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Although great progress has been made in the synthesis of metal nanoparticles, good repeatability and
accurate predictability are still difficult to achieve. This difficulty can be attributed to the synthetic method
based primarily on observation and subjective experience, and the role of many surfactants remains
unclear. It should be noted that surfactants play an important role in the synthetic process. Understanding
their function and mechanism in the synthetic process is a prerequisite for the rational design of nanoca-
talysts with ideal morphology and performance. In this review article, the function of surfactants is intro-
duced first, and then the mechanism of action of surfactants in controlling the morphology of nano-
particles is discussed according to the types of surfactants, and the promoting and sealing effects of sur-
factants on the crystal surface is revealed. The relationship between surfactants and the morphology
Received 14th October 2020, structure of nanoparticles is studied. The removal methods of surfactants are discussed, and the existing
Accepted 29th January 2021
problems in the current development strategy are summarized. Finally, the application of surfactants in
DOI: 10.1039/d0nr07339c controlling the morphology of metal nanocrystals is prospected. It is hoped that the review can open up
rsc.li/nanoscale new avenues for the synthesis of nanocrystals.
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reductive ability in the reaction system. Different from the thesised with the capping effect, as shown in the first column
general reducing agent, the quite mild reducing property can of Fig. 2. The selective adsorption of capping agents on the
control the crystal synthesis desirably from the dynamics.41,42 crystal surface can affect the relative area of different facets. By
When the reduction rate is high, the metal atoms always take changing the relative area of the (111)- and (100)-facet,
the shape that thermodynamics favors.43,44 When the different products such as octahedrons, nanocubes, truncated
reduction capacity of the system is extraordinarily weak, the octahedron, and truncated nanocubes can be obtained.
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crystal seeds can evolve into a variety of dynamically controlled Surfactants assemble themselves into micelles of different
nanostructures. For commercial PVP, due to the presence of shapes in the solution, which are thermodynamically stable
water and peroxide, the end group is replaced by a hydroxyl systems. These micelles induce metal atoms to form the same-
(–OH) group. Like the common long-chain alcohols, it could shape nanocrystals as the micelles, as shown in the second
act as a mild reducing agent and induce the dynamic-con- column of Fig. 2. In addition, the diameter of spherical
trolled synthesis. Cationic surfactants of quaternary micelles can affect the size of nanoparticles and generate the
ammonium salts can be oxidized into nitrite groups in a size-control nanocrystals, as shown in the third column in
specific system as a weak reductant. Fig. 2. The architecture-control column is the atomic arrange-
(5) Oxidation etching agents. According to thermo- ment diagram of the three architectures. In a bimetallic reac-
dynamics, the concave structure is difficult to exist stably. The tion system, when the redox potential of two metal ions is
Gibbs free energy of concave structure is always lower than similar, they are almost simultaneously reduced, and the two
that of the plane or convex region, leading to the priority and atoms are uniformly mixed to form an alloy or intermetallic
rapid growth of the concave region, thereby eliminating the compound via metal bonds. The former is arranged randomly,
concave region and minimizing the total surface energy.45,46 while the latter is in long-range atomic order. When a kind of
As an oxidation etching agent, it is beneficial to the concave metal ion is first reduced into a nucleus, the other metal ions
structure and defect. The formation of the concave structure tend to encompass it in a shell, thus forming a core–shell
must depend on the oxidation etching agent. Some additives structure. If both metal atoms can form a nucleus indepen-
can combine with the oxygen in the system to form oxidation dently, a heterojunction structure is formed.
etching pairs, which can selectively etch unstable and meta- In the next section, we will elaborate on how different types
stable atoms to form a precise concave structure with abun- of surfactants work in the synthetic process through specific
dant defects. cases.
(6) Ion exchange. The ions dissociated from the surfactants
can be exchanged with metal precursors as a ligand to form a
new complex during the synthesis. The newly generated 3. Mechanism analysis of surfactants
complex may have a completely different redox potential, in morphology regulation
which has a far-reaching impact on the reduction kinetics,
affecting the reduction order of different metal atoms and Here, we divide surfactants into three categories on the whole:
resulting in different architecture structures, or the transition polymeric surfactants, cationic surfactants, and anionic surfac-
from the alloy structure to the core–shell structure, and then tants. Table 1 lists the surfactants mentioned and the corres-
to heterostructure compounds.28 It is worth noting that halide ponding structures and abbreviations. We will discuss the
ionic additives can also control the growth pattern by changing effects of these surfactants in specific cases.
the relative rate of deposition and diffusion of metal atoms.
Fig. 2 is the scheme of the effect of surfactants on the 3.1 Effects of polymeric surfactants
crystal formation. Facet-controlled nanocrystals can be syn- For polymeric surfactants, we mainly take polyvinylpyrrolidone
(PVP) and Pluronic F127 as examples. PVP is a non-ionic
polymer compound obtained based on free-radical polymeriz-
ation of N-vinyl pyrrolidone. Because it is nontoxic and easily
dissolved in polar solutions, PVP has received much attention
in the synthesis of nanomaterials. The research focuses not
only on the coordination ability of PVP’s repeating units, but
also on the end groups. Impressively, PVP exhibits hydrophilic
properties due to the high polar lactam group in pyrrolidone.
In addition, the pyrrole ring and long chain of PVP contain
nonpolar methylene, so it is lipophilic.47,48 Therefore, PVP has
different solubilities and adsorption selectivities in diverse
polar solvents. PVP has stable physicochemical properties over
a wide pH range. Similarly, polyether, F127 (PEOaPPObPEOc),
is also a frequently used polymer surfactant. It is a segmented
Fig. 2 Schematic of the effect of surfactants on the facet, shape, size, copolymer formed by polyethylene oxide and polypropylene
and architecture of nanocrystals. oxide, with different oil-hydrophilic equilibrium values. As an
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Table 1 The surfactants mentioned in the following content and their corresponding structures and abbreviations
emulgator, it can form micelles in the solutions and be used unstructured peaks, implying weak adsorption. The backbone
in the synthesis of mesoporous nanoparticles.49,50 of PVP tends to lie flat. The adsorption mode of PVP could
3.1.1 Prevention of aggregation. There are usually two che- affect the size of final product. The chemisorption mode of
misorption modes for PVP: adsorption of only oxygen atoms PVP is related to the ratio of the number of repeat unites to the
and adsorption of both nitrogen and oxygen, as shown in mole of metal. For PVP with a high molecular weight, more are
Fig. 3a.51 The two adsorption modes of PVP provide enough coated on metal atoms, and the size of the synthesized nano-
space for nanocrystals to grow, similar to a protective layer. particles is smaller. In this case, PVP is mainly adsorbed onto
Fig. 3b shows the adsorption mode of PVP on the Ag core, metal atoms via oxygen atoms in the ring. PVP with a low mole-
mainly through the interaction of carbonyl oxygen atoms with cular weight has a low coverage on the surface of metal atoms,
Ag atoms. Fig. 3c is the radial distribution function between the and this yields nanoparticles with a larger size, where PVP che-
Ag core and the segment of PVP.52 The function g(Ag–N) shows misorbs via nitrogen atoms and oxygen atoms.
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Fig. 6 (a) TEM image and (b) atomic model diagram of Ag NCs. (c–e)
metal ions to form complexes, which are reduced on the Au
TEM images of AgIr NCs with different amounts of Ir precursors and (f )
nanorods to form porous PtPd shells, while also avoiding the UV-vis spectra of the reaction suspension solution. Top view of the
accumulation of metal particles. F127 is used as a surfactant binding configurations for the 2-pyrrolidone ring on the (g) Ag(100)-,
for many nano/mesoporous materials.23–25 An interesting case and (h) Ag(111)-planes. Red, blue, turquoise, and white spheres represent
reported by Wang and his coworkers is an urchin nanocrystal, O, N, C, and H atoms. (a and b) Reproduced with permission from ref. 75
Copyright 2020, American Chemical Society. (c–f ) Reproduced with
PdCuIr, with long spines,68 where F127 serves for nucleation,
permission from ref. 82 Copyright 2020, Royal Society of Chemistry. (g
preventing the nuclei from accumulating and resulting in a and h) Reproduced with permission from ref. 83 Copyright 2012,
spiny structure. American Chemical Society.
3.1.2 As capping agents. In addition to being a dispersant,
PVP is also a good capping agent. Studies have shown that
PVP, as a capping agent, can be chemically adsorbed onto the sors.82 The UV-vis spectra of the reaction suspension was
surface of metal particles, causing the growth of specific measured, as shown in Fig. 6f, and it can be seen that the
crystal surfaces, and ultimately affecting the electronic struc- major LSPR peak is red-shifted and the intensity decreases. In
ture of nanomaterials. Many studies have found that PVP addition, density functional theory (DFT) also reveals the
prefers to cover different facets on metal nanoparticles and adsorption interaction force of PVP on the Ag(111) and Ag(100)
metal oxide materials. It is obvious that the atomic density of crystal planes. Al-Saidi et al. calculated from the segment level
the (111) crystal plane is the highest, and the energy sequence and chain level that the monomer bonds more strongly to the
of the low-index crystal facets is γ(111) < γ(100) < γ(110). In the Ag(100) crystal plane than the Ag(111) crystal plane.83 Fig. 6g
absence of additives, the (111)-surface is always formed prefer- and h are the top view of the binding configurations for the
entially. Many experimental evidences have shown that PVP pyrrolidone ring on the Ag(100) and Ag(111) facets. The van
prefers to seal the (100)-face of the metal crystals, facilitating der Waals interaction affects the binding conformations and
the formation of the nanocubes. The successful construction flattens the potential energy surface, which makes the energy
of Ag nanocubes in many studies could be attributed to the of the (100)-plane lower than that of the (111)-plane.
preferential adsorption of the Ag(100) crystal surface by For the synthesis of metal oxide nanoparticles, PVP prefer-
PVP.69–74 entially adsorbs on the (111)-facet. Zhang et al. adjusted the
Luo’s group synthesized Ag nanocubes with PVP as the amount of PVP (Mw = 30 000) to achieve geometrically fine-con-
capping agent and CF3COOAg as the precursor, which was con- trolled Cu2O nanocrystals.84 It was realized by the stable
ducted by heating an ethylene glycol (EG) solution containing adsorption on the (111)-facet of Cu2O. As PVP is easier to be
NaHS and NaCl, utilizing the reductivity of polyols at high absorbed on the (111)-facet, the vertical growth of the (111)-
temperatures.75 Fig. 6a is the TEM image of Ag nanocubes and plane is inhibited, and the deposition of Cu atoms can only
Fig. 6b is the atomic model diagram. Subsequently, the PVP- occur on the uncovered (100)-surface. As the amount of PVP
assisted polyol synthetic method was applied to obtain opti- increases, the crystal surface of (111) is relatively amplified. As
mized Pd,76 Pt,77 and Rh78 nanocubes and other nanostructure the dosage of PVP increases, the (100)-plane gradually shrinks
enclosed within the (100)-plane.79–81 Fig. 6c–e are the TEM and finally forms nanooctahedrons. The specific adsorption of
images of AgIr nanocubes with different amounts of Ir precur- PVP on the cubic-phase Cu2O (111)-plane is due to the coordi-
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nation between the vacant orbital of the suspended copper reduction ability. Zheng’s group prepared 5-fold twinned Pd
atoms with the lone pair electrons of oxygen atoms in PVP. nanorods using a weak reducibility of PVP (800 mg, Mw =
The same mechanism is applied to synthesize Ag85 and Au 30 000).88 When the amount of PVP is changed, the products
octahedrons.86 obtained are uneven shapes. The weak reduction power of PVP
3.1.3 Weak reducibility. For the commonly used PVP, the is the main reason that the structure tends toward kinetics
end group is usually –OH, since water is involved in the prepa- control. The reduction effect is also applied to synthesize
spiral PtNi@Pd nanowires.89
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Fig. 8 (a, d, and g) Schematic of the structure induction effect for cat-
ionic surfactants. (b and c) TEM images of PtAg nanoparticles. (e and f )
Fig. 7 TEM images of Ag nanoplates under the condition of (a) Mw = TEM images of Pt3Ni nanorods. (h and i) TEM images of ultrathin PdPtCu
10 K, PVP : Ag+ = 15 and (b) Mw = 29 K, PVP : Ag+ = 15. (c) UV-vis absorp- nanosheets. (b and c) Reproduced with permission from ref. 94
tion spectra of the reaction solution with different ratios of PVP to Ag+. Copyright 2018, Royal Society of Chemistry. (e and f ) Reproduced with
(d and e) The number of nanoplates and nanospheres in different syn- permission from ref. 107 Copyright 2019, Elsevier. (h and i) Reproduced
thetic systems. (a–e) Reproduced with permission from ref. 87 with permission from ref. 105 Copyright 2019, Royal Society of
Copyright 2018, Royal Society of Chemistry. Chemistry.
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Han’s group found that in addition to being a stabilizer, CTAC electron diffraction (SAED) pattern also confirms the presence
had weaker reduction capacity. During the reaction, it can be of a square lattice corresponding to the (100) reflections. Xu’s
oxidized to form a nitroso group.136 By changing the concen- team have reported the truncated cubic Pd nanocrystals,138
tration of metal atoms in the solution, the anisotropic growth which is composed of six (100)-facets and eight (111)-facets,
is controlled to become an ideal nanostructure. and the area of the (111)-facet is much smaller than that of the
3.2.2 Capping agents. In section 3.2.1, we emphasized on (100)-facet. It indicates that the stabilizing effect of CTAB on
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analyzing the structure guiding effect of alkyl chains, and it is the (111)-facet is weaker than that on the (100)-facet. The
proved that halide ions also play a vital role in the preparation (110)-facet is not observed at all, manifesting that in the
of metal nanocrystals. The halide ions from cationic surfac- system where CTAB exists, the (110) facet is the most unstable
tants can be adsorbed on the (100)-, (110)-, or (111)-facets and one. CTAB can change the energy of the low-index facet in the
regulate the shape evolution of nanocrystals. In general, the following order: γ(100) < γ(111) < γ(110).
greater the electronegativity of halide ions, the stronger the The capping effect is also proved in the reaction system of
binding between them and counterions. The different binding halides as capping agents.141 Without Br− in the system, the
ability causes a difference in the growth pattern of crystals, product is Pd octahedrons. With a shortage of Br−, the trun-
resulting in the change of shape. cated Pd nanocubes are obtained; with enough Br−, the
In a recent research, halogen ions have been demonstrated product is a well-defined nanocube. It is worth noting that
to act as capping agents to induce the formation of Ag nano- when the amount of halogen ions is insufficient and the reac-
cubes.137 Fig. 10a shows the mechanism of Ag nanocube for- tion time is prolonged, the newly reduced metal atoms can
mation with sharp corners and edges, which is realized using overgrow on the uncapped (111) surface to form a concave
CTAC as a capping agent. Fig. 10b is the TEM image of Ag structure.142 It is important to understand the inhibiting and
seeds with round corners. CTA+ ions were adsorbed onto the promoting effects of halogen ions on the crystal surface
surface of Ag seeds to form a bilayer, and Cl− ions were selec- growth for the precise synthesis of nanocrystals.
tively adsorbed on the (100)-facet. Ag+ is reduced to an Ag 3.2.3 Oxidation etching. It is well known that, in the
atom and deposited at the uncovered corners, and selective process of crystal growth, nanopolyhedrons with a smaller
deposition promotes the formation of nanocubes, as shown in surface energy and more stable structures are always generated
Fig. 10c. Subsequently, the Ag atoms began to deposit asym- spontaneously. From the perspective of thermodynamics, the
metrically and gradually became nanorods (Fig. 10d). concave nanoparticles are usually not easy to be synthesized.
The conclusion was also confirmed during the synthesis of However, compared with plain polyhedrons, the concave nano-
Pd nanocubes. Xu’s group has proved that CTAB plays a catalysts tend to expose more active sites, which is conducive
similar role to halides.138 Br− ions from CTAB have been to the electrocatalytic oxidation reaction. Therefore, more cat-
shown to facilitate the formation of Pd nanoparticles with the ionic surfactants are used to synthesize concave and excavated
(100)-facet. Niu et al. synthesized Pd nanocrystallines sur- nanostructures, and such structures have high index facets
rounded by the (200)-facet with the assistance of CTAB.139 and abundant defects.
Berhault et al. also synthesized the Pd nanocubes using CTAB Deeply excavated Pt3Co nanocubes are fabricated using Pt
as the capping agent and measured its lattice fringes by high- (acac)2 and CoSO4·7H2O as metal precursors, and CTAC and
resolution TEM.140 The lattice fringe of 0.2 nm corresponds to H2O as morphology-controlling agents.143 From the TEM
the (200) crystal surface of Pd. In addition, the selected area image (Fig. 11a), the (100)-faces of nanocubes are deeply exca-
vated, like a letter X in the center. The inset in Fig. 11a is the
3D model, which makes it easier to understand the structure.
Fig. 11b shows the atomic arrangement of the high index faces
of (510) and (710), and CTA+ is particularly important for the
formation of high-index facets because of the proper atomic
spacing. Fig. 11c is the growth mechanism of Pt3Co concave
nanocubes. The structural guidance and oxidation etching of
CTAC mainly occurred in morphology evolution, rather than in
nucleation. Due to the introduction of H2O, O2 is contained in
the system, which could combine with Cl− to form Cl−/O2 oxi-
dation etching pairs. At the same time, H2O will break the
original adsorption equilibrium, exposing some metal atomic
sites to Cl−/O2.
In another similar report, excavated and dendritic PtCo
nanocubes were fabricated with CTAC in OAm. In addition to
the concave cubic body, there are eight dendritic vertices.144
Fig. 10 (a) Scheme of the formation mechanism of Ag nanocubes and
nanorods. (b–d) TEM images of Ag seeds, Ag nanocubes, and Ag nano-
The dominating factor for obtaining such nanocrystals is
rods. (a–d) Reproduced with permission from ref. 137 Copyright 2018, CTAC (300 mg), which acted as a surfactant. CTAC is ionized
Royal Society of Chemistry. into CTA+ ions and Cl− in oleylamine. Some of CTA+ is
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Fig. 11 (a) TEM image of Pt3Co concave nanocubes, and the inset is the
3D model. (b) HRTEM image and the atomic arrangement. (c) Scheme of
the evolution process of Pt3Co concave nanocubes. (d–f ) TEM images
of PtNiCu excavated rhombic dodecahedrons along the [111], [110], and
[100] zone axes. (g–i) The corresponding 3D models. (a–c) Reproduced
with permission from ref. 143 Copyright 2017, American Chemical
Society. (d–i) Reproduced with permission from ref. 151 Copyright 2018,
Springer Nature.
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will inhibit the growth of a certain crystal surface. In addition of monolayer MnO2. The mechanism diagram is shown in
to the structurally induced effect, the halide ions usually Fig. 12c. Chen’s group designed turbine-like V2O5 hierarchical
combine with oxygen to perform the role of etching. structures via an SDS-assisted hydrothermal process.159 The
SEM images are shown in Fig. 12d and e.
3.3 Anionic surfactants Yan’s team obtained the self-assembled SnO2 nanoflowers
Anionic surfactants have a negative charge as the surface acti- using SDS as the surfactant and cyclohexane as the solvent,
which applied to the principle of reversed micelles.160 The
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vation portion, which is a weak acid ion. The role of anionic sur-
factants depends on the pH value. The commonly used anionic process can be interpreted as follows: Sn(OH)6− is dissolved in
surfactants include sulfonate (R-SO3−), sulfate (RO-SO2−/ the core of reversed micelles and hydrolyzed to generate SnO2.
RO-SO3−), carboxylate salts (R-COO−), and phosphate salts. The Due to the high surface energy of SnO2, the polar groups of
surfactant molecules can self-assemble into micelles, providing surfactants are adsorbed onto the surface, and the long hydro-
a stable reaction container for the nanoparticles.153–155 Anionic phobic chains are exposed outside. The crystal can only grow
surfactants are mainly applied for the synthesis of metal oxide in the gap of long chains because of the steric hindrance, and
nanomaterials as a soft template.24,156,157 the flower clusters formed. Compared with SLS, the presence
3.3.1 As a soft template. When the concentration of anionic of the benzene ring in SDBS leads to an increase in the steric
surfactants exceeds the critical micelle concentration, ordered effect and a slower growth rate along the [001] axis. Table 2
aggregates such as micelles/reverse micelles are formed in the summarized the morphologies that have been reported for syn-
solution. Nanomaterials with different morphologies and sizes thesized metal nanocrystals with the assistance of surfactants.
can be synthesized in the microenvironment, which is the func-
tion of the soft template. Liu et al. demonstrated that SDS can
not only reduce KMnO4 into MnO2 nanosheets in an acidic solu- 4. Removal of surfactants
tion, but also promote the generation of monolayer nanosheets
acting as a soft template.158 The ultrathin layered structure can Although the function of surfactants in managing morphology
be seen from the TEM and SEM images from Fig. 12a and b, is generally accepted, active agents remaining on the surface of
which show graphene-like wrinkles. In the acidic reaction solu- catalysts may occupy the active sites of catalysts and inhibit
tion, SDS self-assembled into a layered structure and slowly their catalytic activity. In most cases, we will carry out the post-
hydrolyzed into dodecyl alcohol. MnO4− ions combine with the treatment on the nanomaterials synthesized with the assist-
hydrophilic head of anionic surfactants to control the formation ance of surfactants to remove the residual capping agents.
Table 2 Summary of morphologies that have been reported for synthesized metal nanocrystals with the assistance of surfactants
Concentration of
Surfactant Catalysts Solvent surfactants Morphology Role Ref.
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