in the same period of time,
namely in the 10th–11th centuries. By the end of the 11th century, the trend of
enkolpia with embossed figures gradually disappeared. They were replaced by
enkolpion crosses with incised figures by the 12th century.10
4.7 Workshops
10 Spinei – Șadurschi 1982, 182–190; Mănucu-Adameșteanu 1984, 381–382 and note 81; Spinei
1992, 156–160.
11 Barnea 1953, 663; Milchev 1966, 343; Barnea 1967, 360; Doncheva-Petkova 1979; Spinei –
Șadurschi 1982, 189; Mănucu-Adameșteanu 1984, 381.
12 Bárány-Oberschal 1953, 108–2017; Marjanović-Vujović 1989–1990, 307.
Byzantine Bronze Reliquary Crosses with Embossed Figures 137
The large number of discoveries and the previously noted details imply,
however, the existence of workshops in other centres as well, such as those
from the first Bulgarian state or Serbia, where certain discoveries, such as frag-
ments of patterns or imitations of originals, support these hypotheses.13
The 9th and 10th centuries were the interval during which a series of reli-
quary crosses were mass-produced.14 The assertion is supported by their num-
ber, as the type IC is quantitatively imposing. The ascendency must be sought
in the fact that the pieces of this latter type are simpler in terms of iconography
and, therefore, easier to achieve than types IA and IB in conditions of higher
demand in different provincial workshops. The latter can be considered as ini-
tial models, followed by IC-type artifacts.
The production of such pieces in a larger number was also due to the fact
that during that period the enkolpion crosses lost their primary function of
being used only by clerics or high secular dignitaries. They had become of value
themselves, being worn by representatives of all social categories.15 However,
the original meaning, of keeping relics, was preserved.16
13 Georgieva 1958, 609; Milchev 1966, 343; Jancović 1983, 113; Marjanović-Vujović 1989–1990,
307; Atanasov 1992, 268.
14 Mănucu-Adameșteanu 1984, 382.
15 Barnea 1981, 26; Mănucu-Adameșteanu 1984, 381–382; Spinei 1992, 153; Zugravu 1997,
486–488.
16 Zugravu 1997, 488.
17 Doncheva-Petkova 1979, 91; Spinei 1991, 153; Zugravu 1997, 447–449.
18 Mănucu-Adameșteanu 1984, 375, 380; Spinei 1992, 153–157; Zugravu 1997, 456.
138 Cosma
Figure 4.15 Map of the spread of reliquary crosses with embossed figures
Author: Călin Cosma
The presence of these pieces in spaces that were not actually part of the
Byzantine Empire must be connected to cultural and commercial exchanges,
but especially to the missionary efforts of the Christian Church.19
From this perspective, enkolpion crosses from places far from the borders
of the Byzantine Empire, such as Transylvania, Hungary, Slovakia, or the Czech
Republic, are of particular interest. With the exception of Dobrudja and Serbia,
the map of the discoveries outlines three geographical areas in Central and
Southeastern Europe where enkolpia with embossed figures are concentrated.
Starting from west to east, one area is situated in the middle basin of the
Danube, where the river turns south. Above this location, west of Moravia, sev-
eral examples of reliquary crosses have been discovered (Fig. 4.15). The second
geographical area in which enkolpia are massed is in the middle basin of the
Tisza, on both sides of the river. It is probable that the enkolpion from Dăbâca
came from this territory (Fig. 4.15). The last territory with enkolpia that we took
19 Bárány-Oberschal 1953, 207–2016; Lovag 1971, 154–156, Nechvátal 1979, 312–351; Bálint 1991;
Spinei 1992, 153–160.
Byzantine Bronze Reliquary Crosses with Embossed Figures 139
into account is the one in the south of Ukraine, between the Dniester and the
Bug (Fig. 4.15). The only reliquary cross with relief figures from Moldavia, the
one from Șuletea, was most likely brought from Dobrudja, not from Ukraine.
According to the map of the discoveries, it can be specified that the Danube
was the main artery that favoured the diffusion of enkolpia with embossed
figures throughout Southeastern Europe. The lack of reliquary crosses in the
lower Tisza basin, but also in the middle of the Danube, at least until this date,
raises a number of questions about the ways in which enkolpia arrived in the
northern part of today’s Hungary, Slovakia, and the Czech Republic. Possibly
on the Danube as well, and then on the Tisza. The possibility that the enkolpia
were also brought from the territories of Southwestern Europe is not excluded.
Without eliminating the possibility of access and exchange through
commercial contacts, I believe that the existence of enkolpion crosses in
Transylvania, Hungary, Slovakia, and the Czech Republic is mainly due to the
Byzantine Christian missionary work in these regions. In this context, the only
enkolpion specimen with embossed figures from the territory of Transylvania,
the one from Dăbâca, and the one from the territory of Moldavia, hold a spe-
cial importance. They may represent a material evidence of the Byzantine
Christian mission, especially since in the academic literature on the issue,
particularly focused on the references from contemporary written sources,
debates persist regarding the evangelization of the Romanian cultural space
extending inside the Carpathian arch and in Moldavia.20
Catalogue
Type IA
I. Romania
1. Beroe – Piatra Frecăței (Frecăței, Brăila County)
1.1. Obverse, reverse; bronze; L=7,5 cm, l=4 cm, gr.=0,8 cm; Fig. 4.1/3a–b;
10th–11th Centuries; Petre 1962, 586, Fig. 23; Mănucu-Adameșteanu
1984, 376–377, Pl. II/1 a–b.
2. Capidava (Tulcea County)
2.2. Obverse, reverse; bronze; L=6,5 cm, l=4 cm; Fig. 4.4/2a–b; 11th cen-
tury; Ceacalopol 1962, 192–194; Barnea 1981, 158, Pl. 65a–b.
2.3. Obverse, reverse (only obverse is present), bronze; Fig. 4.5/3; 10th
century; Florescu 1965, 28, Fig. 37/a.
26. Szőny: 1 piece; Bárány-Oberschal 1953, 217 and 248, Fig. 66d; Lovag 1971,
148, Fig. 2/1.
27. Tiszaörveny: 1 piece; 11th century; Lovag 1971, 148, Fig. 2/3.
28. Felsőszentivánpuszta – Bagodi hűtő: 1 piece; Bárány-Oberschal 1953,
248.
29. Tápióbicske: 1 piece; Lovag 1971, 148, Fig. 2/2.
30. Veszprém: 1 piece; Bárány-Oberschal 1953, 217 and 148, Fig. 66c.
31. Eger: 1 piece; Bárány-Oberschal 1953, 217 and 248, Fig. 64.
32. 2 pieces preserved in the Budapest National Museum; Bárány-Oberschal
1953, 248; Lovag 1971, 150, Fig. 2/4.
33. 1 piece; Budapest (private collection); Bárány-Oberschal 1953, p. 248.
Type IB
I. Romania
1. Dinogeția-Garvăn (Tulcea County)
1.1. Obverse, reverse; bronze; L=7,3 cm, l=6 cm; Fig. 4.7/2a–b; 11th–12th
centuries; Barnea 1967, 360, Fig. 193/6 a–b; Barnea 1981, p. 142, Pl. 57.
1.2. Obverse; bronze; L= between 7 and 9 cm; 11th–12th centuries; Barnea
1967, 360, Fig. 193/7.
2. Măcin (Tulcea County)
2.3. Obversee; bronze; L=8 cm, l=5 cm; Fig. 4.7/1; 11th century; Ștefan
1937–1940, 417, Fig. 27/3; Barnea 1981, 154, Pl. 63/2.
II. Bulgaria
3–4a–b. Silistra: 3 pieces; 10th–11th centuries; Antonova 1984, 49, nr. 11, Pl. II/2,
3, 50, nr. 12, Pl. II/4, nr. 13, Pl. III/5.
5. Troița: 1 piece; 10th–11th centuries; Antonova 1984, 45, Pl. I/3.
III. Czech Republic
6. Opočničev-Poděbrady: 1 piece; 11th century; Nechvátal 1979, 216,
Pl. 2/4a–b.
7. 1 piece preserved in the Prague National Museum; 11th century; Nechvátal
1979, 221, Fig. 2/3.
IV. Serbia
8. Ravna: 1 piece; 10th–11th centuries; Marjanović-Vujović 1987, 29–30, nr. 11.
9. Unknown location in the Strumica region: 1 piece; 10th–11th centuries;
Marjanović-Vujović 1987, 29, nr. 10.
10. Ljubičevac: 1 piece; 11th century; Marjanović-Vujović 1985, 110, 113–114,
French abstract, Fig. 11.
11. 2 pieces preserved in the Belgrade National Museum; 10th–11th centuries;
Marjanović-Vujović 1987, 28, nr. 8–9.
Byzantine Bronze Reliquary Crosses with Embossed Figures 143
V. Ukraine
12. Cetatea-Albă: 1 piece; 11th century; Kunitsky 1990, 106–116, Pl. 6/6.
13. Kniazha gora: 1 piece; 11th century; Kunitsky 1990, 106–116, Pl. 6/4.
14. Divich gora: 1 piece; 11th century; Kunitsky 1990, 106–116, Pl. 6/5.
15. Chersones: 1 piece; 11th century; Kunitsky 1990, 106–116, Pl. 6/7.
VI. Hungary
16. Tata: 1 exemplar; Bárány-Oberschal 1953, 213 and 247, Fig. 63b.
17. Borsad: 1 piece; Bárány-Oberschal 1953, 247.
18. Gyula: 1 piece; Bárány-Oberschal 1953, 247.
19. Békéscsaba: 1 piece; Bárány-Oberschal 1953, 216 and 248, Fig. 63c.
20. Kiskunfélegyháza: 1 piece; Bárány-Oberschal 1953, 216 and 248, Fig. 61.
21. Eger: 1 piece; Bárány-Oberschal 1953, 216 and 248, Fig. 63d.
22. Hizofőld-Sárrétudvari: 1 piece; M. Nepper 1991, 48, grave nr. 199, Fig. 3.
Type IC
I. Romania
1. Alba Iulia
1.1. Obverse, reverse; bronze; L=6,52 cm, l=3,38 cm; Dragotă 2017, 170–
171; Dragotă 2018e, 92.
2. Banat
2.2. Obverse; bronze; L=3,5 cm, l=2,8 cm; Pl. 8/2; Bejan – Rogozea 1982,
215–216, nr. 10, Pl. I/2.
2.3. Reverse; bronze; L=4,7 cm, l=2,4 cm; Pl. 8/4; Bejan – Rogozea 1982,
215, nr. 9, Pl. II/7.
2.4. Reverse; bronze; L=4,5 cm, l=2,4 cm; Pl. 8/3; Bejan – Rogozea 1982,
216, nr. 11, Pl. I/9.
2.5. Obverse, reverse; bronze; L= 6,6 cm, l=3,4 cm; Bejan – Rogozea 1982,
214–215, nr. 5, Pl. III/15.
2.6. Obverse; bronze; L=4 cm, l=2,5 cm; Bejan – Rogozea 1982, 215, nr. 6,
Pl. I/4.
2.7. Reverse; bronze; L=6,8 cm, l=3,4 cm; Bejan – Rogozea 1982, 215, nr. 7,
Pl. II/6.
2.8. Obverse; bronze; L=4,5 cm, l=3,4 cm; Bejan – Rogozea 1982, 215, nr. 8,
Pl. I/3.
2.9. Obverse; bronze; L=6,8 cm, l=3,3 cm; Bejan – Rogozea 1982, 216, nr.
12, Pl. II/5.
2.10. Obverse; bronze; L=4,8 cm, l=2,2 cm; Bejan – Rogozea 1982, 216, nr.
13, Pl. III/13.
2.11. Reverse; bronze; L=4,6 cm, l=2,2 cm; Bejan – Rogozea 1982, 216, nr.
14, Pl. II/8.
144 Cosma
2.12. Reverse; bronze; L=4,8 cm, l=2,3 cm; Bejan – Rogozea 1982, 216, nr.
15, Pl. II/10.
3. Capidava (Constanța County)
3.13. Obverse, reverse; bronze; L=6,8 cm, l=4,5 cm; Fig. 4.9/3a–b; 11th cen-
tury; Florescu – Cheluță-Georgescu 1974, 435, Fig. IV/1–2; Barnea
1981, 156, Fig. 4.64/2 a–b.
3.14. Averse; bronze; L=5,5 cm, l=3,5 cm; Fig. 4.10/6; 10th–11th centuries;
Mănucu-Adameșteanu 1984, 375–376, nr. 1, Pl. I/1.
4. Constanța (Constanța County)
4.15. Averse; bronze; L=4 cm, l=2,3 cm; 10th–11th centuries;
Mănucu-Adameșteanu 1982, 349/354.
5. Dinogeția – Garvăn (Tulcea County)
5.16. Obverse; reverse; bronze; L=5 cm, l=3 cm; Fig. 4.11/2a–b; 11th cen-
tury; Barnea 1967, 360, Fig. 193/2; Barnea 1981, 138, Pl. 55/1 a–b.
5.17. Obverse, reverse; bronze; L=5 cm, l=3 cm; Fig. 4.11/1a–b; 11th century;
Barnea 1967, 358–362, Fig. 193/1; Barnea 1981, Pl. 138, 55/2 a–b.
5.18. Reverse; bronze; L=3,7 cm, l=2,4 cm; Fig. 4.10/2; 11th century; Barnea
1967, 358–362, Fig. 191/19; Barnea 1981, 140, Pl. 56/1.
5.19. Reverse; bronze; L= between 4 and 6 cm; 11th–12th centuries; Barnea
1967, 358–362, Fig. 191/18.
5.20. Obverse; bronze; L= between 4 and 6 cm; 11th–12th centuries;
Barnea 1967, 358–362, Fig. 191/21.
5.21. Obverse; bronze; L= between 4 and 6 cm; 11th–12th centuries;
Barnea 1967, 358–362, Fig. 192/1.
5.22. Obverse, reverse; bronze; L= between 4 and 6 cm; 11th–12th centu-
ries; Barnea 1967, 358–362, Fig. 191/8.
5.23. Obverse; bronze; L=4 cm, l=2,9 cm; Fig. 4.10/1; 11th–12th centuries;
Barnea 1967, 358/362, Fig. 192/11.
5.24. Reverse; bronze; L= between 4 and 6 cm; 11th–12th centuries; Barnea
1967, 358–362, Fig. 193/5.
6. Hârșova (Constanța County)
6.25. Obverse, reverse; bronze; L= 4,5 cm, l=2,1 cm; Sec. 10th–11th centu-
ries; Mănucu-Adameșteanu 1992, 349–354.
7. Isaccea (Tulcea County)
7.26. Obverse; bronze; L=3,6 cm, l=3,2 cm, gr.=0,3 cm; Fig. 4.10/5; 10th cen-
tury; Mănucu-Adameșteanu 1984, 377–378, nr. 1, Pl. I/2.
7.27. Bronze; L=3 cm, l=2,5 cm; Fig. 4.10/4; 11th century; Mănucu-
Adameșteanu 1984, 378, nr. 2, Pl. I/3.
8. Nufăru (Tulcea County)
8.28. Obverse, reverse; bronze; L=4,3 cm, l=2,9 cm, gr.=0,3 cm; Fig. 4.8/1a–b;
11th–12th centuries; Mănucu-Adameșteanu 1984, 379, Pl. III/4.
Byzantine Bronze Reliquary Crosses with Embossed Figures 145
⸪
Chapter 5
1 Marcu Istrate 2014, 101–103; Marcu Istrate 2015, passim; Takács 2013: 119–122. For the stage and
level of debates in the period immediately preceding the 2011 archaeological research, see
Sfântul Ierotei 2010, passim.
2 Simon de Kéza, Chronicon Hungaricum, 45.
3 Chronicon pictum Vindobonense, 32.
is well known, the Gesta of the Anonymous Notary of King Bela,4 a medieval
text that caused a storm of interpretations among historians of the last two
centuries. A new beginning would be particularly useful for the entire issue of
dating the Gesta, in order to detach an approach with a well-defined purpose
from the historiographical context vitiated by nationalist interpretations. In
this respect, one must note that the anonymous author does not make in his
Gesta any kind of direct or indirect reference to any historical event dating
after the 11th century. From a chronological point of view, the latest piece of
indirect information that could perhaps be considered is the canonization of
King Stephen I of Hungary, which took place in 1083. Indeed, Stephen is always
called sanctus or beatus, which may suggest that the Gesta was written after his
canonization. This fact is, however, far from certain: the only surviving man-
uscript of the Gesta dates from the 13th century, which means that the terms
referring to the sanctity of King Stephen could consequently have been added
by any of the scribes of this chronicle in the period between the 12th and the
13th centuries. No other event to which the Gesta refers is later than the mid-
dle of the 11th century. The latest king mentioned by the scribe is Andrew I
(r. 1047–1061), son of Ladislaus the Bald, and the latest historical event is the
death of King Peter I (Orseolo) in 1046.5 In another context, where he refers to
the descendants of Edunec and Edumenec, the author mentions King Samuel
Aba (r. 1041–1044).6
The information provided in the Gesta should not be considered credible
in all of its details when it mentions specific events or characters inspired
by legends or traditions. However, when referring to the social and cultural
realities of a country that still oscillated between Christianity and ancient
pagan beliefs, the author provides, through his ethnographic descriptions
and mentions, information of unparalleled value, which is no longer found in
later chronicles. In this sense, we may quote the miraculous birth of Almus,
whose mother is said to have had a vision of her own impregnation by an
eagle (Anonymus, 3);7 the oath sworn, more paganismo, by the leaders of the
Hungarian tribal confederation, mixing in a bowl a few drops of their blood
(Anonymus, 5); the animal sacrifice performed by duke Almus after the con-
quest of Hung, as a sign of gratitude to the benevolent gods (Anonymus, 13); the
sacrifice of the fattest horse by three Magyar chieftains, after taking possession
4 For an overall assessment of the writings on Anonymus, see Rady – Veszprémy 2010:
XVII–XXXVIII.
5 Anonymus, Gesta Hungarorum, 15.
6 Anonymus, Gesta Hungarorum, 32: rex Samuel … qui pro sua pietate Oba vocabatur.
7 Spinei 2003, 34–39.
From Terra Ultrasilvana to Regnum Erdeelw 151
8 Anonymus, Gesta Hungarorum, 9, 10, 11, 18, 20, 21, 29, 33, 37, 42, 44, 45, 49.
9 Rady 2000, 64.
10 Curta 2001, 142.
11 Anonymus, Gesta Hungarorum, 25: nam volebat Tuhutum per se nomen sibi et terram aquir-
ere. Ut dicunt nostri ioculatores: omnes loca sibi aquirebant, et nomen bonum accipiebant.
152 Sălăgean
We should also note that Tuhutum’s departure for Gelou’s realm takes place
amid a war in full progress, in the midst of a conquest campaign that Tuhutum
was waging, together with Zobolsu and Thosu, against Menumorout’s
dukedom.12 In fact, Tuhutum seems to have abandoned the other two
Hungarian chieftains before a decisive stage of the campaign, and his defec-
tion seems to have been crucial to the overall outcome of the war: deprived of
his aid, Zobolsu and Thosu were defeated by the army of Bihor in the battle of
Zeguholmu (Szeghalom); also, they seem to have fled to the River Tisza, pur-
sued by Menumorout’s soldiers.13 With all his efforts to sweeten the account
of these events, it is quite clear that the anonymous author is speaking here,
in fact, of an insubordination of Tuhutum to Árpád. How was such an atti-
tude being motivated, and why did Árpád have no reaction against it? We
must note here that Tuhutum’s dissent and his departure for Terra Ultrasilvana
were accomplished, according to the Gesta, shortly after Árpád took over the
leadership of the confederation. The author of the text presents Tuhutum as
a senior chieftain of the confederation, one of the seven members of the het-
umoger, who elected unanimously Almus as their leader.14 One may also note
that, while Almus’s election is accomplished, according to the Gesta, by all
the members of the hetumoger, the election of Árpád is related in less precise
terms, the chronicler mentioning only that the new leader received the oath
of “all his people.”15 In these conditions, we can assume that Tuhutum’s depar-
ture could have been caused by a personal dissatisfaction with the takeover of
the leadership of the Hungarian tribal confederation by Árpád, son of Almus,
apparently without the consent of all the members of the hetumoger.
From this situation derives a special feature of the relations of the
Hungarian conquerors from Pannonia with the dominion established in
Transylvania: the detachment of the rulers of Terra Ultrasilvana from Árpád’s
political system seems to have been accomplished at the very moment of the
conquest, and not because of later disagreements that emerged in the age of
Geula the Younger, as the Gesta tries to suggest. This tells us that the genealog-
ical legend that Anonymus reinterpreted in the Gesta, trying to camouflage its
centrifugal episodes, seems to have been an account of the deeds of a leader
who left the Hungarian tribal confederation and established his own rule in
Terra Ultrasilvana.
How large was the initial territory conquered by the Hungarian group in
Transylvania? I have shown elsewhere that this terra Ultrasilvana “where the
reign was held by Gelou, a certain Vlach” (ubi Gelou, quidam Blacus, domin-
ium tenebat) covered a relatively small area, comprising the Someșul Mic River
basin, along with the Almaș and Agrij valleys.16 According to Anonymus, Gelou
was a less powerful duke (minus tenax), having no good soldiers by his side
(non haberet circa se bonos milites). His realm was inhabited by Vlachs and
Slavs, the “worthless people in the world” (viliores homines … tocius mundi). As
a result, the conquest of this small realm is described as an easy matter: Gelou’s
army was scattered in a single fight, and the duke himself was killed while flee-
ing to take refuge in his only fortress.
The location of this fortress had provoked long discussions, generated by
the fact that Anonymus does not mention its name, providing only one piece
of information that could lead to its identification: its location on the Someș
River (iuxta fluvium Zomus positum). The attempt to identify this fortress
with Dăbâca, on the one hand, could not be sustained by the archaeological
research carried out to date.17 On the other hand, the location of this for-
tress does not match the description provided by the anonymous author, for
which iuxta fluvium means “on the river,” indicating a close proximity. Another
hypothesis developed by P. Iambor and Șt. Matei,18 suggests that Gelou’s seat
may have been located at Cluj-Mănăștur, where there it was an earth and wood
fortification of moderate size (c 220 × 98 metres), which is indeed located on
a terrace in the immediate proximity of the river. However, this hypothesis
could not be supported by clear archaeological data and arguments.19 Equally
inconclusive is the archaeological data for another proposed location, within
the central part of the city of Cluj-Napoca.20 Finally, another hypothesis that
is worth mentioning proposes a fortification located in the mountains, on
the Fărcașul peak, at only 12 kilometres from Gilău, a locality whose name
is obviously linked from a phonetic and, possibly, semantic point of view to
the term gylas/gyula. A short research project carried out there quite a long
time ago brought to light fragments of ceramics from the 8th–9th centuries,21
but a broader investigation is certainly needed before we can discern more
about this location. Even if we do not have yet definitive results, the area of
research and the hypotheses launched in recent years have been confined to
the Cluj – Gilău area, eliminating the many fanciful hypotheses with the exu-
berant geographical distribution of the previous decades.
According to the historical tradition recorded in the Gesta Hungarorum,
the political system of Terra Ultrasilvana was based on an agreement between
the Hungarian winners and the inhabitants of the country, who chose the
Hungarian leader as their dominus and took to him the oath of allegiance
(iuramentum).22 We must mention however that, for the anonymous author,
the right of iuramentum was not general, but restricted to the members of the
ruling elite and to the landowners. Thus, in chapters 5–6, 10, and 13, the “oath”
(iuramentum), expression of a “pagan custom” (more paganismo), is taken by
the members of the hetumoger (Anonymus 5, 6), by the seven Cuman dukes
(Anonymus 10), and by the leaders of the tribal confederation led by Almus
upon the designation of his son Árpád as his successor (Anonymus 13).23 In
chapter 37, the Slavs from the duchy of Nitra take the oath, after they received
land from Árpád. In this case, the oath represents an obligation associated
with ownership rights. In the passage referring to the Esculeu agreement, the
term iuramentum reflects the existence of a native class of dignities whose
privileges are recognized by the conquerors.24 The symbolic gesture of the
“handshake” (dextram dantes) associated with the election and with the oath
of Esculeu is meant to justify and explain the rights and liberties that were
later claimed in this area of northern Transylvania by the successors of those
conquered. Therefore, based on the information provided in the Gesta, the
Esculeu Assembly is not an ordinary gathering of a crowd cheering a new ruler,
but a congregation of the notables of the country who had the right to elect a
new leader and to take an oath to him.
The presumed borders of Terra Ultrasilvana can be reconstructed with
enough accuracy with the help of historical toponymy, following a method
that was successfully applied in the research on the medieval history of
Transylvania starting with Kurt Horedt’s trendsetting work.25 The analysis of
geographical distribution of toponyms like: gyepü / presaca [fence line], kapu /
căpuș / poarta / porț [gate, passage], ör / straja [watch point], reci / recea
at the confluence of Someșul Mic and Someșul Mare came under the direct
control of the Hungarians in Pannonia, who installed there their Chazar allies.
What were the dynamics of the relations between the Hungarian group
established in north-western Transylvania and the Hungarians in Pannonia?
According to Victor Spinei, the Transylvanian group continued to maintain
strong ties with the other groups in Pannonia, especially due to the grazing
needs imposed by their still nomadic way of life.31 We can assume that, if
Tuhutum’s defection and his departure for Transylvania were caused indeed
by a discontent with Árpád, those could have disappeared once the first ruler
of the Magyars died and was succeeded by his minor son, Zulta. The account
of Anonymus suggests that the first years that followed Árpád’s demise were
an agitated period. These circumstances called for a meeting of “all leaders in
his country” (omnes primates regni sui), which was held when Zulta was just
13 years old, and in which a collective leadership was supposedly elected: “they
appointed several chieftains of the kingdom, subjects of the duke, who were
expected to quell the conflicts among the discontented individuals, by enforc-
ing customary law.”32 Under the given circumstances, this collective leadership
appointed by a general assembly with peace-making intentions could only
have been made up of representatives of all the Magyar groups of some impor-
tance, including the group that had settled in Transylvania. In fact, the dilem-
mas related to the early development of this Transylvanian group become even
greater if we consider the hypothesis of Petru Iambor who assumes that Horca,
son of Tuhutum, was in fact a holder of the title of karchas, the third dignity in
the hierarchy of old Hungarians,33 whose functions, according to Constantine
Porphyrogenitus, were predominantly judicial.34 Indeed, Porphyrogenitus
mentions Bulcsú and his father, Kál, as holders of the rank of karchas, but the
list of the former holders of the dignity is unknown. According to S.L. Tóth,
the title of karchas seems to have been instituted only after the conquest of
Pannonia, in the second decade of the 10th century. The judicial functions asso-
ciated with this dignity could be related to the disturbances within Hungarian
society in the period after Árpád’s death.35 As the sedentarization progressed,
probably accelerated in Transylvania through closer relations with the local
population, the Transylvanian group seems to have consolidated its distinct
position, accentuated towards the middle of the 10th century, when sources
mention the ascension of Gyula the Elder.
The beginning of the second major stage in the history of Transylvania
during the 10th century was marked by the conquest, supposedly carried out
by Gyula the Elder, of the so-called “voivodeship of Bălgrad,” which was pre-
viously controlled by the Bulgarian Tsardom. The only mention of this event
recorded in a narrative source appears in Chronicon Pictum Vindobonense:
Gyula, “a great and powerful prince,” went hunting in Transylvania, where he
found “a great fortress that has been built a long time ago by the Romans.”36
Unfortunately, the sources do not offer us more details of this founding legend,
which belonged to a type of narrative quite widespread during this period.
The same Illuminated Chronicle ascribes two church foundations, in Vác and
Oradea, to some hunting enterprises of king Ladislaus I, while Anonymus
assigned the founding of the Borsod fortress to the hunting of a deer by Borsu,
son of Bunger.37 We also do not know details about the circumstances in which
this extension of Gyula’s authority over central Transylvania was made. It is
possible that this conquest was a violent one, as shown by the archaeological
data that indicates the replacement of the 9th century settlement in Alba Iulia
with another settlement, in which the Hungarian relics are already present.38
However, the relations subsequently established in this area between the con-
querors and the conquered remain to be defined by future research.
Likewise, it is still far from clear when this conquest took place. Two author-
ities in the history of this century, László Makkai and Alexandru Madgearu,
suggested that this extension took place after 927, the year when the Bulgarian
Tsar Symeon died.39 For Madgearu, the event could be most likely connected
with the Hungarian and Pecheneg invasion of Bulgaria and Byzantium in 934.40
A similar dating was proposed for the conquest of Banat,41 led, according to
the Gesta Hungarorum, by a dux named Glad, alleged ancestor of Achtum,
the ruler of the same areas around 1000, at the beginning of the reign of King
Stephen I. F. Curta has already specified his doubts about the account of the
Anonymous author regarding the war against Glad, a character whose features
seem to copy those of Achtum, described in the already-mentioned source later
36 Eratque ipse Gyula dux magnus et potens, qui civitatem magnam in Erdelw in venatione sua
invenerat, que iam pridem a romanis constructa fuerat.
37 An extensive analysis on this topic at Spinei 2014, 73–134.
38 Heitel 1975, 343–344; Madgearu 2005b, 57. Marcu Istrate 2014, 101–102 agrees with the
abandonment of the settlement, with doubts about the violent destruction.
39 Makkai 1987, 43–44; Madgearu 2005a, 103–105; Țiplic 2007, 49–51.
40 Paloczi-Horvath 1989, 17.
41 Glück 1980, 94–96; Spinei 2003, 64.
158 Sălăgean
incorporated into the Vita Maior of St. Gerhard.42 However, it is not yet certain
whether Banat was indeed conquered by Hungarians so early. In the middle of
the 10th century, Constantine Porphyrogenitus indicates that the dominions
of the Bulgarians were situated to the east of those of the Hungarians, being
separated by the Danube, and such a configuration of the border could only
be found at that time in southern Pannonia.43 If this mention is in line with
the realities of the time, it is unlikely that Banat ceded from Bulgarian control
before the late 10th century.
On the contrary, the long reign of Tsar Peter, son of Symeon, revaluated by
the historians, is described rather as a period of prosperity and stability, with-
out clear mentions of hard conflicts between Bulgarians and Hungarians.44
It is not clear whether the booty expeditions against Byzantium in 934 and
943 crossed Bulgarian territory with the tacit consent of Tsar Peter or against
his will, but without his open opposition.45 We must note, however, that the
Byzantines themselves preferred to react to these first raids with diplomatic
wisdom, avoiding a military response toward the invaders, but negotiating
instead, quite generously, the redemption of those taken captive.46 Overall,
there seems to be no reason to link the Hungarian raids through Bulgaria
against Byzantium in the fourth and fifth decades of the 10th century to major
conflicts or to territorial annexations. In this sense, the major changes took
place only after the defeat of the Hungarians at Lechfeld (955), when their
attacks to the southeast took different dimensions and amplitudes, and when
the Byzantines and the Bulgarians also began to respond to the invaders not
with gifts, but with well-equipped armies. From this point of view, we believe
that the attempts to link the events that led to the conquest of Bălgrad to any of
the major chronological milestones of the period remain inconclusive. It could
be also possibly that this event had its origins in less known local transforma-
tions and developments.
In addressing the issue of dating the conquest of Bălgrad, we must consider
another important aspect: all the information we have indicates that between
the conquest of Terra Ultrasilvana and that of Bălgrad, there seems to have
passed a fairy long period of time. Only this could explain the specificity of
the Hungarian presence in northern Transylvania, convincingly emphasized
by the linguistic and historical arguments synthesised by Gy. Kristó: over
anywhere that there were no other gyulas among the Hungarians besides the
one who was the second in rank. In fact, both in the chronicle of Simon de
Kéza and in the Chronicon Pictum Vindobonense it is mentioned that shortly
after their settlement in Pannonia, the Hungarians divided their army into
seven parts, each one receiving a captain or commander, about whose posi-
tion Simon de Kéza states: “they have to listen to him unconditionally and to
obey him.”58 We can assume that all these commanders could already be called
Gyulas, and we should also note that, in the following centuries, Gyula became
a widespread given name in medieval Transylvania.59 Therefore, it seems pos-
sible that the term gylas (gyula) acquired, at a given historical moment, the
generic meaning of “military chieftain” of unspecified level, whose equivalent
in Slavic-speaking areas is the term voivode. This fact could explain, among
other things, the phenomenon of the adoption of the title of voivode by the
Transylvanian rulers who were bearers of the title of gyula, and the assimi-
lation of the name Gyula by Romanian voivodal families, as was the case, for
instance, for the Giulești family of Maramureș. Consequently, we have no
evidence that around 950 there was only one Gyula, moving from one place
to another to meet all the mentions that are assigned to him. One could, for
instance, suppose that each of the tribes had its own gyula (military leader),
who was subordinated to a supreme gyula, commander of the entire confed-
erate army.60
For a more complete perspective on the situation in Transylvania at this
time, we should not overlook the information and opinions related to the role of
the Pechenegs.61 In De administrado imperio, Constantine VII Porphyrogenitus
shows a special interest toward this people, whom he considers a possible
key ally for maintaining the Byzantine influence in South-Eastern Europe.
According to Porphyrogenitus, one of the eight large units into which the rule
of the Pechenegs was administratively divided was called Gyla, Gyula, or Lower
Gyula.62 This unit was the one situated next to Tourkia (Hungary), at a distance
of four days.63 Despite the relative difficulty in ensuring the correctness of the
The archaeological discovery of 2011 makes also inevitable the return to the
discussion on a possible northern location of the residence of the diocese of
Transylvania, at the beginning of its history. Based on the data we have today,
it seems more and more difficult to support such a hypothesis, which was
partly motivated by the specialists’ attempt to explain the unusual name of the
diocese, which is that of the province and not of the city of residence. In his
monograph of 1922 dedicated to the medieval diocese of Transylvania, János
Temesváry (1857–1936) assumed that the initial seat of the diocese, during the
time of King Stephen I, was located in Cluj, placed in what he thought to be
the original north-western nucleus that formed the basis of the subsequent
development of Transylvania.72 However, this hypothesis was not argued con-
sistently, Temesváry invoking in its support only the common patron saint,
Archangel Michael, of the churches in Alba Iulia and Cluj, without being even
slightly bothered by the fact that the construction of the parish church in
Cluj began only during the 14th century. A few years later, János Karácsonyi
claimed that the initial seat of the diocese could have been instead in Tășnad.73
However, later historians have not considered his arguments convincing
enough.
After 2000, Gy. Kristó brought back into debate the hypothesis regarding
the initial location of the diocese in the northern parts of Transylvania, focus-
ing on its early properties, which were mainly located in this northern area.74
The first comprehensive list of episcopal properties that has come down to
us dates from 1246, when, five years after the great Mongol invasion, King
Béla IV offered exemptions for their repopulation.75 The royal diploma refers
to six major estates: Alba Iulia, episcopal see, in the county of Alba; Herina
and Domnești, in the county of Dăbâca; Gilău, in the county of Cluj; Zalău and
Tășnad, in the county of Solnoc. From all of these properties, it can be assumed
that Alba Iulia became a possession of the bishopric only after the Mongol
invasion of 1241, without being able to specify the position of the episcopate
in the city until this moment. However, the situation is not noticeably clear,
and the assumptions that can be made are not supported by strong documen-
tary evidence. A later list of episcopal domains, dating from 1282, includes 13
estates, the following seven joining the six previously mentioned: Șardu (Alba
County), Sâncraiu (Turda County), Cluj, Căpuşu and Izvoru Crişului (Cluj
County), Ebes (Satu Mare County) and Barátpüspöki (Bihor County).76 Despite
this geographical distribution of the episcopal possessions, Gy. Kristó proposes
as the bishopric’s first residence Dăbâca, a place where no bishopric’s estates
have ever been attested. His only argument about this unexpected option was
related to one of the churches discovered in Dăbâca, in the point of Tamas’
garden, for which was proposed a dating at the end of the 10th century or the
beginning of the 11th century.77 However, the argument proved to be inconsist-
ent because, in the meantime, the respective dating has been questioned. We
do not have yet clear data on the level of development of Dăbâca during the
10th century, but what we know is that its ascension to an important military
and economic role took place only towards the middle of the 11th century.78
At present, the archaeological situation in Alba Iulia after the research project
of 2011 does not seem to leave much room for support of the hypothesis of a
Nordic origin of the episcopal residence. Hence, only the appearance of new,
solid evidence could bring back into discussion the possibility of a northern
beginnings of the bishopric of Transylvania.
The end of the active period of the Byzantine-style church in Alba Iulia
could be linked to three historical milestones: the takeover of power, in
Transylvania, by the pagan branch of the Gyula kindred, after the death of
Gyula the Elder; the conquest of Transylvania by King Stephen I; and the pagan
rebellion of 1046. Only the last of these can be supported by the conclusions
of the 2011 archaeological research, which states that the demolition of the
church took place at the middle of the 11th century, being immediately fol-
lowed by the beginning of the construction of a new cathedral.79
As for the duration of activity of the Greek diocese founded by Hierotheos,
we can formulate at this moment only assumptions. We may wonder whether
this first diocese was able to cross successfully the pagan reign of Gyula the
Younger, son of Zumbor, who took over the reign of Transylvania after Gyula
the Elder died without leaving behind male descendants. Historical sources
record the anti-Christian attitude of Gyula the Younger and his sons. It is
possible that he had a hostile attitude towards his Christian relatives, the
descendants of Gyula the Elder. In any case, King Stephen, son of Saroltu, the
daughter of Gyula the Elder, set out an expedition against Gyula the Younger
right after his baptism in the year 1000. This haste suggests that there was a
kind of urgency in this intervention to restore his mother’s heritage. If this
was the case, and if the chronology of the Byzantine-influenced church will
be confirmed, we might rightly assume that King Stephen re-established a
Transylvanian diocese and that it may have functioned in the same church
built by his grandfather, Gyula the Elder. Regarding the anti-Christian uprising
of 1046, we have no direct reference to events in Transylvania.80 However, it is
not impossible that the descendants of Gyula the Younger had their supporters
there, in the cradle of their kindred, as they had in the Hungarian communities
everywhere, and that their actions led, in one way or another, to the need to
demolish the century-old church and to build a new one.
80 Kosztolnyik 1974, 570, mentions Stephen’s action against Gyula as a possible cause of its
onset.
Chapter 6
Jan Nicolae
Translated by Alice Isabella Sullivan
6.1 Introduction
The oldest account of the life and work of this scholar, much appreciated in
his time, was accomplished by Johann Christoph Strodtmann and Ferdinand
Stosch, in their work titled Das Neue gelehrte Europa (1752, 1781).5 Gottfried
(Godofredus) Schwarz (Igló/ Iglau, November 19, 1707 – Rinteln, November 23,
1788) was an evangelical scholar, a Zipser born in Upper Hungary, in present-day
Slovakia, who began his studies in his native area, and continued them at Jena,
Marburg and Halle. He later held the honor of rector at Osnabrück (1742),
and then that of evangelical bishop (superintendent) of Rinteln (1749).6
Schwarz had scholarly interests in theology, philosophy, history and numis-
matics, but was mainly concerned with the history of Hungary. The work of
magister7 aroused particular interest in his homeland. Schwarz was a supporter
of the Enlightenment, author of numerous writings, and a pre-Enlightenment
historian and theologian.8 The first work in his list of accomplishments deals
with the beginnings of Hungarian Christianity in the Eastern Church, being
a historical-critical dissertation: Initia religionis christianae inter Hungaros
ecclesiae orientali adserta.9 The first confusions related to this work resulted
from the fact that the author himself resorted to a trick: on the copies sent
to Hungary he camouflaged his identity under the pseudonym Gabriel juxta
Honrad and listed a fictive publishing place, Frankfurt and Leipzig. Through
this work, Godofredus Schwarz, alias Gabriel de juxta Honrad (Gabor Honrad),
originally from a family with deep Protestant convictions, became an evangeli-
cal bishop in Rinteln, reminds his compatriots of their beginnings in Christian
law under the auspices of the Byzantine mission led by the missionary bishop
Hierotheos. This must be the work that the Greek historian Irineos Delidimos
had in mind when he composed the life of bishop Hierotheos in the context
of his canonization in the year 2000. This work passed almost unnoticed in
5 An initial list of the works and biography of Gottfried Schwarz can be found in Strodtmann –
Stosch 1752, 179–200.
6 Nicolae 2010, 100.
7 Diss. inaug. historico-critica de initiis religionis christianae inter Hungaros Ecclesiae orien-
talis assertis iisdem a dubiis et fabulosis narrationibus repurgatis. Halle, 1739. Editio III,
Clausenburg, 1749.
8 Tschackert 1891, 237–238. The article contains the bibliographic list related to Gottfried
Schwarz until the 19th century.
9 Strodtmann – Stosch 1752, 189–199.
Hagiography and History in Early Medieval Transylvania 169
the Romanian historical bibliography, but provoked vivid reactions at the time,
presented in summary by its first biographers:
The author of the first list of G. Schwarz’s work seems to have been wrong
when he mentions two later editions of his historical-critical dissertation.
Rather, it was the book of the Bollandist Jesuit Joannes Stiltingus11 (Jan
Stiltinck), Vita Sancti Stephani regis Hungariae, that has had several editions,
two of which, one published in Győr (Raab) in 1747, and another in Cluj
(Clausenburg) in 1749, explicitly mention in the title an answer to Schwarz’s
scholarly audacity. In other words, it is a refutatio, a form of rejection of
Schwarz’s theses, expressed in the extended title of this work. Therefore, the
edition from Győr12 was made at the request of Ferenc Zichy, a Catholic bishop
between 1743 and 1783 directly involved in the effort to write a prompt response
In the same context, the examination of the crown and other insignia of
Hungarian sovereignty (Reichskleinodien) takes place, especially the corona-
tion vestments of St. Stephen on which are represented, along with Western
saints and popes such as Sixtus and Clement, the Eastern saints Cosmas,
Panteleimon, and probably Damian. Their hands support the spear and the
globe much more vigorously than the hands of the Western saints. The reviewer
makes the following remark, slightly ironic, in the final part of his text:
Mr. Koller is cautious and silent on this fact, but the impartial histo-
rian, who was warned by Schwarz about the original Eastern conversion
of the Hungarians (der unbefangene Historiker, der von Schwarz aus die
unsprüngliche orientalische Bekehrung der Ungern aufmerksam gemacht
wordovi) will linger a little longer on this issue, thinking about an expla-
nation for this situation.19
Gottfried Schwarz’s personality and work have been known primarily for
their historical dimensions. Romanian historiography has taken from the
Hungarian historiography of the 18th century, first through the Supplex Libellus
Valachorum and then through the historians of the Transylvanian School,
Gheorghe Șincai, Samuil Micu, and Petru Maior, the issue of Hierotheos and
the beginnings of Hungarian Christianity as a specific problem of reposition-
ing and rereading proper to the Enlightenment critical spirit. This was then
metamorphosed, more or less, depending on the interest or historical empha-
sis of the period in which it was written, in an enthusiastic or circumspect
nationalist sense.
The Saxon historian Joseph Karl Eder, in his critical notes related to the
requests of the Romanians from Supplex Libellus Valachorum,27 challenges
the mission of Hierotheos among the Romanians from Transylvania on the
grounds that he did not know the Romanian language.
Gheorghe Șincai was convinced of Hierotheos’s mission in Transylvania
and of the fact that he had occupied the episcopal see of the Transylvanian
Romanians, which was vacant at that time.28
Samuil Micu tried to integrate Hierotheos into a list, as a link between the
Transylvanian bishops unknown by name who came before him and the later
metropolitans of Bălgrad (Alba Iulia).29 In Istoria bisericească a Episcopiei
românești din Ardeal (Historia Valachorum, vol. IV), he states that ‘from this
27 Eder 1791. Paragraphs from this work can be found in Prodan 1998, 558–559 and 570–571.
Samuil Micu responds to Eder through a work which remained unprinted during his life-
time: Responsum ad Josephi Caroli Eder – in Supplicem Libellum Valachorum Transilvaniae
iuxta numeros ad ipso positos (ms. published in Pervain 1971, 44–72); Istoria românilor cu
întrebări și răspunsuri (1791, ms.), published with the title “Preste cât pământ să întind de
lăcuiesc românii?” – Catehism istoric, in Chindriș – Iacob (eds.) 2010, 403–418.
28 Gheorghe Șincai, Hronica românilor, tom I, in Șincai 1967, 280; Chronicon Daco-Romanorum
sive valachorum et Pluriam Aliarum Natiorum, in Șincai 1971, 271: sed fortasse contigerat,
ut tempore, quo Gyula Senior baptizatus est, sedes Eppalis in Transyilvania vacaverit, et ad
eam supplendam designatus fuerit Hierotheus.
29 Samuil Micu, Brevis historica notitia originis et progressu nationis Daco-Romanae seu ut
quidem barbaro vocabulo appelant Valachorum ab initio usque ad seculum XVIII (1778).
This work remains in manuscript form and was published in fragments by A.T. Laurian
with the title Historia Daco-Romanorum sive Valachorum, in Instrucțiunea Publică, Iași,
1861, 67–118 and in Foaie pentru minte, inimă și literatură, 25, 1862, nr. 11–26 and 29–30);
Scurtă cunoștință a istoriei românilor (1796, remains in ms., edited by Cornel Câmpeanu,
Bucharest 1963). Cited here after Câmpeanu, p. 100.
174 Nicolae
(Ierothei) line the Romanian bishops of Transylvania […],’30 and insists on the
central role of Hierotheos and the metropolis of Alba Iulia, dedicating an entire
chapter to the conviction that ‘the Bishops of Belgrade in Transylvania were all
metropolitans.’31 Hierotheos is mentioned again by Samuil Micu in the list of
metropolitans of Transylvania before and after the arrival of the Hungarians,32
then in the list of metropolitans from Alba Iulia in which the bishop brought
to Transylvania by Duke Gyula is presented as the cornerstone of a new history
because previously – considered the Enlightenment scholar – ‘the Romanians
from Transylvania took bishops from the bishop of Argeș.’33
In the context of presenting the beginnings of the Orthodox diocese of Alba
Iulia, Samuil Micu also mentions the old ecclesiastical connection between
Transylvania and the church settlements of the Romanians over the mountains
(the Diocese of Argeș, which will become the Metropolis of Ungrovlahia in the
14th century, dependent on Constantinople), but also on the Christianization
of the Hungarians initially in the ‘Greek law.’34 In this sense, Micu evokes sev-
eral opinions, of which that of Gottfried Schwarz, mentioned several times
already, receives priority.35
Petru Maior, in turn, places Hierotheos in Alba Iulia, advancing the hypoth-
esis of his Romanianness and his mission among the pagan Szeklers who lived
with the already Christian Romanians.36
Beyond the subsequent critical readings, in the debates related to the
Hierotheos question we are dealing with a problem that first appeared in
Hungarian ecclesiastical historiography and was later adopted by the histori-
ans of the Transylvanian School. Its beginnings can be found in the works of
several 17th-century Jesuit monks such as Melchior Inchofer (1585–1648) and
Gabriel Hevenesi (1656–1715), and continued by Archbishop Leopold Kollonics
and Martin Cseles.37 The historical school that emerged around Hevenesi car-
ried his work further through the efforts of Samuel Timon (1675–1736) and
Stefan Kaprinai (1714–1785). Within this true school of Jesuit history, a critical
approach to primary sources developed in the 18th century through the work
of historians such as Georgius Pray (1723–1801), Stephan Katona (1732–1811),
and Ferenc Wagner (1675–1738). In this context of the flourishing of Hungarian
historiography, the first to refer to bishop Hierotheos were the Jesuit historians
Samuel Timon and Stephan Katona. Timon calls him Hierotheus Ungarorum
Episcopus in Dacia, and about Dacia, the duchy of Gyula, he states:
Fuit autem Jula (Gyla) Daciae, et ripae Istri praefectus; qui non solum
cuidam vico in Moldavia, verum etiam in penetissima Dacia, Transilvania,
inquam, urbi nomen suum impertivit.38
Gottfried Schwarz states that he has no doubt that Hierotheos’s apostolic work
in Transylvania extended to the whole of Hungary. This was accomplished also
through the marriage of Sarolta, Gyula’s daughter, to Prince Géza, which is
obvious to those who are able to rediscover this primary Byzantine tradition in
Hungarian royal customs, discipline, and insignia.51
The symbolic competition between the Orthodox Sarolta and the Catholic
princesses Adelaide and Gisela reflects the competition between the two mis-
sions, Greek and Latin. Schwarz, using the conclusions of the Czech Jesuit
Boleslaus Balbinus (1621–1688),52 wants to tell us that Sarolta’s positive his-
torical role in spreading the Christian faith in Hungary should receive more
importance:
Church and the Catholic episcopate after the integration of Transylvania into
the Austrian monarchy at the end of the 17th century, from the shift from part-
nership toward confrontation.56 In fact, along with the Bollandist Stiltingus
and the Jesuit historians Pray and Kollar,57 there were two other Hungarian
historians who responded to Schwarz: Carolus Péterfy58 and István Salagius.59
The controversy that began in 1740 lasted until 1777 when Schwarz answered
them frankly about the so-called patronage right of the apostolic kings of
Hungary that it was based on two forgeries: the hagiographic legend of St.
Stephen and the pseudo-silvestrine chrysobull.60 The controversy Schwarz’s
book provoked was also mentioned in detail by the historian Johann Matthias
Schröckh from Wittenberg in 1795, giving the example of the Transylvanian
issue in dispute, related to Gyula and Hierotheos.61 We must note the admira-
ble tenacity of Schwarz and his astonishing erudition. It is not at all acciden-
tal that Heinrich Döring, Goethe’s first biographer, included him among the
learned theologians of 18th-century Germany. His historical-critical disserta-
tion must be read in this key, of an Enlightenment avant la lettre, of a critical
spirit that increasingly asserted itself in the era against the Ultramontanist tri-
umphalism, in a time of resettlements and relegitimizations, of the dawn of
the New Europe, in which written sources and definite evidence related to the
expansion of the spiritual realms had been largely destroyed, and the begin-
nings and foundations were now critically revisited.62
first through the Moravian mission, before the arrival of the Hungarians, grad-
ually pushed into the background, but resumed in the middle of the 10h cen-
tury. The same kind of conjecture is made by the Romanian historian Sorin
Marțian, based on the conclusions of István Dienes and Dimitri Obolensky. He
considers that the bishopric of the missionary Hierotheos included Pannonia,
part of the Slavonic archdiocese of Methodius, and Transylvania.68 In general,
the synthesis works, both older69 and newer,70 of the history of Christianity, of
the missions and of the conversion of the different European peoples, present
about the same situation, placing Gyula and Hierotheos in Transylvania.
Even though the beginnings of the diocese of Transylvania are incompletely
clarified,71 it is possible that Hierotheos’s mission had its epicenter there or
was concentrated at some point there, as believed by the most important rep-
resentatives of Hungarian Catholic historiography in the 18th century: Samuel
Timon and Stephan Katona, but also the evangelical historian Gottfried
Schwarz, the so-called father of Hungarian historiographical criticism. They
placed Duke Gyula and bishop Hierotheos in Transylvania, in Alba Iulia, and
this later became a constant in Transylvanian Enlightenment historiography.
From Gottfried Schwarz in the 18th century to Richard Huss in the 20th cen-
tury, Protestant historiography presented the eastern vestiges of Hungarian
Christianity, considering that in Alba Iulia there was an episcopal see even
before the middle of the 10th century.72 The famous Byzantinologist Dimitri
Obolensky (1918–2001) was of the same opinion as he considered Gyula the
leader of a Hungarian group (clan, tribe) in Transylvania.73
6.5 Conclusions
After the rediscovery in 2011 of the 10th-century church in Alba Iulia, the
‘Hierotheos problem’ triggered a complex research project, including a histo-
riographical and an archaeological component. The first materialized in the
critical edition of Gottfried Schwarz’s work Initia religionis christianae inter
Hungaros ecclesiae orientali adserta (Frankfurt – Leipzig 1739; Halle 1740)
completed under our care and that of the classicist Vasile Rus, stimulated and
monitored by the medievalist Ioan Aurel Pop.74 The second includes the pres-
ent volume and the future monograph of the archaeological discovery spear-
headed by Daniela Marcu Istrate, one of the most important in the last century
of Romanian archaeology, presented so far only in the form of preliminary
studies meant to accustom us to the image of a missionary episcopal church
in Alba Iulia.
To what extent bishop Hierotheos was linked to the fortress of Alba Iulia
(Gyulafehérvár) and to the early medieval Transylvania remains to be clari-
fied especially by the archaeological research of the 10th century necropo-
lises in Alba Iulia (Izvorul Împăratului, Stația de Salvare, Brândușei Street).
The effort to clarify a fragment of medieval history still unknown becomes
somehow synonymous with the luminous figure of this Byzantine bishop
from the beginning of the ‘dark age,’ brought back to life in a surprising way
by the Ecumenical Patriarchate of Constantinople. In 2000, on the occasion
of the millennium celebration of the Christianization of the Hungarians, the
ecumenical patriarch Bartholomew solemnly proclaimed the canonization
of bishop Hierotheos, but also of King Stephen I.75 The intentions of such a
gesture are easy to understand: the recognition of an apostolic king in the
Orthodox Church, accompanied by the canonization of the first missionary
bishop of the Hungarians is a courageous attempt to reconcile the two Christian
spheres even on the competition territory of the Greek and Latin missions
around 1000. The meanings of this gesture are many. First of all, we are dealing
with a recuperative gesture that profits from the peaceful spirit of the jubilee
context, reminding the Hungarians of the role played by St. Stephen in their
unification and constitution as a Christian kingdom, but also the primary role
played by the Eastern Church in their Christianization through Hierotheos,
the first bishop of Hungary (Tourkia) and his successors in episcopal dig-
nity. Secondly, it is an apologetic gesture, if we remember that in present-day
Hungary there is a Hungarian Orthodox minority76 canonically dependent on
the Ecumenical Patriarchate through a special exarchate, and which honors
74 Gottfried Schwarz, Initia Religionis Christianae Inter Hungaros Ecclesiae Orientali Adserta
Eademque A Dubiis et Fabulosis Narrationibus Repurgata / Începuturile Religiei Creștine
între Unguri atribuite Bisericii Răsăritene și curățate de dubii și de povești născocite, edited
by Vasile Rus and Jan Nicolae, Cluj-Napoca: Școala Ardeleană 2017, 251 p.
75 On August 20, 2000, on the occasion of the 1000th anniversary of the Hungarian state,
the Greek Orthodox Metropolitan Mikhail Staikos of Vienna read the Tomos of the can-
onization of St. Stephen and St. Hierotheos in the presence of Patriarch Bartholomew of
Constantinople, before the procession with the right hand of St. Stephen. The Tomos was
dated April 11, 2000 in Constantinople. St. Hierotheos has not yet been canonized by the
Roman-Catholic Church.
76 Patacsi 1962, 273–305; Patacsi 1967, 21–26; Seide 1972, 101–114.
Hagiography and History in Early Medieval Transylvania 183
St. Hierotheus in his liturgical memory alongside the martyr saints of Roman
Pannonia, Sts. Cyril and Methodius, St. Moses the Hungarian, the ascetic of
the Kyiv Pechersk Lavra (11th century) and by the Byzantine-Hungarian Holy
Empress Irene (Piroska), the wife of Emperor John Komnenos (12th century).
Therefore, the canonization of bishop Hierotheos in 2000 represents an act
of spiritual ecumenism, of church policy, but also of a prophetic memorial of
rediscovering the role played by the Greek Christian mission in Hungary for
more than two centuries, between the 10th and 12th centuries – a fact high-
lighted in the middle of the 18th century by the scholar Gottfried Schwarz,
the pioneer of the critical approach to the history of missions and attempts to
Christianize the Hungarians.
Chapter 7
7.1 Introduction
It has long been known that the instigator of the Byzantine mission among
the Hungarians and consecrator of the first bishop of Tourkia, Hierotheos, was
the patriarch Theophylact (933–956), son of Emperor Romanos I Lekapenos
(r. 920–944) and close collaborator of Emperor Constantine VII Porphyrogen
netos (r. 913/945–959). A reassessment of his activity is therefore needed as
a precondition for an insightful understanding of the impetus of bishop
Hierotheos’ activity, which risks otherwise – isolated from its larger ecclesio
logical context – to remain unintelligible. In what follows, we will revisit the
special circumstances of this patriarch’s enthronement, with its unique rever
berations in all of Christendom. We will analyze further the theologico-political
agenda of his close cooperation with the related emperors: his father, brothers
and brother-in-law. It is against this background that we will reassess the scope
of his missionary activity, much larger than usually considered. Within this
improved framework, the mission among the Hungarians will finally acquire
a wholly new relief, especially when integrated through an approach sensitive
to human-animal interactions, in this case with horses. Horses were indeed a
common infatuation both for the sedentary patriarch and the nomadic neigh
bors of Empire.
The origins of the Byzantine mission in Tourkia around the middle of the 10th
century are recorded in John Skylitzes’ Synopsis of Histories:
The Turks did not discontinue their raiding and ravaging of Roman land
until their chieftain, Boulosoudes, came to the city of Constantine under
pretence of embracing the Christian faith. He was baptised and received
[from the font] by the emperor Constantine who honoured him with the
title of patrician and put him in possession of great riches; then he went
back to his homeland.
Not long afterwards, Gylas who was also a chieftain of the Turks came
to the capital where he too was baptised and where he too was accorded
the same honours and benefits. He took back with him a monk with a
reputation for piety named Hierotheos who had been ordained bishop
of Tourkia by Theophylact. When he got there, he converted many
from the barbaric fallacy to Christianity. And Gylas remained faithful
to Christianity; he made no inroad against the Romans nor did he leave
Christian prisoners untended. He ransomed them, took care of their
needs and set them free. Boulosoudes, on the other hand, violated his
contract with God and often invaded Roman land with all his people.
He attempted to do likewise against the Franks but he was seized and
impaled by Otto their emperor.1
For the period from 944 to 971, he exploited the now-lost history of Nicephorus
the Deacon, while for the span between 976 and 1025 he followed the lost his
tory of metropolitan Theodore of Sebastea. His Synopsis echoes the contempo
rary conflicting narratives of his sources and thus cannot be taken for granted.
The first error: Theophylact was born in 913, not 917,4 as previously consid
ered on the basis of Skylitzes’ report, who thought that: “(the patriarch) was
sixteen years old when he took control – uncanonically – of the Church.”5 He
was the second son of the navy commander Romanos Lekapenos from his sec
ond marriage with Theodora.6 He received the name of his Armenian grand
father Theophylact ‘the Unbearable,’ a peasant who joined the military who
saved Basil I’s life during the failed siege of Tephrike, the capital of the
Paulician state (871). Perhaps recalling to this emperor his own peasant ori
gin, he was accepted in the imperial guard, establishing a path for his own son
Romanos. Capable, courageous, and ambitious, the latter made a career in the
Byzantine navy and ascended to the rank of Grand admiral (droungarios of
the fleet). Among not few ambitious commanders of the time, Romanos made
a difference taking a stand against the bullying of a defeated Byzantium by
the tsar Symeon I who styled himself as ‘emperor of Romans and Bulgarians’
and claimed the guardianship over the young emperor Constantine VII the
Porphyrogennetos. Rather than brutally eliminating the legitimate emperor, as
Basil I had done in 867, he preferred to his own merit the legitimist approach,
inserting his own line into the Macedonian family tree by marrying his
daughter Helena with the young emperor and becoming his basileopator in
919. Taking advantage of the void of power and the shadow of the Bulgarian
threat, Lekapenos took under his tutelage his son-in-law and managed to be
crowned co-emperor in 920. The next year he also imperially crowned his son
Christopher.7
One of his first acts was to promulgate in 920 the Tomos of Union in favor
of Patriarch Nicholas I Mystikos (901–907, 912–925) which ended the tricky
affair of Emperor Leo VI’s tetragamy. Conceding to the Church the con
trol on the maximum three legal marriages, the new co-emperor obtained
in exchange the recognition of the legitimacy of Constantine VII by all the
factious opponents, consolidating indeed by the same act his own position.
In November 924, Romanos I, seconded by Patriarch Nicholas I, achieved a
have ameliorated Theophylact’s public figure, is not evoked. For all it matters,
in the 13th century miniatures representing the patriarch in Skylitzes’ chron
icle, he appears bearded. This is why we would agree with the suggestion of
Bojana Krsmanović and Jean-Claude Cheynet, who consider that Theophylact
Lekapenos’ castration was the result of “a childhood illness or injury and not a
deliberate decision of Romanos I Lekapenos”.13
After the death of Symeon I in 927, a new peace treaty was crafted with
his son and successor Peter I (927–969), recognizing him officially as ‘pious
basileus of Bulgarians.’ The new agreement was sealed by his marriage with
Maria-Irene Lekapena, daughter of Christopher and granddaughter of
Romanos I, officiated by the then Patriarch Stephen (925–928).14 Including
even the Bulgarian Empire in his personal web by this brilliant marital pact,
Romanos neutralized a ferocious enemy, consolidated Byzantine influence
right at the rival imperial court, and at the same time enforced his own dynas
tic agenda.15
After Patriarch Stephen II’s death in 928, the newly appointed Tryphon
(928–931) was promoted only under the condition to abdicate willingly once
the emperor’s son came of canonical age.16 In 931, however, it became obvi
ous that Tryphon intended to remain permanently in office, breaking his tacit
agreement with Romanos. To eliminate this stumbling block, he was tricked
by the metropolitan of Caesarea to put inadvertently his official signature on a
letter of resignation in front of the permanent synod, and once this was done,
he was expulsed from the church without formalities.17 On this point, Skylitzes
talks about a certain Theophanes, while in fact the tricky metropolitan was the
great scholar Arethas of Caesarea, obviously not incapable of deceit if it was a
question of serving the interests of the emperor.18 For security, Romanos pre
ferred to vacate the patriarchal seat for a year and a half, in order not to have it
fall again to ambitions greater than his own. Thus, from 931 to the beginning of
933, the Church was ‘widowed’, without a patriarch, a situation that allowed for
even greater involvement of the emperor in ecclesiastic affairs.19
throne were under the influence of the infamous … Theophylact clan. Its head,
the noble Alberic, defied the authority of king Hugh of Italy, becoming in 932
‘prince and senator of all of the Romans,’ with the help of his own brother, Pope
John XI (931–936). In this position, Alberic managed to dominate the Eternal
city for the rest of his life, which ended in 954.24 Fresh in power and looking
everywhere for support, Alberic was all too eager to obtain the favors of the
Eastern Roman emperors, in a period without any emperor in the West.
Theodore Daphnopates authored the correspondence with the papacy, and
a piece conserved in his epistolary, sent after the ordination of Theophylact
in February 933, details this barely credible story.25 According to this account,
at the end of 932, the legates a latere, bishops Leo of Palestrina et Madalbert
(Adalbert?), with the deacons Sergios and Peter – ‘exact images of the beauty
of the model’ – carried a letter and a pontifical tomos destined to recognize the
episcopal installation of the emperor’s son. This external intervention sufficed,
thanks to the pontifical authority, to mute the opposition and all those present
at the ceremony that “adorned him with episcopal dignity and proclaimed him
patriarch of our Church.”
At this point, somehow unexpectedly, Romanos took the defense of
the opposition. The reluctant metropolitans considered that they had the
exclusive right to elect their head and administer canonically the Church of
Constantinople. They accepted the appeal to the Roman Church only in sub
jects related to the correctitude of the faith. Otherwise, for the patriarchal elec
tions, the interventions of the Roman Church in the East were inconvenient,
if not unprecedented. Nevertheless, thanks to the papal involvement, “by the
grace of God, all are united in one heart and one sentiment, ruled and gov
erned by a new bishop and pastor.” For all this, the emperor addresses the pope
as ‘very dear father and venerable bishop,’ affirming his own status as faithful
‘son and emperor.’
However, the remaining of the letter showed that the opposition was still far
from silenced. Even after the consecration, the emperor retained longer than
expected the legates as an aid against ‘the obstacles and contradiction of the
opponents.’ He sent them back accompanied by his own emissaries to testify
the love that the patriarch had for the pope. The two Churches, ‘despite the dis
tances, are but one as having the same spirit.’ Without any restraint, Romanos
asked the pope that all the priests of the Roman Church, from the highest
to the lowest declare before the imperial apocrisiaries that they approve the
ordination of Theophylact as patriarch, as ‘just and un-reproachable’ and that
he produces yet a new tomos, going so far as to dictate to the pope its exact
wording:
If somebody does not receive and do not recognize as just and well-founded
the consecration of kyr Theophylact, patriarch of Constantinople, but
strives to condemn and to find fault to it, from the emperors, senators,
archontes, clergymen and until the lowest and the last, let one like this
fall under the condemnation of the most holy and life-giving Spirit, of the
first and most blessed apostles and let him be condemned to the eternal
anathema.26
The tomos should be publicly read in front of all the Roman clergy, then sealed
by the pope to be given to the emperor’s emissaries. The mere opposition to
the new patriarch was thus treated as worse than a heresy. Somehow aware
of the enormity of the demand, the emperor assures the pope that, doing
all this for his own paternal love for the young patriarch, he may have found
in the emperor his ‘most grateful son.’ He promises to fulfill his obligations
as ‘defender of the holy Roman Church,’ being ready to do everything John
XI should demand. In conclusion, a matrimonial project was to connect the
Constantinopolitan clan of Patriarch Theophylact to the clan of the pope, the
Roman Theophylacts. Thus, the pope, as a ‘spiritual father,’ was to become
also a parent by blood with the emperor. The Grand admiral turned emperor
offered freely the services of the Roman navy to bring the pontifical princess
to Constantinople.
As such, the promotion of Theophylact was set in motion against all odds at
the beginning of February 933.27 According to Skylitzes,
A year and five months later (which was how long it needed for
Theophylact fully to attain the required age for archiepiscopal ordina
tion) in February, second year of the indiction, Theophylact, the emper
or’s son, was ordained patriarch.28
26 Daphnopates 1978, letter 1, 38–39; Moulet 2011, 196–198; Chrysos 2017, 231.
27 Skylitzes Synopsis of Histories, 219–220.
28 Skylitzes Synopsis of Histories, 220.
192 Mureșan
personally: Book II, Chapter 38 – Concerning the ordination of the most holy
Patriarch Theophylaktos.
Escorted by both the praipositoi and the kouboukleion, they went away
through the Magnaura and the passageways into the gallery of the Great
Church and, as usual, made triple obeisance with candles, giving thanks
to God. Having changed into their divetesia, they were seated. When
everything had been prepared in accordance with the usual ritual, the
rulers were advised and immediately put on their chlamyses, and when
they had gone out, outside the curtain hanging there, the magistroi and
patricians received them. When the usual ceremonial had been com
pleted, the rulers descended the great spiral stairway.31
29 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap.
38, p. 635; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III–2,
220–221.
30 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 14,
pp. 564–565; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III-2,
pp. 92–93.
31 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 38,
pp. 635–636; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III–2,
220.
Patriarch Theophylact, the Horses, and the Hungarians 193
This fancy ceremony enjoyed the presence of no less than four emperors:
Romanos I, his sons Christopher and Stephen, and Constantine VII himself,
assisting helpless how the Lekapenoi clan had now the final control on the
Empire’s religious power. In their most beautiful ceremonial garb, surrounded
by the greatest of the court – the elite of the patricians – they shone in the
imperial palace of Magnaura, making their way to the reception rooms of
St. Sophia, directly linked to the palace.32 There, they were awaited by the can
didate surrounded by the elite of the Church, the metropolitans, supposed to
consecrate the elect of God as well as of his own father.
In the narthex of the very holy church, at the Beautiful Door, the candi
date, with all the ecclesiastical retinue, received them. When they had
proceeded inside following the usual prescribed format, and what fol
lowed had been conducted as for the rest of the processions, the metro
politans, beloved of God, began the sacred ordination. The Christ-loving
emperors stood back a little, as far as the silver column of the ciborium,
until the rituals of the ordination had been completed by the metropol
itans. Then they went through the right-hand side of the bema and the
ambulatory into the chapel where the silver Crucifixion is set up [i.e. the
Chapel of St Nicholas]. With triple obeisance with candles, they gave
thanks to God and, taking leave of the patriarch, they went up via the
spiral stairway which is towards the side of the Chapel of the Holy Well,
to the right-hand side of the gallery as one faces east, and waited for the
reading of the holy Gospel.33
This splendid ceremony where the college of emperors took such an impor
tant place was so ambiguous and stirred so many uncertainties that, when
Constantine VII become sole emperor, he felt the need to put some order
in all of this, defining clearly the unwritten rules that his now-deceased and
deeply hated father-in-law had scorned so unceremoniously. Using the preced
ing document, more often than not literally, he reformulated it in atempo
ral terms, fixing electoral and consecrating rules in what would become the
Book II, chapter 14 of the Book of Ceremonies: What is necessary to observe at
the ordination of a patriarch of Constantinople. Hence much of what we know –
or we think we know – about the position of the patriarchate in relation to the
32 For the itineraries from the Great Palace to St Sophia see the plan of Dagron 2003, 89.
33 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 38,
p. 636; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, t. III–2, 220–223.
194 Mureșan
34 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 14,
pp. 564–565; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, t. III–2,
92–93.
35 Darrouzès 1970, 469–472; Dagron 2003, 263–264 (by Theodore Balsamon’s lenses, as the
longue durée approach fail to consider the specificity of Theophylact’s patriarchate in
the system); the commentary in Constantin VII Porphyrogénète, Le livre des cérémonies:
CFHB 52, p. t. IV–2, 678–681.
Patriarch Theophylact, the Horses, and the Hungarians 195
And, most important of all, it was not to appear in the framework of chapter 14,
especially because of its regulatory function. The presence of the pontifical
legates was an accident due to Romanos I’s diplomacy, and should not have
any canonical or jurisdictional effect in time. Instead, we may observe that
the metropolitans are put in front of the scene as ordinating ‘their’ patriarch.
Finally, the canonical reservations of the metropolitans in front of the papal
intervention in the Constantinopolitan electoral process, that Romanos I
voiced in his letter to Pope John XI, won in the long run.
According to Liudprand of Cremona, this favorable opportunity to reassert
the authority of the Roman Church upon the Church of the New Rome was
later cunningly used by Theophylact in order to affirm symbolically the auton
omy of the Byzantine Church by manipulating the use of the pallium.
In the Roman Church, the pallium is used indeed as an external sign of the
authority of the Roman bishop over the universal Church, and of commun
ion of the local Churches with the centre. In the past, the popes have already
sent to patriarchs of Constantinople the pallium as an act of affirming suprem
acy: thus John VIII sent the pallium to Photius in 880,37 while Leo IV refused
to receive Patriarch Ignatios’ pallium sent as a sign of spiritual fraternity.38
Apparently, on this occasion, John XI conceded supplementary to Theophylact
to use freely the pallium, who distributed it eagerly to the college of the
He fulfilled his episcopal rule under tutors for a while, thank goodness,
and would to God it had always been so. For in those days he gave the
impression that he was capable of behaving with dignity and the neces
sary restraint; but as he approached the age of maturity and was allowed
to lead his own life, there was nothing disgraceful or even frankly forbid
den to which he was stranger.40
These allegations seem to echo the views of the metropolitans who would have
preferred to continue to exercise a form of regency over the patriarch, as dur
ing his youth. By a more proactive policy in the second part of his rule, the
patriarch freed himself from the control of the metropolitans, and this eman
cipation has not been forgiven by those who lost their influence. This explains
why Theophylact was the victim of a campaign of insults.41 The production
of such a bad press attests that a more profound evolution was then in the
making.
The ecclesiological libelli of the 10th century showed a polarization around
the respective attributions of the metropolitans and the patriarchs, concern-
ing the right of nomination of the bishops. An anonymous metropolitan
asserted, maybe around 970, the full autonomy of his class, as absolute super
visors of the election of the bishops and administration of their dioceses, con
ceiving the patriarch only as a primus inter pares.42 At the opposite end, the
metropolitan Nicetas of Amasia, writing at the end of the 10th century, argued
for strong interventions in the episcopal and metropolitan elections, on the
basis of the patriarch being the effective head of the Church.43 For this author,
the claims for autocephaly of the metropolitans goes back to the youth of the
patriarch Theophylact, when he was put under tutelage by the ambitious met
ropolitans acting as his regents.
For even the <new> archbishop Theophylact, himself the son of a sec
ond marriage and uncanonically seated on the <patriarchal> throne,
was loath to celebrate the liturgy with irrational priests who trampled
upon the divine law. For he sometimes made the statement, “Anyone who
ordains the son of a second marriage and blesses a third and fourth mar
riage, and accepts gifts in exchange for ordination, should be deposed
together with those ordained by them.”50
Pondering all these aspects, one may agree with Benjamin Moulet when he
outlines precisely the double-bind relation characterizing the pontificate of
Theophylact: “concomitantly an empowerment of the imperial authority on
the patriarchate and therefore on the Church, but also a consolidation of the
place of the metropolitans in the ecclesiastic governance.” While at the same
time, a more systematic cooperation of the patriarch with the metropolitans
reunited altogether in the permanent synod, enforced the influence of the
Great Church in its oikumene by the ‘constantinopolization of the episcopal
elections.’ Consequently, “the strengthening of patriarchal authority over the
Church was […] only achieved at the cost of a growing place for metropolitans
within the ecclesiastical institution.”51
What could be the threshold marking the turning point between the two
phases of Theophylact’s pontificate? We have to look for a moment where
the patriarch showed enough political awareness to influence decisively the
course of imperial society. Fortunately, the available documentation allows us
to identify this moment with precision.
Two great ceremonial events marked the life of Constantinople, where the
patriarch played a central role, next to the emperor(s): 15 August 944 – the
translation of the Mandylion; and 19 January 946 – the translation of the rel
ics of St. Gregory of Nazianzus. Yet, between these two dates, another shift
took place unexpectedly: from the reign of Romanos I to the personal rule of
Constantine VII. The concomitance of these transitions reconfigured entirely
the political situation in the Empire.
After putting under siege Edessa for months (summer 943–spring 944), the
great general John Curcuas obtained from the Muslim authorities in exchange
of peace the cession of two most precious relics possessed by the Christians of
the city: the ‘Holy Shroud’ (Hieron Mandylion), the image of Christ ‘not made
by a human hand’52 and Jesus’ letter to king Abgar.53 Both relics were precious
to the Byzantines, who knew them from the Christian tradition, revived by the
letter of the three Eastern patriarchs against iconoclasm.
The precious objects arrived in Constantinople, and after the feast of the
Dormition of the Virgin Mary on 15 August (944), the triumphal entry of these
relics of Christ as an imperial Adventus was organized the next day.54 Romanos
Lekapenos transformed this event into an occasion for legitimist propaganda.
Already old and ill, the co-emperor imagined it as a triumph for him and his
politics. Physically unable to be present, he ceded his place to his sons, Stephen
and Constantine, and son-in-law Constantine Porphyrogennetos. A corpus
of texts written for the occasion was deeply researched in the literature
and it would be superfluous to turn to them in too much detail.55 However,
some observations can be added regarding the place of the patriarch during
these events.
As the imperial capital was recently attacked by Rus’ warriors in 941, and
still menaced by a new assault by king Igor during 944, the ceremony took the
form of a protective procession around the city. The relic was transported from
the church of St. Mary of Blachernes to St. Mary of Pharos, by the imperial
dromon. The highest political and religious authorities conveyed the precious
objects through Hagia Sophia – the patriarchal basilica – to the imperial pal
ace, right into the throne hall. Here, an impressive scene took place according
to the Narratio de imagine Edessena:
When the members of the clergy had worshipped, they came out in pro
cession and made their way to the palace. They put the divine image in
the Chrysotriklinos, on the emperor’s throne, on which the emperors sit
and make the greatest decisions. They paid due reverence, and after due
completion of the litany the divine image was again taken from there and
removed to the above-mentioned chapel of Pharos. It was consecrated
and placed on the right towards the east for the glory of the faithful, the
safety of the emperors and to safeguard the whole city together with the
Christian community in Jesus Christ our Lord, to whom be the glory and
the power, now and always and for ever and ever, Amen.56
52 Sometimes identified with the shroud of Turin, with debatable results Nicolotti 2014.
53 Less studied relic, see Caseau-Chevallier 2011.
54 Patlagean 1995, Inoue 2006.
55 Patlagean 1995; Engberg 2004; Flusin 2011.
56 Guscin 2009, 60–61.
200 Mureșan
Keep his [the emperor’s] offspring safe for the family succession and the
security of rule. Bring to the people a state of peace. Keep this queen
of cities [Constantinople] free from siege. Make us pleasing to your
image, Christ, our God, to receive us into his heavenly kingdom, praising
him and singing hymns, for to him is due honour and worship for ever
and ever.58
57 Patlagean 1995.
58 Guscin 2009, 68–69.
59 Guscin 2009, 80–81, ch. 15–16.
Patriarch Theophylact, the Horses, and the Hungarians 201
Figure 7.2 The emperor Romanos I welcomes the Mandylion, with the
patriarch Theophylact (Biblioteca Nacional de España, MSS Graecus
Vitr. 26-2 Codex Græcus Matritensis Ioannis Skylitzes, fol. 131a)
Image taken from the holdings of the Biblioteca
Nacional de España
On the fifteenth day of the month of August in the year six thousand four
hundred and fifty two since the creation of the world, the bearers of the
holy object arrived at the church of the Mother of God in Blachernae.
The emperors, the men of rank and the rest of the people received it,
and worshipped it with great reverence and joy. The next day, after kiss
ing and worshipping the image of Christ, bishop Theophylactus and the
young emperors took it on their shoulders. The elder emperor stayed at
home as he was ill, but all the members of the Senate and all the clergy
joined the procession with the due accompaniment all the way to the
Golden Gate.60
(o)nce he had purged his circle of suspicious elements, now girded with
exclusive imperial authority, at Easter of the same year of the indiction
Constantine placed the diadem on the brow of his son, Romanos, while
the patriarch Theophylact offered prayers.62
Becoming thus the most faithful collaborator of the emperor, the patriarch
managed to remain an essential member of the new régime. One could not
accuse him of betraying his own family, as the Lekapenoi were now fully inte
grated with the imperial dynasty. Remaining faithful to the empress, his sister,
he allowed the unintended triumph of Romanos I by crowning his homony
mous grandson. Quite the contrary, one may argue that the patriarch showed
enough maturity to overcome the clannish mentality and contemplate the
higher interest of the raison d’Etat.
In this apparently unshakable position, the patriarch assisted Constantine
VII in the new operation destined to consolidate his sole rule: the translation of
the relics of Gregory of Nazianzus. The Panegyric that the emperor pronounced
61 Skylitzes, Synopsis of Histories, 227–228; Toynbee 1973, 11–13; Runciman 1963, 232–234;
Kresten – Müller 1995; Cheynet 2019, 134–138.
62 Skylitzes, Synopsis of Histories, 228; dating discussed in Zuckerman 2000, 669–672 and
Cheynet 2019, 132–134.
Patriarch Theophylact, the Horses, and the Hungarians 203
Figure 7.3 Patriarch Theophylact prays for the co-emperor Romanos II crowned by his
father Constantine VII (Biblioteca Nacional de España, MSS Graecus Vitr. 26-2
Codex Græcus Matritensis Ioannis Skylitzes, fol. 133v)
Image taken from the holdings of the Biblioteca Nacional
de España
at the occasion contextualize it in this sense: “When the Roman sceptres had
just arrived in the hands of a hands of a faithful and pious emperor, who had
the same name and zeal as the first who reigned.”63 The victor of the political
gamble, in order to attenuate the triumph of his father-in-law, entirely took the
initiative for the new ceremony. Prepared in advance, it deployed under his
direction a year after the ascension to the autocratic power, in 16 January 946.
Anxious to leave nothing to chance, he imposed the official interpretation, by
the Panegyric that he authored. But even if the emperor sets himself in the
front, the patriarch is also there, in the proximity of the relics, at the center of
the eyesight of the entire Imperial Court.
After he had been left in the imperial palace long enough, he was taken
out and conveyed to the great temple of the Apostles. And is it to be
thought that this procession was simple and monotonous, or very bright
and brilliant, well worthy of the remains of the Theologian? Certainly, it
was very brilliant and splendid, superior to any procession ever held. The
saint was carried out of the palace in a shrine adorned with the imperial
purple and carried on the shoulders of high priests, for it is forbidden for
those who are not worthy to touch what is most holy and pure […]. As for
the emperor, who had obtained the object of his desires, an object greater
than anything else and whose value the world itself could not equal, he
followed with the faithful and divinely wise high priest (archiereus) walk
ing at his side [i.e. Theophylact]. But when they had come out of the
imperial vestibules, then at once the dignitaries of the senate, enrolled
among the fathers of the emperors, and all that in the senate is subordi
nate and inferior, welcomed him who derives his name from theology;
and not only was their soul illuminated, but by the outward brightness of
their garments they made their inward joy appear.64
The relic was placed in the church of the Holy Apostles. At the apex of this
ceremony, the emperor accomplished a gesture of the highest political signifi
cance: the Late Antic archbishop of Constantinople was officially declared the
protector of the city and the Empire. As the text was initially read, this is a par
amount example of performative speech, which literally institutes the realities
that are spoken by his words:
[…] I who place my trust in you, I who celebrate you, institute today
at the same time that I name you the defender and protector of the
Empire […]. May I, guarded by your prayers, seated thanks to them on the
throne of my fathers, remain always protected by the wings of your inter
cession and guarded by your covenant so that my reign, for many years,
will remain safe from plots while my race (genos) and my empire (kratos)
will be preserved from all harm for a long succession of centuries.65
However, Gregory was not a saint like any other. He was the Theologian of the
Holy Trinity. This is recurrently expressed in the text. He is “the one whom
the supernatural and incomprehensible light of the Trinity has bathed with
its rays, the one to whom the Trinity itself, having come to dwell in his soul,
has revealed and shown its unspeakable mysteries.”66 The old archbishop of
Constantinople was ‘the living temple of the more than divine Trinity;’67 in
this quality, “the high priest, now God-like, takes today possession of his pul
pit again, the Trinity shines more brightly.”68 In front of his intelligence “there
is no dogma of theology which the Trinity itself did not reveal to him, who
granted him the grace to be thus inspired, and still to expound and fix in writ
ing such dogmas.”69
Still in Cappadocia, he was invited in direct speech to come to the capi
tal: “O you, inexhaustible source of theology, adorer and herald with the most
powerful voice of the Holy Trinity […] Come to a city where you have strength
ened the true dogma of the faith that was in peril, where you have allowed
the Trinity that was blasphemed there to be conceived and worshipped in an
orthodox way!”.70
This particular insistence not that much on the person of Gregory, but
on the content of his theological work, makes in reality the new feast of the
Theologian a feast of Orthodoxy and of the Orthodox people:
Today, indeed, the true Orient, from heaven [i.e. God], has visited us. From
the East, like a sun with a thousand lights, He has raised the Theologian
and dispelled the sadness we had at being deprived of him. Today, the
Trinity, producing its champion on the front of the stage, breaks down
the fortress of heresies, exalts the army of the orthodox. Today, the shin
ing column of Orthodoxy, marching at the head of the people of grace,
after having crossed the long succession of centuries like a desert, far
from being eclipsed like the old one, which obscurely prefigured it, after
its arrival stands in our midst and with its light illuminates all the orders
of the Orthodox.71
Evelyne Patlagean has rightly concluded that the transfer of the Mandylion
was an occasion to place the Empire under the protection of Christ. Following
the same logic, we must also conclude that by the intercession of Archbishop
Gregory the Theologian, it was now the Holy Trinity who become the palla-
dium of the Roman Empire.
Well then, you who are the mouth of God, the receptacle of the Father,
the sanctified instrument of the Spirit, you who are the rule and guard
ian of the priesthood, the inexhaustible source of theology; consider this
temple, which you have transformed from Jebus into Jerusalem, into a
flock overflowing from its sheepfold, and from a simple wick into a sun.
And may we, who in this temple celebrate your feast brilliantly today, find
you interceding and praying for us before God. And may we enjoy a little
of your enlightenment and reward, who glorify the Father who knew no
beginning, the Son who also knew no beginning, the Holy Spirit who with
them has the same glory, each of them being God when considered in
himself, while they all form one God in three hypostases that cannot be
separated, to whom be glory, honour, and adoration, now and ever and
for ever. Amen.72
For all his human weaknesses, real or ascribed by his critics, the imperial
patriarch proved to be a pastor with a grand vision for the Church, both at
home and abroad. One of the most spectacular results was the restoration of
the Pentarchy as an ideal framework of governing collectively the universal
Christian Church. Judith Herrin has studied recently, on the path of Vittorio
Peri’s pioneering work, the importance that Pentarchy played in relations
between Rome and Constantinople during the 9th century, especially during
the ‘clash of the titans,’ Pope Nicholas I and Patriarch Photius.75 The Pentarchy
did not lose its effectiveness immediately afterwards, as was thought, but
experienced yet another significant resurgence during the first half of the 10th
century. Whatever the historic rivalry and mimicry between the two Romes
playing during the consecration of 933, the essential aspect was, after all, that
friendly contacts were subsequently restored between them.
The Book of Ceremonies, redacted around 946–947, attests of the continuing
cordial relations with the Roman Church. Thus, the ambassadors coming from
Rome, both on behalf of Pope John XI and Prince Alberic, were supposed to
hail the emperor in the following terms:
The foremost of the holy apostles, Peter, the keeper of the keys of heaven,
and Paul, the teacher of the nations, are visiting you. Our spiritual father,
so-and-so, the most holy and ecumenical patriarch, together with the
most holy bishops, priests and deacons and the whole priestly order of
the holy Church of the Romans, through our humble selves, send you,
emperor, faithful prayers. The highly esteemed, so-and-so, prince of Old
Rome, with the archons and all the people subject to him, send your
imperial power their most loyal homage.
While in the name of the emperor, the logothete was expected to answer in the
following polite form:
How is the most holy bishop of Rome, the spiritual father of our holy
emperor? How are all the bishops and priests and deacons and the rest of
the clergy of the holy Church of the Romans? How is the highly esteemed
so-and-so, prince of Old Rome?76
75 Herrin 2013.
76 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 47,
pp. 680–681; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III–2,
346–347.
208 Mureșan
When writing to the pope, the same cordial forms were to be employed:
To the pope of Rome: a one-solidus gold seal: “In the name of the Father
and of the Son and of the Holy Spirit, our one and only true God. So-and-so
and so-and-so, having faith in God alone, emperors of the Romans, to
so-and-so, the most holy pope of Rome and our spiritual father.”77
We may note the utilization, for the pope of Rome, of the title of ‘the most
holy and ecumenical patriarch,’ while for the Romans of the Old Rome is used
the same ethnonym as for the inhabitants of Byzantine Romland: Rhômaioi.
Without a Christian empire in the West, this may indicate the intention of the
progressive integration of Italy, by way of political and matrimonial alliances,
in the Roman empire of Constantinople, like in Justinian’s time. This trend
was, of course, reversed by the crowning of Otto I as emperor in Rome in 962.
At the same time, the vision of Christian ecumenism put forward – indeed
not selflessly – by the energy of Romanos Lekapenos was farther enlarged to
the Eastern patriarchates by another far-reaching act.
In the year 326 [a. H. = 8 Nov. 937–28 Oct. 938] a truce was concluded
between the Greeks and the Muslims; and there was an exchange between
them of a great number (of captives). In the same year Theophylact,
patriarch of Constantinople, sent a messenger on his behalf, with letters
to anba Eutychius, patriarch of Alexandria, to anba Theodosius, patri
arch of Antioch, and to anba Christodulus, patriarch of Jerusalem, asking
them to mention his name in their prayers and masses. They agreed to his
request. This custom had been suspended from the time of the Omayyad
caliphate.78
77 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap.
48, p. 686; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III–2,
368–369.
78 Histoire de Yahya-Ibn-Sa’ïd, 12–13; Vasiliev 1950, 27.
Patriarch Theophylact, the Horses, and the Hungarians 209
Likewise also to the pope of Alexandria, except that one does not write
‘father’. Likewise also to the patriarch of Antioch and the patriarch of
Jerusalem, except that one does not write ‘spiritual father’. The gold seals
are to be three-solidi.81
Obviously, using the term ‘spiritual father’ for the Roman pope was not invol
untary, but rather a conscious choice, as at the same time it was specifically
denied for the other patriarchs. This underlined the special relations that
existed between the papacy and the Roman Empire of Constantinople around
the middle of the 10th century. This privileged relation is reflected in the uni
cum represented by the Taktikon Beneševič, where for the first (and last) time
the pope of Rome appears in the company of the emperors of Constantinople,
before all other members of the Byzantine hierarchy, the patriarch included.
The laws of the Christian state – since, O most prudent of men, you asked
me to tell you about them – inflict death on them, judging the penalty a
capital one, especially when they see the evil creep and extend widely,
harming many. However, we do not want to hand them over in this way,
nor is it right, and have revealed what is fitting for the Church’s reputa
tion and for ours, lest either all or some of them should never see the
change of heart of repentance, and so that He should cure them Who
alone is lover of men, who in His mercy desires not the death of a sinner,
but rather that he should repent and live.86
Let him be anathema from the holy and undivided and adorable Trinity,
Father, Son and Holy Spirit, whoever does not think and believe as does
the Holy Catholic Church of God in Rome and in Constantinople, in
Alexandria, in Antioch and in the Holy City, in sum the Church from one
end of the world to the other, in accordance with the canons and rules
and doctrines of the seven holy and ecumenical synods.87
In the light of the evidence presented above, we may argue that, without losing
the sense of the restoration of 843, Patriarch Theophylact, under the impulse
of Romanos I and with the collaboration of Constantine VII, recovered the
universality of the Church, and reinserted Byzantine imperial Orthodoxy in
the framework of the Christian oikumene.
(The teaching) was given and proclaimed by Christ’s disciples to all the
Hellenes and the other nonbelievers, which led them from the wick
edness to faith in Christ […] Therefore one cannot think that the pearl
is a secret teaching and that swine are the nonbelievers; that would be
blasphemy!91
between the archbishop Peter and the monk. After the death of the patriarch,
the opposition exploded and in 932 the bishop and the mission were expelled
by the Alans, while the churches built during this first phase were demolished.
The context changed: meanwhile, Alania was defeated and subjected by the
Khazars, who imposed forcefully the renunciation to any tie with Byzantium,
including Christianity. Khazar supremacy was effective for more than a dec
ade, marking a spectacular failure for the mission.93
After this interlude, however, in the Book of Ceremonies (wrote around 946–
947), the king of Alania is once again addressed as a Christian sovereign, attest
ing a radical turnaround to the previous situation:
It can be inferred that, profiting of the Khazar khaganate’s decline, the Alans
got rid of its rule by 945, restoring their ancient relation with Byzantium.
This new status of ‘most favoured nation’ implied an elevation of Alania’s
political and religious position in respect to the Empire. The higher form
of Exousiokrator replaced the common ‘archon’ for the Alanic king, while
the restored Church was promoted from archbishopric to metropolitan
ate. Byzantine seals attest the names of two metropolitans, Ignatios and
Eustratios,95 while a third, named Theodore, inaugurated the new church of
Senty, in the presence of king David and queen Maria, assisted by a Byzantine
patrician sent to this effect by Emperor Nikephoros II Phokas.96 These facts
enable the conclusion that, from the middle of the 10th century onward,
Orthodox Christianity took firmer roots among the Alans.
The hazard of conservation of the sources could therefore have silenced
Theophylact’s role in this impressive accomplishment. Obviously dispatching
the first metropolitan of Alania, Ignatios, could have been done only around
946–947 with the contemporary patriarch’s agreement and consecration.
He fully supported Constantine VII at home in his political and religious
The wife of the Russian chieftain [i.e. Igor] who had once sailed against
Roman territory, Olga by name, came to Constantinople after her hus
band died. She was baptised and she demonstrated fervent devotion. She
was honoured in a way commensurate with her devotion, then she went
back home.102
97 We follow Soloviev 1966 and Raffensperger 2017 in the realization that the Scandinavian
term of (veliki) knjaz’ derives from the Old Germanic *kuningaz, giving in Frankish kun-
ing and in Anglo-Saxon kyning, terms that evolved into the German König and English
king, all with the same royal signification. Accordingly, and in consonance with the Latin
contemporary terms to designate the political structure of Rus’ (rex, regina, regnum), one
should speak about ‘king’, ‘queen’ and ‘kingdom’ of Rus’ rather than the inappropriate
form of ‘great prince’ and ‘great principality.’
98 Litavrin 1981; Litavrin 2000, 154–213; Zuckerman 2000; Kresten 2000 (where all the previ
ous literature is exhaustively presented).
99 Lastly defended by Arrignon 1979, Featherstone 1990 and Featherstone 2003.
100 Arrignon 2020.
101 Zuckerman 2000, 660–669.
102 Skylitzes, Synopsis of Histories, 217.
216 Mureșan
Figure 7.4 Queen Olga of Rus’ in front of Emperor Constantine VII (Biblioteca Nacional
de España, MSS Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis Skylitzes,
fol. 135b)
Image taken from the holdings of the Biblioteca Nacional
de España
103 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 15,
pp. 594–598; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III–2,
142–149.
Patriarch Theophylact, the Horses, and the Hungarians 217
his words, she replied that she was still a pagan, and that if he desired
to baptize her, he should perform this function himself; otherwise, she
was unwilling to accept baptism. The Emperor, with the assistance of
the Patriarch, accordingly baptized her. When Olga was enlightened, she
rejoiced in soul and body.104
The Patriarch, who instructed her in the faith, said to her, “Blessed art
thou among the women of Rus’, for thou hast loved the light, and quit the
darkness. The sons of Rus’ shall bless thee to the last generation of thy
descendants.” He taught her the doctrine of the Church, and instructed
her in prayer and fasting, in almsgiving, and in the maintenance of chas
tity. She bowed her head, and like a sponge absorbing water, she eagerly
drank in his teachings. The Princess bowed before the Patriarch, saying,
“Through thy prayers, Holy Father, may I be preserved from the crafts and
assaults of the devil!” At her baptism she was christened Helena, after the
ancient Empress, mother of Constantine the Great. The Patriarch then
blessed her and dismissed her.109
The narrative then returns to the story of the marriage proposal only to set
things straight and to remind that from then on the queen had truly become
the ‘spiritual daughter’ of the emperor, her godfather.
After her baptism, the Emperor summoned Olga and made known to her
that he wished her to become his wife. But she replied, “How can you
marry me, after yourself baptizing me and calling me your daughter? For
among Christians that is unlawful, as you yourself must know.” Then the
Emperor said, “Olga, you have outwitted me.” He gave her many gifts of
gold, silver, silks, and various vases, and dismissed her, still calling her his
daughter.110
Since Olga was anxious to return home, she went to the Patriarch to
request his benediction for the homeward journey, and said to him, “My
people and my son are heathen. May God protect me from all evil!” The
Patriarch replied, “Child of the faith, thou hast been baptized into Christ
and hast put on Christ. Christ shall therefore save thee. Even as he saved
Abraham from Abimelech, Lot from the Sodomites, Moses from Pharaon,
David from Saul, the Three Children from the fiery furnace, and Daniel
from the wild beasts, he will preserve thee likewise from the devil and
his snares.” So the Patriarch blessed her, and she returned in peace to her
own country, and arrived in Kiev.111
On this point, we have to notice the profuseness of the relations between the
patriarch and the queen of Rus’. For the former, Olga’s baptism was only the
first step for the baptism of her people. We may wonder then if the 10th cen
tury author of Skazanie o russkikh kniaziakh has heard of a real matrimonial
story that he has only misinterpreted. Olga might have sought the hand of a
Porphyrogenneta princess for her son Sviatoslav, apparent heir of the kingdom
of Rus’. Constantine’s report undoubtedly attests that such a request came
indeed from the northern peoples, Pechenegs, Turks (i.e. Hungarians) and
indeed Rus’, and for the latter Olga’s voyage was the best conceivable occasion.
Yet, this request was quite undiplomatically rejected.112 This may explain why,
after her return from Constantinople, Olga’s relations with the Roman Empire
cooled, forcing her to turn to king Otto I of Germany in 959. This categorical
refusal opposed by Constantine VII was expressly formulated in opposition
to the marriage of Maria Lekapena to Emperor Peter of Bulgaria, acted by
Emperor Romanos I and the patriarch Stephen II. On this point, the positions
taken by Constantine VII and Theophylact might have radically diverged. In
hindsight, with the example of Anna Porphyrogenneta and Vladimir I in mind,
we may say that the emperor’s refusal was remarkable by its short-sightedness:
it may have delayed the baptism of the people of Rus’ by a generation.
It was he who instigated the present custom of insulting God and the
memory of the saints on greater festivals by performing the early morn
ing service with indecent howling, bursts of laughter and wild cries,
whereas it should be offered to God with compunction and a contrite
heart, for our own salvation. He gathered a band of disreputable men,
set over them a fellow named Euthymios Kasnes (whom he promoted
domestic of the church) and taught them satanic dances, scandalous
cries and songs gathered at crossroads and in brothels.113
Behind the charge, one can only guess that Euthymios, stimulated by the
patriarch himself, put together a chorus chanting God and his saints, yet using
chords and musical lines inspired from popular chant. Nothing too fancy: it
was an ecclesiastic initiative, performed during liturgical services under the
direction of clergymen. Nevertheless, this novelty obviously did not please
some traditionalist followers of psalmodic music. However, and despite the
critiques, it seemed to enjoy an enduring popularity, as Skylitzes writes about
this as a ‘present custom,’ still living under the reign of Alexios I Komnenos,
one century and a half later.
If everybody has a hobby, one may say that Patriarch Theophylact had liter
ally thousands of them. Indeed, etymologically, ‘hobby’ comes from the medi
eval French word hobin or haubby, which means designing a little horse or a
pony used for leisure. Byzantines, and especially the aristocratic and the urban
classes, had a real passion for horses.114 Suffice it to remember the central place
He had a mania for horses and went out hunting much of his time. He
also indulged in other unseemly activities which it would be both tedi
ous and improper to set out in detail. But there is one which it would
be right to mention as an indication of how crude he was. He had this
absolute passion for acquiring horses (he is said to have procured more
than two thousands of them) and their care was his constant concern. He
was not satisfied with feeding them hay and oats but would serve them
pine-seeds, almonds and pistachios or even dates and figs and choicest
raisins, mixed with the most fragrant wine. To this he would add saffron,
cinnamon, balsam and other spices and serve it to each of his horses
as food.116
What made the difference was that he put his resources where his passion
was, developing an entire stable placed nearby St. Sophia, housing some 2,000
horses and paying maybe hundreds of personals to look after them. The Great
Church was indeed one the greatest owners and employers of the City. Surely,
for an ecclesiastic it was rather unusual to occupy himself with horse-medicine.
However, the derision of the text shows rather the ignorance of its author,
who failed to recognize (and give credit to) the use by the patriarch of highly
sophisticated veterinary science. Indeed, the cutting-edge research of Anne
McCabe showed the importance of the Hippiatrika developed during the reign
of Constantine VII, producing collections of classical treaties dedicated to
horse-medicine. She could identify an entire recension (D) of this scientific
activity, represented by the manuscript at Emmanuel College, Cambridge, 251,
which could be traced back to Theophylact himself.117 Alongside fragments
from authorities of the field like Simon of Athens, the earliest Greek writer on
horses, Hierocles, Anatolius, Eumelus, Theomnestus, Hippocrates, Pelagonius,
Aristotle, Aelian etc. it contains indeed two recipes attributed to this patri
arch. This parallels the B recension that was compiled under the patronage of
Emperor Constantine VII himself. The development of Hippiatrika echoes the
central role that cavalry played in Byzantine warfare at the time. These com
pilations had an ‘encyclopaedic,’ but at the same time very practical nature,
being typical for an agrarian and aristocratic society where horsepower was so
central for social dynamics, both within the military and civil spheres. The two
recipes attributed to Theophylact use ingredients similar to those evoked by
Skylitzes, and innovate by applying to horses human remedies.118
John Skylitzes’ final charge against Theophylact’s memory would like to
illustrate the lack of concern for Church affairs showed by the patriarch.
It is said of him that once when he was celebrating the great supper of
God on the Thursday of Holy Week and was already reading the prayer of
consecration, the deacon charged with the task of caring for the horses
appeared and gave him the glad tidings that his favourite mare – he men
tioned its name – had just foaled. [Theophylact] was so delighted that he
got through the rest of the liturgy as quickly as possible and came run
ning to Kosmidion where he saw the newly born foal, took his fill of the
sight of the animal and then returned to the Great Church, there to com
plete the singing of the hymn on the sacred sufferings of the Saviour.119
Figure 7.5 Patriarch Theophylact lefting the Easter office in order to visit his horses
(Biblioteca Nacional de España, MSS Graecus Vitr. 26-2 Codex Græcus Matritensis
Ioannis Skylitzes, fol. 137a b)
Image taken from the holdings of the Biblioteca Nacional
de España
During this two-year transition, the real government of the Church was
assumed by the patriarch’s nephew, the eunuch Basil parakoimomenos, the
illegitimate son of Emperor Romanos II, who took for himself a title used
once by the patriarchs, ‘proedros (president) of the Senate.’121 It was only after
a very long suffering that the patriarch died. For his memorial service, the
sober rite presented in the Book of Ceremonies, II, 30 Concerning the funeral
of a patriarch, must have been followed, inspired from a note about the
On 3 April, the same year of the indiction, the monk Polyeuktos was
ordained patriarch in his stead, a man born and raised in Constantinople,
castrated by his parents, a monk of many years’ exemplary experience.
The emperor made him patriarch on account of his exceptional wisdom,
the austerity of his way of life and his indifference to worldly possessions.
122 Constantine Porphyrogennetos, The Book of Ceremonies: CFHB 16–17, Book II, chap. 30,
pp. 630–631; Constantin VII Porphyrogénète, Le livre des cérémonies: CFHB 52, p. t. III–2,
208–209.
123 Kazhdan 1991, 1814, 2068.
124 Kazhdan 1991, 1696.
125 Skylitzes, Synopsis of Histories, 234; Runciman 1963, 236–237.
Patriarch Theophylact, the Horses, and the Hungarians 225
nearby the patriarchal church of St. Sophia into an old people’s home.126 The
patriarch’s horses were plausibly transferred on that occasion to the imperial
stables.
As such, Theophylact Lekapenos, thanks to his aristocratic turned imperial
origin, remained a very unusual cleric for the rest of his life. Becoming patri
arch at an age too young and indeed in an atypical manner, he enjoyed a very
long pontificate and at its fatal end he dissatisfied many. Yet, putting together
the different pieces of this complex personality, the real portrait appearing is
far from the caricature that his enemies willingly fabricated for him. Whatever
the judgment one would make, one would have to politely, yet strongly, disa
gree with Steven Runciman for whom ‘his patriarchate was very uneventful.’127
At the end of chapter 37 dedicated to the feast of Orthodoxy, Constantine VII
wrote one of the personal notes that characterize the additions he made on the
initial draft of the Book of Ceremonies until the end of his life:128
Note that the magistroi and praipositoi, and patricians also take candles
from the oikonomion, and under the Lord Theophylaktos also sweet-
smelling incense, but then, too, the Lord Theophylaktos, the patriarch,
used to have sweetmeats at the side of the Chapel of St Theophylaktos in
the Patriarchate, and the rulers enjoyed the sweetmeats with the magis
troi and the paripositoi and the rest whom they have invited.129
This note is obviously added after the patriarch’s death and evoked the recep
tions that he organized for the close elite that participated in the patriarchal
mass remembering the restoration of the cult of icons in 843, a crucial event
that defined Orthodoxy in the long run. Symbolically, this was the chapel ded
icated to the patron saint of the patriarch himself – bishop Theophylact of
Nicomedia – one of the defenders of the divine images during the second icon
oclastic period under the reign of Leo V (813–820). Not only the patriarch pro
posed here to the participants ‘sweetmeats,’ but the emperors even ‘enjoyed’
them. This patriarch aroused during his lifetime quite a bit of bitterness from
the people who knew him as vaguely as Skylitzes did. Yet, surprisingly enough,
to those who knew him closely, like Constantine VII, he evoked rather sweet
memories.
With the new perspective over this pontificate, we have to turn now toward
some implications of Theophylact’s mission among the Hungarians. This con
nection is all but fortuitous. Indeed, as early as April 934, the Turks “invaded
Roman territory and overran all the West right up to the city.” Too succinctly,
Skylitzes informs that the patrician Theophanes the protovestiarios concluded
an agreement, liberating prisoners in exchange for money.130 But the only fact
that all the Dyseos, i.e. the European part of the empire, was affected, allows
to guess the real proportions of the invasion, recalling traumatic memories
of the Hunnic or Avar invasions. Indeed, according to the contemporary Arab
historian Masʿūdī (d. 956), this invasion was in fact the result of a formidable
Turkish coalition, reuniting the Magyars, their ancient enemies, the Pecheneg
and another less important tribe, who forced the Danube and confronted the
Romans at the city of W.l.n.d.r. (Walandar – Adrianople), defeating the Romans
and stationing for forty days in front of Constantinople. Romanos, then occu
pied in campaign in Asia Minor, send a corps of Anatolian troops and auxiliary
Christian Arabs to confront the Hungarian-Pecheneg alliance.131
For all this catastrophic succession of events, the Constantinopolitans
blamed … the patriarch. We already saw above that the author of the Life of
Saint Basil the Younger, written shortly after Theophylact’s death, belittled him
as the “the son of a second marriage and uncanonically seated on the <patri
archal> throne.”132 Some members of the Constantinopolitan clergy refused
to concelebrate with the patriarch or even assist to offices served by his men.
Moreover, according to a ‘holy man’ named Theophanos, God permitted
the attacks of the Hungarians (Ouggroi) as a punishment for the sins of the
Romans, the digamy and tetragamy.133
Due to the scandal of the fourth marriage of the emperor Leo <per
formed> by the archbishop of Constantinople, Euthymios, the priest
scrupulously abstained from the divine liturgy […] For this reason that
reverent old man Theophanes abstained from the liturgy, as aforemen
tioned, but constantly frequented the divine churches, devoting himself
to fasts and sleeping on the ground and prayers and raising up the eye
of his soul to the Lord our God Jesus Christ always hoping and praying
for Him to bring about the correction of the Romans who transgress
<divine> law. For due to our sins the nation of the Hungarians <was>
daily plundering the western regions.134
“Tell us, most holy father, for what reason do these most foul nations,
when campaigning against us Christians, constantly advance like a dust
storm and come forth to destroy our western regions?” That righteous old
man said to him, “If you truly wish to know, my child, how they advance
unhindered, I will tell you. This nation was dispatched by the Lord on
account of our sins. And so they advance unhindered, striking us on the
head like a rawhide whip; for sin is a terrible evil. […] Note then that for
this reason enemies are sent to the various lands to destroy the inhabit
ants because of their sins.”135
But in the end, thanks to the intercession of St. Basil the Younger, this divine
pedagogy preserved nonetheless the Romans under God’s protection.
[…] our saintly father Basil replied to him, “Behold, I see that today at
this very hour the most foul Hungarians, while trying to cross the Danube
river, have drowned in its streams, although a few of them by God’s prov
idence have survived and returned to their land unsuccessful, and from
now on God has saved us from their hands on account of His merciful
compassion.” All of us present there were amazed at the saint’s prophecy,
and we wondered in our hearts if it was true and if their affairs turned
out as the saint said, and we were eager to learn and be informed about
the words spoken by the holy Basil. Four days had not yet passed when
behold, a dispatch to the palace from the general of Macedonia reported
everything truthfully and gave information concerning the Hungarians,
that the saint’s prophecy had indeed befallen them. And so from this
story one can see what the Lord’s servants, enlightened by the Holy Spirit,
observe far and near with their noetic eyes; thus although the saint was
in Constantinople, he saw events in Hungary (Ouggria), as if he was pres
ent there.136
This presumed causality between the Romans’ sins and the Hungarians’
raids was remembered vividly even after Theophylact’s death, as the writing
of the Life of Saint Basil the Younger itself attests. Thus, the disastrous effects
of the Hungarian invasions poisoned Theophylact’s patriarchate from the
beginning to the end of his long service to the Church. We are beginning to
understand why finding a solution to the challenge posed by the Hungarian
invasions must have been a central concern for this patriarch.
These ‘Turks’ were for sure not unknown to the Byzantines.137 They were
a part of the classic category of ‘Scythian’ populations, so different in ethnic
origins yet so similar in the way of their life or war.138 Already around 900, in
his Taktika, Emperor Leo VI the Wise gave a relatively detailed presentation
of their warfare conduct.139 Truly, Leo reworked to this effect the equivalent
chapter of the 6th century Strategikon of Mauricius treating with the nomadic
warfare of ‘Scythian’ peoples like the Avars and the Turks (i.e. the ‘Celestial’
ones, founders of the first Turkish Khaganate).140 This was justified in as much
as the nomadic tactics were basically the same for two millennia. Yet, at the
same time, Leo VI makes a real effort to update his dispositions to the contem
porary situation. As he puts it to the virtual general he addressed in his book,
the Hungarians were by then allies, if not voluntary subjects, of the Roman
Empire: “not because you are preparing to face the Turks in battle, for they are
neither neighbours nor enemies to us at present, but instead they are eager
to show themselves as subjects of the Romans.” Indeed, upon his own invita
tion, the Hungarian ‘Turks’ traversed the Carpathians around 895, occupied
Great Moravia and took possession of the space previously detained by the
Avar khaganate between 567 and 822. However, considering them for this as
subjects of the Empire was as imprudent as possible. What changed in 934 was
that, for the first time, the Hungarian horses arrived before the inhabitants of
Constantinople.
A detailed analysis of contemporary Hungarian warfare is beyond the scope
of this study.141 But some remarks must be made about the role of horses dur
ing the conquest period. Their nomadic-type warfare was based on the large
availability of important horsepower escorting the nomadic cavalry in its
operations.
137 Shepard 1999; Stephenson 2000: 38–40; see more generally Moravcsik 1983, 131–145.
138 Dagron 1987, 213–214.
139 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
140 Maurikios, Strategikon: CFHB 17, XI, 2, p. 360–369. For a detailed analysis of the adapta
tion of the Strategikon to his own ‘Turcs’ by Leo VI, see Moravcsik 1952.
141 Best treatment Bowlus 2006, 19–44.
Patriarch Theophylact, the Horses, and the Hungarians 229
A huge herd of horses, ponies and mares, follows them, to provide both
food and milk and, at the same time, to give the impression of a multi
tude. They do not set up camp within entrenchments, as do the Romans,
but tip until the day of battle they are spread about according to tribes
and clans. They graze their horses continually both summer and winter.
When time comes for battle, they take the horses they think necessary,
hobble them next to the Turkish tents, and guard them until it is time to
form for battle, which they begin to do under cover of night.142
The equipment of the fighters was marvelously adapted to allow the free use
of mounted archery. In order to maintain their combativity, during periods of
peace, the training of the warriors in equitation and archery was continuous.
They are armed with swords, body armor, bows, and lances. Thus, in com
bat most of them bear double arms, carrying the lances high on their
shoulders and holding the bows in their hands. They make use of both as
need requires, but when pursued they use their bows to great advantage.
Not only do they wear armor themselves, but the horses of their illustri
ous men are covered in front with iron or quilted material. They devote a
great deal of attention and training to archery on horseback.143
142 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
143 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
230 Mureșan
the extra horses together to the rear, that is, behind their battle line, as
protection for it.144
After all these positive remarks, Leo VI made a series of comments about the
real limitations of the Hungarian, and indeed nomadic warfare. At this point
he was following closely those remarks of Emperor Mauricius, but the final
ity of the text was not meant to be original, but rather faithful to military
concerns. Indeed, the very virtues of nomadic warfare carried within them
selves their limitations or weaknesses. The nomads were so dependent on
the resources of pastures to feed their large herds of horses that the strength
of their impact diminished with the distance from the steppes. Faced with
a compact, orderly and heavily armoured cavalry, the harassment tactics of
the Hungarians lost their effectiveness. A well-determined infantry seriously
endangered these mounted archers, who were poorly trained for hand-to-hand
and ground-to-earth combat.
144 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
145 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
Patriarch Theophylact, the Horses, and the Hungarians 231
If some of the enemy they are pursuing should take refuge in a fortified
place, they make careful efforts to discover any shortage of necessities for
horses and men. They wait patiently so they can wear down their ene
mies by the shortage of those items or get them to accept terms favora
ble to themselves, their first demands are fairly light, but then, when the
enemy agrees to these, they impose others that are heavier.146
Compared to the Bulgarians, the Hungarians had essentially the same way
of fighting. The difference was of a civilizational nature: the Bulgarians had
adopted Christianity, tempering their hatred against the Romans as well as
their warmongering (which did not make them less of a threat).147
Finally, the tribal, structural organization for the nomadic (or semi-nomadic)
way of life resulted in weak ethnic cohesion. This exposed the ‘Turks’ to the
possibility for the Empire to deal separately with the constituents in order to
weaken their threat and strength.
They are also seriously hurt when some of them desert to the Romans.
They realize that their nation is fickle and they are avaricious and com
posed of so many tribes and for this reason they set no value on kinship
and unity with one another. When a few begin to desert and are kindly
received by us, a large number will soon follow them. For that reason they
bear a grudge against those who depart from them.149
If indeed, from Mauricius to Leo VI, there are undeniable continuities between
the nomadic warfare styles of Avars and Hungarians, the Magyar conquest did
not come less without a change in the horse population of the Pannonian
steppe. A decade ago, Katalin Priskin studied the genotypes of ancient horses
146 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
147 Dagron 1987, 216–219; Theotokis 2018, 107–108.
148 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
149 Leo VI, Taktika: CFHB 49, Constitution 18, 43–73, pp. 454–463.
232 Mureșan
from the Carpathian Basin, comparing the mitochondrial DNA extracted from
archaeological horse remains in provenance from Avar and pagan Hungarian
burial sites. They were compared to modern mtDNA from Hucul and Akhal
Teke horse breeds. The comparison showed a closeness between the common
Avar mounts and the Hucul horse, while the mtDNA extracted from the bones
of Hungarian horse was almost identical to the Akhal Teke. These results seem
to imply that the conquering Hungarians possessed large herds of the famed
Turanian horse, the ancestor of the modern Akhal Teke breed from Central
Asia, so coveted even in China as the ‘celestial horses’, at least for the high war
rior class practicing burials.150 As we know now almost for sure that the land
of Levedia corresponds to the Volga-Ural region, at the north of the Caspian
Sea, this indicates that the early Magyars were indeed in a position that made
them able to access the high quality horses of the central Asian steppes before
the last century of their migration.151 Katalin Priskin concludes thus that the
Magyar conquest marked not only an ethnic change of the dominant popula
tion of the Carpathian Basin, but provoked also a significant equestrian muta
tion as compared to the Avar period.
When the nomadic armies of the Hungarians arrived before the walls of
Constantinople, their remarkable horses have attracted the attention of
the equestrian specialists of the headquarters that surrounded Emperors
Romanos I and later Constantine VII. As the first biographer of Constantine
VII, Alfred Rambaud, already remarked: “Nothing could excite the lust of horse
lovers in Constantinople, of the hippomaniac Patriarch Theophylactus and of
the officers in charge of the imperial cavalry, more than these admirable little
horses of the steppe, brought by the Hungarians on the Danube, as astonishing
by the originality of their appearance as by the energy of their hocks.”152 In
the years that followed, the commerce with horses from the Hungarian plain
to the mouths of Danube, and from there to Constantinople was established.
Indeed, occupying the city of Pereyaslavets (Little Preslav), near the Danube
Delta, between 967–969, at the invitation of Nikephoros II Phokas, the king of
Rus’ Sviatoslav dreamed to install there his new capital, arguing:
and horses from Hungary and Bohemia, and from Rus’ furs, wax, honey,
and slaves.153
In 943 ‘the Turks made another attack on Roman territory.’ The same parakoi-
momenos Theophanes who met them in 934 – but who was now covered with
glory after having defeated the kings Oleg and Igor of Rus’ during their attack
against Constantinople in 941154 – came before them and ‘concluded a treaty
with them, received hostages and returned.’155
The recurrent character of the Hungarian raids needed to be treated sys
tematically, with means other than military. It goes almost without saying
that, if someone knew in Byzantium how to deal with these formidable horse
raiders, the horse lover Patriarch Theophylact was indeed the one. This obser
vation incites a reevaluation of the chronological aspect of their encounter.
Indeed, the entire ‘Turkish’ chapter is preceded in Skylitzes’ Synopsis by the
record of Romanos II’s crowning as co-emperor by Constantine VII with the
assistance of the patriarch; equally, it is immediately followed by the report of
queen Olga’s voyage to Constantinople, both events discussed above in some
detail. The ceremony of Romanos II’s coronation was arranged for Easter 946,
while Olga’s journey certainly took place during the same year, rather than a
decade later. Noting this progress, Alexandru Madgearu correctly inferred that,
flanked by the two events, the Hungarian episode must be strictly correlated
chronologically. He thus assigned 946 as the year of Bulcsú’s trip and estimated
that Gylas’ voyage, which took place ‘not long afterwards,’ was to be placed
tentatively around 948, during the renewal of the peace of 943 (stipulated to
recur every five years).156
Agreeing with this in principle, one may differ in the details. If the year 946
becomes the new terminus ante quem for the Hungarian missions, it follows
that it has to apply both to Bulcsú and to Gylas’ trips. Yet, as they were sepa
rated by a short period (i.e. one to three years), Bulcsú’s mission is to be post
poned to 943. Indeed, Skylitzes’s report is clear: “The Turks did not discontinue
their raiding and ravaging of Roman land until their chieftain, Boulosoudes,
came to the city of Constantine.” Bulcsú’s arrival coincided therefore with the
conclusion of the peace that stopped the devastating Hungarian incursions.
Figure 7.6 Patriarch Theophylact baptizes the Hungarian prince Bulcsú (Boulosoudes) in
St. Sophia church, with Emperor Constantine VII as godfather (Biblioteca
Nacional de España, MSS Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis
Skylitzes, fol. 134v)
Image taken from the holdings of the Biblioteca Nacional
de España
Otherwise, one would have to understand that, despite the peace of 943, the
invasions would have continued until 946, but this is precisely contrary to
Skylitzes’ account.
However, Bulcsú did not come alone, but was accompanied by a grandson of
Árpád, Termatzous, from whom Constantine VII obtained the unusual amount
of detailed informations about the dynasty of the Hungarian ‘megas archon.’
Arpad, the great prince of Tourkia, had four sons: first, Tarkatzous; sec
ond, Ielech; third, Ioutotzas; fourth, Zaltas.
The eldest son of Arpad, Tarkatzous, had a son Tebelis, and the sec
ond son Ielech had a son Ezelech, and the third son Ioutotzas had a son
Phalitzis, the present prince, and the fourth son Zaltas had a son Taxis.
All the sons of Arpad are dead, but his grandsons Phalis and Tasis and
their cousin Taxis are living. Tebelis is dead, and it is his son Termatzous
who came here recently as ‘friend’ with Boultzous, third prince and kar
chas of Turkey.
Figure 7.7 The Hungarian cavalry defeated by the Germans at Lechfeld (955) and the
execution of prince Bulcsú (Volosodès) (Biblioteca Nacional de España, MSS
Graecus Vitr. 26-2 Codex Græcus Matritensis Ioannis Skylitzes, fol. 135a)
Image taken from the holdings of the Biblioteca Nacional
de España
“the visit of Bulcsú did not follow a period of peace but rather introduced one”
and consequently “the words of Skylitzes might warrant the assumption that
the visit of Termacsu and Bulcsú took place shortly after this event, that is,
about the year 943.”157 Unfortunately, based on a wrong dating of Romanos II’s
crowning in 948 (instead of 946), he placed the Arpadian prince’s visit in the
same year, putting it in relation with the renewal of the peace treaty in 948. For
this reason, contrary on Czeglédy’s assertion, it was not Skylitzes who made a
mistake on this point.
In conclusion, we may observe that the Hungarian princes arrived in
Constantinople in 943 and 946, precisely in the period that witnesses
the profound transformation of the notion of Orthodoxy throughout the
patriarchate of Theophylact, during the brutal transition of power from
Romanos I to Constantine VII. At this moment, the imperial Orthodoxy shin
ing from Constantinople became more conscious than ever of its religious uni
versalism, which extended far beyond the confines of a territorially reduced
Empire. The Porphyrogennetos emperor articulated this in the most forceful
form in his Panegyric to St. Gregory of Nazianzus:
That is why it is not only a queen ruling a small portion of the earth [i.e.
the Roman Empire with its capital in Constantinople], nor even all that
Attica can count of illustrious orators, nor only from any part of the earth
where there are men, that they flock to hear his wise words; but the occu
pants of the borders of the inhabited world (oikoumene) and all those,
if any, who have migrated beyond them, all flock together too, so that
by immediate experience may confirm what they have heard and which
has delighted them; and neither the columns of Hercules, nor the hills of
Africa, nor the mountains that rise up above the clouds, nor the abrupt
and insuperable precipices, neither the immensity of the seas, neither
the snows of the Hyperborean regions, nor the torrid heat of India nor
anything else that hinder and repel can check the ardour of their impulse,
but from every nation (ek pantos genous) and generation existing under
heaven, as in the past to enjoy the teaching of the Apostles, they come
running to the sweetness of his theology [i.e. Gregory of Nazianzus’s trin
itarian conception].158
From the ‘snows of the Hyperborean regions,’ in this period, came indeed to
Constantinople emissaries from Alania, Rus’ and Tourkia, in order to bathe in
the baptismal springs of Orthodoxy. They all found at the Great Church an
excellent host. And, perhaps, on their return home, they recounted stories of
the exquisite sweetmeats they had tasted in the chapel of St. Theophylact.
7.8 Conclusions
Summarizing this long survey, we started with the realization that the con
ceptor of the mission towards the Hungarians and consecrator of the first
bishop of Tourkia, Hierotheos, was Patriarch Theophylact, of imperial origin,
as a son of Emperor Romanos I Lekapenos and close collaborator of Emperor
Constantine VII Porphyrogennetos, his brother-in-law. A reassessment of his
activity, deformed by a biased historiography, was long overdue, as a sine qua
non condition for an insightful understanding of bishop Hierotheos’ activ
ity. Imposed on the patriarchal throne by the will of his father, Theophylact
was installed by the pontifical legates of Pope John XI, and resumed imme
diately the relations with the three other Eastern patriarchs, marking thus a
restoration of the classical framework of the Pentarchy. He redefined in close
cooperation with Romanos I and Constantine VII the content of imperial
Orthodoxy by means of the translations of the Mandylion (944) and of the
relics of St. Gregory of Nazianzus, archbishop of Constantinople (946), placing
thus the imperial capital – already under the supernatural protection of Mary
Theotokos – under the patronage of Christ and the Holy Trinity. This bolstered
theological awareness of the Eastern Christian Romanness gave new impe
tus to the Byzantine missionary vocation. Theophylact restored the mission
in Alania previously ruined by the Khazar reaction and personally baptized
queen Olga of Kiev in 946, impelling the mission towards the Kingdom of Rus’
that will triumph with Vladimir I in 988. We argue that in particular, the idio
syncratic passion for horses of this patriarch made him the ideal interlocutor
for the horse-raiding Hungarians who began to attack Byzantium from 934
onwards, right from the beginning of his patriarchate. Finally, we reviewed the
accepted chronology of the two baptisms of Hungarian princes, putting the
first in connection with the peace of 943 and the second right before queen
Olga’s visit to Constantinople. Consequently, as Theophylact’s special agent,
bishop Hierotheos represented in Tourkia a wholly reinvigorated Byzantine
imperial Orthodoxy.
Acknowledgment
Alexandru Madgearu
1 Madgearu 2013a, 125–126; Madgearu 2013b, 51–53, 59–63; Madgearu 2018, 53–55, 59–62.
2 Wortley 2010, 328; Kuzev – Giuzelev 1981, 98–115, 149–156; Barakov 2015, 623–626.
collapse of the previous Bulgarian tsarate, or, as Nicolae Iorga proposed, the
center of an autonomous territory in the tsarate.3
The conquest of Vidin was of great strategic value because Bulgaria was
encircled from the north, and a new offensive pathway opened to its core area
of Skopje. The Byzantine offensive in the Danubian region determined the
reversal of alliances. A few years before, in 997, Samuel entered a coalition with
the Hungarian duke Géza (his son Gabriel Radomir married Géza’s daughter,
but this marriage ended in 1001). The new Hungarian King, Stephen I, aban-
doned the relations with Samuel, becoming the ally of the Byzantine Empire,
which was now the strongest power in the region.4
When the Byzantine Empire recovered its entire Danubian frontier up to
Vidin in 1003, its Church organization was already present near this region.
In my opinion, the area where the population converted by Hierotheos, the
bishop of Tourkia, lived, while ruled by the chief Gyula who became the ally
of Constantine VII in 948, was located between Mureș, Criș, and Tisza, in the
Csongrád and Békés counties, and not in Transylvania. The Byzantine pectoral
crosses and the gold coins (solidi) issued by Constantine VII are concentrated
in that area. Such coins are not found in Transylvania (the piece from Ocna
Mureș was brought by Hungarian invaders coming from that area). That was
the land called Tourkia in De Administrando Imperio, a work in which what is
now Transylvania was a white spot encircled by regions about which scarce
details were given (Moravia to the north, Patzinakia to the east, Bulgaria to the
south, Tourkia to the west). Therefore, those who compiled the work, which
was concluded around 952, knew nothing about the area that supposedly cor-
responded to the one where Hierotheos arrived earlier. Those Magyars who
entered in what will be afterwards called Terra Ultrasilvana had no docu-
mented connections with the Byzantine Empire after the withdrawal of the
Bulgarian domination over the local salt mines. The previous Bulgarian dom-
ination enabled and protected the survival of Christianity among the local
population of Romance origin, which subsisted there. The presence of some
crosses in the cemetery of Alba Iulia dated to the 9th–10th centuries could
signify only that the population, or a part of it, was Christian.5
The year 1003 was of great importance for the expansionist policy of King
Stephen I, in competition with Gyula Minor and Achtum. The first one, Gyula’s
nephew, ruled Bălgrad (Alba). His family was still heathen, and the duchy
of Bălgrad remained independent until the new conquest, carried out by
Stephen I in 1003.6 A consequence of this conquest was the penetration of the
Latin Church organization in Terra Ultrasilvana. The so-called cathedral Ia at
Alba Iulia, researched by Radu R. Heitel in 1973, was considered by him as the
first seat of the Latin bishop of Alba, dated at the beginning of the 11th century.
This is the same construction entirely excavated by Daniela Marcu Istrate in
2011: a church with a rectangular nave (21 × 12 m) with four central pillars set
like a Greek cross, and a semicircular apse.7
As I already discussed in a recent study,8 and as it was also remarked by
Miklós Takács,9 the chronology proposed for this monument and its relation
with the mission of Hierotheos are not all certain. D. Marcu Istrate, who does not
discuss the contradiction between the supposed conversion of the first Gyula
and the certain paganism of his nephew, argues that the terminus post-quem
of the construction could be placed by the middle of the 10th century, and
that the monument was in its turn put down when the so-called Ib cathedral
was constructed, by the third quarter of the 11th century. The stratigraphy does
not offer a certain date, and, what is most important, if the church was built
indeed for the first Gyula by the middle of the 10th century, this would mean
that the second Gyula, even being a heathen, left his uncle’s church intact. The
edifice was supposedly destroyed only later, in order to be replaced by a new
one, after the defeat of Gyula Minor, when Alba became a bishopric of the
Hungarian church. Therefore, the single certain fact is that after the conquest
of 1003, the new Hungarian masters allowed the construction of a church for
their subjects, who were already Christians. The significance of the church Ia
is discussed below.
Turning now to the second direction of Stephen I’s expansion, we remem-
ber that Achtum was baptized at Vidin, when he was already ruling over
the region between Crișul Alb, Tisa, and the Danube, from his residence of
Morisena. In 1003 or 1004, because Achtum rebelled against his sovereign
Stephen I, the Hungarian king started a war against him, which ended with the
victory of Sunad (Chanadin), a commander who betrayed Achtum, soon after
191–192; Dragotă 2017, 163–175; Dragotă 2018e, 89–96. For the gold coins, see the updated data
at Langó 2012, 53–59. For the solidus from Ocna Mureș: Prohászka 2018, 331–338.
6 Madgearu 2019, 183–185.
7 Heitel 1994–1995, 429; Marcu Istrate 2015, 177–213; Marcu Istrate 2018, 102–111.
8 Madgearu 2017, 13–16.
9 Takács 2013, 114–123.
Consequences of the Restoration of Byzantine Power 241
the conquest of Vidin.10 The other proposed years, especially 1028,11 are based
on the supposition that Achtum was allied with the Byzantines, because the
Legenda Sancti Gerhardi recounts that he received the power from the Greeks.
But this was also possible before 986, when the Byzantine Empire was present
in the region, before Samuel’s great offensive. On the other hand, ‘the Greek
monks’ from the monastery established by Achtum at Morisena could be any
Orthodox monks, of any ethnic origin, because when the source was written,
at the end of the 11th century, Bulgaria was no more a state ruling over the
city of Vidin, but a Byzantine province.12 Therefore, it is possible that Achtum
was baptized at Vidin by a representative of the still-existing Bulgarian Church
before the conquest of this city by the Byzantine army in 1003.13 If we judge
from a military point of view, it is unlikely that Stephen I waited until 1028 for
the elimination of a powerful rival ruling the land between the main body of
his kingdom and Terra Ultrasilvana, the land subjected in 1003, whence the salt
transported on Mureș arrived to the land of Achtum. The establishment of the
royal rights for this salt traffic was one, perhaps the first, of the causes of the
conflict between Stephen I and Achtum. Therefore, it is possible that Samuel’s
increasing power gave Achtum the opportunity to rebel against Stephen I.14
The conflict between Stephen I and Achtum was only one episode of the
war fought by the Byzantine Empire in alliance with the Hungarians against
Bulgaria. The result was the establishment of the Byzantine domination on the
Danubian sector from Vidin to the Iron Gates region, and the subjection of the
duchy centered at Morisena to Stephen I’s authority.
There is no reason to doubt that the bishopric of Tourkia survived in its
initial area during the second half of the 10th century, because no less than
three bishops of Tourkia – Theophylaktos, Antonios, and Demetrios – are
known by their lead seals (there is no indication about the years when they
were in function, however).15 The existence of the Greek bishopric is not in
10 Madgearu 2001b, 79–80; Madgearu 2013b, 53–54; Madgearu 2018, 54–55; Madgearu 2019,
172–182.
11 For instance: Kristó 1993, 70–71; Makk 1999, 41; Kosztolnyik 2001, 69; Kosztolnyik 2002,
33–34, 272–276; Feraru 2016, 148–151; Sághy 2019, 25.
12 Fehér 1921, 152–155; Györffy 1964, 149; Turcuș 2011b, 79.
13 Gelzer 1902, 3–11; Madgearu 2001b, 77–82; Tăpkova-Zaimova 2008, 28–35.
14 The same opinion at Strässle 2006, 155, 333 (Achtum was the count of Vidin, this town
being attacked by Stephen I) and at Stojkovski 2012, 68–70. Mladjov 2015, 71 considered
that Achtum was a vassal or a governor of a Bulgarian province, while Makk 1994, 27–29
maintained that Samuel was in conflict with Stephen I, considering that Achtum was a
vassal of Stephen I who was fighting against Samuel.
15 Nesbitt – Oikonomidès 1991, 103, nr. 36.1; Baán 1999, 45–53; Turcuș 2004, 115–119; Révész
2012a, 85–88; Koszta 2014, 128–133.
242 Madgearu
20 Gelzer 1893, 40–57; Snegarov 1924, 52–62, 195; Gyóni 1945, 130; Bănescu 1946, 13–17; Gyóni
1948, 148–152; Oikonomidès 1989, 317–321; Gabor 1989, 113–116; Oikonomidès 1996, 82, 174–
175; Stephenson 2000, 75, 77, 78; Stephenson 2008, 671; Iliev 2011, 242–244; Prinzing 2012,
358–366; Petrovski 2015, 268–275; Tăpkova-Zaimova 2017, 46–50, 113; Panov 2019, 79–88.
21 Snegarov 1924, 13; Oikonomidès 1989, 319; Oikonomidès 1996, 174; Tăpkova-Zaimova 2017,
48; Panov 2019, 84.
22 Snegarov 1924, 220–221; Théophylacte d’Achrida, 67, 68, 192, 294, 322–325; Mullett 1997, 87,
126, 128, 264, 315.
23 Wasilewski 1964, 465–482.
24 Popović 1978, 35.
25 Popović – Ivanisević 1988, 125–179; Popović 1991, 172.
244 Madgearu
the edict. From these, four were identified in the neighbourhood of Braničevo:
Μορόβισκος (Morava/Moravište, today Dubravica),26 Σφεντέρομος (Smederevo/
Semendria), Γρότα (Grocka), and Βροδάρισκος (Brodskopolje). The place
Ιστραάγλαγγα has not yet been identified. The sixth parish is Βίσισκος or
Διβίσκος.27 Dibiskos was searched somewhere near the River Timiș (Tibiscus).
Several historians have sustained the location at Jupa, the ancient Roman
town Tibiscum.28 Jupa is located near Caransebeș, the most important Roma
nian centre in medieval Banat (a flourishing town during the 14th century).29
Placed at the crossing of two roads that reached the south-Danubian area (by
Cerna Valley and by the basin Caraș-Ezeriș), Caransebeș is not very far from
Braničevo. However, it is closer than Timișoara. A communication Braničevo –
Timișoara would have been hindered by the marshy land that existed in the
premodern period south of Timișoara. Timișoara was oriented toward the
Mureș Valley, not toward the Danube. However, the archaeological research
brought no proofs for the location of this church centre at Jupa.30 Others
believed that Dibiskos should be placed at Timișoara31 because this was an
important town, recorded since 1212 with the names Themes, Temes, or Tymes.32
Constantine Porphyrogenitus transmitted the same form of the river’s name
at the middle of the 10th century (Τιμήσις).33 This means that the name of the
river was already transformed from Tibiscus into Timiș by this time.
The name Dibiskos should be linked with another place, whose name
evolved in another way. Mátyás Gyóni has offered the most probable solu-
tion. An anonymous Greek chronicle written sometimes between 1573 and
1625 (Χρονικὸν περὶ τῶν Τούρκων Σουλτάνων, preserved at Vatican in Codex
Barberinus Graecus 111) has recorded a place named Timbisko, in the accounts
of the Hungarian-Ottoman wars of 1439 and 1443. From the context results
26 It is the city of Morava, located at the mouth of the homonymous river, on the place of the
Roman town Margum (today, Dubravica). It is not known when the bishopric of Morava
was moved to Braničevo. A Byzantine fortification with an area of 10 ha existed at Morava
during the 11th century. See Nesbitt – Oikonomidès 1991, 195–196; Maksimović – Popović
1993, 127–129.
27 Gelzer 1893, 43; Gyóni 1948, 151.
28 For instance: Székely 1967, 302; Moravcsik 1970, 110; Glück 1980, 127.
29 Popa 1989, 353–370; Bona 1989, 25.
30 Ardeț 1996, 416–417.
31 Suciu 1977, 39–41; Răileanu 1977, 2225–2250; Suciu – Constantinescu 1980, 21 (the trans-
lation of the source, with some mistakes: paroikoi is translated ‘parohi’ = parish priests!);
Iambor 1980, 167–168; Munteanu 1983, 236; Dănilă 1984, 720; Muntean 2008, 299.
32 Suciu 1968, vol. II, 193.
33 Constantine Porphyrogenitus, 176/177 (XL, 38). For the evolution of the name, see
Slușanschi 1976, 151–165.
Consequences of the Restoration of Byzantine Power 245
that Timbisko was located somewhere on the left bank of the Danube, vis-à-vis
Semendria (Smederovo). Based on this information, Gyóni has identified
Dibiskos with Cuvin, where a placename Temes still exists (the island between
Cuvin and Palanka).34 This idea could be supported by comparisons with other
relations of the campaign of 1443. They are clearly showing that the troops
of the Polish-Hungarian king Wladislaw III were called up at Cuvin before
crossing the Danube.35 It seems that Timbisko was another name for Cuvin,
replaced by the Hungarian official name Cuvin (Kewe, from kő ‘stone’).
Dibiskos-Cuvin was therefore a parish from the bishopric of Braničevo. One
could observe that all the parishes of this bishopric are located in a small area.
Cuvin is located within this area. Basil II’s edict confirmed a previous situation,
contemporary to Samuel’s reign. In this case, the parish of Dibiskos belonged
to the Bulgarian diocese of Braničevo, at the end of the 10th century and in
the first years of the 11th century. Because Cuvin is only a bridgehead in front
of Smederevo and Morava, the existence of this parish is not able to prove the
extension of this diocese inside the Banat area. The historians who admitted
the extension of the archbishopric of Ochrid in the Banat did not analyze all
the consequences of this idea. If one supposes that Achtum reigned in Banat
after 1020 (a fact that we deny), this would mean that his duchy was religiously
integrated in the Byzantine Empire, and that the dependent peasants from
Dibiskos paid taxes for the archbishop of Ochrid. Even the existence of a kind
of Byzantine paroikoi in the 11th century Banat is unthinkable. All the social
and ecclesiastical data that we can find out from the edicts issued by Basil II
are typical only for Byzantine society. Therefore, nothing proves that the arch-
bishopric of Ochrid extended in the Banat. This large structure for church
organization was established inside the boundaries of the former Bulgarian
state of Samuel and only there. Dibiskos (Cuvin) was under Byzantine military
domination in 1020. This is not all surprising, because Hungary was still weak
in this zone. The Byzantine authorities had instead the interest in ensuring the
defence of the fortresses at Morava and Braničevo, especially their connection
to the north. The Romans acted into a similar way: they established a bridge-
head at Cuvin.36 It is interesting to observe that also the ancient archbishopric
of Justiniana Prima had two parishes on the left bank of the Danube in 535, at
34 Gyóni 1947, 46–49. The date of the chronicle mentioned by him, 1517, was afterwards cor-
rected. See the researches on this chronicle at https://ottomanhistorians.uchicago.edu/
en/historian/anonymous-chronicle-turkish-sultans, accessed 2021 Febr 6.
35 Antoche 2012, 15–18.
36 Džordžević 1996, 128–130.
246 Madgearu
Recidiva and at Litterata (both east of Cuvin), and that the archbishopric was
not extended in the inland.37
The new church organization implemented by Basil II led to the integra-
tion of all the territories conquered at the Lower Danube between 1001 and
1018 into a single great archbishopric that had approximately the maximal
boundaries of the conquered Bulgarian state. In the second edict of May 1020,
Dristra was the single bishopric in the eastern part of the Danubian province.
The bishop of Dristra had the right to have in his service 40 klerikoi and 40 par-
oikoi tax exempted. No names of parishes are given in his case, but it is speci-
fied that this diocese had several kastra. There is no proof for the existence of
other bishoprics in Dobrudja, other than Dristra, in the first two decades of the
11th century.38 This organization was not practical. Around the middle of the
11th century, the bishopric of Dristra was raised at the metropolitan rank in
view to a better ecclesiastic administration of the province Paradunavon.39 In
this way, the Paradunavon theme was removed from the jurisdiction of the
archbishopric of Ochrid. A last remark concerns the disparity in the number
of bishoprics between the central and southern parts of the archbishopric of
Ochrid, and its northern area. The small number of bishoprics in the north was
the consequence of the small degree of urbanization, in comparison with the
southern regions of the Balkan Peninsula. From this point of view, the raising
of the diocese of Dristra to the metropolitan rank suggests a progress of urban-
ization in Paradunavon.
The metropolitan bishopric of Tourkia survived and acquired the met-
ropolitan rank after 1018, when Basil II reorganized the eparchies after the
destruction of the Bulgarian state. Ioannes, a metropolitan bishop of Tourkia,
was a participant at the patriarchal concilium of 1028. In the mid 12th century,
the seat of this metropolitan diocese was at Bács, one of the most important
medieval cities in southern Hungary.40 The eastern Christians who lived in
present-day Banat in 1020 belonged to the metropolitan bishopric of Tourkia,
regardless of their ethnic origin, and were in contact with the Byzantine
Empire. The nunnery established by King Stephen I at Veszprémvölgy (the
certain date remains unknown) was entitled in the charter as a ‘metropolitan
monastery’ (τοῦ μητροπολίτου τὸ μοναστήριον), which means that it was sub-
ordinated to this metropolitanate of Tourkia. Some historians have proposed
that the monastery was built for Sarolta, because they considered that the
daughter of Gyula was Christian. In fact, there is no proof for that. According
to a more reliable opinion, the monastery was founded for the Byzantine wife
of Prince Emeric.41
This metropolitanate of Tourkia, subordinated to the Constantinopolitan
Church, was responsible for the entire area of the Hungarian Kingdom, includ-
ing the recent conquests made in the lands of Achtum and Geula. According
to István Baán and Șerban Turcuș, Morisena, Biharia, and Alba Iulia (church
Ia) could be the suffragan bishoprics of this metropolitanate.42 At Alba Iulia,
if the church Ia could be associated with the eastern bishop settled there after
1003, than the church Ib was constructed as the seat of the Latin bishopric,
which replaced the Greek one, sometime after the schism of 1054 (before that,
the Latin bishopric of Terra Ultrasilvana was likely located in the northern part
of the land, at Clus or Gilău).43 Therefore, the same kingdom was partially cov-
ered by two different church organizations, a Latin one and a Greek one.
In conclusion, the restoration of the Byzantine administration in the
Danubian region up to Belgrade was step by step followed by the implemen-
tation of a new ecclesiastic organization in the service of the new subjects
(the Ochrid archbishopric), but also of the Christians of Greek rite living in
Hungary, a young state which in the first decades of its existence preserved
good relations with the Empire. For them, the older bishopric of Hierotheos
was transformed in the metropolitan bishopric of Tourkia, which also included
the church Ia of Alba Iulia.
41 Györffy 1994b, 151; Kosztolnyik 2001, 70; Kosztolnyik 2002, 35; Révész 2012a, 90–91, 96;
Stojkovski 2019, 120–121; Sághy 2019, 13–17, 30–32.
42 Moravcsik 1970, 111–113; Baán 1999, pp. 45–53; Turcuș 2004, 115–119; Turcuș 2011b, 82; Koszta
2014, 127–143.
43 Kristó 1998, 57–59; Koszta 1999, 301; Sălăgean 2009, 22–23; Dincă 2017, 40–49. Against the
existence of an Oriental Church organization and for the establishment of the Latin bish-
opric at Alba since the beginning: Kovács 2017, 101–116.
Chapter 9
Hungarian Christianity has both Eastern and Western roots. The connection
with Western Christianity has become decisive, but the Eastern anteced-
ents cannot be neglected either. These Eastern Christian roots have received
renewed attention in recent years, as the early Christian church discovered in
Gyulafehérvár (today Alba Iulia, Transylvania, Romania) has been interpreted
as being linked to this mission. The present study aims to present the issue at
hand within this framework. My paper is intended to be a first approach to the
subject, since the results of productive archaeological debates can certainly
modify its conclusions.
Accordingly, the present study will cover the examination of the sources
and date of the Byzantine Christian mission chieftain Gyula initiated in the
middle of the 10th century, as well as the relations between that phenomenon
and the church built at Gyulafehérvár (today: Alba Iulia, Romania). The church
possibly followed the Byzantine rite. In addition, this study addresses the sur-
vival of the position of the bishop of Tourkia during the 11th century.1
John Skylitzes, a historian of the 11th century, has left us the following infor-
mation in his work titled Synopsis historion: the Hungarian leader Bulcsú
(Boulosoudes) has been baptised in Constantinople where Constantine VII
(Porphyrogenitus) became his godfather. Bulcsú was also honoured with the
title of patrikios. The source later notes that Bulcsú violated the alliance with
the Byzantines, and the German ruler Otto I finally had him executed. Skylitzes
also makes a further reference about Hungary, as follows:
1 This study was written in the framework of the Eötvös Loránd Research Network –
Eötvös Loránd University of Sciences – University of Pécs, “Hungarian Medieval Church
Archontology, 1000–1387” Research Group (identification number: 1421707). The English
translation was supported by Thematic Excellence Programme of the National Research,
Development and Innovation Office – Project: Community building: Family and Nation,
Tradition and Innovation.
Not long afterwards, Gylas who was also a chieftain of the Turks, came
to the capital where he too was baptised where he too was accorded
the same honours and benefits. He took back with him a monk with a
reputation of piety named Hierotheos who had been ordained bishop
of Turkey by Theophylact. When he got there he converted many from
the barbaric fallacy to the Christianity. And Gylas remained faithful to
Christianity; he made no inroad against the Romans nor did he leave
Christian prisoners untended. He ransomed them, took care of their
needs and set them free.2
The news about Gyula’s conversion and the Byzantine mission is also con-
firmed in Old Church Slavonic (Russian) sources. A polemic narrative source
(titled Povest’ o latinĕch) from the 14th century, with a Byzantine forerunner
from the 12th century that was most probably based on Skylitzes, also informs
us about the Byzantine missionary activity among the Hungarians, revealing
also the name that Gyula received upon baptism: István (Stephen).3 That was
included in the Nikon Chronicle compilation, that is one of the Old Russian
annals, which also contains most of the information included in the aforemen-
tioned polemic document.4 These sources reveal also that, based largely on the
liturgical books, the Latin rite Christianity prevailed among Hungarians for the
long run.
Regarding the value of the sources, we first and foremost should exam-
ine Skylitzes. The author, who lived in the first half of the 11th century and
held high positions in the imperial court, wrote a chronicle of the emperors.
Modern scholars have found that his work is neither completely isolated nor
completely without impact, and holds rather high value as a source at cer-
tain points. Skylitzes was particularly interested in ecclesiastical matters. His
aforementioned paragraph, centered on Hungarian leaders being baptised
and the missionary activity carried out in Tourkia, can be found in a part in
his writing whose sources have not yet been precisely revealed by research,
yet, whose genuine nature is beyond any doubt.5 The dating of the events of
which Skylitzes informs us is nonetheless different; Theophylact was patriarch
2 Ioannes Skylitzes, Synopsis historion, 85–86 (ed. Moravcsik 1984); Hungarian translation with
detailed introduction and commentaries: Kristó 1995, 152–153; English translation: Wortley
2010, 231.
3 Popov 1875, 187–188; Hungarian translation with detailed introduction and commentaries:
Kristó 1995, 178–179.
4 Polnoe sobranie ruskikh letopisey, IX, p. 70. Hungarian translation with detailed introduction
and commentaries: Kristó 1995, 179.
5 Flusin 2010a, XII–XXXIII.
250 Thoroczkay
between 933 and 956,6 which allows for a dating in a wider range. Most view-
points date the beginning of the Christian missionary activity related to Gyula
during the first half of the 950s,7 but a most recent statement dates it to an
earlier date, that is 948.8
Although the idea that it was the area of the Tisza – Körös – Maros rivers
where the mission related to Hierotheos reached the Hungarians led by the
chieftain Gyula emerges from time to time, no evidence can be brought to
support this theory convincing enough. It is now clear that the round church
of Kiszombor, which was earlier considered as one that is of Byzantine origin
and built rather early, was originally constructed in the 12th or 13th century.9
It is also likely that the appearance of Byzantine coins does not support the
occurrence of Christian proselyting, but merely aspects of trade relations. I
tend to think the same of the pectoral crosses, which are essentially impossi-
ble to date.10 Consequently, it is possible that Hierotheos’s mission concerned
Transylvania in the middle of the 10th century.
The Gyulas were the chieftains of Transylvania, which is a region located in
the eastern part of the Carpathian Basin, until the foundation of the Hungarian
state by Saint Stephen. The Arabic word jila, which is gylas in Greek, meant the
second leading position, the executive and military leader of the Hungarian
sacral principality (dual kingship) born in the southern Russian and Ukrainian
steppes around 850. After the Hungarian conquest, around 950, this position
became one of judicial nature, yet, it was most probably held by one of the
tribal leaders of the Carpathian Basin on a hereditary basis.
We know, or presumably know, four Gyulas. The first was Kusál (who
appeared as Kurszán in earlier Hungarian literature, as Kusanes in Greek
sources, and as Chussal or Chussol in Latin sources) who had been the execu-
tive and military leader of the Hungarians at the time of the Hungarian con-
quest beside Álmos, and later Árpád who held the position of künde. He was
killed by Bavarians after the settlement of the Hungarians in 904, at a feast at
the western borderland. His son, the second Gyula, perhaps relocated to the
Transtisza region, and soon to Transylvania. Although the relocation might
have only occurred after the son of the second Gyula became the third Gyula.
He was the one who went to Constantinople and brought back with him the
missionary bishop Hierotheos, after having been baptised himself. His seat was
in Transylvania beyond doubt, in the former Roman fortress of Apulum, which
later became Gyulafehérvár, today Alba Iulia in Romania. According to the
most recent hypothesis, the Gyulas led both a southern Transylvanian and a
northern Transylvanian tribe, in a ‘tribal state’ of a significant military nature.11
The daughter of the third Gyula, Sarolta, became the wife of the Grand Prince
Géza and the mother of King Saint Stephen (r. 1000/1001–1038). The fourth
Gyula was Sarolta’s brother whom we know as Prokuj, by his Slavic name, and
he soon became the adversary of his nephew Stephen. According to German
annals, Stephen defeated his uncle whose territory he integrated into his coun-
try in 1003, but whose life he spared. The sons of this fourth Gyula, Bolya and
Bonyha, appeared in the Hungarian royal court even in the 1040s.12 As it is
apparent from the details mentioned above, for my historical reconstruction,
I do not use the names related to the Gyulas in the Anonymus’s gesta, which
was written around 1210 and the value of which is rather doubtful as a source.13
On what basis can it be assumed that the mission led by Hierotheos has con-
cerned Transylvania? The most recent archaeological research proposes that
the northern region of Transylvania was occupied by Hungarians in the first
half of the 10th century due to the salt (and perhaps gold) found there, and due
to the desire to control trade activities in the north-south direction. According
to this viewpoint, based on the graves explored there, Kolozsvár (today:
Cluj-Napoca, Romania) became the military centre with strong relations to the
Upper Tisza region. It can be conceived that Gyulafehérvár was occupied in
or after the second third of the 10th century, along the River Maros/Mureș.
Following that, at the beginning of the 11th century when the state and Church
organisation of Saint Stephen commenced, another settlement occurred in
the southern Transylvanian region. The eastern part of Transylvania is consid-
ered as a periphery, yet, it is stressed that Hungarians integrated the different
Slavic, Avar, and especially Bulgarian groups found in northern and southern
Transylvania as subjugated people into their own socio-economic order. This
archaeological reconstruction does not mention the presence of tribal states,
but it does consider the territorial power of military leaders.14 Thus, it is not
impossible to assume that Hungarian authority over southern Transylvania
existed after 950.
11 On the ‘tribal states’ see: Kristó 1980, 435–491; Thoroczkay 2020, 17–19.
12 Kristó 1996b, 159–173; Kristó 2003, 61–68; Thoroczkay 2021 494–495.
13 Györffy 1972, 209–229; Kristó 2001, 15–57; Kristó 2002b, 49–60.
14 Gáll 2013a, 807, 808, 815–817, 822, 822–823, 826, 826–931, 831–833; Gáll 2014, 82–92.
252 Thoroczkay
different manner than that revealed by earlier excavation reports. This recon-
struction described the church with a ground plan in the shape of a Greek
cross, consisting of a semicircular apse and a rectangular nave with a central
square demarcated with four pillars. According to the opinion of the lead-
ing archaeologist, the church, which represented a church type known from
Byzantium in the end of the 9th century, must have been built in the middle
of the 10th century by bishop Hierotheos or one of his successors. This church
was the first of its kind north of the Danube.25
There is no intervention in this study to the centuries-old debate on the
establishment of Romanians in Transylvania any further. However, I must defi-
nitely rule out the hypotheses that the church would have been built for the
‘autochthonous Romanian’ population.26 If the church was constructed in the
middle of the 10th century, then it should be considered as the bishop’s church
related to the Christian missionary activity led by Hierotheos and initiated
by the Gyulas, who appeared around that time in southern Transylvania.27
This mission might have concerned both the Slavs who lived in the area and
the Hungarians who moved there. The church was probably used also by the
Roman Catholic bishopric established by the Hungarian ruler after the year
1003, that is after the last Gyula was defeated.28
Critical opinions have also surrounded the new excavation results.
Hungarian archaeologists stressed that categorizing the church as one of
Byzantine style does not necessarily mean that it is related to the Orthodox
proselyting activity, since churches imitating Byzantine building traditions
and architectural characteristics exist also in areas of Western Christianity,
in Italy and even in Hungary. This statement highlighted also that the church
in Gyulafehérvár, rather, must have been a single-nave church with a dome,
built at the time when the first Roman Catholic cathedral was constructed.29
Romanian historians, on the other hand, have not disputed that the church
should be categorized as one of Byzantine style but dated its construction after
1003. In their opinion, the church must have been the cathedral of the bishop-
ric belonging to a Byzantine metropolitan. According to this viewpoint, the
Roman Catholic diocese was established after 1054 in Transylvania.30
31 The notitia episcopatuum and the synodical act (1028) see: Olajos 2014, 80–85, 86–89; for
the seals of the metropolitan and the bishops see: Révész 2012a, 79–101. The first funda-
mental article on this metropolitan see: Oikonomidès 1971, 527–533.
32 The standard edition of the charter: Moravcsik 1984, 79–81; Hungarian translation with
detailed introduction and commentaries: Kristó 1999b, 115–119.
33 Thoroczkay 2016b, 46–51; Szentgyörgyi 2015, 190–202.
34 For this opportunity see: Szentgyörgyi 2015, passim; Baán 2019, 139–166.
Some Remarks on the Church History of the Carpathian Basin 255
Éva Révész
1 After the settlement of the Hungarians in the Carpathian Basin, the first conversions among
the Hungarians happened in Byzantium. For the first Termacsu, descendant of Árpád and
Bulcsú horka (= karkhas, καρχάς, see more about: KMTL, 269.) the Hungarian Chiefdom’s
third highest dignity around 948, after them Gyula (= jila, Ğ.l.h, γυλάς, see more about this:
KMTL, 24.5) was in diplomatic delegation around 953 in Constantinople, in the course of
these missions they were baptized. The reason for these delegations was to establish a truce
between the Hungarian and Byzantine leaders. These delegations and the baptism were
recorded in many sources. The Byzantine emperor, Konstantinos VII Porphyrogennetos
(908–945–959) in his work De administrando imperio (CFHB I, 178,63–65, 179; DAI, 178–179;
HKÍF, 132 – Hungarian translation by Gyula Moravcsik; MEH, 122.), of the Byzantine histori-
ans Skylitzes, Kedrenos and Zonaras (Ioannes Skylitzes: Synopsis historion, ed. Wortley 2010,
231; CFHB V, 239,60–73; CSHB 9, 328,6–20; ÁMTBF, 85–86; HKÍF, 152–153 – Hungarian trans-
lation by Gyula Moravcsik; Ioannes Zonaras: Epitome historion: CSHB 49. 484,8–17; ÁMTBF,
100.), of the Slavic narrative sources the Povest’ vremennykh let (Hodinka 1916, 53, 55.), the
so-called 15th century’s collection (HKÍF, 178), the Nikon Chronicle (HKÍF, 179 – Hungarian
translation by István Ferincz) and its later reverberation, the so-called Speech about Batu’s
murder (Dimitriev – Likhachev 1986, 516, 518 – Old Church Slavonic version, 517, 519 – Russian
translation).
Not long afterwards, Gylas [= Gyula] who was also a chieftain of the
Turks came to the capital where he too was baptised and where he too
was accorded the same honours and benefits. He took back with him
a monk with a reputation for piety named Hierotheos who had been
ordained bishop of Turkey [= Turkia] by Theophylact. When he got there,
he converted many from the barbaric fallacy to Christianity. And Gylas
remained faithful to Christianity; he made no inroad against the Romans
nor did he leave Christian prisoners untended. He ransomed them, took
care of their needs and set them free.2
From the Slavic sources, we know that Gyula received the name of Stefan
[=István] in baptism.
With these events mark the beginning of Christian evangelization among
the Hungarians. The title ‘bishop of Tourkia’ clearly demonstrates the will of
Byzantine imperial diplomacy: the duty of Hierotheos was the Christianisation
of all Tourkia, or every ‘türks,’ as bishop of all Hungarians.3 The speculation –
that he will have the opportunity to achieve his objective – was based on the
fact that the three highest dignitaries of the Hungarian Chiefdom were already
baptized in Constantinople. Even if they personally only slightly became
Christians, the imperial diplomacy could expect that, for political consider-
ation, he would be allowed to work freely.4 Moreover, we cannot exclude the
possibility that the ‘really careful Byzantine diplomacy’ had the permission
of Hungarian leadership to send this bishop among the Hungarians with full
authorization in all the local territories.5 Supposedly, through the proselyti-
zation of the bishop and his monks, the ecclesiastical expressions with Slavic
origins entered the Hungarian language. These religious figures certainly
preached with the help of Bulgarian-Slavic interpreters.6
Hierotheos thus started his missionary work. From the available sources, we
know that his work was not unsuccessful, because many of his successors are
Figure 10.1 Bishop Theophylaktos’s seal: Saint Demetrios’s bust, Κ(ύρι)ε β(οή)θ(ει)
Θεοφυλά(κτῳ) [ἐ]πισκό[π]ῳ Τούρ[κ]ων
After Laurent 1940, 287. n. 3, 289. n. 4
7 Ioannes, Tourkia’s metropolitan’s name appears on the list of participants of the Council
of Constantinople in 1028, led by patriarch Alexios Studites. The document of the Council:
Grumel 1936, 250–253, No 835; Oikonomidès 1971, 527–528; Baán 1995b, 1167–1170.
8 There are three views: according to the first two the place was located on Gyula’s terri-
tory, while according to the third one it was located to the entire settlement territory of
the Hungarians: Moravcsik 1967, 329; Jákli 1996, 123–124. He sees evidence, for example, in
the twelve-apsed temple of Apostag; Avenarius 2000, 129; Komáromi 2007, 217. However,
he notes that it has been effective in the southern and eastern parts of the country.
9 ÁKÍF, 358. Additional source: AKÍF 371–372.
Gyula ’ s Christianity 259
Figure 10.2 Bishop Antonios’s seal: Saint Demetrios’s image, Σφραγίς [Ἀ]ντωνίου
[(πρωτο)]συγκ(έλ)λου [(καὶ)] προέδρου Τουρκίας
After Laurent 1940, 287. n. 2, 289. n. 3
10 Makk 2003, 3–14; Bóna 2000, 64. The source: CFHB 1, 176–179; DAI, 176–179; HKÍF, 130.
11 After the middle of the 10th century, this change was due to the end of the campaigns and,
with it, due to the change in the nomadic lifestyle. (Kristó 2002a, 65–67, 72–79).
12 Alba Iulia, RO.
13 Cathedral St. Michael.
14 Szávaszentdemeter (Sremska Mitrovica, SR), Marosvár (Cenadu Vechi, RO), Oroszlámos
(Banatsko Aranđelovo, SR), Aracs (Vranjevo, SR), Dombó (Rakovac, SR).
260 Révész
opinions diverge on the length of the Eastern-rite pastoral activity among the
Hungarians.15
The eastern monasteries remained in the Eastern-rite until the end of 11th
century: in Oroszlámos until the Mongol invasion in 1241, in Szávaszentdemeter
until 1334.16 In these monastic communities’ replenishment was ensured,
15 Some views could be mentioned: the denunciation of the peace agreement around
958 marked the end of the missionary work (Makk 2000a, 331), in the light of the alli-
ance between king St. Stephen and the byzantine emperor Basileios II Bulgaroktonos
(976–1025), the appointment of Hierotheos’ successors and their promotion expresses
only a byzantine legal claim in the early 11th century (Makk 2000a, 331; Font 2009, 86;
Thoroczkay 2019, 3–4), they had to leave because of resumed campaigns after the cessa-
tion of peace, as “these military enterprises made the situation tense along the southern
Hungarian border, so the Greek priests and monks began to travel home in fear. The mis-
sionary work was stuck” (Bozsóky 2000, 169.), due to the defeat of Arkadiupolis and the
tense Greco-Hungarian relationship (Hermann 1973, 12: “according to contemporaneous
reports – successfully evangelized for at least 20 years,” Györffy 2000, 67), until the defeat
of younger Gyula and the establishment of the Diocese of Transylvania (Ripoche 1977a,
82–83: after the capture of Gyula, Hierotheos’ successor, Bishop Theophylaktos, turned to
the Diocese of Sirmium and continued his conversion work there; Font 2009, 52; Ripoche
1977a, 83; Koszta 1996, 114; Kristó 1996a, 490; Kiss 2007, 61–62), both Prince Géza (972–
997) and King St. Stephen “ensured the survival and development of the byzantine-rite,”
just placed them under the authority of western bishops (Pirigyi 1988, 162–163, 165; Pirigyi
1991, 16; Font 1996, 498–499; Font 2005b, 90), the Byzantine Church was not institutional-
ized, it continued the work of the bishop through the monks of Marosvár, and later of the
Oroszlámos (Török 2002, 14), or usually through the monks of the southern monasteries
(Mosolygó 1941, 64). After the entire territory of Szerémség – also Szávaszentdemeter –
came under Hungarian rule, the Greek bishopric could continue to operate there, and in
connection with the placing of the church union on the agenda in 1089, this bishopric of
Bács-Sirmium was united with the archdiocese of Kalocsa and at the head of it was Fabian,
an archbishop of the roman rite (Györffy 1952–1953, 343. Ferenc Makk links the merging
of the bishopric and the relocation of its seat to the so-called Eastern Englishmen. Makk
1998, 163–175; Makk 2000b, 21–27; Makk 2012, 197–217). It is included in the diploma of
Veszprémvölgy ‘ὑπεραγίας Θεοτόκου τοῦ μετροπολίτου’ (ÁMTBF, 80; ÁKÍF, 116–119; DHA, 85;
CAH, 35–39, 123–125) clause, based on the title of which even the possibility arose that
the founder placed the Greek nunnery in Veszprémvölgy under the authority of the arch-
bishop of Tourkia (metropolitan) (Baán 1988, 740–754; Szarka 2010, 21).
The Greek bishopric existed until the beginning of the 13th century, when following
the events of the Fourth Crusade (1204), the gap between the two parts of the Church
became more apparent. Evidence of the existence of the bishopric is in the records of the
byzantine historian Kinnamos from 1164 (Baán 1988, 750), that: “[Παγάτζιον] ἐνταῦϑά τε
διατριβὴν ὁ τοῦ ἔϑνους ποιεῖται ἀρχιερεύς” (Ioannés Kinnamos: Epitomé: CSHB 13, 221,5, 6–7;
ÁMTBF, 221).
16 Still in 1339 there is a mention of ‘abbas Grecus’, as we learn from Pope Clement VI’s
(1342–1352) letter to the bishop of Nyitra in 1344 that the monastery has been empty since
the death of the last Greek abbot, about ten years earlier, where Greeks, Hungarians
and Slavs have lived together since its foundation, and the abbot of the monastery was
Gyula ’ s Christianity 261
Figure 10.3 Bishop Demetrios’s seal: Virgin Mary’s image, Σκέπ(οις) [με] Δημήτριον τόν
Τουρκον θύτ(ην)
After Révész 2011, 339. Image 3, Révész 2012a, 101. 3
18 “[…] that the alleged Greek archbishopric could have operated in the territory of Achtum,
I cannot accept,” because “thanks to the larger legend of Saint Gerhard, we have a rela-
tively accurate knowledge of the formation of the church organization in the region of
Maros. […] discusses in great detail the founding of the diocese of Csanád and does not
ignore the earlier byzantine traditions of the area […] However, there is no implicit refer-
ence to a possible Greek episcopal church organization.” Koszta 2013, 29–30.
19 Mosolygó 1941, 64. Mosolygó József (1883–1959) was a Greek Catholic archdeacon and
local historian.
20 See more here: Révész 2019, 7–22; Révész 2020, 5–26.
21 “Obwohl jegliche kanonische Grundlagen dafür fehlen, führte die sukzessive Monastisi-
erung des byzantinischen Episcopats dazu, dass sich Bischofskandidaten seit dem 9. Jh.,
sofern sie keine Mönche waren/sind, vor ihrer Bischofsweihe zumindest pro forma zu
Mönchen weihen lassen (müssen).” Potz – Synek 2007, 89. This juridical practice pre-
sumed to be the effect of Iconoclasm (Ikonoklasmus), in which monks proved to be the
custodian of true faith (Orthodoxia), so that bishops were expected to be at least pro
forma, but rather actually monks.
22 Ioannes Komnenos bishops’s notitia: GIBI VII, 110.
Gyula ’ s Christianity 263
Boris Stojkovski
When the Magyars settled in the Carpathian basin, the Byzantine influence
was already present among the local population. The tribal leaders of
Transylvania were baptized in the 10th century according the Greek rite.
During the reign of Stephen I, first Hungarian Christian king, the ties with the
Byzantine Empire were very strong. Between the 10th and until the end of the
12th century, there is evidence that confirms the existence of the Byzantine
bishopric and metropolitan of Tourkia in the medieval Hungarian realm.
Even the Hungarian King Béla III was baptized in Constantinople and given
the name Alexios. It seems that emperor Manuel I Komnenos had prepared
him to inherit the Byzantine throne. The Byzantine presence in that time was
also manifested by a transfer of the relics of Saint John of Rila from Bulgaria
to Hungary. However, the death of Emperor Manuel I Komnenos in 1180, the
Fourth Crusade in 1204, and finally the Tartar invasion in 1241–1242, marked
an end to the Byzantine influence in Hungary, and the widespread network of
monasteries related to metropolitan of Tourkia.1
Byzantine (Greek) monasteries were one of the most peculiar landmarks
of the Byzantine and Greek Orthodox presence in medieval Hungary. In mod-
ern and contemporary scholarship, there have been two attempts to provide a
complete overview of all those monasteries, drawn from different sources, of
course. One publication is in Serbian, and therefore, left out of the reach of the
vast majority of academic circles,2 while the second is in English, extremely
valuable and extensive, with a vast bibliography. The latter source still lacks
certain localities in which Byzantine monasteries were present, and repeats
some general conclusions of earlier historiography that remain questionable.3
1 From a vast number of bibliographic sources on this topic, only some of the most important
will be listed: Darkó 1933; Moravcsik 1938, 389–403; Moravcsik 1947, 134–151; Makk 1982, 33–62;
Baán 1995a, 19–25; Obolensky 1996, 186–197; Baán 1999, 45–53; Stojkovski 2009, 383–394;
Stojkovski 2012, 65–76; Révész 2014a, 7–22; Révész 2014b, 55–68.
2 The paper also has some conclusions and assumptions that will now be corrected. Stojkovski
2019, 115–137.
3 Sághy 2019, 11–38.
The aim of this study is to offer an overview of all of the Byzantine (Orthodox)
monasteries mentioned in the written documents, narrative sources, or tes-
tified by archaeological evidence in the area of medieval Hungary. Other
important results of this effort include the amendment to some of the ear-
lier scholarly assumptions, the reevaluation of all sources, and to the aim to
point out several new conclusions regarding this subject. As a consequence,
the most detailed and accurate list of all possible Byzantine Orthodox monas-
teries in medieval Hungary is provided.
On 20 April 1221, pope Honorius III sent a letter to the archbishop of Esztergom
and the abbot of Pilis Monastery. In this letter, there is only written mention of
the Greek monastery in Visegrád. The pope writes that the King has informed
him that Abbatia de Wisagrade Vesprimiensis diocesis, in qua ius obtinet patro-
natus, grecos habet monachos, et habuit ab antiquo, in quorum manibus abbatia
ipsa adeo in spiritualibus et temporalibus est collapsa, quod nisi persone institu-
antur ibidem vicinis ecclesiis lingua et vita conformes, vix aut numquam adiciet,
ut resurgat: quare postulavit instanter, ut ibi monachos latinos institui de nostra
permissione liceret. The King had ktetorship over the abbey. According to the
pope’s letter, Greek monks had lived there from ancient times. This monas-
tery was in pretty bed condition in 1221, as it can be concluded from the letter,
and that nobody in the said monastery spoke the language of the neighbor-
ing churches, nor knew the local customs. That is why the pope ordered that
absque gravi scandalo (i.e. without scandals and problems) Latin monks should
be brought there.4
There are several conclusions that can be drawn from this letter. It seems
that the mentioned Greek monks had lived in Visegrád for a long time, even
though it is not clear for how long. In 1221, the monastery was either deserted or
merely in a very bad condition, and therefore, the pope and the King intended
to bring in the monastery Roman-Catholic (i.e. Latin monks) instead. From the
document itself one cannot conclude whether the Greek monks have already
deserted this place, or it was just overall in the poor state. Keeping in mind
that the King had ownership of this monastery, several scholars maintained
that it was King Andrew I (r. 1047–1060) who had built this monastery. He is
mentioned in the Legend of Saint Gerhard as a founder of monasteries in both
Visegrád and Tihany, but Roman-Catholic ones. Because of that, a number of
scholars drew assumptions that under the influence of his Russian wife, prin-
cess Anastasia of Kiev, Andrew I built this monastery as well. There is even a
theory that these ‘Greek’ monks were actually Russian (Slavic) and that the
term ‘Greek’ referred to their rite and not their origin.5
As far as other archaeological data is concerned, it is interesting and offers
some hints on the possible origin of the monastery. Specifically, although
according to archaeologists, there are no similarities between the Visegrád
monastery and contemporary Byzantine churches. This church, however, had
all the necessary parts characteristic for those religious edifices, as well as
features for liturgical life characteristic of the Byzantine rite. There are some
assumptions among the archaeologists that there are even similarities with
Russian churches in Kiev and Chernigov. The remains of the monastery’s din-
ing room suggest that this building was also constructed according to the needs
of Eastern rite monasteries.6 On the other hand, some latest research point out
that there is no direct connection between the confession i.e., denomination
and the ecclesiastical affiliation of the sacred building, and that in this particu-
lar case the builders came from Dalmatia or Northern Italy.7
In the context of this issue, József Csemegi has raised another assumption
about the caves for the hermits in the stones area around Tihany. In addition to
the founding of the Benedictine Abbey in Tihany in 1055, the King, according
to this scholar, had also erected caves for the monks of the Eastern Rite. It is
also assumed that Tihany itself replaced an earlier Greek monastery dedicated
to Saint Tychon, or that there were two nearby monasteries, one Benedictine
and the other Greek. József Csemegi has linked these caves with Russia and the
Russian influence that this King has experienced. He was baptized in Kiev, and
as already suggested, his wife Anastasia was a Russian princess, the daughter
of Yaroslav the Wise. The fundamental problem about these caves, the chapel,
and the spaces where the monks could have lived, is that not a single written
source has been preserved. The archaeological material that exists is the only
remains of the cells themselves, the chapel with a large altar space, and the
living quarters of the hermits. But no further details are known about them.
Therefore, it is possible that the hermits of the Greek rite stayed in these cells,
but the issue remains completely open and unresolved. One of the references
is the Oroszkő toponym, which means ‘Russian stone.’ It could also be a refer-
ence to Mount Athos. But these are merely linguistic interpretations, because
5 Moravcsik 1938, 418–419 accepted this thesis without further discussion. See esp. Buzás –
Eszes 2007, 49–93.
6 Buzás – Eszes 2007, 55–90.
7 Takács 2018, 117–121.
The Byzantine Monasteries of Medieval Hungary 267
the lack of written sources and systematic archaeological data do not allow any
further analysis of this matter.8
Similarly, for Visegrád, only one written source has remained. The archaeo-
logical finds provide only data that the site originates most probably in the 11th
century, with possible, but not completely proven, Russian connections.
Among the rich Hungarian diplomatic sources still extant from the Middle
Ages, one charter stands out. It is the charter that Hungary’s first King Stefan I
(997–1036) had issued in the Greek language to the nuns of the Monastery of
the Holy Virgin in Veszprém Valley. This document is the only charter of any
medieval Hungarian king in Greek, but also the only direct testimony of the
contemporary historical source on the existence of this monastery apparently
populated by Greek nuns. In addition to the monastery in present-day Sremska
Mitrovica, which will be discussed later, this is the only monastery whose order
and possessions are known in detail. This charter was not preserved in the orig-
inal, but in a transcript from 1109 dating from the reign of King Coloman. That
year, a copy was made on a transcript of St. Stephen’s Greek charter, and the
lower part of the charter contains text in Latin. In it, the King explains why this
copy was made and the charter confirmed, followed by the paraphrase of this
Greek charter in Latin. This is the oldest preserved charter in the Hungarian
archives to this day.9
The charter itself represents the donation act of the first Christian king of
Hungary to the nuns of the said Most Holy Theotokos Monastery, but both
the place and date of issue of this charter are unclear. The assumption is that
due to the mention of the metropolitan title, but not the Bishop of Veszprém,
the original Greek charter could have been executed before 1009, when the
Bishopric of Veszprém (and the title bishop of this diocese) is first mentioned
in the sources.10 However, even though the title of metropolitan mentioned in
8 Csemegi 1946–1948, 396–405; Sághy 2019, 25–26 accepted this thesis without further dis-
cussion and even connected some other hermits and caves (that of Saint Hyppolytus near
Nyitra for instance) to the echo of the tradition of Desert fathers of the Church. This
opinion should not be neglected, neither refuted, but the problem is that there is no clear
evidence in sources for this theory.
9 Érszegi 1988, 4. The foundation of the monastery was a subject of dispute in historiogra-
phy, as well as the origin of these Greeks, who may have arrived from Norman Italy, too.
Sághy 2019, 13–20.
10 Kristó 1988a, 242–243; Solymosi 1994, 727–728; Zsoldos 2011, 99, 226.
268 Stojkovski
the charter is often tied to the Archbishop of Kalocsa, it is more likely that it
could have been the Byzantine Metropolitan of Tourkia. The title of bishop is
not mentioned at all whatsoever, which can also be an indication that there
has been no jurisdiction of any other cleric, apart from the metropolitan of
Tourkia.11 This can also adjust the date of the issuing of the charter to after
1009, or in any year prior to King Stephen I death in 1038.
With this charter, King Stefan I bestowed to the Monastery of the Holy
Virgin in the Valley of Veszprém, numerous possessions and privileges, includ-
ing villages and income from scaffolding, vineyards, and some artisans. With
this charter, he protected the authority of this monastery over gifted goods,
and excluded the monastery and its lands from the authority of both eccle-
siastical and lay dignitaries. Furthermore, he clearly stipulated that if anyone
refused to live by the rules of this monastery, the king allowed the Prioress and
nuns of this abbey to expel all those who violated their rules.12
The charter displays several characteristics of Byzantine diplomatic prac-
tices. One is the invocation “Ἐν ὀνόματι τοῦ πατρὸς καὶ τοῦ υἱοῦ καὶ τοῦ ἀγίου
πνεύματος,” which is found later in Hungarian charters in its Latin form In
nomine patri, Filii et Spiritu Sancti, but is very rare in this period. Also, a sanction
of this charter offers a direct Byzantine import in the chancellery of Stephen I.
In the charter, King Stephen I stated that anyone who violated the privileges
of the monastery (whether king, queen, metropolitan, etc.) may be cursed,
among others, by the 318 Fathers of the First Nicaean Council. This sanction is
typically found in Byzantine (and some Slavic, particularly Serbian) charters.
It is found in no other extant Hungarian diplomatic from the Middle Ages.13
On the other hand, anything else about the life of these Greek nuns in
Veszprém is completely unknown. Their possessions in the charter were quite
large and numerous, but nothing is known about the feudal life of the villages,
fishponds, forests, and so forth. At some point, and this is not known, Roman-
Catholic nuns took over this monastery. Up until the Mongolian invasion, there
are sources mentioning the nuns of this convent but not specifying which
order they belonged to. After 1240, the convent in The Valley of Veszprém came
under the protection of Cistercian monks. During the years of the Ottoman
devastation, the convent ceased to exist. In 2013, the Jesuits of Győr took over
the protection of the archive of this monastery.14
14 Solymosi 1984, 236–252; Fülöp – Koppány 2002, 5–40; Fülöp – Koppány 2004, 115–135.
15 Original charter is preserved in the National archives of Hungary under the signature Dl
87001; see regesta Érszegi 1978, 286–287. See also Érszegi 1975, 10–11.
270 Stojkovski
saints.16 There is no data in the sources to support this theory. There are even
traces of the cult of Saint Pantaleon on the so-called The crowning cloak, which
dates back to the time of King Saint Stephen, also with a portrait of Saint
Pantaleon.17
This monastery has been deserted during the Tartar invasion, and King
Béla IV mentions in his charter issued in 1263 that certain Magister Gabriel
did not rebuild the monastery after it had been plundered by the invaders.18
Unfortunately, it is not known whether it was the Greek monastery that has
been abandoned or some Roman-Catholic abbey.
The archaeological evidence is peculiar. The excavation of Byzantine archae-
ological material (specifically a bronze cross and money) is a strong indication
that a Byzantine monastery once existed in this area.19 The findings from the
field confirm also the existence of materials from the period of King Sigismund
of Luxembourg, but also from later times. The archaeological remains indi-
cate that there were Gothic structures on the site, as well as material from the
13th century. The written sources, however, are not at all scarce when it comes
to the medieval history of the settlement of Dunapentele. There are quite
numerous Hungarian charters that bear witness to the vivid existence of this
site, which has been active throughout the Middle Ages.20 Nevertheless, there
is little data on the Byzantine monastery itself, apart from one charter and a
few archaeological details.
The data is thus quite gloomy concerning the Byzantine monastery in
Dunapentele. There used to be Greek nuns living there, there are even archae-
ological finds of Byzantine origin, but there is no further evidence. At what
point the monastery passed into the hands of monks, most likely Roman-
Catholics, remains an open question. It is clear that the convent, regardless of
the provenance of its inhabitants at the time, was destroyed during the Tartar
invasion. Whether Greek monks lived in it first, then Orthodox nuns, or vice
versa, is another open question. The hypothesis that there had to be originally
male monks at this monastery, in part because supposedly male monaster-
ies are dedicated to male saints, simply does not have a valid foundation. We
16 The original charter has not been preserved; only a transcript from 1389 survives, as well
as the official transcript of King Sigismund of Luxembourg in 1401, Dl 3628. See also Fejér
1841, 72. On the hypothesis of Bóna and other earlier researches cf. Bóna 1991, 3–5.
17 Érszegi 1975, 8–9. His cult is well-known in the Roman-Catholic Church as well, cf. Acta
sanctorum, iulii tomus sextus, 397–429.
18 Érszegi 1978, 285.
19 Érszegi 1975, 12–35; Bóna 1991, 34–35.
20 Érszegi 1975, 21; Bóna 1991, 34–35.
The Byzantine Monasteries of Medieval Hungary 271
The only narrative source that accounts for the existence of this monastery
in Banat is the Legenda Maior Sancti Gerhardi episcopi, or The Great Legend of
Saint Gerard. Around this great legend about the Holy Bishop Gerhard, devel-
oped a so-called Small legend, namely Legenda minor. Historians have long
argued about the time of the creation of these legends. Legenda maior is usu-
ally thought to have originated earlier, while a smaller legend was created as
an excerpt for liturgical purposes. On the other hand, there are opinions that
Legenda minor is older, and that this larger hagiographical work was composed
simply by expanding the details from Legenda Minor, followed by their literary
embellishment and completion.22
On this topic, the section of this work that speaks about Achtum (Ajtony),
a tribal lord of the Magyars situated around the Vidin and the surrounding
area, is most important. He came into conflict with King Stephen I, but what
is far more important on this occasion is that he erected the monastery of
St. John the Baptist in Marosvár. As the author of Saint Gerhard’s legend sug-
gests about Achtum: Accepit autem potestatem a Grecis et construxit in prefata
urbe Morisena monasterium in honorem beati Iohannis Baptiste constituens
in eodem abbatem cum monachis Grecis, iuxta ordinem et ritum ipsorum. It is
a particularly interesting mention in this paragraph that Achtum has been
granted permission, or some kind of an official attestation from the Greeks, to
build, i.e. to erect this monastery, and to have Greek monks come to it along
with their hegoumenos, and to live in the monastery according to their order
and rite, as the anonymous author of this legend claims.23
It remains unclear who allowed Achtum to build this monastery. Did this
permission come from the bishop/ metropolitan of Tourkia, maybe even the
Emperor himself, or some representative of Byzantine authority? Achtum
was killed in a later confrontation with another feudal Lord of the southern
regions of Hungary, named Csanád. According to Legenda maior, the King had
decided that Marosvár is no longer named after the River Maros/Moriš but
after this tribal leader, Csanád. As for Achtum, he was buried In cimiterio Sancti
Iohannis Baptiste in monasterio Grecorum, quia in eadem provincia aliud mon-
asterium illis temporibus non erat.24 This section, too, confirms the existence
of a Byzantine (Greek) monastery in Banat, which, moreover, in the first half
of the 11th century, was the only religious site in this area, according to the
cited text of the legend. This evidence from the Legenda Maior Sancti Gerhardi
episcopi also confirms an interesting example of Byzantine patronage rights
on in medieval Hungary. Namely, as the ktetor of the monastery, Ajtony had
the right to be buried in his endowment, and after his death this did happen
accordingly.25
The last piece of information related to this monastery is the one in which
Csanád built on the place where ‘he saw the lion in the apple,’ a monastery
dedicated to Saint George, and moved the said Greek monks and their hegou-
menos to their new home.26 It seems that in the library of Marosvár, Saint
Gerhard found some Greek codices of theological content that inspired his
23 SRH 2, 490.
24 SRH 2, 491–492.
25 On ktetors and their rights, see: Angold 2005, 334; ‘Ktetor’, in: Oxford Dictionary of
Byzantium II, 1160.
26 SRH 2, 492; this place is called Oroszlámos, and the word ‘oroszlán’ in Hungarian
means lion.
The Byzantine Monasteries of Medieval Hungary 273
exegesis of the biblical story of the three young boys in the furnace (Deliberatios
supra hymnum trium puerorum), which is his only preserved work.27
Unfortunately, nothing is known about their further fate. It is also unknown
why and on which occasion Csanád build the new monastery and even dedi-
cated it to another saint. Csanád’s descendants were patrons of this monastery
in the following centuries, but during the time it had been deserted. With no
further written sources on the monastery, what happened to the Greek monks
remains unclear. It can be assumed that by declining Byzantine influence at
the beginning of the 13th century, after the Fourth Crusade, the Byzantine
influence on Hungary and even its southern parts strongly declined. On the
other hand, the monastery could have been deserted or destroyed due to the
Tartar invasion of 1241–1242. The monastery had passed into the hands of
Benedictine monks, and it survived until the Ottoman conquest of Oroszlámos
and the whole region of Banat in 1551. After the Turkish word Maydan, the site
was also renamed, and archaeological remains of this religious structure came
to light during the 19th century.28
In the region of Syrmia (Srem) there were two monasteries of Greek origin that
operated in this part of Hungary for a long time. This region, situated between
the Sava and the Danube rivers, was an area that was under direct Byzantine
contact. Therefore, it is not surprising that the monastery of Saint Demetrios in
Sremska Mitrovica survived until 1344. For the other monastery, no written data
survives, but only interesting archaeological evidence. The area where today’s
Serbian Orthodox monastery of Saint George in Rakovac is situated, has a long
religious history and an exciting past. During the late medieval period, from
the 13th century until the Battle of Mohács in 1526, Dombó (near the modern
village of Rakovac) was among the most famous Benedictine monastery. But
the history of this Syrmian Roman-Catholic convent is considerably longer and
begins in the Byzantine period. In fact, the Benedictine abbey was preceded by
an Orthodox Byzantine church.
The archaeological site named Crkvine was home to a Greek monastery dur-
ing the medieval period. Construction materials from the Byzantine church
(the site of Crkvine) were transferred by the Benedictine monks and used to
build a new Roman church, on the site of modern Gradina. The Byzantine mon-
astery was most likely deserted, like many other, during the Tartar invasion,
and its remains were used for the building of the late medieval Benedictine
monastery. It is difficult to determine many details, because when the system-
atic archaeological excavations started in 1963, the local peasants removed a lot
of material from the site. On the basis of what can be determined, Dumbovo
was a three-nave basilica that probably dates back to the 11th or to the begin-
ning of the 12th century, from a time of good relations between Byzantium
and Hungary. According to archaeologist Nebojša Stanojev, the building most
likely dates to the time of King Coloman. It was probably founded by Byzantine
monks themselves, but this monastery lacks any written sources and mentions
in any kind of narrative or diplomatic texts. Therefore, it is impossible to deter-
mine precisely when it was built, and by whom, as well as identify the patron
saint to whom it was dedicated, even though it is widely accepted that it was
dedicated to Saint George. The archaeology does not give sufficient data in
order to determine the chronology of the monastery construction. Byzantine
icons that were excavated on the site are preserved in the Museum of Vojvodina
in Novi Sad as true gems of the history of region. There are twelve icons in total,
and they were made of bronze. The icons display Christ the Pantokrator sit-
ting on the throne, the Theotokos (Virgin Mary) of Hodegetria, another icon
of the Virgin Mary, then the icons of Saint Nicholas and Saint Basil, both with-
out a frame. In addition to these, among the treasures discovered at the site,
is an icon of the supposed patron Saint George, as well as icons representing
Saint Pantaleon and Saint Procopius. All three icons display the saintly figures
as Holy warriors. The three icons differ from one another as the faces of the
saints are presented in distinct styles. The icons, therefore, point to the very
valuable craftsmanship of undoubtedly Byzantine artists. In addition to these
icons with saintly figures, there are three more with engraved animal and floral
elements.29
These Byzantine icons are also very interesting because of their inscrip-
tions. One icon of the Most Holy Theotokos is characteristic because of the
dialogue between the Mother of God and her son Jesus Christ. On this icon,
a conversation is written that is essentially the Virgin Mary’s plea to Christ
to save the people. After the initial refusal, because of mankind’s many sins,
Christ finally accepts his mother’s appeal. It is probably inspired by the hymn
of Saint Romanos the Melodist, which is still being sung in churches during the
services on Good Friday. On another icon of Saint George, however, a prayer is
29 Nagy 1974, 9–18; Stanojev, 2001, 122–123, 139–141; Takács 2018, 247–251 for the most recent
summary on the archaeological site.
The Byzantine Monasteries of Medieval Hungary 275
written to him in Greek. As the patron saint of the farmers and agriculture in
general, the inscription on the icon states that he who made this icon (your
servant) begs the saint for good land. This icon shows this saint with a shield
in his left hand and a spear in his right hand, therefore again as a warrior saint,
but standing still.30 It should be noted that the image and its accompanying
inscription on this icon is very rare in Orthodox iconography.
As it has already been mentioned, there are no written sources about this
Byzantine monastery. All the data is drawn from the very rich archaeological
material, including the important icons from this site in Rakovac (Dombó),
which is rare for this area of medieval Hungary. The successors in this area,
the Benedictines, took over not only the monastery, and even a good part
of the material remains, for building their basilica, but also the patron saint.
The Roman-Catholic monastery survived until the collapse of the medieval
Hungarian state, and the Serbian Orthodox monastery was built sometimes
during the beginning of the second half of the 16th century. This third mon-
astery in the area stands to this day. In this way, the continuity of the religious
space of Rakovac, but also all of Syrmia shows the history of Christianity in this
region as the process of longue durée, with Byzantine spirituality at its nucleus.
In the present-day Serbian town of Sremska Mitrovica, lie the remains of one of
the most important late antique and early medieval residences of the Roman
emperors, and the battlefields of the Christological debates – the famous city
of Sirmium. This city was marked by emperors and Christian martyrs. It was an
old and prominent late antique bishopric. After the fall of the city to the Avars
in 582, ancient Sirmium ceased to exist. But from the beginning of the 11th
century onward, one can follow a medieval town, which had also a Byzantine
monastery, that operated until 1344.
Whereas in the case of most of the other monasteries that have been dis-
cussed so far there are either only scarce evidence from charters and narra-
tive sources, or almost exclusively archaeological material, in the case of Saint
Demetrius on Sava, the written sources are numerous, but often contradictory.
The history of this monastery is thus difficult to trace. However, it is possible
to see a continuity throughout history, with certain smaller or larger breaks.
In Mitrovica, there was undoubtedly a temple dedicated to Saint Demetrius,
and it preserved a precious relic – the hand of Saint Procopius – in the
30 Barišić 1968, 211–216; Nagy 1974, 12–15; Stanojev 2001, 122–123, 139–141.
276 Stojkovski
period 1071–1154. The relic was acquired by the Hungarians when they plun-
dered Serbia in 1071, and it was subsequently returned by emperor Manuel I
Komnenos in 1154. In this period, the city of Bač was the episcopal, cathedral
church of the Byzantine Sirmian bishopric, established in 1018 after the subju-
gation of Samuel’s empire.31
Around the same time when the church of Saint Demetrius houses the
important relic, the site became a monastery, and a very rich one, thanks to
the generous donations of the Hungarian rulers. Like any other great monas-
tery, this also had its own properties, and they are well-known in scholarship.
The list of its properties has been preserved, though indirectly, in the two bulls
issued by Pope Honorius III on 25 October 1216, and then on 29 December 1219.
By these two bulls, the Pope confirmed the possessions of the Orthodox mon-
astery of Saint Theodosius, also known as Lavra in Jerusalem. In these two
papal documents, an earlier (very likely originally issued in Greek) charter of
King Béla III is preserved, by which this King of Hungary gives numerous pos-
sessions to a monastery of Saint Demetrius on the Sava-Sremska Mitrovica.
The said properties are listed in the King’s charter, which was most probably
issued between 1193 and 1196.32
King Béla III, in the mentioned charter, gave the crusaders in Jerusalem the
Monastery of Saint Demetrius with many various possessions and goods. Priest
Demetrius has been designated in the King’s document by supreme authori-
ties to determine the boundaries of the domains and note the names of the
said possessions, and found no mistake in the list. Besides, in the end, some
denaros liberos are granted to the crusaders.33 The monastery itself, according
to these documents, had several possessions in Srem (Aljmaš near Erdut, some
other towns around Vukovar, village of Susek, as well as the village of Neradin),
then properties in Baranya County, as well as in Somogy, from where a third of
the income of the castle and fortress of Somogy belonged to Saint Demetrius
on the river Sava. The monastery also had a portion of Alpár’s income with
one scaffolding (ferry) on the river Tisa, as well as scaffolding for crossing the
Danube in Vukovar County. Most probably, the monastery also had a boat (or a
ship) in Mitrovica.34 Overall, the monastery had in total 26 villages or parts of
the villages, and their fields also in six of them. The Monastery Saint Demetrius
on Sava also owned vineyards, forests, islands, ponds in as many as eleven dif
ferent villages and settlements, as well as four scaffoldings and boats. And
under the authority of this Orthodox monastery there were in total fourteen
smaller (mainly parish) churches. This monastery, in the term of its posses-
sions and its wealth, was comparable with the oldest monastery in medieval
Hungary – the Benedictine Pannonhalma Abbey – and was even considera-
bly richer than Tihány, another 11th-century Benedictine convent.35 The sig-
nificance of this monastery is also evident in the fact that Saint Demetrius
on the Sava River was a stavropigial monastery, subordinated directly to the
Ecumenical Patriarch in Constantinople.36
The Monastery of Saint Demetrius on the Sava in Mitrovica has had strong
ties with Russia since the 12th century, particularly through the Hungarian
Queen Euphrosyne of Kiev, wife of King Géza II, and mother of King Béla III.
The Queen donated the monastery of the crusaders in Székesfehérvár to the
convent of the crusaders in Jerusalem, where she was once sheltered, in the
time when she was expelled from Hungary for supporting her younger son,
Stephen III, against her other son, later King Béla III. All the goods of the
Orthodox monastery of Saint Demetrius on the Sava, alongside the posses-
sions that have been previously donated to the crusaders and their convents,
were bestowed to the Lavra of Saint Theodosius in Jerusalem, according to the
two papal bulls from 1216 and 1219. In the latter monastery, or one of its adja-
cent churches, Queen Euphrosyne of Kiev was buried, according to tradition.
Following the analysis of these donation charters by both the Queen and the
Pope (with the lost Greek original of the donation by Béla III) one can con-
clude that the charter to the monastery in Mitrovica is actually a copy of the
charter to the crusaders monastery in Székesfehérvár.37
This is not the monastery’s only connection to Russia, since there is one far
more direct and concrete. From the time of Prince Vladimirko Volodarevich
(r. 1124–1153), Galician rulers from the Rostislavich dynasty were donators and
contributors to the monastery of Saint Demetrius in Mitrovica, and gave annu-
ally thirteen cantons of wax, which, by some modern calculations, is over 650
kilograms.38 It is possible that the merchants were intermediaries in bring-
ing the annual gifts of the princes and later kings of Galicia to the monastery
in ancient Sirmium. The monastery with its buildings for guests could have
served as shelter and a place of rest for these merchants. The other Russian
mediators and maintainers of links with this important Orthodox monastery
on the soil of southern Hungary could have been the monks, who are known to
abbey. Once again, ten years later (1247) this monastery in Mitrovica was men-
tioned in the documents. This time, the monks gave their consent for selling
some property near today’s village of Laćarak near Mitrovica.41
Probably sometime in the 13th century, the charter of the palatine Rado
was created. It mentions that in 1057, the palatine Rado supposedly gave the
Monastery of Saint Demetrius on the river Sava, with a patronage over it, to
the church of Saint Peter in Pécs and its Bishop Maurice. However, this charter
(or at least its good part) is very much a complete and unambiguous forgery.
According to researchers, among the evidences of false information, there
is also one that locates this monastery in the Diocese of Pécs, although it is
well-known that Sremska Mitrovica is in the undoubted jurisdictional area of
the Archdiocese of Kalocsa and Bács.42 Nevertheless, lest one forget that the
question of jurisdiction in Syrmia during the Middle Ages is very complicated,
thus the latter conclusion cannot be accepted as a certainty. Even though this
charter is regarded as a forgery, there could be a possibility that there was some
older patronage of the palatine. The lack of sources, though, does not allow
further investigation.
It should be said that in the papal registers of 1215, as many as three mon-
asteries of Saint Demetrius are mentioned in Mitrovica, the town that bears
its name after Saint Demetrius himself. One document simply mentions that
the city has an abbey and a convent and is dedicated to this saint, an addi-
tional monastery of Saint Demetrius super Sabam is listed, as well as the con-
vent of Sancti Demetrii graecorum de Ungaria. In historiography, there have
been several attempts to determine more about these monasteries, particu-
larly Stanko Andrić in recent years. Since the location of the first monastery
is not mentioned at all, the key question that arose is whether it is even in
Hungary. If an Orthodox Greek monastery was, however, located in the town
of Saint Demetrius on Sava itself (modern-day Sremska Mitrovica), then this
second religious site dedicated to the same patron saint of ancient Sirmium
might have been erected on the other side of Sava River, near modern town of
Mačvanska Mitrovica. Could this be the cathedral see of the Byzantine, later
Greek Orthodox episcopal church that existed in the time of the creation of the
Roman-Catholic bishopric of Syrmia? It is most certainly not impossible, but
there is no data that unambiguously confirms this hypothesis. Unfortunately,
the lack of the original charter issued by King Béla III in Greek prevents us
from drawing conclusions, since one cannot know for sure whether there were
any interpolations and omissions during the translation of the charter.43
Dating to the 12th or the 13th century, there is also a seal of the monastery
with the following inscription on it: † S(igillum) Sofronie ab(tis) de S(ancto)
Demit(rio). The seal was first pointed out by the 19th-century historian
Konstantin Jireček, but he offered no conclusions other than this proposed
reconstruction of the inscription. Stanko Andrić, on the other side, assumed
that this was a Greek monastery that adopted Latin as an official language in
its communications.44 Perhaps this monastery had a seal for separate com-
munication in Latin and Greek, and this seal was placed on some documents
that were conducted in Latin, such as the mentioned trials or supposed letters
to the Roman-Catholic clergy. Considering that Emperor Manuel Komnenos
stayed in this monastery in the middle of the 12th century, and that he returned
the hand of Saint Procopius to Niš from Mitrovica, perhaps it is more likely
that this seal dates to the 13th century after all. From this time, there is clear
evidence of the monastery’s communication with Latin-writing authorities.
In this century, also, there is no documented contact with Byzantium, which
of course does not mean that it not takes place. Another important point, to
which we will return, is that in the monastery lived Hungarian, Greek, and
Slavic monks. Maybe this seal was one of several used by this monastery in
all three languages. Of course, with the lack of sources these are merely
speculations.
The last source for the monastery’s rich and turbulent history is Pope
Clement VI’s letter from 1344. This letter is a very interesting source not only
for the history of this monastery, but for the church and ethnic history of the
entire region. In the letter, it is stated firstly that this monastery lies on the
border of the Kingdom of Hungary towards schismatic Rascians, i.e. in the area
towards the Orthodox Serbs. The Pope writes further that in this monastery
of Saint Demetrios, from Greeks, Slavs, and Hungarians lived separately from
ancient times. The Greeks did not obey any of the Hungarian prelates, but were
directly subordinated to their patriarch in Constantinople. It also states that
ten years before the issue of this letter (more precisely in 1334), the last hegou-
menos (abbot) died and that the Patriarch of Constantinople did not appoint
43 Andrić 2008, 130–131, 137–138. Even though there are no final conclusions, this paper
is quite important for the topic since the author collected almost all sources and rele-
vant literature. There are also some other assumptions pulled by Stanko Andrić, that,
for instance, gifts of Russian princes were intended for the Lavra of Saint Theodosius
and that both monasteries of Saint Demetrius were possessions of the said convent in
Jerusalem. For both these conclusions there must be further study of the sources.
44 Jireček, 1959, 527; Andrić 2008, 157.
The Byzantine Monasteries of Medieval Hungary 281
an heir to the head of this monastery. Therefore, the pope designates bishop
Vitus of Nitra to be the administrator of this monastery and requires him to
reform this desolate Orthodox monastery in the spirit of Roman Catholicism
by bringing Benedictine monks into it. This new convent established by the
Bishop of Nitra would have received all the goods, both mobile and immova-
ble, that belonged to this monastery in the past.45
Therefore, this is the only monastery that has survived the extinction of
the Árpád dynasty, as well as the Tartar invasion. At one time, it was a rich
and prominent monastery, but at least in 1334 it had been deserted and in a
very poor condition. As far as its ethnic origin is concerned, this letter clearly
mentions Greek and Slavic monks who were Orthodox but also Hungarians,
who could have also belonged to the Byzantine rite. Having in mind that in
Syrmia a large Serbian population started to settle in the late medieval period,
these could have been maybe even some Serbian monks, but by 1344 they have
all fled. Of course, tying this monastery to the Diocese of Pécs as a patron is
particularly interesting, since it is an Orthodox monastic family who sought
protection from Roman-Catholic clergy and diocese. An additional issue, for
which there are no sources, is how the monastery of Saint Demetrius on Sava
did not ask for aid to the Syrmian bishopric or even the Kalocsa-Bács archdio-
cese. This monastery acted in many ways like all the other big feudal owners,
going on trials with the Pannonhalma on the property. In this way, although
inhabited by both Greek and Slavic monks, this Orthodox island in Hungary,
during the later Middle Ages had been incorporated into the Hungarian feudal
system. This could probably offer at least some of the answers here, for which
there are serious lacunes in the sources.
11.7 Conclusion
In addition to the examples listed here, as well as the Tihány caves, there are
assumptions that other Byzantine monasteries existed in medieval Hungary.
For example, a manuscript was found in Pasztó Abbey, a translation of Saint
Maximus the Confessor into Latin made at the request of Abbot David of
Pannonhalma, it is thought that, because of this, Pasztó must have also been of
Greek origin.46 There are also certain assumptions for the Bačka region, since
some scarce evidence exist that Greek priests lived in that area. In Bač, the
Byzantine ecclesiastical organization undoubtedly existed, with Greek priests
45 Theiner 1859, I, 667–668. See also Moravcsik 1938, 420; Györffy 2002, 62–63.
46 Moravcsik 1953, 61; Kapitánffy 1996, 357–368.
282 Stojkovski
there living in the mid-12th century, but there is no sign that there was indeed a
Byzantine monastery there. Likewise, the existence of the Saint Sophia chapter
in Titel, which had later belonged to the Augustine order, may suggest that the
founders there were Byzantine monks who devoted their monastery to Hagia
Sophia, with Constantinople as a model. However, this remains all merely a
speculation. Likewise, there are assumptions based on the analysis of archae-
ological material that the church in Vrbas was built under Byzantine control,
and that it may be a former temple of the Greek rite dated to the 13th century.47
Byzantine monasteries were present across the territory of medieval
Hungary, with most of them concentrated along the southern borderland of
the country. The different contacts that extended on this central European soil
are reflected in these historical sketches of Byzantine (Greek rite) monastic
foundations in a largely Roman-Catholic context.
47 Stanojev 1996, p. 77; Stojkovski 2010, 380–386; Takács 2018, 121–176, 208–221, 235–253 for
some more analysis on possible Byzantine influences on the basis of archaeology.
Chapter 12
One of the most important historiographical issue for present state realities in
Central and Eastern Europe is that of beginnings. Legendary or documented,
the beginnings are, in many states, fixed within an almost intangible histori-
cal canon. Canons remain unchanged even to this day, among local historians.
Foreign historians who have no organic or lucrative connection with the local
communities, have accessed the available documentary material evidence and
have tried, or are trying, to offer historical accounts rooted in the investigation
of documents and not from late-medieval and modern ideational and prop-
agandistic constructions. In this sense, the Hungarian kingdom is the most
obvious example for the regional context under discussion.
In this article we set out to approach, with care for the sources and respect
towards the institutions invoked, in the light of older or newer documents
highlighted in archives, some of which were until recently inaccessible to
study, the issue of the emergence and primary structuring of the public pow-
ers that left their mark on the destiny of Transylvania 1000 years ago. These are
none other than the two universal powers that disputed their supremacy over
the medieval Christian world: the Empire and the Holy See. From the dynamic
interaction of these actors, the power structures in Eastern Europe would come
to life and influence, in our case, the emergence of the Hungarian patrimonial
kingdom, as the evolution of the expansion of Western institutions in the east
determined the involvement of Transylvania in the Roman Church’s architec-
ture and then the Arpadian kingdom. Considering the research methodology
of the sources of the time, an ideologization of the historical perspective is
much too present in the historiographies of : using concepts and interpreta-
tions not found in 11th century texts, such as state/state organization or inde-
pendence, as well as often ignoring the sources of power – the Apostolic See
and the Empire. Diplomatic, as a documentary science of history, faces anach-
ronism as its first-class enemy, and this, unfortunately, is often found in history
pages in this part of the continent. We intent to focus on an interpretation of
the documents as faithful as possible to the genuine text.
Saint Stephen is an absolute ruler, in the strictest sense of the word, who
disposes as a quasi sacerdos in the ecclesiastical as well as the temporal
spheres. At the same time he cannot be considered as basileùs autocrátor
in the Byzantine sense of this technical term. In fact, he follows it, even
if he does not do so consciously: only after his death did the idea of rex
imperator in regno suo acquire an ideological and juridical meaning.3
In the Rhythm in praise of Otto II, composed around 981 and published
by Schramm, the differentiation of the peoples of the West, determined
in the very bosom of the Carolingian heritage, appears evident. The Slavs,
the Hungarians and the Saracens are still considered outside the com-
munity of the Empire; but the first two are destined to suffer, powerless,
the power of the emperor; the others, the Saracens, must retreat and flee
before the affirmation of the Christian Empire:
Once his political and military power was stabilized, Otto I proceeded to
a subordination of the main competing power: The Roman Church. On
February 13, 962, following the model of the old imperial edicts, Otto I issued
the Privilegium Othonis, which resulted from negotiations with the pope, by
which Otto plighted to recon the territories from the Patrimony of Saint Peter
and to ensure the defense of Rome provided that the election of the pope is
made by consensus (since 963, only with Otto’s approval), and in the presence
of Otto’s representatives. This was a grave menace to the Roman Church, but it
aligned with the old Constantinian-Justinian tradition of approving the elec-
tion of the bishop of . The document would be reconfirmed in 1020, and finally
rejected by the Roman Church in 1059. On the other hand, it stimulated the
designation of Christian missions to the Empire; the missions were managed
by Rome or by its episcopal and monastic extensions, and the Empire con-
stantly benefitted from the advance and achievements of these missions.
After the reign of Otto II, the imperial program, in a comprehensive
sense, was resumed by his nephew, Otto III (996–1002), king of Germany
and Italy since 983, from the age of 3. Son of Otto II and Theophana, prin-
cess of Constantinople, Otto III was deeply influenced by his mother and her
entourage during his youth. That is why he tried to materialize an imperial
idea marked by Roman-Constantinopolitan influence, without giving up a
Germanic specificity (Renovatio Imperii). He is the only one from the Ottonian
dynasty who established his residence right in Rome, on the Palatine, where he
organized a court with dignitaries bearing titles similar to the ancient Romans
(magister militum, comes palatii) or the Constantinopolitans (protospatharios –
πρωτοσπαϑάριος). Another component of the imperial idea during his reign is
the Carolingian one: Otto III considers his empire as a flagship institution in
the Western world, based on the dominion or manifestation of its influence in
different kingdoms. The young emperor openly claims the legacy of his great
predecessor, whose portrait he placed on his seals and whose tomb he opened
to take over symbolically his imperial insignia. The third and strongest com-
ponent of Otto III’s imperial idea is the Christian one, which he affirms in var-
ious ways; historiography refers to this as true imperial ecclesiology. First of
all, he ensures primacy through the titles of ‘servant of Christ’ or ‘servant of
the Apostles’ (also related to Constantinople’s influence – see Constantine –
the Equal of the Apostles), and through the functioning of the Privilegium
Othonis, he asserts primacy and almost usurps the position of the popes: Otto
Romanus, Saxonicus, Italicus, apostolorum servus, dono Dei romani orbis imper-
ator augustus.6 Uncoincidentally, his tutor, Abbot Gerbert d’Aurillac, would be
named bishop of Rome, known as Sylvester II, recalling the Constantinian era,
when the pope was Sylvester I. The Christian missionary dimension of Otto
III’s empire is demonstrated by the continuity of the evangelization of the
pagans (Prussians or Hungarians) and by the creation of new episcopacies,
in accordance with the Constantinopolitan model, but with the assent of the
Holy See. The universalism of the Empire is thus proven by the involvement
in the consecration of subordinate kingdoms, such as the Polish one, or even in
the creation of new ones, such as the Hungarian one.
Hungarian historiography has constantly tried to obscure the role of Otto III
in the founding of the Hungarian kingdom, focusing on the more or less real7
episode of Pope Sylvester II’s dispatch of the famous Latin crown contained by
the current crown kept in the seat of the Hungarian parliament. Historiogra
phy attempts an equivocal solution in emphasizing the collaboration of the
The document is suggestive for its subscription. Although the first to subscribe
is Pope Sylvester II, after the chrismon, with the words: Ego Silvester sancte
catholice et apostolice Ecclesie Romane presul […] subscripsi, Otto III’s subscrip-
tion is a real ideological surprise: † Otto servus apostolorum subscripsi.11 The
title imperator does not appear; instead, after the sign of the cross, the offi-
cial title of the Roman pontiffs, the servant of the apostles, appears typically.
If Sylvester assumed the institutional title of bishop of Rome, Otto assumed
the dynamic, missionary one, of distributing the faith in apostolic descent.
It is remarkable how this phrase – Otto servus apostolorum – summarizes a
true imperial ecclesiology, whose protagonist is a character who summarizes
in himself the Eastern and Western worlds. The head of the Christian mis-
sion is not the bishop of Rome, but the emperor, the servant of the apostles
is not Peter’s successor, but the emperor as well. By assuming this title, Otto
III demonstrates the ideals he shared, and which he assumed, during the
imperial Christian mission: the kings whom he accepts as local leaders for the
Christianization of the tribes to which they belong and which they lead, in this
case the Hungarian king, through his intermediary Anastasius/ Astric:
In the diplomas of January 1001 the title servus apostolorum alludes to the
expansion of the empire and Christianity into the land of the Hungarians.
The parallelism with St. Paul servus Jesu Christi is however abandoned
here in favour of the formula establishing Otto’s dependence on Peter
and Paul. Servus apostolorum could then be a less strong designation than
the previous one: since the diplomas were issued in Rome, the title can
be understood as a reference to the apostolic mission that the emperor
carried out not only in the service of the church but also of the papacy.12
The conclusion is natural: the Hungarian kingdom had entered the sphere of
influence of the Empire according to the rule of any continental kingdoms
at the beginning of the 11th century: through the full agreement between the
secular power of religious imprint: Emperor Otto III, and the spiritual power:
Pope Sylvester II.13 The agreement sanctioned the creation of a new territo-
rial formation, associated or vassal to the Empire,14 constituting its Eastern
European extremity. The ‘patrician’ insignia sent to Stephen by Otto III and
Sylvester II, the cross and the spear have, in Albert Brackmann’s opinion, an
unequivocal meaning. Stephen becomes Otto’s lieutenant.15
The same interpretation is given by Ludwig Buisson:
When Otto III left for Gnesen in the year 1000, the Duke of Poland
Boleslaw Chrobry, whose predecessor Miezko I had handed over the
kingdom to St. Peter, was vassal to the emperor. When Otto III, in his
capacity as Servus Apostolorum, placed his own imperial crown on his
head at the Gnesen feast and gave him the names amicus and cooperator
imperii, Boleslaw’s legal bond was fixed by his words and symbolic ges-
ture: Boleslaw is amicus et socius imperii Romani, he is within the Empire;
the gesture of Otto III does not make him an emperor, but the vicar of
the latter, vested with imperial rights for Poland, which also include
ecclesiastical power; but the emperor’s supremacy of law is at the same
time manifested. It was in a very similar way that Otto III proceeded
against Waic, son of a Hungarian prince, brother-in-law of the Duke of
Bavaria Henry II. In this case, the personal connection was to originate
in a patronage by the emperor. Waic received the name ‘Stephen’ and an
imitation of the imperial sacra lancea. Even in the 10th century, spiritual
sponsorship was from time to time another form of alliance which gave
the godfather the authority of a father. Otto later sent a crown to Stephen.
This elevation to royal dignity still implied the right to invest the bish-
ops of his country. Here, too, we see the historical evolution leading to a
more pronounced perspective, which the sending of a crown grants, the
personal link between the donor and the future king once assured, new
rights to the person invested with royal power; but the supremacy of the
donor is at the same time clearly manifested.16
It could not be otherwise in the imperial vision of Otto III. Obviously, the
new kingdom did not become part of the German kingdom that many are
tempted to confuse with the Empire. The fact is that, administratively, the
new Hungarian kingdom did not have the tools of coordination and hierarchy,
and instead copied them from the most dominant prototypes, either from
the provincial administration of the Greek Empire or from the German king-
dom. Hence the famous question of the investment of bishops by kings for the
administration of territorial units or feudal powers (customs, mines), which
the Hungarian royalty could not administer. According to the Ottonian model,
investing is one thing, but creating dioceses is completely different. They are
totally different plans and have completely separate purposes.
According to imperial ecclesiology, with numerous Constantinopolitan
influences, all kingdoms benefiting from a large degree of autonomy. And even
those territorially broken from the Empire were framed in its global structure,
being ultimately subject to the emperor, rex regum and summus sacerdos.
Following in the footsteps of Johannes Fried,17 Robert Folz analyzed the legal
situation of the Polish and Hungarian kingdoms’ subordination to the Empire,
starting from a miniature of Liuthardt’s Evangeliary, executed in Reichenau
around 1000 at the commission of Otto III. According to Folz, this miniature
is one of the most valuable tools for understanding the program of Renovatio
Imperii. The miniature represents in the upper part Otto, Christomimetic, in
all of his glory. The king, inscribed in the mandorla, takes the place of Christ,
crowned by the hand of God, seated on the throne that represents the Earth.
He holds the globe in one hand and blesses it with the other. Two archbishops
decorated with the pallium, which represents the imperial church, and two
secular crowned figures holding a spear, occupy the lower part of the folio.
The two characters have been identified as King Boleslaw Chrobry of Poland
and King Stephen of Hungary. “As such and in accordance with the definition
of the famous 7th century treaty on Roman and Frankish functions – reges
sub imperatore – they are on a lower rung than the emperor. They appear to
be associated with the emperor’s main mission”.18 Carlrichard Brühl is of the
same opinion:
17 Fried 1989.
18 Folz 1991, 276.
The Hungarian Kingdom Between Otto III and Gregory VII 291
So here is how the anachronism of Hamza and the Hungarian historians who
support this thesis is dismantled. However, there is a notable exception in
Hungarian historiography. Benedictine historian Adam Somorjai, who regards
these developments from the perspective of the era, notes that:
The certainty that this territory, Pannonia, had been part of the Roman Empire,
as well as the subsequent return under the jurisdiction of the Carolingian
Empire of the remnants left here after the destruction of the Avar Khaganate,21
correlated with the idea of containing and confining a population with warlike
tendencies. Consequently, the possibility of communicating and disseminat-
ing the model of civilization the Empire radiated, contributed to the political
decision of those two fundamental factors.22 The fact that Pannonia was
already a pertinence of the Holy See was stated by Pope John VIII in the instruc-
tions given to bishop Paul of Ancona, mandated with a mission in Germany
and Pannonia, intended to specify to Louis the German:
It is useful to note that in one of the legends about the life of King Stephen, the
Minor Legend, we find the king associated with a name of a geographical mean-
ing that can only lead us to think of the old Roman administrative unit and not
of its ethnic quality: Sanctissimus confessor Stephanus rex Pannoniorum.25
If the death of Otto III made the ambitious imperial ecclesiological plans
of Theophanes’ son disappear, it did not mean that the kingdom of Hungary
gained a different status in the medieval world. The founding of the kingdom
was a well-circumscribed event at a time when imperial tutelage was still exer-
cised over the Pontifical See. But, as Cesare Alzati suggests, when pontifical
Rome took over the role of the universal court, the entire missionary issue and
the relations of dependency with the Apostolic See incorporated the legal ele-
ments for claiming a spiritual supremacy with temporal accents proportional
to the growing theocratic pressure.26 Therefore, the views that support an
independent evolution of the Hungarian kingdom in the centuries following
the conversion deny the reality of the medieval world, and the evolution of
the relations between the Holy See and the kingdom underscore the special
relationship established between the two institutions.
For an analysis of the institutional beginnings of the Hungarian king-
dom, after the deaths of Otto III and Sylvester II, it is necessary to turn to
27 For relations throughout the 11th century, a useful investigation is found at Kosztolnyik
1981.
28 Rus 1998, 239.
294 Turcuș
29 In this regard, see chapter ‘Marie comme l’une des structures de la Chrétienté,’ in Marie.
Le culte de la Vierge dans la société médievale, 284–290, and Schreiner 1997, 133–137. Bolton
1988, 131.
30 In this regard, see Gerics – Ladányi 1996, 15. In Romanian historiography, the pseudo-letter
was translated more than two decades ago: Rus 1998. The effort of the Hungarian his-
torical critics is to prove the falsity of this document, although the apostolic letter was
inserted in almost all the great collections of Hungarian diplomatic sources published
until the 19th century by Melchior Inchofer, Istvan Katona, Martin Schwartner, György
Fejér etc. In the Diplomata Hungariae Antiquissima (DHA) documents collection, the doc-
ument is not even edited, the given explanation being: Hanc, quia falsificatio recentioris
aevi est, in diplomatarium nostrum non assumimus. The only visible argument in all the
efforts of justifying the falsity of the act is the year of its issuance. As for the text itself,
European diplomatics casts doubt on the authenticity of the year in which the document
was issued. But, as Marcel Pacaut stated in the monograph dedicated to Alexander III, it
no longer matters whether the year of the deed is false, as long as the realities inscribed in
the document are real or those realities are frequently appealed to. In fact, the Donation
of Constantine and other false decrees have grounded the Church’s governing mecha-
nisms for hundreds of years, although they were false.
The Hungarian Kingdom Between Otto III and Gregory VII 295
with the name of the apostle Paul). The canonical systematization and the-
ological justification of these benefits was not possible in the conditions of
Ottonian imperial competition. Often, however, this donation was accompa-
nied by an exemption, which permanently removed the donation, regardless
of its nature, from ecclesiastical and/or secular jurisdiction with the exception
of Saint Peter represented by the pope. Among the first significant gestures
in this direction, apart from the donations of the late ancient period in the
hinterland of Rome, is the one made by Lombard king Liutprand in 728, by
the so-called donation from Sutri, when he ceded to Apostles Peter and Paul
the city of Sutri.31 A second important moment that serves the circumstances
analyzed here is the foundation of the Order of Cluny (Cluny is referred to
as the neighborhood of the ‘Gregorian Reformation’ until 1048), through the
strengthened donation of exemption made by Duke William of Aquitaine in
909, in the property of the Holy Apostles Peter and Paul and its placing under
the protection of the Apostolic See:
Through the exemption, a large number of places and persons are directly
subject to pontifical jurisdiction. Numerous enclaves constitute in all dio-
ceses as points of support for the bishop of Rome. Fictitious properties or
privileged domains, the Holy See, at the same time as it convokes count-
less cases to its Court, sets up its citadels throughout Christendom.32
In fact, Cluny, which had been founded in 910 and placed under the pro-
tection and subjection of the Pope, had not been slow to spread, from
the region of Burgos to that of Cologne and from the English Channel
to Mont-Cassin, a unified observance of monasteries that were exempt,
becoming virtual, and often effective instruments of papal policy. Cluny
had been the first ‘Order’, and it prepared the great Roman concentra-
tion of the Gregorian reform. Placing under the protection of the Apostle
Peter had been primarily a means of escaping the secular hold. With
Cluny, but especially from the end of the 11th century onwards, it had
31 Ovidio Capitani states that this act does not represent a simple act of penitence, but
rather is the first recognition of an expanding pontifical ‘state’, the first signal sanctioned
by the secular authority of the temporal power of the bishop of Rome. Capitani 1994, 64.
32 Le Bras 1959, 321.
33 Cowdrey 1970, 8–15.
296 Turcuș
Once with the establishment of the ‘Patrimony of Saint Peter’, the pope
became a feudal senior with the corresponding rights and dignities. The
codification of feudal law in the libri feudorum papali is thus attached to
canon law. In the early Middle Ages, under the jurisdiction of the patri-
monium, the pope received the feudal oath of the so-called milites sancti
Petri and, as sovereign of an ecclesiastical territory, he had the right to
receive from secular feudal lords the provision of certain feudal services.
The pope’s feudal lordship extended beyond the frontier of the patrimony
when Pope Nicholas II, in his struggle against the Byzantine church in
southern Italy, succeeded in imposing his suzerainty on the Normans
declared ‘vassals.’ Through the feudal oath, they not only recognized
the pope as senior of Capua, Benevento, Puglia, and Calabria, but also
undertook to equip him with an army. It was an evolution in the spirit
of the Gregorian Reformation. As early as 1081, Gregory VII had provided
for the election of the king of Germany a formula of oath that indicated
him in the expression fidelis, meaning vassal of the pope. This concept
is also present in a Lateran painting that represents the transfer of the
property of Matilda of Tuscany to Emperor Lothar III (1136) in which the
emperor appears as a vassal (homo) of the pope. Adrian IV, at the Diet
of Besançon (1157), upheld the pope’s supremacy in a letter to Frederick
Barbarossa, in which he defined the Empire in relation to the Papacy as
a ‘papal benefit.’ However, it was only with Innocent III that a large-scale
feudal policy began by increasing the ‘patrimony’ and extending suprem-
acy over southern Italy and Sicily, as the guardian of Frederick II. The
battles for the crown in Germany (1198–1208) and other similar conflicts
in Hungary and Spain allowed Innocent to present himself as the arbiter
of the world, arbiter mundi and to treat the disputed kingdoms as his own
fiefs. In the case of England, this authority was officially attributed to the
pope by King John Lackland. The feudal policy of the popes managed to
attain in England not only the Obol of St. Peter, but also a feudal tribute
paid until 1336.36
As we have seen from the letters of John VIII, it was not the first time to entrust
part of the territory circumscribed to the ancient Roman province of Pannonia
to the Roman See. Even Methodius, the Greek missionary who recognized the
authority of Rome, had stated that the territory (oblast’) corresponding to his
mission belonged to Saint Peter.37
Saint Stephen, the first Christian king of the Hungarians, who treated
heavy-handedly the Hungarian rulers that challenged him, after having been
recognized and strengthened by Otto III and the Roman pontiffs, carried
out an ecclesiastical activity unanimously appreciated by the entire histori-
ography, both Hungarian and European. Being a missionary territory for the
Hungarians, it is obvious that the material role in supporting the ecclesias-
tical institutions belonged to the royalty, indebted to the Apostolic See. But
this entire initial moment takes place under a clause inscribed in the letter
of Pope Sylvester: “and on the basis of what the divine grace will have taught
you or will have taught them, to arrange and dispose of the churches in your
country, both present and the future ones, in our name and in the name of our
descendants.”38 The clause, which might have well not worked (that it did not
work very well is evident from the way in which the local tradition, amply
resumed by modern Hungarian historiography, speaks of Stephen as the sole
organizer of the Hungarian Church), offered nevertheless a precedent that,
by the accumulation of other precedents, would generate the situation of the
kingdom during the 13th century. Almost without exception, all territories that
at one time, voluntarily or constrained by circumstances, contracted special
relations with the Holy See, beyond the phenomenon of late antique and
early-medieval evangelization, were later claimed, in a way or another, in a
feudal sense by Rome: England, kingdoms of Spain, Bohemia, the kingdom of
Hungary, etc. In Libellus de institutione morum, attributed to King Stephen and
intended for his son and heir apparent Imre, “the royalty, dignitas regalis or
corona, is conceived by Stephen as a function in the Church […] to protect the
Church and preserve the honour of the bishops, without whom, according to
St. Stephen, kings can neither be constituted nor reign.”39
These clarifications have been made in order to observe the roots of the
problem of the relations between the Holy See and the Arpadian kingdom
during the 13th century. In the very way in which this kingdom was founded
lies the disease of its ‘feudalization’ by Rome; also, probably, in the context of
dynastic continuity, the Angevin court propaganda created the myth of the
crown and resized, in light of their contemporary action, the characteristics of
King Stephen’s ‘apostolic’ activity.40
Patrick J. Kelleher41 claims that the status of the crown as a symbol of the
kingdom developed around the late 12th century–early 13th century. The adjec-
tives that define the crown in the middle of the 13th century: sacra, sancta,
sanctissima corona (when these attributes are reserved to or generated by the
Roman Church), due to its Roman origin, as well as the case of Charles I of
Hungary, who was crowned by several times until the final coronation with
Stephen’s crown, leads us to believe that, for a barbarian people, this crown
expressed the attachment to the concrete symbolic and material value with
which it identified (the royal treasures of the barbarian leaders from the first or
the second wave of migration signified their concrete, material and, by reflex,
spiritual power and value) and certifies the attachment to European political
realities. The evolutions of the Hungarian crown doctrine, in the sense of sup-
porting the individuality and particularity of the Hungarian national monarchy
are obviously a late Angevin creation. Regarding not the myth, but the crown
itself, which is made up of two crowns: one sent by Sylvester II and destined
for the future Polish king, and other given to King Géza I by the Byzantine
emperor Michael Ducas in 1074; if the second crown is regarded by Hungarian
historians as an element of Hungary’s independence and its ability to choose
alliances, we do not believe it is avoidable to notice how 1075 signified year of
the rupture between Gregory VII and Michael Ducas, despite the fact that a
year before, in 1074, the two were still looking for solutions to re-establish the
unity of the Church (what we might call a proto-crusade was somehow pre-
dicted in this context).
The agreement between the emperor and the pontiff, given for the creation
of the Hungarian kingdom, will mark the history of this kingdom during the
three centuries of the Arpadian dynasty. Following closely the evolution of the
Hungarian kingdom in the period of Gregorian reform and theocracy, one can-
not deny the independence tendencies of this kingdom, especially under the
authority of some illustrious monarchs. However, like any other continental
kingdom, the kingdom founded by Otto III for Stephen had to rely on a centre
41 Kelleher 1951, 1–4, 19–30; see also Holtzmann 1924–1925, 173, 190, and Hofmann 1947, 169–
181. Regarding the crown sent by the Greek emperor, a very accurate historical-technical
treatment is found at Moravcsik 1970, 64–69. The conclusion, however, is the same as of
the entire Hungarian historiography regarding the significance of recognizing Hungary’s
independence, the author disregarding the Constantinopolitan imperial theocratic ideol-
ogy. Byzantine scientist Nicolas Oikonomidès drew attention to the fact that the so-called
crown from Constantinople is a forgery: Oikonomidès 1994, 262.
300 Turcuș
of power, whether it was Rome or the Empire.42 Credited either by the pope or
the emperor as support (in terms of vassalage), the Hungarian kingdom felt the
consequences of disputes between the two poles of universality.
By the middle of the 11th century, that is, until the election of Leo IX as
pontiff, the Apostolic See fell again at the discretion of the imperial authority.
Without having the tendencies of Otto I or Otto III, the German kings and
emperors proceeded to impose, according to the feudal program, the system
of dependencies throughout Europe:
Under King Stephen, the Hungarian kingdom managed the situation in this
area very well. However, it was not exempt from the interference of the Empire,
which wanted to make the system of vassal dependencies in Central and
Eastern Europe functional, should a situation when Rome would be silenced
ever occur. As had already happened with Bohemia and Poland, the Empire
wanted to extend its effective authority over Stephen’s kingdom, not just de
jure.
The fate of the Hungarian kingdom closely follows the course of events and
dysfunctionalities between the Empire and the Holy See. To defend himself
from an imminent attack by Emperor Konrad II, King Stephen chose an alli-
ance with the Constantinopolitan Empire, sealed by the engagement of his
son, Prince Emeric, with the emperor’s daughter. Consolidated in principle
towards the East, Stephen was able to devote himself to Western affairs, defeat-
ing Emperor Konrad after his attack in 1030. However, he soon lost his son. This
death ignited the aspirations of the competitors for the succession.
The death of King Stephen in 1038 threw into anarchic convulsions the
kingdom that had strong tribal vocations. The designated successor of the
deceased, his sister’s nephew Pietro Orseolo – Alamanus vel potius Venetus,
42 Significantly, in 1007, shortly after the deaths of Sylvester II and Otto III, the Archbishop
of ‘Hungary’ participated in the Frankfurt Council presided over by the emperor. Érszegi
1992, 49.
43 D’Eszlary 1959, 88.
The Hungarian Kingdom Between Otto III and Gregory VII 301
44 It was not only the Hungarian kingdom that was targeted by the German emperor’s
plans. According to Hampe 1953, 97, around 1045–1047, imperial sovereignty stretched
from Pomerania, Poland, Bohemia, Hungary to Ghent, Cambrai, Verdun, Besançon, Lyon,
Vienne and Arles, from the Danish border and the sphere of religious influence over
northern Europe to sovereignty over Rome and the papacy.
45 Fliche 1930, 263. “Emperor Henry succeeded in overthrowing King Aba and restoring the
throne to Peter, Stephen’s legitimate successor, who thus became a tributary vassal of the
emperor,” Hampe 1953, 90. Zupka 2016, 2–3.
46 Kelleher 1951, 27.
47 For the context, see Gieysztor 1968, 159–169.
48 Histoire de la Hongrie des origines à nos jours, 66.
302 Turcuș
In the wars against Emperor Henry III, King Andrew I obtained the pro-
tection of the sovereign pontiff Leon IX, the first reforming pope who,
in addition to intervening personally for the Hungarian cause, sent
to Hungary Saint Hugo abbot of Cluny as nuncio. It is significant and,
we believe, stimulating for further research of the relations between
Hungary and the monastic monarchy at Cluny that King Stephen cor-
responded with the abbot of Cluny, Odillo, who had succeeded in draw-
ing exemption from the entire order, a true forerunner of the Gregorian
Reformation.49
49 Balogh 1938, 458–460, citing Dr. Galla Ferenc, A Clunyi reform hatása Magyarországon
(Pécs: 1931), 147.
50 We cannot fail to notice the strict and perfect overlap of the installations on the royal
throne with the pretensions of the Empire which, by virtue of the classic developments
of the suzerain-vassal relationship, needed the adhesion of the new Hungarian leader.
The Hungarian Kingdom Between Otto III and Gregory VII 303
but not of the magnitude of the one that broke out after the intervention of
Henry III. Bela I’s ascension to the throne (1060–1063) generated, as expected,
a new conflict with the German kingdom. Bela’s early death allowed Solomon
to resume the succession to the throne. But Bela’s sons, Géza and Ladislaus,
were the ones to receive recognition of the succession of their father’s princi-
pality from the times when he was not yet king. This claim opens a new page in
the ‘dossier’ of dynastic conflicts. In 1074, King Solomon, defeated, took refuge
at the court of Henry IV.
In the circumstances of the already-erupted tensions between Rome and
the Empire, against the background of the emergence of the Gregorian reform,
Prince Géza sought the pope’s help.51 He received pontifical acceptance and
its connected legitimacy. The reason for Gregory VII’s gesture was the pontiff’s
dissatisfaction with Solomon’s initiative, who had paid homage to the King of
Germany and not to the Holy See:
It had been frequently observed before that Gregory saw the mundus
Christianus as divided into equal kingdoms. A king, such as the King of
Hungary, was in his opinion reduced to the status of a regulus should he
accept his kingdom as a fief from another king.52
This was the step that allowed the pontifical institution to reassert, after a
silence of seven decades, its rights over the Hungarian kingdom. The claim is
made by Pope Gregory VII and, for the era of the pontifical monarchy, it would
be the main motive of the Holy See’s relations with this central European
kingdom.
Géza’s invocation came to support the theocratic reform projects as envi-
sioned by Gregory VII:
The pontiff had previously vassalized, in feudal terms, the Norman principality
of southern Italy and the kingdom of Croatia. Far from it being an extraordi-
nary fact, it was a point of theocratic reflection. According to the letter sent to
Bishop Hermann of Metz of August 25, 1075, which, together with the sketch of
Dictatus papae, represents the most important document of Gregorian think-
ing, the pontiff stated: “When he entrusted Peter with the flock which He him-
self had shepherded, the Lord evidently did not understand that kings would be
an exception.”54
Taking advantage of his position, the interpretation of Petrine succession
and the institutional environment in which he lived, Gregory VII declared
the Hungarian kingdom as property of the Church: regnum sanctae Romanae
ecclesiae proprium, the fundamental reference for such a direct sentence being
the act of constitution of the Hungarian kingdom:
At the same time, the pontiff stated that “the sceptre of the kingdom of
Hungary is a benefit of the apostolic majesty and not of the royal one.”56
From this moment on, the kingdom led by the Arpadians was decisively
engaged in the global projects of the Apostolic See and the Empire, both show-
ing the same theocratic projections. As the Hungarian kingdom persevered in
the steps desired by the sovereigns of christianisation, the hierocratic tension
of a clergy rarely originating from the Hungarians would call for the pope’s
solutions, identified with those of Saint Peter:
In the letters of Gregory VII this special authority of the Pontiff, as ser-
vus Dei, as famulus beati Petri, is expressed with particular effectiveness.
Precisely as a servant of God and Peter, Gregory VII speaks directly in the
name of God and Peter. He feels himself to be the instrument that God
uses for his purposes, the very voice of the Lord and the Apostle who
admonish, bless and condemn. Whoever offends the servant of God and
Peter offends God himself and the Apostle.57
The words of Gregory VII demonstrate the particular attention of the Holy See
in the relations with the Hungarian kingdom, the latter being meant to ensure
the eastern front of Christianitas and to allow the further development of the
evangelization work, fully empowered by the imperial authorities and strongly
supported by the Benedictine and Reformed Benedictine monasticism, by cre-
ating numerous residences in the Hungarian kingdom.
The terms used by Gregory certainly demonstrate the natural tendency of
the Apostolic See to enlist the Arpadian kingdom in the camp of the Roman
Reformation, as well as the See’s desire for the pope to be recognized as the
supreme spiritual leader of Europe:
During the time of the Gregorian Reformation, kings not only agreed to
pay a fee to gain the support of the Church and become vassals of the
Pope, but the Pope claimed the ancient imperial right to elevate princes
to royal dignity. For them, too, the crown symbolises the investiture of
the vassal of royal powers in his fiefdom. For example, when Zwonimir
of Dalmatia was elected king in the presence of the pope’s legate by the
greats of his country, he recommended himself to the pope and took an
oath of allegiance which included the following additional clause, which
is particularly interesting: Zwonimir undertook not to diminish the rights
of his kingdom and his right which came to him from the Apostolic See.
The legate then handed him the flag, sword, sceptre and crown. Zwonimir
thus became investitus atque constitutus rex. The elevation to royal dig-
nity also brought about new relationships with the Church of the king-
dom, as was observed in Boleslaw Chrobry, Stephen of Hungary and later
when Roger II was elevated to the royal dignity of Sicily, Calabria and
Apulia by Anaclet II in 1130 and when Ottokar I became King of Bohemia
in 1199 through Philip of Swabia.58
57 Morghen 1942, 288. At pages 260–261, the formula of vassal allegiance that the pontiff
wished to impose in general.
58 Buisson 1988, 184–185.
306 Turcuș
Along with most historians who have approached these issues, we express
some doubts, arguing that, at the time, specific claims of suzerainty with con-
crete and immediate purposes were expressed; typically feudal, the papal
supremacy theses only contain the theoretical elements of a suzerainty atyp-
ical for the 11th century, in the conditions of the incipient functioning of the
‘coercive’ institutions that substantiated the theocracy of the 13th century
(such as the crusade, the councils, the mendicant orders and the orders of
knightly monks, etc.).60
King Géza died in 1077 and his successor, Ladislaus (r. 1077–1095), remained
faithful to Gregorian orthodoxy. Therefore, by the end of 1080, Henry IV could
not count on any external diversion that could have supported him in the
conflict with Gregory VII. The succession to the throne of Croatia, which he
acquired in 1088, at the invitation of the Croatian nobility, following the death
of King Zwonimir, who in 1076 had placed the Croatian kingdom under pon-
tifical suzerainty, increased the tension between Rome and the Hungarian
kingdom. Dissatisfied only with the kingdom of Croatia itself, Ladislaus went
61 Coloman, the eldest son of King Géza I, seems to have been the first bishop of Oradea,
during the reign of King Ladislaus, after his death succeeding him to the throne. Pascu
1989, 304.
62 Regesta pontificum romanorum, nr. 5662.
63 Fliche 1940, 319.
64 Érszegi 1992, 52. Remarkable for a pro-hierocracy vision is a phrase from Urban II’s letter
to Coloman in which he states: “You have become an illustrious connoisseur in the sci-
ence of ecclesiastical writings and in the knowledge of sacred canons, with a skill seldom
encountered in a layman.” Fliche 1940, 319.
308 Turcuș
One of the key themes that Hungarian historiography insists upon in its
centuries-long discourse is the apostolicity of the Hungarian king, an inde-
pendence detached from the orders of Rome/Empire, correlated with the
theme of the king’s holiness, obtained in 1083 from Gregory VII, which pro-
vided the Hungarian kingdom with a special hagiographic route, distanced
from Rome.65
Given the precarious situation of the Church’s institutions in the area of
ancient Pannonia, the Hungarian king’s conversion to Christianity was appre-
ciated not only as political complacency, but also as a real success, inscribed
in an imperial missionary horizon of much wider conversion and of longer
duration.66 At the time and in the area, as the exegetes of the problem explain,
any act of baptism and entry into the Christian community became an excep-
tional act, and in the conditions of eschatological expectations, the impor-
tance of this gesture doubled. Becoming a Christian in the area was an act of
quasi-sanctity, and the image of the Christian king became the quintessential
image of the holy king.67 “The conversion of a still pagan people by its Christian
king is the most beautiful title that can be given to him for his elevation to holi-
ness.” (Robert Folz). From here to the subsequent association of the Hungarian
king with the primordial figures of evangelization, specific to many kingdoms
of the time, was only a step. But the acceptance of a possible ‘apostolicity’ in
this case is limited only to the tribes/people converted later on, as evidenced
by the liturgical texts of the time. In the antiphon from the Magnificat recited
at Vespers it is said:
65 Again, Hungarian historiography ignores how Gregory VII, in order to emphasize his
dependence on Rome, wanted to provide the Hungarian Church with the first tranche
of saints, which includes King Stephen (the type of the wise king), Prince Imre (the type
of the chaste prince), Gerhard of Cenad/ Csanád (the type of martyred bishop-monk),
Zoerard and Benedict (the hermit monastic type) and which covers the entire scheme of
organizing the kingdom, in secular and religious dynamics.
66 A synthetic study in this regard: Borkowska 1995, 362–363.
67 Graus 1981, 559–572.
68 Holl 1992, 127.
The Hungarian Kingdom Between Otto III and Gregory VII 309
The king was usually called ‘lord king’. In contrast to this simple title,
the documents use in the early days of royalty serenissimus rex, and later
excellentia regalis or majestas. Saint Ladislaus and Coloman also called
themselves rex christianissimus.71
We know that, in the context of the crusade, Gregory IX allowed for the cross
to be carried before the army of the Hungarian king:
of the Holy See, which were drawn up under the supervision of Pietro Gasparri,
Secretary of State of the Holy See, and approved by him for transmission, read
as follows:74
As it is well known, during the past regime, the Kings of Hungary claimed
a large right of patronage over ecclesiastical benefits. The foundation and
origin of this right is sought by many authors in the Bull of Sylvester II
(999–1003), by which this Pontiff would have granted to Saint Stephen,
King and Apostle of Hungary, unlimited powers to establish ecclesiastical
organization among the people converted by him to the Christian faith.
Werböczy, in his famous Tripartitum (the work first printed in Vienna
in 1527), does not mention this Bull of Sylvester II, but mentioned the
following four legal elements to justify the Patronage of the Kings of
Hungary:
– the establishment of the Churches,
– the conversion of the Hungarian population to Christianity, performed
by King Stephen
– legitimate continuity
– confirmation given by the Council of Konstanz.
In fact, the Hungarian Kings have always claimed to have supreme
patronage over all the Churches in the kingdom, and from this patronage
many Hungarian authors have claimed, in favor of the Sovereign, some
truly extraordinary rights.
Thus, for example, Canon Surangi, in his article “Das Patronatsrecht
in Ungarie” (in Archiv fuer K. Kirche, vol. 78 ann. 1898, p. 56 sec.) fixes in
the following points the legal sphere of the Supreme Royal Patronage in
Hungary:
1. The special right to protect the religion, the Catholic Church and its
organization.
2. The founding of bishoprics, their legitimate territorial structuring
and organization.
3. The appointment of bishops and the entrustment of their ecclesias-
tical benefits.
74 Vatican City, Archivio Apostolico Vaticano, fund Affari Ecclesiastici Straordinari, Austria-
Ungheria, III periodo (1920–1921), pos. 1466, fasc. 594, oggetto: Istruzioni per Mons.
Lorenzo Schioppa, Arcivescovo tit. di Giustinianopoli, Nunzio Apostolico in Ungheria.
312 Turcuș
Through this 1920 document, the Holy See emphasizes that the Roman Church,
in the Middle Ages, and afterwards the modern Catholic Church, never recog-
nized the rights and privileges that Hungarian politics and historiography asso-
ciated with the Hungarian kings. Pontifical Rome claims that the Hungarian
king could not found dioceses in his own name, because it was always the stat-
utory competence of the Sovereign Pontiff, and could not develop the mission
in the name of the so-called ‘apostolicity,’76 as King Stephen and his succes-
sors were never in the possession of ius pacificus. We know it is difficult to
accept that there are no founding documents of the episcopacies of the early
Hungarian kingdom, but the lack of these diplomas cannot be replaced by
political legends and theses that are not acknowledged by the Holy See. Let
us not forget that this position of the Apostolic See came after a century of
investigations in the pontifical archives and the establishment of special col-
lections dedicated to the Hungarian kingdom by Augustin Theiner, prefect of
the Vatican Secret Archive, Ipolyi Arnold, Fraknói Vilmos etc. And since then,
no documentary progress has been made on this topic.
Much of the history of the Hungarian kingdom remains to be rewritten from
the point of view of the Holy See. More importantly, the entire history of the
centuries-old conquest of Transylvania (at least three centuries) remains to be
rewritten as well, along with the founding of the Transylvanian episcopates,
to whom the Hungarian kings could have offered administrative and military
support at most but could have in no way established as they had no authority
to do so.
Annex
Transylvania,5 a central institution for the cultural choices and evolutions not
only for the local history of the region but in the entire South-Eastern Europe,
as an ecclesiastical interface of medieval Latinitas6 in a border area in con-
tact throughout the centuries with the Slavic-Byzantine world and later with
Islam. Effortlessly and linearly as may appear today the way in which general
works and textbooks7 describe how this diocese has come into existence, the
conclusions reached by academics may be indeed considered rather a truce
after exhausting and generation-long confrontations of generally divergent
opinions. The debate constructed around an insufficient number of sources
of unsatisfactory quality is further complicated by the symbolic charge associ-
ated in post medieval times, and especially during the last two centuries, to the
beginning of the Latin Church in its institutionalised form in this part of the
European continent. Despite this complicated background, this essay’s goal is,
nevertheless, to contribute to the investigation of the above-mentioned epi-
sode not by adding a supplementary coating to an already complicated con-
frontation of theories but through enlarging the perspective and treating the
foundation of the Transylvanian bishopric as a detail in a larger picture.
Scarce and ambiguous sources concerning the initial stages in the existence of
the Transylvanian bishopric inexorably direct this essay toward a comparatist
approach, a methodological solution for filling up the gaps that is however not
without its well-known risks and limitations.8 Notwithstanding the necessary
precautions, this investigative path has been already productively tested many
times before. The predominantly blurry transition from pagan, tribal and local
political circumstances to Christian kingdoms happened almost simultane-
ously around the year 1000 within an ample geographical arch, usually defined
by two cultural areas: Central- and South-Eastern Europe9 on one hand, and
5 A topic announced more than a decade ago in the author’s public defence of his doctoral
thesis, see Dincă 2017, 38–39.
6 Tombeur 1997, 23–40.
7 Engel 2001, 42–45; Bakay 2006, 550–551.
8 Birus 1997, 13–28. The comparative study of the founding of episcopates in the Latin world
is a subject promising result; however, the only such attempt known to me has focused on
the study of the phenomenon in eighth-century Eichstätt, see Kaiser 1990, 29–67. For a com-
parative approach to the analysis of episcopal power in the German empire during the 10th–
12th centuries, see Eldevik 2012, 1–33.
9 Manteuffel – Gieysztor 1968; Barraclough 1976.
Latin Bishoprics in the ‘ Age of Iron ’ 319
Since Late Antiquity and throughout the entire Middle Ages, the bishopric has
been a complex and, most importantly, an extremely versatile institutional
presence within the cultural and territorial landscape of a given historical
context. Its main distinguishing attribute was perhaps exactly this versatil-
ity, the capacity of the episcopate to adapt to the local conditions, both social
and political,20 where it initially took shape and subsequently deepened its
roots. In theory uniform cells compounding the body of Latin Christianity, the
bishoprics were by far not equal in terms of origin, age, size, raison d’être, and
events leading to their establishment, continuity, material means and demo-
graphic parameters, local or far-reaching impact. It is just the variety and mul-
tifaceted nature of the medieval bishopric that makes at times the pertinent
historical reconstructions so intricate, deeply encapsulated into determined,
structural correlations and contexts. Throughout the centuries, the medieval
bishopric displayed several outer appearances, initially a city-based model,
revolving around an urban settlement, civitas, which was customary at the
dusk of antiquity. This manifestation overextended during the early medieval
centuries in areas where a strong Roman heritage endured and was followed
typologically by a territorially large or even undefined diocese, sometimes
identified in the first stages of existence by the name of the population
inhabiting the lands in which the fresh ecclesiastical foundation was still
being moulded. This latter iteration of the institution has been associated
in a particular way with missionary actions and episodes of conversions. In
its traditional form of civitas-centred diocese, the ecclesiastical construction
underlines the hierarchical structure of the church territories and authorities,
whereas in its rather loose expression, with diocesan names involving eth-
nonyms (names of ethnic groups, or populations) or choronyms (individual
names of regions, larger areas, or countries), the episcopal idea emphasises
the intention of assuming control over land, people, and their spiritual path.
Besides differences and context-specific developments, abundantly addressed
in the scholarly literature, there are also quite a few common ingredients in the
formula of a medieval bishopric, be it a city-based diocesan district as in Italy,
a vast territory as in Germany or in England, or a missionary, still-to-be-defined
diocese, as in some situations of newly-integrated lands of the Latinity.
The bishopric, be it a functional diocese or a titular see, mirrors the political
construction that was meant to support with its religious, legal, and material
resources and presence. Individual bishops and dioceses (without neglecting
the pastoral significance of the incumbents and their agency) played over the
medieval centuries a central political role and can be regarded without hesi-
tation as an instrumentum regni. Under these circumstances, it is worth con-
sidering shortly what was the precise significance of the bishop in the Latin
Europe precisely during ‘the long tenth century’,21 also called for a reason
21 For all the historical contexts involving episcopal episodes around the year 1000 and dur-
ing the first decades of the second millennium, ‘the long tenth century’ seems appar-
ently the more suitable construction, preferred over the alternative ‘11th-century bishops/
bishoprics’, due to the latter’s strong connection with the Gregorian reforms, see for
322 Dincă and Kovács
27 Bartlett 1994, 9; Berend 2007: 73–213; Brink 2013, 23–39 Bagge 2016, 53–75.
28 Sanmark 2003, 551–558; Urbańczyk 2003, 15–28; Bartlett 2007, 47–72.
29 McKitterick 2006, 130 lists here: “synodal legislation and canon law collections, lives of
bishops, histories of sees and monasteries, liturgy, music, accounts of saints’ cults, books
containing patristic and Carolingian theology and biblical exegesis produced for use
within ecclesiastical institutions, theological treatises, polemical pieces d’occasions and
incidental references in the narrative histories of the period”.
324 Dincă and Kovács
By its conclusion, the ‘Long Tenth Century’ had concentrated most of the
theoretical principles behind the functioning of bishops and bishoprics in
the entire Latin realm: the pastoral role of individual bishops had been cir-
cumscribed, their selection and appointment was (theoretically) subject to
internal election with regional variations due to the involvement of secular
authority, the relationships with the papacy and subordinated/equal sees was
resolved, members of the cathedral clergy and their assisting role in liturgical
observance were delineated, the collection of tithes was fully-functioning and
relied on a growing network of parishes with clearly demarcated boundaries,
episcopal towns grew into educational and cultural centres under episcopal
patronage, liturgy was (quasi-)uniform. These traits will be observed over the
following centuries unequally, outlining the peculiarities of each freshly cre-
ated ecclesiastical institution and its accommodation in the specific political,
social, and cultural landscape.
The process of diocesan organization over the 11th century, although a labori-
ous enterprise imposed in a downward direction from the local and European
secular and ecclesiastical elites towards the non-uniform community of
nomadic and rooted population demonstrated a surprising stability over time,
with no new dioceses being founded in the Hungarian territories until late
in the 18th century. The intricate relationship between church and state con-
tributed to the legitimacy of the ruling dynasty, giving not only an ideological
but also a territorial shape to the earthly and spiritual dimension of the new
Kingdom.37 Both monarchy and episcopate developed over the 11th century –
initially with help from abroad – their distinctive features influenced by the
Roman model of ‘papal monarchy’:38 a legislative and judicial system sup-
ported by a financial body for collecting funds, and a developing bureaucracy
keeping affairs in order. However, the quasi-simultaneous organization of the
Hungarian lay administrative institutions and ecclesiastical province has pro-
duced its own modern mythology,39 condoned by the lack of direct written
sources – a statement invoked by most historians dealing with the topic – and
(ideologically-motivated mis-) interpretations of the archaeological results.
The starting point of the Hungarian medieval ecclesiastical organization,
Transylvania included, is thus subject to multiple and diverse approaches and,
evidently, the entire production of the epistemic community on this topic will
not be described in detail here, partly due to the multitude of opinions that
can be consulted in the present volume in an updated form. Rather, the fol-
lowing paragraphs will present the state-of-the-art in an abridged manner, fol-
lowing the most significant contributions to the history of church organization
in Hungary during its first century of existence. This overview will focus on
reliable records: written sources chronicling the specific moment when each
bishopric was founded, first mentions of bishops, and the most influential
scholarly theories about their early history. Because Latin Christendom was
defined by ‘rite and obedience’,40 references to the role played by the Latin and
Byzantine liturgical observance in the Christianization of Hungary will also be
brought into question in a general manner.
The chronological sequence of the 11th-century founded bishoprics is
mainly based on a hagiographical source, the Legenda maior of Stephen, the
first crowned king of Hungary41 (997–1038), later venerated as a saint.42 It
records that the first king of Hungary has established ten dioceses in his realm:
although not named, these institutional projections of the new churchly path
seem to have advanced from the western borders of the realm eastwards, with
two ecclesiastical provinces overseen by archbishops comprising under their
jurisdiction eight dioceses and their respective bishops. While several scholars
have accepted the testimony of this hagiographical source, others have argued
that some of the bishoprics were in fact later foundations, linked to the holy
king for various reasons. The accepted consensus so far lists Veszprém as the
first bishop’s seat (c.996), followed shortly by Esztergom (1000/1001), Kalocsa
(c.1009), Győr (c.1009), Pécs (1009), Eger (early 11th c.), Transylvania (Alba Iulia/
Gyulafehérvár 1009?), Cenad (Csanád 1030), Vác (c.1030?), Bihor (Bihar, later
the organization of the local church, see Jekelfalussy 1897, 36. Recent discussions take
into consideration the legendary aspects of the ‘founding’ myth and correlate them with
historical sources, see Zombori – Cséfalvay – De Angelis 2001; Kontler 2004, 131–148; De
Cevins 2004; Font 2005a, 283–296.
40 Bartlett 1994, 243.
41 Anonymus, Gesta Hungarorum: SRH 1, 65; Simon de Keza, Gesta Hungarorum: SRH 1, 172;
Chronici Hungarici compositio saeculi XIV: SRH 1, 314–315; Chronicon Posoniense: SRH 2, 36;
Chronicon Monacense: SRH 2, 66–67; Henricus de Mügeln, Chronicon: SRH 2, 148; Henricus
de Mügeln, Chronicon rhytmicum: SRH 2, 256; Thietmar de Merseburg, Chronicon, 496;
Annales Altahenses maiores, 16; Annales Hildesheimenses, 29.
42 Legenda maior Sancti Stephani: Bartoniek 1938 (SRH 2), 383.
Latin Bishoprics in the ‘ Age of Iron ’ 327
moved to Oradea/ Nagyvárad, c.1050), with Zagreb (Zágráb c.1091), and Nitra
(Nyitra 1095–1116) closing the momentous effort. The reason behind choos-
ing these specific places with an urban appearance must have been primar-
ily political, yet there are still queries that can be brought forward for further
investigation, like the manner in which the location of episcopal sees relates
to geographical landmarks, trade and military routes, as well as pre-Christian
settlements such as tribal strongholds or (where relevant) remains from
Antiquity.43
Recent scholarly views generally agree that the so-called ‘bishoprics of Saint
Stephen’ were not brought into being at once, but in several phases, starting
just before Stephen’s coronation. The second stage generally associated with
episcopal foundations was the visit of a papal legate, cardinal Azo, in 1009,
which produced the only known foundation charter of the Kingdom, that of
the bishopric of Pécs.44 The third significant event was the campaign against
Achtum (Ajtony), a local chieftain, around 1028, which led to the genesis of
the bishopric of Cenad and the anointing in 1030 of its first bishop, Gerhard
(† 1046), as recorded by the Annals of Bratislava (Pozsony).45 The territorial
growth of the Hungarian kingdom through military conquest followed by
administrative and ecclesiastical configuration is reflected by the chronologi-
cal sequence of establishment of dioceses and installation of bishops. The sub-
sequent cult of saints, king Stephen I included, leaned on the images of those
leaders who maintained socio-political order and coalesced into the frame-
work of national patrons.46 The newly set borders reveal far more than the
institutional and jurisdictional limits of Hungarian ecclesiastical influence,47
they also set the first delimitation of the German dioceses of Passau and
Salzburg to the east. For the two, actively involved in the conversion of
Pannonia since the 9th century,48 this blunt limitation of their territorial
expansion49 represented a setback in terms of prestige: all primacy claims over
the missionary activity were lost,50 while Passau was deprived of its promotion
in terms of diocesan administration to the status of archbishopric.
43 Katalin Szende, Locus ecclesie, fundus civitatis, project in work, 2021. See also Szakács
2006, 207–220.
44 DHA, 56–57; although interpolated, and known only from a late copy, the charter is gener-
ally considered to be genuine, see Koszta 2009a, 13; Thoroczkay 2016b, 62–65.
45 Annales Posonienses: SRH 1, 125.
46 De Cevins 2012, 97–126.
47 A larger discussion on the various natures of ecclesiastical borders during the Middle
Ages at Herbers 2006, 703–716; Jaspert 2007, 43–70.
48 Bogyay 1986, 273–290; Berend – Laszlovszky – Szakács 2007, 330; Szőke 2014.
49 Higounet 1990, 56–76.
50 Wolfram 1995, 193; Lienhard 2007, 247–258.
328 Dincă and Kovács
discovered near the cathedral, dated to the last quarter of the 10th century or
in the time of Saint Stephen, perhaps a royal or an episcopal chapel.62
The archbishopric of Esztergom, dedicated to Saint Adalbert of Prague63
and to the Holy Virgin, was founded around 1001, shortly after the corona-
tion of king Stephen I, with the approval of the pope, during a synod held in
Ravenna.64 Its first archbishop, Dominic, was already recorded in the inter-
polated charter of Pannonhalma,65 mentioned above. It is supposed that a
church dedicated to Saint Stephen the Protomartyr already existed during the
rule of Géza,66 however the present-day Classicist basilica was built on the site
of a medieval cathedral dating from the 12th century. A possible earlier eccle-
siastical building, from the time of Saint Stephen, cannot be reconstructed.67
An ecclesiastical province – an archbishopric – had to comprise at least four
dioceses,68 thus it was considered that the third bishopric of Hungary, founded
around 1001 and dedicated to the Holy Virgin, was the one of Győr, a town
situated on the site of a Roman castrum named Arrabona.69 Archaeological
research and a few written records suggest the continuity of inhabitancy in
or around the castrum.70 The early beginnings of this bishopric are indicated
only by indirect evidence: firstly, as mentioned above, Esztergom did not
have territories in the Transdanubian region, a fact that strongly suggests the
pre-existence of an ecclesiastical structure in the region. Also, the foundation
charter of Pécs was issued in 1009 in Győr,71 thus implying that at that moment
Győr was already a significant ecclesiastical centre.72 As the list of civitates
(county centres) placed under the jurisdiction of Veszprém around 1009 did
not comprise the territories known from later charters as pertaining to the
bishopric of Győr,73 it can be assumed that by this date the latter bishopric
was already constituted.74 The earliest certain records concerning a bishop of
Győr date from the mid-11th century;75 furthermore, because of the massive
subsequent reconstructions, the scarce remnants of a possible 11th-century
cathedral could not have been dated with certainty.76
According to consensual opinion, the bishopric of Eger was founded on
the territory of Samuel Aba, ally and brother-in-law (sororius) of Stephen I.
The exact date of this alliance is yet again not certainly known, some authors
supposing an early pact between Aba and Stephen, or even Géza, the latter’s
father, and thus an early foundation of the bishopric, around 1001.77 Recent
views on the matter assert that an agreement between Stephen and Aba was
reached around 1005 and the bishopric was founded during the visit of Azo,
the papal legate, to Hungary in 1009, simultaneous with the ones of Pécs and
Kalocsa.78 The latter interpretation, based on the patrocinia of the three epis-
copates dedicated to the apostles John, Peter and Paul – three patrons of major
basilicas in Rome – suggests an imitatio Romae which could be well connected
to the presence of a pontifical legate.79 Bishop Leodvin, the first known incum-
bent of Eger, was nevertheless recorded in the second half of the 11th century.
In addition to that, archaeological evidence of an early ecclesiastical centre
has not been found yet despite intensive research:80 the archaeological traces
of the first cathedral could only be dated to around 1100.81 Worthy of mention
here is also the fact that near the cathedral a rotunda dating from the 10th
century was discovered.82
Based on contemporary information from the writings referring to Bruno of
Querfurt (c.974–1009), it could be inferred that the establishment of a bishop-
ric in the south of the Transdanubian region was preceded by the conversion
93 Múcska 2005, 9–17. For a summary of the scholarship see Thoroczkay 2009b, 12–21.
94 Koszta 2013, 11, 73; Szakács 2018, 203–204; Buzás 2020, 16–17.
95 Annales Posonienses: SRH 1, 125.
96 For an overview of the early scholarship see Juhász 1930, 43–46; Koszta 1999, 303–304;
Kristó 1998, 62; Györffy 2000, 327; Thoroczkay 2009a, 44–45; Múcska 2005, 23. See also
Turcuș 2004.
97 De Sancto Gerhardo episcopo Morosensi et martyre regni Hungarie: SRH 2:491–492.
98 Ibidem, 492.
99 Ibidem, 496.
100 Buzás 2020, 22.
101 For a summary of the previous scholarship see Koszta 2001, no. 2, 363–364.
102 Török 2002, 29–30.
Latin Bishoprics in the ‘ Age of Iron ’ 333
the reign of Andrew I.115 Also, both Leodvin and the later king Coloman (1095–
1116) were mentioned as bishops of Eger and Biharia implying that the territory
of the latter was separated from Eger, at first formally, then, in the last two
decades of the 11th century, effectively.116 The emergence of the later bishopric
of Oradea from that of Eger has been considered by many as the only explana-
tion for the southern exclave of Eger, the archdeaconry of Pâncota (Zsomboly,
Pankota).117 Also the constitution of the Oradea ecclesiastical centre after the
devastation of Biharia in 1068 and 1091 was questioned, some arguing that the
diocese of Oradea was not a result of a translatio sedis but a newly created
episcopal see of king Ladislaus.118
The genesis of the bishopric of Zagreb (Zágráb) at an uncertain date around
1090 was also put in relation to king Ladislaus and his coronation as ruler of
Croatia, another relevant detail showing how episcopal structure appears in
the wake of territorial acquisitions.119 The patron saint of the bishopric was
the recently canonised Saint Stephen and its first bishop, Duh, was recorded in
a source issued in 1134.120 The first Romanesque cathedral of Zagreb, erected
during the 12th century, was destroyed as a consequence of the Tartar invasion
from 1241–1242 and later replaced by the present-day Gothic building.
Based on the first mention of a bishop in Nitra,121 recent opinions122 have
implied that the see of Nitra was founded sometime between 1105 and 1110.
Based on 12th and 13th century charters recording the bishops of Nitra and
analogies from the neighbouring province of Salzburg, it has been argued that
this diocese was initially a proprietary bishopric (Eigenbistum) of the arch-
bishop of Esztergom, lacking a separate territory of jurisdiction, authority over
archdeaconries or the right to dispose of tithes and lands in its own name. The
episcopal see was founded on a site of a collegiate chapter dating from the
second half of the 11th century. According to this theory, the bishops of Nitra
secured their territorial jurisdiction and authority in the last quarter of the 12th
and in the first decades of the 13th century.
A widespread hypothesis claims that some of the early 11th-century bish-
oprics of Hungary observed the Byzantine rite. An allegedly Byzantine bish-
opric existed in Veszprém, and based on its patrocinium, Saint Michael the
Archangel, identical with the one of Transylvania, and the early existence of a
Greek, metropolitan monastery in Veszprémvölgy,123 some have believed possi-
ble that initially the bishopric of Veszprém was following the Greek rite.
Based on the discovery of two 11th-century seal matrices pertaining to arch-
bishops of Tourkia, both representing Saint Demetrios, patron of the bishopric
of Sirmium in antiquity,124 and on the hypothesis of the early creation of a
Byzantine diocese in Transylvania, it has been supposed that the second arch-
bishopric of Hungary, founded in Kalocsa, together with its suffragan bish-
oprics originally observed the Byzantine rite125 as well. This theory has been
partially accepted and even further developed,126 emphasizing the large num-
ber of Byzantine monasteries in Arpadian Hungary and records of Christians
of Eastern rite that were connected to the metropolitan province of Kalocsa,
while also highlighting the peaceful character of the relocation of Byzantine
monks from Cenad to Oroszlámos. The latter assertion has also been used as
proof for the exclusion of Byzantine elements from the ecclesiastical structure
of Hungary and for claiming that the archbishop of Tourkia was no more than a
title of pretence.127 Other opinions have differed,128 and the early existence of a
metropolitan province of Kalocsa has not been accepted, arguing that Tourkia
may refer to the Turks living in the region of Vardar or may have described a
titular bishop. The weakness of Greek influence in the church organization of
Hungary is apparently demonstrated by the fact that only one Greek charter
has been preserved from the whole medieval history of Hungary.129 Besides,
during the 11th century 27 Benedictine and only 5 Byzantine monasteries130
were founded in Hungary, almost a half of the latter having monks from Kiev
and not Constantinople.131 The (arch)bishops of Kalocsa, Cenad, Oradea and
Transylvania known from the 11th and 12th centuries were all named after
Latin saints, excepting Georgius of Kalocsa, who is recorded as participating in
a liturgical celebration in Lotharingia together with pope Leo IX (1049–1054).
Historians have also emphasized the fact that there is no positive information
138 Szende – Végh 2015, 255–286. A further inquiry into the dynamic relationship between
Hungarian bishops and county heads may follow the analytical course opened with the
case of Cambrai-Arras diocese by Ruffini-Ronzani 2015, 337–355 and Ruffini-Ronzani
2019, 111.
139 Ioannes Skylitzes, Synopsis historion, English translation: Wortley 2010, 231.
140 Entz 1994, 25. See also Gábor Thoroczkay’s paper in the present volume.
338 Dincă and Kovács
mentioned between 1071 and 1081, was also bishop of Transylvania,151 which is
again far from certain, there would be a shorter hiatus in the list of incumbents
and thus additional evidence supporting the earlier creation of the diocesan
office pertaining to Transylvania. The divergence of historical views, while var-
iously filtered and motivated, represents a constant trend in the contemporary
academic field, where nonetheless a distinct recent shift can be discerned: a
historiographical movement away from the national narrative accompanied
by a wider bird’s eye view perspective of the surrounding contexts and a com-
parative approach152 to the phenomena in question.
The polemics around the date of foundation were further nourished by
divergent interpretations of the archaeological results.153 At the end of the
19th century, during the restoration works at the cathedral of Alba Iulia, István
Möller uncovered the foundations of a rotunda placed in the present-day
building of the cathedral church, close to the southern wall.154 Because of
the lack of relevant archaeological data, the structure could not be dated pre-
cisely, thus leading to interpretations of its original place in relation to the
main church building155 and its specific purpose.156 In the 1970s, Radu Heitel
uncovered the foundations of another church located near the present-day
cathedral. He asserted that this new find was built in the first half of the
11th century.157 Based on his results, it was argued that this church was either
the first cathedral church of Transylvania, dating from the time of Saint
Stephen158 or rather ‘an archidiaconal church’ (!).159 A few decades later, in
2011, Daniela Marcu Istrate approached the subject again, reopened this 1970’s
site, and provided a more detailed description.160 The archaeological records
produced once again conflicting theories about the precise chronological
151 Records of Franco, episcopus Bellegradiensis, starting from 1071, could not be cer-
tainly linked to Alba Iulia. He could as well have been bishop of Biograd na Moru
(Tengerfehérvár) in Croatia. See Commisiones et relationes Venetae, 459; Bóna 2001b, 88;
Kristó 2004, 128–129.
152 Dincă 2017.
153 See the papers authored by Daniela Marcu Istrate, Florin Curta, Horia Ciugudean, and
Aurel Dragotă in the present volume.
154 Entz 1958a, 70–73.
155 Madgearu 2017, 11–13. Theodorescu 2014, 3–5. Entz 1958a, 70–73. Entz 1994, 25, whose
hypothesis is also accepted by Buzás 2020, 17–18.
156 Bóna 2001b, 88.
157 Heitel 1985, 215–231.
158 Bóna 2001b, 87–88.
159 Entz 1994, 25.
160 Marcu Istrate 2014, 100–105; Marcu Istrate 2015, 182–186.
340 Dincă and Kovács
horizon161 or connection between the ground plans and the possible activity
of a Byzantine mission in Transylvania.162
The unusual name of the diocese, more specifically the fact that the bish-
opric of Transylvania was named after a region (choronym) and not after an
urban site of episcopal residence, has ignited further debate. While most
historians agree that the name was given due to the fact that the bishopric
had originally a missionary character,163 some tend to see also a suggestion
for the continuity of Byzantine tradition,164 or an uncertainty caused by
relocations of the controlled area, especially the translation of the see from
northern Transylvania to the south, to Alba Iulia.165 It has to be noted that
the naming of missionary bishoprics after regions was a current practice in
Latin Christendom too.166 A very good analogy in this respect is the early his-
tory of the diocese of Olmütz (Olomouc, today in the Czech Republic), which
appears in the 10th century as the ‘diocese of Moravia’, and after a long silence
of the historical sources returns in 1063 under the name of its residence.167
Another example may be the case of the diocese of Bosnia (present in writ-
ten sources starting with 1088),168 but also with the ‘diocese of the Cumans’,169
both institutional aggregations with uncertain status from jurisdictional and
hierarchical points of view, and from the perspective of dogmatic rectitude.
The Transylvanian episcopal foundation must have faced similar uncertainties
at the time of its appearance and later, in that of the revival, either because of
some non-Christian population groups, or because of Christians of a different
conviction than the Latin one.
The option for Saint Michael the Archangel as a patron saint of the
diocese170 was interpreted as further proof for the Eastern-rite roots of the
bishopric.171 However, the cult of Saint Michael was also widespread in large
161 Takács 2013, 120; Theodorescu 2014, 5–8. Rusu 2014; Madgearu 2017, 14–15; Buzás 2020, 18
leaves also open the question of dating.
162 Takács 2013, 121–123; Marcu Istrate 2014, 120; Marcu Istrate 2015, 19.
163 Hóman 1935, 199–200; Györffy 2000, 183; Koszta 2012, 259; Dincă 2017, 47–48; Kovács 2017,
115; Hunyadi 2019, 59.
164 Kristó 2004, 118; Vekov 2001, 103.
165 Kristó 1998, 58; Thoroczkay 2009a, 41.
166 Dincă 2017, 47–49.
167 Zemek 1987; Wihoda 2010.
168 Basler 1973, 9–15.
169 Turcuș 2001, 292.
170 On the extension of the patrocinium within the entire territory of medieval Hungary, see
Mező 2003, 278–308; especially 304 sqq. (Veszprém) and 284 sqq. (Alba Iulia).
171 Kristó 1998, 58–59; Kristó 2004, 119; Thoroczkay 2009a, 41; Dincă 2017, 49.
Latin Bishoprics in the ‘ Age of Iron ’ 341
What are the questions pertaining to the larger topic of the genesis of the
Transylvanian bishopric that have not yet been asked? To turn the historio-
graphic tide, a fresh perspective needs to be brought to the scrutiny of the ‘ori-
gin story’ and the historian (whatever the tool of investigation) must return
to the primordial source once again,182 and observe new ways of extracting
information, while at the same time sift through the entire previous academic
productions and select pertinent records, analogies, and substantiated affir-
mations. A thorough and balanced review of previous scholarship alone can-
not however create new food for thought, considering the aspects that have
been suggested over the previous pages. It is now the task of the 21st century
historian to apply a miscellaneous methodology, to inquire differently and
even to ‘borrow’ analytical strategies from other (closely or not) related dis-
ciplines. The indirect and disconcerting narrative histories have opened the
door to speculation concerning Transylvania’s initial exposure to Christianity,
stressing a societal mass conversion dictated by ethnical basis rather than on
personal transition from paganism to Christianity. The following lines wish
to bring forward a plaidoyer for a broader cultural horizon based on several
methodological approaches derived from cultural anthropology and histori-
cal sociology – mainly comparativist perspective and contextualization – that
could assist scholars in future undertakings regarding the first moments of
diocesan organization in Transylvania.
A comparison illuminates both similarities and differences: in this respect
the particularities of the Transylvanian case must not be dismissed but
acknowledged and endorsed. The present discussion, aiming at an intro-
duction into a better and wider understanding of the theoretical framework
(institutions involved, available sources) in which the founding of a diocese
in Transylvania could have taken place as part of the ecclesiastical sphere
of Roman obedience, appeals to further comparison with other European
instances, ultimately (as already stated) with the goal of providing archaeolo-
gists and art historians with the required contextual background. Under these
circumstances, the obstinate refusal of recent historiography to acknowl-
edge and absorb the European interpretative impulses of the last five dec-
ades and surpass the psychological barrier imposed by their forerunners,183
is very surprising, especially when considering the fact that the raw working
material – the archaeological records – had been put forward in an opaque
manner, superficially dated by means of viable stylistic analogies or sound
methodological approaches and inadequately contextualised by forced corre-
spondences and ‘(ab)use of written sources.’184 The division of the topic into
a nationalistically-driven binary discourse (‘them’ vs. ‘us’)185 has regrettably
produced a vast amount of anachronistic output, engaging historians in seem-
ingly endless, limited, and futile contradictory debates. Future discussion on
183 For a larger survey of the topic, see Curta 2006, 21–28, chapter Medieval Archaeology in
Southeastern Europe.
184 Curta 2006, 25. See also Profantová 286–310.
185 Bierbrauer 2004, 45–84. See also Curta 2001, 141–165.
344 Dincă and Kovács
the origin of the Transylvanian Latin bishopric must bring to the table every
actor involved, re-aligning and encompassing the contributions of all scholarly
disciplines that can clear up the blurred picture: numismatics,186 various types
of chemical analysis (osteological, of wood, pottery, glass, and metal), even pal-
aeobotany and zooarchaeology. Ultimately, prudence is needed when dealing
with a holistic approach towards the subject that will lead to the re-assessment
of the entire cultural horizon of the local ‘Age of Iron’. Interdisciplinarity, col-
laboration, constructive scepticism – these methodological markers should
prevail in the modern scholarly handling of the present inquiry.
The current historiographical trend of the ‘Europeanization of national
myths’ seeks to bring together national cultures encompassed in a symbolic
common ground. In this context, staying clear from political ideology, the
topic under investigation – the conversion, institutional Christianization,
and implicit Europeanization of a peripheral province – can benefit from the
expansion of the geographical and social perspective. A methodological prin-
ciple that has been used on many occasions, comparison with events and sim-
ilar situations in other parts of Latin Europe may allow a better understanding
of local realities and their interconnectedness. The comparative method, used
with caution, has the merit of providing suggestions and information for those
historical phenomena related to the Transylvanian case, which could other-
wise not be understood because of inadequate or insufficient input from the
testimonies of the investigated epoch. At the same time, comparison makes it
possible to highlight correlations in the functioning of the episcopal institution
in different periods and in the different realms that found themselves under
Rome’s supreme ecclesiastical authority. Not only does the practice of fortify-
ing a territorial conquest through ecclesiastical institutionalization appear as
a justified political conduct, but many other instances come in support of this
hypothesis: for examples from northern Europe187 or the Iberian Peninsula,188
where a series of dioceses were created as direct and immediate consequences
of territorial and military advance. Another excellent example in this regard,
it is true an extreme one, is that of the new dioceses of the Middle East, in
186 Velter 2002, with reticence regarding the historical interpretations, see Rusu 2003;
Oberländer Târnoveanu 2009, 561–580; Mundell Mango 2009, 221–238. Regarding the
specific Alba Iulia case, see Rustoiu et al. 2009, 19–33.
187 Crawford 1987; Veitch 1998, 193–220; Sawyer – Sawyer 2003, 155.
188 Borgolte 2002, 142–167 discusses the similarities and differences in the medieval evolution
of Scandinavia and the Iberian Peninsula as European peripheries. See also Barton 2006,
1–33 for the 12th century evolution of episcopal power in the post-Reconquista lands, and
Jensen 2017, the latter’s comparative analysis revolving around the crusading movement.
Latin Bishoprics in the ‘ Age of Iron ’ 345
197 In this respect, a research project still in its initial phase of development: PN-III-CEI-
BIM-PBE-2020-2024, ‘Reversed Migration’: The Walloon Settlers in Medieval Transylvania
and their Cultural Identity (12th–14th century).
198 Heikkilä – Ommundsen 2017.
199 The development of the archidiaconal system and of the ‘proprietary church’ model in
the German lands and south-eastern Europe, but also its Byzantine counterpart model,
have been discussed by Borgolte 2004, 95–101; Wood 2008; Borgolte 2020, 226–228. See
Entz 1994, 25–26 for the opinion regarding a possible early ‘archdeacon church’ (!) in Alba
Iulia, under the patronage of the local ruler.
200 A chronology of this building in Daniela Marcu Istrate’s study in the present volume; for
the possibility of a later dating see Takács 2013, 120–123; Buzás 2020, 18.
201 Takács 2018, 177–199.
Latin Bishoprics in the ‘ Age of Iron ’ 347
202 See Călin Cosma’s chapter together with Horia Ciugudean, Aurel Dragotă and Monica-
Elena Popescu’s study in the present volume.
203 See Florin Curta’s chapter in the present volume.
204 Kaplan 2001, 183–198. See similar transitions from Roman, early Christian Carolingian and
Moravian buildings to new ecclesiastical structures in Szakács 2018, 199–203.
205 Lisson 2017, 158. See also Mazel 2016; Iogna-Prat 2017, 91–100.
206 Solli 1996, 89–114; Sanmark 2003, 552. See also Mayr-Harting 1977, 51–68.
348 Dincă and Kovács
the merchant route from Constantinople through Kiev and towards Birka.207
The demand for such items must have been significant, since it determined the
production of local variations of Byzantine stylistic conventions.208 Regional
lordship also influenced the mechanisms of institutionalized Christianization
in Scandinavian Scotland, where an ethnically-hybrid but Christian aristoc-
racy ruled over the 10th and 11th centuries in settlements such as Govan,209 a
former Viking trading post on the shores of the Irish Sea.
A church by itself is not a cathedral. It takes for the institution it represents –
the bishopric – to be created by a higher authority and for a bishop to con-
secrate it as a diocesan see. Along these lines, the Alba Iulia structure in its
archaeological context – channelling Byzantine stylistic patterns together with
funerary items of oriental origin – can be considered both an administrative
agent and a testimony of ceremonial expression. Its consecration probably fol-
lowed the rite (also acknowledged by the 6th century councils in the West)210
recorded since the 8th century in the ‘Euchologion Barberini’ (Ms Gr. 336 of
the Vatican Library),211 together with the similar blessing of the burial ground:
such actions were destined to imbue with spiritual significance and estab-
lish control over the new Christian space. Typically, by the 10th century both
Byzantine tradition and Latin customs considered necessary the presence of a
bishop for the inauguration of a new church, while a (previously existing) cem-
etery could be consecrated either by ecclesiastical rite or simply sanctified by
the vicinity of the place of worship, its altar and its relics.212 Doctrine required
that after integration into the symbolic Christian realm, only those baptised
could be interred in the cemetery. However, in Alba Iulia’s case the eclectic
character of the burial practices reveals a much more complex ethno-cultural
207 Beskow 2003, 560. A larger discussion on the topic in Fuglesang 1997, 35–58; Müller-Wille
1997, 405–422 and more recently in Pranke – Žečević 2020, 71–113.
208 Nyborg 2016, 27–42.
209 Owen – Driscoll 2011, 333–346.
210 It was reserved to the bishop to consecrate new church buildings, an act known as con-
secratio, dedicatio or benedictio ecclesiae et altaris, see Decretum Gratiani (reflecting
however a mid-12th century reality, nevertheless based on a previous tradition): ‘De
Consecratione’: Omnes basilicae cum missa debent semper consecrari. Et ecclesiae destruc-
tae, ubi autem plures sunt, quam necesse sit, aut maioris magnitudinis, quam ut ex rebus ad
eas pertinentibus restaurari possint, episcopi prouidentia modus inueniatur, qualiter con-
sistere possint. (Pars III, Dist. I, c. III, see Friedberg 1959, 1294–1295).
211 The Byzantine rite involved the presence of a bishop and comprised the consecration of
the altar, followed by the consecration of the church building and the deposition of relics,
see Auzépy 2001, 13–24; Permjakovs 2012.
212 Treffort 2001, 285–299; Getcha 2005, 75–91.
Latin Bishoprics in the ‘ Age of Iron ’ 349
218 A model of church administrative development put forth in 1988 by John Blair. The main
methodological criticism against this hypothesis argued that it is not based on direct doc-
umentary evidence of its beginnings, which were deduced mostly from archaeological
and topographical evidence.
219 Antonsson 2005, 175–186.
220 Blair 1988, 1–19.
221 Thacker 1992, 138–170.
222 See also the conjecture advanced by Eva Révész in the present volume.
223 Peters‐Custot 2013, 203–220.
Latin Bishoprics in the ‘ Age of Iron ’ 351
224 Dennis 2017, 65 points out the case of the diocese of Coutances, whose bishops were
forced into exile for over a century (913–1023) in Rouen by the raids of the Northmen
(pagan Scandinavians who settled in French Normandy over the 9th century). The absen-
teeism of the Christian leading figures led to a growth of pagan practices among the pop-
ulace, followed by a process of episcopal restoration after 1066. However, during the 10th
century the episcopal institution has continued to exist, albeit its titular bishops contin-
ued their activity outside the diocese.
225 Caseau 2001, 61–123 offers an overview of the desacralization practices over late Antiquity
within the confines of the Latin and Byzantine worlds.
226 Various strategies of adaptive reuse were employed for the conversion of a sacred space,
from eradication of previous signs of occupation and re-consecration to desertion,
destruction, and ruin of sacred places, see Musset 1967, 300.
227 Schabel 2010, 165–207; Coureas 2014, 145–184; Mersch 2014, 498–524. An interesting
instance regards the intentional abandonment of a sacred place, as can be seen in the
case of Old Sarum, England, where a cathedral was erected shortly after the establish-
ment of the episcopal town in 1075, and later abandoned (in the 1220s) when the episco-
pal see moved again to Salisbury, see Frost 2009, 1–54.
352 Dincă and Kovács
the channel for the new cathedral’s patron saint still under discussion,228 the
use of the name of the province in designating the diocese further suggests an
obscure debut and a later (re)establishment of the episcopal see in Alba Iulia.
Another issue under consideration concerns the elements of continuity
(such as the formation of the episcopal estates, the development of archi-
tectonic sites or ‘bureaucratic’ aspects) in the organization of the Hungarian
ecclesiastical structures, and, implicitly, of the Transylvanian diocese. Cultural
landmarks can, in this case, be brought into the larger discussion of the theme.
The Western bishops’ liturgical handbooks or ‘pontificals’, so typologically-,
ideologically-, and functionally-varied during the late 10th–early 11th century,
reflecting in their liturgical contents the cultural and political influences of
specific dioceses or regions,229 reached the Hungarian institutional organ-
ization in the last quarter of the 11th century: the Nitra Evangelistary, the
Esztergom Benedictional, and the Agenda Pontificalis, a pontifical written for
Bishop Hartvic of Győr.230 On the other hand, the Byzantine cultural influence
left some traces in the 11th century, such as in the catalogue of books of the
Benedictine abbey of Pannonhalma, where a ‘Psalterium Graecum’ had been
listed along with a ‘Psalterium Gallicanum’ and a ‘Psalterium ebraycum’.231 The
code of laws initiated by Stephen I in the first moments of Hungary’s state-
hood clearly articulates that the diocesan bishop is responsible for providing
books for the parish clergy.232 Regrettably, pieces of evidence regarding the
episcopal/ cathedral libraries of medieval Hungary for the early period have
only been preserved about Esztergom, Zagreb and Veszprém,233 later accom-
panied by Oradea.234 For the Arpadian Age, and in fact, until late in the early
days of the Renaissance and until the appearance of the printing press, any
historian is forced to operate with the rather vague concept of ‘episcopal or
cathedral library’, an imperfect solution, as it is not possible to distinguish
between the different book collections in the environment of a medieval
cathedral: the personal ones pertaining to the bishop or to the canons, the
holding of the cathedral school or of the place of authentication, etc. There is
228 Klaniczay 2010, 296 stresses the ambiguous origin between Byzantine and Western
European and the need to further investigate the cult of saints George, Demetrios,
Nicholas and Michael in Hungarian, Bohemian and Polish medieval spaces.
229 Palazzo 1993; Exarchos 2015, 317–335.
230 Török 2001, 155–159. See also Veszprémy 1998, 261–267; Madas 2002, 173–190; Földváry
2010, 671–683. In this respect, for a more general use, see also Usuarium, a digital library
available at https://usuarium.elte.hu/ (accessed 2021 March 30).
231 Csapodi – Csapodiné Gárdonyi 1994, 14.
232 Nemerkényi 2004, 7.
233 Nemerkényi 2004, 8 sqq.
234 Jakó 1977, 13–71.
Latin Bishoprics in the ‘ Age of Iron ’ 353
limited information about the books that existed in one way or another in the
ambiance of the episcopal church in Alba Iulia, some metallic pieces – corner
or centre pieces, catch-plates and long-straps or hook-clasps used for enclos-
ing the body of the book – having been recovered during the archaeological
excavations.235 One of the first references of this kind is made in the context of
the description of the attack undertaken by Gaan/Gyan (John), son of Alardus
on the Transylvanian episcopal cathedral (1277), when the destruction by fire
of several valuable items is mentioned, including books.236 The presence of
manuscript volumes, and of a subsequent literate mentality in the province
can be understood as part of a Europeanization process with long-term effects:
Christianity gradually disseminated education, literacy replaced oral tradition,
the entire process culminating with the formation of a clerical body able to ful-
fil pastoral duties, juridical tasks and bureaucratic affairs.237 A parallel with the
similar evolution of the Norwegian medieval state can be formulated here,238
with emphasis on the impact of Christianity on the social order: the rejection
of paganism followed by the introduction of a new set of moral values pres-
sured individuals into new behavioural patterns, imposed (by force in a first
stage) and controlled by the church. The introduction of an extremely com-
plex ecclesiastical bureaucracy had a powerful effect on everyday governing,
with a visible influence on the written practices of the royal administration.239
Again, these normative conduct prescriptions had a societal impact visible in
the long term, from markers concerning personal names240 to duality of lan-
guage for written or oral use (Latin vs. vernacular).
The described genesis sequence of the Transylvanian bishopric and its epis-
copal see, a hypothetical contextualization based on archaeological chronol-
ogy, narrative texts, and comparative evolutions dictated by both ideology and
pragmatism, is by no means a definitive historical dictate, but a possible inter-
pretation of sources available at the present time. The suggested evolution has
to be understood as a fluid and dynamic process, unfolded over a long period of
time, centred on instituting and further re-establishing episcopal authority in
the diocese. The new dimension of this comparative survey takes into account
previous research, while depicting a broader context that puts together the
particular Transylvanian instance and the Latin episcopal evolution over the
‘Age of Iron’. Whereas the creation and installation of the local bishopric has so
far been examined in connection with the contemporary Hungarian counter-
parts, the present enquiry brings into focus similar developments within the
peripheries of Latinitas, suggesting parallel metamorphic patterns. Some ques-
tionable conjectures require further critical scrutiny. Nevertheless, whatever
the conclusion, one cannot deny the importance of recent archaeological dis-
coveries (context-less or with ambiguous frame of reference) that seem to rep-
resent the only vocal witness over the course of the century in question. Above
all, the integration of Transylvania into Latin Europe articulates the autoch-
thonous variant of progressive stages, from avatar to full embodiment of the
episcopal institution, in a peripheral expression of medieval Christendom far
from passive, but dynamic, versatile, and adaptive.
Acknowledgment
The co-authors’ contributions to this research paper have been divided accord-
ing to their areas of interest: Adinel C. Dincă has drafted the entire paper, tak-
ing responsibility for the discursive and hermeneutical sections, while Mihai
Kovács’ input covered the basic documentation concerning the Hungarian his-
toriographical perspectives.
Part 3
Future Debates
⸪
Chapter 14
14.1 Introduction
Following the archaeological research of 2011, led by Dr. Daniela Marcu Istrate,
the ruins of a 10th-century Byzantine-style church have been discovered.
The entire research was organized in the context of the study “The 10th–11th
Centuries Byzantine Style Church in Alba Iulia. Preliminary Considerations,”
published in Apulum LI, series Historia & Patrimonium, Alba Iulia, 2014.1
The study offered an attempt at the architectural reconstruction of the dis-
covered Byzantine church. Nevertheless, considering that the research has
brought to light only the foundation of the edifice, the possibility to recover
the superstructure with high accuracy remains, for now, something hard to
achieve.
However, we have to mention our starting points for all the proposals, which
belong to a proper research methodology. In that sense, the restitutions may be
justified, according to the methodological issues, as follows:
– Archaeologically, the discoveries made by the research give us information
about some architectural features. Also, the dimensions and configura-
tion of the foundations make an overview on the statical behavior of the
superstructure.
– Historically, the discovered church ruins were dated as belonging to the
10th–11th centuries. So, the church falls under certain historical conditions,
which give us a primary hypothesis about the cultural and ecclesiastical
affiliation.
– Geographically, the church could be associated with other similar
churches, built in the near territories, Hungary and the Romanian region
of Transylvania. Because of the lack of information regarding the 10th–11th
centuries built-churches, the study focused on the closest following period,
the 11th and 13th centuries.
ones belonging to the poor. The mission of bishop Hierotheos led to the inflow
of Byzantine cultural and economic influences in the region.5
In the context of the Byzantine church discovered, there rises again the
problem of locating bishop Hierotheos in Alba Iulia, and of course the ques-
tion whether that church served as an episcopal cathedral or only as a church
for the Christian community. The answers to this question, however, belong to
historians and archaeologists.
Understanding the Christianization of the southern Transylvanian popula-
tion could be compared with the Christianization of the Russians around the
year 980. Prince Vladimir (r. 980–1015) got baptized and then got married to
the Byzantine Princess Anna, on condition of converting his own people to
Christianity.6 Under these circumstances, Prince Vladimir tried thenceforth
to constitute an imperial court similar to the one in Constantinople, building
St. Sophia Cathedral in the Kievan capital, bearing the same name as the
majestic and well-known Constantinopolitan cathedral.7 This must have been
the result of the strong impression made by the Byzantine pomp and liturgical
service upon the Russian rulers.
The edification of the pillared church in Alba Iulia could be understood
in the same manner (Fig. 14.1). A Hungarian leader receives Christening in
Constantinople and is overwhelmed by the spiritual and material content, and
therefore desires to recreate a part of what he has experienced in the Byzantine
capital.
Figure 14.1 The pillared church in Alba Iulia (10th–11th centuries) and the first cathedral in Alba Iulia
(11th century) having the same scale and actual distance from one another. It’s possible
that the churches could have existed simultaneously for a short time
reconstruction by Nicolae Călin Chifăr and Marius Mihail Păsculescu
based on Marcu Istrate 2014 and Vătășianu 1959
The cross-in-square church, developed by the end of the 9th century, according
to Otto Demus,8 was the model that resulted from the functional and spiritual
requests of the Christian communities of the post-iconoclastic period. Having
dimensions greatly reduced compared to the churches from the previous peri-
ods, the cross-in-square church underwent little morphological changes dur-
ing its existence.
It was built in the tripartite manner specific to Christian churches, with a
western narthex, an aisle, and a three-room sanctuary oriented toward the
east. Two distinct rooms framed the sanctuary, the prothesis to the north and
the diakonikon to the south.
References to the description of the morphology of the cross-in-square
Byzantine church generally lead to its planimetrical analysis. This proves to
be incomplete for understanding this typology. The Byzantine church was
three-dimensional in its character.9 The cross-in-square can be best appreciated
Figure 14.3 A simplified scheme of the naos, represented as a grill of 9 modules with the
position of the interior columns
drawing by Nicolae Călin Chifăr and Marius Mihail Păsculescu
Figure 14.4 Extension of the previous figure by a width of 1 module, including the
sanctuary on the east and the narthex on the west
drawing by Nicolae Călin Chifăr and Marius Mihail Păsculescu
takes as a case study the church from Sardis, and states that the length and
width of the naos are double in size compared to the central area defined by
the four columns.,11
Conclusively, by simplifying the methodology, the naos can be decon-
structed by 4 horizontal axes and 4 vertical ones equally spaced into 9 mod-
ules. At the intersection of the first axis with the third one, both horizontally
and vertically, the 4 central columns are fitted in.
Thus, there results a distance of 2 modules between the columns and 1 mod-
ule between the columns and the walls. One module further to the east and
west defines the dimension of the sanctuary and the narthex. This would be the
standard simplified proportions of the cross-in-square church. Nevertheless, it
must be stated that the Byzantine church cannot be standardized, and extant
examples prove that a variety of this typology was applied to the technical and
economic possibilities of each distinct historical period and region.
12 These studies on the planimetric and spatial configuration of the cross-in-square concept
are gathered and commented in the article Takács 2013, 75–135.
13 Szakács 2015, 193–204.
14 Takács 2013, 110.
15 Buzás 2010, 554–603.
16 Buzás 2018.
17 Molnár 2015, 177–194.
18 Takács 2013, 109.
364 Chifăr and Păsculescu
The volumetric reconstruction has been supported by the fact that some
pilaster-striped walls are partially preserved. Column fragments with deco-
rated bases and capitals have also been discovered. These, together with the
clarification of the planimetry, opened analogies with churches from Croatia
or Dalmatia, and implicitly a more precise reconstruction.19
The third case for observing the reconstitution process is the 11th-century
Benedictine church from Szekszárd. This building had been destroyed during
the Great Tartar Invasion, then rebuilt and repeatedly modified until the end
of the 18th century when it was completely demolished.20 The image of the
church from the 11th century has been reconstructed based on the planime-
try drawn according to the archaeological excavations, some fragments of col-
umns and decorations, as well as a drawing with a longitudinal section, made
before the demolition, which presented a basilican structure with a tower on
the western facade. It seems that the tower appears right from the beginning
of the edifice. The presence of this feature is supported also by the fact that the
foundations of the 11th-century church are wider on this side.21 Moreover, the
oversized foundations of the columns and the smaller in-between distance led
to the idea that the church was vaulted. This pseudo-basilical morphology was
used during the same period in the Benedictine church from Feldebrő.22
From the point of view of the reconstruction process, the common feature
of the above-mentioned cases is the fact that all three churches were initially
imagined with a wrong architecture, fundamentally and hypothetically pro-
posed only based on the excavation sketches. Only recent studies generated
well-defined models based on elevations, masonries and foundations, as well
as fragments of columns or arches.
The last study to be mentioned is the reconstruction of the Monostorpályi
church. The partial fragments discovered here allow completion of the layout,
which consists of three apses on the eastern end and two towers to the west.
Starting from this evidence, and in the absence of additional data, two dis-
tinct models can be proposed on the same layout: a basilican structure and a
centralized one of Byzantine influence, with the centre of the naos capped by
a dome. The status of the fragments allows planimetric analogies both with
Eastern churches as well as with local Romanesque examples.23
19 Buzás 2018.
20 Buzás 2013, 4–7.
21 Buzás 2013.
22 Buzás 2010, 559–562.
23 Rácz 1982, 69–77.
Pillared-Church in Alba Iulia: Reconstruction Proposals 365
The conclusion that emerges and that reflects throughout this undertaking is
that a volumetrical reconstruction is more accurate, the more data is available
on the subject. The above-mentioned studies were presented in a descending
order based on existing material, that is from the presence of arches, columns
and original masonries (Feldebrő), to partial elevations (Kaposszentjakab),
foundations (Szekszárd), and partial foundations (Monostorpályi). The exca-
vations at Alba Iulia place the usable data for reconstruction of the church
close to the Monostorpályi church, that is partial foundations, a column base
and a carved fragment, both understudied up to the present day.
The material used for rebuilding the church in Alba Iulia with pillars has been
extracted from the article published by the author of the archaeological exca-
vations,24 in which, as the title indicates, the data processing remains partial
for the time being. Nevertheless, using the historical and geographical context,
together with the architectural features of a central plan typology, it is possible
to offer some proposals, that are undoubtedly plausible.
Figure 14.5 The church at the end of the excavations – archaeological plan
Drawing by Daniela Marcu Istrate
spatial solution. So far, two hypothetical versions of this plan drawing have
been identified: the first outlining the church and the four pillars in the nave,26
and the second one, where the span of the triumphal arch is reduced, resulting
in two masonry fragments.27
The third version of the plan drawing could include also the visible struc-
ture in the north-eastern corner of the aisle,28 supposedly a re-use of a Roman
wall,29 and also the presence of some carved stone blocks right above the river
Figure 14.6 Archaeological site. Aerial perspective. Carved stones are visible on the
apse, the north-eastern inner structure and the south-western corner. In the
middle – the pillars
Photograph by Daniela Marcu Istrate
368 Chifăr and Păsculescu
14.4.2 Proposals
Before presenting the reconstructions, some later local examples identified
with similar planimetries and whose models are at least unexpected must be
mentioned.
One example is St. Nicholas Church in Densuș (Fig. 14.7). The church has
a square plan, with four pillars in the nave and a large semicircular apse that
surpasses the pillars square. The interior space was created using quarter
Figure 14.7 St. Nicholas church in Densus. 13th century. Unusual volume with central
tower and quarter-cylinder vaulting
reconstruction by Nicolae Călin Chifăr and Marius Mihail
Păsculescu based on Vătășianu 1959
Pillared-Church in Alba Iulia: Reconstruction Proposals 369
Figure 14.8 St. Nicholas church in Rădăuți. 14th century. Unusual volume with
longitudinal and perpendicular barrel vaulting and without a dome
reconstruction by Nicolae Călin Chifăr and Marius Mihail
Păsculescu based on Drăguț 1976
cylindrical vaults placed along the perimeter of the wall, intersecting each
other in the corners. The vaults support the thrust of a high tower, which rises
on the four pillars in the nave. Although the widely accepted dating of this
edifice is in the 13th century,30 the old formation of the building reveals an
unconventional solution for its designs.
For underlining the unusual cross-in-square church plan and volume var-
iations, the 14th-century church St. Nicholas in Rădăuți should also be men-
tioned (Fig. 14.8). The four pillars in the naos and the larger sanctuary apse
(compared to the central bay) are also evident in this edifice. The structural
solution thus reduces the triumphal arch at the threshold. The middle bay
is longitudinally vaulted, while the lateral bays are covered with transversal
vaults, at a lower height, resulting in a variant of a basilica. In contrast to the
interior layout, the exterior does not reflect at all the inner structure, and the
single roof further adds to this effect.
Although these churches are dated later and come from a different context,
these unique and unspecific formulas draw attention to the fact that the plani-
metry of a building does not follow the immediate conventional volumetric
solutions.
structural reasons, if the diameter of the sanctuary aligns with the pillars’ dis-
position in the nave, then the large span of the sanctuary apse, in connection
with the position of the pillars, generates an atypical solution, although not
without precedents. The solution reduces the span of the triumphal arch and
access from the narthex, in order to join the pillars with the rest of the struc-
ture. Hence there result some narrower interior openings and easier vaulting
systems. Similar adaptations of the ample apse to the nave with diminished
disclosures can be found in churches dating from the same period along the
Dalmatian coast.33
Regarding the model of the church, an “ideal” version for such a cruci-
form layout has been illustrated. Smaller disclosures have been interpreted as
vaulted, while the middle bays as situated at a higher level and visible from the
outside of the church. The overview image of the edifice is not created on the
basis of some actual arguments, but rather by loose analogies. For example, it
is known that approximately in the same period (11th century) the Roman edi-
fices from the Pécs necropolis34 had been repurposed, which makes it possible
33 It seems that the morphology was born through constructive (pre-Romanesque) adap-
tations brought to paleo-Christian churches. e.g. the church of St. Andrew at Baćina
(Fig. 14.10) in Marasovič 2005. Among the churches built in the 11th century, we name St.
Peter at Omiš, St. John the Baptist in Lopud (Fig. 14.11).
34 Buzás – Tóth 2015.
Pillared-Church in Alba Iulia: Reconstruction Proposals 373
CHURCH RUINS
WALL FRAGMENTS
(DATED BEFORE THE CHURCH
CONSTRUCTION) AND AN OVEN
FOUNDATION RECONSTRUCTION PROPOSAL
ROMAN WALL
0 1 2 3 4 5 6 7 8 9 10
Figure 14.12 The cross-in-square version without narthex. Overlap of the archaeological
plan. Architectural plan, section and axonometry. Perspectives
drawing by Nicolae Călin Chifăr and Marius Mihail Păsculescu
374 Chifăr and Păsculescu
CHURCH RUINS
WALL FRAGMENTS
(DATED BEFORE THE CHURCH
CONSTRUCTION) AND AN OVEN
FOUNDATION RECONSTRUCTION PROPOSAL
ROMAN WALL
0 1 2 3 4 5 6 7 8 9 10
Figure 14.13 The cross-in-square version without narthex. Overlap of the archaeological
plan. Architectural plan, section and axonometry. Perspectives
drawing by Nicolae Călin Chifăr and Marius Mihail Păsculescu
Pillared-Church in Alba Iulia: Reconstruction Proposals 375
to propose that the Roman image used for reconstructing the church in Alba
Iulia was still present and could have been used as an example.35 Moreover,
filling the excavation plan with a solution partially identified in the Dalmatian
cultural context also hints at a possible model inspired from the same area.36
35 A remarkable example is the church of St. Nicholas in Densuș (13th century, dating still
debatable). The 4 (3 remaining) pillars composition on the northern facade is a classic
and purely decorative one, most likely inspired by an ancient model from the former
Roman settlement Ulpia Traiana Sarmisegetuza, now extinct.
36 An interesting topic of research would be the attempt to establish a Dalmatian connec-
tion by analysing the fragment of the capital with a vegetal motif discovered during the
excavations in Alba Iulia. See ‘acanthus leaf’ in Takács 1997, 165–178.
37 According to the tripartite proportion of the cross-in-square plan, the distance between
the central pillars is double the distance between the pillars and the outer walls (see point
14.2).
376 Chifăr and Păsculescu
Figure 14.14 Church of St. John the Baptist in Lopud. 11th Century. Middle bay supporting
the tower is slightly narrower.
reconstruction by Nicolae Călin Chifăr and Marius Mihail
Păsculescu based on Marasovič 2008
Pillared-Church in Alba Iulia: Reconstruction Proposals 377
While presenting the discovered ruins, a particular detail has been high-
lighted: some stone blocks come out of the foundation by approximately 0.30–
0.44 meters.38 These blocks could have served as the basis for the enlargements
strengthening the more demanding areas of the building, that is the corners,
the areas where the vaults lighten into the external walls, and the wall of the
sanctuary.
These enlargements culminate in a circle vault of the same diameter as the
adjacent cylindrical internal vaults. This creates a niche that accentuates the
façade in a peculiar way. This type of articulation, connected to the structural
disposal of the building, was a common practice in contemporary Byzantine
architecture.
CHURCH RUINS
WALL FRAGMENTS
(DATED BEFORE THE CHURCH
CONSTRUCTION) AND AN OVEN
FOUNDATION RECONSTRUCTION PROPOSAL
ROMAN WALL
0 1 2 3 4 5 6 7 8 9 10
Figure 14.15 The pseudo-basilical version with a tower. Overlap of the archaeological plan.
Architectural plan, section and axonometry. Perspectives
drawing by Nicolae Călin Chifăr and Marius Mihail Păsculescu
Pillared-Church in Alba Iulia: Reconstruction Proposals 379
14.5 Conclusion
Because the lines that follow are meant as the conclusion not just to this vol-
ume, but to a decade that has passed since the discovery of the pillared church
in Alba Iulia, let me begin with a confession.
Tensions were already on the rise at the time when, in anticipation of a
whole-scale restoration, the systematic archaeological research of the entire
area of the Habsburg citadel of Alba Iulia reached the area in front of the
Roman-Catholic Cathedral, which was supposed to become a parking lot. Old
ethnic and religious frustrations going back to the mid-18th century resurfaced
largely because of the rushed excavations carried out under the pressure of the
deadlines for the restoration of the citadel, as well as the equally hasty decision
of the Ecumenical Patriarchate to recognize as saint a bishop without biogra-
phy, who had been sent to the Magyars in the 10th century.1
For a while, the end of those disputes about what happened in the past
seemed clear – the same inglorious lack of finale for passion-driven exchanges
with no basis in the sources, the number of which is too meagre to prevent
myth-making and useless speculations. Right when simmering tensions were
about to burst (again), a temporary worker monitoring the febrile activity of
the bulldozers (always way too eager to destroy historical monuments) brought
to the attention of the supervising archaeologist an artifact that is ultimately
responsible for all that followed. This was a lockring with S-shaped end dated
to the 11th or 12th century, most likely from a disturbed burial assemblage found
on top of the ruins. I was there on that moment, one of the most important in
my career, even though my position was nothing more than that of a simple
bystander. I always felt responsible for what had been discovered on that and
on all the subsequent days, especially for making the finds known and recog-
nized for what they really are. I therefore insisted upon the first publication of
the finds within the Historia et Patrimonium series of the journal Apulum, of
which I was the editor at that time.2 Moreover, I wrote several times about the
discoveries, for example in 2018, in the introduction to an album dedicated to
3 Exemplary in that respect are Alexandru Madgearu’s many publications cited in the biblio
graphy at the end of this volume.
4 Good illustrations for that attitude are Béla Zsolt Szakács’s studies and Miklós Takács’s book,
which are cited in the bibliography at the end of this book.
5 Theodorescu 2014, 3–9; Răzvan Theodorescu, “Introducere,” in Arta din România 2018,
vol. 1, 93.
384 Dumitran
bring to light that bit of Romanian Orthodox history, with some going as far
as fabricating the evidence, when none was available for the job. Conversely,
Hungarian historians seem oblivious to the implications of the pillared church
in Alba Iulia for Hungarian history, specifically for a presence of the Magyars in
Transylvania much earlier than Romanian historians had until now been ready
to admit. The ultimate result of that attitude is the neglect of a century of com-
mon history, which is apparently not marred by any conflicts, at least not until
the king of Hungary began the conquest of Transylvania.6
I took it personally, indeed, and that was also my attitude during the edito-
rial activity leading to the publication of this book. My goal has been to push
aside both wishful thinking and mythmaking, especially in the context of
discussions among the editors about how to present facts that had so quickly
stirred passions. Nobody doubts anymore that the unearthing of the building
in front of the western end of the Roman-Catholic Cathedral in Alba Iulia has
deep implications for the history of early medieval Transylvania. Assuming for
a moment that the end result of the ensuing debates was a return to old theo-
ries, at the very least, they would have to be verified. One would also have a
much harder time to disentangle the mission of Hierotheos to Tourkia men-
tioned by Skylitzes from the interpretation of the archaeological evidence. Be
that as it may, the size and location of a church like that in Alba Iulia defies the
problems of interpretation of small finds, which have until now almost exclu-
sively preoccupied both archaeologists and historians. To be sure, the discov-
ery of the pillared church in Alba Iulia and its obvious links to the Byzantine
architecture have effectively placed archaeology at the forefront of any future
discussions about what happened in early medieval Transylvania. The few writ-
ten sources will continue to be controversial, but any future scenario will have
6 Zsoldos 2020, 99 believes that the name of the “chieftain of Transylvania” attacked by the
king of Hungary “remains unknown to us, as our sources mention him by his title, Gyula. The
conversion of the Gyula, on the other hand, did bring some tangible results, as he returned
from Constantinople with the monk Hierotheos, who later became Bishop of Turkia (i.e.
Hungary)” (my emphasis). Skylitzes mentions Hierotheos as bishop of Tourkia from the
get-go. Zsoldos dares to differ; he needs Hierotheos in Transylvania, in order to justify mod-
ern Hungarian claims to that province. However, as Hierotheos came from Constantinople,
and not from Rome, Zsoldos makes him bishop of Tourkia only at a later date. What then
was Hierotheos doing in Transylvania before being a bishop? Zsoldos explains: “When the
Hungarian chieftain Gyula returned as a Christian from Byzantium, he took Hierotheos to
Transylvania to start converting his people there” (Zsoldos 2020, 113). Zsoldos thus inadver-
tently advocates the conversion of the Magyars to Eastern, not Western Christianity, half-a-
century earlier, and under Gyula, not Saint King Stephen. Nationalist blinders lead one to the
cul-de-sac of absurd conclusions.
Conclusions 385
to give them a second place after the archaeological evidence. In the absence
of inscriptions, the latter will dominate the debates in the immediate future.
This volume is an attempt to cut through the fog and to map the uncharted
territory ahead of us. Besides inevitable, lingering errors, this volume is also
less than initially planned, first and foremost because not all those who were
invited have responded to the call for papers. Even if their opinions could have
enriched the complexity of the problem, the editor shad to make do with the
contributions of those who had the ability to move beyond nationalist rheto-
ric and personal arguments, even when sticking to their own guns in terms of
interpretation. As a matter of fact, the editors sought exactly that wide variety
of viewpoints regarding a geographical area much larger than Transylvania
properly speaking, and a chronological span much longer than a few decades
on either side of AD 1000. Each author, knowing what the other contributors
had said in their previous works, has made a serious attempt to position him-
self or herself in relation to the new facts brought to light by the archaeologi-
cal discovery of the pillared church. Even its excavator, Daniela Marcu Istrate,
whose chapter opens this volume, did not simply describe the finds and her
interpretation of the archaeological evidence, but strove to shed light on the
local and regional context of the church, in order to offer a basis for a broader,
historical interpretation of the finds, particularly for the date advanced for the
church and for its relation to Byzantium.7 The most important message of that
chapter is an invitation to archaeologists and historians, but also philologists
and theologians to take into consideration the archaeological evidence when
attempting any historical reconstruction of events, and to abandon precon-
ceived notions of how things ought to be in the name of whatever ideology.
It is of course too early to gauge the impact of that invitation. However,
judging from the reactions of the contributors (once they saw the volume in its
entirety) and of the anonymous readers at peer review, there is a slight move
towards harmony, if not in substantial matters, at least in details. That, for the
moment, is sufficient to initiate an open dialogue. In other words, the editors
had no problems initially to bring together in this volume various scenarios
based on the same data. In fact, they encouraged the diversity of interpreta-
tions and the freedom of expression, while being aware of major disagree-
ments between various contributors. It is perhaps notable that some of the
latter wanted to change their conclusions after reading the other contribu-
tions, without any pressure from the editors. The end result is still a plurality of
answers to the question whether the pillared church in Alba Iulia had anything
to do with Bishop Hierotheos.
7 See Chapter 1.
386 Dumitran
One can even imagine that plurality as a calculated effect, given that the
reader is invited to decide for himself or herself whether a bishop could pos-
sibly be sent to an unknown territory, with no traces of urban traditions – the
supposed pre-condition for a successful implementation of ecclesiastical
structures.8 Could the bishopric of Tourkia be based in Alba Iulia, given that
out of 53 enkolpia dated to the 10th and 11th century that are known so far from
the Carpathian Basin, only two have been found in Transylvania, one of them
in Alba Iulia?9 The other specimen, by the way, is from the Dăbâca stronghold,
a site that has also produced sabres, one of the most important symbols of
military and social rank in the early Magyar society.10 Equally significant in
that respect is the northerly location of Terra Ultrasilvana and its later expan-
sion to the south, after the conquest and incorporation of the (Bulgarian)
‘Voivodeship of Bălgrad’ at some point during the third quarter of the
10th century.11 In other words, the reader may find it difficult to accept Alba
Iulia as the see of the bishopric of Tourkia, given that a much more important
center of political and military power existed at that time in Cluj.
From a much broader perspective, it seems much easier now to associate
the reorganization of the ecclesiastical structures in the northern Balkans with
the final conquest in 1018 of the Bulgarian Empire of Samuel. Those structures
were under bishops who were suffragans of the archbishop of Ochrid replacing
the Bulgarian patriarch in that same town. Elevating the bishopric of Tourkia
to the rank of metropolis, which is clearly attested by seals, may have been part
of the same program of ecclesiastical reorganization.12 If so, that substantiates
the idea that the infrastructure of that metropolis was one of monasteries fol-
lowing Byzantine monastic practices (anachronistically known in Hungary as
of the “Basilian rite”). At least six such monasteries have so far been identified,
but none of them is located in Transylvania.13 One is therefore faced with two
options: either the bishopric was located from the very beginning in Hungary,
8 See Chapter 2. Leaving aside the case of Ireland, a land in which Christianity flourished at a
much earlier date than in Transylvania and without any cities whatsoever, one is tempted
to refer at this point to Betti 2013. That book deals with St. Methodius appointed bishop
(later elevated to the rank of archbishop) of Moravia, a land, which, like Transylvania, was
devoid of any cities. Methodius received Sirmium as his see, because his consecration was
supposed to serve as basis for papal claims to western Illyricum. But he never resided in
Sirmium, which was only a ruin in the 9th century.
9 See Chapters 1 and 4.
10 See Chapter 3. Only one sabre is so far known from Alba Iulia, in sharp contrast to ten
specimens known from Cluj.
11 See Chapters 5 and 9.
12 See Chapters 8 and 10.
13 See Chapter 11.
Conclusions 387
or upon its elevation to the status of metropolis, it simply moved from Alba
Iulia to one of those monasteries in Hungary.14 The first option is ultimately
based on the interpretation of the pillared church as the first Catholic cathe-
dral, which had therefore to be dated after 1003, thus effectively eliminating
the possibilities of any ties between a local chieftain and Constantinople. The
second option makes sense only if one sees the pillared church in the context
of the Byzantine architecture and accepts its dating to the 10th century, as sug-
gested by the archaeological context.
At this point, the reader may simply ask himself or herself: who among
the excavators of the pillared church in Alba Iulia was right about its inter-
pretation – Radu Heitel (who believed it to be a Catholic church) or Daniela
Marcu Istrate (who, upon unearthing it completely, revealed a plan very differ-
ent from that assumed by Heitel)? As the plan does not seem to be sufficient
proof in and for itself, artifacts and coin hoards have been brought into the
discussion of architectural styles and efforts of Christianization, even though
in both cases a utilitarian if not even commercial explanation is more readily
available.15
Some are simply not convinced by the archaeological evidence, even though
they are equally baffled by the lack of sources regarding the Latin (Catholic)
bishopric of Transylvania. Like that of Tourkia, the bishopric of Transylvania
is characteristically named after a region or country, not a town or city. This
has stimulated efforts to look for similar situations in Western Europe or at
least for cases in which bishoprics had to be planted into territories with no
Christian traditions. In the end, the only analogy to be found is that sources
are utterly lacking, in that respect Transylvania being no exception presum-
ably to be explained by means of its ecclesiastical status vacillating between
Rome and Constantinople.16 The earliest date accepted for the establishment
of the Latin bishopric is before the Great Schism. The decision to follow the
Roman church was therefore exclusively political, linked to the power of King
Stephen and the political configuration during the reign of the Western Roman
Emperor Otto III.17
None of those considerations can contribute in any way to solving the prob-
lem of the dating and the style of the pillared church in Alba Iulia, even though
they certainly can provide a thicker description of the political context of King
18 See Chapter 2.
19 See Chapter 6.
20 See Chapter 3.
21 See Chapters 7 and 12.
22 See Chapter 14.
23 See Chapter 1, as well as Marcu Istrate 2021, 221–233.
24 Timbuș 2021.
Conclusions 389
that scholars in the future will identify more examples of influences upon the
Orthodox architecture of Transylvania.
To me, as well as to the editors of this book, the pillared church has much
more to offer than scholars have so far made of it. To regard it either as the
first Latin cathedral or as the see of the bishopric of Tourkia is simplistic, a
reductionist way to boil down to binary oppositions the ethnic, political and
religious complexities of early medieval Transylvania. The only way ahead is
to pay attention to what archaeology has to offer. Archaeology is in fact the
only discipline that can now change the resulting picture, provided of course
that archaeologists will uphold the old adage of the historian Tacitus – sine ira
et studio.
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Index
Arethas of Caesarea (Byzantine scholar) Avars (Eurasian nomads) 106, 228, 231, 251,
188 275
Argeș Avar burials / cemeteries 78, 106, 232
bishopric 174 Avar domination 78
river 65n42 Avar invasion 226
Romanian county 75 Avar khaganate 109, 228, 291
Arieș (river) 155 Avar period 88, 232
Aristotle (Greek philosopher) 221 Avradaka (Bulgarian village) 39, 70n61
Arkadiupolis (Byzantine city, now Azo see Asric
Lüleburgaz in Turkey) 260n15
Arles (French city) 301n44 Baán, István (Hungarian byzantinologist)
Armenia (country) 37 5, 6, 247, 335n126
Arnulf of Carinthia (Carolingian king) 60, Baćina (Croatian village) 371, 372n33
109 Bačka (historical region now split between
Árpád (Hungarian chieftain) 151–52, 154, Hungary and Serbia) 281
156, 161n60, 234, 250, 256n1, 281 Bács (Hungarian Latin diocese, now Bač in
Árpádian age / period / time 30, 48, 81, Serbia) 246, 260n15, 276, 279, 281
108, 336, 352, 363 Bahlcke, Joachim (German historian) 179
Árpádian cemeteries 81 Bălan, Liviu (Romanian archaeologist) 103
Árpádian deniers 34 Balbinus, Boleslaus (Jesuit historian)
Árpádian dynasty 281, 299 177–78
Árpádian kingdom 283, 298, 305, 307 Balics, Lajos (Hungarian theologian) 180
see also Hungary Bălgrad (Slavic name of Alba Iulia) 11, 109,
Árpádian prince 235 158, 159, 160, 162, 173, 240
Árpádians 298n40, 304, 331n90 voivodeship of Bălgrad 54, 107, 155, 157,
Arrabona (Roman fortress, now Győr in 386
Hungary) 329 see also Alba Iulia
Asia Minor (region) 37, 226 Balkans Mountains 238
Asian steppes 232 Balkan-Danubian Culture (archaeological
Asric / Astric / Asztrik (papal legate) horizon) 29n41, 58
287–88, 327–28n58, 330, 332, 338 Balkan Peninsula 67, 75, 246
see also Anastasius of Esztergom Balkan sites 112
Atanasov, Georgi (Bulgarian archaeologist) Balkan(s) (region) 7, 37, 50, 75, 84, 95,
141, 145 98, 99, 107, 210, 386
Athens (capital of Greece) 221 Baltic region 7, 322, 324, 347
Athos (mount) 261n16, 266, 278 Balsamon, Theodore (Byzantine scholar)
Athonite monasteries 278 194n35
see also Dionysiou Băluță, Cloșca (Romanian archaeologist)
see also Esphigmenou 79n9
Attica (historical region in Greece) 235 Banat (historical region now in Hungary and
Augustine order (Catholic monastic order) Romania) 6, 98, 106, 125–26, 130–32, 136,
282 143, 157–58, 163, 243–46, 271–73, 349
Aurillac (French town) 286 Banatsko Aranđelovo (Serbian village)
Ausgleich (German term for the see Oroszlámos
Austro-Hungarian compromise Bănescu, Nicolae (Romanian historian) 58
of 1867) 4 Bank of Pentele (abbot) 269
Austria (empire) Barački, Stanimir (Serbian archaeologist)
Austria-Hungary 311n74, 313 145
Austrian monarchy 179 Bárány-Oberschal, Magda von) 142–43, 146
474 Index
Carpathian Mountains 59, 61, 72, 74, 89, Cheluță-Georgescu, N. (Romanian historian)
109, 139, 228 127, 144
Carpathian Basin 2, 7, 32, 37, 50, 62, 71, Chernigov (Ukrainian city) 266
74, 95, 96, 98, 99, 104, 110, 112, 232, 248, Cherson(es) (Ukrainian city) 68, 143
250, 254–56n1, 264, 338, 386, 387n15 Cheynet, Jean-Caude (French
Carpathian Plateau 13 byzantinologist) 188
Carpathian region 84, 107 Chifăr, Nicolae Călin (Romanian architect)
Curvature Carpathians 72 357
intra-Carpathian territory 149, 159, 162 China (country) 232
Subcarpathian hills 63 Chiraleș (Romanian village) 351
Western Carpathians 82, 110 Chirnogi (Romanian village) 63, 64, 66–68,
Căscioarele (Romanian village) 59, 63, 64, 72n71, 76, 77
67, 68, 72n71, 76 Christ see Jesus Christ
Caspian Sea 232 Christendom 184, 295, 354
Cassovia see Košice Latin Christendom 326, 340
Castile (medieval kingdom) 309 see also Christianity
Catherine (saint) 271 Christian Church see Christianity
Cătina (Romanian village) 155 Christian Empire see Holy Roman Empire
Caucasus (region) 213 Christian mission 285–288, 301
Ceacalopol, Gloria (Romanian archaeologist) see also Christianization
139 Christianity 3, 5, 6, 43, 45, 57n1, 61, 137–38,
Ceanu Mare (Romanian village) 163 150, 159–60, 181, 185, 212–14, 231, 239,
Ceaușescu, Nicolae (Romanian communist 248–49, 256–57, 275, 288, 300, 304,
leader) 3, 5, 58 308–09, 311, 323–24, 337, 343, 345–47,
Celei (Romanian village) 59 349, 353, 358–59, 386n8
Cenad (Romanian village) 262n18, 308, Byzantine Christianity see Eastern
326–27, 332, 335, 346, 350 Christianity
Cenadu Vechi (Romanian village) Eastern Christianity 7, 51, 180, 252, 256,
260n14–15, 271–72 269, 316, 384n6
Ćepigovo (Serbian village) 141 Hungarian Christianity 3, 168, 173, 248
Cerna Valley 244 Latin Christianity see Western
Cernat (Romanian village) 109, 112 Christianity
Cetatea Albă (Ukrainian city, now Romanian Christianity 2, 3
Bilhorod-Dnistrovskyi) 143 Western Christianity 7, 248, 253, 317,
Chalcedon (now Kadiköy, in Turkey) 320, 384n6
Chan see Ceanu Mare see also conversion
Chanadin (military chieftain) 240, 272–73 Christianization 1, 7, 46, 51–53, 55, 62n32,
Charlemagne (Holy Roman emperor) 106, 72–74, 88, 114, 172, 174–76, 180, 182, 213,
284 256–57, 287–88, 304, 319, 323, 326,
Charles I of Hungary (king) 299 332–33, 336, 344, 348, 359, 387
Charles Robert of Anjou (Hungarian king) see also conversion
269, 298n40 Christodulus of Jerusalem (patriarch) 208
Charon (ferryman of Hades) 46 Christopher Lekapenos (Byzantine emperor)
charter (written document guaranteeing 186, 188, 193
rights) 267–70, 276–80, 287, 327–29, Chronicon Pictum Vindobonense (medieval
331, 335 chronicle) 110, 157, 161, 163
Chartres (French city) 331 Chrysos, Evangelos (Greek historian) 237
Chazars see Khazars Chussal / Chussol (Hungarian chieftain) 250
478 Index
English kingdom see England Northern Europe 301n44, 317, 319, 323,
English-German influence 324n31 344
enkolpion, pl. enkolpia (reliquary crosses) South-Eastern Europe 99, 134, 136–39,
112, 130–33, 135–38, 239, 347, 386 161, 278, 318–19, 324, 346n199
Bulgarian enkolpia 73, 74n74 Western Europe 134, 341, 352n228, 387
Byzantine enkolpia 115, 338 see also New Europe
Kievan enkolpia 115 Eustratios (metropolitan of Alania) 214
Enlightenment (intellectual and Eutychius of Alexandria (patriarch) 208
philosophical movement) 168, 173–74, Euthymios (ecumenical patriarch) 226
179, 181 Euthymius (missionary monk) 213
pre-Enlightenment 167, 168, 172 Ezelech (Hungarian chieftain) 234
Entz, Géza (Hungarian historian) 16
Eperjes (Hungarian village) 172 Fabian of Kalocsa (archbishop) 260n15
Erdut (Croatian village) 276 Fărcașul (mountain peak in Western
Esculeu (Romanian village, now Așchileu) Carpathians) 153
154 Featherstone, Michael (French
Esphigmenou (Athonite monastery) 261n16 byzantinologist) 217
Esztergom (Hungarian city) 242, 265, Fejér, György (Hungarian theologian)
287–88, 298n38, 326, 328–29, 331, 334, 294n30
352 Feldebrő (Hungarian village) 363–65
Esztergom Benedictional 352 Felsőszentivánpuszta (Hungarian village)
Esztergom Museum 146 142
Eternal City see Rome Fenari Isa Camii (church in Istanbul) 38
Ethiopia (country) 217 Ferdinand de Aragon (king of Spain) 309
Euchologion Barberini (Greek manuscript) Ferincz, István (Hungarian slavist) 256n1
348 Fermo (Italian town) 303
Eumelus (Greek writer) 221 Fiedler, Uwe (German archaeologist) 60
Euphrosyne of Kiev (queen of Hungary) First Bulgarian Empire see Bulgaria
277 First Turkish khaganate 228
Europe (continent) 4, 54, 55, 88, 95, 285, Fliche, Augustin (French historian) 306n60
291, 300, 305, 316, 318–19, 322, 324, 342, Florescu, Radu (Romanian historian) 121,
344, 388 127, 139, 144
Byzantine Europe 352n228 Flusin, Bernard (French byzantinologist)
Central Europe 99, 134, 136, 138, 159, 278, 206, 211
283, 294, 300, 303, 318, 324n31, 380 Folz, Robert (French medievalist) 290, 308
Christian Europe 291 Font, Márta (Hungarian historian) 180
East-Central Europe 8, 323 Fourth Crusade 260n15, 264, 273
Eastern Europe 68n55, 283–84, 289, 294, Fraknói, Vilmos (Hungarian historian) 313
300, 317, 319, 350 France (medieval kingdom) 307, 323–24,
European context 345 331
European continent see Europe Franco episcopus Bellegradiensis 338
European elites 325 Frankfurt(-am-Main) (German city) 168,
European historiography 172, 287, 297 181, 300n42
European peoples 181 Franks (group of Germanic peoples) 109,
European peripheries 344n188 185
European workshop 50 Frecăței (Romanian village) see Beroe
Europeanization 316, 344, 353 Frederick I Barbarossa (Holy Roman
Latin Europe 321–22, 344, 354 Emperor) 296
Medieval Europe 81 Frederick II (Holy Roman Emperor) 297
482 Index
Helena (saint) 218 341, 345, 349–50, 352, 357, 363, 382n1,
Helena Lekapena (Byzantine empress) 186, 384, 386–87
202, 217, 224 see also Upper Hungary
Hellenes (ancient Greeks) 213 Hungarian archaeologists /historians
Henry II of Bavaria (duke) 289 see Hungarian historiography
Henry III (Holy Roman Emperor) 301, 302, Hungarian Catholicism 6
303 Hungarian chronicles 175, 309, 333
Henry IV (Holy Roman Emperor) 297n36, Hungarian Church 298, 302, 308n65,
302–04, 306–07 326, 352
Herakleia (metropolitan) 189, 224 Hungarian communities
Herina (Romanian village) 164 see Hungarians
Hermann of Metz (bishop) 304 Hungarian conquerors / conquest 18, 37,
Herrin, Judith (English archaeologist) 207 46, 54, 81, 84, 95, 98, 99, 108, 110–14, 152,
Hevenesi, Gabriel (Jesuit monk) 174 157, 232, 250, 252, 384
Hierocles (Stoic philosopher) 221 Hungarian crown 170–71, 176, 286–87,
Hierotheos (bishop of Tourkia) 1–5, 11, 289, 298n40, 299, 301, 309, 325n39
15, 18, 43, 52, 55, 112, 114, 149, 159, 162, Hungarian Domesday 151
165, 167–68, 170, 172–85, 236–37, 239, Hungarian expedition 104, 111, 157, 228,
247–51, 253–60n15, 262–63, 337–38, 233
358–59, 382n1, 384–85 Hungarian historiography 4, 5, 7, 18,
Hippocrates (Greek writer) 221 60, 74, 75n78, 106, 173–76n43, 179, 181,
Hizofőld-Sárrétudvari (Hungarian village) 252–53, 284, 286–87, 291, 293, 297–99,
143 302, 308–14, 354, 384
Holy City see Jerusalem Hungarian historical criticism 172,
Holy Land 278 181, 294n30
Holy Roman Empire 283–86, 288–91, 296, Hungarian Illuminated Chronicle 149, 157
300–04, 307–10, 318n8, 323, 324 Hungarian invasion see Hungarian
Holy See 283–84, 286, 291–92, 294–98, 300, expedition
303–05, 307, 309–11, 313 Hungarian language 159, 170, 257
Holy Virgin see Virgin Mary Hungarian medieval ecclesiastical
Honorius III (pope) 265, 276 organization see Hungarian Church
Honrad, Gábor see Schwartz Hungarian monks 260n16, 280–81
Horca (Hungarian chieftain) 156 Hungarian newspaper 172
see also karchas Hungarian occupation see Hungarian
Horedt, Kurt (German archaeologist) 54, conquerors
78, 106–07n124, 110, 154–55, 159 Hungarian-Ottoman wars 244
Hucul (horse breed) 232 Hungarian paganism 152, 302
Hugh of Italy (king) 190 Hungarian Plain 74, 106, 232
Hugo of Cluny (saint abbot) 302 Hungarian population see Hungarians
Hung (Slavic fortress, now Uzshorod in Hungarian Protestants 3
Ukraine) 150 Hungarian raids see Hungarian
Hungary (medieval kingdom) 2–4, 6, 7, expedition
13, 16, 30, 43, 46, 49, 54n106, 62n32, Hungarian Roman-Catholic diocese see
71n67, 75, 98, 110, 113, 134, 138–39, 141, Transylvania Catholic Bishopric
143, 146, 150, 161, 167–68, 170–72, 177, Hungarian rule 1, 260n15, 349
179–80, 182–83, 227, 233, 245–50, Hungarian scholars see Hungarian
253–56, 259, 264–65, 267, 269n15, historiography
271–77, 279–84, 286–91n21, 292–94, Hungarian tribal confederation 150, 152,
297, 298–15, 320, 322, 325–36, 340n170, 154, 160, 251, 285, 287, 309
Index 485
Hungarians 1–4, 7, 43, 45, 57, 72, 74, 110, Isaccea (Romanian town) 116–17, 121–23,
149, 151, 155–56, 158–62, 166, 171–72, 174, 125–26, 128, 140, 144
176–78, 180–84, 219, 226–28, 230–32, Islam 317
236, 237–39, 241–42, 249–51, 253–54, István (name after baptism of Gyula the
256–57, 259–60, 263–64, 272, 276, Elder) 257
284–86, 288, 297, 301–02, 308, 338, 358, Italy (country) 190, 208, 253, 286, 296–97,
382–84, 388 304, 321–23
see also Black Hungarians Italianate space 133–34
Hunnic invasion 226 Norman Italy 267n9, 304
Huss, Richard (American historian) 181 Northern Italy 266
Hyperborean regions (lands located to the far Southern Italy 298n40, 304, 345, 350
north of the known world) 236 Iulus see Gyula the Younger
Hyppolytus (saint) 267n8 Iustinianopolis see Giustinianopoli
Ivan (Bulgarian patriarch) 243
Ialomița (Romanian county) 59n15 Ivanov, Sergey (Russian byzantinologist)
Iambor, Petru (Romanian archaeologist) 212, 213
153, 156 Izvoru (Romanian village) 112
Iași (Romanian city) 81n13 Izvoru Crișului (Romanian village) 164
Institute for Biology 81
Iberian Peninsula 344 Jagodina Mala (Serbian village) 145
Iceland (country) 324, 350 Janković, M. (Serbian archaeologist) 145
iconoclasm (social belief in the importance Jebus (biblical town) 205
of the destruction of images) 199, 208 Jena (German city) 168, 171
Ielech (Hungarian chieftain) 234 Jerusalem 205, 208–11, 276
Ierot(h)ei see Hierotheos Convent of the crusaders 277
Iglau / Igló (Czech city, now Jihlava) 168, Monastery of St. Theodosius 276–78,
170 280n43
Ignatios (ecumenical patriarch) 195 Jesuits (Catholic monastic order) 269
Ignatios (metropolitan of Alania) 214 Jesuit historians 167
Igor (king of Kievan Rus’) 199, 215, 233 Jesus Christ 117–18, 123–26, 130–31, 135–36,
Illyricum (Roman province) 386n8 177, 192, 199–201, 210, 213, 219, 226, 237,
Imre (Hungarian prince) see Emeric 274, 286, 288, 290, 361
Inchofer, Melchior (Jesuit monk) 174, Jireček, Konstantin (Czech historian) 280
294n30 Joannes of Tourkia see John of Tourkia
India (country) 236 John (apostle and evangelist) 123–24, 330
Innocent III (pope) 294, 297 John (Transylvanian nobleman) see Gaan
Ioannes Asinos (Bulgarian archbishop) 262 John Chrysostom (saint) 206
Ioannes of Tourkia see John of Tourkia John Komnenos (Byzantine emperor) 183
Iorga, Nicolae (Romanian historian) 58, 239 John Lackland (king of England) 297
Ioutotzas (Hungarian chieftain) 234 John of Rila (saint) 264
Ipolyi, Arnold (Hungarian historian) 313 John of Tourkia (metropolitan) 5, 246, 254,
Ireland (country) 349 258
Irene (Byzantine-Hungarian empress) 183 John the Baptist (saint) 271–72, 332, 372n33,
Irene (saint) 197 376–77
Irish Sea 348 John the Orphanotropos (chief Court
Iron Gates (gorge on the river Danube, part eunuch) 263n23
of the boundary between Serbia and John I Tzimiskes (Byzantine emperor) 75,
Romania) 241 160
Isabella of Castile (queen of Spain) 309 John VIII (pope) 195, 291, 297
486 Index
John XI (pope) 190–91, 195, 207, 210, 236 Kinnamos, Ioannés (Byzantine chronicler)
John XIII (pope) 306 260n15
John XIX (pope) 296 Kiskunfélegyháza (Hungarian city) 143
Jula see Gyula the Elder Kiszombor (Hungarian village) 250
Jupa (Romanian village) 244 Kladovo (Serbian town) 141, 145
Justiniana Prima (Byzantine archbishopric) Klausenburg see Cluj-Napoca
242, 245 Klet (count of Pécs) 278
Kniazha gora (Ukrainian village) 143
Kál (Hungarian chieftain) 156 Kollar, Franciscus Adamus (Slovak jurist)
Kalocsa (Hungarian town) 6, 176n43, 242, 177, 179
254, 260n15, 268, 278n40, 279, 281, 326, Koller, Joseph (German scholar) 171
330–32, 335–36, 366n27 Kollonics, Leopold (Hungarian cardinal)
Kanizsa (Hungarian town) 278 174
Kaposvár (Hungarian city) Kolozsvár see Cluj-Napoca
see Zselicszentjakab Konrad II (Holy Roman Emperor) 300
Kaposszentjakab (ruined Benedictine Konstantinos VII Porphyrogennetos see
monastery) see Zselicszentjakab Constantine VII Porphyrogenitus
Kaprinai, Stefan (Jesuit historian) 174 Konstanz (German city) see Constance
Karácsonyi, János (Hungarian historian) Kordylas (Byzantine stratelates) 57
164 Körös see Criș (river)
karchas / karkhas (position in the system Košice (Slovakian city) 170
of government of the Hungarian tribal Kostolac (Serbian city) 243
confederation) 151, 156, 256n1 Koszta, László (Hungarian historian) 6, 261,
Kasnes, Euthymios (domestikos) 220 335n128
Kastana (Bulgarian village) 73n72 Kovács, Mihai (Romanian historian) 316,
Katona, Stephan (Jesuit historian) 171, 354
174–76, 178, 181, 294n30 Krautheimer, Richard (German
Khazars (semi-nomadic Turkic people) 156, byzantinologist) 39
214, 237 Kresten, Otto (Austrian byzantinologist)
Kean(us) (Bulgarian or Hungarian chieftain) 215
6, 110, 159, 163, 252 Kristó, Gyula (Hungarian historian) 52, 158,
Kecskemét (Hungarian city) 146 159, 164, 165, 336n133
Kedrenos (Byzantine chroniler) 256n1 Krsmanović, Bojana (Serbian
Kelleher, Patrick J. (American art historian) byzantinologist) 188
299 Krum (Bulgar ruler) 57, 58n4, 67n51, 71, 109
kende (position in the system of künde see kende
government of the Hungarian tribal Kunitsky, V. A. (Ukrainian archaeologist)
confederation) 160, 250 141, 143
Keszthely (Hungarian city) Kurszán / Kusál / Kusanes (Hungarian
Keszthely (archaeological culture) chieftain) 250
95n67
Kewe see Cuvin Laćarak (Serbian village) 279
Kiev (capital of Kievan Rus’) 217, 219, 232, Ladislaus I (Hungarian king) 44, 45n80, 47,
237, 266, 277, 303, 335–36, 348 157, 252, 278, 303, 306–07, 310, 333–34,
Kyiv Pechersk Lavra (Ukrainian 342, 351
monastery) 183 Ladislaus the Bald (member of the House of
St. Sophia cathedral 359 Árpád) 150
Kievan Rus’ (medieval state) 180, 236, 237, Latin-Byzantine rivalry 324n31
266, 277, 301, 324n31 Latin clergy see Roman-Catholic clergy
Index 487
Pontifical See see Holy See Rakovac (Serbian village) 260n14, 273–75
Pop, Ioan Aurel (Romanian historian) 182 Crkvine 273
Popa, Alexandru (Romanian archaeologist) Gradina 274
79n9 Rambaud, Alfred (French byzantinologist)
Popescu, Monica-Elena (Romanian scholar) 232
78, 347n202, 349n217 Rászonyi, László (Hungarian linguist)
Porta Mezesina (passing between the Tisza 154n24
basin and Transylvania) 151 Ravenna (Italian city) 287, 329
Posa (Hungarian nobleman) 269 basilica San Vitale 287
Povest’ o latinĕch (old Russian chronicle) basilica Sant’Apollinare in Classe 287
249, 255, 256n1 basilica Santa Maria di Pomposa 287
Poznań (Polish city) 62n34 Ravna (Serbian village) 142
Pozsony see Bratislava Recidiva (parish belonging to Justiniana
Prague (capital of Czech Republic) 329 Prima) 246
National Museum 142 Regnum Erdeelw see Transylvania
Prahova (Romanian county) 59, 75–77 Reich see Holy Roman Empire
Prahovo (Serbian village) 145 Reichenau (island) 290
Pray, Georgius (Jesuit historian) 174, 178–79 Religious schism 3, 55, 316, 387
Presian (Bulgar ruler) 58n4 Religious Union 2
Preslav (Bulgarian city) 39, 40n62, 61, 63, Renaissance (historical period) 352
66n46, 68–70, 72, 73, 75, 112, 141, 145, 242 Reuter, Timothy (German-British historian)
Preslav Patriarchy 242 320
Little Preslav see Pereyaslavets Révész, Éva (Hungarian byzantinologist)
Prešov see Bratislava 256, 261, 335n124, 338n146, 350n222
Pressburg see Bratislava Richeza (Adelaide) of Poland (queen consort
Priscianus (Caesariensis) (Latin grammarian) of Hungary) 301
331 Rinteln (German town) 168
Priskin, Katalin (Hungarian biologist) 231, Robert Guiscard (Norman conqueror of
232 southern Italy and Sicily) 297n36
Privilegium Othonis (agreement from 962, Robinson, Ian S. (English writer) 306
clarifying the relationship between Roger II (king of Sicily) 305
the Popes and the Holy Roman Rogozea, Petre (Romanian archaeologist)
Emperors) 285–86 126, 143–44
Procopius (saint) 274–75, 280 Roman-Catholic Church 3, 13, 175n39,
Prokuj (Slavic name of Gyula the Younger) 178, 180, 182n75, 189–91, 195, 207, 211,
251 270n17, 283, 285, 287–88, 292–94,
see also Gyula the Younger 296–97n36, 298–99, 302, 304–06,
Protase, Dumitru (Romanian archaeologist) 308–13, 316–17, 322, 345–46, 382n1,
30n45, 32n48 387
Prussians (Baltic indigenous tribe) 286 Roman-Catholic abbey / monasteries
Puglia (Italian region) 296, 303, 305 270, 275
Roman-Catholic clergy 191, 278, 280,
Queen of Sheba 217 281, 351
Querfurt (German town) 242, 330 Roman-Catholic context 282
Quinque Ecclesiae see Pécs Roman-Catholic monks 265, 270
Roman-Catholic nuns 268
Raab see Győr Roman Catholicism 281
Rădăuți (Romanian city) 369, 377 Roman church 274
Rado (Hungarian palatine) 279 Roman influence 286
Index 493
Vitus of Nitra (bishop) 281 Windisch, Karl Gottlieb von (Zipser writer)
Vlachs see Romanians 172
Vladimir I the Great (king of Kievan Rus’) Wittenberg (German town) 179
219, 237, 359 Wladislaw III (Polish-Hungarian king) 245
Vladimir Rasate (Bulgarian emperor) 109 Worms (German city) 345
Vladimirko Volodarevich (king of Halych)
277 Yaroslav the Wise (king of Kievan Rus’)
Vodena (Greek city) 243 266, 301
Vodoča (Macedonian village) 70n62 York (Walled city) 329n68
Voicu, C. (Romanian archaeologist) 77
Vojvodina (historical region in Serbia) 274 Zadar (Croatian city) 141
Volga (river) 89 Zágráb / Zagreb (capital of Croatia) 327,
Volga region 232 334, 352
Vranjevo (Serbian settlement, now suburb of Zajtay, Imre (Hungarian jurist) 284
Novi Bečej) 260n14 Zalău (Romanian city) 164
Vrbas (Serbian town) 282 Zaltas (Hungarian chieftain) 234
Vršac (Serbian city) 145 Zarka, János (Hungarian scholar) 170
Vukovar (Croatian city) 276 Zeguholmu see Szeghalom
Vyšehrad (historic fort in Prague) 141 Zichy, Ferenc (Hungarian bishop) 169
Zipser(s) (German-speaking ethnic group
Wagner, Ferenc (Jesuit historian) 174 developed in today Slovakia) 168, 172
Walandar see Adrianople Zirc (Hungarian town) 370, 371n32
Waldhütter von Adlershaufen, Stephan Zlatna (Romanian town) 79, 109–10, 112
(German scholar) 169 Zobolsu (Hungarian chieftain) 152
Wallachia (medieval Romanian country) Zoerard (Benedictine saint) 308n65
58, 61, 66–69, 71–74 Zoltan (Hungarian nobleman) 163
Weissenburg see Alba Iulia Zonaras, Ioannes (Byzantine chronicler)
Wenceslas I (duke of Bohemia) 329n63 256n1, 257n4
Werböczy, István (Hungarian legal theorist) Zselicszentjakab (ruined Benedictine
311–315 monastery in Hungary) 40n59, 54n106
West see Western world Zuckerman, Constantin (French
Western Church see Roman-Catholic byzantinologist) 197, 215, 237
Church Zulta (Hungarian chieftain) 156
Western Plain (geographical region in Zumbor (Hungarian chieftain) 165
Romania) 163 Zsoldos, Attila (Hungarian historian)
Western saints 171, 335 384n6
Western world 285–86, 288, 318n8, 351n225 Zsomboly see Pâncota
William I, count Burgundy 297n36 Zwonimir of Dalmatia (king of Croatia)
William I, duke of Aquitaine 295 305–06