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Abstract
Background Deficits in emotion processing may be one of most pervasive disturbances
in schizophrenia that may contribute to social isolation. In this report, we focus on
vocal emotion processing. This function bears upon two corner stones of social func-
tioning, language and emotion, which have both been found to be impaired in schizo-
phrenia. Methods We used meta-analysis to integrate findings of studies published
between 1980 and June 2007 on perception of emotional prosody in schizophrenia.
Seventeen studies provided sufficient information to be included. A mean weighted
effect size was computed in the random effects model. Publication bias was tested
using funnel plots and fail-safe number of studies. Seven studies were included in an
analysis on the expression (i.e. production) of emotional prosody in schizophrenia.
Results A significant and stable mean weighted effect size was found for the percep-
tion of emotional prosody, d= -1.24, 95% CI = -1.55 to - 0.93. The effect was also
found in the early stages of the illness. Expression of emotional prosody was also sig-
nificantly impaired, d=-1.11, 95% CI = - 1.78 to - 0.43. Conclusions Results indicate
that individuals with schizophrenia are impaired in the perception and expression of
emotional prosody, with a large effect size. As a growing body of evidence shows that
impaired social cognition in schizophrenia may be an important predictor of social out-
come, training programs that aim at the recognition of emotional prosody should be
developed.
Introduction
Schizophrenia patients have deficits in a can be divided into emotional and lin-
large number of functional domains, in- guistic prosody. Linguistic prosody implies
cluding social skills and social cognition. decisions about semantic meaning, for
These social impairments consist of diffi- example, stressing essential parts of a
culties in perceiving, understanding, an- sentence, or presenting information as a
ticipating and reacting to social cues that statement or a question. Emotional pros-
are crucial for normal social interaction. ody concerns the emotional tone of voice
Social skills like developing and maintai- and is important for the perception of the
ning social networks are deficient (Yager emotional state and intentions of others
and Ehmann, 2006). Disturbances in so- (van Rijn et al., 2005;Edwards et al.,
cial cognition are thought to explain im- 2002). Perception of emotional prosody
pairments in social functioning (Pinkham contributes to our understanding of what
et al., 2003). Social cognition indicates is known as the pragmatic meaning of
aspects of cognition that potentially have speech, the intended between-the–lines
an independent link to social behaviour meaning (Murphy and Cutting, 1990). In
and social function. It includes processes order to understand verbal messages,
as theory-of-mind skills, social percep- one should not only pay attention to what
tion, and attributional style (Pinkham et is said, but also to how it is said (van Rijn
al., 2005). Clearly, vocal emotion percep- et al., 2005). For example, a man hearing
tion is an aspect of social cognition. Defi- his wife say, “you are a workaholic”, can
cits in facial and vocal emotion perception receive completely different messages
may lead to decreased social skills, like depending on whether the tone of her
misunderstandings and inappropriate so- voice is angry or playful.
cial responses (Pinkham and Penn, 2006;
Kee et al., 2003). Impaired emotional processing may affect
functional outcome independently of
Emotional abnormalities in SCZ have symptoms (Kee et al., 2003). Based on
been categorized under the headings of clinical observations it has been hypothe-
positive (hyperarousal), negative sized that individuals with schizophrenia
(blunted affect) and cognitive (impair- might suffer from impairments in the per-
ments in affect recognition) symptoms ception of emotional prosody. In contrast
(Aleman and Kahn, 2005). Vocal emotion to the volume of research on facial emo-
perception refers to the evaluation of tion perception in schizophrenia, the li-
emotional prosodic information of spoken terature on vocal emotion perception re-
sentences. The term prosody denotes mains sparse. In a review of the litera-
non-lexical cues in spoken language and ture, the authors conclude that the evi-
60
Impaired recognition and expression of emotional prosody in schizophrenia
61
Chapter 4
62
Impaired recognition and expression of emotional prosody in schizophrenia
listed emotions best describes the 2005). In addition, in one study more
speaker’s tone of voice. Third, studies than one group of schizophrenia patients
had to compare the performance of was included (Kucharska-Pietura et al.,
schizophrenia patients with that of 2005;Leitman et al., 2007). In both
healthy comparison subjects who were situations we calculated one pooled effect
not at increased risk for schizophrenia or size estimate. For the moderator variable
psychosis. Fourth, studies had to be pub- analyses these studies were split on basis
lished in English-language international, of the variable of interest. After computa-
peer reviewed journals. Finally, studies tion of the effect sizes for the individual
had to report sufficient data for the calcu- studies, meta-analytic analyses were per-
lation of a d-value. This implies that formed with the Comprehensive Meta-
means and standard deviations, exact p- analysis computation program (Boren-
values, t-values, or exact F-values and stein et al., 2005). A combined effect size
relevant means had to be reported (cf. with corresponding confidence intervals
(Aleman et al., 1999)). (95%), which indicated the magnitude of
the effect across all studies was calcu-
Calculation of effect sizes and data lated cf. (Aleman et al., 1999). In addi-
analysis tion, the homogeneity Qw statistic refers
Effect sizes (Cohen’s d) for the difference to the heterogeneity of studies within
in perception and in production of emo- categories. In the case of significant he-
tional prosody performance between terogeneity, further analyses were per-
schizophrenia patients and a healthy con- formed in search for potential moderators
trol subjects were calculated on the basis of effect size (Lipsey and Wilson, 2001).
of reported statistics. When mean and A few studies did not provide sufficient
standard deviations were reported for statistical data to be included in the
both treatment (schizophrenia) and com- meta-analysis. To obtain a representative
parison (healthy control) group, Cohen’s impression of the studies done on emo-
d was calculated with the effect size com- tional prosody in schizophrenia, a vote
putation program developed by D. Wilson count analysis was also carried out in-
(http://mason.gmu.edu/~dwilsonb/ma.ht cluding all studies (cf. (Sommer, I,
ml). If studies did not report means and 2004)). For this analysis, we counted the
standard deviations, effect size d was number of all studies and the sum of pa-
calculated with reported t or F statistics tients included in these studies that re-
or the significance values. One of the ported a worse performance for schizo-
studies in this analysis included more phrenia patients on an emotional prosody
than one behavioural measure of emo- task as compared to healthy controls and
tional prosodic comprehension (Rossell, all studies that reported no difference in
63
Chapter 4
performance between the two groups because studies with smaller sample sizes
with the total number of patients in these and non significant results remain unpub-
studies. In the study that applied two lished (Egger et al., 1997).
tasks measuring the perception of emo-
tional prosody, these two were taken to- Moderator Variables
gether as one value. The studies selected The literature suggests a number of fac-
for the vote count analysis are described tors that may affect the performance of
in table 1 and 2, for perception and ex- schizophrenia patients in the perception
pression respectively. of emotional prosody. To investigate this,
categorical values were entered in the
Publication bias/File drawer Analysis meta-analysis program and analyses
Publication biases influence the reliability were performed (Borenstein et al., 2005).
of mean effect sizes. Studies with non– The potential moderator variables we
significant findings remain unpublished, evaluated were either clinical or metho-
which has been termed the “file-drawer dological; The clinical variables were: age
problem” (Rosenthal, 1979). In order to of the patients, patient status, duration of
identify and deal with publication bias, we illness and medication status, methodo-
calculated the fail-safe number and visu- logical variables were: group size,
alized a funnel plot. A fail-safe number of whether schizophrenic and comparison
studies estimates the number of non- group were matched for age, sex and
significant, unpublished studies that level of education, task difficulty (number
would need to be added to a meta- of stimuli and of emotions), task quality
analysis to reduce an overall statistically and validation, sex of the speaker of the
significant observed effect to non- stimuli used in the task and whether ex-
significance (Rosenthal, 1979;Rosenberg, pressed emotional intonations were nega-
2005). In a funnel plot effect size esti- tive or not (i.e. positive or neutral). Un-
mates are plotted against sample size fortunately, sex differences, negative and
(Egger et al., 1997). The funnel plot is positive symptoms and severity of psy-
based on the fact that precision in esti- chopathology could not be studied, be-
mating the effect of underlying variable of cause of the very small number or com-
interest becomes larger with the increase plete lack of included studies reporting
of the sample size. Thus, at the bottom of exact results for these variables. In the
the plot, where the sample sizes are moderator analyses, the Qb statistic re-
smaller, the scatter should be wider and flects a test difference between catego-
becomes smaller going the top of the ries. This between- group homogeneity
plot. If there is bias this inverted funnel statistic is analogous to the F statistic.
will often be skewed and asymmetrical,
64
Impaired recognition and expression of emotional prosody in schizophrenia
Table 1 Characteristics and main findings of the studies included in the meta- and
vote count analysis on the perception of emotional prosody
65
Chapter 4
Table 1 Continued
66
Impaired recognition and expression of emotional prosody in schizophrenia
Table 1 Continued
Author, Participants Mean Characteristics of the Score Authors Effect size
year (Male) age task for the report worse (95% CI)
(yrs) quality performance or reason for
of the for SCZ as exclusion
task compared to
C.
Leitman et P: 24 (M: 21) P: 38 Task developed by Kerr 1 Yes Included, d=-
al, 2007 C: 17 (M: 14) C: 38 and Neale (Kerr and 1.60
Neale, 1993) (VOICE- (-2.32 to -0.89
ID).
Pijnenborg P:20 (M: 14) P: 30 24 stimuli, 16 sentences 2 Yes Included, d=-
et al, 2007 C:20 (M: 11) C: 34 + 8 syllable structures, 1 0.98
male +1 female actor, 6 (-1.64 to -0.33)
emotions, validated,
response format; multi-
ple choice, practice
items.
Effect size cohen’s d, negative, indicates worse performance in patients with schizo-
phrenia. Participants, P means patients, C: controls, M: number of male participants.
Age is given in years. A score for the quality of the task is given in a separate column,
ranging from 0 to 4, with 4 as the best score.
Table 2 Characteristics and main findings of the studies included in the meta- and
vote count analysis on the expression of emotional prosody
Author, Participants Mean Characteristics of the task Authors Effect size
year (Male) age report worse (95% CI)
(yrs) performance or reason
for SCZ as for exclu-
compared to sion
C.
Levin et al, P:23 (M:23) P: 36 Were asked to speak about three experi- No Included,
1985 C: 8 (M: 8) C: 37 ences in their lives that made them d=0.87 (0.03
happy,/ sad / angry. Validated (method of to 1.70)
Hall/Levin) rated by 100 undergraduates.
Borod et al, P: 6 (M:?) P: 39 16 sentences, 1 male actor, 4 emotions, Yes Excluded,
1989 C: 4 (M:?) C: 35 validated, response format: 4 choices, no insufficient
practice items. data.
Borod et al, P:20 (M:19) P: 57 2 sentences, each read out in 8 different Yes Included,
1990 C: 21(M:11) C: 39 emotions, rated on Likert scale by 4 d=-1.80
normal adults, validated. (-2.52 to
-1.07)
Murphy & P: 15 (M:10) P: 28 10 sentences, read out in 4 emotions, Yes Included,
Cutting, C: 15 (M: 8) C: 38 analyzed by 4 normal raters, no valida- d=-0,90
1990 tion. (-1.65 to
-0.15)
Whittaker P: 16 (M:?) P: ? Same task as Murphy & Cutting, 1990. Yes Excluded,
et al, 1994 C:11 (M:?) C: ? insufficient
data.
Haskins et P: 47 (M:26) P: 34 10 min. interview to elicit emotional Yes Included,
al, 1995 C: 51(M:22) C: 36 responses, 2 raters, validated. d=-1.95
(-2.43 to
-1.47)
67
Chapter 4
Table 2 Continued
Author, y Participants Mean Characteristics of the task Authors Effect size
ear (Male) age report worse (95% CI)
(yrs) performance or reason
for SCZ as for exclu-
compared to sion
C.
Leentjens P: 26 (M:19) P: 41 Repetition of 10 affect laden sentences, Yes Included,
et al, 1998 C:24(M: 12) C: 39 scored blindly by speech therapist. d=-1.19
(-1.79 to
-0.59)
Shaw et al, P:30 (M:30) P: 42 20 min. interview, in which they describe Yes Excluded,
1999 C:Normal C: ? happy, sad and neutral experiences, insufficient
control data computerized acoustic voice analysis data.
(VOXCOM, Alpert et al. 1986).
Alpert et P:46 (M: 46) P: 41 Asked to describe a happy and a sad Yes Excluded, no
al., 2000 C:20 (M: 20 C: 41 experience, each 3 to 5 min. data on
computerized acoustic voice analysis correctness,
(VOXCOM, Alpert et al. 1986). other meas-
ures of pros-
ody are used:
emphasis
and inflec-
tion.
Ross et al, P: 29 (M: ?) P: ? 12 word, 12 monosyllabic, 12 sentence Yes Included,
2001 C: 19 (M: 7) C: 46 repetition, 6 different emotions, no vali- d=-1.20
dation, F0 variation analyzed by PC. (-2.70 to
-1.30)
Putnam et P: 26 (M:26) P: 40 Asked to read out 16 stimuli, 4 different Yes for some Included,
al, 2007 C: 20(M:20) C: 37 sentences, 4 different emotions, scored but not all d=-0.61
by trained raters, validated. emotions (-1.20 to
-0.01)
Effect size Cohen’s d, negative, indicates worse performance in patients with schizo-
phrenia. Participants, P means patients, C: controls, M: number of male participants.
Age is given in years.
Results
Twenty-one studies had been selected shows the forest plot with results of the
that had measured the perception of meta-analysis of schizophrenia and com-
emotional prosody in both a group of parison group differences in performance
schizophrenia patients and a group of on perception of emotional prosody tasks.
healthy controls. Characteristics and data The magnitude of the overall effect size
are provided in Table 1. Eleven studies was large: -1.240 (range -0.42 to -2.46),
were selected that had measured the implying worse performance in patients.
expression of emotional prosody, in All effect sizes, including confidence in-
schizophrenia patients compared with tervals were below zero. The total group
healthy controls. size of patients of these 17 studies was
623 (range 12 to 100) (Table 1). The
Results of the meta-analysis homogeneity statistic showed significant
From these studies, 17 studies could be heterogeneity among studies: Q = 82.0,
included in the meta-analysis. Figure 1 df =16, p<0.0005. The funnel plot (figure
68
Impaired recognition and expression of emotional prosody in schizophrenia
69
Chapter 4
significant. We also hypothesized that the quantitative review (Kee et al., 2004;
quality of the task could make a diffe- Leitman et al., 2007;Leitman, 2005). The
rence in the assessment of the perception task is validated, but includes 6 emo-
of emotional prosody. Therefore we rated tions, which makes it more a working
all tasks on 4 points; the first was the memory task, i.e. by imposing strong
number of emotions, three to five emo- working memory load, patients may be
tions was scored with one point, more deficient on the task for other reasons
emotions increases task difficulty and than deficient emotion processing. Fur-
cognitive demands, which may mask im- thermore only 3 or 4 stimuli for each
pairments in affect perception. Second emotion were presented and the sen-
issue was by whom the sentences were tences were spoken by students. Four
spoken, spoken by actors or other profes- points were given for a task that was
sional announcers, was one point, other- validated, presented 12 stimuli for each
wise, no points were given. The third of the 5 emotions and sentences were
evaluation factor was psychometric spoken by actors (Edwards et al., 2001).
value; one point was given if a task had
information about validation or reliability, Results of the vote count analysis
if nothing was mentioned about this, no All 21 studies were included in the vote
points were given. Fourth issue is the count analysis, providing data on 775
number of items per emotion, 1 point schizophrenia patients. From these 17
was given when at least 6 stimuli per studies reported a significantly worse
emotion were included in the task. The performance of the schizophrenia patients
maximum score for the quality was 4, as compared to the healthy controls. Four
minimum score was 0. All scores are pre- studies reported finding no significant
sented in table 1. The studies were di- difference. One of these studies (Kee et
vided in two groups, one with low quality al., 2004) did not report a significant dif-
scores (0 to 2 ) and the other with high ference between the two groups, but the
quality score (3 and 4), no significant difference between the performance of
difference emerged. We must however schizophrenics and healthy controls ap-
conclude that the quality of the tasks dif- proached significance. The vote-count
fers, with only two studies rated with 4 revealed a score of 589 for studies that
points (Shea et al., 2007;Edwards et al., reported worse results for schizophrenia
2001) and nine studies with a score of 1. patients as compared to healthy controls,
An example of a task that received just 1 on a task measuring the perception of
point, is the one developed by Kerr and emotional prosody. The score for no dif-
Neale (Kerr and Neale, 1993). Also used ference between the two groups was 186.
in three other studies included in this We must mention that Chernigovkaya
70
Impaired recognition and expression of emotional prosody in schizophrenia
Figure 1 Forest plot with mean effect size (d) and confidence intervals for the studies.
Magnitude of the symbols depicting the individual effect sizes is proportional to the
number of subjects included in the study. SCZ = patients with schizophrenia, C =
healthy control subjects.
71
Chapter 4
Figure 2 Funnel plot of the studies included in the analysis on studies on the percep-
tion of emotional prosody in schizophrenia: The effect size d (x-axis) is plotted
against the sample size (y-axis) of each study. The vertical line points to the mean
weighted effect size.
Discussion
Our meta-analysis revealed impaired cognitive function in schizophrenia, it
processing of emotional prosody in would rank among “The most powerful
schizophrenia. The effect size can be con- and reliable neuroscience findings in
sidered as a very large effect (-1.2), ac- schizophrenia research” (Heinrichs,
cording to the nomenclature of Cohen 2001). Summing all cognitive effect sizes,
(Cohen, 1988). Thus, the performance of listed as such by Heinrichs, gives an av-
schizophrenia patients was more than erage d-value of 0.99, which is lower
one standard deviation lower than that of than the effect size we found for emo-
healthy control subjects on tasks of emo- tional prosody perception in schizophrenia
tional prosody perception. This was not in this meta-analysis. The results thus
only the case for perception, the separate support the view that emotional abnor-
analysis for studies reporting on the pro- malities may be a key dysfunction in
duction of emotional prosody, revealed schizophrenia (Aleman and Kahn, 2005).
an almost identical effect size. When we
compare this d value to the effect sizes It can be argued from these results that
reported in previous meta-analyses of the impairment in emotional prosody per-
72
Impaired recognition and expression of emotional prosody in schizophrenia
73
Chapter 4
74
Impaired recognition and expression of emotional prosody in schizophrenia
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76