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Myth and Evidence in Palatal Expansion
Myth and Evidence in Palatal Expansion
Seminars in Orthodontics
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A R T I C L E I N F O A B S T R A C T
Untruths and distortion of scientific findings inhabit the medical and dental fields, not intentionally but often
because of the lack of firm evidence. The aim in this paper is to visit a common orthodontic treatment modality,
palatal expansion, and explore whether the accumulated biologic and mechanical findings are sufficient or misin-
terpreted for proper intervention. Specifically, questions are raised regarding the sutural response to maxillary
widening in relation to the age-related changes in the morphology of the suture. The fractures occurring when
expansion is performed of a heavily interdigitated suture and the healing that leads to closure that, depending on
the timing may impede the sutural pubertal growth spurt. Later widening of the arch width, even when surgically
assisted, may lead to a bony relapse and severe bony dehiscence of the lateral teeth. Extensive research is needed
to help generate appropriate guidelines for palatal expansion especially the age of the patient, timing and amount
of expansion duration of retention and factors of importance for maintenance of the treatment results.
* Corresponding author.
E-mail address: birte@melsen.com
https://doi.org/10.1053/j.sodo.2023.04.003
Please cite this article as: B. Melsen, Myth and evidence in palatal expansion, Seminars in Orthodontics (2023), https://doi.org/10.1053/j.
sodo.2023.04.003
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Fig. 2. (A-C): Graphic (A) and anatomical (B) representation of images shoving how the midpalatal suture was excised after the brain had been removed at autopsy.
Fig. 3. (A-C): Drawings and corresponding histological images (D-E) of the midpalatal suture from individuals in the deciduous dentition (A,D), mixed (B,E) and per-
manent (C,F) dentitions.
airway dimensions compared to control individuals with normal intermaxillary sutures in adults will be estimated closed on CBCT
occlusion.14 images, which remain the optimal mean for in vivo appraisal.15 The
interdigitation complicates the detection of absent transmaxillary bridg-
Closure of palatal suture ing.
To find out if sutural status was associated with function in studies
Does the palatal suture close, and if so, when? Two panels are consid- conducted before the development of the CBCT, alginate impressions
ered: natural closure and post-expansion closure. were taken and cut in thin slices to analyse the occlusal surfaces (Fig. 6).
Natural closure: In most skulls of adults, the intermaxillary suture is The results indicated that in the presence of both latero- and medio-tru-
heavily interdigitated, but still open. A study of the skull collection at sion facets, whereby the right and left maxilla would be moved in both
the Dental college in Aarhus revealed that most skulls from individuals contraction and expansion during occlusion movements, the suture was
with fully erupted third molars still demonstrated an open midpalatal open. In the presence of only laterotrusion facets, reflecting merely lat-
suture, whereas some exhibited no visible suture. Therefore, too many eral movement, the suture was closed.
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An early finite element analysis indicated that the strain on both after expansion.17 The question was therefore whether the healing
sides of the suture was identical when only laterotrusion facets were would lead to a closure of the suture. In a female patient age 14 at the
simulated during occlusion (Fig. 7).16 However, the strain was different time of expansion, the surgeon who took out the biopsies declared that
between the two sides of the suture when both latero- and medio-trusion he could not verify an open suture 1 year after expansion. The signifi-
facets were simulated. These observations provide a qualified estimate cance of this observation is the verification that suture closure can result
of the open or closed status of the suture in relation to function yet to be from expansion, a finding difficult to ascertain in individual patients
further researched for conclusive evidence. In this context, variations undergoing maxillary distraction, possibly impacting the opportunity of
with malocclusion and related function can be achieved on autopsy a repeated maxillary expansion if needed. In the context of natural facial
material if allowed by institutional review boards. growth, it is reasonable to hypothesize that growth of the mid-palatal
Post-expansionclosure: The histological images from the biopsies fol- suture, which reaches about 7mm in an average course of
lowing palatal expansion demonstrated that fractures had occurred and development,7,8 would not escort and might impede pharyngeal opening
that the suture was in the state of repair following the fracture six weeks if the suture closes following palatal expansion.
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Fig. 6. Two skulls of adult individuals. A-C. Skull with a narrow maxilla and an open suture. The sliced alginate impressions (C) reveal both laterotrusion (yellow
arrows) and mediotrusion (white arrows) facets. D-F Skull with a wide maxilla and a closed suture. The sliced alginate impressions revealed only laterotrusion facets.
approximately 1 year after the expansion, an increased distance between Research is warranted to determine whether such effects are common,
the implants reflected growth in the midpalatal suture in relation to the under which circumstances, and at which age.
pubertal growth spurt, underscoring the potential for maintenance of Three-dimensional radiographic records do not provide information
the pubertal growth after the early hyrax expansion. that mirrors the histologic revelations but may provide additional infor-
These observations indicate that in the early growing (likely prepu- mation on the response in the total maxilla, such as suture opening
bertal) years, an open suture with less interdigitation facilitates maxil- depicted on a frontal tomogram (Fig. 11). CBCT imaging revealed a
lary expansion, resulting in apposition on both sides of the suture small increment of the volume of the spheno-occipital synchondrosis
(Fig. 8). In contrast, opening the suture following expansion in older and a posterosuperior pattern of displacement of basion.21 However,
individuals could not be conceived without fractures across the interdig- CBCT remains limited as radiation is not allowed in short-term intervals.
itation, because of the pronounced interdigitation between the sutural Non-invasive finite element modelling has not yet simulated the expan-
sides (Fig 10).17 Delineating the individual variation in the topology of sion effect beyond the immediate surrounding maxillary structures.
interdigitation is not possible with present diagnostic tools. In this con- Future development of these technologies, combined with vast longitu-
text, the earlier the intervention, the less risk of closure from the ensuing dinal data aided by artificial intelligence will hopefully bring present
fractures. questions to a higher threshold of knowledge.
Effects of expansion on craniofacial structures Recognizing gaps of knowledge for improved clinical outcome
Maxillary expansion has been shown to result in distant compensa- In current practice, proper diagnosis not only focusing on the hard
tions. Animal research has shown the distant histological effect of pala- tissue, but also soft tissue and genetics should determine the planned
tal expansion in the nasal cavity and structures of the neurocranium changes in the position of teeth, the dental width, and the skeletal width,
including the floor and lateral and medial walls of the orbits,19 as well before performing the bony expansion. These and potentially other ques-
as opening of the spheno-occipital synchondrosis and “severe disori- tions have yet to be addressed to generate appropriate guidelines for pal-
entation” of the lambdoid, parietal, and midsagittal sutures.20 This atal expansion including age of patient, timing and amount of
potential is informative in the “orthopaedic” context of bone modelling. expansion, and duration of retention. In this section, we cover salient
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Fig. 7. Results of a finite element model in a study of the palatal suture. A. Changes occurring when the person occludes with only laterotrusion facets; the arch widens
slightly (arrow). B. Higher density is concentrated at the sutural area. C,D. Strain in the sutural area when the teeth occlude: in a person with a closed suture (C), and
when a person has both latero- and medio- trusion facets (D)- note the difference on the two sides of the suture.
issues related to palatal expansion and the corresponding gaps of knowl- needs an appropriate answer: what is the biological background for any
edge heretofore not answered and requiring focused research. expansion protocol beyond the basic indications to correct a posterior
crossbite, such as the reduction of the “black corridors” between the
Biological knowledge buccal teeth and commissures?
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Fig. 8. Biopsy made from a girl of early mixed dentition (A) the palatal mucosa was flapped back and a 5mm cylinder biopsy (B) was removed before the appliance was
recemented. C,D. Histological images of two adjacent sections . What can be perceived as an island on image C will on the next section (D) show that it is a cutting of an
extension.
trend towards a later initiation of the orthodontic treatment, in one dicted, particularly in the individual patient. Such outcome is con-
rather than two stages of treatment, reinforced the same tendency. founded by the fact that with growth, the resistance to expansion from
Gaps: Whether the suture can be fractured again in a subsequent the buttressing lateral bones may increase, blurring the status of the
expansion with tooth borne or bone borne expanders may not be pre- suture.
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Fig. 10. A. Graphic illustration of the split of a heavily interdigitated suture when subjected to expansion. A fracture occurs across the interdigitations. B. A histological
image of a suture biopsy 3 weeks after expansion demonstrating not only formation but also resorption (yellow arrow) taking place. Red arrows point to true island
(fractured extensions) C. Biopsy at 9 weeks showing healing of the fracture. D. The suture (red arrows) has closed, but the sutural tissue can still be distinguished below
the consolidated bone. White arrow: Bony island in the middle of the suture Note the lamellar bone (blue arrows) and adjacent woven bone formed during the closure
(orange arrow).
probably related to suture closure and longer time of retention of the apnea through premolar extraction has not been supported in an elec-
appliance, at times requiring the reverse treatment strategy (e.g. cross- tronic health records review.24
bite elastics). In addition, overexpansion with bone-borne expansion is Gaps: Further exploration is needed by assessing the volumetric
subject to different also yet to be established evidence-based guide- changes in the oral cavity when the adaptive sutural contribution in the
lines. pubertal period is prevented.
Fig. 11. Frontal radiographs constructed from CBCT images before (A), after (B) and 3 months following expansion in a child with full deciduous dentition. A. before
expansion. B. Open suture after expansion. Apposition on buccal side. C. 3 months later, additional bone apposition is observed on the buccal side. ( The CBCT was
taken as part of a treatment for a patient suffering from a syndrome ).
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Fig. 12. A. Clinical photograph of a 15-year-old girl showing the significant diastema developed following a surgical assisted rapid palatal expansion. B. Intraoral
radiograph demonstrating that the expansion occurred without periodontal damage C. An artificial tooth was connected to the archwire in the diastema. Subsequently,
the tooth was gradually slenderized to allow for the closure of the space. D. CBCT image before expansion, demonstrating the presence of bilateral cross bites. Note the
apices of the molars penetrating the buccal bone, ( white arrows). E. Six weeks following the expansion, the molars were held with a transpalatal bar and the maxillary
halves approximated, indicating the medial movement of the bone with respect to the teeth. Accordingly the roots of the teeth held by the palatal bar are completely
outside of the bone(grey arrow).
the expansion. They also put in question the rationale for rapid maxillary 2 Early intervention in the mixed dentition and prepubertal years is
expansion unless normal growth and a change in function during treat- more dependable for palatal suture opening but may not anticipate
ment generate a new balance. Thereby they confirmed the observation the feasibility or success of additional future expansion if needed.
of Isaacson,11 although either group of researchers did not refer to the Sutural opening is unpredictable individually in pubertal or postpu-
biopsy material17 demonstrating the fractures occurring when the suture bertal years and becomes limited or questionable, requiring MARPE
is interdigitated. or SARPE as indicated for the specific malocclusion and patient age,
Gaps: While the displacements of hard tissues (teeth and bone) are notwithstanding the fact that skeletal expansion also presents vari-
measurable, the influence of the neuromuscular envelope is not predict- ous limitations.
able. The adaptive potential of soft tissues varies individually, confound- 3 Maxillary arch expansion in the period when the suture is highly
ing the issue of maintainability of the arch width expansion, let alone interdigitated results in a sutural reaction comparable to a fracture
the occurrence of side effects such as those illustrated in Figs. 12 and 13. healing, possibly leading to fusion of the suture that may prevent fur-
Missing is the answer to this question: what is the effect of a long-stand- ther growth of the suture and its adaptive escort of the growth of sur-
ing retention protocol of an over-corrected maxillary expansion on the rounding structures. Consequently, the transversal development of
periodontium and on the transverse dimension if a closed suture main- the upper airways may be reduced, and normal breathing affected.
tains an overexpanded maxillary basal bone and the tongue does not High level evidence is warranted in this area.
support it? 4 Maintenance of the widened arch depends on removing the etiol-
ogy (e.g., mouth breathing) and preserving the soft tissue bal-
Conclusion ance, particularly tongue posture. A low tongue posture may
prevent the maintainability of a maxillary expansion. This bal-
The combination of research and clinical observations on arch wid- ance is a determining factor of successful and maintainable
ening addressed in this paper indicate the following principles under- results, irrespective of the rationale for the expansion, including
scoring the presence of numerous gaps of knowledge: the correction of a crossbite and the reduction of “black
corridors” to achieve a wider smile.
1 Orthodontic widening should be performed before the suture 5 The indications and extent of palatal expansion should be revisited,
becomes highly interdigitated to avoid fracture and fusion. Clinical and appropriate guidelines developed taking into consideration the
or radiographic diagnostic tools to determine the amount of interdi- biological limits of the health and function of the oral tissues and
gitations within the suture or suture closure are not available. long-term maintainability of results.
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Fig. 13. A. Intraoral x-rays constructed from CBCT. When researchers claimed that the expansion can be iatrgenic the response was that the lack of buccal bone was
related to the threshold used . B. Clinical photograph demonstrates that the expansion indeed perforated the bone.
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