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Research Designs
Research Designs
The design is the structure of any scientific work. It gives direction and systematizes the research.
Different types of research designs have different advantages and disadvantages.
The method youchoose will affect your results and how you conclude the findings. Most scientists are
interested in getting reliable observations that can help the understanding of a phenomenon.
There are two main approaches to a research problem:
Quantitative Research
Qualitative Research
What are the difference between Qualitative and Quantitative Research?
Starting point/ Draws on theory and hypotheses Starts with entering the ground space
the beginning
of research
Planning Is thoroughly prepared at the The plan is formed during work, research
research beginning, written project following questions and methods may be subject to
a given structure change => more flexible
Course of Systematically tests hypotheses for Gathers a large number of data on specific
research being correct, finds causal human behavior and its context, it is
relationships recorded and interpreted; hypotheses spring
up along the way
Number of Representative Sample, large Student, class, school
examined number (usually)
persons
Reliability of Done with standard procedures, Problematic – the results are subjective;
results found statistically (validity, secured via a triangle of data, methods,
reliability); the research can be researchers, theory (data are interpreted by
repeated more researchers, comparing with similar
results, similar individuals in similar context,
using more methods, participants‘ approving
of final report)
Validity of Attempt to arrive at results valid for Validity for a given class, student or school
results the whole population
Limitations
It is very important to remember that correlation doesn't imply causation and there is no way to
determine or prove causation from a correlational study. This is a common mistake made by people in
almost all spheres of life.
Case Control Studies
A case control study is a method extensively used by the medical profession, as an easy and quick way
of comparing treatments, or investigating the causes of disease. Longitudinal studies are the preferred
method, but are often expensive, time consuming and difficult. Whilst this method does suffer from
some weaknesses, it is relatively easy and delivers results quickly. The case control study uses groups of
patients stricken with a disease and compares them with a control group of patients not suffering
symptoms. Medical records and interviews are used to try to build up a historical picture of the patient's
life, allowing cross-reference between patients and statistical analysis. Any trends can then be
highlighted and action can be taken.
Statistical analysis allows the researcher to draw a conclusion about whether a certain situation or
exposure led to the medical condition. For example, a scientist could compare a group of coal miners
suffering from lung cancer with those clear of the disease, and try to establish the underlying cause. If
the majority of the cases arose in collieries owned by one company, it might indicate that the company's
safety equipment and procedures were at fault.
Possibly the most famous case control study using this method was a study into whether bicycle helmets
reduce the chance of cyclists receiving bad head injuries in an accident. Obviously, the researcher could
not use standard experimentation and compare a control group of non-helmet wearers with helmet
wearers, to measure the chances of head injury, as this would be unethical. A case study control was
utilized, and the researchers looked at medical records, comparing the number of head injury sufferers
wearing helmets against those without. This generated a statistical result, showing that wearing a cycle
helmet made it 88% less likely that head injury would be suffered in an accident.
The main weakness of the case control study is that it is very poor at determining cause and effect
relationships.
In the cycle helmet example, it could be argued that a cyclist who bothered wearing a helmet may well
have been a safer cyclist anyway, and less likely to have accidents. Evidence showed that children
wearing helmets were more likely to be from a more affluent class, so are more used to cycling through
parks than city streets. The study also showed that helmets were of little use to adults.
Whilst most agree that cycle helmets are probably a good thing for children, there is not enough
evidence to suggest that they should be mandatory for adults outside extreme cycling. These problems
serves as a warning that the results of any case control study should not be relied upon, instead acting as
a guide and possibly allowing deeper and more rigorous methods to be utilized.
Observational Study
In the fields of social science, psychology, epidemiology, medicine and others, observational study is an
essential tool. In classical scientific experiments, the researcher finds a way to manipulate the
independent variables to see the effect this has on the dependent variables. However, manipulating the
independent variable is sometimes impractical or outright unethical. For example, a neuroscientist may
be interested in the outcomes of patients with a rare kind of brain damage. But it will never be feasible
to deliberately cause that kind of brain damage (the independent variable here) in an experimental group
to measure patient outcomes (the dependent variable).
Thus, observational methods (sometimes called “un-manipulated studies”) entail merely observing
phenomena that are already underway. For a study of long-term effects of brain damage, for example,
researchers have to use patients with pre-existing brain damage or their medical records. An
observational study can then make inferences from that small sample to the general population, helping
neuroscientists understand any new instances of that kind of brain damage.
The researcher may want to study an extremely small sample group, so it is easier to start with known
cases and works backwards. The thalidomide cases, for example, are an example of an observational
study where researchers had to work backwards and establish that the drug was the cause of certain
disabilities.
Kinds of Observational Studies
Observational studies can take many forms, though they all share the common feature of lack of control
over the independent variable. Some studies identify two different groups and compare them according
to some presupposed causal link or connection. Such case-control studies are commonly used in
epidemiological research or to understand the development of individuals with a disease.
Longitudinal studies are when researchers make repeat observations of the same sample over time –
sometimes even over decades. Cross-sectional studies, on the other hand, involve just one observation
from a sample at one time. Epidemiological studies and ecological studies use observational research but
on a larger group scale.
Disadvantages and Advantages of Using Observational Research
Imagine you wanted to test a new cancer drug. Ideally, you would have a group of cancer patients who
you could divide into an experimental and control group. Then you could give the drug to the
experimental group and compare their outcomes with the control group who didn’t get the drug. This
would yield useful information, but would be entirely unethical. It would be very unfair to deny patients
a potential cure!
You might then decide to merely compare the new drug’s effect with observations you’ve made on
another group who deliberately choose not to medicate their cancer, as a control group. But one of the
main problems with observational studies is that the experimenter has no control over the composition
of the control groups, and cannot randomize the allocation of subjects. If he observes a group who
embark on alternative therapies to treat their cancer, he has no way of determining whether other factors
were involved in the results he sees with them. Could this group have other genetic, environmental or
social factors that account for their difference compared to the group that took the new drug? This can
create bias, and can also mask cause and effect relationships or, alternatively, suggest correlations where
there are none (error in research). Randomization is assumed to even out external causal effects, but this
is impossible in an observational study.
Another problem with observational studies is the difficulty in isolating what the independent
variable actually is, making it tricky to identify cause and effect relationships. Lack of clarity and
control around variables can lead to misunderstandings where the media might laud the next wonder
food, sensationalize a political debate or subscribe to pseudo-science.
Despite the limitations, an observational study is sometimes the most appropriate approach. Taking a
step back allows a useful insight into a “real world” phenomenon, and eliminates all the problems
associated with researcher manipulation or bias. Sometimes, researchers simply don’t have the legal or
bureaucratic power to control the independent variable, and so observational studies allow them to
investigate phenomena that they otherwise could not. Lastly, observational study sidesteps the many
possible ethical and practical difficulties of setting up a large and cumbersome medical research project.
Cohort Study
A cohort study is a research program investigating a particular group with a certain trait, and observes
over a period of time. Some examples of cohorts may be people who have taken a certain medication, or
have a medical condition. Outside medicine, it may be a population of animals that has lived near a
certain pollutant or a sociological study of poverty.
A cohort study can delve even further and divide a cohort into sub-groups, for example, a cohort of
smokers could be sub-divided, with one group suffering from obesity. In this respect, a cohort study is
often interchangeable with the term naturalistic observation. There are two main sub-types of cohort
study, the retrospective and the prospective cohort study. The major difference between the two is that
the retrospective looks at phenomena that have already happened, whilst the prospective type starts from
the present.
Retrospective Cohort Study
The retrospective case study is historical in nature. Whilst still beginning with the division into cohorts,
the researcher looks at historical data to judge the effects of the variable. For example, it might compare
the incidence of bowel cancer over time in vegetarians and meat eaters, by comparing the medical
histories. It is a lot easier than the prospective, but there is no control, and confounding variables can be
a problem, as the researcher cannot easily assess the lifestyle of the subject.
A retrospective study is a very cheap and effective way of studying health risks or the effects of
exposure to pollutants and toxins. It gives results quickly, at the cost of validity, because it is impossible
to eliminate all of the potentially confounding variables from historical records and interviews alone.
Prospective Cohort Study
In a prospective cohort study, the effects of a certain variable are plotted over time, and the study
becomes an ongoing process. To maintain validity, all of the subjects must be initially free of the
condition tested for. For example, an investigation, over time, into the effects of smoking upon lung
cancer must ensure that all of the subjects are free of the disease. It is also possible to subgroup and try
to control variables, such as weight, occupation type or social status.
They are preferable to a retrospective study, but are expensive and usually require a long period of time
to generate useful results, so are very expensive and difficult. Some studies have been running for
decades, but are generating excellent data about underlying trends in a population. The prospective
cohort study is a great way to study long-term trends, allowing the researcher to measure any potential
confounding variables, but the potential cost of error is high, so pilot studies are often used to ensure that
the study runs smoothly.
Ambidirectional Cohort Study
The ambidirectional cohort study is the ultimate method, combining retrospective and prospective
aspects. The researcher studies and analyzes the previous history of the cohorts and then continues the
research in a prospective manner. This gives the most accurate results, but is an extremely arduous
undertaking, costing time and a great deal of money.
The ambidirectional study shares one major drawback with the prospective study, in that it is impossible
to guarantee that any data can be followed up, as participants may decline to participate or die
prematurely. These studies need to look at very large samples to ensure that any attributional losses can
be absorbed by the statistics.
Longitudinal Study
A longitudinal study is observational research performed over a period of years or even decades.
Longitudinal studies allow social scientists and economists to study long-term effects in a human
population. A cohort study is a subset of the longitudinal study because it observes the effect on a
specific group of people over time. Quite often, a longitudinal study is an extended case study,
observing individuals over long periods, and is a purely qualitative undertaking. The lack of quantitative
data means that any observations are speculative, as with many case studies, but they allow a unique and
valuable perspective on some aspects of human culture and sociology.
Cross Sectional Study
The cross sectional study looks at a different aspect than the standard longitudinal study.
The longitudinal study uses time as the main variable, and tries to make an in depth study of how a small
sample changes and fluctuates over time. A cross sectional study, on the other hand, takes a snapshot of
a population at a certain time, allowing conclusions about phenomena across a wide population to be
drawn.
An example of a cross-sectional study would be a medical study looking at the prevalence of breast
cancer in a population. The researcher can look at a wide range of ages, ethnicities and social
backgrounds. If a significant number of women from a certain social background are found to have the
disease, then the researcher can investigate further. This is a relatively easy way to perform a
preliminary experiment, allowing the researcher to focus on certain population groups and understand
the wider picture.
Of course, researchers often use both methods, using a cross section to take the snapshot and isolate
potential areas of interest, and then conducting a longitudinal study to find the reason behind the trend.
This is called panel data, or time series cross-sectional data, but is generally a complicated and
expensive type of research, notoriously difficult to analyze. Such programs are rare, but can give
excellent data, allowing a long-term picture of phenomena to be ascertained.
Semi-Experimental Designs
For geologists, social scientists and environmental biologists, amongst others, field experiments are an
integral part of the discipline. As the name suggests, a field study is an experiment performed outside
the laboratory, in the 'real' world. Unlike case studies and observational studies, a field experiment still
follows all of the steps of the scientific process, addressing research problems and generating
hypotheses.
The obvious advantage of a field study is that it is practical and also allows experimentation, without
artificially introducing confounding variables. A population biologist examining an ecosystem could not
move the entire environment into the laboratory, so field experiments are the only realistic research
method in many fields of science.
In addition, they circumvent the accusation leveled at laboratory experiments of
lacking external or ecological validity, or adversely affecting the behavior of the subject. Social
scientists and psychologists often used field experiments to perform blind studies, where the subject was
not even aware that they were under scrutiny.
Field experiments can suffer from a lack of a discrete control group and often have many variables to try
to eliminate. For example, if the effects of a medicine are studied, and the subject is instructed not to
drink alcohol, there is no guarantee that the subject followed the instructions, so field studies often
sacrifice internal validity for external validity.
For fields like biology, geology and environmental science, this is not a problem, and the field
experiment can be treated as a sound experimental practice, following the steps of the scientific method.
A major concern shared by all disciplines is the cost of field studies, as they tend to be very expensive.
For example, even a modestly sized research ship costs many thousands of dollars every day, so a long
oceanographical research program can run into the millions of dollars.
Pilot studies are often used to test the feasibility of any long term or extensive research program before
committing vast amounts of funds and resources. The changeable nature of the external environment and
the often-prohibitive investment of time and money mean that field experiments are rarely replicable, so
any generalization is always tenuous.
Quasi-Experimental Design
Quasi-experimental design is a form of experimental research used extensively in the social sciences and
psychology. Whilst regarded as unscientific and unreliable, by physical and biological scientists, the
method is, nevertheless, a very useful method for measuring social variables. The inherent weaknesses
in the methodology do not undermine the validity of the data, as long as they are recognized and allowed
for during the whole experimental process.
Quasi experiments resemble quantitative and qualitative experiments, but lack random allocation of
groups or proper controls, so firm statistical analysis can be very difficult.
Quasi-experimental design involves selecting groups, upon which a variable is tested, without any
random pre-selection processes. For example, to perform an educational experiment, a class might be
arbitrarily divided by alphabetical selection or by seating arrangement. The division is often convenient
and, especially in an educational situation, causes as little disruption as possible. After this selection,
the experiment proceeds in a very similar way to any other experiment, with a variable being compared
between different groups, or over a period of time.
Advantages
Especially in social sciences, where pre-selection and randomization of groups is often difficult, they
can be very useful in generating results for general trends. E.g. if we study the effect of maternal alcohol
use when the mother is pregnant, we know that alcohol does harm embryos. A strict experimental
design would include that mothers were randomly assigned to drink alcohol. This would be highly
illegal because of the possible harm the study might do to the embryos.
So what researchers do is to ask people how much alcohol they used in their pregnancy and then assign
them to groups. Quasi-experimental design is often integrated with individual case studies; the figures
and results generated often reinforce the findings in a case study, and allow some sort of statistical
analysis to take place.
In addition, without extensive pre-screening and randomization needing to be undertaken, they do
reduce the time and resources needed for experimentation.
Disadvantages
Without proper randomization, statistical tests can be meaningless. For example, these experimental
designs do not take into account any pre-existing factors (as for the mothers: what made them drink or
not drink alcohol), or recognize that influences outside the experiment may have affected the results.
A quasi experiment constructed to analyze the effects of different educational programs on two groups
of children, for example, might generate results that show that one program is more effective than the
other. These results will not stand up to rigorous statistical scrutiny because the researcher also need
to control other factors that may have affected the results. This is really hard to do properly. One group
of children may have been slightly more intelligent or motivated. Without some form of pre-testing or
random selection, it is hard to judge the influence of such factors.
Experimental Designs
True experimental design is regarded as the most accurate form of experimental research, in that it tries
to prove or disprove a hypothesis mathematically, with statistical analysis. For some of the physical
sciences, such as physics, chemistry and geology, they are standard and commonly used. For social
sciences, psychology and biology, they can be a little more difficult to set up.
For an experiment to be classed as a true experimental design, it must fit all of the following criteria.
▪ The sample groups must be assigned randomly.
▪ There must be a viable control group.
▪ Only one variable can be manipulated and tested. It is possible to test more than one, but such
experiments and their statistical analysis tend to be cumbersome and difficult.
▪ The tested subjects must be randomly assigned to either control or experimental groups.
Advantages
The results of a true experimental design can be statistically analyzed and so there can be little argument
about the results.
It is also much easier for other researchers to replicate the experiment and validate the results.
For physical sciences working with mainly numerical data, it is much easier to manipulate one variable,
so true experimental design usually gives a yes or no answer.
Disadvantages
Whilst perfect in principle, there are a number of problems with this type of design. Firstly, they can be
almost too perfect, with the conditions being under complete control and not being representative of real
world conditions.
For psychologists and behavioral biologists, for example, there can never be any guarantee that a human
or living organism will exhibit ‘normal’ behavior under experimental conditions.
True experiments can be too accurate and it is very difficult to obtain a complete rejection or acceptance
of a hypothesis because the standards of proof required are so difficult to reach.
True experiments are also difficult and expensive to set up. They can also be very impractical.
While for some fields, like physics, there are not as many variables so the design is easy, for social
sciences and biological sciences, where variations are not so clearly defined it is much more difficult to
exclude other factors that may be affecting the manipulated variable.
Summary
True experimental design is an integral part of science, usually acting as a final test of a hypothesis.
Whilst they can be cumbersome and expensive to set up, literature reviews, qualitative research and
descriptive research can serve as a good precursor to generate a testable hypothesis, saving time and
money.
Whilst they can be a little artificial and restrictive, they are the only type of research that is accepted by
all disciplines as statistically provable.