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The Plant Cell, Vol. 11, 643–659, April 1999, www.plantcell.

org © 1999 American Society of Plant Physiologists

Exocytosis and Endocytosis

Nicholas H. Battey,a,1 Nicola C. James,a Andrew J. Greenland,b and Colin Brownleec


a Department of Horticulture, School of Plant Sciences, University of Reading, Whiteknights, Reading RG6 6AS,
United Kingdom
b ZENECA Agrochemicals, Jealott’s Hill Research Station, Bracknell RG42 6ET, United Kingdom
c Marine Biological Association, Citadel Hill, Plymouth PL1 2PB, United Kingdom

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INTRODUCTION

Exocytosis is a general term used to denote vesicle fusion at to which these processes are put in the full diversity of plant
the plasma membrane, and it is the final step in the secre- cell types; vesicle trafficking pathways are likely to vary ac-
tory pathway that typically begins in the endoplasmic reticu- cording to the needs of the cell and its stage of develop-
lum (ER), passes through the Golgi apparatus, and ends at ment. Figure 1 illustrates the range of secretory vesicle/
the outside of the cell. Endocytosis refers to the recovery of plasma membrane dynamics that require mechanistic expla-
vesicles from the plasma membrane. Exocytotic vesicle fu- nations.
sion involves the coalescence of vesicle and plasma mem- In this review, we follow the secretory vesicle on its jour-
branes and allows the so-called fusion pore to form. The ney from the Golgi apparatus to the plasma membrane and
fusion pore is a channel that passes through the vesicle and discuss the factors that control its docking, fusion, and re-
plasma membranes and allows delivery of the vesicle con- cycling there. We emphasize the relatively new results from
tents to the extracellular compartment. Docking is the pro- plant cells but place these against a background of data
cess by which the exocytotic vesicle is fixed beneath the from animal cells and yeast, in which more is known. One in-
plasma membrane before fusion. It is generally believed to teresting feature of exocytosis in plants is its Ca 21 sensitiv-
involve molecular recognition between vesicle and plasma ity, and we discuss the significance of this in relation to the
membrane and is therefore one aspect of vesicle targeting. known importance of Ca21 as an intracellular regulator. Fi-
Another kind of targeting can be provided by the cytoskele- nally, we consider key areas for future study that will lead to
tal proteins that move vesicles around the cell. Sorting is a a more complete understanding of the role that the regula-
term that can be applied to vesicles, in which case it simply tion of exocytosis and endocytosis plays in plant develop-
describes the consequences of targeting. Sorting has a ment.
more useful and distinct meaning when applied to vesicle
contents: these contents vary according to the destination
of the vesicle and the state of differentiation of the cell. Sort- EXOCYTOSIS
ing of contents can occur in the ER or Golgi or post-Golgi
compartments, as can processing, in which polysaccharides
or proteins are modified enzymatically into their mature From the Golgi Apparatus to the Plasma Membrane
form, ready for delivery. Docking Zone
The problem in discussing exocytosis and endocytosis is
deciding where to start and where to finish: it is difficult to A recent review indicated that there are at least three parallel
consider vesicle fusion without docking, docking without pathways from the Golgi apparatus to the cell surface in
targeting, and targeting without sorting. Similarly, to stop at mammals and that these pathways operate to varying ex-
the point of vesicle retrieval (perhaps only microseconds af- tents in different cell types (Keller and Simons, 1997). There
ter its fusion) is arbitrary, if only because the subsequent is no reason to suppose that in plants the situation is any
journey can involve recycling (see, e.g., Murthy and Stevens, less complex. Indeed, the older, morphological literature
1998), so that the same vesicle may visit the plasma mem- abounds with possible pathways and vesicle types (see Battey
brane many times. Furthermore, for a full explanation of exo- and Blackbourn, 1993). It cannot be determined by inspec-
cytosis and endocytosis, we must consider the myriad uses tion whether vesicles are exocytotic, endocytotic, or bound
for destinations other than the plasma membrane. In many
cases, however, particularly in green algae (Domozych,
1991), it seems clear that there is more than one type of ves-
1 To whom correspondence should be addressed. E-mail n.h.battey icle delivered to the plasma membrane. Electrophysiological
@reading.ac.uk; fax 44-118-9750630. data similarly indicate at least two vesicle populations in
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Figure 1. The Exocytotic Pathway in Plants.


The Plant Cell
644
Exocytosis and Endocytosis 645

barley aleurone protoplasts (Homann and Tester, 1997). We gests a mainly microfilament-based vesicle transport mech-
must nevertheless await future classification of the factors anism (see Battey and Blackbourn, 1993).
that sort vesicle contents and regulate the delivery of differ- Although the cytoskeletal proteins provide a mechanism
ent vesicle types to the plasma membrane. A major techni- for vesicle delivery, it cannot be assumed that they deter-
cal obstacle is the lack of good assays of the kind that have mine where vesicles dock and fuse; that information, ac-
been used so widely and effectively in mammalian and yeast cording to a hypothesis with strong support in animals and
cells for analysis of post-Golgi transport (reviewed in Battey yeast, resides on the vesicle and target membranes them-
et al., 1996). selves (Rothman, 1994). This view is strikingly illustrated by
The commonly held view is that secretory vesicles are de- the behavior of secretory vesicles visualized with green fluo-
livered to their target membrane by the cytoskeleton. In ani- rescent protein in mammalian Vero cells, in which vesicle
mal cells, this delivery role is effected by microtubules (Cole movement appears random, suggesting that microtubules

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and Lippincott-Schwartz, 1995), and vesicles are distributed maintain vesicles in motion so as to increase the chances of
from a centrally located Golgi apparatus to the plasma vesicle–plasma membrane contact (Wacker et al., 1997). On
membrane. In plants, there are many Golgi apparatuses in the other hand, a key role for the actin cytoskeleton in local-
each cell, and microfilaments play the major role in vesicle izing secretion is indicated by cytoskeletal mutants of yeast
delivery, as is evidenced in highly polarized cells such as the (Saccharomyces cerevisiae) in which polarized growth and
pollen tube, where microfilaments must transport vesicles vesicle distribution are disrupted concomitantly (Winsor and
considerable distances (Figure 1A; Taylor and Hepler, 1997; Schiebel, 1997). Such data may relate directly to cell plate
see also Franklin-Tong, 1999, in this issue). Microtubules are formation in plant cells, in which there is evidence for both
also present but appear to be more concerned with nuclear microfilament- and microtubule-based transport of secre-
migration and cytoplasmic zonation than vesicle transport tory vesicles (Schopfer and Hepler, 1991; Samuels et al.,
(Cai et al., 1997). Even in cells from the coleoptile and root, 1995). It also may be relevant that prospore membrane for-
which exhibit less polarized growth, current evidence sug- mation in yeast is similar to cell plate formation in that a

Figure 1. (continued).
(A) The pollen tube. At left, aniline-blue staining of pollen tubes growing from the stigmatic surface down the style of Capsicum. Photograph
courtesy of Dr. Naci Onus (Department of Agricultural Botany, University of Reading). At right, directional exocytosis maintains polar growth in
the lily pollen tube. Golgi vesicles accumulate at the tip, where they undergo exocytosis to supply membrane and wall material for growth.
33240. Reprinted from Lancelle et al. (1997), by permission of the authors and Springer-Verlag, Vienna.
(B) The honeysuckle nectary. At left, honeysuckle flowers. The floral tube is lined with hairs, which secrete sugary nectar. Photograph by Dave
Maw (Jealott’s Hill Research Station). Middle, the one-celled hairs develop elaborate wall protuberances (Pr) and a ribbed cuticle (C), which de-
taches from the wall early in development. The wall structure is believed to result from fusion of Golgi-derived vesicles. 31310. At right, later,
when the flower opens, sugar secretion is at a maximum and is associated with massive swelling of the ER. The relatively insignificant Golgi
bodies (GB), coupled with the elaborate ER and associated vesicles (EV), suggest that the ER plays a major role in secretion by direct trafficking
to the plasma membrane. 37840. Reprinted from Fahn and Rachmilevitz (1970), by permission of the authors and Academic Press, London; and
from Fahn (1988), by permission of the author and the New Phytologist Trust, Lancaster, UK.
(C) Secretion of polysaccharide slime by Mimulus. At left, leaf, branch, and stem of Mimulus, showing a thick covering of secretory epidermal
hairs. The hairs actively secrete polysaccharide slime from their head cells. Photograph by Dave Maw (Jealott’s Hill Research Station). At right,
the head cells have Golgi apparatuses with hypertrophied cisternae, which give rise to very large vesicles (arrow), often directly as a result of
maturation of the trans-most cisterna. 330,150. Reprinted from Schnepf and Busch (1976), by permission of the authors and Gustav Fischer
Verlag, Jena.
(D) Capsaicin secretion from the placenta of chili pepper. At left, chili peppers. The placenta of hot pepper has a glandular epidermis that syn-
thesizes the capsaicinoids responsible for the “hot” characteristic. Photograph courtesy of Dr. Barbara Pickersgill (Department of Agricultural
Botany, University of Reading). At right, placental epidermal cells of chili pepper have enlarged ER that contain and give rise to vesicles (V) con-
taining electron-dense capsaicinoid droplets that are deposited outside the plasma membrane (arrowheads) by a currently undefined exocytotic
mechanism. P, plastid; W, cell wall. 39600. Reprinted from Zamski et al. (1987), by permission of the authors and the University of Chicago
Press.
(E) Secretion from the ligule of darnel grass (Lolium temulentum). At left, darnel. Photograph courtesy of Dr. Bob Froud-Williams (Department of
Agricultural Botany, University of Reading). In darnel, as well as in other plants such as Selaginella (Bilderback and Sloane, 1987), polysaccha-
ride is secreted from the ligule (Chaffey, 1985). The adaxial epidermal cells have hypertrophied Golgi bodies, consistent with a function in
polysaccharide production. Because the primary function of exocytosis is secretion, not growth, plasma membrane recycling is presumably very
active. At right, the presence of vesicular “paramural bodies” (V) in the cell wall (W), outside the plasma membrane and periplasmic space (peri),
may reflect passage of vesicles through the plasma membrane (as with mucilage secretion in Plantago [Hyde, 1970]) or extrusions derived from
the plasma membrane. It is possible that the vesicular membrane is a functionally important element of the secreted material. 351,770. Re-
printed from Chaffey (1995), by permission of the author and Academic Press, London.
646 The Plant Cell

branch of the secretory pathway operates to direct new ies of the biosynthesis of plant signaling peptides, including
plasma membrane growth during sporulation (Neiman, ENOD40 and systemin, indicate that they are produced cy-
1998). tosolically and therefore would not undergo processing in
the secretory pathway (Schaller and Ryan, 1995; Cohn et al.,
1998).
Maturation and Processing in Secretory Vesicles Proteins that have a putative protective function often ex-
emplify post-Golgi processing and maturation (Broekaert et
It is known that polysaccharides and secreted proteins al., 1997). In many cases, these proteins accumulate within
reach the cell wall after their production or modification in vacuoles and presumably are released by holocrine secre-
the Golgi apparatus (Driouich et al., 1993). Therefore, it is tion, a crude type of exocytosis inasmuch as it is character-
assumed that secretory vesicles in plants contain cell wall ized by the release of vacuolar contents coupled with cell

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polysaccharide precursors and proteins, and both biochem- degeneration. For example, a proteinase inhibitor that is be-
ical (e.g., Van der Woude et al., 1971) and electron micro- lieved to act against insects (Heath et al., 1997) is expressed
scopic (e.g., Moore et al., 1991; Lynch and Staehelin, 1992, in stigmatic cells of Nicotiana alata as a pentameric protein
1995) analyses of the polysaccharide content of secretory that is thought to undergo conversion to its active form
vesicles have been undertaken (for a more detailed discus- within the vacuole (Atkinson et al., 1993). On the assumption
sion, see Battey et al., 1996). Apart from these studies, the that the protein precursor is inactive, it has been suggested
composition of the cargo and membrane of secretory vesi- that such post-Golgi activation may provide a self-protec-
cles is largely unknown, and the extent of processing and tion mechanism (Heath et al., 1995). Proteins with putative
maturation that takes place within vesicles is therefore un- antimicrobial activity, such as 2S albumins (Terras et al.,
clear. Our ignorance of these issues is partly due to the diffi- 1992), thionins (Bohlmann and Apel, 1991), and chitin bind-
culties associated with isolating and identifying the vesicles ing proteins (Raikhel et al., 1993), also accumulate within
(Hohl et al., 1996). vacuoles, and their release may simply involve nonspecific
cell breakdown. However, the release of vacuolar contents
in response to invasion and other triggering processes may
Protein Processing be more regulated. Fusion of the mammalian lysosome with
the plasma membrane, for example, is regulated by Ca21 in
The identification in plants of subtilases, a superfamily of a manner that suggests an analogy with regulated exocyto-
serine proteases that predominantly cleave dibasic residues sis of vesicles (Rodriguez et al., 1997).
(Siezen and Leunissen, 1997), is circumstantial evidence
that cleavage of plant proproteins may occur in post-Golgi
vesicles. In prokaryotes and lower eukaryotes, these en- Polysaccharide Processing
zymes have low specificity and are secreted to function ex-
tracellularly in growth or defense (Siezen and Leunissen, A model system for the study of polysaccharide biosynthe-
1997). In yeast, however, the subtilase Kex2 is responsible sis is the hypersecretory cells of the maize root cap
for the maturation of the a-mating factor, and in mammals (Rougier, 1981; Battey and Blackbourn, 1993). All root cap
there are at least four classes of subtilase, including prohor- cells secrete primitive cell wall polymers, but those in the hy-
mone convertases and furin (Barr, 1991). These enzymes persecretory region additionally secrete a fibrillar polysac-
play an important role in post-Golgi processing of proteins charide mucilage (Rougier, 1981). In maize, the mucilage
that are released by exocytosis. In plants, at least six puta- polymers in secretory vesicles undergo a morphological
tive subtilases have been identified (Siezen and Leunissen, transition from a granular, Golgi-like appearance to a fibrillar
1997), although only the evidence from a study of a tobacco appearance. The mechanisms governing this maturation pro-
subtilase related to Kex2 of yeast directly argues for a pro- cess, which is termed fibrillogenesis, are unknown but seem
cessing role for subtilases in plant secretory vesicles. Spe- to coincide with vesicle membrane maturation (Volkman,
cifically, this Kex2p-like activity in tobacco processes the 1981). A similar pattern has been observed in pea (Vian and
preprotoxin KP6 of Ustilago maydis (Kinal et al., 1995). Pre- Roland, 1974).
sumably, this occurs late in the secretory pathway, because Perhaps the most impressive examples of post-Golgi
no active toxin can be detected intracellularly. maturation of polysaccharides are found in the Prasino-
Other plant subtilases, such as AG12 from Alnus glutinosa phycean algae. Figure 2 shows that in these plants, the
(Ribeiro et al., 1995) and the systemin binding protein scales that ultimately coat the plasma and flagellar mem-
SBP50 from tomato (Schaller and Ryan, 1994), may be in- branes are synthesized in the Golgi apparatus as macromo-
volved in processing foreign proteins and signaling peptides lecular structures and then delivered to the cell surface by
from other parts of the plant. SBP50, located in the tomato exocytosis. In Pyramimonas, the scale reservoir is a post-
plasma membrane, binds to the defense signaling peptide Golgi compartment that contains a range of different scale
systemin at the recognition site required by furin and has fu- types (Figure 2) and appears to sort and layer the scales in
rin-like proteolytic activity (Schaller and Ryan, 1994). Stud- preparation for their release at the plasma membrane. The
Exocytosis and Endocytosis 647

scale reticulum in Scherffelia is believed to play a similar different combinations of SNAREs are characteristic of other
role, sorting the pentagonal and rod scales that will coat docking events (see Sanderfoot and Raikhel, 1999, this is-
the flagellar surface into separate vesicles for exocytosis sue). Whereas the base model for docking predicts that a
(McFadden and Melkonian, 1986; Melkonian et al., 1986). In dimer formed between a t- and a v-SNARE is sufficient, it is
contrast, the wall scales of Scherffelia are not sorted in this more likely that multimeric complexes are formed with one
way; instead, whole, mature Golgi cisternae fuse directly or more SNAREs contributed from each of the two fusing
with the plasma membrane to release the scales (McFadden membranes (Hay and Scheller, 1997). In presynaptic nerve
et al., 1986). terminals, for example, the core complex is trimeric, com-
prised of syntaxin and SNAP-25 (both t-SNAREs; in this in-
stance, SNAP stands for synaptosome-associated protein
of 25 kD) and synaptobrevin (a v-SNARE) (Söllner et al.,

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Arrival: Docking at the Plasma Membrane 1993; Hayashi et al., 1994).
Work on the product of the Arabidopsis KNOLLE gene
As schematized in Figure 3, the distinction between the provides evidence in plants that docking at the plasma
docking and fusion of vesicles is clear: when a vesicle docks membrane also is dependent on the formation of SNARE
at the plasma membrane, it is tethered there, probably re- complexes. Mutations in KNOLLE affect early development
versibly (Steyer et al., 1997). Fusion is a separate, later event of the Arabidopsis seedling so that the radial patterning of
that involves the coalescence of vesicle and plasma mem- tissue layers is disrupted (Lukowitz et al., 1996). In knolle
brane and formation of the fusion pore, resulting in the re- embryos, cytokinesis is impaired, cross walls fail to form, and
lease of vesicle contents into the extracellular matrix (see the enlarged cells that result contain polyploid nuclei. Cloning
Thiel and Battey, 1998). Much less clear is whether some of KNOLLE has revealed that the protein it encodes is related
proteins are specifically concerned with docking and other to the syntaxin group of t-SNAREs (Lukowitz et al., 1996),
proteins are needed for fusion or whether both docking and and like other proteins in this class, it contains a conserved
fusion events are mediated by a common set of proteins. C-terminal domain, a variable N-terminal domain, and a
Current models, based on work in animals and yeast, pro- putative membrane anchor. It is thought that KNOLLE func-
pose that the correct docking of vesicles is mediated by tions specifically in vesicle docking during cell plate for-
complexes formed between v-SNARE (soluble NSF-attach- mation, a conclusion supported by the observations that
ment protein receptor) proteins located on the external sur- vesicle trafficking to the cell plate is not impaired in knolle
face of vesicles, and t-SNAREs, partner proteins located on embryos (Lauber et al., 1997) and that other exocytotic
the cytosolic face of the target membrane (the plasma mem- events are not affected.
brane in the case of exocytosis) (Hay and Scheller, 1997). Although the work with KNOLLE indicates that SNARE func-
Specific v- and t-SNAREs are associated with exocytosis; tion in exocytosis is conserved during cell plate formation in

Figure 2. Post-Golgi Maturation in Algae.


(A) The scaly green alga Tetraselmis. Cell wall precursors assemble in the Golgi and condense at the trans face into scale precursors (arrow).
These are exocytosed at the cell surface, where they self-assemble into the rigid wall, or theca. 313,300.
(B) The prasinophyte alga Pyramimonas. Wall scales are synthesized in the Golgi apparatus (G) and arranged in the scale reservoir (SR) before
exocytosis. 311,800.
(C) Pyramimonas. The scale reservoir is multichambered and contains a range of different scale types. 310,910.
Original negatives kindly supplied by Dr. David Domozych (Department of Biology, Skidmore College, Saratoga Springs, NY).
648 The Plant Cell

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Figure 3. Sequence of Exocytosis and Endocytosis: Transport, Docking, Fusion, Content Release, and Recycling.
Shown is a speculative diagram that incorporates the suggested pathways to and from the plasma membrane in plants. CCP, clathrin-coated
pit; CCV, clathrin-coated vesicle; ER, endoplasmic reticulum; MVB, multivesicular body; PCR, partially coated reticulum.

plants, a number of questions remain. A pressing issue is to Two other types of protein, NSF (N-ethylmaleimide–sensi-
identify the v-SNAREs (and potentially other t-SNAREs) that tive factor) and SNAPs (soluble NSF-attachment proteins),
are required for vesicle docking at the cell plate so as to are important in docking and fusion of vesicles in animal and
confirm that the animal and yeast docking models apply in yeast cells (Goda and Südhof, 1997), although their exact
this process. Based on a mutant phenotype, the product of roles are less clear than is the case for the SNAREs. Origi-
the KEULE gene has been proposed as a candidate for a nally proposed as a regulator of the final fusion event
v-SNARE (Lauber et al., 1997), but KEULE easily could be (Söllner et al., 1993), the function of NSF is now a subject of
another component of the docking machinery. It is also nec- controversy: it may act to prime SNAREs before docking
essary to establish the extent of SNARE involvement in other (Ungermann et al., 1998) or to recycle SNAREs after fusion
types of exocytosis in plants. Interestingly, cell expansion (Hay and Scheller, 1997). Other recent data are consistent
and tip growth in root hairs and pollen tubes, developmental with a role immediately after docking but before fusion
processes that are all dependent on trafficking of membrane (Schweizer et al., 1998). As with the SNAREs, genes encod-
and wall materials to the cell surface, are unaffected in ing proteins related to NSF and SNAP have been isolated
knolle mutants (Lukowitz et al., 1996). This suggests either from plants (Table 1). Although there has been no confirma-
that a completely different docking machinery is involved or tion of the biological role of these homologs in plant cells, it
more likely, and in common with other organisms, that dif- may be significant that in Capsicum, a 72-kD protein with
ferent sets of t-SNAREs (and v-SNARES) may be employed. some similarity to NSF is involved in plastid membrane bio-
Table 1 shows that candidate plant genes for both SNAP-25 genesis (Hugueney et al., 1995).
and synaptobrevin can be found in the databases; in time, GTPases from the Ras superfamily, termed Ypt in yeast
their involvement in exocytosis may be unraveled. and Rab in mammals, are proteins that play a crucial regula-
Exocytosis and Endocytosis 649

tory role in the docking/fusion process. Sec4p is the Ypt Rho-type GTPases are another group in the Ras super-
member that regulates vesicle fusion at the plasma mem- family. They have functions in a range of cell biological pro-
brane of S. cerevisiae (Goud et al., 1988). Its homolog in cesses, but of particular relevance are the roles of the Rho-
Schizosaccharomyces pombe, Ypt2p, is also required for related Cdc42p and the Ras-related Bud1p in polarized
transport between the Golgi apparatus and plasma mem- growth in S. cerevisiae (Chant, 1996). Rop1, a plant Rho
brane (Craighead et al., 1993), and the mammalian homolog, GTPase, is localized at the apical cortex of pollen tubes (Lin
Rab8, plays a role in basolateral plasma membrane traffick- et al., 1996) such that microinjected antibodies to Rop1 in-
ing (Huber et al., 1993). Plant homologs are known and are hibit pollen tube growth (Lin and Yang, 1997). These data
more similar to mammalian Rab8 and S. pombe Ypt2p than have led to the proposal that Rop1 regulates polarized exo-
to Sec4p of S. cerevisiae. This indirect evidence suggests cytosis at the pollen tube tip (Lin and Yang, 1997). It is un-
the plant Rab8 homologs may function at the ultimate, exo- clear whether this GTPase controls docking or some other

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cytotic step in the secretory pathway. The way in which Ypt/ aspect of vesicle targeting.
Rab GTPases regulate exocytosis is unclear, but data for
Rab5, a GTPase that controls vesicle trafficking through the
endocytotic pathway, indicate that GTP hydrolysis is not di- The Ca21 Connection: Controlling Exocytotic
rectly coupled to membrane fusion; rather, the complete cy- Membrane Fusion
cle of GDP/GTP binding and release, together with GTP
hydrolysis, regulates the kinetics of docking, possibly by af- In animal cells, Ca21 seems to be a key regulator of exocyto-
fecting the activation or stability of SNAREs on vesicle and sis. This turns out to be true even in some cells that have
target membranes (Rybin et al., 1996). been conventionally regarded as showing “constitutive”

Table 1. Plant Proteins with Sequence Similarity to Components of the Docking/Fusion Machinery in Other Organisms

EMBL EMBL Identity with


Protein Accession Accession Plant
Type Name Number Speciesa References Related tob Number Speciesc Sequenced References
t-SNARE KNOLLE U39451 At Lukowitz et al. (1996) Syntaxin 2 D14582 Hs 46 (39/84) Hirai (1993)
SNAP25A X92419 At X. Gansel and SNAP-25 U85806 Hm 39 (25/64) Bruns et al.
L. Sticher (1997)
(unpublished data)
v-SNARE SAR1 M90418 At M. Schena and Synaptobrevin X96737 Mm 44 (93/211) M. D’Esposito
R.W. Davies et al. (unpub-
(unpublished data) lished data)e
Unnamed 023429f At M. Bevan et al. Synaptobrevin X92396 Hs 59 (20/39) D’Esposito et al.
(unpublished data)g (1996)
SNAP Unnamed AB001375 Vv S. Matsumoto, I.B. b-SNAP P81126h Bt 48 (122/256) Whiteheart et al.
Dry, and M. Thomas (1993)
(unpublished data)
NSF Unnamed D86506 Nt Sato et al., 1997 NSF X15652 Cg 62 (190/302) Wilson et al.
(1989)
Unnamed D25240i Os H. Uchimiya NSF AF006826 Dd 66 (71/106) Weidenhaupt
(unpublished data) et al. (1998)
a Plant species: At, Arabidopsis thaliana; Vv, Vitis vinifera; Nt, Nicotiana tabacum; Os, Oryza sativa.
b The protein showing the highest BLAST score with the plant sequence.
c Animal/fungal species: Hs, Homo sapiens; Hm, Hirudo medicinalis; Mm, Mus musculus; Bt, Bos taurus; Cg, Cricetulus griseus; Dd, Dictyostel-

ium discoideum.
d Percentage of identity and, in parentheses, the number of identical amino acids over the longest matching region.
e Full contributors are M. D’Esposito, M.R. Matarazzo, A. Ciccodicola, R. Mazzarella, N. Quaderi, M. Rocchi, N. Archidiacono, D. Schlessinger,

and M. D’Urso.
f ORF from contig fragment 4, chromosome 4, EMBL accession number Z97339.
g Full contributors are M. Bevan, W. Stiekema, G. Murphy, R. Wambutt, T. Pohl, N. Terryn, M. Kreis, T. Kavanagh, K.D. Entian, M. Rieger, R.

James, P. Puigdomenech, P. Hatzopoulos, B. Obermaier, A. Duesterhoft, J.D.G. Jones, K. Palme, W. Ansorge, M. Delseny, I. Bancroft, H.W.
Mewes, C. Schueller, and N. Chalwatzis.
h SwissProt entry.
i Partial sequence.
650 The Plant Cell

secretion (Morimoto et al., 1995; Chavez et al., 1996; to phospholipids, in particular phosphatidylinositol (4,5)-bis-
Coorssen et al., 1996). In plants, all cells studied so far show phosphate, whose presence is a prerequisite for fusion (re-
pronounced Ca21 regulation of exocytosis (Zorec and Tester, viewed in Martin, 1997). It is interesting that the failure to
1992, 1993; Thiel et al., 1994; Homann and Tester, 1997; identify CAPS homologs in yeast, where exocytosis is Ca21-
Carroll et al., 1998). Yeast, on the other hand, does not show independent, is taken to reflect a key role for CAPS in regu-
Ca21 regulation of exocytosis. Similarly, although there are lated (Ca21-dependent) exocytosis (Martin, 1997). Exactly
reports of a role for Ca 21 at earlier stages in the secretory the same argument could be applied to another group of
pathway (e.g., Beckers and Balch, 1989), in animal cells, Ca21-dependent phospholipid binding proteins, the annex-
Ca21 dependence is most clearly associated with exocytosis ins, which are also absent from yeast. Some members of
and the subsequent retrieval of vesicles via the endosomal this family aggregate vesicles and lead to membrane defor-
route (Gruenberg and Maxfield, 1995). This information sug- mation (Swairjo et al., 1994; see Thiel and Battey, 1998).

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gests that many plant and animal cells may have a specific Recent work has further suggested a role for annexins in
requirement for Ca 21 at the late stages of the secretory exocytosis from plant cells (Carroll et al., 1998). The ques-
pathway. This requirement links exocytosis closely to the tion thus arises as to how annexins might be related to
needs of the cell, because Ca 21 is a signaling element SNAREs. The latter may facilitate targeting and membrane
whose level is rapidly regulated in the local vicinity of the specificity, whereas the former may promote membrane fu-
plasma membrane. sion and pore formation (see also Jahn and Hansen, 1998).
Because fusion of membranes can only occur once they Recently, the sequence of a tomato gene ( CLB1) was
have been brought into close proximity, the first potential published (Kiyosue and Ryan, 1997) that contains a Ca 21-
role for Ca21 is the regulation of the process that draws the dependent lipid binding domain similar to that found in the
docked vesicle membrane into immediate apposition with C2 domain proteins, such as synaptotagmin, that regulate
the plasma membrane. Although the mechanism that under- membrane traffic in neuronal cells (Südhof and Rizo, 1996).
lies such membrane juxtaposition is not fully understood, An Arabidopsis gene (CaLB; accession number X96598; un-
work on the mode of membrane fusion that promotes viral published data) very similar to CLB1 is present in the se-
infection provides the clearest pointer. The influenza virus is quence databases. Also reported in the databases is an open
a very efficient machine for cell invasion, an essential com- reading frame (TREMBL accession number O23480), identi-
ponent of which is the ability to cross the plasma mem- fied in the Arabidopsis genome sequencing project (Bevan
brane. The viral hemagglutinin protein forms a scaffold that et al., 1998), that shows similarity to frequenin, an EF-hand
draws the virus and host cell membranes together and pro- Ca21 binding protein also thought to play a role in mem-
motes their fusion (White, 1996). Membrane fusion involves brane trafficking (Pongs et al., 1993). Although the existence
transient domains that lead ultimately to formation of the fu- of these genes further suggests that exocytosis may be reg-
sion pore (Blumenthal et al., 1995). ulated in a Ca21-dependent manner by using proteins con-
Evidence from a variety of sources suggests that in animal served between plants and animals, hard proof that these
cells, membrane fusion may involve a similar scaffold mech- proteins are involved awaits biochemical and genetic tests.
anism (Monck and Fernandez, 1996). Recent data suggest Once the fusion pore has formed, vesicular contents can
that synaptobrevin in association with syntaxin and SNAP-25 be released to the extracellular matrix. In animal cells, fusion
can cause membrane fusion when incorporated into sepa- pore opening can be transient, with content release followed
rate populations of artificial liposomes, and it has been pro- very rapidly by pore closure (Figure 3; Alvarez de Toledo et
posed that the v-/ t-SNARE complex achieves this by a al., 1993). Alternatively, pore formation is followed by full
mechanism analagous to that used by the viral proteins pore opening with concomitant incorporation of the vesicle
(Weber et al., 1998). The Ca 21 binding proteins that might membrane into the plasma membrane (Spruce et al., 1990).
regulate this process in vivo have not been defined, but syn- Both transient and permanent fusion can be observed at dif-
aptotagmin has become a strong candidate in synapses ferent times in the same animal (Oberhauser et al., 1992)
(Goda and Südhof, 1997), where it exhibits Ca21-dependent and, indeed, plant cell (Thiel and Battey, 1998; Thiel et al.,
binding to syntaxin, SNAP-25, and phospholipid. It has fur- 1998). The frequency of transient relative to permanent fu-
ther been suggested that synaptotagmin binding could be sion is a very important issue because it determines whether
involved in formation of the fusion pore (Südhof and Rizo, the vesicle matrix (to which the vesicle cargo is bound) is
1996). However, synaptotagmin homologs have not been lost or recycled and whether vesicle membrane becomes in-
detected in neutrophils, where analysis of exocytosis indi- corporated into the plasma membrane (Figure 3). Figure 4
cates that different vesicle populations have specific Ca 21 indicates the potential significance of regulation of transient
sensitivities and that sophisticated Ca21 regulation is there- versus permanent vesicle fusion for the physiology of the
fore at work (Nüsse et al., 1998). plant cell. Clearly, in nonexpanding cells, a mechanism for
Ca21-dependent activator protein for secretion (CAPS) is cargo discharge without membrane incorporation would be
required for Ca21-triggered exocytosis from permeabilized useful, especially in view of the energy costs of generating
animal neuroendocrine PC12 cells (Walent et al., 1992). endocytotic vesicles in the presence of high turgor pressure
CAPS may activate exocytosis by Ca 21-dependent binding (Cram, 1980; Gradmann and Robinson, 1989; see below).
Exocytosis and Endocytosis 651

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Figure 4. Transient or Permanent Fusion: Consequences for the Plant Cell?
The diagram depicts the potential effects of transient and permanent vesicle fusion on plant cell growth. Although events believed to correspond
to transient and permanent vesicle fusion have been detected in plants (Thiel and Battey, 1998; Thiel et al., 1998), the extent to which either or
both predominate or are regulated at all remains unknown. V, vacuole.

More detailed discussion of this question can be found in balanced by the equivalent recycling of membrane from the
Thiel and Battey (1998). cell surface. In animal and S. cerevisiae cells, another major
function of endocytosis is internalization and degradation of
membrane proteins such as receptor/ligand complexes (Fig-
ure 3). Furthermore, plant cells often undergo volume fluctu-
ENDOCYTOSIS ations in response to changes in the external osmotic
environment. Because any fixed amount of plasma mem-
brane is essentially inexpandable (Wolfe and Steponkus,
Recovering Excess Membrane 1983), significant cell volume increase must be accom -
panied by increased exocytosis. Similarly, osmoregulatory
Evidence from several plant systems indicates that the rate at volume decrease after hypoosmotic treatment is likely to be
which new membrane is incorporated into the plasma mem- accompanied by increased recycling of plasma membrane
brane during cell elongation and growth far exceeds the net (Taylor et al., 1996; see also Thiel and Battey, 1998).
increase in cell surface area (Samuels and Bisalputra, 1990; Despite the evidence that membrane recycling occurs in
Low and Chandra, 1994). This finding bespeaks the opera- plants, there has been considerable doubt until recently
tion of significant membrane recycling. In nongrowing secre- whether the underlying mechanisms involve vesicle endocy-
tory cells, delivery of vesicles to the plasma membrane must be tosis. These uncertainties arise mainly from consideration of
652 The Plant Cell

the energetics of vesicle recycling in the turgid cell (e.g., pecially abundant in actively growing cells (e.g., Samuels
Cram, 1980), whereby two factors must be considered: the and Bisalputra, 1990). Other structures known to be in-
metabolic energy needed to sustain endocytosis against volved in endocytosis in animal cells that are also observed
positive hydrostatic pressure and the free energy barrier to in plants and algae include Golgi bodies, multivesicular bod-
vesicle formation. It is likely that the total metabolic energy ies, and partially coated reticulum (Record and Griffing,
for endocytosis is well within the cell’s metabolic energy 1988; Domozych, 1991; Low and Chandra, 1994; see also
budget (Raven, 1987). The free energy requirements for ves- Figure 3). Multivesicular bodies are involved in transport to
icle formation are lower for smaller vesicles (Saxton and vacuoles and appear to contain degradative enzymes. Par-
Breidenbach, 1988) and crucially depend on the widely vari- tially coated reticulum may be either equivalent to the animal
able value of turgor (Gradmann and Robinson, 1989). There- trans-Golgi network or an early endosomal compartment
fore, it can be argued that the energetics of endocytosis are (Robinson, 1996).

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likely to be favorable for a range of conditions and vesicle Coated pits and CCVs have a well-conserved complex of
types. In addition, there may be a role for molecular recy- polypeptides specific to their cytoplasmic surface. Clathrin
cling of membrane lipids (Craig and Staehelin, 1988), for polypeptides form the outer (cytosolic-facing) layer of the
which some evidence has been obtained using fluorescently coat and comprise three heavy chains and three light chains
labeled lipids to measure trafficking from the plasma mem- that assemble to form triskelions (reviewed in Robinson, 1996).
brane to the ER (Grabski et al., 1993). Plant clathrin heavy chains have a number of well-conserved
regions in common with animal and yeast cells (Blackbourn
and Jackson, 1996). Less information is available for clathrin
Evidence for Endocytosis in Plants light chains in plants, although these have been well charac-
terized in animals (33- and 36-kD polypeptides) and yeast
Direct visualization of endocytosis in plant cells comes from (38-kD polypeptide) and possess Ca 21-calmodulin binding
observations of internalization of membrane-impermeant properties (Acton and Brodsky, 1990; Nathke et al., 1992).
molecules. Although earlier interpretation of Lucifer Yellow CCVs can be either Golgi- or plasma membrane–derived
uptake into plant cells has become problematic as a result (Blackbourn and Jackson, 1996; Robinson, 1996). Recent
of the appreciation that this dye can be transported across work has concentrated mainly on CCVs in trafficking in the
membranes (e.g., O’Driscoll et al., 1991), internalization of a trans-Golgi network, although the study by Blackbourn and
range of other impermeant molecules has now been re- Jackson (1996) clearly implicates CCVs in plasma mem-
ported, including heavy metals (Hubner et al., 1985; Lazzaro brane recycling during pollen tube elongation, because
and Thomson, 1992), biotinylated molecules (e.g., Horn et assembled clathrin is present at the pollen tube tip, corre-
al., 1990), gold-conjugated proteins and lectin (Hillmer et al., sponding to the site of uptake of fluorescein isothiocyanate–
1986; Villanueva et al., 1993), and cationic ferritin (Tanchak dextran (O’Driscoll et al., 1991). Blackbourn and Jackson
et al., 1984). The use of lipophilic styryl (FM) dyes such as (1996) further present evidence for selective membrane cy-
FM1-43, which fluorescently label the plasma membrane of cling in the pollen tube tip via an early endosomal compart-
intact cells, is beginning to provide additional evidence for ment and suggest that two previously described vesicle
membrane recycling (e.g., Smith and Betz, 1996). Figure 5 populations with diameters of z300 and 50 nm could repre-
shows how fluorescence internalization thus can be readily sent secretory vesicles and re-internalized membrane, re-
visualized with confocal microscopy, giving a direct indica- spectively.
tion of membrane recycling. The related dye FM4-64 has Another essential element of the inner region of the vesi-
been used to visualize endocytosis and vacuolar membrane cle coat in CCVs is the adaptins. In animals and yeast, these
dynamics in yeast (Vida and Emr, 1995), and more recently, heterotetrameric adaptor proteins are involved in attaching
the use of FM1-43 has revealed significant membrane inter- to the membrane and can interact with membrane-spanning
nalization over a time scale of minutes in secretory maize receptors. Both Golgi- and plasma membrane–specific
root cap cells (Carroll et al., 1998). In zygotes of the marine adaptor complexes exist in animals and yeast. Plant coun-
alga Fucus, FM1-43 and FM4-64 internalization occurs pre- terparts are considerably less well characterized, but current
dominantly at the growing rhizoid apex and at the develop- evidence supports a role for g- and b-type adaptins in
ing cell plate (Belanger and Quatrano, 1998; Brownlee et al., plasma membrane recycling (Drucker et al., 1995; Keon et
1998). al., 1995). Another feature of animal adaptins is the posses-
In animal cells and yeast, endocytosis occurs via clathrin- sion of autophosphorylating and casein kinase activity,
coated vesicles (CCVs) that act in plasma membrane recov- which recently has been shown in adaptin-like polypeptides
ery and in cycling of vesicles in the endomembrane system. from zucchini (Drucker et al., 1998).
CCVs are characterized by the presence of protrusions of A variety of other molecules is associated with the en-
clathrin on the cytoplasmic surface (Low and Chandra, docytotic pathway in animals and yeast, and some of these
1994; Robinson, 1996). Clathrin-coated pits in the plasma molecules are beginning to be described in plant systems.
membrane and CCVs have been described widely in plant The GTP-binding protein dynamin is required for rapid en-
cells (e.g., Fowke et al., 1991; Robinson, 1996) and are es- docytosis coupled to exocytosis in adrenal chromaffin cells
Exocytosis and Endocytosis 653

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Figure 5. Confocal Images of the Pattern of Internalization of the Fluorescent Membrane Dye FM1-43 in a Rhizoid Cell of Fucus serratus.
Embryos were incubated in 1 mM FM1-43 for the duration of the experiment. Hypoosmotic treatment (from sea water to 50% sea water) was
given at time (t) 0. Little or no dye internalization was observed for at least 390 sec before the hypoosmotic shock. However, dye internalization
was apparent within 20 sec of the shock and continued for the duration of the recording (240 sec).

(Artalejo et al., 1995). Although this particular endocytotic and preliminary evidence exists for such ATPases in plants
system is independent of clathrin, dynamin is involved (Beevers, 1996).
elsewhere in clathrin-mediated endocytosis, for instance, in
the mammalian COS-7 cell line (Herskovits et al., 1993).
One plant homolog of dynamin has been isolated in Arabi- Receptor-Mediated Endocytosis
dopsis with significant similarity to yeast Vps1p, rat dy-
namin, and murine Mx1 protein (Dombrowski and Raikhel, Major functions of clathrin and associated proteins in ani-
1995). Another dynamin homolog, phragmoplastin, has mals and yeast are the internalization of membrane recep-
been found at the cell plate in soybean (Gu and Verma, tors and proteins and the correct targeting of CCVs to the
1996). It appears that polymerized dynamin acts to endosomal lysosome, late-Golgi compartments, or vacuole.
“squeeze” vesicles from the plasma membrane during en- Such receptor-mediated endocytosis is an essential process
docytosis (Takei et al., 1995), and so it is tempting to specu- in signal transduction whereby receptor–ligand complexes
late that phragmoplastin acts in a similar way to allow the are internalized and processed (e.g., Egner and Kuchler,
exocytotic release of vesicle contents during growth of the 1996). This process further involves the ubiquitination of tar-
cell plate. Finally, an uncoating ATPase facilitates the re- get molecules before endocytosis and degradation (Egner
moval of the clathrin coat from CCVs (Hannan et al., 1998), and Kuchler, 1996; Hicke and Riezman, 1996), and it also
654 The Plant Cell

requires myosin and actin (Geli and Riezman, 1996). Evi- exocytotic stimuli resulted in endocytosis that eventually
dence for receptor-mediated endocytosis in plants is cur- balanced the rate of exocytosis. The potential of FM dyes for
rently very limited. Endocytotic internalization of Rhizobium quantification of endocytosis also has been shown in hip-
involving lectin binding occurs in pea root hairs (Kijne et al., pocampal neurons, where unitary endocytotic events have
1988), and receptor-mediated uptake of elicitor molecules (Low been visualized and quantified (Ryan et al., 1997), and such
and Chandra, 1994) and auxin binding protein (Robinson, high-resolution imaging could potentially provide unique quan-
1996) has been proposed. titative information on both protoplasts and whole plant cells.

Quantification of Endocytosis CONCLUSIONS AND FUTURE PROSPECTS

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Electrophysiological experiments allow direct measure-
ments of protoplast membrane surface area and provide fur- Our initial interest in exocytosis was triggered by the need to
ther evidence for membrane cycling, and although changes find mechanisms that underlie the pronounced effects of
detected in cell capacitance reflect only the net result of Ca21 on plant cell development (Hepler and Wayne, 1985)
exocytosis and endocytosis (Battey et al., 1996), such mea- and the circumstantial evidence that Ca 21 might control
surements with barley aleurone and maize root protoplasts the exocytotic/endocytotic balance in plants (Steer, 1988;
reveal significant membrane internalization upon intracellu- Battey and Blackbourn, 1993). Ca21 has subsequently been
lar perfusion with solutions of very low [Ca 21] (Zorec and shown to be needed for a sustained increase in the plasma
Tester, 1992; Carroll et al., 1998). Rapid increases in barley membrane capacitance of plant protoplasts, reflecting the
aleurone protoplast surface area, induced by increasing in- activation of exocytosis relative to endocytosis. This evi-
ternal pressure, are followed by a decline to resting values, dence supports the hypothesis that regulation of vesicle fu-
suggesting the presence of a pressure-responsive exo- sion at the plasma membrane is a critical control point for
endocytosis cycle (Zorec and Tester, 1993). Furthermore, Ca21. It remains to be demonstrated that these effects of
hypoosmotic treatment of stomatal guard cell protoplasts Ca21 lead to developmental changes; indeed, effects on se-
causes a reversible increase in plasma membrane area that cretion (polysaccharide or protein) in addition to membrane
is quantifiable as an increase in cell volume (Homann, 1998). growth have not been shown. Therefore, the electrophysio-
This observation is of particular interest because the guard logical measurement of membrane capacitance has enhanced
cell is generally regarded as nonsecretory and nongrowing; our knowledge of the factors that influence exocytosis/
the vesicles involved in this response, therefore, may have a endocytosis in plants, but the need to use protoplasts and
specific role in osmoregulation. In the marine alga Pelvetia, the resultant lack of necessary relevance to plant physiology
freeze-fracture studies have similarly identified a class of and development are serious limitations to progress. Never-
vesicles that is exocytosed in response to hypoosmotic theless, the recent paper by Homann (1998), which relates
treatment (Gilkey and Staehelin, 1989). Hypoosmotically in- changes in capacitance to guard cell osmotic regulation, is
duced cell expansion in Fucus zygotes is followed by vol- an important step in the right direction. Similarly, the ability
ume regulation that is demonstrable by a dramatic increase of the dye FM1-43 to reveal membrane cycling in plants
in the internalization of FM1-43 at the growing rhizoid apex (Carroll et al., 1998) offers the opportunity, in conjuction with
(Brownlee et al., 1998; Figure 5). capacitance measurements, to monitor exocytosis and en-
Taken together, the above evidence amply suggests that docytosis independently. At a still finer level of detail, there
membrane recycling can occur rapidly (within seconds to is much potential in the ability of the attached-patch method
minutes) during osmotically induced cell volume changes. to distinguish transient fusion from full fusion (Thiel et al.,
This rate of recycling may be faster than during normal 1998). A major technical challenge that remains is to mea-
growth and secretion, suggesting that the usual membrane sure exocytosis/endocytosis in walled cells to relate these
cycling pathway may be bypassed. Observation of vesicular measurements to cell and tissue changes.
material extruded from the plasma membrane after pollen Those cells of most interest for understanding exocytosis
tube plasmolysis (Kroh and Knuiman, 1985) and in osmoti- and endocytosis are often highly differentiated and difficult
cally regulating protoplasts (Steponkus, 1991) also suggests subjects for biochemical analysis (e.g., the honeysuckle
that atypical membrane structures may be an important nectary or Mimulus glandular hairs; see Figure 1). The avail-
mechanism to allow volume regulation (see also Thiel and ability of a range of (labeled) protein probes whose traffick-
Battey, 1998). ing pathways are known would provide the means to
The simultaneous monitoring of exocytosis and endocyto- understand plasma membrane dynamics in such specialized
sis through measurements of cell capacitance and internal- cells, as is indicated by success in studies on bone-resorb-
ization of FM1-43, respectively, has been achieved with ing osteoclasts in animals, where the plasma membrane is
adrenal chromaffin cells (Smith and Betz, 1996). This study divided into domains that are maintained by directed vesicle
showed that after short exocytotic stimuli, endocytosis oc- trafficking along the endocytotic pathway (Salo et al., 1996;
curred after exocytosis had ceased, whereas prolonged Palokangas et al., 1997). In plants, probes that allow this
Exocytosis and Endocytosis 655

kind of analysis are unavailable at present, but the develop- Le Mière (Department of Horticulture, University of Reading) for help
ment of green fluorescent protein tagging offers potential for with Figure 1 and for drawing the diagrams in Figures 3 and 4; Jean
the future. An equivalent tool with which to probe polysac- Whiterow (Department of Horticulture, University of Reading) for her
charide distribution would be of great value in plant cells. It invaluable help in preparing the manuscript; and the United Kingdom
Biotechnology and Biological Sciences Research Council (BBSRC),
is already possible to visualize directly the transport of sec-
the Leverhulme Trust, the University of Reading Research Endow-
ondary metabolites in an exocytotic pathway that leads to
ment Trust Fund, the Marine Biological Association, UK, and
the deposition of defense-related products in the cell wall ZENECA Agrochemicals for financial support of the authors’ labs.
(Stewart and Mansfield, 1985). This provides a useful means N.C.J. acknowledges the support of an Industrial CASE studentship
to understand this novel exocytotic pathway as well as to from the BBSRC.
study an important aspect of the response of plants to fun-
gal invasion.

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The full range of SNAREs and other proteins that regulate
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