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Received: 21 March 2018 | Revised: 3 January 2019 | Accepted: 11 January 2019

DOI: 10.1111/opn.12227

ORIGINAL ARTICLE

Guilt experienced by caregivers to individuals with dementia: A


concept analysis

Maggie M. Prunty | Karen J. Foli

Purdue University School of Nursing, West


Lafayette, Indiana Abstract
Aim: To create a comprehensive understanding and definition of guilt in caregivers of
Correspondence
Karen J. Foli, Purdue University School of individuals with dementia. Through this concept analysis, we hope to empower
Nursing, West Lafayette, IN. nurses to more accurately identify guilt in caregivers and tailor interventions to spe‐
Email: kfoli@purdue.edu
cifically reduce these symptoms of guilt.
Background: Individuals with dementia are often cared for by relatives, friends and
neighbours. Many caregivers express feelings of guilt, increasing the risk of depres‐
sion and psychological burden. In turn, this impacts their availability to render care.
Design: Concept analysis according to Walker and Avant (Strategies for theory con‐
struction in nursing. Boston, MA: Prentice Hall; 2011).
Method: A literature search was completed utilising the following databases Cumulative
Index to Nursing and Allied Health, PubMed, PsycINFO and Google Scholar for the
years 2003–2017. Common definitions and lay usage were also considered.
Results: The identified critical attributes of guilt experienced by caregivers to indi‐
viduals with dementia include the following: (a) The expectation of a moral responsi‐
bility to care for the individual with dementia; (b) a negative, subjective appraisal of
one’s own caregiving performance, including neglecting other roles and responsibili‐
ties and self‐neglect; and (c) a sense of transgression or violation of a moral standard
as a caregiver to the individual with dementia. These defining attributes were then
applied in three cases: model, borderline and contrary. Pertinent antecedents and
consequences to the concept of guilt in caregivers to individuals with dementia were
identified.
Discussion: As a result of the guilt, the caregiver may experience poor mental and
physical health, symptoms of anxiety and depression, and a greater sense of car‐
egiver burden.
Conclusion: A new, comprehensive conceptual definition of guilt in caregivers to in‐
dividuals with dementia is described.
Implications for practice: A conceptual definition of guilt in caregivers of individuals
with dementia allows nurses to assess and identify caregivers at risk for, or currently
experiencing, guilt and help direct caregivers to appropriate interventions and sup‐
portive services.

KEYWORDS
caregivers, concept analysis, dementia, guilt, nursing

Int J Older People Nurs. 2019;e12227. wileyonlinelibrary.com/journal/opn © 2019 John Wiley & Sons Ltd | 1 of 13
https://doi.org/10.1111/opn.12227
2 of 13 | PRUNTY and FOLI

1 | I NTRO D U C TI O N
What does this research add to existing knowledge
Across the globe, the older adult population continues to increase at in gerontology?
an unpreceded rate. He, Goodkind, and Kowal (2016) predicts that
• This concept analysis offers a new definition of guilt
by 2050, the population of persons 65 years and older will encom‐
within the context of caregivers to individuals with
pass nearly 17% of the world’s population. With this rising popu‐
dementia.
lation comes the increasing need for caregivers of older adults as
• The authors provide literature from nursing, legal, psy‐
they begin to experience chronic illnesses and functional limitations.
chology and theology that contribute to this definition.
Most commonly, older adults are cared for by familial caregivers.
• Three case studies describe the antecedents, attributes
Familial caregivers typically include one or more of the following:
and consequences of the concept of interest.
spouses, children and siblings (Romero‐Moreno et al., 2013). While
often described as rewarding, the position of caregiver has also been
What are the implications of this new knowledge
associated with significant distress. for nursing care with older people?
The increase in the older adult population has also led to a
• With an understanding of this concept, nurses can pro‐
rise in the number of persons with the diagnosis of dementia.
vide therapeutic communication to caregivers, thus al‐
Dementia is a chronic disease of the brain resulting in the pro‐
lowing expression of caregiver needs and ultimately, the
gressive decline of cognitive functioning affecting memory,
provision of more holistic, person‐centred care.
comprehension, judgment and language. Concurrent declines in
• Awareness of guilt in caregivers also allows for focused
emotional control, social behaviour and motivation are common
education regarding the progression of dementia with
(Palm et al., 2016). The disease typically affects people over the
acknowledgement of the challenges.
age of 65 years, making it the leading cause of disability of older
• The nurse can discuss how guilt may be part of the car‐
persons worldwide (Alzheimer’s Association, 2016). Increasingly,
egiver’s experience, offering acceptance, resources and
persons with the diagnosis of dementia are cared for by famil‐
referral as needed.
ial caregivers, who are at a high risk for experiencing significant
psychological burden (Rosa et al., 2009). Research has identified
How could the findings be used to influence policy
that up to 65% of caregivers to individuals with dementia express
or practice or research or education?
feelings of guilt (Gonyea, Paris, & Zerden, 2008; Roach, Laidlaw,
Gillanders, & Quinn, 2013). Guilt is listed as one of the diagnostic • Further exploration of the concept, including empirical
criteria for major depressive disorder according to the American testing of the concept, is indicated.
Psychiatric Association (2013). To our knowledge, no study has • In addition to instrumental support, such as respite care,
revealed a direct relationship between guilt and depression in policy efforts should include mental health support for
caregivers of individuals with dementia; however, we believe the caregivers.
potential association between the development of guilt and the • Assessment of depressive symptoms in caregivers, with
progression of depressive symptoms in this group of caregivers early diagnosis, may prevent older adult abuse and
is of note. The development of familial caregiver guilt may have neglect.
negative consequences for both the caregiver and the individual • Future research using the Caregiver Guilt Questionnaire,
with the diagnosis of dementia. or a modified version, may be helpful as ways to manage
Healthcare professionals, especially nurses, frequently find guilt are explored.
themselves caring for individuals with the diagnosis of dementia.
In this position, nurses have the unique opportunity to simultane‐
ously assess both the patient’s disease progression and the caregiv‐ to disappear. The experiences they have shared become less and
er’s psychological health and coping methods. With the expected less salient to the individual with dementia. The inevitable ero‐
increase in the older adult population and those suffering from de‐ sion of verbal communication, memory and personality can lead
mentia, a greater number of persons will be caregivers. Despite the to a metaphorical death of the individual with dementia, before
known association between guilt and depression, the concept of the physical death actually occurs (Caldas & Berterö, 2018). These
guilt has been poorly researched and defined within the dementia‐ disease characteristics can lead to significant caregiver psycho‐
caregiving context. logical overload and guilt, thereby making guilt experienced by
Guilt experienced by caregivers to individuals with dementia is caregivers to individuals with dementia different from guilt expe‐
unique as the effects of dementia are significantly different than rienced by caregivers to individuals with other chronic diseases.
other chronic illnesses. For familial caregivers, the gradual course The uniqueness of dementia caregiving is further demonstrated
of dementia can be devastating (Albinsson & Strang, 2003). As the in the concept analysis regarding facticity and dementia care by
disease progresses, the individual the caregiver once knew starts Caldas and Berterö (2018).
PRUNTY and FOLI | 3 of 13

Due to the absence of an in‐depth exploration of this area, a con‐ articles written in English. Of the 156 articles retrieved from these
cept analysis approach was used to provide a structured and evi‐ databases, 130 articles were excluded due to a lack of dementia
dence‐informed definition of the concept of guilt in caregivers to focus or inclusion of guilt as solely a component of caregiver burden.
individuals with dementia. While a middle‐range theory (Tsai, 2003) In the end, 26 articles were selected to define and further clarify the
explains caregiver stress and an empirical referent exists to measure concept of guilt in caregivers to individuals with dementia. Nine ad‐
caregiver guilt (Losada, Márquez‐González, Peñacoba, & Romero‐ ditional sources from judicial, religious and psychological disciplines
Moreno, 2010), the concept of caregiver guilt and identified concept were also included to strengthen the new conceptual definition. A
attributes are absent from these sources. summary of the sources used is provided in Table 1.
The aim of this concept analysis is to clarify and define the con‐
cept of guilt as it relates to caregivers to individuals with the diagno‐
sis of dementia utilizing Walker and Avant’s (2011) concept analysis 3 | LITE R AT U R E R E V I E W
framework. This analysis will illuminate the need for additional ex‐
ploration of the caregiver guilt concept and may guide future re‐ Steps 1 and 2 of Walker and Avant’s (2011) approach to concept
search efforts to further refine the concept and create tailored analysis were completed above. The third step in this approach is
screening tools and interventions to assist those caregivers who the literature review. We begin with basic dictionary items.
may be experiencing guilt. Taking this concept analysis into account,
nurses globally may be empowered to more accurately identify guilt
3.1 | Dictionary definitions of guilt
in caregivers and adapt interventions to reduce these symptoms of
guilt, decreasing the risk of depression development and improving Guilt is a concept that we hear about often, from the nightly news,
the quality of life for both the caregiver and the individual with the to scientific research, to the latest top‐charting musical hit. Yet, de‐
diagnosis of dementia. spite its prevalence in our culture, its meaning can vary greatly from
one source to another. Definitions of guilt can be found within many
disciplines including law, psychology, religion and nursing, and often
2 | CO N C E P T A N A LYS I S M E TH O D
range from highly abstract to very concrete. The following definition
for guilt provided by the Merriam‐Webster dictionary (n.d.) is helpful
2.1 | Walker and Avant approach
in highlighting just how variable the concept of guilt can be.
To outline attributes by studying the concept uses and definitions,
and thereby provide a definition of guilt within the context of car‐ 1. Having committed a breach of conduct especially
egiving to those with dementia, we used the Walker and Avant violating law and involving a penalty, 2. a: the state
(2011) approach. In addition to deriving a definition based on evi‐ of one who has committed an offense especially con‐
dence, we also sought to clarify the use of empirical referents as sciously, b: feelings of deserving blame especially for
operational definitions surrounding this concept. The steps of the imagined offenses or from a sense of inadequacy, 3. a
Walker and Avant (2011) model are as follows: “(1) select a concept; feeling of deserving blame for offenses.  (para. 1)
(2) determine the aims or purposes of analysis; (3) identify all uses
of the concept that you can discover; (4) determine the defining at‐
3.2 | Uses of the concept in law, Christianity,
tributes; (5) identify a model case; (6) identify borderline, related,
psychology and nursing
contrary, invented and illegitimate cases; (7) identify antecedents
and consequences; and (8) define empirical referents” (p. 160). As a Within the judicial discipline, in the concept’s most concrete sense,
modification to the Walker and Avant (2011) approach, we present guilt is defined by the Cornell School of Law (n.d.) as either the ad‐
the model, borderline and contrary cases. mittance of the accused, or the finding by a judge/jury, that the ac‐
cused has indeed committed a crime. In agreement, Hörnle (2016)
states that guilt is the term used to signify blame on the offender
2.2 | Data selection and analysis
for behaving in an illegal manner when they could have acted in ac‐
To create a comprehensive understanding the concept of guilt, a lit‐ cordance with the law. The use of the term guilt within law refers to
erature review was completed. The key terms “dementia,” “caregiver,” an external body that will judge guilt. This concept analysis, and the
and “guilt” were utilised in a literature search of the following data‐ follow examples of uses of guilt, will focus on an internal definition of
bases: CINAHL, PubMed, PsycINFO and Google Scholar. With birth guilt. Including this external definition of guilt is necessary to create
rates near historic lows, the baby boomer generation represented a comprehensive understanding of the varied uses of the term guilt.
more than 25% of the total United States population in the year 2003 The concept of guilt is also frequently associated with
(MetLife, 2003). At this time, significantly more research regarding Christianity. New Testament Christian authors describe guilt as
the concepts of dementia, caregivers, and guilt became available, and an emotion born from the personal awareness of sin with ensuing
therefore, only articles published in 2003 or later were included in remorse. Sinners note that they have not lived up to the ideals of
this review. The search was limited to only scholarly, peer‐reviewed the heavenly moral law and guilt arises (Faiver, O’Brien, & Ingersoll,
4 of 13 | PRUNTY and FOLI

TA B L E 1 Guilt sources and definitions

Source Definition

Dictionary
Merriam‐Webster 1. Having committed a breach of conduct especially violating law and involving a penalty, 2. a:
the state of one who has committed an offense especially consciously, b: feelings of deserving
blame especially for imagined offenses or from a sense of inadequacy, 3. a feeling of deserving
blame for offenses
Psychology
Freud (1962) Unconscious’s need for punishment expressed as self‐torment; a conflict between the superego
and the id
Ortony (1988) A moral transgression in which the person believes they have violated a social norm and
harmed another person
Kugler (1992) The dysphoric feeling associated with the recognition that one has violated a personally
relevant moral or social standard
Tangney (2007) An “adaptive emotion” meant to protect interpersonal relationships by punishing harmful
actions and inspiring the transgressor to repair the relationship
Haidt (2003) A link between the individual and society, stimulating the person to fully consider how their
actions will affect other people
Law
Cornell School of Law (n.d.) Admittance of the accused, or the finding of a judge/jury, that the accused has indeed
committed a crime
Hörnle (2016) Signify blame on the offender for behaving in an illegal manner when they could have acted in
accordance with the law
Christianity
Faiver (2000) An emotion born from the personal awareness of sin with ensuing remorse
Albertsen (2006) Without a personal understanding of your transgressions (guilt), there would be no need for
grace
Nursing
Campbell (1984) A form of anxiety and fear that develops when people feel they have done something wrong
and are likely to be punished
Robertson (1994) A negative feeling resulting from either the contemplation or completion of an act that goes
against one’s personal moral standard
Beck (2002) A mother’s negative appraisal of her own nurturing performance and/or the presence negative
thoughts towards the baby
Additional source information Findings and tools
Albinsson (2003) High levels of guilt are associated with poorer mental health, chronic stress, and increased rates
of depression and anxiety
Alzheimer’s Association (2016) Dementia is the leading cause of disability of older persons worldwide
American Psychiatric Association (2013) Guilt is one of the diagnostic criteria for major depressive disorder
Ankri (2005) Guilt is defined as a sense of inadequacy in the caregiver, closely tying guilt to the concepts of
responsibility and regret
Caldas (2018) Concept analysis on facticity and dementia care, discusses the unique challenges of dementia
caregiving and its resulting effects on the caregiver
Davis (2010) Guilt is associated with chronic stress and increased depressive symptoms in caregivers
Gonyea (2008) Up to 65% of caregivers to individuals with dementia express feelings of severe guilt and guilt
seems to increase as the adult daughters feel they are failing in their expected roles
Graneheim (2013) Caregivers often report that these feelings arise due to the unpredictable behaviors associated
with dementia, feeling as though they have not lived up to their filial or caregiver responsibili‐
ties and sense that they are abandoning their loved ones with placement in an institutional
facility
He (2016) National Institute of Health predicts that by 2050, the population of persons 65 years and
older will encompass nearly 17% of the world’s population

(Continues)
PRUNTY and FOLI | 5 of 13

TA B L E 1 (Continued)

Source Definition

Jennings (2015) Caregiver education can be provided to manage increasing behavioral disturbances, personality
changes, and changes in communication as dementia progresses
Losada (2010) Feelings of caregiver guilt may be related to resentment towards others who do not participate
in caregiving duties, when caregivers engage in self, when they neglect their own families, and
when they are failing in their expected roles
Maeve (2013) Guilt as noted in Cheryl Beck’s theory of postpartum depression
Martin (2006) Feelings of caregiver guilt increase as dementia progresses
Martz (2017) Theoretical model of caregiver guilt that situates caregiver guilt within the transitions of care
necessitated by the older adult’s decline and ultimate passing
MetLife (2003) The baby boomer generation represented more than 25% of the total United States population
in the year 2003
Orfila (2018) Caregivers of moderate to severely dependent older adults who reported higher caregiver
burden, anxiety and depression were at higher risk of abusing those under their care
Palm (2016) Concurrent declines in emotional control, social behavior, and motivation are common
Park (2004) Many caregivers feel they are abandoning their loved ones with placement in an institutional
facility. The goal of caregiver services is to increase understanding and coping ability of those
with feelings of guilt
Pe’rez‐Rojo (2015) Data were collected from caregivers using the Caregiver Abuse Screen to examine elder abuse
in individuals with dementia
Razani (2007) Caregivers frequently report feeling guilty for having negative emotions towards the individual
with dementia
Reis (1995) Development of the Caregiver Abuse Screen
Roach (2013) The majority of caregivers report experiencing guilt. High levels of guilt can cause poorer
mental health, chronic stress, and increased rates of depression
Romero‐Moreno (2013) Familial caregivers typically include spouses, children, and siblings. Guilt may develop when
caregivers feel they are neglecting their other roles
Rosa (2009) Persons with dementia are often cared for by familial caregivers, who are at a high risk for
experiencing significant psychological burden
Samuelsson (2001) Caregiver guilt can occur when the caregiver negatively assesses their caregiving performance
Sanders (2008) The unpredictable behaviors associated with dementia can cause caregiver burden and may
lead to placement in a long term care facility igniting feels of guilt in the caregiver
Sherko (2013) Therapeutic communication techniques for nurses to employ
Spigelmyer (2017) Many caregivers report feeling deceitful as they place family members in long term care,
feeling as though they have failed in their familial duties
Sury (2013) Familial caregivers express feeling guilty when placing family members in institutional settings
due to increasing behaviors and needs. This can lead to depressive symptoms in caregivers
Tsai (2003) Developed a middle‐range theory to explain caregiver stress
Tracy (2006) Caregiver guilt occurs when the caregiver identifies an actual or perceived event or feeling that
injuries their moral standards during the caregiving experience
Walker and Avant (2011) Concept analysis framework
WHO iSupport (2018) Online training tool providing guidance and support related to caregiving to an individual with
dementia
Wu (2009) Familial caregivers experience guilt as they place loved ones in a long term care facility

2000). Albertsen, O’Connor, and Berry (2006) go so far as to suggest need for punishment expressed as self‐torment; a conflict between
that guilt is central to Christianity, indicating that without a personal the superego and the id which results in feelings of guilt (Freud,
understanding of your transgressions (guilt), there would be no need 1962). Ortony, Clore, and Collins (1988) later define guilt as a moral
for grace. Therefore, the concept of guilt is necessary for the exis‐ transgression in which the person believes they have violated a
tence of grace, a fundamental ideal of many Christian teachings. social norm and harmed another person. This negative self‐evalu‐
Guilt has long been a popular subject within psychological liter‐ ation causes tension, regret and preoccupation on the harmful act.
ature and research. Freud is often credited with beginning the mod‐ Similarly, Kugler and Jones (1992) state guilt is “the dysphoric feeling
ern discussion on guilt in the 1930s, stating it was the unconscious’s associated with the recognition that one has violated a personally
6 of 13 | PRUNTY and FOLI

relevant moral or social standard” (p. 318). More recently Tangney, al., 2008; Martin, Gilbert, Mcewan, & Irons, 2006; Samuelsson,
Stuewig, and Mashek (2007) describe guilt as an “adaptive emotion” Annerstedt, Elmstahl, Samuelsson, & Grafstrom, 2001; Spigelmyer
(p. 26) meant to protect interpersonal relationships by punishing et al., 2017). Some caregivers also note the development of guilt
harmful actions and inspiring the transgressor to repair the relation‐ related to resentment towards others who do not participate in
ship. Haidt (2003) labels feelings of guilt as a link between the indi‐ caring for the individual with dementia (Losada et al., 2010; Park
vidual and society, stimulating the person to fully consider how their et al., 2004).
actions will affect other people. Caregivers describe feeling guilt when they engage in self‐care
Similarly, guilt has also been studied within the nursing discipline. and leisure activities and are not present to care for the individual
Campbell (1984) suggests guilt is a form of anxiety and fear that de‐ with dementia (Gonyea et al., 2008; Losada et al., 2010; Romero‐
velops when people feel they have done something wrong and are Moreno et al., 2013; Samuelsson et al., 2001). Similarly, caregivers
likely to be punished. Robertson (1994) defines guilt as a negative also express guilt about neglecting their own families to care for
feeling resulting from either the contemplation or completion of an the individual with dementia (Gonyea et al., 2008; Losada et al.,
act that goes against one’s personal moral standard. Action to repair 2010). Many adult daughters report feeling an expectation that
the wrongdoing is needed before feelings of guilt can be resolved. they will remain selfless in caring for their ageing parents, sacrific‐
More specifically, guilt is also discussed by Cheryl Beck (2002) in the ing their own needs to become the primary caregiver. Role strain
context of postpartum depression. Beck indicates that one facet of occurs as they attempt to balance being a devoted daughter and
postpartum depression is a mother’s negative appraisal of her own caregiver, mother, partner and friend. Guilt increases as the adult
nurturing performance and/or the presence negative thoughts to‐ daughters feel they are failing in their expected roles (Gonyea et
wards the baby, which often results in feelings of guilt (as cited in al., 2008; Losada et al., 2010; Romero‐Moreno et al., 2013).
Maeve, 2013). Finally, caregivers respond with guilt when placing the indi‐
vidual with dementia in a long‐term care facility. The caregivers
often report feeling as though they have not lived up to their filial
3.3 | Guilt in caregivers rendering care to individuals
or caregiver responsibilities (Graneheim et al., 2013). Many sense
with dementia
they have poorly performed their caregiving duties in the home
While the concept of guilt is frequently used in the literature sur‐ and that they are abandoning their loved ones with placement in
rounding caregivers to those individuals with dementia in a variety an institutional facility (Graneheim et al., 2013; Park et al., 2004;
of disciplines, it is rarely defined. Instead, guilt is typically reported Sanders et al., 2008; Sury, Burns, & Brodaty, 2013; Wu, Low,
with several other related terms and emotions including shame, re‐ Xiao, & Brodaty, 2009). Many caregivers report feeling deceit‐
gret, distress, frustration and sadness as a component of caregiver ful throughout the nursing home placement process (Spigelmyer
burden (Park, Butcher, & Maas, 2004). The only definition obtained et al., 2017). These combined factors result in intense caregiver
from the literature search specific to this caregiver context was that guilt.
of Ankri, Andrieu, Beaufils, Grand, and Henrard (2005), who related A recent publication by Martz and Morse (2017) describe a the‐
the concept of guilt to a sense of inadequacy in the caregiver, closely oretical model of the guilt experienced by caregivers. The authors
tying guilt to the concepts of responsibility and regret. The following again emphasise the lack of a conceptual definition of guilt (Martz
examples of guilt in caregivers within the dementia context are from & Morse, 2017, p. 1007); however, this model situates caregiver
multidisciplinary sources. guilt within the transitions of care necessitated by the older adult’s
Within the literature, caregivers to individuals with dementia decline and ultimate passing. The findings of this grounded theory
often cite four major sources for their guilt. First, caregivers fre‐ study include that guilt was experienced by the family member
quently report feeling guilty for having negative emotions towards throughout the transition of care processes; yet justification of the
the individual with dementia. They feel badly about becoming easily care transition after death was used to resolve lingering guilt (Martz
angered with the individual and feeling resentful towards their role & Morse, 2017).
as the caregiver. Caregivers often report that these feelings arise due
to the unpredictable behaviours associated with dementia and the
3.4 | Existing nursing theory
individual’s resistance to care (Graneheim, Johansson, & Lindgren,
2013; Losada et al., 2010; Razani et al., 2007; Sanders, Ott, Kelber, While a theory related to caregiver stress exists (Tsai, 2003), the
& Noonan, 2008; Spigelmyer, Hupcey, Smith, Loeb, & Kitko, 2017). theorist does not link this to feelings of guilt in caregivers. In 2003,
Secondly, caregivers often express guilt while negatively view‐ Tsai articulated a middle‐range theory of caregiver stress based
ing their performance as a caregiver, remarking that they could on the Roy adaptation model. In this model, Tsai (2003) does not
likely be doing a better job and feeling as though they have failed discuss guilt; however, depression is part of the control process
to meet society’s expected standards of care. Many caregivers ex‐ leading to various outputs, which include self‐esteem and role en‐
press feeling that they have not adequately met the challenges joyment (p. 139). While caregiver roles, burden, stressful life events
of the caregiving role. These feelings of guilt appear to increase and perceptions are discussed, Tsai (2003) does not specify car‐
as the disease state progresses (Ankri et al., 2005; Gonyea et egiver guilt as part of the stress perceived in this adaptation model.
PRUNTY and FOLI | 7 of 13

4 | C R ITI C A L AT TR I B U TE S and dementia caregiver research findings, a new conceptual defini‐


tion for guilt has been developed:
Critical attributes, as defined by Walker and Avant (2011), are essen‐
tial components of a concept seen repeatedly in the literature that Guilt emerges when the caregiver believes they have
help distinguish the concept in question from other related concepts. a moral responsibility to care for the individual with
The critical attributes to the concept of guilt in caregivers to indi‐ dementia, but have violated a moral standard of care
viduals with dementia are as follows: (a) the expectation of a moral through their behaviours and/or thoughts (Graneheim et
responsibility to care for the individual with dementia (Graneheim al., 2013; Losada et al., 2010; Razani et al., 2007; Sanders
et al., 2013; Losada et al., 2010; Razani et al., 2007; Sanders et al., et al., 2008; Spigelmyer et al., 2017). Subsequently, the
2008; Spigelmyer et al., 2017); (b) a negative, subjective appraisal of individual negatively assesses their caregiving and role
one’s own caregiving performance, including neglecting other roles performances, feeling as though they have transgressed
and responsibilities and self‐neglect (Gonyea et al., 2008; Losada et against the individual (Ankri et al., 2005; Gonyea et al.,
al., 2010; Romero‐Moreno et al., 2013); and (c) a sense of transgres‐ 2008; Graneheim et al., 2013; Martin et al., 2006; Park
sion or violation of a moral standard as a caregiver to the individual et al., 2004; Samuelsson et al., 2001; Spigelmyer et al.,
with dementia (Ankri et al., 2005; Gonyea et al., 2008; Graneheim 2017; Sury et al., 2013; Wu et al., 2009). Through their
et al., 2013; Martin et al., 2006; Park et al., 2004; Samuelsson et caregiving efforts, the individual neglects themselves
al., 2001; Spigelmyer et al., 2017; Sury et al., 2013; Wu et al., 2009). and others in their personal environment (Gonyea et al.,
In order to experience guilt, caregivers must feel a sense of moral 2008; Losada et al., 2010; Romero‐Moreno et al., 2013).
responsibility to care for the individual with dementia. This sense of
moral responsibility is often a result of cultural beliefs, gender expec‐
tations, and the relationship of the caregiver to the care receiver before 6 | CASES STUDIES
the diagnosis of dementia is made (e.g., child, spouse, sibling, friend).
The caregiver must then subjectively appraise their own caregiving per‐ The following section contains three case studies that further clarify
formance, fulfilment of role functioning with others and self‐care nega‐ the concept of guilt in caregivers to individuals with dementia. First,
tively. In doing so, the caregiver is not focusing on the objective tasks of a model case will be presented. A model case emphasises all of the
caregiving, but the appraisal of their caregiving experience in compari‐ antecedents and critical attributes of the concept in question, cre‐
son with an ideal. Finally, the caregiver must feel they have committed ating a comprehensive depiction of the concept (Walker & Avant,
a transgression against the individual with dementia or violated a moral 2011). Second, a borderline case will be presented. A borderline case
standard as the caregiver with their behaviour and/or thoughts. These utilises only a select number of the aforementioned critical attrib‐
three critical attributes, when experienced, result in the development of utes (Walker & Avant, 2011). Finally, a contrary case will be present,
guilt in caregivers to individuals with dementia (see Table 2). which contains none of the critical attributes that define the concept
(Walker & Avant, 2011).

5 | CO N C E P T UA L D E FI N ITI O N
6.1 | Model Case
Based on the synthesis of information as provided above, including Jane is a 55‐year‐old woman living in a small town in rural Indiana
the common usages and definitions of guilt found in the literature with her husband. She is the mother of three adult children and

TA B L E 2 Conceptual components of guilt in caregivers to individuals with dementia

Antecedents Attributes Consequences Empirical referents

The existence of an Expectations of a moral responsibility Poor mental health Caregiver Guilt Questionnaire
individual with dementia to care for the individual with Poor physical health (CGQ; Losada et al., 2010;
Individual with dementia dementia Chronic stress Roach et al., 2013)
must have value to the A negative, subjective appraisal of Symptoms of anxiety and
caregiver one’s own caregiving performance, depression
Caregiver must have a including self‐neglect and neglecting Low participation in leisure
moral conscience other roles and responsibilities, activities
Caregiver must recognise Sense of transgression, or violation of Greater sense of caregiver burden
that the individual with a moral standard, as a caregiver to the Negative impact on other familial
dementia needs to be individual with dementia and social relationships
cared for
Caregiver must then
identify an actual or
perceived negative
experience or event
8 of 13 | PRUNTY and FOLI

works full‐time as special education teacher in the local public school


6.3 | Contrary Case
system. Her 95‐year‐old father, Tom, lives roughly an hour away.
Several years ago, Jane’s father was diagnosed with Parkinson’s David is a 45‐year‐old man, father of two children, who works full‐
disease, which has evolved with symptoms of dementia. Jane has time managing a local grocery store. David recently learned that his
always maintained a loving and supportive relationship with her fa‐ estranged father, John, was diagnosed with Alzheimer’s disease.
ther and believes she owes it to Tom to take care of him, especially David has never felt close to his father, who was an alcoholic and
as his independence has decreased. Jane tries to visit Tom as often verbally abusive to his mother. David has only seen his father a hand
as she can, regularly making the 2‐hr round trip up to three times full of times since his mother divorced John and moved the two chil‐
a week. Despite the frequency of her visits, Jane still feels like she dren to a different city, 4 hours away. Monthly, David sends money
should be doing more for Tom. She has often arrived to find him to his sister to help pay for the nursing home apartment John lives
looking dishevelled and the house a mess. Due to the increased time in, but David feels no need to be any more involved in the caregiv‐
spent travelling, Jane rarely sees her husband anymore. She senses ing process. He feels no desire to see or contact his father, who was
that her caregiving role is putting a strain on their marriage. When rarely present in his own life.
she is home, Jane is exhausted and stressed. During her last trip, While David realises John needs to be cared for, he does not feel
Jane found Tom with a badly bruised eye and the stove burner left any moral obligation towards being personally responsible for the
on. Jane could not help but feel like a failure, knowing she could no care of his father. Instead, David sends money to his sister to ensure
longer keep Tom safe by herself. Jane knew her father had always John receives the care he needs. Consequently, David does not neg‐
said he did not want to live in a nursing home but she felt she had no atively view his caregiving performance nor does he feel a sense of
other choice. Jane felt immense guilt as she set up an appointment to transgression against John. In this case study, there is a total absence
meet with the local nursing home staff for the following day. of all three critical attributes of guilt in caregivers to individuals with
In this model case, we see all three critical attributes of guilt in dementia.
caregivers to individuals with dementia represented in Jane. It is
clear that Jane feels a moral responsibility to care for her father.
Despite how it may appear to others, Jane negatively assesses her 7 | A NTEC E D E NT S A N D CO N S EQ U E N C E S
performance as a caregiver to Tom. Jane feels her caregiving respon‐
sibilities for Tom are causing her to neglect not only her role as a Antecedents are elements and events that must be present before
wife, but also to neglect caring for herself. When Jane sees Tom’s a concept can occur (Walker & Avant, 2011). Prior to the develop‐
injury and understands the significant safety concerns, she feels in‐ ment of guilt in the context of caregivers to individuals with demen‐
adequate as a daughter and caregiver, knowing she cannot keep Tom tia, there must first exist an individual with dementia. Second, the
safe. Finally, when Jane makes the decision to place Tom in nursing caregiver must associate some emotional value to the individual with
home care, she feels she has betrayed Tom (sense of transgression). dementia. The caregiver must be someone who maintains a moral
conscience, and recognises that the individual with dementia needs
to be cared for. Other roles and responsibilities must exist outside
6.2 | Borderline Case
of the caregiving rendered to the individual with dementia. Finally,
Terry is a 67‐year‐old African American women working part‐time the caregiver must identify an actual or perceived event or feeling
as a receptionist in a dental office. Her twin sister and best friend, that injuries their moral standards during the caregiving experience
Mary, was diagnosed with early onset dementia at 65 years of age. (Tracy & Robins, 2006).
Terry knew that she would always be there to care for her sister. For Consequences are defined as events that arise as a result of the
the past year, Terry has managed to rearrange her work schedule so concept occurring (Walker & Avant, 2011). Research indicates that
that she is able to spend long weekends with Mary. Occasionally, guilt can have both positive and negative consequences. Low levels
Terry finds herself getting frustrated with Mary as she often has to of guilt may be beneficial in that it may prevent or mitigate abnor‐
repeat the same instructions several times before Mary understands mal behaviour, inspire a transgressor to seek forgiveness and repair
them. In these instances, Terry reminds herself that the forgetful‐ a relationship, or help deter abusive actions towards the individual
ness is a symptom of the dementia. Despite her occasional frustra‐ with dementia (Gonyea et al., 2008). Alternately, excessive guilt can
tions, Terry knows she is doing the best she can, as she is able to visit lead to depressive symptoms (Gonyea et al., 2008). Up to 65% of
every weekend, and Mary generally seems happy and content. caregivers to individuals with dementia experience guilt (Roach et
In this case, we see that Terry exhibits two of the three critical al., 2013). For some caregivers, guilt manifests as frustration, anger,
attributes for guilt in caregivers to individuals with dementia. First, decreased energy, low participation in leisure activities and a greater
Terry feels a moral responsibility to care for her sister, as the two have sense of caregiver burden (Gonyea et al., 2008). High levels of guilt
had a strong connection their entire lives. Second, occasionally Terry may also be associated with poorer mental health, chronic stress
feels a sense of transgression when she gets frustrated with Mary. and increased rates of depression and anxiety seen in many caregiv‐
Despite this, Terry positively appraises her caregiving performance; ers to individuals with dementia (Albinsson & Strang, 2003; Davis,
therefore, the concept is guilt is largely absent in this case example. Tremont, Bishop, & Fortinsky, 2010; Losada et al., 2010; Roach et
PRUNTY and FOLI | 9 of 13

al., 2013; Romero‐Moreno et al., 2013; Sury et al., 2013; Wu et al., assessment of caregiver guilt due to the lack of direct measurement
2009). of all three critical attributes of the concept (see Table 3). This anal‐
ysis supports the need for empirical measurement of caregiver guilt
that would test the addition of items to the CGQ to reflect the to‐
8 | E M PI R I C A L R E FE R E NT S tality of caregiver guilt, or the development of a new, more compre‐
hensive assessment tool.
Empirical referents are validated techniques used to measure that
a concept is actually occurring, often employed for research pur‐
poses (Walker & Avant, 2011). Several empirical referents have 9 | I M PLI C ATI O N S FO R PR AC TI C E
been developed to measure guilt; however, few have been designed
specifically to assess guilt within the caregiving context. The tools As the older adult population continues to increase, so too will the
described below do not measure the attributes identified in this number of individuals diagnosed with dementia; this will require
concept analysis and, therefore, do not reflect the definition of guilt that more people assume the role of caregiver. As previously noted,
experienced by caregivers of individuals with dementia as derived caregivers to individuals with dementia may experience significant
from the evidence. psychological burden (Rosa et al., 2009), frequently including feel‐
Noting that there was a relative absence of tools developed ings of intense guilt (Gonyea et al., 2008; Roach et al., 2013), which
to directly assess guilt in the context of dementia care, Losada has a known association with depression (American Psychiatric
et al. (2010) created the Caregiver Guilt Questionnaire (CGQ). Association, 2013). Nurses in many healthcare settings, from the
This questionnaire includes 22 items, sorted into five factors, bedside to advanced practice roles, will find themselves caring for
each addressing a different component of caregiver guilt. The individuals with dementia and interacting with their caregivers. This
five sections are as follows: “(1) Guilt about doing wrong by the uniquely positions nurses to not only provide symptom management
care recipient, (2) Guilt about not rising to the occasion as care‐ and medical care for the individual with dementia, but also assess
givers, (3) Guilt about self‐care, (4) Guilt about neglecting other the health and well‐being of the caregivers. Identifying caregiver
relatives, and (5) Guilt about negative feelings towards other peo‐ guilt in the early stages is essential to effectively intervening and
ple” (p. 650). Caregivers are asked to identify how frequently they mitigating these feelings, potentially mitigating the development of
experience each emotion or event on a 5‐point Likert scale with depression. The following practice considerations are based on the
responses ranging from 0 (never) to 4 (always). Examples of ques‐ concept analysis results.
tions asked in the questionnaire include the following: “I have felt A thorough understanding of the concept of guilt in caregivers
bad for not having more patience for the person I am caring for” (p. to individuals with dementia and the use of the aforementioned em‐
654) and “I have felt bad about not being able to devote more time pirical referent will allow nurses, and other healthcare professionals,
to my family due to my caregiving” (p. 654). At the completion of to assess and identify dementia caregivers at risk for, or currently
the questionnaire, scores are totalled with higher scores reflecting experiencing, guilt and help direct these caregivers to appropriate
greater levels of guilt (Losada et al., 2010). interventions and supportive services to reduce their guilt. These
The psychometric properties of the CGQ were studied in an interventions may include education on appropriate coping strate‐
English‐speaking sample (Roach et al., 2013). The original tool had gies, techniques for self‐forgiveness, participation in caregiver sup‐
been used with Spanish‐speaking individuals (Losada et al., 2010). port groups, individual counselling and referral to community social
Roach et al. (2013) found acceptable reliability and convergent valid‐ services, such as respite care if available (Gonyea et al., 2008; Rosa
ity of the scale in this new sample of 221 British caregivers. et al., 2009; Sander et al., 2008). The goal of these services is to
The CGQ (Losada et al., 2010) directly measures two of the three assist caregivers in understanding and coping with their guilt and
identified critical attributes of caregiver guilt in the dementia care easing the caregiver burden (Graneheim et al., 2013; Park et al.,
context. The negative, subjective appraisal of one’s own caregiving 2004). More importantly, nurses need to utilise therapeutic commu‐
performance, including neglecting other roles and responsibilities is nication to normalise feelings of guilt that caregivers may be expe‐
highlighted in the questions addressing guilt about not rising to the riencing. Important therapeutic communication techniques include
occasion as caregivers, and guilt about neglecting other relatives. A normalising, clarifying, focusing and summarising. Employing these
sense of transgression or violation of a moral standard as a caregiver techniques and utilising open‐ended questions will help create a
to the individual with dementia is addressed in the section focused therapeutic relationship in which the caregiver can express their
on guilt about doing wrong by the care recipient. The third critical personal experiences and concerns. The following are suggested
attribute of the expectation of a moral responsibility to care for the statements a nurse may use to begin a conversation regarding care‐
individual with dementia is less distinctly measured by this tool. giver guilt: “Being a caregiver can be very difficult. Many caregiv‐
Healthcare professionals should be aware that the CGQ (Losada ers have mentioned feeling guilty regarding their caregiving duties.
et al., 2010) was not constructed using a conceptual analysis or the‐ Have you experienced this?” “It sounds as if you have experienced
oretical basis. Rather the tool was created using clinical experience some difficulties in caring for your father/mother, would you like to
and in consultation with experts. Therefore, it is not an inclusive discuss these further?” or “How have you been feeling regarding
10 of 13 | PRUNTY and FOLI

TA B L E 3 Comparison of concept
Critical attributes of caregiver guilt in the dementia
attributes and Caregiver Guilt
context CGQ factors of caregiver guilt
Questionnaire (CGQ)
1) The expectation of a moral responsibility to care for No items
the individual with dementia
2) A negative, subjective appraisal of one’s own Guilt about not rising to the occasion
caregiving performance, including neglecting other as caregivers
roles and responsibilities and self‐neglect Guilt about self‐care
Guilt about neglecting other
relatives
3) A sense of transgression or violation of a moral Guilt about doing wrong by the care
standard as a caregiver to the individual with recipient
dementia

Note. CGQ: Caregiver Guilt Questionnaire Losada et al., (2010).

these caregiving challenges?” (Sherko, Sotiri, & Lika, 2013). By com‐ risk for older adult abuse when cognition and degree of burden are
municating early and often with these caregivers, acknowledging considered. These two factors for older adult abuse increase in risk
that they have a difficult role, opening up channels for conversation, within the context of individuals with dementia. In the context of
and allowing caregivers to freely express their struggles and needs, neglect, the caregiver’s “guilt, pride, or shame might prevent him
nurses will better be able to identify and mitigate guilt in caregivers or her from seeking help….” (Bond & Butler, 2013, p. 262). Thus,
to individuals with dementia. As individuals are able to express their caregivers may be hesitant to request assistance as the individual’s
feelings, this allows for the provision of more holistic, person‐cen‐ needs increase.
tred care. The DSM‐V (APA, 2013) lists guilt as a potential symptom of
An additional aspect of nursing practice implications is to in‐ depression and, as has been previously noted, often negative care‐
form the caregiver about the course that dementia may take, and giver emotions, including guilt, are not addressed until depression
how challenging the symptoms may be to manage. Guilt, depressive develops. Caregiver depressive symptoms have been linked to elder
symptoms and lower quality of life are often reported when care‐ abuse. This is a particularly salient topic as individuals diagnosed with
givers feel inadequate in managing dementia‐related behaviours. dementia may be unable to report abuse. Accordingly, Pe’rez‐Rojo,
Support to caregivers can be provided in the form of education and Nuevo, Sancho, and Penhale (2015) collected data from caregivers
strategies to manage increasing behavioural disturbances, personal‐ using the Caregiver Abuse Screen (CASE; Reis & Nahmiash, 1995) to
ity changes and changes in communication as dementia progresses examine elder abuse in individuals with dementia. Caregiver depres‐
(Jennings et al., 2015). In this same manner, family members may sive symptoms, the frequency and reactions to problem behaviours,
be educated; which in turn, may stimulate support for the primary and burden were significantly associated with CASE scores. Similar
caregiver, encouraging their self‐care as the older adult’s symptom findings, also using CASE (Reis & Nahmiash, 1995), were revealed by
management becomes increasingly challenging. Orfila et al. (2018). Caregivers of moderate to severely dependent
While the previously discussed practice implications have been older adults who reported higher caregiver burden, anxiety and de‐
directed at caregivers, it is important that we also consider the well‐ pression were at higher risk of abusing those under their care (Orfila
being of the individual with dementia. At the core of the interest, et al., 2018).
surrounding caregiver guilt is concern regarding the effect that the If excessive caregiver guilt develops, health professionals should
caregiver’s mental health has on the individual with the diagnosis assess for potential abuse or neglect of the patient with dementia.
of dementia. The prevalence of older adult abuse and neglect is By identifying and addressing the development of guilt early and
difficult to estimate due to the barriers of reporting, which include employing the previously discussed interventions targeted specifi‐
those older adults with dementia who are unable to communicate cally at guilt, healthcare practitioners may be able to reduce the risk
such abuse (Bond & Butler, 2013). As healthcare professionals and of depression development in these caregivers and in certain cases,
members of the nursing profession, it is our duty to advocate for all prevent older adult abuse and neglect (Roach et al., 2013; Romero‐
patients, with particular emphasis on those who may not be able to Moreno et al., 2013; Rosa et al., 2009). This may ultimately lead to a
advocate for themselves, such as individuals with a diagnosis of de‐ higher quality of life for individuals with the diagnosis of dementia.
mentia. The health, well‐being and safety of these individuals should
be regularly examined.
Although there is no direct correlation between guilt and older 10 | LI M ITATI O N S
adult maltreatment located in the empirical literature, the issues
of caregiver mental wellness, including issues of guilt, and the vul‐ Using the Walker and Avant (2011) approach, a historical review of
nerabilities of the individual with dementia, create dynamics for the literature did not extend past 2003. Although we have provided
nurses to consider. Vaidyanathan et al. (2018) describe the higher a detailed accounting of our search methods, it is possible we have
PRUNTY and FOLI | 11 of 13

neglected to include attributes of the concept that were embedded emphasis on this specific population of caregivers further highlights
in early literature. Last, the analysis was performed within the clini‐ the need for a more comprehensive understanding of caregiver guilt
cal context of individuals diagnosed with dementia; however, a small in the dementia context. The far‐reaching effects of dementia and
sample of the background information, which was reviewed, inter‐ caregiver guilt make this conceptual definition increasingly appli‐
twined general characteristics of caregiver burden with caregiver cable to the international community of nurses who care for older
guilt. adults.

11 | D I S CU S S I O N 12 | CO N C LU S I O N

In this concept analysis, we have provided a comprehensive defini‐ Nurses working with individuals with dementia and their caregiv‐
tion of guilt experienced by caregivers to individuals with the diag‐ ers should apply this definition of guilt and note that the presence
nosis of dementia using the approach outlined by Walker and Avant of guilt has potential negative effects on caregiver mental health.
(2011). The creation of such a comprehensive definition for caregiver In recognising feelings of guilt as they emerge, health professionals
guilt in the dementia context was necessary as it is unique from guilt can direct caregivers to appropriate supportive services, potentially
experienced with other chronic diseases. As dementia progresses, decreasing the risk for the development of depression and in select
the individual the caregiver once knew starts to disappear, and car‐ cases, older adult abuse and neglect. Health professionals need to
egiving is made more complicated as it may be met with resistance remain educated on what community services currently exist, cul‐
from the individual with dementia (Caldas & Berterö, 2018). Further, tural norms for familial caregivers, and support the development of
the inescapable deterioration of verbal communication, memory and new educational resources. Finally, nurses need to ensure open, non‐
personality often leads to the loss of the essence of the individual judgmental communication with caregivers about their experiences
before the physical death actually occurs (Caldas & Berterö, 2018). as many individuals may be reluctant to express feelings of guilt. In
The described gradual disease progression of dementia can be dev‐ this manner, nurses may be able to render holistic and comprehen‐
astating for familial caregivers (Albinsson & Strang, 2003), leading to sive care for both the individuals with dementia and their caregivers.
significant caregiver psychological overload and guilt, thereby mak‐
ing guilt experienced by caregivers to individuals with dementia dis‐
tinct from guilt experienced by caregivers to individuals with other
chronic diseases.
Implications for Practice
This comprehensive definition allows for future work in empirical
testing and accurate assessment in nursing practice. The new defi‐ • Nurses interface with individuals who are caring for those
nition was developed through extensive searching of nursing, psy‐ with dementia in multiple settings, including acute, primary,
chology, religious and judicial literature for common usages of guilt, and community settings.
extracting essential attributes, antecedents and consequences from • These interactions are opportunities, through therapeutic
relevant research, and presenting this information through narrative communication and education, to determine the presence
case examples. By doing so, efforts from healthcare practitioners to of guilt that may be unique to those whose caregiving is
identify and utilise this knowledge in patient care interactions are complicated by the symptoms and trajectory of dementia.
facilitated. • If guilt is assessed, normalizing this emotion, interviewing
Dementia is also a disease experienced by persons internation‐ for depressive symptoms, and directing caregivers to ap‐
ally. The World Health Organization (WHO, 2018) estimates that propriate support services are important nursing interven‐
there are currently more than 50 million people with the diagnosis tions to help mitigate these feelings of guilt and ensure
of dementia worldwide, the majority of whom are cared for by fa‐ quality care is being provided for the individual with
milial caregivers. As importantly, caregiver guilt has the potential to dementia.
affect millions of additional lives. The WHO has echoed this concern,
indicating that caregiving to individuals with dementia can cause a
significant emotional toll on the caregiver. Research regarding this
ORCID
topic has spurred the creation of WHO iSupport: E‐programme for
Carers of People Living with Dementia (2018). This online training Karen J. Foli https://orcid.org/0000-0002-9510-4800
tool provides guidance and support on a variety of topics related
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